Duty-Hour Surveys Separate Interns, Program Directors

No One Wants Even More Restrictions
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Duty-Hour Surveys Separate Interns, Program Directors

Interns beginning their surgical training under the new resident duty-hour standards appear to be less pessimistic than program directors, but they still show significant concern that these new regulations will have a detrimental effect on the quality of their training, according to the results of separate surveys of surgical interns in general surgery residency programs and national surgical program directors.

The Accreditation Council for Graduate Medical Education (ACGME) implemented the new standards in July 2011 to include increased supervision and a 16-hour shift maximum for postgraduate year 1 residents, according to a report published in the June issue of Archives of Surgery.

In the summer of 2011, the researchers surveyed all 215 surgical interns in 11 general surgical residency programs distributed across the country to assess their perceptions of how the new duty-hour requirements would affect continuity of care, resident fatigue, and development in the six core ACGME competencies, according to Dr. Ryan M. Antiel of the Mayo Clinic, Rochester, Minn., and his colleagues. Perceptions were measured using a 3-point scale (increase, decrease, no change) for each item. A total of 179 (83.3%) completed the survey. Most respondents (68.7%) were men and were younger than 29 years of age (73%), with 102 categorical interns (57%) and 76 preliminary interns (42.5%), and 1 nonrespondent to this question (Arch. Surg. 2012;147:536-41).

Results of the resident survey were compared with those of an earlier survey of 134 program directors conducted by Dr. Antiel and his colleagues (Mayo Clin. Proc. 2011;86:185-91).

The great majority of the interns (80.3%) indicated that the new restrictions would decrease their ability to achieve continuity with hospitalized patients, and more than half (57.6%) stated that there would be a decrease in the coordination of patient care. Slightly fewer than half (48%) believed it would interfere with their acquisition of new medical knowledge.

"Most of the surgical interns (67.4%) believed that the duty-hour restrictions will decrease their time spent in the operating room," the researchers added. They also indicated that the new standards would decrease their development of surgical skills (52.8%); their time spent with patients on the floor (51.1%); and their overall educational experience (51.1%). Categorical interns were significantly more likely to believe that the changes would decrease both quality and safety of patient care (odds ratio, 2.6).

However, some optimism was also expressed: In all, 61.5% of interns believed that the new standards would decrease resident fatigue; 66.5% indicated that the new hours would increase or not change quality and safety of patient care; 72.1% indicated the same for the ability to effectively communicate with patients, families, and other health professionals; 74.7% indicated the same for the resident’s investigation and self-evaluation of their own patient care; and 70.2% felt that the impact would be neutral or favorable in the area of responsiveness to patient needs that supersede self-interest.

Compared with the program directors surveyed, a significantly higher proportion of interns believed that the new changes would improve or not change residents’ performance. And a significantly larger percentage of program directors agreed that the new changes would decrease coordination of patient care and residents’ acquisition of medical knowledge (76.9% vs. 48.0%). Perhaps most notably in terms of cross-perceptions, most interns (61.5%) believed that the new changes would decrease fatigue, whereas 85.1% of program directors believed that the new hours would increase fatigue, presumably by increasing the intensity of effort and accomplishments required in that shorter amount of time, according to the authors.

The researchers pointed out several limitations to their study beyond those intrinsic to surveys. Attitudes of residents may change over time, although the survey was most concerned with the perception of incoming interns. Also, program directors were not chosen randomly, and some regions may have been underrepresented. In addition, attitudes cannot be taken as evidence of the actual results of duty-hour restrictions on training, only the perceptions of that effect. But in the absence of defined metrics for assessing the effect of duty-hour restrictions on training, the attitudes of those most involved in training may be the best metric available, they noted.

"As residency programs attempt to adapt to the new regulations, surgical interns have significant concerns about the implications of these regulations on their training. The opinions of these interns, although markedly more optimistic than those of surgical program directors, reflect a persistent concern within the surgical community regarding the effects of work-hour restrictions on surgical training," they concluded.

The authors had no disclosures.

References

Body

Eliminating two important limitations of this study might have put the interns more "in sync" with the program directors. First, large university programs constituted 10 of the 11 surveyed, and I suspect that those residents would be less concerned about duty-hour restrictions (because more of them subsequently choose fellowships and are less likely to go straight into general surgery practice) than would those from nonuniversity or community programs. Second, for 42.5% of the interns surveyed, there was no distinction made between those hoping to go into general surgery vs. those on track for surgical subspecialties, who are less likely to be concerned for the same reason of expecting additional training.

Even when we ignore the limitations of this study, I believe it shows that the "line in the sand" for the entire surgical community – residents and attendings – is no further resident duty-hour restrictions.

Mark L. Friedell, M.D., is from the department of surgery at the University of Missouri–Kansas City. His remarks are abstracted from an invited critique that accompanied the article (Arch. Surg. 2012;147:541). He reported having no disclosures.

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Body

Eliminating two important limitations of this study might have put the interns more "in sync" with the program directors. First, large university programs constituted 10 of the 11 surveyed, and I suspect that those residents would be less concerned about duty-hour restrictions (because more of them subsequently choose fellowships and are less likely to go straight into general surgery practice) than would those from nonuniversity or community programs. Second, for 42.5% of the interns surveyed, there was no distinction made between those hoping to go into general surgery vs. those on track for surgical subspecialties, who are less likely to be concerned for the same reason of expecting additional training.

Even when we ignore the limitations of this study, I believe it shows that the "line in the sand" for the entire surgical community – residents and attendings – is no further resident duty-hour restrictions.

Mark L. Friedell, M.D., is from the department of surgery at the University of Missouri–Kansas City. His remarks are abstracted from an invited critique that accompanied the article (Arch. Surg. 2012;147:541). He reported having no disclosures.

Body

Eliminating two important limitations of this study might have put the interns more "in sync" with the program directors. First, large university programs constituted 10 of the 11 surveyed, and I suspect that those residents would be less concerned about duty-hour restrictions (because more of them subsequently choose fellowships and are less likely to go straight into general surgery practice) than would those from nonuniversity or community programs. Second, for 42.5% of the interns surveyed, there was no distinction made between those hoping to go into general surgery vs. those on track for surgical subspecialties, who are less likely to be concerned for the same reason of expecting additional training.

Even when we ignore the limitations of this study, I believe it shows that the "line in the sand" for the entire surgical community – residents and attendings – is no further resident duty-hour restrictions.

Mark L. Friedell, M.D., is from the department of surgery at the University of Missouri–Kansas City. His remarks are abstracted from an invited critique that accompanied the article (Arch. Surg. 2012;147:541). He reported having no disclosures.

Title
No One Wants Even More Restrictions
No One Wants Even More Restrictions

Interns beginning their surgical training under the new resident duty-hour standards appear to be less pessimistic than program directors, but they still show significant concern that these new regulations will have a detrimental effect on the quality of their training, according to the results of separate surveys of surgical interns in general surgery residency programs and national surgical program directors.

The Accreditation Council for Graduate Medical Education (ACGME) implemented the new standards in July 2011 to include increased supervision and a 16-hour shift maximum for postgraduate year 1 residents, according to a report published in the June issue of Archives of Surgery.

In the summer of 2011, the researchers surveyed all 215 surgical interns in 11 general surgical residency programs distributed across the country to assess their perceptions of how the new duty-hour requirements would affect continuity of care, resident fatigue, and development in the six core ACGME competencies, according to Dr. Ryan M. Antiel of the Mayo Clinic, Rochester, Minn., and his colleagues. Perceptions were measured using a 3-point scale (increase, decrease, no change) for each item. A total of 179 (83.3%) completed the survey. Most respondents (68.7%) were men and were younger than 29 years of age (73%), with 102 categorical interns (57%) and 76 preliminary interns (42.5%), and 1 nonrespondent to this question (Arch. Surg. 2012;147:536-41).

Results of the resident survey were compared with those of an earlier survey of 134 program directors conducted by Dr. Antiel and his colleagues (Mayo Clin. Proc. 2011;86:185-91).

The great majority of the interns (80.3%) indicated that the new restrictions would decrease their ability to achieve continuity with hospitalized patients, and more than half (57.6%) stated that there would be a decrease in the coordination of patient care. Slightly fewer than half (48%) believed it would interfere with their acquisition of new medical knowledge.

"Most of the surgical interns (67.4%) believed that the duty-hour restrictions will decrease their time spent in the operating room," the researchers added. They also indicated that the new standards would decrease their development of surgical skills (52.8%); their time spent with patients on the floor (51.1%); and their overall educational experience (51.1%). Categorical interns were significantly more likely to believe that the changes would decrease both quality and safety of patient care (odds ratio, 2.6).

However, some optimism was also expressed: In all, 61.5% of interns believed that the new standards would decrease resident fatigue; 66.5% indicated that the new hours would increase or not change quality and safety of patient care; 72.1% indicated the same for the ability to effectively communicate with patients, families, and other health professionals; 74.7% indicated the same for the resident’s investigation and self-evaluation of their own patient care; and 70.2% felt that the impact would be neutral or favorable in the area of responsiveness to patient needs that supersede self-interest.

Compared with the program directors surveyed, a significantly higher proportion of interns believed that the new changes would improve or not change residents’ performance. And a significantly larger percentage of program directors agreed that the new changes would decrease coordination of patient care and residents’ acquisition of medical knowledge (76.9% vs. 48.0%). Perhaps most notably in terms of cross-perceptions, most interns (61.5%) believed that the new changes would decrease fatigue, whereas 85.1% of program directors believed that the new hours would increase fatigue, presumably by increasing the intensity of effort and accomplishments required in that shorter amount of time, according to the authors.

The researchers pointed out several limitations to their study beyond those intrinsic to surveys. Attitudes of residents may change over time, although the survey was most concerned with the perception of incoming interns. Also, program directors were not chosen randomly, and some regions may have been underrepresented. In addition, attitudes cannot be taken as evidence of the actual results of duty-hour restrictions on training, only the perceptions of that effect. But in the absence of defined metrics for assessing the effect of duty-hour restrictions on training, the attitudes of those most involved in training may be the best metric available, they noted.

"As residency programs attempt to adapt to the new regulations, surgical interns have significant concerns about the implications of these regulations on their training. The opinions of these interns, although markedly more optimistic than those of surgical program directors, reflect a persistent concern within the surgical community regarding the effects of work-hour restrictions on surgical training," they concluded.

The authors had no disclosures.

Interns beginning their surgical training under the new resident duty-hour standards appear to be less pessimistic than program directors, but they still show significant concern that these new regulations will have a detrimental effect on the quality of their training, according to the results of separate surveys of surgical interns in general surgery residency programs and national surgical program directors.

The Accreditation Council for Graduate Medical Education (ACGME) implemented the new standards in July 2011 to include increased supervision and a 16-hour shift maximum for postgraduate year 1 residents, according to a report published in the June issue of Archives of Surgery.

In the summer of 2011, the researchers surveyed all 215 surgical interns in 11 general surgical residency programs distributed across the country to assess their perceptions of how the new duty-hour requirements would affect continuity of care, resident fatigue, and development in the six core ACGME competencies, according to Dr. Ryan M. Antiel of the Mayo Clinic, Rochester, Minn., and his colleagues. Perceptions were measured using a 3-point scale (increase, decrease, no change) for each item. A total of 179 (83.3%) completed the survey. Most respondents (68.7%) were men and were younger than 29 years of age (73%), with 102 categorical interns (57%) and 76 preliminary interns (42.5%), and 1 nonrespondent to this question (Arch. Surg. 2012;147:536-41).

Results of the resident survey were compared with those of an earlier survey of 134 program directors conducted by Dr. Antiel and his colleagues (Mayo Clin. Proc. 2011;86:185-91).

The great majority of the interns (80.3%) indicated that the new restrictions would decrease their ability to achieve continuity with hospitalized patients, and more than half (57.6%) stated that there would be a decrease in the coordination of patient care. Slightly fewer than half (48%) believed it would interfere with their acquisition of new medical knowledge.

"Most of the surgical interns (67.4%) believed that the duty-hour restrictions will decrease their time spent in the operating room," the researchers added. They also indicated that the new standards would decrease their development of surgical skills (52.8%); their time spent with patients on the floor (51.1%); and their overall educational experience (51.1%). Categorical interns were significantly more likely to believe that the changes would decrease both quality and safety of patient care (odds ratio, 2.6).

However, some optimism was also expressed: In all, 61.5% of interns believed that the new standards would decrease resident fatigue; 66.5% indicated that the new hours would increase or not change quality and safety of patient care; 72.1% indicated the same for the ability to effectively communicate with patients, families, and other health professionals; 74.7% indicated the same for the resident’s investigation and self-evaluation of their own patient care; and 70.2% felt that the impact would be neutral or favorable in the area of responsiveness to patient needs that supersede self-interest.

Compared with the program directors surveyed, a significantly higher proportion of interns believed that the new changes would improve or not change residents’ performance. And a significantly larger percentage of program directors agreed that the new changes would decrease coordination of patient care and residents’ acquisition of medical knowledge (76.9% vs. 48.0%). Perhaps most notably in terms of cross-perceptions, most interns (61.5%) believed that the new changes would decrease fatigue, whereas 85.1% of program directors believed that the new hours would increase fatigue, presumably by increasing the intensity of effort and accomplishments required in that shorter amount of time, according to the authors.

The researchers pointed out several limitations to their study beyond those intrinsic to surveys. Attitudes of residents may change over time, although the survey was most concerned with the perception of incoming interns. Also, program directors were not chosen randomly, and some regions may have been underrepresented. In addition, attitudes cannot be taken as evidence of the actual results of duty-hour restrictions on training, only the perceptions of that effect. But in the absence of defined metrics for assessing the effect of duty-hour restrictions on training, the attitudes of those most involved in training may be the best metric available, they noted.

"As residency programs attempt to adapt to the new regulations, surgical interns have significant concerns about the implications of these regulations on their training. The opinions of these interns, although markedly more optimistic than those of surgical program directors, reflect a persistent concern within the surgical community regarding the effects of work-hour restrictions on surgical training," they concluded.

The authors had no disclosures.

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Major Finding: The majority of interns (80.3%) thought the new restrictions would decrease their ability to achieved continuity with hospitalized patients and that there would be a decrease in the coordination of patient care (57.6%). Fewer than half (48%) believed it would interfere with their acquisition of new medical knowledge.

Data Source: Researchers analyzed the results of a survey of 215 surgical interns in general surgery residency programs and compared them with those of an earlier survey of 134 national surgical program directors.

Disclosures: The authors reported they had no financial disclosures.

Hospitalist‐Led Medicine ED Team

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Hospitalist‐led medicine emergency department team: Associations with throughput, timeliness of patient care, and satisfaction

Emergency department (ED) crowding leads to ambulance diversion,1 which can delay care and worsen outcomes, including mortality.2 A national survey showed that 90% of EDs were overcrowded, and 70% reported time on diversion.3 One of the causes of ED crowding is boarding of admitted patients.4 Boarding admitted patients decreases quality of care and satisfaction.57

Improved ED triage, bedside registration, physical expansion of hospitals, and regional ambulance programs have been implemented to decrease ED diversion.812 Despite these attempts, ED diversion continues to be prevalent.

Interventions involving hospitalists have been tested to improve throughput and quality of care for admitted medicine patients boarded in the ED. Howell and colleagues decreased ED diversion through active bed management by hospitalists.13 Briones and colleagues dedicated a hospitalist team to patients boarded in the ED and improved their quality of care.14

Denver Health Medical Center (DHMC) is an urban, academic safety net hospital. In 2009, the ED saw an average of 133 patients daily and an average of 25 were admitted to the medical service. DHMC's ED diversion rate was a mean of 12.4% in 2009. Boarded medicine patients occupied 16% of ED medicine bed capacity. Teaching and nonteaching medical floor teams cared for patients in the ED awaiting inpatient beds, who were the last to be seen. Nursing supervisors transferred boarded patients from the ED to hospital units. Patients with the greatest duration of time in the ED had priority for open beds.

ED diversion is costly.15, 16 DHMC implemented codified diversion criteria, calling the administrator on‐call prior to diversion, and increasing frequency of rounding in the ED, with no sustained effect seen in the rate of ED diversion.

In 2009, the DHMC Hospital Medicine Service addressed the issue of ED crowding, ED diversion, and care of boarded ED patients by creating a hospital medicine ED (HMED) team with 2 functions: (1) to provide ongoing care for medicine patients in the ED awaiting inpatient beds; and (2) to work with nursing supervisors to improve patient flow by adding physician clinical expertise to bed management.

METHODS

Setting and Design

This study took place at DHMC, a 477licensed‐bed academic safety net hospital in Denver, Colorado. We used a prepost design to assess measures of patient flow and timeliness of care. We surveyed ED attendings and nursing supervisors after the intervention to determine perceptions of the HMED team. This study was approved by the local institutional review board (IRB protocol number 09‐0892).

Intervention

In 2009, DHMC, which uses Toyota Lean for quality improvement, performed a Rapid Improvement Event (RIE) to address ED diversion and care of admitted patients boarded in the ED. The RIE team consisted of hospital medicine physicians, ED physicians, social workers, and nurses. Over a 4‐day period, the team examined the present state, created an ideal future state, devised a solution, and tested this solution.

Based upon the results of the RIE, DHMC implemented an HMED team to care for admitted patients boarded in the ED and assist in active bed management. The HMED team is a 24/7 service. During the day shift, the HMED team is composed of 1 dedicated attending and 1 allied health provider (AHP). Since the medicine services were already staffing existing patients in the ED, the 2.0 full‐time equivalent (FTE) needed to staff the HMED team attending and the AHP was reallocated from existing FTE within the hospitalist division. During the evening and night shifts, the HMED team's responsibilities were rolled into existing hospitalist duties.

The HMED team provides clinical care for 2 groups of patients in the ED. The first group represents admitted patients who are still awaiting a medicine ward bed as of 7:00 AM. The HMED team provides ongoing care until discharge from the ED or transfer to a medicine floor. The second group of patients includes new admissions that need to stay in the ED due to a lack of available medicine floor beds. For these patients, the HMED team initiates and continues care until discharge from the ED or transfer to a medical floor (Figure 1).

Figure 1
Flow of care for patients boarded in the ED. Abbreviations: ED, emergency department; HMED, hospital medicine emergency department.

The physician on the HMED team assists nursing supervisors with bed management by providing detailed clinical knowledge, including proximity to discharge as well as updated information on telemetry and intensive care unit (ICU) appropriateness. The HMED team's physician maintains constant knowledge of hospital census via an electronic bed board, and communicates regularly with medical floors about anticipated discharges and transfers to understand the hospital's patient flow status (Figure 2).

Figure 2
Flow of active bed management by HMED team. Abbreviations: HMED, hospital medicine emergency department.

The RIE that resulted in the HMED team was part of the Inpatient Medicine Value Stream, which had the overall goal of saving DHMC $300,000 for 2009. Ten RIEs were planned for this value stream in 2009, with an average of $30,000 of savings expected from each RIE.

Determination of ED Diversion Time

DHMC places responsibility for putting the hospital on an ED Diversion status in the hands of the Emergency Medicine Attending Physician. Diversion is categorized as either due to: (1) excessive ED volume for available ED bedsfull or nearly full department, or full resuscitation rooms without the ability to release a room; or (2) excessive boardingmore than 12 admitted patients awaiting beds in the ED. Other reasons for diversion, such as acute, excessive resource utilization (multiple patients from a single event) and temporary limitation of resources (critical equipment becoming inoperative), are also infrequent causes of diversion that are recorded. The elapsed time during which the ED is on diversion status is recorded and reported as a percentage of the total time on a monthly basis.

Determination of ED Diversion Costs

The cost of diversion at DHMC is calculated by multiplying the average number of ambulance drop‐offs per hour times the number of diversion hours to determine the number of missed patients. The historical mean charges for each ambulance patient are used to determine total missed charge opportunity, which is then applied to the hospital realization rate to calculate missed revenue. In addition, the marginal costs related to Denver Health Medical Plan patients that were unable to be repatriated to DHMC from outlying hospitals, as a result of diversion, is added to the net missed revenue figure. This figure is then divided by the number of diversion hours for the year to determine the cost of each diversion hour. For 2009, the cost of each hour of diversion at DHMC was $5000.

Statistical Analysis

All analyses were performed using SAS Enterprise Guide 4.1 (SAS Institute, Inc, Cary, NC). A Student t test or Wilcoxon rank sum test was used to compare continuous variables, and a chi‐square test was used to compare categorical variables.

Our primary outcome was ED diversion due to hospital bed capacity. These data are recorded, maintained, and analyzed by a DHMC internally developed emergency medical services information system (EMeSIS) that interfaces with computerized laboratory reporting systems, and stores, in part, demographic data as well as real‐time data related to the timing of patient encounters for all patients evaluated in the ED. To assess the effect of the intervention on ED diversion, the proportion of total hours on diversion due to medicine bed capacity was compared preimplementation and postimplementation with a chi‐squared test.

Secondary outcomes for patient flow included: (1) the proportion of patients discharged within 8 hours of transfer to a medical floor; and (2) the proportion of admitted medicine patients discharged from the ED. These data were gathered from the Denver Health Data Warehouse which pools data from both administrative and clinical applications used in patient care. Chi‐squared tests were also used to compare secondary outcomes preintervention and postintervention.

To measure the quality and safety of the HMED team, pre‐ED and post‐ED length of stay (LOS), 48‐hour patient return rate, intensive care unit (ICU) transfer rate, and the total LOS for patients admitted to the HMED team and handed off to a medicine floor team were assessed with the Student t test. To assess timeliness of clinical care provided to boarded medicine patients, self‐reported rounding times were compared preintervention and postintervention with the Student t test.

To assess satisfaction with the HMED team, an anonymous paper survey was administered to ED attendings and nursing supervisors 1 year after the intervention was introduced. The survey consisted of 5 questions, and used a 5‐point Likert scale ranging from strongly disagree (1) to strongly agree (5). Those answering agree or strongly agree were compared to those who were neutral, disagreed, or strongly disagreed.

RESULTS

The ED saw 48,595 patients during the intervention period (August 1, 2009June 30,2010) which did not differ statistically from the 50,469 patients seen in the control period (August 1, 2008June 30, 2009). The number of admissions to the medicine service during the control period (9727) and intervention period (10,013), and the number of total medical/surgical admissions during the control (20,716) and intervention (20,574) periods did not statistically differ. ED staffing during the intervention did not change. The overall number of licensed beds did not increase during the study period. During the control period, staffed medical/surgical beds increased from 395 to 400 beds, while the number of staffed medical/surgical beds decreased from 400 to 397 beds during the intervention period. Patient characteristics were similar during the 2 time periods, with the exception of race (Table 1).

Comparison of Patient Characteristics Preimplementation of the HMED Team (August 2008December 2008) to Postimplementation of the HMED Team (August 2009December 2009)
Patients Admitted to Medicine and Transferred to a Medicine FloorPrePostP Value
  • Abbreviations: CI, confidence interval; HMED, hospital medicine emergency department; SD, standard deviation. *Mean SD. Median [95% CI].

No.19011828 
Age*53 1554 140.59
Gender (% male)55%52%0.06
Race (% white)40%34%<0.0001
Insurance (% insured)67%63%0.08
Charlson Comorbidity Index1.0 [1.0, 1.0]1.0 [1.0, 1.0]0.52

Diversion Hours

After implementation of the HMED team, there was a relative reduction of diversion due to medicine bed capacity of 27% (4.5%3.3%; P < 0.01) (Table 2). During the same time period, the relative proportion of hours on diversion due to ED capacity decreased by 55% (9.9%5.4%).

Comparison of the Proportion of Total Hours on Divert Due to Bed Capacity, Discharges Within 8 Hours of Being Admitted to a Medical Floor, Length of Stay for Patients Rounded on by HMED Team and Transferred to the Medical Floor, Proportion of Admitted Medicine Patients Discharged From the ED, ED Length of Stay for Patients Cared for by the HMED Team, and 48‐Hour Return Rate and ICU Transfer Rate for Patients Cared for by the HMED Team Preimplementation and Postimplementation of the HMED Team
 PrePostP Value
  • Abbreviations: CI, confidence interval; DHMC, Denver Health Medical Center; ED, emergency department; HMED, hospital medicine emergency department; ICU, intensive care unit; SD, standard deviation. * JanuaryMay 2009 compared to JanuaryMay 2010. AugustDecember 2008 compared to AugustDecember 2009. Mean SD. Median [95% CI].

Divert hours due to bed capacity (%, hours)*4.5% (3624)3.3% (3624)0.009
Admitted ED patients transferred to floor
Discharged within 8 h (%, N)1.3% (1901)0.5% (1828)0.03
Boarded patients rounded on in the ED and transferred to the medical floor
Total length of stay (days, N)2.6 [2.4, 3.2] (154)2.5 [2.4, 2.6] (364)0.21
All discharges and transfers to the floor
Discharged from ED [%, (N)]4.9% (2009)7.5% (1981)<0.001
ED length of stay [hours, (N)]12:09 8:44 (2009)12:48 10:00 (1981)0.46
Return to hospital <48 h [%, (N)]4.6% (2009)4.8% (1981)0.75
Transfer to the ICU [%, (N)]3.3% (2009)4.2% (1981)0.13

Bed Management and Patient Flow

The HMED team rounded on boarded ED patients a mean of 2 hours and 9 minutes earlier (10:59 AM 1:09 vs 8:50 AM 1:20; P < 0.0001). After implementation of the HMED team, patients transferred to a medicine floor and discharged within 8 hours decreased relatively by 67% (1.5%0.5%; P < 0.01), and discharges from the ED of admitted medicine patients increased relatively by 61% (4.9%7.9%; P < 0.001) (Table 2). ED LOS, total LOS, 48‐hour returns to the ED, and ICU transfer rate for patients managed by the HMED team did not change (Table 2).

Perception and Satisfaction

Nine out of 15 (60%) ED attendings and 7 out of 8 (87%) nursing supervisors responded to the survey. The survey demonstrated that ED attendings and nursing supervisors believe the HMED team improves clinical care for boarded patients, communication, collegiality, and patient flow (Table 3).

Survey Results of ED Attendings and Nursing Supervisors (% Agree)
Postimplementation of the HMED TeamTotal (n = 16)ED Attendings (n = 9)Nursing Supervisors (n = 7)
  • NOTE: Agree = responded 4 or 5 on a 5‐point Likert scale. Abbreviations: DHMC, Denver Health Medical Center; ED, emergency department; HMED, hospital medicine emergency department.

Quality of care has improved9489100
Communication has improved9489100
Collegiality and clinical decision‐making has improved9410089
Patient flow has improved8167100
HMED team is an asset to DHMC9489100

Financial

The 27% relative reduction in ED diversion due to hospital bed capacity extrapolates to 105.1 hours a year of decreased diversion, accounting for $525,600 of increased annual revenues.

DISCUSSION

This study suggests that an HMED team can decrease ED diversion, due to hospital bed capacity, by improving patient flow and timeliness of care for boarded medicine patients in the ED.

After participating in bed management, ED diversion due to a lack of medicine beds decreased. This is consistent with findings by Howell and colleagues who were able to improve throughput and decrease ED diversion with active bed management.13 Howell and colleagues decreased diversion hours due to temporary ED overload, and diversion hours due to a lack of telemetry or critical care beds. At DHMC, diversion is attributed to either a lack of ED capacity or lack of hospital beds. The primary outcome was the diversion rate due to lack of hospital beds, but it is possible that increased discharges directly from the ED contributed to the decrease in diversion due to ED capacity, underestimating the effect our intervention had on total ED diversion. There were no other initiatives to decrease diversion due to ED capacity during the study periods, and ED capacity and volume did not change during the intervention period.

While there were no statistically significant changes in staffed medical/surgical beds or medicine admissions, staffed medical/surgical beds during the intervention period decreased while there were more admissions to medicine. Both of these variables would increase diversion, resulting in an underestimation of the effect of the intervention.

Howell and colleagues improved throughput in the ED by implementing a service which provided active bed management without clinical responsibilities,13 while Briones and colleagues improved clinical care of patients boarded in the ED without affecting throughput.14 The HMED team improved throughput and decreased ED diversion while improving timeliness of care and perception of care quality for patients boarding in the ED.

By decreasing unnecessary transfers to medicine units and increasing discharges from the ED, patient flow was improved. While there was no difference in ED LOS, there was a trend towards decreased total LOS. A larger sample size or a longer period of observation would be necessary to determine if the trend toward decreased total LOS is statistically significant. ED LOS may not have been decreased because patients who would have been sent to the floor only to be discharged within 8 hours were kept in the ED to expedite testing and discharge, while sicker patients were sent to the medical floor. This decreased the turnover time of inpatient beds and allowed more boarded patients to be moved to floor units.

There was concern that an HMED team would fragment care, which would lead to an increased LOS for those patients who were transferred to a medical floor and cared for by an additional medicine team before discharge.17 As noted, there was a trend towards a decreased LOS for patients initially cared for by the HMED team.

In this intervention, hospital medicine physicians provided information regarding ongoing care of patients boarded in the ED to nursing supervisors. Prior to the intervention, nursing supervisors relied upon information from the ED staff and the boarded patient's time in the ED to assign a medical floor. However, ED staff was not providing care to boarded patients and did not know the most up‐to‐date status of the patient. This queuing process and lack of communication resulted in patients ready for discharge being transferred to floor beds and discharged within a few hours of transfer. The HMED team allowed nursing supervisors to have direct knowledge regarding clinical status, including telemetry and ICU criteria (similar to Howell and colleagues13), and readiness for discharge from the physician taking care of the patient.

By managing boarded patients, an HMED team can improve timeliness and coordination of care. Prior to the intervention, boarded ED patients were the last to be seen on rounds. The HMED team rounds only in the ED, expediting care and discharges. The increased proportion of boarded patients discharged from the ED by the HMED team is consistent with Briones and colleagues' clinically oriented team managing boarding patients in the ED.14

Potential adverse effects of our intervention included increased returns to the ED, increased ICU transfer rate, and decreased housestaff satisfaction. There was no increase in the 48‐hour return rate and no increase in the ICU transfer rate for patients cared for by the HMED team. Housestaff at DHMC are satisfied with the HMED team, since the presence of the HMED team allows them to concentrate on patients on the medical floors.

This intervention provides DHMC with an additional $525,600 in revenue annually. Since existing FTE were reallocated to create the HMED team, no additional FTE were required. In our facility, AHPs take on duties of housestaff. However, only 1 physician may be needed to staff an HMED team. This physician's clinical productivity is about 75% of other physicians; therefore, 25% of time is spent in bed management. At DHMC, other medicine teams picked up for the decreased clinical productivity of the HMED team, so the budget was neutral. However, using 2 FTE to staff 1 physician daily for 365 days a year, one would need to allocate 0.5 physician FTE (0.25 decrease in clinical productivity 2 FTE) for an HMED team.

Our study has several limitations. As a single center study, our findings may not extrapolate to other settings. The study used historical controls, therefore, undetected confounders may exist. We could not control for simultaneous changes in the hospital, however, we did not know of any other concurrent interventions aimed at decreasing ED diversion. Also, the decision to admit or not is partially based on individual ED attendings, which causes variability in practice. Finally, while we were able to measure rounding times as a process measure to reflect timeliness of care and staff perceptions of quality of care, due to our data infrastructure and the way our housestaff and attendings rotate, we were not able to assess more downstream measures of quality of care.

CONCLUSION

ED crowding decreases throughput and worsens clinical care; there are few proven solutions. This study demonstrates an intervention that reduced the percentage of patients transferred to a medicine floor and discharged within 8 hours, increased the number of discharges from the ED of admitted medicine patients, and decreased ED diversion while improving the timeliness of clinical care for patients boarded in the ED.

Acknowledgements

Disclosure: Nothing to report.

Files
References
  1. Fatovich DM,Nagree Y,Spirvulis P.Access block causes emergency department overcrowding and ambulance diversion in Perth, Western Australia.Emerg Med J.2005;22:351354.
  2. Nicholl J,West J,Goodacre S,Tuner J.The relationship between distance to hospital and patient mortality in emergencies: an observational study.Emerg Med J.2007;24:665668.
  3. Institute of Medicine.Committee on the Future of Emergency Care in the United States Health System.Hospital‐Based Emergency Care: At the Breaking Point.Washington, DC:National Academies Press;2007.
  4. Hoot N,Aronsky D.Systematic review of emergency department crowding: causes, effects, and solutions.Ann Emerg Med.2008;52:126136.
  5. Pines JM,Hollander JE.Emergency department crowding is associated with poor care for patients with severe pain.Ann Emerg Med.2008;51:15.
  6. Pines JM,Hollander JE,Baxt WG, et al.The impact of emergency department crowding measures on time to antibiotics for patients with community‐acquired pneumonia.Ann Emerg Med.2007;50:510516.
  7. Chaflin DB,Trzeciak S,Likourezos A, et al;for the DELAYED‐ED Study Group.Impact of delayed transfer of critically ill patients from the emergency department to the intensive care unit.Crit Care Med.2007;35:14771483.
  8. Holroyd BR,Bullard MJ,Latoszek K, et al.Impact of a triage liaison physician on emergency department overcrowding and throughput: a randomized controlled trial.Acad Emerg Med.2007;14:702708.
  9. Takakuwa KM,Shofer FS,Abuhl SB.Strategies for dealing with emergency department overcrowding: a one‐year study on how bedside registration affects patient throughput times.Emerg Med J.2007;32:337342.
  10. Han JH,Zhou C,France DJ, et al.The effect of emergency department expansion on emergency department overcrowding.Acad Emerg Med.2007;14:338343.
  11. McConnell KJ,Richards CF,Daya M,Bernell SL,Weather CC,Lowe RA.Effect of increased ICU capacity on emergency department length of stay and ambulance diversion.Ann Emerg Med.2005;5:471478.
  12. Patel PB,Derlet RW,Vinson DR,Williams M,Wills J.Ambulance diversion reduction: the Sacramento solution.Am J Emerg Med.2006;357:608613.
  13. Howell E,Bessman E,Kravat S,Kolodner K,Marshall R,Wright S.Active bed management by hospitalists and emergency department throughput.Ann Intern Med.2008;149:804810.
  14. Briones A,Markoff B,Kathuria N, et al.A model of hospitalist role in the care of admitted patients in the emergency department.J Hosp Med.2010;5:360364.
  15. McConnell KJ,Richards CF,Daya M,Weathers CC,Lowe RA.Ambulance diversion and lost hospital revenues.Ann Emerg Med.2006;48(6):702710.
  16. Falvo T,Grove L,Stachura R,Zirkin W.The financial impact of ambulance diversion and patient elopements.Acad Emerg Med.2007;14(1):5862.
  17. Epstein K,Juarez E,Epstein A,Loya K,Singer A.The impact of fragmentation of hospitalist care on length of stay.J. Hosp. Med.2010;5:335338.
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Emergency department (ED) crowding leads to ambulance diversion,1 which can delay care and worsen outcomes, including mortality.2 A national survey showed that 90% of EDs were overcrowded, and 70% reported time on diversion.3 One of the causes of ED crowding is boarding of admitted patients.4 Boarding admitted patients decreases quality of care and satisfaction.57

Improved ED triage, bedside registration, physical expansion of hospitals, and regional ambulance programs have been implemented to decrease ED diversion.812 Despite these attempts, ED diversion continues to be prevalent.

Interventions involving hospitalists have been tested to improve throughput and quality of care for admitted medicine patients boarded in the ED. Howell and colleagues decreased ED diversion through active bed management by hospitalists.13 Briones and colleagues dedicated a hospitalist team to patients boarded in the ED and improved their quality of care.14

Denver Health Medical Center (DHMC) is an urban, academic safety net hospital. In 2009, the ED saw an average of 133 patients daily and an average of 25 were admitted to the medical service. DHMC's ED diversion rate was a mean of 12.4% in 2009. Boarded medicine patients occupied 16% of ED medicine bed capacity. Teaching and nonteaching medical floor teams cared for patients in the ED awaiting inpatient beds, who were the last to be seen. Nursing supervisors transferred boarded patients from the ED to hospital units. Patients with the greatest duration of time in the ED had priority for open beds.

ED diversion is costly.15, 16 DHMC implemented codified diversion criteria, calling the administrator on‐call prior to diversion, and increasing frequency of rounding in the ED, with no sustained effect seen in the rate of ED diversion.

In 2009, the DHMC Hospital Medicine Service addressed the issue of ED crowding, ED diversion, and care of boarded ED patients by creating a hospital medicine ED (HMED) team with 2 functions: (1) to provide ongoing care for medicine patients in the ED awaiting inpatient beds; and (2) to work with nursing supervisors to improve patient flow by adding physician clinical expertise to bed management.

METHODS

Setting and Design

This study took place at DHMC, a 477licensed‐bed academic safety net hospital in Denver, Colorado. We used a prepost design to assess measures of patient flow and timeliness of care. We surveyed ED attendings and nursing supervisors after the intervention to determine perceptions of the HMED team. This study was approved by the local institutional review board (IRB protocol number 09‐0892).

Intervention

In 2009, DHMC, which uses Toyota Lean for quality improvement, performed a Rapid Improvement Event (RIE) to address ED diversion and care of admitted patients boarded in the ED. The RIE team consisted of hospital medicine physicians, ED physicians, social workers, and nurses. Over a 4‐day period, the team examined the present state, created an ideal future state, devised a solution, and tested this solution.

Based upon the results of the RIE, DHMC implemented an HMED team to care for admitted patients boarded in the ED and assist in active bed management. The HMED team is a 24/7 service. During the day shift, the HMED team is composed of 1 dedicated attending and 1 allied health provider (AHP). Since the medicine services were already staffing existing patients in the ED, the 2.0 full‐time equivalent (FTE) needed to staff the HMED team attending and the AHP was reallocated from existing FTE within the hospitalist division. During the evening and night shifts, the HMED team's responsibilities were rolled into existing hospitalist duties.

The HMED team provides clinical care for 2 groups of patients in the ED. The first group represents admitted patients who are still awaiting a medicine ward bed as of 7:00 AM. The HMED team provides ongoing care until discharge from the ED or transfer to a medicine floor. The second group of patients includes new admissions that need to stay in the ED due to a lack of available medicine floor beds. For these patients, the HMED team initiates and continues care until discharge from the ED or transfer to a medical floor (Figure 1).

Figure 1
Flow of care for patients boarded in the ED. Abbreviations: ED, emergency department; HMED, hospital medicine emergency department.

The physician on the HMED team assists nursing supervisors with bed management by providing detailed clinical knowledge, including proximity to discharge as well as updated information on telemetry and intensive care unit (ICU) appropriateness. The HMED team's physician maintains constant knowledge of hospital census via an electronic bed board, and communicates regularly with medical floors about anticipated discharges and transfers to understand the hospital's patient flow status (Figure 2).

Figure 2
Flow of active bed management by HMED team. Abbreviations: HMED, hospital medicine emergency department.

The RIE that resulted in the HMED team was part of the Inpatient Medicine Value Stream, which had the overall goal of saving DHMC $300,000 for 2009. Ten RIEs were planned for this value stream in 2009, with an average of $30,000 of savings expected from each RIE.

Determination of ED Diversion Time

DHMC places responsibility for putting the hospital on an ED Diversion status in the hands of the Emergency Medicine Attending Physician. Diversion is categorized as either due to: (1) excessive ED volume for available ED bedsfull or nearly full department, or full resuscitation rooms without the ability to release a room; or (2) excessive boardingmore than 12 admitted patients awaiting beds in the ED. Other reasons for diversion, such as acute, excessive resource utilization (multiple patients from a single event) and temporary limitation of resources (critical equipment becoming inoperative), are also infrequent causes of diversion that are recorded. The elapsed time during which the ED is on diversion status is recorded and reported as a percentage of the total time on a monthly basis.

Determination of ED Diversion Costs

The cost of diversion at DHMC is calculated by multiplying the average number of ambulance drop‐offs per hour times the number of diversion hours to determine the number of missed patients. The historical mean charges for each ambulance patient are used to determine total missed charge opportunity, which is then applied to the hospital realization rate to calculate missed revenue. In addition, the marginal costs related to Denver Health Medical Plan patients that were unable to be repatriated to DHMC from outlying hospitals, as a result of diversion, is added to the net missed revenue figure. This figure is then divided by the number of diversion hours for the year to determine the cost of each diversion hour. For 2009, the cost of each hour of diversion at DHMC was $5000.

Statistical Analysis

All analyses were performed using SAS Enterprise Guide 4.1 (SAS Institute, Inc, Cary, NC). A Student t test or Wilcoxon rank sum test was used to compare continuous variables, and a chi‐square test was used to compare categorical variables.

Our primary outcome was ED diversion due to hospital bed capacity. These data are recorded, maintained, and analyzed by a DHMC internally developed emergency medical services information system (EMeSIS) that interfaces with computerized laboratory reporting systems, and stores, in part, demographic data as well as real‐time data related to the timing of patient encounters for all patients evaluated in the ED. To assess the effect of the intervention on ED diversion, the proportion of total hours on diversion due to medicine bed capacity was compared preimplementation and postimplementation with a chi‐squared test.

Secondary outcomes for patient flow included: (1) the proportion of patients discharged within 8 hours of transfer to a medical floor; and (2) the proportion of admitted medicine patients discharged from the ED. These data were gathered from the Denver Health Data Warehouse which pools data from both administrative and clinical applications used in patient care. Chi‐squared tests were also used to compare secondary outcomes preintervention and postintervention.

To measure the quality and safety of the HMED team, pre‐ED and post‐ED length of stay (LOS), 48‐hour patient return rate, intensive care unit (ICU) transfer rate, and the total LOS for patients admitted to the HMED team and handed off to a medicine floor team were assessed with the Student t test. To assess timeliness of clinical care provided to boarded medicine patients, self‐reported rounding times were compared preintervention and postintervention with the Student t test.

To assess satisfaction with the HMED team, an anonymous paper survey was administered to ED attendings and nursing supervisors 1 year after the intervention was introduced. The survey consisted of 5 questions, and used a 5‐point Likert scale ranging from strongly disagree (1) to strongly agree (5). Those answering agree or strongly agree were compared to those who were neutral, disagreed, or strongly disagreed.

RESULTS

The ED saw 48,595 patients during the intervention period (August 1, 2009June 30,2010) which did not differ statistically from the 50,469 patients seen in the control period (August 1, 2008June 30, 2009). The number of admissions to the medicine service during the control period (9727) and intervention period (10,013), and the number of total medical/surgical admissions during the control (20,716) and intervention (20,574) periods did not statistically differ. ED staffing during the intervention did not change. The overall number of licensed beds did not increase during the study period. During the control period, staffed medical/surgical beds increased from 395 to 400 beds, while the number of staffed medical/surgical beds decreased from 400 to 397 beds during the intervention period. Patient characteristics were similar during the 2 time periods, with the exception of race (Table 1).

Comparison of Patient Characteristics Preimplementation of the HMED Team (August 2008December 2008) to Postimplementation of the HMED Team (August 2009December 2009)
Patients Admitted to Medicine and Transferred to a Medicine FloorPrePostP Value
  • Abbreviations: CI, confidence interval; HMED, hospital medicine emergency department; SD, standard deviation. *Mean SD. Median [95% CI].

No.19011828 
Age*53 1554 140.59
Gender (% male)55%52%0.06
Race (% white)40%34%<0.0001
Insurance (% insured)67%63%0.08
Charlson Comorbidity Index1.0 [1.0, 1.0]1.0 [1.0, 1.0]0.52

Diversion Hours

After implementation of the HMED team, there was a relative reduction of diversion due to medicine bed capacity of 27% (4.5%3.3%; P < 0.01) (Table 2). During the same time period, the relative proportion of hours on diversion due to ED capacity decreased by 55% (9.9%5.4%).

Comparison of the Proportion of Total Hours on Divert Due to Bed Capacity, Discharges Within 8 Hours of Being Admitted to a Medical Floor, Length of Stay for Patients Rounded on by HMED Team and Transferred to the Medical Floor, Proportion of Admitted Medicine Patients Discharged From the ED, ED Length of Stay for Patients Cared for by the HMED Team, and 48‐Hour Return Rate and ICU Transfer Rate for Patients Cared for by the HMED Team Preimplementation and Postimplementation of the HMED Team
 PrePostP Value
  • Abbreviations: CI, confidence interval; DHMC, Denver Health Medical Center; ED, emergency department; HMED, hospital medicine emergency department; ICU, intensive care unit; SD, standard deviation. * JanuaryMay 2009 compared to JanuaryMay 2010. AugustDecember 2008 compared to AugustDecember 2009. Mean SD. Median [95% CI].

Divert hours due to bed capacity (%, hours)*4.5% (3624)3.3% (3624)0.009
Admitted ED patients transferred to floor
Discharged within 8 h (%, N)1.3% (1901)0.5% (1828)0.03
Boarded patients rounded on in the ED and transferred to the medical floor
Total length of stay (days, N)2.6 [2.4, 3.2] (154)2.5 [2.4, 2.6] (364)0.21
All discharges and transfers to the floor
Discharged from ED [%, (N)]4.9% (2009)7.5% (1981)<0.001
ED length of stay [hours, (N)]12:09 8:44 (2009)12:48 10:00 (1981)0.46
Return to hospital <48 h [%, (N)]4.6% (2009)4.8% (1981)0.75
Transfer to the ICU [%, (N)]3.3% (2009)4.2% (1981)0.13

Bed Management and Patient Flow

The HMED team rounded on boarded ED patients a mean of 2 hours and 9 minutes earlier (10:59 AM 1:09 vs 8:50 AM 1:20; P < 0.0001). After implementation of the HMED team, patients transferred to a medicine floor and discharged within 8 hours decreased relatively by 67% (1.5%0.5%; P < 0.01), and discharges from the ED of admitted medicine patients increased relatively by 61% (4.9%7.9%; P < 0.001) (Table 2). ED LOS, total LOS, 48‐hour returns to the ED, and ICU transfer rate for patients managed by the HMED team did not change (Table 2).

Perception and Satisfaction

Nine out of 15 (60%) ED attendings and 7 out of 8 (87%) nursing supervisors responded to the survey. The survey demonstrated that ED attendings and nursing supervisors believe the HMED team improves clinical care for boarded patients, communication, collegiality, and patient flow (Table 3).

Survey Results of ED Attendings and Nursing Supervisors (% Agree)
Postimplementation of the HMED TeamTotal (n = 16)ED Attendings (n = 9)Nursing Supervisors (n = 7)
  • NOTE: Agree = responded 4 or 5 on a 5‐point Likert scale. Abbreviations: DHMC, Denver Health Medical Center; ED, emergency department; HMED, hospital medicine emergency department.

Quality of care has improved9489100
Communication has improved9489100
Collegiality and clinical decision‐making has improved9410089
Patient flow has improved8167100
HMED team is an asset to DHMC9489100

Financial

The 27% relative reduction in ED diversion due to hospital bed capacity extrapolates to 105.1 hours a year of decreased diversion, accounting for $525,600 of increased annual revenues.

DISCUSSION

This study suggests that an HMED team can decrease ED diversion, due to hospital bed capacity, by improving patient flow and timeliness of care for boarded medicine patients in the ED.

After participating in bed management, ED diversion due to a lack of medicine beds decreased. This is consistent with findings by Howell and colleagues who were able to improve throughput and decrease ED diversion with active bed management.13 Howell and colleagues decreased diversion hours due to temporary ED overload, and diversion hours due to a lack of telemetry or critical care beds. At DHMC, diversion is attributed to either a lack of ED capacity or lack of hospital beds. The primary outcome was the diversion rate due to lack of hospital beds, but it is possible that increased discharges directly from the ED contributed to the decrease in diversion due to ED capacity, underestimating the effect our intervention had on total ED diversion. There were no other initiatives to decrease diversion due to ED capacity during the study periods, and ED capacity and volume did not change during the intervention period.

While there were no statistically significant changes in staffed medical/surgical beds or medicine admissions, staffed medical/surgical beds during the intervention period decreased while there were more admissions to medicine. Both of these variables would increase diversion, resulting in an underestimation of the effect of the intervention.

Howell and colleagues improved throughput in the ED by implementing a service which provided active bed management without clinical responsibilities,13 while Briones and colleagues improved clinical care of patients boarded in the ED without affecting throughput.14 The HMED team improved throughput and decreased ED diversion while improving timeliness of care and perception of care quality for patients boarding in the ED.

By decreasing unnecessary transfers to medicine units and increasing discharges from the ED, patient flow was improved. While there was no difference in ED LOS, there was a trend towards decreased total LOS. A larger sample size or a longer period of observation would be necessary to determine if the trend toward decreased total LOS is statistically significant. ED LOS may not have been decreased because patients who would have been sent to the floor only to be discharged within 8 hours were kept in the ED to expedite testing and discharge, while sicker patients were sent to the medical floor. This decreased the turnover time of inpatient beds and allowed more boarded patients to be moved to floor units.

There was concern that an HMED team would fragment care, which would lead to an increased LOS for those patients who were transferred to a medical floor and cared for by an additional medicine team before discharge.17 As noted, there was a trend towards a decreased LOS for patients initially cared for by the HMED team.

In this intervention, hospital medicine physicians provided information regarding ongoing care of patients boarded in the ED to nursing supervisors. Prior to the intervention, nursing supervisors relied upon information from the ED staff and the boarded patient's time in the ED to assign a medical floor. However, ED staff was not providing care to boarded patients and did not know the most up‐to‐date status of the patient. This queuing process and lack of communication resulted in patients ready for discharge being transferred to floor beds and discharged within a few hours of transfer. The HMED team allowed nursing supervisors to have direct knowledge regarding clinical status, including telemetry and ICU criteria (similar to Howell and colleagues13), and readiness for discharge from the physician taking care of the patient.

By managing boarded patients, an HMED team can improve timeliness and coordination of care. Prior to the intervention, boarded ED patients were the last to be seen on rounds. The HMED team rounds only in the ED, expediting care and discharges. The increased proportion of boarded patients discharged from the ED by the HMED team is consistent with Briones and colleagues' clinically oriented team managing boarding patients in the ED.14

Potential adverse effects of our intervention included increased returns to the ED, increased ICU transfer rate, and decreased housestaff satisfaction. There was no increase in the 48‐hour return rate and no increase in the ICU transfer rate for patients cared for by the HMED team. Housestaff at DHMC are satisfied with the HMED team, since the presence of the HMED team allows them to concentrate on patients on the medical floors.

This intervention provides DHMC with an additional $525,600 in revenue annually. Since existing FTE were reallocated to create the HMED team, no additional FTE were required. In our facility, AHPs take on duties of housestaff. However, only 1 physician may be needed to staff an HMED team. This physician's clinical productivity is about 75% of other physicians; therefore, 25% of time is spent in bed management. At DHMC, other medicine teams picked up for the decreased clinical productivity of the HMED team, so the budget was neutral. However, using 2 FTE to staff 1 physician daily for 365 days a year, one would need to allocate 0.5 physician FTE (0.25 decrease in clinical productivity 2 FTE) for an HMED team.

Our study has several limitations. As a single center study, our findings may not extrapolate to other settings. The study used historical controls, therefore, undetected confounders may exist. We could not control for simultaneous changes in the hospital, however, we did not know of any other concurrent interventions aimed at decreasing ED diversion. Also, the decision to admit or not is partially based on individual ED attendings, which causes variability in practice. Finally, while we were able to measure rounding times as a process measure to reflect timeliness of care and staff perceptions of quality of care, due to our data infrastructure and the way our housestaff and attendings rotate, we were not able to assess more downstream measures of quality of care.

CONCLUSION

ED crowding decreases throughput and worsens clinical care; there are few proven solutions. This study demonstrates an intervention that reduced the percentage of patients transferred to a medicine floor and discharged within 8 hours, increased the number of discharges from the ED of admitted medicine patients, and decreased ED diversion while improving the timeliness of clinical care for patients boarded in the ED.

Acknowledgements

Disclosure: Nothing to report.

Emergency department (ED) crowding leads to ambulance diversion,1 which can delay care and worsen outcomes, including mortality.2 A national survey showed that 90% of EDs were overcrowded, and 70% reported time on diversion.3 One of the causes of ED crowding is boarding of admitted patients.4 Boarding admitted patients decreases quality of care and satisfaction.57

Improved ED triage, bedside registration, physical expansion of hospitals, and regional ambulance programs have been implemented to decrease ED diversion.812 Despite these attempts, ED diversion continues to be prevalent.

Interventions involving hospitalists have been tested to improve throughput and quality of care for admitted medicine patients boarded in the ED. Howell and colleagues decreased ED diversion through active bed management by hospitalists.13 Briones and colleagues dedicated a hospitalist team to patients boarded in the ED and improved their quality of care.14

Denver Health Medical Center (DHMC) is an urban, academic safety net hospital. In 2009, the ED saw an average of 133 patients daily and an average of 25 were admitted to the medical service. DHMC's ED diversion rate was a mean of 12.4% in 2009. Boarded medicine patients occupied 16% of ED medicine bed capacity. Teaching and nonteaching medical floor teams cared for patients in the ED awaiting inpatient beds, who were the last to be seen. Nursing supervisors transferred boarded patients from the ED to hospital units. Patients with the greatest duration of time in the ED had priority for open beds.

ED diversion is costly.15, 16 DHMC implemented codified diversion criteria, calling the administrator on‐call prior to diversion, and increasing frequency of rounding in the ED, with no sustained effect seen in the rate of ED diversion.

In 2009, the DHMC Hospital Medicine Service addressed the issue of ED crowding, ED diversion, and care of boarded ED patients by creating a hospital medicine ED (HMED) team with 2 functions: (1) to provide ongoing care for medicine patients in the ED awaiting inpatient beds; and (2) to work with nursing supervisors to improve patient flow by adding physician clinical expertise to bed management.

METHODS

Setting and Design

This study took place at DHMC, a 477licensed‐bed academic safety net hospital in Denver, Colorado. We used a prepost design to assess measures of patient flow and timeliness of care. We surveyed ED attendings and nursing supervisors after the intervention to determine perceptions of the HMED team. This study was approved by the local institutional review board (IRB protocol number 09‐0892).

Intervention

In 2009, DHMC, which uses Toyota Lean for quality improvement, performed a Rapid Improvement Event (RIE) to address ED diversion and care of admitted patients boarded in the ED. The RIE team consisted of hospital medicine physicians, ED physicians, social workers, and nurses. Over a 4‐day period, the team examined the present state, created an ideal future state, devised a solution, and tested this solution.

Based upon the results of the RIE, DHMC implemented an HMED team to care for admitted patients boarded in the ED and assist in active bed management. The HMED team is a 24/7 service. During the day shift, the HMED team is composed of 1 dedicated attending and 1 allied health provider (AHP). Since the medicine services were already staffing existing patients in the ED, the 2.0 full‐time equivalent (FTE) needed to staff the HMED team attending and the AHP was reallocated from existing FTE within the hospitalist division. During the evening and night shifts, the HMED team's responsibilities were rolled into existing hospitalist duties.

The HMED team provides clinical care for 2 groups of patients in the ED. The first group represents admitted patients who are still awaiting a medicine ward bed as of 7:00 AM. The HMED team provides ongoing care until discharge from the ED or transfer to a medicine floor. The second group of patients includes new admissions that need to stay in the ED due to a lack of available medicine floor beds. For these patients, the HMED team initiates and continues care until discharge from the ED or transfer to a medical floor (Figure 1).

Figure 1
Flow of care for patients boarded in the ED. Abbreviations: ED, emergency department; HMED, hospital medicine emergency department.

The physician on the HMED team assists nursing supervisors with bed management by providing detailed clinical knowledge, including proximity to discharge as well as updated information on telemetry and intensive care unit (ICU) appropriateness. The HMED team's physician maintains constant knowledge of hospital census via an electronic bed board, and communicates regularly with medical floors about anticipated discharges and transfers to understand the hospital's patient flow status (Figure 2).

Figure 2
Flow of active bed management by HMED team. Abbreviations: HMED, hospital medicine emergency department.

The RIE that resulted in the HMED team was part of the Inpatient Medicine Value Stream, which had the overall goal of saving DHMC $300,000 for 2009. Ten RIEs were planned for this value stream in 2009, with an average of $30,000 of savings expected from each RIE.

Determination of ED Diversion Time

DHMC places responsibility for putting the hospital on an ED Diversion status in the hands of the Emergency Medicine Attending Physician. Diversion is categorized as either due to: (1) excessive ED volume for available ED bedsfull or nearly full department, or full resuscitation rooms without the ability to release a room; or (2) excessive boardingmore than 12 admitted patients awaiting beds in the ED. Other reasons for diversion, such as acute, excessive resource utilization (multiple patients from a single event) and temporary limitation of resources (critical equipment becoming inoperative), are also infrequent causes of diversion that are recorded. The elapsed time during which the ED is on diversion status is recorded and reported as a percentage of the total time on a monthly basis.

Determination of ED Diversion Costs

The cost of diversion at DHMC is calculated by multiplying the average number of ambulance drop‐offs per hour times the number of diversion hours to determine the number of missed patients. The historical mean charges for each ambulance patient are used to determine total missed charge opportunity, which is then applied to the hospital realization rate to calculate missed revenue. In addition, the marginal costs related to Denver Health Medical Plan patients that were unable to be repatriated to DHMC from outlying hospitals, as a result of diversion, is added to the net missed revenue figure. This figure is then divided by the number of diversion hours for the year to determine the cost of each diversion hour. For 2009, the cost of each hour of diversion at DHMC was $5000.

Statistical Analysis

All analyses were performed using SAS Enterprise Guide 4.1 (SAS Institute, Inc, Cary, NC). A Student t test or Wilcoxon rank sum test was used to compare continuous variables, and a chi‐square test was used to compare categorical variables.

Our primary outcome was ED diversion due to hospital bed capacity. These data are recorded, maintained, and analyzed by a DHMC internally developed emergency medical services information system (EMeSIS) that interfaces with computerized laboratory reporting systems, and stores, in part, demographic data as well as real‐time data related to the timing of patient encounters for all patients evaluated in the ED. To assess the effect of the intervention on ED diversion, the proportion of total hours on diversion due to medicine bed capacity was compared preimplementation and postimplementation with a chi‐squared test.

Secondary outcomes for patient flow included: (1) the proportion of patients discharged within 8 hours of transfer to a medical floor; and (2) the proportion of admitted medicine patients discharged from the ED. These data were gathered from the Denver Health Data Warehouse which pools data from both administrative and clinical applications used in patient care. Chi‐squared tests were also used to compare secondary outcomes preintervention and postintervention.

To measure the quality and safety of the HMED team, pre‐ED and post‐ED length of stay (LOS), 48‐hour patient return rate, intensive care unit (ICU) transfer rate, and the total LOS for patients admitted to the HMED team and handed off to a medicine floor team were assessed with the Student t test. To assess timeliness of clinical care provided to boarded medicine patients, self‐reported rounding times were compared preintervention and postintervention with the Student t test.

To assess satisfaction with the HMED team, an anonymous paper survey was administered to ED attendings and nursing supervisors 1 year after the intervention was introduced. The survey consisted of 5 questions, and used a 5‐point Likert scale ranging from strongly disagree (1) to strongly agree (5). Those answering agree or strongly agree were compared to those who were neutral, disagreed, or strongly disagreed.

RESULTS

The ED saw 48,595 patients during the intervention period (August 1, 2009June 30,2010) which did not differ statistically from the 50,469 patients seen in the control period (August 1, 2008June 30, 2009). The number of admissions to the medicine service during the control period (9727) and intervention period (10,013), and the number of total medical/surgical admissions during the control (20,716) and intervention (20,574) periods did not statistically differ. ED staffing during the intervention did not change. The overall number of licensed beds did not increase during the study period. During the control period, staffed medical/surgical beds increased from 395 to 400 beds, while the number of staffed medical/surgical beds decreased from 400 to 397 beds during the intervention period. Patient characteristics were similar during the 2 time periods, with the exception of race (Table 1).

Comparison of Patient Characteristics Preimplementation of the HMED Team (August 2008December 2008) to Postimplementation of the HMED Team (August 2009December 2009)
Patients Admitted to Medicine and Transferred to a Medicine FloorPrePostP Value
  • Abbreviations: CI, confidence interval; HMED, hospital medicine emergency department; SD, standard deviation. *Mean SD. Median [95% CI].

No.19011828 
Age*53 1554 140.59
Gender (% male)55%52%0.06
Race (% white)40%34%<0.0001
Insurance (% insured)67%63%0.08
Charlson Comorbidity Index1.0 [1.0, 1.0]1.0 [1.0, 1.0]0.52

Diversion Hours

After implementation of the HMED team, there was a relative reduction of diversion due to medicine bed capacity of 27% (4.5%3.3%; P < 0.01) (Table 2). During the same time period, the relative proportion of hours on diversion due to ED capacity decreased by 55% (9.9%5.4%).

Comparison of the Proportion of Total Hours on Divert Due to Bed Capacity, Discharges Within 8 Hours of Being Admitted to a Medical Floor, Length of Stay for Patients Rounded on by HMED Team and Transferred to the Medical Floor, Proportion of Admitted Medicine Patients Discharged From the ED, ED Length of Stay for Patients Cared for by the HMED Team, and 48‐Hour Return Rate and ICU Transfer Rate for Patients Cared for by the HMED Team Preimplementation and Postimplementation of the HMED Team
 PrePostP Value
  • Abbreviations: CI, confidence interval; DHMC, Denver Health Medical Center; ED, emergency department; HMED, hospital medicine emergency department; ICU, intensive care unit; SD, standard deviation. * JanuaryMay 2009 compared to JanuaryMay 2010. AugustDecember 2008 compared to AugustDecember 2009. Mean SD. Median [95% CI].

Divert hours due to bed capacity (%, hours)*4.5% (3624)3.3% (3624)0.009
Admitted ED patients transferred to floor
Discharged within 8 h (%, N)1.3% (1901)0.5% (1828)0.03
Boarded patients rounded on in the ED and transferred to the medical floor
Total length of stay (days, N)2.6 [2.4, 3.2] (154)2.5 [2.4, 2.6] (364)0.21
All discharges and transfers to the floor
Discharged from ED [%, (N)]4.9% (2009)7.5% (1981)<0.001
ED length of stay [hours, (N)]12:09 8:44 (2009)12:48 10:00 (1981)0.46
Return to hospital <48 h [%, (N)]4.6% (2009)4.8% (1981)0.75
Transfer to the ICU [%, (N)]3.3% (2009)4.2% (1981)0.13

Bed Management and Patient Flow

The HMED team rounded on boarded ED patients a mean of 2 hours and 9 minutes earlier (10:59 AM 1:09 vs 8:50 AM 1:20; P < 0.0001). After implementation of the HMED team, patients transferred to a medicine floor and discharged within 8 hours decreased relatively by 67% (1.5%0.5%; P < 0.01), and discharges from the ED of admitted medicine patients increased relatively by 61% (4.9%7.9%; P < 0.001) (Table 2). ED LOS, total LOS, 48‐hour returns to the ED, and ICU transfer rate for patients managed by the HMED team did not change (Table 2).

Perception and Satisfaction

Nine out of 15 (60%) ED attendings and 7 out of 8 (87%) nursing supervisors responded to the survey. The survey demonstrated that ED attendings and nursing supervisors believe the HMED team improves clinical care for boarded patients, communication, collegiality, and patient flow (Table 3).

Survey Results of ED Attendings and Nursing Supervisors (% Agree)
Postimplementation of the HMED TeamTotal (n = 16)ED Attendings (n = 9)Nursing Supervisors (n = 7)
  • NOTE: Agree = responded 4 or 5 on a 5‐point Likert scale. Abbreviations: DHMC, Denver Health Medical Center; ED, emergency department; HMED, hospital medicine emergency department.

Quality of care has improved9489100
Communication has improved9489100
Collegiality and clinical decision‐making has improved9410089
Patient flow has improved8167100
HMED team is an asset to DHMC9489100

Financial

The 27% relative reduction in ED diversion due to hospital bed capacity extrapolates to 105.1 hours a year of decreased diversion, accounting for $525,600 of increased annual revenues.

DISCUSSION

This study suggests that an HMED team can decrease ED diversion, due to hospital bed capacity, by improving patient flow and timeliness of care for boarded medicine patients in the ED.

After participating in bed management, ED diversion due to a lack of medicine beds decreased. This is consistent with findings by Howell and colleagues who were able to improve throughput and decrease ED diversion with active bed management.13 Howell and colleagues decreased diversion hours due to temporary ED overload, and diversion hours due to a lack of telemetry or critical care beds. At DHMC, diversion is attributed to either a lack of ED capacity or lack of hospital beds. The primary outcome was the diversion rate due to lack of hospital beds, but it is possible that increased discharges directly from the ED contributed to the decrease in diversion due to ED capacity, underestimating the effect our intervention had on total ED diversion. There were no other initiatives to decrease diversion due to ED capacity during the study periods, and ED capacity and volume did not change during the intervention period.

While there were no statistically significant changes in staffed medical/surgical beds or medicine admissions, staffed medical/surgical beds during the intervention period decreased while there were more admissions to medicine. Both of these variables would increase diversion, resulting in an underestimation of the effect of the intervention.

Howell and colleagues improved throughput in the ED by implementing a service which provided active bed management without clinical responsibilities,13 while Briones and colleagues improved clinical care of patients boarded in the ED without affecting throughput.14 The HMED team improved throughput and decreased ED diversion while improving timeliness of care and perception of care quality for patients boarding in the ED.

By decreasing unnecessary transfers to medicine units and increasing discharges from the ED, patient flow was improved. While there was no difference in ED LOS, there was a trend towards decreased total LOS. A larger sample size or a longer period of observation would be necessary to determine if the trend toward decreased total LOS is statistically significant. ED LOS may not have been decreased because patients who would have been sent to the floor only to be discharged within 8 hours were kept in the ED to expedite testing and discharge, while sicker patients were sent to the medical floor. This decreased the turnover time of inpatient beds and allowed more boarded patients to be moved to floor units.

There was concern that an HMED team would fragment care, which would lead to an increased LOS for those patients who were transferred to a medical floor and cared for by an additional medicine team before discharge.17 As noted, there was a trend towards a decreased LOS for patients initially cared for by the HMED team.

In this intervention, hospital medicine physicians provided information regarding ongoing care of patients boarded in the ED to nursing supervisors. Prior to the intervention, nursing supervisors relied upon information from the ED staff and the boarded patient's time in the ED to assign a medical floor. However, ED staff was not providing care to boarded patients and did not know the most up‐to‐date status of the patient. This queuing process and lack of communication resulted in patients ready for discharge being transferred to floor beds and discharged within a few hours of transfer. The HMED team allowed nursing supervisors to have direct knowledge regarding clinical status, including telemetry and ICU criteria (similar to Howell and colleagues13), and readiness for discharge from the physician taking care of the patient.

By managing boarded patients, an HMED team can improve timeliness and coordination of care. Prior to the intervention, boarded ED patients were the last to be seen on rounds. The HMED team rounds only in the ED, expediting care and discharges. The increased proportion of boarded patients discharged from the ED by the HMED team is consistent with Briones and colleagues' clinically oriented team managing boarding patients in the ED.14

Potential adverse effects of our intervention included increased returns to the ED, increased ICU transfer rate, and decreased housestaff satisfaction. There was no increase in the 48‐hour return rate and no increase in the ICU transfer rate for patients cared for by the HMED team. Housestaff at DHMC are satisfied with the HMED team, since the presence of the HMED team allows them to concentrate on patients on the medical floors.

This intervention provides DHMC with an additional $525,600 in revenue annually. Since existing FTE were reallocated to create the HMED team, no additional FTE were required. In our facility, AHPs take on duties of housestaff. However, only 1 physician may be needed to staff an HMED team. This physician's clinical productivity is about 75% of other physicians; therefore, 25% of time is spent in bed management. At DHMC, other medicine teams picked up for the decreased clinical productivity of the HMED team, so the budget was neutral. However, using 2 FTE to staff 1 physician daily for 365 days a year, one would need to allocate 0.5 physician FTE (0.25 decrease in clinical productivity 2 FTE) for an HMED team.

Our study has several limitations. As a single center study, our findings may not extrapolate to other settings. The study used historical controls, therefore, undetected confounders may exist. We could not control for simultaneous changes in the hospital, however, we did not know of any other concurrent interventions aimed at decreasing ED diversion. Also, the decision to admit or not is partially based on individual ED attendings, which causes variability in practice. Finally, while we were able to measure rounding times as a process measure to reflect timeliness of care and staff perceptions of quality of care, due to our data infrastructure and the way our housestaff and attendings rotate, we were not able to assess more downstream measures of quality of care.

CONCLUSION

ED crowding decreases throughput and worsens clinical care; there are few proven solutions. This study demonstrates an intervention that reduced the percentage of patients transferred to a medicine floor and discharged within 8 hours, increased the number of discharges from the ED of admitted medicine patients, and decreased ED diversion while improving the timeliness of clinical care for patients boarded in the ED.

Acknowledgements

Disclosure: Nothing to report.

References
  1. Fatovich DM,Nagree Y,Spirvulis P.Access block causes emergency department overcrowding and ambulance diversion in Perth, Western Australia.Emerg Med J.2005;22:351354.
  2. Nicholl J,West J,Goodacre S,Tuner J.The relationship between distance to hospital and patient mortality in emergencies: an observational study.Emerg Med J.2007;24:665668.
  3. Institute of Medicine.Committee on the Future of Emergency Care in the United States Health System.Hospital‐Based Emergency Care: At the Breaking Point.Washington, DC:National Academies Press;2007.
  4. Hoot N,Aronsky D.Systematic review of emergency department crowding: causes, effects, and solutions.Ann Emerg Med.2008;52:126136.
  5. Pines JM,Hollander JE.Emergency department crowding is associated with poor care for patients with severe pain.Ann Emerg Med.2008;51:15.
  6. Pines JM,Hollander JE,Baxt WG, et al.The impact of emergency department crowding measures on time to antibiotics for patients with community‐acquired pneumonia.Ann Emerg Med.2007;50:510516.
  7. Chaflin DB,Trzeciak S,Likourezos A, et al;for the DELAYED‐ED Study Group.Impact of delayed transfer of critically ill patients from the emergency department to the intensive care unit.Crit Care Med.2007;35:14771483.
  8. Holroyd BR,Bullard MJ,Latoszek K, et al.Impact of a triage liaison physician on emergency department overcrowding and throughput: a randomized controlled trial.Acad Emerg Med.2007;14:702708.
  9. Takakuwa KM,Shofer FS,Abuhl SB.Strategies for dealing with emergency department overcrowding: a one‐year study on how bedside registration affects patient throughput times.Emerg Med J.2007;32:337342.
  10. Han JH,Zhou C,France DJ, et al.The effect of emergency department expansion on emergency department overcrowding.Acad Emerg Med.2007;14:338343.
  11. McConnell KJ,Richards CF,Daya M,Bernell SL,Weather CC,Lowe RA.Effect of increased ICU capacity on emergency department length of stay and ambulance diversion.Ann Emerg Med.2005;5:471478.
  12. Patel PB,Derlet RW,Vinson DR,Williams M,Wills J.Ambulance diversion reduction: the Sacramento solution.Am J Emerg Med.2006;357:608613.
  13. Howell E,Bessman E,Kravat S,Kolodner K,Marshall R,Wright S.Active bed management by hospitalists and emergency department throughput.Ann Intern Med.2008;149:804810.
  14. Briones A,Markoff B,Kathuria N, et al.A model of hospitalist role in the care of admitted patients in the emergency department.J Hosp Med.2010;5:360364.
  15. McConnell KJ,Richards CF,Daya M,Weathers CC,Lowe RA.Ambulance diversion and lost hospital revenues.Ann Emerg Med.2006;48(6):702710.
  16. Falvo T,Grove L,Stachura R,Zirkin W.The financial impact of ambulance diversion and patient elopements.Acad Emerg Med.2007;14(1):5862.
  17. Epstein K,Juarez E,Epstein A,Loya K,Singer A.The impact of fragmentation of hospitalist care on length of stay.J. Hosp. Med.2010;5:335338.
References
  1. Fatovich DM,Nagree Y,Spirvulis P.Access block causes emergency department overcrowding and ambulance diversion in Perth, Western Australia.Emerg Med J.2005;22:351354.
  2. Nicholl J,West J,Goodacre S,Tuner J.The relationship between distance to hospital and patient mortality in emergencies: an observational study.Emerg Med J.2007;24:665668.
  3. Institute of Medicine.Committee on the Future of Emergency Care in the United States Health System.Hospital‐Based Emergency Care: At the Breaking Point.Washington, DC:National Academies Press;2007.
  4. Hoot N,Aronsky D.Systematic review of emergency department crowding: causes, effects, and solutions.Ann Emerg Med.2008;52:126136.
  5. Pines JM,Hollander JE.Emergency department crowding is associated with poor care for patients with severe pain.Ann Emerg Med.2008;51:15.
  6. Pines JM,Hollander JE,Baxt WG, et al.The impact of emergency department crowding measures on time to antibiotics for patients with community‐acquired pneumonia.Ann Emerg Med.2007;50:510516.
  7. Chaflin DB,Trzeciak S,Likourezos A, et al;for the DELAYED‐ED Study Group.Impact of delayed transfer of critically ill patients from the emergency department to the intensive care unit.Crit Care Med.2007;35:14771483.
  8. Holroyd BR,Bullard MJ,Latoszek K, et al.Impact of a triage liaison physician on emergency department overcrowding and throughput: a randomized controlled trial.Acad Emerg Med.2007;14:702708.
  9. Takakuwa KM,Shofer FS,Abuhl SB.Strategies for dealing with emergency department overcrowding: a one‐year study on how bedside registration affects patient throughput times.Emerg Med J.2007;32:337342.
  10. Han JH,Zhou C,France DJ, et al.The effect of emergency department expansion on emergency department overcrowding.Acad Emerg Med.2007;14:338343.
  11. McConnell KJ,Richards CF,Daya M,Bernell SL,Weather CC,Lowe RA.Effect of increased ICU capacity on emergency department length of stay and ambulance diversion.Ann Emerg Med.2005;5:471478.
  12. Patel PB,Derlet RW,Vinson DR,Williams M,Wills J.Ambulance diversion reduction: the Sacramento solution.Am J Emerg Med.2006;357:608613.
  13. Howell E,Bessman E,Kravat S,Kolodner K,Marshall R,Wright S.Active bed management by hospitalists and emergency department throughput.Ann Intern Med.2008;149:804810.
  14. Briones A,Markoff B,Kathuria N, et al.A model of hospitalist role in the care of admitted patients in the emergency department.J Hosp Med.2010;5:360364.
  15. McConnell KJ,Richards CF,Daya M,Weathers CC,Lowe RA.Ambulance diversion and lost hospital revenues.Ann Emerg Med.2006;48(6):702710.
  16. Falvo T,Grove L,Stachura R,Zirkin W.The financial impact of ambulance diversion and patient elopements.Acad Emerg Med.2007;14(1):5862.
  17. Epstein K,Juarez E,Epstein A,Loya K,Singer A.The impact of fragmentation of hospitalist care on length of stay.J. Hosp. Med.2010;5:335338.
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Hospitalist‐led medicine emergency department team: Associations with throughput, timeliness of patient care, and satisfaction
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Hospital Medicine in the IM Clerkship

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Hospital medicine in the internal medicine clerkship: Results from a national survey

Hospital medicine is growing rapidly across the nation with more than 30,000 active hospitalists in more than 90% of all hospitals across the country.1 Although initially focused in the community sector, hospitalists have had an increasing presence within academic centers. The University Healthsystem Consortium 2006 survey found that hospitalists were practicing in 86% of university hospitals, and the average age of the hospital medicine programs was only 4.6 years.2 This changing inpatient work force has had consequences on medical education with an increased hospitalist presence in both resident and student training. The full effects of this have not yet been completely elucidated.

Initially met by educators with apprehension, there is a growing body of literature to suggest that hospitalists are perceived by students to be more effective clinical teachers than non‐hospitalists.3, 4 Multiple studies have demonstrated improved trainee satisfaction, attending teaching efficacy, trainee's perception of attending knowledge, and attending involvement in patient care decisions when working with hospitalists.58 Early concerns regarding diminished trainee autonomy are not supported by the available data.4

However, the extent to which hospitalists are involved in teaching Internal Medicine (IM) to medical students is not known. A study reported in 2000 suggests that hospitalists are prevalent within education.9 Over the past decade though, the hospitalist movement has grown exponentially; the role of hospitalists within teaching activities have likely changed significantly over this same time period. Hospital medicine is the fastest growing medical specialty in this country. In order to determine the role of hospitalists in medical student education within the United States and Canada, we queried clerkship directors in Internal Medicine as part of the 2010 annual Clerkship Directors in Internal Medicine (CDIM) survey.

METHODS

In June 2010, CDIM surveyed its North American institutional members, which represents 107 of 143 Departments of Medicine in the US and Canada. CDIM membership consists of university affiliated academic programs with a medical school. In 2009, 52% were public/state‐funded institutions, 40% were private medical schools, and 3% were military. All CDIM institutional members were sent an electronic mail cover message that explained the purpose of the survey and contained a link to the confidential electronic survey. Nonrespondents were contacted up to 3 additional times by e‐mail and once by telephone. Participants were blinded to any specific hypothesis of the study. The institutional review board (IRB) at Case Western Reserve University reviewed the protocol and determined that the CDIM Survey research protocol did not fit the definition of human subjects' research per 45 CFR 46.102, and declared the study exempt from further IRB review.

Survey Development

A call for questions was issued to CDIM members in the Fall of 2009. In all, 11 topics were submitted for inclusion in the 2010 CDIM Survey. Members of the CDIM Research Committee reviewed submissions and identified 4 different topics of interest: write‐ups (history and physicals [H and Ps]), social networking, ambulatory and inpatient training, and the role of hospitalists. Questions were reviewed, organized, and edited by members of the CDIM Research Committee. Questions were then presented to CDIM Council and further revised. The CDIM Research Committee members then completed an initial draft of the online survey and submitted this for another review by the CDIM Council.

Survey Content

The final version of the survey consisted of a total of 60 items over 4 different topics, with additional questions soliciting background information. Some sections contained items that branched (or involved skip‐logic) so that respondents could bypass sections that were not relevant to them. The section on hospital medicine was comprised of 6 multiple choice and 2 free response questions designed to explore the role of hospitalists in clinical education and educational leadership positions. Questions posed asked clerkship directors to identify if hospitalists serve as teaching attendings, the percentage of students that rotate with hospitalists, whether students rotate with attending hospitalists on services without residents, medical student's interactions with hospitalists during call requirements, the formal educational sessions conducted by academic hospitalists, the educational administrative positions held by hospitalists, and other clinical responsibilities teaching physicians hold while on teaching services. Descriptive statistics were used to analyze the data. A chi‐square test of association was done to evaluate for statistical significance.

RESULTS

Eighty‐two (77%) of 107 departments of medicine responded to the survey. At these academic institutions, the majority of departments indicated that hospitalists serve as teaching attendings at their teaching hospital (91%).

We summarize clerkship directors' responses regarding the percentage of students that rotate with academic hospitalists in Table 1. At 20 medical schools (24%), up to one‐quarter of students rotate with hospitalists. At 23 medical schools (28%), one‐quarter to one‐half of students rotate with hospitalists. Ten departments (12%) indicated that 50% to 75% of students rotate with hospitalists, and 22 departments (27%) reported that 75% to 100% of their students are taught by hospitalists in the clinical setting.

Percentage of Students Who Rotate With Hospitalists
Percentage of StudentsRespondents n = 82 (%)
07 (9)
12520 (24)
265023 (28)
517510 (12)
7610022 (27)

Most students work with hospitalists on resident teaching services. However, 7 departments (9%) indicated that medical students doing their core clerkship rotate with hospitalists on non‐resident covered services. Few formal educational sessions are conducted by hospitalists (Table 2). In 19 of the IM clerkships (23%), hospitalists conduct no formalized educational sessions. Forty‐two departments (51%) report that up to a quarter of these sessions are conducted by hospitalists. Eight (10%) report more than half of the formal educational sessions are conducted by academic hospitalists.

Formal Educational Sessions by Academic Hospitalists
Percentage of Didactic SessionsRespondents n = 82 (%)
019 (23)
12542 (51)
265010 (12)
51753 (4)
761005 (6)
No formal education sessions in clerkship3 (4)

Clerkship directors reported that hospitalists play a role during student call experiences. The majority of respondents reported that students are directly supervised by a combination of residents and/or in‐house hospitalists (Table 3). Thirty‐three departments (42%) answered that in‐house hospitalists are involved in supervising core IM clerkship students during their nighttime call requirements. Students are supervised directly by residents at 59 (72%). Eight departments (10%) reported that students do not interact with hospitalists during call requirements. Three reported that in‐house hospitalists supervise students without residents (4%). Seven departments (9%) reported no call requirement, and 4 (5%) were unable to answer the question.

Hospitalists Supervising Medical Student Call
 Respondents n = 82 (%)*
  • Respondents were instructed to check all that applied.

Students are directly supervised by in‐house hospitalists33 (42)
Students are directly supervised by residents59 (72)
Students do not interact with hospitalists during call8 (10)
There is no call requirement7 (7)
Don't know/other4 (5)

When asked to identify positions hospitalists hold in educational administration, 16 departments (20%) reported that academic hospitalists hold no educational administrative positions at their institution (Figure 1). Fourteen (17%) responded that academic hospitalists only have roles in patient safety. Eight (10%) reported other unspecified as the only administrative position at their institution. The remaining 44 departments of medicine (53%) responding reported that academic hospitalists hold clerkship and/or residency program leadership roles. In 7 departments (9%), the clerkship director is a hospitalist. At all programs in which this is the case, academic hospitalists hold additional educational administrative roles. The associate clerkship director was reported to be a hospitalist in 18 departments (22%). Site clerkship directors are hospitalists in 8 (10%). In residency education, hospitalists are slightly less prevalent. One participant responded that the residency program director was a hospitalist, while in 18 departments (22%), the hospitalists have roles as associate residency program directors.

Figure 1
Academic hospitalist educational administrative positions on the 2010 Clerkship Directors in Internal Medicine (CDIM) annual survey. Note: Categories are not mutually exclusive.

Respondents were asked to comment on other clinical responsibilities for teaching attendings while on‐service. Thirteen (16%) indicated that teaching hospitalists had other clinical responsibilities, whereas 43 (52%) non‐hospitalist teaching attendings were reported to have other clinical responsibilities while on teaching service (2ldf = 33.09, P < 0.0001). The additional responsibilities for teaching hospitalists included general medicine consults (3 programs), quality initiatives (2 programs), clinics (2 programs), additional nonteaching service patients (2 programs), and educational commitments (4 programs). Responsibilities identified for non‐hospitalist teaching attendings were primarily outpatient clinics (29 programs) or were unspecified (14 programs).

DISCUSSION

Over the past decade, hospital medicine has grown exponentially. This clinical growth has been mirrored in medical education. Our study finds that hospitalists teach in core Internal Medicine clerkships in the large majority of Departments of Internal Medicine throughout the US and Canada. Compared to 2000, in which approximately 50% of IM departments employed hospitalists and 80% of these worked with medical students (roughly 40% of all departments),9 we find that 91% of academic IM programs utilize hospitalists for core clerkship education. However, the majority of respondents (72%) reported that less than 25% of formal educational sessions were conducted by academic hospitalists during their core Internal Medicine clerkship. Thus, although hospitalists appear to be involved heavily in supervising medical students during the IM clerkship, the primary teaching modalities utilized appear to be informal. This may be due to the relative youth of the hospitalist movement, with newer faculty being less frequently recruited to conduct didactics. Alternatively, this may result from an historical reliance on subspecialists for Internal Medicine lectures (ie, renal failure lectures are given by a nephrologist, chest pain lectures are given by a cardiologist).

Our study shows that a significant number of hospitalists are involved in student overnight calls. Notably, almost half of the students doing overnight calls were supervised by in‐house hospitalists. This is an expected trend, particularly in the current environment in which intern night hours have been limited and extended shifts are less common.10 Residency programs have frequently shifted to night float systems, the value of which is unknown with regards to education and patient safety.11 Experienced attendings in the hospital afford a unique educational opportunity for third year medical students, and it appears they are being utilized as such.

Although the majority of core IM clerkship students rotate with resident teaching services, we found a small but measureable number of students who are on resident uncovered services. The educational efficacy of this model is not fully defined. In the subinternship setting, resident uncovered teaching hospitalist services were rated equivalently as compared to resident covered teaching services on measures of supervision, faculty assessment, the frequency and value of teaching sessions, and educational value of patient problems. However, students on uncovered services scored these lower on knowledge learned, intellectual discussions, and patient variety.12 Based on this feedback, caution should be taken in assigning more junior students to uncovered hospitalist services. This is especially true in the post‐duty hour setting which has already prompted concern related to student exposure to basic medical conditions.13

Despite the level of hospitalist involvement in core clerkship education, few clerkship directors are hospitalists. However, more than half of the Departments of Internal Medicine report hospitalists in some clerkship or residency educational position. Our survey did not address more senior College of Medicine leadership roles, and may, in fact, underrepresent educational leadership positions. Additionally, a large number of hospitalist have additional roles in patient safety, underscoring hospital medicine's leadership in this important niche post in the Institute of Medicine (IOM) report To Err is Human.14

Our findings indicate that hospitalists are significantly less likely to have additional clinical commitments while on‐service as compared to non‐hospitalist teaching attending. Non‐hospitalist teaching attendings were reported to frequently have outpatient clinic duties while teaching on the inpatient service. Conventional wisdom suggests that educators who are able to focus on teaching activities primarily will likely be better teachers. To date, literature has shown notable learner satisfaction with hospitalist educators.3, 4 However, there are no data on teaching efficacy and learning outcomes. Further studies need to explore the relationship between hospitalist attending status and improved trainee education.

Our study has several limitations. Our report is a survey of institutional members of CDIM. Since not all Departments of Medicine within Schools of Medicine have membership in CDIM, our results may have sampling bias. Additionally, our survey only asked clerkship directors in one discipline to report educational practices. There may be variability at different educational sites that are not captured by the responses. The Society of Hospital Medicine defines a hospitalist as a physician who specializes in the practice of hospital medicine, however, there remains some ambiguity with regards to how much inpatient focus is necessary to employ the term, and this may lead to errors in reporting. Nonetheless, our response rate of 82% is quite high, and suggests that this survey is reflective of national trends.

In summary, hospitalists are involved in medical student education in the majority of Departments of Internal Medicine throughout the US and Canada. They frequently supervise students in‐house at night, and some students rotate on non‐resident covered services. Hospitalists have a notable presence in academic education leadership positions and have significantly less outside clinical responsibilities, allowing them greater focus on teaching. Further studies should to be conducted to determine the effects of hospitalists on learning outcomes. Additional data is needed to determine the influence of hospitalists on students' attitudes and career choices with regards to Internal Medicine.

Acknowledgements

Disclosure: Nothing to report.

Files
References
  1. Medical Group Management Association and Society of Hospital Medicine.State of Hospital Medicine: 2011 Report Based on 2010 Data.Franktown, CO:Glacier Publishing Services;2011.
  2. University HealthSystem Consortium. Role of the Hospitalist 2006 Field Brief.Oak Brook, IL:University HealthSystem Consortium;2006.
  3. Goldenberg J,Glasheen JJ.Hospitalist educators: future of inpatient internal medicine training.Mt Sinai J Med.2008;75(5):430435.
  4. Natarajan P,Ranji SR,Auerbach AD,Hauer KE.Effect of hospitalist attending physicians on trainee educational experiences: a systematic review.J Hosp Med.2009;4(8):490498.
  5. Hauer KE,Wachter RM.Implications of the hospitalist model for medical students' education.Acad Med.2001;76(4):324330.
  6. Hauer KE,Wachter RM,McCulloch CE,Woo GA,Auerbach AD.Effects of hospitalist attending physicians on trainee satisfaction with teaching and with internal medicine rotations.Arch Intern Med.2004;164(17):18661871.
  7. Geskey JM,Kees‐Folts D.Third‐year medical students' evaluation of hospitalist and nonhospitalist faculty during the inpatient portion of their pediatrics clerkships.J Hosp Med.2007;2(1):1722.
  8. Landrigan CP,Muret‐Wagstaff S,Chiang VW,Nigrin DJ,Goldmann DA,Finkelstein JA.Effect of a pediatric hospitalist system on housestaff education and experience.Arch Pediatr Adolesc Med.2002;156(9):877883.
  9. Shea JA,Wasfi YS,Kovath KJ,Asch DA,Bellini LM.The presence of hospitalists in medical education.Acad Med.2000;75(10 suppl):S34S36.
  10. Accreditation Council for Graduate Medical Education (ACGME). Common Program Requirements, Effective July 1,2011. Available at: http://www.acgme‐2010standards.org/pdf/Common_Program_Requirements_07012011.pdf. Accessed on 4 October 2012.
  11. Reed DA,Fletcher KE,Arora VM.Systematic review: association of shift length, protected sleep time, and night float with patient care, residents' health, and education.Ann Intern Med.2010;153(12):829842.
  12. O'Leary KJ,Chadha V,Fleming VM,Martin GJ,Baker DW.Medical subinternship: student experience on a resident uncovered hospitalist service.Teach Learn Med.2008;20(1):1821.
  13. Lindquist LA,Tschoe M,Neely D,Feinglass J,Martin GJ,Baker DW.Medical student patient experiences before and after duty hour regulation and hospitalist support.J Gen Intern Med.2010;25(3):207210.
  14. Kohn L,Corrigan J,Donaldson MS.To Err Is Human: Building a Safer Health Care System.Washington, DC:National Academy Press;2000.
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Hospital medicine is growing rapidly across the nation with more than 30,000 active hospitalists in more than 90% of all hospitals across the country.1 Although initially focused in the community sector, hospitalists have had an increasing presence within academic centers. The University Healthsystem Consortium 2006 survey found that hospitalists were practicing in 86% of university hospitals, and the average age of the hospital medicine programs was only 4.6 years.2 This changing inpatient work force has had consequences on medical education with an increased hospitalist presence in both resident and student training. The full effects of this have not yet been completely elucidated.

Initially met by educators with apprehension, there is a growing body of literature to suggest that hospitalists are perceived by students to be more effective clinical teachers than non‐hospitalists.3, 4 Multiple studies have demonstrated improved trainee satisfaction, attending teaching efficacy, trainee's perception of attending knowledge, and attending involvement in patient care decisions when working with hospitalists.58 Early concerns regarding diminished trainee autonomy are not supported by the available data.4

However, the extent to which hospitalists are involved in teaching Internal Medicine (IM) to medical students is not known. A study reported in 2000 suggests that hospitalists are prevalent within education.9 Over the past decade though, the hospitalist movement has grown exponentially; the role of hospitalists within teaching activities have likely changed significantly over this same time period. Hospital medicine is the fastest growing medical specialty in this country. In order to determine the role of hospitalists in medical student education within the United States and Canada, we queried clerkship directors in Internal Medicine as part of the 2010 annual Clerkship Directors in Internal Medicine (CDIM) survey.

METHODS

In June 2010, CDIM surveyed its North American institutional members, which represents 107 of 143 Departments of Medicine in the US and Canada. CDIM membership consists of university affiliated academic programs with a medical school. In 2009, 52% were public/state‐funded institutions, 40% were private medical schools, and 3% were military. All CDIM institutional members were sent an electronic mail cover message that explained the purpose of the survey and contained a link to the confidential electronic survey. Nonrespondents were contacted up to 3 additional times by e‐mail and once by telephone. Participants were blinded to any specific hypothesis of the study. The institutional review board (IRB) at Case Western Reserve University reviewed the protocol and determined that the CDIM Survey research protocol did not fit the definition of human subjects' research per 45 CFR 46.102, and declared the study exempt from further IRB review.

Survey Development

A call for questions was issued to CDIM members in the Fall of 2009. In all, 11 topics were submitted for inclusion in the 2010 CDIM Survey. Members of the CDIM Research Committee reviewed submissions and identified 4 different topics of interest: write‐ups (history and physicals [H and Ps]), social networking, ambulatory and inpatient training, and the role of hospitalists. Questions were reviewed, organized, and edited by members of the CDIM Research Committee. Questions were then presented to CDIM Council and further revised. The CDIM Research Committee members then completed an initial draft of the online survey and submitted this for another review by the CDIM Council.

Survey Content

The final version of the survey consisted of a total of 60 items over 4 different topics, with additional questions soliciting background information. Some sections contained items that branched (or involved skip‐logic) so that respondents could bypass sections that were not relevant to them. The section on hospital medicine was comprised of 6 multiple choice and 2 free response questions designed to explore the role of hospitalists in clinical education and educational leadership positions. Questions posed asked clerkship directors to identify if hospitalists serve as teaching attendings, the percentage of students that rotate with hospitalists, whether students rotate with attending hospitalists on services without residents, medical student's interactions with hospitalists during call requirements, the formal educational sessions conducted by academic hospitalists, the educational administrative positions held by hospitalists, and other clinical responsibilities teaching physicians hold while on teaching services. Descriptive statistics were used to analyze the data. A chi‐square test of association was done to evaluate for statistical significance.

RESULTS

Eighty‐two (77%) of 107 departments of medicine responded to the survey. At these academic institutions, the majority of departments indicated that hospitalists serve as teaching attendings at their teaching hospital (91%).

We summarize clerkship directors' responses regarding the percentage of students that rotate with academic hospitalists in Table 1. At 20 medical schools (24%), up to one‐quarter of students rotate with hospitalists. At 23 medical schools (28%), one‐quarter to one‐half of students rotate with hospitalists. Ten departments (12%) indicated that 50% to 75% of students rotate with hospitalists, and 22 departments (27%) reported that 75% to 100% of their students are taught by hospitalists in the clinical setting.

Percentage of Students Who Rotate With Hospitalists
Percentage of StudentsRespondents n = 82 (%)
07 (9)
12520 (24)
265023 (28)
517510 (12)
7610022 (27)

Most students work with hospitalists on resident teaching services. However, 7 departments (9%) indicated that medical students doing their core clerkship rotate with hospitalists on non‐resident covered services. Few formal educational sessions are conducted by hospitalists (Table 2). In 19 of the IM clerkships (23%), hospitalists conduct no formalized educational sessions. Forty‐two departments (51%) report that up to a quarter of these sessions are conducted by hospitalists. Eight (10%) report more than half of the formal educational sessions are conducted by academic hospitalists.

Formal Educational Sessions by Academic Hospitalists
Percentage of Didactic SessionsRespondents n = 82 (%)
019 (23)
12542 (51)
265010 (12)
51753 (4)
761005 (6)
No formal education sessions in clerkship3 (4)

Clerkship directors reported that hospitalists play a role during student call experiences. The majority of respondents reported that students are directly supervised by a combination of residents and/or in‐house hospitalists (Table 3). Thirty‐three departments (42%) answered that in‐house hospitalists are involved in supervising core IM clerkship students during their nighttime call requirements. Students are supervised directly by residents at 59 (72%). Eight departments (10%) reported that students do not interact with hospitalists during call requirements. Three reported that in‐house hospitalists supervise students without residents (4%). Seven departments (9%) reported no call requirement, and 4 (5%) were unable to answer the question.

Hospitalists Supervising Medical Student Call
 Respondents n = 82 (%)*
  • Respondents were instructed to check all that applied.

Students are directly supervised by in‐house hospitalists33 (42)
Students are directly supervised by residents59 (72)
Students do not interact with hospitalists during call8 (10)
There is no call requirement7 (7)
Don't know/other4 (5)

When asked to identify positions hospitalists hold in educational administration, 16 departments (20%) reported that academic hospitalists hold no educational administrative positions at their institution (Figure 1). Fourteen (17%) responded that academic hospitalists only have roles in patient safety. Eight (10%) reported other unspecified as the only administrative position at their institution. The remaining 44 departments of medicine (53%) responding reported that academic hospitalists hold clerkship and/or residency program leadership roles. In 7 departments (9%), the clerkship director is a hospitalist. At all programs in which this is the case, academic hospitalists hold additional educational administrative roles. The associate clerkship director was reported to be a hospitalist in 18 departments (22%). Site clerkship directors are hospitalists in 8 (10%). In residency education, hospitalists are slightly less prevalent. One participant responded that the residency program director was a hospitalist, while in 18 departments (22%), the hospitalists have roles as associate residency program directors.

Figure 1
Academic hospitalist educational administrative positions on the 2010 Clerkship Directors in Internal Medicine (CDIM) annual survey. Note: Categories are not mutually exclusive.

Respondents were asked to comment on other clinical responsibilities for teaching attendings while on‐service. Thirteen (16%) indicated that teaching hospitalists had other clinical responsibilities, whereas 43 (52%) non‐hospitalist teaching attendings were reported to have other clinical responsibilities while on teaching service (2ldf = 33.09, P < 0.0001). The additional responsibilities for teaching hospitalists included general medicine consults (3 programs), quality initiatives (2 programs), clinics (2 programs), additional nonteaching service patients (2 programs), and educational commitments (4 programs). Responsibilities identified for non‐hospitalist teaching attendings were primarily outpatient clinics (29 programs) or were unspecified (14 programs).

DISCUSSION

Over the past decade, hospital medicine has grown exponentially. This clinical growth has been mirrored in medical education. Our study finds that hospitalists teach in core Internal Medicine clerkships in the large majority of Departments of Internal Medicine throughout the US and Canada. Compared to 2000, in which approximately 50% of IM departments employed hospitalists and 80% of these worked with medical students (roughly 40% of all departments),9 we find that 91% of academic IM programs utilize hospitalists for core clerkship education. However, the majority of respondents (72%) reported that less than 25% of formal educational sessions were conducted by academic hospitalists during their core Internal Medicine clerkship. Thus, although hospitalists appear to be involved heavily in supervising medical students during the IM clerkship, the primary teaching modalities utilized appear to be informal. This may be due to the relative youth of the hospitalist movement, with newer faculty being less frequently recruited to conduct didactics. Alternatively, this may result from an historical reliance on subspecialists for Internal Medicine lectures (ie, renal failure lectures are given by a nephrologist, chest pain lectures are given by a cardiologist).

Our study shows that a significant number of hospitalists are involved in student overnight calls. Notably, almost half of the students doing overnight calls were supervised by in‐house hospitalists. This is an expected trend, particularly in the current environment in which intern night hours have been limited and extended shifts are less common.10 Residency programs have frequently shifted to night float systems, the value of which is unknown with regards to education and patient safety.11 Experienced attendings in the hospital afford a unique educational opportunity for third year medical students, and it appears they are being utilized as such.

Although the majority of core IM clerkship students rotate with resident teaching services, we found a small but measureable number of students who are on resident uncovered services. The educational efficacy of this model is not fully defined. In the subinternship setting, resident uncovered teaching hospitalist services were rated equivalently as compared to resident covered teaching services on measures of supervision, faculty assessment, the frequency and value of teaching sessions, and educational value of patient problems. However, students on uncovered services scored these lower on knowledge learned, intellectual discussions, and patient variety.12 Based on this feedback, caution should be taken in assigning more junior students to uncovered hospitalist services. This is especially true in the post‐duty hour setting which has already prompted concern related to student exposure to basic medical conditions.13

Despite the level of hospitalist involvement in core clerkship education, few clerkship directors are hospitalists. However, more than half of the Departments of Internal Medicine report hospitalists in some clerkship or residency educational position. Our survey did not address more senior College of Medicine leadership roles, and may, in fact, underrepresent educational leadership positions. Additionally, a large number of hospitalist have additional roles in patient safety, underscoring hospital medicine's leadership in this important niche post in the Institute of Medicine (IOM) report To Err is Human.14

Our findings indicate that hospitalists are significantly less likely to have additional clinical commitments while on‐service as compared to non‐hospitalist teaching attending. Non‐hospitalist teaching attendings were reported to frequently have outpatient clinic duties while teaching on the inpatient service. Conventional wisdom suggests that educators who are able to focus on teaching activities primarily will likely be better teachers. To date, literature has shown notable learner satisfaction with hospitalist educators.3, 4 However, there are no data on teaching efficacy and learning outcomes. Further studies need to explore the relationship between hospitalist attending status and improved trainee education.

Our study has several limitations. Our report is a survey of institutional members of CDIM. Since not all Departments of Medicine within Schools of Medicine have membership in CDIM, our results may have sampling bias. Additionally, our survey only asked clerkship directors in one discipline to report educational practices. There may be variability at different educational sites that are not captured by the responses. The Society of Hospital Medicine defines a hospitalist as a physician who specializes in the practice of hospital medicine, however, there remains some ambiguity with regards to how much inpatient focus is necessary to employ the term, and this may lead to errors in reporting. Nonetheless, our response rate of 82% is quite high, and suggests that this survey is reflective of national trends.

In summary, hospitalists are involved in medical student education in the majority of Departments of Internal Medicine throughout the US and Canada. They frequently supervise students in‐house at night, and some students rotate on non‐resident covered services. Hospitalists have a notable presence in academic education leadership positions and have significantly less outside clinical responsibilities, allowing them greater focus on teaching. Further studies should to be conducted to determine the effects of hospitalists on learning outcomes. Additional data is needed to determine the influence of hospitalists on students' attitudes and career choices with regards to Internal Medicine.

Acknowledgements

Disclosure: Nothing to report.

Hospital medicine is growing rapidly across the nation with more than 30,000 active hospitalists in more than 90% of all hospitals across the country.1 Although initially focused in the community sector, hospitalists have had an increasing presence within academic centers. The University Healthsystem Consortium 2006 survey found that hospitalists were practicing in 86% of university hospitals, and the average age of the hospital medicine programs was only 4.6 years.2 This changing inpatient work force has had consequences on medical education with an increased hospitalist presence in both resident and student training. The full effects of this have not yet been completely elucidated.

Initially met by educators with apprehension, there is a growing body of literature to suggest that hospitalists are perceived by students to be more effective clinical teachers than non‐hospitalists.3, 4 Multiple studies have demonstrated improved trainee satisfaction, attending teaching efficacy, trainee's perception of attending knowledge, and attending involvement in patient care decisions when working with hospitalists.58 Early concerns regarding diminished trainee autonomy are not supported by the available data.4

However, the extent to which hospitalists are involved in teaching Internal Medicine (IM) to medical students is not known. A study reported in 2000 suggests that hospitalists are prevalent within education.9 Over the past decade though, the hospitalist movement has grown exponentially; the role of hospitalists within teaching activities have likely changed significantly over this same time period. Hospital medicine is the fastest growing medical specialty in this country. In order to determine the role of hospitalists in medical student education within the United States and Canada, we queried clerkship directors in Internal Medicine as part of the 2010 annual Clerkship Directors in Internal Medicine (CDIM) survey.

METHODS

In June 2010, CDIM surveyed its North American institutional members, which represents 107 of 143 Departments of Medicine in the US and Canada. CDIM membership consists of university affiliated academic programs with a medical school. In 2009, 52% were public/state‐funded institutions, 40% were private medical schools, and 3% were military. All CDIM institutional members were sent an electronic mail cover message that explained the purpose of the survey and contained a link to the confidential electronic survey. Nonrespondents were contacted up to 3 additional times by e‐mail and once by telephone. Participants were blinded to any specific hypothesis of the study. The institutional review board (IRB) at Case Western Reserve University reviewed the protocol and determined that the CDIM Survey research protocol did not fit the definition of human subjects' research per 45 CFR 46.102, and declared the study exempt from further IRB review.

Survey Development

A call for questions was issued to CDIM members in the Fall of 2009. In all, 11 topics were submitted for inclusion in the 2010 CDIM Survey. Members of the CDIM Research Committee reviewed submissions and identified 4 different topics of interest: write‐ups (history and physicals [H and Ps]), social networking, ambulatory and inpatient training, and the role of hospitalists. Questions were reviewed, organized, and edited by members of the CDIM Research Committee. Questions were then presented to CDIM Council and further revised. The CDIM Research Committee members then completed an initial draft of the online survey and submitted this for another review by the CDIM Council.

Survey Content

The final version of the survey consisted of a total of 60 items over 4 different topics, with additional questions soliciting background information. Some sections contained items that branched (or involved skip‐logic) so that respondents could bypass sections that were not relevant to them. The section on hospital medicine was comprised of 6 multiple choice and 2 free response questions designed to explore the role of hospitalists in clinical education and educational leadership positions. Questions posed asked clerkship directors to identify if hospitalists serve as teaching attendings, the percentage of students that rotate with hospitalists, whether students rotate with attending hospitalists on services without residents, medical student's interactions with hospitalists during call requirements, the formal educational sessions conducted by academic hospitalists, the educational administrative positions held by hospitalists, and other clinical responsibilities teaching physicians hold while on teaching services. Descriptive statistics were used to analyze the data. A chi‐square test of association was done to evaluate for statistical significance.

RESULTS

Eighty‐two (77%) of 107 departments of medicine responded to the survey. At these academic institutions, the majority of departments indicated that hospitalists serve as teaching attendings at their teaching hospital (91%).

We summarize clerkship directors' responses regarding the percentage of students that rotate with academic hospitalists in Table 1. At 20 medical schools (24%), up to one‐quarter of students rotate with hospitalists. At 23 medical schools (28%), one‐quarter to one‐half of students rotate with hospitalists. Ten departments (12%) indicated that 50% to 75% of students rotate with hospitalists, and 22 departments (27%) reported that 75% to 100% of their students are taught by hospitalists in the clinical setting.

Percentage of Students Who Rotate With Hospitalists
Percentage of StudentsRespondents n = 82 (%)
07 (9)
12520 (24)
265023 (28)
517510 (12)
7610022 (27)

Most students work with hospitalists on resident teaching services. However, 7 departments (9%) indicated that medical students doing their core clerkship rotate with hospitalists on non‐resident covered services. Few formal educational sessions are conducted by hospitalists (Table 2). In 19 of the IM clerkships (23%), hospitalists conduct no formalized educational sessions. Forty‐two departments (51%) report that up to a quarter of these sessions are conducted by hospitalists. Eight (10%) report more than half of the formal educational sessions are conducted by academic hospitalists.

Formal Educational Sessions by Academic Hospitalists
Percentage of Didactic SessionsRespondents n = 82 (%)
019 (23)
12542 (51)
265010 (12)
51753 (4)
761005 (6)
No formal education sessions in clerkship3 (4)

Clerkship directors reported that hospitalists play a role during student call experiences. The majority of respondents reported that students are directly supervised by a combination of residents and/or in‐house hospitalists (Table 3). Thirty‐three departments (42%) answered that in‐house hospitalists are involved in supervising core IM clerkship students during their nighttime call requirements. Students are supervised directly by residents at 59 (72%). Eight departments (10%) reported that students do not interact with hospitalists during call requirements. Three reported that in‐house hospitalists supervise students without residents (4%). Seven departments (9%) reported no call requirement, and 4 (5%) were unable to answer the question.

Hospitalists Supervising Medical Student Call
 Respondents n = 82 (%)*
  • Respondents were instructed to check all that applied.

Students are directly supervised by in‐house hospitalists33 (42)
Students are directly supervised by residents59 (72)
Students do not interact with hospitalists during call8 (10)
There is no call requirement7 (7)
Don't know/other4 (5)

When asked to identify positions hospitalists hold in educational administration, 16 departments (20%) reported that academic hospitalists hold no educational administrative positions at their institution (Figure 1). Fourteen (17%) responded that academic hospitalists only have roles in patient safety. Eight (10%) reported other unspecified as the only administrative position at their institution. The remaining 44 departments of medicine (53%) responding reported that academic hospitalists hold clerkship and/or residency program leadership roles. In 7 departments (9%), the clerkship director is a hospitalist. At all programs in which this is the case, academic hospitalists hold additional educational administrative roles. The associate clerkship director was reported to be a hospitalist in 18 departments (22%). Site clerkship directors are hospitalists in 8 (10%). In residency education, hospitalists are slightly less prevalent. One participant responded that the residency program director was a hospitalist, while in 18 departments (22%), the hospitalists have roles as associate residency program directors.

Figure 1
Academic hospitalist educational administrative positions on the 2010 Clerkship Directors in Internal Medicine (CDIM) annual survey. Note: Categories are not mutually exclusive.

Respondents were asked to comment on other clinical responsibilities for teaching attendings while on‐service. Thirteen (16%) indicated that teaching hospitalists had other clinical responsibilities, whereas 43 (52%) non‐hospitalist teaching attendings were reported to have other clinical responsibilities while on teaching service (2ldf = 33.09, P < 0.0001). The additional responsibilities for teaching hospitalists included general medicine consults (3 programs), quality initiatives (2 programs), clinics (2 programs), additional nonteaching service patients (2 programs), and educational commitments (4 programs). Responsibilities identified for non‐hospitalist teaching attendings were primarily outpatient clinics (29 programs) or were unspecified (14 programs).

DISCUSSION

Over the past decade, hospital medicine has grown exponentially. This clinical growth has been mirrored in medical education. Our study finds that hospitalists teach in core Internal Medicine clerkships in the large majority of Departments of Internal Medicine throughout the US and Canada. Compared to 2000, in which approximately 50% of IM departments employed hospitalists and 80% of these worked with medical students (roughly 40% of all departments),9 we find that 91% of academic IM programs utilize hospitalists for core clerkship education. However, the majority of respondents (72%) reported that less than 25% of formal educational sessions were conducted by academic hospitalists during their core Internal Medicine clerkship. Thus, although hospitalists appear to be involved heavily in supervising medical students during the IM clerkship, the primary teaching modalities utilized appear to be informal. This may be due to the relative youth of the hospitalist movement, with newer faculty being less frequently recruited to conduct didactics. Alternatively, this may result from an historical reliance on subspecialists for Internal Medicine lectures (ie, renal failure lectures are given by a nephrologist, chest pain lectures are given by a cardiologist).

Our study shows that a significant number of hospitalists are involved in student overnight calls. Notably, almost half of the students doing overnight calls were supervised by in‐house hospitalists. This is an expected trend, particularly in the current environment in which intern night hours have been limited and extended shifts are less common.10 Residency programs have frequently shifted to night float systems, the value of which is unknown with regards to education and patient safety.11 Experienced attendings in the hospital afford a unique educational opportunity for third year medical students, and it appears they are being utilized as such.

Although the majority of core IM clerkship students rotate with resident teaching services, we found a small but measureable number of students who are on resident uncovered services. The educational efficacy of this model is not fully defined. In the subinternship setting, resident uncovered teaching hospitalist services were rated equivalently as compared to resident covered teaching services on measures of supervision, faculty assessment, the frequency and value of teaching sessions, and educational value of patient problems. However, students on uncovered services scored these lower on knowledge learned, intellectual discussions, and patient variety.12 Based on this feedback, caution should be taken in assigning more junior students to uncovered hospitalist services. This is especially true in the post‐duty hour setting which has already prompted concern related to student exposure to basic medical conditions.13

Despite the level of hospitalist involvement in core clerkship education, few clerkship directors are hospitalists. However, more than half of the Departments of Internal Medicine report hospitalists in some clerkship or residency educational position. Our survey did not address more senior College of Medicine leadership roles, and may, in fact, underrepresent educational leadership positions. Additionally, a large number of hospitalist have additional roles in patient safety, underscoring hospital medicine's leadership in this important niche post in the Institute of Medicine (IOM) report To Err is Human.14

Our findings indicate that hospitalists are significantly less likely to have additional clinical commitments while on‐service as compared to non‐hospitalist teaching attending. Non‐hospitalist teaching attendings were reported to frequently have outpatient clinic duties while teaching on the inpatient service. Conventional wisdom suggests that educators who are able to focus on teaching activities primarily will likely be better teachers. To date, literature has shown notable learner satisfaction with hospitalist educators.3, 4 However, there are no data on teaching efficacy and learning outcomes. Further studies need to explore the relationship between hospitalist attending status and improved trainee education.

Our study has several limitations. Our report is a survey of institutional members of CDIM. Since not all Departments of Medicine within Schools of Medicine have membership in CDIM, our results may have sampling bias. Additionally, our survey only asked clerkship directors in one discipline to report educational practices. There may be variability at different educational sites that are not captured by the responses. The Society of Hospital Medicine defines a hospitalist as a physician who specializes in the practice of hospital medicine, however, there remains some ambiguity with regards to how much inpatient focus is necessary to employ the term, and this may lead to errors in reporting. Nonetheless, our response rate of 82% is quite high, and suggests that this survey is reflective of national trends.

In summary, hospitalists are involved in medical student education in the majority of Departments of Internal Medicine throughout the US and Canada. They frequently supervise students in‐house at night, and some students rotate on non‐resident covered services. Hospitalists have a notable presence in academic education leadership positions and have significantly less outside clinical responsibilities, allowing them greater focus on teaching. Further studies should to be conducted to determine the effects of hospitalists on learning outcomes. Additional data is needed to determine the influence of hospitalists on students' attitudes and career choices with regards to Internal Medicine.

Acknowledgements

Disclosure: Nothing to report.

References
  1. Medical Group Management Association and Society of Hospital Medicine.State of Hospital Medicine: 2011 Report Based on 2010 Data.Franktown, CO:Glacier Publishing Services;2011.
  2. University HealthSystem Consortium. Role of the Hospitalist 2006 Field Brief.Oak Brook, IL:University HealthSystem Consortium;2006.
  3. Goldenberg J,Glasheen JJ.Hospitalist educators: future of inpatient internal medicine training.Mt Sinai J Med.2008;75(5):430435.
  4. Natarajan P,Ranji SR,Auerbach AD,Hauer KE.Effect of hospitalist attending physicians on trainee educational experiences: a systematic review.J Hosp Med.2009;4(8):490498.
  5. Hauer KE,Wachter RM.Implications of the hospitalist model for medical students' education.Acad Med.2001;76(4):324330.
  6. Hauer KE,Wachter RM,McCulloch CE,Woo GA,Auerbach AD.Effects of hospitalist attending physicians on trainee satisfaction with teaching and with internal medicine rotations.Arch Intern Med.2004;164(17):18661871.
  7. Geskey JM,Kees‐Folts D.Third‐year medical students' evaluation of hospitalist and nonhospitalist faculty during the inpatient portion of their pediatrics clerkships.J Hosp Med.2007;2(1):1722.
  8. Landrigan CP,Muret‐Wagstaff S,Chiang VW,Nigrin DJ,Goldmann DA,Finkelstein JA.Effect of a pediatric hospitalist system on housestaff education and experience.Arch Pediatr Adolesc Med.2002;156(9):877883.
  9. Shea JA,Wasfi YS,Kovath KJ,Asch DA,Bellini LM.The presence of hospitalists in medical education.Acad Med.2000;75(10 suppl):S34S36.
  10. Accreditation Council for Graduate Medical Education (ACGME). Common Program Requirements, Effective July 1,2011. Available at: http://www.acgme‐2010standards.org/pdf/Common_Program_Requirements_07012011.pdf. Accessed on 4 October 2012.
  11. Reed DA,Fletcher KE,Arora VM.Systematic review: association of shift length, protected sleep time, and night float with patient care, residents' health, and education.Ann Intern Med.2010;153(12):829842.
  12. O'Leary KJ,Chadha V,Fleming VM,Martin GJ,Baker DW.Medical subinternship: student experience on a resident uncovered hospitalist service.Teach Learn Med.2008;20(1):1821.
  13. Lindquist LA,Tschoe M,Neely D,Feinglass J,Martin GJ,Baker DW.Medical student patient experiences before and after duty hour regulation and hospitalist support.J Gen Intern Med.2010;25(3):207210.
  14. Kohn L,Corrigan J,Donaldson MS.To Err Is Human: Building a Safer Health Care System.Washington, DC:National Academy Press;2000.
References
  1. Medical Group Management Association and Society of Hospital Medicine.State of Hospital Medicine: 2011 Report Based on 2010 Data.Franktown, CO:Glacier Publishing Services;2011.
  2. University HealthSystem Consortium. Role of the Hospitalist 2006 Field Brief.Oak Brook, IL:University HealthSystem Consortium;2006.
  3. Goldenberg J,Glasheen JJ.Hospitalist educators: future of inpatient internal medicine training.Mt Sinai J Med.2008;75(5):430435.
  4. Natarajan P,Ranji SR,Auerbach AD,Hauer KE.Effect of hospitalist attending physicians on trainee educational experiences: a systematic review.J Hosp Med.2009;4(8):490498.
  5. Hauer KE,Wachter RM.Implications of the hospitalist model for medical students' education.Acad Med.2001;76(4):324330.
  6. Hauer KE,Wachter RM,McCulloch CE,Woo GA,Auerbach AD.Effects of hospitalist attending physicians on trainee satisfaction with teaching and with internal medicine rotations.Arch Intern Med.2004;164(17):18661871.
  7. Geskey JM,Kees‐Folts D.Third‐year medical students' evaluation of hospitalist and nonhospitalist faculty during the inpatient portion of their pediatrics clerkships.J Hosp Med.2007;2(1):1722.
  8. Landrigan CP,Muret‐Wagstaff S,Chiang VW,Nigrin DJ,Goldmann DA,Finkelstein JA.Effect of a pediatric hospitalist system on housestaff education and experience.Arch Pediatr Adolesc Med.2002;156(9):877883.
  9. Shea JA,Wasfi YS,Kovath KJ,Asch DA,Bellini LM.The presence of hospitalists in medical education.Acad Med.2000;75(10 suppl):S34S36.
  10. Accreditation Council for Graduate Medical Education (ACGME). Common Program Requirements, Effective July 1,2011. Available at: http://www.acgme‐2010standards.org/pdf/Common_Program_Requirements_07012011.pdf. Accessed on 4 October 2012.
  11. Reed DA,Fletcher KE,Arora VM.Systematic review: association of shift length, protected sleep time, and night float with patient care, residents' health, and education.Ann Intern Med.2010;153(12):829842.
  12. O'Leary KJ,Chadha V,Fleming VM,Martin GJ,Baker DW.Medical subinternship: student experience on a resident uncovered hospitalist service.Teach Learn Med.2008;20(1):1821.
  13. Lindquist LA,Tschoe M,Neely D,Feinglass J,Martin GJ,Baker DW.Medical student patient experiences before and after duty hour regulation and hospitalist support.J Gen Intern Med.2010;25(3):207210.
  14. Kohn L,Corrigan J,Donaldson MS.To Err Is Human: Building a Safer Health Care System.Washington, DC:National Academy Press;2000.
Issue
Journal of Hospital Medicine - 7(7)
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Journal of Hospital Medicine - 7(7)
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557-561
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557-561
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Hospital medicine in the internal medicine clerkship: Results from a national survey
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Hospital medicine in the internal medicine clerkship: Results from a national survey
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Overnight Resident Supervision

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Effects of increased overnight supervision on resident education, decision‐making, and autonomy

Postgraduate medical education has traditionally relied on a training model of progressive independence, where housestaff learn patient care through increasing autonomy and decreasing levels of supervision.1 While this framework has little empirical backing, it is grounded in sound educational theory from similar disciplines and endorsed by medical associations.1, 2 The Accreditation Council for Graduate Medical Education (ACGME) recently implemented regulations requiring that first‐year residents have a qualified supervisor physically present or immediately available at all times.3 Previously, oversight by an offsite supervisor (for example, an attending physician at home) was considered adequate. These new regulations, although motivated by patient safety imperatives,4 have elicited concerns that increased supervision may lead to decreased housestaff autonomy and an increased reliance on supervisors for clinical guidance.5 Such changes could ultimately produce less qualified practitioners by the completion of training.

Critics of the current training model point to a patient safety mechanism where housestaff must take responsibility for requesting attending‐level help when situations arise that surpass their skill level.5 For resident physicians, however, the decision to request support is often complex and dependent not only on the clinical question, but also on unique and variable trainee and supervisor factors.6 Survey data from 1999, prior to the current training regulations, showed that increased faculty presence improved resident reports of educational value, quality of patient care, and autonomy.7 A recent survey, performed after the initiation of overnight attending supervision at an academic medical center, demonstrated perceived improvements in educational value and patient‐level outcomes by both faculty and housestaff.8 Whether increased supervision and resident autonomy can coexist remains undetermined.

Overnight rotations for residents (commonly referred to as night float) are often times of little direct or indirect supervision. A recent systematic review of clinical supervision practices for housestaff in all fields found scarce literature on overnight supervision practices.9 There remains limited and conflicting data regarding the quality of patient care provided by the resident night float,10 as well as evidence revealing a low perceived educational value of night rotations when compared with non‐night float rotations.11 Yet in 2006, more than three‐quarters of all internal medicine programs employed night float rotations.12 In response to ACGME guidelines mandating decreased shift lengths with continued restrictions on overall duty hours, it appears likely even more training programs will implement night float systems.

The presence of overnight hospitalists (also known as nocturnists) is growing within the academic setting, yet their role in relation to trainees is either poorly defined13 or independent of housestaff.14 To better understand the impact of increasing levels of supervision on residency training, we investigated housestaff perceptions of education, autonomy, and clinical decision‐making before and after implementation of an in‐hospital, overnight attending physician (nocturnist).

METHODS

The study was conducted at a 570‐bed academic, tertiary care medical center affiliated with an internal medicine residency program of 170 housestaff. At our institution, all first year residents perform a week of intern night float consisting of overnight cross‐coverage of general medicine patients on the floor, step‐down, and intensive care units (ICUs). Second and third year residents each complete 4 to 6 days of resident night float each year at this hospital. They are responsible for assisting the intern night float with cross‐coverage, in addition to admitting general medicine patients to the floor, step‐down unit, and intensive care units. Every night at our medical center, 1 intern night float and 1 resident night float are on duty in the hospital; this is in addition to a resident from the on‐call medicine team and a resident working in the ICU. Prior to July 2010, no internal medicine attending physicians were physically present in the hospital at night. Oversight for the intern and resident night float was provided by the attending physician for the on‐call resident ward team, who was at home and available by pager. The night float housestaff were instructed to contact the responsible attending physician only when a major change in clinical status occurred for hospitalized or newly admitted patients, though this expectation was neither standardized nor monitored.

We established a nocturnist program at the start of the 2010 academic year. The position was staffed by hospitalists from within the Division of Hospital Medicine without the use of moonlighters. Two‐thirds of shifts were filled by 3 dedicated nocturnists with remaining staffing provided by junior hospitalist faculty. The dedicated nocturnists had recently completed their internal medicine residency at our institution. Shift length was 12 hours and dedicated nocturnists worked, on average, 10 shifts per month. The nocturnist filled a critical overnight safety role through mandatory bedside staffing of newly admitted ICU patients within 2 hours of admission, discussion in person or via telephone of newly admitted step‐down unit patients within 6 hours of admission, and direct or indirect supervision of the care of any patients undergoing a major change in clinical status. The overnight hospitalist was also available for clinical questions and to assist housestaff with triaging of overnight admissions. After nocturnist implementation, overnight housestaff received direct supervision or had immediate access to direct supervision, while prior to the nocturnist, residents had access only to indirect supervision.

In addition, the nocturnist admitted medicine patients after 1 AM in a 1:1 ratio with the admitting night float resident, performed medical consults, and provided coverage of non‐teaching medicine services. While actual volume numbers were not obtained, the estimated average of resident admissions per night was 2 to 3, and the number of nocturnist admissions was 1 to 2. The nocturnist also met nightly with night float housestaff for half‐hour didactics focusing on the management of common overnight clinical scenarios. The role of the new nocturnist was described to all housestaff in orientation materials given prior to their night float rotation and their general medicine ward rotation.

We administered pre‐rolling surveys and post‐rolling surveys of internal medicine intern and resident physicians who underwent the night float rotation at our hospital during the 2010 to 2011 academic year. Surveys examined housestaff perceptions of the night float rotation with regard to supervisory roles, educational and clinical value, and clinical decision‐making prior to and after implementation of the nocturnist. Surveys were designed by the study investigators based on prior literature,1, 510 personal experience, and housestaff suggestion, and were refined during works‐in‐progress meetings. Surveys were composed of Likert‐style questions asking housestaff to rate their level of agreement (15, strongly disagree to strongly agree) with statements regarding the supervisory and educational experience of the night float rotation, and to judge their frequency of contact (15, never to always/nightly) with an attending physician for specific clinical scenarios. The clinical scenarios described situations dealing with attendingresident communication around transfers of care, diagnostic evaluation, therapeutic interventions, and adverse events. Scenarios were taken from previous literature describing supervision preferences of faculty and residents during times of critical clinical decision‐making.15

One week prior to the beginning their night float rotation for the 20102011 academic year, housestaff were sent an e‐mail request to complete an online survey asking about their night float rotation during the prior academic year, when no nocturnist was present. One week after completion of their night float rotation for the 20102011 academic year, housestaff received an e‐mail with a link to a post‐survey asking about their recently completed, nocturnist‐supervised, night float rotation. First year residents received only a post‐survey at the completion of their night float rotation, as they would be unable to reflect on prior experience.

Informed consent was imbedded within the e‐mail survey request. Survey requests were sent by a fellow within the Division of Hospital Medicine with a brief message cosigned by an associate program director of the residency program. We did not collect unique identifiers from respondents in order to offer additional assurances to the participants that the survey was anonymous. There was no incentive offered for completion of the survey. Survey data were anonymous and downloaded to a database by a third party. Data were analyzed using Microsoft Excel, and pre‐responses and post‐responses compared using a Student t test. The study was approved by the medical center's Institutional Review Board.

RESULTS

Rates of response for pre‐surveys and post‐surveys were 57% (43 respondents) and 51% (53 respondents), respectively. Due to response rates and in order to convey accurately the perceptions of the training program as a whole, we collapsed responses of the pre‐surveys and post‐surveys based on level of training. After implementation of the overnight attending, we observed a significant increase in the perceived clinical value of the night float rotation (3.95 vs 4.27, P = 0.01) as well as in the adequacy of overnight supervision (3.65 vs 4.30, P < 0.0001; Table 1). There was no reported change in housestaff decision‐making autonomy (4.35 vs 4.45, P = 0.44). In addition, we noted a nonsignificant trend towards an increased perception of the night float rotation as a valuable educational experience (3.83 vs 4.04, P = 0.24). After implementation of the nocturnist, more resident physicians agreed that overnight supervision by an attending positively impacted patient outcomes (3.79 vs 4.30, P = 0.002).

General Perceptions of the Night Float Rotation
StatementPre‐Nocturnist (n = 43) Mean (SD)Post‐Nocturnist (n = 53) Mean (SD)P Value
  • NOTE: Responses are strongly disagree (1) to strongly agree (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

Night float is a valuable educational rotation3.83 (0.81)4.04 (0.83)0.24
Night float is a valuable clinical rotation3.95 (0.65)4.27 (0.59)0.01
I have adequate overnight supervision3.65 (0.76)4.30 (0.72)<0.0001
I have sufficient autonomy to make clinical decisions4.35 (0.57)4.45 (0.60)0.44
Overnight supervision by an attending positively impacts patient outcomes3.79 (0.88)4.30 (0.74)0.002

After implementation of the nocturnist, night float providers demonstrated increased rates of contacting an attending physician overnight (Table 2). There were significantly greater rates of attending contact for transfers from outside facilities (2.00 vs 3.20, P = 0.006) and during times of adverse events (2.51 vs 3.25, P = 0.04). We observed a reported increase in attending contact prior to ordering invasive diagnostic procedures (1.75 vs 2.76, P = 0.004) and noninvasive diagnostic procedures (1.09 vs 1.31, P = 0.03), as well as prior to initiation of intravenous antibiotics (1.11 vs 1.47, P = 0.007) and vasopressors (1.52 vs 2.40, P = 0.004).

Self‐Reported Incidence of Overnight Attending Contact During Critical Decision‐Making
ScenarioPre‐Nocturnist (n = 42) Mean (SD)Post‐Nocturnist (n = 51) Mean (SD)P Value
  • NOTE: Responses are never contact (1) to always contact (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

Receive transfer from outside facility2.00 (1.27)3.20 (1.58)0.006
Prior to ordering noninvasive diagnostic procedure1.09 (0.29)1.31 (0.58)0.03
Prior to ordering an invasive procedure1.75 (0.84)2.76 (1.45)0.004
Prior to initiation of intravenous antibiotics1.11 (0.32)1.47 (0.76)0.007
Prior to initiation of vasopressors1.52 (0.82)2.40 (1.49)0.004
Patient experiencing adverse event, regardless of cause2.51 (1.31)3.25 (1.34)0.04

After initiating the program, the nocturnist became the most commonly contacted overnight provider by the night float housestaff (Table 3). We observed a decrease in peer to peer contact between the night float housestaff and the on‐call overnight resident after implementation of the nocturnist (2.67 vs 2.04, P = 0.006).

Self‐Reported Incidence of Night Float Contact With Overnight Providers for Patient Care
ProviderPre‐Nocturnist (n = 43) Mean (SD)Post‐Nocturnist (n = 53) Mean (SD)P Value
  • NOTE: Responses are never (1) to nightly (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: ICU, intensive care unit; PMD, primary medical doctor; SD, standard deviation.

ICU Fellow1.86 (0.70)1.86 (0.83)0.96
On‐call resident2.67 (0.89)2.04 (0.92)0.006
ICU resident2.14 (0.74)2.04 (0.91)0.56
On‐call medicine attending1.41 (0.79)1.26 (0.52)0.26
Patient's PMD1.27 (0.31)1.15 (0.41)0.31
Referring MD1.32 (0.60)1.15 (0.45)0.11
Nocturnist 3.59 (1.22) 

Attending presence led to increased agreement that there was a defined overnight attending to contact (2.97 vs 1.96, P < 0.0001) and a decreased fear of waking an attending overnight for assistance (3.26 vs 2.72, P = 0.03). Increased attending availability, however, did not change resident physician's fear of revealing knowledge gaps, their desire to make decisions independently, or their belief that contacting an attending would not change a patient's outcome (Table 4).

Reasons Night Float Housestaff Do Not Contact an Attending Physician
StatementPre‐Nocturnist (n = 42) Mean (SD)Post‐Nocturnist (n = 52) Mean (SD)P Value
  • NOTE: Responses are strongly disagree (1) to strongly agree (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

No defined attending to contact2.97 (1.35)1.96 (0.92)<0.0001
Fear of waking an attending3.26 (1.25)2.72 (1.09)0.03
Fear of revealing knowledge gaps2.26 (1.14)2.25 (0.96)0.95
Would rather make decision on own3.40 (0.93)3.03 (1.06)0.08
Will not change patient outcome3.26 (1.06)3.21 (1.03)0.81

DISCUSSION

The ACGME's new duty hour regulations require that supervision for first‐year residents be provided by a qualified physician (advanced resident, fellow, or attending physician) who is physically present at the hospital. Our study demonstrates that increased direct overnight supervision provided by an in‐house nocturnist enhanced the clinical value of the night float rotation and the perceived quality of patient care. In our study, increased attending supervision did not reduce perceived decision‐making autonomy, and in fact led to increased rates of attending contact during times of critical clinical decision‐making. Such results may help assuage fears that recent regulations mandating enhanced attending supervision will produce less capable practitioners, and offers reassurance that such changes are positively impacting patient care.

Many academic institutions are implementing nocturnists, although their precise roles and responsibilities are still being defined. Our nocturnist program was explicitly designed with housestaff supervision as a core responsibility, with the goal of improving patient safety and housestaff education overnight. We found that availability barriers to attending contact were logically decreased with in‐house faculty presence. Potentially harmful attitudes, however, around requesting support (such as fear of revealing knowledge gaps or the desire to make decisions independently) remained. Furthermore, despite statistically significant increases in contact between faculty and residents at times of critical decision‐making, overall rates of attending contact for diagnostic and therapeutic interventions remained low. It is unknown from our study or previous research, however, what level of contact is appropriate or ideal for many clinical scenarios.

Additionally, we described a novel role of an academic nocturnist at a tertiary care teaching hospital and offered a potential template for the development of academic nocturnists at similar institutions seeking to increase direct overnight supervision. Such roles have not been previously well defined in the literature. Based on our experience, the nocturnist's role was manageable and well utilized by housestaff, particularly for assistance with critically ill patients and overnight triaging. We believe there are a number of factors associated with the success of this role. First, clear guidelines were presented to housestaff and nocturnists regarding expectations for supervision (for example, staffing ICU admissions within 2 hours). These guidelines likely contributed to the increased attending contact observed during critical clinical decision‐making, as well as the perceived improved patient outcomes by our housestaff. Second, the nocturnists were expected to be an integral part of the overnight care team. In many systems, the nocturnists act completely independently of the housestaff teams, creating an additional barrier to contact and communication. In our system, because of clear guidelines and their integral role in staffing overnight admissions, the nocturnists were an essential partner in care for the housestaff. Third, most of the nocturnists had recently completed their residency training at this institution. Although our survey does not directly address this, we believe their knowledge of the hospital, appreciation of the role of the intern and the resident within our system, and understanding of the need to preserve housestaff autonomy were essential to building a successful nocturnist role. Lastly, the nocturnists were not only expected to supervise and staff new admissions, but were also given a teaching expectation. We believe they were viewed by housestaff as qualified teaching attendings, similar to the daytime hospitalist. These findings may provide guidelines for other institutions seeking to balance overnight hospitalist supervision with preserving resident's ability to make autonomous decisions.

There are several limitations to our study. The findings represent the experience of internal medicine housestaff at a single academic, tertiary care medical center and may not be reflective of other institutions or specialties. We asked housestaff to recall night float experiences from the prior year, which may have introduced recall bias, though responses were obtained before participants underwent the new curriculum. Maturation of housestaff over time could have led to changes in perceived autonomy, value of the night float rotation, and rates of attending contact independent of nocturnist implementation. In addition, there may have been unaccounted changes to other elements of the residency program, hospital, or patient volume between rotations. The implementation of the nocturnist, however, was the only major change to our training program that academic year, and there were no significant changes in patient volume, structure of the teaching or non‐resident services, or other policies around resident supervision.

It is possible that the nocturnist may have contributed to reports of increased clinical value and perceived quality of patient care simply by decreasing overnight workload for housestaff, and enhanced supervision and teaching may have played a lesser role. Even if this were true, optimizing resident workload is in itself an important goal for teaching hospitals and residency programs alike in order to maximize patient safety. Inclusion of intern post‐rotation surveys may have influenced data; though, we had no reason to suspect the surveyed interns would respond in a different manner than prior resident groups. The responses of both junior and senior housestaff were pooled; while this potentially weighted the results in favor of higher responding groups, we felt that it conveyed the residents' accurate sentiments on the program. Finally, while we compared two models of overnight supervision, we reported only housestaff perceptions of education, autonomy, patient outcomes, and supervisory contact, and not direct measures of knowledge or patient care. Further research will be required to define the relationship between supervision practices and patient‐level clinical outcomes.

The new ACGME regulations around resident supervision, as well as the broader movement to improve the safety and quality of care, require residency programs to negotiate a delicate balance between providing high‐quality patient care while preserving graduated independence in clinical training. Our study demonstrates that increased overnight supervision by nocturnists with well‐defined supervisory and teaching roles can preserve housestaff autonomy, improve the clinical experience for trainees, increase access to support during times of critical decision‐making, and potentially lead to improved patient outcomes.

Acknowledgements

Disclosures: No authors received commercial support for the submitted work. Dr Arora reports being an editorial board member for Agency for Healthcare Research and Quality (AHRQ) Web M&M, receiving grants from the ACGME for previous work, and receiving payment for speaking on graduate medical education supervision.

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References
  1. Kennedy TJ,Regehr G,Baker GR,Lingard LA.Progressive independence in clinical training: a tradition worth defending?Acad Med.2005;80(10 suppl):S106S111.
  2. Joint Committee of the Group on Resident Affairs and Organization of Resident Representatives.Patient Safety and Graduate Medical Education.Washington, DC:Association of American Medical Colleges; February2003:6.
  3. Accreditation Council on Graduate Medical Education.Common Program Requirements. Available at: http://www.acgme.org/acWebsite/home/Common_Program_Requirements_07012011.pdf. Accessed October 16,2011.
  4. The IOM medical errors report: 5 years later, the journey continues.Qual Lett Health Lead.2005;17(1):210.
  5. Bush RW.Supervision in medical education: logical fallacies and clear choices.J Grad Med Educ.2010;2(1):141143.
  6. Kennedy TJ,Regehr G,Baker GR,Lingard L.Preserving professional credibility: grounded theory study of medical trainees' requests for clinical support.BMJ.2009;338:b128.
  7. Phy MP,Offord KP,Manning DM,Bundrick JB,Huddleston JM.Increased faculty presence on inpatient teaching services.Mayo Clin Proc.2004;79(3):332336.
  8. Trowbridge RL,Almeder L,Jacquet M,Fairfield KM.The effect of overnight in‐house attending coverage on perceptions of care and education on a general medical service.J Grad Med Educ.2010;2(1):5356.
  9. Farnan JM,Petty LA,Georgitis E, et al.A systematic review: the effect of clinical supervision on patient and residency education outcomes.Acad Med.2012;87(4):428442.
  10. Jasti H,Hanusa BH,Switzer GE,Granieri R,Elnicki M.Residents' perceptions of a night float system.BMC Med Educ.2009;9:52.
  11. Luks AM,Smith CS,Robins L,Wipf JE.Resident perceptions of the educational value of night float rotations.Teach Learn Med.2010;22(3):196201.
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Postgraduate medical education has traditionally relied on a training model of progressive independence, where housestaff learn patient care through increasing autonomy and decreasing levels of supervision.1 While this framework has little empirical backing, it is grounded in sound educational theory from similar disciplines and endorsed by medical associations.1, 2 The Accreditation Council for Graduate Medical Education (ACGME) recently implemented regulations requiring that first‐year residents have a qualified supervisor physically present or immediately available at all times.3 Previously, oversight by an offsite supervisor (for example, an attending physician at home) was considered adequate. These new regulations, although motivated by patient safety imperatives,4 have elicited concerns that increased supervision may lead to decreased housestaff autonomy and an increased reliance on supervisors for clinical guidance.5 Such changes could ultimately produce less qualified practitioners by the completion of training.

Critics of the current training model point to a patient safety mechanism where housestaff must take responsibility for requesting attending‐level help when situations arise that surpass their skill level.5 For resident physicians, however, the decision to request support is often complex and dependent not only on the clinical question, but also on unique and variable trainee and supervisor factors.6 Survey data from 1999, prior to the current training regulations, showed that increased faculty presence improved resident reports of educational value, quality of patient care, and autonomy.7 A recent survey, performed after the initiation of overnight attending supervision at an academic medical center, demonstrated perceived improvements in educational value and patient‐level outcomes by both faculty and housestaff.8 Whether increased supervision and resident autonomy can coexist remains undetermined.

Overnight rotations for residents (commonly referred to as night float) are often times of little direct or indirect supervision. A recent systematic review of clinical supervision practices for housestaff in all fields found scarce literature on overnight supervision practices.9 There remains limited and conflicting data regarding the quality of patient care provided by the resident night float,10 as well as evidence revealing a low perceived educational value of night rotations when compared with non‐night float rotations.11 Yet in 2006, more than three‐quarters of all internal medicine programs employed night float rotations.12 In response to ACGME guidelines mandating decreased shift lengths with continued restrictions on overall duty hours, it appears likely even more training programs will implement night float systems.

The presence of overnight hospitalists (also known as nocturnists) is growing within the academic setting, yet their role in relation to trainees is either poorly defined13 or independent of housestaff.14 To better understand the impact of increasing levels of supervision on residency training, we investigated housestaff perceptions of education, autonomy, and clinical decision‐making before and after implementation of an in‐hospital, overnight attending physician (nocturnist).

METHODS

The study was conducted at a 570‐bed academic, tertiary care medical center affiliated with an internal medicine residency program of 170 housestaff. At our institution, all first year residents perform a week of intern night float consisting of overnight cross‐coverage of general medicine patients on the floor, step‐down, and intensive care units (ICUs). Second and third year residents each complete 4 to 6 days of resident night float each year at this hospital. They are responsible for assisting the intern night float with cross‐coverage, in addition to admitting general medicine patients to the floor, step‐down unit, and intensive care units. Every night at our medical center, 1 intern night float and 1 resident night float are on duty in the hospital; this is in addition to a resident from the on‐call medicine team and a resident working in the ICU. Prior to July 2010, no internal medicine attending physicians were physically present in the hospital at night. Oversight for the intern and resident night float was provided by the attending physician for the on‐call resident ward team, who was at home and available by pager. The night float housestaff were instructed to contact the responsible attending physician only when a major change in clinical status occurred for hospitalized or newly admitted patients, though this expectation was neither standardized nor monitored.

We established a nocturnist program at the start of the 2010 academic year. The position was staffed by hospitalists from within the Division of Hospital Medicine without the use of moonlighters. Two‐thirds of shifts were filled by 3 dedicated nocturnists with remaining staffing provided by junior hospitalist faculty. The dedicated nocturnists had recently completed their internal medicine residency at our institution. Shift length was 12 hours and dedicated nocturnists worked, on average, 10 shifts per month. The nocturnist filled a critical overnight safety role through mandatory bedside staffing of newly admitted ICU patients within 2 hours of admission, discussion in person or via telephone of newly admitted step‐down unit patients within 6 hours of admission, and direct or indirect supervision of the care of any patients undergoing a major change in clinical status. The overnight hospitalist was also available for clinical questions and to assist housestaff with triaging of overnight admissions. After nocturnist implementation, overnight housestaff received direct supervision or had immediate access to direct supervision, while prior to the nocturnist, residents had access only to indirect supervision.

In addition, the nocturnist admitted medicine patients after 1 AM in a 1:1 ratio with the admitting night float resident, performed medical consults, and provided coverage of non‐teaching medicine services. While actual volume numbers were not obtained, the estimated average of resident admissions per night was 2 to 3, and the number of nocturnist admissions was 1 to 2. The nocturnist also met nightly with night float housestaff for half‐hour didactics focusing on the management of common overnight clinical scenarios. The role of the new nocturnist was described to all housestaff in orientation materials given prior to their night float rotation and their general medicine ward rotation.

We administered pre‐rolling surveys and post‐rolling surveys of internal medicine intern and resident physicians who underwent the night float rotation at our hospital during the 2010 to 2011 academic year. Surveys examined housestaff perceptions of the night float rotation with regard to supervisory roles, educational and clinical value, and clinical decision‐making prior to and after implementation of the nocturnist. Surveys were designed by the study investigators based on prior literature,1, 510 personal experience, and housestaff suggestion, and were refined during works‐in‐progress meetings. Surveys were composed of Likert‐style questions asking housestaff to rate their level of agreement (15, strongly disagree to strongly agree) with statements regarding the supervisory and educational experience of the night float rotation, and to judge their frequency of contact (15, never to always/nightly) with an attending physician for specific clinical scenarios. The clinical scenarios described situations dealing with attendingresident communication around transfers of care, diagnostic evaluation, therapeutic interventions, and adverse events. Scenarios were taken from previous literature describing supervision preferences of faculty and residents during times of critical clinical decision‐making.15

One week prior to the beginning their night float rotation for the 20102011 academic year, housestaff were sent an e‐mail request to complete an online survey asking about their night float rotation during the prior academic year, when no nocturnist was present. One week after completion of their night float rotation for the 20102011 academic year, housestaff received an e‐mail with a link to a post‐survey asking about their recently completed, nocturnist‐supervised, night float rotation. First year residents received only a post‐survey at the completion of their night float rotation, as they would be unable to reflect on prior experience.

Informed consent was imbedded within the e‐mail survey request. Survey requests were sent by a fellow within the Division of Hospital Medicine with a brief message cosigned by an associate program director of the residency program. We did not collect unique identifiers from respondents in order to offer additional assurances to the participants that the survey was anonymous. There was no incentive offered for completion of the survey. Survey data were anonymous and downloaded to a database by a third party. Data were analyzed using Microsoft Excel, and pre‐responses and post‐responses compared using a Student t test. The study was approved by the medical center's Institutional Review Board.

RESULTS

Rates of response for pre‐surveys and post‐surveys were 57% (43 respondents) and 51% (53 respondents), respectively. Due to response rates and in order to convey accurately the perceptions of the training program as a whole, we collapsed responses of the pre‐surveys and post‐surveys based on level of training. After implementation of the overnight attending, we observed a significant increase in the perceived clinical value of the night float rotation (3.95 vs 4.27, P = 0.01) as well as in the adequacy of overnight supervision (3.65 vs 4.30, P < 0.0001; Table 1). There was no reported change in housestaff decision‐making autonomy (4.35 vs 4.45, P = 0.44). In addition, we noted a nonsignificant trend towards an increased perception of the night float rotation as a valuable educational experience (3.83 vs 4.04, P = 0.24). After implementation of the nocturnist, more resident physicians agreed that overnight supervision by an attending positively impacted patient outcomes (3.79 vs 4.30, P = 0.002).

General Perceptions of the Night Float Rotation
StatementPre‐Nocturnist (n = 43) Mean (SD)Post‐Nocturnist (n = 53) Mean (SD)P Value
  • NOTE: Responses are strongly disagree (1) to strongly agree (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

Night float is a valuable educational rotation3.83 (0.81)4.04 (0.83)0.24
Night float is a valuable clinical rotation3.95 (0.65)4.27 (0.59)0.01
I have adequate overnight supervision3.65 (0.76)4.30 (0.72)<0.0001
I have sufficient autonomy to make clinical decisions4.35 (0.57)4.45 (0.60)0.44
Overnight supervision by an attending positively impacts patient outcomes3.79 (0.88)4.30 (0.74)0.002

After implementation of the nocturnist, night float providers demonstrated increased rates of contacting an attending physician overnight (Table 2). There were significantly greater rates of attending contact for transfers from outside facilities (2.00 vs 3.20, P = 0.006) and during times of adverse events (2.51 vs 3.25, P = 0.04). We observed a reported increase in attending contact prior to ordering invasive diagnostic procedures (1.75 vs 2.76, P = 0.004) and noninvasive diagnostic procedures (1.09 vs 1.31, P = 0.03), as well as prior to initiation of intravenous antibiotics (1.11 vs 1.47, P = 0.007) and vasopressors (1.52 vs 2.40, P = 0.004).

Self‐Reported Incidence of Overnight Attending Contact During Critical Decision‐Making
ScenarioPre‐Nocturnist (n = 42) Mean (SD)Post‐Nocturnist (n = 51) Mean (SD)P Value
  • NOTE: Responses are never contact (1) to always contact (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

Receive transfer from outside facility2.00 (1.27)3.20 (1.58)0.006
Prior to ordering noninvasive diagnostic procedure1.09 (0.29)1.31 (0.58)0.03
Prior to ordering an invasive procedure1.75 (0.84)2.76 (1.45)0.004
Prior to initiation of intravenous antibiotics1.11 (0.32)1.47 (0.76)0.007
Prior to initiation of vasopressors1.52 (0.82)2.40 (1.49)0.004
Patient experiencing adverse event, regardless of cause2.51 (1.31)3.25 (1.34)0.04

After initiating the program, the nocturnist became the most commonly contacted overnight provider by the night float housestaff (Table 3). We observed a decrease in peer to peer contact between the night float housestaff and the on‐call overnight resident after implementation of the nocturnist (2.67 vs 2.04, P = 0.006).

Self‐Reported Incidence of Night Float Contact With Overnight Providers for Patient Care
ProviderPre‐Nocturnist (n = 43) Mean (SD)Post‐Nocturnist (n = 53) Mean (SD)P Value
  • NOTE: Responses are never (1) to nightly (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: ICU, intensive care unit; PMD, primary medical doctor; SD, standard deviation.

ICU Fellow1.86 (0.70)1.86 (0.83)0.96
On‐call resident2.67 (0.89)2.04 (0.92)0.006
ICU resident2.14 (0.74)2.04 (0.91)0.56
On‐call medicine attending1.41 (0.79)1.26 (0.52)0.26
Patient's PMD1.27 (0.31)1.15 (0.41)0.31
Referring MD1.32 (0.60)1.15 (0.45)0.11
Nocturnist 3.59 (1.22) 

Attending presence led to increased agreement that there was a defined overnight attending to contact (2.97 vs 1.96, P < 0.0001) and a decreased fear of waking an attending overnight for assistance (3.26 vs 2.72, P = 0.03). Increased attending availability, however, did not change resident physician's fear of revealing knowledge gaps, their desire to make decisions independently, or their belief that contacting an attending would not change a patient's outcome (Table 4).

Reasons Night Float Housestaff Do Not Contact an Attending Physician
StatementPre‐Nocturnist (n = 42) Mean (SD)Post‐Nocturnist (n = 52) Mean (SD)P Value
  • NOTE: Responses are strongly disagree (1) to strongly agree (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

No defined attending to contact2.97 (1.35)1.96 (0.92)<0.0001
Fear of waking an attending3.26 (1.25)2.72 (1.09)0.03
Fear of revealing knowledge gaps2.26 (1.14)2.25 (0.96)0.95
Would rather make decision on own3.40 (0.93)3.03 (1.06)0.08
Will not change patient outcome3.26 (1.06)3.21 (1.03)0.81

DISCUSSION

The ACGME's new duty hour regulations require that supervision for first‐year residents be provided by a qualified physician (advanced resident, fellow, or attending physician) who is physically present at the hospital. Our study demonstrates that increased direct overnight supervision provided by an in‐house nocturnist enhanced the clinical value of the night float rotation and the perceived quality of patient care. In our study, increased attending supervision did not reduce perceived decision‐making autonomy, and in fact led to increased rates of attending contact during times of critical clinical decision‐making. Such results may help assuage fears that recent regulations mandating enhanced attending supervision will produce less capable practitioners, and offers reassurance that such changes are positively impacting patient care.

Many academic institutions are implementing nocturnists, although their precise roles and responsibilities are still being defined. Our nocturnist program was explicitly designed with housestaff supervision as a core responsibility, with the goal of improving patient safety and housestaff education overnight. We found that availability barriers to attending contact were logically decreased with in‐house faculty presence. Potentially harmful attitudes, however, around requesting support (such as fear of revealing knowledge gaps or the desire to make decisions independently) remained. Furthermore, despite statistically significant increases in contact between faculty and residents at times of critical decision‐making, overall rates of attending contact for diagnostic and therapeutic interventions remained low. It is unknown from our study or previous research, however, what level of contact is appropriate or ideal for many clinical scenarios.

Additionally, we described a novel role of an academic nocturnist at a tertiary care teaching hospital and offered a potential template for the development of academic nocturnists at similar institutions seeking to increase direct overnight supervision. Such roles have not been previously well defined in the literature. Based on our experience, the nocturnist's role was manageable and well utilized by housestaff, particularly for assistance with critically ill patients and overnight triaging. We believe there are a number of factors associated with the success of this role. First, clear guidelines were presented to housestaff and nocturnists regarding expectations for supervision (for example, staffing ICU admissions within 2 hours). These guidelines likely contributed to the increased attending contact observed during critical clinical decision‐making, as well as the perceived improved patient outcomes by our housestaff. Second, the nocturnists were expected to be an integral part of the overnight care team. In many systems, the nocturnists act completely independently of the housestaff teams, creating an additional barrier to contact and communication. In our system, because of clear guidelines and their integral role in staffing overnight admissions, the nocturnists were an essential partner in care for the housestaff. Third, most of the nocturnists had recently completed their residency training at this institution. Although our survey does not directly address this, we believe their knowledge of the hospital, appreciation of the role of the intern and the resident within our system, and understanding of the need to preserve housestaff autonomy were essential to building a successful nocturnist role. Lastly, the nocturnists were not only expected to supervise and staff new admissions, but were also given a teaching expectation. We believe they were viewed by housestaff as qualified teaching attendings, similar to the daytime hospitalist. These findings may provide guidelines for other institutions seeking to balance overnight hospitalist supervision with preserving resident's ability to make autonomous decisions.

There are several limitations to our study. The findings represent the experience of internal medicine housestaff at a single academic, tertiary care medical center and may not be reflective of other institutions or specialties. We asked housestaff to recall night float experiences from the prior year, which may have introduced recall bias, though responses were obtained before participants underwent the new curriculum. Maturation of housestaff over time could have led to changes in perceived autonomy, value of the night float rotation, and rates of attending contact independent of nocturnist implementation. In addition, there may have been unaccounted changes to other elements of the residency program, hospital, or patient volume between rotations. The implementation of the nocturnist, however, was the only major change to our training program that academic year, and there were no significant changes in patient volume, structure of the teaching or non‐resident services, or other policies around resident supervision.

It is possible that the nocturnist may have contributed to reports of increased clinical value and perceived quality of patient care simply by decreasing overnight workload for housestaff, and enhanced supervision and teaching may have played a lesser role. Even if this were true, optimizing resident workload is in itself an important goal for teaching hospitals and residency programs alike in order to maximize patient safety. Inclusion of intern post‐rotation surveys may have influenced data; though, we had no reason to suspect the surveyed interns would respond in a different manner than prior resident groups. The responses of both junior and senior housestaff were pooled; while this potentially weighted the results in favor of higher responding groups, we felt that it conveyed the residents' accurate sentiments on the program. Finally, while we compared two models of overnight supervision, we reported only housestaff perceptions of education, autonomy, patient outcomes, and supervisory contact, and not direct measures of knowledge or patient care. Further research will be required to define the relationship between supervision practices and patient‐level clinical outcomes.

The new ACGME regulations around resident supervision, as well as the broader movement to improve the safety and quality of care, require residency programs to negotiate a delicate balance between providing high‐quality patient care while preserving graduated independence in clinical training. Our study demonstrates that increased overnight supervision by nocturnists with well‐defined supervisory and teaching roles can preserve housestaff autonomy, improve the clinical experience for trainees, increase access to support during times of critical decision‐making, and potentially lead to improved patient outcomes.

Acknowledgements

Disclosures: No authors received commercial support for the submitted work. Dr Arora reports being an editorial board member for Agency for Healthcare Research and Quality (AHRQ) Web M&M, receiving grants from the ACGME for previous work, and receiving payment for speaking on graduate medical education supervision.

Postgraduate medical education has traditionally relied on a training model of progressive independence, where housestaff learn patient care through increasing autonomy and decreasing levels of supervision.1 While this framework has little empirical backing, it is grounded in sound educational theory from similar disciplines and endorsed by medical associations.1, 2 The Accreditation Council for Graduate Medical Education (ACGME) recently implemented regulations requiring that first‐year residents have a qualified supervisor physically present or immediately available at all times.3 Previously, oversight by an offsite supervisor (for example, an attending physician at home) was considered adequate. These new regulations, although motivated by patient safety imperatives,4 have elicited concerns that increased supervision may lead to decreased housestaff autonomy and an increased reliance on supervisors for clinical guidance.5 Such changes could ultimately produce less qualified practitioners by the completion of training.

Critics of the current training model point to a patient safety mechanism where housestaff must take responsibility for requesting attending‐level help when situations arise that surpass their skill level.5 For resident physicians, however, the decision to request support is often complex and dependent not only on the clinical question, but also on unique and variable trainee and supervisor factors.6 Survey data from 1999, prior to the current training regulations, showed that increased faculty presence improved resident reports of educational value, quality of patient care, and autonomy.7 A recent survey, performed after the initiation of overnight attending supervision at an academic medical center, demonstrated perceived improvements in educational value and patient‐level outcomes by both faculty and housestaff.8 Whether increased supervision and resident autonomy can coexist remains undetermined.

Overnight rotations for residents (commonly referred to as night float) are often times of little direct or indirect supervision. A recent systematic review of clinical supervision practices for housestaff in all fields found scarce literature on overnight supervision practices.9 There remains limited and conflicting data regarding the quality of patient care provided by the resident night float,10 as well as evidence revealing a low perceived educational value of night rotations when compared with non‐night float rotations.11 Yet in 2006, more than three‐quarters of all internal medicine programs employed night float rotations.12 In response to ACGME guidelines mandating decreased shift lengths with continued restrictions on overall duty hours, it appears likely even more training programs will implement night float systems.

The presence of overnight hospitalists (also known as nocturnists) is growing within the academic setting, yet their role in relation to trainees is either poorly defined13 or independent of housestaff.14 To better understand the impact of increasing levels of supervision on residency training, we investigated housestaff perceptions of education, autonomy, and clinical decision‐making before and after implementation of an in‐hospital, overnight attending physician (nocturnist).

METHODS

The study was conducted at a 570‐bed academic, tertiary care medical center affiliated with an internal medicine residency program of 170 housestaff. At our institution, all first year residents perform a week of intern night float consisting of overnight cross‐coverage of general medicine patients on the floor, step‐down, and intensive care units (ICUs). Second and third year residents each complete 4 to 6 days of resident night float each year at this hospital. They are responsible for assisting the intern night float with cross‐coverage, in addition to admitting general medicine patients to the floor, step‐down unit, and intensive care units. Every night at our medical center, 1 intern night float and 1 resident night float are on duty in the hospital; this is in addition to a resident from the on‐call medicine team and a resident working in the ICU. Prior to July 2010, no internal medicine attending physicians were physically present in the hospital at night. Oversight for the intern and resident night float was provided by the attending physician for the on‐call resident ward team, who was at home and available by pager. The night float housestaff were instructed to contact the responsible attending physician only when a major change in clinical status occurred for hospitalized or newly admitted patients, though this expectation was neither standardized nor monitored.

We established a nocturnist program at the start of the 2010 academic year. The position was staffed by hospitalists from within the Division of Hospital Medicine without the use of moonlighters. Two‐thirds of shifts were filled by 3 dedicated nocturnists with remaining staffing provided by junior hospitalist faculty. The dedicated nocturnists had recently completed their internal medicine residency at our institution. Shift length was 12 hours and dedicated nocturnists worked, on average, 10 shifts per month. The nocturnist filled a critical overnight safety role through mandatory bedside staffing of newly admitted ICU patients within 2 hours of admission, discussion in person or via telephone of newly admitted step‐down unit patients within 6 hours of admission, and direct or indirect supervision of the care of any patients undergoing a major change in clinical status. The overnight hospitalist was also available for clinical questions and to assist housestaff with triaging of overnight admissions. After nocturnist implementation, overnight housestaff received direct supervision or had immediate access to direct supervision, while prior to the nocturnist, residents had access only to indirect supervision.

In addition, the nocturnist admitted medicine patients after 1 AM in a 1:1 ratio with the admitting night float resident, performed medical consults, and provided coverage of non‐teaching medicine services. While actual volume numbers were not obtained, the estimated average of resident admissions per night was 2 to 3, and the number of nocturnist admissions was 1 to 2. The nocturnist also met nightly with night float housestaff for half‐hour didactics focusing on the management of common overnight clinical scenarios. The role of the new nocturnist was described to all housestaff in orientation materials given prior to their night float rotation and their general medicine ward rotation.

We administered pre‐rolling surveys and post‐rolling surveys of internal medicine intern and resident physicians who underwent the night float rotation at our hospital during the 2010 to 2011 academic year. Surveys examined housestaff perceptions of the night float rotation with regard to supervisory roles, educational and clinical value, and clinical decision‐making prior to and after implementation of the nocturnist. Surveys were designed by the study investigators based on prior literature,1, 510 personal experience, and housestaff suggestion, and were refined during works‐in‐progress meetings. Surveys were composed of Likert‐style questions asking housestaff to rate their level of agreement (15, strongly disagree to strongly agree) with statements regarding the supervisory and educational experience of the night float rotation, and to judge their frequency of contact (15, never to always/nightly) with an attending physician for specific clinical scenarios. The clinical scenarios described situations dealing with attendingresident communication around transfers of care, diagnostic evaluation, therapeutic interventions, and adverse events. Scenarios were taken from previous literature describing supervision preferences of faculty and residents during times of critical clinical decision‐making.15

One week prior to the beginning their night float rotation for the 20102011 academic year, housestaff were sent an e‐mail request to complete an online survey asking about their night float rotation during the prior academic year, when no nocturnist was present. One week after completion of their night float rotation for the 20102011 academic year, housestaff received an e‐mail with a link to a post‐survey asking about their recently completed, nocturnist‐supervised, night float rotation. First year residents received only a post‐survey at the completion of their night float rotation, as they would be unable to reflect on prior experience.

Informed consent was imbedded within the e‐mail survey request. Survey requests were sent by a fellow within the Division of Hospital Medicine with a brief message cosigned by an associate program director of the residency program. We did not collect unique identifiers from respondents in order to offer additional assurances to the participants that the survey was anonymous. There was no incentive offered for completion of the survey. Survey data were anonymous and downloaded to a database by a third party. Data were analyzed using Microsoft Excel, and pre‐responses and post‐responses compared using a Student t test. The study was approved by the medical center's Institutional Review Board.

RESULTS

Rates of response for pre‐surveys and post‐surveys were 57% (43 respondents) and 51% (53 respondents), respectively. Due to response rates and in order to convey accurately the perceptions of the training program as a whole, we collapsed responses of the pre‐surveys and post‐surveys based on level of training. After implementation of the overnight attending, we observed a significant increase in the perceived clinical value of the night float rotation (3.95 vs 4.27, P = 0.01) as well as in the adequacy of overnight supervision (3.65 vs 4.30, P < 0.0001; Table 1). There was no reported change in housestaff decision‐making autonomy (4.35 vs 4.45, P = 0.44). In addition, we noted a nonsignificant trend towards an increased perception of the night float rotation as a valuable educational experience (3.83 vs 4.04, P = 0.24). After implementation of the nocturnist, more resident physicians agreed that overnight supervision by an attending positively impacted patient outcomes (3.79 vs 4.30, P = 0.002).

General Perceptions of the Night Float Rotation
StatementPre‐Nocturnist (n = 43) Mean (SD)Post‐Nocturnist (n = 53) Mean (SD)P Value
  • NOTE: Responses are strongly disagree (1) to strongly agree (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

Night float is a valuable educational rotation3.83 (0.81)4.04 (0.83)0.24
Night float is a valuable clinical rotation3.95 (0.65)4.27 (0.59)0.01
I have adequate overnight supervision3.65 (0.76)4.30 (0.72)<0.0001
I have sufficient autonomy to make clinical decisions4.35 (0.57)4.45 (0.60)0.44
Overnight supervision by an attending positively impacts patient outcomes3.79 (0.88)4.30 (0.74)0.002

After implementation of the nocturnist, night float providers demonstrated increased rates of contacting an attending physician overnight (Table 2). There were significantly greater rates of attending contact for transfers from outside facilities (2.00 vs 3.20, P = 0.006) and during times of adverse events (2.51 vs 3.25, P = 0.04). We observed a reported increase in attending contact prior to ordering invasive diagnostic procedures (1.75 vs 2.76, P = 0.004) and noninvasive diagnostic procedures (1.09 vs 1.31, P = 0.03), as well as prior to initiation of intravenous antibiotics (1.11 vs 1.47, P = 0.007) and vasopressors (1.52 vs 2.40, P = 0.004).

Self‐Reported Incidence of Overnight Attending Contact During Critical Decision‐Making
ScenarioPre‐Nocturnist (n = 42) Mean (SD)Post‐Nocturnist (n = 51) Mean (SD)P Value
  • NOTE: Responses are never contact (1) to always contact (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

Receive transfer from outside facility2.00 (1.27)3.20 (1.58)0.006
Prior to ordering noninvasive diagnostic procedure1.09 (0.29)1.31 (0.58)0.03
Prior to ordering an invasive procedure1.75 (0.84)2.76 (1.45)0.004
Prior to initiation of intravenous antibiotics1.11 (0.32)1.47 (0.76)0.007
Prior to initiation of vasopressors1.52 (0.82)2.40 (1.49)0.004
Patient experiencing adverse event, regardless of cause2.51 (1.31)3.25 (1.34)0.04

After initiating the program, the nocturnist became the most commonly contacted overnight provider by the night float housestaff (Table 3). We observed a decrease in peer to peer contact between the night float housestaff and the on‐call overnight resident after implementation of the nocturnist (2.67 vs 2.04, P = 0.006).

Self‐Reported Incidence of Night Float Contact With Overnight Providers for Patient Care
ProviderPre‐Nocturnist (n = 43) Mean (SD)Post‐Nocturnist (n = 53) Mean (SD)P Value
  • NOTE: Responses are never (1) to nightly (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: ICU, intensive care unit; PMD, primary medical doctor; SD, standard deviation.

ICU Fellow1.86 (0.70)1.86 (0.83)0.96
On‐call resident2.67 (0.89)2.04 (0.92)0.006
ICU resident2.14 (0.74)2.04 (0.91)0.56
On‐call medicine attending1.41 (0.79)1.26 (0.52)0.26
Patient's PMD1.27 (0.31)1.15 (0.41)0.31
Referring MD1.32 (0.60)1.15 (0.45)0.11
Nocturnist 3.59 (1.22) 

Attending presence led to increased agreement that there was a defined overnight attending to contact (2.97 vs 1.96, P < 0.0001) and a decreased fear of waking an attending overnight for assistance (3.26 vs 2.72, P = 0.03). Increased attending availability, however, did not change resident physician's fear of revealing knowledge gaps, their desire to make decisions independently, or their belief that contacting an attending would not change a patient's outcome (Table 4).

Reasons Night Float Housestaff Do Not Contact an Attending Physician
StatementPre‐Nocturnist (n = 42) Mean (SD)Post‐Nocturnist (n = 52) Mean (SD)P Value
  • NOTE: Responses are strongly disagree (1) to strongly agree (5). Response rate (n) fluctuates due to item non‐response. Abbreviations: SD, standard deviation.

No defined attending to contact2.97 (1.35)1.96 (0.92)<0.0001
Fear of waking an attending3.26 (1.25)2.72 (1.09)0.03
Fear of revealing knowledge gaps2.26 (1.14)2.25 (0.96)0.95
Would rather make decision on own3.40 (0.93)3.03 (1.06)0.08
Will not change patient outcome3.26 (1.06)3.21 (1.03)0.81

DISCUSSION

The ACGME's new duty hour regulations require that supervision for first‐year residents be provided by a qualified physician (advanced resident, fellow, or attending physician) who is physically present at the hospital. Our study demonstrates that increased direct overnight supervision provided by an in‐house nocturnist enhanced the clinical value of the night float rotation and the perceived quality of patient care. In our study, increased attending supervision did not reduce perceived decision‐making autonomy, and in fact led to increased rates of attending contact during times of critical clinical decision‐making. Such results may help assuage fears that recent regulations mandating enhanced attending supervision will produce less capable practitioners, and offers reassurance that such changes are positively impacting patient care.

Many academic institutions are implementing nocturnists, although their precise roles and responsibilities are still being defined. Our nocturnist program was explicitly designed with housestaff supervision as a core responsibility, with the goal of improving patient safety and housestaff education overnight. We found that availability barriers to attending contact were logically decreased with in‐house faculty presence. Potentially harmful attitudes, however, around requesting support (such as fear of revealing knowledge gaps or the desire to make decisions independently) remained. Furthermore, despite statistically significant increases in contact between faculty and residents at times of critical decision‐making, overall rates of attending contact for diagnostic and therapeutic interventions remained low. It is unknown from our study or previous research, however, what level of contact is appropriate or ideal for many clinical scenarios.

Additionally, we described a novel role of an academic nocturnist at a tertiary care teaching hospital and offered a potential template for the development of academic nocturnists at similar institutions seeking to increase direct overnight supervision. Such roles have not been previously well defined in the literature. Based on our experience, the nocturnist's role was manageable and well utilized by housestaff, particularly for assistance with critically ill patients and overnight triaging. We believe there are a number of factors associated with the success of this role. First, clear guidelines were presented to housestaff and nocturnists regarding expectations for supervision (for example, staffing ICU admissions within 2 hours). These guidelines likely contributed to the increased attending contact observed during critical clinical decision‐making, as well as the perceived improved patient outcomes by our housestaff. Second, the nocturnists were expected to be an integral part of the overnight care team. In many systems, the nocturnists act completely independently of the housestaff teams, creating an additional barrier to contact and communication. In our system, because of clear guidelines and their integral role in staffing overnight admissions, the nocturnists were an essential partner in care for the housestaff. Third, most of the nocturnists had recently completed their residency training at this institution. Although our survey does not directly address this, we believe their knowledge of the hospital, appreciation of the role of the intern and the resident within our system, and understanding of the need to preserve housestaff autonomy were essential to building a successful nocturnist role. Lastly, the nocturnists were not only expected to supervise and staff new admissions, but were also given a teaching expectation. We believe they were viewed by housestaff as qualified teaching attendings, similar to the daytime hospitalist. These findings may provide guidelines for other institutions seeking to balance overnight hospitalist supervision with preserving resident's ability to make autonomous decisions.

There are several limitations to our study. The findings represent the experience of internal medicine housestaff at a single academic, tertiary care medical center and may not be reflective of other institutions or specialties. We asked housestaff to recall night float experiences from the prior year, which may have introduced recall bias, though responses were obtained before participants underwent the new curriculum. Maturation of housestaff over time could have led to changes in perceived autonomy, value of the night float rotation, and rates of attending contact independent of nocturnist implementation. In addition, there may have been unaccounted changes to other elements of the residency program, hospital, or patient volume between rotations. The implementation of the nocturnist, however, was the only major change to our training program that academic year, and there were no significant changes in patient volume, structure of the teaching or non‐resident services, or other policies around resident supervision.

It is possible that the nocturnist may have contributed to reports of increased clinical value and perceived quality of patient care simply by decreasing overnight workload for housestaff, and enhanced supervision and teaching may have played a lesser role. Even if this were true, optimizing resident workload is in itself an important goal for teaching hospitals and residency programs alike in order to maximize patient safety. Inclusion of intern post‐rotation surveys may have influenced data; though, we had no reason to suspect the surveyed interns would respond in a different manner than prior resident groups. The responses of both junior and senior housestaff were pooled; while this potentially weighted the results in favor of higher responding groups, we felt that it conveyed the residents' accurate sentiments on the program. Finally, while we compared two models of overnight supervision, we reported only housestaff perceptions of education, autonomy, patient outcomes, and supervisory contact, and not direct measures of knowledge or patient care. Further research will be required to define the relationship between supervision practices and patient‐level clinical outcomes.

The new ACGME regulations around resident supervision, as well as the broader movement to improve the safety and quality of care, require residency programs to negotiate a delicate balance between providing high‐quality patient care while preserving graduated independence in clinical training. Our study demonstrates that increased overnight supervision by nocturnists with well‐defined supervisory and teaching roles can preserve housestaff autonomy, improve the clinical experience for trainees, increase access to support during times of critical decision‐making, and potentially lead to improved patient outcomes.

Acknowledgements

Disclosures: No authors received commercial support for the submitted work. Dr Arora reports being an editorial board member for Agency for Healthcare Research and Quality (AHRQ) Web M&M, receiving grants from the ACGME for previous work, and receiving payment for speaking on graduate medical education supervision.

References
  1. Kennedy TJ,Regehr G,Baker GR,Lingard LA.Progressive independence in clinical training: a tradition worth defending?Acad Med.2005;80(10 suppl):S106S111.
  2. Joint Committee of the Group on Resident Affairs and Organization of Resident Representatives.Patient Safety and Graduate Medical Education.Washington, DC:Association of American Medical Colleges; February2003:6.
  3. Accreditation Council on Graduate Medical Education.Common Program Requirements. Available at: http://www.acgme.org/acWebsite/home/Common_Program_Requirements_07012011.pdf. Accessed October 16,2011.
  4. The IOM medical errors report: 5 years later, the journey continues.Qual Lett Health Lead.2005;17(1):210.
  5. Bush RW.Supervision in medical education: logical fallacies and clear choices.J Grad Med Educ.2010;2(1):141143.
  6. Kennedy TJ,Regehr G,Baker GR,Lingard L.Preserving professional credibility: grounded theory study of medical trainees' requests for clinical support.BMJ.2009;338:b128.
  7. Phy MP,Offord KP,Manning DM,Bundrick JB,Huddleston JM.Increased faculty presence on inpatient teaching services.Mayo Clin Proc.2004;79(3):332336.
  8. Trowbridge RL,Almeder L,Jacquet M,Fairfield KM.The effect of overnight in‐house attending coverage on perceptions of care and education on a general medical service.J Grad Med Educ.2010;2(1):5356.
  9. Farnan JM,Petty LA,Georgitis E, et al.A systematic review: the effect of clinical supervision on patient and residency education outcomes.Acad Med.2012;87(4):428442.
  10. Jasti H,Hanusa BH,Switzer GE,Granieri R,Elnicki M.Residents' perceptions of a night float system.BMC Med Educ.2009;9:52.
  11. Luks AM,Smith CS,Robins L,Wipf JE.Resident perceptions of the educational value of night float rotations.Teach Learn Med.2010;22(3):196201.
  12. Wallach SL,Alam K,Diaz N,Shine D.How do internal medicine residency programs evaluate their resident float experiences?South Med J.2006;99(9):919923.
  13. Beasley BW,McBride J,McDonald FS.Hospitalist involvement in internal medicine residencies.J Hosp Med.2009;4(8):471475.
  14. Ogden PE,Sibbitt S,Howell M, et al.Complying with ACGME resident duty hour restrictions: restructuring the 80 hour workweek to enhance education and patient safety at Texas A81(12):10261031.
  15. Farnan JM,Johnson JK,Meltzer DO,Humphrey HJ,Arora VM.On‐call supervision and resident autonomy: from micromanager to absentee attending.Am J Med.2009;122(8):784788.
References
  1. Kennedy TJ,Regehr G,Baker GR,Lingard LA.Progressive independence in clinical training: a tradition worth defending?Acad Med.2005;80(10 suppl):S106S111.
  2. Joint Committee of the Group on Resident Affairs and Organization of Resident Representatives.Patient Safety and Graduate Medical Education.Washington, DC:Association of American Medical Colleges; February2003:6.
  3. Accreditation Council on Graduate Medical Education.Common Program Requirements. Available at: http://www.acgme.org/acWebsite/home/Common_Program_Requirements_07012011.pdf. Accessed October 16,2011.
  4. The IOM medical errors report: 5 years later, the journey continues.Qual Lett Health Lead.2005;17(1):210.
  5. Bush RW.Supervision in medical education: logical fallacies and clear choices.J Grad Med Educ.2010;2(1):141143.
  6. Kennedy TJ,Regehr G,Baker GR,Lingard L.Preserving professional credibility: grounded theory study of medical trainees' requests for clinical support.BMJ.2009;338:b128.
  7. Phy MP,Offord KP,Manning DM,Bundrick JB,Huddleston JM.Increased faculty presence on inpatient teaching services.Mayo Clin Proc.2004;79(3):332336.
  8. Trowbridge RL,Almeder L,Jacquet M,Fairfield KM.The effect of overnight in‐house attending coverage on perceptions of care and education on a general medical service.J Grad Med Educ.2010;2(1):5356.
  9. Farnan JM,Petty LA,Georgitis E, et al.A systematic review: the effect of clinical supervision on patient and residency education outcomes.Acad Med.2012;87(4):428442.
  10. Jasti H,Hanusa BH,Switzer GE,Granieri R,Elnicki M.Residents' perceptions of a night float system.BMC Med Educ.2009;9:52.
  11. Luks AM,Smith CS,Robins L,Wipf JE.Resident perceptions of the educational value of night float rotations.Teach Learn Med.2010;22(3):196201.
  12. Wallach SL,Alam K,Diaz N,Shine D.How do internal medicine residency programs evaluate their resident float experiences?South Med J.2006;99(9):919923.
  13. Beasley BW,McBride J,McDonald FS.Hospitalist involvement in internal medicine residencies.J Hosp Med.2009;4(8):471475.
  14. Ogden PE,Sibbitt S,Howell M, et al.Complying with ACGME resident duty hour restrictions: restructuring the 80 hour workweek to enhance education and patient safety at Texas A81(12):10261031.
  15. Farnan JM,Johnson JK,Meltzer DO,Humphrey HJ,Arora VM.On‐call supervision and resident autonomy: from micromanager to absentee attending.Am J Med.2009;122(8):784788.
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Journal of Hospital Medicine - 7(8)
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Journal of Hospital Medicine - 7(8)
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Effects of increased overnight supervision on resident education, decision‐making, and autonomy
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Effects of increased overnight supervision on resident education, decision‐making, and autonomy
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Innovative Monitoring Technology

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Early recognition of acutely deteriorating patients in non‐intensive care units: Assessment of an innovative monitoring technology

Treatment of hospitalized patients is becoming more and more complex as a result of rising patient age, multiple comorbidities, and more complex procedures, yet most are hospitalized in a non‐intensive care unit (non‐ICU) setting. With this rising complexity, a large proportion of hospital patients experience serious adverse events during their hospital stay, including cardiac arrest, respiratory failure, and shock, leading to unplanned admissions to the ICU, and death.1 For patients with unexpected clinical deterioration, delayed or suboptimal intervention is associated with increased morbidity and mortality.2, 3 This has prompted many hospitals to implement some form of a rapid response system (RRS) for early detection of clinical deterioration, and adequate response through rapid response teams (RRT).2, 4, 5 Still, evidence suggests that many of these systems are deficient in the detection and/or the response phase, and do not lead to the expected outcomes in terms of preventing critical events.6, 7

Researchers have established that patients frequently demonstrate clinical signs of deterioration hours before cardiac arrests or urgent transfers to ICUs.8, 9 The importance of timely interventions in many acute clinical conditions like sepsis, acute myocardial infarction, and stroke is also well established.1012 Taking these facts together with the observed shortcomings of most current rapid response systems has led experts to call for a shift of focus from the efferent limb of the RRS (the response team) to the afferent limb (the means of detecting patients at risk and obtaining help).13 A consensus conference held in 2008 emphasized the importance of accurate monitoring of vital signs for all hospitalized patients, and at the same time recommended, if practical and affordable, that all patients be monitored continuously by monitoring technology, which improves patient comfort, is easy to use, and reduces the number of false alerts.13

Technology applications that allow for continuous vital sign monitoring designed for non‐ICU settings may help hospitals achieve meaningful results by providing earlier detection of clinical deterioration, either when implemented as part of an RRS or as a stand‐alone system. To fit this description, monitors would have to be easy to use by the staff, impose little limitation on the patient, and be capable of trend analyses so that they minimize the incidence of false alerts and alert fatigue. We set out to investigate the capability of such a system to predict patient deterioration in a medical floor setting.

METHODS

Patients and Settings

We conducted a feasibility noninterventional study in two 36‐bed medicine units of two tertiary academic medical centers: Sheba Medical Center, Tel Hashomer, and Sapir Medical Center, Kfar Sababoth in Israel. The aim of the study was to define optimal cutoff values for vital signs alerts and define the accuracy of these alerts in predicting clinical deterioration. The study was approved beforehand by the independent Institutional Review Boards of both institutions.

The Earlysense system is a contactless continuous‐measurement monitor for heart rate (HR), respiration rate (RR), and bed motion. It is based on a piezoelectric sensor, sensitive to applied mechanical strain, which is placed under the patient's mattress and functions without the need for contact between patient and device. The Earlysense system was previously shown to measure accurately both HR and RR in sleep laboratory and general ICU settings.14

We chose to evaluate patients who were at increased risk for respiratory failure, which would enable us to capture more events in this study. We thus included, in the study population, patients hospitalized with an admitting diagnosis due to an acute respiratory condition including pneumonia, chronic obstructive pulmonary disease or asthma exacerbation, congestive heart failure with pulmonary edema or congestion, and patients who needed supplemental oxygen on admission. Patients were enrolled only if within the initial 24 hours of hospitalization in the study units. Dementia and inability to sign informed consent were exclusion criteria for enrollment in this study. Patients with a do not resuscitate order were not excluded from enrollment. Patient enrollment took place during the period of January to December of 2008 in Sheba Medical Center and July to November of 2008 in Sapir Medical Center. Since the study was noninterventional, and the Earlysense monitor did not produce alerts for the duration of this study, patients were still monitored by other monitoring devices, such as telemetry and pulse oximeter, as per clinical decision.

Following enrollment and informed consent, the Earlysense sensor was placed under the mattress and connected to the Earlysense bedside monitor that recorded the signals and the interpreted vital signs. The Earlysense system automatically started measuring respiratory rate, heart rate, and motion rate with no need for patient, nurse, or technician involvement, as long as the patient remained in bed. Since this was a noninterventional study, no alerts were produced from the Earlysense monitor, and floor staff was not trained to make clinical decisions based on vital sign data from the device. Patients were monitored for the full extent of their stay in the 2 medical departments. Since we had only 2 monitors at each site, in an attempt to enroll more patients, in cases where patients stayed for more than 2 weeks, a decision was made by the principal investigator whether to continue monitoring or disconnect the sensor and enroll another patient. This was based on an assessment of clinical stability and on how much longer patients were expected to stay in the unit, in an attempt to avoid a situation where a patient was utilizing 1 monitor for a very long period of time. Following patient discharge or discontinuation of the monitor, all data were downloaded to a central server for analysis. A full description of the contactless sensor and monitor was published previously.14, 15 The signal analysis determining the HR and RR from the motion waves is proprietary.

Clinical and Alert Definitions

Patients were followed for major clinical events during their hospitalization. A major clinical event was defined as any one of the following: 1) patient was transferred to an ICU (medical or cardiac); 2) patient was intubated and mechanically ventilated on the floor; or 3) patient had a cardiac arrest while in the unit.

Respiratory rate or heart rate alerts were based on vital sign readings recorded and analyzed retrospectively for this study. The Earlysense system performs signal processing in order to isolate the respiratory and the heart pulse patterns from the signal obtained by the piezoelectric sensor. Each 0.5 seconds, an updated HR reading is established based on analysis of the heart pulse pattern for the last 8 seconds, and an updated RR reading based on analysis of the last 1 minute of the respiration pattern. These specific time periods were intended to provide up‐to‐date HR and RR values, and still reduce possible false HR and RR readings caused by signal artifacts. For defining optimal cutoffs for alerts in an internal validation process, alerts were considered true‐positive if they were followed by a major clinical event within 24 hours. An alert was considered false‐positive (false alert) if no major clinical event occurred in the following 24 hours.

As a secondary outcome, we also analyzed 24‐hour trends to look for correlations with major clinical events. For trend analysis, we grouped together HR and RR readings for 6‐hour periods throughout the day in a running window fashion (data for the last 6 hours was clustered every 3 minutes). We then compared the median of the readings for each period with the corresponding period of the previous day. Post‐hoc alerts were generated when the difference (delta) between medians passed the threshold set. Only 6‐hour time windows with at least 420 valid RR or HR results were included in the analysis.

Data Analysis

In the data analysis, we excluded patients with less than 30 hours of monitoring, allowing us to evaluate the trend analysis for at least one comparable time window. We examined increasing possible cutoff values for the differences in median values that would best predict the clinical events. To find the best possible models, we performed a receiver operating characteristic (ROC) curve analysis. We looked for the optimal cutoff to yield the maximal sum of sensitivity plus specificity, and computed associated statistics (area under the curve [AUC]) and associated confidence interval; if the lower bound of interval was found to be above 0.5, the AUC was significantly different from chance. We determined a P value that tests the null hypothesis that the AUC really equals 0.5. A value below 0.05 was considered significant.

RESULTS

Of 149 patients monitored by the Earlysense system for this study, 113 had at least 30 hours of monitoring. The characteristics of these patients are presented in Table 1. Of these 113 patients, 9 had a major clinical event (8.0%), including 2 patients who were transferred to an ICU, 1 patient who was intubated and ventilated in the study unit and later had a cardiac arrest and died, and 6 more patients who developed cardiac arrest and died in the study units (overall, 10 major clinical events). Comparing patients with a major clinical event to patients without, we found no significant difference in age, gender, body mass index, or comorbidity (Charlson score), however, patients who had a clinical event stayed significantly longer than those without a clinical event (Table 1). On average, time from admission to the major clinical event was 11.6 days (range 228).

Demographics and Description of Hospitalized Patients Participating in the Study
 All PatientsPatients Without a Major Clinical EventPatients With a Major Clinical EventP (t Test)
  • Abbreviations: CHF, congestive heart failure; COPD, chronic obstructive pulmonary disease; SD, standard deviation.

  • Including multiple diagnoses and other conditions such as primary or secondary lung malignancy, pulmonary emboli, and interstitial lung disease.

Patients1131049 
Gender (% female)45.146.233.30.46
Age, average SD69 1869 18.569 16.40.99
Body mass index, average (range)27 (1752.7)27.1 (1752.7)25.2 (17.932)0.41
Charlson comorbidity score1.581.551.990.64
Length of stay (days), average SD7.3 5.96.9 6.011.9 7.80.02
Primary diagnosis    
Pneumonia36324 
CHF33312 
COPD17161 
Other respiratory*27252 

Overall, this study included a total of 8628 recording hours for the 113 patients we analyzed. Using the vital signs thresholds found to provide the highest sensitivity and specificity, we recorded 898 RR alerts (average frequency of 2.4 alerts per patient‐day) and 107 HR alerts (average frequency of 0.3 alerts per patient‐day). For the entire study, we have found 63 trend alerts (46 RR and 17 HR) when using thresholds for maximal sensitivity and specificity, at a frequency of 0.2 alerts per patient‐day.

In Table 2, we summarize the sensitivity, specificity, positive predictive value, and negative predictive value of alerts in predicting a major clinical deterioration per patient for both the threshold alerts and the trend alerts. The cutoff values are those of optimal performance (maximal sensitivity plus specificity) along the ROC curves presented in Figure 1. The optimal cutoffs for the threshold alerts were HRs below 40 or above 115 beats/min, and RRs below 8 or above 40 breaths/min. For the trend alerts, when comparing between time periods, we found that a cutoff of a rise of 20 or more beats/min and 5 or more breaths/min corresponded with a maximal sensitivity and specificity, and we used these as the thresholds for the trending alerts.

Figure 1
Receiver operator characteristic (ROC) curves for (A) heart rate (HR) and respiration rate (RR) threshold alerts, and (B) for 24‐hour trend HR and RR alerts.
Optimal cutoffs were used when comparing time periods (20/min for HR and 5/min for RR) for maximal sum of sensitivity and specificity. Abbreviations: AUC, area under the curve.
Sensitivity, Specificity, Positive Predictive Value, and Negative Predictive Value of Alerts in Predicting Major Clinical Events per Patient, Optimized for Maximum Sensitivity Plus Specificity
 Sensitivity (%)Specificity (%)Positive Predictive Value (%)Negative Predictive Value (%)
  • Abbreviations: HR, heart rate; RR, respiration rate.

  • Heart rate thresholds set to below 40 or above 115 beats/min based on maximal sensitivity plus specificity achieved.

  • Respiration rate thresholds set to below 8 or above 40 breaths/min based on maximal sensitivity plus specificity achieved.

Threshold alerts
HR*82672197
RR64812695
HR and RR55945095
Trend alerts
HR 2078904197
RR 51006420100
HR and RR78945498

For the determined alerts, out of the 10 clinical events, in 7 cases the alerts would have indicated the deterioration within more than 1 hour from the actual event and within 24 hours prior to the clinical event. In one case, the alert would have indicated the risk within less than 1 hour; in another case, within the 2448 hours window; and in the last case, the alerts would have done so more than 48 hours prior to the event (these last 2 cases were considered false‐negative for our post hoc analysis).

The ROC analysis for both the threshold alerts and the trend alerts for both HR and RR correlated well with the clinical events (P < 0.05 for all models) (Figure 1). When comparing the threshold alerts with the trend alerts, trend alerts had a higher AUC, suggesting that these would be more accurate in alerting for major clinical events. Specifically, the model for HR 6‐hour trend alerts demonstrated a larger AUC (0.9 and 0.85, respectively), while the combination of HR and RR had the largest AUC (0.93).

DISCUSSION

The development of monitoring systems designed for hospitalized patients on non‐ICU floors derives from the need to minimize preventable in‐hospital mortality. This study has explored one such possible solution. Through retrospective definition of optimal alert settings and internal validation within a derivation cohort, we have found the Earlysense monitor to be accurate in predicting major clinical deterioration by using both simple thresholds and a vital signs trend algorithm. We found that the post hoc determined alerts were relatively infrequent. We also found that trend alerts showed greater ability to accurately capture these deteriorations compared with simple alert thresholds, and that using a combination alert based on both HR and RR trends provided the highest accuracy and confidence for predicting clinical deterioration. These results suggest the advantages that smart alerts can bringincreasing sensitivity while lowering the alert burden and reducing the number of false alerts.

An effective and efficient patient monitoring system must be able to quickly detect acute life‐threatening events or subacute patient deterioration that will lead to a life‐threatening event; in addition, this system should have a low false‐positive rate (few false alerts). While a high sensitivity is desirable,16 this usually comes at the cost of lower specificity and higher false‐positive rates. Studies have found alerts from monitoring systems in an ICU and emergency department environment to be tremendously frequent and with an extremely high false‐positive rate.1721 Unsurprisingly, it has been reported that only about 10% of alerts are responded to by the clinical staff.22 In an attempt to improve alert relevancy and accuracy, newly designed integrated monitoring systems for ICUs use alert algorithms and trend analysis performed on data received from multiple vital signs monitors.2327 With the evident need to continuously monitor patients on hospital floors,13, 28 there is a clear gap to‐date in such experience and a need to study the implications for patients and staff as we try to optimize the monitoring tools for this environment.

As more emphasis is placed on the afferent limb of rapid response systems, we can expect to see a greater need for systems able to detect changes in clinical status that might lead to patient deterioration. The intermittent vital sign measurement performed by nurses and support staff on the floors is now regarded as inadequate by itself, because it may not be performed predictably, accurately, or completely.28 Continuous monitoring systems should complement manual intermittent vital signs monitoring and play an important role in bringing the nurse to the patient's side at the right time so that a complete assessment can be done.29, 30 There remains no substitution for a nurse evaluating the patient and making critical decisions based on his or her knowledge of the patient's condition.

While today, both electrocardiographic monitoring (telemetry) and continuous pulse oximetry provide some solution for the need for continuous monitoring on the floors, these carry disadvantages that prevent them from becoming the optimal solution. While telemetry is invaluable for higher risk cardiac patients, significant overuse of this application does occur,31 and most monitored patients gain little cardiac arrest survival benefits.32 Pulse oximetry, although regarded as one of the most important technological advancements in monitoring patients, carries important limitations that might prevent early detection of respiratory failure.33, 34 Furthermore, these 2 modalities require continuous contact of leads/sensors to the patient, a disadvantage when regarding monitoring for low/average risk patients on non‐ICU hospital floors. Related to these disadvantages, the results presented here might position the implementation of the Earlysense monitor as a preferred alternative.

This study has several important limitations. This was a retrospective noninterventional study limited to internal medicine patients. Our patients served as a derivation cohort, alert thresholds were set post hoc, and sensitivity and specificity were internally validated. It remains to be shown that the results shown here can be reproduced in a real‐time interventional study. We only included patients who were considered above average risk within medical wards, as we were hoping to capture more clinical deteriorations with a relatively small cohort. We cannot rule out that our results might be biased and may not similarly apply to all non‐ICU medical patients. Finally, the retrospective nature of this study did not allow us to assess other outcomes of appropriateness, such as staff objective assessment of alert appropriateness or change in clinical management as a result of an alert. When using these devices in the alert mode, alert thresholds may be changed by the clinical staff based on clinical judgment to further lower false alerts and alert frequency. We also did not collect information that could have allowed us to assess clinical usefulness of the alerts compared to routine clinical assessment. Documenting whether the clinical events were suspected beforehand by the clinical teams could have allowed us to assess clinical usefulness. Future interventional studies are needed to validate the Earlysense system prospectively in both medical and surgical floor settings, first using a common alert threshold alerting system and secondly using the smart trend alerts described here.

In conclusion, we found that the Earlysense monitor is able to continuously measure RR and HR, providing low alert frequency. The current study demonstrates the potential of this system to provide timely prediction of patient deterioration. Utilizing a smart trend algorithm has been shown to improve the device's accuracy and reduce associated alert burden and false‐positive alerts.

Acknowledgements

Disclosures: The study was funded by an industry grant provided by Earlysense LTD. Eyal Zimlichman, MD, MSc Ronen Rozenblum, PhD, MPH, and Jeffrey M. Rothschild, MD, MPH, have each received a research grant supported by Earlysense LTD. Martine Szyper‐Kravitz, MD, Avraham Unterman, MD, Howard Amital, MD, MHA, and Yehuda Shoenfeld, MD, report no conflicts of interest. Zvika Shinar, PhD, Tal Klap, and Shiraz Levkovich are employed by Earlysense LTD and are holding equity with the company.

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References
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  8. Buist MD,Jarmolowski E,Burton PR,Bernard SA,Waxman BP,Anderson J.Recognising clinical instability in hospital patients before cardiac arrest or unplanned admission to intensive care. A pilot study in a tertiary‐care hospital.Med J Aust.1999;171(1):2225.
  9. Kause J,Smith G,Prytherch D,Parr M,Flabouris A,Hillman K.A comparison of antecedents to cardiac arrests, deaths and emergency intensive care admissions in Australia and New Zealand, and the United Kingdom—the ACADEMIA study.Resuscitation.2004;62(3):275282.
  10. Rivers E,Nguyen B,Havstad S, et al.Early goal‐directed therapy in the treatment of severe sepsis and septic shock.N Engl J Med.2001;345(19):13681377.
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  15. Zimlichman E,Szyper‐Kravitz M,Unterman A,Goldman A,Levkovich S,Shoenfeld Y.How is my patient doing? Evaluating hospitalized patients using continuous vital signs monitoring.Isr Med Assoc J.2009;11(6):382394.
  16. Borowski M,Gorges M,Fried R,Such O,Wrede C,Imhoff M.Medical device alarms.Biomed Tech (Berl).2011;56(2):7383.
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Treatment of hospitalized patients is becoming more and more complex as a result of rising patient age, multiple comorbidities, and more complex procedures, yet most are hospitalized in a non‐intensive care unit (non‐ICU) setting. With this rising complexity, a large proportion of hospital patients experience serious adverse events during their hospital stay, including cardiac arrest, respiratory failure, and shock, leading to unplanned admissions to the ICU, and death.1 For patients with unexpected clinical deterioration, delayed or suboptimal intervention is associated with increased morbidity and mortality.2, 3 This has prompted many hospitals to implement some form of a rapid response system (RRS) for early detection of clinical deterioration, and adequate response through rapid response teams (RRT).2, 4, 5 Still, evidence suggests that many of these systems are deficient in the detection and/or the response phase, and do not lead to the expected outcomes in terms of preventing critical events.6, 7

Researchers have established that patients frequently demonstrate clinical signs of deterioration hours before cardiac arrests or urgent transfers to ICUs.8, 9 The importance of timely interventions in many acute clinical conditions like sepsis, acute myocardial infarction, and stroke is also well established.1012 Taking these facts together with the observed shortcomings of most current rapid response systems has led experts to call for a shift of focus from the efferent limb of the RRS (the response team) to the afferent limb (the means of detecting patients at risk and obtaining help).13 A consensus conference held in 2008 emphasized the importance of accurate monitoring of vital signs for all hospitalized patients, and at the same time recommended, if practical and affordable, that all patients be monitored continuously by monitoring technology, which improves patient comfort, is easy to use, and reduces the number of false alerts.13

Technology applications that allow for continuous vital sign monitoring designed for non‐ICU settings may help hospitals achieve meaningful results by providing earlier detection of clinical deterioration, either when implemented as part of an RRS or as a stand‐alone system. To fit this description, monitors would have to be easy to use by the staff, impose little limitation on the patient, and be capable of trend analyses so that they minimize the incidence of false alerts and alert fatigue. We set out to investigate the capability of such a system to predict patient deterioration in a medical floor setting.

METHODS

Patients and Settings

We conducted a feasibility noninterventional study in two 36‐bed medicine units of two tertiary academic medical centers: Sheba Medical Center, Tel Hashomer, and Sapir Medical Center, Kfar Sababoth in Israel. The aim of the study was to define optimal cutoff values for vital signs alerts and define the accuracy of these alerts in predicting clinical deterioration. The study was approved beforehand by the independent Institutional Review Boards of both institutions.

The Earlysense system is a contactless continuous‐measurement monitor for heart rate (HR), respiration rate (RR), and bed motion. It is based on a piezoelectric sensor, sensitive to applied mechanical strain, which is placed under the patient's mattress and functions without the need for contact between patient and device. The Earlysense system was previously shown to measure accurately both HR and RR in sleep laboratory and general ICU settings.14

We chose to evaluate patients who were at increased risk for respiratory failure, which would enable us to capture more events in this study. We thus included, in the study population, patients hospitalized with an admitting diagnosis due to an acute respiratory condition including pneumonia, chronic obstructive pulmonary disease or asthma exacerbation, congestive heart failure with pulmonary edema or congestion, and patients who needed supplemental oxygen on admission. Patients were enrolled only if within the initial 24 hours of hospitalization in the study units. Dementia and inability to sign informed consent were exclusion criteria for enrollment in this study. Patients with a do not resuscitate order were not excluded from enrollment. Patient enrollment took place during the period of January to December of 2008 in Sheba Medical Center and July to November of 2008 in Sapir Medical Center. Since the study was noninterventional, and the Earlysense monitor did not produce alerts for the duration of this study, patients were still monitored by other monitoring devices, such as telemetry and pulse oximeter, as per clinical decision.

Following enrollment and informed consent, the Earlysense sensor was placed under the mattress and connected to the Earlysense bedside monitor that recorded the signals and the interpreted vital signs. The Earlysense system automatically started measuring respiratory rate, heart rate, and motion rate with no need for patient, nurse, or technician involvement, as long as the patient remained in bed. Since this was a noninterventional study, no alerts were produced from the Earlysense monitor, and floor staff was not trained to make clinical decisions based on vital sign data from the device. Patients were monitored for the full extent of their stay in the 2 medical departments. Since we had only 2 monitors at each site, in an attempt to enroll more patients, in cases where patients stayed for more than 2 weeks, a decision was made by the principal investigator whether to continue monitoring or disconnect the sensor and enroll another patient. This was based on an assessment of clinical stability and on how much longer patients were expected to stay in the unit, in an attempt to avoid a situation where a patient was utilizing 1 monitor for a very long period of time. Following patient discharge or discontinuation of the monitor, all data were downloaded to a central server for analysis. A full description of the contactless sensor and monitor was published previously.14, 15 The signal analysis determining the HR and RR from the motion waves is proprietary.

Clinical and Alert Definitions

Patients were followed for major clinical events during their hospitalization. A major clinical event was defined as any one of the following: 1) patient was transferred to an ICU (medical or cardiac); 2) patient was intubated and mechanically ventilated on the floor; or 3) patient had a cardiac arrest while in the unit.

Respiratory rate or heart rate alerts were based on vital sign readings recorded and analyzed retrospectively for this study. The Earlysense system performs signal processing in order to isolate the respiratory and the heart pulse patterns from the signal obtained by the piezoelectric sensor. Each 0.5 seconds, an updated HR reading is established based on analysis of the heart pulse pattern for the last 8 seconds, and an updated RR reading based on analysis of the last 1 minute of the respiration pattern. These specific time periods were intended to provide up‐to‐date HR and RR values, and still reduce possible false HR and RR readings caused by signal artifacts. For defining optimal cutoffs for alerts in an internal validation process, alerts were considered true‐positive if they were followed by a major clinical event within 24 hours. An alert was considered false‐positive (false alert) if no major clinical event occurred in the following 24 hours.

As a secondary outcome, we also analyzed 24‐hour trends to look for correlations with major clinical events. For trend analysis, we grouped together HR and RR readings for 6‐hour periods throughout the day in a running window fashion (data for the last 6 hours was clustered every 3 minutes). We then compared the median of the readings for each period with the corresponding period of the previous day. Post‐hoc alerts were generated when the difference (delta) between medians passed the threshold set. Only 6‐hour time windows with at least 420 valid RR or HR results were included in the analysis.

Data Analysis

In the data analysis, we excluded patients with less than 30 hours of monitoring, allowing us to evaluate the trend analysis for at least one comparable time window. We examined increasing possible cutoff values for the differences in median values that would best predict the clinical events. To find the best possible models, we performed a receiver operating characteristic (ROC) curve analysis. We looked for the optimal cutoff to yield the maximal sum of sensitivity plus specificity, and computed associated statistics (area under the curve [AUC]) and associated confidence interval; if the lower bound of interval was found to be above 0.5, the AUC was significantly different from chance. We determined a P value that tests the null hypothesis that the AUC really equals 0.5. A value below 0.05 was considered significant.

RESULTS

Of 149 patients monitored by the Earlysense system for this study, 113 had at least 30 hours of monitoring. The characteristics of these patients are presented in Table 1. Of these 113 patients, 9 had a major clinical event (8.0%), including 2 patients who were transferred to an ICU, 1 patient who was intubated and ventilated in the study unit and later had a cardiac arrest and died, and 6 more patients who developed cardiac arrest and died in the study units (overall, 10 major clinical events). Comparing patients with a major clinical event to patients without, we found no significant difference in age, gender, body mass index, or comorbidity (Charlson score), however, patients who had a clinical event stayed significantly longer than those without a clinical event (Table 1). On average, time from admission to the major clinical event was 11.6 days (range 228).

Demographics and Description of Hospitalized Patients Participating in the Study
 All PatientsPatients Without a Major Clinical EventPatients With a Major Clinical EventP (t Test)
  • Abbreviations: CHF, congestive heart failure; COPD, chronic obstructive pulmonary disease; SD, standard deviation.

  • Including multiple diagnoses and other conditions such as primary or secondary lung malignancy, pulmonary emboli, and interstitial lung disease.

Patients1131049 
Gender (% female)45.146.233.30.46
Age, average SD69 1869 18.569 16.40.99
Body mass index, average (range)27 (1752.7)27.1 (1752.7)25.2 (17.932)0.41
Charlson comorbidity score1.581.551.990.64
Length of stay (days), average SD7.3 5.96.9 6.011.9 7.80.02
Primary diagnosis    
Pneumonia36324 
CHF33312 
COPD17161 
Other respiratory*27252 

Overall, this study included a total of 8628 recording hours for the 113 patients we analyzed. Using the vital signs thresholds found to provide the highest sensitivity and specificity, we recorded 898 RR alerts (average frequency of 2.4 alerts per patient‐day) and 107 HR alerts (average frequency of 0.3 alerts per patient‐day). For the entire study, we have found 63 trend alerts (46 RR and 17 HR) when using thresholds for maximal sensitivity and specificity, at a frequency of 0.2 alerts per patient‐day.

In Table 2, we summarize the sensitivity, specificity, positive predictive value, and negative predictive value of alerts in predicting a major clinical deterioration per patient for both the threshold alerts and the trend alerts. The cutoff values are those of optimal performance (maximal sensitivity plus specificity) along the ROC curves presented in Figure 1. The optimal cutoffs for the threshold alerts were HRs below 40 or above 115 beats/min, and RRs below 8 or above 40 breaths/min. For the trend alerts, when comparing between time periods, we found that a cutoff of a rise of 20 or more beats/min and 5 or more breaths/min corresponded with a maximal sensitivity and specificity, and we used these as the thresholds for the trending alerts.

Figure 1
Receiver operator characteristic (ROC) curves for (A) heart rate (HR) and respiration rate (RR) threshold alerts, and (B) for 24‐hour trend HR and RR alerts.
Optimal cutoffs were used when comparing time periods (20/min for HR and 5/min for RR) for maximal sum of sensitivity and specificity. Abbreviations: AUC, area under the curve.
Sensitivity, Specificity, Positive Predictive Value, and Negative Predictive Value of Alerts in Predicting Major Clinical Events per Patient, Optimized for Maximum Sensitivity Plus Specificity
 Sensitivity (%)Specificity (%)Positive Predictive Value (%)Negative Predictive Value (%)
  • Abbreviations: HR, heart rate; RR, respiration rate.

  • Heart rate thresholds set to below 40 or above 115 beats/min based on maximal sensitivity plus specificity achieved.

  • Respiration rate thresholds set to below 8 or above 40 breaths/min based on maximal sensitivity plus specificity achieved.

Threshold alerts
HR*82672197
RR64812695
HR and RR55945095
Trend alerts
HR 2078904197
RR 51006420100
HR and RR78945498

For the determined alerts, out of the 10 clinical events, in 7 cases the alerts would have indicated the deterioration within more than 1 hour from the actual event and within 24 hours prior to the clinical event. In one case, the alert would have indicated the risk within less than 1 hour; in another case, within the 2448 hours window; and in the last case, the alerts would have done so more than 48 hours prior to the event (these last 2 cases were considered false‐negative for our post hoc analysis).

The ROC analysis for both the threshold alerts and the trend alerts for both HR and RR correlated well with the clinical events (P < 0.05 for all models) (Figure 1). When comparing the threshold alerts with the trend alerts, trend alerts had a higher AUC, suggesting that these would be more accurate in alerting for major clinical events. Specifically, the model for HR 6‐hour trend alerts demonstrated a larger AUC (0.9 and 0.85, respectively), while the combination of HR and RR had the largest AUC (0.93).

DISCUSSION

The development of monitoring systems designed for hospitalized patients on non‐ICU floors derives from the need to minimize preventable in‐hospital mortality. This study has explored one such possible solution. Through retrospective definition of optimal alert settings and internal validation within a derivation cohort, we have found the Earlysense monitor to be accurate in predicting major clinical deterioration by using both simple thresholds and a vital signs trend algorithm. We found that the post hoc determined alerts were relatively infrequent. We also found that trend alerts showed greater ability to accurately capture these deteriorations compared with simple alert thresholds, and that using a combination alert based on both HR and RR trends provided the highest accuracy and confidence for predicting clinical deterioration. These results suggest the advantages that smart alerts can bringincreasing sensitivity while lowering the alert burden and reducing the number of false alerts.

An effective and efficient patient monitoring system must be able to quickly detect acute life‐threatening events or subacute patient deterioration that will lead to a life‐threatening event; in addition, this system should have a low false‐positive rate (few false alerts). While a high sensitivity is desirable,16 this usually comes at the cost of lower specificity and higher false‐positive rates. Studies have found alerts from monitoring systems in an ICU and emergency department environment to be tremendously frequent and with an extremely high false‐positive rate.1721 Unsurprisingly, it has been reported that only about 10% of alerts are responded to by the clinical staff.22 In an attempt to improve alert relevancy and accuracy, newly designed integrated monitoring systems for ICUs use alert algorithms and trend analysis performed on data received from multiple vital signs monitors.2327 With the evident need to continuously monitor patients on hospital floors,13, 28 there is a clear gap to‐date in such experience and a need to study the implications for patients and staff as we try to optimize the monitoring tools for this environment.

As more emphasis is placed on the afferent limb of rapid response systems, we can expect to see a greater need for systems able to detect changes in clinical status that might lead to patient deterioration. The intermittent vital sign measurement performed by nurses and support staff on the floors is now regarded as inadequate by itself, because it may not be performed predictably, accurately, or completely.28 Continuous monitoring systems should complement manual intermittent vital signs monitoring and play an important role in bringing the nurse to the patient's side at the right time so that a complete assessment can be done.29, 30 There remains no substitution for a nurse evaluating the patient and making critical decisions based on his or her knowledge of the patient's condition.

While today, both electrocardiographic monitoring (telemetry) and continuous pulse oximetry provide some solution for the need for continuous monitoring on the floors, these carry disadvantages that prevent them from becoming the optimal solution. While telemetry is invaluable for higher risk cardiac patients, significant overuse of this application does occur,31 and most monitored patients gain little cardiac arrest survival benefits.32 Pulse oximetry, although regarded as one of the most important technological advancements in monitoring patients, carries important limitations that might prevent early detection of respiratory failure.33, 34 Furthermore, these 2 modalities require continuous contact of leads/sensors to the patient, a disadvantage when regarding monitoring for low/average risk patients on non‐ICU hospital floors. Related to these disadvantages, the results presented here might position the implementation of the Earlysense monitor as a preferred alternative.

This study has several important limitations. This was a retrospective noninterventional study limited to internal medicine patients. Our patients served as a derivation cohort, alert thresholds were set post hoc, and sensitivity and specificity were internally validated. It remains to be shown that the results shown here can be reproduced in a real‐time interventional study. We only included patients who were considered above average risk within medical wards, as we were hoping to capture more clinical deteriorations with a relatively small cohort. We cannot rule out that our results might be biased and may not similarly apply to all non‐ICU medical patients. Finally, the retrospective nature of this study did not allow us to assess other outcomes of appropriateness, such as staff objective assessment of alert appropriateness or change in clinical management as a result of an alert. When using these devices in the alert mode, alert thresholds may be changed by the clinical staff based on clinical judgment to further lower false alerts and alert frequency. We also did not collect information that could have allowed us to assess clinical usefulness of the alerts compared to routine clinical assessment. Documenting whether the clinical events were suspected beforehand by the clinical teams could have allowed us to assess clinical usefulness. Future interventional studies are needed to validate the Earlysense system prospectively in both medical and surgical floor settings, first using a common alert threshold alerting system and secondly using the smart trend alerts described here.

In conclusion, we found that the Earlysense monitor is able to continuously measure RR and HR, providing low alert frequency. The current study demonstrates the potential of this system to provide timely prediction of patient deterioration. Utilizing a smart trend algorithm has been shown to improve the device's accuracy and reduce associated alert burden and false‐positive alerts.

Acknowledgements

Disclosures: The study was funded by an industry grant provided by Earlysense LTD. Eyal Zimlichman, MD, MSc Ronen Rozenblum, PhD, MPH, and Jeffrey M. Rothschild, MD, MPH, have each received a research grant supported by Earlysense LTD. Martine Szyper‐Kravitz, MD, Avraham Unterman, MD, Howard Amital, MD, MHA, and Yehuda Shoenfeld, MD, report no conflicts of interest. Zvika Shinar, PhD, Tal Klap, and Shiraz Levkovich are employed by Earlysense LTD and are holding equity with the company.

Treatment of hospitalized patients is becoming more and more complex as a result of rising patient age, multiple comorbidities, and more complex procedures, yet most are hospitalized in a non‐intensive care unit (non‐ICU) setting. With this rising complexity, a large proportion of hospital patients experience serious adverse events during their hospital stay, including cardiac arrest, respiratory failure, and shock, leading to unplanned admissions to the ICU, and death.1 For patients with unexpected clinical deterioration, delayed or suboptimal intervention is associated with increased morbidity and mortality.2, 3 This has prompted many hospitals to implement some form of a rapid response system (RRS) for early detection of clinical deterioration, and adequate response through rapid response teams (RRT).2, 4, 5 Still, evidence suggests that many of these systems are deficient in the detection and/or the response phase, and do not lead to the expected outcomes in terms of preventing critical events.6, 7

Researchers have established that patients frequently demonstrate clinical signs of deterioration hours before cardiac arrests or urgent transfers to ICUs.8, 9 The importance of timely interventions in many acute clinical conditions like sepsis, acute myocardial infarction, and stroke is also well established.1012 Taking these facts together with the observed shortcomings of most current rapid response systems has led experts to call for a shift of focus from the efferent limb of the RRS (the response team) to the afferent limb (the means of detecting patients at risk and obtaining help).13 A consensus conference held in 2008 emphasized the importance of accurate monitoring of vital signs for all hospitalized patients, and at the same time recommended, if practical and affordable, that all patients be monitored continuously by monitoring technology, which improves patient comfort, is easy to use, and reduces the number of false alerts.13

Technology applications that allow for continuous vital sign monitoring designed for non‐ICU settings may help hospitals achieve meaningful results by providing earlier detection of clinical deterioration, either when implemented as part of an RRS or as a stand‐alone system. To fit this description, monitors would have to be easy to use by the staff, impose little limitation on the patient, and be capable of trend analyses so that they minimize the incidence of false alerts and alert fatigue. We set out to investigate the capability of such a system to predict patient deterioration in a medical floor setting.

METHODS

Patients and Settings

We conducted a feasibility noninterventional study in two 36‐bed medicine units of two tertiary academic medical centers: Sheba Medical Center, Tel Hashomer, and Sapir Medical Center, Kfar Sababoth in Israel. The aim of the study was to define optimal cutoff values for vital signs alerts and define the accuracy of these alerts in predicting clinical deterioration. The study was approved beforehand by the independent Institutional Review Boards of both institutions.

The Earlysense system is a contactless continuous‐measurement monitor for heart rate (HR), respiration rate (RR), and bed motion. It is based on a piezoelectric sensor, sensitive to applied mechanical strain, which is placed under the patient's mattress and functions without the need for contact between patient and device. The Earlysense system was previously shown to measure accurately both HR and RR in sleep laboratory and general ICU settings.14

We chose to evaluate patients who were at increased risk for respiratory failure, which would enable us to capture more events in this study. We thus included, in the study population, patients hospitalized with an admitting diagnosis due to an acute respiratory condition including pneumonia, chronic obstructive pulmonary disease or asthma exacerbation, congestive heart failure with pulmonary edema or congestion, and patients who needed supplemental oxygen on admission. Patients were enrolled only if within the initial 24 hours of hospitalization in the study units. Dementia and inability to sign informed consent were exclusion criteria for enrollment in this study. Patients with a do not resuscitate order were not excluded from enrollment. Patient enrollment took place during the period of January to December of 2008 in Sheba Medical Center and July to November of 2008 in Sapir Medical Center. Since the study was noninterventional, and the Earlysense monitor did not produce alerts for the duration of this study, patients were still monitored by other monitoring devices, such as telemetry and pulse oximeter, as per clinical decision.

Following enrollment and informed consent, the Earlysense sensor was placed under the mattress and connected to the Earlysense bedside monitor that recorded the signals and the interpreted vital signs. The Earlysense system automatically started measuring respiratory rate, heart rate, and motion rate with no need for patient, nurse, or technician involvement, as long as the patient remained in bed. Since this was a noninterventional study, no alerts were produced from the Earlysense monitor, and floor staff was not trained to make clinical decisions based on vital sign data from the device. Patients were monitored for the full extent of their stay in the 2 medical departments. Since we had only 2 monitors at each site, in an attempt to enroll more patients, in cases where patients stayed for more than 2 weeks, a decision was made by the principal investigator whether to continue monitoring or disconnect the sensor and enroll another patient. This was based on an assessment of clinical stability and on how much longer patients were expected to stay in the unit, in an attempt to avoid a situation where a patient was utilizing 1 monitor for a very long period of time. Following patient discharge or discontinuation of the monitor, all data were downloaded to a central server for analysis. A full description of the contactless sensor and monitor was published previously.14, 15 The signal analysis determining the HR and RR from the motion waves is proprietary.

Clinical and Alert Definitions

Patients were followed for major clinical events during their hospitalization. A major clinical event was defined as any one of the following: 1) patient was transferred to an ICU (medical or cardiac); 2) patient was intubated and mechanically ventilated on the floor; or 3) patient had a cardiac arrest while in the unit.

Respiratory rate or heart rate alerts were based on vital sign readings recorded and analyzed retrospectively for this study. The Earlysense system performs signal processing in order to isolate the respiratory and the heart pulse patterns from the signal obtained by the piezoelectric sensor. Each 0.5 seconds, an updated HR reading is established based on analysis of the heart pulse pattern for the last 8 seconds, and an updated RR reading based on analysis of the last 1 minute of the respiration pattern. These specific time periods were intended to provide up‐to‐date HR and RR values, and still reduce possible false HR and RR readings caused by signal artifacts. For defining optimal cutoffs for alerts in an internal validation process, alerts were considered true‐positive if they were followed by a major clinical event within 24 hours. An alert was considered false‐positive (false alert) if no major clinical event occurred in the following 24 hours.

As a secondary outcome, we also analyzed 24‐hour trends to look for correlations with major clinical events. For trend analysis, we grouped together HR and RR readings for 6‐hour periods throughout the day in a running window fashion (data for the last 6 hours was clustered every 3 minutes). We then compared the median of the readings for each period with the corresponding period of the previous day. Post‐hoc alerts were generated when the difference (delta) between medians passed the threshold set. Only 6‐hour time windows with at least 420 valid RR or HR results were included in the analysis.

Data Analysis

In the data analysis, we excluded patients with less than 30 hours of monitoring, allowing us to evaluate the trend analysis for at least one comparable time window. We examined increasing possible cutoff values for the differences in median values that would best predict the clinical events. To find the best possible models, we performed a receiver operating characteristic (ROC) curve analysis. We looked for the optimal cutoff to yield the maximal sum of sensitivity plus specificity, and computed associated statistics (area under the curve [AUC]) and associated confidence interval; if the lower bound of interval was found to be above 0.5, the AUC was significantly different from chance. We determined a P value that tests the null hypothesis that the AUC really equals 0.5. A value below 0.05 was considered significant.

RESULTS

Of 149 patients monitored by the Earlysense system for this study, 113 had at least 30 hours of monitoring. The characteristics of these patients are presented in Table 1. Of these 113 patients, 9 had a major clinical event (8.0%), including 2 patients who were transferred to an ICU, 1 patient who was intubated and ventilated in the study unit and later had a cardiac arrest and died, and 6 more patients who developed cardiac arrest and died in the study units (overall, 10 major clinical events). Comparing patients with a major clinical event to patients without, we found no significant difference in age, gender, body mass index, or comorbidity (Charlson score), however, patients who had a clinical event stayed significantly longer than those without a clinical event (Table 1). On average, time from admission to the major clinical event was 11.6 days (range 228).

Demographics and Description of Hospitalized Patients Participating in the Study
 All PatientsPatients Without a Major Clinical EventPatients With a Major Clinical EventP (t Test)
  • Abbreviations: CHF, congestive heart failure; COPD, chronic obstructive pulmonary disease; SD, standard deviation.

  • Including multiple diagnoses and other conditions such as primary or secondary lung malignancy, pulmonary emboli, and interstitial lung disease.

Patients1131049 
Gender (% female)45.146.233.30.46
Age, average SD69 1869 18.569 16.40.99
Body mass index, average (range)27 (1752.7)27.1 (1752.7)25.2 (17.932)0.41
Charlson comorbidity score1.581.551.990.64
Length of stay (days), average SD7.3 5.96.9 6.011.9 7.80.02
Primary diagnosis    
Pneumonia36324 
CHF33312 
COPD17161 
Other respiratory*27252 

Overall, this study included a total of 8628 recording hours for the 113 patients we analyzed. Using the vital signs thresholds found to provide the highest sensitivity and specificity, we recorded 898 RR alerts (average frequency of 2.4 alerts per patient‐day) and 107 HR alerts (average frequency of 0.3 alerts per patient‐day). For the entire study, we have found 63 trend alerts (46 RR and 17 HR) when using thresholds for maximal sensitivity and specificity, at a frequency of 0.2 alerts per patient‐day.

In Table 2, we summarize the sensitivity, specificity, positive predictive value, and negative predictive value of alerts in predicting a major clinical deterioration per patient for both the threshold alerts and the trend alerts. The cutoff values are those of optimal performance (maximal sensitivity plus specificity) along the ROC curves presented in Figure 1. The optimal cutoffs for the threshold alerts were HRs below 40 or above 115 beats/min, and RRs below 8 or above 40 breaths/min. For the trend alerts, when comparing between time periods, we found that a cutoff of a rise of 20 or more beats/min and 5 or more breaths/min corresponded with a maximal sensitivity and specificity, and we used these as the thresholds for the trending alerts.

Figure 1
Receiver operator characteristic (ROC) curves for (A) heart rate (HR) and respiration rate (RR) threshold alerts, and (B) for 24‐hour trend HR and RR alerts.
Optimal cutoffs were used when comparing time periods (20/min for HR and 5/min for RR) for maximal sum of sensitivity and specificity. Abbreviations: AUC, area under the curve.
Sensitivity, Specificity, Positive Predictive Value, and Negative Predictive Value of Alerts in Predicting Major Clinical Events per Patient, Optimized for Maximum Sensitivity Plus Specificity
 Sensitivity (%)Specificity (%)Positive Predictive Value (%)Negative Predictive Value (%)
  • Abbreviations: HR, heart rate; RR, respiration rate.

  • Heart rate thresholds set to below 40 or above 115 beats/min based on maximal sensitivity plus specificity achieved.

  • Respiration rate thresholds set to below 8 or above 40 breaths/min based on maximal sensitivity plus specificity achieved.

Threshold alerts
HR*82672197
RR64812695
HR and RR55945095
Trend alerts
HR 2078904197
RR 51006420100
HR and RR78945498

For the determined alerts, out of the 10 clinical events, in 7 cases the alerts would have indicated the deterioration within more than 1 hour from the actual event and within 24 hours prior to the clinical event. In one case, the alert would have indicated the risk within less than 1 hour; in another case, within the 2448 hours window; and in the last case, the alerts would have done so more than 48 hours prior to the event (these last 2 cases were considered false‐negative for our post hoc analysis).

The ROC analysis for both the threshold alerts and the trend alerts for both HR and RR correlated well with the clinical events (P < 0.05 for all models) (Figure 1). When comparing the threshold alerts with the trend alerts, trend alerts had a higher AUC, suggesting that these would be more accurate in alerting for major clinical events. Specifically, the model for HR 6‐hour trend alerts demonstrated a larger AUC (0.9 and 0.85, respectively), while the combination of HR and RR had the largest AUC (0.93).

DISCUSSION

The development of monitoring systems designed for hospitalized patients on non‐ICU floors derives from the need to minimize preventable in‐hospital mortality. This study has explored one such possible solution. Through retrospective definition of optimal alert settings and internal validation within a derivation cohort, we have found the Earlysense monitor to be accurate in predicting major clinical deterioration by using both simple thresholds and a vital signs trend algorithm. We found that the post hoc determined alerts were relatively infrequent. We also found that trend alerts showed greater ability to accurately capture these deteriorations compared with simple alert thresholds, and that using a combination alert based on both HR and RR trends provided the highest accuracy and confidence for predicting clinical deterioration. These results suggest the advantages that smart alerts can bringincreasing sensitivity while lowering the alert burden and reducing the number of false alerts.

An effective and efficient patient monitoring system must be able to quickly detect acute life‐threatening events or subacute patient deterioration that will lead to a life‐threatening event; in addition, this system should have a low false‐positive rate (few false alerts). While a high sensitivity is desirable,16 this usually comes at the cost of lower specificity and higher false‐positive rates. Studies have found alerts from monitoring systems in an ICU and emergency department environment to be tremendously frequent and with an extremely high false‐positive rate.1721 Unsurprisingly, it has been reported that only about 10% of alerts are responded to by the clinical staff.22 In an attempt to improve alert relevancy and accuracy, newly designed integrated monitoring systems for ICUs use alert algorithms and trend analysis performed on data received from multiple vital signs monitors.2327 With the evident need to continuously monitor patients on hospital floors,13, 28 there is a clear gap to‐date in such experience and a need to study the implications for patients and staff as we try to optimize the monitoring tools for this environment.

As more emphasis is placed on the afferent limb of rapid response systems, we can expect to see a greater need for systems able to detect changes in clinical status that might lead to patient deterioration. The intermittent vital sign measurement performed by nurses and support staff on the floors is now regarded as inadequate by itself, because it may not be performed predictably, accurately, or completely.28 Continuous monitoring systems should complement manual intermittent vital signs monitoring and play an important role in bringing the nurse to the patient's side at the right time so that a complete assessment can be done.29, 30 There remains no substitution for a nurse evaluating the patient and making critical decisions based on his or her knowledge of the patient's condition.

While today, both electrocardiographic monitoring (telemetry) and continuous pulse oximetry provide some solution for the need for continuous monitoring on the floors, these carry disadvantages that prevent them from becoming the optimal solution. While telemetry is invaluable for higher risk cardiac patients, significant overuse of this application does occur,31 and most monitored patients gain little cardiac arrest survival benefits.32 Pulse oximetry, although regarded as one of the most important technological advancements in monitoring patients, carries important limitations that might prevent early detection of respiratory failure.33, 34 Furthermore, these 2 modalities require continuous contact of leads/sensors to the patient, a disadvantage when regarding monitoring for low/average risk patients on non‐ICU hospital floors. Related to these disadvantages, the results presented here might position the implementation of the Earlysense monitor as a preferred alternative.

This study has several important limitations. This was a retrospective noninterventional study limited to internal medicine patients. Our patients served as a derivation cohort, alert thresholds were set post hoc, and sensitivity and specificity were internally validated. It remains to be shown that the results shown here can be reproduced in a real‐time interventional study. We only included patients who were considered above average risk within medical wards, as we were hoping to capture more clinical deteriorations with a relatively small cohort. We cannot rule out that our results might be biased and may not similarly apply to all non‐ICU medical patients. Finally, the retrospective nature of this study did not allow us to assess other outcomes of appropriateness, such as staff objective assessment of alert appropriateness or change in clinical management as a result of an alert. When using these devices in the alert mode, alert thresholds may be changed by the clinical staff based on clinical judgment to further lower false alerts and alert frequency. We also did not collect information that could have allowed us to assess clinical usefulness of the alerts compared to routine clinical assessment. Documenting whether the clinical events were suspected beforehand by the clinical teams could have allowed us to assess clinical usefulness. Future interventional studies are needed to validate the Earlysense system prospectively in both medical and surgical floor settings, first using a common alert threshold alerting system and secondly using the smart trend alerts described here.

In conclusion, we found that the Earlysense monitor is able to continuously measure RR and HR, providing low alert frequency. The current study demonstrates the potential of this system to provide timely prediction of patient deterioration. Utilizing a smart trend algorithm has been shown to improve the device's accuracy and reduce associated alert burden and false‐positive alerts.

Acknowledgements

Disclosures: The study was funded by an industry grant provided by Earlysense LTD. Eyal Zimlichman, MD, MSc Ronen Rozenblum, PhD, MPH, and Jeffrey M. Rothschild, MD, MPH, have each received a research grant supported by Earlysense LTD. Martine Szyper‐Kravitz, MD, Avraham Unterman, MD, Howard Amital, MD, MHA, and Yehuda Shoenfeld, MD, report no conflicts of interest. Zvika Shinar, PhD, Tal Klap, and Shiraz Levkovich are employed by Earlysense LTD and are holding equity with the company.

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References
  1. Landrigan CP,Parry GJ,Bones CB,Hackbarth AD,Goldmann DA,Sharek PJ.Temporal trends in rates of patient harm resulting from medical care.N Engl J Med.2010;363(22):21242134.
  2. Devita MA,Bellomo R,Hillman K, et al.Findings of the first consensus conference on medical emergency teams.Crit Care Med.2006;34(9):24632478.
  3. Young MP,Gooder VJ,McBride K,James B,Fisher ES.Inpatient transfers to the intensive care unit: delays are associated with increased mortality and morbidity.J Gen Intern Med.2003;18(2):7783.
  4. Hillman K,Parr M,Flabouris A,Bishop G,Stewart A.Redefining in‐hospital resuscitation: the concept of the medical emergency team.Resuscitation.2001;48(2):105110.
  5. Institute for Healthcare Improvement (IHI). Protecting 5 million lives from harm. Available at: www.ihi.org/ihi/programs/campaign. Accessed September 8,2011.
  6. Hillman K,Chen J,Cretikos M, et al.Introduction of the medical emergency team (MET) system: a cluster‐randomised controlled trial.Lancet.2005;365(9477):20912097.
  7. Chan PS,Jain R,Nallmothu BK,Berg RA,Sasson C.Rapid response teams: a systematic review and meta‐analysis.Arch Intern Med.2010;170(1):1826.
  8. Buist MD,Jarmolowski E,Burton PR,Bernard SA,Waxman BP,Anderson J.Recognising clinical instability in hospital patients before cardiac arrest or unplanned admission to intensive care. A pilot study in a tertiary‐care hospital.Med J Aust.1999;171(1):2225.
  9. Kause J,Smith G,Prytherch D,Parr M,Flabouris A,Hillman K.A comparison of antecedents to cardiac arrests, deaths and emergency intensive care admissions in Australia and New Zealand, and the United Kingdom—the ACADEMIA study.Resuscitation.2004;62(3):275282.
  10. Rivers E,Nguyen B,Havstad S, et al.Early goal‐directed therapy in the treatment of severe sepsis and septic shock.N Engl J Med.2001;345(19):13681377.
  11. Hollenberg SM.Top ten list in myocardial infarction.Chest.2000;118(5):14771479.
  12. Yang Q,Botto LD,Erickson JD, et al.Improvement in stroke mortality in Canada and the United States, 1990 to 2002.Circulation.2006;113(10):13351343.
  13. DeVita MA,Smith GB,Adam SK, et al.“Identifying the hospitalised patient in crisis”—a consensus conference on the afferent limb of rapid response systems.Resuscitation.2010;81(4):375382.
  14. Ben‐Ari J,Zimlichman E,Adi N,Sorkine P.Contactless respiratory and heart rate monitoring: validation of an innovative tool.J Med Eng Technol.2010;35(7–8):393398.
  15. Zimlichman E,Szyper‐Kravitz M,Unterman A,Goldman A,Levkovich S,Shoenfeld Y.How is my patient doing? Evaluating hospitalized patients using continuous vital signs monitoring.Isr Med Assoc J.2009;11(6):382394.
  16. Borowski M,Gorges M,Fried R,Such O,Wrede C,Imhoff M.Medical device alarms.Biomed Tech (Berl).2011;56(2):7383.
  17. Tsien CL,Fackler JC.Poor prognosis for existing monitors in the intensive care unit.Crit Care Med.1997;25(4):614619.
  18. Lawless ST.Crying wolf: false alarms in a pediatric intensive care unit.Crit Care Med.1994;22(6):981985.
  19. Siebig S,Kuhls S,Imhoff M,Gather U,Scholmerich J,Wrede CE.Intensive care unit alarms—how many do we need?Crit Care Med.2010;38(2):451456.
  20. Atzema C,Schull MJ,Borgundvaag B,Slaughter GR,Lee CK.Alarmed: adverse events in low‐risk patients with chest pain receiving continuous electrocardiographic monitoring in the emergency department. A pilot study.Am J Emerg Med.2006;24(1):6267.
  21. Chambrin MC,Ravaux P,Calvelo‐Aros D,Jaborska A,Chopin C,Boniface B.Multicentric study of monitoring alarms in the adult intensive care unit (ICU): a descriptive analysis.Intensive Care Med.1999;25(12):13601366.
  22. Chambrin MC.Alarms in the intensive care unit: how can the number of false alarms be reduced?Crit Care.2001;5(4):184188.
  23. Hravnak M,Devita MA,Clontz A,Edwards L,Valenta C,Pinsky MR.Cardiorespiratory instability before and after implementing an integrated monitoring system.Crit Care Med.2011;39(1):6572.
  24. Yang P,Dumont G,Ansermino JM.Adaptive change detection in heart rate trend monitoring in anesthetized children.IEEE Trans Biomed Eng.2006;53(11):22112219.
  25. Hravnak M,Edwards L,Clontz A,Valenta C,Devita MA,Pinsky MR.Defining the incidence of cardiorespiratory instability in patients in step‐down units using an electronic integrated monitoring system.Arch Intern Med.2008;168(12):13001308.
  26. Sawyer AM,Deal EN,Labelle AJ, et al.Implementation of a real‐time computerized sepsis alert in nonintensive care unit patients.Crit Care Med.2011;39(3):469473.
  27. Thiel SW,Rosini JM,Shannon W,Doherty JA,Micek ST,Kollef MH.Early prediction of septic shock in hospitalized patients.J Hosp Med.2010;5(1):1925.
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Early recognition of acutely deteriorating patients in non‐intensive care units: Assessment of an innovative monitoring technology
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Sepsis Outcomes Across Settings

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Does sepsis treatment differ between primary and overflow intensive care units?

Sepsis is a major cause of death in hospitalized patients.13 It is recommended that patients with sepsis be treated with early appropriate antibiotics, as well as early goal‐directed therapy including fluid and vasopressor support according to evidence‐based guidelines.46 Following such evidence‐based protocols and process‐of‐care interventions has been shown to be associated with better patient outcomes, including decreased mortality.7, 8

Most patients with severe sepsis are cared for in intensive care units (ICUs). At times, there are no beds available in the primary ICU and patients presenting to the hospital with sepsis are cared for in other units. Patients admitted to a non‐preferred clinical inpatient setting are sometimes referred to as overflow.9 ICUs can differ significantly in staffing patterns, equipment, and training.10 It is not known if overflow sepsis patients receive similar care when admitted to non‐primary ICUs.

At our hospital, we have an active bed management system led by the hospitalist division.11 This system includes protocols to place sepsis patients in the overflow ICU if the primary ICU is full. We hypothesized that process‐of‐care interventions would be more strictly adhered to when sepsis patients were in the primary ICU rather than in the overflow unit at our institution.

METHODS

Design

This was a retrospective cohort study of all patients with sepsis admitted to either the primary medical intensive care unit (MICU) or the overflow cardiac intensive care unit (CICU) at our hospital between July 2009 and February 2010. We reviewed the admission database starting with the month of February 2010 and proceeded backwards, month by month, until we reached the target number of patients.

Setting

The study was conducted at our 320‐bed, university‐affiliated academic medical center in Baltimore, MD. The MICU and the CICU are closed units that are located adjacent to each other and have 12 beds each. They are staffed by separate pools of attending physicians trained in pulmonary/critical care medicine and cardiovascular diseases, respectively, and no attending physician attends in both units. During the study period, there were 10 unique MICU and 14 unique CICU attending physicians; while most attending physicians covered the unit for 14 days, none of the physicians were on service more than 2 of the 2‐week blocks (28 days). Each unit is additionally staffed by fellows of the respective specialties, and internal medicine residents and interns belonging to the same residency program (who rotate through both ICUs). Residents and fellows are generally assigned to these ICUs for 4 continuous weeks. The assignment of specific attendings, fellows, and residents to either ICU is performed by individual division administrators on a rotational basis based on residency, fellowship, and faculty service requirements. The teams in each ICU function independently of each other. Clinical care of patients requiring the assistance of the other specialty (pulmonary medicine or cardiology) have guidance conferred via an official consultation. Orders on patients in both ICUs are written by the residents using the same computerized order entry system (CPOE) under the supervision of their attending physicians. The nursing staff is exclusive to each ICU. The respiratory therapists spend time in both units. The nursing and respiratory therapy staff in both ICUs are similarly trained and certified, and have the same patient‐to‐nursing ratios.

Subjects

All patients admitted with a possible diagnosis of sepsis to either the MICU or CICU were identified by querying the hospital electronic triage database called etriage. This Web‐based application is used to admit patients to all the Medicine services at our hospital. We employed a wide case‐finding net using keywords that included pneumonia, sepsis, hypotension, high lactate, hypoxia, UTI (urinary tract infection)/urosepsis, SIRS (systemic inflammatory response syndrome), hypothermia, and respiratory failure. A total of 197 adult patients were identified. The charts and the electronic medical record (EMR) of these patients were then reviewed to determine the presence of a sepsis diagnosis using standard consensus criteria.12 Severe sepsis was defined by sepsis associated with organ dysfunction, hypoperfusion, or hypotension using criteria described by Bone et al.12

Fifty‐six did not meet the criteria for sepsis and were excluded from the analysis. A total of 141 patients were included in the study. This being a pilot study, we did not have any preliminary data regarding adherence to sepsis guidelines in overflow ICUs to calculate appropriate sample size. However, in 2 recent studies of dedicated ICUs (Ferrer et al13 and Castellanos‐Ortega et al14), the averaged adherence to a single measure like checking of lactate level was 27% pre‐intervention and 62% post‐intervention. With alpha level 0.05 and 80% power, one would need 31 patients in each unit to detect such differences with respect to this intervention. Although this data does not necessarily apply to overflow ICUs or for combination of processes, we used a goal of having at least 31 patients in each ICU.

The study was approved by the Johns Hopkins Institutional Review Board. The need for informed consent was waived given the retrospective nature of the study.

Data Extraction Process and Procedures

The clinical data was extracted from the EMR and patient charts using a standardized data extraction instrument, modified from a case report form (CRF) used and validated in previous studies.15, 16 The following procedures were used for the data extraction:

  • The data extractors included 4 physicians and 1 research assistant and were trained and tested by a single expert in data review and extraction.

  • Lab data was transcribed directly from the EMR. Calculation of acute physiology and chronic health evaluation (APACHE II) scores were done using the website http://www.sfar.org/subores2/apache22.html (Socit Franaise d'Anesthsie et de Ranimation). Sepsis‐related organ failure assessment (SOFA) scores were calculated using usual criteria.17

  • Delivery of specific treatments and interventions, including their timing, was extracted from the EMR.

  • The attending physicians' notes were used as the final source to assign diagnoses such as presence of acute lung injury, site of infection, and record interventions.

 

Data Analysis

Analyses focused primarily on assessing whether patients were treated differently between the MICU and CICU. The primary exposure variables were the process‐of‐care measures. We specifically used measurement of central venous saturation, checking of lactate level, and administration of antibiotics within 60 minutes in patients with severe sepsis as our primary process‐of‐care measures.13 Continuous variables were reported as mean standard deviation, and Student's t tests were used to compare the 2 groups. Categorical data were expressed as frequency distributions, and chi‐square tests were used to identify differences between the 2 groups. All tests were 2‐tailed with statistical significance set at 0.05. Statistical analysis was performed using SPSS version 19.0. (IBM, Armonk, NY).

To overcome data constraints, we created a dichotomous variable for each of the 3 primary processes‐of‐care (indicating receipt of process or not) and then combined them into 1 dichotomous variable indicating whether or not the patients with severe sepsis received all 3 primary processes‐of‐care. The combined variable was the key independent variable in the model.

We performed logistic regression analysis on patients with severe sepsis. The equation Logit [P(ICU Type = CICU)] = + 1Combined + 2Age describes the framework of the model, with ICU type being the dependent variable, and the combined variable of patients receiving all primary measures being the independent variable and controlled for age. Logistic regression was performed using JMP (SAS Institute, Inc, Cary, NC).

We additionally performed a secondary analysis to explore possible predictors of mortality using a logistic regression model, with the event of death as the dependent variable, and age, APACHE II scores, combined processes‐of‐care, and ICU type included as independent variables.

RESULTS

There were 100 patients admitted to the MICU and 41 patients admitted to the CICU during the study period (Table 1). The majority of the patients were admitted to the ICUs directly from the emergency department (ED) (n = 129), with a small number of patients who were transferred from the Medicine floors (n = 12).

Baseline Patient Characteristics for the 141 Patients Admitted to Intensive Care Units With Sepsis During the Study Period
 MICU (N =100)CICU (N =41)P Value
  • Abbreviations: CICU, cardiac intensive care unit; MICU, medical intensive care unit; APACHE II, acute physiology and chronic health evaluation; SOFA, sepsis‐related organ failure assessment.

Age in years, mean SD67 14.872 15.10.11
Female, n (%)57 (57)27 (66)0.33
Patients with chronic organ insufficiency, n (%)59 (59)22 (54)0.56
Patients with severe sepsis, n (%)88 (88)21 (51)<0.001
Patients needing mechanical ventilation, n (%)43 (43)14 (34)0.33
APACHE II score, mean SD25.53 9.1124.37 9.530.50
SOFA score on day 1, mean SD7.09 3.556.71 4.570.60
Patients with acute lung injury on presentation, n (%)8 (8)2 (5)0.50

There were no significant differences between the 2 study groups in terms of age, sex, primary site of infection, mean APACHE II score, SOFA scores on day 1, chronic organ insufficiency, immune suppression, or need for mechanical ventilation (Table 1). The most common site of infection was lung. There were significantly more patients with severe sepsis in the MICU (88% vs 51%, P <0.001).

Sepsis Process‐of‐Care Measures

There were no significant differences in the proportion of severe sepsis patients who had central venous saturation checked (MICU: 46% vs CICU: 41%, P = 0.67), lactate level checked (95% vs 100%, P = 0.37), or received antibiotics within 60 minutes of presentation (75% vs 69%, P = 0.59) (Table 2). Multiple other processes and treatments were delivered similarly, as shown in Table 2.

ICU Treatments and Processes‐of‐Care for Patients With Sepsis During the Study Period
Primary Process‐of‐Care Measures (Severe Sepsis Patients)MICU (N = 88)CICU (N = 21)P Value
  • Abbreviations: CICU, cardiac intensive care unit; DVT, deep vein thrombosis; GI, gastrointestinal; ICU, intensive care unit; MICU, medical intensive care unit; RBC, red blood cell; SD, standard deviation. * Missing data causes percentages to be other than what might be suspected if it were available for all patients.

Patients with central venous oxygen saturation checked, n (%)*31 (46)7 (41)0.67
Patients with lactate level checked, n (%)*58 (95)16 (100)0.37
Received antibiotics within 60 min, n (%)*46 (75)11 (69)0.59
Patients who had all 3 above processes and treatments, n (%)19 (22)4 (19)0.79
Received vasopressor, n (%)25 (28)8 (38)0.55
ICU Treatments and Processes (All Sepsis Patients)(N =100)(N = 41) 
Fluid balance 24 h after admission in liters, mean SD1.96 2.421.42 2.630.24
Patients who received stress dose steroids, n (%)11 (11)4 (10)0.83
Patients who received Drotrecogin alfa, n (%)0 (0)0 (0) 
Morning glucose 24 h after admission in mg/dL, mean SD161 111144 800.38
Received DVT prophylaxis within 24 h of admission, n (%)74 (74)20 (49)0.004
Received GI prophylaxis within 24 h of admission, n (%)68 (68)18 (44)0.012
Received RBC transfusion within 24 h of admission, n (%)8 (8)7 (17)0.11
Received renal replacement therapy, n (%)13 (13)3 (7)0.33
Received a spontaneous breathing trial within 24 h of admission, n (%)*4 (11)4 (33)0.07

Logistic regression analysis examining the receipt of all 3 primary processes‐of‐care while controlling for age revealed that the odds of the being in one of the ICUs was not significantly different (P = 0.85). The secondary analysis regression models revealed that only the APACHE II score (odds ratio [OR] = 1.21; confidence interval [CI], 1.121.31) was significantly associated with higher odds of mortality. ICU‐type [MICU vs CICU] (OR = 1.85; CI, 0.428.20), age (OR = 1.01; CI, 0.971.06), and combined processes of care (OR = 0.26; CI, 0.071.01) did not have significant associations with odds of mortality.

A review of microbiologic sensitivities revealed a trend towards significance that the cultured microorganism(s) was likely to be resistant to the initial antibiotics administered in MICU vs CICU (15% vs 5%, respectively, P = 0.09).

Mechanical Ventilation Parameters

The majority of the ventilated patients were admitted to each ICU in assist control (AC) mode. There were no significant differences in categories of mean tidal volume (TV) (P = 0.3), mean plateau pressures (P = 0.12), mean fraction of inspired oxygen (FiO2) (P = 0.95), and mean positive end‐expiratory pressures (PEEP) (P = 0.98) noted across the 2 units at the time of ICU admission, and also 24 hours after ICU admission. Further comparison of measurements of tidal volumes and plateau pressures over 7 days of ICU stay revealed no significant differences in the 2 ICUs (P = 0.40 and 0.57, respectively, on day 7 of ICU admission). There was a trend towards significance in fewer patients in the MICU receiving spontaneous breathing trial within 24 hours of ICU admission (11% vs 33%, P = 0.07) (Table 2).

Patient Outcomes

There were no significant differences in ICU mortality (MICU 19% vs CICU 10%, P = 0.18), or hospital mortality (21% vs 15%, P = 0.38) across the units (Table 3). Mean ICU and hospital length of stay (LOS) and proportion of patients discharged home with unassisted breathing were similar (Table 3).

Patient Outcomes for the 141 Patients Admitted to the Intensive Care Units With Sepsis During the Study Period
Patient OutcomesMICU (N = 100)CICU (N = 41)P Value
  • Abbreviations: CICU, cardiac intensive care unit; ICU, intensive care unit; MICU, medical intensive care unit; SD, standard deviation.

ICU mortality, n (%)19 (19)4 (10)0.18
Hospital mortality, n (%)21 (21)6 (15)0.38
Discharged home with unassisted breathing, n (%)33 (33)19 (46)0.14
ICU length of stay in days, mean SD4.78 6.244.92 6.320.97
Hospital length of stay in days, mean SD9.68 9.229.73 9.330.98

DISCUSSION

Since sepsis is more commonly treated in the medical ICU and some data suggests that specialty ICUs may be better at providing desired care,18, 19 we believed that patients treated in the MICU would be more likely to receive guideline‐concordant care. The study refutes our a priori hypothesis and reveals that evidence‐based processes‐of‐care associated with improved outcomes for sepsis are similarly implemented at our institution in the primary and overflow ICU. These findings are important, as ICU bed availability is a frequent problem and many hospitals overflow patients to non‐primary ICUs.9, 20

The observed equivalence in the care delivered may be a function of the relatively high number of patients with sepsis treated in the overflow unit, thereby giving the delivery teams enough experience to provide the desired care. An alternative explanation could be that the residents in CICU brought with them the experience from having previously trained in the MICU. Although, some of the care processes for sepsis patients are influenced by the CPOE (with embedded order sets and protocols), it is unlikely that CPOE can fully account for similarity in care because many processes and therapies (like use of steroids, amount of fluid delivered in first 24 hours, packed red blood cells [PRBC] transfusion, and spontaneous breathing trials) are not embedded within order sets.

The significant difference noted in the areas of deep vein thrombosis (DVT) and gastrointestinal (GI) prophylaxis within 24 hours of ICU admission was unexpected. These preventive therapies are included in initial order sets in the CPOE, which prompt physicians to order them as standard‐of‐care. With respect to DVT prophylaxis, we suspect that some of the difference might be attributable to specific contraindications to its use, which could have been more common in one of the units. There were more patients in MICU on mechanical ventilation (although not statistically significant) and with severe sepsis (statistically significant) at time of admission, which might have contributed to the difference noted in use of GI prophylaxis. It is also plausible that these differences might have disappeared if they were reassessed beyond 24 hours into the ICU admission. We cannot rule out the presence of unit‐ and physician‐level differences that contributed to this. Likewise, there was an unexpected trend towards significance, wherein more patients in CICU had spontaneous breathing trials within 24 hours of admission. This might also be explained by the higher number of patients with severe sepsis in the MICU (preempting any weaning attempts). These caveats aside, it is reassuring that, at our institution, admitting septic patients to the first available ICU bed does not adversely affect important processes‐of‐care.

One might ask whether this study's data should reassure other sites who are boarding septic patients in non‐primary ICUs. Irrespective of the number of patients studied or the degree of statistical significance of the associations, an observational study design cannot prove that boarding septic patients in non‐primary ICUs is either safe or unsafe. However, we hope that readers reflect on, and take inventory of, systems issues that may be different between unitswith an eye towards eliminating variation such that all units managing septic patients are primed to deliver guideline‐concordant care. Other hospitals that use CPOE with sepsis order sets, have protocols for sepsis care, and who train nursing and respiratory therapists to meet high standards might be pleased to see that the patients in our study received comparable, high‐quality care across the 2 units. While our data suggests that boarding patients in overflow units may be safe, these findings would need to be replicated at other sites using prospective designs to prove safety.

Length of emergency room stay prior to admission is associated with higher mortality rates.2123 At many hospitals, critical care beds are a scarce resource such that most hospitals have a policy for the triage of patients to critical care beds.24, 25 Lundberg and colleagues' study demonstrated that patients who developed septic shock on the medical wards experienced delays in receipt of intravenous fluids, inotropic agents and transfer to a critical care setting.26 Thus, rather than waiting in the ED or on the medical service for an MICU bed to become available, it may be most wise to admit a critically sick septic patient to the first available ICU bed, even to an overflow ICU. In a recent study by Sidlow and Aggarwal, 1104 patients discharged from the coronary care unit (CCU) with a non‐cardiac primary diagnosis were compared to patients admitted to the MICU in the same hospital.27 The study found no differences in patient mortality, 30‐day readmission rate, hospital LOS, ICU LOS, and safety outcomes of ventilator‐associated pneumonia and catheter‐associated bloodstream infections between ICUs. However, their study did not examine processes‐of‐care delivered between the primary ICU and the overflow unit, and did not validate the primary diagnoses of patients admitted to the ICU.

Several limitations of this study should be considered. First, this study was conducted at a single center. Second, we used a retrospective study design; however, a prospective study randomizing patients to 1 of the 2 units would likely never be possible. Third, the relatively small number of patients limited the power of the study to detect mortality differences between the units. However, this was a pilot study focused on processes of care as opposed to clinical outcomes. Fourth, it is possible that we did not capture every single patient with sepsis with our keyword search. Our use of a previously validated screening process should have limited the number of missed cases.15, 16 Fifth, although the 2 ICUs have exclusive nursing staff and attending physicians, the housestaff and respiratory therapists do rotate between the 2 ICUs and place orders in the common CPOE. The rotating housestaff may certainly represent a source for confounding, but the large numbers (>30) of evenly spread housestaff over the study period minimizes the potential for any trainee to be responsible for a large proportion of observed practice. Sixth, ICU attendings are the physicians of record and could influence the results. Because no attending physician was on service for more than 4 weeks during the study period, and patients were equally spread over this same time, concerns about clustering and biases this may have created should be minimal but cannot be ruled out. Seventh, some interventions and processes, such as antibiotic administration and measurement of lactate, may have been initiated in the ED, thereby decreasing the potential for differences between the groups. Additionally, we cannot rule out the possibility that factors other than bed availability drove the admission process (we found that the relative proportion of patients admitted to overflow ICU during hours of ambulance diversion was similar to the overflow ICU admissions during non‐ambulance diversion hours). It is possible that some selection bias by the hospitalist assigning patients to specific ICUs influenced their triage decisionsalthough all triaging doctors go through the same process of training in active bed management.11 While more patients admitted to the MICU had severe sepsis, there were no differences between groups in APACHE II or SOFA scores. However, we cannot rule out that there were other residual confounders. Finally, in a small number of cases (4/41, 10%), the CICU team consulted the MICU attending for assistance. This input had the potential to reduce disparities in care between the units.

Overflowing patients to non‐primary ICUs occurs in many hospitals. Our study demonstrates that sepsis treatment for overflow patients may be similar to that received in the primary ICU. While a large multicentered and randomized trial could determine whether significant management and outcome differences exist between primary and overflow ICUs, feasibility concerns make it unlikely that such a study will ever be conducted.

Acknowledgements

Disclosure: Dr Wright is a Miller‐Coulson Family Scholar and this work is supported by the Miller‐Coulson family through the Johns Hopkins Center for Innovative Medicine. Dr Sevransky was supported with a grant from National Institute of General Medical Sciences, NIGMS K‐23‐1399. All other authors disclose no relevant or financial conflicts of interest.

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  23. Shen YC,Hsia RY.Association between ambulance diversion and survival among patients with acute myocardial infarction.JAMA.2011;305(23):24402447.
  24. Teres D.Civilian triage in the intensive care unit: the ritual of the last bed.Crit Care Med.1993;21(4):598606.
  25. Sinuff T,Kahnamoui K,Cook DJ,Luce JM,Levy MM;for the Values Ethics and Rationing in Critical Care Task Force.Rationing critical care beds: a systematic review.Crit Care Med.2004;32(7):15881597.
  26. Lundberg JS,Perl TM,Wiblin T, et al.Septic shock: an analysis of outcomes for patients with onset on hospital wards versus intensive care units.Crit Care Med.1998;26(6):10201024.
  27. Sidlow R,Aggarwal V.“The MICU is full”: one hospital's experience with an overflow triage policy.Jt Comm J Qual Patient Saf.2011;37(10):456460.
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Sepsis is a major cause of death in hospitalized patients.13 It is recommended that patients with sepsis be treated with early appropriate antibiotics, as well as early goal‐directed therapy including fluid and vasopressor support according to evidence‐based guidelines.46 Following such evidence‐based protocols and process‐of‐care interventions has been shown to be associated with better patient outcomes, including decreased mortality.7, 8

Most patients with severe sepsis are cared for in intensive care units (ICUs). At times, there are no beds available in the primary ICU and patients presenting to the hospital with sepsis are cared for in other units. Patients admitted to a non‐preferred clinical inpatient setting are sometimes referred to as overflow.9 ICUs can differ significantly in staffing patterns, equipment, and training.10 It is not known if overflow sepsis patients receive similar care when admitted to non‐primary ICUs.

At our hospital, we have an active bed management system led by the hospitalist division.11 This system includes protocols to place sepsis patients in the overflow ICU if the primary ICU is full. We hypothesized that process‐of‐care interventions would be more strictly adhered to when sepsis patients were in the primary ICU rather than in the overflow unit at our institution.

METHODS

Design

This was a retrospective cohort study of all patients with sepsis admitted to either the primary medical intensive care unit (MICU) or the overflow cardiac intensive care unit (CICU) at our hospital between July 2009 and February 2010. We reviewed the admission database starting with the month of February 2010 and proceeded backwards, month by month, until we reached the target number of patients.

Setting

The study was conducted at our 320‐bed, university‐affiliated academic medical center in Baltimore, MD. The MICU and the CICU are closed units that are located adjacent to each other and have 12 beds each. They are staffed by separate pools of attending physicians trained in pulmonary/critical care medicine and cardiovascular diseases, respectively, and no attending physician attends in both units. During the study period, there were 10 unique MICU and 14 unique CICU attending physicians; while most attending physicians covered the unit for 14 days, none of the physicians were on service more than 2 of the 2‐week blocks (28 days). Each unit is additionally staffed by fellows of the respective specialties, and internal medicine residents and interns belonging to the same residency program (who rotate through both ICUs). Residents and fellows are generally assigned to these ICUs for 4 continuous weeks. The assignment of specific attendings, fellows, and residents to either ICU is performed by individual division administrators on a rotational basis based on residency, fellowship, and faculty service requirements. The teams in each ICU function independently of each other. Clinical care of patients requiring the assistance of the other specialty (pulmonary medicine or cardiology) have guidance conferred via an official consultation. Orders on patients in both ICUs are written by the residents using the same computerized order entry system (CPOE) under the supervision of their attending physicians. The nursing staff is exclusive to each ICU. The respiratory therapists spend time in both units. The nursing and respiratory therapy staff in both ICUs are similarly trained and certified, and have the same patient‐to‐nursing ratios.

Subjects

All patients admitted with a possible diagnosis of sepsis to either the MICU or CICU were identified by querying the hospital electronic triage database called etriage. This Web‐based application is used to admit patients to all the Medicine services at our hospital. We employed a wide case‐finding net using keywords that included pneumonia, sepsis, hypotension, high lactate, hypoxia, UTI (urinary tract infection)/urosepsis, SIRS (systemic inflammatory response syndrome), hypothermia, and respiratory failure. A total of 197 adult patients were identified. The charts and the electronic medical record (EMR) of these patients were then reviewed to determine the presence of a sepsis diagnosis using standard consensus criteria.12 Severe sepsis was defined by sepsis associated with organ dysfunction, hypoperfusion, or hypotension using criteria described by Bone et al.12

Fifty‐six did not meet the criteria for sepsis and were excluded from the analysis. A total of 141 patients were included in the study. This being a pilot study, we did not have any preliminary data regarding adherence to sepsis guidelines in overflow ICUs to calculate appropriate sample size. However, in 2 recent studies of dedicated ICUs (Ferrer et al13 and Castellanos‐Ortega et al14), the averaged adherence to a single measure like checking of lactate level was 27% pre‐intervention and 62% post‐intervention. With alpha level 0.05 and 80% power, one would need 31 patients in each unit to detect such differences with respect to this intervention. Although this data does not necessarily apply to overflow ICUs or for combination of processes, we used a goal of having at least 31 patients in each ICU.

The study was approved by the Johns Hopkins Institutional Review Board. The need for informed consent was waived given the retrospective nature of the study.

Data Extraction Process and Procedures

The clinical data was extracted from the EMR and patient charts using a standardized data extraction instrument, modified from a case report form (CRF) used and validated in previous studies.15, 16 The following procedures were used for the data extraction:

  • The data extractors included 4 physicians and 1 research assistant and were trained and tested by a single expert in data review and extraction.

  • Lab data was transcribed directly from the EMR. Calculation of acute physiology and chronic health evaluation (APACHE II) scores were done using the website http://www.sfar.org/subores2/apache22.html (Socit Franaise d'Anesthsie et de Ranimation). Sepsis‐related organ failure assessment (SOFA) scores were calculated using usual criteria.17

  • Delivery of specific treatments and interventions, including their timing, was extracted from the EMR.

  • The attending physicians' notes were used as the final source to assign diagnoses such as presence of acute lung injury, site of infection, and record interventions.

 

Data Analysis

Analyses focused primarily on assessing whether patients were treated differently between the MICU and CICU. The primary exposure variables were the process‐of‐care measures. We specifically used measurement of central venous saturation, checking of lactate level, and administration of antibiotics within 60 minutes in patients with severe sepsis as our primary process‐of‐care measures.13 Continuous variables were reported as mean standard deviation, and Student's t tests were used to compare the 2 groups. Categorical data were expressed as frequency distributions, and chi‐square tests were used to identify differences between the 2 groups. All tests were 2‐tailed with statistical significance set at 0.05. Statistical analysis was performed using SPSS version 19.0. (IBM, Armonk, NY).

To overcome data constraints, we created a dichotomous variable for each of the 3 primary processes‐of‐care (indicating receipt of process or not) and then combined them into 1 dichotomous variable indicating whether or not the patients with severe sepsis received all 3 primary processes‐of‐care. The combined variable was the key independent variable in the model.

We performed logistic regression analysis on patients with severe sepsis. The equation Logit [P(ICU Type = CICU)] = + 1Combined + 2Age describes the framework of the model, with ICU type being the dependent variable, and the combined variable of patients receiving all primary measures being the independent variable and controlled for age. Logistic regression was performed using JMP (SAS Institute, Inc, Cary, NC).

We additionally performed a secondary analysis to explore possible predictors of mortality using a logistic regression model, with the event of death as the dependent variable, and age, APACHE II scores, combined processes‐of‐care, and ICU type included as independent variables.

RESULTS

There were 100 patients admitted to the MICU and 41 patients admitted to the CICU during the study period (Table 1). The majority of the patients were admitted to the ICUs directly from the emergency department (ED) (n = 129), with a small number of patients who were transferred from the Medicine floors (n = 12).

Baseline Patient Characteristics for the 141 Patients Admitted to Intensive Care Units With Sepsis During the Study Period
 MICU (N =100)CICU (N =41)P Value
  • Abbreviations: CICU, cardiac intensive care unit; MICU, medical intensive care unit; APACHE II, acute physiology and chronic health evaluation; SOFA, sepsis‐related organ failure assessment.

Age in years, mean SD67 14.872 15.10.11
Female, n (%)57 (57)27 (66)0.33
Patients with chronic organ insufficiency, n (%)59 (59)22 (54)0.56
Patients with severe sepsis, n (%)88 (88)21 (51)<0.001
Patients needing mechanical ventilation, n (%)43 (43)14 (34)0.33
APACHE II score, mean SD25.53 9.1124.37 9.530.50
SOFA score on day 1, mean SD7.09 3.556.71 4.570.60
Patients with acute lung injury on presentation, n (%)8 (8)2 (5)0.50

There were no significant differences between the 2 study groups in terms of age, sex, primary site of infection, mean APACHE II score, SOFA scores on day 1, chronic organ insufficiency, immune suppression, or need for mechanical ventilation (Table 1). The most common site of infection was lung. There were significantly more patients with severe sepsis in the MICU (88% vs 51%, P <0.001).

Sepsis Process‐of‐Care Measures

There were no significant differences in the proportion of severe sepsis patients who had central venous saturation checked (MICU: 46% vs CICU: 41%, P = 0.67), lactate level checked (95% vs 100%, P = 0.37), or received antibiotics within 60 minutes of presentation (75% vs 69%, P = 0.59) (Table 2). Multiple other processes and treatments were delivered similarly, as shown in Table 2.

ICU Treatments and Processes‐of‐Care for Patients With Sepsis During the Study Period
Primary Process‐of‐Care Measures (Severe Sepsis Patients)MICU (N = 88)CICU (N = 21)P Value
  • Abbreviations: CICU, cardiac intensive care unit; DVT, deep vein thrombosis; GI, gastrointestinal; ICU, intensive care unit; MICU, medical intensive care unit; RBC, red blood cell; SD, standard deviation. * Missing data causes percentages to be other than what might be suspected if it were available for all patients.

Patients with central venous oxygen saturation checked, n (%)*31 (46)7 (41)0.67
Patients with lactate level checked, n (%)*58 (95)16 (100)0.37
Received antibiotics within 60 min, n (%)*46 (75)11 (69)0.59
Patients who had all 3 above processes and treatments, n (%)19 (22)4 (19)0.79
Received vasopressor, n (%)25 (28)8 (38)0.55
ICU Treatments and Processes (All Sepsis Patients)(N =100)(N = 41) 
Fluid balance 24 h after admission in liters, mean SD1.96 2.421.42 2.630.24
Patients who received stress dose steroids, n (%)11 (11)4 (10)0.83
Patients who received Drotrecogin alfa, n (%)0 (0)0 (0) 
Morning glucose 24 h after admission in mg/dL, mean SD161 111144 800.38
Received DVT prophylaxis within 24 h of admission, n (%)74 (74)20 (49)0.004
Received GI prophylaxis within 24 h of admission, n (%)68 (68)18 (44)0.012
Received RBC transfusion within 24 h of admission, n (%)8 (8)7 (17)0.11
Received renal replacement therapy, n (%)13 (13)3 (7)0.33
Received a spontaneous breathing trial within 24 h of admission, n (%)*4 (11)4 (33)0.07

Logistic regression analysis examining the receipt of all 3 primary processes‐of‐care while controlling for age revealed that the odds of the being in one of the ICUs was not significantly different (P = 0.85). The secondary analysis regression models revealed that only the APACHE II score (odds ratio [OR] = 1.21; confidence interval [CI], 1.121.31) was significantly associated with higher odds of mortality. ICU‐type [MICU vs CICU] (OR = 1.85; CI, 0.428.20), age (OR = 1.01; CI, 0.971.06), and combined processes of care (OR = 0.26; CI, 0.071.01) did not have significant associations with odds of mortality.

A review of microbiologic sensitivities revealed a trend towards significance that the cultured microorganism(s) was likely to be resistant to the initial antibiotics administered in MICU vs CICU (15% vs 5%, respectively, P = 0.09).

Mechanical Ventilation Parameters

The majority of the ventilated patients were admitted to each ICU in assist control (AC) mode. There were no significant differences in categories of mean tidal volume (TV) (P = 0.3), mean plateau pressures (P = 0.12), mean fraction of inspired oxygen (FiO2) (P = 0.95), and mean positive end‐expiratory pressures (PEEP) (P = 0.98) noted across the 2 units at the time of ICU admission, and also 24 hours after ICU admission. Further comparison of measurements of tidal volumes and plateau pressures over 7 days of ICU stay revealed no significant differences in the 2 ICUs (P = 0.40 and 0.57, respectively, on day 7 of ICU admission). There was a trend towards significance in fewer patients in the MICU receiving spontaneous breathing trial within 24 hours of ICU admission (11% vs 33%, P = 0.07) (Table 2).

Patient Outcomes

There were no significant differences in ICU mortality (MICU 19% vs CICU 10%, P = 0.18), or hospital mortality (21% vs 15%, P = 0.38) across the units (Table 3). Mean ICU and hospital length of stay (LOS) and proportion of patients discharged home with unassisted breathing were similar (Table 3).

Patient Outcomes for the 141 Patients Admitted to the Intensive Care Units With Sepsis During the Study Period
Patient OutcomesMICU (N = 100)CICU (N = 41)P Value
  • Abbreviations: CICU, cardiac intensive care unit; ICU, intensive care unit; MICU, medical intensive care unit; SD, standard deviation.

ICU mortality, n (%)19 (19)4 (10)0.18
Hospital mortality, n (%)21 (21)6 (15)0.38
Discharged home with unassisted breathing, n (%)33 (33)19 (46)0.14
ICU length of stay in days, mean SD4.78 6.244.92 6.320.97
Hospital length of stay in days, mean SD9.68 9.229.73 9.330.98

DISCUSSION

Since sepsis is more commonly treated in the medical ICU and some data suggests that specialty ICUs may be better at providing desired care,18, 19 we believed that patients treated in the MICU would be more likely to receive guideline‐concordant care. The study refutes our a priori hypothesis and reveals that evidence‐based processes‐of‐care associated with improved outcomes for sepsis are similarly implemented at our institution in the primary and overflow ICU. These findings are important, as ICU bed availability is a frequent problem and many hospitals overflow patients to non‐primary ICUs.9, 20

The observed equivalence in the care delivered may be a function of the relatively high number of patients with sepsis treated in the overflow unit, thereby giving the delivery teams enough experience to provide the desired care. An alternative explanation could be that the residents in CICU brought with them the experience from having previously trained in the MICU. Although, some of the care processes for sepsis patients are influenced by the CPOE (with embedded order sets and protocols), it is unlikely that CPOE can fully account for similarity in care because many processes and therapies (like use of steroids, amount of fluid delivered in first 24 hours, packed red blood cells [PRBC] transfusion, and spontaneous breathing trials) are not embedded within order sets.

The significant difference noted in the areas of deep vein thrombosis (DVT) and gastrointestinal (GI) prophylaxis within 24 hours of ICU admission was unexpected. These preventive therapies are included in initial order sets in the CPOE, which prompt physicians to order them as standard‐of‐care. With respect to DVT prophylaxis, we suspect that some of the difference might be attributable to specific contraindications to its use, which could have been more common in one of the units. There were more patients in MICU on mechanical ventilation (although not statistically significant) and with severe sepsis (statistically significant) at time of admission, which might have contributed to the difference noted in use of GI prophylaxis. It is also plausible that these differences might have disappeared if they were reassessed beyond 24 hours into the ICU admission. We cannot rule out the presence of unit‐ and physician‐level differences that contributed to this. Likewise, there was an unexpected trend towards significance, wherein more patients in CICU had spontaneous breathing trials within 24 hours of admission. This might also be explained by the higher number of patients with severe sepsis in the MICU (preempting any weaning attempts). These caveats aside, it is reassuring that, at our institution, admitting septic patients to the first available ICU bed does not adversely affect important processes‐of‐care.

One might ask whether this study's data should reassure other sites who are boarding septic patients in non‐primary ICUs. Irrespective of the number of patients studied or the degree of statistical significance of the associations, an observational study design cannot prove that boarding septic patients in non‐primary ICUs is either safe or unsafe. However, we hope that readers reflect on, and take inventory of, systems issues that may be different between unitswith an eye towards eliminating variation such that all units managing septic patients are primed to deliver guideline‐concordant care. Other hospitals that use CPOE with sepsis order sets, have protocols for sepsis care, and who train nursing and respiratory therapists to meet high standards might be pleased to see that the patients in our study received comparable, high‐quality care across the 2 units. While our data suggests that boarding patients in overflow units may be safe, these findings would need to be replicated at other sites using prospective designs to prove safety.

Length of emergency room stay prior to admission is associated with higher mortality rates.2123 At many hospitals, critical care beds are a scarce resource such that most hospitals have a policy for the triage of patients to critical care beds.24, 25 Lundberg and colleagues' study demonstrated that patients who developed septic shock on the medical wards experienced delays in receipt of intravenous fluids, inotropic agents and transfer to a critical care setting.26 Thus, rather than waiting in the ED or on the medical service for an MICU bed to become available, it may be most wise to admit a critically sick septic patient to the first available ICU bed, even to an overflow ICU. In a recent study by Sidlow and Aggarwal, 1104 patients discharged from the coronary care unit (CCU) with a non‐cardiac primary diagnosis were compared to patients admitted to the MICU in the same hospital.27 The study found no differences in patient mortality, 30‐day readmission rate, hospital LOS, ICU LOS, and safety outcomes of ventilator‐associated pneumonia and catheter‐associated bloodstream infections between ICUs. However, their study did not examine processes‐of‐care delivered between the primary ICU and the overflow unit, and did not validate the primary diagnoses of patients admitted to the ICU.

Several limitations of this study should be considered. First, this study was conducted at a single center. Second, we used a retrospective study design; however, a prospective study randomizing patients to 1 of the 2 units would likely never be possible. Third, the relatively small number of patients limited the power of the study to detect mortality differences between the units. However, this was a pilot study focused on processes of care as opposed to clinical outcomes. Fourth, it is possible that we did not capture every single patient with sepsis with our keyword search. Our use of a previously validated screening process should have limited the number of missed cases.15, 16 Fifth, although the 2 ICUs have exclusive nursing staff and attending physicians, the housestaff and respiratory therapists do rotate between the 2 ICUs and place orders in the common CPOE. The rotating housestaff may certainly represent a source for confounding, but the large numbers (>30) of evenly spread housestaff over the study period minimizes the potential for any trainee to be responsible for a large proportion of observed practice. Sixth, ICU attendings are the physicians of record and could influence the results. Because no attending physician was on service for more than 4 weeks during the study period, and patients were equally spread over this same time, concerns about clustering and biases this may have created should be minimal but cannot be ruled out. Seventh, some interventions and processes, such as antibiotic administration and measurement of lactate, may have been initiated in the ED, thereby decreasing the potential for differences between the groups. Additionally, we cannot rule out the possibility that factors other than bed availability drove the admission process (we found that the relative proportion of patients admitted to overflow ICU during hours of ambulance diversion was similar to the overflow ICU admissions during non‐ambulance diversion hours). It is possible that some selection bias by the hospitalist assigning patients to specific ICUs influenced their triage decisionsalthough all triaging doctors go through the same process of training in active bed management.11 While more patients admitted to the MICU had severe sepsis, there were no differences between groups in APACHE II or SOFA scores. However, we cannot rule out that there were other residual confounders. Finally, in a small number of cases (4/41, 10%), the CICU team consulted the MICU attending for assistance. This input had the potential to reduce disparities in care between the units.

Overflowing patients to non‐primary ICUs occurs in many hospitals. Our study demonstrates that sepsis treatment for overflow patients may be similar to that received in the primary ICU. While a large multicentered and randomized trial could determine whether significant management and outcome differences exist between primary and overflow ICUs, feasibility concerns make it unlikely that such a study will ever be conducted.

Acknowledgements

Disclosure: Dr Wright is a Miller‐Coulson Family Scholar and this work is supported by the Miller‐Coulson family through the Johns Hopkins Center for Innovative Medicine. Dr Sevransky was supported with a grant from National Institute of General Medical Sciences, NIGMS K‐23‐1399. All other authors disclose no relevant or financial conflicts of interest.

Sepsis is a major cause of death in hospitalized patients.13 It is recommended that patients with sepsis be treated with early appropriate antibiotics, as well as early goal‐directed therapy including fluid and vasopressor support according to evidence‐based guidelines.46 Following such evidence‐based protocols and process‐of‐care interventions has been shown to be associated with better patient outcomes, including decreased mortality.7, 8

Most patients with severe sepsis are cared for in intensive care units (ICUs). At times, there are no beds available in the primary ICU and patients presenting to the hospital with sepsis are cared for in other units. Patients admitted to a non‐preferred clinical inpatient setting are sometimes referred to as overflow.9 ICUs can differ significantly in staffing patterns, equipment, and training.10 It is not known if overflow sepsis patients receive similar care when admitted to non‐primary ICUs.

At our hospital, we have an active bed management system led by the hospitalist division.11 This system includes protocols to place sepsis patients in the overflow ICU if the primary ICU is full. We hypothesized that process‐of‐care interventions would be more strictly adhered to when sepsis patients were in the primary ICU rather than in the overflow unit at our institution.

METHODS

Design

This was a retrospective cohort study of all patients with sepsis admitted to either the primary medical intensive care unit (MICU) or the overflow cardiac intensive care unit (CICU) at our hospital between July 2009 and February 2010. We reviewed the admission database starting with the month of February 2010 and proceeded backwards, month by month, until we reached the target number of patients.

Setting

The study was conducted at our 320‐bed, university‐affiliated academic medical center in Baltimore, MD. The MICU and the CICU are closed units that are located adjacent to each other and have 12 beds each. They are staffed by separate pools of attending physicians trained in pulmonary/critical care medicine and cardiovascular diseases, respectively, and no attending physician attends in both units. During the study period, there were 10 unique MICU and 14 unique CICU attending physicians; while most attending physicians covered the unit for 14 days, none of the physicians were on service more than 2 of the 2‐week blocks (28 days). Each unit is additionally staffed by fellows of the respective specialties, and internal medicine residents and interns belonging to the same residency program (who rotate through both ICUs). Residents and fellows are generally assigned to these ICUs for 4 continuous weeks. The assignment of specific attendings, fellows, and residents to either ICU is performed by individual division administrators on a rotational basis based on residency, fellowship, and faculty service requirements. The teams in each ICU function independently of each other. Clinical care of patients requiring the assistance of the other specialty (pulmonary medicine or cardiology) have guidance conferred via an official consultation. Orders on patients in both ICUs are written by the residents using the same computerized order entry system (CPOE) under the supervision of their attending physicians. The nursing staff is exclusive to each ICU. The respiratory therapists spend time in both units. The nursing and respiratory therapy staff in both ICUs are similarly trained and certified, and have the same patient‐to‐nursing ratios.

Subjects

All patients admitted with a possible diagnosis of sepsis to either the MICU or CICU were identified by querying the hospital electronic triage database called etriage. This Web‐based application is used to admit patients to all the Medicine services at our hospital. We employed a wide case‐finding net using keywords that included pneumonia, sepsis, hypotension, high lactate, hypoxia, UTI (urinary tract infection)/urosepsis, SIRS (systemic inflammatory response syndrome), hypothermia, and respiratory failure. A total of 197 adult patients were identified. The charts and the electronic medical record (EMR) of these patients were then reviewed to determine the presence of a sepsis diagnosis using standard consensus criteria.12 Severe sepsis was defined by sepsis associated with organ dysfunction, hypoperfusion, or hypotension using criteria described by Bone et al.12

Fifty‐six did not meet the criteria for sepsis and were excluded from the analysis. A total of 141 patients were included in the study. This being a pilot study, we did not have any preliminary data regarding adherence to sepsis guidelines in overflow ICUs to calculate appropriate sample size. However, in 2 recent studies of dedicated ICUs (Ferrer et al13 and Castellanos‐Ortega et al14), the averaged adherence to a single measure like checking of lactate level was 27% pre‐intervention and 62% post‐intervention. With alpha level 0.05 and 80% power, one would need 31 patients in each unit to detect such differences with respect to this intervention. Although this data does not necessarily apply to overflow ICUs or for combination of processes, we used a goal of having at least 31 patients in each ICU.

The study was approved by the Johns Hopkins Institutional Review Board. The need for informed consent was waived given the retrospective nature of the study.

Data Extraction Process and Procedures

The clinical data was extracted from the EMR and patient charts using a standardized data extraction instrument, modified from a case report form (CRF) used and validated in previous studies.15, 16 The following procedures were used for the data extraction:

  • The data extractors included 4 physicians and 1 research assistant and were trained and tested by a single expert in data review and extraction.

  • Lab data was transcribed directly from the EMR. Calculation of acute physiology and chronic health evaluation (APACHE II) scores were done using the website http://www.sfar.org/subores2/apache22.html (Socit Franaise d'Anesthsie et de Ranimation). Sepsis‐related organ failure assessment (SOFA) scores were calculated using usual criteria.17

  • Delivery of specific treatments and interventions, including their timing, was extracted from the EMR.

  • The attending physicians' notes were used as the final source to assign diagnoses such as presence of acute lung injury, site of infection, and record interventions.

 

Data Analysis

Analyses focused primarily on assessing whether patients were treated differently between the MICU and CICU. The primary exposure variables were the process‐of‐care measures. We specifically used measurement of central venous saturation, checking of lactate level, and administration of antibiotics within 60 minutes in patients with severe sepsis as our primary process‐of‐care measures.13 Continuous variables were reported as mean standard deviation, and Student's t tests were used to compare the 2 groups. Categorical data were expressed as frequency distributions, and chi‐square tests were used to identify differences between the 2 groups. All tests were 2‐tailed with statistical significance set at 0.05. Statistical analysis was performed using SPSS version 19.0. (IBM, Armonk, NY).

To overcome data constraints, we created a dichotomous variable for each of the 3 primary processes‐of‐care (indicating receipt of process or not) and then combined them into 1 dichotomous variable indicating whether or not the patients with severe sepsis received all 3 primary processes‐of‐care. The combined variable was the key independent variable in the model.

We performed logistic regression analysis on patients with severe sepsis. The equation Logit [P(ICU Type = CICU)] = + 1Combined + 2Age describes the framework of the model, with ICU type being the dependent variable, and the combined variable of patients receiving all primary measures being the independent variable and controlled for age. Logistic regression was performed using JMP (SAS Institute, Inc, Cary, NC).

We additionally performed a secondary analysis to explore possible predictors of mortality using a logistic regression model, with the event of death as the dependent variable, and age, APACHE II scores, combined processes‐of‐care, and ICU type included as independent variables.

RESULTS

There were 100 patients admitted to the MICU and 41 patients admitted to the CICU during the study period (Table 1). The majority of the patients were admitted to the ICUs directly from the emergency department (ED) (n = 129), with a small number of patients who were transferred from the Medicine floors (n = 12).

Baseline Patient Characteristics for the 141 Patients Admitted to Intensive Care Units With Sepsis During the Study Period
 MICU (N =100)CICU (N =41)P Value
  • Abbreviations: CICU, cardiac intensive care unit; MICU, medical intensive care unit; APACHE II, acute physiology and chronic health evaluation; SOFA, sepsis‐related organ failure assessment.

Age in years, mean SD67 14.872 15.10.11
Female, n (%)57 (57)27 (66)0.33
Patients with chronic organ insufficiency, n (%)59 (59)22 (54)0.56
Patients with severe sepsis, n (%)88 (88)21 (51)<0.001
Patients needing mechanical ventilation, n (%)43 (43)14 (34)0.33
APACHE II score, mean SD25.53 9.1124.37 9.530.50
SOFA score on day 1, mean SD7.09 3.556.71 4.570.60
Patients with acute lung injury on presentation, n (%)8 (8)2 (5)0.50

There were no significant differences between the 2 study groups in terms of age, sex, primary site of infection, mean APACHE II score, SOFA scores on day 1, chronic organ insufficiency, immune suppression, or need for mechanical ventilation (Table 1). The most common site of infection was lung. There were significantly more patients with severe sepsis in the MICU (88% vs 51%, P <0.001).

Sepsis Process‐of‐Care Measures

There were no significant differences in the proportion of severe sepsis patients who had central venous saturation checked (MICU: 46% vs CICU: 41%, P = 0.67), lactate level checked (95% vs 100%, P = 0.37), or received antibiotics within 60 minutes of presentation (75% vs 69%, P = 0.59) (Table 2). Multiple other processes and treatments were delivered similarly, as shown in Table 2.

ICU Treatments and Processes‐of‐Care for Patients With Sepsis During the Study Period
Primary Process‐of‐Care Measures (Severe Sepsis Patients)MICU (N = 88)CICU (N = 21)P Value
  • Abbreviations: CICU, cardiac intensive care unit; DVT, deep vein thrombosis; GI, gastrointestinal; ICU, intensive care unit; MICU, medical intensive care unit; RBC, red blood cell; SD, standard deviation. * Missing data causes percentages to be other than what might be suspected if it were available for all patients.

Patients with central venous oxygen saturation checked, n (%)*31 (46)7 (41)0.67
Patients with lactate level checked, n (%)*58 (95)16 (100)0.37
Received antibiotics within 60 min, n (%)*46 (75)11 (69)0.59
Patients who had all 3 above processes and treatments, n (%)19 (22)4 (19)0.79
Received vasopressor, n (%)25 (28)8 (38)0.55
ICU Treatments and Processes (All Sepsis Patients)(N =100)(N = 41) 
Fluid balance 24 h after admission in liters, mean SD1.96 2.421.42 2.630.24
Patients who received stress dose steroids, n (%)11 (11)4 (10)0.83
Patients who received Drotrecogin alfa, n (%)0 (0)0 (0) 
Morning glucose 24 h after admission in mg/dL, mean SD161 111144 800.38
Received DVT prophylaxis within 24 h of admission, n (%)74 (74)20 (49)0.004
Received GI prophylaxis within 24 h of admission, n (%)68 (68)18 (44)0.012
Received RBC transfusion within 24 h of admission, n (%)8 (8)7 (17)0.11
Received renal replacement therapy, n (%)13 (13)3 (7)0.33
Received a spontaneous breathing trial within 24 h of admission, n (%)*4 (11)4 (33)0.07

Logistic regression analysis examining the receipt of all 3 primary processes‐of‐care while controlling for age revealed that the odds of the being in one of the ICUs was not significantly different (P = 0.85). The secondary analysis regression models revealed that only the APACHE II score (odds ratio [OR] = 1.21; confidence interval [CI], 1.121.31) was significantly associated with higher odds of mortality. ICU‐type [MICU vs CICU] (OR = 1.85; CI, 0.428.20), age (OR = 1.01; CI, 0.971.06), and combined processes of care (OR = 0.26; CI, 0.071.01) did not have significant associations with odds of mortality.

A review of microbiologic sensitivities revealed a trend towards significance that the cultured microorganism(s) was likely to be resistant to the initial antibiotics administered in MICU vs CICU (15% vs 5%, respectively, P = 0.09).

Mechanical Ventilation Parameters

The majority of the ventilated patients were admitted to each ICU in assist control (AC) mode. There were no significant differences in categories of mean tidal volume (TV) (P = 0.3), mean plateau pressures (P = 0.12), mean fraction of inspired oxygen (FiO2) (P = 0.95), and mean positive end‐expiratory pressures (PEEP) (P = 0.98) noted across the 2 units at the time of ICU admission, and also 24 hours after ICU admission. Further comparison of measurements of tidal volumes and plateau pressures over 7 days of ICU stay revealed no significant differences in the 2 ICUs (P = 0.40 and 0.57, respectively, on day 7 of ICU admission). There was a trend towards significance in fewer patients in the MICU receiving spontaneous breathing trial within 24 hours of ICU admission (11% vs 33%, P = 0.07) (Table 2).

Patient Outcomes

There were no significant differences in ICU mortality (MICU 19% vs CICU 10%, P = 0.18), or hospital mortality (21% vs 15%, P = 0.38) across the units (Table 3). Mean ICU and hospital length of stay (LOS) and proportion of patients discharged home with unassisted breathing were similar (Table 3).

Patient Outcomes for the 141 Patients Admitted to the Intensive Care Units With Sepsis During the Study Period
Patient OutcomesMICU (N = 100)CICU (N = 41)P Value
  • Abbreviations: CICU, cardiac intensive care unit; ICU, intensive care unit; MICU, medical intensive care unit; SD, standard deviation.

ICU mortality, n (%)19 (19)4 (10)0.18
Hospital mortality, n (%)21 (21)6 (15)0.38
Discharged home with unassisted breathing, n (%)33 (33)19 (46)0.14
ICU length of stay in days, mean SD4.78 6.244.92 6.320.97
Hospital length of stay in days, mean SD9.68 9.229.73 9.330.98

DISCUSSION

Since sepsis is more commonly treated in the medical ICU and some data suggests that specialty ICUs may be better at providing desired care,18, 19 we believed that patients treated in the MICU would be more likely to receive guideline‐concordant care. The study refutes our a priori hypothesis and reveals that evidence‐based processes‐of‐care associated with improved outcomes for sepsis are similarly implemented at our institution in the primary and overflow ICU. These findings are important, as ICU bed availability is a frequent problem and many hospitals overflow patients to non‐primary ICUs.9, 20

The observed equivalence in the care delivered may be a function of the relatively high number of patients with sepsis treated in the overflow unit, thereby giving the delivery teams enough experience to provide the desired care. An alternative explanation could be that the residents in CICU brought with them the experience from having previously trained in the MICU. Although, some of the care processes for sepsis patients are influenced by the CPOE (with embedded order sets and protocols), it is unlikely that CPOE can fully account for similarity in care because many processes and therapies (like use of steroids, amount of fluid delivered in first 24 hours, packed red blood cells [PRBC] transfusion, and spontaneous breathing trials) are not embedded within order sets.

The significant difference noted in the areas of deep vein thrombosis (DVT) and gastrointestinal (GI) prophylaxis within 24 hours of ICU admission was unexpected. These preventive therapies are included in initial order sets in the CPOE, which prompt physicians to order them as standard‐of‐care. With respect to DVT prophylaxis, we suspect that some of the difference might be attributable to specific contraindications to its use, which could have been more common in one of the units. There were more patients in MICU on mechanical ventilation (although not statistically significant) and with severe sepsis (statistically significant) at time of admission, which might have contributed to the difference noted in use of GI prophylaxis. It is also plausible that these differences might have disappeared if they were reassessed beyond 24 hours into the ICU admission. We cannot rule out the presence of unit‐ and physician‐level differences that contributed to this. Likewise, there was an unexpected trend towards significance, wherein more patients in CICU had spontaneous breathing trials within 24 hours of admission. This might also be explained by the higher number of patients with severe sepsis in the MICU (preempting any weaning attempts). These caveats aside, it is reassuring that, at our institution, admitting septic patients to the first available ICU bed does not adversely affect important processes‐of‐care.

One might ask whether this study's data should reassure other sites who are boarding septic patients in non‐primary ICUs. Irrespective of the number of patients studied or the degree of statistical significance of the associations, an observational study design cannot prove that boarding septic patients in non‐primary ICUs is either safe or unsafe. However, we hope that readers reflect on, and take inventory of, systems issues that may be different between unitswith an eye towards eliminating variation such that all units managing septic patients are primed to deliver guideline‐concordant care. Other hospitals that use CPOE with sepsis order sets, have protocols for sepsis care, and who train nursing and respiratory therapists to meet high standards might be pleased to see that the patients in our study received comparable, high‐quality care across the 2 units. While our data suggests that boarding patients in overflow units may be safe, these findings would need to be replicated at other sites using prospective designs to prove safety.

Length of emergency room stay prior to admission is associated with higher mortality rates.2123 At many hospitals, critical care beds are a scarce resource such that most hospitals have a policy for the triage of patients to critical care beds.24, 25 Lundberg and colleagues' study demonstrated that patients who developed septic shock on the medical wards experienced delays in receipt of intravenous fluids, inotropic agents and transfer to a critical care setting.26 Thus, rather than waiting in the ED or on the medical service for an MICU bed to become available, it may be most wise to admit a critically sick septic patient to the first available ICU bed, even to an overflow ICU. In a recent study by Sidlow and Aggarwal, 1104 patients discharged from the coronary care unit (CCU) with a non‐cardiac primary diagnosis were compared to patients admitted to the MICU in the same hospital.27 The study found no differences in patient mortality, 30‐day readmission rate, hospital LOS, ICU LOS, and safety outcomes of ventilator‐associated pneumonia and catheter‐associated bloodstream infections between ICUs. However, their study did not examine processes‐of‐care delivered between the primary ICU and the overflow unit, and did not validate the primary diagnoses of patients admitted to the ICU.

Several limitations of this study should be considered. First, this study was conducted at a single center. Second, we used a retrospective study design; however, a prospective study randomizing patients to 1 of the 2 units would likely never be possible. Third, the relatively small number of patients limited the power of the study to detect mortality differences between the units. However, this was a pilot study focused on processes of care as opposed to clinical outcomes. Fourth, it is possible that we did not capture every single patient with sepsis with our keyword search. Our use of a previously validated screening process should have limited the number of missed cases.15, 16 Fifth, although the 2 ICUs have exclusive nursing staff and attending physicians, the housestaff and respiratory therapists do rotate between the 2 ICUs and place orders in the common CPOE. The rotating housestaff may certainly represent a source for confounding, but the large numbers (>30) of evenly spread housestaff over the study period minimizes the potential for any trainee to be responsible for a large proportion of observed practice. Sixth, ICU attendings are the physicians of record and could influence the results. Because no attending physician was on service for more than 4 weeks during the study period, and patients were equally spread over this same time, concerns about clustering and biases this may have created should be minimal but cannot be ruled out. Seventh, some interventions and processes, such as antibiotic administration and measurement of lactate, may have been initiated in the ED, thereby decreasing the potential for differences between the groups. Additionally, we cannot rule out the possibility that factors other than bed availability drove the admission process (we found that the relative proportion of patients admitted to overflow ICU during hours of ambulance diversion was similar to the overflow ICU admissions during non‐ambulance diversion hours). It is possible that some selection bias by the hospitalist assigning patients to specific ICUs influenced their triage decisionsalthough all triaging doctors go through the same process of training in active bed management.11 While more patients admitted to the MICU had severe sepsis, there were no differences between groups in APACHE II or SOFA scores. However, we cannot rule out that there were other residual confounders. Finally, in a small number of cases (4/41, 10%), the CICU team consulted the MICU attending for assistance. This input had the potential to reduce disparities in care between the units.

Overflowing patients to non‐primary ICUs occurs in many hospitals. Our study demonstrates that sepsis treatment for overflow patients may be similar to that received in the primary ICU. While a large multicentered and randomized trial could determine whether significant management and outcome differences exist between primary and overflow ICUs, feasibility concerns make it unlikely that such a study will ever be conducted.

Acknowledgements

Disclosure: Dr Wright is a Miller‐Coulson Family Scholar and this work is supported by the Miller‐Coulson family through the Johns Hopkins Center for Innovative Medicine. Dr Sevransky was supported with a grant from National Institute of General Medical Sciences, NIGMS K‐23‐1399. All other authors disclose no relevant or financial conflicts of interest.

References
  1. Angus DC,Linde‐Zwirble WT,Lidicker J,Clermont G,Carcillo J,Pinsky MR.Epidemiology of severe sepsis in the United States: analysis of incidence, outcome, and associated costs of care.Crit Care Med.2001;29(7):13031310.
  2. Kumar G,Kumar N,Taneja A, et al;for the Milwaukee Initiative in Critical Care Outcomes Research (MICCOR) Group of Investigators.Nationwide trends of severe sepsis in the twenty first century (2000–2007).Chest.2011;140(5):12231231.
  3. Dombrovskiy VY,Martin AA,Sunderram J,Paz HL.Rapid increase in hospitalization and mortality rates for severe sepsis in the United States: a trend analysis from 1993 to 2003.Crit Care Med.2007;35(5):12441250.
  4. Dellinger RP,Levy MM,Carlet JM, et al.Surviving sepsis campaign: international guidelines for management of severe sepsis and septic shock: 2008.Crit Care Med.2008;36(1):296327.
  5. Jones AE,Shapiro NI,Trzeciak S, et al.Lactate clearance vs central venous oxygen saturation as goals of early sepsis therapy: a randomized clinical trial.JAMA.2010;303(8):739746.
  6. Rivers E,Nguyen B,Havstad S, et al.Early goal‐directed therapy in the treatment of severe sepsis and septic shock.N Engl J Med.2001;345(19):13681377.
  7. Nguyen HB,Corbett SW,Steele R, et al.Implementation of a bundle of quality indicators for the early management of severe sepsis and septic shock is associated with decreased mortality.Crit Care Med.2007;35(4):11051112.
  8. Kumar A,Zarychanski R,Light B, et al.Early combination antibiotic therapy yields improved survival compared with monotherapy in septic shock: a propensity‐matched analysis.Crit Care Med.2010;38(9):17731785.
  9. Johannes MS.A new dimension of the PACU: the dilemma of the ICU overflow patient.J Post Anesth Nurs.1994;9(5):297300.
  10. Groeger JS,Strosberg MA,Halpern NA, et al.Descriptive analysis of critical care units in the United States.Crit Care Med.1992;20(6):846863.
  11. Howell E,Bessman E,Kravet S,Kolodner K,Marshall R,Wright S.Active bed management by hospitalists and emergency department throughput.Ann Intern Med.2008;149(11):804811.
  12. Bone RC,Balk RA,Cerra FB, et al.Definitions for sepsis and organ failure and guidelines for the use of innovative therapies in sepsis. The ACCP/SCCM Consensus Conference Committee, American College of Chest Physicians/Society of Critical Care Medicine.Chest.1992;101(6):16441655.
  13. Ferrer R,Artigas A,Levy MM, et al.Improvement in process of care and outcome after a multicenter severe sepsis educational program in Spain.JAMA.2008;299(19):22942303.
  14. Castellanos‐Ortega A,Suberviola B,Garcia‐Astudillo LA, et al.Impact of the surviving sepsis campaign protocols on hospital length of stay and mortality in septic shock patients: results of a three‐year follow‐up quasi‐experimental study.Crit Care Med.2010;38(4):10361043.
  15. Needham DM,Dennison CR,Dowdy DW, et al.Study protocol: the improving care of acute lung injury patients (ICAP) study.Crit Care.2006;10(1):R9.
  16. Ali N,Gutteridge D,Shahul S,Checkley W,Sevransky J,Martin G.Critical illness outcome study: an observational study of protocols and mortality in intensive care units.Open Access J Clin Trials.2011;3(September):5565.
  17. Vincent JL,Moreno R,Takala J, et al.The SOFA (sepsis‐related organ failure assessment) score to describe organ dysfunction/failure: on behalf of the Working Group on Sepsis‐Related Problems of the European Society of Intensive Care Medicine.Intensive Care Med.1996;22(7):707710.
  18. Pronovost PJ,Angus DC,Dorman T,Robinson KA,Dremsizov TT,Young TL.Physician staffing patterns and clinical outcomes in critically ill patients: a systematic review.JAMA.2002;288(17):21512162.
  19. Fuchs RJ,Berenholtz SM,Dorman T.Do intensivists in ICU improve outcome?Best Pract Res Clin Anaesthesiol.2005;19(1):125135.
  20. Lindsay M.Is the postanesthesia care unit becoming an intensive care unit?J Perianesth Nurs.1999;14(2):7377.
  21. Chalfin DB,Trzeciak S,Likourezos A,Baumann BM,Dellinger RP;for the DELAY‐ED Study Group.Impact of delayed transfer of critically ill patients from the emergency department to the intensive care unit.Crit Care Med.2007;35(6):14771483.
  22. Renaud B,Santin A,Coma E, et al.Association between timing of intensive care unit admission and outcomes for emergency department patients with community‐acquired pneumonia.Crit Care Med.2009;37(11):28672874.
  23. Shen YC,Hsia RY.Association between ambulance diversion and survival among patients with acute myocardial infarction.JAMA.2011;305(23):24402447.
  24. Teres D.Civilian triage in the intensive care unit: the ritual of the last bed.Crit Care Med.1993;21(4):598606.
  25. Sinuff T,Kahnamoui K,Cook DJ,Luce JM,Levy MM;for the Values Ethics and Rationing in Critical Care Task Force.Rationing critical care beds: a systematic review.Crit Care Med.2004;32(7):15881597.
  26. Lundberg JS,Perl TM,Wiblin T, et al.Septic shock: an analysis of outcomes for patients with onset on hospital wards versus intensive care units.Crit Care Med.1998;26(6):10201024.
  27. Sidlow R,Aggarwal V.“The MICU is full”: one hospital's experience with an overflow triage policy.Jt Comm J Qual Patient Saf.2011;37(10):456460.
References
  1. Angus DC,Linde‐Zwirble WT,Lidicker J,Clermont G,Carcillo J,Pinsky MR.Epidemiology of severe sepsis in the United States: analysis of incidence, outcome, and associated costs of care.Crit Care Med.2001;29(7):13031310.
  2. Kumar G,Kumar N,Taneja A, et al;for the Milwaukee Initiative in Critical Care Outcomes Research (MICCOR) Group of Investigators.Nationwide trends of severe sepsis in the twenty first century (2000–2007).Chest.2011;140(5):12231231.
  3. Dombrovskiy VY,Martin AA,Sunderram J,Paz HL.Rapid increase in hospitalization and mortality rates for severe sepsis in the United States: a trend analysis from 1993 to 2003.Crit Care Med.2007;35(5):12441250.
  4. Dellinger RP,Levy MM,Carlet JM, et al.Surviving sepsis campaign: international guidelines for management of severe sepsis and septic shock: 2008.Crit Care Med.2008;36(1):296327.
  5. Jones AE,Shapiro NI,Trzeciak S, et al.Lactate clearance vs central venous oxygen saturation as goals of early sepsis therapy: a randomized clinical trial.JAMA.2010;303(8):739746.
  6. Rivers E,Nguyen B,Havstad S, et al.Early goal‐directed therapy in the treatment of severe sepsis and septic shock.N Engl J Med.2001;345(19):13681377.
  7. Nguyen HB,Corbett SW,Steele R, et al.Implementation of a bundle of quality indicators for the early management of severe sepsis and septic shock is associated with decreased mortality.Crit Care Med.2007;35(4):11051112.
  8. Kumar A,Zarychanski R,Light B, et al.Early combination antibiotic therapy yields improved survival compared with monotherapy in septic shock: a propensity‐matched analysis.Crit Care Med.2010;38(9):17731785.
  9. Johannes MS.A new dimension of the PACU: the dilemma of the ICU overflow patient.J Post Anesth Nurs.1994;9(5):297300.
  10. Groeger JS,Strosberg MA,Halpern NA, et al.Descriptive analysis of critical care units in the United States.Crit Care Med.1992;20(6):846863.
  11. Howell E,Bessman E,Kravet S,Kolodner K,Marshall R,Wright S.Active bed management by hospitalists and emergency department throughput.Ann Intern Med.2008;149(11):804811.
  12. Bone RC,Balk RA,Cerra FB, et al.Definitions for sepsis and organ failure and guidelines for the use of innovative therapies in sepsis. The ACCP/SCCM Consensus Conference Committee, American College of Chest Physicians/Society of Critical Care Medicine.Chest.1992;101(6):16441655.
  13. Ferrer R,Artigas A,Levy MM, et al.Improvement in process of care and outcome after a multicenter severe sepsis educational program in Spain.JAMA.2008;299(19):22942303.
  14. Castellanos‐Ortega A,Suberviola B,Garcia‐Astudillo LA, et al.Impact of the surviving sepsis campaign protocols on hospital length of stay and mortality in septic shock patients: results of a three‐year follow‐up quasi‐experimental study.Crit Care Med.2010;38(4):10361043.
  15. Needham DM,Dennison CR,Dowdy DW, et al.Study protocol: the improving care of acute lung injury patients (ICAP) study.Crit Care.2006;10(1):R9.
  16. Ali N,Gutteridge D,Shahul S,Checkley W,Sevransky J,Martin G.Critical illness outcome study: an observational study of protocols and mortality in intensive care units.Open Access J Clin Trials.2011;3(September):5565.
  17. Vincent JL,Moreno R,Takala J, et al.The SOFA (sepsis‐related organ failure assessment) score to describe organ dysfunction/failure: on behalf of the Working Group on Sepsis‐Related Problems of the European Society of Intensive Care Medicine.Intensive Care Med.1996;22(7):707710.
  18. Pronovost PJ,Angus DC,Dorman T,Robinson KA,Dremsizov TT,Young TL.Physician staffing patterns and clinical outcomes in critically ill patients: a systematic review.JAMA.2002;288(17):21512162.
  19. Fuchs RJ,Berenholtz SM,Dorman T.Do intensivists in ICU improve outcome?Best Pract Res Clin Anaesthesiol.2005;19(1):125135.
  20. Lindsay M.Is the postanesthesia care unit becoming an intensive care unit?J Perianesth Nurs.1999;14(2):7377.
  21. Chalfin DB,Trzeciak S,Likourezos A,Baumann BM,Dellinger RP;for the DELAY‐ED Study Group.Impact of delayed transfer of critically ill patients from the emergency department to the intensive care unit.Crit Care Med.2007;35(6):14771483.
  22. Renaud B,Santin A,Coma E, et al.Association between timing of intensive care unit admission and outcomes for emergency department patients with community‐acquired pneumonia.Crit Care Med.2009;37(11):28672874.
  23. Shen YC,Hsia RY.Association between ambulance diversion and survival among patients with acute myocardial infarction.JAMA.2011;305(23):24402447.
  24. Teres D.Civilian triage in the intensive care unit: the ritual of the last bed.Crit Care Med.1993;21(4):598606.
  25. Sinuff T,Kahnamoui K,Cook DJ,Luce JM,Levy MM;for the Values Ethics and Rationing in Critical Care Task Force.Rationing critical care beds: a systematic review.Crit Care Med.2004;32(7):15881597.
  26. Lundberg JS,Perl TM,Wiblin T, et al.Septic shock: an analysis of outcomes for patients with onset on hospital wards versus intensive care units.Crit Care Med.1998;26(6):10201024.
  27. Sidlow R,Aggarwal V.“The MICU is full”: one hospital's experience with an overflow triage policy.Jt Comm J Qual Patient Saf.2011;37(10):456460.
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Journal of Hospital Medicine - 7(8)
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Does sepsis treatment differ between primary and overflow intensive care units?
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Mortality and Readmission Correlations

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Correlations among risk‐standardized mortality rates and among risk‐standardized readmission rates within hospitals

The Centers for Medicare & Medicaid Services (CMS) publicly reports hospital‐specific, 30‐day risk‐standardized mortality and readmission rates for Medicare fee‐for‐service patients admitted with acute myocardial infarction (AMI), heart failure (HF), and pneumonia.1 These measures are intended to reflect hospital performance on quality of care provided to patients during and after hospitalization.2, 3

Quality‐of‐care measures for a given disease are often assumed to reflect the quality of care for that particular condition. However, studies have found limited association between condition‐specific process measures and either mortality or readmission rates for those conditions.46 Mortality and readmission rates may instead reflect broader hospital‐wide or specialty‐wide structure, culture, and practice. For example, studies have previously found that hospitals differ in mortality or readmission rates according to organizational structure,7 financial structure,8 culture,9, 10 information technology,11 patient volume,1214 academic status,12 and other institution‐wide factors.12 There is now a strong policy push towards developing hospital‐wide (all‐condition) measures, beginning with readmission.15

It is not clear how much of the quality of care for a given condition is attributable to hospital‐wide influences that affect all conditions rather than disease‐specific factors. If readmission or mortality performance for a particular condition reflects, in large part, broader institutional characteristics, then improvement efforts might better be focused on hospital‐wide activities, such as team training or implementing electronic medical records. On the other hand, if the disease‐specific measures reflect quality strictly for those conditions, then improvement efforts would be better focused on disease‐specific care, such as early identification of the relevant patient population or standardizing disease‐specific care. As hospitals work to improve performance across an increasingly wide variety of conditions, it is becoming more important for hospitals to prioritize and focus their activities effectively and efficiently.

One means of determining the relative contribution of hospital versus disease factors is to explore whether outcome rates are consistent among different conditions cared for in the same hospital. If mortality (or readmission) rates across different conditions are highly correlated, it would suggest that hospital‐wide factors may play a substantive role in outcomes. Some studies have found that mortality for a particular surgical condition is a useful proxy for mortality for other surgical conditions,16, 17 while other studies have found little correlation among mortality rates for various medical conditions.18, 19 It is also possible that correlation varies according to hospital characteristics; for example, smaller or nonteaching hospitals might be more homogenous in their care than larger, less homogeneous institutions. No studies have been performed using publicly reported estimates of risk‐standardized mortality or readmission rates. In this study we use the publicly reported measures of 30‐day mortality and 30‐day readmission for AMI, HF, and pneumonia to examine whether, and to what degree, mortality rates track together within US hospitals, and separately, to what degree readmission rates track together within US hospitals.

METHODS

Data Sources

CMS calculates risk‐standardized mortality and readmission rates, and patient volume, for all acute care nonfederal hospitals with one or more eligible case of AMI, HF, and pneumonia annually based on fee‐for‐service (FFS) Medicare claims. CMS publicly releases the rates for the large subset of hospitals that participate in public reporting and have 25 or more cases for the conditions over the 3‐year period between July 2006 and June 2009. We estimated the rates for all hospitals included in the measure calculations, including those with fewer than 25 cases, using the CMS methodology and data obtained from CMS. The distribution of these rates has been previously reported.20, 21 In addition, we used the 2008 American Hospital Association (AHA) Survey to obtain data about hospital characteristics, including number of beds, hospital ownership (government, not‐for‐profit, for‐profit), teaching status (member of Council of Teaching Hospitals, other teaching hospital, nonteaching), presence of specialized cardiac capabilities (coronary artery bypass graft surgery, cardiac catheterization lab without cardiac surgery, neither), US Census Bureau core‐based statistical area (division [subarea of area with urban center >2.5 million people], metropolitan [urban center of at least 50,000 people], micropolitan [urban center of between 10,000 and 50,000 people], and rural [<10,000 people]), and safety net status22 (yes/no). Safety net status was defined as either public hospitals or private hospitals with a Medicaid caseload greater than one standard deviation above their respective state's mean private hospital Medicaid caseload using the 2007 AHA Annual Survey data.

Study Sample

This study includes 2 hospital cohorts, 1 for mortality and 1 for readmission. Hospitals were eligible for the mortality cohort if the dataset included risk‐standardized mortality rates for all 3 conditions (AMI, HF, and pneumonia). Hospitals were eligible for the readmission cohort if the dataset included risk‐standardized readmission rates for all 3 of these conditions.

Risk‐Standardized Measures

The measures include all FFS Medicare patients who are 65 years old, have been enrolled in FFS Medicare for the 12 months before the index hospitalization, are admitted with 1 of the 3 qualifying diagnoses, and do not leave the hospital against medical advice. The mortality measures include all deaths within 30 days of admission, and all deaths are attributable to the initial admitting hospital, even if the patient is then transferred to another acute care facility. Therefore, for a given hospital, transfers into the hospital are excluded from its rate, but transfers out are included. The readmission measures include all readmissions within 30 days of discharge, and all readmissions are attributable to the final discharging hospital, even if the patient was originally admitted to a different acute care facility. Therefore, for a given hospital, transfers in are included in its rate, but transfers out are excluded. For mortality measures, only 1 hospitalization for a patient in a specific year is randomly selected if the patient has multiple hospitalizations in the year. For readmission measures, admissions in which the patient died prior to discharge, and admissions within 30 days of an index admission, are not counted as index admissions.

Outcomes for all measures are all‐cause; however, for the AMI readmission measure, planned admissions for cardiac procedures are not counted as readmissions. Patients in observation status or in non‐acute care facilities are not counted as readmissions. Detailed specifications for the outcomes measures are available at the National Quality Measures Clearinghouse.23

The derivation and validation of the risk‐standardized outcome measures have been previously reported.20, 21, 2327 The measures are derived from hierarchical logistic regression models that include age, sex, clinical covariates, and a hospital‐specific random effect. The rates are calculated as the ratio of the number of predicted outcomes (obtained from a model applying the hospital‐specific effect) to the number of expected outcomes (obtained from a model applying the average effect among hospitals), multiplied by the unadjusted overall 30‐day rate.

Statistical Analysis

We examined patterns and distributions of hospital volume, risk‐standardized mortality rates, and risk‐standardized readmission rates among included hospitals. To measure the degree of association among hospitals' risk‐standardized mortality rates for AMI, HF, and pneumonia, we calculated Pearson correlation coefficients, resulting in 3 correlations for the 3 pairs of conditions (AMI and HF, AMI and pneumonia, HF and pneumonia), and tested whether they were significantly different from 0. We also conducted a factor analysis using the principal component method with a minimum eigenvalue of 1 to retain factors to determine whether there was a single common factor underlying mortality performance for the 3 conditions.28 Finally, we divided hospitals into quartiles of performance for each outcome based on the point estimate of risk‐standardized rate, and compared quartile of performance between condition pairs for each outcome. For each condition pair, we assessed the percent of hospitals in the same quartile of performance in both conditions, the percent of hospitals in either the top quartile of performance or the bottom quartile of performance for both, and the percent of hospitals in the top quartile for one and the bottom quartile for the other. We calculated the weighted kappa for agreement on quartile of performance between condition pairs for each outcome and the Spearman correlation for quartiles of performance. Then, we examined Pearson correlation coefficients in different subgroups of hospitals, including by size, ownership, teaching status, cardiac procedure capability, statistical area, and safety net status. In order to determine whether these correlations differed by hospital characteristics, we tested if the Pearson correlation coefficients were different between any 2 subgroups using the method proposed by Fisher.29 We repeated all of these analyses separately for the risk‐standardized readmission rates.

To determine whether correlations between mortality rates were significantly different than correlations between readmission rates for any given condition pair, we used the method recommended by Raghunathan et al.30 For these analyses, we included only hospitals reporting both mortality and readmission rates for the condition pairs. We used the same methods to determine whether correlations between mortality rates were significantly different than correlations between readmission rates for any given condition pair among subgroups of hospital characteristics.

All analyses and graphing were performed using the SAS statistical package version 9.2 (SAS Institute, Cary, NC). We considered a P‐value < 0.05 to be statistically significant, and all statistical tests were 2‐tailed.

RESULTS

The mortality cohort included 4559 hospitals, and the readmission cohort included 4468 hospitals. The majority of hospitals was small, nonteaching, and did not have advanced cardiac capabilities such as cardiac surgery or cardiac catheterization (Table 1).

Hospital Characteristics for Each Cohort
DescriptionMortality MeasuresReadmission Measures
 Hospital N = 4559Hospital N = 4468
 N (%)*N (%)*
  • Abbreviations: CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; SD, standard deviation. *Unless otherwise specified.

No. of beds  
>600157 (3.4)156 (3.5)
300600628 (13.8)626 (14.0)
<3003588 (78.7)3505 (78.5)
Unknown186 (4.08)181 (4.1)
Mean (SD)173.24 (189.52)175.23 (190.00)
Ownership  
Not‐for‐profit2650 (58.1)2619 (58.6)
For‐profit672 (14.7)663 (14.8)
Government1051 (23.1)1005 (22.5)
Unknown186 (4.1)181 (4.1)
Teaching status  
COTH277 (6.1)276 (6.2)
Teaching505 (11.1)503 (11.3)
Nonteaching3591 (78.8)3508 (78.5)
Unknown186 (4.1)181 (4.1)
Cardiac facility type  
CABG1471 (32.3)1467 (32.8)
Cath lab578 (12.7)578 (12.9)
Neither2324 (51.0)2242 (50.2)
Unknown186 (4.1)181 (4.1)
Core‐based statistical area  
Division621 (13.6)618 (13.8)
Metro1850 (40.6)1835 (41.1)
Micro801 (17.6)788 (17.6)
Rural1101 (24.2)1046 (23.4)
Unknown186 (4.1)181 (4.1)
Safety net status  
No2995 (65.7)2967 (66.4)
Yes1377 (30.2)1319 (29.5)
Unknown187 (4.1)182 (4.1)

For mortality measures, the smallest median number of cases per hospital was for AMI (48; interquartile range [IQR], 13,171), and the greatest number was for pneumonia (178; IQR, 87, 336). The same pattern held for readmission measures (AMI median 33; IQR; 9, 150; pneumonia median 191; IQR, 95, 352.5). With respect to mortality measures, AMI had the highest rate and HF the lowest rate; however, for readmission measures, HF had the highest rate and pneumonia the lowest rate (Table 2).

Hospital Volume and Risk‐Standardized Rates for Each Condition in the Mortality and Readmission Cohorts
DescriptionMortality Measures (N = 4559)Readmission Measures (N = 4468)
AMIHFPNAMIHFPN
  • Abbreviations: AMI, acute myocardial infarction; HF, heart failure; IQR, interquartile range; PN, pneumonia; SD, standard deviation. *Weighted by hospital volume.

Total discharges558,6531,094,9601,114,706546,5141,314,3941,152,708
Hospital volume      
Mean (SD)122.54 (172.52)240.18 (271.35)244.51 (220.74)122.32 (201.78)294.18 (333.2)257.99 (228.5)
Median (IQR)48 (13, 171)142 (56, 337)178 (87, 336)33 (9, 150)172.5 (68, 407)191 (95, 352.5)
Range min, max1, 13791, 28141, 22411, 16111, 34102, 2359
30‐Day risk‐standardized rate*      
Mean (SD)15.7 (1.8)10.9 (1.6)11.5 (1.9)19.9 (1.5)24.8 (2.1)18.5 (1.7)
Median (IQR)15.7 (14.5, 16.8)10.8 (9.9, 11.9)11.3 (10.2, 12.6)19.9 (18.9, 20.8)24.7 (23.4, 26.1)18.4 (17.3, 19.5)
Range min, max10.3, 24.66.6, 18.26.7, 20.915.2, 26.317.3, 32.413.6, 26.7

Every mortality measure was significantly correlated with every other mortality measure (range of correlation coefficients, 0.270.41, P < 0.0001 for all 3 correlations). For example, the correlation between risk‐standardized mortality rates (RSMR) for HF and pneumonia was 0.41. Similarly, every readmission measure was significantly correlated with every other readmission measure (range of correlation coefficients, 0.320.47; P < 0.0001 for all 3 correlations). Overall, the lowest correlation was between risk‐standardized mortality rates for AMI and pneumonia (r = 0.27), and the highest correlation was between risk‐standardized readmission rates (RSRR) for HF and pneumonia (r = 0.47) (Table 3).

Correlations Between Risk‐Standardized Mortality Rates and Between Risk‐Standardized Readmission Rates for Subgroups of Hospitals
DescriptionMortality MeasuresReadmission Measures
NAMI and HFAMI and PNHF and PN AMI and HFAMI and PNHF and PN
rPrPrPNrPrPrP
  • NOTE: P value is the minimum P value of pairwise comparisons within each subgroup. Abbreviations: AMI, acute myocardial infarction; CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; HF, heart failure; N, number of hospitals; PN, pneumonia; r, Pearson correlation coefficient.

All45590.30 0.27 0.41 44680.38 0.32 0.47 
Hospitals with 25 patients28720.33 0.30 0.44 24670.44 0.38 0.51 
No. of beds  0.15 0.005 0.0009  <0.0001 <0.0001 <0.0001
>6001570.38 0.43 0.51 1560.67 0.50 0.66 
3006006280.29 0.30 0.49 6260.54 0.45 0.58 
<30035880.27 0.23 0.37 35050.30 0.26 0.44 
Ownership  0.021 0.05 0.39  0.0004 0.0004 0.003
Not‐for‐profit26500.32 0.28 0.42 26190.43 0.36 0.50 
For‐profit6720.30 0.23 0.40 6630.29 0.22 0.40 
Government10510.24 0.22 0.39 10050.32 0.29 0.45 
Teaching status  0.11 0.08 0.0012  <0.0001 0.0002 0.0003
COTH2770.31 0.34 0.54 2760.54 0.47 0.59 
Teaching5050.22 0.28 0.43 5030.52 0.42 0.56 
Nonteaching35910.29 0.24 0.39 35080.32 0.26 0.44 
Cardiac facility type 0.022 0.006 <0.0001  <0.0001 0.0006 0.004
CABG14710.33 0.29 0.47 14670.48 0.37 0.52 
Cath lab5780.25 0.26 0.36 5780.32 0.37 0.47 
Neither23240.26 0.21 0.36 22420.28 0.27 0.44 
Core‐based statistical area 0.0001 <0.0001 0.002  <0.0001 <0.0001 <0.0001
Division6210.38 0.34 0.41 6180.46 0.40 0.56 
Metro18500.26 0.26 0.42 18350.38 0.30 0.40 
Micro8010.23 0.22 0.34 7880.32 0.30 0.47 
Rural11010.21 0.13 0.32 10460.22 0.21 0.44 
Safety net status  0.001 0.027 0.68  0.029 0.037 0.28
No29950.33 0.28 0.41 29670.40 0.33 0.48 
Yes13770.23 0.21 0.40 13190.34 0.30 0.45 

Both the factor analysis for the mortality measures and the factor analysis for the readmission measures yielded only one factor with an eigenvalue >1. In each factor analysis, this single common factor kept more than half of the data based on the cumulative eigenvalue (55% for mortality measures and 60% for readmission measures). For the mortality measures, the pattern of RSMR for myocardial infarction (MI), heart failure (HF), and pneumonia (PN) in the factor was high (0.68 for MI, 0.78 for HF, and 0.76 for PN); the same was true of the RSRR in the readmission measures (0.72 for MI, 0.81 for HF, and 0.78 for PN).

For all condition pairs and both outcomes, a third or more of hospitals were in the same quartile of performance for both conditions of the pair (Table 4). Hospitals were more likely to be in the same quartile of performance if they were in the top or bottom quartile than if they were in the middle. Less than 10% of hospitals were in the top quartile for one condition in the mortality or readmission pair and in the bottom quartile for the other condition in the pair. Kappa scores for same quartile of performance between pairs of outcomes ranged from 0.16 to 0.27, and were highest for HF and pneumonia for both mortality and readmission rates.

Measures of Agreement for Quartiles of Performance in Mortality and Readmission Pairs
Condition PairSame Quartile (Any) (%)Same Quartile (Q1 or Q4) (%)Q1 in One and Q4 in Another (%)Weighted KappaSpearman Correlation
  • Abbreviations: HF, heart failure; MI, myocardial infarction; PN, pneumonia.

Mortality
MI and HF34.820.27.90.190.25
MI and PN32.718.88.20.160.22
HF and PN35.921.85.00.260.36
Readmission     
MI and HF36.621.07.50.220.28
MI and PN34.019.68.10.190.24
HF and PN37.122.65.40.270.37

In subgroup analyses, the highest mortality correlation was between HF and pneumonia in hospitals with more than 600 beds (r = 0.51, P = 0.0009), and the highest readmission correlation was between AMI and HF in hospitals with more than 600 beds (r = 0.67, P < 0.0001). Across both measures and all 3 condition pairs, correlations between conditions increased with increasing hospital bed size, presence of cardiac surgery capability, and increasing population of the hospital's Census Bureau statistical area. Furthermore, for most measures and condition pairs, correlations between conditions were highest in not‐for‐profit hospitals, hospitals belonging to the Council of Teaching Hospitals, and non‐safety net hospitals (Table 3).

For all condition pairs, the correlation between readmission rates was significantly higher than the correlation between mortality rates (P < 0.01). In subgroup analyses, readmission correlations were also significantly higher than mortality correlations for all pairs of conditions among moderate‐sized hospitals, among nonprofit hospitals, among teaching hospitals that did not belong to the Council of Teaching Hospitals, and among non‐safety net hospitals (Table 5).

Comparison of Correlations Between Mortality Rates and Correlations Between Readmission Rates for Condition Pairs
DescriptionAMI and HFAMI and PNHF and PN
NMCRCPNMCRCPNMCRCP
  • Abbreviations: AMI, acute myocardial infarction; CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; HF, heart failure; MC, mortality correlation; PN, pneumonia; r, Pearson correlation coefficient; RC, readmission correlation.

             
All44570.310.38<0.000144590.270.320.00747310.410.460.0004
Hospitals with 25 patients24720.330.44<0.00124630.310.380.0141040.420.470.001
No. of beds            
>6001560.380.670.00021560.430.500.481600.510.660.042
3006006260.290.54<0.00016260.310.450.0036300.490.580.033
<30034940.280.300.2134960.230.260.1737330.370.430.003
Ownership            
Not‐for‐profit26140.320.43<0.000126170.280.360.00326970.420.500.0003
For‐profit6620.300.290.906610.230.220.756990.400.400.99
Government10000.250.320.0910000.220.290.0911270.390.430.21
Teaching status            
COTH2760.310.540.0012770.350.460.102780.540.590.41
Teaching5040.220.52<0.00015040.280.420.0125080.430.560.005
Nonteaching34960.290.320.1834970.240.260.4637370.390.430.016
Cardiac facility type            
CABG14650.330.48<0.000114670.300.370.01814830.470.510.103
Cath lab5770.250.320.185770.260.370.0465790.360.470.022
Neither22340.260.280.4822340.210.270.03724610.360.440.002
Core‐based statistical area            
Division6180.380.460.096200.340.400.186300.410.560.001
Metro18330.260.38<0.000118320.260.300.2118960.420.400.63
Micro7870.240.320.087870.220.300.118200.340.460.003
Rural10380.210.220.8310390.130.210.05611770.320.430.002
Safety net status            
No29610.330.400.00129630.280.330.03630620.410.480.001
Yes13140.230.340.00313140.220.300.01514600.400.450.14

DISCUSSION

In this study, we found that risk‐standardized mortality rates for 3 common medical conditions were moderately correlated within institutions, as were risk‐standardized readmission rates. Readmission rates were more strongly correlated than mortality rates, and all rates tracked closest together in large, urban, and/or teaching hospitals. Very few hospitals were in the top quartile of performance for one condition and in the bottom quartile for a different condition.

Our findings are consistent with the hypothesis that 30‐day risk‐standardized mortality and 30‐day risk‐standardized readmission rates, in part, capture broad aspects of hospital quality that transcend condition‐specific activities. In this study, readmission rates tracked better together than mortality rates for every pair of conditions, suggesting that there may be a greater contribution of hospital‐wide environment, structure, and processes to readmission rates than to mortality rates. This difference is plausible because services specific to readmission, such as discharge planning, care coordination, medication reconciliation, and discharge communication with patients and outpatient clinicians, are typically hospital‐wide processes.

Our study differs from earlier studies of medical conditions in that the correlations we found were higher.18, 19 There are several possible explanations for this difference. First, during the intervening 1525 years since those studies were performed, care for these conditions has evolved substantially, such that there are now more standardized protocols available for all 3 of these diseases. Hospitals that are sufficiently organized or acculturated to systematically implement care protocols may have the infrastructure or culture to do so for all conditions, increasing correlation of performance among conditions. In addition, there are now more technologies and systems available that span care for multiple conditions, such as electronic medical records and quality committees, than were available in previous generations. Second, one of these studies utilized less robust risk‐adjustment,18 and neither used the same methodology of risk standardization. Nonetheless, it is interesting to note that Rosenthal and colleagues identified the same increase in correlation with higher volumes than we did.19 Studies investigating mortality correlations among surgical procedures, on the other hand, have generally found higher correlations than we found in these medical conditions.16, 17

Accountable care organizations will be assessed using an all‐condition readmission measure,31 several states track all‐condition readmission rates,3234 and several countries measure all‐condition mortality.35 An all‐condition measure for quality assessment first requires that there be a hospital‐wide quality signal above and beyond disease‐specific care. This study suggests that a moderate signal exists for readmission and, to a slightly lesser extent, for mortality, across 3 common conditions. There are other considerations, however, in developing all‐condition measures. There must be adequate risk adjustment for the wide variety of conditions that are included, and there must be a means of accounting for the variation in types of conditions and procedures cared for by different hospitals. Our study does not address these challenges, which have been described to be substantial for mortality measures.35

We were surprised by the finding that risk‐standardized rates correlated more strongly within larger institutions than smaller ones, because one might assume that care within smaller hospitals might be more homogenous. It may be easier, however, to detect a quality signal in hospitals with higher volumes of patients for all 3 conditions, because estimates for these hospitals are more precise. Consequently, we have greater confidence in results for larger volumes, and suspect a similar quality signal may be present but more difficult to detect statistically in smaller hospitals. Overall correlations were higher when we restricted the sample to hospitals with at least 25 cases, as is used for public reporting. It is also possible that the finding is real given that large‐volume hospitals have been demonstrated to provide better care for these conditions and are more likely to adopt systems of care that affect multiple conditions, such as electronic medical records.14, 36

The kappa scores comparing quartile of national performance for pairs of conditions were only in the fair range. There are several possible explanations for this fact: 1) outcomes for these 3 conditions are not measuring the same constructs; 2) they are all measuring the same construct, but they are unreliable in doing so; and/or 3) hospitals have similar latent quality for all 3 conditions, but the national quality of performance differs by condition, yielding variable relative performance per hospital for each condition. Based solely on our findings, we cannot distinguish which, if any, of these explanations may be true.31

Our study has several limitations. First, all 3 conditions currently publicly reported by CMS are medical diagnoses, although AMI patients may be cared for in distinct cardiology units and often undergo procedures; therefore, we cannot determine the degree to which correlations reflect hospital‐wide quality versus medicine‐wide quality. An institution may have a weak medicine department but a strong surgical department or vice versa. Second, it is possible that the correlations among conditions for readmission and among conditions for mortality are attributable to patient characteristics that are not adequately adjusted for in the risk‐adjustment model, such as socioeconomic factors, or to hospital characteristics not related to quality, such as coding practices or inter‐hospital transfer rates. For this to be true, these unmeasured characteristics would have to be consistent across different conditions within each hospital and have a consistent influence on outcomes. Third, it is possible that public reporting may have prompted disease‐specific focus on these conditions. We do not have data from non‐publicly reported conditions to test this hypothesis. Fourth, there are many small‐volume hospitals in this study; their estimates for readmission and mortality are less reliable than for large‐volume hospitals, potentially limiting our ability to detect correlations in this group of hospitals.

This study lends credence to the hypothesis that 30‐day risk‐standardized mortality and readmission rates for individual conditions may reflect aspects of hospital‐wide quality or at least medicine‐wide quality, although the correlations are not large enough to conclude that hospital‐wide factors play a dominant role, and there are other possible explanations for the correlations. Further work is warranted to better understand the causes of the correlations, and to better specify the nature of hospital factors that contribute to correlations among outcomes.

Acknowledgements

Disclosures: Dr Horwitz is supported by the National Institute on Aging (K08 AG038336) and by the American Federation of Aging Research through the Paul B. Beeson Career Development Award Program. Dr Horwitz is also a Pepper Scholar with support from the Claude D. Pepper Older Americans Independence Center at Yale University School of Medicine (P30 AG021342 NIH/NIA). Dr Krumholz is supported by grant U01 HL105270‐01 (Center for Cardiovascular Outcomes Research at Yale University) from the National Heart, Lung, and Blood Institute. Dr Krumholz chairs a cardiac scientific advisory board for UnitedHealth. Authors Drye, Krumholz, and Wang receive support from the Centers for Medicare & Medicaid Services (CMS) to develop and maintain performance measures that are used for public reporting. The analyses upon which this publication is based were performed under Contract Number HHSM‐500‐2008‐0025I Task Order T0001, entitled Measure & Instrument Development and Support (MIDS)Development and Re‐evaluation of the CMS Hospital Outcomes and Efficiency Measures, funded by the Centers for Medicare & Medicaid Services, an agency of the US Department of Health and Human Services. The Centers for Medicare & Medicaid Services reviewed and approved the use of its data for this work, and approved submission of the manuscript. The content of this publication does not necessarily reflect the views or policies of the Department of Health and Human Services, nor does mention of trade names, commercial products, or organizations imply endorsement by the US Government. The authors assume full responsibility for the accuracy and completeness of the ideas presented.

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The Centers for Medicare & Medicaid Services (CMS) publicly reports hospital‐specific, 30‐day risk‐standardized mortality and readmission rates for Medicare fee‐for‐service patients admitted with acute myocardial infarction (AMI), heart failure (HF), and pneumonia.1 These measures are intended to reflect hospital performance on quality of care provided to patients during and after hospitalization.2, 3

Quality‐of‐care measures for a given disease are often assumed to reflect the quality of care for that particular condition. However, studies have found limited association between condition‐specific process measures and either mortality or readmission rates for those conditions.46 Mortality and readmission rates may instead reflect broader hospital‐wide or specialty‐wide structure, culture, and practice. For example, studies have previously found that hospitals differ in mortality or readmission rates according to organizational structure,7 financial structure,8 culture,9, 10 information technology,11 patient volume,1214 academic status,12 and other institution‐wide factors.12 There is now a strong policy push towards developing hospital‐wide (all‐condition) measures, beginning with readmission.15

It is not clear how much of the quality of care for a given condition is attributable to hospital‐wide influences that affect all conditions rather than disease‐specific factors. If readmission or mortality performance for a particular condition reflects, in large part, broader institutional characteristics, then improvement efforts might better be focused on hospital‐wide activities, such as team training or implementing electronic medical records. On the other hand, if the disease‐specific measures reflect quality strictly for those conditions, then improvement efforts would be better focused on disease‐specific care, such as early identification of the relevant patient population or standardizing disease‐specific care. As hospitals work to improve performance across an increasingly wide variety of conditions, it is becoming more important for hospitals to prioritize and focus their activities effectively and efficiently.

One means of determining the relative contribution of hospital versus disease factors is to explore whether outcome rates are consistent among different conditions cared for in the same hospital. If mortality (or readmission) rates across different conditions are highly correlated, it would suggest that hospital‐wide factors may play a substantive role in outcomes. Some studies have found that mortality for a particular surgical condition is a useful proxy for mortality for other surgical conditions,16, 17 while other studies have found little correlation among mortality rates for various medical conditions.18, 19 It is also possible that correlation varies according to hospital characteristics; for example, smaller or nonteaching hospitals might be more homogenous in their care than larger, less homogeneous institutions. No studies have been performed using publicly reported estimates of risk‐standardized mortality or readmission rates. In this study we use the publicly reported measures of 30‐day mortality and 30‐day readmission for AMI, HF, and pneumonia to examine whether, and to what degree, mortality rates track together within US hospitals, and separately, to what degree readmission rates track together within US hospitals.

METHODS

Data Sources

CMS calculates risk‐standardized mortality and readmission rates, and patient volume, for all acute care nonfederal hospitals with one or more eligible case of AMI, HF, and pneumonia annually based on fee‐for‐service (FFS) Medicare claims. CMS publicly releases the rates for the large subset of hospitals that participate in public reporting and have 25 or more cases for the conditions over the 3‐year period between July 2006 and June 2009. We estimated the rates for all hospitals included in the measure calculations, including those with fewer than 25 cases, using the CMS methodology and data obtained from CMS. The distribution of these rates has been previously reported.20, 21 In addition, we used the 2008 American Hospital Association (AHA) Survey to obtain data about hospital characteristics, including number of beds, hospital ownership (government, not‐for‐profit, for‐profit), teaching status (member of Council of Teaching Hospitals, other teaching hospital, nonteaching), presence of specialized cardiac capabilities (coronary artery bypass graft surgery, cardiac catheterization lab without cardiac surgery, neither), US Census Bureau core‐based statistical area (division [subarea of area with urban center >2.5 million people], metropolitan [urban center of at least 50,000 people], micropolitan [urban center of between 10,000 and 50,000 people], and rural [<10,000 people]), and safety net status22 (yes/no). Safety net status was defined as either public hospitals or private hospitals with a Medicaid caseload greater than one standard deviation above their respective state's mean private hospital Medicaid caseload using the 2007 AHA Annual Survey data.

Study Sample

This study includes 2 hospital cohorts, 1 for mortality and 1 for readmission. Hospitals were eligible for the mortality cohort if the dataset included risk‐standardized mortality rates for all 3 conditions (AMI, HF, and pneumonia). Hospitals were eligible for the readmission cohort if the dataset included risk‐standardized readmission rates for all 3 of these conditions.

Risk‐Standardized Measures

The measures include all FFS Medicare patients who are 65 years old, have been enrolled in FFS Medicare for the 12 months before the index hospitalization, are admitted with 1 of the 3 qualifying diagnoses, and do not leave the hospital against medical advice. The mortality measures include all deaths within 30 days of admission, and all deaths are attributable to the initial admitting hospital, even if the patient is then transferred to another acute care facility. Therefore, for a given hospital, transfers into the hospital are excluded from its rate, but transfers out are included. The readmission measures include all readmissions within 30 days of discharge, and all readmissions are attributable to the final discharging hospital, even if the patient was originally admitted to a different acute care facility. Therefore, for a given hospital, transfers in are included in its rate, but transfers out are excluded. For mortality measures, only 1 hospitalization for a patient in a specific year is randomly selected if the patient has multiple hospitalizations in the year. For readmission measures, admissions in which the patient died prior to discharge, and admissions within 30 days of an index admission, are not counted as index admissions.

Outcomes for all measures are all‐cause; however, for the AMI readmission measure, planned admissions for cardiac procedures are not counted as readmissions. Patients in observation status or in non‐acute care facilities are not counted as readmissions. Detailed specifications for the outcomes measures are available at the National Quality Measures Clearinghouse.23

The derivation and validation of the risk‐standardized outcome measures have been previously reported.20, 21, 2327 The measures are derived from hierarchical logistic regression models that include age, sex, clinical covariates, and a hospital‐specific random effect. The rates are calculated as the ratio of the number of predicted outcomes (obtained from a model applying the hospital‐specific effect) to the number of expected outcomes (obtained from a model applying the average effect among hospitals), multiplied by the unadjusted overall 30‐day rate.

Statistical Analysis

We examined patterns and distributions of hospital volume, risk‐standardized mortality rates, and risk‐standardized readmission rates among included hospitals. To measure the degree of association among hospitals' risk‐standardized mortality rates for AMI, HF, and pneumonia, we calculated Pearson correlation coefficients, resulting in 3 correlations for the 3 pairs of conditions (AMI and HF, AMI and pneumonia, HF and pneumonia), and tested whether they were significantly different from 0. We also conducted a factor analysis using the principal component method with a minimum eigenvalue of 1 to retain factors to determine whether there was a single common factor underlying mortality performance for the 3 conditions.28 Finally, we divided hospitals into quartiles of performance for each outcome based on the point estimate of risk‐standardized rate, and compared quartile of performance between condition pairs for each outcome. For each condition pair, we assessed the percent of hospitals in the same quartile of performance in both conditions, the percent of hospitals in either the top quartile of performance or the bottom quartile of performance for both, and the percent of hospitals in the top quartile for one and the bottom quartile for the other. We calculated the weighted kappa for agreement on quartile of performance between condition pairs for each outcome and the Spearman correlation for quartiles of performance. Then, we examined Pearson correlation coefficients in different subgroups of hospitals, including by size, ownership, teaching status, cardiac procedure capability, statistical area, and safety net status. In order to determine whether these correlations differed by hospital characteristics, we tested if the Pearson correlation coefficients were different between any 2 subgroups using the method proposed by Fisher.29 We repeated all of these analyses separately for the risk‐standardized readmission rates.

To determine whether correlations between mortality rates were significantly different than correlations between readmission rates for any given condition pair, we used the method recommended by Raghunathan et al.30 For these analyses, we included only hospitals reporting both mortality and readmission rates for the condition pairs. We used the same methods to determine whether correlations between mortality rates were significantly different than correlations between readmission rates for any given condition pair among subgroups of hospital characteristics.

All analyses and graphing were performed using the SAS statistical package version 9.2 (SAS Institute, Cary, NC). We considered a P‐value < 0.05 to be statistically significant, and all statistical tests were 2‐tailed.

RESULTS

The mortality cohort included 4559 hospitals, and the readmission cohort included 4468 hospitals. The majority of hospitals was small, nonteaching, and did not have advanced cardiac capabilities such as cardiac surgery or cardiac catheterization (Table 1).

Hospital Characteristics for Each Cohort
DescriptionMortality MeasuresReadmission Measures
 Hospital N = 4559Hospital N = 4468
 N (%)*N (%)*
  • Abbreviations: CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; SD, standard deviation. *Unless otherwise specified.

No. of beds  
>600157 (3.4)156 (3.5)
300600628 (13.8)626 (14.0)
<3003588 (78.7)3505 (78.5)
Unknown186 (4.08)181 (4.1)
Mean (SD)173.24 (189.52)175.23 (190.00)
Ownership  
Not‐for‐profit2650 (58.1)2619 (58.6)
For‐profit672 (14.7)663 (14.8)
Government1051 (23.1)1005 (22.5)
Unknown186 (4.1)181 (4.1)
Teaching status  
COTH277 (6.1)276 (6.2)
Teaching505 (11.1)503 (11.3)
Nonteaching3591 (78.8)3508 (78.5)
Unknown186 (4.1)181 (4.1)
Cardiac facility type  
CABG1471 (32.3)1467 (32.8)
Cath lab578 (12.7)578 (12.9)
Neither2324 (51.0)2242 (50.2)
Unknown186 (4.1)181 (4.1)
Core‐based statistical area  
Division621 (13.6)618 (13.8)
Metro1850 (40.6)1835 (41.1)
Micro801 (17.6)788 (17.6)
Rural1101 (24.2)1046 (23.4)
Unknown186 (4.1)181 (4.1)
Safety net status  
No2995 (65.7)2967 (66.4)
Yes1377 (30.2)1319 (29.5)
Unknown187 (4.1)182 (4.1)

For mortality measures, the smallest median number of cases per hospital was for AMI (48; interquartile range [IQR], 13,171), and the greatest number was for pneumonia (178; IQR, 87, 336). The same pattern held for readmission measures (AMI median 33; IQR; 9, 150; pneumonia median 191; IQR, 95, 352.5). With respect to mortality measures, AMI had the highest rate and HF the lowest rate; however, for readmission measures, HF had the highest rate and pneumonia the lowest rate (Table 2).

Hospital Volume and Risk‐Standardized Rates for Each Condition in the Mortality and Readmission Cohorts
DescriptionMortality Measures (N = 4559)Readmission Measures (N = 4468)
AMIHFPNAMIHFPN
  • Abbreviations: AMI, acute myocardial infarction; HF, heart failure; IQR, interquartile range; PN, pneumonia; SD, standard deviation. *Weighted by hospital volume.

Total discharges558,6531,094,9601,114,706546,5141,314,3941,152,708
Hospital volume      
Mean (SD)122.54 (172.52)240.18 (271.35)244.51 (220.74)122.32 (201.78)294.18 (333.2)257.99 (228.5)
Median (IQR)48 (13, 171)142 (56, 337)178 (87, 336)33 (9, 150)172.5 (68, 407)191 (95, 352.5)
Range min, max1, 13791, 28141, 22411, 16111, 34102, 2359
30‐Day risk‐standardized rate*      
Mean (SD)15.7 (1.8)10.9 (1.6)11.5 (1.9)19.9 (1.5)24.8 (2.1)18.5 (1.7)
Median (IQR)15.7 (14.5, 16.8)10.8 (9.9, 11.9)11.3 (10.2, 12.6)19.9 (18.9, 20.8)24.7 (23.4, 26.1)18.4 (17.3, 19.5)
Range min, max10.3, 24.66.6, 18.26.7, 20.915.2, 26.317.3, 32.413.6, 26.7

Every mortality measure was significantly correlated with every other mortality measure (range of correlation coefficients, 0.270.41, P < 0.0001 for all 3 correlations). For example, the correlation between risk‐standardized mortality rates (RSMR) for HF and pneumonia was 0.41. Similarly, every readmission measure was significantly correlated with every other readmission measure (range of correlation coefficients, 0.320.47; P < 0.0001 for all 3 correlations). Overall, the lowest correlation was between risk‐standardized mortality rates for AMI and pneumonia (r = 0.27), and the highest correlation was between risk‐standardized readmission rates (RSRR) for HF and pneumonia (r = 0.47) (Table 3).

Correlations Between Risk‐Standardized Mortality Rates and Between Risk‐Standardized Readmission Rates for Subgroups of Hospitals
DescriptionMortality MeasuresReadmission Measures
NAMI and HFAMI and PNHF and PN AMI and HFAMI and PNHF and PN
rPrPrPNrPrPrP
  • NOTE: P value is the minimum P value of pairwise comparisons within each subgroup. Abbreviations: AMI, acute myocardial infarction; CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; HF, heart failure; N, number of hospitals; PN, pneumonia; r, Pearson correlation coefficient.

All45590.30 0.27 0.41 44680.38 0.32 0.47 
Hospitals with 25 patients28720.33 0.30 0.44 24670.44 0.38 0.51 
No. of beds  0.15 0.005 0.0009  <0.0001 <0.0001 <0.0001
>6001570.38 0.43 0.51 1560.67 0.50 0.66 
3006006280.29 0.30 0.49 6260.54 0.45 0.58 
<30035880.27 0.23 0.37 35050.30 0.26 0.44 
Ownership  0.021 0.05 0.39  0.0004 0.0004 0.003
Not‐for‐profit26500.32 0.28 0.42 26190.43 0.36 0.50 
For‐profit6720.30 0.23 0.40 6630.29 0.22 0.40 
Government10510.24 0.22 0.39 10050.32 0.29 0.45 
Teaching status  0.11 0.08 0.0012  <0.0001 0.0002 0.0003
COTH2770.31 0.34 0.54 2760.54 0.47 0.59 
Teaching5050.22 0.28 0.43 5030.52 0.42 0.56 
Nonteaching35910.29 0.24 0.39 35080.32 0.26 0.44 
Cardiac facility type 0.022 0.006 <0.0001  <0.0001 0.0006 0.004
CABG14710.33 0.29 0.47 14670.48 0.37 0.52 
Cath lab5780.25 0.26 0.36 5780.32 0.37 0.47 
Neither23240.26 0.21 0.36 22420.28 0.27 0.44 
Core‐based statistical area 0.0001 <0.0001 0.002  <0.0001 <0.0001 <0.0001
Division6210.38 0.34 0.41 6180.46 0.40 0.56 
Metro18500.26 0.26 0.42 18350.38 0.30 0.40 
Micro8010.23 0.22 0.34 7880.32 0.30 0.47 
Rural11010.21 0.13 0.32 10460.22 0.21 0.44 
Safety net status  0.001 0.027 0.68  0.029 0.037 0.28
No29950.33 0.28 0.41 29670.40 0.33 0.48 
Yes13770.23 0.21 0.40 13190.34 0.30 0.45 

Both the factor analysis for the mortality measures and the factor analysis for the readmission measures yielded only one factor with an eigenvalue >1. In each factor analysis, this single common factor kept more than half of the data based on the cumulative eigenvalue (55% for mortality measures and 60% for readmission measures). For the mortality measures, the pattern of RSMR for myocardial infarction (MI), heart failure (HF), and pneumonia (PN) in the factor was high (0.68 for MI, 0.78 for HF, and 0.76 for PN); the same was true of the RSRR in the readmission measures (0.72 for MI, 0.81 for HF, and 0.78 for PN).

For all condition pairs and both outcomes, a third or more of hospitals were in the same quartile of performance for both conditions of the pair (Table 4). Hospitals were more likely to be in the same quartile of performance if they were in the top or bottom quartile than if they were in the middle. Less than 10% of hospitals were in the top quartile for one condition in the mortality or readmission pair and in the bottom quartile for the other condition in the pair. Kappa scores for same quartile of performance between pairs of outcomes ranged from 0.16 to 0.27, and were highest for HF and pneumonia for both mortality and readmission rates.

Measures of Agreement for Quartiles of Performance in Mortality and Readmission Pairs
Condition PairSame Quartile (Any) (%)Same Quartile (Q1 or Q4) (%)Q1 in One and Q4 in Another (%)Weighted KappaSpearman Correlation
  • Abbreviations: HF, heart failure; MI, myocardial infarction; PN, pneumonia.

Mortality
MI and HF34.820.27.90.190.25
MI and PN32.718.88.20.160.22
HF and PN35.921.85.00.260.36
Readmission     
MI and HF36.621.07.50.220.28
MI and PN34.019.68.10.190.24
HF and PN37.122.65.40.270.37

In subgroup analyses, the highest mortality correlation was between HF and pneumonia in hospitals with more than 600 beds (r = 0.51, P = 0.0009), and the highest readmission correlation was between AMI and HF in hospitals with more than 600 beds (r = 0.67, P < 0.0001). Across both measures and all 3 condition pairs, correlations between conditions increased with increasing hospital bed size, presence of cardiac surgery capability, and increasing population of the hospital's Census Bureau statistical area. Furthermore, for most measures and condition pairs, correlations between conditions were highest in not‐for‐profit hospitals, hospitals belonging to the Council of Teaching Hospitals, and non‐safety net hospitals (Table 3).

For all condition pairs, the correlation between readmission rates was significantly higher than the correlation between mortality rates (P < 0.01). In subgroup analyses, readmission correlations were also significantly higher than mortality correlations for all pairs of conditions among moderate‐sized hospitals, among nonprofit hospitals, among teaching hospitals that did not belong to the Council of Teaching Hospitals, and among non‐safety net hospitals (Table 5).

Comparison of Correlations Between Mortality Rates and Correlations Between Readmission Rates for Condition Pairs
DescriptionAMI and HFAMI and PNHF and PN
NMCRCPNMCRCPNMCRCP
  • Abbreviations: AMI, acute myocardial infarction; CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; HF, heart failure; MC, mortality correlation; PN, pneumonia; r, Pearson correlation coefficient; RC, readmission correlation.

             
All44570.310.38<0.000144590.270.320.00747310.410.460.0004
Hospitals with 25 patients24720.330.44<0.00124630.310.380.0141040.420.470.001
No. of beds            
>6001560.380.670.00021560.430.500.481600.510.660.042
3006006260.290.54<0.00016260.310.450.0036300.490.580.033
<30034940.280.300.2134960.230.260.1737330.370.430.003
Ownership            
Not‐for‐profit26140.320.43<0.000126170.280.360.00326970.420.500.0003
For‐profit6620.300.290.906610.230.220.756990.400.400.99
Government10000.250.320.0910000.220.290.0911270.390.430.21
Teaching status            
COTH2760.310.540.0012770.350.460.102780.540.590.41
Teaching5040.220.52<0.00015040.280.420.0125080.430.560.005
Nonteaching34960.290.320.1834970.240.260.4637370.390.430.016
Cardiac facility type            
CABG14650.330.48<0.000114670.300.370.01814830.470.510.103
Cath lab5770.250.320.185770.260.370.0465790.360.470.022
Neither22340.260.280.4822340.210.270.03724610.360.440.002
Core‐based statistical area            
Division6180.380.460.096200.340.400.186300.410.560.001
Metro18330.260.38<0.000118320.260.300.2118960.420.400.63
Micro7870.240.320.087870.220.300.118200.340.460.003
Rural10380.210.220.8310390.130.210.05611770.320.430.002
Safety net status            
No29610.330.400.00129630.280.330.03630620.410.480.001
Yes13140.230.340.00313140.220.300.01514600.400.450.14

DISCUSSION

In this study, we found that risk‐standardized mortality rates for 3 common medical conditions were moderately correlated within institutions, as were risk‐standardized readmission rates. Readmission rates were more strongly correlated than mortality rates, and all rates tracked closest together in large, urban, and/or teaching hospitals. Very few hospitals were in the top quartile of performance for one condition and in the bottom quartile for a different condition.

Our findings are consistent with the hypothesis that 30‐day risk‐standardized mortality and 30‐day risk‐standardized readmission rates, in part, capture broad aspects of hospital quality that transcend condition‐specific activities. In this study, readmission rates tracked better together than mortality rates for every pair of conditions, suggesting that there may be a greater contribution of hospital‐wide environment, structure, and processes to readmission rates than to mortality rates. This difference is plausible because services specific to readmission, such as discharge planning, care coordination, medication reconciliation, and discharge communication with patients and outpatient clinicians, are typically hospital‐wide processes.

Our study differs from earlier studies of medical conditions in that the correlations we found were higher.18, 19 There are several possible explanations for this difference. First, during the intervening 1525 years since those studies were performed, care for these conditions has evolved substantially, such that there are now more standardized protocols available for all 3 of these diseases. Hospitals that are sufficiently organized or acculturated to systematically implement care protocols may have the infrastructure or culture to do so for all conditions, increasing correlation of performance among conditions. In addition, there are now more technologies and systems available that span care for multiple conditions, such as electronic medical records and quality committees, than were available in previous generations. Second, one of these studies utilized less robust risk‐adjustment,18 and neither used the same methodology of risk standardization. Nonetheless, it is interesting to note that Rosenthal and colleagues identified the same increase in correlation with higher volumes than we did.19 Studies investigating mortality correlations among surgical procedures, on the other hand, have generally found higher correlations than we found in these medical conditions.16, 17

Accountable care organizations will be assessed using an all‐condition readmission measure,31 several states track all‐condition readmission rates,3234 and several countries measure all‐condition mortality.35 An all‐condition measure for quality assessment first requires that there be a hospital‐wide quality signal above and beyond disease‐specific care. This study suggests that a moderate signal exists for readmission and, to a slightly lesser extent, for mortality, across 3 common conditions. There are other considerations, however, in developing all‐condition measures. There must be adequate risk adjustment for the wide variety of conditions that are included, and there must be a means of accounting for the variation in types of conditions and procedures cared for by different hospitals. Our study does not address these challenges, which have been described to be substantial for mortality measures.35

We were surprised by the finding that risk‐standardized rates correlated more strongly within larger institutions than smaller ones, because one might assume that care within smaller hospitals might be more homogenous. It may be easier, however, to detect a quality signal in hospitals with higher volumes of patients for all 3 conditions, because estimates for these hospitals are more precise. Consequently, we have greater confidence in results for larger volumes, and suspect a similar quality signal may be present but more difficult to detect statistically in smaller hospitals. Overall correlations were higher when we restricted the sample to hospitals with at least 25 cases, as is used for public reporting. It is also possible that the finding is real given that large‐volume hospitals have been demonstrated to provide better care for these conditions and are more likely to adopt systems of care that affect multiple conditions, such as electronic medical records.14, 36

The kappa scores comparing quartile of national performance for pairs of conditions were only in the fair range. There are several possible explanations for this fact: 1) outcomes for these 3 conditions are not measuring the same constructs; 2) they are all measuring the same construct, but they are unreliable in doing so; and/or 3) hospitals have similar latent quality for all 3 conditions, but the national quality of performance differs by condition, yielding variable relative performance per hospital for each condition. Based solely on our findings, we cannot distinguish which, if any, of these explanations may be true.31

Our study has several limitations. First, all 3 conditions currently publicly reported by CMS are medical diagnoses, although AMI patients may be cared for in distinct cardiology units and often undergo procedures; therefore, we cannot determine the degree to which correlations reflect hospital‐wide quality versus medicine‐wide quality. An institution may have a weak medicine department but a strong surgical department or vice versa. Second, it is possible that the correlations among conditions for readmission and among conditions for mortality are attributable to patient characteristics that are not adequately adjusted for in the risk‐adjustment model, such as socioeconomic factors, or to hospital characteristics not related to quality, such as coding practices or inter‐hospital transfer rates. For this to be true, these unmeasured characteristics would have to be consistent across different conditions within each hospital and have a consistent influence on outcomes. Third, it is possible that public reporting may have prompted disease‐specific focus on these conditions. We do not have data from non‐publicly reported conditions to test this hypothesis. Fourth, there are many small‐volume hospitals in this study; their estimates for readmission and mortality are less reliable than for large‐volume hospitals, potentially limiting our ability to detect correlations in this group of hospitals.

This study lends credence to the hypothesis that 30‐day risk‐standardized mortality and readmission rates for individual conditions may reflect aspects of hospital‐wide quality or at least medicine‐wide quality, although the correlations are not large enough to conclude that hospital‐wide factors play a dominant role, and there are other possible explanations for the correlations. Further work is warranted to better understand the causes of the correlations, and to better specify the nature of hospital factors that contribute to correlations among outcomes.

Acknowledgements

Disclosures: Dr Horwitz is supported by the National Institute on Aging (K08 AG038336) and by the American Federation of Aging Research through the Paul B. Beeson Career Development Award Program. Dr Horwitz is also a Pepper Scholar with support from the Claude D. Pepper Older Americans Independence Center at Yale University School of Medicine (P30 AG021342 NIH/NIA). Dr Krumholz is supported by grant U01 HL105270‐01 (Center for Cardiovascular Outcomes Research at Yale University) from the National Heart, Lung, and Blood Institute. Dr Krumholz chairs a cardiac scientific advisory board for UnitedHealth. Authors Drye, Krumholz, and Wang receive support from the Centers for Medicare & Medicaid Services (CMS) to develop and maintain performance measures that are used for public reporting. The analyses upon which this publication is based were performed under Contract Number HHSM‐500‐2008‐0025I Task Order T0001, entitled Measure & Instrument Development and Support (MIDS)Development and Re‐evaluation of the CMS Hospital Outcomes and Efficiency Measures, funded by the Centers for Medicare & Medicaid Services, an agency of the US Department of Health and Human Services. The Centers for Medicare & Medicaid Services reviewed and approved the use of its data for this work, and approved submission of the manuscript. The content of this publication does not necessarily reflect the views or policies of the Department of Health and Human Services, nor does mention of trade names, commercial products, or organizations imply endorsement by the US Government. The authors assume full responsibility for the accuracy and completeness of the ideas presented.

The Centers for Medicare & Medicaid Services (CMS) publicly reports hospital‐specific, 30‐day risk‐standardized mortality and readmission rates for Medicare fee‐for‐service patients admitted with acute myocardial infarction (AMI), heart failure (HF), and pneumonia.1 These measures are intended to reflect hospital performance on quality of care provided to patients during and after hospitalization.2, 3

Quality‐of‐care measures for a given disease are often assumed to reflect the quality of care for that particular condition. However, studies have found limited association between condition‐specific process measures and either mortality or readmission rates for those conditions.46 Mortality and readmission rates may instead reflect broader hospital‐wide or specialty‐wide structure, culture, and practice. For example, studies have previously found that hospitals differ in mortality or readmission rates according to organizational structure,7 financial structure,8 culture,9, 10 information technology,11 patient volume,1214 academic status,12 and other institution‐wide factors.12 There is now a strong policy push towards developing hospital‐wide (all‐condition) measures, beginning with readmission.15

It is not clear how much of the quality of care for a given condition is attributable to hospital‐wide influences that affect all conditions rather than disease‐specific factors. If readmission or mortality performance for a particular condition reflects, in large part, broader institutional characteristics, then improvement efforts might better be focused on hospital‐wide activities, such as team training or implementing electronic medical records. On the other hand, if the disease‐specific measures reflect quality strictly for those conditions, then improvement efforts would be better focused on disease‐specific care, such as early identification of the relevant patient population or standardizing disease‐specific care. As hospitals work to improve performance across an increasingly wide variety of conditions, it is becoming more important for hospitals to prioritize and focus their activities effectively and efficiently.

One means of determining the relative contribution of hospital versus disease factors is to explore whether outcome rates are consistent among different conditions cared for in the same hospital. If mortality (or readmission) rates across different conditions are highly correlated, it would suggest that hospital‐wide factors may play a substantive role in outcomes. Some studies have found that mortality for a particular surgical condition is a useful proxy for mortality for other surgical conditions,16, 17 while other studies have found little correlation among mortality rates for various medical conditions.18, 19 It is also possible that correlation varies according to hospital characteristics; for example, smaller or nonteaching hospitals might be more homogenous in their care than larger, less homogeneous institutions. No studies have been performed using publicly reported estimates of risk‐standardized mortality or readmission rates. In this study we use the publicly reported measures of 30‐day mortality and 30‐day readmission for AMI, HF, and pneumonia to examine whether, and to what degree, mortality rates track together within US hospitals, and separately, to what degree readmission rates track together within US hospitals.

METHODS

Data Sources

CMS calculates risk‐standardized mortality and readmission rates, and patient volume, for all acute care nonfederal hospitals with one or more eligible case of AMI, HF, and pneumonia annually based on fee‐for‐service (FFS) Medicare claims. CMS publicly releases the rates for the large subset of hospitals that participate in public reporting and have 25 or more cases for the conditions over the 3‐year period between July 2006 and June 2009. We estimated the rates for all hospitals included in the measure calculations, including those with fewer than 25 cases, using the CMS methodology and data obtained from CMS. The distribution of these rates has been previously reported.20, 21 In addition, we used the 2008 American Hospital Association (AHA) Survey to obtain data about hospital characteristics, including number of beds, hospital ownership (government, not‐for‐profit, for‐profit), teaching status (member of Council of Teaching Hospitals, other teaching hospital, nonteaching), presence of specialized cardiac capabilities (coronary artery bypass graft surgery, cardiac catheterization lab without cardiac surgery, neither), US Census Bureau core‐based statistical area (division [subarea of area with urban center >2.5 million people], metropolitan [urban center of at least 50,000 people], micropolitan [urban center of between 10,000 and 50,000 people], and rural [<10,000 people]), and safety net status22 (yes/no). Safety net status was defined as either public hospitals or private hospitals with a Medicaid caseload greater than one standard deviation above their respective state's mean private hospital Medicaid caseload using the 2007 AHA Annual Survey data.

Study Sample

This study includes 2 hospital cohorts, 1 for mortality and 1 for readmission. Hospitals were eligible for the mortality cohort if the dataset included risk‐standardized mortality rates for all 3 conditions (AMI, HF, and pneumonia). Hospitals were eligible for the readmission cohort if the dataset included risk‐standardized readmission rates for all 3 of these conditions.

Risk‐Standardized Measures

The measures include all FFS Medicare patients who are 65 years old, have been enrolled in FFS Medicare for the 12 months before the index hospitalization, are admitted with 1 of the 3 qualifying diagnoses, and do not leave the hospital against medical advice. The mortality measures include all deaths within 30 days of admission, and all deaths are attributable to the initial admitting hospital, even if the patient is then transferred to another acute care facility. Therefore, for a given hospital, transfers into the hospital are excluded from its rate, but transfers out are included. The readmission measures include all readmissions within 30 days of discharge, and all readmissions are attributable to the final discharging hospital, even if the patient was originally admitted to a different acute care facility. Therefore, for a given hospital, transfers in are included in its rate, but transfers out are excluded. For mortality measures, only 1 hospitalization for a patient in a specific year is randomly selected if the patient has multiple hospitalizations in the year. For readmission measures, admissions in which the patient died prior to discharge, and admissions within 30 days of an index admission, are not counted as index admissions.

Outcomes for all measures are all‐cause; however, for the AMI readmission measure, planned admissions for cardiac procedures are not counted as readmissions. Patients in observation status or in non‐acute care facilities are not counted as readmissions. Detailed specifications for the outcomes measures are available at the National Quality Measures Clearinghouse.23

The derivation and validation of the risk‐standardized outcome measures have been previously reported.20, 21, 2327 The measures are derived from hierarchical logistic regression models that include age, sex, clinical covariates, and a hospital‐specific random effect. The rates are calculated as the ratio of the number of predicted outcomes (obtained from a model applying the hospital‐specific effect) to the number of expected outcomes (obtained from a model applying the average effect among hospitals), multiplied by the unadjusted overall 30‐day rate.

Statistical Analysis

We examined patterns and distributions of hospital volume, risk‐standardized mortality rates, and risk‐standardized readmission rates among included hospitals. To measure the degree of association among hospitals' risk‐standardized mortality rates for AMI, HF, and pneumonia, we calculated Pearson correlation coefficients, resulting in 3 correlations for the 3 pairs of conditions (AMI and HF, AMI and pneumonia, HF and pneumonia), and tested whether they were significantly different from 0. We also conducted a factor analysis using the principal component method with a minimum eigenvalue of 1 to retain factors to determine whether there was a single common factor underlying mortality performance for the 3 conditions.28 Finally, we divided hospitals into quartiles of performance for each outcome based on the point estimate of risk‐standardized rate, and compared quartile of performance between condition pairs for each outcome. For each condition pair, we assessed the percent of hospitals in the same quartile of performance in both conditions, the percent of hospitals in either the top quartile of performance or the bottom quartile of performance for both, and the percent of hospitals in the top quartile for one and the bottom quartile for the other. We calculated the weighted kappa for agreement on quartile of performance between condition pairs for each outcome and the Spearman correlation for quartiles of performance. Then, we examined Pearson correlation coefficients in different subgroups of hospitals, including by size, ownership, teaching status, cardiac procedure capability, statistical area, and safety net status. In order to determine whether these correlations differed by hospital characteristics, we tested if the Pearson correlation coefficients were different between any 2 subgroups using the method proposed by Fisher.29 We repeated all of these analyses separately for the risk‐standardized readmission rates.

To determine whether correlations between mortality rates were significantly different than correlations between readmission rates for any given condition pair, we used the method recommended by Raghunathan et al.30 For these analyses, we included only hospitals reporting both mortality and readmission rates for the condition pairs. We used the same methods to determine whether correlations between mortality rates were significantly different than correlations between readmission rates for any given condition pair among subgroups of hospital characteristics.

All analyses and graphing were performed using the SAS statistical package version 9.2 (SAS Institute, Cary, NC). We considered a P‐value < 0.05 to be statistically significant, and all statistical tests were 2‐tailed.

RESULTS

The mortality cohort included 4559 hospitals, and the readmission cohort included 4468 hospitals. The majority of hospitals was small, nonteaching, and did not have advanced cardiac capabilities such as cardiac surgery or cardiac catheterization (Table 1).

Hospital Characteristics for Each Cohort
DescriptionMortality MeasuresReadmission Measures
 Hospital N = 4559Hospital N = 4468
 N (%)*N (%)*
  • Abbreviations: CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; SD, standard deviation. *Unless otherwise specified.

No. of beds  
>600157 (3.4)156 (3.5)
300600628 (13.8)626 (14.0)
<3003588 (78.7)3505 (78.5)
Unknown186 (4.08)181 (4.1)
Mean (SD)173.24 (189.52)175.23 (190.00)
Ownership  
Not‐for‐profit2650 (58.1)2619 (58.6)
For‐profit672 (14.7)663 (14.8)
Government1051 (23.1)1005 (22.5)
Unknown186 (4.1)181 (4.1)
Teaching status  
COTH277 (6.1)276 (6.2)
Teaching505 (11.1)503 (11.3)
Nonteaching3591 (78.8)3508 (78.5)
Unknown186 (4.1)181 (4.1)
Cardiac facility type  
CABG1471 (32.3)1467 (32.8)
Cath lab578 (12.7)578 (12.9)
Neither2324 (51.0)2242 (50.2)
Unknown186 (4.1)181 (4.1)
Core‐based statistical area  
Division621 (13.6)618 (13.8)
Metro1850 (40.6)1835 (41.1)
Micro801 (17.6)788 (17.6)
Rural1101 (24.2)1046 (23.4)
Unknown186 (4.1)181 (4.1)
Safety net status  
No2995 (65.7)2967 (66.4)
Yes1377 (30.2)1319 (29.5)
Unknown187 (4.1)182 (4.1)

For mortality measures, the smallest median number of cases per hospital was for AMI (48; interquartile range [IQR], 13,171), and the greatest number was for pneumonia (178; IQR, 87, 336). The same pattern held for readmission measures (AMI median 33; IQR; 9, 150; pneumonia median 191; IQR, 95, 352.5). With respect to mortality measures, AMI had the highest rate and HF the lowest rate; however, for readmission measures, HF had the highest rate and pneumonia the lowest rate (Table 2).

Hospital Volume and Risk‐Standardized Rates for Each Condition in the Mortality and Readmission Cohorts
DescriptionMortality Measures (N = 4559)Readmission Measures (N = 4468)
AMIHFPNAMIHFPN
  • Abbreviations: AMI, acute myocardial infarction; HF, heart failure; IQR, interquartile range; PN, pneumonia; SD, standard deviation. *Weighted by hospital volume.

Total discharges558,6531,094,9601,114,706546,5141,314,3941,152,708
Hospital volume      
Mean (SD)122.54 (172.52)240.18 (271.35)244.51 (220.74)122.32 (201.78)294.18 (333.2)257.99 (228.5)
Median (IQR)48 (13, 171)142 (56, 337)178 (87, 336)33 (9, 150)172.5 (68, 407)191 (95, 352.5)
Range min, max1, 13791, 28141, 22411, 16111, 34102, 2359
30‐Day risk‐standardized rate*      
Mean (SD)15.7 (1.8)10.9 (1.6)11.5 (1.9)19.9 (1.5)24.8 (2.1)18.5 (1.7)
Median (IQR)15.7 (14.5, 16.8)10.8 (9.9, 11.9)11.3 (10.2, 12.6)19.9 (18.9, 20.8)24.7 (23.4, 26.1)18.4 (17.3, 19.5)
Range min, max10.3, 24.66.6, 18.26.7, 20.915.2, 26.317.3, 32.413.6, 26.7

Every mortality measure was significantly correlated with every other mortality measure (range of correlation coefficients, 0.270.41, P < 0.0001 for all 3 correlations). For example, the correlation between risk‐standardized mortality rates (RSMR) for HF and pneumonia was 0.41. Similarly, every readmission measure was significantly correlated with every other readmission measure (range of correlation coefficients, 0.320.47; P < 0.0001 for all 3 correlations). Overall, the lowest correlation was between risk‐standardized mortality rates for AMI and pneumonia (r = 0.27), and the highest correlation was between risk‐standardized readmission rates (RSRR) for HF and pneumonia (r = 0.47) (Table 3).

Correlations Between Risk‐Standardized Mortality Rates and Between Risk‐Standardized Readmission Rates for Subgroups of Hospitals
DescriptionMortality MeasuresReadmission Measures
NAMI and HFAMI and PNHF and PN AMI and HFAMI and PNHF and PN
rPrPrPNrPrPrP
  • NOTE: P value is the minimum P value of pairwise comparisons within each subgroup. Abbreviations: AMI, acute myocardial infarction; CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; HF, heart failure; N, number of hospitals; PN, pneumonia; r, Pearson correlation coefficient.

All45590.30 0.27 0.41 44680.38 0.32 0.47 
Hospitals with 25 patients28720.33 0.30 0.44 24670.44 0.38 0.51 
No. of beds  0.15 0.005 0.0009  <0.0001 <0.0001 <0.0001
>6001570.38 0.43 0.51 1560.67 0.50 0.66 
3006006280.29 0.30 0.49 6260.54 0.45 0.58 
<30035880.27 0.23 0.37 35050.30 0.26 0.44 
Ownership  0.021 0.05 0.39  0.0004 0.0004 0.003
Not‐for‐profit26500.32 0.28 0.42 26190.43 0.36 0.50 
For‐profit6720.30 0.23 0.40 6630.29 0.22 0.40 
Government10510.24 0.22 0.39 10050.32 0.29 0.45 
Teaching status  0.11 0.08 0.0012  <0.0001 0.0002 0.0003
COTH2770.31 0.34 0.54 2760.54 0.47 0.59 
Teaching5050.22 0.28 0.43 5030.52 0.42 0.56 
Nonteaching35910.29 0.24 0.39 35080.32 0.26 0.44 
Cardiac facility type 0.022 0.006 <0.0001  <0.0001 0.0006 0.004
CABG14710.33 0.29 0.47 14670.48 0.37 0.52 
Cath lab5780.25 0.26 0.36 5780.32 0.37 0.47 
Neither23240.26 0.21 0.36 22420.28 0.27 0.44 
Core‐based statistical area 0.0001 <0.0001 0.002  <0.0001 <0.0001 <0.0001
Division6210.38 0.34 0.41 6180.46 0.40 0.56 
Metro18500.26 0.26 0.42 18350.38 0.30 0.40 
Micro8010.23 0.22 0.34 7880.32 0.30 0.47 
Rural11010.21 0.13 0.32 10460.22 0.21 0.44 
Safety net status  0.001 0.027 0.68  0.029 0.037 0.28
No29950.33 0.28 0.41 29670.40 0.33 0.48 
Yes13770.23 0.21 0.40 13190.34 0.30 0.45 

Both the factor analysis for the mortality measures and the factor analysis for the readmission measures yielded only one factor with an eigenvalue >1. In each factor analysis, this single common factor kept more than half of the data based on the cumulative eigenvalue (55% for mortality measures and 60% for readmission measures). For the mortality measures, the pattern of RSMR for myocardial infarction (MI), heart failure (HF), and pneumonia (PN) in the factor was high (0.68 for MI, 0.78 for HF, and 0.76 for PN); the same was true of the RSRR in the readmission measures (0.72 for MI, 0.81 for HF, and 0.78 for PN).

For all condition pairs and both outcomes, a third or more of hospitals were in the same quartile of performance for both conditions of the pair (Table 4). Hospitals were more likely to be in the same quartile of performance if they were in the top or bottom quartile than if they were in the middle. Less than 10% of hospitals were in the top quartile for one condition in the mortality or readmission pair and in the bottom quartile for the other condition in the pair. Kappa scores for same quartile of performance between pairs of outcomes ranged from 0.16 to 0.27, and were highest for HF and pneumonia for both mortality and readmission rates.

Measures of Agreement for Quartiles of Performance in Mortality and Readmission Pairs
Condition PairSame Quartile (Any) (%)Same Quartile (Q1 or Q4) (%)Q1 in One and Q4 in Another (%)Weighted KappaSpearman Correlation
  • Abbreviations: HF, heart failure; MI, myocardial infarction; PN, pneumonia.

Mortality
MI and HF34.820.27.90.190.25
MI and PN32.718.88.20.160.22
HF and PN35.921.85.00.260.36
Readmission     
MI and HF36.621.07.50.220.28
MI and PN34.019.68.10.190.24
HF and PN37.122.65.40.270.37

In subgroup analyses, the highest mortality correlation was between HF and pneumonia in hospitals with more than 600 beds (r = 0.51, P = 0.0009), and the highest readmission correlation was between AMI and HF in hospitals with more than 600 beds (r = 0.67, P < 0.0001). Across both measures and all 3 condition pairs, correlations between conditions increased with increasing hospital bed size, presence of cardiac surgery capability, and increasing population of the hospital's Census Bureau statistical area. Furthermore, for most measures and condition pairs, correlations between conditions were highest in not‐for‐profit hospitals, hospitals belonging to the Council of Teaching Hospitals, and non‐safety net hospitals (Table 3).

For all condition pairs, the correlation between readmission rates was significantly higher than the correlation between mortality rates (P < 0.01). In subgroup analyses, readmission correlations were also significantly higher than mortality correlations for all pairs of conditions among moderate‐sized hospitals, among nonprofit hospitals, among teaching hospitals that did not belong to the Council of Teaching Hospitals, and among non‐safety net hospitals (Table 5).

Comparison of Correlations Between Mortality Rates and Correlations Between Readmission Rates for Condition Pairs
DescriptionAMI and HFAMI and PNHF and PN
NMCRCPNMCRCPNMCRCP
  • Abbreviations: AMI, acute myocardial infarction; CABG, coronary artery bypass graft surgery capability; Cath lab, cardiac catheterization lab capability; COTH, Council of Teaching Hospitals member; HF, heart failure; MC, mortality correlation; PN, pneumonia; r, Pearson correlation coefficient; RC, readmission correlation.

             
All44570.310.38<0.000144590.270.320.00747310.410.460.0004
Hospitals with 25 patients24720.330.44<0.00124630.310.380.0141040.420.470.001
No. of beds            
>6001560.380.670.00021560.430.500.481600.510.660.042
3006006260.290.54<0.00016260.310.450.0036300.490.580.033
<30034940.280.300.2134960.230.260.1737330.370.430.003
Ownership            
Not‐for‐profit26140.320.43<0.000126170.280.360.00326970.420.500.0003
For‐profit6620.300.290.906610.230.220.756990.400.400.99
Government10000.250.320.0910000.220.290.0911270.390.430.21
Teaching status            
COTH2760.310.540.0012770.350.460.102780.540.590.41
Teaching5040.220.52<0.00015040.280.420.0125080.430.560.005
Nonteaching34960.290.320.1834970.240.260.4637370.390.430.016
Cardiac facility type            
CABG14650.330.48<0.000114670.300.370.01814830.470.510.103
Cath lab5770.250.320.185770.260.370.0465790.360.470.022
Neither22340.260.280.4822340.210.270.03724610.360.440.002
Core‐based statistical area            
Division6180.380.460.096200.340.400.186300.410.560.001
Metro18330.260.38<0.000118320.260.300.2118960.420.400.63
Micro7870.240.320.087870.220.300.118200.340.460.003
Rural10380.210.220.8310390.130.210.05611770.320.430.002
Safety net status            
No29610.330.400.00129630.280.330.03630620.410.480.001
Yes13140.230.340.00313140.220.300.01514600.400.450.14

DISCUSSION

In this study, we found that risk‐standardized mortality rates for 3 common medical conditions were moderately correlated within institutions, as were risk‐standardized readmission rates. Readmission rates were more strongly correlated than mortality rates, and all rates tracked closest together in large, urban, and/or teaching hospitals. Very few hospitals were in the top quartile of performance for one condition and in the bottom quartile for a different condition.

Our findings are consistent with the hypothesis that 30‐day risk‐standardized mortality and 30‐day risk‐standardized readmission rates, in part, capture broad aspects of hospital quality that transcend condition‐specific activities. In this study, readmission rates tracked better together than mortality rates for every pair of conditions, suggesting that there may be a greater contribution of hospital‐wide environment, structure, and processes to readmission rates than to mortality rates. This difference is plausible because services specific to readmission, such as discharge planning, care coordination, medication reconciliation, and discharge communication with patients and outpatient clinicians, are typically hospital‐wide processes.

Our study differs from earlier studies of medical conditions in that the correlations we found were higher.18, 19 There are several possible explanations for this difference. First, during the intervening 1525 years since those studies were performed, care for these conditions has evolved substantially, such that there are now more standardized protocols available for all 3 of these diseases. Hospitals that are sufficiently organized or acculturated to systematically implement care protocols may have the infrastructure or culture to do so for all conditions, increasing correlation of performance among conditions. In addition, there are now more technologies and systems available that span care for multiple conditions, such as electronic medical records and quality committees, than were available in previous generations. Second, one of these studies utilized less robust risk‐adjustment,18 and neither used the same methodology of risk standardization. Nonetheless, it is interesting to note that Rosenthal and colleagues identified the same increase in correlation with higher volumes than we did.19 Studies investigating mortality correlations among surgical procedures, on the other hand, have generally found higher correlations than we found in these medical conditions.16, 17

Accountable care organizations will be assessed using an all‐condition readmission measure,31 several states track all‐condition readmission rates,3234 and several countries measure all‐condition mortality.35 An all‐condition measure for quality assessment first requires that there be a hospital‐wide quality signal above and beyond disease‐specific care. This study suggests that a moderate signal exists for readmission and, to a slightly lesser extent, for mortality, across 3 common conditions. There are other considerations, however, in developing all‐condition measures. There must be adequate risk adjustment for the wide variety of conditions that are included, and there must be a means of accounting for the variation in types of conditions and procedures cared for by different hospitals. Our study does not address these challenges, which have been described to be substantial for mortality measures.35

We were surprised by the finding that risk‐standardized rates correlated more strongly within larger institutions than smaller ones, because one might assume that care within smaller hospitals might be more homogenous. It may be easier, however, to detect a quality signal in hospitals with higher volumes of patients for all 3 conditions, because estimates for these hospitals are more precise. Consequently, we have greater confidence in results for larger volumes, and suspect a similar quality signal may be present but more difficult to detect statistically in smaller hospitals. Overall correlations were higher when we restricted the sample to hospitals with at least 25 cases, as is used for public reporting. It is also possible that the finding is real given that large‐volume hospitals have been demonstrated to provide better care for these conditions and are more likely to adopt systems of care that affect multiple conditions, such as electronic medical records.14, 36

The kappa scores comparing quartile of national performance for pairs of conditions were only in the fair range. There are several possible explanations for this fact: 1) outcomes for these 3 conditions are not measuring the same constructs; 2) they are all measuring the same construct, but they are unreliable in doing so; and/or 3) hospitals have similar latent quality for all 3 conditions, but the national quality of performance differs by condition, yielding variable relative performance per hospital for each condition. Based solely on our findings, we cannot distinguish which, if any, of these explanations may be true.31

Our study has several limitations. First, all 3 conditions currently publicly reported by CMS are medical diagnoses, although AMI patients may be cared for in distinct cardiology units and often undergo procedures; therefore, we cannot determine the degree to which correlations reflect hospital‐wide quality versus medicine‐wide quality. An institution may have a weak medicine department but a strong surgical department or vice versa. Second, it is possible that the correlations among conditions for readmission and among conditions for mortality are attributable to patient characteristics that are not adequately adjusted for in the risk‐adjustment model, such as socioeconomic factors, or to hospital characteristics not related to quality, such as coding practices or inter‐hospital transfer rates. For this to be true, these unmeasured characteristics would have to be consistent across different conditions within each hospital and have a consistent influence on outcomes. Third, it is possible that public reporting may have prompted disease‐specific focus on these conditions. We do not have data from non‐publicly reported conditions to test this hypothesis. Fourth, there are many small‐volume hospitals in this study; their estimates for readmission and mortality are less reliable than for large‐volume hospitals, potentially limiting our ability to detect correlations in this group of hospitals.

This study lends credence to the hypothesis that 30‐day risk‐standardized mortality and readmission rates for individual conditions may reflect aspects of hospital‐wide quality or at least medicine‐wide quality, although the correlations are not large enough to conclude that hospital‐wide factors play a dominant role, and there are other possible explanations for the correlations. Further work is warranted to better understand the causes of the correlations, and to better specify the nature of hospital factors that contribute to correlations among outcomes.

Acknowledgements

Disclosures: Dr Horwitz is supported by the National Institute on Aging (K08 AG038336) and by the American Federation of Aging Research through the Paul B. Beeson Career Development Award Program. Dr Horwitz is also a Pepper Scholar with support from the Claude D. Pepper Older Americans Independence Center at Yale University School of Medicine (P30 AG021342 NIH/NIA). Dr Krumholz is supported by grant U01 HL105270‐01 (Center for Cardiovascular Outcomes Research at Yale University) from the National Heart, Lung, and Blood Institute. Dr Krumholz chairs a cardiac scientific advisory board for UnitedHealth. Authors Drye, Krumholz, and Wang receive support from the Centers for Medicare & Medicaid Services (CMS) to develop and maintain performance measures that are used for public reporting. The analyses upon which this publication is based were performed under Contract Number HHSM‐500‐2008‐0025I Task Order T0001, entitled Measure & Instrument Development and Support (MIDS)Development and Re‐evaluation of the CMS Hospital Outcomes and Efficiency Measures, funded by the Centers for Medicare & Medicaid Services, an agency of the US Department of Health and Human Services. The Centers for Medicare & Medicaid Services reviewed and approved the use of its data for this work, and approved submission of the manuscript. The content of this publication does not necessarily reflect the views or policies of the Department of Health and Human Services, nor does mention of trade names, commercial products, or organizations imply endorsement by the US Government. The authors assume full responsibility for the accuracy and completeness of the ideas presented.

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  1. US Department of Health and Human Services. Hospital Compare.2011. Available at: http://www.hospitalcompare.hhs.gov. Accessed March 5, 2011.
  2. Balla U,Malnick S,Schattner A.Early readmissions to the department of medicine as a screening tool for monitoring quality of care problems.Medicine (Baltimore).2008;87(5):294300.
  3. Dubois RW,Rogers WH,Moxley JH,Draper D,Brook RH.Hospital inpatient mortality. Is it a predictor of quality?N Engl J Med.1987;317(26):16741680.
  4. Werner RM,Bradlow ET.Relationship between Medicare's hospital compare performance measures and mortality rates.JAMA.2006;296(22):26942702.
  5. Jha AK,Orav EJ,Epstein AM.Public reporting of discharge planning and rates of readmissions.N Engl J Med.2009;361(27):26372645.
  6. Patterson ME,Hernandez AF,Hammill BG, et al.Process of care performance measures and long‐term outcomes in patients hospitalized with heart failure.Med Care.2010;48(3):210216.
  7. Chukmaitov AS,Bazzoli GJ,Harless DW,Hurley RE,Devers KJ,Zhao M.Variations in inpatient mortality among hospitals in different system types, 1995 to 2000.Med Care.2009;47(4):466473.
  8. Devereaux PJ,Choi PT,Lacchetti C, et al.A systematic review and meta‐analysis of studies comparing mortality rates of private for‐profit and private not‐for‐profit hospitals.Can Med Assoc J.2002;166(11):13991406.
  9. Curry LA,Spatz E,Cherlin E, et al.What distinguishes top‐performing hospitals in acute myocardial infarction mortality rates? A qualitative study.Ann Intern Med.2011;154(6):384390.
  10. Hansen LO,Williams MV,Singer SJ.Perceptions of hospital safety climate and incidence of readmission.Health Serv Res.2011;46(2):596616.
  11. Longhurst CA,Parast L,Sandborg CI, et al.Decrease in hospital‐wide mortality rate after implementation of a commercially sold computerized physician order entry system.Pediatrics.2010;126(1):1421.
  12. Fink A,Yano EM,Brook RH.The condition of the literature on differences in hospital mortality.Med Care.1989;27(4):315336.
  13. Gandjour A,Bannenberg A,Lauterbach KW.Threshold volumes associated with higher survival in health care: a systematic review.Med Care.2003;41(10):11291141.
  14. Ross JS,Normand SL,Wang Y, et al.Hospital volume and 30‐day mortality for three common medical conditions.N Engl J Med.2010;362(12):11101118.
  15. Patient Protection and Affordable Care Act Pub. L. No. 111–148, 124 Stat, §3025.2010. Available at: http://www.gpo.gov/fdsys/pkg/PLAW‐111publ148/content‐detail.html. Accessed on July 26, year="2012"2012.
  16. Dimick JB,Staiger DO,Birkmeyer JD.Are mortality rates for different operations related? Implications for measuring the quality of noncardiac surgery.Med Care.2006;44(8):774778.
  17. Goodney PP,O'Connor GT,Wennberg DE,Birkmeyer JD.Do hospitals with low mortality rates in coronary artery bypass also perform well in valve replacement?Ann Thorac Surg.2003;76(4):11311137.
  18. Chassin MR,Park RE,Lohr KN,Keesey J,Brook RH.Differences among hospitals in Medicare patient mortality.Health Serv Res.1989;24(1):131.
  19. Rosenthal GE,Shah A,Way LE,Harper DL.Variations in standardized hospital mortality rates for six common medical diagnoses: implications for profiling hospital quality.Med Care.1998;36(7):955964.
  20. Lindenauer PK,Normand SL,Drye EE, et al.Development, validation, and results of a measure of 30‐day readmission following hospitalization for pneumonia.J Hosp Med.2011;6(3):142150.
  21. Keenan PS,Normand SL,Lin Z, et al.An administrative claims measure suitable for profiling hospital performance on the basis of 30‐day all‐cause readmission rates among patients with heart failure.Circ Cardiovasc Qual Outcomes.2008;1:2937.
  22. Ross JS,Cha SS,Epstein AJ, et al.Quality of care for acute myocardial infarction at urban safety‐net hospitals.Health Aff (Millwood).2007;26(1):238248.
  23. National Quality Measures Clearinghouse.2011. Available at: http://www.qualitymeasures.ahrq.gov/. Accessed February 21,year="2011"2011.
  24. Krumholz HM,Wang Y,Mattera JA, et al.An administrative claims model suitable for profiling hospital performance based on 30‐day mortality rates among patients with an acute myocardial infarction.Circulation.2006;113(13):16831692.
  25. Krumholz HM,Wang Y,Mattera JA, et al.An administrative claims model suitable for profiling hospital performance based on 30‐day mortality rates among patients with heart failure.Circulation.2006;113(13):16931701.
  26. Bratzler DW,Normand SL,Wang Y, et al.An administrative claims model for profiling hospital 30‐day mortality rates for pneumonia patients.PLoS One.2011;6(4):e17401.
  27. Krumholz HM,Lin Z,Drye EE, et al.An administrative claims measure suitable for profiling hospital performance based on 30‐day all‐cause readmission rates among patients with acute myocardial infarction.Circ Cardiovasc Qual Outcomes.2011;4(2):243252.
  28. Kaiser HF.The application of electronic computers to factor analysis.Educ Psychol Meas.1960;20:141151.
  29. Fisher RA.On the ‘probable error’ of a coefficient of correlation deduced from a small sample.Metron.1921;1:332.
  30. Raghunathan TE,Rosenthal R,Rubin DB.Comparing correlated but nonoverlapping correlations.Psychol Methods.1996;1(2):178183.
  31. Centers for Medicare and Medicaid Services.Medicare Shared Savings Program: Accountable Care Organizations, Final Rule.Fed Reg.2011;76:6780267990.
  32. Massachusetts Healthcare Quality and Cost Council. Potentially Preventable Readmissions.2011. Available at: http://www.mass.gov/hqcc/the‐hcqcc‐council/data‐submission‐information/potentially‐preventable‐readmissions‐ppr.html. Accessed February 29, 2012.
  33. Texas Medicaid. Potentially Preventable Readmission (PPR).2012. Available at: http://www.tmhp.com/Pages/Medicaid/Hospital_PPR.aspx. Accessed February 29, 2012.
  34. New York State. Potentially Preventable Readmissions.2011. Available at: http://www.health.ny.gov/regulations/recently_adopted/docs/2011–02‐23_potentially_preventable_readmissions.pdf. Accessed February 29, 2012.
  35. Shahian DM,Wolf RE,Iezzoni LI,Kirle L,Normand SL.Variability in the measurement of hospital‐wide mortality rates.N Engl J Med.2010;363(26):25302539.
  36. Jha AK,DesRoches CM,Campbell EG, et al.Use of electronic health records in U.S. hospitals.N Engl J Med.2009;360(16):16281638.
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Correlations among risk‐standardized mortality rates and among risk‐standardized readmission rates within hospitals
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Antibiotic Decisions in the ICU

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Antimicrobial use in the ICU: Indications and accuracy—an observational trial

Antimicrobial use provides the selective pressure that cause bacteria to develop antimicrobial resistance.1 Currently, clones of bacteria with very limited antimicrobial sensitivity are gradually spreading around the world.2 The intensive care unit (ICU) is a focus of resistant bacteria within the hospital3 as a result of high illness severity, widespread use of invasive monitoring or therapeutic devices, frequency of bacterial infection (found in approximately 51% of patients4), and consequent extensive use of broad‐spectrum antimicrobials (in 71% of patients).4

When prescribing antimicrobials, the ICU clinician often faces a dilemma. First, the traditional symptoms and signs of infection (such as characteristic patient history, fever, increased white cell count, etc) are common in ICU patients even in the absence of infection, making distinction of infectious and noninfectious causes of patient deterioration difficult. Second, delaying antimicrobial therapy, prescribing inadequate antimicrobials, or allowing bacterial infections to go untreated, increases patient mortality,57 resulting in guideline recommendations to start broad‐spectrum antimicrobials as soon as possible in the presence of suspected severe sepsis.8 While third, and in contrast, unnecessary antimicrobial therapy increases the risk of antimicrobial‐related complications, such as Clostridium difficile colitis (with a crude mortality of up to 20%9), and potentially endangers the greater population of ICU patients by increasing the prevalence of resistant organisms. Choosing between delaying necessary antimicrobial therapy and exposing the patient to unnecessary therapy requires that 2 contrasting risks be balancedthat of untreated infection versus late antimicrobial complications.

The main aim of this study was to assess how often administration of antimicrobials for suspected infection could be justified by the presence of infection. The primary outcome measure was accuracy of antimicrobial administration, defined as the proportion of antimicrobials started for suspected infection where infection was later proven to have been present. Secondary outcome measures examined: (1) whether clinician suspicion of infection correlated with the presence of defined infection; (2) the ID specialist's accuracy for empiric antimicrobial administration; (3) whether common clinical parameters were associated with clinician certainty regarding the presence of infection; and (4) use of antimicrobials in the presence or absence of infection. These data are important in order to identify possibilities for improving antimicrobial administration.

METHODS

Setting

Data were collected on all ICU patients staying >48 hours in the 12‐bed general (mainly surgical) ICU of a 775‐bed academic tertiary referral center (the Hadassah Hebrew University Medical Center, Jerusalem, Israel) from May to August 2009. The hospital ethics committee approved the study and waived the requirement for informed consent.

Clinical antimicrobial decision‐making was at the final discretion of the ICU attending clinician. During office hours, decisions to start antimicrobials with any but first line agents (ampicillin, ampicillin/clavulanic acid, azithromycin, cefazolin, cefuroxime, ciprofloxacin, clindamycin, cloxacillin, gentamicin, and metronidazole) required authorization by the clinical ID specialist on attachment to the ICU (who performed a daily round). Out of office hours, decisions required authorization by an on‐call ID specialist (usually by phone). There was no availability of a clinical pharmacist. Microbiological studies were obtained as follows: sputum and urine cultures routinely 3 times per week, while other cultures (including blood, wound, site‐specific cultures, etc) according to clinical indications.

Antimicrobial Administration Decisions

Start and stop dates were recorded for all intravenous antimicrobials administered during the patient's ICU stay. Antimicrobial start decisions were divided into 3 groups: empirical (where antimicrobials were started for a new suspected infection), prophylaxis‐driven (antimicrobials given peri‐procedurally), and targeted therapy (antimicrobials started or changed based on receipt of culture results, or antimicrobials continued from a previous department). Although multiple antimicrobials were often started together, these were considered as a single antimicrobial start decision, if started for the same reason.

Empirical decisions represent the main focus of this study, and further data were collected for these decisions. For each empiric decision, the attending ICU clinician's name was recorded, as well as a measure of his certainty that a new infection was actually present. Certainty was determined at the time that the antimicrobials were started and was entirely subjective. The clinician was asked to categorize his certainty that an infection was present when starting empiric antimicrobials on a scale from 0 to 5: 0no infection; 1infection unlikely; 2infection possible; 3infection probable; 4infection very likely; and 5infection certain. The number of systemic inflammatory response syndrome (SIRS) criteria10 and Sequential Organ Failure Assessment (SOFA)11 score were calculated at the time each decision was made (using the last available data prior to starting antimicrobials), and for the previous 2 days (using the worst values on each calendar day). Data on demographics, admission history, comorbid conditions, Acute Physiology and Chronic Health Evaluation II (APACHE II) score, and outcome were collected for each patient.

Antimicrobial Start Decisions and Definitions of Infection by the Study ID Specialist

Approximately 1 week after each empiric antimicrobial decision, the need for antimicrobial therapy and the presence of infection were analyzed and defined by the study ID specialist (S.B.). He was not involved in clinical decision‐making and was not acquainted with patient details. Each analysis included 2 steps: Step 1 concerning the overall requirement for antimicrobial therapy, and Step 2 regarding the presence of infection. For Step 1, data from the patient's clinical course up until the time the antimicrobial start decision was made were presented. At that point, the study ID specialist decided whether, if presented the case as a consultant, he would have recommended starting antimicrobials. For Step 2, the patient's clinical course following the antimicrobial decision point as well as laboratory, imaging, and microbiological results from the subsequent days were reviewed. The presence or absence of infection was defined by integrating all of this data, and based on the Centers for Disease Control and Prevention (CDC) surveillance criteria for the diagnosis of nosocomial infections.12 The study ID specialist used the same certainty score regarding the presence of infection as the clinicians. A certainty of a probable infection (score 3) or higher represented the cutoff to define the presence of infection. The study ID specialist's determination of the presence of infection was considered the gold standard for the presence of infection for analyses and is termed defined infection.

Accuracy of Antimicrobial Start Decisions

Accuracy was calculated for both the clinicians and the study ID specialist, and expressed as a proportion. The denominator for ICU clinician accuracy was the total number of antibiotic start decisions for suspected infection, and the numerator was the number of decisions where infection was defined by the ID specialist. For the study ID specialist, the denominator was the number of occasions when antibiotic administration was considered justified in the Step 1 analysis, and the numerator was the number of these cases where infection was defined (Figure 1). The correlation between clinician certainty and the study‐defined presence of infection was examined. The accuracy of clinical antimicrobial decisions made during the first 48 hours of ICU admission was compared to decisions made after 48 hours.

Figure 1
Flow diagram of study methodology and main results. Abbreviations: AB, antimicrobial. ID infectious diseases specialist.

In order to assess the robustness of the study findings, the ICU clinician accuracy was examined in a sensitivity analysis. Accuracy was calculated using a lower cutoff for the study ID specialist's definition of infectionpossible infection (score 2) or above, rather than probable infection or above.

Physiological Parameters

To examine the effect of physiological variables on physician certainty, empiric antimicrobial start decisions were divided into 2 groupsa high clinician certainty group (certainty score 3) and a low certainty score (<3). Each physiological parameter comprising the SIRS and SOFA scores, the scores themselves, and changes from the previous 24 and 48 hours were compared for the 2 groups. Data used for the decision day were the last available observations prior to starting the antimicrobials. Data for the previous 2 days were the worst values present during each calendar day.

Antimicrobial Course Length

The total course given after each empirical antibiotic start decision was measured in days. The course length started with the empiric antimicrobial start decision, and ended either when antimicrobial therapy was stopped, or when a subsequent empirical start decision was made. Course length for start decisions where infection was subsequently defined was compared to decisions where infection was not defined.

Statistical Analysis

Continuous variables were compared using the Student t test, while categorical variables were compared using the chi‐square test. All P values are 2‐tailed and P < 0.05 was considered statistically significant. SAS version 8.2 (SAS Institute, Inc, Cary, NC) was used for statistical analysis.

RESULTS

Data were collected on 119 consecutive ICU patients over 4 months (Table 1). Antimicrobials were started for suspected infection in 80/119 (67%) patients, for prophylaxis in 55/119 (46%) patients, and for other reasons in 42/119 (35%) patients. More than one indication was present during the patient's ICU admission among 41/119 (34%) patients, while for 6/119 (5%) patients, no antimicrobials were prescribed at all. Among these patients, antimicrobials were administered on 250 occasions, including 125/250 (50%) occasions for suspected infection (empirical decisions), 62/250 (25%) occasions for procedural prophylaxis (prophylaxis‐driven), and on 63/250 (25%) occasions for other reasons (antimicrobial changes following receipt of culture results, or continuation of antimicrobials prescribed prior to ICU admission). Microbiological cultures were obtained from the study population on 2132 occasions, including 395 blood cultures in which significant organisms (not reflecting contamination) grew on 57/395 (14%) occasions.

Demographic, Clinical Characteristics, and Outcome of the Study Patients
 No. (%) or Mean SD
 N = 119
  • Abbreviations: APACHE, Acute Physiology and Chronic Health Evaluation II; ICU, intensive care unit; SD, standard deviation.

  • Patients may have had more than 1 etiology at admission.

  • As determined by the APACHE II definitions.

Demographics 
Male gender66 (55)
Age (years)53 25
Hospital admission prior to ICU admission62 (52)
Independent functional capacity99 (83)
Etiology for ICU admission* 
Surgery82 (69)
Elective12 (10)
Emergency70 (59)
Trauma41 (34)
Medical26 (22)
Comorbidities 
Prior antimicrobial therapy48 (40)
Severe cardiac disease12 (10)
Severe respiratory disease5 (4)
Diabetes mellitus22 (18)
Liver disease10 (8)
Dialysis5 (4)
APACHE II score15 8
Outcome 
ICU length of stay (days)13 15
Hospital length of stay (days)36 32
ICU mortality16 (13)
Hospital mortality22 (18)

Among the empiric antimicrobial start decisions, infection was defined by the study ID specialist on 67/125 (54%) occasions, representing the clinicians' diagnostic accuracy. These infections included 17 (25%) respiratory, 16 (24%) abdominal, 13 (19%) soft tissue, 11 (16%) blood stream, 6 (9%) urinary, and 4 (6%) other infections.

Three attending clinicians treated patients during the study period, and their accuracies were similar (21 infections defined/44 start decisions for suspected infection, 48%; 24/38, 63%; 22/43, 51%, for each attending; P = ns for all comparisons). Clinician accuracy was higher for empirical antimicrobial start decisions, made within 48 hours of ICU admission, compared to later decisions (35 defined infections/53 early antibiotic start decisions [66%] vs 32 defined infections/72 late antibiotic start decisions [44%]; P = 0.02).

In a sensitivity analysis, decreasing the cutoff for the study ID specialist's definition of infection from probable (and above) to possible (and above) lead to reclassification of 14/125 (11%) antimicrobial start decisions from no infection defined to infection defined. This increased physician accuracy from 67/125 (54%) to 78/125 (62%), and conversely decreased potential antimicrobial overuse from 58/125 (46%) to 47/125 (38%) decisions (P = ns).

When starting antimicrobials for suspected infection, the clinicians were asked to record their certainty in the presence of infection. Infections were defined on 6/19 (31%) occasions when the clinician certainty score was low (2) versus 61/106 (57%) when the clinician certainty score was high (3, P = 0.037; Figure 2). Correlation between the clinician certainty score and the presence of defined infection was good (r2 = 0.78).

Figure 2
Correlation between clinician certainty and study‐defined presence of infection. Number of defined infection/number of cases in each clinician certainty group are presented above the bars. Abbreviations: ICU, intensive care unit.

The study ID specialist agreed with the clinician's decision to start antimicrobial therapy on 87/125 (70%) occasions. Infection was subsequently defined on 66/87 (76%) occasions, representing the study ID specialist's diagnostic accuracy. The study ID specialist's accuracy was significantly higher than the clinician's (66/87 [76%] versus 67/125 [54%]; P = 0.001). Notably, there was only 1 case (3%) where empiric therapy was deemed unnecessary by the study ID specialist, and where infection was subsequently defined. In this case, the clinicians started antibiotic therapy for suspected ventilator‐associated pneumonia in a 66‐year‐old patient on the 28th day of an ICU admission for head and spinal cord trauma. The ID specialist's certainty for the presence of infection was 3probable. The patient ultimately survived and was discharged to a rehabilitation facility.

Comparing physiological data for antimicrobial start decisions with high clinician certainty (score 3) versus low certainty of infection (score 2), revealed that none of the physiological data, nor changes over time were significantly associated with clinician certainty. Further use of high doses of vasopressors (>0.1 mcg/kg/min, SOFA score 4) was present at 42/106 (40%) high certainty decisions versus 7/19 (37%) low certainty decisions (P = 0.819). This underscores the physicians' difficulty in distinguishing between infectious and inflammatory causes of deterioration (Table 2).

SIRS and SOFA Score Data Recorded at the Time of Antimicrobial Start for Suspected Infection Plus Changes From the Previous 24 and 48 Hours
 Low Certainty* N = 19High Certainty N = 106 
 Mean SDMean SDP Value
  • Abbreviations: SIRS, severe inflammatory response syndrome; SOFA, Sequential Organ Failure Assessment; WBC, white blood cells.

  • Clinician certainty score for presence of infection 02: no infection to possible infection.

  • Clinician certainty score for the presence of infection 35: probable to certain.

SIRS elements   
Temperature (C)37.7 1.237.3 1.60.28
WBC count ( 109/liter)16.7 8.115.9 10.50.72
Pulse (rate/min)112 23110 210.58
Respiratory rate (rate/min)22 822 80.90
Number of SIRS criteria (at antimicrobial start)3.0 0.93.2 0.90.24
Change in number of SIRS criteria (24 h)0.1 0.90.0 0.90.68
Change in number of SIRS criteria (48 h)0.0 0.70.3 0.90.36
SOFA score elements (points)   
Respiratory1.6 1.11.9 1.20.45
Neurological1.8 1.72.0 1.60.50
Coagulation0.6 1.10.6 1.10.85
Hepatic0.6 0.80.4 0.80.37
Renal0.7 1.10.8 1.10.51
Cardiovascular1.5 1.91.8 1.90.47
SOFA score day at antimicrobial start6.7 3.17.3 4.60.58
SOFA score change (previous 24 h)1.5 3.21.0 2.90.56
SOFA score change (previous 48 h)3.1 4.41.5 4.30.25

During the study period, 2541 days of antimicrobial therapy were given of which 1677 (66%), 413 (16%), and 451 (18%) were given, respectively, empirically (for suspected infection), for procedural prophylaxis, and as targeted therapy. Antimicrobial course length was 11.5 9.2 days in the presence of defined infection versus 10.7 9.1 days in the absence of defined infection (P = 0.655). Overall, 658/2541 (26%) days of therapy could potentially have been saved by reducing antimicrobial prescriptions for suspected infections which were not defined.

DISCUSSION

The use of empirical antimicrobials could be justified by the presence of defined infection on only 54% of occasions when they were administered, suggesting considerable potential overuse of these drugs. ICU‐clinician certainty for the presence of infection correlated well with the number of infections actually defined, however, infections were defined when certainty was low (Figure 2) and antimicrobials prescribed even when clinician certainty was minimal. Common clinical physiological and laboratory parameters did not seem to assist in the clinicians' decision‐making, as there were no significant differences in any of these values between empiric decisions with high or low certainty. The study ID specialist showed significantly better accuracy in antimicrobial decision‐making than the ICU clinicians. He agreed with antimicrobial administration on only 70% of occasions that clinicians started empiric therapy, and had a higher diagnostic accuracy at a cost of only 1 untreated infection.

Two main possibilities are suggested to explain the potential antimicrobial overuse. First, ICU physicians are loath to leave infections untreated and potentially cause immediate increases in mortality.8 This leads to uncertainty avoidance or risk aversive behavior that is demonstrated in our study by the inclusion of antimicrobial administration decisions made even when physicians' certainty regarding the presence of infection was low. Uncertainty avoidance has been shown to be significantly associated with antimicrobial prescribing practices,13 however, it discounts the risk of antimicrobial complications associated with unnecessary antimicrobial therapy. Second, the diagnosis of infection, and particularly nosocomial infection, in ICU patients is difficult. Symptoms cannot be elicited in obtunded ventilated ICU patients, the physical exam can be equivocal, bacterial growth in cultures (with the exception of blood cultures) often reflects colonization rather than infection, and the laboratory and imaging findings of inflammation and infection are very similar. Our data demonstrated some of these difficulties. Diagnostic accuracy was higher in infections suspected during the first 48 hours of ICU admission when compared to later, presumably as infection leading to ICU admission is associated with symptoms, signs, and an acute change in the patient's condition, factors that may be absent when a patient develops a nosocomial infection. Further, physiological parameters did not correlate with the certainty that ICU clinicians expressed in their decision, indicating the difficulty in interpreting these data. Finally, infection was defined in 30% of low certainty decisions, indicating that clinical impression alone is not a reliable tool for determining the presence of infection.

Three sets of interventions could be suggested to improve antimicrobial decision‐makingincreased use of the ID consult, improved laboratory tests for the diagnosis of infection, and a policy of de‐escalation. Use of antimicrobial stewardship (often through involvement of an ID physician) reduces antimicrobial usage and the occurrence of resistant bacteria without adverse patient outcomes.14 Indeed, our study ID consult showed more accurate antimicrobial prescribing than the ICU clinicians, although he may have been subject to the potential biases described below. All antimicrobial administration decisions taken during the study were, however, made in consultation with the clinical ID consult. The lower performance of the clinical ID consult (when compared to the study ID consult) may have resulted from difficulties in the real‐time interaction with the clinicians or from decisions taken during non‐office hours. During non‐office hours, the on‐call ICU resident presented cases to an on‐call ID specialist, neither of whom may have been familiar with all the complex case details and therefore may have preferred to err by commission than by omission.

More accurate laboratory tests, such as procalcitonin or real‐time bacterial polymerase chain reaction (PCR),15 could be beneficial as they might increase physician confidence in decision‐making. Procalcitonin has been used in a wide variety of settings1618 (including the ICU1921) to safely decrease antimicrobial starts and/or antimicrobial course length. Despite this, in a large multicenter study of procalcitonin use in ICU patients,19 compliance with the antibiotic start protocol was very low. Antibiotics were administered by the participating physicians in 73/93 (78%) cases where the procalcitonin tests indicated that antimicrobials were not required, representing protocol violations. In parallel to our study, this demonstrates the reluctance of physicians to abstain from prescribing antimicrobial therapy for suspected infection even when the likelihood of infection may be low.

A strategy of de‐escalation offers the possibility of starting broad‐spectrum antimicrobials early and, subsequently, narrowing or stopping therapy according to the clinical course and the microbiological results.22, 23 This strategy allows clinicians to start antimicrobials even when the suspicion of infection is low, but to stop them rapidly as the clinical picture clarifies. Unfortunately, the mean antimicrobial course length in this study was not influenced by the presence of infection, indicating that this strategy was not employed successfully.

The proportion of patients prescribed antimicrobials for suspected infection in our study is similar to that found in others (eg, 34% of patients in a large French survey24). The proportion of potentially unnecessary antimicrobials in other studies is also similar, ranging from 14% to 50%.2428 In the ICU, the majority of antimicrobial usage studies are microbiology‐based and examine whether bacteria cultured are resistant to the antimicrobials chosen. They have shown that inappropriate antimicrobial therapy occurs on 20%36% of occasions.6, 7, 29 The current study furthers knowledge on antimicrobials decision‐making in the ICU, by examining the actual requirement for antimicrobial therapy based on the presence of infection, ie, whether antimicrobials were needed at all.

The principal limitation of the study concerns the determination of the presence of infection. The study premise was that antimicrobials are overused, and this may have biased the study ID consult to underestimate appropriateness of antimicrobial therapy and to define fewer infections. Further, making theoretical decisions in the research office avoids the medical, ethical, and legal issues related to clinical practice, as there is no risk associated with error. This may have allowed the study ID specialist to be overly conservative in his definitions of infections. A wider team of decision‐makers to determine the presence of infection, including both ID and ICU specialists, would have lent more weight to their determinations, however, this was logistically impossible. To limit the potential bias, infections were defined as objectively as possible based on the CDC criteria.12 Further, the sensitivity analysis showed that while decreasing the study ID specialist's threshold for the definition of infection from probable and above to possible and above improved physician accuracy, over a third of antimicrobial start decisions remained unjustified by the presence of defined infection. The study was performed in only 1 center and may not reflect general ICU practice, although, as discussed above, the antibiotic decision‐making accuracy is in the same orders of magnitude as those found in other somewhat similar studies. Finally, even if unnecessary antimicrobial use was overestimated, the possibility for significant improvement in antimicrobial administration accuracy remains.

In conclusion, our data suggest that on up to 46% of occasions, empirical antimicrobials are prescribed in the absence of infection. We suggest that the potential antibiotic overuse results from difficulties in diagnosing ICU‐related infections, and from the high perceived risk of untreated infection as compared to the risks of potentially unnecessary antimicrobial therapy, representing a type of risk aversive behavior. As antimicrobial use is the primary factor promoting antibiotic resistance and may be a cause of other patient complications, efforts to improve antimicrobial‐related decision‐making should be mandatory.

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Journal of Hospital Medicine - 7(9)
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Antimicrobial use provides the selective pressure that cause bacteria to develop antimicrobial resistance.1 Currently, clones of bacteria with very limited antimicrobial sensitivity are gradually spreading around the world.2 The intensive care unit (ICU) is a focus of resistant bacteria within the hospital3 as a result of high illness severity, widespread use of invasive monitoring or therapeutic devices, frequency of bacterial infection (found in approximately 51% of patients4), and consequent extensive use of broad‐spectrum antimicrobials (in 71% of patients).4

When prescribing antimicrobials, the ICU clinician often faces a dilemma. First, the traditional symptoms and signs of infection (such as characteristic patient history, fever, increased white cell count, etc) are common in ICU patients even in the absence of infection, making distinction of infectious and noninfectious causes of patient deterioration difficult. Second, delaying antimicrobial therapy, prescribing inadequate antimicrobials, or allowing bacterial infections to go untreated, increases patient mortality,57 resulting in guideline recommendations to start broad‐spectrum antimicrobials as soon as possible in the presence of suspected severe sepsis.8 While third, and in contrast, unnecessary antimicrobial therapy increases the risk of antimicrobial‐related complications, such as Clostridium difficile colitis (with a crude mortality of up to 20%9), and potentially endangers the greater population of ICU patients by increasing the prevalence of resistant organisms. Choosing between delaying necessary antimicrobial therapy and exposing the patient to unnecessary therapy requires that 2 contrasting risks be balancedthat of untreated infection versus late antimicrobial complications.

The main aim of this study was to assess how often administration of antimicrobials for suspected infection could be justified by the presence of infection. The primary outcome measure was accuracy of antimicrobial administration, defined as the proportion of antimicrobials started for suspected infection where infection was later proven to have been present. Secondary outcome measures examined: (1) whether clinician suspicion of infection correlated with the presence of defined infection; (2) the ID specialist's accuracy for empiric antimicrobial administration; (3) whether common clinical parameters were associated with clinician certainty regarding the presence of infection; and (4) use of antimicrobials in the presence or absence of infection. These data are important in order to identify possibilities for improving antimicrobial administration.

METHODS

Setting

Data were collected on all ICU patients staying >48 hours in the 12‐bed general (mainly surgical) ICU of a 775‐bed academic tertiary referral center (the Hadassah Hebrew University Medical Center, Jerusalem, Israel) from May to August 2009. The hospital ethics committee approved the study and waived the requirement for informed consent.

Clinical antimicrobial decision‐making was at the final discretion of the ICU attending clinician. During office hours, decisions to start antimicrobials with any but first line agents (ampicillin, ampicillin/clavulanic acid, azithromycin, cefazolin, cefuroxime, ciprofloxacin, clindamycin, cloxacillin, gentamicin, and metronidazole) required authorization by the clinical ID specialist on attachment to the ICU (who performed a daily round). Out of office hours, decisions required authorization by an on‐call ID specialist (usually by phone). There was no availability of a clinical pharmacist. Microbiological studies were obtained as follows: sputum and urine cultures routinely 3 times per week, while other cultures (including blood, wound, site‐specific cultures, etc) according to clinical indications.

Antimicrobial Administration Decisions

Start and stop dates were recorded for all intravenous antimicrobials administered during the patient's ICU stay. Antimicrobial start decisions were divided into 3 groups: empirical (where antimicrobials were started for a new suspected infection), prophylaxis‐driven (antimicrobials given peri‐procedurally), and targeted therapy (antimicrobials started or changed based on receipt of culture results, or antimicrobials continued from a previous department). Although multiple antimicrobials were often started together, these were considered as a single antimicrobial start decision, if started for the same reason.

Empirical decisions represent the main focus of this study, and further data were collected for these decisions. For each empiric decision, the attending ICU clinician's name was recorded, as well as a measure of his certainty that a new infection was actually present. Certainty was determined at the time that the antimicrobials were started and was entirely subjective. The clinician was asked to categorize his certainty that an infection was present when starting empiric antimicrobials on a scale from 0 to 5: 0no infection; 1infection unlikely; 2infection possible; 3infection probable; 4infection very likely; and 5infection certain. The number of systemic inflammatory response syndrome (SIRS) criteria10 and Sequential Organ Failure Assessment (SOFA)11 score were calculated at the time each decision was made (using the last available data prior to starting antimicrobials), and for the previous 2 days (using the worst values on each calendar day). Data on demographics, admission history, comorbid conditions, Acute Physiology and Chronic Health Evaluation II (APACHE II) score, and outcome were collected for each patient.

Antimicrobial Start Decisions and Definitions of Infection by the Study ID Specialist

Approximately 1 week after each empiric antimicrobial decision, the need for antimicrobial therapy and the presence of infection were analyzed and defined by the study ID specialist (S.B.). He was not involved in clinical decision‐making and was not acquainted with patient details. Each analysis included 2 steps: Step 1 concerning the overall requirement for antimicrobial therapy, and Step 2 regarding the presence of infection. For Step 1, data from the patient's clinical course up until the time the antimicrobial start decision was made were presented. At that point, the study ID specialist decided whether, if presented the case as a consultant, he would have recommended starting antimicrobials. For Step 2, the patient's clinical course following the antimicrobial decision point as well as laboratory, imaging, and microbiological results from the subsequent days were reviewed. The presence or absence of infection was defined by integrating all of this data, and based on the Centers for Disease Control and Prevention (CDC) surveillance criteria for the diagnosis of nosocomial infections.12 The study ID specialist used the same certainty score regarding the presence of infection as the clinicians. A certainty of a probable infection (score 3) or higher represented the cutoff to define the presence of infection. The study ID specialist's determination of the presence of infection was considered the gold standard for the presence of infection for analyses and is termed defined infection.

Accuracy of Antimicrobial Start Decisions

Accuracy was calculated for both the clinicians and the study ID specialist, and expressed as a proportion. The denominator for ICU clinician accuracy was the total number of antibiotic start decisions for suspected infection, and the numerator was the number of decisions where infection was defined by the ID specialist. For the study ID specialist, the denominator was the number of occasions when antibiotic administration was considered justified in the Step 1 analysis, and the numerator was the number of these cases where infection was defined (Figure 1). The correlation between clinician certainty and the study‐defined presence of infection was examined. The accuracy of clinical antimicrobial decisions made during the first 48 hours of ICU admission was compared to decisions made after 48 hours.

Figure 1
Flow diagram of study methodology and main results. Abbreviations: AB, antimicrobial. ID infectious diseases specialist.

In order to assess the robustness of the study findings, the ICU clinician accuracy was examined in a sensitivity analysis. Accuracy was calculated using a lower cutoff for the study ID specialist's definition of infectionpossible infection (score 2) or above, rather than probable infection or above.

Physiological Parameters

To examine the effect of physiological variables on physician certainty, empiric antimicrobial start decisions were divided into 2 groupsa high clinician certainty group (certainty score 3) and a low certainty score (<3). Each physiological parameter comprising the SIRS and SOFA scores, the scores themselves, and changes from the previous 24 and 48 hours were compared for the 2 groups. Data used for the decision day were the last available observations prior to starting the antimicrobials. Data for the previous 2 days were the worst values present during each calendar day.

Antimicrobial Course Length

The total course given after each empirical antibiotic start decision was measured in days. The course length started with the empiric antimicrobial start decision, and ended either when antimicrobial therapy was stopped, or when a subsequent empirical start decision was made. Course length for start decisions where infection was subsequently defined was compared to decisions where infection was not defined.

Statistical Analysis

Continuous variables were compared using the Student t test, while categorical variables were compared using the chi‐square test. All P values are 2‐tailed and P < 0.05 was considered statistically significant. SAS version 8.2 (SAS Institute, Inc, Cary, NC) was used for statistical analysis.

RESULTS

Data were collected on 119 consecutive ICU patients over 4 months (Table 1). Antimicrobials were started for suspected infection in 80/119 (67%) patients, for prophylaxis in 55/119 (46%) patients, and for other reasons in 42/119 (35%) patients. More than one indication was present during the patient's ICU admission among 41/119 (34%) patients, while for 6/119 (5%) patients, no antimicrobials were prescribed at all. Among these patients, antimicrobials were administered on 250 occasions, including 125/250 (50%) occasions for suspected infection (empirical decisions), 62/250 (25%) occasions for procedural prophylaxis (prophylaxis‐driven), and on 63/250 (25%) occasions for other reasons (antimicrobial changes following receipt of culture results, or continuation of antimicrobials prescribed prior to ICU admission). Microbiological cultures were obtained from the study population on 2132 occasions, including 395 blood cultures in which significant organisms (not reflecting contamination) grew on 57/395 (14%) occasions.

Demographic, Clinical Characteristics, and Outcome of the Study Patients
 No. (%) or Mean SD
 N = 119
  • Abbreviations: APACHE, Acute Physiology and Chronic Health Evaluation II; ICU, intensive care unit; SD, standard deviation.

  • Patients may have had more than 1 etiology at admission.

  • As determined by the APACHE II definitions.

Demographics 
Male gender66 (55)
Age (years)53 25
Hospital admission prior to ICU admission62 (52)
Independent functional capacity99 (83)
Etiology for ICU admission* 
Surgery82 (69)
Elective12 (10)
Emergency70 (59)
Trauma41 (34)
Medical26 (22)
Comorbidities 
Prior antimicrobial therapy48 (40)
Severe cardiac disease12 (10)
Severe respiratory disease5 (4)
Diabetes mellitus22 (18)
Liver disease10 (8)
Dialysis5 (4)
APACHE II score15 8
Outcome 
ICU length of stay (days)13 15
Hospital length of stay (days)36 32
ICU mortality16 (13)
Hospital mortality22 (18)

Among the empiric antimicrobial start decisions, infection was defined by the study ID specialist on 67/125 (54%) occasions, representing the clinicians' diagnostic accuracy. These infections included 17 (25%) respiratory, 16 (24%) abdominal, 13 (19%) soft tissue, 11 (16%) blood stream, 6 (9%) urinary, and 4 (6%) other infections.

Three attending clinicians treated patients during the study period, and their accuracies were similar (21 infections defined/44 start decisions for suspected infection, 48%; 24/38, 63%; 22/43, 51%, for each attending; P = ns for all comparisons). Clinician accuracy was higher for empirical antimicrobial start decisions, made within 48 hours of ICU admission, compared to later decisions (35 defined infections/53 early antibiotic start decisions [66%] vs 32 defined infections/72 late antibiotic start decisions [44%]; P = 0.02).

In a sensitivity analysis, decreasing the cutoff for the study ID specialist's definition of infection from probable (and above) to possible (and above) lead to reclassification of 14/125 (11%) antimicrobial start decisions from no infection defined to infection defined. This increased physician accuracy from 67/125 (54%) to 78/125 (62%), and conversely decreased potential antimicrobial overuse from 58/125 (46%) to 47/125 (38%) decisions (P = ns).

When starting antimicrobials for suspected infection, the clinicians were asked to record their certainty in the presence of infection. Infections were defined on 6/19 (31%) occasions when the clinician certainty score was low (2) versus 61/106 (57%) when the clinician certainty score was high (3, P = 0.037; Figure 2). Correlation between the clinician certainty score and the presence of defined infection was good (r2 = 0.78).

Figure 2
Correlation between clinician certainty and study‐defined presence of infection. Number of defined infection/number of cases in each clinician certainty group are presented above the bars. Abbreviations: ICU, intensive care unit.

The study ID specialist agreed with the clinician's decision to start antimicrobial therapy on 87/125 (70%) occasions. Infection was subsequently defined on 66/87 (76%) occasions, representing the study ID specialist's diagnostic accuracy. The study ID specialist's accuracy was significantly higher than the clinician's (66/87 [76%] versus 67/125 [54%]; P = 0.001). Notably, there was only 1 case (3%) where empiric therapy was deemed unnecessary by the study ID specialist, and where infection was subsequently defined. In this case, the clinicians started antibiotic therapy for suspected ventilator‐associated pneumonia in a 66‐year‐old patient on the 28th day of an ICU admission for head and spinal cord trauma. The ID specialist's certainty for the presence of infection was 3probable. The patient ultimately survived and was discharged to a rehabilitation facility.

Comparing physiological data for antimicrobial start decisions with high clinician certainty (score 3) versus low certainty of infection (score 2), revealed that none of the physiological data, nor changes over time were significantly associated with clinician certainty. Further use of high doses of vasopressors (>0.1 mcg/kg/min, SOFA score 4) was present at 42/106 (40%) high certainty decisions versus 7/19 (37%) low certainty decisions (P = 0.819). This underscores the physicians' difficulty in distinguishing between infectious and inflammatory causes of deterioration (Table 2).

SIRS and SOFA Score Data Recorded at the Time of Antimicrobial Start for Suspected Infection Plus Changes From the Previous 24 and 48 Hours
 Low Certainty* N = 19High Certainty N = 106 
 Mean SDMean SDP Value
  • Abbreviations: SIRS, severe inflammatory response syndrome; SOFA, Sequential Organ Failure Assessment; WBC, white blood cells.

  • Clinician certainty score for presence of infection 02: no infection to possible infection.

  • Clinician certainty score for the presence of infection 35: probable to certain.

SIRS elements   
Temperature (C)37.7 1.237.3 1.60.28
WBC count ( 109/liter)16.7 8.115.9 10.50.72
Pulse (rate/min)112 23110 210.58
Respiratory rate (rate/min)22 822 80.90
Number of SIRS criteria (at antimicrobial start)3.0 0.93.2 0.90.24
Change in number of SIRS criteria (24 h)0.1 0.90.0 0.90.68
Change in number of SIRS criteria (48 h)0.0 0.70.3 0.90.36
SOFA score elements (points)   
Respiratory1.6 1.11.9 1.20.45
Neurological1.8 1.72.0 1.60.50
Coagulation0.6 1.10.6 1.10.85
Hepatic0.6 0.80.4 0.80.37
Renal0.7 1.10.8 1.10.51
Cardiovascular1.5 1.91.8 1.90.47
SOFA score day at antimicrobial start6.7 3.17.3 4.60.58
SOFA score change (previous 24 h)1.5 3.21.0 2.90.56
SOFA score change (previous 48 h)3.1 4.41.5 4.30.25

During the study period, 2541 days of antimicrobial therapy were given of which 1677 (66%), 413 (16%), and 451 (18%) were given, respectively, empirically (for suspected infection), for procedural prophylaxis, and as targeted therapy. Antimicrobial course length was 11.5 9.2 days in the presence of defined infection versus 10.7 9.1 days in the absence of defined infection (P = 0.655). Overall, 658/2541 (26%) days of therapy could potentially have been saved by reducing antimicrobial prescriptions for suspected infections which were not defined.

DISCUSSION

The use of empirical antimicrobials could be justified by the presence of defined infection on only 54% of occasions when they were administered, suggesting considerable potential overuse of these drugs. ICU‐clinician certainty for the presence of infection correlated well with the number of infections actually defined, however, infections were defined when certainty was low (Figure 2) and antimicrobials prescribed even when clinician certainty was minimal. Common clinical physiological and laboratory parameters did not seem to assist in the clinicians' decision‐making, as there were no significant differences in any of these values between empiric decisions with high or low certainty. The study ID specialist showed significantly better accuracy in antimicrobial decision‐making than the ICU clinicians. He agreed with antimicrobial administration on only 70% of occasions that clinicians started empiric therapy, and had a higher diagnostic accuracy at a cost of only 1 untreated infection.

Two main possibilities are suggested to explain the potential antimicrobial overuse. First, ICU physicians are loath to leave infections untreated and potentially cause immediate increases in mortality.8 This leads to uncertainty avoidance or risk aversive behavior that is demonstrated in our study by the inclusion of antimicrobial administration decisions made even when physicians' certainty regarding the presence of infection was low. Uncertainty avoidance has been shown to be significantly associated with antimicrobial prescribing practices,13 however, it discounts the risk of antimicrobial complications associated with unnecessary antimicrobial therapy. Second, the diagnosis of infection, and particularly nosocomial infection, in ICU patients is difficult. Symptoms cannot be elicited in obtunded ventilated ICU patients, the physical exam can be equivocal, bacterial growth in cultures (with the exception of blood cultures) often reflects colonization rather than infection, and the laboratory and imaging findings of inflammation and infection are very similar. Our data demonstrated some of these difficulties. Diagnostic accuracy was higher in infections suspected during the first 48 hours of ICU admission when compared to later, presumably as infection leading to ICU admission is associated with symptoms, signs, and an acute change in the patient's condition, factors that may be absent when a patient develops a nosocomial infection. Further, physiological parameters did not correlate with the certainty that ICU clinicians expressed in their decision, indicating the difficulty in interpreting these data. Finally, infection was defined in 30% of low certainty decisions, indicating that clinical impression alone is not a reliable tool for determining the presence of infection.

Three sets of interventions could be suggested to improve antimicrobial decision‐makingincreased use of the ID consult, improved laboratory tests for the diagnosis of infection, and a policy of de‐escalation. Use of antimicrobial stewardship (often through involvement of an ID physician) reduces antimicrobial usage and the occurrence of resistant bacteria without adverse patient outcomes.14 Indeed, our study ID consult showed more accurate antimicrobial prescribing than the ICU clinicians, although he may have been subject to the potential biases described below. All antimicrobial administration decisions taken during the study were, however, made in consultation with the clinical ID consult. The lower performance of the clinical ID consult (when compared to the study ID consult) may have resulted from difficulties in the real‐time interaction with the clinicians or from decisions taken during non‐office hours. During non‐office hours, the on‐call ICU resident presented cases to an on‐call ID specialist, neither of whom may have been familiar with all the complex case details and therefore may have preferred to err by commission than by omission.

More accurate laboratory tests, such as procalcitonin or real‐time bacterial polymerase chain reaction (PCR),15 could be beneficial as they might increase physician confidence in decision‐making. Procalcitonin has been used in a wide variety of settings1618 (including the ICU1921) to safely decrease antimicrobial starts and/or antimicrobial course length. Despite this, in a large multicenter study of procalcitonin use in ICU patients,19 compliance with the antibiotic start protocol was very low. Antibiotics were administered by the participating physicians in 73/93 (78%) cases where the procalcitonin tests indicated that antimicrobials were not required, representing protocol violations. In parallel to our study, this demonstrates the reluctance of physicians to abstain from prescribing antimicrobial therapy for suspected infection even when the likelihood of infection may be low.

A strategy of de‐escalation offers the possibility of starting broad‐spectrum antimicrobials early and, subsequently, narrowing or stopping therapy according to the clinical course and the microbiological results.22, 23 This strategy allows clinicians to start antimicrobials even when the suspicion of infection is low, but to stop them rapidly as the clinical picture clarifies. Unfortunately, the mean antimicrobial course length in this study was not influenced by the presence of infection, indicating that this strategy was not employed successfully.

The proportion of patients prescribed antimicrobials for suspected infection in our study is similar to that found in others (eg, 34% of patients in a large French survey24). The proportion of potentially unnecessary antimicrobials in other studies is also similar, ranging from 14% to 50%.2428 In the ICU, the majority of antimicrobial usage studies are microbiology‐based and examine whether bacteria cultured are resistant to the antimicrobials chosen. They have shown that inappropriate antimicrobial therapy occurs on 20%36% of occasions.6, 7, 29 The current study furthers knowledge on antimicrobials decision‐making in the ICU, by examining the actual requirement for antimicrobial therapy based on the presence of infection, ie, whether antimicrobials were needed at all.

The principal limitation of the study concerns the determination of the presence of infection. The study premise was that antimicrobials are overused, and this may have biased the study ID consult to underestimate appropriateness of antimicrobial therapy and to define fewer infections. Further, making theoretical decisions in the research office avoids the medical, ethical, and legal issues related to clinical practice, as there is no risk associated with error. This may have allowed the study ID specialist to be overly conservative in his definitions of infections. A wider team of decision‐makers to determine the presence of infection, including both ID and ICU specialists, would have lent more weight to their determinations, however, this was logistically impossible. To limit the potential bias, infections were defined as objectively as possible based on the CDC criteria.12 Further, the sensitivity analysis showed that while decreasing the study ID specialist's threshold for the definition of infection from probable and above to possible and above improved physician accuracy, over a third of antimicrobial start decisions remained unjustified by the presence of defined infection. The study was performed in only 1 center and may not reflect general ICU practice, although, as discussed above, the antibiotic decision‐making accuracy is in the same orders of magnitude as those found in other somewhat similar studies. Finally, even if unnecessary antimicrobial use was overestimated, the possibility for significant improvement in antimicrobial administration accuracy remains.

In conclusion, our data suggest that on up to 46% of occasions, empirical antimicrobials are prescribed in the absence of infection. We suggest that the potential antibiotic overuse results from difficulties in diagnosing ICU‐related infections, and from the high perceived risk of untreated infection as compared to the risks of potentially unnecessary antimicrobial therapy, representing a type of risk aversive behavior. As antimicrobial use is the primary factor promoting antibiotic resistance and may be a cause of other patient complications, efforts to improve antimicrobial‐related decision‐making should be mandatory.

Antimicrobial use provides the selective pressure that cause bacteria to develop antimicrobial resistance.1 Currently, clones of bacteria with very limited antimicrobial sensitivity are gradually spreading around the world.2 The intensive care unit (ICU) is a focus of resistant bacteria within the hospital3 as a result of high illness severity, widespread use of invasive monitoring or therapeutic devices, frequency of bacterial infection (found in approximately 51% of patients4), and consequent extensive use of broad‐spectrum antimicrobials (in 71% of patients).4

When prescribing antimicrobials, the ICU clinician often faces a dilemma. First, the traditional symptoms and signs of infection (such as characteristic patient history, fever, increased white cell count, etc) are common in ICU patients even in the absence of infection, making distinction of infectious and noninfectious causes of patient deterioration difficult. Second, delaying antimicrobial therapy, prescribing inadequate antimicrobials, or allowing bacterial infections to go untreated, increases patient mortality,57 resulting in guideline recommendations to start broad‐spectrum antimicrobials as soon as possible in the presence of suspected severe sepsis.8 While third, and in contrast, unnecessary antimicrobial therapy increases the risk of antimicrobial‐related complications, such as Clostridium difficile colitis (with a crude mortality of up to 20%9), and potentially endangers the greater population of ICU patients by increasing the prevalence of resistant organisms. Choosing between delaying necessary antimicrobial therapy and exposing the patient to unnecessary therapy requires that 2 contrasting risks be balancedthat of untreated infection versus late antimicrobial complications.

The main aim of this study was to assess how often administration of antimicrobials for suspected infection could be justified by the presence of infection. The primary outcome measure was accuracy of antimicrobial administration, defined as the proportion of antimicrobials started for suspected infection where infection was later proven to have been present. Secondary outcome measures examined: (1) whether clinician suspicion of infection correlated with the presence of defined infection; (2) the ID specialist's accuracy for empiric antimicrobial administration; (3) whether common clinical parameters were associated with clinician certainty regarding the presence of infection; and (4) use of antimicrobials in the presence or absence of infection. These data are important in order to identify possibilities for improving antimicrobial administration.

METHODS

Setting

Data were collected on all ICU patients staying >48 hours in the 12‐bed general (mainly surgical) ICU of a 775‐bed academic tertiary referral center (the Hadassah Hebrew University Medical Center, Jerusalem, Israel) from May to August 2009. The hospital ethics committee approved the study and waived the requirement for informed consent.

Clinical antimicrobial decision‐making was at the final discretion of the ICU attending clinician. During office hours, decisions to start antimicrobials with any but first line agents (ampicillin, ampicillin/clavulanic acid, azithromycin, cefazolin, cefuroxime, ciprofloxacin, clindamycin, cloxacillin, gentamicin, and metronidazole) required authorization by the clinical ID specialist on attachment to the ICU (who performed a daily round). Out of office hours, decisions required authorization by an on‐call ID specialist (usually by phone). There was no availability of a clinical pharmacist. Microbiological studies were obtained as follows: sputum and urine cultures routinely 3 times per week, while other cultures (including blood, wound, site‐specific cultures, etc) according to clinical indications.

Antimicrobial Administration Decisions

Start and stop dates were recorded for all intravenous antimicrobials administered during the patient's ICU stay. Antimicrobial start decisions were divided into 3 groups: empirical (where antimicrobials were started for a new suspected infection), prophylaxis‐driven (antimicrobials given peri‐procedurally), and targeted therapy (antimicrobials started or changed based on receipt of culture results, or antimicrobials continued from a previous department). Although multiple antimicrobials were often started together, these were considered as a single antimicrobial start decision, if started for the same reason.

Empirical decisions represent the main focus of this study, and further data were collected for these decisions. For each empiric decision, the attending ICU clinician's name was recorded, as well as a measure of his certainty that a new infection was actually present. Certainty was determined at the time that the antimicrobials were started and was entirely subjective. The clinician was asked to categorize his certainty that an infection was present when starting empiric antimicrobials on a scale from 0 to 5: 0no infection; 1infection unlikely; 2infection possible; 3infection probable; 4infection very likely; and 5infection certain. The number of systemic inflammatory response syndrome (SIRS) criteria10 and Sequential Organ Failure Assessment (SOFA)11 score were calculated at the time each decision was made (using the last available data prior to starting antimicrobials), and for the previous 2 days (using the worst values on each calendar day). Data on demographics, admission history, comorbid conditions, Acute Physiology and Chronic Health Evaluation II (APACHE II) score, and outcome were collected for each patient.

Antimicrobial Start Decisions and Definitions of Infection by the Study ID Specialist

Approximately 1 week after each empiric antimicrobial decision, the need for antimicrobial therapy and the presence of infection were analyzed and defined by the study ID specialist (S.B.). He was not involved in clinical decision‐making and was not acquainted with patient details. Each analysis included 2 steps: Step 1 concerning the overall requirement for antimicrobial therapy, and Step 2 regarding the presence of infection. For Step 1, data from the patient's clinical course up until the time the antimicrobial start decision was made were presented. At that point, the study ID specialist decided whether, if presented the case as a consultant, he would have recommended starting antimicrobials. For Step 2, the patient's clinical course following the antimicrobial decision point as well as laboratory, imaging, and microbiological results from the subsequent days were reviewed. The presence or absence of infection was defined by integrating all of this data, and based on the Centers for Disease Control and Prevention (CDC) surveillance criteria for the diagnosis of nosocomial infections.12 The study ID specialist used the same certainty score regarding the presence of infection as the clinicians. A certainty of a probable infection (score 3) or higher represented the cutoff to define the presence of infection. The study ID specialist's determination of the presence of infection was considered the gold standard for the presence of infection for analyses and is termed defined infection.

Accuracy of Antimicrobial Start Decisions

Accuracy was calculated for both the clinicians and the study ID specialist, and expressed as a proportion. The denominator for ICU clinician accuracy was the total number of antibiotic start decisions for suspected infection, and the numerator was the number of decisions where infection was defined by the ID specialist. For the study ID specialist, the denominator was the number of occasions when antibiotic administration was considered justified in the Step 1 analysis, and the numerator was the number of these cases where infection was defined (Figure 1). The correlation between clinician certainty and the study‐defined presence of infection was examined. The accuracy of clinical antimicrobial decisions made during the first 48 hours of ICU admission was compared to decisions made after 48 hours.

Figure 1
Flow diagram of study methodology and main results. Abbreviations: AB, antimicrobial. ID infectious diseases specialist.

In order to assess the robustness of the study findings, the ICU clinician accuracy was examined in a sensitivity analysis. Accuracy was calculated using a lower cutoff for the study ID specialist's definition of infectionpossible infection (score 2) or above, rather than probable infection or above.

Physiological Parameters

To examine the effect of physiological variables on physician certainty, empiric antimicrobial start decisions were divided into 2 groupsa high clinician certainty group (certainty score 3) and a low certainty score (<3). Each physiological parameter comprising the SIRS and SOFA scores, the scores themselves, and changes from the previous 24 and 48 hours were compared for the 2 groups. Data used for the decision day were the last available observations prior to starting the antimicrobials. Data for the previous 2 days were the worst values present during each calendar day.

Antimicrobial Course Length

The total course given after each empirical antibiotic start decision was measured in days. The course length started with the empiric antimicrobial start decision, and ended either when antimicrobial therapy was stopped, or when a subsequent empirical start decision was made. Course length for start decisions where infection was subsequently defined was compared to decisions where infection was not defined.

Statistical Analysis

Continuous variables were compared using the Student t test, while categorical variables were compared using the chi‐square test. All P values are 2‐tailed and P < 0.05 was considered statistically significant. SAS version 8.2 (SAS Institute, Inc, Cary, NC) was used for statistical analysis.

RESULTS

Data were collected on 119 consecutive ICU patients over 4 months (Table 1). Antimicrobials were started for suspected infection in 80/119 (67%) patients, for prophylaxis in 55/119 (46%) patients, and for other reasons in 42/119 (35%) patients. More than one indication was present during the patient's ICU admission among 41/119 (34%) patients, while for 6/119 (5%) patients, no antimicrobials were prescribed at all. Among these patients, antimicrobials were administered on 250 occasions, including 125/250 (50%) occasions for suspected infection (empirical decisions), 62/250 (25%) occasions for procedural prophylaxis (prophylaxis‐driven), and on 63/250 (25%) occasions for other reasons (antimicrobial changes following receipt of culture results, or continuation of antimicrobials prescribed prior to ICU admission). Microbiological cultures were obtained from the study population on 2132 occasions, including 395 blood cultures in which significant organisms (not reflecting contamination) grew on 57/395 (14%) occasions.

Demographic, Clinical Characteristics, and Outcome of the Study Patients
 No. (%) or Mean SD
 N = 119
  • Abbreviations: APACHE, Acute Physiology and Chronic Health Evaluation II; ICU, intensive care unit; SD, standard deviation.

  • Patients may have had more than 1 etiology at admission.

  • As determined by the APACHE II definitions.

Demographics 
Male gender66 (55)
Age (years)53 25
Hospital admission prior to ICU admission62 (52)
Independent functional capacity99 (83)
Etiology for ICU admission* 
Surgery82 (69)
Elective12 (10)
Emergency70 (59)
Trauma41 (34)
Medical26 (22)
Comorbidities 
Prior antimicrobial therapy48 (40)
Severe cardiac disease12 (10)
Severe respiratory disease5 (4)
Diabetes mellitus22 (18)
Liver disease10 (8)
Dialysis5 (4)
APACHE II score15 8
Outcome 
ICU length of stay (days)13 15
Hospital length of stay (days)36 32
ICU mortality16 (13)
Hospital mortality22 (18)

Among the empiric antimicrobial start decisions, infection was defined by the study ID specialist on 67/125 (54%) occasions, representing the clinicians' diagnostic accuracy. These infections included 17 (25%) respiratory, 16 (24%) abdominal, 13 (19%) soft tissue, 11 (16%) blood stream, 6 (9%) urinary, and 4 (6%) other infections.

Three attending clinicians treated patients during the study period, and their accuracies were similar (21 infections defined/44 start decisions for suspected infection, 48%; 24/38, 63%; 22/43, 51%, for each attending; P = ns for all comparisons). Clinician accuracy was higher for empirical antimicrobial start decisions, made within 48 hours of ICU admission, compared to later decisions (35 defined infections/53 early antibiotic start decisions [66%] vs 32 defined infections/72 late antibiotic start decisions [44%]; P = 0.02).

In a sensitivity analysis, decreasing the cutoff for the study ID specialist's definition of infection from probable (and above) to possible (and above) lead to reclassification of 14/125 (11%) antimicrobial start decisions from no infection defined to infection defined. This increased physician accuracy from 67/125 (54%) to 78/125 (62%), and conversely decreased potential antimicrobial overuse from 58/125 (46%) to 47/125 (38%) decisions (P = ns).

When starting antimicrobials for suspected infection, the clinicians were asked to record their certainty in the presence of infection. Infections were defined on 6/19 (31%) occasions when the clinician certainty score was low (2) versus 61/106 (57%) when the clinician certainty score was high (3, P = 0.037; Figure 2). Correlation between the clinician certainty score and the presence of defined infection was good (r2 = 0.78).

Figure 2
Correlation between clinician certainty and study‐defined presence of infection. Number of defined infection/number of cases in each clinician certainty group are presented above the bars. Abbreviations: ICU, intensive care unit.

The study ID specialist agreed with the clinician's decision to start antimicrobial therapy on 87/125 (70%) occasions. Infection was subsequently defined on 66/87 (76%) occasions, representing the study ID specialist's diagnostic accuracy. The study ID specialist's accuracy was significantly higher than the clinician's (66/87 [76%] versus 67/125 [54%]; P = 0.001). Notably, there was only 1 case (3%) where empiric therapy was deemed unnecessary by the study ID specialist, and where infection was subsequently defined. In this case, the clinicians started antibiotic therapy for suspected ventilator‐associated pneumonia in a 66‐year‐old patient on the 28th day of an ICU admission for head and spinal cord trauma. The ID specialist's certainty for the presence of infection was 3probable. The patient ultimately survived and was discharged to a rehabilitation facility.

Comparing physiological data for antimicrobial start decisions with high clinician certainty (score 3) versus low certainty of infection (score 2), revealed that none of the physiological data, nor changes over time were significantly associated with clinician certainty. Further use of high doses of vasopressors (>0.1 mcg/kg/min, SOFA score 4) was present at 42/106 (40%) high certainty decisions versus 7/19 (37%) low certainty decisions (P = 0.819). This underscores the physicians' difficulty in distinguishing between infectious and inflammatory causes of deterioration (Table 2).

SIRS and SOFA Score Data Recorded at the Time of Antimicrobial Start for Suspected Infection Plus Changes From the Previous 24 and 48 Hours
 Low Certainty* N = 19High Certainty N = 106 
 Mean SDMean SDP Value
  • Abbreviations: SIRS, severe inflammatory response syndrome; SOFA, Sequential Organ Failure Assessment; WBC, white blood cells.

  • Clinician certainty score for presence of infection 02: no infection to possible infection.

  • Clinician certainty score for the presence of infection 35: probable to certain.

SIRS elements   
Temperature (C)37.7 1.237.3 1.60.28
WBC count ( 109/liter)16.7 8.115.9 10.50.72
Pulse (rate/min)112 23110 210.58
Respiratory rate (rate/min)22 822 80.90
Number of SIRS criteria (at antimicrobial start)3.0 0.93.2 0.90.24
Change in number of SIRS criteria (24 h)0.1 0.90.0 0.90.68
Change in number of SIRS criteria (48 h)0.0 0.70.3 0.90.36
SOFA score elements (points)   
Respiratory1.6 1.11.9 1.20.45
Neurological1.8 1.72.0 1.60.50
Coagulation0.6 1.10.6 1.10.85
Hepatic0.6 0.80.4 0.80.37
Renal0.7 1.10.8 1.10.51
Cardiovascular1.5 1.91.8 1.90.47
SOFA score day at antimicrobial start6.7 3.17.3 4.60.58
SOFA score change (previous 24 h)1.5 3.21.0 2.90.56
SOFA score change (previous 48 h)3.1 4.41.5 4.30.25

During the study period, 2541 days of antimicrobial therapy were given of which 1677 (66%), 413 (16%), and 451 (18%) were given, respectively, empirically (for suspected infection), for procedural prophylaxis, and as targeted therapy. Antimicrobial course length was 11.5 9.2 days in the presence of defined infection versus 10.7 9.1 days in the absence of defined infection (P = 0.655). Overall, 658/2541 (26%) days of therapy could potentially have been saved by reducing antimicrobial prescriptions for suspected infections which were not defined.

DISCUSSION

The use of empirical antimicrobials could be justified by the presence of defined infection on only 54% of occasions when they were administered, suggesting considerable potential overuse of these drugs. ICU‐clinician certainty for the presence of infection correlated well with the number of infections actually defined, however, infections were defined when certainty was low (Figure 2) and antimicrobials prescribed even when clinician certainty was minimal. Common clinical physiological and laboratory parameters did not seem to assist in the clinicians' decision‐making, as there were no significant differences in any of these values between empiric decisions with high or low certainty. The study ID specialist showed significantly better accuracy in antimicrobial decision‐making than the ICU clinicians. He agreed with antimicrobial administration on only 70% of occasions that clinicians started empiric therapy, and had a higher diagnostic accuracy at a cost of only 1 untreated infection.

Two main possibilities are suggested to explain the potential antimicrobial overuse. First, ICU physicians are loath to leave infections untreated and potentially cause immediate increases in mortality.8 This leads to uncertainty avoidance or risk aversive behavior that is demonstrated in our study by the inclusion of antimicrobial administration decisions made even when physicians' certainty regarding the presence of infection was low. Uncertainty avoidance has been shown to be significantly associated with antimicrobial prescribing practices,13 however, it discounts the risk of antimicrobial complications associated with unnecessary antimicrobial therapy. Second, the diagnosis of infection, and particularly nosocomial infection, in ICU patients is difficult. Symptoms cannot be elicited in obtunded ventilated ICU patients, the physical exam can be equivocal, bacterial growth in cultures (with the exception of blood cultures) often reflects colonization rather than infection, and the laboratory and imaging findings of inflammation and infection are very similar. Our data demonstrated some of these difficulties. Diagnostic accuracy was higher in infections suspected during the first 48 hours of ICU admission when compared to later, presumably as infection leading to ICU admission is associated with symptoms, signs, and an acute change in the patient's condition, factors that may be absent when a patient develops a nosocomial infection. Further, physiological parameters did not correlate with the certainty that ICU clinicians expressed in their decision, indicating the difficulty in interpreting these data. Finally, infection was defined in 30% of low certainty decisions, indicating that clinical impression alone is not a reliable tool for determining the presence of infection.

Three sets of interventions could be suggested to improve antimicrobial decision‐makingincreased use of the ID consult, improved laboratory tests for the diagnosis of infection, and a policy of de‐escalation. Use of antimicrobial stewardship (often through involvement of an ID physician) reduces antimicrobial usage and the occurrence of resistant bacteria without adverse patient outcomes.14 Indeed, our study ID consult showed more accurate antimicrobial prescribing than the ICU clinicians, although he may have been subject to the potential biases described below. All antimicrobial administration decisions taken during the study were, however, made in consultation with the clinical ID consult. The lower performance of the clinical ID consult (when compared to the study ID consult) may have resulted from difficulties in the real‐time interaction with the clinicians or from decisions taken during non‐office hours. During non‐office hours, the on‐call ICU resident presented cases to an on‐call ID specialist, neither of whom may have been familiar with all the complex case details and therefore may have preferred to err by commission than by omission.

More accurate laboratory tests, such as procalcitonin or real‐time bacterial polymerase chain reaction (PCR),15 could be beneficial as they might increase physician confidence in decision‐making. Procalcitonin has been used in a wide variety of settings1618 (including the ICU1921) to safely decrease antimicrobial starts and/or antimicrobial course length. Despite this, in a large multicenter study of procalcitonin use in ICU patients,19 compliance with the antibiotic start protocol was very low. Antibiotics were administered by the participating physicians in 73/93 (78%) cases where the procalcitonin tests indicated that antimicrobials were not required, representing protocol violations. In parallel to our study, this demonstrates the reluctance of physicians to abstain from prescribing antimicrobial therapy for suspected infection even when the likelihood of infection may be low.

A strategy of de‐escalation offers the possibility of starting broad‐spectrum antimicrobials early and, subsequently, narrowing or stopping therapy according to the clinical course and the microbiological results.22, 23 This strategy allows clinicians to start antimicrobials even when the suspicion of infection is low, but to stop them rapidly as the clinical picture clarifies. Unfortunately, the mean antimicrobial course length in this study was not influenced by the presence of infection, indicating that this strategy was not employed successfully.

The proportion of patients prescribed antimicrobials for suspected infection in our study is similar to that found in others (eg, 34% of patients in a large French survey24). The proportion of potentially unnecessary antimicrobials in other studies is also similar, ranging from 14% to 50%.2428 In the ICU, the majority of antimicrobial usage studies are microbiology‐based and examine whether bacteria cultured are resistant to the antimicrobials chosen. They have shown that inappropriate antimicrobial therapy occurs on 20%36% of occasions.6, 7, 29 The current study furthers knowledge on antimicrobials decision‐making in the ICU, by examining the actual requirement for antimicrobial therapy based on the presence of infection, ie, whether antimicrobials were needed at all.

The principal limitation of the study concerns the determination of the presence of infection. The study premise was that antimicrobials are overused, and this may have biased the study ID consult to underestimate appropriateness of antimicrobial therapy and to define fewer infections. Further, making theoretical decisions in the research office avoids the medical, ethical, and legal issues related to clinical practice, as there is no risk associated with error. This may have allowed the study ID specialist to be overly conservative in his definitions of infections. A wider team of decision‐makers to determine the presence of infection, including both ID and ICU specialists, would have lent more weight to their determinations, however, this was logistically impossible. To limit the potential bias, infections were defined as objectively as possible based on the CDC criteria.12 Further, the sensitivity analysis showed that while decreasing the study ID specialist's threshold for the definition of infection from probable and above to possible and above improved physician accuracy, over a third of antimicrobial start decisions remained unjustified by the presence of defined infection. The study was performed in only 1 center and may not reflect general ICU practice, although, as discussed above, the antibiotic decision‐making accuracy is in the same orders of magnitude as those found in other somewhat similar studies. Finally, even if unnecessary antimicrobial use was overestimated, the possibility for significant improvement in antimicrobial administration accuracy remains.

In conclusion, our data suggest that on up to 46% of occasions, empirical antimicrobials are prescribed in the absence of infection. We suggest that the potential antibiotic overuse results from difficulties in diagnosing ICU‐related infections, and from the high perceived risk of untreated infection as compared to the risks of potentially unnecessary antimicrobial therapy, representing a type of risk aversive behavior. As antimicrobial use is the primary factor promoting antibiotic resistance and may be a cause of other patient complications, efforts to improve antimicrobial‐related decision‐making should be mandatory.

References
  1. Gold HS,Moellering RC.Antimicrobial‐drug resistance.N Engl J Med.1996;335:14451453.
  2. Kumarasamy KK,Toleman MA,Walsh TR, et al.Emergence of a new antibiotic resistance mechanism in India, Pakistan, and the UK: a molecular, biological, and epidemiological study.Lancet Infect Dis.2010;10:597602.
  3. Fridkin SK,Steward CD,Edwards JR, et al.Surveillance of antimicrobial use and antimicrobial resistance in United States hospitals: project ICARE phase 2. Project Intensive Care Antimicrobial Resistance Epidemiology (ICARE) hospitals.Clin Infect Dis.1999;29:245252.
  4. Vincent JL,Rello J,Marshall J, et al.International study of the prevalence and outcomes of infection in intensive care units.JAMA.2009;302:23232329.
  5. Iregui M,Ward S,Sherman G,Fraser VJ,Kollef MH.Clinical importance of delays in the initiation of appropriate antibiotic treatment for ventilator‐associated pneumonia.Chest.2002;122:262268.
  6. Kollef MH,Sherman G,Ward S,Fraser VJ.Inadequate antimicrobial treatment of infections: a risk factor for hospital mortality among critically ill patients.Chest.1999;115:462474.
  7. Kumar A,Ellis P,Arabi Y, et al.Initiation of inappropriate antimicrobial therapy results in a fivefold reduction of survival in human septic shock.Chest.2009;136:12371248.
  8. Dellinger RP,Levy MM,Carlet JM, et al.Surviving Sepsis Campaign: international guidelines for management of severe sepsis and septic shock: 2008.Crit Care Med.2008;36:296327.
  9. Gasperino J,Garala M,Cohen HW,Kvetan V,Currie B.Investigation of critical care unit utilization and mortality in patients infected with Clostridium difficile.J Crit Care.2010;25:282286.
  10. American College of Chest Physicians/Society of Critical Care Medicine Consensus Conference:definitions for sepsis and organ failure and guidelines for the use of innovative therapies in sepsis.Crit Care Med.1992;20:864874.
  11. Vincent JL,Moreno R,Takala J, et al.The SOFA (Sepsis‐related Organ Failure Assessment) score to describe organ dysfunction/failure. On behalf of the Working Group on Sepsis‐Related Problems of the European Society of Intensive Care Medicine.Intensive Care Med.1996;22:707710.
  12. Horan TC,Andrus M,Dudeck MA.CDC/NHSN surveillance definition of health care‐associated infection and criteria for specific types of infections in the acute care setting.Am J Infect Control.2008;36:309332.
  13. Deschepper R,Grigoryan L,Lundborg CS, et al.Are cultural dimensions relevant for explaining cross‐national differences in antibiotic use in Europe?BMC Health Serv Res.2008;8:123.
  14. Kaki R,Elligsen M,Walker S,Simor A,Palmay L,Daneman N.Impact of antimicrobial stewardship in critical care: a systematic review.J Antimicrob Chemother.2011;66:12231230.
  15. Bloos F,Hinder F,Becker K, et al.A multicenter trial to compare blood culture with polymerase chain reaction in severe human sepsis.Intensive Care Med.2010;36:241247.
  16. Christ‐Crain M,Stolz D,Bingisser R, et al.Procalcitonin guidance of antibiotic therapy in community‐acquired pneumonia: a randomized trial.Am J Respir Crit Care Med.2006;174:8493.
  17. Schuetz P,Christ‐Crain M,Thomann R, et al.Effect of procalcitonin‐based guidelines vs standard guidelines on antibiotic use in lower respiratory tract infections: the ProHOSP randomized controlled trial.JAMA.2009;302:10591066.
  18. Stolz D,Christ‐Crain M,Bingisser R, et al.Antibiotic treatment of exacerbations of COPD: a randomized, controlled trial comparing procalcitonin‐guidance with standard therapy.Chest.2007;131:919.
  19. Bouadma L,Luyt CE,Tubach F, et al.Use of procalcitonin to reduce patients' exposure to antibiotics in intensive care units (PRORATA trial): a multicentre randomised controlled trial.Lancet.2010;375:463474.
  20. Nobre V,Harbarth S,Graf JD,Rohner P,Pugin J.Use of procalcitonin to shorten antibiotic treatment duration in septic patients: a randomized trial.Am J Respir Crit Care Med.2008;177:498505.
  21. Stolz D,Smyrnios N,Eggimann P, et al.Procalcitonin for reduced antibiotic exposure in ventilator‐associated pneumonia: a randomised study.Eur Respir J.2009;34:13641375.
  22. Franzetti F,Antonelli M,Bassetti M, et al.Consensus document on controversial issues for the treatment of hospital‐associated pneumonia.Int J Infect Dis.2010;14(suppl 4):S55S65.
  23. Niederman MS,Craven DE,Bonten MJ et al.Guidelines for the management of adults with hospital‐acquired, ventilator‐associated, and healthcare‐associated pneumonia.Am Respir Crit Care Med.2005;171:388416.
  24. Montravers P,Dupont H,Gauzit R, et al.Strategies of initiation and streamlining of antibiotic therapy in 41 French intensive care units.Crit Care.2011;15:R17.
  25. Castle M,Wilfert CM,Cate TR,Osterhout S.Antibiotic use at Duke University Medical Center.JAMA.1977;237:28192822.
  26. Maki DG,Schuna AA.A study of antimicrobial misuse in a university hospital.Am J Med Sci.1978;275:271282.
  27. Hecker MT,Aron DC,Patel NP,Lehmann MK,Donskey CJ.Unnecessary use of antimicrobials in hospitalized patients: current patterns of misuse with an emphasis on the antianaerobic spectrum of activity.Arch Intern Med.2003;163:972978.
  28. Davey P,Brown E,Fenelon L, et al.Interventions to improve antibiotic prescribing practices for hospital inpatients.Cochrane Database Syst Rev.2005;CD003543.
  29. Vogelaers D,De Bels D,Foret F, et al.Patterns of antimicrobial therapy in severe nosocomial infections: empiric choices, proportion of appropriate therapy, and adaptation rates—a multicentre, observational survey in critically ill patients.Int J Antimicrob Agents.2010;35:375381.
References
  1. Gold HS,Moellering RC.Antimicrobial‐drug resistance.N Engl J Med.1996;335:14451453.
  2. Kumarasamy KK,Toleman MA,Walsh TR, et al.Emergence of a new antibiotic resistance mechanism in India, Pakistan, and the UK: a molecular, biological, and epidemiological study.Lancet Infect Dis.2010;10:597602.
  3. Fridkin SK,Steward CD,Edwards JR, et al.Surveillance of antimicrobial use and antimicrobial resistance in United States hospitals: project ICARE phase 2. Project Intensive Care Antimicrobial Resistance Epidemiology (ICARE) hospitals.Clin Infect Dis.1999;29:245252.
  4. Vincent JL,Rello J,Marshall J, et al.International study of the prevalence and outcomes of infection in intensive care units.JAMA.2009;302:23232329.
  5. Iregui M,Ward S,Sherman G,Fraser VJ,Kollef MH.Clinical importance of delays in the initiation of appropriate antibiotic treatment for ventilator‐associated pneumonia.Chest.2002;122:262268.
  6. Kollef MH,Sherman G,Ward S,Fraser VJ.Inadequate antimicrobial treatment of infections: a risk factor for hospital mortality among critically ill patients.Chest.1999;115:462474.
  7. Kumar A,Ellis P,Arabi Y, et al.Initiation of inappropriate antimicrobial therapy results in a fivefold reduction of survival in human septic shock.Chest.2009;136:12371248.
  8. Dellinger RP,Levy MM,Carlet JM, et al.Surviving Sepsis Campaign: international guidelines for management of severe sepsis and septic shock: 2008.Crit Care Med.2008;36:296327.
  9. Gasperino J,Garala M,Cohen HW,Kvetan V,Currie B.Investigation of critical care unit utilization and mortality in patients infected with Clostridium difficile.J Crit Care.2010;25:282286.
  10. American College of Chest Physicians/Society of Critical Care Medicine Consensus Conference:definitions for sepsis and organ failure and guidelines for the use of innovative therapies in sepsis.Crit Care Med.1992;20:864874.
  11. Vincent JL,Moreno R,Takala J, et al.The SOFA (Sepsis‐related Organ Failure Assessment) score to describe organ dysfunction/failure. On behalf of the Working Group on Sepsis‐Related Problems of the European Society of Intensive Care Medicine.Intensive Care Med.1996;22:707710.
  12. Horan TC,Andrus M,Dudeck MA.CDC/NHSN surveillance definition of health care‐associated infection and criteria for specific types of infections in the acute care setting.Am J Infect Control.2008;36:309332.
  13. Deschepper R,Grigoryan L,Lundborg CS, et al.Are cultural dimensions relevant for explaining cross‐national differences in antibiotic use in Europe?BMC Health Serv Res.2008;8:123.
  14. Kaki R,Elligsen M,Walker S,Simor A,Palmay L,Daneman N.Impact of antimicrobial stewardship in critical care: a systematic review.J Antimicrob Chemother.2011;66:12231230.
  15. Bloos F,Hinder F,Becker K, et al.A multicenter trial to compare blood culture with polymerase chain reaction in severe human sepsis.Intensive Care Med.2010;36:241247.
  16. Christ‐Crain M,Stolz D,Bingisser R, et al.Procalcitonin guidance of antibiotic therapy in community‐acquired pneumonia: a randomized trial.Am J Respir Crit Care Med.2006;174:8493.
  17. Schuetz P,Christ‐Crain M,Thomann R, et al.Effect of procalcitonin‐based guidelines vs standard guidelines on antibiotic use in lower respiratory tract infections: the ProHOSP randomized controlled trial.JAMA.2009;302:10591066.
  18. Stolz D,Christ‐Crain M,Bingisser R, et al.Antibiotic treatment of exacerbations of COPD: a randomized, controlled trial comparing procalcitonin‐guidance with standard therapy.Chest.2007;131:919.
  19. Bouadma L,Luyt CE,Tubach F, et al.Use of procalcitonin to reduce patients' exposure to antibiotics in intensive care units (PRORATA trial): a multicentre randomised controlled trial.Lancet.2010;375:463474.
  20. Nobre V,Harbarth S,Graf JD,Rohner P,Pugin J.Use of procalcitonin to shorten antibiotic treatment duration in septic patients: a randomized trial.Am J Respir Crit Care Med.2008;177:498505.
  21. Stolz D,Smyrnios N,Eggimann P, et al.Procalcitonin for reduced antibiotic exposure in ventilator‐associated pneumonia: a randomised study.Eur Respir J.2009;34:13641375.
  22. Franzetti F,Antonelli M,Bassetti M, et al.Consensus document on controversial issues for the treatment of hospital‐associated pneumonia.Int J Infect Dis.2010;14(suppl 4):S55S65.
  23. Niederman MS,Craven DE,Bonten MJ et al.Guidelines for the management of adults with hospital‐acquired, ventilator‐associated, and healthcare‐associated pneumonia.Am Respir Crit Care Med.2005;171:388416.
  24. Montravers P,Dupont H,Gauzit R, et al.Strategies of initiation and streamlining of antibiotic therapy in 41 French intensive care units.Crit Care.2011;15:R17.
  25. Castle M,Wilfert CM,Cate TR,Osterhout S.Antibiotic use at Duke University Medical Center.JAMA.1977;237:28192822.
  26. Maki DG,Schuna AA.A study of antimicrobial misuse in a university hospital.Am J Med Sci.1978;275:271282.
  27. Hecker MT,Aron DC,Patel NP,Lehmann MK,Donskey CJ.Unnecessary use of antimicrobials in hospitalized patients: current patterns of misuse with an emphasis on the antianaerobic spectrum of activity.Arch Intern Med.2003;163:972978.
  28. Davey P,Brown E,Fenelon L, et al.Interventions to improve antibiotic prescribing practices for hospital inpatients.Cochrane Database Syst Rev.2005;CD003543.
  29. Vogelaers D,De Bels D,Foret F, et al.Patterns of antimicrobial therapy in severe nosocomial infections: empiric choices, proportion of appropriate therapy, and adaptation rates—a multicentre, observational survey in critically ill patients.Int J Antimicrob Agents.2010;35:375381.
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Applying Education Theory to Vascular Training

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Citing a revolution in the way surgeons learn their craft, Dr. Erica L. Mitchell and Dr. Sonal Arora present an analysis of vascular training to identify key learning points and needs as residents move from novice to expert. Their report is in the August issue of the Journal of Vascular Surgery.

A shift toward competency-based training programs is now reflecting a growing emphasis on outcomes-based medical education, according to Dr. Mitchell and Dr. Arora. They discuss how pedagogy and adult learning tools can be applied to vascular training and the development of technical expertise (J Vasc Surg 2012;56:530-7). 

"Surgical educators should use training and assessment methods soundly based in educational principles to develop and deliver curricula that will allow trainees to acquire the skills befitting the modern vascular surgeon," they concluded.

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Citing a revolution in the way surgeons learn their craft, Dr. Erica L. Mitchell and Dr. Sonal Arora present an analysis of vascular training to identify key learning points and needs as residents move from novice to expert. Their report is in the August issue of the Journal of Vascular Surgery.

A shift toward competency-based training programs is now reflecting a growing emphasis on outcomes-based medical education, according to Dr. Mitchell and Dr. Arora. They discuss how pedagogy and adult learning tools can be applied to vascular training and the development of technical expertise (J Vasc Surg 2012;56:530-7). 

"Surgical educators should use training and assessment methods soundly based in educational principles to develop and deliver curricula that will allow trainees to acquire the skills befitting the modern vascular surgeon," they concluded.

Find the original article by clicking here.


Citing a revolution in the way surgeons learn their craft, Dr. Erica L. Mitchell and Dr. Sonal Arora present an analysis of vascular training to identify key learning points and needs as residents move from novice to expert. Their report is in the August issue of the Journal of Vascular Surgery.

A shift toward competency-based training programs is now reflecting a growing emphasis on outcomes-based medical education, according to Dr. Mitchell and Dr. Arora. They discuss how pedagogy and adult learning tools can be applied to vascular training and the development of technical expertise (J Vasc Surg 2012;56:530-7). 

"Surgical educators should use training and assessment methods soundly based in educational principles to develop and deliver curricula that will allow trainees to acquire the skills befitting the modern vascular surgeon," they concluded.

Find the original article by clicking here.


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Labs Find Evidence of Cancer Stem Cells

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In an era of targeted cancer therapies, laboratory scientists working with mice may have found the ultimate target – a reservoir of stem cells that drive cancers to grow and metastasize.

Separate reports in the journals Science and Nature document the presence of cancer stem cells in intestinal adenomas (Science 2012 Aug. 1 [doi:10.1126/science.1224676]), squamous skin cancer, (Nature 2012 Aug. 1 [doi:10.1038/nature11344]), and glioblastoma multiforme (Nature 2012 Aug. 1 [doi:10.1038/nature11287]).

In the last study, mice with these highly lethal brain tumors were given temozolomide (Temodar), an approved treatment in humans, along with ganciclovir, an antiviral. Despite a transient therapeutic response to chemotherapy, the cancers continued to grow, driven by "a relatively quiescent subset of endogenous glioma cells, with properties similar to those proposed for cancer stem cells," the authors wrote.

Whether these reports will resolve controversy over the existence of stem cells or lead to clinically meaningful treatments remains to be seen. There is no doubt, however, that they will lead to further investigation.

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In an era of targeted cancer therapies, laboratory scientists working with mice may have found the ultimate target – a reservoir of stem cells that drive cancers to grow and metastasize.

Separate reports in the journals Science and Nature document the presence of cancer stem cells in intestinal adenomas (Science 2012 Aug. 1 [doi:10.1126/science.1224676]), squamous skin cancer, (Nature 2012 Aug. 1 [doi:10.1038/nature11344]), and glioblastoma multiforme (Nature 2012 Aug. 1 [doi:10.1038/nature11287]).

In the last study, mice with these highly lethal brain tumors were given temozolomide (Temodar), an approved treatment in humans, along with ganciclovir, an antiviral. Despite a transient therapeutic response to chemotherapy, the cancers continued to grow, driven by "a relatively quiescent subset of endogenous glioma cells, with properties similar to those proposed for cancer stem cells," the authors wrote.

Whether these reports will resolve controversy over the existence of stem cells or lead to clinically meaningful treatments remains to be seen. There is no doubt, however, that they will lead to further investigation.

In an era of targeted cancer therapies, laboratory scientists working with mice may have found the ultimate target – a reservoir of stem cells that drive cancers to grow and metastasize.

Separate reports in the journals Science and Nature document the presence of cancer stem cells in intestinal adenomas (Science 2012 Aug. 1 [doi:10.1126/science.1224676]), squamous skin cancer, (Nature 2012 Aug. 1 [doi:10.1038/nature11344]), and glioblastoma multiforme (Nature 2012 Aug. 1 [doi:10.1038/nature11287]).

In the last study, mice with these highly lethal brain tumors were given temozolomide (Temodar), an approved treatment in humans, along with ganciclovir, an antiviral. Despite a transient therapeutic response to chemotherapy, the cancers continued to grow, driven by "a relatively quiescent subset of endogenous glioma cells, with properties similar to those proposed for cancer stem cells," the authors wrote.

Whether these reports will resolve controversy over the existence of stem cells or lead to clinically meaningful treatments remains to be seen. There is no doubt, however, that they will lead to further investigation.

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