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Study: Collaborative Approach to Med Rec Effective, Cost-Efficient
A paper published in the May/June issue of the Journal of Hospital Medicine shows that a collaborative approach to medication reconciliation ("med rec") appears to both prevent adverse drug events and pay for itself.
The paper, "Nurse-Pharmacist Collaboration on Medication Reconciliation Prevents Potential Harm," found that 225 of 500 surveyed patients had at least one unintended discrepancy in their house medication list (HML) on admission or discharge. And 162 of those patients had a discrepancy ranked on the upper end of the study's risk scale.
However, having nurses and pharmacists work together "allowed many discrepancies to be reconciled before causing harm," the study concluded.
"It absolutely supports the idea that we need to approach medicine as a team game," says hospitalist and lead author Lenny Feldman, MD, FACP, FAAP, SFHM, of John Hopkins School of Medicine in Baltimore. "We can't do this alone, and patients don't do better when we do this alone."
The study noted that it cost $113.64 to find one potentially harmful medication discrepancy. To offset those costs, an institution would have to prevent one discrepancy for every 290 patient encounters. The Johns Hopkins team averted 81 such events, but Dr. Feldman notes that without a control group, it’s difficult to say how many of those potential issues would have been caught at some other point in a patient's stay.
Still, he says, part of the value of a multidisciplinary approach to med rec is that it can help hospitalists improve patient care. By having nurses, physicians, and pharmacists working together, more potential adverse drug events could be prevented, Dr. Feldman says.
"That data-gathering is difficult and time-consuming, and it is not something hospitalists need do on their own," he adds.
A paper published in the May/June issue of the Journal of Hospital Medicine shows that a collaborative approach to medication reconciliation ("med rec") appears to both prevent adverse drug events and pay for itself.
The paper, "Nurse-Pharmacist Collaboration on Medication Reconciliation Prevents Potential Harm," found that 225 of 500 surveyed patients had at least one unintended discrepancy in their house medication list (HML) on admission or discharge. And 162 of those patients had a discrepancy ranked on the upper end of the study's risk scale.
However, having nurses and pharmacists work together "allowed many discrepancies to be reconciled before causing harm," the study concluded.
"It absolutely supports the idea that we need to approach medicine as a team game," says hospitalist and lead author Lenny Feldman, MD, FACP, FAAP, SFHM, of John Hopkins School of Medicine in Baltimore. "We can't do this alone, and patients don't do better when we do this alone."
The study noted that it cost $113.64 to find one potentially harmful medication discrepancy. To offset those costs, an institution would have to prevent one discrepancy for every 290 patient encounters. The Johns Hopkins team averted 81 such events, but Dr. Feldman notes that without a control group, it’s difficult to say how many of those potential issues would have been caught at some other point in a patient's stay.
Still, he says, part of the value of a multidisciplinary approach to med rec is that it can help hospitalists improve patient care. By having nurses, physicians, and pharmacists working together, more potential adverse drug events could be prevented, Dr. Feldman says.
"That data-gathering is difficult and time-consuming, and it is not something hospitalists need do on their own," he adds.
A paper published in the May/June issue of the Journal of Hospital Medicine shows that a collaborative approach to medication reconciliation ("med rec") appears to both prevent adverse drug events and pay for itself.
The paper, "Nurse-Pharmacist Collaboration on Medication Reconciliation Prevents Potential Harm," found that 225 of 500 surveyed patients had at least one unintended discrepancy in their house medication list (HML) on admission or discharge. And 162 of those patients had a discrepancy ranked on the upper end of the study's risk scale.
However, having nurses and pharmacists work together "allowed many discrepancies to be reconciled before causing harm," the study concluded.
"It absolutely supports the idea that we need to approach medicine as a team game," says hospitalist and lead author Lenny Feldman, MD, FACP, FAAP, SFHM, of John Hopkins School of Medicine in Baltimore. "We can't do this alone, and patients don't do better when we do this alone."
The study noted that it cost $113.64 to find one potentially harmful medication discrepancy. To offset those costs, an institution would have to prevent one discrepancy for every 290 patient encounters. The Johns Hopkins team averted 81 such events, but Dr. Feldman notes that without a control group, it’s difficult to say how many of those potential issues would have been caught at some other point in a patient's stay.
Still, he says, part of the value of a multidisciplinary approach to med rec is that it can help hospitalists improve patient care. By having nurses, physicians, and pharmacists working together, more potential adverse drug events could be prevented, Dr. Feldman says.
"That data-gathering is difficult and time-consuming, and it is not something hospitalists need do on their own," he adds.
ITL: Physician Reviews of HM-Relevant Research
Clinical question: Is azithromycin use associated with an increased risk of cardiovascular death?
Background: Accumulating evidence suggests that azithromycin might have pro-arrhythmic effects on the heart. Other macrolides, including erythromycin and clarithromycin, can increase the risk for serious ventricular arrhythmias and are associated with an increased risk of sudden cardiac death. The risk of cardiac death associated with azithromycin use is unclear.
Study design: Retrospective cohort study.
Setting: Statewide database of patients enrolled in the Tennessee Medicaid program.
Synopsis: This study matched patients who took a five-day course of azithromycin (347,795 prescriptions) with those who took no antibiotics (1,391,180 control periods). Patients taking azithromycin had an increased risk of cardiovascular death (hazard ratio [HR], 2.88; P<0.001) and death from any cause (HR, 1.85; P=0.002).
Additional control groups of patients taking other antibiotics were included in this study for comparison. Patients who took amoxicillin did not have an increased risk of death. Relative to amoxicillin, azithromycin was associated with a significantly increased risk of cardiovascular death, with an estimated 47 additional cardiovascular deaths per 1 million courses. The risk of cardiovascular death was greater with azithromycin than with ciprofloxacin but did not differ significantly from levofloxacin.
Importantly, patients with factors conferring a high risk of death were excluded from analysis. The increased risk of death did not appear to persist after azithromycin therapy ended. A major limitation of this study was confounding associated with antibiotic use, which the authors attempted to mitigate with the use of multiple control groups.
Bottom line: A five-day treatment course of azithromycin is associated with a small absolute increase in cardiovascular deaths and deaths from any cause.
Citation: Ray WA, Murray KT, Hall K, Arbogast PG, Stein CM. Azithromycin and the risk of cardiovascular death. N Engl J Med. 2012;366:1881-1890.
Clinical question: Is azithromycin use associated with an increased risk of cardiovascular death?
Background: Accumulating evidence suggests that azithromycin might have pro-arrhythmic effects on the heart. Other macrolides, including erythromycin and clarithromycin, can increase the risk for serious ventricular arrhythmias and are associated with an increased risk of sudden cardiac death. The risk of cardiac death associated with azithromycin use is unclear.
Study design: Retrospective cohort study.
Setting: Statewide database of patients enrolled in the Tennessee Medicaid program.
Synopsis: This study matched patients who took a five-day course of azithromycin (347,795 prescriptions) with those who took no antibiotics (1,391,180 control periods). Patients taking azithromycin had an increased risk of cardiovascular death (hazard ratio [HR], 2.88; P<0.001) and death from any cause (HR, 1.85; P=0.002).
Additional control groups of patients taking other antibiotics were included in this study for comparison. Patients who took amoxicillin did not have an increased risk of death. Relative to amoxicillin, azithromycin was associated with a significantly increased risk of cardiovascular death, with an estimated 47 additional cardiovascular deaths per 1 million courses. The risk of cardiovascular death was greater with azithromycin than with ciprofloxacin but did not differ significantly from levofloxacin.
Importantly, patients with factors conferring a high risk of death were excluded from analysis. The increased risk of death did not appear to persist after azithromycin therapy ended. A major limitation of this study was confounding associated with antibiotic use, which the authors attempted to mitigate with the use of multiple control groups.
Bottom line: A five-day treatment course of azithromycin is associated with a small absolute increase in cardiovascular deaths and deaths from any cause.
Citation: Ray WA, Murray KT, Hall K, Arbogast PG, Stein CM. Azithromycin and the risk of cardiovascular death. N Engl J Med. 2012;366:1881-1890.
Clinical question: Is azithromycin use associated with an increased risk of cardiovascular death?
Background: Accumulating evidence suggests that azithromycin might have pro-arrhythmic effects on the heart. Other macrolides, including erythromycin and clarithromycin, can increase the risk for serious ventricular arrhythmias and are associated with an increased risk of sudden cardiac death. The risk of cardiac death associated with azithromycin use is unclear.
Study design: Retrospective cohort study.
Setting: Statewide database of patients enrolled in the Tennessee Medicaid program.
Synopsis: This study matched patients who took a five-day course of azithromycin (347,795 prescriptions) with those who took no antibiotics (1,391,180 control periods). Patients taking azithromycin had an increased risk of cardiovascular death (hazard ratio [HR], 2.88; P<0.001) and death from any cause (HR, 1.85; P=0.002).
Additional control groups of patients taking other antibiotics were included in this study for comparison. Patients who took amoxicillin did not have an increased risk of death. Relative to amoxicillin, azithromycin was associated with a significantly increased risk of cardiovascular death, with an estimated 47 additional cardiovascular deaths per 1 million courses. The risk of cardiovascular death was greater with azithromycin than with ciprofloxacin but did not differ significantly from levofloxacin.
Importantly, patients with factors conferring a high risk of death were excluded from analysis. The increased risk of death did not appear to persist after azithromycin therapy ended. A major limitation of this study was confounding associated with antibiotic use, which the authors attempted to mitigate with the use of multiple control groups.
Bottom line: A five-day treatment course of azithromycin is associated with a small absolute increase in cardiovascular deaths and deaths from any cause.
Citation: Ray WA, Murray KT, Hall K, Arbogast PG, Stein CM. Azithromycin and the risk of cardiovascular death. N Engl J Med. 2012;366:1881-1890.
ONLINE EXCLUSIVE: Elbert Huang discusses primary care's role in providing access and value
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New Stent Approved by FDA for Iliac Artery Disease
Abbott announced on August 7 that the U.S. Food and Drug Administration (FDA) approved the Omnilink Elite® Vascular Balloon-Expandable Stent System for the treatment of iliac artery disease, The FDA approval was based on positive clinical data from the MOBILITY (Omnilink Elite or Absolute Pro® Stent Used in the Iliac Artery) study.
The Omnilink Elite stent is based on the Multi-Link stent design with a cobalt chromium alloy. According to Abbott, cobalt chromium is stronger and more radiopaque than stainless steel, making the stent easy to see under X-ray while maintaining thin, flexible struts. These features are designed to enable the easier navigation of the stent in complex anatomy and to facilitate accurate placement of the device.
"At nine months, patients experienced significant improvements in walking distance and speed, and were able to climb more stairs than they could before treatment,\" said Dr. Tony S. Das, director, Peripheral Vascular Interventions, Presbyterian Heart Institute in Dallas, Texas, and co-principal investigator of the MOBILITY study.
The MOBILITY study was a prospective, non-randomized, two-arm, multi-center study conducted at 48 centers in the United States to evaluate the effectiveness of two Abbott stents – Absolute Pro Vascular Self-Expanding Stent System and Omnilink Elite Vascular Balloon-Expandable Stent System – in patients who had iliac artery disease with intermittent claudication or critical limb ischemia, including complex lesions. The study did not exclude patients with highly calcified lesions or severe peripheral vascular disease. Of the 304 patients enrolled in the study, 151 were treated with Absolute Pro and 153 were treated with Omnilink Elite.
The study met its primary endpoint: a nine-month major adverse event rate of 6.1 percent for patients treated with Absolute Pro and 5.4 percent for patients treated with Omnilink Elite. Walking ability significantly improved for patients in both arms of the study, according to the press release from Abbot.
Abbott announced on August 7 that the U.S. Food and Drug Administration (FDA) approved the Omnilink Elite® Vascular Balloon-Expandable Stent System for the treatment of iliac artery disease, The FDA approval was based on positive clinical data from the MOBILITY (Omnilink Elite or Absolute Pro® Stent Used in the Iliac Artery) study.
The Omnilink Elite stent is based on the Multi-Link stent design with a cobalt chromium alloy. According to Abbott, cobalt chromium is stronger and more radiopaque than stainless steel, making the stent easy to see under X-ray while maintaining thin, flexible struts. These features are designed to enable the easier navigation of the stent in complex anatomy and to facilitate accurate placement of the device.
"At nine months, patients experienced significant improvements in walking distance and speed, and were able to climb more stairs than they could before treatment,\" said Dr. Tony S. Das, director, Peripheral Vascular Interventions, Presbyterian Heart Institute in Dallas, Texas, and co-principal investigator of the MOBILITY study.
The MOBILITY study was a prospective, non-randomized, two-arm, multi-center study conducted at 48 centers in the United States to evaluate the effectiveness of two Abbott stents – Absolute Pro Vascular Self-Expanding Stent System and Omnilink Elite Vascular Balloon-Expandable Stent System – in patients who had iliac artery disease with intermittent claudication or critical limb ischemia, including complex lesions. The study did not exclude patients with highly calcified lesions or severe peripheral vascular disease. Of the 304 patients enrolled in the study, 151 were treated with Absolute Pro and 153 were treated with Omnilink Elite.
The study met its primary endpoint: a nine-month major adverse event rate of 6.1 percent for patients treated with Absolute Pro and 5.4 percent for patients treated with Omnilink Elite. Walking ability significantly improved for patients in both arms of the study, according to the press release from Abbot.
Abbott announced on August 7 that the U.S. Food and Drug Administration (FDA) approved the Omnilink Elite® Vascular Balloon-Expandable Stent System for the treatment of iliac artery disease, The FDA approval was based on positive clinical data from the MOBILITY (Omnilink Elite or Absolute Pro® Stent Used in the Iliac Artery) study.
The Omnilink Elite stent is based on the Multi-Link stent design with a cobalt chromium alloy. According to Abbott, cobalt chromium is stronger and more radiopaque than stainless steel, making the stent easy to see under X-ray while maintaining thin, flexible struts. These features are designed to enable the easier navigation of the stent in complex anatomy and to facilitate accurate placement of the device.
"At nine months, patients experienced significant improvements in walking distance and speed, and were able to climb more stairs than they could before treatment,\" said Dr. Tony S. Das, director, Peripheral Vascular Interventions, Presbyterian Heart Institute in Dallas, Texas, and co-principal investigator of the MOBILITY study.
The MOBILITY study was a prospective, non-randomized, two-arm, multi-center study conducted at 48 centers in the United States to evaluate the effectiveness of two Abbott stents – Absolute Pro Vascular Self-Expanding Stent System and Omnilink Elite Vascular Balloon-Expandable Stent System – in patients who had iliac artery disease with intermittent claudication or critical limb ischemia, including complex lesions. The study did not exclude patients with highly calcified lesions or severe peripheral vascular disease. Of the 304 patients enrolled in the study, 151 were treated with Absolute Pro and 153 were treated with Omnilink Elite.
The study met its primary endpoint: a nine-month major adverse event rate of 6.1 percent for patients treated with Absolute Pro and 5.4 percent for patients treated with Omnilink Elite. Walking ability significantly improved for patients in both arms of the study, according to the press release from Abbot.
Survey of Hospitalist Supervision
In 2003, the Accreditation Council for Graduate Medical Education (ACGME) announced the first in a series of guidelines related to the regulation and oversight of residency training.1 The initial iteration specifically focused on the total and consecutive numbers of duty hours worked by trainees. These limitations began a new era of shift work in internal medicine residency training. With decreases in housestaff admitting capacity, clinical work has frequently been offloaded to non‐teaching or attending‐only services, increasing the demand for hospitalists to fill the void in physician‐staffed care in the hospital.2, 3 Since the implementation of the 2003 ACGME guidelines and a growing focus on patient safety, there has been increased study of, and call for, oversight of trainees in medicine; among these was the 2008 Institute of Medicine report,4 calling for 24/7 attending‐level supervision. The updated ACGME requirements,5 effective July 1, 2011, mandate enhanced on‐site supervision of trainee physicians. These new regulations not only define varying levels of supervision for trainees, including direct supervision with the physical presence of a supervisor and the degree of availability of said supervisor, they also describe ensuring the quality of supervision provided.5 While continuous attending‐level supervision is not yet mandated, many residency programs look to their academic hospitalists to fill the supervisory void, particularly at night. However, what specific roles hospitalists play in the nighttime supervision of trainees or the impact of this supervision remains unclear. To date, no study has examined a broad sample of hospitalist programs in teaching hospitals and the types of resident oversight they provide. We aimed to describe the current state of academic hospitalists in the clinical supervision of housestaff, specifically during the overnight period, and hospitalist perceptions of how the new ACGME requirements would impact traineehospitalist interactions.
METHODS
The Housestaff Oversight Subcommittee, a working group of the Society of General Internal Medicine (SGIM) Academic Hospitalist Task Force, surveyed a sample of academic hospitalist program leaders to assess the current status of trainee supervision performed by hospitalists. Programs were considered academic if they were located in the primary hospital of a residency that participates in the National Resident Matching Program for Internal Medicine. To obtain a broad geographic spectrum of academic hospitalist programs, all programs, both university and community‐based, in 4 states and 2 metropolitan regions were sampled: Washington, Oregon, Texas, Maryland, and the Philadelphia and Chicago metropolitan areas. Hospitalist program leaders were identified by members of the Taskforce using individual program websites and by querying departmental leadership at eligible teaching hospitals. Respondents were contacted by e‐mail for participation. None of the authors of the manuscript were participants in the survey.
The survey was developed by consensus of the working group after reviewing the salient literature and included additional questions queried to internal medicine program directors.6 The 19‐item SurveyMonkey instrument included questions about hospitalists' role in trainees' education and evaluation. A Likert‐type scale was used to assess perceptions regarding the impact of on‐site hospitalist supervision on trainee autonomy and hospitalist workload (1 = strongly disagree to 5 = strongly agree). Descriptive statistics were performed and, where appropriate, t test and Fisher's exact test were performed to identify associations between program characteristics and perceptions. Stata SE was used (STATA Corp, College Station, TX) for all statistical analysis.
RESULTS
The survey was sent to 47 individuals identified as likely hospitalist program leaders and completed by 41 individuals (87%). However, 7 respondents turned out not to be program leaders and were therefore excluded, resulting in a 72% (34/47) survey response rate.
The programs for which we did not obtain responses were similar to respondent programs, and did not include a larger proportion of community‐based programs or overrepresent a specific geographic region. Twenty‐five (73%) of the 34 hospitalist program leaders were male, with an average age of 44.3 years, and an average of 12 years post‐residency training (range, 530 years). They reported leading groups with an average of 18 full‐time equivalent (FTE) faculty (range, 350 persons).
Relationship of Hospitalist Programs With the Residency Program
The majority (32/34, 94%) of respondents describe their program as having traditional housestaffhospitalist interactions on an attending‐covered housestaff teaching service. Other hospitalists' clinical roles included: attending on uncovered (non‐housestaff services; 29/34, 85%); nighttime coverage (24/34, 70%); attending on consult services with housestaff (24/34, 70%). All respondents reported that hospitalist faculty are expected to participate in housestaff teaching or to fulfill other educational roles within the residency training program. These educational roles include participating in didactics or educational conferences, and serving as advisors. Additionally, the faculty of 30 (88%) programs have a formal evaluative role over the housestaff they supervise on teaching services (eg, members of formal housestaff evaluation committee). Finally, 28 (82%) programs have faculty who play administrative roles in the residency programs, such as involvement in program leadership or recruitment. Although 63% of the corresponding internal medicine residency programs have a formal housestaff supervision policy, only 43% of program leaders stated that their hospitalists receive formal faculty development on how to provide this supervision to resident trainees. Instead, the majority of hospitalist programs were described as having teaching expectations in the absence of a formal policy.
Twenty‐one programs (21/34, 61%) described having an attending hospitalist physician on‐site overnight to provide ongoing patient care or admit new patients. Of those with on‐site attending coverage, a minority of programs (8/21, 38%) reported having a formal defined supervisory role of housestaff trainees for hospitalists during the overnight period. In these 8 programs, this defined role included a requirement for housestaff to present newly admitted patients or contact hospitalists with questions regarding patient management. Twenty‐four percent (5/21) of the programs with nighttime coverage stated that the role of the nocturnal attending was only to cover the non‐teaching services, without housestaff interaction or supervision. The remainder of programs (8/21, 38%) describe only informal interactions between housestaff and hospitalist faculty, without clearly defined expectations for supervision.
Perceptions of New Regulations and Night Work
Hospitalist leaders viewed increased supervision of housestaff both positively and negatively. Leaders were asked their level of agreement with the potential impact of increased hospitalist nighttime supervision. Of respondents, 85% (27/32) agreed that formal overnight supervision by an attending hospitalist would improve patient safety, and 60% (20/33) agreed that formal overnight supervision would improve traineehospitalist relationships. In addition, 60% (20/33) of respondents felt that nighttime supervision of housestaff by faculty hospitalists would improve resident education. However, approximately 40% (13/33) expressed concern that increased on‐site hospitalist supervision would hamper resident decision‐making autonomy, and 75% (25/33) agreed that a formal housestaff supervisory role would increase hospitalist work load. The perception of increased workload was influenced by a hospitalist program's current supervisory role. Hospitalists programs providing formal nighttime supervision for housestaff, compared to those with informal or poorly defined faculty roles, were less likely to perceive these new regulations as resulting in an increase in hospitalist workload (3.72 vs 4.42; P = 0.02). In addition, hospitalist programs with a formal nighttime role were more likely to identify lack of specific parameters for attending‐level contact as a barrier to residents not contacting their supervisors during the overnight period (2.54 vs 3.54; P = 0.03). No differences in perception of the regulations were noted for those hospitalist programs which had existing faculty development on clinical supervision.
DISCUSSION
This study provides important information about how academic hospitalists currently contribute to the supervision of internal medicine residents. While academic hospitalist groups frequently have faculty providing clinical care on‐site at night, and often hospitalists provide overnight supervision of internal medicine trainees, formal supervision of trainees is not uniform, and few hospitalists groups have a mechanism to provide training or faculty development on how to effectively supervise resident trainees. Hospitalist leaders expressed concerns that creating additional formal overnight supervisory responsibilities may add to an already burdened overnight hospitalist. Formalizing this supervisory role, including explicit role definitions and faculty training for trainee supervision, is necessary.
Though our sample size is small, we captured a diverse geographic range of both university and community‐based academic hospitalist programs by surveying group leaders in several distinct regions. We are unable to comment on differences between responding and non‐responding hospitalist programs, but there does not appear to be a systematic difference between these groups.
Our findings are consistent with work describing a lack of structured conceptual frameworks in effectively supervising trainees,7, 8 and also, at times, nebulous expectations for hospitalist faculty. We found that the existence of a formal supervisory policy within the associated residency program, as well as defined roles for hospitalists, increases the likelihood of positive perceptions of the new ACGME supervisory recommendations. However, the existence of these requirements does not mean that all programs are capable of following them. While additional discussion is required to best delineate a formal overnight hospitalist role in trainee supervision, clearly defining expectations for both faculty and trainees, and their interactions, may alleviate the struggles that exist in programs with ill‐defined roles for hospitalist faculty supervision. While faculty duty hours standards do not exist, additional duties of nighttime coverage for hospitalists suggests that close attention should be paid to burn‐out.9 Faculty development on nighttime supervision and teaching may help maximize both learning and patient care efficiency, and provide a framework for this often unstructured educational time.
Acknowledgements
The research reported here was supported by the Department of Veterans Affairs, Veterans Health Administration, Health Services Research and Development Service (REA 05‐129, CDA 07‐022). The views expressed in this article are those of the authors and do not necessarily reflect the position or policy of the Department of Veterans Affairs.
- New requirements for resident duty hours.JAMA.2002;288:1112–1114. , , .
- Cost implications of reduced work hours and workloads for resident physicians.N Engl J Med.2009;360:2202–2215. , , , , .
- Why have working hour restrictions apparently not improved patient safety?BMJ.2011;342:d1200.
- Ulmer C, Wolman DM, Johns MME, eds.Resident Duty Hours: Enhancing Sleep, Supervision, and Safety.Washington, DC:National Academies Press;2008.
- for the ACGME Duty Hour Task Force.The new recommendations on duty hours from the ACGME Task Force.N Engl J Med.2010;363. , , ;
- Association of Program Directors in Internal Medicine (APDIM) Survey 2009. Available at: http://www.im.org/toolbox/surveys/SurveyDataand Reports/APDIMSurveyData/Documents/2009_APDIM_summary_web. pdf. Accessed on July 30, 2012.
- Clinical oversight: conceptualizing the relationship between supervision and safety.J Gen Intern Med.2007;22(8):1080–1085. , , , , .
- Strategies for effective on‐call supervision for internal medicine residents: the SUPERB/SAFETY model.J Grad Med Educ.2010;2(1):46–52. , , , et al.
- Career satisfaction and burn‐out in academic hospital medicine.Arch Intern Med.2011;171(8):782–785. , , , , , .
In 2003, the Accreditation Council for Graduate Medical Education (ACGME) announced the first in a series of guidelines related to the regulation and oversight of residency training.1 The initial iteration specifically focused on the total and consecutive numbers of duty hours worked by trainees. These limitations began a new era of shift work in internal medicine residency training. With decreases in housestaff admitting capacity, clinical work has frequently been offloaded to non‐teaching or attending‐only services, increasing the demand for hospitalists to fill the void in physician‐staffed care in the hospital.2, 3 Since the implementation of the 2003 ACGME guidelines and a growing focus on patient safety, there has been increased study of, and call for, oversight of trainees in medicine; among these was the 2008 Institute of Medicine report,4 calling for 24/7 attending‐level supervision. The updated ACGME requirements,5 effective July 1, 2011, mandate enhanced on‐site supervision of trainee physicians. These new regulations not only define varying levels of supervision for trainees, including direct supervision with the physical presence of a supervisor and the degree of availability of said supervisor, they also describe ensuring the quality of supervision provided.5 While continuous attending‐level supervision is not yet mandated, many residency programs look to their academic hospitalists to fill the supervisory void, particularly at night. However, what specific roles hospitalists play in the nighttime supervision of trainees or the impact of this supervision remains unclear. To date, no study has examined a broad sample of hospitalist programs in teaching hospitals and the types of resident oversight they provide. We aimed to describe the current state of academic hospitalists in the clinical supervision of housestaff, specifically during the overnight period, and hospitalist perceptions of how the new ACGME requirements would impact traineehospitalist interactions.
METHODS
The Housestaff Oversight Subcommittee, a working group of the Society of General Internal Medicine (SGIM) Academic Hospitalist Task Force, surveyed a sample of academic hospitalist program leaders to assess the current status of trainee supervision performed by hospitalists. Programs were considered academic if they were located in the primary hospital of a residency that participates in the National Resident Matching Program for Internal Medicine. To obtain a broad geographic spectrum of academic hospitalist programs, all programs, both university and community‐based, in 4 states and 2 metropolitan regions were sampled: Washington, Oregon, Texas, Maryland, and the Philadelphia and Chicago metropolitan areas. Hospitalist program leaders were identified by members of the Taskforce using individual program websites and by querying departmental leadership at eligible teaching hospitals. Respondents were contacted by e‐mail for participation. None of the authors of the manuscript were participants in the survey.
The survey was developed by consensus of the working group after reviewing the salient literature and included additional questions queried to internal medicine program directors.6 The 19‐item SurveyMonkey instrument included questions about hospitalists' role in trainees' education and evaluation. A Likert‐type scale was used to assess perceptions regarding the impact of on‐site hospitalist supervision on trainee autonomy and hospitalist workload (1 = strongly disagree to 5 = strongly agree). Descriptive statistics were performed and, where appropriate, t test and Fisher's exact test were performed to identify associations between program characteristics and perceptions. Stata SE was used (STATA Corp, College Station, TX) for all statistical analysis.
RESULTS
The survey was sent to 47 individuals identified as likely hospitalist program leaders and completed by 41 individuals (87%). However, 7 respondents turned out not to be program leaders and were therefore excluded, resulting in a 72% (34/47) survey response rate.
The programs for which we did not obtain responses were similar to respondent programs, and did not include a larger proportion of community‐based programs or overrepresent a specific geographic region. Twenty‐five (73%) of the 34 hospitalist program leaders were male, with an average age of 44.3 years, and an average of 12 years post‐residency training (range, 530 years). They reported leading groups with an average of 18 full‐time equivalent (FTE) faculty (range, 350 persons).
Relationship of Hospitalist Programs With the Residency Program
The majority (32/34, 94%) of respondents describe their program as having traditional housestaffhospitalist interactions on an attending‐covered housestaff teaching service. Other hospitalists' clinical roles included: attending on uncovered (non‐housestaff services; 29/34, 85%); nighttime coverage (24/34, 70%); attending on consult services with housestaff (24/34, 70%). All respondents reported that hospitalist faculty are expected to participate in housestaff teaching or to fulfill other educational roles within the residency training program. These educational roles include participating in didactics or educational conferences, and serving as advisors. Additionally, the faculty of 30 (88%) programs have a formal evaluative role over the housestaff they supervise on teaching services (eg, members of formal housestaff evaluation committee). Finally, 28 (82%) programs have faculty who play administrative roles in the residency programs, such as involvement in program leadership or recruitment. Although 63% of the corresponding internal medicine residency programs have a formal housestaff supervision policy, only 43% of program leaders stated that their hospitalists receive formal faculty development on how to provide this supervision to resident trainees. Instead, the majority of hospitalist programs were described as having teaching expectations in the absence of a formal policy.
Twenty‐one programs (21/34, 61%) described having an attending hospitalist physician on‐site overnight to provide ongoing patient care or admit new patients. Of those with on‐site attending coverage, a minority of programs (8/21, 38%) reported having a formal defined supervisory role of housestaff trainees for hospitalists during the overnight period. In these 8 programs, this defined role included a requirement for housestaff to present newly admitted patients or contact hospitalists with questions regarding patient management. Twenty‐four percent (5/21) of the programs with nighttime coverage stated that the role of the nocturnal attending was only to cover the non‐teaching services, without housestaff interaction or supervision. The remainder of programs (8/21, 38%) describe only informal interactions between housestaff and hospitalist faculty, without clearly defined expectations for supervision.
Perceptions of New Regulations and Night Work
Hospitalist leaders viewed increased supervision of housestaff both positively and negatively. Leaders were asked their level of agreement with the potential impact of increased hospitalist nighttime supervision. Of respondents, 85% (27/32) agreed that formal overnight supervision by an attending hospitalist would improve patient safety, and 60% (20/33) agreed that formal overnight supervision would improve traineehospitalist relationships. In addition, 60% (20/33) of respondents felt that nighttime supervision of housestaff by faculty hospitalists would improve resident education. However, approximately 40% (13/33) expressed concern that increased on‐site hospitalist supervision would hamper resident decision‐making autonomy, and 75% (25/33) agreed that a formal housestaff supervisory role would increase hospitalist work load. The perception of increased workload was influenced by a hospitalist program's current supervisory role. Hospitalists programs providing formal nighttime supervision for housestaff, compared to those with informal or poorly defined faculty roles, were less likely to perceive these new regulations as resulting in an increase in hospitalist workload (3.72 vs 4.42; P = 0.02). In addition, hospitalist programs with a formal nighttime role were more likely to identify lack of specific parameters for attending‐level contact as a barrier to residents not contacting their supervisors during the overnight period (2.54 vs 3.54; P = 0.03). No differences in perception of the regulations were noted for those hospitalist programs which had existing faculty development on clinical supervision.
DISCUSSION
This study provides important information about how academic hospitalists currently contribute to the supervision of internal medicine residents. While academic hospitalist groups frequently have faculty providing clinical care on‐site at night, and often hospitalists provide overnight supervision of internal medicine trainees, formal supervision of trainees is not uniform, and few hospitalists groups have a mechanism to provide training or faculty development on how to effectively supervise resident trainees. Hospitalist leaders expressed concerns that creating additional formal overnight supervisory responsibilities may add to an already burdened overnight hospitalist. Formalizing this supervisory role, including explicit role definitions and faculty training for trainee supervision, is necessary.
Though our sample size is small, we captured a diverse geographic range of both university and community‐based academic hospitalist programs by surveying group leaders in several distinct regions. We are unable to comment on differences between responding and non‐responding hospitalist programs, but there does not appear to be a systematic difference between these groups.
Our findings are consistent with work describing a lack of structured conceptual frameworks in effectively supervising trainees,7, 8 and also, at times, nebulous expectations for hospitalist faculty. We found that the existence of a formal supervisory policy within the associated residency program, as well as defined roles for hospitalists, increases the likelihood of positive perceptions of the new ACGME supervisory recommendations. However, the existence of these requirements does not mean that all programs are capable of following them. While additional discussion is required to best delineate a formal overnight hospitalist role in trainee supervision, clearly defining expectations for both faculty and trainees, and their interactions, may alleviate the struggles that exist in programs with ill‐defined roles for hospitalist faculty supervision. While faculty duty hours standards do not exist, additional duties of nighttime coverage for hospitalists suggests that close attention should be paid to burn‐out.9 Faculty development on nighttime supervision and teaching may help maximize both learning and patient care efficiency, and provide a framework for this often unstructured educational time.
Acknowledgements
The research reported here was supported by the Department of Veterans Affairs, Veterans Health Administration, Health Services Research and Development Service (REA 05‐129, CDA 07‐022). The views expressed in this article are those of the authors and do not necessarily reflect the position or policy of the Department of Veterans Affairs.
In 2003, the Accreditation Council for Graduate Medical Education (ACGME) announced the first in a series of guidelines related to the regulation and oversight of residency training.1 The initial iteration specifically focused on the total and consecutive numbers of duty hours worked by trainees. These limitations began a new era of shift work in internal medicine residency training. With decreases in housestaff admitting capacity, clinical work has frequently been offloaded to non‐teaching or attending‐only services, increasing the demand for hospitalists to fill the void in physician‐staffed care in the hospital.2, 3 Since the implementation of the 2003 ACGME guidelines and a growing focus on patient safety, there has been increased study of, and call for, oversight of trainees in medicine; among these was the 2008 Institute of Medicine report,4 calling for 24/7 attending‐level supervision. The updated ACGME requirements,5 effective July 1, 2011, mandate enhanced on‐site supervision of trainee physicians. These new regulations not only define varying levels of supervision for trainees, including direct supervision with the physical presence of a supervisor and the degree of availability of said supervisor, they also describe ensuring the quality of supervision provided.5 While continuous attending‐level supervision is not yet mandated, many residency programs look to their academic hospitalists to fill the supervisory void, particularly at night. However, what specific roles hospitalists play in the nighttime supervision of trainees or the impact of this supervision remains unclear. To date, no study has examined a broad sample of hospitalist programs in teaching hospitals and the types of resident oversight they provide. We aimed to describe the current state of academic hospitalists in the clinical supervision of housestaff, specifically during the overnight period, and hospitalist perceptions of how the new ACGME requirements would impact traineehospitalist interactions.
METHODS
The Housestaff Oversight Subcommittee, a working group of the Society of General Internal Medicine (SGIM) Academic Hospitalist Task Force, surveyed a sample of academic hospitalist program leaders to assess the current status of trainee supervision performed by hospitalists. Programs were considered academic if they were located in the primary hospital of a residency that participates in the National Resident Matching Program for Internal Medicine. To obtain a broad geographic spectrum of academic hospitalist programs, all programs, both university and community‐based, in 4 states and 2 metropolitan regions were sampled: Washington, Oregon, Texas, Maryland, and the Philadelphia and Chicago metropolitan areas. Hospitalist program leaders were identified by members of the Taskforce using individual program websites and by querying departmental leadership at eligible teaching hospitals. Respondents were contacted by e‐mail for participation. None of the authors of the manuscript were participants in the survey.
The survey was developed by consensus of the working group after reviewing the salient literature and included additional questions queried to internal medicine program directors.6 The 19‐item SurveyMonkey instrument included questions about hospitalists' role in trainees' education and evaluation. A Likert‐type scale was used to assess perceptions regarding the impact of on‐site hospitalist supervision on trainee autonomy and hospitalist workload (1 = strongly disagree to 5 = strongly agree). Descriptive statistics were performed and, where appropriate, t test and Fisher's exact test were performed to identify associations between program characteristics and perceptions. Stata SE was used (STATA Corp, College Station, TX) for all statistical analysis.
RESULTS
The survey was sent to 47 individuals identified as likely hospitalist program leaders and completed by 41 individuals (87%). However, 7 respondents turned out not to be program leaders and were therefore excluded, resulting in a 72% (34/47) survey response rate.
The programs for which we did not obtain responses were similar to respondent programs, and did not include a larger proportion of community‐based programs or overrepresent a specific geographic region. Twenty‐five (73%) of the 34 hospitalist program leaders were male, with an average age of 44.3 years, and an average of 12 years post‐residency training (range, 530 years). They reported leading groups with an average of 18 full‐time equivalent (FTE) faculty (range, 350 persons).
Relationship of Hospitalist Programs With the Residency Program
The majority (32/34, 94%) of respondents describe their program as having traditional housestaffhospitalist interactions on an attending‐covered housestaff teaching service. Other hospitalists' clinical roles included: attending on uncovered (non‐housestaff services; 29/34, 85%); nighttime coverage (24/34, 70%); attending on consult services with housestaff (24/34, 70%). All respondents reported that hospitalist faculty are expected to participate in housestaff teaching or to fulfill other educational roles within the residency training program. These educational roles include participating in didactics or educational conferences, and serving as advisors. Additionally, the faculty of 30 (88%) programs have a formal evaluative role over the housestaff they supervise on teaching services (eg, members of formal housestaff evaluation committee). Finally, 28 (82%) programs have faculty who play administrative roles in the residency programs, such as involvement in program leadership or recruitment. Although 63% of the corresponding internal medicine residency programs have a formal housestaff supervision policy, only 43% of program leaders stated that their hospitalists receive formal faculty development on how to provide this supervision to resident trainees. Instead, the majority of hospitalist programs were described as having teaching expectations in the absence of a formal policy.
Twenty‐one programs (21/34, 61%) described having an attending hospitalist physician on‐site overnight to provide ongoing patient care or admit new patients. Of those with on‐site attending coverage, a minority of programs (8/21, 38%) reported having a formal defined supervisory role of housestaff trainees for hospitalists during the overnight period. In these 8 programs, this defined role included a requirement for housestaff to present newly admitted patients or contact hospitalists with questions regarding patient management. Twenty‐four percent (5/21) of the programs with nighttime coverage stated that the role of the nocturnal attending was only to cover the non‐teaching services, without housestaff interaction or supervision. The remainder of programs (8/21, 38%) describe only informal interactions between housestaff and hospitalist faculty, without clearly defined expectations for supervision.
Perceptions of New Regulations and Night Work
Hospitalist leaders viewed increased supervision of housestaff both positively and negatively. Leaders were asked their level of agreement with the potential impact of increased hospitalist nighttime supervision. Of respondents, 85% (27/32) agreed that formal overnight supervision by an attending hospitalist would improve patient safety, and 60% (20/33) agreed that formal overnight supervision would improve traineehospitalist relationships. In addition, 60% (20/33) of respondents felt that nighttime supervision of housestaff by faculty hospitalists would improve resident education. However, approximately 40% (13/33) expressed concern that increased on‐site hospitalist supervision would hamper resident decision‐making autonomy, and 75% (25/33) agreed that a formal housestaff supervisory role would increase hospitalist work load. The perception of increased workload was influenced by a hospitalist program's current supervisory role. Hospitalists programs providing formal nighttime supervision for housestaff, compared to those with informal or poorly defined faculty roles, were less likely to perceive these new regulations as resulting in an increase in hospitalist workload (3.72 vs 4.42; P = 0.02). In addition, hospitalist programs with a formal nighttime role were more likely to identify lack of specific parameters for attending‐level contact as a barrier to residents not contacting their supervisors during the overnight period (2.54 vs 3.54; P = 0.03). No differences in perception of the regulations were noted for those hospitalist programs which had existing faculty development on clinical supervision.
DISCUSSION
This study provides important information about how academic hospitalists currently contribute to the supervision of internal medicine residents. While academic hospitalist groups frequently have faculty providing clinical care on‐site at night, and often hospitalists provide overnight supervision of internal medicine trainees, formal supervision of trainees is not uniform, and few hospitalists groups have a mechanism to provide training or faculty development on how to effectively supervise resident trainees. Hospitalist leaders expressed concerns that creating additional formal overnight supervisory responsibilities may add to an already burdened overnight hospitalist. Formalizing this supervisory role, including explicit role definitions and faculty training for trainee supervision, is necessary.
Though our sample size is small, we captured a diverse geographic range of both university and community‐based academic hospitalist programs by surveying group leaders in several distinct regions. We are unable to comment on differences between responding and non‐responding hospitalist programs, but there does not appear to be a systematic difference between these groups.
Our findings are consistent with work describing a lack of structured conceptual frameworks in effectively supervising trainees,7, 8 and also, at times, nebulous expectations for hospitalist faculty. We found that the existence of a formal supervisory policy within the associated residency program, as well as defined roles for hospitalists, increases the likelihood of positive perceptions of the new ACGME supervisory recommendations. However, the existence of these requirements does not mean that all programs are capable of following them. While additional discussion is required to best delineate a formal overnight hospitalist role in trainee supervision, clearly defining expectations for both faculty and trainees, and their interactions, may alleviate the struggles that exist in programs with ill‐defined roles for hospitalist faculty supervision. While faculty duty hours standards do not exist, additional duties of nighttime coverage for hospitalists suggests that close attention should be paid to burn‐out.9 Faculty development on nighttime supervision and teaching may help maximize both learning and patient care efficiency, and provide a framework for this often unstructured educational time.
Acknowledgements
The research reported here was supported by the Department of Veterans Affairs, Veterans Health Administration, Health Services Research and Development Service (REA 05‐129, CDA 07‐022). The views expressed in this article are those of the authors and do not necessarily reflect the position or policy of the Department of Veterans Affairs.
- New requirements for resident duty hours.JAMA.2002;288:1112–1114. , , .
- Cost implications of reduced work hours and workloads for resident physicians.N Engl J Med.2009;360:2202–2215. , , , , .
- Why have working hour restrictions apparently not improved patient safety?BMJ.2011;342:d1200.
- Ulmer C, Wolman DM, Johns MME, eds.Resident Duty Hours: Enhancing Sleep, Supervision, and Safety.Washington, DC:National Academies Press;2008.
- for the ACGME Duty Hour Task Force.The new recommendations on duty hours from the ACGME Task Force.N Engl J Med.2010;363. , , ;
- Association of Program Directors in Internal Medicine (APDIM) Survey 2009. Available at: http://www.im.org/toolbox/surveys/SurveyDataand Reports/APDIMSurveyData/Documents/2009_APDIM_summary_web. pdf. Accessed on July 30, 2012.
- Clinical oversight: conceptualizing the relationship between supervision and safety.J Gen Intern Med.2007;22(8):1080–1085. , , , , .
- Strategies for effective on‐call supervision for internal medicine residents: the SUPERB/SAFETY model.J Grad Med Educ.2010;2(1):46–52. , , , et al.
- Career satisfaction and burn‐out in academic hospital medicine.Arch Intern Med.2011;171(8):782–785. , , , , , .
- New requirements for resident duty hours.JAMA.2002;288:1112–1114. , , .
- Cost implications of reduced work hours and workloads for resident physicians.N Engl J Med.2009;360:2202–2215. , , , , .
- Why have working hour restrictions apparently not improved patient safety?BMJ.2011;342:d1200.
- Ulmer C, Wolman DM, Johns MME, eds.Resident Duty Hours: Enhancing Sleep, Supervision, and Safety.Washington, DC:National Academies Press;2008.
- for the ACGME Duty Hour Task Force.The new recommendations on duty hours from the ACGME Task Force.N Engl J Med.2010;363. , , ;
- Association of Program Directors in Internal Medicine (APDIM) Survey 2009. Available at: http://www.im.org/toolbox/surveys/SurveyDataand Reports/APDIMSurveyData/Documents/2009_APDIM_summary_web. pdf. Accessed on July 30, 2012.
- Clinical oversight: conceptualizing the relationship between supervision and safety.J Gen Intern Med.2007;22(8):1080–1085. , , , , .
- Strategies for effective on‐call supervision for internal medicine residents: the SUPERB/SAFETY model.J Grad Med Educ.2010;2(1):46–52. , , , et al.
- Career satisfaction and burn‐out in academic hospital medicine.Arch Intern Med.2011;171(8):782–785. , , , , , .
DM Screening in Preoperative Patients
In the era of Accountable Care Organizations (ACO) and need to improve transitions of care, diagnosis and management of diseases across the continuum from ambulatory to inpatient care remains of paramount importance.1, 2 Opportunities for screening have typically been viewed as the responsibility of the ambulatory primary care provider (PCP), yet in an ACO model, patients who present more frequently to a hospital as opposed to a clinic are still the responsibility of the ACO, and therefore opportunistic screening for certain diseases by hospitalists and other inpatient providers is a possibility that may merit further investigation. This opportunistic rationale has already been used to advocate for pneumococcal and influenza vaccination prior to discharge in hospitalized patients, but has not been well investigated in chronic disease screening.35
Diabetes mellitus is a disease that has reached epidemic proportions. National Health and Nutrition Examination Survey (NHANES) data documented the ambulatory prevalence of diabetes mellitus (DM) in adults 20 years of age in the United States to be 12.9%.6 However, the most significant health crisis may be that 40% of these adult patients with diabetes are unaware of their diagnosis.6 In other words, 5.1% of all adults 20 years of age or older in this country have undiagnosed diabetes.6, 7 As diabetes is a disease where clinical manifestations are often preceded by a prolonged asymptomatic period, screening with either of the preferred diagnostic tests, fasting blood glucose (FBG) or hemoglobin A1C (Hgb A1C), is required to make a new diagnosis.79
Diagnosis of hyperglycemia is important so that appropriate glycemic control can be achieved, and preventive care and risk factor modification can be initiated, including screening and treatment of hypertension, hyperlipidemia, retinopathy, nephropathy, and other comorbid conditions.7, 9 As glycemic control cannot be achieved in patients who remain undiagnosed, screening may play a role in preventing long‐term complications of diabetes.7 Awareness of the prediabetic states impaired fasting glucose (IFG) and impaired glucose tolerance (IGT) is also important because lifestyle modification may delay or prevent the progression to diabetes and its associated complications, such as cardiovascular disease, retinopathy, and nephropathy.10, 11 In the inpatient setting, undiagnosed elevation of Hgb A1C in the diabetes or prediabetes range has been shown to increase cost and length of stay in some spine surgery patients compared to patients with known diabetes.12
Virtually every inpatient has at least 1 glucose value drawn during hospitalization as part of a chemistry panel, many of which are fasting, or NPO (nil per os, meaning nothing by mouth), by virtue of clinical condition or anticipated procedure. Provided the preoperative state in an elective surgery patient is not taxing enough to induce stress hyperglycemia,1315 this typically fasting time may provide an easy and excellent diabetes screening opportunity to not only risk stratify for the inpatient stay, but to diagnose diabetes that will initiate lifelong care and prevention, provided information learned during hospitalization is conveyed to the PCP at discharge. While prior studies1618 have measured preoperative glucose as a means to risk stratify and predict undiagnosed diabetes, none of these analyses have obtained a second glycemic test (either FBG or Hgb A1C) as required by the American Diabetes Association (ADA) to make a diagnosis of diabetes. Lack of a confirmatory glycemic test in the existing literature also leaves uncertainty in reproducibility and validity of the preoperative glucose as a risk‐stratification tool, as it is not certain that it is truly unstressed. Finally, studies to date have not evaluated or controlled for factors that could contribute to undiagnosed diabetes, such as health insurance and access to primary care.
To investigate the prevalence of undiagnosed diabetes and prediabetes in a hospitalized population, and to pilot the concept of screening in the inpatient preoperative setting, we performed a prospective analysis of adult orthopedic patients presenting for elective hip, knee, and spine surgery at a large Midwestern academic medical center from December 1, 2007 to November 30, 2008. Our primary objective was to determine the feasibility of preoperative testing in finding the prevalence of undiagnosed diabetes and prediabetes in an insured, inpatient population with access to prior preventive care. In addition, we investigated systems issues related to the general concept of inpatient screening, including assessment of whether providers recognized hyperglycemic patients in the hospital once tested, or conveyed test information to PCPs at discharge.
METHODS
The University of Wisconsin Institutional Review Board approved this prospective observational cohort study. All patients aged 18 years scheduled for elective total knee or hip arthroplasty, or elective lumbar decompression and/or fusion, presenting for preoperative appointment from December 1, 2007 to November 30, 2008, were invited to participate. Pregnant patients, and patients unable to give consent were excluded. Patients with hemolytic processes or on new regimens of oral or intravenous steroids within 7 days of surgery were also excluded. Patients on chronic oral, inhaled, intranasal, or topical steroids were included.
Preoperative Clinic Visit (Visit 1)
Patients who consented to participate had basic measures recorded, including height, weight, age, ethnicity, sex, date of surgery, and type of surgery. Patients then completed a questionnaire regarding previous history of diabetes and prediabetes (IFG or IGT), and personal history of other ADA‐designated risk factors9 to prompt diabetes screening, including gestational diabetes, hypertension, hyperlipidemia, vascular disease, and physical inactivity, as measured by the University of California, Los Angeles (UCLA) score.19 Patient self‐reported diagnosis of DM or prediabetes was compared to anesthesia preoperative assessment for confirmation. Finally, insurance status and most recent visit to a PCP were recorded (Figure 1).

Preoperative Day of Surgery (Visit 2)
On the morning of surgery, the study coordinator met with patients in the preoperative unit to confirm fasting status (nothing to eat for 8 or more hours), no new intravenous or oral steroids, and that intravenous fluids were dextrose free. Fasting blood glucose was collected as whole blood and centrifuged in the central laboratory, after which plasma glucose was measured using the hexokinase method (Siemens Dimension Vista 3000T, Siemens Healthcare Diagnostics, Inc, Newark, DE). Hemoglobin A1C (Tosoh G7 HPLC, Tosoh Bioscience, Tokyo, Japan) was also obtained. Patients with preoperative FBG 100 mg/dL were notified and scheduled to return for another FBG measurement at their 68 week orthopedic ambulatory clinic follow‐up visit.
Postoperative Clinic Visit (Visit 3)
At 68 week follow‐up, patients with preoperative FBG 100 mg/dL had an additional FBG performed. Those who also had a follow‐up FBG 100 mg/dL at Visit 3 were determined to have DM or IFG, identified as New Diabetes/Prediabetes. Patients with glucose 100 mg/dL prior to surgery that was <100 mg/dL in follow‐up, as well as patients with blood glucose <100 mg/dL at preoperative Visit 2 (and therefore did not require a follow‐up glucose measurement) were designated Normoglycemia. Patients with preexisting DM or IFG were labeled Known Diabetes/Prediabetes.
Statistical Methods
Categorical variables were summarized using percents. Continuous variables were summarized using means and standard deviations. Chi‐square tests were conducted for categorical variables and Student t tests were used for continuous variables to compare differences between patients with newly diagnosed IFG or DM (New Diabetes/Prediabetes) and patients without diabetes (Normoglycemia), and to compare differences between patients with New Diabetes/Prediabetes and patients with known DM or IFG (Known Diabetes/Prediabetes). Sample size was determined by number of adult elective spine and total joint orthopedic patients presenting to clinic during the prespecified 1‐year period of time. All tests were considered significant if P value < 0.05.
RESULTS
A total of 302 patients met inclusion criteria and enrolled in the study. Of these patients, 27 (8.9%) were not included in final analysis due to incomplete preoperative labs (7 patients, 2.3%), lack of follow‐up (11 patients, 3.6%), withdrawal of consent (5 patients, 1.7%), or not having surgery (4 patients, 1.3%). Of the remaining 275, 54% were female. The mean patient age was 60.3 years, and 88% (243/275) of patients had a body mass index (BMI) 25 kg/m2, indicating overweight or obese. All of the patients (100%) had healthcare insurance; 97% reported having a primary care provider, with 96.6% of patients stating that they had seen a primary provider within the year prior to surgery (Table 1).
No. (%) | |
---|---|
| |
Demographics | |
Female | 148 (54) |
Age, mean (SD) | 60.3 (11.3) |
BMI, mean (SD) | 31.16 (5.93) |
Surgery type | |
Hip | 99 (36) |
Knee | 147 (53) |
Spine | 29 (11) |
Socioeconomic status/healthcare access | |
Have healthcare insurance* | 274 (100) |
Have regular PCP | 267 (97) |
Last PCP visit | |
Never | 2 (0.7) |
>3 y | 1 (0.4) |
13 y | 6 (2.2) |
6 mo1 y | 18 (6.6) |
<6 mo | 244 (90) |
Medical history | |
Diabetes history | |
No history of dysglycemia | 225 (82) |
Prior IFG | 17 (6) |
Prior DM | 33 (12) |
American Diabetes Association risk factors | |
BMI 25 | 243 (88) |
Physical inactivity (UCLA score 3) | 40 (18) |
High risk ethnicity | 3 (1) |
Gestational DM | 2 (1) |
First degree family history | 91 (33) |
Cardiac disease | 35 (13) |
Hypertension | 127 (46) |
Hypercholesterolemia | 114 (42) |
Prior IFG/IGT | 19 (7) |
Age 45 y | 249 (91) |
Of the 275 patients, 50 (18%) had Known Diabetes/Prediabetes, 67 (24%) were given a new diagnosis of DM or IFG (New Diabetes/Prediabetes), and the remaining 158 (58%) were classified as Normoglycemia (Table 2). The sum of Known Diabetes/Prediabetes (50) and New Diabetes/Prediabetes (67) equaled the true inpatient prevalence of DM and IFG (117/275, 43%). Of the Known Diabetes/Prediabetes patients, 33/50 (66%) had DM and 17/50 (34%) had IFG. Of those with New Diabetes/Prediabetes, 8/67 (12%) had DM range values, with the remaining 59/67 (88%) in IFG range.
Diagnosis | No. (%) | Hemoglobin A1C (Mean, SD) | Preoperative Glucose (Mean, SD) | Follow‐up Glucose (Mean, SD) | Days Between (Mean, SD) |
---|---|---|---|---|---|
| |||||
Known diabetes/prediabetes | 50 (18) | 6.53 (0.99) | 129.02 (33.85) | ||
New diabetes/prediabetes* | 67 (24) | 5.80 (0.39) | 110.79 (8.69) | 107.91 (7.47) | 51.67 (13.73) |
Normoglycemia | 158 (58) | 5.45 (0.36) | 96.04 (9.10) | ||
Preop glucose 100, follow‐up <100 | 38 (14) | 5.54 (0.35) | 107.26 (8.69) | 93.68 (5.16) | 49.21 (12.11) |
Preop glucose <100 | 120 (44) | 5.42 (0.36) | 92.49 (5.73) |
Patients with New Diabetes/Prediabetes had a higher preoperative Visit 2 glucose (mean [standard deviation], 110.79 [8.69] and 96.04 [9.10], P < 0.0001) and Hgb A1C (5.80 [0.39] and 5.45 [0.36], P < 0.0001) compared to Normoglycemia. A subset of the Normoglycemia patients (38/158, 24%), had an elevated preoperative Visit 2 glucose, but a normal (<100 mg/dL) second confirmatory Visit 3 glucose, and therefore did not have New Diabetes/Prediabetes. New Diabetes/Prediabetes was also significantly different from this particular Normoglycemia subset in both FBG (110.79 [8.69] and 107.26 [8.69], P = 0.048) and Hgb A1C (5.80 [0.39] and 5.54 [0.35], P = 0.001) (Table 2). Preoperative Visit 2 FBG of 100 mg/dL predicted Visit 3 FBG 100 mg/dL 64% of the time. Having both preoperative Visit 2 FBG 100 mg/dL and Hgb A1C 5.7 (the ADA‐determined level for prediabetes),3 predicted Visit 3 FBG 100 mg/dL 72% of the time.
Patients with New Diabetes/Prediabetes were slightly older than Normoglycemia patients (62.37 [9.70] vs 58.08 [12.01], P = 0.0054), meeting the ADA diabetes screening age of 45 significantly more often than Normoglycemia patients (100% [67] vs 84% [132], P < 0.001). The groups otherwise did not differ in the incidence of other ADA‐defined risk factors9 (Table 3). Patients with New Diabetes/Prediabetes were less likely to report having seen their PCP within 6 months prior to surgery compared to their Normoglycemia counterparts (82% [54] vs 91% [141], P = 0.046), although this difference disappeared by 1 year (94% vs 96%). Finally, there was no increase in the number of point‐of‐care (POC) glucose tests ordered, or mention of hyperglycemia on discharge summaries in the New Diabetes/Prediabetes group (Table 3).
Demographics | Normoglycemia (N = 158) | New Diabetes/ Prediabetes (N = 67) | Known Diabetes/ Prediabetes (N = 50) |
---|---|---|---|
| |||
Female | 90 (57) | 33 (49) | 25 (50) |
Age, mean (SD) | 58.08 (12.01)* | 62.37 (9.70) | 64.60 (9.02) |
BMI, mean (SD) | 30.13 (5.76) | 31.65 (5.76) | 33.74 (5.92) |
Surgery type | |||
Hip | 62 (39) | 21 (31) | 16 (32) |
Knee | 76 (48) | 41 (61) | 30 (60) |
Spine | 20 (13) | 5 (7) | 4 (8) |
Socioeconomic status/healthcare access | |||
Have healthcare insurance | 158 (100) | 66 (100) | 50 (100) |
Have regular PCP | 153 (97) | 65 (98) | 49 (98) |
Last PCP Visit | |||
Never | 2 (1) | 0 (0) | 0 (0) |
>3 y | 1 (1) | 0 (0) | 0 (0) |
13 y | 1 (1) | 4 (6) | 1 (2) |
6 mo1 y | 10 (6) | 8 (12) | 0 (0) |
In last 6 mo | 141 (91)* | 54 (82) | 49 (98) |
Medical history | |||
American Diabetes Association risk factors | |||
BMI 25 | 133 (84) | 62 (93) | 48 (96) |
Physical inactivity (UCLA score 3) | 16 (13) | 10 (18) | 14 (35) |
High‐risk ethnicity | 2 (1) | 1 (1) | 1 (2) |
Gestational diabetes | 1 (1) | 1 (1) | 0 (0) |
First degree family history | 45 (28) | 19 (28) | 27 (55) |
Cardiac disease | 14 (9) | 7 (10) | 14 (28) |
Hypertension | 62 (39) | 31 (46) | 34 (68) |
Hyperlipidemia | 54 (34) | 28 (42) | 32 (64) |
Age 45 | 132 (84)* | 67 (100) | 50 (100) |
Follow‐up | |||
Point‐of‐care glucose ordered | 1 (1) | 0 (0) | 31 (62) |
Dysglycemia mentioned on discharge summary | 0 (0) | 0 (0) | 28 (56) |
DISCUSSION AND CONCLUSION
The main finding of this study is that in an insured, elective orthopedic population with access to primary care, 24% of patients had unrecognized IFG or DM on the basis of 2 fasting blood glucose values. Remarkably, this statistic likely represents a best‐case scenario, as the percent of undiagnosed patients is likely higher in uninsured patients,20 those without primary care visits, and those hospitalized for emergent or urgent reasons who, by definition, did not have an ambulatory preoperative evaluation, and who may also have greater severity of illness at baseline. With over 1,053,000 total knee and hip operations done in the United States each year, opportunistic screening of this population alone could identify 252,720 patients with prediabetes or diabetes who might otherwise remain undiagnosed.21 Even more significant, with at least 70 million patients undergoing ambulatory or inpatient procedures each year, if even a quarter of these procedures were elective adult lower acuity surgeries allowing for easy preoperative testing, over 4 million cases of DM and IFG could be found each year using this process.21, 22 These numbers demonstrate the need to investigate new and novel screening opportunities, such as in hospitalized patients. These statistics also demonstrate the need for all inpatient providers to be aware of undiagnosed diabetes and prediabetes in their patients, and confirm recommendations of the Endocrine Society to obtain a blood glucose for all patients on admission, and measure Hgb A1C in all hyperglycemic or diabetic inpatients if not performed in the preceding 23 months.23
Diagnosis of DM has historically been difficult to make in the hospital setting. The primary diagnostic test, FBG, may be elevated in the setting of counter‐regulatory hormone surge and inflammatory stress response, and its use has been discouraged in the acute care setting.14, 15, 24 While not affected by stress, Hgb A1C, endorsed in 2010 by the ADA for diagnosis of DM,8 may still be unreliable in the setting of blood loss, transfusion, hemolysis, and other factors common during surgery and hospitalization.9, 25 However, we found that 64% of patients with elevated (100 mg/dL) blood glucose at the time of pre‐anesthesia evaluation did have persistently elevated blood glucose at 68 week follow‐up. This suggests that the preoperative glucose is unstressed, and may be a rapid, reasonably reliable indicator of patients needing ambulatory follow‐up to confirm DM or prediabetes. This may also provide perioperative risk stratification if glycemic history is unknown. As many fasting, preoperative patients have routine chemistry panels ordered already, the simple glucose included in such panels may prove to be the most useful diabetes test for anesthesiologists, surgeons, hospitalists, and other inpatient providers. Our data suggests that Hgb A1C 5.7, the ADA‐suggested IFG/prediabetes cut point,9 can also be used in combination with FBG 100 to predict persistent hyperglycemia.
This study also revealed several significant systems issues that merit attention if opportunistic inpatient screening or preventive care is to be successful in a shared responsibility ACO system. Most importantly, none of our patients with elevated preoperative blood glucose had these results conveyed to their primary care provider at discharge, revealing both a need for improved transitions in care and development of formal ACO structure if inpatient or preoperative screening is to be successful. Second, our study also showed that providers did not change plan of care for patients without known DM or IFG and preoperative elevated glucose. None of these patients had point‐of‐care glucose checks ordered while in the hospital, demonstrating that previously undiagnosed dysglycemic patients receive different in‐hospital care compared to patients with known DM. While it is possible that providers consciously decided not to monitor patients with mild hyperglycemia, consistent with inpatient guidelines recommending glycemic targets of <180 mg/dL for general care patients,20 it is more likely that there was lack of recognition of hyperglycemia in these patients without prior DM or IFG, as has been demonstrated previously.26 Inpatient providers should be informed of, and encouraged to, follow Endocrine Society recommendations to monitor POC glucose in patients with hyperglycemia (>140 mg/dL) for at least 2448 hours.23
It is important to state that controversy exists regarding which patients should be screened for diabetes. The United States Preventive Services Task Force (USPSTF) recommends screening adult patients only if they have hypertension.27 The ADA recommends screening all patients 45 years of age and older, and younger, overweight patients with at least 1 additional risk factor.9 We have previously shown that using USPSTF guidelines misses 33.1% of cases of DM compared to the ADA standard.28 As such, our institution and the Wisconsin State Diabetes Screening Guidelines mirror the ADA guidelines.29, 30 In the present study, 91% were aged 45 and older, and 88% were overweight, so nearly everyone in our study met our state and institution guidelines for diabetes screening. However, this might not be the case at all institutions if USPSTF guidelines were instead followed.
A limitation of the present study was that a selection bias of subjects could have occurred by both patients and providers, as less healthy patients with higher surgical risk may not have been candidates for surgery as often as lower‐risk patients. While entirely appropriate to maximize safety for elective surgery patients, this may in part explain the lower Hgb A1C (6.53 [0.14]) in our Known Diabetes/Prediabetes group, and lower range of blood glucose values in our New Diabetes/Prediabetes patients, with the majority being in the prediabetes range. However, this limitation also allows for the conclusion that any patient, regardless of perceived good health and primary care visits, may still have undiagnosed DM or IFG.
In summary, this study strongly supports the practice of screening obligate fasting patients to reduce the prevalence of undiagnosed diabetes. Despite the fact that our patients had insurance and recent primary care visits, nearly one‐quarter of individuals had previously unrecognized dysglycemia. This study also revealed systems issues, including the need for improved care transitions and development of a structure for shared responsibility in an ACO system, that need to be addressed if screening initiatives are to be effective in the hospital setting. Future studies will be needed to determine if other opportunistic screening tests have case‐finding potential, and further, how transitions processes can be improved to ensure that knowledge gained in the hospital is conveyed to the ambulatory setting.
Acknowledgements
The authors thank the orthopedic midlevel providers and nurses who assisted with patient recruitment, and the Clinical Trials staff, particularly Lori Wollet, for their assistance throughout the study. All authors disclose no relevant or financial conflicts of interest.
- Centers for Medicare and Medicaid Services. Accountable Care Organizations: What providers need to know. Available at: https://www.cms.gov/MLNProducts/downloads/ACO_Providers_Factsheet_ICN907406.pdf. Accessed February 20,2012.
- Care transitions from inpatient to outpatient settings: ongoing challenges and emerging best practices.Hosp Pract (Minneapolis).2001;39:128–139. , , .
- Quality improvement in critical access hospitals: addressing immunizations prior to discharge.J Rural Health.2003;19:433–438. , , , , , .
- IDSA Guidelines. Immunization Programs for Infants, Children, Adolescents, and Adults: Clinical Practice Guidelines by the Infectious Diseases Society of America. Available at: http://www.idsociety.org/uploadedFiles/IDSA/Guidelines‐Patient_Care/PDF_Library/Immunization.pdf. Accessed February 23,2012.
- Agency for Healthcare Research and Quality: Pneumococcal Vaccination Prior to Hospital Discharge. Available at: http://www/ahrq.gov/clinic/ptsafety/chap36.htm. Accessed February 23,2012.
- Full accounting of diabetes and pre‐diabetes in the U.S. population in 1988–1994 and 2005–2006.Diabetes Care.2009;32:287–294. , , , et al.
- Back to Wilson and Jungner: 10 good reasons to screen for type 2 diabetes mellitus.Mayo Clin Proc.2009;84:38–42. , , .
- American Diabetes Association.Standards of medical care in diabetes—2010.Diabetes Care.2010;33:S11–S61.
- American Diabetes Association.Standards of medical care in diabetes—2012.Diabetes Care.2012;35:s11–s63.
- National Diabetes Information Clearinghouse NIDDK National Diabetes Statistics 2011. Available at: http://diabetes.niddk.nih.gov/dm/pubs/statistics/index.htm#people. Accessed February 23,2012.
- Impaired fasting glucose and impaired glucose tolerance: implications for care.Diabetes Care.2007;30:753–759. , , , et al.
- Prevalence of previously unknown elevation of glycosylated hemoglobin in spine surgery patients and impact on length of stay and total cost.J Hosp Med.2010;5:E10–E14. , , , , , .
- Stress hyperglycemia.Lancet.2009;373:1798–1807. , , .
- Management of diabetes and hyperglycemia in hospitals.Diabetes Care.2004;27:553–591. , , , et al.
- An overview of preoperative glucose evaluation, management, and perioperative impact.J Diabetes Sci Technol.2009;3:1261–1269. , .
- A cost‐effective screening method for preoperative hyperglycemia.Anesth Analg.2009;109:1622–1624. , , , .
- Fasting blood glucose levels in patients presenting for elective surgery.Nutrition.2011;27:298–301. , , , , , .
- The prevalence of undiagnosed diabetes in non‐cardiac surgery patients, an observational study.Can J Anesth.2010;57:1058–1064. , , , et al.
- The value of patient activity level in the outcome of total hip arthroplasty.J Arthroplasty.2006;21:547–552. , , , , .
- Analysis of guidelines for screening diabetes mellitus in an ambulatory population.Mayo Clin Proc.2010;85:27–35. , , , , , .
- Centers for Disease Control and Prevention National Center for Health Statistics Inpatient Surgery Statistics, 2007. Available at: http://www.cdc.gov/nchs/fastats/insurg.htm. Accessed February 23,2012.
- Centers for Disease Control and Prevention National Health Statistics Reports Ambulatory Surgery Statistics, 2006. Available at: http://www.cdc.gov/nchs/data/nhsr/nhsr011.pdf. Accessed February 23,2012.
- Management of hyperglycemia in hospitalized patients in non‐critical care setting: an Endocrine Society Clinical Practice Guideline.J Clin Endocrinol Metab.2012;97:16–38. , , , et al.
- Definition, diagnosis and classification of diabetes mellitus and its complications. Part 1: diagnosis and classification of diabetes mellitus provisional report of a WHO consultation.Diabet Med.1998;15:539–553. , .
- National Glycohemoglobin Standardization Program (NGSP). Available at: http://www.ngsp.org. Accessed February 23,2012.
- American Association of Clinical Endocrinologists and American Diabetes Association consensus statement on inpatient glycemic control.Diabetes Care.2009;32:1119–1131. , , , et al.
- Hyperglycemia: an independent marker of in‐hospital mortality in patients with undiagnosed diabetes.J Clin Endocrinol Metab.2002;87:978–982. , , , , , .
- United States Preventive Services Task Force Diabetes Screening Guideline. Available at: http://www.uspreventiveservicestaskforce.org/uspstf/uspsdiab.htm. Accessed February 22,2012.
- University of Wisconsin and UW Health Preventive Care Guidelines. Available at: https://ghcscw.com/media/2011_ph_Preventive_Care_Guidelines_2010.pdf. Accessed February 22,2012.
- Wisconsin Diabetes Mellitus Essential Care Guidelines 2011. Available at: http://www.dhs.wisconsin.gov/health/diabetes/PDFs/GL13.pdf. Accessed February 22,2012.
In the era of Accountable Care Organizations (ACO) and need to improve transitions of care, diagnosis and management of diseases across the continuum from ambulatory to inpatient care remains of paramount importance.1, 2 Opportunities for screening have typically been viewed as the responsibility of the ambulatory primary care provider (PCP), yet in an ACO model, patients who present more frequently to a hospital as opposed to a clinic are still the responsibility of the ACO, and therefore opportunistic screening for certain diseases by hospitalists and other inpatient providers is a possibility that may merit further investigation. This opportunistic rationale has already been used to advocate for pneumococcal and influenza vaccination prior to discharge in hospitalized patients, but has not been well investigated in chronic disease screening.35
Diabetes mellitus is a disease that has reached epidemic proportions. National Health and Nutrition Examination Survey (NHANES) data documented the ambulatory prevalence of diabetes mellitus (DM) in adults 20 years of age in the United States to be 12.9%.6 However, the most significant health crisis may be that 40% of these adult patients with diabetes are unaware of their diagnosis.6 In other words, 5.1% of all adults 20 years of age or older in this country have undiagnosed diabetes.6, 7 As diabetes is a disease where clinical manifestations are often preceded by a prolonged asymptomatic period, screening with either of the preferred diagnostic tests, fasting blood glucose (FBG) or hemoglobin A1C (Hgb A1C), is required to make a new diagnosis.79
Diagnosis of hyperglycemia is important so that appropriate glycemic control can be achieved, and preventive care and risk factor modification can be initiated, including screening and treatment of hypertension, hyperlipidemia, retinopathy, nephropathy, and other comorbid conditions.7, 9 As glycemic control cannot be achieved in patients who remain undiagnosed, screening may play a role in preventing long‐term complications of diabetes.7 Awareness of the prediabetic states impaired fasting glucose (IFG) and impaired glucose tolerance (IGT) is also important because lifestyle modification may delay or prevent the progression to diabetes and its associated complications, such as cardiovascular disease, retinopathy, and nephropathy.10, 11 In the inpatient setting, undiagnosed elevation of Hgb A1C in the diabetes or prediabetes range has been shown to increase cost and length of stay in some spine surgery patients compared to patients with known diabetes.12
Virtually every inpatient has at least 1 glucose value drawn during hospitalization as part of a chemistry panel, many of which are fasting, or NPO (nil per os, meaning nothing by mouth), by virtue of clinical condition or anticipated procedure. Provided the preoperative state in an elective surgery patient is not taxing enough to induce stress hyperglycemia,1315 this typically fasting time may provide an easy and excellent diabetes screening opportunity to not only risk stratify for the inpatient stay, but to diagnose diabetes that will initiate lifelong care and prevention, provided information learned during hospitalization is conveyed to the PCP at discharge. While prior studies1618 have measured preoperative glucose as a means to risk stratify and predict undiagnosed diabetes, none of these analyses have obtained a second glycemic test (either FBG or Hgb A1C) as required by the American Diabetes Association (ADA) to make a diagnosis of diabetes. Lack of a confirmatory glycemic test in the existing literature also leaves uncertainty in reproducibility and validity of the preoperative glucose as a risk‐stratification tool, as it is not certain that it is truly unstressed. Finally, studies to date have not evaluated or controlled for factors that could contribute to undiagnosed diabetes, such as health insurance and access to primary care.
To investigate the prevalence of undiagnosed diabetes and prediabetes in a hospitalized population, and to pilot the concept of screening in the inpatient preoperative setting, we performed a prospective analysis of adult orthopedic patients presenting for elective hip, knee, and spine surgery at a large Midwestern academic medical center from December 1, 2007 to November 30, 2008. Our primary objective was to determine the feasibility of preoperative testing in finding the prevalence of undiagnosed diabetes and prediabetes in an insured, inpatient population with access to prior preventive care. In addition, we investigated systems issues related to the general concept of inpatient screening, including assessment of whether providers recognized hyperglycemic patients in the hospital once tested, or conveyed test information to PCPs at discharge.
METHODS
The University of Wisconsin Institutional Review Board approved this prospective observational cohort study. All patients aged 18 years scheduled for elective total knee or hip arthroplasty, or elective lumbar decompression and/or fusion, presenting for preoperative appointment from December 1, 2007 to November 30, 2008, were invited to participate. Pregnant patients, and patients unable to give consent were excluded. Patients with hemolytic processes or on new regimens of oral or intravenous steroids within 7 days of surgery were also excluded. Patients on chronic oral, inhaled, intranasal, or topical steroids were included.
Preoperative Clinic Visit (Visit 1)
Patients who consented to participate had basic measures recorded, including height, weight, age, ethnicity, sex, date of surgery, and type of surgery. Patients then completed a questionnaire regarding previous history of diabetes and prediabetes (IFG or IGT), and personal history of other ADA‐designated risk factors9 to prompt diabetes screening, including gestational diabetes, hypertension, hyperlipidemia, vascular disease, and physical inactivity, as measured by the University of California, Los Angeles (UCLA) score.19 Patient self‐reported diagnosis of DM or prediabetes was compared to anesthesia preoperative assessment for confirmation. Finally, insurance status and most recent visit to a PCP were recorded (Figure 1).

Preoperative Day of Surgery (Visit 2)
On the morning of surgery, the study coordinator met with patients in the preoperative unit to confirm fasting status (nothing to eat for 8 or more hours), no new intravenous or oral steroids, and that intravenous fluids were dextrose free. Fasting blood glucose was collected as whole blood and centrifuged in the central laboratory, after which plasma glucose was measured using the hexokinase method (Siemens Dimension Vista 3000T, Siemens Healthcare Diagnostics, Inc, Newark, DE). Hemoglobin A1C (Tosoh G7 HPLC, Tosoh Bioscience, Tokyo, Japan) was also obtained. Patients with preoperative FBG 100 mg/dL were notified and scheduled to return for another FBG measurement at their 68 week orthopedic ambulatory clinic follow‐up visit.
Postoperative Clinic Visit (Visit 3)
At 68 week follow‐up, patients with preoperative FBG 100 mg/dL had an additional FBG performed. Those who also had a follow‐up FBG 100 mg/dL at Visit 3 were determined to have DM or IFG, identified as New Diabetes/Prediabetes. Patients with glucose 100 mg/dL prior to surgery that was <100 mg/dL in follow‐up, as well as patients with blood glucose <100 mg/dL at preoperative Visit 2 (and therefore did not require a follow‐up glucose measurement) were designated Normoglycemia. Patients with preexisting DM or IFG were labeled Known Diabetes/Prediabetes.
Statistical Methods
Categorical variables were summarized using percents. Continuous variables were summarized using means and standard deviations. Chi‐square tests were conducted for categorical variables and Student t tests were used for continuous variables to compare differences between patients with newly diagnosed IFG or DM (New Diabetes/Prediabetes) and patients without diabetes (Normoglycemia), and to compare differences between patients with New Diabetes/Prediabetes and patients with known DM or IFG (Known Diabetes/Prediabetes). Sample size was determined by number of adult elective spine and total joint orthopedic patients presenting to clinic during the prespecified 1‐year period of time. All tests were considered significant if P value < 0.05.
RESULTS
A total of 302 patients met inclusion criteria and enrolled in the study. Of these patients, 27 (8.9%) were not included in final analysis due to incomplete preoperative labs (7 patients, 2.3%), lack of follow‐up (11 patients, 3.6%), withdrawal of consent (5 patients, 1.7%), or not having surgery (4 patients, 1.3%). Of the remaining 275, 54% were female. The mean patient age was 60.3 years, and 88% (243/275) of patients had a body mass index (BMI) 25 kg/m2, indicating overweight or obese. All of the patients (100%) had healthcare insurance; 97% reported having a primary care provider, with 96.6% of patients stating that they had seen a primary provider within the year prior to surgery (Table 1).
No. (%) | |
---|---|
| |
Demographics | |
Female | 148 (54) |
Age, mean (SD) | 60.3 (11.3) |
BMI, mean (SD) | 31.16 (5.93) |
Surgery type | |
Hip | 99 (36) |
Knee | 147 (53) |
Spine | 29 (11) |
Socioeconomic status/healthcare access | |
Have healthcare insurance* | 274 (100) |
Have regular PCP | 267 (97) |
Last PCP visit | |
Never | 2 (0.7) |
>3 y | 1 (0.4) |
13 y | 6 (2.2) |
6 mo1 y | 18 (6.6) |
<6 mo | 244 (90) |
Medical history | |
Diabetes history | |
No history of dysglycemia | 225 (82) |
Prior IFG | 17 (6) |
Prior DM | 33 (12) |
American Diabetes Association risk factors | |
BMI 25 | 243 (88) |
Physical inactivity (UCLA score 3) | 40 (18) |
High risk ethnicity | 3 (1) |
Gestational DM | 2 (1) |
First degree family history | 91 (33) |
Cardiac disease | 35 (13) |
Hypertension | 127 (46) |
Hypercholesterolemia | 114 (42) |
Prior IFG/IGT | 19 (7) |
Age 45 y | 249 (91) |
Of the 275 patients, 50 (18%) had Known Diabetes/Prediabetes, 67 (24%) were given a new diagnosis of DM or IFG (New Diabetes/Prediabetes), and the remaining 158 (58%) were classified as Normoglycemia (Table 2). The sum of Known Diabetes/Prediabetes (50) and New Diabetes/Prediabetes (67) equaled the true inpatient prevalence of DM and IFG (117/275, 43%). Of the Known Diabetes/Prediabetes patients, 33/50 (66%) had DM and 17/50 (34%) had IFG. Of those with New Diabetes/Prediabetes, 8/67 (12%) had DM range values, with the remaining 59/67 (88%) in IFG range.
Diagnosis | No. (%) | Hemoglobin A1C (Mean, SD) | Preoperative Glucose (Mean, SD) | Follow‐up Glucose (Mean, SD) | Days Between (Mean, SD) |
---|---|---|---|---|---|
| |||||
Known diabetes/prediabetes | 50 (18) | 6.53 (0.99) | 129.02 (33.85) | ||
New diabetes/prediabetes* | 67 (24) | 5.80 (0.39) | 110.79 (8.69) | 107.91 (7.47) | 51.67 (13.73) |
Normoglycemia | 158 (58) | 5.45 (0.36) | 96.04 (9.10) | ||
Preop glucose 100, follow‐up <100 | 38 (14) | 5.54 (0.35) | 107.26 (8.69) | 93.68 (5.16) | 49.21 (12.11) |
Preop glucose <100 | 120 (44) | 5.42 (0.36) | 92.49 (5.73) |
Patients with New Diabetes/Prediabetes had a higher preoperative Visit 2 glucose (mean [standard deviation], 110.79 [8.69] and 96.04 [9.10], P < 0.0001) and Hgb A1C (5.80 [0.39] and 5.45 [0.36], P < 0.0001) compared to Normoglycemia. A subset of the Normoglycemia patients (38/158, 24%), had an elevated preoperative Visit 2 glucose, but a normal (<100 mg/dL) second confirmatory Visit 3 glucose, and therefore did not have New Diabetes/Prediabetes. New Diabetes/Prediabetes was also significantly different from this particular Normoglycemia subset in both FBG (110.79 [8.69] and 107.26 [8.69], P = 0.048) and Hgb A1C (5.80 [0.39] and 5.54 [0.35], P = 0.001) (Table 2). Preoperative Visit 2 FBG of 100 mg/dL predicted Visit 3 FBG 100 mg/dL 64% of the time. Having both preoperative Visit 2 FBG 100 mg/dL and Hgb A1C 5.7 (the ADA‐determined level for prediabetes),3 predicted Visit 3 FBG 100 mg/dL 72% of the time.
Patients with New Diabetes/Prediabetes were slightly older than Normoglycemia patients (62.37 [9.70] vs 58.08 [12.01], P = 0.0054), meeting the ADA diabetes screening age of 45 significantly more often than Normoglycemia patients (100% [67] vs 84% [132], P < 0.001). The groups otherwise did not differ in the incidence of other ADA‐defined risk factors9 (Table 3). Patients with New Diabetes/Prediabetes were less likely to report having seen their PCP within 6 months prior to surgery compared to their Normoglycemia counterparts (82% [54] vs 91% [141], P = 0.046), although this difference disappeared by 1 year (94% vs 96%). Finally, there was no increase in the number of point‐of‐care (POC) glucose tests ordered, or mention of hyperglycemia on discharge summaries in the New Diabetes/Prediabetes group (Table 3).
Demographics | Normoglycemia (N = 158) | New Diabetes/ Prediabetes (N = 67) | Known Diabetes/ Prediabetes (N = 50) |
---|---|---|---|
| |||
Female | 90 (57) | 33 (49) | 25 (50) |
Age, mean (SD) | 58.08 (12.01)* | 62.37 (9.70) | 64.60 (9.02) |
BMI, mean (SD) | 30.13 (5.76) | 31.65 (5.76) | 33.74 (5.92) |
Surgery type | |||
Hip | 62 (39) | 21 (31) | 16 (32) |
Knee | 76 (48) | 41 (61) | 30 (60) |
Spine | 20 (13) | 5 (7) | 4 (8) |
Socioeconomic status/healthcare access | |||
Have healthcare insurance | 158 (100) | 66 (100) | 50 (100) |
Have regular PCP | 153 (97) | 65 (98) | 49 (98) |
Last PCP Visit | |||
Never | 2 (1) | 0 (0) | 0 (0) |
>3 y | 1 (1) | 0 (0) | 0 (0) |
13 y | 1 (1) | 4 (6) | 1 (2) |
6 mo1 y | 10 (6) | 8 (12) | 0 (0) |
In last 6 mo | 141 (91)* | 54 (82) | 49 (98) |
Medical history | |||
American Diabetes Association risk factors | |||
BMI 25 | 133 (84) | 62 (93) | 48 (96) |
Physical inactivity (UCLA score 3) | 16 (13) | 10 (18) | 14 (35) |
High‐risk ethnicity | 2 (1) | 1 (1) | 1 (2) |
Gestational diabetes | 1 (1) | 1 (1) | 0 (0) |
First degree family history | 45 (28) | 19 (28) | 27 (55) |
Cardiac disease | 14 (9) | 7 (10) | 14 (28) |
Hypertension | 62 (39) | 31 (46) | 34 (68) |
Hyperlipidemia | 54 (34) | 28 (42) | 32 (64) |
Age 45 | 132 (84)* | 67 (100) | 50 (100) |
Follow‐up | |||
Point‐of‐care glucose ordered | 1 (1) | 0 (0) | 31 (62) |
Dysglycemia mentioned on discharge summary | 0 (0) | 0 (0) | 28 (56) |
DISCUSSION AND CONCLUSION
The main finding of this study is that in an insured, elective orthopedic population with access to primary care, 24% of patients had unrecognized IFG or DM on the basis of 2 fasting blood glucose values. Remarkably, this statistic likely represents a best‐case scenario, as the percent of undiagnosed patients is likely higher in uninsured patients,20 those without primary care visits, and those hospitalized for emergent or urgent reasons who, by definition, did not have an ambulatory preoperative evaluation, and who may also have greater severity of illness at baseline. With over 1,053,000 total knee and hip operations done in the United States each year, opportunistic screening of this population alone could identify 252,720 patients with prediabetes or diabetes who might otherwise remain undiagnosed.21 Even more significant, with at least 70 million patients undergoing ambulatory or inpatient procedures each year, if even a quarter of these procedures were elective adult lower acuity surgeries allowing for easy preoperative testing, over 4 million cases of DM and IFG could be found each year using this process.21, 22 These numbers demonstrate the need to investigate new and novel screening opportunities, such as in hospitalized patients. These statistics also demonstrate the need for all inpatient providers to be aware of undiagnosed diabetes and prediabetes in their patients, and confirm recommendations of the Endocrine Society to obtain a blood glucose for all patients on admission, and measure Hgb A1C in all hyperglycemic or diabetic inpatients if not performed in the preceding 23 months.23
Diagnosis of DM has historically been difficult to make in the hospital setting. The primary diagnostic test, FBG, may be elevated in the setting of counter‐regulatory hormone surge and inflammatory stress response, and its use has been discouraged in the acute care setting.14, 15, 24 While not affected by stress, Hgb A1C, endorsed in 2010 by the ADA for diagnosis of DM,8 may still be unreliable in the setting of blood loss, transfusion, hemolysis, and other factors common during surgery and hospitalization.9, 25 However, we found that 64% of patients with elevated (100 mg/dL) blood glucose at the time of pre‐anesthesia evaluation did have persistently elevated blood glucose at 68 week follow‐up. This suggests that the preoperative glucose is unstressed, and may be a rapid, reasonably reliable indicator of patients needing ambulatory follow‐up to confirm DM or prediabetes. This may also provide perioperative risk stratification if glycemic history is unknown. As many fasting, preoperative patients have routine chemistry panels ordered already, the simple glucose included in such panels may prove to be the most useful diabetes test for anesthesiologists, surgeons, hospitalists, and other inpatient providers. Our data suggests that Hgb A1C 5.7, the ADA‐suggested IFG/prediabetes cut point,9 can also be used in combination with FBG 100 to predict persistent hyperglycemia.
This study also revealed several significant systems issues that merit attention if opportunistic inpatient screening or preventive care is to be successful in a shared responsibility ACO system. Most importantly, none of our patients with elevated preoperative blood glucose had these results conveyed to their primary care provider at discharge, revealing both a need for improved transitions in care and development of formal ACO structure if inpatient or preoperative screening is to be successful. Second, our study also showed that providers did not change plan of care for patients without known DM or IFG and preoperative elevated glucose. None of these patients had point‐of‐care glucose checks ordered while in the hospital, demonstrating that previously undiagnosed dysglycemic patients receive different in‐hospital care compared to patients with known DM. While it is possible that providers consciously decided not to monitor patients with mild hyperglycemia, consistent with inpatient guidelines recommending glycemic targets of <180 mg/dL for general care patients,20 it is more likely that there was lack of recognition of hyperglycemia in these patients without prior DM or IFG, as has been demonstrated previously.26 Inpatient providers should be informed of, and encouraged to, follow Endocrine Society recommendations to monitor POC glucose in patients with hyperglycemia (>140 mg/dL) for at least 2448 hours.23
It is important to state that controversy exists regarding which patients should be screened for diabetes. The United States Preventive Services Task Force (USPSTF) recommends screening adult patients only if they have hypertension.27 The ADA recommends screening all patients 45 years of age and older, and younger, overweight patients with at least 1 additional risk factor.9 We have previously shown that using USPSTF guidelines misses 33.1% of cases of DM compared to the ADA standard.28 As such, our institution and the Wisconsin State Diabetes Screening Guidelines mirror the ADA guidelines.29, 30 In the present study, 91% were aged 45 and older, and 88% were overweight, so nearly everyone in our study met our state and institution guidelines for diabetes screening. However, this might not be the case at all institutions if USPSTF guidelines were instead followed.
A limitation of the present study was that a selection bias of subjects could have occurred by both patients and providers, as less healthy patients with higher surgical risk may not have been candidates for surgery as often as lower‐risk patients. While entirely appropriate to maximize safety for elective surgery patients, this may in part explain the lower Hgb A1C (6.53 [0.14]) in our Known Diabetes/Prediabetes group, and lower range of blood glucose values in our New Diabetes/Prediabetes patients, with the majority being in the prediabetes range. However, this limitation also allows for the conclusion that any patient, regardless of perceived good health and primary care visits, may still have undiagnosed DM or IFG.
In summary, this study strongly supports the practice of screening obligate fasting patients to reduce the prevalence of undiagnosed diabetes. Despite the fact that our patients had insurance and recent primary care visits, nearly one‐quarter of individuals had previously unrecognized dysglycemia. This study also revealed systems issues, including the need for improved care transitions and development of a structure for shared responsibility in an ACO system, that need to be addressed if screening initiatives are to be effective in the hospital setting. Future studies will be needed to determine if other opportunistic screening tests have case‐finding potential, and further, how transitions processes can be improved to ensure that knowledge gained in the hospital is conveyed to the ambulatory setting.
Acknowledgements
The authors thank the orthopedic midlevel providers and nurses who assisted with patient recruitment, and the Clinical Trials staff, particularly Lori Wollet, for their assistance throughout the study. All authors disclose no relevant or financial conflicts of interest.
In the era of Accountable Care Organizations (ACO) and need to improve transitions of care, diagnosis and management of diseases across the continuum from ambulatory to inpatient care remains of paramount importance.1, 2 Opportunities for screening have typically been viewed as the responsibility of the ambulatory primary care provider (PCP), yet in an ACO model, patients who present more frequently to a hospital as opposed to a clinic are still the responsibility of the ACO, and therefore opportunistic screening for certain diseases by hospitalists and other inpatient providers is a possibility that may merit further investigation. This opportunistic rationale has already been used to advocate for pneumococcal and influenza vaccination prior to discharge in hospitalized patients, but has not been well investigated in chronic disease screening.35
Diabetes mellitus is a disease that has reached epidemic proportions. National Health and Nutrition Examination Survey (NHANES) data documented the ambulatory prevalence of diabetes mellitus (DM) in adults 20 years of age in the United States to be 12.9%.6 However, the most significant health crisis may be that 40% of these adult patients with diabetes are unaware of their diagnosis.6 In other words, 5.1% of all adults 20 years of age or older in this country have undiagnosed diabetes.6, 7 As diabetes is a disease where clinical manifestations are often preceded by a prolonged asymptomatic period, screening with either of the preferred diagnostic tests, fasting blood glucose (FBG) or hemoglobin A1C (Hgb A1C), is required to make a new diagnosis.79
Diagnosis of hyperglycemia is important so that appropriate glycemic control can be achieved, and preventive care and risk factor modification can be initiated, including screening and treatment of hypertension, hyperlipidemia, retinopathy, nephropathy, and other comorbid conditions.7, 9 As glycemic control cannot be achieved in patients who remain undiagnosed, screening may play a role in preventing long‐term complications of diabetes.7 Awareness of the prediabetic states impaired fasting glucose (IFG) and impaired glucose tolerance (IGT) is also important because lifestyle modification may delay or prevent the progression to diabetes and its associated complications, such as cardiovascular disease, retinopathy, and nephropathy.10, 11 In the inpatient setting, undiagnosed elevation of Hgb A1C in the diabetes or prediabetes range has been shown to increase cost and length of stay in some spine surgery patients compared to patients with known diabetes.12
Virtually every inpatient has at least 1 glucose value drawn during hospitalization as part of a chemistry panel, many of which are fasting, or NPO (nil per os, meaning nothing by mouth), by virtue of clinical condition or anticipated procedure. Provided the preoperative state in an elective surgery patient is not taxing enough to induce stress hyperglycemia,1315 this typically fasting time may provide an easy and excellent diabetes screening opportunity to not only risk stratify for the inpatient stay, but to diagnose diabetes that will initiate lifelong care and prevention, provided information learned during hospitalization is conveyed to the PCP at discharge. While prior studies1618 have measured preoperative glucose as a means to risk stratify and predict undiagnosed diabetes, none of these analyses have obtained a second glycemic test (either FBG or Hgb A1C) as required by the American Diabetes Association (ADA) to make a diagnosis of diabetes. Lack of a confirmatory glycemic test in the existing literature also leaves uncertainty in reproducibility and validity of the preoperative glucose as a risk‐stratification tool, as it is not certain that it is truly unstressed. Finally, studies to date have not evaluated or controlled for factors that could contribute to undiagnosed diabetes, such as health insurance and access to primary care.
To investigate the prevalence of undiagnosed diabetes and prediabetes in a hospitalized population, and to pilot the concept of screening in the inpatient preoperative setting, we performed a prospective analysis of adult orthopedic patients presenting for elective hip, knee, and spine surgery at a large Midwestern academic medical center from December 1, 2007 to November 30, 2008. Our primary objective was to determine the feasibility of preoperative testing in finding the prevalence of undiagnosed diabetes and prediabetes in an insured, inpatient population with access to prior preventive care. In addition, we investigated systems issues related to the general concept of inpatient screening, including assessment of whether providers recognized hyperglycemic patients in the hospital once tested, or conveyed test information to PCPs at discharge.
METHODS
The University of Wisconsin Institutional Review Board approved this prospective observational cohort study. All patients aged 18 years scheduled for elective total knee or hip arthroplasty, or elective lumbar decompression and/or fusion, presenting for preoperative appointment from December 1, 2007 to November 30, 2008, were invited to participate. Pregnant patients, and patients unable to give consent were excluded. Patients with hemolytic processes or on new regimens of oral or intravenous steroids within 7 days of surgery were also excluded. Patients on chronic oral, inhaled, intranasal, or topical steroids were included.
Preoperative Clinic Visit (Visit 1)
Patients who consented to participate had basic measures recorded, including height, weight, age, ethnicity, sex, date of surgery, and type of surgery. Patients then completed a questionnaire regarding previous history of diabetes and prediabetes (IFG or IGT), and personal history of other ADA‐designated risk factors9 to prompt diabetes screening, including gestational diabetes, hypertension, hyperlipidemia, vascular disease, and physical inactivity, as measured by the University of California, Los Angeles (UCLA) score.19 Patient self‐reported diagnosis of DM or prediabetes was compared to anesthesia preoperative assessment for confirmation. Finally, insurance status and most recent visit to a PCP were recorded (Figure 1).

Preoperative Day of Surgery (Visit 2)
On the morning of surgery, the study coordinator met with patients in the preoperative unit to confirm fasting status (nothing to eat for 8 or more hours), no new intravenous or oral steroids, and that intravenous fluids were dextrose free. Fasting blood glucose was collected as whole blood and centrifuged in the central laboratory, after which plasma glucose was measured using the hexokinase method (Siemens Dimension Vista 3000T, Siemens Healthcare Diagnostics, Inc, Newark, DE). Hemoglobin A1C (Tosoh G7 HPLC, Tosoh Bioscience, Tokyo, Japan) was also obtained. Patients with preoperative FBG 100 mg/dL were notified and scheduled to return for another FBG measurement at their 68 week orthopedic ambulatory clinic follow‐up visit.
Postoperative Clinic Visit (Visit 3)
At 68 week follow‐up, patients with preoperative FBG 100 mg/dL had an additional FBG performed. Those who also had a follow‐up FBG 100 mg/dL at Visit 3 were determined to have DM or IFG, identified as New Diabetes/Prediabetes. Patients with glucose 100 mg/dL prior to surgery that was <100 mg/dL in follow‐up, as well as patients with blood glucose <100 mg/dL at preoperative Visit 2 (and therefore did not require a follow‐up glucose measurement) were designated Normoglycemia. Patients with preexisting DM or IFG were labeled Known Diabetes/Prediabetes.
Statistical Methods
Categorical variables were summarized using percents. Continuous variables were summarized using means and standard deviations. Chi‐square tests were conducted for categorical variables and Student t tests were used for continuous variables to compare differences between patients with newly diagnosed IFG or DM (New Diabetes/Prediabetes) and patients without diabetes (Normoglycemia), and to compare differences between patients with New Diabetes/Prediabetes and patients with known DM or IFG (Known Diabetes/Prediabetes). Sample size was determined by number of adult elective spine and total joint orthopedic patients presenting to clinic during the prespecified 1‐year period of time. All tests were considered significant if P value < 0.05.
RESULTS
A total of 302 patients met inclusion criteria and enrolled in the study. Of these patients, 27 (8.9%) were not included in final analysis due to incomplete preoperative labs (7 patients, 2.3%), lack of follow‐up (11 patients, 3.6%), withdrawal of consent (5 patients, 1.7%), or not having surgery (4 patients, 1.3%). Of the remaining 275, 54% were female. The mean patient age was 60.3 years, and 88% (243/275) of patients had a body mass index (BMI) 25 kg/m2, indicating overweight or obese. All of the patients (100%) had healthcare insurance; 97% reported having a primary care provider, with 96.6% of patients stating that they had seen a primary provider within the year prior to surgery (Table 1).
No. (%) | |
---|---|
| |
Demographics | |
Female | 148 (54) |
Age, mean (SD) | 60.3 (11.3) |
BMI, mean (SD) | 31.16 (5.93) |
Surgery type | |
Hip | 99 (36) |
Knee | 147 (53) |
Spine | 29 (11) |
Socioeconomic status/healthcare access | |
Have healthcare insurance* | 274 (100) |
Have regular PCP | 267 (97) |
Last PCP visit | |
Never | 2 (0.7) |
>3 y | 1 (0.4) |
13 y | 6 (2.2) |
6 mo1 y | 18 (6.6) |
<6 mo | 244 (90) |
Medical history | |
Diabetes history | |
No history of dysglycemia | 225 (82) |
Prior IFG | 17 (6) |
Prior DM | 33 (12) |
American Diabetes Association risk factors | |
BMI 25 | 243 (88) |
Physical inactivity (UCLA score 3) | 40 (18) |
High risk ethnicity | 3 (1) |
Gestational DM | 2 (1) |
First degree family history | 91 (33) |
Cardiac disease | 35 (13) |
Hypertension | 127 (46) |
Hypercholesterolemia | 114 (42) |
Prior IFG/IGT | 19 (7) |
Age 45 y | 249 (91) |
Of the 275 patients, 50 (18%) had Known Diabetes/Prediabetes, 67 (24%) were given a new diagnosis of DM or IFG (New Diabetes/Prediabetes), and the remaining 158 (58%) were classified as Normoglycemia (Table 2). The sum of Known Diabetes/Prediabetes (50) and New Diabetes/Prediabetes (67) equaled the true inpatient prevalence of DM and IFG (117/275, 43%). Of the Known Diabetes/Prediabetes patients, 33/50 (66%) had DM and 17/50 (34%) had IFG. Of those with New Diabetes/Prediabetes, 8/67 (12%) had DM range values, with the remaining 59/67 (88%) in IFG range.
Diagnosis | No. (%) | Hemoglobin A1C (Mean, SD) | Preoperative Glucose (Mean, SD) | Follow‐up Glucose (Mean, SD) | Days Between (Mean, SD) |
---|---|---|---|---|---|
| |||||
Known diabetes/prediabetes | 50 (18) | 6.53 (0.99) | 129.02 (33.85) | ||
New diabetes/prediabetes* | 67 (24) | 5.80 (0.39) | 110.79 (8.69) | 107.91 (7.47) | 51.67 (13.73) |
Normoglycemia | 158 (58) | 5.45 (0.36) | 96.04 (9.10) | ||
Preop glucose 100, follow‐up <100 | 38 (14) | 5.54 (0.35) | 107.26 (8.69) | 93.68 (5.16) | 49.21 (12.11) |
Preop glucose <100 | 120 (44) | 5.42 (0.36) | 92.49 (5.73) |
Patients with New Diabetes/Prediabetes had a higher preoperative Visit 2 glucose (mean [standard deviation], 110.79 [8.69] and 96.04 [9.10], P < 0.0001) and Hgb A1C (5.80 [0.39] and 5.45 [0.36], P < 0.0001) compared to Normoglycemia. A subset of the Normoglycemia patients (38/158, 24%), had an elevated preoperative Visit 2 glucose, but a normal (<100 mg/dL) second confirmatory Visit 3 glucose, and therefore did not have New Diabetes/Prediabetes. New Diabetes/Prediabetes was also significantly different from this particular Normoglycemia subset in both FBG (110.79 [8.69] and 107.26 [8.69], P = 0.048) and Hgb A1C (5.80 [0.39] and 5.54 [0.35], P = 0.001) (Table 2). Preoperative Visit 2 FBG of 100 mg/dL predicted Visit 3 FBG 100 mg/dL 64% of the time. Having both preoperative Visit 2 FBG 100 mg/dL and Hgb A1C 5.7 (the ADA‐determined level for prediabetes),3 predicted Visit 3 FBG 100 mg/dL 72% of the time.
Patients with New Diabetes/Prediabetes were slightly older than Normoglycemia patients (62.37 [9.70] vs 58.08 [12.01], P = 0.0054), meeting the ADA diabetes screening age of 45 significantly more often than Normoglycemia patients (100% [67] vs 84% [132], P < 0.001). The groups otherwise did not differ in the incidence of other ADA‐defined risk factors9 (Table 3). Patients with New Diabetes/Prediabetes were less likely to report having seen their PCP within 6 months prior to surgery compared to their Normoglycemia counterparts (82% [54] vs 91% [141], P = 0.046), although this difference disappeared by 1 year (94% vs 96%). Finally, there was no increase in the number of point‐of‐care (POC) glucose tests ordered, or mention of hyperglycemia on discharge summaries in the New Diabetes/Prediabetes group (Table 3).
Demographics | Normoglycemia (N = 158) | New Diabetes/ Prediabetes (N = 67) | Known Diabetes/ Prediabetes (N = 50) |
---|---|---|---|
| |||
Female | 90 (57) | 33 (49) | 25 (50) |
Age, mean (SD) | 58.08 (12.01)* | 62.37 (9.70) | 64.60 (9.02) |
BMI, mean (SD) | 30.13 (5.76) | 31.65 (5.76) | 33.74 (5.92) |
Surgery type | |||
Hip | 62 (39) | 21 (31) | 16 (32) |
Knee | 76 (48) | 41 (61) | 30 (60) |
Spine | 20 (13) | 5 (7) | 4 (8) |
Socioeconomic status/healthcare access | |||
Have healthcare insurance | 158 (100) | 66 (100) | 50 (100) |
Have regular PCP | 153 (97) | 65 (98) | 49 (98) |
Last PCP Visit | |||
Never | 2 (1) | 0 (0) | 0 (0) |
>3 y | 1 (1) | 0 (0) | 0 (0) |
13 y | 1 (1) | 4 (6) | 1 (2) |
6 mo1 y | 10 (6) | 8 (12) | 0 (0) |
In last 6 mo | 141 (91)* | 54 (82) | 49 (98) |
Medical history | |||
American Diabetes Association risk factors | |||
BMI 25 | 133 (84) | 62 (93) | 48 (96) |
Physical inactivity (UCLA score 3) | 16 (13) | 10 (18) | 14 (35) |
High‐risk ethnicity | 2 (1) | 1 (1) | 1 (2) |
Gestational diabetes | 1 (1) | 1 (1) | 0 (0) |
First degree family history | 45 (28) | 19 (28) | 27 (55) |
Cardiac disease | 14 (9) | 7 (10) | 14 (28) |
Hypertension | 62 (39) | 31 (46) | 34 (68) |
Hyperlipidemia | 54 (34) | 28 (42) | 32 (64) |
Age 45 | 132 (84)* | 67 (100) | 50 (100) |
Follow‐up | |||
Point‐of‐care glucose ordered | 1 (1) | 0 (0) | 31 (62) |
Dysglycemia mentioned on discharge summary | 0 (0) | 0 (0) | 28 (56) |
DISCUSSION AND CONCLUSION
The main finding of this study is that in an insured, elective orthopedic population with access to primary care, 24% of patients had unrecognized IFG or DM on the basis of 2 fasting blood glucose values. Remarkably, this statistic likely represents a best‐case scenario, as the percent of undiagnosed patients is likely higher in uninsured patients,20 those without primary care visits, and those hospitalized for emergent or urgent reasons who, by definition, did not have an ambulatory preoperative evaluation, and who may also have greater severity of illness at baseline. With over 1,053,000 total knee and hip operations done in the United States each year, opportunistic screening of this population alone could identify 252,720 patients with prediabetes or diabetes who might otherwise remain undiagnosed.21 Even more significant, with at least 70 million patients undergoing ambulatory or inpatient procedures each year, if even a quarter of these procedures were elective adult lower acuity surgeries allowing for easy preoperative testing, over 4 million cases of DM and IFG could be found each year using this process.21, 22 These numbers demonstrate the need to investigate new and novel screening opportunities, such as in hospitalized patients. These statistics also demonstrate the need for all inpatient providers to be aware of undiagnosed diabetes and prediabetes in their patients, and confirm recommendations of the Endocrine Society to obtain a blood glucose for all patients on admission, and measure Hgb A1C in all hyperglycemic or diabetic inpatients if not performed in the preceding 23 months.23
Diagnosis of DM has historically been difficult to make in the hospital setting. The primary diagnostic test, FBG, may be elevated in the setting of counter‐regulatory hormone surge and inflammatory stress response, and its use has been discouraged in the acute care setting.14, 15, 24 While not affected by stress, Hgb A1C, endorsed in 2010 by the ADA for diagnosis of DM,8 may still be unreliable in the setting of blood loss, transfusion, hemolysis, and other factors common during surgery and hospitalization.9, 25 However, we found that 64% of patients with elevated (100 mg/dL) blood glucose at the time of pre‐anesthesia evaluation did have persistently elevated blood glucose at 68 week follow‐up. This suggests that the preoperative glucose is unstressed, and may be a rapid, reasonably reliable indicator of patients needing ambulatory follow‐up to confirm DM or prediabetes. This may also provide perioperative risk stratification if glycemic history is unknown. As many fasting, preoperative patients have routine chemistry panels ordered already, the simple glucose included in such panels may prove to be the most useful diabetes test for anesthesiologists, surgeons, hospitalists, and other inpatient providers. Our data suggests that Hgb A1C 5.7, the ADA‐suggested IFG/prediabetes cut point,9 can also be used in combination with FBG 100 to predict persistent hyperglycemia.
This study also revealed several significant systems issues that merit attention if opportunistic inpatient screening or preventive care is to be successful in a shared responsibility ACO system. Most importantly, none of our patients with elevated preoperative blood glucose had these results conveyed to their primary care provider at discharge, revealing both a need for improved transitions in care and development of formal ACO structure if inpatient or preoperative screening is to be successful. Second, our study also showed that providers did not change plan of care for patients without known DM or IFG and preoperative elevated glucose. None of these patients had point‐of‐care glucose checks ordered while in the hospital, demonstrating that previously undiagnosed dysglycemic patients receive different in‐hospital care compared to patients with known DM. While it is possible that providers consciously decided not to monitor patients with mild hyperglycemia, consistent with inpatient guidelines recommending glycemic targets of <180 mg/dL for general care patients,20 it is more likely that there was lack of recognition of hyperglycemia in these patients without prior DM or IFG, as has been demonstrated previously.26 Inpatient providers should be informed of, and encouraged to, follow Endocrine Society recommendations to monitor POC glucose in patients with hyperglycemia (>140 mg/dL) for at least 2448 hours.23
It is important to state that controversy exists regarding which patients should be screened for diabetes. The United States Preventive Services Task Force (USPSTF) recommends screening adult patients only if they have hypertension.27 The ADA recommends screening all patients 45 years of age and older, and younger, overweight patients with at least 1 additional risk factor.9 We have previously shown that using USPSTF guidelines misses 33.1% of cases of DM compared to the ADA standard.28 As such, our institution and the Wisconsin State Diabetes Screening Guidelines mirror the ADA guidelines.29, 30 In the present study, 91% were aged 45 and older, and 88% were overweight, so nearly everyone in our study met our state and institution guidelines for diabetes screening. However, this might not be the case at all institutions if USPSTF guidelines were instead followed.
A limitation of the present study was that a selection bias of subjects could have occurred by both patients and providers, as less healthy patients with higher surgical risk may not have been candidates for surgery as often as lower‐risk patients. While entirely appropriate to maximize safety for elective surgery patients, this may in part explain the lower Hgb A1C (6.53 [0.14]) in our Known Diabetes/Prediabetes group, and lower range of blood glucose values in our New Diabetes/Prediabetes patients, with the majority being in the prediabetes range. However, this limitation also allows for the conclusion that any patient, regardless of perceived good health and primary care visits, may still have undiagnosed DM or IFG.
In summary, this study strongly supports the practice of screening obligate fasting patients to reduce the prevalence of undiagnosed diabetes. Despite the fact that our patients had insurance and recent primary care visits, nearly one‐quarter of individuals had previously unrecognized dysglycemia. This study also revealed systems issues, including the need for improved care transitions and development of a structure for shared responsibility in an ACO system, that need to be addressed if screening initiatives are to be effective in the hospital setting. Future studies will be needed to determine if other opportunistic screening tests have case‐finding potential, and further, how transitions processes can be improved to ensure that knowledge gained in the hospital is conveyed to the ambulatory setting.
Acknowledgements
The authors thank the orthopedic midlevel providers and nurses who assisted with patient recruitment, and the Clinical Trials staff, particularly Lori Wollet, for their assistance throughout the study. All authors disclose no relevant or financial conflicts of interest.
- Centers for Medicare and Medicaid Services. Accountable Care Organizations: What providers need to know. Available at: https://www.cms.gov/MLNProducts/downloads/ACO_Providers_Factsheet_ICN907406.pdf. Accessed February 20,2012.
- Care transitions from inpatient to outpatient settings: ongoing challenges and emerging best practices.Hosp Pract (Minneapolis).2001;39:128–139. , , .
- Quality improvement in critical access hospitals: addressing immunizations prior to discharge.J Rural Health.2003;19:433–438. , , , , , .
- IDSA Guidelines. Immunization Programs for Infants, Children, Adolescents, and Adults: Clinical Practice Guidelines by the Infectious Diseases Society of America. Available at: http://www.idsociety.org/uploadedFiles/IDSA/Guidelines‐Patient_Care/PDF_Library/Immunization.pdf. Accessed February 23,2012.
- Agency for Healthcare Research and Quality: Pneumococcal Vaccination Prior to Hospital Discharge. Available at: http://www/ahrq.gov/clinic/ptsafety/chap36.htm. Accessed February 23,2012.
- Full accounting of diabetes and pre‐diabetes in the U.S. population in 1988–1994 and 2005–2006.Diabetes Care.2009;32:287–294. , , , et al.
- Back to Wilson and Jungner: 10 good reasons to screen for type 2 diabetes mellitus.Mayo Clin Proc.2009;84:38–42. , , .
- American Diabetes Association.Standards of medical care in diabetes—2010.Diabetes Care.2010;33:S11–S61.
- American Diabetes Association.Standards of medical care in diabetes—2012.Diabetes Care.2012;35:s11–s63.
- National Diabetes Information Clearinghouse NIDDK National Diabetes Statistics 2011. Available at: http://diabetes.niddk.nih.gov/dm/pubs/statistics/index.htm#people. Accessed February 23,2012.
- Impaired fasting glucose and impaired glucose tolerance: implications for care.Diabetes Care.2007;30:753–759. , , , et al.
- Prevalence of previously unknown elevation of glycosylated hemoglobin in spine surgery patients and impact on length of stay and total cost.J Hosp Med.2010;5:E10–E14. , , , , , .
- Stress hyperglycemia.Lancet.2009;373:1798–1807. , , .
- Management of diabetes and hyperglycemia in hospitals.Diabetes Care.2004;27:553–591. , , , et al.
- An overview of preoperative glucose evaluation, management, and perioperative impact.J Diabetes Sci Technol.2009;3:1261–1269. , .
- A cost‐effective screening method for preoperative hyperglycemia.Anesth Analg.2009;109:1622–1624. , , , .
- Fasting blood glucose levels in patients presenting for elective surgery.Nutrition.2011;27:298–301. , , , , , .
- The prevalence of undiagnosed diabetes in non‐cardiac surgery patients, an observational study.Can J Anesth.2010;57:1058–1064. , , , et al.
- The value of patient activity level in the outcome of total hip arthroplasty.J Arthroplasty.2006;21:547–552. , , , , .
- Analysis of guidelines for screening diabetes mellitus in an ambulatory population.Mayo Clin Proc.2010;85:27–35. , , , , , .
- Centers for Disease Control and Prevention National Center for Health Statistics Inpatient Surgery Statistics, 2007. Available at: http://www.cdc.gov/nchs/fastats/insurg.htm. Accessed February 23,2012.
- Centers for Disease Control and Prevention National Health Statistics Reports Ambulatory Surgery Statistics, 2006. Available at: http://www.cdc.gov/nchs/data/nhsr/nhsr011.pdf. Accessed February 23,2012.
- Management of hyperglycemia in hospitalized patients in non‐critical care setting: an Endocrine Society Clinical Practice Guideline.J Clin Endocrinol Metab.2012;97:16–38. , , , et al.
- Definition, diagnosis and classification of diabetes mellitus and its complications. Part 1: diagnosis and classification of diabetes mellitus provisional report of a WHO consultation.Diabet Med.1998;15:539–553. , .
- National Glycohemoglobin Standardization Program (NGSP). Available at: http://www.ngsp.org. Accessed February 23,2012.
- American Association of Clinical Endocrinologists and American Diabetes Association consensus statement on inpatient glycemic control.Diabetes Care.2009;32:1119–1131. , , , et al.
- Hyperglycemia: an independent marker of in‐hospital mortality in patients with undiagnosed diabetes.J Clin Endocrinol Metab.2002;87:978–982. , , , , , .
- United States Preventive Services Task Force Diabetes Screening Guideline. Available at: http://www.uspreventiveservicestaskforce.org/uspstf/uspsdiab.htm. Accessed February 22,2012.
- University of Wisconsin and UW Health Preventive Care Guidelines. Available at: https://ghcscw.com/media/2011_ph_Preventive_Care_Guidelines_2010.pdf. Accessed February 22,2012.
- Wisconsin Diabetes Mellitus Essential Care Guidelines 2011. Available at: http://www.dhs.wisconsin.gov/health/diabetes/PDFs/GL13.pdf. Accessed February 22,2012.
- Centers for Medicare and Medicaid Services. Accountable Care Organizations: What providers need to know. Available at: https://www.cms.gov/MLNProducts/downloads/ACO_Providers_Factsheet_ICN907406.pdf. Accessed February 20,2012.
- Care transitions from inpatient to outpatient settings: ongoing challenges and emerging best practices.Hosp Pract (Minneapolis).2001;39:128–139. , , .
- Quality improvement in critical access hospitals: addressing immunizations prior to discharge.J Rural Health.2003;19:433–438. , , , , , .
- IDSA Guidelines. Immunization Programs for Infants, Children, Adolescents, and Adults: Clinical Practice Guidelines by the Infectious Diseases Society of America. Available at: http://www.idsociety.org/uploadedFiles/IDSA/Guidelines‐Patient_Care/PDF_Library/Immunization.pdf. Accessed February 23,2012.
- Agency for Healthcare Research and Quality: Pneumococcal Vaccination Prior to Hospital Discharge. Available at: http://www/ahrq.gov/clinic/ptsafety/chap36.htm. Accessed February 23,2012.
- Full accounting of diabetes and pre‐diabetes in the U.S. population in 1988–1994 and 2005–2006.Diabetes Care.2009;32:287–294. , , , et al.
- Back to Wilson and Jungner: 10 good reasons to screen for type 2 diabetes mellitus.Mayo Clin Proc.2009;84:38–42. , , .
- American Diabetes Association.Standards of medical care in diabetes—2010.Diabetes Care.2010;33:S11–S61.
- American Diabetes Association.Standards of medical care in diabetes—2012.Diabetes Care.2012;35:s11–s63.
- National Diabetes Information Clearinghouse NIDDK National Diabetes Statistics 2011. Available at: http://diabetes.niddk.nih.gov/dm/pubs/statistics/index.htm#people. Accessed February 23,2012.
- Impaired fasting glucose and impaired glucose tolerance: implications for care.Diabetes Care.2007;30:753–759. , , , et al.
- Prevalence of previously unknown elevation of glycosylated hemoglobin in spine surgery patients and impact on length of stay and total cost.J Hosp Med.2010;5:E10–E14. , , , , , .
- Stress hyperglycemia.Lancet.2009;373:1798–1807. , , .
- Management of diabetes and hyperglycemia in hospitals.Diabetes Care.2004;27:553–591. , , , et al.
- An overview of preoperative glucose evaluation, management, and perioperative impact.J Diabetes Sci Technol.2009;3:1261–1269. , .
- A cost‐effective screening method for preoperative hyperglycemia.Anesth Analg.2009;109:1622–1624. , , , .
- Fasting blood glucose levels in patients presenting for elective surgery.Nutrition.2011;27:298–301. , , , , , .
- The prevalence of undiagnosed diabetes in non‐cardiac surgery patients, an observational study.Can J Anesth.2010;57:1058–1064. , , , et al.
- The value of patient activity level in the outcome of total hip arthroplasty.J Arthroplasty.2006;21:547–552. , , , , .
- Analysis of guidelines for screening diabetes mellitus in an ambulatory population.Mayo Clin Proc.2010;85:27–35. , , , , , .
- Centers for Disease Control and Prevention National Center for Health Statistics Inpatient Surgery Statistics, 2007. Available at: http://www.cdc.gov/nchs/fastats/insurg.htm. Accessed February 23,2012.
- Centers for Disease Control and Prevention National Health Statistics Reports Ambulatory Surgery Statistics, 2006. Available at: http://www.cdc.gov/nchs/data/nhsr/nhsr011.pdf. Accessed February 23,2012.
- Management of hyperglycemia in hospitalized patients in non‐critical care setting: an Endocrine Society Clinical Practice Guideline.J Clin Endocrinol Metab.2012;97:16–38. , , , et al.
- Definition, diagnosis and classification of diabetes mellitus and its complications. Part 1: diagnosis and classification of diabetes mellitus provisional report of a WHO consultation.Diabet Med.1998;15:539–553. , .
- National Glycohemoglobin Standardization Program (NGSP). Available at: http://www.ngsp.org. Accessed February 23,2012.
- American Association of Clinical Endocrinologists and American Diabetes Association consensus statement on inpatient glycemic control.Diabetes Care.2009;32:1119–1131. , , , et al.
- Hyperglycemia: an independent marker of in‐hospital mortality in patients with undiagnosed diabetes.J Clin Endocrinol Metab.2002;87:978–982. , , , , , .
- United States Preventive Services Task Force Diabetes Screening Guideline. Available at: http://www.uspreventiveservicestaskforce.org/uspstf/uspsdiab.htm. Accessed February 22,2012.
- University of Wisconsin and UW Health Preventive Care Guidelines. Available at: https://ghcscw.com/media/2011_ph_Preventive_Care_Guidelines_2010.pdf. Accessed February 22,2012.
- Wisconsin Diabetes Mellitus Essential Care Guidelines 2011. Available at: http://www.dhs.wisconsin.gov/health/diabetes/PDFs/GL13.pdf. Accessed February 22,2012.
Copyright © 2012 Society of Hospital Medicine
Perceptions of Readmitted Patients
Over 14% of all patients hospitalized in the United States are readmitted within 30 days of discharge.1 Numerous studies have used administrative data in order to identify clinical and operational predictors of readmission. However, few studies have explored patients' perspectives on readmission.27 As a result, we know little about potentially modifiable challenges which patients face during the transition from hospital to home. Lack of understanding of the patient perspective has hampered the ability of hospitals to create interventions which address these underlying causes of readmissions.
Patients with low socioeconomic status (SES) are up to 43% more likely to require readmission than their higher‐SES counterparts,8, 9 and qualitative data has described unique challenges faced by low‐SES patients during transition.2 Our objectives were to understand the transition experiences of readmitted patients and to compare these experiences across SES and diagnostic categories.
METHODS
Development of a Survey Instrument
A collaborative team of physicians, nurses, and social workers used a previously defined conceptual framework,10 literature search, and expert interviews to construct a 36‐item survey that addressed the following domains: preparedness for prior discharge; delays in care‐seeking; medication adherence; follow‐up with a primary care provider (PCP); and overarching challenges faced during transition which contributed to readmission. Each question had multiple answer choices including Other which allowed patients to provide open‐ended answers; patients could select all answer choices that applied. Prior to administration, the survey was pretested with 15 random patients and revised to improve reliability and comprehensibility. (See Supporting Information, Survey Script Versions 1.0 and 2.0, in the online version of this article.)
Sampling Strategy and Patient Enrollment
Patients were eligible to participate if they: 1) had capacity to complete an interview; and 2) were readmitted within 30 days of a prior discharge from the Hospital of the University of Pennsylvania (HUP), a 695‐bed academic medical center, or Penn Presbyterian Medical Center (PPMC), a 317‐bed affiliated community hospital. Both hospitals are located in Philadelphia and serve a population which is 45.4% privately insured, 33.5% insured by Medicare, and 21.2% uninsured or insured by Medicaid. We excluded readmissions that were planned or from another facility because these were less sensitive to patient domains such as adherence, access, and social support.
Eligible participants were identified by survey administrators (bedside nurses, social workers, or clinical resource managers) on the day of hospital readmission. Because data were being used immediately for quality improvement, the Institutional Review Board (IRB) waived the need for consent. Administrators typically took 10 minutes to conduct the survey in‐person and record responses directly into patients' electronic medical record (EMR). Inpatient care teams could view responses in real time and work to resolve identified challenges prior to patients' discharge.
Between November 10, 2010 and July 5, 2011, 3881 patients were readmitted to study hospitals. Five hundred eighty‐four readmissions were ineligible for the study because they lacked capacity, were planned readmissions, or were readmitted from another facility. This left 3297 eligible individuals. We surveyed 1084 individuals yielding a response rate of 32.9%11; the remainder either refused the survey, or were not approached for the survey due to time restraints of administrators. Characteristics of responders and nonresponders are displayed in Table 1, and were similar in all measured categories with the exception of age (58.0 vs 55.7, P < 0.01) and the number of 60‐day readmissions (2.0 vs 1.3, P < 0.01).
Characteristics of Patients | Survey Sample (n = 1084) | Not in Survey Sample (n = 2797) | P Value* |
---|---|---|---|
| |||
Age mean (SD) | 55.7 (16.6) | 58.0 (18.2) | <0.01 |
Gender, n (%) | 0.88 | ||
Male | 546 (50.4%) | 1428 (51.1%) | |
Race, n (%) | 0.96 | ||
Black | 502 (46.4%) | 1146 (41.3%) | |
White | 504 (46.6%) | 1362 (49.1%) | |
Principal discharge diagnosis, n (%) | 0.98 | ||
Medical | |||
Acute on chronic systolic heart failure | 44 (4.6%) | 23 (1.3%) | |
Acute renal failure | 24 (2.5%) | 29 (1.7%) | |
Surgical | |||
Postoperative infection | 48 (14.8%) | 53 (5.2%) | |
Digestive system problems | 17 (5.2%) | 23 (2.2%) | |
APR‐DRG score, n (%) | 0.13 | ||
0 (Not assigned) | 9 (0.7%) | 28 (1.0%) | |
1 (Minor) | 113 (10.1%) | 628 (22.7%) | |
2 (Moderate) | 338 (31.4%) | 881 (31.8%) | |
3 (Major) | 470 (43.7%) | 883 (31.9%) | |
4 (Extreme) | 154 (14.3%) | 369 (13.3%) | |
Length of stay mean (SD) | 6.2 (6.9) | 6.5 (10.1) | 0.33 |
Insurance payer, n (%) | 0.77 | ||
Uninsured/Medicaid | 234 (21.6%) | 489 (17.5%) | |
Medicaid + Medicare | 85 (7.84%) | 172 (6.2%) | |
Medicare | 345 (31.8%) | 878 (31.5%) | |
Private | 420 (38.8%) | 1253 (44.9%) | |
No. of 60‐d readmissions mean (SD) | 1.3 (0.02) | 2.0 (0.02) | <0.01 |
Statistical Analysis
Survey responses were extracted from the EMR and linked with patient clinical and demographic data. Variables pertaining to hospitalization, such as admitting service and principal diagnosis, were associated with patients' index hospitalization rather than the readmission. A trained research assistant extracted open‐ended free‐text answers to any survey questions marked, Other and coded them using a grounded theory approach.12
In our primary analysis, we described challenges reported by readmitted patients. In a secondary analysis, we tested for differences in transition challenges by SES using lack of insurance or Medicaid as a proxy for low SES. Using insurance status as a marker for material aspects of SES is well‐described in health services research.1316 In addition, income data from our institution demonstrated that 86.5% of uninsured and Medicaid patients have a median household income below $15,000. We tested for differences by diagnostic category using the index admitting service (medical vs surgical) as a proxy for diagnostic category (Table 2).
Low vs High SES (ref) OR (95% CI) | Medical vs Surgical (ref) OR (95% CI) | |
---|---|---|
| ||
Unprepared for DC | 1.3 (0.9, 1.9) | 1.0 (0.7, 1.6) |
Understanding DC instructions | 2.7 (1.1, 6.6) | 1.7 (0.5, 5.8) |
Executing DC instructions | 2.2 (1.1, 4.4) | 1.6 (0.6, 3.7) |
Activities of daily living | 1.0 (0.6, 1.5) | 1.1 (0.7, 1.7) |
Medication access | 1.6 (0.9, 2.8) | 2.3 (1.0, 4.9) |
Medication adherence | 1.8 (1.2, 3.0) | 2.6 (1.2, 5.4) |
Lack of social support | 2.0 (1.2, 3.6) | 2.3 (1.0, 5.2) |
Lack of food, transportation, telephone | 2.6 (1.1, 6.1) | 7.1 (0.9, 53.2) |
Substance abuse | 6.7 (2.3, 19.2) | 1.5 (0.4, 5.2) |
We compared continuous variables using the two‐sample t test and categorical variables using Pearson's chi‐square test. The Cuzick nonparametric test was used to test for trends across ordered groups. We used multivariable logistic regression models to estimate the association between each binary transition challenge outcome and predictors: SES and diagnostic group. These models were adjusted for potential confounders: age, gender, length of stay, and severity of illness, as determined by All Patient Refined‐Diagnosis Related Groups (APR‐DRGs). We did not adjust for race because it was strongly correlated with SES in our dataset (P < 0.0001). Confounders were included in final models if their association with outcomes had a P value less than 0.10. Analyses were performed using the STATA software package, version 11.0 (StataCorp LP, College Station, TX). The survey was approved by the University of Pennsylvania IRB.
RESULTS
Patient Characteristics
We surveyed 1084 unique individuals; 50.4% of participants were male, 46.4% were black. The most common index principal diagnosis in the medical group was systolic heart failure (4.6%), while the most common index principal diagnosis in the surgical group was postoperative infection (14.8%) (Table 1).
Discharge Preparedness, Medication Adherence, and PCP Follow‐up
At the time of prior discharge, 86.4% of respondents felt that they had been prepared for self‐care. 80.3% reported being able to take all discharge medications as prescribed. The most common reasons for not being able to take medications included: 1) side effects or worry about side effects (13.1%); 2) trouble paying for medications (10.7%); and 3) lack of transportation to the pharmacy (8.4%). Since their prior discharge, 52.9% of participants reported that they had visited a PCP; 28.7% of participants report being referred by their PCP to the emergency room for readmission.
Transition Challenges in Overall Survey Sample
During the transition from hospital to home, 45.5% of readmitted patients reported experiencing challenges which contributed to readmission. The most commonly reported issues contributing to readmission were: 1) feeling unprepared for discharge (11.8%); 2) difficulty performing activities of daily living (ADLs) (10.6%); 3) trouble adhering to discharge medications (5.7%); 4) difficulty accessing discharge medications (5.0%); and 5) lack of social support (4.7%).
Transition Challenges by Subgroup
Low‐SES patients were more likely than high‐SES patients to report difficulty understanding (odds ratio [OR] 2.7; 95% confidence interval [CI] 1.1, 6.6) and executing (OR 2.2; 95% CI 1.1, 4.4) discharge instructions, difficulty adhering to medications (OR 1.8; 95% CI 1.2, 3.0), lack of social support (OR 2.0; 95% CI 1.2, 3.6), lack of basic resources (OR 2.6; 95% CI 1.1, 6.1), and substance abuse (OR 6.7; 95% CI 2.3, 19.2) as perceived reasons for readmission. Of the patients who described Other issues contributing to readmission, low‐SES patients most commonly described stress or depression (49.0%), while high‐SES patients most commonly reported a recurrence of symptoms (74.8%). Medical and surgical patients had similar odds of facing each transition challenge with one exception: medical patients were more likely to report difficulty adhering to medications (OR 2.6; 95% CI 1.2, 5.4).
DISCUSSION
Several findings from this study are of interest to practicing hospitalists or hospital administrators. First, of the issues to which patients most commonly attributed readmission, lack of discharge preparedness is the only one which occurs during index hospitalization; in order to address most transition challenges, hospitals must think beyond their walls. By penalizing hospitals for excess rates of readmission, The Hospital Readmission Reduction Program (HRRP) will effectively hold hospitals accountable for addressing issues which occur in patients' homes and communities.17 Hospitals that have robust partnerships with community pharmacies, social service agencies, and PCPs may have the most influence on these issues and the most success in reducing readmissions. Second, consistent with other literature describing increased rates of readmission with enhanced PCP follow‐up,18 our findings demonstrate that PCPs often refer their patients to the emergency room for readmission. This suggests that PCP follow‐up, while perhaps essential for patient care, may not necessarily reduce readmissions and may actually facilitate readmission. Third, this study describes underlying reasons for patient nonadherence with discharge medications: side effects, cost, and transportation. Targeted interventions to improve adherence may include floor‐based pharmacists who counsel on side effects, determine co‐pays prior to discharge, and encourage patients to fill prescriptions from the hospital pharmacy to avoid transportation barriers.
Finally, and perhaps most importantly, these data suggest that one transition experience does not fit all. Patients with low SES appear to have a distinct and challenging transition experience. Currently, there is an emphasis on tailoring transition interventions to specific disease populations, such as patients with congestive heart failure. Our study suggests that it may be more effective to tailor interventions for low‐SES patients across diagnostic category, helping these patients gain access to outpatient medical resources and address competing issues, such as food insecurity or substance abuse.
Our study has several limitations. First, the low survey response rate makes it susceptible to nonresponse bias. Second, survey administration by a member of the care team may have increased social desirability bias. Third, because it was important to the study team to incorporate our survey into hospital workflow, survey responses were recorded directly into the EMR which limited administrators to recording a yes response for each answer choice which the participant endorsed. Therefore, in our dataset, we are unable to distinguish a definite no from a missing response; however, the survey was short, making it unlikely that questions were skipped. Fourth, closed‐ended questions may have failed to capture the range of participant responses, although the inclusion of an open‐ended answer choice ameliorates this issue. Finally, we are unable to draw conclusions regarding association of survey responses with the risk of readmission, because this study was administered only to readmitted patients.
CONCLUSIONS
This report of patients' perspectives challenges many commonly held assumptions regarding readmission. Readmission reflects not only the quality of hospital care, but a variety of factors in patients' homes and communities. PCP follow‐up, while perhaps critical for patient care, may not be a panacea for reducing hospital readmissions. Targeted medication counseling focused on side effects, co‐pay, and medication delivery may address patients' underlying reasons for nonadherence. And most importantly, one transition experience does not fit all. Hospitalists and administrators must tailor interventions to address challenges reported by their patients, particularly those of low SES.
Acknowledgements
The authors are grateful to the Society of General Internal Medicine (SGIM) for selecting our abstract Perceptions of Readmitted Patients on the Transition From Hospital to Home as a Lipkin Award Finalist during the 2012 SGIM National Meeting.
Disclosures: Support for this study was provided by a grant from the Leonard Davis Institute of Health Economics. Dr Grande has received honoraria from the Johns Hopkins University CME Program; has a consultancy with the National Nursing Centers Consortium; and has received grant support from, or has grants pending with, the HealthWell Foundation, the National Human Genome Research Institute, and the Agency for Healthcare Research and Quality. Dr Shannon is the founder of a biotech company, Ventrigen, LLC; is a senior fellow at IHI; is on the scientific advisory boards for Glasgow Smith Klein, Pfizer, Merck, and Value Capture; and is a member of the Board of Directors of the ABIM.
- All‐Cause Readmissions by Payer and Age, 2008: Statistical Brief #115. Healthcare Cost and Utilization Project (HCUP) Statistical Briefs.Rockville, MD:Agency for Health Care Policy and Research; February 2006–June2011. , , , .
- Understanding rehospitalization risk: can hospital discharge be modified to reduce recurrent hospitalization?J Hosp Med.2007;2(5):297–304. , , .
- Patients' and caregivers' transition from hospital to home: needs and recommendations.Home Health Care Serv Q.1999;17(3):27–48. , , .
- Reasons for readmission in heart failure: perspectives of patients, caregivers, cardiologists, and heart failure nurses.Heart Lung.2009;38(5):427–434. , , .
- Psychiatric rehospitalization of the severely mentally ill: patient and staff perspectives.Nurs Res.1992;41(5):301–305. , .
- Continuity of care and monitoring pain after discharge: patient perspective.J Adv Nurs.2010;66(1):40–48. , , , , , .
- Going home from hospital: the carer/patient dyad.J Adv Nurs.2001;35(2):206–217. , , , .
- The impact of patient socioeconomic status and other social factors on readmission. A prospective study in 4 Massachusetts hospitals.Inquiry.1994;31(2):163–172. , , .
- Redefining readmission risk factors for general medicine patients.J Hosp Med.2011;6(2):54–60. , , , .
- Hospital readmissions—not just a measure of quality.JAMA.2011;306(16):1796–1797. , .
- American Association for Public Opinion Research (AAPOR).Standard Definitions: Final Dispositions of Case Codes and Outcome Rates for Surveys.7th ed.Deerfield, IL:AAPOR;2011.
- The Discovery of Grounded Theory: Strategies for Qualitative Research.New York:Aldine;1967. , .
- The relation between health insurance coverage and clinical outcomes among women with breast cancer.N Engl J Med.1993;329(5):326–331. , , , .
- Neighborhood socioeconomic status, Medicaid coverage and medical management of myocardial infarction: atherosclerosis risk in communities (ARIC) community surveillance.BMC Public Health.2010;10:632. , , , , , .
- Effects of practice setting on quality of lipid‐lowering management in patients with coronary artery disease.Am J Cardiol.1998;81(12):1416–1420. , , , , .
- Income Data by Insurance Category.2012. .
- Hospital readmissions and the Affordable Care Act: paying for coordinated quality care.JAMA.2011;306(16):1794–1795. , .
- Does increased access to primary care reduce hospital readmissions?N Engl J Med.1996;334(22):1441–1447. , , .
Over 14% of all patients hospitalized in the United States are readmitted within 30 days of discharge.1 Numerous studies have used administrative data in order to identify clinical and operational predictors of readmission. However, few studies have explored patients' perspectives on readmission.27 As a result, we know little about potentially modifiable challenges which patients face during the transition from hospital to home. Lack of understanding of the patient perspective has hampered the ability of hospitals to create interventions which address these underlying causes of readmissions.
Patients with low socioeconomic status (SES) are up to 43% more likely to require readmission than their higher‐SES counterparts,8, 9 and qualitative data has described unique challenges faced by low‐SES patients during transition.2 Our objectives were to understand the transition experiences of readmitted patients and to compare these experiences across SES and diagnostic categories.
METHODS
Development of a Survey Instrument
A collaborative team of physicians, nurses, and social workers used a previously defined conceptual framework,10 literature search, and expert interviews to construct a 36‐item survey that addressed the following domains: preparedness for prior discharge; delays in care‐seeking; medication adherence; follow‐up with a primary care provider (PCP); and overarching challenges faced during transition which contributed to readmission. Each question had multiple answer choices including Other which allowed patients to provide open‐ended answers; patients could select all answer choices that applied. Prior to administration, the survey was pretested with 15 random patients and revised to improve reliability and comprehensibility. (See Supporting Information, Survey Script Versions 1.0 and 2.0, in the online version of this article.)
Sampling Strategy and Patient Enrollment
Patients were eligible to participate if they: 1) had capacity to complete an interview; and 2) were readmitted within 30 days of a prior discharge from the Hospital of the University of Pennsylvania (HUP), a 695‐bed academic medical center, or Penn Presbyterian Medical Center (PPMC), a 317‐bed affiliated community hospital. Both hospitals are located in Philadelphia and serve a population which is 45.4% privately insured, 33.5% insured by Medicare, and 21.2% uninsured or insured by Medicaid. We excluded readmissions that were planned or from another facility because these were less sensitive to patient domains such as adherence, access, and social support.
Eligible participants were identified by survey administrators (bedside nurses, social workers, or clinical resource managers) on the day of hospital readmission. Because data were being used immediately for quality improvement, the Institutional Review Board (IRB) waived the need for consent. Administrators typically took 10 minutes to conduct the survey in‐person and record responses directly into patients' electronic medical record (EMR). Inpatient care teams could view responses in real time and work to resolve identified challenges prior to patients' discharge.
Between November 10, 2010 and July 5, 2011, 3881 patients were readmitted to study hospitals. Five hundred eighty‐four readmissions were ineligible for the study because they lacked capacity, were planned readmissions, or were readmitted from another facility. This left 3297 eligible individuals. We surveyed 1084 individuals yielding a response rate of 32.9%11; the remainder either refused the survey, or were not approached for the survey due to time restraints of administrators. Characteristics of responders and nonresponders are displayed in Table 1, and were similar in all measured categories with the exception of age (58.0 vs 55.7, P < 0.01) and the number of 60‐day readmissions (2.0 vs 1.3, P < 0.01).
Characteristics of Patients | Survey Sample (n = 1084) | Not in Survey Sample (n = 2797) | P Value* |
---|---|---|---|
| |||
Age mean (SD) | 55.7 (16.6) | 58.0 (18.2) | <0.01 |
Gender, n (%) | 0.88 | ||
Male | 546 (50.4%) | 1428 (51.1%) | |
Race, n (%) | 0.96 | ||
Black | 502 (46.4%) | 1146 (41.3%) | |
White | 504 (46.6%) | 1362 (49.1%) | |
Principal discharge diagnosis, n (%) | 0.98 | ||
Medical | |||
Acute on chronic systolic heart failure | 44 (4.6%) | 23 (1.3%) | |
Acute renal failure | 24 (2.5%) | 29 (1.7%) | |
Surgical | |||
Postoperative infection | 48 (14.8%) | 53 (5.2%) | |
Digestive system problems | 17 (5.2%) | 23 (2.2%) | |
APR‐DRG score, n (%) | 0.13 | ||
0 (Not assigned) | 9 (0.7%) | 28 (1.0%) | |
1 (Minor) | 113 (10.1%) | 628 (22.7%) | |
2 (Moderate) | 338 (31.4%) | 881 (31.8%) | |
3 (Major) | 470 (43.7%) | 883 (31.9%) | |
4 (Extreme) | 154 (14.3%) | 369 (13.3%) | |
Length of stay mean (SD) | 6.2 (6.9) | 6.5 (10.1) | 0.33 |
Insurance payer, n (%) | 0.77 | ||
Uninsured/Medicaid | 234 (21.6%) | 489 (17.5%) | |
Medicaid + Medicare | 85 (7.84%) | 172 (6.2%) | |
Medicare | 345 (31.8%) | 878 (31.5%) | |
Private | 420 (38.8%) | 1253 (44.9%) | |
No. of 60‐d readmissions mean (SD) | 1.3 (0.02) | 2.0 (0.02) | <0.01 |
Statistical Analysis
Survey responses were extracted from the EMR and linked with patient clinical and demographic data. Variables pertaining to hospitalization, such as admitting service and principal diagnosis, were associated with patients' index hospitalization rather than the readmission. A trained research assistant extracted open‐ended free‐text answers to any survey questions marked, Other and coded them using a grounded theory approach.12
In our primary analysis, we described challenges reported by readmitted patients. In a secondary analysis, we tested for differences in transition challenges by SES using lack of insurance or Medicaid as a proxy for low SES. Using insurance status as a marker for material aspects of SES is well‐described in health services research.1316 In addition, income data from our institution demonstrated that 86.5% of uninsured and Medicaid patients have a median household income below $15,000. We tested for differences by diagnostic category using the index admitting service (medical vs surgical) as a proxy for diagnostic category (Table 2).
Low vs High SES (ref) OR (95% CI) | Medical vs Surgical (ref) OR (95% CI) | |
---|---|---|
| ||
Unprepared for DC | 1.3 (0.9, 1.9) | 1.0 (0.7, 1.6) |
Understanding DC instructions | 2.7 (1.1, 6.6) | 1.7 (0.5, 5.8) |
Executing DC instructions | 2.2 (1.1, 4.4) | 1.6 (0.6, 3.7) |
Activities of daily living | 1.0 (0.6, 1.5) | 1.1 (0.7, 1.7) |
Medication access | 1.6 (0.9, 2.8) | 2.3 (1.0, 4.9) |
Medication adherence | 1.8 (1.2, 3.0) | 2.6 (1.2, 5.4) |
Lack of social support | 2.0 (1.2, 3.6) | 2.3 (1.0, 5.2) |
Lack of food, transportation, telephone | 2.6 (1.1, 6.1) | 7.1 (0.9, 53.2) |
Substance abuse | 6.7 (2.3, 19.2) | 1.5 (0.4, 5.2) |
We compared continuous variables using the two‐sample t test and categorical variables using Pearson's chi‐square test. The Cuzick nonparametric test was used to test for trends across ordered groups. We used multivariable logistic regression models to estimate the association between each binary transition challenge outcome and predictors: SES and diagnostic group. These models were adjusted for potential confounders: age, gender, length of stay, and severity of illness, as determined by All Patient Refined‐Diagnosis Related Groups (APR‐DRGs). We did not adjust for race because it was strongly correlated with SES in our dataset (P < 0.0001). Confounders were included in final models if their association with outcomes had a P value less than 0.10. Analyses were performed using the STATA software package, version 11.0 (StataCorp LP, College Station, TX). The survey was approved by the University of Pennsylvania IRB.
RESULTS
Patient Characteristics
We surveyed 1084 unique individuals; 50.4% of participants were male, 46.4% were black. The most common index principal diagnosis in the medical group was systolic heart failure (4.6%), while the most common index principal diagnosis in the surgical group was postoperative infection (14.8%) (Table 1).
Discharge Preparedness, Medication Adherence, and PCP Follow‐up
At the time of prior discharge, 86.4% of respondents felt that they had been prepared for self‐care. 80.3% reported being able to take all discharge medications as prescribed. The most common reasons for not being able to take medications included: 1) side effects or worry about side effects (13.1%); 2) trouble paying for medications (10.7%); and 3) lack of transportation to the pharmacy (8.4%). Since their prior discharge, 52.9% of participants reported that they had visited a PCP; 28.7% of participants report being referred by their PCP to the emergency room for readmission.
Transition Challenges in Overall Survey Sample
During the transition from hospital to home, 45.5% of readmitted patients reported experiencing challenges which contributed to readmission. The most commonly reported issues contributing to readmission were: 1) feeling unprepared for discharge (11.8%); 2) difficulty performing activities of daily living (ADLs) (10.6%); 3) trouble adhering to discharge medications (5.7%); 4) difficulty accessing discharge medications (5.0%); and 5) lack of social support (4.7%).
Transition Challenges by Subgroup
Low‐SES patients were more likely than high‐SES patients to report difficulty understanding (odds ratio [OR] 2.7; 95% confidence interval [CI] 1.1, 6.6) and executing (OR 2.2; 95% CI 1.1, 4.4) discharge instructions, difficulty adhering to medications (OR 1.8; 95% CI 1.2, 3.0), lack of social support (OR 2.0; 95% CI 1.2, 3.6), lack of basic resources (OR 2.6; 95% CI 1.1, 6.1), and substance abuse (OR 6.7; 95% CI 2.3, 19.2) as perceived reasons for readmission. Of the patients who described Other issues contributing to readmission, low‐SES patients most commonly described stress or depression (49.0%), while high‐SES patients most commonly reported a recurrence of symptoms (74.8%). Medical and surgical patients had similar odds of facing each transition challenge with one exception: medical patients were more likely to report difficulty adhering to medications (OR 2.6; 95% CI 1.2, 5.4).
DISCUSSION
Several findings from this study are of interest to practicing hospitalists or hospital administrators. First, of the issues to which patients most commonly attributed readmission, lack of discharge preparedness is the only one which occurs during index hospitalization; in order to address most transition challenges, hospitals must think beyond their walls. By penalizing hospitals for excess rates of readmission, The Hospital Readmission Reduction Program (HRRP) will effectively hold hospitals accountable for addressing issues which occur in patients' homes and communities.17 Hospitals that have robust partnerships with community pharmacies, social service agencies, and PCPs may have the most influence on these issues and the most success in reducing readmissions. Second, consistent with other literature describing increased rates of readmission with enhanced PCP follow‐up,18 our findings demonstrate that PCPs often refer their patients to the emergency room for readmission. This suggests that PCP follow‐up, while perhaps essential for patient care, may not necessarily reduce readmissions and may actually facilitate readmission. Third, this study describes underlying reasons for patient nonadherence with discharge medications: side effects, cost, and transportation. Targeted interventions to improve adherence may include floor‐based pharmacists who counsel on side effects, determine co‐pays prior to discharge, and encourage patients to fill prescriptions from the hospital pharmacy to avoid transportation barriers.
Finally, and perhaps most importantly, these data suggest that one transition experience does not fit all. Patients with low SES appear to have a distinct and challenging transition experience. Currently, there is an emphasis on tailoring transition interventions to specific disease populations, such as patients with congestive heart failure. Our study suggests that it may be more effective to tailor interventions for low‐SES patients across diagnostic category, helping these patients gain access to outpatient medical resources and address competing issues, such as food insecurity or substance abuse.
Our study has several limitations. First, the low survey response rate makes it susceptible to nonresponse bias. Second, survey administration by a member of the care team may have increased social desirability bias. Third, because it was important to the study team to incorporate our survey into hospital workflow, survey responses were recorded directly into the EMR which limited administrators to recording a yes response for each answer choice which the participant endorsed. Therefore, in our dataset, we are unable to distinguish a definite no from a missing response; however, the survey was short, making it unlikely that questions were skipped. Fourth, closed‐ended questions may have failed to capture the range of participant responses, although the inclusion of an open‐ended answer choice ameliorates this issue. Finally, we are unable to draw conclusions regarding association of survey responses with the risk of readmission, because this study was administered only to readmitted patients.
CONCLUSIONS
This report of patients' perspectives challenges many commonly held assumptions regarding readmission. Readmission reflects not only the quality of hospital care, but a variety of factors in patients' homes and communities. PCP follow‐up, while perhaps critical for patient care, may not be a panacea for reducing hospital readmissions. Targeted medication counseling focused on side effects, co‐pay, and medication delivery may address patients' underlying reasons for nonadherence. And most importantly, one transition experience does not fit all. Hospitalists and administrators must tailor interventions to address challenges reported by their patients, particularly those of low SES.
Acknowledgements
The authors are grateful to the Society of General Internal Medicine (SGIM) for selecting our abstract Perceptions of Readmitted Patients on the Transition From Hospital to Home as a Lipkin Award Finalist during the 2012 SGIM National Meeting.
Disclosures: Support for this study was provided by a grant from the Leonard Davis Institute of Health Economics. Dr Grande has received honoraria from the Johns Hopkins University CME Program; has a consultancy with the National Nursing Centers Consortium; and has received grant support from, or has grants pending with, the HealthWell Foundation, the National Human Genome Research Institute, and the Agency for Healthcare Research and Quality. Dr Shannon is the founder of a biotech company, Ventrigen, LLC; is a senior fellow at IHI; is on the scientific advisory boards for Glasgow Smith Klein, Pfizer, Merck, and Value Capture; and is a member of the Board of Directors of the ABIM.
Over 14% of all patients hospitalized in the United States are readmitted within 30 days of discharge.1 Numerous studies have used administrative data in order to identify clinical and operational predictors of readmission. However, few studies have explored patients' perspectives on readmission.27 As a result, we know little about potentially modifiable challenges which patients face during the transition from hospital to home. Lack of understanding of the patient perspective has hampered the ability of hospitals to create interventions which address these underlying causes of readmissions.
Patients with low socioeconomic status (SES) are up to 43% more likely to require readmission than their higher‐SES counterparts,8, 9 and qualitative data has described unique challenges faced by low‐SES patients during transition.2 Our objectives were to understand the transition experiences of readmitted patients and to compare these experiences across SES and diagnostic categories.
METHODS
Development of a Survey Instrument
A collaborative team of physicians, nurses, and social workers used a previously defined conceptual framework,10 literature search, and expert interviews to construct a 36‐item survey that addressed the following domains: preparedness for prior discharge; delays in care‐seeking; medication adherence; follow‐up with a primary care provider (PCP); and overarching challenges faced during transition which contributed to readmission. Each question had multiple answer choices including Other which allowed patients to provide open‐ended answers; patients could select all answer choices that applied. Prior to administration, the survey was pretested with 15 random patients and revised to improve reliability and comprehensibility. (See Supporting Information, Survey Script Versions 1.0 and 2.0, in the online version of this article.)
Sampling Strategy and Patient Enrollment
Patients were eligible to participate if they: 1) had capacity to complete an interview; and 2) were readmitted within 30 days of a prior discharge from the Hospital of the University of Pennsylvania (HUP), a 695‐bed academic medical center, or Penn Presbyterian Medical Center (PPMC), a 317‐bed affiliated community hospital. Both hospitals are located in Philadelphia and serve a population which is 45.4% privately insured, 33.5% insured by Medicare, and 21.2% uninsured or insured by Medicaid. We excluded readmissions that were planned or from another facility because these were less sensitive to patient domains such as adherence, access, and social support.
Eligible participants were identified by survey administrators (bedside nurses, social workers, or clinical resource managers) on the day of hospital readmission. Because data were being used immediately for quality improvement, the Institutional Review Board (IRB) waived the need for consent. Administrators typically took 10 minutes to conduct the survey in‐person and record responses directly into patients' electronic medical record (EMR). Inpatient care teams could view responses in real time and work to resolve identified challenges prior to patients' discharge.
Between November 10, 2010 and July 5, 2011, 3881 patients were readmitted to study hospitals. Five hundred eighty‐four readmissions were ineligible for the study because they lacked capacity, were planned readmissions, or were readmitted from another facility. This left 3297 eligible individuals. We surveyed 1084 individuals yielding a response rate of 32.9%11; the remainder either refused the survey, or were not approached for the survey due to time restraints of administrators. Characteristics of responders and nonresponders are displayed in Table 1, and were similar in all measured categories with the exception of age (58.0 vs 55.7, P < 0.01) and the number of 60‐day readmissions (2.0 vs 1.3, P < 0.01).
Characteristics of Patients | Survey Sample (n = 1084) | Not in Survey Sample (n = 2797) | P Value* |
---|---|---|---|
| |||
Age mean (SD) | 55.7 (16.6) | 58.0 (18.2) | <0.01 |
Gender, n (%) | 0.88 | ||
Male | 546 (50.4%) | 1428 (51.1%) | |
Race, n (%) | 0.96 | ||
Black | 502 (46.4%) | 1146 (41.3%) | |
White | 504 (46.6%) | 1362 (49.1%) | |
Principal discharge diagnosis, n (%) | 0.98 | ||
Medical | |||
Acute on chronic systolic heart failure | 44 (4.6%) | 23 (1.3%) | |
Acute renal failure | 24 (2.5%) | 29 (1.7%) | |
Surgical | |||
Postoperative infection | 48 (14.8%) | 53 (5.2%) | |
Digestive system problems | 17 (5.2%) | 23 (2.2%) | |
APR‐DRG score, n (%) | 0.13 | ||
0 (Not assigned) | 9 (0.7%) | 28 (1.0%) | |
1 (Minor) | 113 (10.1%) | 628 (22.7%) | |
2 (Moderate) | 338 (31.4%) | 881 (31.8%) | |
3 (Major) | 470 (43.7%) | 883 (31.9%) | |
4 (Extreme) | 154 (14.3%) | 369 (13.3%) | |
Length of stay mean (SD) | 6.2 (6.9) | 6.5 (10.1) | 0.33 |
Insurance payer, n (%) | 0.77 | ||
Uninsured/Medicaid | 234 (21.6%) | 489 (17.5%) | |
Medicaid + Medicare | 85 (7.84%) | 172 (6.2%) | |
Medicare | 345 (31.8%) | 878 (31.5%) | |
Private | 420 (38.8%) | 1253 (44.9%) | |
No. of 60‐d readmissions mean (SD) | 1.3 (0.02) | 2.0 (0.02) | <0.01 |
Statistical Analysis
Survey responses were extracted from the EMR and linked with patient clinical and demographic data. Variables pertaining to hospitalization, such as admitting service and principal diagnosis, were associated with patients' index hospitalization rather than the readmission. A trained research assistant extracted open‐ended free‐text answers to any survey questions marked, Other and coded them using a grounded theory approach.12
In our primary analysis, we described challenges reported by readmitted patients. In a secondary analysis, we tested for differences in transition challenges by SES using lack of insurance or Medicaid as a proxy for low SES. Using insurance status as a marker for material aspects of SES is well‐described in health services research.1316 In addition, income data from our institution demonstrated that 86.5% of uninsured and Medicaid patients have a median household income below $15,000. We tested for differences by diagnostic category using the index admitting service (medical vs surgical) as a proxy for diagnostic category (Table 2).
Low vs High SES (ref) OR (95% CI) | Medical vs Surgical (ref) OR (95% CI) | |
---|---|---|
| ||
Unprepared for DC | 1.3 (0.9, 1.9) | 1.0 (0.7, 1.6) |
Understanding DC instructions | 2.7 (1.1, 6.6) | 1.7 (0.5, 5.8) |
Executing DC instructions | 2.2 (1.1, 4.4) | 1.6 (0.6, 3.7) |
Activities of daily living | 1.0 (0.6, 1.5) | 1.1 (0.7, 1.7) |
Medication access | 1.6 (0.9, 2.8) | 2.3 (1.0, 4.9) |
Medication adherence | 1.8 (1.2, 3.0) | 2.6 (1.2, 5.4) |
Lack of social support | 2.0 (1.2, 3.6) | 2.3 (1.0, 5.2) |
Lack of food, transportation, telephone | 2.6 (1.1, 6.1) | 7.1 (0.9, 53.2) |
Substance abuse | 6.7 (2.3, 19.2) | 1.5 (0.4, 5.2) |
We compared continuous variables using the two‐sample t test and categorical variables using Pearson's chi‐square test. The Cuzick nonparametric test was used to test for trends across ordered groups. We used multivariable logistic regression models to estimate the association between each binary transition challenge outcome and predictors: SES and diagnostic group. These models were adjusted for potential confounders: age, gender, length of stay, and severity of illness, as determined by All Patient Refined‐Diagnosis Related Groups (APR‐DRGs). We did not adjust for race because it was strongly correlated with SES in our dataset (P < 0.0001). Confounders were included in final models if their association with outcomes had a P value less than 0.10. Analyses were performed using the STATA software package, version 11.0 (StataCorp LP, College Station, TX). The survey was approved by the University of Pennsylvania IRB.
RESULTS
Patient Characteristics
We surveyed 1084 unique individuals; 50.4% of participants were male, 46.4% were black. The most common index principal diagnosis in the medical group was systolic heart failure (4.6%), while the most common index principal diagnosis in the surgical group was postoperative infection (14.8%) (Table 1).
Discharge Preparedness, Medication Adherence, and PCP Follow‐up
At the time of prior discharge, 86.4% of respondents felt that they had been prepared for self‐care. 80.3% reported being able to take all discharge medications as prescribed. The most common reasons for not being able to take medications included: 1) side effects or worry about side effects (13.1%); 2) trouble paying for medications (10.7%); and 3) lack of transportation to the pharmacy (8.4%). Since their prior discharge, 52.9% of participants reported that they had visited a PCP; 28.7% of participants report being referred by their PCP to the emergency room for readmission.
Transition Challenges in Overall Survey Sample
During the transition from hospital to home, 45.5% of readmitted patients reported experiencing challenges which contributed to readmission. The most commonly reported issues contributing to readmission were: 1) feeling unprepared for discharge (11.8%); 2) difficulty performing activities of daily living (ADLs) (10.6%); 3) trouble adhering to discharge medications (5.7%); 4) difficulty accessing discharge medications (5.0%); and 5) lack of social support (4.7%).
Transition Challenges by Subgroup
Low‐SES patients were more likely than high‐SES patients to report difficulty understanding (odds ratio [OR] 2.7; 95% confidence interval [CI] 1.1, 6.6) and executing (OR 2.2; 95% CI 1.1, 4.4) discharge instructions, difficulty adhering to medications (OR 1.8; 95% CI 1.2, 3.0), lack of social support (OR 2.0; 95% CI 1.2, 3.6), lack of basic resources (OR 2.6; 95% CI 1.1, 6.1), and substance abuse (OR 6.7; 95% CI 2.3, 19.2) as perceived reasons for readmission. Of the patients who described Other issues contributing to readmission, low‐SES patients most commonly described stress or depression (49.0%), while high‐SES patients most commonly reported a recurrence of symptoms (74.8%). Medical and surgical patients had similar odds of facing each transition challenge with one exception: medical patients were more likely to report difficulty adhering to medications (OR 2.6; 95% CI 1.2, 5.4).
DISCUSSION
Several findings from this study are of interest to practicing hospitalists or hospital administrators. First, of the issues to which patients most commonly attributed readmission, lack of discharge preparedness is the only one which occurs during index hospitalization; in order to address most transition challenges, hospitals must think beyond their walls. By penalizing hospitals for excess rates of readmission, The Hospital Readmission Reduction Program (HRRP) will effectively hold hospitals accountable for addressing issues which occur in patients' homes and communities.17 Hospitals that have robust partnerships with community pharmacies, social service agencies, and PCPs may have the most influence on these issues and the most success in reducing readmissions. Second, consistent with other literature describing increased rates of readmission with enhanced PCP follow‐up,18 our findings demonstrate that PCPs often refer their patients to the emergency room for readmission. This suggests that PCP follow‐up, while perhaps essential for patient care, may not necessarily reduce readmissions and may actually facilitate readmission. Third, this study describes underlying reasons for patient nonadherence with discharge medications: side effects, cost, and transportation. Targeted interventions to improve adherence may include floor‐based pharmacists who counsel on side effects, determine co‐pays prior to discharge, and encourage patients to fill prescriptions from the hospital pharmacy to avoid transportation barriers.
Finally, and perhaps most importantly, these data suggest that one transition experience does not fit all. Patients with low SES appear to have a distinct and challenging transition experience. Currently, there is an emphasis on tailoring transition interventions to specific disease populations, such as patients with congestive heart failure. Our study suggests that it may be more effective to tailor interventions for low‐SES patients across diagnostic category, helping these patients gain access to outpatient medical resources and address competing issues, such as food insecurity or substance abuse.
Our study has several limitations. First, the low survey response rate makes it susceptible to nonresponse bias. Second, survey administration by a member of the care team may have increased social desirability bias. Third, because it was important to the study team to incorporate our survey into hospital workflow, survey responses were recorded directly into the EMR which limited administrators to recording a yes response for each answer choice which the participant endorsed. Therefore, in our dataset, we are unable to distinguish a definite no from a missing response; however, the survey was short, making it unlikely that questions were skipped. Fourth, closed‐ended questions may have failed to capture the range of participant responses, although the inclusion of an open‐ended answer choice ameliorates this issue. Finally, we are unable to draw conclusions regarding association of survey responses with the risk of readmission, because this study was administered only to readmitted patients.
CONCLUSIONS
This report of patients' perspectives challenges many commonly held assumptions regarding readmission. Readmission reflects not only the quality of hospital care, but a variety of factors in patients' homes and communities. PCP follow‐up, while perhaps critical for patient care, may not be a panacea for reducing hospital readmissions. Targeted medication counseling focused on side effects, co‐pay, and medication delivery may address patients' underlying reasons for nonadherence. And most importantly, one transition experience does not fit all. Hospitalists and administrators must tailor interventions to address challenges reported by their patients, particularly those of low SES.
Acknowledgements
The authors are grateful to the Society of General Internal Medicine (SGIM) for selecting our abstract Perceptions of Readmitted Patients on the Transition From Hospital to Home as a Lipkin Award Finalist during the 2012 SGIM National Meeting.
Disclosures: Support for this study was provided by a grant from the Leonard Davis Institute of Health Economics. Dr Grande has received honoraria from the Johns Hopkins University CME Program; has a consultancy with the National Nursing Centers Consortium; and has received grant support from, or has grants pending with, the HealthWell Foundation, the National Human Genome Research Institute, and the Agency for Healthcare Research and Quality. Dr Shannon is the founder of a biotech company, Ventrigen, LLC; is a senior fellow at IHI; is on the scientific advisory boards for Glasgow Smith Klein, Pfizer, Merck, and Value Capture; and is a member of the Board of Directors of the ABIM.
- All‐Cause Readmissions by Payer and Age, 2008: Statistical Brief #115. Healthcare Cost and Utilization Project (HCUP) Statistical Briefs.Rockville, MD:Agency for Health Care Policy and Research; February 2006–June2011. , , , .
- Understanding rehospitalization risk: can hospital discharge be modified to reduce recurrent hospitalization?J Hosp Med.2007;2(5):297–304. , , .
- Patients' and caregivers' transition from hospital to home: needs and recommendations.Home Health Care Serv Q.1999;17(3):27–48. , , .
- Reasons for readmission in heart failure: perspectives of patients, caregivers, cardiologists, and heart failure nurses.Heart Lung.2009;38(5):427–434. , , .
- Psychiatric rehospitalization of the severely mentally ill: patient and staff perspectives.Nurs Res.1992;41(5):301–305. , .
- Continuity of care and monitoring pain after discharge: patient perspective.J Adv Nurs.2010;66(1):40–48. , , , , , .
- Going home from hospital: the carer/patient dyad.J Adv Nurs.2001;35(2):206–217. , , , .
- The impact of patient socioeconomic status and other social factors on readmission. A prospective study in 4 Massachusetts hospitals.Inquiry.1994;31(2):163–172. , , .
- Redefining readmission risk factors for general medicine patients.J Hosp Med.2011;6(2):54–60. , , , .
- Hospital readmissions—not just a measure of quality.JAMA.2011;306(16):1796–1797. , .
- American Association for Public Opinion Research (AAPOR).Standard Definitions: Final Dispositions of Case Codes and Outcome Rates for Surveys.7th ed.Deerfield, IL:AAPOR;2011.
- The Discovery of Grounded Theory: Strategies for Qualitative Research.New York:Aldine;1967. , .
- The relation between health insurance coverage and clinical outcomes among women with breast cancer.N Engl J Med.1993;329(5):326–331. , , , .
- Neighborhood socioeconomic status, Medicaid coverage and medical management of myocardial infarction: atherosclerosis risk in communities (ARIC) community surveillance.BMC Public Health.2010;10:632. , , , , , .
- Effects of practice setting on quality of lipid‐lowering management in patients with coronary artery disease.Am J Cardiol.1998;81(12):1416–1420. , , , , .
- Income Data by Insurance Category.2012. .
- Hospital readmissions and the Affordable Care Act: paying for coordinated quality care.JAMA.2011;306(16):1794–1795. , .
- Does increased access to primary care reduce hospital readmissions?N Engl J Med.1996;334(22):1441–1447. , , .
- All‐Cause Readmissions by Payer and Age, 2008: Statistical Brief #115. Healthcare Cost and Utilization Project (HCUP) Statistical Briefs.Rockville, MD:Agency for Health Care Policy and Research; February 2006–June2011. , , , .
- Understanding rehospitalization risk: can hospital discharge be modified to reduce recurrent hospitalization?J Hosp Med.2007;2(5):297–304. , , .
- Patients' and caregivers' transition from hospital to home: needs and recommendations.Home Health Care Serv Q.1999;17(3):27–48. , , .
- Reasons for readmission in heart failure: perspectives of patients, caregivers, cardiologists, and heart failure nurses.Heart Lung.2009;38(5):427–434. , , .
- Psychiatric rehospitalization of the severely mentally ill: patient and staff perspectives.Nurs Res.1992;41(5):301–305. , .
- Continuity of care and monitoring pain after discharge: patient perspective.J Adv Nurs.2010;66(1):40–48. , , , , , .
- Going home from hospital: the carer/patient dyad.J Adv Nurs.2001;35(2):206–217. , , , .
- The impact of patient socioeconomic status and other social factors on readmission. A prospective study in 4 Massachusetts hospitals.Inquiry.1994;31(2):163–172. , , .
- Redefining readmission risk factors for general medicine patients.J Hosp Med.2011;6(2):54–60. , , , .
- Hospital readmissions—not just a measure of quality.JAMA.2011;306(16):1796–1797. , .
- American Association for Public Opinion Research (AAPOR).Standard Definitions: Final Dispositions of Case Codes and Outcome Rates for Surveys.7th ed.Deerfield, IL:AAPOR;2011.
- The Discovery of Grounded Theory: Strategies for Qualitative Research.New York:Aldine;1967. , .
- The relation between health insurance coverage and clinical outcomes among women with breast cancer.N Engl J Med.1993;329(5):326–331. , , , .
- Neighborhood socioeconomic status, Medicaid coverage and medical management of myocardial infarction: atherosclerosis risk in communities (ARIC) community surveillance.BMC Public Health.2010;10:632. , , , , , .
- Effects of practice setting on quality of lipid‐lowering management in patients with coronary artery disease.Am J Cardiol.1998;81(12):1416–1420. , , , , .
- Income Data by Insurance Category.2012. .
- Hospital readmissions and the Affordable Care Act: paying for coordinated quality care.JAMA.2011;306(16):1794–1795. , .
- Does increased access to primary care reduce hospital readmissions?N Engl J Med.1996;334(22):1441–1447. , , .
Let Lip Defect Size Drive Treatment
SAN DIEGO – Principles for lip repair are based on size and location of the defect, etiology of the lesions, and patient age and gender, said Dr. Michael A. Keefe.
Surgical goals of lip reconstruction are to cover the skin and oral lining, leave a semblance of a vermilion and an adequate stomal diameter, make sure sensation is intact, and ensure that the patient has a competent oral sphincter. "The vermilion is the most visible component of the lips, and it’s also the sensory unit of the lip," Dr. Keefe said at a meeting on superficial anatomy and cutaneous surgery. The meeting was sponsored by the University of California, San Diego, School of Medicine and the Scripps Clinic.
"Scars are very well hidden at the vermilion-cutaneous border. If you have to cross the vermilion-cutaneous junction, cross at 90 degrees."
Lower Lip
The lower vermilion is the most affected target of solar radiation injury. In cases of premalignant lesions such as actinic cheilitis or leukoplakia, Dr. Keefe, a plastic surgeon with the division of head and neck surgery at Sharp Rees-Stealy Medical Group in San Diego, said he often performs a total vermilionectomy (lip shave). This involves resection from the white roll to the contact area with opposite lip. "Primary closure is possible," he said. "You can get tension and dehiscence and flattening of the lip, but generally it heals up pretty well. An option for vermilion reconstruction of larger defects is the buccal mucosal advancement flap, which involves elevating the mucosa deep to salivary glands and superficial to the orbicularis oris muscle."
An advantage of treating the lower lip is that there is increased soft tissue laxity and there is no Cupid’s bow, philtrum, or nose, "so it’s nice that there are no dominant central structures," he said. "The downside is that you have to be mindful of the effect of gravity on the repair, so there is a greater need for tone to prevent drooling and incompetence."
He recommends a staged approach based on the extent of the defect and the age of the patient. For small defects (those less than one-third of the lip size) he uses primary closure. Options for medium defects (those that involve one-third to two-thirds of the lip size) include the Estlander flap, the Abbe flap, Bernard Burow’s procedure, the Karapandzic flap, and the stairstep repair, while the options for large defects (those that involve more than two-thirds of the lip size) include Bernard Burow’s procedure, the Karapandzic flap, and the free flap. "You have a lot of tools, depending on what you feel comfortable with," Dr. Keefe said.
Upper Lip
Cancerous tumors of the upper lip are less common, "but there are some unique structures to pay attention to, including the nose, columella, Cupid’s bow, and the philtrum," he said. "In men there’s a hair-bearing skin issue, but scars can be disguised in a mustache."
The aesthetic subunits to keep in mind, he continued, are the medial subunit, which is one-half of the philtrum, and the lateral subunit, which consists of the philtral column, the nostril sill, the alar base, and the nasolabial crease. Primary closure is used for upper lip defects that involve less than one-third of the lip size. "You can make some perialar crescentic skin excisions, which can help advance things," Dr. Keefe said.
For centrally located medium-sized defects of the upper lip, he often uses primary closure with perialar crescentic skin excisions. "If it’s greater than one-half of the lip size, you can add an Abbe flap," he said. "That’s nice because that recreates the philtrum area."
For medially located medium-sized defects of the upper lip, "you can use the Abbe flap if the commissure is not involved and the Estlander flap if the commissure is involved."
Options for cases with large defects and adequate cheek tissue, he said, include the reverse Karapandzic flap, the reverse fan flap, inverted Bernard Burow’s procedure, superiorly based cheek flaps, and the bilateral levator anguli oris flap combined with the Abbe flap. Options for cases with inadequate cheek tissue include the distal pedicle flap and the free flap.
Repair Risks
A lot of these patients have medical problems," he said. "When you do your first injection to resect the tumor or put the lip back together, make sure you don’t cause a myocardial infarction. Generally you should be comfortable with patients who have an INR [International Normalized Ratio] of 2.5 and below."
For patients with large cancerous tumors of the lip, be mindful of lymphatic drainage, because larger tumors have an increased risk of metastases, said Dr. Keefe. For tumors larger than 2 cm in length or 6 mm in spread, or if there is perineural spread, the patient should be referred for radiation therapy.
Dr. Keefe said that he had no relevant financial conflicts to disclose.
SAN DIEGO – Principles for lip repair are based on size and location of the defect, etiology of the lesions, and patient age and gender, said Dr. Michael A. Keefe.
Surgical goals of lip reconstruction are to cover the skin and oral lining, leave a semblance of a vermilion and an adequate stomal diameter, make sure sensation is intact, and ensure that the patient has a competent oral sphincter. "The vermilion is the most visible component of the lips, and it’s also the sensory unit of the lip," Dr. Keefe said at a meeting on superficial anatomy and cutaneous surgery. The meeting was sponsored by the University of California, San Diego, School of Medicine and the Scripps Clinic.
"Scars are very well hidden at the vermilion-cutaneous border. If you have to cross the vermilion-cutaneous junction, cross at 90 degrees."
Lower Lip
The lower vermilion is the most affected target of solar radiation injury. In cases of premalignant lesions such as actinic cheilitis or leukoplakia, Dr. Keefe, a plastic surgeon with the division of head and neck surgery at Sharp Rees-Stealy Medical Group in San Diego, said he often performs a total vermilionectomy (lip shave). This involves resection from the white roll to the contact area with opposite lip. "Primary closure is possible," he said. "You can get tension and dehiscence and flattening of the lip, but generally it heals up pretty well. An option for vermilion reconstruction of larger defects is the buccal mucosal advancement flap, which involves elevating the mucosa deep to salivary glands and superficial to the orbicularis oris muscle."
An advantage of treating the lower lip is that there is increased soft tissue laxity and there is no Cupid’s bow, philtrum, or nose, "so it’s nice that there are no dominant central structures," he said. "The downside is that you have to be mindful of the effect of gravity on the repair, so there is a greater need for tone to prevent drooling and incompetence."
He recommends a staged approach based on the extent of the defect and the age of the patient. For small defects (those less than one-third of the lip size) he uses primary closure. Options for medium defects (those that involve one-third to two-thirds of the lip size) include the Estlander flap, the Abbe flap, Bernard Burow’s procedure, the Karapandzic flap, and the stairstep repair, while the options for large defects (those that involve more than two-thirds of the lip size) include Bernard Burow’s procedure, the Karapandzic flap, and the free flap. "You have a lot of tools, depending on what you feel comfortable with," Dr. Keefe said.
Upper Lip
Cancerous tumors of the upper lip are less common, "but there are some unique structures to pay attention to, including the nose, columella, Cupid’s bow, and the philtrum," he said. "In men there’s a hair-bearing skin issue, but scars can be disguised in a mustache."
The aesthetic subunits to keep in mind, he continued, are the medial subunit, which is one-half of the philtrum, and the lateral subunit, which consists of the philtral column, the nostril sill, the alar base, and the nasolabial crease. Primary closure is used for upper lip defects that involve less than one-third of the lip size. "You can make some perialar crescentic skin excisions, which can help advance things," Dr. Keefe said.
For centrally located medium-sized defects of the upper lip, he often uses primary closure with perialar crescentic skin excisions. "If it’s greater than one-half of the lip size, you can add an Abbe flap," he said. "That’s nice because that recreates the philtrum area."
For medially located medium-sized defects of the upper lip, "you can use the Abbe flap if the commissure is not involved and the Estlander flap if the commissure is involved."
Options for cases with large defects and adequate cheek tissue, he said, include the reverse Karapandzic flap, the reverse fan flap, inverted Bernard Burow’s procedure, superiorly based cheek flaps, and the bilateral levator anguli oris flap combined with the Abbe flap. Options for cases with inadequate cheek tissue include the distal pedicle flap and the free flap.
Repair Risks
A lot of these patients have medical problems," he said. "When you do your first injection to resect the tumor or put the lip back together, make sure you don’t cause a myocardial infarction. Generally you should be comfortable with patients who have an INR [International Normalized Ratio] of 2.5 and below."
For patients with large cancerous tumors of the lip, be mindful of lymphatic drainage, because larger tumors have an increased risk of metastases, said Dr. Keefe. For tumors larger than 2 cm in length or 6 mm in spread, or if there is perineural spread, the patient should be referred for radiation therapy.
Dr. Keefe said that he had no relevant financial conflicts to disclose.
SAN DIEGO – Principles for lip repair are based on size and location of the defect, etiology of the lesions, and patient age and gender, said Dr. Michael A. Keefe.
Surgical goals of lip reconstruction are to cover the skin and oral lining, leave a semblance of a vermilion and an adequate stomal diameter, make sure sensation is intact, and ensure that the patient has a competent oral sphincter. "The vermilion is the most visible component of the lips, and it’s also the sensory unit of the lip," Dr. Keefe said at a meeting on superficial anatomy and cutaneous surgery. The meeting was sponsored by the University of California, San Diego, School of Medicine and the Scripps Clinic.
"Scars are very well hidden at the vermilion-cutaneous border. If you have to cross the vermilion-cutaneous junction, cross at 90 degrees."
Lower Lip
The lower vermilion is the most affected target of solar radiation injury. In cases of premalignant lesions such as actinic cheilitis or leukoplakia, Dr. Keefe, a plastic surgeon with the division of head and neck surgery at Sharp Rees-Stealy Medical Group in San Diego, said he often performs a total vermilionectomy (lip shave). This involves resection from the white roll to the contact area with opposite lip. "Primary closure is possible," he said. "You can get tension and dehiscence and flattening of the lip, but generally it heals up pretty well. An option for vermilion reconstruction of larger defects is the buccal mucosal advancement flap, which involves elevating the mucosa deep to salivary glands and superficial to the orbicularis oris muscle."
An advantage of treating the lower lip is that there is increased soft tissue laxity and there is no Cupid’s bow, philtrum, or nose, "so it’s nice that there are no dominant central structures," he said. "The downside is that you have to be mindful of the effect of gravity on the repair, so there is a greater need for tone to prevent drooling and incompetence."
He recommends a staged approach based on the extent of the defect and the age of the patient. For small defects (those less than one-third of the lip size) he uses primary closure. Options for medium defects (those that involve one-third to two-thirds of the lip size) include the Estlander flap, the Abbe flap, Bernard Burow’s procedure, the Karapandzic flap, and the stairstep repair, while the options for large defects (those that involve more than two-thirds of the lip size) include Bernard Burow’s procedure, the Karapandzic flap, and the free flap. "You have a lot of tools, depending on what you feel comfortable with," Dr. Keefe said.
Upper Lip
Cancerous tumors of the upper lip are less common, "but there are some unique structures to pay attention to, including the nose, columella, Cupid’s bow, and the philtrum," he said. "In men there’s a hair-bearing skin issue, but scars can be disguised in a mustache."
The aesthetic subunits to keep in mind, he continued, are the medial subunit, which is one-half of the philtrum, and the lateral subunit, which consists of the philtral column, the nostril sill, the alar base, and the nasolabial crease. Primary closure is used for upper lip defects that involve less than one-third of the lip size. "You can make some perialar crescentic skin excisions, which can help advance things," Dr. Keefe said.
For centrally located medium-sized defects of the upper lip, he often uses primary closure with perialar crescentic skin excisions. "If it’s greater than one-half of the lip size, you can add an Abbe flap," he said. "That’s nice because that recreates the philtrum area."
For medially located medium-sized defects of the upper lip, "you can use the Abbe flap if the commissure is not involved and the Estlander flap if the commissure is involved."
Options for cases with large defects and adequate cheek tissue, he said, include the reverse Karapandzic flap, the reverse fan flap, inverted Bernard Burow’s procedure, superiorly based cheek flaps, and the bilateral levator anguli oris flap combined with the Abbe flap. Options for cases with inadequate cheek tissue include the distal pedicle flap and the free flap.
Repair Risks
A lot of these patients have medical problems," he said. "When you do your first injection to resect the tumor or put the lip back together, make sure you don’t cause a myocardial infarction. Generally you should be comfortable with patients who have an INR [International Normalized Ratio] of 2.5 and below."
For patients with large cancerous tumors of the lip, be mindful of lymphatic drainage, because larger tumors have an increased risk of metastases, said Dr. Keefe. For tumors larger than 2 cm in length or 6 mm in spread, or if there is perineural spread, the patient should be referred for radiation therapy.
Dr. Keefe said that he had no relevant financial conflicts to disclose.
AT A MEETING ON SUPERFICIAL ANATOMY AND CUTANEOUS SURGERY
Appropriate Use of Automobile Child Restraints Found Inadequate
A low proportion of Americans use appropriate automobile restraints for their children, according to a study published online Aug. 7 in American Journal of Preventive Medicine.
Child passenger restraints fall short in three specific areas: Few children ride in rear-facing seats after the age of 1 year, fewer than 2% of those aged 7 and older use a booster seat, and too many in all age groups sit in the front seat. In every age group, children of racial minorities showed much lower use of appropriate child passenger restraints than white children.
"The most important finding from this study is that, while age and racial disparities exist, overall few children are using the restraints recommended for their age group, and many children ... are sitting in the front seat," Dr. Michelle L. Macy of the department of emergency medicine, child health evaluation and research unit, University of Michigan, Ann Arbor, said in a press statement accompanying the report.
According to American Academy of Pediatrics guidelines for child passenger safety, children should remain rear facing in safety seats until at least 2 years of age, should transition to a forward-facing car seat with a five-point harness and continue to use it for as long as possible up to the highest weight or height allowed by the manufacturer, should then transition to a booster seat until they fit properly into an adult seat belt (usually age 11 or older), and should always ride in the back seat until age 13.
Dr. Macy and Dr. Gary L. Freed, also of the university, performed a secondary analysis of data collected by the National Highway Traffic Safety Administration in its annual nationwide surveys of the use of child passenger restraints in 2007, 2008, and 2009. This included direct observation of 21,476 children under age 13 as they were driven to community sites such as gas stations, fast food restaurants, recreation centers, and child care facilities, supplemented by brief interviews with the drivers.
The children were recorded as belonging to one of three mutually exclusive categories: those using age-appropriate child passenger restraints, children making a premature transition to restraints appropriate only to older children, and those using no restraints.
A total of 59% of the children were white, 11% were black, 21% were Hispanic, and 9% were of other races.
Overall, the use of appropriate automobile restraints was low. Even in the age group (infants and toddlers) and racial group (whites) most likely to use appropriate child passenger restraints, only 17% of children were found to be restrained according to AAP guidelines that were current at the time of the study.
Nearly all children in every racial group transitioned to a front-facing car seat well before age 2 years.
At ages 4 and 5 years, 16% of whites, 35% of blacks, 26% of Hispanics, and 27% of other racial groups were prematurely transitioned to adult seat belts, the investigators said (Am. J. Prev. Med. 2012 Aug. 7 [doi:10.1016/j.amepre.2012.05.023]).
Many children younger than age 6 were front-seat passengers, and the proportion rose with increasing age, the investigators said. One in seven 6- to 7-year-olds, one-fourth of 8- to 10-year olds, and more than a third of 11- to 12-year-olds rode in the front seat.
Minority race was the most predominant factor associated with inappropriate use of child passenger restraints, demonstrating "that not all children have been reached equally by community-based public education campaigns and the passage of child safety seat laws in 48 states," Dr. Macy and Dr. Freed said.
In this study, racial differences in seat belt use may have been a marker for disparities in socioeconomic status, education, or English proficiency. These factors may have interfered with a family’s ability to own safety seats or to access information on child passenger safety. Culturally specific programs are needed to address these issues, the investigators noted.
Several other factors also correlated with inappropriate use of child passenger restraints. Drivers who failed to use seat belts themselves were much more likely to forgo appropriate restraints for their child passengers. Drivers of cars, as opposed to drivers of vans or sport-utility vehicles, were less likely to use appropriate restraints for their child passengers. And drivers in the Midwest, as opposed to those in the Northeastern U.S., also were less likely to do so.
Child passengers of very young drivers (aged 16-24 years) also were less likely to be using appropriate restraints and more likely to be riding in the front seat. Vehicles with four or more child passengers were more likely to carry unrestrained child passengers and children in the front seat. This last factor might be attributable to the limited number of seat belt positions available in the back seat.
In contrast, two factors that showed no association with appropriate child restraints were the sex of the child and the sex of the driver.
These study findings show that there are substantial opportunities for clinicians to improve child passenger safety by counseling patients and parents at routine office visits, Dr. Macy and Dr. Freed added.
The investigators reported no relevant financial conflicts.
A low proportion of Americans use appropriate automobile restraints for their children, according to a study published online Aug. 7 in American Journal of Preventive Medicine.
Child passenger restraints fall short in three specific areas: Few children ride in rear-facing seats after the age of 1 year, fewer than 2% of those aged 7 and older use a booster seat, and too many in all age groups sit in the front seat. In every age group, children of racial minorities showed much lower use of appropriate child passenger restraints than white children.
"The most important finding from this study is that, while age and racial disparities exist, overall few children are using the restraints recommended for their age group, and many children ... are sitting in the front seat," Dr. Michelle L. Macy of the department of emergency medicine, child health evaluation and research unit, University of Michigan, Ann Arbor, said in a press statement accompanying the report.
According to American Academy of Pediatrics guidelines for child passenger safety, children should remain rear facing in safety seats until at least 2 years of age, should transition to a forward-facing car seat with a five-point harness and continue to use it for as long as possible up to the highest weight or height allowed by the manufacturer, should then transition to a booster seat until they fit properly into an adult seat belt (usually age 11 or older), and should always ride in the back seat until age 13.
Dr. Macy and Dr. Gary L. Freed, also of the university, performed a secondary analysis of data collected by the National Highway Traffic Safety Administration in its annual nationwide surveys of the use of child passenger restraints in 2007, 2008, and 2009. This included direct observation of 21,476 children under age 13 as they were driven to community sites such as gas stations, fast food restaurants, recreation centers, and child care facilities, supplemented by brief interviews with the drivers.
The children were recorded as belonging to one of three mutually exclusive categories: those using age-appropriate child passenger restraints, children making a premature transition to restraints appropriate only to older children, and those using no restraints.
A total of 59% of the children were white, 11% were black, 21% were Hispanic, and 9% were of other races.
Overall, the use of appropriate automobile restraints was low. Even in the age group (infants and toddlers) and racial group (whites) most likely to use appropriate child passenger restraints, only 17% of children were found to be restrained according to AAP guidelines that were current at the time of the study.
Nearly all children in every racial group transitioned to a front-facing car seat well before age 2 years.
At ages 4 and 5 years, 16% of whites, 35% of blacks, 26% of Hispanics, and 27% of other racial groups were prematurely transitioned to adult seat belts, the investigators said (Am. J. Prev. Med. 2012 Aug. 7 [doi:10.1016/j.amepre.2012.05.023]).
Many children younger than age 6 were front-seat passengers, and the proportion rose with increasing age, the investigators said. One in seven 6- to 7-year-olds, one-fourth of 8- to 10-year olds, and more than a third of 11- to 12-year-olds rode in the front seat.
Minority race was the most predominant factor associated with inappropriate use of child passenger restraints, demonstrating "that not all children have been reached equally by community-based public education campaigns and the passage of child safety seat laws in 48 states," Dr. Macy and Dr. Freed said.
In this study, racial differences in seat belt use may have been a marker for disparities in socioeconomic status, education, or English proficiency. These factors may have interfered with a family’s ability to own safety seats or to access information on child passenger safety. Culturally specific programs are needed to address these issues, the investigators noted.
Several other factors also correlated with inappropriate use of child passenger restraints. Drivers who failed to use seat belts themselves were much more likely to forgo appropriate restraints for their child passengers. Drivers of cars, as opposed to drivers of vans or sport-utility vehicles, were less likely to use appropriate restraints for their child passengers. And drivers in the Midwest, as opposed to those in the Northeastern U.S., also were less likely to do so.
Child passengers of very young drivers (aged 16-24 years) also were less likely to be using appropriate restraints and more likely to be riding in the front seat. Vehicles with four or more child passengers were more likely to carry unrestrained child passengers and children in the front seat. This last factor might be attributable to the limited number of seat belt positions available in the back seat.
In contrast, two factors that showed no association with appropriate child restraints were the sex of the child and the sex of the driver.
These study findings show that there are substantial opportunities for clinicians to improve child passenger safety by counseling patients and parents at routine office visits, Dr. Macy and Dr. Freed added.
The investigators reported no relevant financial conflicts.
A low proportion of Americans use appropriate automobile restraints for their children, according to a study published online Aug. 7 in American Journal of Preventive Medicine.
Child passenger restraints fall short in three specific areas: Few children ride in rear-facing seats after the age of 1 year, fewer than 2% of those aged 7 and older use a booster seat, and too many in all age groups sit in the front seat. In every age group, children of racial minorities showed much lower use of appropriate child passenger restraints than white children.
"The most important finding from this study is that, while age and racial disparities exist, overall few children are using the restraints recommended for their age group, and many children ... are sitting in the front seat," Dr. Michelle L. Macy of the department of emergency medicine, child health evaluation and research unit, University of Michigan, Ann Arbor, said in a press statement accompanying the report.
According to American Academy of Pediatrics guidelines for child passenger safety, children should remain rear facing in safety seats until at least 2 years of age, should transition to a forward-facing car seat with a five-point harness and continue to use it for as long as possible up to the highest weight or height allowed by the manufacturer, should then transition to a booster seat until they fit properly into an adult seat belt (usually age 11 or older), and should always ride in the back seat until age 13.
Dr. Macy and Dr. Gary L. Freed, also of the university, performed a secondary analysis of data collected by the National Highway Traffic Safety Administration in its annual nationwide surveys of the use of child passenger restraints in 2007, 2008, and 2009. This included direct observation of 21,476 children under age 13 as they were driven to community sites such as gas stations, fast food restaurants, recreation centers, and child care facilities, supplemented by brief interviews with the drivers.
The children were recorded as belonging to one of three mutually exclusive categories: those using age-appropriate child passenger restraints, children making a premature transition to restraints appropriate only to older children, and those using no restraints.
A total of 59% of the children were white, 11% were black, 21% were Hispanic, and 9% were of other races.
Overall, the use of appropriate automobile restraints was low. Even in the age group (infants and toddlers) and racial group (whites) most likely to use appropriate child passenger restraints, only 17% of children were found to be restrained according to AAP guidelines that were current at the time of the study.
Nearly all children in every racial group transitioned to a front-facing car seat well before age 2 years.
At ages 4 and 5 years, 16% of whites, 35% of blacks, 26% of Hispanics, and 27% of other racial groups were prematurely transitioned to adult seat belts, the investigators said (Am. J. Prev. Med. 2012 Aug. 7 [doi:10.1016/j.amepre.2012.05.023]).
Many children younger than age 6 were front-seat passengers, and the proportion rose with increasing age, the investigators said. One in seven 6- to 7-year-olds, one-fourth of 8- to 10-year olds, and more than a third of 11- to 12-year-olds rode in the front seat.
Minority race was the most predominant factor associated with inappropriate use of child passenger restraints, demonstrating "that not all children have been reached equally by community-based public education campaigns and the passage of child safety seat laws in 48 states," Dr. Macy and Dr. Freed said.
In this study, racial differences in seat belt use may have been a marker for disparities in socioeconomic status, education, or English proficiency. These factors may have interfered with a family’s ability to own safety seats or to access information on child passenger safety. Culturally specific programs are needed to address these issues, the investigators noted.
Several other factors also correlated with inappropriate use of child passenger restraints. Drivers who failed to use seat belts themselves were much more likely to forgo appropriate restraints for their child passengers. Drivers of cars, as opposed to drivers of vans or sport-utility vehicles, were less likely to use appropriate restraints for their child passengers. And drivers in the Midwest, as opposed to those in the Northeastern U.S., also were less likely to do so.
Child passengers of very young drivers (aged 16-24 years) also were less likely to be using appropriate restraints and more likely to be riding in the front seat. Vehicles with four or more child passengers were more likely to carry unrestrained child passengers and children in the front seat. This last factor might be attributable to the limited number of seat belt positions available in the back seat.
In contrast, two factors that showed no association with appropriate child restraints were the sex of the child and the sex of the driver.
These study findings show that there are substantial opportunities for clinicians to improve child passenger safety by counseling patients and parents at routine office visits, Dr. Macy and Dr. Freed added.
The investigators reported no relevant financial conflicts.
FROM AMERICAN JOURNAL OF PREVENTIVE MEDICINE
Major Finding: Contrary to safety recommendations, few children use rear-facing car seats after age 1 year, fewer than 2% of those aged 7 and older use booster seats, and too many in all age groups ride in the front seat.
Data Source: This was a secondary analysis of data collected in NHTSA 2007-2009 national surveys of booster seat use among 21,476 children.
Disclosures: Dr. Macy and Dr. Freed reported no relevant financial conflicts.
Price Break Ahead for Fidaxomicin for C. Diff. Diarrhea
Hospitals will soon get a break on the price of fidaxomicin tablets for treatment of Clostridium difficile–associated diarrhea, thanks to a new add-on payment from Medicare.
Officials at the Centers for Medicare and Medicaid Services granted a new technology add-on payment for fidaxomicin tablets (Dificid) administered in the hospital. The new payment, which can be as high as $868 for a full course of the macrolide antibacterial drug, will begin on Oct. 1. The add-on payment is in addition to the standard Medicare payment for the treatment of C. difficile–associated diarrhea (CDAD).
The CMS included details about the add-on payment in the final regulation for the Inpatient Prospective Payment System.
Medicare typically only provides the add-on payment for new technologies associated with procedures, such grafts or stents. But after hearing about the clinical performance of the drug, Medicare officials agreed to grant the extra payment to hospitals. In the final rule, CMS officials wrote that the oral antibiotic has the potential "to decrease hospitalizations and physician office visits, and reduce the recurrence of CDAD, as well as to improve the quality of life for patients who have been diagnosed with CDAD."
The CMS provides add-on payments to hospitals to help subsidize the cost of treatments that are new and costly but that potentially offer a significant clinical benefit for Medicare beneficiaries. The payments are offered in addition to the standard DRG (diagnosis-related group) payment and can be up to 50% of the cost of the treatment for 2-3 years.
The CMS will issue guidance in the future on how hospitals can code to receive the add-on payment for Dificid.
Hospitals will soon get a break on the price of fidaxomicin tablets for treatment of Clostridium difficile–associated diarrhea, thanks to a new add-on payment from Medicare.
Officials at the Centers for Medicare and Medicaid Services granted a new technology add-on payment for fidaxomicin tablets (Dificid) administered in the hospital. The new payment, which can be as high as $868 for a full course of the macrolide antibacterial drug, will begin on Oct. 1. The add-on payment is in addition to the standard Medicare payment for the treatment of C. difficile–associated diarrhea (CDAD).
The CMS included details about the add-on payment in the final regulation for the Inpatient Prospective Payment System.
Medicare typically only provides the add-on payment for new technologies associated with procedures, such grafts or stents. But after hearing about the clinical performance of the drug, Medicare officials agreed to grant the extra payment to hospitals. In the final rule, CMS officials wrote that the oral antibiotic has the potential "to decrease hospitalizations and physician office visits, and reduce the recurrence of CDAD, as well as to improve the quality of life for patients who have been diagnosed with CDAD."
The CMS provides add-on payments to hospitals to help subsidize the cost of treatments that are new and costly but that potentially offer a significant clinical benefit for Medicare beneficiaries. The payments are offered in addition to the standard DRG (diagnosis-related group) payment and can be up to 50% of the cost of the treatment for 2-3 years.
The CMS will issue guidance in the future on how hospitals can code to receive the add-on payment for Dificid.
Hospitals will soon get a break on the price of fidaxomicin tablets for treatment of Clostridium difficile–associated diarrhea, thanks to a new add-on payment from Medicare.
Officials at the Centers for Medicare and Medicaid Services granted a new technology add-on payment for fidaxomicin tablets (Dificid) administered in the hospital. The new payment, which can be as high as $868 for a full course of the macrolide antibacterial drug, will begin on Oct. 1. The add-on payment is in addition to the standard Medicare payment for the treatment of C. difficile–associated diarrhea (CDAD).
The CMS included details about the add-on payment in the final regulation for the Inpatient Prospective Payment System.
Medicare typically only provides the add-on payment for new technologies associated with procedures, such grafts or stents. But after hearing about the clinical performance of the drug, Medicare officials agreed to grant the extra payment to hospitals. In the final rule, CMS officials wrote that the oral antibiotic has the potential "to decrease hospitalizations and physician office visits, and reduce the recurrence of CDAD, as well as to improve the quality of life for patients who have been diagnosed with CDAD."
The CMS provides add-on payments to hospitals to help subsidize the cost of treatments that are new and costly but that potentially offer a significant clinical benefit for Medicare beneficiaries. The payments are offered in addition to the standard DRG (diagnosis-related group) payment and can be up to 50% of the cost of the treatment for 2-3 years.
The CMS will issue guidance in the future on how hospitals can code to receive the add-on payment for Dificid.