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FDA approves dabigatran for AF patients
Credit: Kevin MacKenzie
The US Food and Drug Administration (FDA) has approved dabigatran etexilate (Pradaxa) to prevent strokes and thrombosis in patients with atrial fibrillation (AF).
Dabigatran is an oral direct thrombin inhibitor that can be administered at a fixed oral dose, with no need for coagulation monitoring.
“Unlike warfarin, which requires patients to undergo periodic monitoring with blood tests, such monitoring is not necessary for Pradaxa,” said Norman Stockbridge, MD, PhD, director of the Division of Cardiovascular and Renal Products in the FDA’s Center for Drug Evaluation and Research.
The FDA has approved dabigatran based on results of the RE-LY trial, in which investigators compared dabigatran to warfarin in more than 18,000 AF patients.
Results suggested that, overall, dabigatran is noninferior to warfarin for preventing stroke and systemic embolism. And, at a 150 mg dose, dabigatran is actually more effective than warfarin.
Bleeding, including life-threatening and fatal bleeding, was among the most common adverse events observed in patients treated with dabigatran. Gastrointestinal symptoms, including dyspepsia, stomach pain, nausea, heartburn, and bloating were reported as well.
Dabigatran was approved with a medication guide that informs patients of the risk of serious bleeding. The guide will be distributed each time a patient fills a prescription for the medication.
Dabigatran will be marketed as Pradaxa by Boehringer Ingelheim Pharmaceuticals, Inc. It will be available in 75 mg and 150 mg capsules.
Credit: Kevin MacKenzie
The US Food and Drug Administration (FDA) has approved dabigatran etexilate (Pradaxa) to prevent strokes and thrombosis in patients with atrial fibrillation (AF).
Dabigatran is an oral direct thrombin inhibitor that can be administered at a fixed oral dose, with no need for coagulation monitoring.
“Unlike warfarin, which requires patients to undergo periodic monitoring with blood tests, such monitoring is not necessary for Pradaxa,” said Norman Stockbridge, MD, PhD, director of the Division of Cardiovascular and Renal Products in the FDA’s Center for Drug Evaluation and Research.
The FDA has approved dabigatran based on results of the RE-LY trial, in which investigators compared dabigatran to warfarin in more than 18,000 AF patients.
Results suggested that, overall, dabigatran is noninferior to warfarin for preventing stroke and systemic embolism. And, at a 150 mg dose, dabigatran is actually more effective than warfarin.
Bleeding, including life-threatening and fatal bleeding, was among the most common adverse events observed in patients treated with dabigatran. Gastrointestinal symptoms, including dyspepsia, stomach pain, nausea, heartburn, and bloating were reported as well.
Dabigatran was approved with a medication guide that informs patients of the risk of serious bleeding. The guide will be distributed each time a patient fills a prescription for the medication.
Dabigatran will be marketed as Pradaxa by Boehringer Ingelheim Pharmaceuticals, Inc. It will be available in 75 mg and 150 mg capsules.
Credit: Kevin MacKenzie
The US Food and Drug Administration (FDA) has approved dabigatran etexilate (Pradaxa) to prevent strokes and thrombosis in patients with atrial fibrillation (AF).
Dabigatran is an oral direct thrombin inhibitor that can be administered at a fixed oral dose, with no need for coagulation monitoring.
“Unlike warfarin, which requires patients to undergo periodic monitoring with blood tests, such monitoring is not necessary for Pradaxa,” said Norman Stockbridge, MD, PhD, director of the Division of Cardiovascular and Renal Products in the FDA’s Center for Drug Evaluation and Research.
The FDA has approved dabigatran based on results of the RE-LY trial, in which investigators compared dabigatran to warfarin in more than 18,000 AF patients.
Results suggested that, overall, dabigatran is noninferior to warfarin for preventing stroke and systemic embolism. And, at a 150 mg dose, dabigatran is actually more effective than warfarin.
Bleeding, including life-threatening and fatal bleeding, was among the most common adverse events observed in patients treated with dabigatran. Gastrointestinal symptoms, including dyspepsia, stomach pain, nausea, heartburn, and bloating were reported as well.
Dabigatran was approved with a medication guide that informs patients of the risk of serious bleeding. The guide will be distributed each time a patient fills a prescription for the medication.
Dabigatran will be marketed as Pradaxa by Boehringer Ingelheim Pharmaceuticals, Inc. It will be available in 75 mg and 150 mg capsules.
Stick with What Works
A new study that found tighter glycemic control in ICU patients who received continuous insulin infusion (CII) via computer-guided algorithms versus paper-based protocols might not be enough to ditch paper forms just yet, one of the report's authors says.
While the review in this month's multicenter, randomized trial also reported no differences between groups in length of stay (P=0.704), ICU stay (P=0.145), or in-hospital mortality (P=0.561).
"It leaves it up to the individual physician to decide," Dr. Newton says. "'Is what we're doing working good enough to do what we need to do? Or do we need to make a change?'"
Nationwide, glycemic control is a quality initiative frequently tackled by HM groups. To wit, SHM this year enrolled the first sites into its Glycemic Control Mentored Implementation program. The pilot program addresses subcutaneous insulin protocols, transition from subcutaneous to infusion, care coordination, improving follow-up care, and hypoglycemia management.
And while those institutions and hospitalists focusing on glycemic control will be keen to see the data comparing computer-based and standard column-based algorithms, Dr. Newton says, it will require continued research to determine how each protocol performs in patient safety measures before hospitalists change their habits.
"Honestly, I don't know if [the current research] is [enough]," Dr. Newton says. "If their approach is working … then it's probably not worth making a large investment to cause an upheaval of their whole system at this time."
A new study that found tighter glycemic control in ICU patients who received continuous insulin infusion (CII) via computer-guided algorithms versus paper-based protocols might not be enough to ditch paper forms just yet, one of the report's authors says.
While the review in this month's multicenter, randomized trial also reported no differences between groups in length of stay (P=0.704), ICU stay (P=0.145), or in-hospital mortality (P=0.561).
"It leaves it up to the individual physician to decide," Dr. Newton says. "'Is what we're doing working good enough to do what we need to do? Or do we need to make a change?'"
Nationwide, glycemic control is a quality initiative frequently tackled by HM groups. To wit, SHM this year enrolled the first sites into its Glycemic Control Mentored Implementation program. The pilot program addresses subcutaneous insulin protocols, transition from subcutaneous to infusion, care coordination, improving follow-up care, and hypoglycemia management.
And while those institutions and hospitalists focusing on glycemic control will be keen to see the data comparing computer-based and standard column-based algorithms, Dr. Newton says, it will require continued research to determine how each protocol performs in patient safety measures before hospitalists change their habits.
"Honestly, I don't know if [the current research] is [enough]," Dr. Newton says. "If their approach is working … then it's probably not worth making a large investment to cause an upheaval of their whole system at this time."
A new study that found tighter glycemic control in ICU patients who received continuous insulin infusion (CII) via computer-guided algorithms versus paper-based protocols might not be enough to ditch paper forms just yet, one of the report's authors says.
While the review in this month's multicenter, randomized trial also reported no differences between groups in length of stay (P=0.704), ICU stay (P=0.145), or in-hospital mortality (P=0.561).
"It leaves it up to the individual physician to decide," Dr. Newton says. "'Is what we're doing working good enough to do what we need to do? Or do we need to make a change?'"
Nationwide, glycemic control is a quality initiative frequently tackled by HM groups. To wit, SHM this year enrolled the first sites into its Glycemic Control Mentored Implementation program. The pilot program addresses subcutaneous insulin protocols, transition from subcutaneous to infusion, care coordination, improving follow-up care, and hypoglycemia management.
And while those institutions and hospitalists focusing on glycemic control will be keen to see the data comparing computer-based and standard column-based algorithms, Dr. Newton says, it will require continued research to determine how each protocol performs in patient safety measures before hospitalists change their habits.
"Honestly, I don't know if [the current research] is [enough]," Dr. Newton says. "If their approach is working … then it's probably not worth making a large investment to cause an upheaval of their whole system at this time."
Rethinking Rapid Discharge
A national study of trauma patients transferred from one hospital to another (J Trauma. 2010;69:602-606) has found significant rates of "secondary overtriage," which happens when the patient is discharged home less than a day after the transfer without undergoing a surgical procedure.
Such rapid discharge suggests that the transfer might not have been necessary in the first place, says lead author Hayley Osen, BA, research analyst at the University of California-San Diego Center for Surgical Systems and Public Health. The occurrence of secondary overtriage, which can cost nearly $6,000 ($12,000 for transfer by helicopter), was found to be higher among patients under 18 years of age (19.5%, versus 6.9% overall).
Hospitalists can be at both ends of these transfers, which often are between small or rural hospitals and regional medical centers. They can also play important roles in preventing unnecessary transfers, says Cleo Hardin, MD, SFHM, FAAP, section chief for pediatric hospital medicine and outreach at the University of Arizona in Tucson.
"Phone triage is absolutely vital as a first-line approach," Dr. Hardin says. Telemedicine links and teleradiology, the electronic transmission of X-rays for review by a specialist at the regional center, also help with the triage and management of patients at the referring institution, she adds.
Building good working relationships between the two facilities, establishing rapport between key connections, and knowing the resources within each facility can help, says Monika Gottlieb, MD, SFHM, who just left her job at Hospitalist Specialists in Spokane, Wash., to start a new position. "In these cases, a lot depends on understanding the capacity of the local facility, including nurses," she says.
It might be possible to establish mentorships with key specialists at regional centers, with mechanisms for how to reach them, Dr. Gottlieb explains, but hospitalists need to take responsibility for completing successful transfers and handoffs.
A national study of trauma patients transferred from one hospital to another (J Trauma. 2010;69:602-606) has found significant rates of "secondary overtriage," which happens when the patient is discharged home less than a day after the transfer without undergoing a surgical procedure.
Such rapid discharge suggests that the transfer might not have been necessary in the first place, says lead author Hayley Osen, BA, research analyst at the University of California-San Diego Center for Surgical Systems and Public Health. The occurrence of secondary overtriage, which can cost nearly $6,000 ($12,000 for transfer by helicopter), was found to be higher among patients under 18 years of age (19.5%, versus 6.9% overall).
Hospitalists can be at both ends of these transfers, which often are between small or rural hospitals and regional medical centers. They can also play important roles in preventing unnecessary transfers, says Cleo Hardin, MD, SFHM, FAAP, section chief for pediatric hospital medicine and outreach at the University of Arizona in Tucson.
"Phone triage is absolutely vital as a first-line approach," Dr. Hardin says. Telemedicine links and teleradiology, the electronic transmission of X-rays for review by a specialist at the regional center, also help with the triage and management of patients at the referring institution, she adds.
Building good working relationships between the two facilities, establishing rapport between key connections, and knowing the resources within each facility can help, says Monika Gottlieb, MD, SFHM, who just left her job at Hospitalist Specialists in Spokane, Wash., to start a new position. "In these cases, a lot depends on understanding the capacity of the local facility, including nurses," she says.
It might be possible to establish mentorships with key specialists at regional centers, with mechanisms for how to reach them, Dr. Gottlieb explains, but hospitalists need to take responsibility for completing successful transfers and handoffs.
A national study of trauma patients transferred from one hospital to another (J Trauma. 2010;69:602-606) has found significant rates of "secondary overtriage," which happens when the patient is discharged home less than a day after the transfer without undergoing a surgical procedure.
Such rapid discharge suggests that the transfer might not have been necessary in the first place, says lead author Hayley Osen, BA, research analyst at the University of California-San Diego Center for Surgical Systems and Public Health. The occurrence of secondary overtriage, which can cost nearly $6,000 ($12,000 for transfer by helicopter), was found to be higher among patients under 18 years of age (19.5%, versus 6.9% overall).
Hospitalists can be at both ends of these transfers, which often are between small or rural hospitals and regional medical centers. They can also play important roles in preventing unnecessary transfers, says Cleo Hardin, MD, SFHM, FAAP, section chief for pediatric hospital medicine and outreach at the University of Arizona in Tucson.
"Phone triage is absolutely vital as a first-line approach," Dr. Hardin says. Telemedicine links and teleradiology, the electronic transmission of X-rays for review by a specialist at the regional center, also help with the triage and management of patients at the referring institution, she adds.
Building good working relationships between the two facilities, establishing rapport between key connections, and knowing the resources within each facility can help, says Monika Gottlieb, MD, SFHM, who just left her job at Hospitalist Specialists in Spokane, Wash., to start a new position. "In these cases, a lot depends on understanding the capacity of the local facility, including nurses," she says.
It might be possible to establish mentorships with key specialists at regional centers, with mechanisms for how to reach them, Dr. Gottlieb explains, but hospitalists need to take responsibility for completing successful transfers and handoffs.
Predictors of Recurrent Readmissions
Hospital readmissions are recognized as both a significant contributor to health care costs and a putative indicator of healthcare quality.1, 2 Older medical patients with chronic medical comorbidities are at particularly high risk for hospital readmission3 and attendant risks of hospitalization.4 Many intervention strategies have been used in trials to reduce readmissions in such patients. Single interventions such as case management,5 care coordination,6 and self‐management7 have been disappointing. There is emerging evidence to support complex, multidisciplinary interventions which include outreach and support in the early post‐hospital period, especially in heart failure patients,8 but also in medical patients with a range of conditions.9 However, such interventions are resource intensive and it remains uncertain which patients may benefit most from interventions.
Although there are many studies of risk factors for hospital admission and readmission, few studies have reported predictors of recurrent readmission.1012 Patients with 2 or more recent hospitalizations are readily identifiable and have a substantially increased risk of hospital readmission compared to patients with only 1 recent hospitalization.10, 11, 1315 These patients may have a unique risk factor profile, and may be a group which may particularly benefit from complex interventions,16 but no previous study has specifically examined risk factors in this high‐risk group.
Previous studies of readmission predictors have largely focussed on demographic and disease characteristics which are not amenable to intervention at individual level. The results of such studies may determine a population at increased risk, but do not inform an intervention strategy.14 Psychological and behavioral factors such as depression and anxiety, perceptions of health, and adherence patterns may also contribute to hospitalizations.17, 18 However, the role of these factors in repeated admissions of medical patients has been poorly studied.
The aim of this study was to describe the association of a wider range of biological, functional, and psychosocial variables with the risk of unplanned hospital readmission within 6 months in medical patients with 2 or more recent hospitalizations. There was a particular emphasis on risk factors which might be amenable to intervention.
Methods
Setting and Participants
The study was a prospective longitudinal cohort study. Participant enrolment was undertaken from February 2006 to February 2007. The study setting was the Internal Medicine Department of a tertiary teaching hospital in Brisbane, Australia. The Internal Medicine Department admits approximately 5000 inpatients per annum; more than 95% of these are unplanned admissions (general practitioner referral or self‐referral) via the Emergency Department. Acute and some subacute care are provided by 1 of 5 medical units, each staffed by 2 to 3 consultant general physicians, 2 medical residents (post‐graduate year 3‐4), 2 interns (post‐graduate year 1), and a consistent multidisciplinary team of allied health professionals and senior nursing staff. Descriptions of the inpatient case‐mix and model of care have been published previously.19
Participants were identified by 2 trained research nurses. Daily reports were generated from the hospital admission database to identify all consecutive patients admitted to any general medical unit who had already been hospitalized at the study hospital within the previous six months. The medical record was then screened for eligibility.
Patients were considered for inclusion if they were aged 50 years or older, based on clinical consensus that different factors may be relevant in younger patients, and the demonstrated validity of the selected tools in an older medical population. For logistic reasons, patients were ineligible if they lived outside the greater Brisbane area; came from residential care; had significant language or cognitive difficulties which would preclude participation in interviews; were admitted for end‐of‐life care; or were considered otherwise unsuitable for post‐hospital interviews (eg, no fixed address). Eligible patients were invited to participate in the study. Informed consent was obtained from all participants. The study was approved by the Royal Brisbane and Women's Hospitals and University of Queensland Human Research Ethics Committees.
Outcome and Variables
The primary outcome was 1 or more unplanned readmission to any ward at the study hospital within 6 months of the date of hospital discharge. Information about the frequency and duration of planned and unplanned hospital readmissions in the 6 months after discharge was obtained from the hospital admissions database. Planned readmissions included elective surgical or procedural admissions and scheduled day‐case admissions. Unplanned readmissions included all presentations through the emergency department, except for brief emergency department attendances where the participant was not formally admitted under a consultant.
Information was abstracted from the medical record at the time of discharge using a structured audit tool, including age, sex, primary diagnosis according to the treating clinical team, Charlson comorbidity score, number of medications at discharge, living situation at time of discharge, and the number of hospitalizations in the previous 12 months. Note was made of whether a discharge summary was completed and faxed to the general practitioner within 24 hours of discharge. Weight and height were measured by the research assistant to calculate the body mass index (BMI) which was categorized according to World Health Organization recommended cut‐offs.
Within 5 days of discharge from the index admission, the participant was contacted by telephone to schedule an interview at home within the next week. Posthospital interviews were undertaken using a structured interview tool composed of validated measures of the variables of interest, as described below. Interviews took 45 to 90 minutes to complete, and were performed by one of eight postgraduate clinical psychology students from the University of Queensland, who received training and regular supervision by a senior academic psychologist (NP).
Cognitive status was tested using the 3MS cognitive screening test, a sensitive test for early cognitive impairment.20 The Cambridge Contextual Reading Test (CCRT, short version) was used as a measure of literacy and verbal intelligence, as it may be robust in the presence of early cognitive decline21 Mood disturbances were evaluated using the Geriatric Depression Scale (GDS, short version)22 and the Geriatric Anxiety Inventory (GAI).23 The Social Support Questionnaire short form (SSQ6) was used to identify satisfaction with supports.24 Self‐rated health and income adequacy were rated using a 5 point Likert scale. Compliance with prescribed medication was assessed using the Medication Adherence Rating Scale (MARS) (R Horne, personal communication). Alcohol consumption was evaluated using the alcohol use disorders identification tool (AUDIT).25 Instrumental activities of daily living (IADL: using the telephone, using transport, shopping, housework, meal preparation, medication management, managing money) and basic activities of daily living (BADL: bathing, dressing, eating, mobility, transfers, grooming) were assessed using items from the Older Americans Resources and Services (OARS) questionnaire.26 Relevant permissions were obtained from the developers.
Analysis
Data were analyzed using SPSS 17.0. The distribution of each explanatory and confounding variable was examined and summarized using appropriate statistics (mean, median or proportion). Ordinal and some continuous variables were grouped into categories according to previously validated cut‐offs and clinical meaning. Logarithmic transformation was used in analyses of length of stay due to the highly skewed distribution. ADL and IADL function were grouped into independent in all activities, dependent in IADL function only, and dependent in basic ADL function. Bivariate analysis was undertaken using contingency tables and chi‐square testing for categorical variables and independent samples t‐test or equivalent nonparametric testing for continuous variables, to identify potential associations with the primary outcome.
Dealing with diagnosis posed particular difficulties because of the large number of disease categories. Other authors have restricted the sample to a limited number of diagnoses,27, 28 explored the impact of a limited number of diagnoses compared to all others,13 or grouped diagnoses in a pre‐specified or post hoc manner.3, 15 Considering previous studies and preliminary examination of the data (Table 3), we grouped diagnoses as chronic (heart failure, chronic lung disease, diabetes) vs. other for analysis purposes.
| Follow‐Up Data (n = 142) | No Follow‐Up Data (n = 48) | P | |
|---|---|---|---|
| |||
| Age, years, mean (SD) | 74.0 (10.9) | 76.8 (10.1) | 0.13 |
| Male, % | 52.8 | 56.3 | 0.68 |
| Admissions past 12 months, median (IQR) | 2 (1, 2.25) | 1 (1,2) | 0.38 |
| Comorbidity score, median (IQR) | 2 (1,4) | 2 (1,3) | 0.48 |
| Medications on discharge, mean (SD) | 8.8 (4.0) | 9.0 (4.5) | 0.86 |
| Length of stay, median (IQR) | 6.5 (4,11) | 7 (4,14) | 0.35 |
| Discharged to | 0.30 | ||
| Independent living alone | 38.7 | 47.9 | |
| Independent living with others | 54.2 | 50.0 | |
| Assisted living/residential care | 7.1 | 2.1 | |
| Community services on discharge, % | 42.3 | 56.3 | 0.16 |
| Number (%) with characteristic | % Readmitted | P | |
|---|---|---|---|
| |||
| Age (years) | 0.78 | ||
| <65 | 31 (22) | 39 | |
| 6584.9 | 92 (65) | 40 | |
| 85 or more | 19 (13) | 32 | |
| Male | 75 (53) | 40 | 0.74 |
| Admissions past 12 months | 0.78 | ||
| 1 | 67 (47) | 39 | |
| 2 | 40 (28) | 35 | |
| 3 or more | 35 (25) | 43 | |
| Body mass index | 0.02 | ||
| Underweight | 11 (8) | 72 | |
| Normal | 55 (39) | 27 | |
| Overweight | 43 (30) | 37 | |
| Obese | 32 (23) | 50 | |
| Chronic disease diagnosis | 27 (19) | 67 | 0.001 |
| Functional dependence | 0.16 | ||
| Independent | 27 (19) | 26 | |
| Dependent in IADLs | 48 (34) | 48 | |
| Dependent in BADLs | 66 (47) | 36 | |
| Comorbidity score | 0.15 | ||
| 0 | 19 (13) | 26 | |
| 12 | 62 (44) | 34 | |
| 3 or more | 61 (43) | 48 | |
| Summary sent within 24 hours | 117 (82) | 40 | 0.93 |
| Discharge supports | 0.60 | ||
| community | 72 (51) | 35 | |
| community with supports | 60 (42) | 43 | |
| residential care | 10 (7) | 40 | |
| Poor cognition (3MS 85)* | 80 (58) | 36 | 0.68 |
| Reduced literacy (CCRT<21) | 61 (48) | 41 | 0.55 |
| Depressive symptoms (GDS 5) | 72 (51) | 47 | 0.04 |
| Anxiety symptoms (GAI 9) | 45 (32) | 38 | 0.93 |
| Poor adherence (MARS <24) | 48 (34) | 35 | 0.56 |
| Hazardous drinking (AUDIT >6) | 18 (13) | 39 | 0.98 |
| English as second language | 19 (13) | 32 | 0.50 |
| Self‐rated health fair or poor | 102 (72) | 38 | 0.68 |
| Financial hardship | 46 (32) | 35 | 0.47 |
| Total | 142 | 39 | |
| Diagnosis | Number with diagnosis (%) | % readmitted |
|---|---|---|
| Heart failure | 13 (9) | 69 |
| Diabetes | 6 (4) | 67 |
| Chronic lung disease | 8 (6) | 63 |
| Cellulitis | 8 (6) | 63 |
| Syncope/arrhythmia | 11 (8) | 46 |
| Pneumonia | 10 (7) | 40 |
| Urinary infection | 15 (11) | 33 |
| Fall or fracture | 18 (13) | 33 |
| Gastrointestinal disease | 7 (5) | 29 |
| Ischemic heart disease | 11 (8) | 18 |
| Neurological disease | 7 (5) | 0 |
| Other | 28 (20) | 29 |
| Total | 142 (100) | 39 |
Potentially important variables were chosen based on bivariate analysis (P < 0.2) and previous literature. These variables were then entered into a multiple logistic regression model, and a significant association in the adjusted model was defined as P < 0.05. The performance of the final model was assessed by constructing a receiver operating curve. Given a 40% to 50% anticipated event rate, we estimated that 150 to 200 participants would provide power to include 7 to 10 variables of interest within the model.
Results
Active screening over 12 months identified 1194 new admissions with a documented hospitalization in the previous 6 months. Of these, 85 were discharged prior to clinical review, 227 were aged less than 50 years, 16 died in hospital, and 153 had been screened previously in the study, leaving 713 individual patients for eligibility screening. Screening identified 328 of 713 (46.0%) patients eligible to participate in the study, who were approached for consent. Of these eligible patients, 190 of 328 (57.9%) agreed to participate but 48 of 190 (25%) did not complete posthospital follow‐up, leaving a total of 142 participants. Patient eligibility, consent, and follow‐up are detailed in Figure 1.
Demographic and disease characteristics of the study participants are shown in Table 1. The 48 participants without follow‐up data appeared similar to those with full data, and 25 (52.1%) of these participants without follow‐up data had an unplanned admission within 6 months.
By 6 months, 55 of 142 participants with follow‐up data (38.7%) had had a total of 102 unplanned admissions to the study hospital. Of these, 42 of 55 (76%) were readmitted to internal medicine. Of the 55 participants with an unplanned readmission, 30 had only 1 unplanned readmission, 9 had 2, and 16 had 3 or more unplanned readmissions within 6 months of the index hospitalization.
During 6 month follow‐up of all 142 participants, there were also 97 planned (scheduled) admissions, 56 (58%) of which occurred in the group with an unplanned admission. Thus the 55 participants with an unplanned readmission accounted for a total of 1055 hospital bed‐days (mean 19.2 days per patient over 6 months follow‐up) while the 87 participants without an unplanned readmission used only 147 bed‐days (mean 1.7 days per patient over 6 months).
Bivariate analysis of the association of unplanned readmissions with the study variables is detailed in Table 2. BMI showed a nonlinear relationship with readmission, with a higher risk apparent at each end of the distribution. Depressive symptoms were also associated with a higher risk of readmission.
Age, sex, number of previous admissions, and discharge supports were not significantly different between the 2 groups. There was no difference in length of the index hospital stay: median length of stay was 6 days (interquartile range [IQR] 3‐14 days) in the readmitted group and 7 (IQR 4‐10 days) in the non‐readmitted group. There was a trend to higher mean number of medications in the readmitted group (9.4 vs. 8.8, P = 0.21).
The strongest predictor of readmission was the presence of a chronic disease diagnosis. Patterns of readmission for each primary clinical diagnosis are shown in Table 3. Chronic comorbidities including heart failure, chronic renal failure, and diabetes were associated with a higher risk of readmission (Table 4). Median comorbidity score was 3 (IQR 1‐5) in the readmitted group compared to 2 (IQR 1‐3) in the nonreadmitted group (P = 0.02).
| Co‐Morbidity | Number with Co‐Morbidity (%) | % Readmitted | P |
|---|---|---|---|
| Heart failure | 30 (21) | 57 | 0.02 |
| Chronic renal impairment | 22 (15) | 59 | 0.03 |
| Diabetes | 36 (25) | 53 | 0.05 |
| Chronic lung disease | 39 (27) | 49 | 0.13 |
| Peripheral vascular disease | 25 (18) | 44 | 0.55 |
| Cerebrovascular disease | 36 (25) | 44 | 0.42 |
| Ischemic heart disease | 57 (40) | 40 | 0.75 |
| Cancer | 23 (16) | 35 | 0.67 |
On the basis of these findings and the literature, a multivariate binary logistic regression model for unplanned admission within 6 months was fitted, including chronic disease diagnosis, comorbiditiy score, BMI, functional status, and GDS as explanatory variables, and adjusting for the potential confounders of age and length of stay (as a severity surrogate). The model is shown in Table 5, and demonstrates a significant association between readmission and chronic conditions, BMI, and depressive symptoms. The area under the receiving operating curve was 0.73.
| Odds Ratio (95% CI) | P Value | |
|---|---|---|
| ||
| Body mass index (reference 18.525) | ||
| Underweight (<18.5) | 12.7 (2.370.7) | 0.004 |
| Overweight (2530) | 1.9 (0.75.1) | 0.18 |
| Obese (>30) | 2.6 (0.97.3) | 0.07 |
| Depressive symptoms (GDS 5) | 3.0 (1.36.8) | 0.01 |
| Chronic disease diagnosis | 3.4 (1.39.3) | 0.02 |
| Co‐morbidity score | 1.3 (1.01.6) | 0.02 |
| Dependency (reference independent) | 0.32 | |
| IADL dependency only | 1.7 (0.55.4) | |
| BADL dependency | 0.9 (0.32.8) | |
| Age group (reference <65 years) | 0.94 | |
| 6584 | 1.1 (0.42.8) | |
| 85 or older | 0.9 (0.23.5) | |
| Log length of stay | 0.99 (0.961.01) | 0.43 |
Discussion
This study demonstrates a number of important findings. First, 39% of this group of participants went on to further unplanned hospital readmissions in the ensuing 6 months, demonstrating the high risk in this group with more than 1 recent hospital admission. However, within this group, the risk of readmission was not related to the frequency of admission within the previous year, consistent with several previous studies.29, 30 These finding suggest that 1 or more recent previous admissions identified at the time of a medical admission is an effective identifier of high risk patients. Subgroup analysis of a recent discharge intervention study in medical patients suggests that this high risk group may particularly benefit from such an intervention.16
Second, the study describes important predictors of readmission which may inform novel interventions. The BMI showed a significant nonlinear relationship with readmission, with an increased risk both above and below the normal weight range. Almost half the group was overweight or obese, with a 2‐fold risk compared to normal weight patients. While underweight was less prevalent, it carried a markedly increased probability of readmission. Limited previous studies support the association of nutritional status and unplanned readmission.31, 32 Malnutrition may be a marker of disease stage or severity, or may be associated with other unmeasured social determinants which increase readmission risk. However, malnutrition itself may reduce physiological resilience and predispose to higher health care needs. There are no published trials of posthospital nutritional intervention programs for reducing readmission rates in general medical patients.
The risk of readmission was also increased in participants with depressive symptoms, consistent with several previous studies.3336 This effect was independent of illness type and comorbidity. Depression is increasingly recognized as an important independent predictor of a range of important outcomes in older medical patients, including posthospital functional decline,37 institutionalization and mortality.36, 38 Posthospital decline and poor self‐management might contribute to higher rehospitalization. There is some evidence that effective treatment of psychological comorbidities in medically ill patients may reduce readmissions.18, 39
Both the number and type of chronic conditions appear to be predictors of readmission in this high risk group, where there was a high baseline prevalence of chronic diseases such as heart failure, diabetes, renal impairment, and chronic lung disease which have been associated with higher readmission rates in a number of previous studies.13, 15, 30, 40 Almost all participants had one or more significant comorbid conditions in addition to their presenting complaint; single disease‐focused chronic disease management programs may not be an optimal solution in this group. Consistent with this comorbidity burden, most participants were prescribed a large number of medications. In keeping with other studies,17 about one‐third of participants reported reduced medication adherence but this was not associated with a higher readmission risk.
Like most previous studies in medical patients,10, 11, 15, 29, 30, 35, 36, 40, 41 there was no evidence of increasing readmission rates with age. Functional status impairment was not a significant predictor of readmission, probably reflecting selection of a patient subgroup with a high prevalence of disability and chronic disease. Satisfaction with social support was generally high, and not associated with readmission. This may reflect the emphasis on discharge planning and postacute social and functional support already occurring in usual care.
Measures of cognition and literacy were not associated with readmission. However, these were the items with the most missing data (see Table 2), which may have reduced our ability to detect an association. The study design excluded patients with significant cognitive or communication deficits who were unable to participate in detailed assessments. Such stringent eligibility criteria may be seen as a weakness of this study, reducing the generalizability of the findings. However, the study deliberately sampled a population of older adults suitable for a multifacetted posthospital management program, in order to inform specific intervention targets, and the eligibility criteria reflect these practical considerations. Although some previous studies have found that cognitive impairment is a predictor of readmission,10, 12 others have found no association.29, 30, 36, 40, 41
The main study weaknesses are the small sample size (reflected in the wide confidence intervals [CIs] in the multivariate analysis), and the relatively high rate of drop‐outs (25% of enrolments) for whom detailed posthospital data could not be collected. This problem reflects the age and burden of illness in the population under study. Readmission data were collected for all participants, and a similar rate of readmission was observed in patients with missing data (52% vs. 39%, P = 0.11). The heterogeneous patients mix may have concealed some important associations within individual diagnoses or other patient subgroups. This heterogeneity reflects the reality of the selected high risk subgroup, and the study deliberately avoided a disease‐specific focus for generalizability.
Conclusions
This study confirms the high rate of hospital readmission in medical patients who have already had a previous inpatient admission in the past 6 months. It shifts the emphasis from nonmodifiable disease and demographic predictors to consideration of common, nondisease specific factors which might have a plausible causative relationship with readmission and may be amenable to specific interventions. The population sampled had a high prevalence of chronic disease, and often multiple diseases. Nutritional status and depressive symptoms are emerging as important modifiers of disease course and mortality in the setting of several chronic diseases; this study also supports their potential contribution to increased hospital resource consumption in a high‐risk group. Posthospital programs which specifically address these factors in the context of optimal medical management of underlying chronic diseases have the potential to reduce hospital readmissions.
- ,,.Rehospitalizations among patients in the Medicare fee‐for‐service program.N Engl J Med.2009;360:1418–1428.
- ,,,,,.Hospital readmissions and quality of care.Med Care.1999;37(5):490–501.
- ,,.Clinical and sociodemographic risk factors for reamdission of Medicare benficiaries.Health Care Financ Rev.1988;10(1):27–36.
- .Hazards of hospitalization of the elderly.Ann Intern Med.1993;118:219–223.
- ,,,,.A case manager intervention to reduce readmissions.Arch Intern Med.1995;154(15):1721–1729.
- ,,, et al.A transitional care service for elderly chronic disease patients at risk of readmission.Aust Health Rev.2004;28(3):275–284.
- ,,,,.Self‐management programmes by lay leaders for people with chronic conditions.Cochrane Database Syst Rev.2007(4):Art No.CD005108.
- ,,,.The effectiveness of disease management programmes in reducing hospital re‐admission in older patients with heart failure: a systematic review and meta‐analysis of published reports.Eur Heart J.2004;25:1570–1595.
- ,,, et al.Discharge planning from hospital to home.Cochrane Database Syst Rev.2010(Issue 1):Art No.CD000313.
- ,,, et al.Characteristics of geriatric patients related to early and late readmissions to hospital.Aging Clin Exp Res.1998;10:339–346.
- ,,, et al.Hospital readmission among older medical patietns in Hong Kong.J R Coll Physicians Lond.1999;33(2):153–156.
- ,,, et al.Early re‐hospitalization of elderly people discharged from a geriatric ward.Aging Clin Exp Res.2006;18(1):63–69.
- ,,,,.Readmission patterns in patients with chronic obstructive pulmonary disease, chronic heart failure and diabetes mellitus: an administrative dataset analysis.Intern Med J.2005;35:296–299.
- ,,,.Case finding for patients at risk of readmission to hospital: development of algorithm to identify high risk patients.BMJ.2006;333:327–330.
- ,,,.Predicting emergency readmission for patients discharged from the medical service of a teaching hospital.J Gen Intern Med.1987;2:400–405.
- ,,, et al.A reengineered hospital discharge program to decrease hospitalization.Ann Intern Med.2009;150:178–187.
- ,,.The role of medication noncompliance and adverse drug reactions in hospitalisations in the elderly.Arch Intern Med.1990;150:841–845.
- ,,, et al.UPBEAT: the impact of a psychogeriatric intervention in VA medical centers.Med Care.2001;39(5):500–512.
- ,,,.Controlled trial of multidisciplinary care teams for acutely ill medical inpatients: enhanced multidisciplinary care.Intern Med J.2006;36:558–563.
- ,.The modified mini‐mental state (3MS) examination.J Clin Psychiatry.1987;48:314–318.
- .Development of the Cambridge Contextual Reading Test for improving the examination of premorbid verbal intelligence in older persons with dementia.Br J Clin Psychol.1998;37:229–240.
- ,.Geriatric Depression Scale (GDS): recent evidence and development of a shorter version.Clinics in Gerontology.1986;5:165–172.
- ,,,,,.Development and validation of the Geriatric Anxiety Inventory.Int Psychogeriatr.2007;19(1):103–114.
- ,,.A brief measure of social support: practical and theoretical implications.J Soc Pers Relat.1987;4:497–510.
- ,,,,.Screening for problem drinking: comparison of the CAGE and AUDIT.J Gen Intern Med.1998;13(6):379–388.
- ,.OARS methodology: a decade of experience in geriatric assessment.J Am Geriatr Soc.1985;33:607–615.
- ,.Hospital readmissions among the elderly.J Am Geriatr Soc.1985;33:595–601.
- ,,,,,.Discharge destination and repeat hospitalizations.Med Care.1997;35:756–767.
- ,,, et al.Measuring frailty in the hospitalized elderly. Concept of functional homeostasis.Am J Phys Med Rehab.1998;77(3):252–257.
- ,.Factors predicting readmission of older general medicine patients.J Gen Intern Med.1991;6(5):389–393.
- .Risk factors for early hospital readmission in a select population of geriatric rehabilitation patients: the significance of functional status.J Am Geriatr Soc.1992;40:792–798.
- ,,,.Predicting early nonelective hospital readmission in nutritionally compromised older adults.Am J Clin Nutr.1997;65:1714–1720.
- ,,,,,.Factors associated with unplanned hospital readmission among patients 65 years of age and older in a Medicare managed care plan.Am J Med.1999;107(1):13–17.
- ,,,.Depression and activities of daily living predict rehospitalisation within 6 months of discharge from geriatric rehabilitation.Rehabil Psychol.2004;49(3):219–223.
- ,,,.Depressive symptoms and negative outcomes in older hospitalized patients.Arch Intern Med.2002;162:948–949.
- ,,,.Depressive symptoms as a predictor of 6‐month outcomes and services utilization in elderly medical inpatients.Arch Intern Med.2001;161:2609–2615.
- ,,,,.Relation between symptoms of depression and health status outcomes in acutely ill hospitalized older persons.Ann Intern Med.1997;126(6):417–425.
- ,,,.Diabetes, depression and death. A randomized controlled trial of a depression treatment program for older adults based in primary care (PROSPECT).Diabetes Care.2007;30(12):3005–3010.
- ,,.Clinical implications of a reduction in psychosocial distress in cardiac prognosis in patients participating in a psychosocial intervention programme.Psychosom Med.2001;63(2):257–266.
- ,,, et al.Predictors of immediate and 6‐month outcomes in hospitalized elderly patients.J Am Geriatr Soc.1988;36:775–783.
- ,,,,.Factors predictive of outcome on admission to an acute geriatric ward.Age Ageing.1999;28:429–432.
Hospital readmissions are recognized as both a significant contributor to health care costs and a putative indicator of healthcare quality.1, 2 Older medical patients with chronic medical comorbidities are at particularly high risk for hospital readmission3 and attendant risks of hospitalization.4 Many intervention strategies have been used in trials to reduce readmissions in such patients. Single interventions such as case management,5 care coordination,6 and self‐management7 have been disappointing. There is emerging evidence to support complex, multidisciplinary interventions which include outreach and support in the early post‐hospital period, especially in heart failure patients,8 but also in medical patients with a range of conditions.9 However, such interventions are resource intensive and it remains uncertain which patients may benefit most from interventions.
Although there are many studies of risk factors for hospital admission and readmission, few studies have reported predictors of recurrent readmission.1012 Patients with 2 or more recent hospitalizations are readily identifiable and have a substantially increased risk of hospital readmission compared to patients with only 1 recent hospitalization.10, 11, 1315 These patients may have a unique risk factor profile, and may be a group which may particularly benefit from complex interventions,16 but no previous study has specifically examined risk factors in this high‐risk group.
Previous studies of readmission predictors have largely focussed on demographic and disease characteristics which are not amenable to intervention at individual level. The results of such studies may determine a population at increased risk, but do not inform an intervention strategy.14 Psychological and behavioral factors such as depression and anxiety, perceptions of health, and adherence patterns may also contribute to hospitalizations.17, 18 However, the role of these factors in repeated admissions of medical patients has been poorly studied.
The aim of this study was to describe the association of a wider range of biological, functional, and psychosocial variables with the risk of unplanned hospital readmission within 6 months in medical patients with 2 or more recent hospitalizations. There was a particular emphasis on risk factors which might be amenable to intervention.
Methods
Setting and Participants
The study was a prospective longitudinal cohort study. Participant enrolment was undertaken from February 2006 to February 2007. The study setting was the Internal Medicine Department of a tertiary teaching hospital in Brisbane, Australia. The Internal Medicine Department admits approximately 5000 inpatients per annum; more than 95% of these are unplanned admissions (general practitioner referral or self‐referral) via the Emergency Department. Acute and some subacute care are provided by 1 of 5 medical units, each staffed by 2 to 3 consultant general physicians, 2 medical residents (post‐graduate year 3‐4), 2 interns (post‐graduate year 1), and a consistent multidisciplinary team of allied health professionals and senior nursing staff. Descriptions of the inpatient case‐mix and model of care have been published previously.19
Participants were identified by 2 trained research nurses. Daily reports were generated from the hospital admission database to identify all consecutive patients admitted to any general medical unit who had already been hospitalized at the study hospital within the previous six months. The medical record was then screened for eligibility.
Patients were considered for inclusion if they were aged 50 years or older, based on clinical consensus that different factors may be relevant in younger patients, and the demonstrated validity of the selected tools in an older medical population. For logistic reasons, patients were ineligible if they lived outside the greater Brisbane area; came from residential care; had significant language or cognitive difficulties which would preclude participation in interviews; were admitted for end‐of‐life care; or were considered otherwise unsuitable for post‐hospital interviews (eg, no fixed address). Eligible patients were invited to participate in the study. Informed consent was obtained from all participants. The study was approved by the Royal Brisbane and Women's Hospitals and University of Queensland Human Research Ethics Committees.
Outcome and Variables
The primary outcome was 1 or more unplanned readmission to any ward at the study hospital within 6 months of the date of hospital discharge. Information about the frequency and duration of planned and unplanned hospital readmissions in the 6 months after discharge was obtained from the hospital admissions database. Planned readmissions included elective surgical or procedural admissions and scheduled day‐case admissions. Unplanned readmissions included all presentations through the emergency department, except for brief emergency department attendances where the participant was not formally admitted under a consultant.
Information was abstracted from the medical record at the time of discharge using a structured audit tool, including age, sex, primary diagnosis according to the treating clinical team, Charlson comorbidity score, number of medications at discharge, living situation at time of discharge, and the number of hospitalizations in the previous 12 months. Note was made of whether a discharge summary was completed and faxed to the general practitioner within 24 hours of discharge. Weight and height were measured by the research assistant to calculate the body mass index (BMI) which was categorized according to World Health Organization recommended cut‐offs.
Within 5 days of discharge from the index admission, the participant was contacted by telephone to schedule an interview at home within the next week. Posthospital interviews were undertaken using a structured interview tool composed of validated measures of the variables of interest, as described below. Interviews took 45 to 90 minutes to complete, and were performed by one of eight postgraduate clinical psychology students from the University of Queensland, who received training and regular supervision by a senior academic psychologist (NP).
Cognitive status was tested using the 3MS cognitive screening test, a sensitive test for early cognitive impairment.20 The Cambridge Contextual Reading Test (CCRT, short version) was used as a measure of literacy and verbal intelligence, as it may be robust in the presence of early cognitive decline21 Mood disturbances were evaluated using the Geriatric Depression Scale (GDS, short version)22 and the Geriatric Anxiety Inventory (GAI).23 The Social Support Questionnaire short form (SSQ6) was used to identify satisfaction with supports.24 Self‐rated health and income adequacy were rated using a 5 point Likert scale. Compliance with prescribed medication was assessed using the Medication Adherence Rating Scale (MARS) (R Horne, personal communication). Alcohol consumption was evaluated using the alcohol use disorders identification tool (AUDIT).25 Instrumental activities of daily living (IADL: using the telephone, using transport, shopping, housework, meal preparation, medication management, managing money) and basic activities of daily living (BADL: bathing, dressing, eating, mobility, transfers, grooming) were assessed using items from the Older Americans Resources and Services (OARS) questionnaire.26 Relevant permissions were obtained from the developers.
Analysis
Data were analyzed using SPSS 17.0. The distribution of each explanatory and confounding variable was examined and summarized using appropriate statistics (mean, median or proportion). Ordinal and some continuous variables were grouped into categories according to previously validated cut‐offs and clinical meaning. Logarithmic transformation was used in analyses of length of stay due to the highly skewed distribution. ADL and IADL function were grouped into independent in all activities, dependent in IADL function only, and dependent in basic ADL function. Bivariate analysis was undertaken using contingency tables and chi‐square testing for categorical variables and independent samples t‐test or equivalent nonparametric testing for continuous variables, to identify potential associations with the primary outcome.
Dealing with diagnosis posed particular difficulties because of the large number of disease categories. Other authors have restricted the sample to a limited number of diagnoses,27, 28 explored the impact of a limited number of diagnoses compared to all others,13 or grouped diagnoses in a pre‐specified or post hoc manner.3, 15 Considering previous studies and preliminary examination of the data (Table 3), we grouped diagnoses as chronic (heart failure, chronic lung disease, diabetes) vs. other for analysis purposes.
| Follow‐Up Data (n = 142) | No Follow‐Up Data (n = 48) | P | |
|---|---|---|---|
| |||
| Age, years, mean (SD) | 74.0 (10.9) | 76.8 (10.1) | 0.13 |
| Male, % | 52.8 | 56.3 | 0.68 |
| Admissions past 12 months, median (IQR) | 2 (1, 2.25) | 1 (1,2) | 0.38 |
| Comorbidity score, median (IQR) | 2 (1,4) | 2 (1,3) | 0.48 |
| Medications on discharge, mean (SD) | 8.8 (4.0) | 9.0 (4.5) | 0.86 |
| Length of stay, median (IQR) | 6.5 (4,11) | 7 (4,14) | 0.35 |
| Discharged to | 0.30 | ||
| Independent living alone | 38.7 | 47.9 | |
| Independent living with others | 54.2 | 50.0 | |
| Assisted living/residential care | 7.1 | 2.1 | |
| Community services on discharge, % | 42.3 | 56.3 | 0.16 |
| Number (%) with characteristic | % Readmitted | P | |
|---|---|---|---|
| |||
| Age (years) | 0.78 | ||
| <65 | 31 (22) | 39 | |
| 6584.9 | 92 (65) | 40 | |
| 85 or more | 19 (13) | 32 | |
| Male | 75 (53) | 40 | 0.74 |
| Admissions past 12 months | 0.78 | ||
| 1 | 67 (47) | 39 | |
| 2 | 40 (28) | 35 | |
| 3 or more | 35 (25) | 43 | |
| Body mass index | 0.02 | ||
| Underweight | 11 (8) | 72 | |
| Normal | 55 (39) | 27 | |
| Overweight | 43 (30) | 37 | |
| Obese | 32 (23) | 50 | |
| Chronic disease diagnosis | 27 (19) | 67 | 0.001 |
| Functional dependence | 0.16 | ||
| Independent | 27 (19) | 26 | |
| Dependent in IADLs | 48 (34) | 48 | |
| Dependent in BADLs | 66 (47) | 36 | |
| Comorbidity score | 0.15 | ||
| 0 | 19 (13) | 26 | |
| 12 | 62 (44) | 34 | |
| 3 or more | 61 (43) | 48 | |
| Summary sent within 24 hours | 117 (82) | 40 | 0.93 |
| Discharge supports | 0.60 | ||
| community | 72 (51) | 35 | |
| community with supports | 60 (42) | 43 | |
| residential care | 10 (7) | 40 | |
| Poor cognition (3MS 85)* | 80 (58) | 36 | 0.68 |
| Reduced literacy (CCRT<21) | 61 (48) | 41 | 0.55 |
| Depressive symptoms (GDS 5) | 72 (51) | 47 | 0.04 |
| Anxiety symptoms (GAI 9) | 45 (32) | 38 | 0.93 |
| Poor adherence (MARS <24) | 48 (34) | 35 | 0.56 |
| Hazardous drinking (AUDIT >6) | 18 (13) | 39 | 0.98 |
| English as second language | 19 (13) | 32 | 0.50 |
| Self‐rated health fair or poor | 102 (72) | 38 | 0.68 |
| Financial hardship | 46 (32) | 35 | 0.47 |
| Total | 142 | 39 | |
| Diagnosis | Number with diagnosis (%) | % readmitted |
|---|---|---|
| Heart failure | 13 (9) | 69 |
| Diabetes | 6 (4) | 67 |
| Chronic lung disease | 8 (6) | 63 |
| Cellulitis | 8 (6) | 63 |
| Syncope/arrhythmia | 11 (8) | 46 |
| Pneumonia | 10 (7) | 40 |
| Urinary infection | 15 (11) | 33 |
| Fall or fracture | 18 (13) | 33 |
| Gastrointestinal disease | 7 (5) | 29 |
| Ischemic heart disease | 11 (8) | 18 |
| Neurological disease | 7 (5) | 0 |
| Other | 28 (20) | 29 |
| Total | 142 (100) | 39 |
Potentially important variables were chosen based on bivariate analysis (P < 0.2) and previous literature. These variables were then entered into a multiple logistic regression model, and a significant association in the adjusted model was defined as P < 0.05. The performance of the final model was assessed by constructing a receiver operating curve. Given a 40% to 50% anticipated event rate, we estimated that 150 to 200 participants would provide power to include 7 to 10 variables of interest within the model.
Results
Active screening over 12 months identified 1194 new admissions with a documented hospitalization in the previous 6 months. Of these, 85 were discharged prior to clinical review, 227 were aged less than 50 years, 16 died in hospital, and 153 had been screened previously in the study, leaving 713 individual patients for eligibility screening. Screening identified 328 of 713 (46.0%) patients eligible to participate in the study, who were approached for consent. Of these eligible patients, 190 of 328 (57.9%) agreed to participate but 48 of 190 (25%) did not complete posthospital follow‐up, leaving a total of 142 participants. Patient eligibility, consent, and follow‐up are detailed in Figure 1.
Demographic and disease characteristics of the study participants are shown in Table 1. The 48 participants without follow‐up data appeared similar to those with full data, and 25 (52.1%) of these participants without follow‐up data had an unplanned admission within 6 months.
By 6 months, 55 of 142 participants with follow‐up data (38.7%) had had a total of 102 unplanned admissions to the study hospital. Of these, 42 of 55 (76%) were readmitted to internal medicine. Of the 55 participants with an unplanned readmission, 30 had only 1 unplanned readmission, 9 had 2, and 16 had 3 or more unplanned readmissions within 6 months of the index hospitalization.
During 6 month follow‐up of all 142 participants, there were also 97 planned (scheduled) admissions, 56 (58%) of which occurred in the group with an unplanned admission. Thus the 55 participants with an unplanned readmission accounted for a total of 1055 hospital bed‐days (mean 19.2 days per patient over 6 months follow‐up) while the 87 participants without an unplanned readmission used only 147 bed‐days (mean 1.7 days per patient over 6 months).
Bivariate analysis of the association of unplanned readmissions with the study variables is detailed in Table 2. BMI showed a nonlinear relationship with readmission, with a higher risk apparent at each end of the distribution. Depressive symptoms were also associated with a higher risk of readmission.
Age, sex, number of previous admissions, and discharge supports were not significantly different between the 2 groups. There was no difference in length of the index hospital stay: median length of stay was 6 days (interquartile range [IQR] 3‐14 days) in the readmitted group and 7 (IQR 4‐10 days) in the non‐readmitted group. There was a trend to higher mean number of medications in the readmitted group (9.4 vs. 8.8, P = 0.21).
The strongest predictor of readmission was the presence of a chronic disease diagnosis. Patterns of readmission for each primary clinical diagnosis are shown in Table 3. Chronic comorbidities including heart failure, chronic renal failure, and diabetes were associated with a higher risk of readmission (Table 4). Median comorbidity score was 3 (IQR 1‐5) in the readmitted group compared to 2 (IQR 1‐3) in the nonreadmitted group (P = 0.02).
| Co‐Morbidity | Number with Co‐Morbidity (%) | % Readmitted | P |
|---|---|---|---|
| Heart failure | 30 (21) | 57 | 0.02 |
| Chronic renal impairment | 22 (15) | 59 | 0.03 |
| Diabetes | 36 (25) | 53 | 0.05 |
| Chronic lung disease | 39 (27) | 49 | 0.13 |
| Peripheral vascular disease | 25 (18) | 44 | 0.55 |
| Cerebrovascular disease | 36 (25) | 44 | 0.42 |
| Ischemic heart disease | 57 (40) | 40 | 0.75 |
| Cancer | 23 (16) | 35 | 0.67 |
On the basis of these findings and the literature, a multivariate binary logistic regression model for unplanned admission within 6 months was fitted, including chronic disease diagnosis, comorbiditiy score, BMI, functional status, and GDS as explanatory variables, and adjusting for the potential confounders of age and length of stay (as a severity surrogate). The model is shown in Table 5, and demonstrates a significant association between readmission and chronic conditions, BMI, and depressive symptoms. The area under the receiving operating curve was 0.73.
| Odds Ratio (95% CI) | P Value | |
|---|---|---|
| ||
| Body mass index (reference 18.525) | ||
| Underweight (<18.5) | 12.7 (2.370.7) | 0.004 |
| Overweight (2530) | 1.9 (0.75.1) | 0.18 |
| Obese (>30) | 2.6 (0.97.3) | 0.07 |
| Depressive symptoms (GDS 5) | 3.0 (1.36.8) | 0.01 |
| Chronic disease diagnosis | 3.4 (1.39.3) | 0.02 |
| Co‐morbidity score | 1.3 (1.01.6) | 0.02 |
| Dependency (reference independent) | 0.32 | |
| IADL dependency only | 1.7 (0.55.4) | |
| BADL dependency | 0.9 (0.32.8) | |
| Age group (reference <65 years) | 0.94 | |
| 6584 | 1.1 (0.42.8) | |
| 85 or older | 0.9 (0.23.5) | |
| Log length of stay | 0.99 (0.961.01) | 0.43 |
Discussion
This study demonstrates a number of important findings. First, 39% of this group of participants went on to further unplanned hospital readmissions in the ensuing 6 months, demonstrating the high risk in this group with more than 1 recent hospital admission. However, within this group, the risk of readmission was not related to the frequency of admission within the previous year, consistent with several previous studies.29, 30 These finding suggest that 1 or more recent previous admissions identified at the time of a medical admission is an effective identifier of high risk patients. Subgroup analysis of a recent discharge intervention study in medical patients suggests that this high risk group may particularly benefit from such an intervention.16
Second, the study describes important predictors of readmission which may inform novel interventions. The BMI showed a significant nonlinear relationship with readmission, with an increased risk both above and below the normal weight range. Almost half the group was overweight or obese, with a 2‐fold risk compared to normal weight patients. While underweight was less prevalent, it carried a markedly increased probability of readmission. Limited previous studies support the association of nutritional status and unplanned readmission.31, 32 Malnutrition may be a marker of disease stage or severity, or may be associated with other unmeasured social determinants which increase readmission risk. However, malnutrition itself may reduce physiological resilience and predispose to higher health care needs. There are no published trials of posthospital nutritional intervention programs for reducing readmission rates in general medical patients.
The risk of readmission was also increased in participants with depressive symptoms, consistent with several previous studies.3336 This effect was independent of illness type and comorbidity. Depression is increasingly recognized as an important independent predictor of a range of important outcomes in older medical patients, including posthospital functional decline,37 institutionalization and mortality.36, 38 Posthospital decline and poor self‐management might contribute to higher rehospitalization. There is some evidence that effective treatment of psychological comorbidities in medically ill patients may reduce readmissions.18, 39
Both the number and type of chronic conditions appear to be predictors of readmission in this high risk group, where there was a high baseline prevalence of chronic diseases such as heart failure, diabetes, renal impairment, and chronic lung disease which have been associated with higher readmission rates in a number of previous studies.13, 15, 30, 40 Almost all participants had one or more significant comorbid conditions in addition to their presenting complaint; single disease‐focused chronic disease management programs may not be an optimal solution in this group. Consistent with this comorbidity burden, most participants were prescribed a large number of medications. In keeping with other studies,17 about one‐third of participants reported reduced medication adherence but this was not associated with a higher readmission risk.
Like most previous studies in medical patients,10, 11, 15, 29, 30, 35, 36, 40, 41 there was no evidence of increasing readmission rates with age. Functional status impairment was not a significant predictor of readmission, probably reflecting selection of a patient subgroup with a high prevalence of disability and chronic disease. Satisfaction with social support was generally high, and not associated with readmission. This may reflect the emphasis on discharge planning and postacute social and functional support already occurring in usual care.
Measures of cognition and literacy were not associated with readmission. However, these were the items with the most missing data (see Table 2), which may have reduced our ability to detect an association. The study design excluded patients with significant cognitive or communication deficits who were unable to participate in detailed assessments. Such stringent eligibility criteria may be seen as a weakness of this study, reducing the generalizability of the findings. However, the study deliberately sampled a population of older adults suitable for a multifacetted posthospital management program, in order to inform specific intervention targets, and the eligibility criteria reflect these practical considerations. Although some previous studies have found that cognitive impairment is a predictor of readmission,10, 12 others have found no association.29, 30, 36, 40, 41
The main study weaknesses are the small sample size (reflected in the wide confidence intervals [CIs] in the multivariate analysis), and the relatively high rate of drop‐outs (25% of enrolments) for whom detailed posthospital data could not be collected. This problem reflects the age and burden of illness in the population under study. Readmission data were collected for all participants, and a similar rate of readmission was observed in patients with missing data (52% vs. 39%, P = 0.11). The heterogeneous patients mix may have concealed some important associations within individual diagnoses or other patient subgroups. This heterogeneity reflects the reality of the selected high risk subgroup, and the study deliberately avoided a disease‐specific focus for generalizability.
Conclusions
This study confirms the high rate of hospital readmission in medical patients who have already had a previous inpatient admission in the past 6 months. It shifts the emphasis from nonmodifiable disease and demographic predictors to consideration of common, nondisease specific factors which might have a plausible causative relationship with readmission and may be amenable to specific interventions. The population sampled had a high prevalence of chronic disease, and often multiple diseases. Nutritional status and depressive symptoms are emerging as important modifiers of disease course and mortality in the setting of several chronic diseases; this study also supports their potential contribution to increased hospital resource consumption in a high‐risk group. Posthospital programs which specifically address these factors in the context of optimal medical management of underlying chronic diseases have the potential to reduce hospital readmissions.
Hospital readmissions are recognized as both a significant contributor to health care costs and a putative indicator of healthcare quality.1, 2 Older medical patients with chronic medical comorbidities are at particularly high risk for hospital readmission3 and attendant risks of hospitalization.4 Many intervention strategies have been used in trials to reduce readmissions in such patients. Single interventions such as case management,5 care coordination,6 and self‐management7 have been disappointing. There is emerging evidence to support complex, multidisciplinary interventions which include outreach and support in the early post‐hospital period, especially in heart failure patients,8 but also in medical patients with a range of conditions.9 However, such interventions are resource intensive and it remains uncertain which patients may benefit most from interventions.
Although there are many studies of risk factors for hospital admission and readmission, few studies have reported predictors of recurrent readmission.1012 Patients with 2 or more recent hospitalizations are readily identifiable and have a substantially increased risk of hospital readmission compared to patients with only 1 recent hospitalization.10, 11, 1315 These patients may have a unique risk factor profile, and may be a group which may particularly benefit from complex interventions,16 but no previous study has specifically examined risk factors in this high‐risk group.
Previous studies of readmission predictors have largely focussed on demographic and disease characteristics which are not amenable to intervention at individual level. The results of such studies may determine a population at increased risk, but do not inform an intervention strategy.14 Psychological and behavioral factors such as depression and anxiety, perceptions of health, and adherence patterns may also contribute to hospitalizations.17, 18 However, the role of these factors in repeated admissions of medical patients has been poorly studied.
The aim of this study was to describe the association of a wider range of biological, functional, and psychosocial variables with the risk of unplanned hospital readmission within 6 months in medical patients with 2 or more recent hospitalizations. There was a particular emphasis on risk factors which might be amenable to intervention.
Methods
Setting and Participants
The study was a prospective longitudinal cohort study. Participant enrolment was undertaken from February 2006 to February 2007. The study setting was the Internal Medicine Department of a tertiary teaching hospital in Brisbane, Australia. The Internal Medicine Department admits approximately 5000 inpatients per annum; more than 95% of these are unplanned admissions (general practitioner referral or self‐referral) via the Emergency Department. Acute and some subacute care are provided by 1 of 5 medical units, each staffed by 2 to 3 consultant general physicians, 2 medical residents (post‐graduate year 3‐4), 2 interns (post‐graduate year 1), and a consistent multidisciplinary team of allied health professionals and senior nursing staff. Descriptions of the inpatient case‐mix and model of care have been published previously.19
Participants were identified by 2 trained research nurses. Daily reports were generated from the hospital admission database to identify all consecutive patients admitted to any general medical unit who had already been hospitalized at the study hospital within the previous six months. The medical record was then screened for eligibility.
Patients were considered for inclusion if they were aged 50 years or older, based on clinical consensus that different factors may be relevant in younger patients, and the demonstrated validity of the selected tools in an older medical population. For logistic reasons, patients were ineligible if they lived outside the greater Brisbane area; came from residential care; had significant language or cognitive difficulties which would preclude participation in interviews; were admitted for end‐of‐life care; or were considered otherwise unsuitable for post‐hospital interviews (eg, no fixed address). Eligible patients were invited to participate in the study. Informed consent was obtained from all participants. The study was approved by the Royal Brisbane and Women's Hospitals and University of Queensland Human Research Ethics Committees.
Outcome and Variables
The primary outcome was 1 or more unplanned readmission to any ward at the study hospital within 6 months of the date of hospital discharge. Information about the frequency and duration of planned and unplanned hospital readmissions in the 6 months after discharge was obtained from the hospital admissions database. Planned readmissions included elective surgical or procedural admissions and scheduled day‐case admissions. Unplanned readmissions included all presentations through the emergency department, except for brief emergency department attendances where the participant was not formally admitted under a consultant.
Information was abstracted from the medical record at the time of discharge using a structured audit tool, including age, sex, primary diagnosis according to the treating clinical team, Charlson comorbidity score, number of medications at discharge, living situation at time of discharge, and the number of hospitalizations in the previous 12 months. Note was made of whether a discharge summary was completed and faxed to the general practitioner within 24 hours of discharge. Weight and height were measured by the research assistant to calculate the body mass index (BMI) which was categorized according to World Health Organization recommended cut‐offs.
Within 5 days of discharge from the index admission, the participant was contacted by telephone to schedule an interview at home within the next week. Posthospital interviews were undertaken using a structured interview tool composed of validated measures of the variables of interest, as described below. Interviews took 45 to 90 minutes to complete, and were performed by one of eight postgraduate clinical psychology students from the University of Queensland, who received training and regular supervision by a senior academic psychologist (NP).
Cognitive status was tested using the 3MS cognitive screening test, a sensitive test for early cognitive impairment.20 The Cambridge Contextual Reading Test (CCRT, short version) was used as a measure of literacy and verbal intelligence, as it may be robust in the presence of early cognitive decline21 Mood disturbances were evaluated using the Geriatric Depression Scale (GDS, short version)22 and the Geriatric Anxiety Inventory (GAI).23 The Social Support Questionnaire short form (SSQ6) was used to identify satisfaction with supports.24 Self‐rated health and income adequacy were rated using a 5 point Likert scale. Compliance with prescribed medication was assessed using the Medication Adherence Rating Scale (MARS) (R Horne, personal communication). Alcohol consumption was evaluated using the alcohol use disorders identification tool (AUDIT).25 Instrumental activities of daily living (IADL: using the telephone, using transport, shopping, housework, meal preparation, medication management, managing money) and basic activities of daily living (BADL: bathing, dressing, eating, mobility, transfers, grooming) were assessed using items from the Older Americans Resources and Services (OARS) questionnaire.26 Relevant permissions were obtained from the developers.
Analysis
Data were analyzed using SPSS 17.0. The distribution of each explanatory and confounding variable was examined and summarized using appropriate statistics (mean, median or proportion). Ordinal and some continuous variables were grouped into categories according to previously validated cut‐offs and clinical meaning. Logarithmic transformation was used in analyses of length of stay due to the highly skewed distribution. ADL and IADL function were grouped into independent in all activities, dependent in IADL function only, and dependent in basic ADL function. Bivariate analysis was undertaken using contingency tables and chi‐square testing for categorical variables and independent samples t‐test or equivalent nonparametric testing for continuous variables, to identify potential associations with the primary outcome.
Dealing with diagnosis posed particular difficulties because of the large number of disease categories. Other authors have restricted the sample to a limited number of diagnoses,27, 28 explored the impact of a limited number of diagnoses compared to all others,13 or grouped diagnoses in a pre‐specified or post hoc manner.3, 15 Considering previous studies and preliminary examination of the data (Table 3), we grouped diagnoses as chronic (heart failure, chronic lung disease, diabetes) vs. other for analysis purposes.
| Follow‐Up Data (n = 142) | No Follow‐Up Data (n = 48) | P | |
|---|---|---|---|
| |||
| Age, years, mean (SD) | 74.0 (10.9) | 76.8 (10.1) | 0.13 |
| Male, % | 52.8 | 56.3 | 0.68 |
| Admissions past 12 months, median (IQR) | 2 (1, 2.25) | 1 (1,2) | 0.38 |
| Comorbidity score, median (IQR) | 2 (1,4) | 2 (1,3) | 0.48 |
| Medications on discharge, mean (SD) | 8.8 (4.0) | 9.0 (4.5) | 0.86 |
| Length of stay, median (IQR) | 6.5 (4,11) | 7 (4,14) | 0.35 |
| Discharged to | 0.30 | ||
| Independent living alone | 38.7 | 47.9 | |
| Independent living with others | 54.2 | 50.0 | |
| Assisted living/residential care | 7.1 | 2.1 | |
| Community services on discharge, % | 42.3 | 56.3 | 0.16 |
| Number (%) with characteristic | % Readmitted | P | |
|---|---|---|---|
| |||
| Age (years) | 0.78 | ||
| <65 | 31 (22) | 39 | |
| 6584.9 | 92 (65) | 40 | |
| 85 or more | 19 (13) | 32 | |
| Male | 75 (53) | 40 | 0.74 |
| Admissions past 12 months | 0.78 | ||
| 1 | 67 (47) | 39 | |
| 2 | 40 (28) | 35 | |
| 3 or more | 35 (25) | 43 | |
| Body mass index | 0.02 | ||
| Underweight | 11 (8) | 72 | |
| Normal | 55 (39) | 27 | |
| Overweight | 43 (30) | 37 | |
| Obese | 32 (23) | 50 | |
| Chronic disease diagnosis | 27 (19) | 67 | 0.001 |
| Functional dependence | 0.16 | ||
| Independent | 27 (19) | 26 | |
| Dependent in IADLs | 48 (34) | 48 | |
| Dependent in BADLs | 66 (47) | 36 | |
| Comorbidity score | 0.15 | ||
| 0 | 19 (13) | 26 | |
| 12 | 62 (44) | 34 | |
| 3 or more | 61 (43) | 48 | |
| Summary sent within 24 hours | 117 (82) | 40 | 0.93 |
| Discharge supports | 0.60 | ||
| community | 72 (51) | 35 | |
| community with supports | 60 (42) | 43 | |
| residential care | 10 (7) | 40 | |
| Poor cognition (3MS 85)* | 80 (58) | 36 | 0.68 |
| Reduced literacy (CCRT<21) | 61 (48) | 41 | 0.55 |
| Depressive symptoms (GDS 5) | 72 (51) | 47 | 0.04 |
| Anxiety symptoms (GAI 9) | 45 (32) | 38 | 0.93 |
| Poor adherence (MARS <24) | 48 (34) | 35 | 0.56 |
| Hazardous drinking (AUDIT >6) | 18 (13) | 39 | 0.98 |
| English as second language | 19 (13) | 32 | 0.50 |
| Self‐rated health fair or poor | 102 (72) | 38 | 0.68 |
| Financial hardship | 46 (32) | 35 | 0.47 |
| Total | 142 | 39 | |
| Diagnosis | Number with diagnosis (%) | % readmitted |
|---|---|---|
| Heart failure | 13 (9) | 69 |
| Diabetes | 6 (4) | 67 |
| Chronic lung disease | 8 (6) | 63 |
| Cellulitis | 8 (6) | 63 |
| Syncope/arrhythmia | 11 (8) | 46 |
| Pneumonia | 10 (7) | 40 |
| Urinary infection | 15 (11) | 33 |
| Fall or fracture | 18 (13) | 33 |
| Gastrointestinal disease | 7 (5) | 29 |
| Ischemic heart disease | 11 (8) | 18 |
| Neurological disease | 7 (5) | 0 |
| Other | 28 (20) | 29 |
| Total | 142 (100) | 39 |
Potentially important variables were chosen based on bivariate analysis (P < 0.2) and previous literature. These variables were then entered into a multiple logistic regression model, and a significant association in the adjusted model was defined as P < 0.05. The performance of the final model was assessed by constructing a receiver operating curve. Given a 40% to 50% anticipated event rate, we estimated that 150 to 200 participants would provide power to include 7 to 10 variables of interest within the model.
Results
Active screening over 12 months identified 1194 new admissions with a documented hospitalization in the previous 6 months. Of these, 85 were discharged prior to clinical review, 227 were aged less than 50 years, 16 died in hospital, and 153 had been screened previously in the study, leaving 713 individual patients for eligibility screening. Screening identified 328 of 713 (46.0%) patients eligible to participate in the study, who were approached for consent. Of these eligible patients, 190 of 328 (57.9%) agreed to participate but 48 of 190 (25%) did not complete posthospital follow‐up, leaving a total of 142 participants. Patient eligibility, consent, and follow‐up are detailed in Figure 1.
Demographic and disease characteristics of the study participants are shown in Table 1. The 48 participants without follow‐up data appeared similar to those with full data, and 25 (52.1%) of these participants without follow‐up data had an unplanned admission within 6 months.
By 6 months, 55 of 142 participants with follow‐up data (38.7%) had had a total of 102 unplanned admissions to the study hospital. Of these, 42 of 55 (76%) were readmitted to internal medicine. Of the 55 participants with an unplanned readmission, 30 had only 1 unplanned readmission, 9 had 2, and 16 had 3 or more unplanned readmissions within 6 months of the index hospitalization.
During 6 month follow‐up of all 142 participants, there were also 97 planned (scheduled) admissions, 56 (58%) of which occurred in the group with an unplanned admission. Thus the 55 participants with an unplanned readmission accounted for a total of 1055 hospital bed‐days (mean 19.2 days per patient over 6 months follow‐up) while the 87 participants without an unplanned readmission used only 147 bed‐days (mean 1.7 days per patient over 6 months).
Bivariate analysis of the association of unplanned readmissions with the study variables is detailed in Table 2. BMI showed a nonlinear relationship with readmission, with a higher risk apparent at each end of the distribution. Depressive symptoms were also associated with a higher risk of readmission.
Age, sex, number of previous admissions, and discharge supports were not significantly different between the 2 groups. There was no difference in length of the index hospital stay: median length of stay was 6 days (interquartile range [IQR] 3‐14 days) in the readmitted group and 7 (IQR 4‐10 days) in the non‐readmitted group. There was a trend to higher mean number of medications in the readmitted group (9.4 vs. 8.8, P = 0.21).
The strongest predictor of readmission was the presence of a chronic disease diagnosis. Patterns of readmission for each primary clinical diagnosis are shown in Table 3. Chronic comorbidities including heart failure, chronic renal failure, and diabetes were associated with a higher risk of readmission (Table 4). Median comorbidity score was 3 (IQR 1‐5) in the readmitted group compared to 2 (IQR 1‐3) in the nonreadmitted group (P = 0.02).
| Co‐Morbidity | Number with Co‐Morbidity (%) | % Readmitted | P |
|---|---|---|---|
| Heart failure | 30 (21) | 57 | 0.02 |
| Chronic renal impairment | 22 (15) | 59 | 0.03 |
| Diabetes | 36 (25) | 53 | 0.05 |
| Chronic lung disease | 39 (27) | 49 | 0.13 |
| Peripheral vascular disease | 25 (18) | 44 | 0.55 |
| Cerebrovascular disease | 36 (25) | 44 | 0.42 |
| Ischemic heart disease | 57 (40) | 40 | 0.75 |
| Cancer | 23 (16) | 35 | 0.67 |
On the basis of these findings and the literature, a multivariate binary logistic regression model for unplanned admission within 6 months was fitted, including chronic disease diagnosis, comorbiditiy score, BMI, functional status, and GDS as explanatory variables, and adjusting for the potential confounders of age and length of stay (as a severity surrogate). The model is shown in Table 5, and demonstrates a significant association between readmission and chronic conditions, BMI, and depressive symptoms. The area under the receiving operating curve was 0.73.
| Odds Ratio (95% CI) | P Value | |
|---|---|---|
| ||
| Body mass index (reference 18.525) | ||
| Underweight (<18.5) | 12.7 (2.370.7) | 0.004 |
| Overweight (2530) | 1.9 (0.75.1) | 0.18 |
| Obese (>30) | 2.6 (0.97.3) | 0.07 |
| Depressive symptoms (GDS 5) | 3.0 (1.36.8) | 0.01 |
| Chronic disease diagnosis | 3.4 (1.39.3) | 0.02 |
| Co‐morbidity score | 1.3 (1.01.6) | 0.02 |
| Dependency (reference independent) | 0.32 | |
| IADL dependency only | 1.7 (0.55.4) | |
| BADL dependency | 0.9 (0.32.8) | |
| Age group (reference <65 years) | 0.94 | |
| 6584 | 1.1 (0.42.8) | |
| 85 or older | 0.9 (0.23.5) | |
| Log length of stay | 0.99 (0.961.01) | 0.43 |
Discussion
This study demonstrates a number of important findings. First, 39% of this group of participants went on to further unplanned hospital readmissions in the ensuing 6 months, demonstrating the high risk in this group with more than 1 recent hospital admission. However, within this group, the risk of readmission was not related to the frequency of admission within the previous year, consistent with several previous studies.29, 30 These finding suggest that 1 or more recent previous admissions identified at the time of a medical admission is an effective identifier of high risk patients. Subgroup analysis of a recent discharge intervention study in medical patients suggests that this high risk group may particularly benefit from such an intervention.16
Second, the study describes important predictors of readmission which may inform novel interventions. The BMI showed a significant nonlinear relationship with readmission, with an increased risk both above and below the normal weight range. Almost half the group was overweight or obese, with a 2‐fold risk compared to normal weight patients. While underweight was less prevalent, it carried a markedly increased probability of readmission. Limited previous studies support the association of nutritional status and unplanned readmission.31, 32 Malnutrition may be a marker of disease stage or severity, or may be associated with other unmeasured social determinants which increase readmission risk. However, malnutrition itself may reduce physiological resilience and predispose to higher health care needs. There are no published trials of posthospital nutritional intervention programs for reducing readmission rates in general medical patients.
The risk of readmission was also increased in participants with depressive symptoms, consistent with several previous studies.3336 This effect was independent of illness type and comorbidity. Depression is increasingly recognized as an important independent predictor of a range of important outcomes in older medical patients, including posthospital functional decline,37 institutionalization and mortality.36, 38 Posthospital decline and poor self‐management might contribute to higher rehospitalization. There is some evidence that effective treatment of psychological comorbidities in medically ill patients may reduce readmissions.18, 39
Both the number and type of chronic conditions appear to be predictors of readmission in this high risk group, where there was a high baseline prevalence of chronic diseases such as heart failure, diabetes, renal impairment, and chronic lung disease which have been associated with higher readmission rates in a number of previous studies.13, 15, 30, 40 Almost all participants had one or more significant comorbid conditions in addition to their presenting complaint; single disease‐focused chronic disease management programs may not be an optimal solution in this group. Consistent with this comorbidity burden, most participants were prescribed a large number of medications. In keeping with other studies,17 about one‐third of participants reported reduced medication adherence but this was not associated with a higher readmission risk.
Like most previous studies in medical patients,10, 11, 15, 29, 30, 35, 36, 40, 41 there was no evidence of increasing readmission rates with age. Functional status impairment was not a significant predictor of readmission, probably reflecting selection of a patient subgroup with a high prevalence of disability and chronic disease. Satisfaction with social support was generally high, and not associated with readmission. This may reflect the emphasis on discharge planning and postacute social and functional support already occurring in usual care.
Measures of cognition and literacy were not associated with readmission. However, these were the items with the most missing data (see Table 2), which may have reduced our ability to detect an association. The study design excluded patients with significant cognitive or communication deficits who were unable to participate in detailed assessments. Such stringent eligibility criteria may be seen as a weakness of this study, reducing the generalizability of the findings. However, the study deliberately sampled a population of older adults suitable for a multifacetted posthospital management program, in order to inform specific intervention targets, and the eligibility criteria reflect these practical considerations. Although some previous studies have found that cognitive impairment is a predictor of readmission,10, 12 others have found no association.29, 30, 36, 40, 41
The main study weaknesses are the small sample size (reflected in the wide confidence intervals [CIs] in the multivariate analysis), and the relatively high rate of drop‐outs (25% of enrolments) for whom detailed posthospital data could not be collected. This problem reflects the age and burden of illness in the population under study. Readmission data were collected for all participants, and a similar rate of readmission was observed in patients with missing data (52% vs. 39%, P = 0.11). The heterogeneous patients mix may have concealed some important associations within individual diagnoses or other patient subgroups. This heterogeneity reflects the reality of the selected high risk subgroup, and the study deliberately avoided a disease‐specific focus for generalizability.
Conclusions
This study confirms the high rate of hospital readmission in medical patients who have already had a previous inpatient admission in the past 6 months. It shifts the emphasis from nonmodifiable disease and demographic predictors to consideration of common, nondisease specific factors which might have a plausible causative relationship with readmission and may be amenable to specific interventions. The population sampled had a high prevalence of chronic disease, and often multiple diseases. Nutritional status and depressive symptoms are emerging as important modifiers of disease course and mortality in the setting of several chronic diseases; this study also supports their potential contribution to increased hospital resource consumption in a high‐risk group. Posthospital programs which specifically address these factors in the context of optimal medical management of underlying chronic diseases have the potential to reduce hospital readmissions.
- ,,.Rehospitalizations among patients in the Medicare fee‐for‐service program.N Engl J Med.2009;360:1418–1428.
- ,,,,,.Hospital readmissions and quality of care.Med Care.1999;37(5):490–501.
- ,,.Clinical and sociodemographic risk factors for reamdission of Medicare benficiaries.Health Care Financ Rev.1988;10(1):27–36.
- .Hazards of hospitalization of the elderly.Ann Intern Med.1993;118:219–223.
- ,,,,.A case manager intervention to reduce readmissions.Arch Intern Med.1995;154(15):1721–1729.
- ,,, et al.A transitional care service for elderly chronic disease patients at risk of readmission.Aust Health Rev.2004;28(3):275–284.
- ,,,,.Self‐management programmes by lay leaders for people with chronic conditions.Cochrane Database Syst Rev.2007(4):Art No.CD005108.
- ,,,.The effectiveness of disease management programmes in reducing hospital re‐admission in older patients with heart failure: a systematic review and meta‐analysis of published reports.Eur Heart J.2004;25:1570–1595.
- ,,, et al.Discharge planning from hospital to home.Cochrane Database Syst Rev.2010(Issue 1):Art No.CD000313.
- ,,, et al.Characteristics of geriatric patients related to early and late readmissions to hospital.Aging Clin Exp Res.1998;10:339–346.
- ,,, et al.Hospital readmission among older medical patietns in Hong Kong.J R Coll Physicians Lond.1999;33(2):153–156.
- ,,, et al.Early re‐hospitalization of elderly people discharged from a geriatric ward.Aging Clin Exp Res.2006;18(1):63–69.
- ,,,,.Readmission patterns in patients with chronic obstructive pulmonary disease, chronic heart failure and diabetes mellitus: an administrative dataset analysis.Intern Med J.2005;35:296–299.
- ,,,.Case finding for patients at risk of readmission to hospital: development of algorithm to identify high risk patients.BMJ.2006;333:327–330.
- ,,,.Predicting emergency readmission for patients discharged from the medical service of a teaching hospital.J Gen Intern Med.1987;2:400–405.
- ,,, et al.A reengineered hospital discharge program to decrease hospitalization.Ann Intern Med.2009;150:178–187.
- ,,.The role of medication noncompliance and adverse drug reactions in hospitalisations in the elderly.Arch Intern Med.1990;150:841–845.
- ,,, et al.UPBEAT: the impact of a psychogeriatric intervention in VA medical centers.Med Care.2001;39(5):500–512.
- ,,,.Controlled trial of multidisciplinary care teams for acutely ill medical inpatients: enhanced multidisciplinary care.Intern Med J.2006;36:558–563.
- ,.The modified mini‐mental state (3MS) examination.J Clin Psychiatry.1987;48:314–318.
- .Development of the Cambridge Contextual Reading Test for improving the examination of premorbid verbal intelligence in older persons with dementia.Br J Clin Psychol.1998;37:229–240.
- ,.Geriatric Depression Scale (GDS): recent evidence and development of a shorter version.Clinics in Gerontology.1986;5:165–172.
- ,,,,,.Development and validation of the Geriatric Anxiety Inventory.Int Psychogeriatr.2007;19(1):103–114.
- ,,.A brief measure of social support: practical and theoretical implications.J Soc Pers Relat.1987;4:497–510.
- ,,,,.Screening for problem drinking: comparison of the CAGE and AUDIT.J Gen Intern Med.1998;13(6):379–388.
- ,.OARS methodology: a decade of experience in geriatric assessment.J Am Geriatr Soc.1985;33:607–615.
- ,.Hospital readmissions among the elderly.J Am Geriatr Soc.1985;33:595–601.
- ,,,,,.Discharge destination and repeat hospitalizations.Med Care.1997;35:756–767.
- ,,, et al.Measuring frailty in the hospitalized elderly. Concept of functional homeostasis.Am J Phys Med Rehab.1998;77(3):252–257.
- ,.Factors predicting readmission of older general medicine patients.J Gen Intern Med.1991;6(5):389–393.
- .Risk factors for early hospital readmission in a select population of geriatric rehabilitation patients: the significance of functional status.J Am Geriatr Soc.1992;40:792–798.
- ,,,.Predicting early nonelective hospital readmission in nutritionally compromised older adults.Am J Clin Nutr.1997;65:1714–1720.
- ,,,,,.Factors associated with unplanned hospital readmission among patients 65 years of age and older in a Medicare managed care plan.Am J Med.1999;107(1):13–17.
- ,,,.Depression and activities of daily living predict rehospitalisation within 6 months of discharge from geriatric rehabilitation.Rehabil Psychol.2004;49(3):219–223.
- ,,,.Depressive symptoms and negative outcomes in older hospitalized patients.Arch Intern Med.2002;162:948–949.
- ,,,.Depressive symptoms as a predictor of 6‐month outcomes and services utilization in elderly medical inpatients.Arch Intern Med.2001;161:2609–2615.
- ,,,,.Relation between symptoms of depression and health status outcomes in acutely ill hospitalized older persons.Ann Intern Med.1997;126(6):417–425.
- ,,,.Diabetes, depression and death. A randomized controlled trial of a depression treatment program for older adults based in primary care (PROSPECT).Diabetes Care.2007;30(12):3005–3010.
- ,,.Clinical implications of a reduction in psychosocial distress in cardiac prognosis in patients participating in a psychosocial intervention programme.Psychosom Med.2001;63(2):257–266.
- ,,, et al.Predictors of immediate and 6‐month outcomes in hospitalized elderly patients.J Am Geriatr Soc.1988;36:775–783.
- ,,,,.Factors predictive of outcome on admission to an acute geriatric ward.Age Ageing.1999;28:429–432.
- ,,.Rehospitalizations among patients in the Medicare fee‐for‐service program.N Engl J Med.2009;360:1418–1428.
- ,,,,,.Hospital readmissions and quality of care.Med Care.1999;37(5):490–501.
- ,,.Clinical and sociodemographic risk factors for reamdission of Medicare benficiaries.Health Care Financ Rev.1988;10(1):27–36.
- .Hazards of hospitalization of the elderly.Ann Intern Med.1993;118:219–223.
- ,,,,.A case manager intervention to reduce readmissions.Arch Intern Med.1995;154(15):1721–1729.
- ,,, et al.A transitional care service for elderly chronic disease patients at risk of readmission.Aust Health Rev.2004;28(3):275–284.
- ,,,,.Self‐management programmes by lay leaders for people with chronic conditions.Cochrane Database Syst Rev.2007(4):Art No.CD005108.
- ,,,.The effectiveness of disease management programmes in reducing hospital re‐admission in older patients with heart failure: a systematic review and meta‐analysis of published reports.Eur Heart J.2004;25:1570–1595.
- ,,, et al.Discharge planning from hospital to home.Cochrane Database Syst Rev.2010(Issue 1):Art No.CD000313.
- ,,, et al.Characteristics of geriatric patients related to early and late readmissions to hospital.Aging Clin Exp Res.1998;10:339–346.
- ,,, et al.Hospital readmission among older medical patietns in Hong Kong.J R Coll Physicians Lond.1999;33(2):153–156.
- ,,, et al.Early re‐hospitalization of elderly people discharged from a geriatric ward.Aging Clin Exp Res.2006;18(1):63–69.
- ,,,,.Readmission patterns in patients with chronic obstructive pulmonary disease, chronic heart failure and diabetes mellitus: an administrative dataset analysis.Intern Med J.2005;35:296–299.
- ,,,.Case finding for patients at risk of readmission to hospital: development of algorithm to identify high risk patients.BMJ.2006;333:327–330.
- ,,,.Predicting emergency readmission for patients discharged from the medical service of a teaching hospital.J Gen Intern Med.1987;2:400–405.
- ,,, et al.A reengineered hospital discharge program to decrease hospitalization.Ann Intern Med.2009;150:178–187.
- ,,.The role of medication noncompliance and adverse drug reactions in hospitalisations in the elderly.Arch Intern Med.1990;150:841–845.
- ,,, et al.UPBEAT: the impact of a psychogeriatric intervention in VA medical centers.Med Care.2001;39(5):500–512.
- ,,,.Controlled trial of multidisciplinary care teams for acutely ill medical inpatients: enhanced multidisciplinary care.Intern Med J.2006;36:558–563.
- ,.The modified mini‐mental state (3MS) examination.J Clin Psychiatry.1987;48:314–318.
- .Development of the Cambridge Contextual Reading Test for improving the examination of premorbid verbal intelligence in older persons with dementia.Br J Clin Psychol.1998;37:229–240.
- ,.Geriatric Depression Scale (GDS): recent evidence and development of a shorter version.Clinics in Gerontology.1986;5:165–172.
- ,,,,,.Development and validation of the Geriatric Anxiety Inventory.Int Psychogeriatr.2007;19(1):103–114.
- ,,.A brief measure of social support: practical and theoretical implications.J Soc Pers Relat.1987;4:497–510.
- ,,,,.Screening for problem drinking: comparison of the CAGE and AUDIT.J Gen Intern Med.1998;13(6):379–388.
- ,.OARS methodology: a decade of experience in geriatric assessment.J Am Geriatr Soc.1985;33:607–615.
- ,.Hospital readmissions among the elderly.J Am Geriatr Soc.1985;33:595–601.
- ,,,,,.Discharge destination and repeat hospitalizations.Med Care.1997;35:756–767.
- ,,, et al.Measuring frailty in the hospitalized elderly. Concept of functional homeostasis.Am J Phys Med Rehab.1998;77(3):252–257.
- ,.Factors predicting readmission of older general medicine patients.J Gen Intern Med.1991;6(5):389–393.
- .Risk factors for early hospital readmission in a select population of geriatric rehabilitation patients: the significance of functional status.J Am Geriatr Soc.1992;40:792–798.
- ,,,.Predicting early nonelective hospital readmission in nutritionally compromised older adults.Am J Clin Nutr.1997;65:1714–1720.
- ,,,,,.Factors associated with unplanned hospital readmission among patients 65 years of age and older in a Medicare managed care plan.Am J Med.1999;107(1):13–17.
- ,,,.Depression and activities of daily living predict rehospitalisation within 6 months of discharge from geriatric rehabilitation.Rehabil Psychol.2004;49(3):219–223.
- ,,,.Depressive symptoms and negative outcomes in older hospitalized patients.Arch Intern Med.2002;162:948–949.
- ,,,.Depressive symptoms as a predictor of 6‐month outcomes and services utilization in elderly medical inpatients.Arch Intern Med.2001;161:2609–2615.
- ,,,,.Relation between symptoms of depression and health status outcomes in acutely ill hospitalized older persons.Ann Intern Med.1997;126(6):417–425.
- ,,,.Diabetes, depression and death. A randomized controlled trial of a depression treatment program for older adults based in primary care (PROSPECT).Diabetes Care.2007;30(12):3005–3010.
- ,,.Clinical implications of a reduction in psychosocial distress in cardiac prognosis in patients participating in a psychosocial intervention programme.Psychosom Med.2001;63(2):257–266.
- ,,, et al.Predictors of immediate and 6‐month outcomes in hospitalized elderly patients.J Am Geriatr Soc.1988;36:775–783.
- ,,,,.Factors predictive of outcome on admission to an acute geriatric ward.Age Ageing.1999;28:429–432.
Copyright © 2010 Society of Hospital Medicine
Redefining Readmission Risk Factors
Within Medicare recipients, an astounding one in five medical patients (19.6%) is readmitted within 30 days, accounting for $15 billion in spending.1, 2 Amidst the current healthcare system crisis, reducing these hospital readmissions has risen to the highest priority. Reducing readmissions is the newest addition to multiple quality dashboards, both institutional and national, as a measure of the care delivered during hospitalization.3 One of the most notable of these reporting entities, Hospital Compare, now publicly reports Medicare readmission rates for a few common diagnoses.4 While Medicare already withholds payment to hospitals for readmissions within 24 hours for the same diagnosis, Medicare may soon reduce payment to hospitals with the highest rates of readmission within 30 days, a powerful incentive for hospitals to intervene. Readmissions have also reached the radar of additional stakeholders, even making its way onto Obama's budget considerations, given the potential cost savings to the system overall.5
To develop systems which reduce readmissions, one must first gain understanding of the characteristics of readmissions. A few clinical risk factors (such as age, number of prior admissions, and comorbidities) have been well defined in subgroups of general medicine inpatients.612 Likewise, interventions aiming to reduce readmissions have also focused on subgroups, excluding a large portion of hospitalized patients (for example, non‐English speakers and younger patients).1320 Other data have been derived in veterans or within non‐US populations that have inherently different payer, race, ethnicity, and primary language composition, and may not be applicable outside those settings.7, 8, 10, 11, 21 Lastly, little is known regarding risk that may be associated with operational factors, such as weekend discharge or admission source. As a result, there are few data describing the clinical, operational, and demographic factors associated with readmission in a heterogeneous population of hospitalized general medicine patientsthe patient population of most generalists in the United States.
To understand the impact of a variety of risk factors in a diverse general medicine population, we evaluated the characteristics of readmitted patients in a large urban university medical center over a 2‐year period. We hypothesized that a number of clinical, operational, and sociodemographic factors would be associated with readmission.
Methods
Sites and Subjects
Our data were collected on general medicine patients during hospitalization between June 1, 2006 and May 31, 2008, at the University of California San Francisco. The University of California, San Francisco (UCSF) Medical Center is composed of Moffitt‐Long Hospital (a 400‐bed center) and UCSF‐Mount Zion Hospital (a 200‐bed facility) located in San Francisco, CA.
Medical patients at Moffitt‐Long Hospital are admitted to 1 of 8 medical teams composed of a resident, 1 to 2 interns, and 0 to 3 medical students, supervised by an attending physician who is most often a hospitalist. At Moffitt‐Long Hospital, housestaff write all orders and provide 24‐hour coverage to inpatients. Mount Zion medical patients are cared for by 1 of 2 teams and staffed by a hospitalist on each team who is responsible for all elements of care. Both services care for common inpatient diagnoses, as well as specialty‐associated diagnoses such as cancer, pneumonia, and chronic obstructive pulmonary disease (COPD). Of note, at Moffitt‐Long Hospital, those patients with primary cardiac diagnoses are cared for by a separate team composed of housestaff and students supervised by a cardiologist.
The discharge process at both sites utilizes a multidisciplinary teamincluding physicians, case managers, nurses, pharmacists, and discharge coordinatorsworking in concert. Key components include arranging follow‐up care, faxing the discharge summary to the primary care provider, and educating the patient and caregivers, especially regarding medications. While these goals are clearly delineated, significant variability exists in how these tasks are actually accomplished. The multidisciplinary approach, components of the discharge process, and lack of a systematic approach are representative of the discharge process around the country.22
Data
Data regarding patient demographics, age, comorbidities, and insurance status were collected from administrative data systems at UCSF, reflecting the patient's status at the time of index admission. These same systems were used to collect a date‐stamped log of all medications (eg, anticoagulants) for which the patient was billed during the last 48 hours of hospitalization. Specifically, data were obtained for medications previously shown to cause adverse drug events following hospital discharge.23, 24 These medication groups include corticosteroids, anticoagulants, antibiotics, narcotics, nonsteroidal anti‐inflammatory drugs (NSAIDs), cardiovascular medications, antiepileptics, anticholinergics, antidepressants, and antidiabetics. Operational factors that we hypothesized would affect readmission risk included admission source, discharge disposition, and weekday vs. weekend discharge. Case management, social work, and pharmacy services operate with limited staffing on weekends. Likewise, resident and intern physicians are more likely to be off on a weekend day than a weekday; covering attending physicians care for about half of patients during the weekend. Data were obtained from Transition Systems International (TSI, Boston, MA) administrative databases, a cost‐accounting system that collects data abstracted from patient charts upon discharge from UCSF.
Definition of Readmission Measure
Using TSI, we detected readmission to UCSF by screening for any inpatient encounters on any service (not just medicine) within the 30 days following discharge from the general medicine service at the 2 UCSF campuses. We excluded elective readmissions, such as for scheduled chemotherapy. Patients who died at the index admission were excluded from the cohort.
Adjustment Variables
Age, gender, payer status and APR risk of mortality (3M Health Information Systems, St. Paul, MN) were collected from administrative data. The All Patient Refined (APR) risk of mortality is the all patients risk of mortality score developed by 3M which divides patients into 4 subclasses of risk based on clinical problems and comorbidities.25 We used secondary diagnosis codes in administrative data to classify comorbidities using the method of Elixhauser.26
Using the log of medication charges, we grouped high‐risk medications according to the classification scheme of Forster et al.23 and Hanlon et al.24 We then created a count representing the total number of medications administered to patients within the final 48 hours of stay.
Analysis
We first described study patients and hospitals using univariable methods. Multivariable generalized estimating equations (SAS PROC GENMOD) were used to account for clustering of patients within physicians and calculate adjusted odds ratios (ORs). As there were 2 sites within UCSF Medical Center (Moffitt‐Long and Mount Zion hospitals), we included site as a fixed effect in our model. Models were constructed using manual variable selection methods with final selection being made based on whether the covariate was associated with readmission at P < 0.05. All analyses were carried out using SAS version 9.2 (SAS Institute, Inc. Cary, NC).
Results
Baseline Characteristics
During the 2‐year accrual period, 295 attending physicians admitted 6805 unique patients for a total of 10,359 admissions. Seventeen percent of these 10,359 admissions were readmitted within 30 days. The cohort of all patients had a mean age of 59.6 years 19.5 standard deviation (SD), with 52.8% women. The mean length of stay was 5.6 days 10.4 SD. Medicare was the payer source for approximately half of the admissions. The majority of admissions (90.4%) were billed for at least 1 high risk medication, with narcotics, cardiac medications, and antibiotics being the most common. Regarding disposition, 79.5% of admissions were discharged to home; 9.1% were discharged to a skilled nursing facility (SNF).
Baseline sociodemographic, operational, and clinical characteristics for patients readmitted and not readmitted are shown in Table 1. Demographic characteristics with significant differences (P < 0.05) between readmitted and nonreadmitted groups included mean age, race, payer status, and primary language other than English. Regarding operational characteristics, readmitted patients had a higher median length of stay and were more likely to be admitted through the emergency room during their index admission. Discharge to an SNF was higher in the readmitted group versus the nonreadmitted group (9.7% vs. 9.0%). Several clinical factors were more prevalent in the readmitted group: high‐risk medications, specifically steroids, narcotics, and cardiovascular medications; high‐risk medication count of 3 or greater; and comorbidities including congestive heart failure, renal disease, cancer, anemia, and depression.
| Characteristic | Patients Readmitted (n = 1762 17.0%), n (%) | Patients Not Readmitted (n = 8597 83.0%), n (%) | P Value |
|---|---|---|---|
| |||
| Mean age (years) (SD) | 58.8 (19.3) | 59.8 (19.6) | 0.0491 |
| Female | 930 (52.8) | 4548 (52.9) | 0.9260 |
| Race* | |||
| White | 785 (44.6) | 4166 (48.8) | <0.0001 |
| Black | 442 (25.1) | 1401 (16.4) | |
| Asian | 323 (18.4) | 1726 (20.2) | |
| Other | 209 (11.9) | 1240 (14.5) | |
| Hispanic ethnicity | 140 (8.1) | 734 (8.9) | 0.2737 |
| Payer status | |||
| Medicare | 905 (51.4) | 4266 (49.6) | <0.0001 |
| Medicaid/Medi‐cal | 458 (26.0) | 1578 (18.4) | |
| Private | 370 (21.0) | 2092 (24.3) | |
| Other | 29 (1.7) | 661 (7.7) | |
| Primary language other than English | 242 (17.1) | 1394 (19.5) | 0.0359 |
| Median length of stay (days) (interquartile range) | 4 (2, 7) | 3 (2, 6) | <0.0001 |
| Admit source | |||
| Emergency room | 1506 (85.5) | 6898 (80.2) | <0.0001 |
| Outside hospital | 38 (2.2) | 271 (3.2) | |
| Direct admission/other (jail) | 218 (12.4) | 1428 (16.6) | |
| Discharge to | |||
| Home | 1461 (82.9) | 6773 (78.8) | <0.0001 |
| SNF | 170 (9.7) | 774 (9.0) | |
| Other | 131 (7.4) | 1050 (12.2) | |
| Discharged on weekend | 381 (21.6) | 1904 (22.1) | 0.6288 |
| Patient medications | |||
| Any high‐risk medication | 1679 (95.3) | 7684 (89.4) | <0.0001 |
| High‐risk medication count | |||
| 02 | 577 (32.8) | 3666 (42.6) | <0.0001 |
| 34 | 692 (39.3) | 2968 (34.5) | |
| 5 | 493 (28) | 1963 (22.8) | |
| Any corticosteroids | 399 (22.6) | 1571 (18.3) | <0.0001 |
| Anticoagulant | 120 (6.8) | 559 (6.5) | 0.6340 |
| Any antibiotic | 904 (51.3) | 4203 (48.9) | 0.0646 |
| Any narcotic | 1036 (58.8) | 4206 (48.9) | <0.0001 |
| Any NSAID | 68 (3.9) | 320 (3.7) | 0.7826 |
| Any cardiovascular med | 887 (50.3) | 3806 (44.3) | <0.0001 |
| Any antiepileptic | 93 (5.3) | 470 (5.5) | 0.7500 |
| Any anticholinergic | 47 (2.7) | 354 (4.1) | 0.0040 |
| Any antidepressant | 455 (25.8) | 1863 (25.8) | 0.0001 |
| Any antidiabetic | 198 (11.2) | 994 (11.6) | 0.6970 |
| Elixhauser comorbidities | |||
| Congestive heart failure | 219 (12.4) | 795 (9.3) | <0.0001 |
| Pulmonary circulation disease | 72 (4.1) | 178 (2.1) | <0.0001 |
| Peripheral vascular disease | 84 (4.8) | 331 (3.9) | 0.0737 |
| Hypertension | 745 (42.3) | 3741 (43.5) | 0.3411 |
| Other neurological disease | 101 (5.7) | 696 (8.1) | 0.0007 |
| Chronic pulmonary disease | 317 (18.0) | 1442 (16.8) | 0.2149 |
| Diabetes | 303 (17.2) | 1333 (15.5) | 0.0762 |
| Renal failure | 339 (19.2) | 1286 (15.0) | <0.0001 |
| Liver disease | 188 (10.7) | 774 (9.0) | 0.0281 |
| Metastatic cancer | 160 (9.1) | 530 (6.2) | <0.0001 |
| Solid tumor w/o metastases | 100 (5.7) | 277 (3.2) | <0.0001 |
| Rheumatoid arthritis/collagen vas | 81 (4.6) | 303 (3.5) | 0.0299 |
| Weight loss | 153 (8.7) | 584 (6.8) | 0.0449 |
| Deficiency anemia | 522 (29.6) | 1979 (23.0) | <0.0001 |
| Alcohol abuse | 101 (5.7) | 428 (5.0) | 0.1905 |
| Drug abuse | 148 (8.4) | 619 (7.2) | 0.0798 |
| Depression | 244 (13.9) | 963 (11.2) | 0.0016 |
| APR risk of mortality | |||
| 1 | 451 (25.6) | 3101 (36.1) | <0.0001 |
| 2 | 619 (35.1) | 2797 (32.5) | |
| 3 | 536 (30.4) | 1907 (22.2) | |
| 4 | 156 (8.9) | 792 (9.2) | |
Frequency of Readmission
The 30‐day readmission rate was 17.0% (1762 patients), with 49.7% (875 patients) of the readmissions occurring within 10 days of discharge. Of patients readmitted, the general medicine service was the readmitting team in 78.2%. A quarter of readmissions (26.2%) had the same primary diagnosis on initial and repeat admission.
Factors Associated With Readmission
Factors associated with readmission were categorized as sociodemographic, operational, and clinical. Factors associated with readmission with P < 0.05 and present in at least 5% of admissions are presented in Table 2. Of the sociodemographic factors, black race was significantly associated with readmission. Within the Medicare cohort, risk for readmission was similar for white vs. nonwhite race, with relative risk of 1.0 (95% confidence interval [CI], 0.86‐1.18). Medicaid as payer status was significantly associated in the unadjusted model, and in the adjusted model showed a trend toward readmission. Mean age was significantly different in the readmitted and nonreadmitted groups, but the difference was small (1.0 year). Moreover, when we evaluated age in 5‐year categories (ex. 65‐70, 71‐75, etc.), age was not associated with readmission. In the adjusted model, none of the operational factors were significantly associated with readmission, including discharge to SNF, weekend discharge, or admit source.
| Covariate | Unadjusted OR (95% CI) | Adjusted OR (95% CI) |
|---|---|---|
| ||
| Age | 1.00 (0.991.00) | 1.00 (0.991.00) |
| Race | ||
| White | Referent | Referent |
| Black | 1.67 (1.471.91) | 1.43 (1.241.65) |
| Asian | 0.99 (0.861.14) | 0.95 (0.821.11) |
| Other | 0.89 (0.761.06) | 0.84 (0.671.06) |
| Payer | ||
| Medicare | Referent | Referent |
| Medicaid/medical | 1.37 (1.211.55) | 1.15 (0.971.36) |
| Private | 0.83 (0.730.95) | 0.78 (0.650.95) |
| Other | 0.21 (0.140.30) | 0.23 (0.110.45) |
| Disposition | ||
| To home | Referent | Referent |
| SNF | 1.02 (0.851.21) | 0.98 (0.821.18) |
| Other | 0.58 (0.480.70) | 0.53 (0.430.66) |
| Highrisk medications | ||
| Corticosteroids | 1.31 (1.161.48) | 1.24 (1.091.42) |
| Narcotics | 1.49 (1.341.65) | 1.33 (1.161.53) |
| Anticholinergics | 0.64 (0.470.87) | 0.66 (0.480.90) |
| Comorbidities | ||
| Congestive heart failure | 1.39 (1.191.63) | 1.30 (1.091.56) |
| Neurological disorders | 0.69 (0.560.86) | 0.70 (0.570.87) |
| Renal failure | 1.35 (1.191.55) | 1.19 (1.051.36) |
| Metastatic cancer | 1.52 (1.261.83) | 1.61 (1.331.95) |
| Solid tumor w/o metastasis | 1.81 (1.432.29) | 1.95 (1.542.47) |
| Deficiency anemia | 1.41 (1.261.58) | 1.27 (1.131.44) |
| Weight loss | 1.30 (1.081.57) | 1.26 (1.091.47) |
Of the clinical factors, high‐risk medications and 6 comorbidities were associated with readmission. High‐risk medication categories associated with readmission were steroids and narcotics; anticholinergics medications were protective. The 6 comorbidities associated with readmission were congestive heart failure, renal disease, cancer (with and without metastasis), weight loss, and iron deficiency anemia. While APR risk of mortality was associated with readmission at P < 0.05, including APR in our final model did not alter which other factors were significantly associated with readmission. When site (Moffitt‐Long vs. Mount Zion Hospitals) was added to the model, the ORs for factors associated with readmission did not change appreciably (0.01).
Discussion
In this retrospective observational study of hospitalized patients, we found that readmission was common and associated with a number of risk factors that could be easily identified early in hospitalization. Nonclinical factors associated with readmission were black race and Medicaid payer status (in the unadjusted model). Clinical factors were high risk medications including steroids and narcotics; and comorbidities including congestive heart failure, renal disease, cancer, anemia, and weight loss. In contrast, other potential riskssuch as discharge on a weekend and discharge to an SNFwere not independently associated with readmission. This cohortwith a mix of clinical scenarios, payers, age, etc.represents the inherently heterogeneous population of inpatient general medicine across the country and abroad. Hospitalists provided care for over 65% of the general medicine service, again representative of the trend in US inpatient medicine.27, 28 Lastly, our cohort did not have the benefit of a systematic and consistent discharge process with interventions focused on reducing readmissions. This gap, which is common across hospitals, highlights the utility of this data in targeting quality improvement efforts.
Reducing risks for readmission requires identification of patient populations at highest risk; in those patients, one can further identify factors which are potentially modifiable via education or patient‐engagement interventions. While in the hospital, more intensive predischarge counseling and efforts to increase mobility may be most useful if targeted early and often on those at highest risk.15, 16, 29, 30 Finally, broader‐based support in the form of better home services, more access to longitudinal care, or targeted postdischarge efforts may be required.14, 31
Though current strategies focus largely on clinical risk factors, this study shows that nonclinical factors play an equally important but underappreciated role in contributing to readmission. While prior studies have shown variable results on association of black race with readmission,2, 9, 11 none have evaluated or linked Medicaid to readmission, which just missed statistical significance in this study (OR, 1.15; 95% CI, 0.971.36). Both black race and Medicaid as payer are proxies for the underlying root cause aspects leading to readmission, such as access to longitudinal care. Following this trail to the root cause will require in‐depth qualitative evaluation that includes the patient perspective as a source of data.32 For example, risk for readmission may not stem solely from being on warfarin, but in combination with not having transportation to get an international normalized ratio (INR) checked, a suboptimal understanding of how to take the medication, or not recognizing potential side effects until too late to avoid inpatient admission.
Several of the strongest associations, and perhaps most conducive to targeted interventions, were high‐risk medications at discharge. Risk related to medications and adverse drug events following discharge have been a consistent theme in readmission literature.24, 33 Our current system, which includes mandated inpatient medicine reconciliation, does not encourage discontinuation of unnecessary medications to combat polypharmacy, address affordability of medications, provide consistent medication counseling, or focus on the highest risk medications. In fact, bundled interventions which implement pharmacists to focus on these measures have been successful in decreasing readmission,14, 16, 29 but unfortunately are not yet part of the standard of care. The challenge remains transforming a mandatory policy such as medicine reconciliation into a valuable and systematic tool in the discharge process.
Two factors were surprisingly protective against readmission: neurologic diagnosis and anticholinergic medications. This first may be explained by the presence of a separate neurology service at our institution which skews our data. For example, a patient with acute stroke, who has a 20% rate of bounce‐back to a higher level of care within 30 days of discharge,34 would be admitted to the neurology service, not general medicine, and therefore would not nr part of our cohort. Regarding anticholinergics, several factors may explain this unexpected result. First, use of anticholinergics was relatively rare in our sample (2.7% in readmitted patients, 4.1% in patients not readmitted), possibly creating a false positive result. Second, Hanlon et al.24 showed only a weak association at best between anticholinergics and postdischarge adverse drug reactions (hazard ratio, 1.11; 95% CI, 0.86‐1.43). Lastly, anticholinergics include a varied group of medications, therefore diluting possible relative risk of specific medications.
While this study allows providers to identify patients at increased risk of readmission, the identified factors do not fully account for readmission risk; we did not aim to produce a risk‐prediction rule with our study. Prior readmission studies have been unable to create a tool to predict which patients will be readmitted with much success.3537 These results underscore the complexities and variability of readmission, which often lack a clear single cause and effect relationship. Given the breadth of risk factors we identified, it seems likely that more intensive interventions will require a multidisciplinary approach, one which might be costly if applied broadly. Our study does not attempt to predict who will be readmitted and who will not, but rather provides a list of risk factors which might be used to deploy resources more efficiently.
This study had several limitations. We did not capture readmissions to outside hospitals, which account for 22% to 24% of all readmissions in prior studies, and therefore have underestimated the readmission rate in our population.2, 8 However, by limiting our data to 2 hospitals within 1 institution, we were able to include more detailed patient level data, which is not accurately available in other large databases. Also, while studies of risk factors in a managed care population (such as within Medicare, the Veterans Affairs medical centers, or countries with national integrated medical records) are able to capture all readmissions, this study is the first to evaluate readmissions risk factors in a truly heterogeneous U.S. inpatient medicine population without limitation by age or payer status. Second, we did not have access to outpatient medications lists; however use of these same medications within the last 48 hours of admission is likely a reasonable proxy for outpatient use and more conducive to potential interventions (such as medication reconciliation or patient education) that could flag patients prior to discharge. Payer data was limited to only the primary payer, so patients who were dual eligible (ie, have both Medicare and Medicaid) were categorized as Medicare. Regarding sociodemographic factors, while primary language other than English was not associated with readmission, language data was missing in 17.4% of admissions, thereby limiting our ability to evaluate this factor. Our data did not include access to outpatient or primary care, and therefore we were unable to evaluate access to postdischarge follow‐up care as a risk factor for readmission. Lastly, while this study did not include outpatient deaths, we did exclude patients who died in the hospital.
Conclusions
Readmission is common among general medicine patients, with approximately 1 in 5 patients being readmitted within 30 days. While the identified associated factors do not account for all the potential reasons for readmission, our study suggests a spectrum of risk factors which might be used to target more intensive multidisciplinary interventions. Specifically, the nonclinical factors of race and payer status merit further in depth research incorporating the patient experience to truly determine causation of readmission. Hospitalists, who are at nexus of the discharge process and uniquely invested in quality inpatient care, are ideally positioned to lead efforts to reduce readmissions. How to use our study's results to develop and implement effective interventions to reduce readmissions remains a subject for future studies.
- A path to bundled payment around a rehospitalization.: Medicare payment Advisory Commission; June2005.
- ,,.Rehospitalizations among patients in the Medicare fee‐for‐service program.N Engl J Med.2009;360(14):1418–1428.
- University HealthSystem Consortium. Available at: https://www.uhc.edu. Accessed May2010.
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- ,,,.Development and validation of a model for predicting emergency admissions over the next year (PEONY): a UK historical cohort study.Arch Intern Med.2008;168(13):1416–1422.
- ,,, et al.Incidence and main factors associated with early unplanned hospital readmission among French medical inpatients aged 75 and over admitted through emergency units.Age Ageing.2008;37(4):416–422.
- ,,,,,.Factors associated with unplanned hospital readmission among patients 65 years of age and older in a Medicare managed care plan.Am J Med.1999;107(1):13–17.
- ,,.Risk factors for early unplanned hospital readmission in the elderly.J Gen Intern Med.1991;6(3):223–228.
- ,,, et al.Predicting non‐elective hospital readmissions: a multi‐site study. Department of Veterans Affairs Cooperative Study Group on Primary Care and Readmissions.J Clin Epidemiol.2000;53(11):1113–1118.
- ,.Effect of gender, ethnicity, pulmonary disease, and symptom stability on rehospitalization in patients with heart failure.Am J Cardiol.2007;100(7):1139–1144.
- ,,,.The care transitions intervention: results of a randomized controlled trial.Arch Intern Med.2006;166(17):1822–1828.
- ,,,.The impact of follow‐up telephone calls to patients after hospitalization.Am J Med.2001;111(9B):26S–30S.
- ,,, et al.A reengineered hospital discharge program to decrease rehospitalization: a randomized trial.Ann Intern Med.2009;150(3):178–187.
- ,,, et al.Reduction of 30‐day postdischarge hospital readmission or emergency department (ED) visit rates in high‐risk elderly medical patients through delivery of a targeted care bundle.J Hosp Med.2009;4(4):211–218.
- ,,,,,.Comprehensive discharge planning with postdischarge support for older patients with congestive heart failure: a meta‐analysis.JAMA.2004;291(11):1358–1367.
- ,.Home‐based intervention in congestive heart failure: long‐term implications on readmission and survival.Circulation.2002;105(24):2861–2866.
- ,,,,,.Effect of a standardized nurse case‐management telephone intervention on resource use in patients with chronic heart failure.Arch Intern Med.2002;162(6):705–712.
- ,,,.The impact of follow‐up physician visits on emergency readmissions for patients with asthma and chronic obstructive pulmonary disease: a population‐based study.Am J Med.2002;112(2):120–125.
- ,.Factors predicting readmission of older general medicine patients.J Gen Intern Med.1991;6(5):389–393.
- BOOSTing Care Transitions. Available at: http://www.hospitalmedicine.org/ResourceRoomRedesign/RR_CareTransitions/CT_Home.cfm. Accessed May2010.
- ,,,,.Adverse drug events occurring following hospital discharge.J Gen Intern Med.2005;20(4):317–323.
- ,,, et al.Incidence and predictors of all and preventable adverse drug reactions in frail elderly persons after hospital stay.J Gerontol A Biol Sci Med Sci.2006;61(5):511–515.
- . Development of the 3M™ All Patient Refined Diagnosis Related Groups (APR DRGs). Available at: http://www.ahrq.gov/qual/mortality/Hughes.htm. Accessed May2010.
- ,,.Volume thresholds and hospital characteristics in the United States.Health Aff (Millwood).2003;22(2):167–177.
- ,,,.The status of hospital medicine groups in the United States.J Hosp Med.2006;1(2):75–80.
- ,,,.Growth in the care of older patients by hospitalists in the United States.N Engl J Med.2009;360(11):1102–1112.
- ,,, et al.Role of pharmacist counseling in preventing adverse drug events after hospitalization.Arch Intern Med.2006;166(5):565–571.
- ,,, et al.Effects of a multicomponent intervention on functional outcomes and process of care in hospitalized older patients: a randomized controlled trial of Acute Care for Elders (ACE) in a community hospital.J Am Geriatr Soc.2000;48(12):1572–1581.
- ,,,,,.Telehome monitoring in patients with cardiac disease who are at high risk of readmission.Heart Lung.2008;37(1):36–45.
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- ,,,.Bouncing back: patterns and predictors of complicated transitions 30 days after hospitalization for acute ischemic stroke.J Am Geriatr Soc.2007;55(3):365–373.
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Within Medicare recipients, an astounding one in five medical patients (19.6%) is readmitted within 30 days, accounting for $15 billion in spending.1, 2 Amidst the current healthcare system crisis, reducing these hospital readmissions has risen to the highest priority. Reducing readmissions is the newest addition to multiple quality dashboards, both institutional and national, as a measure of the care delivered during hospitalization.3 One of the most notable of these reporting entities, Hospital Compare, now publicly reports Medicare readmission rates for a few common diagnoses.4 While Medicare already withholds payment to hospitals for readmissions within 24 hours for the same diagnosis, Medicare may soon reduce payment to hospitals with the highest rates of readmission within 30 days, a powerful incentive for hospitals to intervene. Readmissions have also reached the radar of additional stakeholders, even making its way onto Obama's budget considerations, given the potential cost savings to the system overall.5
To develop systems which reduce readmissions, one must first gain understanding of the characteristics of readmissions. A few clinical risk factors (such as age, number of prior admissions, and comorbidities) have been well defined in subgroups of general medicine inpatients.612 Likewise, interventions aiming to reduce readmissions have also focused on subgroups, excluding a large portion of hospitalized patients (for example, non‐English speakers and younger patients).1320 Other data have been derived in veterans or within non‐US populations that have inherently different payer, race, ethnicity, and primary language composition, and may not be applicable outside those settings.7, 8, 10, 11, 21 Lastly, little is known regarding risk that may be associated with operational factors, such as weekend discharge or admission source. As a result, there are few data describing the clinical, operational, and demographic factors associated with readmission in a heterogeneous population of hospitalized general medicine patientsthe patient population of most generalists in the United States.
To understand the impact of a variety of risk factors in a diverse general medicine population, we evaluated the characteristics of readmitted patients in a large urban university medical center over a 2‐year period. We hypothesized that a number of clinical, operational, and sociodemographic factors would be associated with readmission.
Methods
Sites and Subjects
Our data were collected on general medicine patients during hospitalization between June 1, 2006 and May 31, 2008, at the University of California San Francisco. The University of California, San Francisco (UCSF) Medical Center is composed of Moffitt‐Long Hospital (a 400‐bed center) and UCSF‐Mount Zion Hospital (a 200‐bed facility) located in San Francisco, CA.
Medical patients at Moffitt‐Long Hospital are admitted to 1 of 8 medical teams composed of a resident, 1 to 2 interns, and 0 to 3 medical students, supervised by an attending physician who is most often a hospitalist. At Moffitt‐Long Hospital, housestaff write all orders and provide 24‐hour coverage to inpatients. Mount Zion medical patients are cared for by 1 of 2 teams and staffed by a hospitalist on each team who is responsible for all elements of care. Both services care for common inpatient diagnoses, as well as specialty‐associated diagnoses such as cancer, pneumonia, and chronic obstructive pulmonary disease (COPD). Of note, at Moffitt‐Long Hospital, those patients with primary cardiac diagnoses are cared for by a separate team composed of housestaff and students supervised by a cardiologist.
The discharge process at both sites utilizes a multidisciplinary teamincluding physicians, case managers, nurses, pharmacists, and discharge coordinatorsworking in concert. Key components include arranging follow‐up care, faxing the discharge summary to the primary care provider, and educating the patient and caregivers, especially regarding medications. While these goals are clearly delineated, significant variability exists in how these tasks are actually accomplished. The multidisciplinary approach, components of the discharge process, and lack of a systematic approach are representative of the discharge process around the country.22
Data
Data regarding patient demographics, age, comorbidities, and insurance status were collected from administrative data systems at UCSF, reflecting the patient's status at the time of index admission. These same systems were used to collect a date‐stamped log of all medications (eg, anticoagulants) for which the patient was billed during the last 48 hours of hospitalization. Specifically, data were obtained for medications previously shown to cause adverse drug events following hospital discharge.23, 24 These medication groups include corticosteroids, anticoagulants, antibiotics, narcotics, nonsteroidal anti‐inflammatory drugs (NSAIDs), cardiovascular medications, antiepileptics, anticholinergics, antidepressants, and antidiabetics. Operational factors that we hypothesized would affect readmission risk included admission source, discharge disposition, and weekday vs. weekend discharge. Case management, social work, and pharmacy services operate with limited staffing on weekends. Likewise, resident and intern physicians are more likely to be off on a weekend day than a weekday; covering attending physicians care for about half of patients during the weekend. Data were obtained from Transition Systems International (TSI, Boston, MA) administrative databases, a cost‐accounting system that collects data abstracted from patient charts upon discharge from UCSF.
Definition of Readmission Measure
Using TSI, we detected readmission to UCSF by screening for any inpatient encounters on any service (not just medicine) within the 30 days following discharge from the general medicine service at the 2 UCSF campuses. We excluded elective readmissions, such as for scheduled chemotherapy. Patients who died at the index admission were excluded from the cohort.
Adjustment Variables
Age, gender, payer status and APR risk of mortality (3M Health Information Systems, St. Paul, MN) were collected from administrative data. The All Patient Refined (APR) risk of mortality is the all patients risk of mortality score developed by 3M which divides patients into 4 subclasses of risk based on clinical problems and comorbidities.25 We used secondary diagnosis codes in administrative data to classify comorbidities using the method of Elixhauser.26
Using the log of medication charges, we grouped high‐risk medications according to the classification scheme of Forster et al.23 and Hanlon et al.24 We then created a count representing the total number of medications administered to patients within the final 48 hours of stay.
Analysis
We first described study patients and hospitals using univariable methods. Multivariable generalized estimating equations (SAS PROC GENMOD) were used to account for clustering of patients within physicians and calculate adjusted odds ratios (ORs). As there were 2 sites within UCSF Medical Center (Moffitt‐Long and Mount Zion hospitals), we included site as a fixed effect in our model. Models were constructed using manual variable selection methods with final selection being made based on whether the covariate was associated with readmission at P < 0.05. All analyses were carried out using SAS version 9.2 (SAS Institute, Inc. Cary, NC).
Results
Baseline Characteristics
During the 2‐year accrual period, 295 attending physicians admitted 6805 unique patients for a total of 10,359 admissions. Seventeen percent of these 10,359 admissions were readmitted within 30 days. The cohort of all patients had a mean age of 59.6 years 19.5 standard deviation (SD), with 52.8% women. The mean length of stay was 5.6 days 10.4 SD. Medicare was the payer source for approximately half of the admissions. The majority of admissions (90.4%) were billed for at least 1 high risk medication, with narcotics, cardiac medications, and antibiotics being the most common. Regarding disposition, 79.5% of admissions were discharged to home; 9.1% were discharged to a skilled nursing facility (SNF).
Baseline sociodemographic, operational, and clinical characteristics for patients readmitted and not readmitted are shown in Table 1. Demographic characteristics with significant differences (P < 0.05) between readmitted and nonreadmitted groups included mean age, race, payer status, and primary language other than English. Regarding operational characteristics, readmitted patients had a higher median length of stay and were more likely to be admitted through the emergency room during their index admission. Discharge to an SNF was higher in the readmitted group versus the nonreadmitted group (9.7% vs. 9.0%). Several clinical factors were more prevalent in the readmitted group: high‐risk medications, specifically steroids, narcotics, and cardiovascular medications; high‐risk medication count of 3 or greater; and comorbidities including congestive heart failure, renal disease, cancer, anemia, and depression.
| Characteristic | Patients Readmitted (n = 1762 17.0%), n (%) | Patients Not Readmitted (n = 8597 83.0%), n (%) | P Value |
|---|---|---|---|
| |||
| Mean age (years) (SD) | 58.8 (19.3) | 59.8 (19.6) | 0.0491 |
| Female | 930 (52.8) | 4548 (52.9) | 0.9260 |
| Race* | |||
| White | 785 (44.6) | 4166 (48.8) | <0.0001 |
| Black | 442 (25.1) | 1401 (16.4) | |
| Asian | 323 (18.4) | 1726 (20.2) | |
| Other | 209 (11.9) | 1240 (14.5) | |
| Hispanic ethnicity | 140 (8.1) | 734 (8.9) | 0.2737 |
| Payer status | |||
| Medicare | 905 (51.4) | 4266 (49.6) | <0.0001 |
| Medicaid/Medi‐cal | 458 (26.0) | 1578 (18.4) | |
| Private | 370 (21.0) | 2092 (24.3) | |
| Other | 29 (1.7) | 661 (7.7) | |
| Primary language other than English | 242 (17.1) | 1394 (19.5) | 0.0359 |
| Median length of stay (days) (interquartile range) | 4 (2, 7) | 3 (2, 6) | <0.0001 |
| Admit source | |||
| Emergency room | 1506 (85.5) | 6898 (80.2) | <0.0001 |
| Outside hospital | 38 (2.2) | 271 (3.2) | |
| Direct admission/other (jail) | 218 (12.4) | 1428 (16.6) | |
| Discharge to | |||
| Home | 1461 (82.9) | 6773 (78.8) | <0.0001 |
| SNF | 170 (9.7) | 774 (9.0) | |
| Other | 131 (7.4) | 1050 (12.2) | |
| Discharged on weekend | 381 (21.6) | 1904 (22.1) | 0.6288 |
| Patient medications | |||
| Any high‐risk medication | 1679 (95.3) | 7684 (89.4) | <0.0001 |
| High‐risk medication count | |||
| 02 | 577 (32.8) | 3666 (42.6) | <0.0001 |
| 34 | 692 (39.3) | 2968 (34.5) | |
| 5 | 493 (28) | 1963 (22.8) | |
| Any corticosteroids | 399 (22.6) | 1571 (18.3) | <0.0001 |
| Anticoagulant | 120 (6.8) | 559 (6.5) | 0.6340 |
| Any antibiotic | 904 (51.3) | 4203 (48.9) | 0.0646 |
| Any narcotic | 1036 (58.8) | 4206 (48.9) | <0.0001 |
| Any NSAID | 68 (3.9) | 320 (3.7) | 0.7826 |
| Any cardiovascular med | 887 (50.3) | 3806 (44.3) | <0.0001 |
| Any antiepileptic | 93 (5.3) | 470 (5.5) | 0.7500 |
| Any anticholinergic | 47 (2.7) | 354 (4.1) | 0.0040 |
| Any antidepressant | 455 (25.8) | 1863 (25.8) | 0.0001 |
| Any antidiabetic | 198 (11.2) | 994 (11.6) | 0.6970 |
| Elixhauser comorbidities | |||
| Congestive heart failure | 219 (12.4) | 795 (9.3) | <0.0001 |
| Pulmonary circulation disease | 72 (4.1) | 178 (2.1) | <0.0001 |
| Peripheral vascular disease | 84 (4.8) | 331 (3.9) | 0.0737 |
| Hypertension | 745 (42.3) | 3741 (43.5) | 0.3411 |
| Other neurological disease | 101 (5.7) | 696 (8.1) | 0.0007 |
| Chronic pulmonary disease | 317 (18.0) | 1442 (16.8) | 0.2149 |
| Diabetes | 303 (17.2) | 1333 (15.5) | 0.0762 |
| Renal failure | 339 (19.2) | 1286 (15.0) | <0.0001 |
| Liver disease | 188 (10.7) | 774 (9.0) | 0.0281 |
| Metastatic cancer | 160 (9.1) | 530 (6.2) | <0.0001 |
| Solid tumor w/o metastases | 100 (5.7) | 277 (3.2) | <0.0001 |
| Rheumatoid arthritis/collagen vas | 81 (4.6) | 303 (3.5) | 0.0299 |
| Weight loss | 153 (8.7) | 584 (6.8) | 0.0449 |
| Deficiency anemia | 522 (29.6) | 1979 (23.0) | <0.0001 |
| Alcohol abuse | 101 (5.7) | 428 (5.0) | 0.1905 |
| Drug abuse | 148 (8.4) | 619 (7.2) | 0.0798 |
| Depression | 244 (13.9) | 963 (11.2) | 0.0016 |
| APR risk of mortality | |||
| 1 | 451 (25.6) | 3101 (36.1) | <0.0001 |
| 2 | 619 (35.1) | 2797 (32.5) | |
| 3 | 536 (30.4) | 1907 (22.2) | |
| 4 | 156 (8.9) | 792 (9.2) | |
Frequency of Readmission
The 30‐day readmission rate was 17.0% (1762 patients), with 49.7% (875 patients) of the readmissions occurring within 10 days of discharge. Of patients readmitted, the general medicine service was the readmitting team in 78.2%. A quarter of readmissions (26.2%) had the same primary diagnosis on initial and repeat admission.
Factors Associated With Readmission
Factors associated with readmission were categorized as sociodemographic, operational, and clinical. Factors associated with readmission with P < 0.05 and present in at least 5% of admissions are presented in Table 2. Of the sociodemographic factors, black race was significantly associated with readmission. Within the Medicare cohort, risk for readmission was similar for white vs. nonwhite race, with relative risk of 1.0 (95% confidence interval [CI], 0.86‐1.18). Medicaid as payer status was significantly associated in the unadjusted model, and in the adjusted model showed a trend toward readmission. Mean age was significantly different in the readmitted and nonreadmitted groups, but the difference was small (1.0 year). Moreover, when we evaluated age in 5‐year categories (ex. 65‐70, 71‐75, etc.), age was not associated with readmission. In the adjusted model, none of the operational factors were significantly associated with readmission, including discharge to SNF, weekend discharge, or admit source.
| Covariate | Unadjusted OR (95% CI) | Adjusted OR (95% CI) |
|---|---|---|
| ||
| Age | 1.00 (0.991.00) | 1.00 (0.991.00) |
| Race | ||
| White | Referent | Referent |
| Black | 1.67 (1.471.91) | 1.43 (1.241.65) |
| Asian | 0.99 (0.861.14) | 0.95 (0.821.11) |
| Other | 0.89 (0.761.06) | 0.84 (0.671.06) |
| Payer | ||
| Medicare | Referent | Referent |
| Medicaid/medical | 1.37 (1.211.55) | 1.15 (0.971.36) |
| Private | 0.83 (0.730.95) | 0.78 (0.650.95) |
| Other | 0.21 (0.140.30) | 0.23 (0.110.45) |
| Disposition | ||
| To home | Referent | Referent |
| SNF | 1.02 (0.851.21) | 0.98 (0.821.18) |
| Other | 0.58 (0.480.70) | 0.53 (0.430.66) |
| Highrisk medications | ||
| Corticosteroids | 1.31 (1.161.48) | 1.24 (1.091.42) |
| Narcotics | 1.49 (1.341.65) | 1.33 (1.161.53) |
| Anticholinergics | 0.64 (0.470.87) | 0.66 (0.480.90) |
| Comorbidities | ||
| Congestive heart failure | 1.39 (1.191.63) | 1.30 (1.091.56) |
| Neurological disorders | 0.69 (0.560.86) | 0.70 (0.570.87) |
| Renal failure | 1.35 (1.191.55) | 1.19 (1.051.36) |
| Metastatic cancer | 1.52 (1.261.83) | 1.61 (1.331.95) |
| Solid tumor w/o metastasis | 1.81 (1.432.29) | 1.95 (1.542.47) |
| Deficiency anemia | 1.41 (1.261.58) | 1.27 (1.131.44) |
| Weight loss | 1.30 (1.081.57) | 1.26 (1.091.47) |
Of the clinical factors, high‐risk medications and 6 comorbidities were associated with readmission. High‐risk medication categories associated with readmission were steroids and narcotics; anticholinergics medications were protective. The 6 comorbidities associated with readmission were congestive heart failure, renal disease, cancer (with and without metastasis), weight loss, and iron deficiency anemia. While APR risk of mortality was associated with readmission at P < 0.05, including APR in our final model did not alter which other factors were significantly associated with readmission. When site (Moffitt‐Long vs. Mount Zion Hospitals) was added to the model, the ORs for factors associated with readmission did not change appreciably (0.01).
Discussion
In this retrospective observational study of hospitalized patients, we found that readmission was common and associated with a number of risk factors that could be easily identified early in hospitalization. Nonclinical factors associated with readmission were black race and Medicaid payer status (in the unadjusted model). Clinical factors were high risk medications including steroids and narcotics; and comorbidities including congestive heart failure, renal disease, cancer, anemia, and weight loss. In contrast, other potential riskssuch as discharge on a weekend and discharge to an SNFwere not independently associated with readmission. This cohortwith a mix of clinical scenarios, payers, age, etc.represents the inherently heterogeneous population of inpatient general medicine across the country and abroad. Hospitalists provided care for over 65% of the general medicine service, again representative of the trend in US inpatient medicine.27, 28 Lastly, our cohort did not have the benefit of a systematic and consistent discharge process with interventions focused on reducing readmissions. This gap, which is common across hospitals, highlights the utility of this data in targeting quality improvement efforts.
Reducing risks for readmission requires identification of patient populations at highest risk; in those patients, one can further identify factors which are potentially modifiable via education or patient‐engagement interventions. While in the hospital, more intensive predischarge counseling and efforts to increase mobility may be most useful if targeted early and often on those at highest risk.15, 16, 29, 30 Finally, broader‐based support in the form of better home services, more access to longitudinal care, or targeted postdischarge efforts may be required.14, 31
Though current strategies focus largely on clinical risk factors, this study shows that nonclinical factors play an equally important but underappreciated role in contributing to readmission. While prior studies have shown variable results on association of black race with readmission,2, 9, 11 none have evaluated or linked Medicaid to readmission, which just missed statistical significance in this study (OR, 1.15; 95% CI, 0.971.36). Both black race and Medicaid as payer are proxies for the underlying root cause aspects leading to readmission, such as access to longitudinal care. Following this trail to the root cause will require in‐depth qualitative evaluation that includes the patient perspective as a source of data.32 For example, risk for readmission may not stem solely from being on warfarin, but in combination with not having transportation to get an international normalized ratio (INR) checked, a suboptimal understanding of how to take the medication, or not recognizing potential side effects until too late to avoid inpatient admission.
Several of the strongest associations, and perhaps most conducive to targeted interventions, were high‐risk medications at discharge. Risk related to medications and adverse drug events following discharge have been a consistent theme in readmission literature.24, 33 Our current system, which includes mandated inpatient medicine reconciliation, does not encourage discontinuation of unnecessary medications to combat polypharmacy, address affordability of medications, provide consistent medication counseling, or focus on the highest risk medications. In fact, bundled interventions which implement pharmacists to focus on these measures have been successful in decreasing readmission,14, 16, 29 but unfortunately are not yet part of the standard of care. The challenge remains transforming a mandatory policy such as medicine reconciliation into a valuable and systematic tool in the discharge process.
Two factors were surprisingly protective against readmission: neurologic diagnosis and anticholinergic medications. This first may be explained by the presence of a separate neurology service at our institution which skews our data. For example, a patient with acute stroke, who has a 20% rate of bounce‐back to a higher level of care within 30 days of discharge,34 would be admitted to the neurology service, not general medicine, and therefore would not nr part of our cohort. Regarding anticholinergics, several factors may explain this unexpected result. First, use of anticholinergics was relatively rare in our sample (2.7% in readmitted patients, 4.1% in patients not readmitted), possibly creating a false positive result. Second, Hanlon et al.24 showed only a weak association at best between anticholinergics and postdischarge adverse drug reactions (hazard ratio, 1.11; 95% CI, 0.86‐1.43). Lastly, anticholinergics include a varied group of medications, therefore diluting possible relative risk of specific medications.
While this study allows providers to identify patients at increased risk of readmission, the identified factors do not fully account for readmission risk; we did not aim to produce a risk‐prediction rule with our study. Prior readmission studies have been unable to create a tool to predict which patients will be readmitted with much success.3537 These results underscore the complexities and variability of readmission, which often lack a clear single cause and effect relationship. Given the breadth of risk factors we identified, it seems likely that more intensive interventions will require a multidisciplinary approach, one which might be costly if applied broadly. Our study does not attempt to predict who will be readmitted and who will not, but rather provides a list of risk factors which might be used to deploy resources more efficiently.
This study had several limitations. We did not capture readmissions to outside hospitals, which account for 22% to 24% of all readmissions in prior studies, and therefore have underestimated the readmission rate in our population.2, 8 However, by limiting our data to 2 hospitals within 1 institution, we were able to include more detailed patient level data, which is not accurately available in other large databases. Also, while studies of risk factors in a managed care population (such as within Medicare, the Veterans Affairs medical centers, or countries with national integrated medical records) are able to capture all readmissions, this study is the first to evaluate readmissions risk factors in a truly heterogeneous U.S. inpatient medicine population without limitation by age or payer status. Second, we did not have access to outpatient medications lists; however use of these same medications within the last 48 hours of admission is likely a reasonable proxy for outpatient use and more conducive to potential interventions (such as medication reconciliation or patient education) that could flag patients prior to discharge. Payer data was limited to only the primary payer, so patients who were dual eligible (ie, have both Medicare and Medicaid) were categorized as Medicare. Regarding sociodemographic factors, while primary language other than English was not associated with readmission, language data was missing in 17.4% of admissions, thereby limiting our ability to evaluate this factor. Our data did not include access to outpatient or primary care, and therefore we were unable to evaluate access to postdischarge follow‐up care as a risk factor for readmission. Lastly, while this study did not include outpatient deaths, we did exclude patients who died in the hospital.
Conclusions
Readmission is common among general medicine patients, with approximately 1 in 5 patients being readmitted within 30 days. While the identified associated factors do not account for all the potential reasons for readmission, our study suggests a spectrum of risk factors which might be used to target more intensive multidisciplinary interventions. Specifically, the nonclinical factors of race and payer status merit further in depth research incorporating the patient experience to truly determine causation of readmission. Hospitalists, who are at nexus of the discharge process and uniquely invested in quality inpatient care, are ideally positioned to lead efforts to reduce readmissions. How to use our study's results to develop and implement effective interventions to reduce readmissions remains a subject for future studies.
Within Medicare recipients, an astounding one in five medical patients (19.6%) is readmitted within 30 days, accounting for $15 billion in spending.1, 2 Amidst the current healthcare system crisis, reducing these hospital readmissions has risen to the highest priority. Reducing readmissions is the newest addition to multiple quality dashboards, both institutional and national, as a measure of the care delivered during hospitalization.3 One of the most notable of these reporting entities, Hospital Compare, now publicly reports Medicare readmission rates for a few common diagnoses.4 While Medicare already withholds payment to hospitals for readmissions within 24 hours for the same diagnosis, Medicare may soon reduce payment to hospitals with the highest rates of readmission within 30 days, a powerful incentive for hospitals to intervene. Readmissions have also reached the radar of additional stakeholders, even making its way onto Obama's budget considerations, given the potential cost savings to the system overall.5
To develop systems which reduce readmissions, one must first gain understanding of the characteristics of readmissions. A few clinical risk factors (such as age, number of prior admissions, and comorbidities) have been well defined in subgroups of general medicine inpatients.612 Likewise, interventions aiming to reduce readmissions have also focused on subgroups, excluding a large portion of hospitalized patients (for example, non‐English speakers and younger patients).1320 Other data have been derived in veterans or within non‐US populations that have inherently different payer, race, ethnicity, and primary language composition, and may not be applicable outside those settings.7, 8, 10, 11, 21 Lastly, little is known regarding risk that may be associated with operational factors, such as weekend discharge or admission source. As a result, there are few data describing the clinical, operational, and demographic factors associated with readmission in a heterogeneous population of hospitalized general medicine patientsthe patient population of most generalists in the United States.
To understand the impact of a variety of risk factors in a diverse general medicine population, we evaluated the characteristics of readmitted patients in a large urban university medical center over a 2‐year period. We hypothesized that a number of clinical, operational, and sociodemographic factors would be associated with readmission.
Methods
Sites and Subjects
Our data were collected on general medicine patients during hospitalization between June 1, 2006 and May 31, 2008, at the University of California San Francisco. The University of California, San Francisco (UCSF) Medical Center is composed of Moffitt‐Long Hospital (a 400‐bed center) and UCSF‐Mount Zion Hospital (a 200‐bed facility) located in San Francisco, CA.
Medical patients at Moffitt‐Long Hospital are admitted to 1 of 8 medical teams composed of a resident, 1 to 2 interns, and 0 to 3 medical students, supervised by an attending physician who is most often a hospitalist. At Moffitt‐Long Hospital, housestaff write all orders and provide 24‐hour coverage to inpatients. Mount Zion medical patients are cared for by 1 of 2 teams and staffed by a hospitalist on each team who is responsible for all elements of care. Both services care for common inpatient diagnoses, as well as specialty‐associated diagnoses such as cancer, pneumonia, and chronic obstructive pulmonary disease (COPD). Of note, at Moffitt‐Long Hospital, those patients with primary cardiac diagnoses are cared for by a separate team composed of housestaff and students supervised by a cardiologist.
The discharge process at both sites utilizes a multidisciplinary teamincluding physicians, case managers, nurses, pharmacists, and discharge coordinatorsworking in concert. Key components include arranging follow‐up care, faxing the discharge summary to the primary care provider, and educating the patient and caregivers, especially regarding medications. While these goals are clearly delineated, significant variability exists in how these tasks are actually accomplished. The multidisciplinary approach, components of the discharge process, and lack of a systematic approach are representative of the discharge process around the country.22
Data
Data regarding patient demographics, age, comorbidities, and insurance status were collected from administrative data systems at UCSF, reflecting the patient's status at the time of index admission. These same systems were used to collect a date‐stamped log of all medications (eg, anticoagulants) for which the patient was billed during the last 48 hours of hospitalization. Specifically, data were obtained for medications previously shown to cause adverse drug events following hospital discharge.23, 24 These medication groups include corticosteroids, anticoagulants, antibiotics, narcotics, nonsteroidal anti‐inflammatory drugs (NSAIDs), cardiovascular medications, antiepileptics, anticholinergics, antidepressants, and antidiabetics. Operational factors that we hypothesized would affect readmission risk included admission source, discharge disposition, and weekday vs. weekend discharge. Case management, social work, and pharmacy services operate with limited staffing on weekends. Likewise, resident and intern physicians are more likely to be off on a weekend day than a weekday; covering attending physicians care for about half of patients during the weekend. Data were obtained from Transition Systems International (TSI, Boston, MA) administrative databases, a cost‐accounting system that collects data abstracted from patient charts upon discharge from UCSF.
Definition of Readmission Measure
Using TSI, we detected readmission to UCSF by screening for any inpatient encounters on any service (not just medicine) within the 30 days following discharge from the general medicine service at the 2 UCSF campuses. We excluded elective readmissions, such as for scheduled chemotherapy. Patients who died at the index admission were excluded from the cohort.
Adjustment Variables
Age, gender, payer status and APR risk of mortality (3M Health Information Systems, St. Paul, MN) were collected from administrative data. The All Patient Refined (APR) risk of mortality is the all patients risk of mortality score developed by 3M which divides patients into 4 subclasses of risk based on clinical problems and comorbidities.25 We used secondary diagnosis codes in administrative data to classify comorbidities using the method of Elixhauser.26
Using the log of medication charges, we grouped high‐risk medications according to the classification scheme of Forster et al.23 and Hanlon et al.24 We then created a count representing the total number of medications administered to patients within the final 48 hours of stay.
Analysis
We first described study patients and hospitals using univariable methods. Multivariable generalized estimating equations (SAS PROC GENMOD) were used to account for clustering of patients within physicians and calculate adjusted odds ratios (ORs). As there were 2 sites within UCSF Medical Center (Moffitt‐Long and Mount Zion hospitals), we included site as a fixed effect in our model. Models were constructed using manual variable selection methods with final selection being made based on whether the covariate was associated with readmission at P < 0.05. All analyses were carried out using SAS version 9.2 (SAS Institute, Inc. Cary, NC).
Results
Baseline Characteristics
During the 2‐year accrual period, 295 attending physicians admitted 6805 unique patients for a total of 10,359 admissions. Seventeen percent of these 10,359 admissions were readmitted within 30 days. The cohort of all patients had a mean age of 59.6 years 19.5 standard deviation (SD), with 52.8% women. The mean length of stay was 5.6 days 10.4 SD. Medicare was the payer source for approximately half of the admissions. The majority of admissions (90.4%) were billed for at least 1 high risk medication, with narcotics, cardiac medications, and antibiotics being the most common. Regarding disposition, 79.5% of admissions were discharged to home; 9.1% were discharged to a skilled nursing facility (SNF).
Baseline sociodemographic, operational, and clinical characteristics for patients readmitted and not readmitted are shown in Table 1. Demographic characteristics with significant differences (P < 0.05) between readmitted and nonreadmitted groups included mean age, race, payer status, and primary language other than English. Regarding operational characteristics, readmitted patients had a higher median length of stay and were more likely to be admitted through the emergency room during their index admission. Discharge to an SNF was higher in the readmitted group versus the nonreadmitted group (9.7% vs. 9.0%). Several clinical factors were more prevalent in the readmitted group: high‐risk medications, specifically steroids, narcotics, and cardiovascular medications; high‐risk medication count of 3 or greater; and comorbidities including congestive heart failure, renal disease, cancer, anemia, and depression.
| Characteristic | Patients Readmitted (n = 1762 17.0%), n (%) | Patients Not Readmitted (n = 8597 83.0%), n (%) | P Value |
|---|---|---|---|
| |||
| Mean age (years) (SD) | 58.8 (19.3) | 59.8 (19.6) | 0.0491 |
| Female | 930 (52.8) | 4548 (52.9) | 0.9260 |
| Race* | |||
| White | 785 (44.6) | 4166 (48.8) | <0.0001 |
| Black | 442 (25.1) | 1401 (16.4) | |
| Asian | 323 (18.4) | 1726 (20.2) | |
| Other | 209 (11.9) | 1240 (14.5) | |
| Hispanic ethnicity | 140 (8.1) | 734 (8.9) | 0.2737 |
| Payer status | |||
| Medicare | 905 (51.4) | 4266 (49.6) | <0.0001 |
| Medicaid/Medi‐cal | 458 (26.0) | 1578 (18.4) | |
| Private | 370 (21.0) | 2092 (24.3) | |
| Other | 29 (1.7) | 661 (7.7) | |
| Primary language other than English | 242 (17.1) | 1394 (19.5) | 0.0359 |
| Median length of stay (days) (interquartile range) | 4 (2, 7) | 3 (2, 6) | <0.0001 |
| Admit source | |||
| Emergency room | 1506 (85.5) | 6898 (80.2) | <0.0001 |
| Outside hospital | 38 (2.2) | 271 (3.2) | |
| Direct admission/other (jail) | 218 (12.4) | 1428 (16.6) | |
| Discharge to | |||
| Home | 1461 (82.9) | 6773 (78.8) | <0.0001 |
| SNF | 170 (9.7) | 774 (9.0) | |
| Other | 131 (7.4) | 1050 (12.2) | |
| Discharged on weekend | 381 (21.6) | 1904 (22.1) | 0.6288 |
| Patient medications | |||
| Any high‐risk medication | 1679 (95.3) | 7684 (89.4) | <0.0001 |
| High‐risk medication count | |||
| 02 | 577 (32.8) | 3666 (42.6) | <0.0001 |
| 34 | 692 (39.3) | 2968 (34.5) | |
| 5 | 493 (28) | 1963 (22.8) | |
| Any corticosteroids | 399 (22.6) | 1571 (18.3) | <0.0001 |
| Anticoagulant | 120 (6.8) | 559 (6.5) | 0.6340 |
| Any antibiotic | 904 (51.3) | 4203 (48.9) | 0.0646 |
| Any narcotic | 1036 (58.8) | 4206 (48.9) | <0.0001 |
| Any NSAID | 68 (3.9) | 320 (3.7) | 0.7826 |
| Any cardiovascular med | 887 (50.3) | 3806 (44.3) | <0.0001 |
| Any antiepileptic | 93 (5.3) | 470 (5.5) | 0.7500 |
| Any anticholinergic | 47 (2.7) | 354 (4.1) | 0.0040 |
| Any antidepressant | 455 (25.8) | 1863 (25.8) | 0.0001 |
| Any antidiabetic | 198 (11.2) | 994 (11.6) | 0.6970 |
| Elixhauser comorbidities | |||
| Congestive heart failure | 219 (12.4) | 795 (9.3) | <0.0001 |
| Pulmonary circulation disease | 72 (4.1) | 178 (2.1) | <0.0001 |
| Peripheral vascular disease | 84 (4.8) | 331 (3.9) | 0.0737 |
| Hypertension | 745 (42.3) | 3741 (43.5) | 0.3411 |
| Other neurological disease | 101 (5.7) | 696 (8.1) | 0.0007 |
| Chronic pulmonary disease | 317 (18.0) | 1442 (16.8) | 0.2149 |
| Diabetes | 303 (17.2) | 1333 (15.5) | 0.0762 |
| Renal failure | 339 (19.2) | 1286 (15.0) | <0.0001 |
| Liver disease | 188 (10.7) | 774 (9.0) | 0.0281 |
| Metastatic cancer | 160 (9.1) | 530 (6.2) | <0.0001 |
| Solid tumor w/o metastases | 100 (5.7) | 277 (3.2) | <0.0001 |
| Rheumatoid arthritis/collagen vas | 81 (4.6) | 303 (3.5) | 0.0299 |
| Weight loss | 153 (8.7) | 584 (6.8) | 0.0449 |
| Deficiency anemia | 522 (29.6) | 1979 (23.0) | <0.0001 |
| Alcohol abuse | 101 (5.7) | 428 (5.0) | 0.1905 |
| Drug abuse | 148 (8.4) | 619 (7.2) | 0.0798 |
| Depression | 244 (13.9) | 963 (11.2) | 0.0016 |
| APR risk of mortality | |||
| 1 | 451 (25.6) | 3101 (36.1) | <0.0001 |
| 2 | 619 (35.1) | 2797 (32.5) | |
| 3 | 536 (30.4) | 1907 (22.2) | |
| 4 | 156 (8.9) | 792 (9.2) | |
Frequency of Readmission
The 30‐day readmission rate was 17.0% (1762 patients), with 49.7% (875 patients) of the readmissions occurring within 10 days of discharge. Of patients readmitted, the general medicine service was the readmitting team in 78.2%. A quarter of readmissions (26.2%) had the same primary diagnosis on initial and repeat admission.
Factors Associated With Readmission
Factors associated with readmission were categorized as sociodemographic, operational, and clinical. Factors associated with readmission with P < 0.05 and present in at least 5% of admissions are presented in Table 2. Of the sociodemographic factors, black race was significantly associated with readmission. Within the Medicare cohort, risk for readmission was similar for white vs. nonwhite race, with relative risk of 1.0 (95% confidence interval [CI], 0.86‐1.18). Medicaid as payer status was significantly associated in the unadjusted model, and in the adjusted model showed a trend toward readmission. Mean age was significantly different in the readmitted and nonreadmitted groups, but the difference was small (1.0 year). Moreover, when we evaluated age in 5‐year categories (ex. 65‐70, 71‐75, etc.), age was not associated with readmission. In the adjusted model, none of the operational factors were significantly associated with readmission, including discharge to SNF, weekend discharge, or admit source.
| Covariate | Unadjusted OR (95% CI) | Adjusted OR (95% CI) |
|---|---|---|
| ||
| Age | 1.00 (0.991.00) | 1.00 (0.991.00) |
| Race | ||
| White | Referent | Referent |
| Black | 1.67 (1.471.91) | 1.43 (1.241.65) |
| Asian | 0.99 (0.861.14) | 0.95 (0.821.11) |
| Other | 0.89 (0.761.06) | 0.84 (0.671.06) |
| Payer | ||
| Medicare | Referent | Referent |
| Medicaid/medical | 1.37 (1.211.55) | 1.15 (0.971.36) |
| Private | 0.83 (0.730.95) | 0.78 (0.650.95) |
| Other | 0.21 (0.140.30) | 0.23 (0.110.45) |
| Disposition | ||
| To home | Referent | Referent |
| SNF | 1.02 (0.851.21) | 0.98 (0.821.18) |
| Other | 0.58 (0.480.70) | 0.53 (0.430.66) |
| Highrisk medications | ||
| Corticosteroids | 1.31 (1.161.48) | 1.24 (1.091.42) |
| Narcotics | 1.49 (1.341.65) | 1.33 (1.161.53) |
| Anticholinergics | 0.64 (0.470.87) | 0.66 (0.480.90) |
| Comorbidities | ||
| Congestive heart failure | 1.39 (1.191.63) | 1.30 (1.091.56) |
| Neurological disorders | 0.69 (0.560.86) | 0.70 (0.570.87) |
| Renal failure | 1.35 (1.191.55) | 1.19 (1.051.36) |
| Metastatic cancer | 1.52 (1.261.83) | 1.61 (1.331.95) |
| Solid tumor w/o metastasis | 1.81 (1.432.29) | 1.95 (1.542.47) |
| Deficiency anemia | 1.41 (1.261.58) | 1.27 (1.131.44) |
| Weight loss | 1.30 (1.081.57) | 1.26 (1.091.47) |
Of the clinical factors, high‐risk medications and 6 comorbidities were associated with readmission. High‐risk medication categories associated with readmission were steroids and narcotics; anticholinergics medications were protective. The 6 comorbidities associated with readmission were congestive heart failure, renal disease, cancer (with and without metastasis), weight loss, and iron deficiency anemia. While APR risk of mortality was associated with readmission at P < 0.05, including APR in our final model did not alter which other factors were significantly associated with readmission. When site (Moffitt‐Long vs. Mount Zion Hospitals) was added to the model, the ORs for factors associated with readmission did not change appreciably (0.01).
Discussion
In this retrospective observational study of hospitalized patients, we found that readmission was common and associated with a number of risk factors that could be easily identified early in hospitalization. Nonclinical factors associated with readmission were black race and Medicaid payer status (in the unadjusted model). Clinical factors were high risk medications including steroids and narcotics; and comorbidities including congestive heart failure, renal disease, cancer, anemia, and weight loss. In contrast, other potential riskssuch as discharge on a weekend and discharge to an SNFwere not independently associated with readmission. This cohortwith a mix of clinical scenarios, payers, age, etc.represents the inherently heterogeneous population of inpatient general medicine across the country and abroad. Hospitalists provided care for over 65% of the general medicine service, again representative of the trend in US inpatient medicine.27, 28 Lastly, our cohort did not have the benefit of a systematic and consistent discharge process with interventions focused on reducing readmissions. This gap, which is common across hospitals, highlights the utility of this data in targeting quality improvement efforts.
Reducing risks for readmission requires identification of patient populations at highest risk; in those patients, one can further identify factors which are potentially modifiable via education or patient‐engagement interventions. While in the hospital, more intensive predischarge counseling and efforts to increase mobility may be most useful if targeted early and often on those at highest risk.15, 16, 29, 30 Finally, broader‐based support in the form of better home services, more access to longitudinal care, or targeted postdischarge efforts may be required.14, 31
Though current strategies focus largely on clinical risk factors, this study shows that nonclinical factors play an equally important but underappreciated role in contributing to readmission. While prior studies have shown variable results on association of black race with readmission,2, 9, 11 none have evaluated or linked Medicaid to readmission, which just missed statistical significance in this study (OR, 1.15; 95% CI, 0.971.36). Both black race and Medicaid as payer are proxies for the underlying root cause aspects leading to readmission, such as access to longitudinal care. Following this trail to the root cause will require in‐depth qualitative evaluation that includes the patient perspective as a source of data.32 For example, risk for readmission may not stem solely from being on warfarin, but in combination with not having transportation to get an international normalized ratio (INR) checked, a suboptimal understanding of how to take the medication, or not recognizing potential side effects until too late to avoid inpatient admission.
Several of the strongest associations, and perhaps most conducive to targeted interventions, were high‐risk medications at discharge. Risk related to medications and adverse drug events following discharge have been a consistent theme in readmission literature.24, 33 Our current system, which includes mandated inpatient medicine reconciliation, does not encourage discontinuation of unnecessary medications to combat polypharmacy, address affordability of medications, provide consistent medication counseling, or focus on the highest risk medications. In fact, bundled interventions which implement pharmacists to focus on these measures have been successful in decreasing readmission,14, 16, 29 but unfortunately are not yet part of the standard of care. The challenge remains transforming a mandatory policy such as medicine reconciliation into a valuable and systematic tool in the discharge process.
Two factors were surprisingly protective against readmission: neurologic diagnosis and anticholinergic medications. This first may be explained by the presence of a separate neurology service at our institution which skews our data. For example, a patient with acute stroke, who has a 20% rate of bounce‐back to a higher level of care within 30 days of discharge,34 would be admitted to the neurology service, not general medicine, and therefore would not nr part of our cohort. Regarding anticholinergics, several factors may explain this unexpected result. First, use of anticholinergics was relatively rare in our sample (2.7% in readmitted patients, 4.1% in patients not readmitted), possibly creating a false positive result. Second, Hanlon et al.24 showed only a weak association at best between anticholinergics and postdischarge adverse drug reactions (hazard ratio, 1.11; 95% CI, 0.86‐1.43). Lastly, anticholinergics include a varied group of medications, therefore diluting possible relative risk of specific medications.
While this study allows providers to identify patients at increased risk of readmission, the identified factors do not fully account for readmission risk; we did not aim to produce a risk‐prediction rule with our study. Prior readmission studies have been unable to create a tool to predict which patients will be readmitted with much success.3537 These results underscore the complexities and variability of readmission, which often lack a clear single cause and effect relationship. Given the breadth of risk factors we identified, it seems likely that more intensive interventions will require a multidisciplinary approach, one which might be costly if applied broadly. Our study does not attempt to predict who will be readmitted and who will not, but rather provides a list of risk factors which might be used to deploy resources more efficiently.
This study had several limitations. We did not capture readmissions to outside hospitals, which account for 22% to 24% of all readmissions in prior studies, and therefore have underestimated the readmission rate in our population.2, 8 However, by limiting our data to 2 hospitals within 1 institution, we were able to include more detailed patient level data, which is not accurately available in other large databases. Also, while studies of risk factors in a managed care population (such as within Medicare, the Veterans Affairs medical centers, or countries with national integrated medical records) are able to capture all readmissions, this study is the first to evaluate readmissions risk factors in a truly heterogeneous U.S. inpatient medicine population without limitation by age or payer status. Second, we did not have access to outpatient medications lists; however use of these same medications within the last 48 hours of admission is likely a reasonable proxy for outpatient use and more conducive to potential interventions (such as medication reconciliation or patient education) that could flag patients prior to discharge. Payer data was limited to only the primary payer, so patients who were dual eligible (ie, have both Medicare and Medicaid) were categorized as Medicare. Regarding sociodemographic factors, while primary language other than English was not associated with readmission, language data was missing in 17.4% of admissions, thereby limiting our ability to evaluate this factor. Our data did not include access to outpatient or primary care, and therefore we were unable to evaluate access to postdischarge follow‐up care as a risk factor for readmission. Lastly, while this study did not include outpatient deaths, we did exclude patients who died in the hospital.
Conclusions
Readmission is common among general medicine patients, with approximately 1 in 5 patients being readmitted within 30 days. While the identified associated factors do not account for all the potential reasons for readmission, our study suggests a spectrum of risk factors which might be used to target more intensive multidisciplinary interventions. Specifically, the nonclinical factors of race and payer status merit further in depth research incorporating the patient experience to truly determine causation of readmission. Hospitalists, who are at nexus of the discharge process and uniquely invested in quality inpatient care, are ideally positioned to lead efforts to reduce readmissions. How to use our study's results to develop and implement effective interventions to reduce readmissions remains a subject for future studies.
- A path to bundled payment around a rehospitalization.: Medicare payment Advisory Commission; June2005.
- ,,.Rehospitalizations among patients in the Medicare fee‐for‐service program.N Engl J Med.2009;360(14):1418–1428.
- University HealthSystem Consortium. Available at: https://www.uhc.edu. Accessed May2010.
- U.S. Department of Health 15(5):599–606.
- ,,,.Development and validation of a model for predicting emergency admissions over the next year (PEONY): a UK historical cohort study.Arch Intern Med.2008;168(13):1416–1422.
- ,,, et al.Incidence and main factors associated with early unplanned hospital readmission among French medical inpatients aged 75 and over admitted through emergency units.Age Ageing.2008;37(4):416–422.
- ,,,,,.Factors associated with unplanned hospital readmission among patients 65 years of age and older in a Medicare managed care plan.Am J Med.1999;107(1):13–17.
- ,,.Risk factors for early unplanned hospital readmission in the elderly.J Gen Intern Med.1991;6(3):223–228.
- ,,, et al.Predicting non‐elective hospital readmissions: a multi‐site study. Department of Veterans Affairs Cooperative Study Group on Primary Care and Readmissions.J Clin Epidemiol.2000;53(11):1113–1118.
- ,.Effect of gender, ethnicity, pulmonary disease, and symptom stability on rehospitalization in patients with heart failure.Am J Cardiol.2007;100(7):1139–1144.
- ,,,.The care transitions intervention: results of a randomized controlled trial.Arch Intern Med.2006;166(17):1822–1828.
- ,,,.The impact of follow‐up telephone calls to patients after hospitalization.Am J Med.2001;111(9B):26S–30S.
- ,,, et al.A reengineered hospital discharge program to decrease rehospitalization: a randomized trial.Ann Intern Med.2009;150(3):178–187.
- ,,, et al.Reduction of 30‐day postdischarge hospital readmission or emergency department (ED) visit rates in high‐risk elderly medical patients through delivery of a targeted care bundle.J Hosp Med.2009;4(4):211–218.
- ,,,,,.Comprehensive discharge planning with postdischarge support for older patients with congestive heart failure: a meta‐analysis.JAMA.2004;291(11):1358–1367.
- ,.Home‐based intervention in congestive heart failure: long‐term implications on readmission and survival.Circulation.2002;105(24):2861–2866.
- ,,,,,.Effect of a standardized nurse case‐management telephone intervention on resource use in patients with chronic heart failure.Arch Intern Med.2002;162(6):705–712.
- ,,,.The impact of follow‐up physician visits on emergency readmissions for patients with asthma and chronic obstructive pulmonary disease: a population‐based study.Am J Med.2002;112(2):120–125.
- ,.Factors predicting readmission of older general medicine patients.J Gen Intern Med.1991;6(5):389–393.
- BOOSTing Care Transitions. Available at: http://www.hospitalmedicine.org/ResourceRoomRedesign/RR_CareTransitions/CT_Home.cfm. Accessed May2010.
- ,,,,.Adverse drug events occurring following hospital discharge.J Gen Intern Med.2005;20(4):317–323.
- ,,, et al.Incidence and predictors of all and preventable adverse drug reactions in frail elderly persons after hospital stay.J Gerontol A Biol Sci Med Sci.2006;61(5):511–515.
- . Development of the 3M™ All Patient Refined Diagnosis Related Groups (APR DRGs). Available at: http://www.ahrq.gov/qual/mortality/Hughes.htm. Accessed May2010.
- ,,.Volume thresholds and hospital characteristics in the United States.Health Aff (Millwood).2003;22(2):167–177.
- ,,,.The status of hospital medicine groups in the United States.J Hosp Med.2006;1(2):75–80.
- ,,,.Growth in the care of older patients by hospitalists in the United States.N Engl J Med.2009;360(11):1102–1112.
- ,,, et al.Role of pharmacist counseling in preventing adverse drug events after hospitalization.Arch Intern Med.2006;166(5):565–571.
- ,,, et al.Effects of a multicomponent intervention on functional outcomes and process of care in hospitalized older patients: a randomized controlled trial of Acute Care for Elders (ACE) in a community hospital.J Am Geriatr Soc.2000;48(12):1572–1581.
- ,,,,,.Telehome monitoring in patients with cardiac disease who are at high risk of readmission.Heart Lung.2008;37(1):36–45.
- ,,.Understanding rehospitalization risk: can hospital discharge be modified to reduce recurrent hospitalization?J Hosp Med.2007;2(5):297–304.
- ,,,,.The incidence and severity of adverse events affecting patients after discharge from the hospital.Ann Intern Med.2003;138(3):161–167.
- ,,,.Bouncing back: patterns and predictors of complicated transitions 30 days after hospitalization for acute ischemic stroke.J Am Geriatr Soc.2007;55(3):365–373.
- ,,,.Case finding for patients at risk of readmission to hospital: development of algorithm to identify high risk patients.BMJ.2006;333(7563):327.
- ,,,,,.Screening elders for risk of hospital admission.J Am Geriatr Soc.1993;41(8):811–817.
- ,,,.Using routine inpatient data to identify patients at risk of hospital readmission.BMC Health Serv Res.2009;9:96.
- A path to bundled payment around a rehospitalization.: Medicare payment Advisory Commission; June2005.
- ,,.Rehospitalizations among patients in the Medicare fee‐for‐service program.N Engl J Med.2009;360(14):1418–1428.
- University HealthSystem Consortium. Available at: https://www.uhc.edu. Accessed May2010.
- U.S. Department of Health 15(5):599–606.
- ,,,.Development and validation of a model for predicting emergency admissions over the next year (PEONY): a UK historical cohort study.Arch Intern Med.2008;168(13):1416–1422.
- ,,, et al.Incidence and main factors associated with early unplanned hospital readmission among French medical inpatients aged 75 and over admitted through emergency units.Age Ageing.2008;37(4):416–422.
- ,,,,,.Factors associated with unplanned hospital readmission among patients 65 years of age and older in a Medicare managed care plan.Am J Med.1999;107(1):13–17.
- ,,.Risk factors for early unplanned hospital readmission in the elderly.J Gen Intern Med.1991;6(3):223–228.
- ,,, et al.Predicting non‐elective hospital readmissions: a multi‐site study. Department of Veterans Affairs Cooperative Study Group on Primary Care and Readmissions.J Clin Epidemiol.2000;53(11):1113–1118.
- ,.Effect of gender, ethnicity, pulmonary disease, and symptom stability on rehospitalization in patients with heart failure.Am J Cardiol.2007;100(7):1139–1144.
- ,,,.The care transitions intervention: results of a randomized controlled trial.Arch Intern Med.2006;166(17):1822–1828.
- ,,,.The impact of follow‐up telephone calls to patients after hospitalization.Am J Med.2001;111(9B):26S–30S.
- ,,, et al.A reengineered hospital discharge program to decrease rehospitalization: a randomized trial.Ann Intern Med.2009;150(3):178–187.
- ,,, et al.Reduction of 30‐day postdischarge hospital readmission or emergency department (ED) visit rates in high‐risk elderly medical patients through delivery of a targeted care bundle.J Hosp Med.2009;4(4):211–218.
- ,,,,,.Comprehensive discharge planning with postdischarge support for older patients with congestive heart failure: a meta‐analysis.JAMA.2004;291(11):1358–1367.
- ,.Home‐based intervention in congestive heart failure: long‐term implications on readmission and survival.Circulation.2002;105(24):2861–2866.
- ,,,,,.Effect of a standardized nurse case‐management telephone intervention on resource use in patients with chronic heart failure.Arch Intern Med.2002;162(6):705–712.
- ,,,.The impact of follow‐up physician visits on emergency readmissions for patients with asthma and chronic obstructive pulmonary disease: a population‐based study.Am J Med.2002;112(2):120–125.
- ,.Factors predicting readmission of older general medicine patients.J Gen Intern Med.1991;6(5):389–393.
- BOOSTing Care Transitions. Available at: http://www.hospitalmedicine.org/ResourceRoomRedesign/RR_CareTransitions/CT_Home.cfm. Accessed May2010.
- ,,,,.Adverse drug events occurring following hospital discharge.J Gen Intern Med.2005;20(4):317–323.
- ,,, et al.Incidence and predictors of all and preventable adverse drug reactions in frail elderly persons after hospital stay.J Gerontol A Biol Sci Med Sci.2006;61(5):511–515.
- . Development of the 3M™ All Patient Refined Diagnosis Related Groups (APR DRGs). Available at: http://www.ahrq.gov/qual/mortality/Hughes.htm. Accessed May2010.
- ,,.Volume thresholds and hospital characteristics in the United States.Health Aff (Millwood).2003;22(2):167–177.
- ,,,.The status of hospital medicine groups in the United States.J Hosp Med.2006;1(2):75–80.
- ,,,.Growth in the care of older patients by hospitalists in the United States.N Engl J Med.2009;360(11):1102–1112.
- ,,, et al.Role of pharmacist counseling in preventing adverse drug events after hospitalization.Arch Intern Med.2006;166(5):565–571.
- ,,, et al.Effects of a multicomponent intervention on functional outcomes and process of care in hospitalized older patients: a randomized controlled trial of Acute Care for Elders (ACE) in a community hospital.J Am Geriatr Soc.2000;48(12):1572–1581.
- ,,,,,.Telehome monitoring in patients with cardiac disease who are at high risk of readmission.Heart Lung.2008;37(1):36–45.
- ,,.Understanding rehospitalization risk: can hospital discharge be modified to reduce recurrent hospitalization?J Hosp Med.2007;2(5):297–304.
- ,,,,.The incidence and severity of adverse events affecting patients after discharge from the hospital.Ann Intern Med.2003;138(3):161–167.
- ,,,.Bouncing back: patterns and predictors of complicated transitions 30 days after hospitalization for acute ischemic stroke.J Am Geriatr Soc.2007;55(3):365–373.
- ,,,.Case finding for patients at risk of readmission to hospital: development of algorithm to identify high risk patients.BMJ.2006;333(7563):327.
- ,,,,,.Screening elders for risk of hospital admission.J Am Geriatr Soc.1993;41(8):811–817.
- ,,,.Using routine inpatient data to identify patients at risk of hospital readmission.BMC Health Serv Res.2009;9:96.
Copyright © 2010 Society of Hospital Medicine
Unforgettable
The approach to clinical conundrums by an expert clinician is revealed through presentation of an actual patient's case in an approach typical of morning report. Similar to patient care, sequential pieces of information are provided to the clinician who is unfamiliar with the case. The focus is on the thought processes of both the clinical team caring the patient and the discussant.
A 27‐year‐old woman with a history of asthma presented to her primary care physician (PCP) with a sore throat which began after attending a party where she shared alcoholic beverages with friends. She denied any high‐risk sexual behavior. Her PCP prescribed azithromycin and methylprednisolone empirically for tonsillitis. The throat pain subsided, but in the next several days she experienced increased weakness, lethargy, poor appetite, and chills, and she returned to her PCP for reevaluation.
Two months prior she had been treated at a walk‐in clinic with a course of penicillin for a presumed streptococcal pharyngitis. Her symptoms resolved until her current presentation.
In a young woman with 2 episodes of pharyngitis in 2 months followed by an acute systemic illness, one must consider an immunocompromised state such as human immunodeficiency virus (HIV), hematologic malignancy, or autoimmune diseases. Weakness, lethargy, anorexia, and chills in the setting of pharyngitis suggest a local process in the neck, most likely infection associated with systemic toxicity. As neck abscess and bacteremia warrant early consideration, the physical examination should focus on the neck and oropharynx, as well as neurologic exam to evaluate for bacterial spreading into the central nervous system. In addition to routine laboratory studies, a chest x‐ray (CXR) would be appropriate as upper respiratory infections may be complicated by pneumonia and present with signs and symptoms of systemic illness.
On examination by her PCP, her temperature was 99.2F and her blood pressure was 118/68. She had bilateral oropharyngeal erythema without exudates and bilateral tonsillar and anterior triangle lymphadenopathy (LAD). An oropharyngeal rapid Streptococcal antigen detection test was negative, but a Monospot test was positive for heterophile antibodies. Azithromycin and methylprednisolone were discontinued, and the patient was informed she most likely had Epstein Barr Virus (EBV) infection.
The following day, the complete blood count results returned. The platelet count was 50 K/L and the white blood cell (WBC) count was 13.0 K/L. The patient stated she had developed right‐sided flank pain upon deep inspiration and used her albuterol inhaler with minimal relief. She continued to have fever, decreased appetite, chest and abdominal pain, and difficulty swallowing due to odynophagia. She was instructed to go to the emergency department (ED) for further evaluation. In the ED, she denied any shortness of breath, but reported a slight cough and right‐sided abdominal pain.
Acute tonsillar pharyngitis and fever, as well as systemic symptoms of fatigue and abdominal pain along with positive heterophile screen are highly suggestive of EBV infection in this young female. The episode of pharyngitis 2 months prior remains unexplained and may be unrelated. Right‐sided pleuritic pain and abdominal pain may be related to EBV hepatitis. Odynophagia is consistent with EBV infection as well. Profound lethargy, however, is not a common presenting feature in mononucleosis unless infected patients are profoundly dehydrated due to inability to swallow. Her pain symptoms may be secondary to other signs of EBV infection, such as hepatomegaly, splenomegaly, ascites, and/or right pleural effusion. A history of rash should be investigated. Initial assessment in this acutely ill patient should focus on evaluation for the presence of severe sepsis and for a primary source of infection. Given the severity of her illness, I would consider early computed tomography (CT) of her chest, abdomen, and pelvis, as well as CT of the neck to exclude a possibility of peritonsillar abscess. The complaint of chills indicates a possible bacteremia, so coverage with broad‐spectrum antibiotics is indicated. Symptomatic relief with acetaminophen and intravenous fluid rehydration is appropriate.
On exam, temperature was 101.9F, blood pressure was 111/74, heart rate was 140 beats per minute, respiratory rate was 18 per minute, and oxygen saturation was 99% on room air. She appeared drowsy, but answered questions appropriately. She had bilateral swollen tonsils, as well as anterior and posterior cervical adenopathy, with tenderness greater on the left side. Her chest exam had slightly diminished breath sounds at the bases bilaterally. Heart rhythm was regular, and there were no murmurs appreciated. On abdominal exam, she was tender to palpation in both right‐upper and left‐upper quadrants, without obvious hepatosplenomegaly. There were no petechiae noted on her skin.
The WBC was 17.6 K/L, with 89% neutrophils and 5% lymphocytes, platelet count was 22 K/L, and hemoglobin was 13.8 g/dL. A D‐dimer test was elevated at 1344 ng/mL. Peripheral blood smear showed thrombocytopenia and neutrophilia, but demonstrated no schistocytes. The serum potassium was 3.2 mEq/L, bicarbonate was 29 mEq/L, blood urea nitrogen was 15 mg/dL and the creatinine was 1.29 mg/dL. Transaminases were within normal limits, but total bilirubin was 1.8 mg/dL. Her urinalysis was normal. Blood cultures were sent. A CXR showed bibasilar consolidations and pleural effusions (Figure 1). A CT of the chest with contrast was obtained that showed multiple confluent and patchy foci of consolidation in the lung bases, with trace bilateral pleural effusions (Figure 2). A CT of the abdomen showed a spleen at the upper limits of normal in size, measuring 13 cm in length, but was otherwise normal.
Leukocytosis with lymphopenia is not consistent with EBV infection and another process needs to be considered. This patient meets criteria for sepsis syndrome and should receive broad spectrum antibiotics, such as vancomycin and piperacillin‐tazobactam immediately after the blood cultures are sent, in addition to further evaluation to determine the source of sepsis. Depending on her mental status response to initial measures such as acetaminophen and hydration, one should consider a lumbar puncture, which would require platelet transfusion and may therefore not be done immediately. HIV serology should be performed, since acute retroviral syndrome can mimic this presentation. With neck tenderness that is more localized to her left side, a CT of her neck to evaluate for an abscess may be helpful.
She was admitted for presumed community‐acquired pneumonia complicating an upper respiratory tract infection. Her pharyngitis was thought to be of viral etiology. Moxifloxacin was started and intravenous fluids were administered. She was started on prednisone 60 mg daily for presumed immune‐mediated thrombocytopenia related to EBV infection. An HIV antibody test and quantitative polymerase chain reaction (PCR) were both negative. The EBV immunoglobulin G (IgG) titer was positive (>1:10), but the IgM titer was negative. Her mental status improved after starting moxifloxacin and fluids. Her creatinine and bilirubin normalized to 0.97 mg/dL and 0.8 mg/dL respectively. She continued to have a tender left‐sided submandibular swelling. Blood cultures grew Gram‐negative bacilli in 2 anaerobic bottles.
I am uncomfortable with moxifloxacin as initial empiric therapy because at presentation she had sepsis syndrome as well as a suspected immunocompromised state. In addition, moxifloxacin would not be adequate coverage for anaerobic organisms if a peritonsillar abscess was involved. At this point, she needs a CT of her neck to look for a focus of infection which may require surgical management and, if negative, further imaging such as a tagged white blood scan to identify the source of the anaerobes.
Moxifloxacin was switched to piperacillin‐tazobactam and prednisone was discontinued. By day 4 of hospitalization her platelet count had risen to 261 K/L. Her WBC continued to rise to a peak of 21.5 K/L and she continued to have fevers and diffuse pains, although her repeat blood cultures were negative. She continued to have tenderness of the cervical lymph nodes, left greater than right. A repeat CXR showed patchy air space disease bilaterally and pleural effusions, both of which had progressed compared with the prior film. Clindamycin was empirically added to her antibiotic regimen in light of her progressing pneumonia and evidence of anaerobic infection. A repeat CT scan of her chest revealed multiple nodular opacities scattered throughout the lung fields, some of which were cavitary, predominating in the lung bases. The CT scan of her neck revealed a left peritonsillar abscess and phlegmon in the left retropharyngeal and deep neck area along the sternocleidomastoid and internal jugular vein (IJV). There also was noted a large thrombus within the left IJV extending superiorly to involve the jugular bulb, sigmoid sinus, and distal left transverse sinus; and inferiorly to near the origin of the brachiocephalic vein (see Figure 3). An echocardiogram did not reveal any vegetations.
The combination of recent pharyngitis, septic pulmonary emboli, and IJV thrombosis is consistent with a diagnosis of Lemierre's syndrome (LS). This is a life threatening condition, even if diagnosis is made early and appropriate treatment is started. The most likely causative agent is Fusobacterium necrophorum. In this case it was important to realize that clinical presentation was not consistent with EBV infection, even though heterophile screen was positive. Early initiation of broad spectrum antibiotics as well as CT scan of the neck would have been appropriate.
The diagnosis of LS was made. The blood culture speciation revealed Fusobacterium nucleatum, which was too fastidious to perform antimicrobial sensitivities. Her symptoms improved significantly with the addition of clindamycin to piperacillin‐tazobactam, which was postulated to be the result of bacterial beta‐lactamase activity mitigating the efficacy of piperacillin‐tazobactam. Thoracentesis of her pleural effusion did not reveal an empyema. Due to her large thrombus burden, she was started on anticoagulation with heparin and transitioned to outpatient coumadin. She was switched to metronidazole as a single agent antibiotic for 6 weeks, and on outpatient follow‐up was doing well.
Commentary
LS was described by Dr. Andre Lemierre in 1936.6 The syndrome consists of a primary oropharyngeal infection, thrombosis of the IJV, bacteremia, and septic metastatic foci, usually involving the lungs.1, 2 LS is a form of necrobacillosis, which is a systemic infection resulting from F. necrophorum.3, 4 In classic LS, the initial pharyngitis is usually a tonsillar or peritonsillar abscess, and is followed by intense fever and rigors after 4 days to 2 weeks.1, 3 This is followed by a unilateral painful submaxillary LAD and IJV thrombophlebitisthe cord sign.2 Finally, bacteremia and distant metastatic pyogenic abscesses develop.1 (see Table 1).
| Lemierre's Syndrome typical features |
| Antecedent head and neck infection, typically an oropharyngeal infection prior to deterioration |
| Thrombophlebitis, typically of internal jugular vein (present in only 1/3 of cases) |
| Bacteremia (Fusobacterium necrophorum most commonly) |
| Septic metastatic foci, typically to lungs |
| Usual Presentation |
| Pharyngitis |
| Fevers |
| Rigors |
| Neck involvement: tenderness, swelling, tender internal jugular vein thrombus (cord sign) |
| Pulmonary infiltrates which cavitate |
With the advent of antibiotics, LS is now rare with an incidence of 0.9 per million persons per year. In Lemierre's time, the disease was fulminant and led to death within 2 weeks, but in the antibiotic age the mortality rate is 4.9%.1, 3 The median age of an LS patient is 19 years, with a higher incidence in males.1, 35 Although in the literature it is referred to as the forgotten disease, there is evidence the incidence is increasing.3, 4, 6, 8
There are variations of classic LS. Bacteremia may occur much later than the initial pharyngitis, the disease may be less aggressive, the thrombus may be in the external jugular vein, or there may be no identified thrombus.3, 4, 8 In fact, a thrombus is only identified in 36% of cases.9 The primary infection may be a head and neck infection that is not pharyngitis, such as an odontogenic infection,4 or may not be identified.10 Despite variations, the fundamentals of diagnosis are prior head and neck infection, presumed thrombophlebitis and bacteremia, and evidence of septic metastatic foci.
The genus Fusobacterium comprises anaerobic, nonspore forming gram negative bacilli.1, 35, 11 F. necrophorum and F. nucleatum are 2 species within this genus. F. nucleatum causes the majority of reported human bacteremias by Fusobacterium species, but it is F. necrophorum that is most associated with anaerobic oropharyngeal infections, thrombocytopenia, clot formation, and LS.35, 8, 9
It is unknown if Fusobacterium species directly cause the sore throat, or rather are bystanders which thrive once a favorable anaerobic environment is created via endotoxins and exotoxins.35 A break in oral mucosa via trauma or coinfection with bacteria/viruses (especially EBV) is also thought to play a role with infection.2, 3, 5 One‐third of LS cases have coinfection with other oropharyngeal flora. Thus, one must reexamine the anaerobic blood cultures after an organism has been identified in suspect cases.3, 4
There is an increased association of LS with EBV infection, likely due to viral‐induced and steroid‐induced immunosuppression.24 False positive heterophile tests are reported with LS, so the specific antibody tests for EBV must be checked.3, 4
Once thrombophlebitis occurs, the bacteria can metastasize to distant sites. In 80% to 92% of LS cases, the metastatic complication is a pleuro‐pulmonary infection, consisting of septic pulmonary emboli, empyema, and pleural effusions, but extra‐pulmonary lesions occur.1, 3, 9, 12 Abdominal pain usually results from abdominal microabscesses or thrombophlebitis.4 Mild renal impairment and abnormal liver function tests are common.3, 4 Cranial nerve palsies and Horner's syndrome are rare and indicate carotid sheath involvement.3, 12 An elevated C‐reactive protein can distinguish bacterial from uncomplicated viral pharyngitis.3, 4 Also, rigors are unusual in tonsillitis, and their presence indicate bacterial entry into the circulation.3
CXRs may reveal the pulmonary septic emboli. Ultrasound of the IJV is inexpensive and noninvasive, but may have limited sensitivity for an acute thrombus. CT scan allows increased visualization of anatomy, but can have decreased sensitivity and specificity for thrombosis.3 Magnetic resonance imaging (MRI) is recommended if LS results from mastoiditis, to exclude an intracerebral vein thrombosis.9
Antibiotics have both dramatically decreased the incidence of LS and improved its prognosis. The recent rise in incidence may be due to a renewed interest in restricting the use of antibiotics in cases of pharyngitis, as well as an increased use of macrolides, to which F. necrophorum is frequently resistant.3 Decreased tonsillectomies may also have a role, as LS is more common with retained tonsils.1, 3
No trials have evaluated the optimal antibiotic regimen. Fusobacterium species are sensitive to penicillin, but 23% have beta‐lactamase activity as reported clinically by several authors.3, 5 F. necrophorum is also sensitive to metronidazole, ticarcillin‐clavulanate, cefoxitin, amoxicillin‐clavulanate, imipenem, and clindamycin. There is a high resistance to macrolides and gentamicin, and the activity of tetracyclines is poor. For treatment, most authors suggest a carbapenem, a penicillin/beta‐lactamase inhibitor combination, or metronidazole. Clindamycin has weaker bactericidal activity than metronidazole or imipenem. Metronidazole is preferred because of its activity against all Fusobacterium species, good penetration into tissues, bactericidal activity, low minimum inhibitory concentration, and ability to achieve high concentration in the cerebrospinal fluid if meningitis occurs. An effective regimen is metronidazole with a penicillinase‐resistant penicillin to cover for mixed coinfection with streptococci or staphylococci.3, 4, 12 A 6‐week antibiotic course is given for adequate penetration into the protective fibrin clots.4
Reports have shown good outcomes both with and without the use of anticoagulation.3, 4, 8 Support for anticoagulation is extrapolated from experience with septic pelvic thrombophlebitis, in which anticoagulation results in more rapid resolution of symptoms.13 Given the lack of firm evidence in cases of LS, anticoagulation is typically reserved for poor clinical response despite 2 to 3 days of antibiotic therapy or propagation of thromboses into the cavernous sinus. It is generally given for 3 months.4, 13
Prior to the antibiotic era, surgical ligation or excision of the IJV was done without clear benefit. Today, surgery is reserved for cases of continued septic emboli or extension of thrombus despite aggressive medical therapy.3 If mediastinitis develops, then surgical intervention is essential.4
Lemierre stated that the symptoms and signs of LS are so characteristic that it permits diagnosis before bacteriological examination.1 However, today it may go unrecognized by physicians until a blood culture shows anaerobes or Fusobacterium species. For a young patient admitted with pneumonia preceded by pharyngitis, hospitalists must remain vigilant for the presence of LS.
Key Points for Hospitalists/Teaching Points
-
The triad of LS is pharyngitis, thrombophlebitis, and distant metastatic pyogenic emboli.
-
Suspect LS in a young, otherwise healthy patient who clinically deteriorates in the setting of a recent pharyngeal infection.
-
With the modern decrease in antibiotic use for pharyngitis, LS may be on the rise.
- .On certain septicaemias due to anaerobic organisms.Lancet.1936;1:701–703.
- ,.Lemierre's syndrome: more judicious antibiotic prescribing habits may lead to the clinical reappearance of this often forgotten disease.Am J Med.2006;119(3):e7–e9.
- .Human infection with Fusobacterium necrophorum (necrobacillosis), with a focus on Lemierre's syndrome.Clin Microbiol Rev.2007;20(4):622–659.
- ,.Human necrobacillosis, with emphasis on Lemierre's syndrome.Clin Infect Dis.2000;31(2):524–532.
- ,.Fusobacterial infections: clinical spectrum and incidence of invasive disease.J Infect.2008;57(4):283–289.
- .Human infections with Fusobacterium necrophorum.Anaerobe.2006;12(4):165–172.
- ,,, et al.Increased diagnosis of Lemierre Syndrome and other Fusobacterium necrophorum infections at a Children's Hospital.Pediatrics.2003;112(5):e380.
- ,,.Unusual presentation of Lemierre's syndrome due to Fusobacterium nucleatum.J Clin Microbiol.2003;41(7):3445–3448.
- ,,,.The evolution of Lemierre Syndrome: report of 2 cases and review of the literature.Medicine (Baltimore).2002;81(6):458–465.
- ,.An unusual case of Lemierre's syndrome presenting as pyomyositis.Am J Med Sci.2008;335(6):499–501.
- .Update on the taxonomy and clinical aspects of the genus Fusobacterium.Clin Infect Dis.2002;35(Suppl 1):S22–S27.
- ,,,,.Lemierre syndrome: two cases and a review.Laryngosope.2007;117(9):1605–1610.
- ,,.Lemierre's syndrome (necrobacillosis).Postgrad Med J.1999;75(881):141–144.
The approach to clinical conundrums by an expert clinician is revealed through presentation of an actual patient's case in an approach typical of morning report. Similar to patient care, sequential pieces of information are provided to the clinician who is unfamiliar with the case. The focus is on the thought processes of both the clinical team caring the patient and the discussant.
A 27‐year‐old woman with a history of asthma presented to her primary care physician (PCP) with a sore throat which began after attending a party where she shared alcoholic beverages with friends. She denied any high‐risk sexual behavior. Her PCP prescribed azithromycin and methylprednisolone empirically for tonsillitis. The throat pain subsided, but in the next several days she experienced increased weakness, lethargy, poor appetite, and chills, and she returned to her PCP for reevaluation.
Two months prior she had been treated at a walk‐in clinic with a course of penicillin for a presumed streptococcal pharyngitis. Her symptoms resolved until her current presentation.
In a young woman with 2 episodes of pharyngitis in 2 months followed by an acute systemic illness, one must consider an immunocompromised state such as human immunodeficiency virus (HIV), hematologic malignancy, or autoimmune diseases. Weakness, lethargy, anorexia, and chills in the setting of pharyngitis suggest a local process in the neck, most likely infection associated with systemic toxicity. As neck abscess and bacteremia warrant early consideration, the physical examination should focus on the neck and oropharynx, as well as neurologic exam to evaluate for bacterial spreading into the central nervous system. In addition to routine laboratory studies, a chest x‐ray (CXR) would be appropriate as upper respiratory infections may be complicated by pneumonia and present with signs and symptoms of systemic illness.
On examination by her PCP, her temperature was 99.2F and her blood pressure was 118/68. She had bilateral oropharyngeal erythema without exudates and bilateral tonsillar and anterior triangle lymphadenopathy (LAD). An oropharyngeal rapid Streptococcal antigen detection test was negative, but a Monospot test was positive for heterophile antibodies. Azithromycin and methylprednisolone were discontinued, and the patient was informed she most likely had Epstein Barr Virus (EBV) infection.
The following day, the complete blood count results returned. The platelet count was 50 K/L and the white blood cell (WBC) count was 13.0 K/L. The patient stated she had developed right‐sided flank pain upon deep inspiration and used her albuterol inhaler with minimal relief. She continued to have fever, decreased appetite, chest and abdominal pain, and difficulty swallowing due to odynophagia. She was instructed to go to the emergency department (ED) for further evaluation. In the ED, she denied any shortness of breath, but reported a slight cough and right‐sided abdominal pain.
Acute tonsillar pharyngitis and fever, as well as systemic symptoms of fatigue and abdominal pain along with positive heterophile screen are highly suggestive of EBV infection in this young female. The episode of pharyngitis 2 months prior remains unexplained and may be unrelated. Right‐sided pleuritic pain and abdominal pain may be related to EBV hepatitis. Odynophagia is consistent with EBV infection as well. Profound lethargy, however, is not a common presenting feature in mononucleosis unless infected patients are profoundly dehydrated due to inability to swallow. Her pain symptoms may be secondary to other signs of EBV infection, such as hepatomegaly, splenomegaly, ascites, and/or right pleural effusion. A history of rash should be investigated. Initial assessment in this acutely ill patient should focus on evaluation for the presence of severe sepsis and for a primary source of infection. Given the severity of her illness, I would consider early computed tomography (CT) of her chest, abdomen, and pelvis, as well as CT of the neck to exclude a possibility of peritonsillar abscess. The complaint of chills indicates a possible bacteremia, so coverage with broad‐spectrum antibiotics is indicated. Symptomatic relief with acetaminophen and intravenous fluid rehydration is appropriate.
On exam, temperature was 101.9F, blood pressure was 111/74, heart rate was 140 beats per minute, respiratory rate was 18 per minute, and oxygen saturation was 99% on room air. She appeared drowsy, but answered questions appropriately. She had bilateral swollen tonsils, as well as anterior and posterior cervical adenopathy, with tenderness greater on the left side. Her chest exam had slightly diminished breath sounds at the bases bilaterally. Heart rhythm was regular, and there were no murmurs appreciated. On abdominal exam, she was tender to palpation in both right‐upper and left‐upper quadrants, without obvious hepatosplenomegaly. There were no petechiae noted on her skin.
The WBC was 17.6 K/L, with 89% neutrophils and 5% lymphocytes, platelet count was 22 K/L, and hemoglobin was 13.8 g/dL. A D‐dimer test was elevated at 1344 ng/mL. Peripheral blood smear showed thrombocytopenia and neutrophilia, but demonstrated no schistocytes. The serum potassium was 3.2 mEq/L, bicarbonate was 29 mEq/L, blood urea nitrogen was 15 mg/dL and the creatinine was 1.29 mg/dL. Transaminases were within normal limits, but total bilirubin was 1.8 mg/dL. Her urinalysis was normal. Blood cultures were sent. A CXR showed bibasilar consolidations and pleural effusions (Figure 1). A CT of the chest with contrast was obtained that showed multiple confluent and patchy foci of consolidation in the lung bases, with trace bilateral pleural effusions (Figure 2). A CT of the abdomen showed a spleen at the upper limits of normal in size, measuring 13 cm in length, but was otherwise normal.
Leukocytosis with lymphopenia is not consistent with EBV infection and another process needs to be considered. This patient meets criteria for sepsis syndrome and should receive broad spectrum antibiotics, such as vancomycin and piperacillin‐tazobactam immediately after the blood cultures are sent, in addition to further evaluation to determine the source of sepsis. Depending on her mental status response to initial measures such as acetaminophen and hydration, one should consider a lumbar puncture, which would require platelet transfusion and may therefore not be done immediately. HIV serology should be performed, since acute retroviral syndrome can mimic this presentation. With neck tenderness that is more localized to her left side, a CT of her neck to evaluate for an abscess may be helpful.
She was admitted for presumed community‐acquired pneumonia complicating an upper respiratory tract infection. Her pharyngitis was thought to be of viral etiology. Moxifloxacin was started and intravenous fluids were administered. She was started on prednisone 60 mg daily for presumed immune‐mediated thrombocytopenia related to EBV infection. An HIV antibody test and quantitative polymerase chain reaction (PCR) were both negative. The EBV immunoglobulin G (IgG) titer was positive (>1:10), but the IgM titer was negative. Her mental status improved after starting moxifloxacin and fluids. Her creatinine and bilirubin normalized to 0.97 mg/dL and 0.8 mg/dL respectively. She continued to have a tender left‐sided submandibular swelling. Blood cultures grew Gram‐negative bacilli in 2 anaerobic bottles.
I am uncomfortable with moxifloxacin as initial empiric therapy because at presentation she had sepsis syndrome as well as a suspected immunocompromised state. In addition, moxifloxacin would not be adequate coverage for anaerobic organisms if a peritonsillar abscess was involved. At this point, she needs a CT of her neck to look for a focus of infection which may require surgical management and, if negative, further imaging such as a tagged white blood scan to identify the source of the anaerobes.
Moxifloxacin was switched to piperacillin‐tazobactam and prednisone was discontinued. By day 4 of hospitalization her platelet count had risen to 261 K/L. Her WBC continued to rise to a peak of 21.5 K/L and she continued to have fevers and diffuse pains, although her repeat blood cultures were negative. She continued to have tenderness of the cervical lymph nodes, left greater than right. A repeat CXR showed patchy air space disease bilaterally and pleural effusions, both of which had progressed compared with the prior film. Clindamycin was empirically added to her antibiotic regimen in light of her progressing pneumonia and evidence of anaerobic infection. A repeat CT scan of her chest revealed multiple nodular opacities scattered throughout the lung fields, some of which were cavitary, predominating in the lung bases. The CT scan of her neck revealed a left peritonsillar abscess and phlegmon in the left retropharyngeal and deep neck area along the sternocleidomastoid and internal jugular vein (IJV). There also was noted a large thrombus within the left IJV extending superiorly to involve the jugular bulb, sigmoid sinus, and distal left transverse sinus; and inferiorly to near the origin of the brachiocephalic vein (see Figure 3). An echocardiogram did not reveal any vegetations.
The combination of recent pharyngitis, septic pulmonary emboli, and IJV thrombosis is consistent with a diagnosis of Lemierre's syndrome (LS). This is a life threatening condition, even if diagnosis is made early and appropriate treatment is started. The most likely causative agent is Fusobacterium necrophorum. In this case it was important to realize that clinical presentation was not consistent with EBV infection, even though heterophile screen was positive. Early initiation of broad spectrum antibiotics as well as CT scan of the neck would have been appropriate.
The diagnosis of LS was made. The blood culture speciation revealed Fusobacterium nucleatum, which was too fastidious to perform antimicrobial sensitivities. Her symptoms improved significantly with the addition of clindamycin to piperacillin‐tazobactam, which was postulated to be the result of bacterial beta‐lactamase activity mitigating the efficacy of piperacillin‐tazobactam. Thoracentesis of her pleural effusion did not reveal an empyema. Due to her large thrombus burden, she was started on anticoagulation with heparin and transitioned to outpatient coumadin. She was switched to metronidazole as a single agent antibiotic for 6 weeks, and on outpatient follow‐up was doing well.
Commentary
LS was described by Dr. Andre Lemierre in 1936.6 The syndrome consists of a primary oropharyngeal infection, thrombosis of the IJV, bacteremia, and septic metastatic foci, usually involving the lungs.1, 2 LS is a form of necrobacillosis, which is a systemic infection resulting from F. necrophorum.3, 4 In classic LS, the initial pharyngitis is usually a tonsillar or peritonsillar abscess, and is followed by intense fever and rigors after 4 days to 2 weeks.1, 3 This is followed by a unilateral painful submaxillary LAD and IJV thrombophlebitisthe cord sign.2 Finally, bacteremia and distant metastatic pyogenic abscesses develop.1 (see Table 1).
| Lemierre's Syndrome typical features |
| Antecedent head and neck infection, typically an oropharyngeal infection prior to deterioration |
| Thrombophlebitis, typically of internal jugular vein (present in only 1/3 of cases) |
| Bacteremia (Fusobacterium necrophorum most commonly) |
| Septic metastatic foci, typically to lungs |
| Usual Presentation |
| Pharyngitis |
| Fevers |
| Rigors |
| Neck involvement: tenderness, swelling, tender internal jugular vein thrombus (cord sign) |
| Pulmonary infiltrates which cavitate |
With the advent of antibiotics, LS is now rare with an incidence of 0.9 per million persons per year. In Lemierre's time, the disease was fulminant and led to death within 2 weeks, but in the antibiotic age the mortality rate is 4.9%.1, 3 The median age of an LS patient is 19 years, with a higher incidence in males.1, 35 Although in the literature it is referred to as the forgotten disease, there is evidence the incidence is increasing.3, 4, 6, 8
There are variations of classic LS. Bacteremia may occur much later than the initial pharyngitis, the disease may be less aggressive, the thrombus may be in the external jugular vein, or there may be no identified thrombus.3, 4, 8 In fact, a thrombus is only identified in 36% of cases.9 The primary infection may be a head and neck infection that is not pharyngitis, such as an odontogenic infection,4 or may not be identified.10 Despite variations, the fundamentals of diagnosis are prior head and neck infection, presumed thrombophlebitis and bacteremia, and evidence of septic metastatic foci.
The genus Fusobacterium comprises anaerobic, nonspore forming gram negative bacilli.1, 35, 11 F. necrophorum and F. nucleatum are 2 species within this genus. F. nucleatum causes the majority of reported human bacteremias by Fusobacterium species, but it is F. necrophorum that is most associated with anaerobic oropharyngeal infections, thrombocytopenia, clot formation, and LS.35, 8, 9
It is unknown if Fusobacterium species directly cause the sore throat, or rather are bystanders which thrive once a favorable anaerobic environment is created via endotoxins and exotoxins.35 A break in oral mucosa via trauma or coinfection with bacteria/viruses (especially EBV) is also thought to play a role with infection.2, 3, 5 One‐third of LS cases have coinfection with other oropharyngeal flora. Thus, one must reexamine the anaerobic blood cultures after an organism has been identified in suspect cases.3, 4
There is an increased association of LS with EBV infection, likely due to viral‐induced and steroid‐induced immunosuppression.24 False positive heterophile tests are reported with LS, so the specific antibody tests for EBV must be checked.3, 4
Once thrombophlebitis occurs, the bacteria can metastasize to distant sites. In 80% to 92% of LS cases, the metastatic complication is a pleuro‐pulmonary infection, consisting of septic pulmonary emboli, empyema, and pleural effusions, but extra‐pulmonary lesions occur.1, 3, 9, 12 Abdominal pain usually results from abdominal microabscesses or thrombophlebitis.4 Mild renal impairment and abnormal liver function tests are common.3, 4 Cranial nerve palsies and Horner's syndrome are rare and indicate carotid sheath involvement.3, 12 An elevated C‐reactive protein can distinguish bacterial from uncomplicated viral pharyngitis.3, 4 Also, rigors are unusual in tonsillitis, and their presence indicate bacterial entry into the circulation.3
CXRs may reveal the pulmonary septic emboli. Ultrasound of the IJV is inexpensive and noninvasive, but may have limited sensitivity for an acute thrombus. CT scan allows increased visualization of anatomy, but can have decreased sensitivity and specificity for thrombosis.3 Magnetic resonance imaging (MRI) is recommended if LS results from mastoiditis, to exclude an intracerebral vein thrombosis.9
Antibiotics have both dramatically decreased the incidence of LS and improved its prognosis. The recent rise in incidence may be due to a renewed interest in restricting the use of antibiotics in cases of pharyngitis, as well as an increased use of macrolides, to which F. necrophorum is frequently resistant.3 Decreased tonsillectomies may also have a role, as LS is more common with retained tonsils.1, 3
No trials have evaluated the optimal antibiotic regimen. Fusobacterium species are sensitive to penicillin, but 23% have beta‐lactamase activity as reported clinically by several authors.3, 5 F. necrophorum is also sensitive to metronidazole, ticarcillin‐clavulanate, cefoxitin, amoxicillin‐clavulanate, imipenem, and clindamycin. There is a high resistance to macrolides and gentamicin, and the activity of tetracyclines is poor. For treatment, most authors suggest a carbapenem, a penicillin/beta‐lactamase inhibitor combination, or metronidazole. Clindamycin has weaker bactericidal activity than metronidazole or imipenem. Metronidazole is preferred because of its activity against all Fusobacterium species, good penetration into tissues, bactericidal activity, low minimum inhibitory concentration, and ability to achieve high concentration in the cerebrospinal fluid if meningitis occurs. An effective regimen is metronidazole with a penicillinase‐resistant penicillin to cover for mixed coinfection with streptococci or staphylococci.3, 4, 12 A 6‐week antibiotic course is given for adequate penetration into the protective fibrin clots.4
Reports have shown good outcomes both with and without the use of anticoagulation.3, 4, 8 Support for anticoagulation is extrapolated from experience with septic pelvic thrombophlebitis, in which anticoagulation results in more rapid resolution of symptoms.13 Given the lack of firm evidence in cases of LS, anticoagulation is typically reserved for poor clinical response despite 2 to 3 days of antibiotic therapy or propagation of thromboses into the cavernous sinus. It is generally given for 3 months.4, 13
Prior to the antibiotic era, surgical ligation or excision of the IJV was done without clear benefit. Today, surgery is reserved for cases of continued septic emboli or extension of thrombus despite aggressive medical therapy.3 If mediastinitis develops, then surgical intervention is essential.4
Lemierre stated that the symptoms and signs of LS are so characteristic that it permits diagnosis before bacteriological examination.1 However, today it may go unrecognized by physicians until a blood culture shows anaerobes or Fusobacterium species. For a young patient admitted with pneumonia preceded by pharyngitis, hospitalists must remain vigilant for the presence of LS.
Key Points for Hospitalists/Teaching Points
-
The triad of LS is pharyngitis, thrombophlebitis, and distant metastatic pyogenic emboli.
-
Suspect LS in a young, otherwise healthy patient who clinically deteriorates in the setting of a recent pharyngeal infection.
-
With the modern decrease in antibiotic use for pharyngitis, LS may be on the rise.
The approach to clinical conundrums by an expert clinician is revealed through presentation of an actual patient's case in an approach typical of morning report. Similar to patient care, sequential pieces of information are provided to the clinician who is unfamiliar with the case. The focus is on the thought processes of both the clinical team caring the patient and the discussant.
A 27‐year‐old woman with a history of asthma presented to her primary care physician (PCP) with a sore throat which began after attending a party where she shared alcoholic beverages with friends. She denied any high‐risk sexual behavior. Her PCP prescribed azithromycin and methylprednisolone empirically for tonsillitis. The throat pain subsided, but in the next several days she experienced increased weakness, lethargy, poor appetite, and chills, and she returned to her PCP for reevaluation.
Two months prior she had been treated at a walk‐in clinic with a course of penicillin for a presumed streptococcal pharyngitis. Her symptoms resolved until her current presentation.
In a young woman with 2 episodes of pharyngitis in 2 months followed by an acute systemic illness, one must consider an immunocompromised state such as human immunodeficiency virus (HIV), hematologic malignancy, or autoimmune diseases. Weakness, lethargy, anorexia, and chills in the setting of pharyngitis suggest a local process in the neck, most likely infection associated with systemic toxicity. As neck abscess and bacteremia warrant early consideration, the physical examination should focus on the neck and oropharynx, as well as neurologic exam to evaluate for bacterial spreading into the central nervous system. In addition to routine laboratory studies, a chest x‐ray (CXR) would be appropriate as upper respiratory infections may be complicated by pneumonia and present with signs and symptoms of systemic illness.
On examination by her PCP, her temperature was 99.2F and her blood pressure was 118/68. She had bilateral oropharyngeal erythema without exudates and bilateral tonsillar and anterior triangle lymphadenopathy (LAD). An oropharyngeal rapid Streptococcal antigen detection test was negative, but a Monospot test was positive for heterophile antibodies. Azithromycin and methylprednisolone were discontinued, and the patient was informed she most likely had Epstein Barr Virus (EBV) infection.
The following day, the complete blood count results returned. The platelet count was 50 K/L and the white blood cell (WBC) count was 13.0 K/L. The patient stated she had developed right‐sided flank pain upon deep inspiration and used her albuterol inhaler with minimal relief. She continued to have fever, decreased appetite, chest and abdominal pain, and difficulty swallowing due to odynophagia. She was instructed to go to the emergency department (ED) for further evaluation. In the ED, she denied any shortness of breath, but reported a slight cough and right‐sided abdominal pain.
Acute tonsillar pharyngitis and fever, as well as systemic symptoms of fatigue and abdominal pain along with positive heterophile screen are highly suggestive of EBV infection in this young female. The episode of pharyngitis 2 months prior remains unexplained and may be unrelated. Right‐sided pleuritic pain and abdominal pain may be related to EBV hepatitis. Odynophagia is consistent with EBV infection as well. Profound lethargy, however, is not a common presenting feature in mononucleosis unless infected patients are profoundly dehydrated due to inability to swallow. Her pain symptoms may be secondary to other signs of EBV infection, such as hepatomegaly, splenomegaly, ascites, and/or right pleural effusion. A history of rash should be investigated. Initial assessment in this acutely ill patient should focus on evaluation for the presence of severe sepsis and for a primary source of infection. Given the severity of her illness, I would consider early computed tomography (CT) of her chest, abdomen, and pelvis, as well as CT of the neck to exclude a possibility of peritonsillar abscess. The complaint of chills indicates a possible bacteremia, so coverage with broad‐spectrum antibiotics is indicated. Symptomatic relief with acetaminophen and intravenous fluid rehydration is appropriate.
On exam, temperature was 101.9F, blood pressure was 111/74, heart rate was 140 beats per minute, respiratory rate was 18 per minute, and oxygen saturation was 99% on room air. She appeared drowsy, but answered questions appropriately. She had bilateral swollen tonsils, as well as anterior and posterior cervical adenopathy, with tenderness greater on the left side. Her chest exam had slightly diminished breath sounds at the bases bilaterally. Heart rhythm was regular, and there were no murmurs appreciated. On abdominal exam, she was tender to palpation in both right‐upper and left‐upper quadrants, without obvious hepatosplenomegaly. There were no petechiae noted on her skin.
The WBC was 17.6 K/L, with 89% neutrophils and 5% lymphocytes, platelet count was 22 K/L, and hemoglobin was 13.8 g/dL. A D‐dimer test was elevated at 1344 ng/mL. Peripheral blood smear showed thrombocytopenia and neutrophilia, but demonstrated no schistocytes. The serum potassium was 3.2 mEq/L, bicarbonate was 29 mEq/L, blood urea nitrogen was 15 mg/dL and the creatinine was 1.29 mg/dL. Transaminases were within normal limits, but total bilirubin was 1.8 mg/dL. Her urinalysis was normal. Blood cultures were sent. A CXR showed bibasilar consolidations and pleural effusions (Figure 1). A CT of the chest with contrast was obtained that showed multiple confluent and patchy foci of consolidation in the lung bases, with trace bilateral pleural effusions (Figure 2). A CT of the abdomen showed a spleen at the upper limits of normal in size, measuring 13 cm in length, but was otherwise normal.
Leukocytosis with lymphopenia is not consistent with EBV infection and another process needs to be considered. This patient meets criteria for sepsis syndrome and should receive broad spectrum antibiotics, such as vancomycin and piperacillin‐tazobactam immediately after the blood cultures are sent, in addition to further evaluation to determine the source of sepsis. Depending on her mental status response to initial measures such as acetaminophen and hydration, one should consider a lumbar puncture, which would require platelet transfusion and may therefore not be done immediately. HIV serology should be performed, since acute retroviral syndrome can mimic this presentation. With neck tenderness that is more localized to her left side, a CT of her neck to evaluate for an abscess may be helpful.
She was admitted for presumed community‐acquired pneumonia complicating an upper respiratory tract infection. Her pharyngitis was thought to be of viral etiology. Moxifloxacin was started and intravenous fluids were administered. She was started on prednisone 60 mg daily for presumed immune‐mediated thrombocytopenia related to EBV infection. An HIV antibody test and quantitative polymerase chain reaction (PCR) were both negative. The EBV immunoglobulin G (IgG) titer was positive (>1:10), but the IgM titer was negative. Her mental status improved after starting moxifloxacin and fluids. Her creatinine and bilirubin normalized to 0.97 mg/dL and 0.8 mg/dL respectively. She continued to have a tender left‐sided submandibular swelling. Blood cultures grew Gram‐negative bacilli in 2 anaerobic bottles.
I am uncomfortable with moxifloxacin as initial empiric therapy because at presentation she had sepsis syndrome as well as a suspected immunocompromised state. In addition, moxifloxacin would not be adequate coverage for anaerobic organisms if a peritonsillar abscess was involved. At this point, she needs a CT of her neck to look for a focus of infection which may require surgical management and, if negative, further imaging such as a tagged white blood scan to identify the source of the anaerobes.
Moxifloxacin was switched to piperacillin‐tazobactam and prednisone was discontinued. By day 4 of hospitalization her platelet count had risen to 261 K/L. Her WBC continued to rise to a peak of 21.5 K/L and she continued to have fevers and diffuse pains, although her repeat blood cultures were negative. She continued to have tenderness of the cervical lymph nodes, left greater than right. A repeat CXR showed patchy air space disease bilaterally and pleural effusions, both of which had progressed compared with the prior film. Clindamycin was empirically added to her antibiotic regimen in light of her progressing pneumonia and evidence of anaerobic infection. A repeat CT scan of her chest revealed multiple nodular opacities scattered throughout the lung fields, some of which were cavitary, predominating in the lung bases. The CT scan of her neck revealed a left peritonsillar abscess and phlegmon in the left retropharyngeal and deep neck area along the sternocleidomastoid and internal jugular vein (IJV). There also was noted a large thrombus within the left IJV extending superiorly to involve the jugular bulb, sigmoid sinus, and distal left transverse sinus; and inferiorly to near the origin of the brachiocephalic vein (see Figure 3). An echocardiogram did not reveal any vegetations.
The combination of recent pharyngitis, septic pulmonary emboli, and IJV thrombosis is consistent with a diagnosis of Lemierre's syndrome (LS). This is a life threatening condition, even if diagnosis is made early and appropriate treatment is started. The most likely causative agent is Fusobacterium necrophorum. In this case it was important to realize that clinical presentation was not consistent with EBV infection, even though heterophile screen was positive. Early initiation of broad spectrum antibiotics as well as CT scan of the neck would have been appropriate.
The diagnosis of LS was made. The blood culture speciation revealed Fusobacterium nucleatum, which was too fastidious to perform antimicrobial sensitivities. Her symptoms improved significantly with the addition of clindamycin to piperacillin‐tazobactam, which was postulated to be the result of bacterial beta‐lactamase activity mitigating the efficacy of piperacillin‐tazobactam. Thoracentesis of her pleural effusion did not reveal an empyema. Due to her large thrombus burden, she was started on anticoagulation with heparin and transitioned to outpatient coumadin. She was switched to metronidazole as a single agent antibiotic for 6 weeks, and on outpatient follow‐up was doing well.
Commentary
LS was described by Dr. Andre Lemierre in 1936.6 The syndrome consists of a primary oropharyngeal infection, thrombosis of the IJV, bacteremia, and septic metastatic foci, usually involving the lungs.1, 2 LS is a form of necrobacillosis, which is a systemic infection resulting from F. necrophorum.3, 4 In classic LS, the initial pharyngitis is usually a tonsillar or peritonsillar abscess, and is followed by intense fever and rigors after 4 days to 2 weeks.1, 3 This is followed by a unilateral painful submaxillary LAD and IJV thrombophlebitisthe cord sign.2 Finally, bacteremia and distant metastatic pyogenic abscesses develop.1 (see Table 1).
| Lemierre's Syndrome typical features |
| Antecedent head and neck infection, typically an oropharyngeal infection prior to deterioration |
| Thrombophlebitis, typically of internal jugular vein (present in only 1/3 of cases) |
| Bacteremia (Fusobacterium necrophorum most commonly) |
| Septic metastatic foci, typically to lungs |
| Usual Presentation |
| Pharyngitis |
| Fevers |
| Rigors |
| Neck involvement: tenderness, swelling, tender internal jugular vein thrombus (cord sign) |
| Pulmonary infiltrates which cavitate |
With the advent of antibiotics, LS is now rare with an incidence of 0.9 per million persons per year. In Lemierre's time, the disease was fulminant and led to death within 2 weeks, but in the antibiotic age the mortality rate is 4.9%.1, 3 The median age of an LS patient is 19 years, with a higher incidence in males.1, 35 Although in the literature it is referred to as the forgotten disease, there is evidence the incidence is increasing.3, 4, 6, 8
There are variations of classic LS. Bacteremia may occur much later than the initial pharyngitis, the disease may be less aggressive, the thrombus may be in the external jugular vein, or there may be no identified thrombus.3, 4, 8 In fact, a thrombus is only identified in 36% of cases.9 The primary infection may be a head and neck infection that is not pharyngitis, such as an odontogenic infection,4 or may not be identified.10 Despite variations, the fundamentals of diagnosis are prior head and neck infection, presumed thrombophlebitis and bacteremia, and evidence of septic metastatic foci.
The genus Fusobacterium comprises anaerobic, nonspore forming gram negative bacilli.1, 35, 11 F. necrophorum and F. nucleatum are 2 species within this genus. F. nucleatum causes the majority of reported human bacteremias by Fusobacterium species, but it is F. necrophorum that is most associated with anaerobic oropharyngeal infections, thrombocytopenia, clot formation, and LS.35, 8, 9
It is unknown if Fusobacterium species directly cause the sore throat, or rather are bystanders which thrive once a favorable anaerobic environment is created via endotoxins and exotoxins.35 A break in oral mucosa via trauma or coinfection with bacteria/viruses (especially EBV) is also thought to play a role with infection.2, 3, 5 One‐third of LS cases have coinfection with other oropharyngeal flora. Thus, one must reexamine the anaerobic blood cultures after an organism has been identified in suspect cases.3, 4
There is an increased association of LS with EBV infection, likely due to viral‐induced and steroid‐induced immunosuppression.24 False positive heterophile tests are reported with LS, so the specific antibody tests for EBV must be checked.3, 4
Once thrombophlebitis occurs, the bacteria can metastasize to distant sites. In 80% to 92% of LS cases, the metastatic complication is a pleuro‐pulmonary infection, consisting of septic pulmonary emboli, empyema, and pleural effusions, but extra‐pulmonary lesions occur.1, 3, 9, 12 Abdominal pain usually results from abdominal microabscesses or thrombophlebitis.4 Mild renal impairment and abnormal liver function tests are common.3, 4 Cranial nerve palsies and Horner's syndrome are rare and indicate carotid sheath involvement.3, 12 An elevated C‐reactive protein can distinguish bacterial from uncomplicated viral pharyngitis.3, 4 Also, rigors are unusual in tonsillitis, and their presence indicate bacterial entry into the circulation.3
CXRs may reveal the pulmonary septic emboli. Ultrasound of the IJV is inexpensive and noninvasive, but may have limited sensitivity for an acute thrombus. CT scan allows increased visualization of anatomy, but can have decreased sensitivity and specificity for thrombosis.3 Magnetic resonance imaging (MRI) is recommended if LS results from mastoiditis, to exclude an intracerebral vein thrombosis.9
Antibiotics have both dramatically decreased the incidence of LS and improved its prognosis. The recent rise in incidence may be due to a renewed interest in restricting the use of antibiotics in cases of pharyngitis, as well as an increased use of macrolides, to which F. necrophorum is frequently resistant.3 Decreased tonsillectomies may also have a role, as LS is more common with retained tonsils.1, 3
No trials have evaluated the optimal antibiotic regimen. Fusobacterium species are sensitive to penicillin, but 23% have beta‐lactamase activity as reported clinically by several authors.3, 5 F. necrophorum is also sensitive to metronidazole, ticarcillin‐clavulanate, cefoxitin, amoxicillin‐clavulanate, imipenem, and clindamycin. There is a high resistance to macrolides and gentamicin, and the activity of tetracyclines is poor. For treatment, most authors suggest a carbapenem, a penicillin/beta‐lactamase inhibitor combination, or metronidazole. Clindamycin has weaker bactericidal activity than metronidazole or imipenem. Metronidazole is preferred because of its activity against all Fusobacterium species, good penetration into tissues, bactericidal activity, low minimum inhibitory concentration, and ability to achieve high concentration in the cerebrospinal fluid if meningitis occurs. An effective regimen is metronidazole with a penicillinase‐resistant penicillin to cover for mixed coinfection with streptococci or staphylococci.3, 4, 12 A 6‐week antibiotic course is given for adequate penetration into the protective fibrin clots.4
Reports have shown good outcomes both with and without the use of anticoagulation.3, 4, 8 Support for anticoagulation is extrapolated from experience with septic pelvic thrombophlebitis, in which anticoagulation results in more rapid resolution of symptoms.13 Given the lack of firm evidence in cases of LS, anticoagulation is typically reserved for poor clinical response despite 2 to 3 days of antibiotic therapy or propagation of thromboses into the cavernous sinus. It is generally given for 3 months.4, 13
Prior to the antibiotic era, surgical ligation or excision of the IJV was done without clear benefit. Today, surgery is reserved for cases of continued septic emboli or extension of thrombus despite aggressive medical therapy.3 If mediastinitis develops, then surgical intervention is essential.4
Lemierre stated that the symptoms and signs of LS are so characteristic that it permits diagnosis before bacteriological examination.1 However, today it may go unrecognized by physicians until a blood culture shows anaerobes or Fusobacterium species. For a young patient admitted with pneumonia preceded by pharyngitis, hospitalists must remain vigilant for the presence of LS.
Key Points for Hospitalists/Teaching Points
-
The triad of LS is pharyngitis, thrombophlebitis, and distant metastatic pyogenic emboli.
-
Suspect LS in a young, otherwise healthy patient who clinically deteriorates in the setting of a recent pharyngeal infection.
-
With the modern decrease in antibiotic use for pharyngitis, LS may be on the rise.
- .On certain septicaemias due to anaerobic organisms.Lancet.1936;1:701–703.
- ,.Lemierre's syndrome: more judicious antibiotic prescribing habits may lead to the clinical reappearance of this often forgotten disease.Am J Med.2006;119(3):e7–e9.
- .Human infection with Fusobacterium necrophorum (necrobacillosis), with a focus on Lemierre's syndrome.Clin Microbiol Rev.2007;20(4):622–659.
- ,.Human necrobacillosis, with emphasis on Lemierre's syndrome.Clin Infect Dis.2000;31(2):524–532.
- ,.Fusobacterial infections: clinical spectrum and incidence of invasive disease.J Infect.2008;57(4):283–289.
- .Human infections with Fusobacterium necrophorum.Anaerobe.2006;12(4):165–172.
- ,,, et al.Increased diagnosis of Lemierre Syndrome and other Fusobacterium necrophorum infections at a Children's Hospital.Pediatrics.2003;112(5):e380.
- ,,.Unusual presentation of Lemierre's syndrome due to Fusobacterium nucleatum.J Clin Microbiol.2003;41(7):3445–3448.
- ,,,.The evolution of Lemierre Syndrome: report of 2 cases and review of the literature.Medicine (Baltimore).2002;81(6):458–465.
- ,.An unusual case of Lemierre's syndrome presenting as pyomyositis.Am J Med Sci.2008;335(6):499–501.
- .Update on the taxonomy and clinical aspects of the genus Fusobacterium.Clin Infect Dis.2002;35(Suppl 1):S22–S27.
- ,,,,.Lemierre syndrome: two cases and a review.Laryngosope.2007;117(9):1605–1610.
- ,,.Lemierre's syndrome (necrobacillosis).Postgrad Med J.1999;75(881):141–144.
- .On certain septicaemias due to anaerobic organisms.Lancet.1936;1:701–703.
- ,.Lemierre's syndrome: more judicious antibiotic prescribing habits may lead to the clinical reappearance of this often forgotten disease.Am J Med.2006;119(3):e7–e9.
- .Human infection with Fusobacterium necrophorum (necrobacillosis), with a focus on Lemierre's syndrome.Clin Microbiol Rev.2007;20(4):622–659.
- ,.Human necrobacillosis, with emphasis on Lemierre's syndrome.Clin Infect Dis.2000;31(2):524–532.
- ,.Fusobacterial infections: clinical spectrum and incidence of invasive disease.J Infect.2008;57(4):283–289.
- .Human infections with Fusobacterium necrophorum.Anaerobe.2006;12(4):165–172.
- ,,, et al.Increased diagnosis of Lemierre Syndrome and other Fusobacterium necrophorum infections at a Children's Hospital.Pediatrics.2003;112(5):e380.
- ,,.Unusual presentation of Lemierre's syndrome due to Fusobacterium nucleatum.J Clin Microbiol.2003;41(7):3445–3448.
- ,,,.The evolution of Lemierre Syndrome: report of 2 cases and review of the literature.Medicine (Baltimore).2002;81(6):458–465.
- ,.An unusual case of Lemierre's syndrome presenting as pyomyositis.Am J Med Sci.2008;335(6):499–501.
- .Update on the taxonomy and clinical aspects of the genus Fusobacterium.Clin Infect Dis.2002;35(Suppl 1):S22–S27.
- ,,,,.Lemierre syndrome: two cases and a review.Laryngosope.2007;117(9):1605–1610.
- ,,.Lemierre's syndrome (necrobacillosis).Postgrad Med J.1999;75(881):141–144.
It Starts With a Dog Scratch
A 63‐year‐old female with a history of essential thrombocythemia and hypertension presented with a 4‐week history of a worsening ulcer on her right second digit. Initially, the patient attributed the wound to a dog scratch but sought further treatment at an outside clinic when she did not see improvement. She was given a diagnosis of cellulitis and was treated with unknown oral antibiotics and silvadene cream. The ulcer continued to worsen and the patient presented to our hospital. On physical exam, an 8 cm 3 cm ulcer was observed on the right second digit. It had violaceous rolled up borders, granulation tissue, fibrinous exudates, and areas of necrotic tissue (Figure 1). The remainder of the physical examination was unremarkable. Initial laboratory values included hemoglobin 12.5 gm/dL, white blood cell count 31.2 K/UL, and platelets 625 gm/dL. An x‐ray of the hand showed soft tissue swelling with no evidence of osteomyelitis. The ulcer was evaluated and treated as an infected wound. The patient was started on broad spectrum intravenous antibiotics and underwent excisional debridement with biopsy. Blood and wound cultures were negative for aerobic and anaerobic bacteria, fungi, and acid‐fast bacilli. Pathology from the biopsy showed extensive necrosis and acute inflammation. The patient was discharged home with 10 days of oral antibiotics, and instructions for wound care. Upon follow‐up 1 week later, the patient complained of intense pain and worsening of the ulcer prompting readmission. Dermatology was consulted and diagnosed pyoderma gangrenosum (PG). The patient was started on prednisone, 60 mg daily and azathioprine, 50 mg daily. The ulcer slowly improved (Figure 2) and the steroid dosage was tapered. She was finally discharged home with a 6‐week taper of prednisone, azathioprine, and home health consultation for assistance with wound care.0, 0
PG is an ulcerative neutrophilic dermatosis. In up to 50% of cases, PG is associated with either inflammatory bowel disease, collagen vascular disease, or hematologic disorders.1 Although an immune‐modulated pathway may be involved, the etiology and pathophysiology of PG is still unknown.1 Furthermore, PG is a diagnosis of exclusion.1 However, PG does have clinical findings which favor the diagnosis. There are 4 main subtypes of PG; ulcerative or classic, pustular, bullous, and vegetative.1 Although myeloproliferative disorders are more specifically associated with the bullous form, our patient presented with the classic subtype.2, 3 In the classic subtype, patients will often describe an initial pustule which then necroses, forming an ulcer with a reddish/purple or gray undermined border and a red halo surrounding the ulcer. PG can occur anywhere on the body however it is more frequently seen on the legs. A clinically relevant feature of PG, emphasized in this case, is pathergy. Thus, PG can develop or worsen secondary to mild trauma. PG has been reported to form after mild trauma such as an insect bite or dog scratch and has been documented to worsen with debridement, skin grafting, and biopsies.1 Another feature and clinical clue of PG as manifested by our patient is intense pain. The skin biopsy, however, is usually nonspecific and can reveal findings which include edema, neutrophil infiltration, abscess formation, necrosis, and thrombosis of vessels.1 In patients with PG associated with myeloproliferative syndromes, no correlation has been shown between the time of diagnosis and the severity of the underlying myeloproliferative syndrome.2, 3 Treatment for PG depends on extent of involvement and association with underlying disease and can include local, oral, or intravenous corticosteroids, immunosuppressants, appropriate wound care, and treatment of associated disease.4
PG is a diagnosis of exclusion. Underlying infection, vasculitis, malignancy, and Sweet's syndrome should be considered in the differential. However, one must consider PG in the differential diagnosis of an ulcer in a patient with an underlying predisposing illness, when the ulcer has characteristics of pathergy and intense pain, and is not healing appropriately as illustrated in this case.
- ,,,,.Pyoderma gangrenosum: an updated review.J Eur Acad Dermatol Venereol.2009;23(9):1008–1017.
- ,.Pyoderma gangrenosum and myeloproliferative disorders: report of a case and review of literature.Arch Intern Med.1979;139:932–934.
- ,.Pyoderma gangrenosum in a patient with essential thrombocythemia.J Cutan Med Surg.2000;2:107–109.
- ,,.Pyoderma gangrenosum: a review.J Cutan Pathol.2003;30:97–107.
A 63‐year‐old female with a history of essential thrombocythemia and hypertension presented with a 4‐week history of a worsening ulcer on her right second digit. Initially, the patient attributed the wound to a dog scratch but sought further treatment at an outside clinic when she did not see improvement. She was given a diagnosis of cellulitis and was treated with unknown oral antibiotics and silvadene cream. The ulcer continued to worsen and the patient presented to our hospital. On physical exam, an 8 cm 3 cm ulcer was observed on the right second digit. It had violaceous rolled up borders, granulation tissue, fibrinous exudates, and areas of necrotic tissue (Figure 1). The remainder of the physical examination was unremarkable. Initial laboratory values included hemoglobin 12.5 gm/dL, white blood cell count 31.2 K/UL, and platelets 625 gm/dL. An x‐ray of the hand showed soft tissue swelling with no evidence of osteomyelitis. The ulcer was evaluated and treated as an infected wound. The patient was started on broad spectrum intravenous antibiotics and underwent excisional debridement with biopsy. Blood and wound cultures were negative for aerobic and anaerobic bacteria, fungi, and acid‐fast bacilli. Pathology from the biopsy showed extensive necrosis and acute inflammation. The patient was discharged home with 10 days of oral antibiotics, and instructions for wound care. Upon follow‐up 1 week later, the patient complained of intense pain and worsening of the ulcer prompting readmission. Dermatology was consulted and diagnosed pyoderma gangrenosum (PG). The patient was started on prednisone, 60 mg daily and azathioprine, 50 mg daily. The ulcer slowly improved (Figure 2) and the steroid dosage was tapered. She was finally discharged home with a 6‐week taper of prednisone, azathioprine, and home health consultation for assistance with wound care.0, 0
PG is an ulcerative neutrophilic dermatosis. In up to 50% of cases, PG is associated with either inflammatory bowel disease, collagen vascular disease, or hematologic disorders.1 Although an immune‐modulated pathway may be involved, the etiology and pathophysiology of PG is still unknown.1 Furthermore, PG is a diagnosis of exclusion.1 However, PG does have clinical findings which favor the diagnosis. There are 4 main subtypes of PG; ulcerative or classic, pustular, bullous, and vegetative.1 Although myeloproliferative disorders are more specifically associated with the bullous form, our patient presented with the classic subtype.2, 3 In the classic subtype, patients will often describe an initial pustule which then necroses, forming an ulcer with a reddish/purple or gray undermined border and a red halo surrounding the ulcer. PG can occur anywhere on the body however it is more frequently seen on the legs. A clinically relevant feature of PG, emphasized in this case, is pathergy. Thus, PG can develop or worsen secondary to mild trauma. PG has been reported to form after mild trauma such as an insect bite or dog scratch and has been documented to worsen with debridement, skin grafting, and biopsies.1 Another feature and clinical clue of PG as manifested by our patient is intense pain. The skin biopsy, however, is usually nonspecific and can reveal findings which include edema, neutrophil infiltration, abscess formation, necrosis, and thrombosis of vessels.1 In patients with PG associated with myeloproliferative syndromes, no correlation has been shown between the time of diagnosis and the severity of the underlying myeloproliferative syndrome.2, 3 Treatment for PG depends on extent of involvement and association with underlying disease and can include local, oral, or intravenous corticosteroids, immunosuppressants, appropriate wound care, and treatment of associated disease.4
PG is a diagnosis of exclusion. Underlying infection, vasculitis, malignancy, and Sweet's syndrome should be considered in the differential. However, one must consider PG in the differential diagnosis of an ulcer in a patient with an underlying predisposing illness, when the ulcer has characteristics of pathergy and intense pain, and is not healing appropriately as illustrated in this case.
A 63‐year‐old female with a history of essential thrombocythemia and hypertension presented with a 4‐week history of a worsening ulcer on her right second digit. Initially, the patient attributed the wound to a dog scratch but sought further treatment at an outside clinic when she did not see improvement. She was given a diagnosis of cellulitis and was treated with unknown oral antibiotics and silvadene cream. The ulcer continued to worsen and the patient presented to our hospital. On physical exam, an 8 cm 3 cm ulcer was observed on the right second digit. It had violaceous rolled up borders, granulation tissue, fibrinous exudates, and areas of necrotic tissue (Figure 1). The remainder of the physical examination was unremarkable. Initial laboratory values included hemoglobin 12.5 gm/dL, white blood cell count 31.2 K/UL, and platelets 625 gm/dL. An x‐ray of the hand showed soft tissue swelling with no evidence of osteomyelitis. The ulcer was evaluated and treated as an infected wound. The patient was started on broad spectrum intravenous antibiotics and underwent excisional debridement with biopsy. Blood and wound cultures were negative for aerobic and anaerobic bacteria, fungi, and acid‐fast bacilli. Pathology from the biopsy showed extensive necrosis and acute inflammation. The patient was discharged home with 10 days of oral antibiotics, and instructions for wound care. Upon follow‐up 1 week later, the patient complained of intense pain and worsening of the ulcer prompting readmission. Dermatology was consulted and diagnosed pyoderma gangrenosum (PG). The patient was started on prednisone, 60 mg daily and azathioprine, 50 mg daily. The ulcer slowly improved (Figure 2) and the steroid dosage was tapered. She was finally discharged home with a 6‐week taper of prednisone, azathioprine, and home health consultation for assistance with wound care.0, 0
PG is an ulcerative neutrophilic dermatosis. In up to 50% of cases, PG is associated with either inflammatory bowel disease, collagen vascular disease, or hematologic disorders.1 Although an immune‐modulated pathway may be involved, the etiology and pathophysiology of PG is still unknown.1 Furthermore, PG is a diagnosis of exclusion.1 However, PG does have clinical findings which favor the diagnosis. There are 4 main subtypes of PG; ulcerative or classic, pustular, bullous, and vegetative.1 Although myeloproliferative disorders are more specifically associated with the bullous form, our patient presented with the classic subtype.2, 3 In the classic subtype, patients will often describe an initial pustule which then necroses, forming an ulcer with a reddish/purple or gray undermined border and a red halo surrounding the ulcer. PG can occur anywhere on the body however it is more frequently seen on the legs. A clinically relevant feature of PG, emphasized in this case, is pathergy. Thus, PG can develop or worsen secondary to mild trauma. PG has been reported to form after mild trauma such as an insect bite or dog scratch and has been documented to worsen with debridement, skin grafting, and biopsies.1 Another feature and clinical clue of PG as manifested by our patient is intense pain. The skin biopsy, however, is usually nonspecific and can reveal findings which include edema, neutrophil infiltration, abscess formation, necrosis, and thrombosis of vessels.1 In patients with PG associated with myeloproliferative syndromes, no correlation has been shown between the time of diagnosis and the severity of the underlying myeloproliferative syndrome.2, 3 Treatment for PG depends on extent of involvement and association with underlying disease and can include local, oral, or intravenous corticosteroids, immunosuppressants, appropriate wound care, and treatment of associated disease.4
PG is a diagnosis of exclusion. Underlying infection, vasculitis, malignancy, and Sweet's syndrome should be considered in the differential. However, one must consider PG in the differential diagnosis of an ulcer in a patient with an underlying predisposing illness, when the ulcer has characteristics of pathergy and intense pain, and is not healing appropriately as illustrated in this case.
- ,,,,.Pyoderma gangrenosum: an updated review.J Eur Acad Dermatol Venereol.2009;23(9):1008–1017.
- ,.Pyoderma gangrenosum and myeloproliferative disorders: report of a case and review of literature.Arch Intern Med.1979;139:932–934.
- ,.Pyoderma gangrenosum in a patient with essential thrombocythemia.J Cutan Med Surg.2000;2:107–109.
- ,,.Pyoderma gangrenosum: a review.J Cutan Pathol.2003;30:97–107.
- ,,,,.Pyoderma gangrenosum: an updated review.J Eur Acad Dermatol Venereol.2009;23(9):1008–1017.
- ,.Pyoderma gangrenosum and myeloproliferative disorders: report of a case and review of literature.Arch Intern Med.1979;139:932–934.
- ,.Pyoderma gangrenosum in a patient with essential thrombocythemia.J Cutan Med Surg.2000;2:107–109.
- ,,.Pyoderma gangrenosum: a review.J Cutan Pathol.2003;30:97–107.
Medical ICU Insulin Infusion Protocols
Observational studies in hospitalized patients with and without diabetes indicate that hyperglycemia is a predictor of poor clinical outcome and mortality.14 Early randomized controlled trials of intensified insulin therapy in patients with surgical and medical acute critical illness reported a reduction on the risk of multiorgan failure and systemic infections,35 as well as short‐ and long‐term mortality.1, 4 Recent randomized controlled trials, however, have failed to confirm the previously suggested benefits of intensive glucose control,6 and the large multicenter normoglycaemia in intensive care evaluation and survival using glucose algorithm regulation (NICE‐SUGAR) study reported an absolute increase in mortality rate with intensive glucose control.7 In addition, intensified insulin therapy in critically‐ill patients has been shown to be associated with a higher rate of severe hypoglycemic events than less aggressive glycemic control protocols.710 These results have led to a heightened interest in improving the quality and safety of the management of diabetes and hyperglycemia in the hospital.
The use of intravenous continuous insulin infusion (CII) is the preferred route of insulin administration for the management of hyperglycemia in the critical care setting.1, 11 Numerous examples of successful CII algorithms in achieving glycemic control are reported in the literature.4, 5, 12 Traditionally, order forms to titrate drip to achieve a target blood glucose (BG) range using an established algorithm or by the application of mathematical rules have been used in clinical practice. Recently, computer‐based algorithms aiming to direct the nursing staff adjusting insulin infusion rate have become commercially available.13, 14 It is not known, however, if computer‐based algorithms are superior to standard paper form‐based protocols in achieving glucose control and in reducing hypoglycemic events in critically‐ill patients. Accordingly, this multicenter randomized study aimed to determine differences in glycemic control and hypoglycemic events between treatment with a computer‐guided CII device and a standard column‐based paper algorithm in critically‐ill patients in the medical intensive care unit (ICU).
Research Design and Methods
In this multicenter, prospective, open‐label randomized study, 160 adult patients admitted to a medical ICU with new hyperglycemia or with a known history of diabetes treated with diet, insulin therapy or with any combination of oral antidiabetic agents were enrolled after written informed consent had been obtained from the patient or closest family member (Figure 1). Patients with known history of diabetes had 2 BG readings >120 mg/dL while subjects without a history of diabetes had 2 BG readings >140 mg/dL prior to enrollment. We excluded patients with acute hyperglycemic crises such as diabetic ketoacidosis (DKA) and hyperosmolar hyperglycemic state,15 patients with severely impaired renal function (serum creatinine 3.5 mg/dL), dementia, and pregnancy. This study was conducted at 4 hospital centers including Grady Memorial Hospital, Emory University Hospital, and Piedmont Hospital in Atlanta, Georgia and the Regional Medical Center in Memphis, Tennessee.
Patients were randomized using a computer randomization table to receive CII following a computer‐guided algorithm (Glucommander) or CII following a standard paper form insulin infusion algorithm. Both protocols used glulisine (Apidra) insulin and targeted a BG between 80 mg/dL and 120 mg/dL. Insulin management was directed by the specific assigned protocol and was carried out daily by the nursing staff and by members of the internal medicine residency program. The ICU physician and primary care team decided on the treatment for all other medical problem(s) for which patients were admitted. Data were collected during CII up to the first 10 days of ICU stay.
Standard and Computer‐Based CII Algorithms
The standard paper algorithm was adapted from a protocol initially published by Markovitz et al.16 (Supporting Information Appendix). The algorithm is divided into four columns based on empirically determined insulin sensitivity. The first algorithm column was for the most insulin‐sensitive patients, and the fourth algorithm column was for the most insulin resistant patients. The majority of patients started in the algorithm 1 column. Insulin‐resistant patients, such as those receiving glucocorticoids or receiving >80 units of insulin per day as outpatients, started in the algorithm 2 column. The insulin infusion rate was determined by the patient's BG level and was measured hourly until the patient was stable and within the target range. If BG targets were not achieved and the BG had not decreased by at least 60 mg/dL in the preceding hour, the patient was moved to the next column.
The characteristics and use of the Glucommander algorithm have been reported previously.13 In brief, this computer‐guided insulin algorithm directs the administration of intravenous insulin in response to BG measurement at the patient's bedside. In this study, the Glucommander program was loaded into a PalmOne (Zire 31, Tungsten E2 by Palm Inc.) handheld personal digital assistant (PDA) device. During the infusion, the nurse entered BG levels into the system and the computer recommended the insulin infusion rate and a variable time to check the next glucose testing. An alarm prompted the scheduled glucose check. The insulin infusion followed the formula: Insulin/Hour = Multiplier (BG 60). The initial multiplier or insulin sensitivity factor was 0.02. The Glucommander was programmed to adjust the multiplier to achieve and maintain target glucose.
Prior to the beginning of the study, the nursing staff at all institutions was instructed on the use of the Glucommander and paper form protocol. The insulin drip adjustment was carried out by ICU nurses in each hospital. Study investigators and coordinators rounded daily on study patients and were available for consultation and collecting data but were not involved in insulin adjustment based on the protocol.
Clinical Outcome Measures
The primary outcome of the study was to determine differences in glycemic control as measured by mean daily BG concentration between treatment groups. Secondary outcomes include differences between groups in number of hypoglycemic events (BG <60 mg/dL and <40 mg/dL), time to first glucose in target range, amount of insulin treatment (units/kg/hour), number and frequency of glucose measurements, length of stay (LOS) in the ICU and hospital, number of hyperglycemic episodes (BG >200 mg/dL), and mortality rate.
BG Monitoring
Capillary BG measurement in the standard paper protocol was performed hourly until it was within goal range for 4 hours and then every 2 hours for the duration of the infusion. Glucose measurements in the Glucommander arm were requested by the device at intervals that ranged from 20 minutes to 2 hours. The Glucommander software determined the interval between measurements based on the stability of the BG levels of the patient. The insulin infusion rate adjustment was based on the current glucose value and the slope of the glucose curve. The Glucommander alarmed at the appropriate interval to remind the nurse to check and enter the new BG value. If the BG was decreasing faster than expected, the program called for repeat BG measurements more frequently for insulin drip adjustment. If the BG was within target range for 4 consecutive readings, the Glucommander alarmed for repeat BG every 2 hours.
Laboratory Assays
Plasma glucose and glycosylated hemoglobin (HbA1c) were measured on admission. Complete blood count and complete metabolic profile were measured on admission and as otherwise determined by the treating physician.
Statistical Analysis
All data in the text, table and figures are expressed as mean standard deviation. Comparison between groups was carried out by nonparametric two‐sample Wilcoxon tests for continuous variables and chi‐square tests (or Fisher's exact tests) for categorical variables. Cochran‐Mantel‐Haenszel (CMH) or CMH exact tests were further used to adjust for site difference. Repeated measures analyses were conducted to model the probability of BG <60 mg/dL or BG<40 mg/dL based on generalized linear model with AR(1) within‐subject correlation structure. A P value <0.05 is considered as significant. We expected differences in mean BG concentration 30 mg/dL between groups. Assuming 2‐tailed alpha of 0.05, a standard deviation of approximately 40, and a one‐to‐one allocation and no subject attrition, 80 patients per treatment group were thought to be sufficient to achieve 80% power for group mean comparisons. Statistical significance was defined as a type 1 error of 0.05. Statistical analysis was performed using the SAS 9.2.
Results
The admission characteristics and clinical outcomes of interest of the study patients are shown in Table 1. A total of 160 adult patients admitted to a medical ICU with new hyperglycemia (47%) or with a known history of diabetes (53%) were randomized into the study. Of them, 7 patients were excluded due to withdrawal of consent, treatment with subcutaneous basal or supplemental short‐acting insulin during CII, or receiving less than 4 hours of CII. There were no differences in the mean age, gender, race, history of diabetes, or primary admitting diagnosis between treatment groups. The most common admitting diagnosis categories included pulmonary (22.1%), cardiovascular (21.4%), infectious (20.0%), and central nervous system (16.6%) disorders.
| Glucommander (# patients = 77) | Standard (# patients = 76) | P Value | |
|---|---|---|---|
| |||
| Age (years) | 57.8 11.0 | 58.5 13.4 | NS |
| Gender (M/F), % | 57.1/42.9 | 51.3/46.7 | NS |
| Race (W/B/H), % | 25.0/69.6/1.8 | 28.9/67.3/3.9 | NS |
| BMI (Kg/m2) | 31.6 10.4 | 30.5 8.1 | NS |
| Primary admitting diagnosis: | |||
| Cardiovascular, % | 24.7 | 18.1 | NS |
| Pulmonary, % | 24.7 | 19.4 | NS |
| Infection, % | 16.4 | 23.6 | NS |
| Cerebro‐vascular, % | 4.1 | 4.2 | NS |
| Renal, % | 1.4 | 1.4 | NS |
| Apache score | 13.4 6.1 | 16.0 8.3 | NS |
| History of diabetes, % | 53.3 | 54.3 | NS |
| Hemoglobin A1c (%) | 7.2 1.9 | 6.8 1.4 | NS |
| DM patients | 7.9 2.2 | 7.3 1.6 | NS |
| Non‐DM patients | 6.2 0.7 | 6.0 0.7 | NS |
The mean admission glucose concentration for study patients was 190.6 58.2 mg/dL and the mean A1C was 7.0 1.7%. Glycemic control parameters achieved with the CII protocols are listed in Table 2. At the start of CII, the mean BG value was similar for the Glucommander and paper protocols (189.7 64.8 mg/dL and 188.4 54.8 mg/dL, P = 0.419). The mean time to reach the BG target was shorter in the Glucommander group (4.8 2.8 vs. 7.8 9.1 hours, P < 0.001). The Glucommander group had a lower mean glucose value during insulin infusion (115.5 20.7 vs. 131.0 24.6 mg/dL, P < 0.001) and once at target goal, in a lower mean BG values (103.3 8.8 vs. 117.3 16.5 mg/dL, P < 0.001) than the standard algorithm (Figure 2). The mean inpatient BG difference between treatment groups was 15.5 mg/dL (P < 0.001), with a mean daily BG difference ranging from 17.4 mg/dL to 24.4 mg/dL less for the Glucommander group during days 2 to 6 of therapy (P < 0.01).
| Glucommander (# patients = 77) | Standard (# patients = 76) | Mean Difference (CI) or P Value | |
|---|---|---|---|
| |||
| Initial glucose (mg/dL) | 189.7 64.8 | 188.3 54.8 | 1.333 (17.701, 20.367) |
| Median (range) duration of CII (hours) | 46 (12‐240) | 47 (5‐240) | 12.939 (34.630, 8,752) |
| Insulin infusion rate (units/Kg/hour) | 0.035 0.024 | 0.028 0.021 | 0.006 (0.002, 0.014) |
| Time to achieve target BG of 80‐120 mg/dL (hours) | 4.8 2.8 | 7.8 9.1 | 3.0 (5.2, 0.9) |
| Mean BG maintained once target achieved (mg/dL) | 103.3 8.8 | 117.3 16.5 | 14.0 (18.210, 9.774) |
| % of BG tests within target range | 71.0 17.0% | 51.3 19.7% | 19.6 (13.7, 25.5) |
| Mild hypoglycemia, <60 mg/dL, n (% patients) | 33 (42.9) | 23 (31.9) | NS |
| Severe hypoglycemia, <40 mg/dL, n (% patients) | 3 (3.9) | 4 (5.6) | NS |
| Hyperglycemia, >200 mg/dL, n (% patients) | 9 (11.7) | 18 (25.0) | 0.054 |
The Glucommander algorithm was associated with tighter glycemic control and less glucose variability than the standard paper form protocol. Once patients achieved BG target, on average 71.1% of BG readings in the Glucommander and 51.3% in the standard group remained within the 80 mg/dL to 120 mg/dL target range (P < 0.001). In addition, the Glucommander was associated with a significantly lower rate of severe hyperglycemia during insulin infusion. The number of patients with 1 or more episodes of BG >200 mg/dL (11.7% vs. 25%, P = 0.057 before adjusting for potential site difference and P = 0.034 after adjusting for site difference) were less in the Glucommander group than in the standard paper regimen. In addition, 4 of these patients in spite of being on the highest insulin delivery column failed to achieve glucoses <180 and had an average in‐hospital glucose level of 204.5 32.2 mg/dL. These patients were transitioned to the Glucommander arm and withdrawn from the study. All episodes of hypoglycemia occurred after the patients achieved 1 glucose measurement within the target range. The number of patients who experienced one or more BG <40 mg/dL and <60 mg/dL was 3.9% and 42.9% in the Glucommander and 5.6% and 31.9% in the standard regimen, respectively (both, P = not significant [NS]). Similar results were obtained when site effect was accommodated (both, P = NS). Based on repeated measures analyses, the probabilities of BG reading <40 mg/dL or <60 mg/dL were not significantly different between groups (P = 0.969, P = 0.084) after accounting for within‐patient correlations with or without adjusting for time effect. None of these episodes resulted in seizures or were otherwise judged to be associated with deterioration of clinical status.
The mean insulin infusion rate was slightly higher in the Glucommander regimen but the difference was not statistically significant between groups. Patients treated with the Glucommander protocol received a mean infusion rate of 0.035 0.024 unit/kg/hour for a total of 2.85 1.93 units per hour, and those treated with the paper protocol received a 0.028 0.021 units/kg/hour for a total of 2.50 2.28 units per hour, P = 0.12 and P = 0.09, respectively.
The numbers of BG measurements were similar between the Glucommander and standard paper algorithms (44.2 39.8 and 41.2 34.5 respectively, P = NS) with the number of glucose testing per patient ranging from 6 to 175 in the Glucommander and 3 to 168 in the standard group. Similarly, when normalized to the duration of insulin infusion, the frequency of BG monitoring was not different with the protocols (0.68 0.18 and 0.62 0.22 tests/hour respectively, P = NS).
Compared to the standard paper insulin infusion algorithm, patients treated with the Glucommander device had a similar mean ICU LOS (13.4 13.8 vs. 8.5 7.6 days, P = 0.145), mean hospital LOS (17.5 15.0 days vs. 23.9 26.3 days, P = 0.704) and hospital mortality (26.0% vs. 21.9%, P = 0.561).
Discussion
This study is the first to compare the safety and efficacy of a CII via a computer‐guided algorithm and a standard paper form protocol in nonsurgical patients in the ICU. Both treatment algorithms resulted in significant improvement in glycemic control with the Glucommander achieving glycemic glucose target in a shorter time of treatment, a lower mean glucose concentration, and in greater percentage of glucose measurements maintained within target range, without an increased risk of severe hypoglycemia compared to the standard paper protocol.
Hyperglycemia in hospitalized patients is a common, serious, and costly health care problem. Evidence from observational and interventional studies indicate that hyperglycemia in critical illness is associated with an increased risk of complications and mortality.25 There is ongoing debate, however, about the optimal glucose level in hospitalized patients with critical illness. Although, several cohort studies as well as early randomized trials in ICU patients reported that intensified insulin treatment to achieve a target glucose between 80 mg/dL to 110 mg/dL reported a reduction in short‐term and long‐term mortality and rates of multiorgan failure and systemic infections compared with conventionally treated patients.3, 4, 17 More recent randomized controlled trials and meta‐analyses, however, have shown that this low BG target has been difficult to achieve without increasing the risk for severe hypoglycemia.710 In addition, recent multicenter trials have failed to show significant improvement in clinical outcome or have even shown increased mortality risk with intensive glycemic control.610 Based on these reports, the American Association of Clinical Endocrinologist (AACE) and American Diabetes Association (ADA) task force on inpatient glycemic control recommended different glycemic targets in the ICU setting. Current guidelines suggest targeting a BG level between 140 mg/dL and 180 mg/dL (7.8 and 10.0 mmol/L) for the majority of ICU patients and a lower glucose targets between 110 mg/dL and 140 mg/dL (6.1 and 7.8 mmol/L) in selected ICU patients (ie, centers with extensive experience and appropriate nursing support, cardiac surgical patients, patients with stable glycemic control without hypoglycemia). Glucose targets >180 mg/dL or <110 mg/dL are no longer recommended in ICU patients.
The rate of severe hypoglycemic events (<40 mg/dL) observed in both arms of our trial was significantly lower than those reported in recent international trials of intensive glycemic control.3, 4, 8 The overall rate of severe hypoglycemic events in international trials ranged between 5% to 28.6%.3, 4, 7, 8, 18, 19 In this trial, the number of patients with severe hypoglycemia was 3.9% in the computer‐based and 5.6% in the standard paper algorithm. Repeated measures analyses show the probabilities of BG readings <40 mg/dL were similar and not significantly different between groups (P = 0.969). We observed, however, a high rate of mild hypoglycemic events in patients treated with both insulin algorithms. The number of patients with BG <60 mg/dL was 42.9% in the Glucommander and 31.9% in the standard (P = NS). Minimizing the rate of hypoglycemia events is of major importance in hospitalized patients because it has been shown that hypoglycemia may be an independent risk factor of poor clinical outcome and mortality.20 Hypoglycemia may increase the risk of ventricular arrhythmias, in part due to the prolongation QT interval21 and can impair cerebral glucose metabolism resulting in brain metabolic dysfunction, as suggested by recent clinical studies.22 Moreover, insulin‐induced hypoglycemia is also associated with increased proinflammatory cytokines (tumor necrosis factor [TNF]‐alpha, interleukin [IL]‐1beta, IL‐6, and IL‐8) and oxidative stress23 that correlate with elevations of counterregulatory hormones (catecholamines, cortisol).
The Glucommander was associated with lower glycemic variability and with a higher percentage of BG readings within target range than patients treated with the standard paper form regimen. The clinical importance of the degree of variability and rapidity of fluctuations in glucose levels in critically ill patients is a topic of recent interest. Glycemic variability has been identified as a strong independent contributor to the risk of mortality in critically ill and surgical patients.24 Low levels of glycemic variability (standard deviation [SD] <10 mg/dL or 10‐20 mg/dL) have been shown to have a statistically significant lower risk of mortality, even after adjustment for severity of illness. Further studies are needed to determine benefits on clinical outcomes from the more consistent BG control from computer‐based titration protocols.
We acknowledge the following limitations in this multicenter open label study. First, this study was conducted in the medical ICU and excluded postsurgical patients and subjects expected to undergo a major surgical procedure during the hospital stay. Although a recent meta‐analysis9 of 26 studies involving 13,567 patients reported no benefits in the general ICU population, it found a favorable effect of intensive glycemic control on mortality in surgical ICU patients (relative risk [RR], 0.63; confidence interval [CI], 0.44‐0.91). We also excluded patients with severe renal insufficiency and patients with a history of hyperglycemic crises. In addition, our study was not powered to demonstrate differences in mortality or clinical outcome between treatment groups, and the BG targets used in this study were lower than glycemic targets recently recommended by the AACE and ADA inpatient glycemic control task force.25 Raising the BG targets is likely to reduce or prevent the rate of mild and severe hypoglycemic events in the ICU.
In conclusion, the computer‐guided algorithm resulted in a more rapid and tighter glycemic control with a similar rate of hypoglycemic events than the standard paper form protocol in medical ICU patients. Our study suggests that, both treatment algorithms are appropriate alternatives for the management of hyperglycemia in critically ill patients, and the choice depends on a physician's preferences, cost considerations, and the availability of the computer guided algorithm. Large randomized clinical trials are needed to test the impact of the new AACE/ADA recommended BG targets in reducing hypoglycemic events, hospital complications, and hospital mortality in critically ill patients in the ICU.
- ,,, et al.Management of diabetes and hyperglycemia in hospitals.Diabetes Care.2004;27:553–597.
- ,,,,,.Hyperglycemia: an independent marker of in‐hospital mortality in patients with undiagnosed diabetes.J Clin Endocrinol Metab.2002;87:978–982.
- ,,, et al.Intensive insulin therapy in the medical ICU.N Engl J Med.2006;354:449–461.
- ,,, et al.Intensive insulin therapy in the critically ill patients.N Engl J Med.2001;345:1359–1367.
- ,,, et al.Continuous insulin infusion reduces mortality in patients with diabetes undergoing coronary artery bypass grafting.J Thorac Cardiovasc Surg.2003;125:1007–1021.
- ,,, et al.Intensive insulin therapy and mortality among critically ill patients: a meta‐analysis including NICE‐SUGAR study data.CMAJ.2009;180:821–827.
- ,,, et al.Intensive versus conventional glucose control in critically ill patients.N Engl J Med.2009;360:1283–1297.
- ,,, et al.Intensive insulin therapy and pentastarch resuscitation in severe sepsis.N Engl J Med.2008;358:125–139.
- ,,, et al.Strict glycaemic control in patients hospitalised in a mixed medical and surgical intensive care unit: a randomised clinical trial.Crit Care.2008;12:R120.
- ,.Tight glucose control and hypoglycemia.Crit Care Med.2008;36:1391; author reply 1391–1392.
- ,.ICU care for patients with diabetes.Curr Opin Endocrinol Diabetes Obes.2004;11:75–81.
- ,,, et al.Implementation of a safe and effective insulin infusion protocol in a medical intensive care unit.Diabetes Care.2004;27:461–467.
- ,,.Glucommander: a computer‐directed intravenous insulin system shown to be safe, simple, and effective in 120,618 h of operation.Diabetes Care.2005;28:2418–2423.
- ,,, et al.Utilization of a computerized intravenous insulin infusion program to control blood glucose in the intensive care unit.Diabetes Technol Ther.2007;9:232–240.
- ,,, et al.Hyperglycemic crises in diabetes.Diabetes Care.2004;27Suppl 1:S94–S102.
- ,,, et al.Description and evaluation of a glycemic management protocol for patients with diabetes undergoing heart surgery.Endocr Pract.2002;8:10–18.
- ,,.Evidence for strict inpatient blood glucose control: time to revise glycemic goals in hospitalized patients.Metabolism.2008;57:116–120.
- ,,, et al.Intensive versus conventional insulin therapy: a randomized controlled trial in medical and surgical critically ill patients.Crit Care Med.2008;36:3190–3197.
- ,,.Benefits and risks of tight glucose control in critically ill adults: a meta‐analysis.JAMA.2008;300:933–944.
- ,.Severe hypoglycemia in critically ill patients: risk factors and outcomes.Crit Care Med.2007;35:2262–2267.
- ,,, et al.Evaluation and management of adult hypoglycemic disorders: an Endocrine Society Clinical Practice Guideline.J Clin Endocrinol Metab.2009;94:709–728.
- ,,, et al.Impact of tight glycemic control on cerebral glucose metabolism after severe brain injury: a microdialysis study.Crit Care Med.2008;36:3233–3238.
- ,,, et al.Proinflammatory cytokines in response to insulin‐induced hypoglycemic stress in healthy subjects.Metabolism.2009;58:443–448.
- ,,, et al.Blood glucose variability is associated with mortality in the surgical intensive care unit.Am Surg.2008;74:679–685; discussion685.
- ,,, et al.American Association of Clinical Endocrinologists and American Diabetes Association consensus statement on inpatient glycemic control.Diabetes Care.2009;32:1119–1131.
Observational studies in hospitalized patients with and without diabetes indicate that hyperglycemia is a predictor of poor clinical outcome and mortality.14 Early randomized controlled trials of intensified insulin therapy in patients with surgical and medical acute critical illness reported a reduction on the risk of multiorgan failure and systemic infections,35 as well as short‐ and long‐term mortality.1, 4 Recent randomized controlled trials, however, have failed to confirm the previously suggested benefits of intensive glucose control,6 and the large multicenter normoglycaemia in intensive care evaluation and survival using glucose algorithm regulation (NICE‐SUGAR) study reported an absolute increase in mortality rate with intensive glucose control.7 In addition, intensified insulin therapy in critically‐ill patients has been shown to be associated with a higher rate of severe hypoglycemic events than less aggressive glycemic control protocols.710 These results have led to a heightened interest in improving the quality and safety of the management of diabetes and hyperglycemia in the hospital.
The use of intravenous continuous insulin infusion (CII) is the preferred route of insulin administration for the management of hyperglycemia in the critical care setting.1, 11 Numerous examples of successful CII algorithms in achieving glycemic control are reported in the literature.4, 5, 12 Traditionally, order forms to titrate drip to achieve a target blood glucose (BG) range using an established algorithm or by the application of mathematical rules have been used in clinical practice. Recently, computer‐based algorithms aiming to direct the nursing staff adjusting insulin infusion rate have become commercially available.13, 14 It is not known, however, if computer‐based algorithms are superior to standard paper form‐based protocols in achieving glucose control and in reducing hypoglycemic events in critically‐ill patients. Accordingly, this multicenter randomized study aimed to determine differences in glycemic control and hypoglycemic events between treatment with a computer‐guided CII device and a standard column‐based paper algorithm in critically‐ill patients in the medical intensive care unit (ICU).
Research Design and Methods
In this multicenter, prospective, open‐label randomized study, 160 adult patients admitted to a medical ICU with new hyperglycemia or with a known history of diabetes treated with diet, insulin therapy or with any combination of oral antidiabetic agents were enrolled after written informed consent had been obtained from the patient or closest family member (Figure 1). Patients with known history of diabetes had 2 BG readings >120 mg/dL while subjects without a history of diabetes had 2 BG readings >140 mg/dL prior to enrollment. We excluded patients with acute hyperglycemic crises such as diabetic ketoacidosis (DKA) and hyperosmolar hyperglycemic state,15 patients with severely impaired renal function (serum creatinine 3.5 mg/dL), dementia, and pregnancy. This study was conducted at 4 hospital centers including Grady Memorial Hospital, Emory University Hospital, and Piedmont Hospital in Atlanta, Georgia and the Regional Medical Center in Memphis, Tennessee.
Patients were randomized using a computer randomization table to receive CII following a computer‐guided algorithm (Glucommander) or CII following a standard paper form insulin infusion algorithm. Both protocols used glulisine (Apidra) insulin and targeted a BG between 80 mg/dL and 120 mg/dL. Insulin management was directed by the specific assigned protocol and was carried out daily by the nursing staff and by members of the internal medicine residency program. The ICU physician and primary care team decided on the treatment for all other medical problem(s) for which patients were admitted. Data were collected during CII up to the first 10 days of ICU stay.
Standard and Computer‐Based CII Algorithms
The standard paper algorithm was adapted from a protocol initially published by Markovitz et al.16 (Supporting Information Appendix). The algorithm is divided into four columns based on empirically determined insulin sensitivity. The first algorithm column was for the most insulin‐sensitive patients, and the fourth algorithm column was for the most insulin resistant patients. The majority of patients started in the algorithm 1 column. Insulin‐resistant patients, such as those receiving glucocorticoids or receiving >80 units of insulin per day as outpatients, started in the algorithm 2 column. The insulin infusion rate was determined by the patient's BG level and was measured hourly until the patient was stable and within the target range. If BG targets were not achieved and the BG had not decreased by at least 60 mg/dL in the preceding hour, the patient was moved to the next column.
The characteristics and use of the Glucommander algorithm have been reported previously.13 In brief, this computer‐guided insulin algorithm directs the administration of intravenous insulin in response to BG measurement at the patient's bedside. In this study, the Glucommander program was loaded into a PalmOne (Zire 31, Tungsten E2 by Palm Inc.) handheld personal digital assistant (PDA) device. During the infusion, the nurse entered BG levels into the system and the computer recommended the insulin infusion rate and a variable time to check the next glucose testing. An alarm prompted the scheduled glucose check. The insulin infusion followed the formula: Insulin/Hour = Multiplier (BG 60). The initial multiplier or insulin sensitivity factor was 0.02. The Glucommander was programmed to adjust the multiplier to achieve and maintain target glucose.
Prior to the beginning of the study, the nursing staff at all institutions was instructed on the use of the Glucommander and paper form protocol. The insulin drip adjustment was carried out by ICU nurses in each hospital. Study investigators and coordinators rounded daily on study patients and were available for consultation and collecting data but were not involved in insulin adjustment based on the protocol.
Clinical Outcome Measures
The primary outcome of the study was to determine differences in glycemic control as measured by mean daily BG concentration between treatment groups. Secondary outcomes include differences between groups in number of hypoglycemic events (BG <60 mg/dL and <40 mg/dL), time to first glucose in target range, amount of insulin treatment (units/kg/hour), number and frequency of glucose measurements, length of stay (LOS) in the ICU and hospital, number of hyperglycemic episodes (BG >200 mg/dL), and mortality rate.
BG Monitoring
Capillary BG measurement in the standard paper protocol was performed hourly until it was within goal range for 4 hours and then every 2 hours for the duration of the infusion. Glucose measurements in the Glucommander arm were requested by the device at intervals that ranged from 20 minutes to 2 hours. The Glucommander software determined the interval between measurements based on the stability of the BG levels of the patient. The insulin infusion rate adjustment was based on the current glucose value and the slope of the glucose curve. The Glucommander alarmed at the appropriate interval to remind the nurse to check and enter the new BG value. If the BG was decreasing faster than expected, the program called for repeat BG measurements more frequently for insulin drip adjustment. If the BG was within target range for 4 consecutive readings, the Glucommander alarmed for repeat BG every 2 hours.
Laboratory Assays
Plasma glucose and glycosylated hemoglobin (HbA1c) were measured on admission. Complete blood count and complete metabolic profile were measured on admission and as otherwise determined by the treating physician.
Statistical Analysis
All data in the text, table and figures are expressed as mean standard deviation. Comparison between groups was carried out by nonparametric two‐sample Wilcoxon tests for continuous variables and chi‐square tests (or Fisher's exact tests) for categorical variables. Cochran‐Mantel‐Haenszel (CMH) or CMH exact tests were further used to adjust for site difference. Repeated measures analyses were conducted to model the probability of BG <60 mg/dL or BG<40 mg/dL based on generalized linear model with AR(1) within‐subject correlation structure. A P value <0.05 is considered as significant. We expected differences in mean BG concentration 30 mg/dL between groups. Assuming 2‐tailed alpha of 0.05, a standard deviation of approximately 40, and a one‐to‐one allocation and no subject attrition, 80 patients per treatment group were thought to be sufficient to achieve 80% power for group mean comparisons. Statistical significance was defined as a type 1 error of 0.05. Statistical analysis was performed using the SAS 9.2.
Results
The admission characteristics and clinical outcomes of interest of the study patients are shown in Table 1. A total of 160 adult patients admitted to a medical ICU with new hyperglycemia (47%) or with a known history of diabetes (53%) were randomized into the study. Of them, 7 patients were excluded due to withdrawal of consent, treatment with subcutaneous basal or supplemental short‐acting insulin during CII, or receiving less than 4 hours of CII. There were no differences in the mean age, gender, race, history of diabetes, or primary admitting diagnosis between treatment groups. The most common admitting diagnosis categories included pulmonary (22.1%), cardiovascular (21.4%), infectious (20.0%), and central nervous system (16.6%) disorders.
| Glucommander (# patients = 77) | Standard (# patients = 76) | P Value | |
|---|---|---|---|
| |||
| Age (years) | 57.8 11.0 | 58.5 13.4 | NS |
| Gender (M/F), % | 57.1/42.9 | 51.3/46.7 | NS |
| Race (W/B/H), % | 25.0/69.6/1.8 | 28.9/67.3/3.9 | NS |
| BMI (Kg/m2) | 31.6 10.4 | 30.5 8.1 | NS |
| Primary admitting diagnosis: | |||
| Cardiovascular, % | 24.7 | 18.1 | NS |
| Pulmonary, % | 24.7 | 19.4 | NS |
| Infection, % | 16.4 | 23.6 | NS |
| Cerebro‐vascular, % | 4.1 | 4.2 | NS |
| Renal, % | 1.4 | 1.4 | NS |
| Apache score | 13.4 6.1 | 16.0 8.3 | NS |
| History of diabetes, % | 53.3 | 54.3 | NS |
| Hemoglobin A1c (%) | 7.2 1.9 | 6.8 1.4 | NS |
| DM patients | 7.9 2.2 | 7.3 1.6 | NS |
| Non‐DM patients | 6.2 0.7 | 6.0 0.7 | NS |
The mean admission glucose concentration for study patients was 190.6 58.2 mg/dL and the mean A1C was 7.0 1.7%. Glycemic control parameters achieved with the CII protocols are listed in Table 2. At the start of CII, the mean BG value was similar for the Glucommander and paper protocols (189.7 64.8 mg/dL and 188.4 54.8 mg/dL, P = 0.419). The mean time to reach the BG target was shorter in the Glucommander group (4.8 2.8 vs. 7.8 9.1 hours, P < 0.001). The Glucommander group had a lower mean glucose value during insulin infusion (115.5 20.7 vs. 131.0 24.6 mg/dL, P < 0.001) and once at target goal, in a lower mean BG values (103.3 8.8 vs. 117.3 16.5 mg/dL, P < 0.001) than the standard algorithm (Figure 2). The mean inpatient BG difference between treatment groups was 15.5 mg/dL (P < 0.001), with a mean daily BG difference ranging from 17.4 mg/dL to 24.4 mg/dL less for the Glucommander group during days 2 to 6 of therapy (P < 0.01).
| Glucommander (# patients = 77) | Standard (# patients = 76) | Mean Difference (CI) or P Value | |
|---|---|---|---|
| |||
| Initial glucose (mg/dL) | 189.7 64.8 | 188.3 54.8 | 1.333 (17.701, 20.367) |
| Median (range) duration of CII (hours) | 46 (12‐240) | 47 (5‐240) | 12.939 (34.630, 8,752) |
| Insulin infusion rate (units/Kg/hour) | 0.035 0.024 | 0.028 0.021 | 0.006 (0.002, 0.014) |
| Time to achieve target BG of 80‐120 mg/dL (hours) | 4.8 2.8 | 7.8 9.1 | 3.0 (5.2, 0.9) |
| Mean BG maintained once target achieved (mg/dL) | 103.3 8.8 | 117.3 16.5 | 14.0 (18.210, 9.774) |
| % of BG tests within target range | 71.0 17.0% | 51.3 19.7% | 19.6 (13.7, 25.5) |
| Mild hypoglycemia, <60 mg/dL, n (% patients) | 33 (42.9) | 23 (31.9) | NS |
| Severe hypoglycemia, <40 mg/dL, n (% patients) | 3 (3.9) | 4 (5.6) | NS |
| Hyperglycemia, >200 mg/dL, n (% patients) | 9 (11.7) | 18 (25.0) | 0.054 |
The Glucommander algorithm was associated with tighter glycemic control and less glucose variability than the standard paper form protocol. Once patients achieved BG target, on average 71.1% of BG readings in the Glucommander and 51.3% in the standard group remained within the 80 mg/dL to 120 mg/dL target range (P < 0.001). In addition, the Glucommander was associated with a significantly lower rate of severe hyperglycemia during insulin infusion. The number of patients with 1 or more episodes of BG >200 mg/dL (11.7% vs. 25%, P = 0.057 before adjusting for potential site difference and P = 0.034 after adjusting for site difference) were less in the Glucommander group than in the standard paper regimen. In addition, 4 of these patients in spite of being on the highest insulin delivery column failed to achieve glucoses <180 and had an average in‐hospital glucose level of 204.5 32.2 mg/dL. These patients were transitioned to the Glucommander arm and withdrawn from the study. All episodes of hypoglycemia occurred after the patients achieved 1 glucose measurement within the target range. The number of patients who experienced one or more BG <40 mg/dL and <60 mg/dL was 3.9% and 42.9% in the Glucommander and 5.6% and 31.9% in the standard regimen, respectively (both, P = not significant [NS]). Similar results were obtained when site effect was accommodated (both, P = NS). Based on repeated measures analyses, the probabilities of BG reading <40 mg/dL or <60 mg/dL were not significantly different between groups (P = 0.969, P = 0.084) after accounting for within‐patient correlations with or without adjusting for time effect. None of these episodes resulted in seizures or were otherwise judged to be associated with deterioration of clinical status.
The mean insulin infusion rate was slightly higher in the Glucommander regimen but the difference was not statistically significant between groups. Patients treated with the Glucommander protocol received a mean infusion rate of 0.035 0.024 unit/kg/hour for a total of 2.85 1.93 units per hour, and those treated with the paper protocol received a 0.028 0.021 units/kg/hour for a total of 2.50 2.28 units per hour, P = 0.12 and P = 0.09, respectively.
The numbers of BG measurements were similar between the Glucommander and standard paper algorithms (44.2 39.8 and 41.2 34.5 respectively, P = NS) with the number of glucose testing per patient ranging from 6 to 175 in the Glucommander and 3 to 168 in the standard group. Similarly, when normalized to the duration of insulin infusion, the frequency of BG monitoring was not different with the protocols (0.68 0.18 and 0.62 0.22 tests/hour respectively, P = NS).
Compared to the standard paper insulin infusion algorithm, patients treated with the Glucommander device had a similar mean ICU LOS (13.4 13.8 vs. 8.5 7.6 days, P = 0.145), mean hospital LOS (17.5 15.0 days vs. 23.9 26.3 days, P = 0.704) and hospital mortality (26.0% vs. 21.9%, P = 0.561).
Discussion
This study is the first to compare the safety and efficacy of a CII via a computer‐guided algorithm and a standard paper form protocol in nonsurgical patients in the ICU. Both treatment algorithms resulted in significant improvement in glycemic control with the Glucommander achieving glycemic glucose target in a shorter time of treatment, a lower mean glucose concentration, and in greater percentage of glucose measurements maintained within target range, without an increased risk of severe hypoglycemia compared to the standard paper protocol.
Hyperglycemia in hospitalized patients is a common, serious, and costly health care problem. Evidence from observational and interventional studies indicate that hyperglycemia in critical illness is associated with an increased risk of complications and mortality.25 There is ongoing debate, however, about the optimal glucose level in hospitalized patients with critical illness. Although, several cohort studies as well as early randomized trials in ICU patients reported that intensified insulin treatment to achieve a target glucose between 80 mg/dL to 110 mg/dL reported a reduction in short‐term and long‐term mortality and rates of multiorgan failure and systemic infections compared with conventionally treated patients.3, 4, 17 More recent randomized controlled trials and meta‐analyses, however, have shown that this low BG target has been difficult to achieve without increasing the risk for severe hypoglycemia.710 In addition, recent multicenter trials have failed to show significant improvement in clinical outcome or have even shown increased mortality risk with intensive glycemic control.610 Based on these reports, the American Association of Clinical Endocrinologist (AACE) and American Diabetes Association (ADA) task force on inpatient glycemic control recommended different glycemic targets in the ICU setting. Current guidelines suggest targeting a BG level between 140 mg/dL and 180 mg/dL (7.8 and 10.0 mmol/L) for the majority of ICU patients and a lower glucose targets between 110 mg/dL and 140 mg/dL (6.1 and 7.8 mmol/L) in selected ICU patients (ie, centers with extensive experience and appropriate nursing support, cardiac surgical patients, patients with stable glycemic control without hypoglycemia). Glucose targets >180 mg/dL or <110 mg/dL are no longer recommended in ICU patients.
The rate of severe hypoglycemic events (<40 mg/dL) observed in both arms of our trial was significantly lower than those reported in recent international trials of intensive glycemic control.3, 4, 8 The overall rate of severe hypoglycemic events in international trials ranged between 5% to 28.6%.3, 4, 7, 8, 18, 19 In this trial, the number of patients with severe hypoglycemia was 3.9% in the computer‐based and 5.6% in the standard paper algorithm. Repeated measures analyses show the probabilities of BG readings <40 mg/dL were similar and not significantly different between groups (P = 0.969). We observed, however, a high rate of mild hypoglycemic events in patients treated with both insulin algorithms. The number of patients with BG <60 mg/dL was 42.9% in the Glucommander and 31.9% in the standard (P = NS). Minimizing the rate of hypoglycemia events is of major importance in hospitalized patients because it has been shown that hypoglycemia may be an independent risk factor of poor clinical outcome and mortality.20 Hypoglycemia may increase the risk of ventricular arrhythmias, in part due to the prolongation QT interval21 and can impair cerebral glucose metabolism resulting in brain metabolic dysfunction, as suggested by recent clinical studies.22 Moreover, insulin‐induced hypoglycemia is also associated with increased proinflammatory cytokines (tumor necrosis factor [TNF]‐alpha, interleukin [IL]‐1beta, IL‐6, and IL‐8) and oxidative stress23 that correlate with elevations of counterregulatory hormones (catecholamines, cortisol).
The Glucommander was associated with lower glycemic variability and with a higher percentage of BG readings within target range than patients treated with the standard paper form regimen. The clinical importance of the degree of variability and rapidity of fluctuations in glucose levels in critically ill patients is a topic of recent interest. Glycemic variability has been identified as a strong independent contributor to the risk of mortality in critically ill and surgical patients.24 Low levels of glycemic variability (standard deviation [SD] <10 mg/dL or 10‐20 mg/dL) have been shown to have a statistically significant lower risk of mortality, even after adjustment for severity of illness. Further studies are needed to determine benefits on clinical outcomes from the more consistent BG control from computer‐based titration protocols.
We acknowledge the following limitations in this multicenter open label study. First, this study was conducted in the medical ICU and excluded postsurgical patients and subjects expected to undergo a major surgical procedure during the hospital stay. Although a recent meta‐analysis9 of 26 studies involving 13,567 patients reported no benefits in the general ICU population, it found a favorable effect of intensive glycemic control on mortality in surgical ICU patients (relative risk [RR], 0.63; confidence interval [CI], 0.44‐0.91). We also excluded patients with severe renal insufficiency and patients with a history of hyperglycemic crises. In addition, our study was not powered to demonstrate differences in mortality or clinical outcome between treatment groups, and the BG targets used in this study were lower than glycemic targets recently recommended by the AACE and ADA inpatient glycemic control task force.25 Raising the BG targets is likely to reduce or prevent the rate of mild and severe hypoglycemic events in the ICU.
In conclusion, the computer‐guided algorithm resulted in a more rapid and tighter glycemic control with a similar rate of hypoglycemic events than the standard paper form protocol in medical ICU patients. Our study suggests that, both treatment algorithms are appropriate alternatives for the management of hyperglycemia in critically ill patients, and the choice depends on a physician's preferences, cost considerations, and the availability of the computer guided algorithm. Large randomized clinical trials are needed to test the impact of the new AACE/ADA recommended BG targets in reducing hypoglycemic events, hospital complications, and hospital mortality in critically ill patients in the ICU.
Observational studies in hospitalized patients with and without diabetes indicate that hyperglycemia is a predictor of poor clinical outcome and mortality.14 Early randomized controlled trials of intensified insulin therapy in patients with surgical and medical acute critical illness reported a reduction on the risk of multiorgan failure and systemic infections,35 as well as short‐ and long‐term mortality.1, 4 Recent randomized controlled trials, however, have failed to confirm the previously suggested benefits of intensive glucose control,6 and the large multicenter normoglycaemia in intensive care evaluation and survival using glucose algorithm regulation (NICE‐SUGAR) study reported an absolute increase in mortality rate with intensive glucose control.7 In addition, intensified insulin therapy in critically‐ill patients has been shown to be associated with a higher rate of severe hypoglycemic events than less aggressive glycemic control protocols.710 These results have led to a heightened interest in improving the quality and safety of the management of diabetes and hyperglycemia in the hospital.
The use of intravenous continuous insulin infusion (CII) is the preferred route of insulin administration for the management of hyperglycemia in the critical care setting.1, 11 Numerous examples of successful CII algorithms in achieving glycemic control are reported in the literature.4, 5, 12 Traditionally, order forms to titrate drip to achieve a target blood glucose (BG) range using an established algorithm or by the application of mathematical rules have been used in clinical practice. Recently, computer‐based algorithms aiming to direct the nursing staff adjusting insulin infusion rate have become commercially available.13, 14 It is not known, however, if computer‐based algorithms are superior to standard paper form‐based protocols in achieving glucose control and in reducing hypoglycemic events in critically‐ill patients. Accordingly, this multicenter randomized study aimed to determine differences in glycemic control and hypoglycemic events between treatment with a computer‐guided CII device and a standard column‐based paper algorithm in critically‐ill patients in the medical intensive care unit (ICU).
Research Design and Methods
In this multicenter, prospective, open‐label randomized study, 160 adult patients admitted to a medical ICU with new hyperglycemia or with a known history of diabetes treated with diet, insulin therapy or with any combination of oral antidiabetic agents were enrolled after written informed consent had been obtained from the patient or closest family member (Figure 1). Patients with known history of diabetes had 2 BG readings >120 mg/dL while subjects without a history of diabetes had 2 BG readings >140 mg/dL prior to enrollment. We excluded patients with acute hyperglycemic crises such as diabetic ketoacidosis (DKA) and hyperosmolar hyperglycemic state,15 patients with severely impaired renal function (serum creatinine 3.5 mg/dL), dementia, and pregnancy. This study was conducted at 4 hospital centers including Grady Memorial Hospital, Emory University Hospital, and Piedmont Hospital in Atlanta, Georgia and the Regional Medical Center in Memphis, Tennessee.
Patients were randomized using a computer randomization table to receive CII following a computer‐guided algorithm (Glucommander) or CII following a standard paper form insulin infusion algorithm. Both protocols used glulisine (Apidra) insulin and targeted a BG between 80 mg/dL and 120 mg/dL. Insulin management was directed by the specific assigned protocol and was carried out daily by the nursing staff and by members of the internal medicine residency program. The ICU physician and primary care team decided on the treatment for all other medical problem(s) for which patients were admitted. Data were collected during CII up to the first 10 days of ICU stay.
Standard and Computer‐Based CII Algorithms
The standard paper algorithm was adapted from a protocol initially published by Markovitz et al.16 (Supporting Information Appendix). The algorithm is divided into four columns based on empirically determined insulin sensitivity. The first algorithm column was for the most insulin‐sensitive patients, and the fourth algorithm column was for the most insulin resistant patients. The majority of patients started in the algorithm 1 column. Insulin‐resistant patients, such as those receiving glucocorticoids or receiving >80 units of insulin per day as outpatients, started in the algorithm 2 column. The insulin infusion rate was determined by the patient's BG level and was measured hourly until the patient was stable and within the target range. If BG targets were not achieved and the BG had not decreased by at least 60 mg/dL in the preceding hour, the patient was moved to the next column.
The characteristics and use of the Glucommander algorithm have been reported previously.13 In brief, this computer‐guided insulin algorithm directs the administration of intravenous insulin in response to BG measurement at the patient's bedside. In this study, the Glucommander program was loaded into a PalmOne (Zire 31, Tungsten E2 by Palm Inc.) handheld personal digital assistant (PDA) device. During the infusion, the nurse entered BG levels into the system and the computer recommended the insulin infusion rate and a variable time to check the next glucose testing. An alarm prompted the scheduled glucose check. The insulin infusion followed the formula: Insulin/Hour = Multiplier (BG 60). The initial multiplier or insulin sensitivity factor was 0.02. The Glucommander was programmed to adjust the multiplier to achieve and maintain target glucose.
Prior to the beginning of the study, the nursing staff at all institutions was instructed on the use of the Glucommander and paper form protocol. The insulin drip adjustment was carried out by ICU nurses in each hospital. Study investigators and coordinators rounded daily on study patients and were available for consultation and collecting data but were not involved in insulin adjustment based on the protocol.
Clinical Outcome Measures
The primary outcome of the study was to determine differences in glycemic control as measured by mean daily BG concentration between treatment groups. Secondary outcomes include differences between groups in number of hypoglycemic events (BG <60 mg/dL and <40 mg/dL), time to first glucose in target range, amount of insulin treatment (units/kg/hour), number and frequency of glucose measurements, length of stay (LOS) in the ICU and hospital, number of hyperglycemic episodes (BG >200 mg/dL), and mortality rate.
BG Monitoring
Capillary BG measurement in the standard paper protocol was performed hourly until it was within goal range for 4 hours and then every 2 hours for the duration of the infusion. Glucose measurements in the Glucommander arm were requested by the device at intervals that ranged from 20 minutes to 2 hours. The Glucommander software determined the interval between measurements based on the stability of the BG levels of the patient. The insulin infusion rate adjustment was based on the current glucose value and the slope of the glucose curve. The Glucommander alarmed at the appropriate interval to remind the nurse to check and enter the new BG value. If the BG was decreasing faster than expected, the program called for repeat BG measurements more frequently for insulin drip adjustment. If the BG was within target range for 4 consecutive readings, the Glucommander alarmed for repeat BG every 2 hours.
Laboratory Assays
Plasma glucose and glycosylated hemoglobin (HbA1c) were measured on admission. Complete blood count and complete metabolic profile were measured on admission and as otherwise determined by the treating physician.
Statistical Analysis
All data in the text, table and figures are expressed as mean standard deviation. Comparison between groups was carried out by nonparametric two‐sample Wilcoxon tests for continuous variables and chi‐square tests (or Fisher's exact tests) for categorical variables. Cochran‐Mantel‐Haenszel (CMH) or CMH exact tests were further used to adjust for site difference. Repeated measures analyses were conducted to model the probability of BG <60 mg/dL or BG<40 mg/dL based on generalized linear model with AR(1) within‐subject correlation structure. A P value <0.05 is considered as significant. We expected differences in mean BG concentration 30 mg/dL between groups. Assuming 2‐tailed alpha of 0.05, a standard deviation of approximately 40, and a one‐to‐one allocation and no subject attrition, 80 patients per treatment group were thought to be sufficient to achieve 80% power for group mean comparisons. Statistical significance was defined as a type 1 error of 0.05. Statistical analysis was performed using the SAS 9.2.
Results
The admission characteristics and clinical outcomes of interest of the study patients are shown in Table 1. A total of 160 adult patients admitted to a medical ICU with new hyperglycemia (47%) or with a known history of diabetes (53%) were randomized into the study. Of them, 7 patients were excluded due to withdrawal of consent, treatment with subcutaneous basal or supplemental short‐acting insulin during CII, or receiving less than 4 hours of CII. There were no differences in the mean age, gender, race, history of diabetes, or primary admitting diagnosis between treatment groups. The most common admitting diagnosis categories included pulmonary (22.1%), cardiovascular (21.4%), infectious (20.0%), and central nervous system (16.6%) disorders.
| Glucommander (# patients = 77) | Standard (# patients = 76) | P Value | |
|---|---|---|---|
| |||
| Age (years) | 57.8 11.0 | 58.5 13.4 | NS |
| Gender (M/F), % | 57.1/42.9 | 51.3/46.7 | NS |
| Race (W/B/H), % | 25.0/69.6/1.8 | 28.9/67.3/3.9 | NS |
| BMI (Kg/m2) | 31.6 10.4 | 30.5 8.1 | NS |
| Primary admitting diagnosis: | |||
| Cardiovascular, % | 24.7 | 18.1 | NS |
| Pulmonary, % | 24.7 | 19.4 | NS |
| Infection, % | 16.4 | 23.6 | NS |
| Cerebro‐vascular, % | 4.1 | 4.2 | NS |
| Renal, % | 1.4 | 1.4 | NS |
| Apache score | 13.4 6.1 | 16.0 8.3 | NS |
| History of diabetes, % | 53.3 | 54.3 | NS |
| Hemoglobin A1c (%) | 7.2 1.9 | 6.8 1.4 | NS |
| DM patients | 7.9 2.2 | 7.3 1.6 | NS |
| Non‐DM patients | 6.2 0.7 | 6.0 0.7 | NS |
The mean admission glucose concentration for study patients was 190.6 58.2 mg/dL and the mean A1C was 7.0 1.7%. Glycemic control parameters achieved with the CII protocols are listed in Table 2. At the start of CII, the mean BG value was similar for the Glucommander and paper protocols (189.7 64.8 mg/dL and 188.4 54.8 mg/dL, P = 0.419). The mean time to reach the BG target was shorter in the Glucommander group (4.8 2.8 vs. 7.8 9.1 hours, P < 0.001). The Glucommander group had a lower mean glucose value during insulin infusion (115.5 20.7 vs. 131.0 24.6 mg/dL, P < 0.001) and once at target goal, in a lower mean BG values (103.3 8.8 vs. 117.3 16.5 mg/dL, P < 0.001) than the standard algorithm (Figure 2). The mean inpatient BG difference between treatment groups was 15.5 mg/dL (P < 0.001), with a mean daily BG difference ranging from 17.4 mg/dL to 24.4 mg/dL less for the Glucommander group during days 2 to 6 of therapy (P < 0.01).
| Glucommander (# patients = 77) | Standard (# patients = 76) | Mean Difference (CI) or P Value | |
|---|---|---|---|
| |||
| Initial glucose (mg/dL) | 189.7 64.8 | 188.3 54.8 | 1.333 (17.701, 20.367) |
| Median (range) duration of CII (hours) | 46 (12‐240) | 47 (5‐240) | 12.939 (34.630, 8,752) |
| Insulin infusion rate (units/Kg/hour) | 0.035 0.024 | 0.028 0.021 | 0.006 (0.002, 0.014) |
| Time to achieve target BG of 80‐120 mg/dL (hours) | 4.8 2.8 | 7.8 9.1 | 3.0 (5.2, 0.9) |
| Mean BG maintained once target achieved (mg/dL) | 103.3 8.8 | 117.3 16.5 | 14.0 (18.210, 9.774) |
| % of BG tests within target range | 71.0 17.0% | 51.3 19.7% | 19.6 (13.7, 25.5) |
| Mild hypoglycemia, <60 mg/dL, n (% patients) | 33 (42.9) | 23 (31.9) | NS |
| Severe hypoglycemia, <40 mg/dL, n (% patients) | 3 (3.9) | 4 (5.6) | NS |
| Hyperglycemia, >200 mg/dL, n (% patients) | 9 (11.7) | 18 (25.0) | 0.054 |
The Glucommander algorithm was associated with tighter glycemic control and less glucose variability than the standard paper form protocol. Once patients achieved BG target, on average 71.1% of BG readings in the Glucommander and 51.3% in the standard group remained within the 80 mg/dL to 120 mg/dL target range (P < 0.001). In addition, the Glucommander was associated with a significantly lower rate of severe hyperglycemia during insulin infusion. The number of patients with 1 or more episodes of BG >200 mg/dL (11.7% vs. 25%, P = 0.057 before adjusting for potential site difference and P = 0.034 after adjusting for site difference) were less in the Glucommander group than in the standard paper regimen. In addition, 4 of these patients in spite of being on the highest insulin delivery column failed to achieve glucoses <180 and had an average in‐hospital glucose level of 204.5 32.2 mg/dL. These patients were transitioned to the Glucommander arm and withdrawn from the study. All episodes of hypoglycemia occurred after the patients achieved 1 glucose measurement within the target range. The number of patients who experienced one or more BG <40 mg/dL and <60 mg/dL was 3.9% and 42.9% in the Glucommander and 5.6% and 31.9% in the standard regimen, respectively (both, P = not significant [NS]). Similar results were obtained when site effect was accommodated (both, P = NS). Based on repeated measures analyses, the probabilities of BG reading <40 mg/dL or <60 mg/dL were not significantly different between groups (P = 0.969, P = 0.084) after accounting for within‐patient correlations with or without adjusting for time effect. None of these episodes resulted in seizures or were otherwise judged to be associated with deterioration of clinical status.
The mean insulin infusion rate was slightly higher in the Glucommander regimen but the difference was not statistically significant between groups. Patients treated with the Glucommander protocol received a mean infusion rate of 0.035 0.024 unit/kg/hour for a total of 2.85 1.93 units per hour, and those treated with the paper protocol received a 0.028 0.021 units/kg/hour for a total of 2.50 2.28 units per hour, P = 0.12 and P = 0.09, respectively.
The numbers of BG measurements were similar between the Glucommander and standard paper algorithms (44.2 39.8 and 41.2 34.5 respectively, P = NS) with the number of glucose testing per patient ranging from 6 to 175 in the Glucommander and 3 to 168 in the standard group. Similarly, when normalized to the duration of insulin infusion, the frequency of BG monitoring was not different with the protocols (0.68 0.18 and 0.62 0.22 tests/hour respectively, P = NS).
Compared to the standard paper insulin infusion algorithm, patients treated with the Glucommander device had a similar mean ICU LOS (13.4 13.8 vs. 8.5 7.6 days, P = 0.145), mean hospital LOS (17.5 15.0 days vs. 23.9 26.3 days, P = 0.704) and hospital mortality (26.0% vs. 21.9%, P = 0.561).
Discussion
This study is the first to compare the safety and efficacy of a CII via a computer‐guided algorithm and a standard paper form protocol in nonsurgical patients in the ICU. Both treatment algorithms resulted in significant improvement in glycemic control with the Glucommander achieving glycemic glucose target in a shorter time of treatment, a lower mean glucose concentration, and in greater percentage of glucose measurements maintained within target range, without an increased risk of severe hypoglycemia compared to the standard paper protocol.
Hyperglycemia in hospitalized patients is a common, serious, and costly health care problem. Evidence from observational and interventional studies indicate that hyperglycemia in critical illness is associated with an increased risk of complications and mortality.25 There is ongoing debate, however, about the optimal glucose level in hospitalized patients with critical illness. Although, several cohort studies as well as early randomized trials in ICU patients reported that intensified insulin treatment to achieve a target glucose between 80 mg/dL to 110 mg/dL reported a reduction in short‐term and long‐term mortality and rates of multiorgan failure and systemic infections compared with conventionally treated patients.3, 4, 17 More recent randomized controlled trials and meta‐analyses, however, have shown that this low BG target has been difficult to achieve without increasing the risk for severe hypoglycemia.710 In addition, recent multicenter trials have failed to show significant improvement in clinical outcome or have even shown increased mortality risk with intensive glycemic control.610 Based on these reports, the American Association of Clinical Endocrinologist (AACE) and American Diabetes Association (ADA) task force on inpatient glycemic control recommended different glycemic targets in the ICU setting. Current guidelines suggest targeting a BG level between 140 mg/dL and 180 mg/dL (7.8 and 10.0 mmol/L) for the majority of ICU patients and a lower glucose targets between 110 mg/dL and 140 mg/dL (6.1 and 7.8 mmol/L) in selected ICU patients (ie, centers with extensive experience and appropriate nursing support, cardiac surgical patients, patients with stable glycemic control without hypoglycemia). Glucose targets >180 mg/dL or <110 mg/dL are no longer recommended in ICU patients.
The rate of severe hypoglycemic events (<40 mg/dL) observed in both arms of our trial was significantly lower than those reported in recent international trials of intensive glycemic control.3, 4, 8 The overall rate of severe hypoglycemic events in international trials ranged between 5% to 28.6%.3, 4, 7, 8, 18, 19 In this trial, the number of patients with severe hypoglycemia was 3.9% in the computer‐based and 5.6% in the standard paper algorithm. Repeated measures analyses show the probabilities of BG readings <40 mg/dL were similar and not significantly different between groups (P = 0.969). We observed, however, a high rate of mild hypoglycemic events in patients treated with both insulin algorithms. The number of patients with BG <60 mg/dL was 42.9% in the Glucommander and 31.9% in the standard (P = NS). Minimizing the rate of hypoglycemia events is of major importance in hospitalized patients because it has been shown that hypoglycemia may be an independent risk factor of poor clinical outcome and mortality.20 Hypoglycemia may increase the risk of ventricular arrhythmias, in part due to the prolongation QT interval21 and can impair cerebral glucose metabolism resulting in brain metabolic dysfunction, as suggested by recent clinical studies.22 Moreover, insulin‐induced hypoglycemia is also associated with increased proinflammatory cytokines (tumor necrosis factor [TNF]‐alpha, interleukin [IL]‐1beta, IL‐6, and IL‐8) and oxidative stress23 that correlate with elevations of counterregulatory hormones (catecholamines, cortisol).
The Glucommander was associated with lower glycemic variability and with a higher percentage of BG readings within target range than patients treated with the standard paper form regimen. The clinical importance of the degree of variability and rapidity of fluctuations in glucose levels in critically ill patients is a topic of recent interest. Glycemic variability has been identified as a strong independent contributor to the risk of mortality in critically ill and surgical patients.24 Low levels of glycemic variability (standard deviation [SD] <10 mg/dL or 10‐20 mg/dL) have been shown to have a statistically significant lower risk of mortality, even after adjustment for severity of illness. Further studies are needed to determine benefits on clinical outcomes from the more consistent BG control from computer‐based titration protocols.
We acknowledge the following limitations in this multicenter open label study. First, this study was conducted in the medical ICU and excluded postsurgical patients and subjects expected to undergo a major surgical procedure during the hospital stay. Although a recent meta‐analysis9 of 26 studies involving 13,567 patients reported no benefits in the general ICU population, it found a favorable effect of intensive glycemic control on mortality in surgical ICU patients (relative risk [RR], 0.63; confidence interval [CI], 0.44‐0.91). We also excluded patients with severe renal insufficiency and patients with a history of hyperglycemic crises. In addition, our study was not powered to demonstrate differences in mortality or clinical outcome between treatment groups, and the BG targets used in this study were lower than glycemic targets recently recommended by the AACE and ADA inpatient glycemic control task force.25 Raising the BG targets is likely to reduce or prevent the rate of mild and severe hypoglycemic events in the ICU.
In conclusion, the computer‐guided algorithm resulted in a more rapid and tighter glycemic control with a similar rate of hypoglycemic events than the standard paper form protocol in medical ICU patients. Our study suggests that, both treatment algorithms are appropriate alternatives for the management of hyperglycemia in critically ill patients, and the choice depends on a physician's preferences, cost considerations, and the availability of the computer guided algorithm. Large randomized clinical trials are needed to test the impact of the new AACE/ADA recommended BG targets in reducing hypoglycemic events, hospital complications, and hospital mortality in critically ill patients in the ICU.
- ,,, et al.Management of diabetes and hyperglycemia in hospitals.Diabetes Care.2004;27:553–597.
- ,,,,,.Hyperglycemia: an independent marker of in‐hospital mortality in patients with undiagnosed diabetes.J Clin Endocrinol Metab.2002;87:978–982.
- ,,, et al.Intensive insulin therapy in the medical ICU.N Engl J Med.2006;354:449–461.
- ,,, et al.Intensive insulin therapy in the critically ill patients.N Engl J Med.2001;345:1359–1367.
- ,,, et al.Continuous insulin infusion reduces mortality in patients with diabetes undergoing coronary artery bypass grafting.J Thorac Cardiovasc Surg.2003;125:1007–1021.
- ,,, et al.Intensive insulin therapy and mortality among critically ill patients: a meta‐analysis including NICE‐SUGAR study data.CMAJ.2009;180:821–827.
- ,,, et al.Intensive versus conventional glucose control in critically ill patients.N Engl J Med.2009;360:1283–1297.
- ,,, et al.Intensive insulin therapy and pentastarch resuscitation in severe sepsis.N Engl J Med.2008;358:125–139.
- ,,, et al.Strict glycaemic control in patients hospitalised in a mixed medical and surgical intensive care unit: a randomised clinical trial.Crit Care.2008;12:R120.
- ,.Tight glucose control and hypoglycemia.Crit Care Med.2008;36:1391; author reply 1391–1392.
- ,.ICU care for patients with diabetes.Curr Opin Endocrinol Diabetes Obes.2004;11:75–81.
- ,,, et al.Implementation of a safe and effective insulin infusion protocol in a medical intensive care unit.Diabetes Care.2004;27:461–467.
- ,,.Glucommander: a computer‐directed intravenous insulin system shown to be safe, simple, and effective in 120,618 h of operation.Diabetes Care.2005;28:2418–2423.
- ,,, et al.Utilization of a computerized intravenous insulin infusion program to control blood glucose in the intensive care unit.Diabetes Technol Ther.2007;9:232–240.
- ,,, et al.Hyperglycemic crises in diabetes.Diabetes Care.2004;27Suppl 1:S94–S102.
- ,,, et al.Description and evaluation of a glycemic management protocol for patients with diabetes undergoing heart surgery.Endocr Pract.2002;8:10–18.
- ,,.Evidence for strict inpatient blood glucose control: time to revise glycemic goals in hospitalized patients.Metabolism.2008;57:116–120.
- ,,, et al.Intensive versus conventional insulin therapy: a randomized controlled trial in medical and surgical critically ill patients.Crit Care Med.2008;36:3190–3197.
- ,,.Benefits and risks of tight glucose control in critically ill adults: a meta‐analysis.JAMA.2008;300:933–944.
- ,.Severe hypoglycemia in critically ill patients: risk factors and outcomes.Crit Care Med.2007;35:2262–2267.
- ,,, et al.Evaluation and management of adult hypoglycemic disorders: an Endocrine Society Clinical Practice Guideline.J Clin Endocrinol Metab.2009;94:709–728.
- ,,, et al.Impact of tight glycemic control on cerebral glucose metabolism after severe brain injury: a microdialysis study.Crit Care Med.2008;36:3233–3238.
- ,,, et al.Proinflammatory cytokines in response to insulin‐induced hypoglycemic stress in healthy subjects.Metabolism.2009;58:443–448.
- ,,, et al.Blood glucose variability is associated with mortality in the surgical intensive care unit.Am Surg.2008;74:679–685; discussion685.
- ,,, et al.American Association of Clinical Endocrinologists and American Diabetes Association consensus statement on inpatient glycemic control.Diabetes Care.2009;32:1119–1131.
- ,,, et al.Management of diabetes and hyperglycemia in hospitals.Diabetes Care.2004;27:553–597.
- ,,,,,.Hyperglycemia: an independent marker of in‐hospital mortality in patients with undiagnosed diabetes.J Clin Endocrinol Metab.2002;87:978–982.
- ,,, et al.Intensive insulin therapy in the medical ICU.N Engl J Med.2006;354:449–461.
- ,,, et al.Intensive insulin therapy in the critically ill patients.N Engl J Med.2001;345:1359–1367.
- ,,, et al.Continuous insulin infusion reduces mortality in patients with diabetes undergoing coronary artery bypass grafting.J Thorac Cardiovasc Surg.2003;125:1007–1021.
- ,,, et al.Intensive insulin therapy and mortality among critically ill patients: a meta‐analysis including NICE‐SUGAR study data.CMAJ.2009;180:821–827.
- ,,, et al.Intensive versus conventional glucose control in critically ill patients.N Engl J Med.2009;360:1283–1297.
- ,,, et al.Intensive insulin therapy and pentastarch resuscitation in severe sepsis.N Engl J Med.2008;358:125–139.
- ,,, et al.Strict glycaemic control in patients hospitalised in a mixed medical and surgical intensive care unit: a randomised clinical trial.Crit Care.2008;12:R120.
- ,.Tight glucose control and hypoglycemia.Crit Care Med.2008;36:1391; author reply 1391–1392.
- ,.ICU care for patients with diabetes.Curr Opin Endocrinol Diabetes Obes.2004;11:75–81.
- ,,, et al.Implementation of a safe and effective insulin infusion protocol in a medical intensive care unit.Diabetes Care.2004;27:461–467.
- ,,.Glucommander: a computer‐directed intravenous insulin system shown to be safe, simple, and effective in 120,618 h of operation.Diabetes Care.2005;28:2418–2423.
- ,,, et al.Utilization of a computerized intravenous insulin infusion program to control blood glucose in the intensive care unit.Diabetes Technol Ther.2007;9:232–240.
- ,,, et al.Hyperglycemic crises in diabetes.Diabetes Care.2004;27Suppl 1:S94–S102.
- ,,, et al.Description and evaluation of a glycemic management protocol for patients with diabetes undergoing heart surgery.Endocr Pract.2002;8:10–18.
- ,,.Evidence for strict inpatient blood glucose control: time to revise glycemic goals in hospitalized patients.Metabolism.2008;57:116–120.
- ,,, et al.Intensive versus conventional insulin therapy: a randomized controlled trial in medical and surgical critically ill patients.Crit Care Med.2008;36:3190–3197.
- ,,.Benefits and risks of tight glucose control in critically ill adults: a meta‐analysis.JAMA.2008;300:933–944.
- ,.Severe hypoglycemia in critically ill patients: risk factors and outcomes.Crit Care Med.2007;35:2262–2267.
- ,,, et al.Evaluation and management of adult hypoglycemic disorders: an Endocrine Society Clinical Practice Guideline.J Clin Endocrinol Metab.2009;94:709–728.
- ,,, et al.Impact of tight glycemic control on cerebral glucose metabolism after severe brain injury: a microdialysis study.Crit Care Med.2008;36:3233–3238.
- ,,, et al.Proinflammatory cytokines in response to insulin‐induced hypoglycemic stress in healthy subjects.Metabolism.2009;58:443–448.
- ,,, et al.Blood glucose variability is associated with mortality in the surgical intensive care unit.Am Surg.2008;74:679–685; discussion685.
- ,,, et al.American Association of Clinical Endocrinologists and American Diabetes Association consensus statement on inpatient glycemic control.Diabetes Care.2009;32:1119–1131.
Copyright © 2010 Society of Hospital Medicine
Rapid Bedside Diagnosis of Shock
Shock has been defined as failure to deliver and/or utilize adequate amounts of oxygen1 and is a common cause of critical illness. Few studies have examined the predictive utility of bedside clinical examination in predicting the category of shock. Scholars have suggested a bedside approach that uses simple examination techniques and applied physiology to rapidly identify a patients' circulation as high vs. low cardiac output. Those with a high‐output examination are designated as high‐output, most often septic shock. Low‐output patients are further categorized as heart full or heart empty to distinguish cardiogenic from hypovolemic categories of shock, respectively.2 The predictive characteristics of this simple algorithm have not been studied. In this study, we examine the operating characteristics of selected elements of this algorithm when administered at the bedside by trainees in Internal Medicine.
Methods
This study was performed after approval of the Institutional Review Board; informed consent was waived. Patients with nonsurgical problems who present to the hospital or who develop sustained hypotension are managed by medical house officers on the intensive care and/or rapid response team with the supervision of patients' attending physicians. All house officers were asked to document explicitly in their assessment notes the following examination findings: finger capillary refill (same/quicker vs. slower than examiner's), hand skin temperature (same/warmer vs. cooler than examiner's) and pulse pressure (ie, same/wider vs. thinner than examiner's), presence or absence of crackles >1/3 from base on bilateral lung examination and jugular venous pressure (JVP) vs. 8 cmH2O. The documented examinations of either the rapid response team (PGY2; n = 14) or intensive care unit (ICU) resident (PGY3; n = 14) for patients evaluated between September 2008 and February 2009 were used for this study. Resuscitation was administered entirely by house officers, occasionally guided in person, but always supervised by attending physicians.
In May 2009, clinical data, including electrocardiograms/echocardiograms and laboratory (eg, cardiac enzymes, culture) results were abstracted from medical records of subjects. These were presented to a blinded senior clinician (DK) to review and apply evidence‐based or consensus criteria,36 whenever possible, to categorize the type of shock (septic vs. cardiogenic vs. hypovolemic) based on data acquired after the onset of shock. For example, patients with microbiologic and/or radiologic evidence of infection were classified as septic shock,1, 3, 4 those with acute left or right ventricular dysfunction on echocardiogram were classified as cardiogenic shock,1, 6 and those with clinical evidence of acute hemorrhage with hypovolemic shock.1, 5 While some of the patients were examined by DK as part of clinical care, he was blinded to the identity of patients and their algorithm‐related physical examination findings when he reviewed the abstracted data (>2 months after study closure) to adjudicate the final diagnosis of shock. These diagnoses were considered the reference standard for this study. The operating characteristics (sensitivity = true positive/true positive + false negative; specificity = true negative/true negative + false positive; negative predictive value (NPV) = true negative/all negatives; positive predictive value (PPV) = true positive/all positives; accuracy = true results/all results) were calculated for combinations of physical examination findings and correct final diagnosis (Figure 1).
Results
A total of 68 patients, averaging 71 16 years, were studied; 57% were male, and 66% were White, and 20% were Black. Table 1 lists characteristics of patients. A total of 37 patients were diagnosed as having septic shock, 11 had cardiogenic shock and 10 hypovolemic shock. Operating characteristics of the bedside examination techniques for predicting mechanism of shock are listed in Table 2. Capillary refill and skin temperature were 100% concordant yielding sensitivity of 89% (95% confidence interval [CI], 75‐97%), specificity of 68% (95% CI, 46‐83%), PPV of 77% (95% CI, 61‐88%), NPV of 84% (95% CI, 64‐96%) and overall accuracy of 79% (95% CI, 68‐88%) for diagnosis of high output (ie, septic shock). JVP 8 cmH2O was more accurate than crackles for predicting cardiogenic shock in low‐output patients with sensitivity of 82% (95% CI, 48‐98%), specificity of 79% (95% CI, 41‐95%), PPV of 75% (95% CI, 43‐95%), NPV of 85% (95% CI, 55‐98%), and overall accuracy of 80% (95%CI, 59‐93%). Using just skin temperature and JVP, the bedside approach misdiagnosed 19 of 75 cases (overall accuracy, 75%; 95% CI, 16‐37%).
| n Total | |
|---|---|
| |
| Gender, n (%) | n = 68 |
| Male | 39 (57) |
| Age, years | 71 16 |
| Race, n (%) | |
| White | 45 (66) |
| Black | 15 (22) |
| Hispanic | 7 (10) |
| Other | 1 (2) |
| High output, n (%) | n = 37 |
| Sepsis | |
| Pneumonia | 10 (27) |
| Urinary tract | 17 (46) |
| Skin | 3 (8) |
| Gastrointestinal | 5 (14) |
| Non‐infectious SIRS | 2 (5) |
| Low output heart full, n (%) | n = 18 |
| Pulmonary embolism | 3 (16) |
| AMI | 7 (40) |
| Cardiomyopathy | 5 (28) |
| Rhythm disturbance | 3 (16) |
| Low output heart empty, n (%) | n = 13 |
| Hemorrhagic | 9 (70) |
| NPO | 1 (7) |
| Diarrhea | 2 (14) |
| Adrenal crisis | 1 (7) |
| Prediction of SIRS | Capillary Refill Same/Faster (%) | Skin Same/ Warm (%) | Bounding Pulses (%) |
|---|---|---|---|
| |||
| Sensitivity | 89 | 89 | 65 |
| Specificity | 68 | 68 | 74 |
| Accuracy | 79 | 79 | 69 |
| Prediction of SIRS | Capillary Refill Same/Faster + Warm Skin + Bounding Pulse (%) | Capillary Refill Same/Faster + Warm Skin (%) | Any Other Combination of 2 (%) |
| Sensitivity | 62 | 89 | 62 |
| Specificity | 74 | 68 | 74 |
| Accuracy | 67 | 79 | 67 |
| Prediction of Cardiogenic | JVP (%) | Crackles (%) | JVP + Crackles (%) |
| Sensitivity | 82 | 55 | 55 |
| Specificity | 79 | 71 | 100 |
| Accuracy | 80 | 64 | 80 |
Discussion
This is the first study to examine the predictive characteristics of simple bedside physical examination techniques in correctly predicting the category/mechanism of shock. Overall, the algorithm performed well, and accurately predicted the category of shock in three‐quarters of patients. It also has the benefit of being very rapid, taking only seconds to complete, using bedside techniques that even inexperienced clinicians can apply.
Very few studies have examined the accuracy of examination techniques specifically for diagnosis of shock. In humans injected with endotoxin, body temperature and cardiac output increased, but skin temperature and capillary refill times are not well described.79 Schriger and Baraff10 reported that capillary refill >2 seconds was only 59% sensitive for diagnosing hypovolemia in patients with hypovolemic shock or orthostatic changes in blood pressure. Sensitivity was 77% in 13 patients with hypovolemic shock.10 However, some studies have demonstrated that age, sex, external temperature11 and fever12 can affect capillary refill times. Otieno et al.13 demonstrated a kappa statistic value of 0.49 for capillary refill 4 seconds, suggesting that reproducibility of this technique could be a major drawback. McGee et al.14 reviewed examination techniques for diagnosing hypovolemic states and concluded that postural changes in heart rate and blood pressure were the most accurate; capillary refill was not recommended. Stevenson and Perloff15 demonstrated that crackles and elevated JVP were absent in 18 of 43 patients with pulmonary capillary wedge pressures >22 mmHg. Butman et al.16 showed that elevated JVP was 82% accurate for predicting a wedge pressure >18 mmHg. Connors et al.17 demonstrated that clinicians' predictions of heart filling pressures and cardiac output were accurate (relative to pulmonary artery catheter measurements) in less than 50% of cases, though the examination techniques used were not qualified or quantified. No previous study has combined simple, semiobjective physical examination techniques for the purpose of distinguishing categories of shock.
Since identification of the pathogenesis of shock has important treatment/prognostic implications (eg, fluid and vasopressor therapies, early search for drainable focus of infection in sepsis, reestablishing vessel patency in myocardial infarction and pulmonary embolus), we believe that this simple, rapidly administered algorithm will prove useful in clinical medicine. In some clinical situations, the approach can lead to timely identification of the causative mechanism, allowing prompt definitive treatment. For example, a patient presenting with high‐output hypotension is so often sepsis/septic shock that treatment with antibiotics is justified (since success is time‐sensitive) even when the exact site/microbe has not yet been identified. Acute right heart overfilled low‐output hypotension should be considered pulmonary embolism (which also requires time‐sensitive therapies) until proven otherwise. Yet, a sizeable number of cases do not fit neatly into a single category. For example, 11% of patients with septic shock presented with cool extremities in the early phases of illness. In clinical decision‐making, 2 diagnostic‐therapeutic paradigms are common. In the first, the diagnosis is relatively certain and narrowly‐directed, mechanism‐specific treatment is appropriate. The second paradigm is 1 of significant uncertainty, when clinicians must treat empirically the most likely causes until more data become available to permit safe narrowing of therapies. For example, a patient presenting with hypotension, cool extremities, leukocytosis and apparent pneumonia should be treated empirically for septic shock while exploring explanations for the incongruous low‐output state (eg, profound hypovolemia, adrenal insufficiency, concurrent or precedent myocardial dysfunction). Patients often have several mechanisms contributing to hypotension. Since patients are not ideal forms, there can be no perfect decision‐tool; clinicians would be fool‐hardy to prematurely close decision‐making prior to definitive diagnosis. In the case of shock, such diagnostic arrogance would delay time‐sensitive therapies and thus contribute to morbidity and mortality. Nonetheless, this physical examination algorithmunderstanding its operating characteristics and limitationsmay add to the bedside clinician's diagnostic armamentarium.
Our study has several notable limitations. First, bedside examinations were performed by multiple observers who had limited (1 electronic mail) instruction on how to perform and document the data gathered for this study. So these results should be generalized cautiously until reproduced at other centers with greater numbers of observers (than the 28 of this study). The central supposition, that skin cooler, capillary refill longer, and pulse pressure more narrow than theirs, presupposes reasonable homogeneity of the normal state which is not necessarily true.11 Interobserver variability of physical examination further compromises the fidelity of findings recorded for this study.13 Since we conducted a retrospective review, and because of the emergency nature of the clinical problem, it would be difficult to conduct a study in which multiple examiners performed the same physical examinations to quantify interobserver variability. Irrespective, we would expect interobserver variability to systematically reduce accuracy; it is all‐the‐more impressive that trainees' examination results correctly diagnosed mechanism of shock in three‐quarters of cases. Also, examiners were not blinded to clinical history, so results of their examination could have been biased by their pre‐examination hypotheses of pathogenesis. Of course, they were not aware of the expert's final categorization of mechanism performed much later in time. Since there is no absolute reference standard for classification of the pathogenesis of shock, we depended upon careful review of selected data (same parameters for each patient) by a single senior investigatoralbeit armed with evidence‐based or consensus‐based standards of diagnosing shock. Finally, it can be argued that all forms of shock are mixed (with hypovolemia) early in the course; sepsis requires refilling of a leaky and dilated vasculature and the noncompliant ischemic ventricle often requires a higher filling pressure than normal to empty. To complicate even more, patients may have preexistent conditions (eg, chronic congestive heart failure, cirrhosis) that limit cardiovascular responses to acute shock. Our diagnostic approach was to identify the principal cause of the acute decompensation, assuming that many patients will have more than 1 single mechanism accounting for hypotension.
In conclusion, this is the first study to examine the utility of this simple physical examination algorithm to diagnose the mechanism of shock. Some have discounted or underemphasized examination techniques in favor of more time‐intensive and labor‐intensive diagnostic modalities, such as bedside echocardiography, which may waste precious time and resources. The simple physical examination algorithm assessed in this study has favorable operating characteristics and can be performed readily by even novice clinicians. If replicated at other centers and by greater numbers of observers, this approach could assist clinicians and teachers who train clinicians to rapidly diagnose and manage patients with shock.
- ,,, et al.Hemodynamic monitoring in shock and implications for management. International consensus conference. Paris, France, 27–28 April 2006.Intensive Care Med.2007;33:575–590.
- .The pathophysiology of the circulation in critical illness. In:Principles of Critical Care.New York:McGraw Hill;2005.
- ,,, et al.2001 SCCM/ESICM/ACCP/ATS/SIS. International Sepsis Definitions Conference.Crit Care Med.2003;31:1250–1256.
- ,,, et al.Definitions for sepsis and organ failure and guidelines for the use of innovative therapies in sepsis.Chest.1992;101:1644–1655;
- ,,, et al.Resuscitation from severe hemorrhage.Crit Care Med.1996;24(2 Suppl):S12–S23.
- ,.Cardiogenic shock: current concepts and improving outcomes circulation.Circulation.2008;117:686–697.
- ,,, et al.The cardiovascular response of normal humans to the administration of endotoxin.N Engl J Med.1989;321:280–287.
- ,,,,,.Experimental endotoxemia in humans: análysis of cytokine release and coagulation, fibrinolytic, an complement pathways.Blood.1990;76:2520–2526.
- ,,,,.Peripheral resistance changes during shock in man.Angiology.1968;19:268–276.
- ,.Capillary refill—is it a useful predictor of hypovolemic states?Ann Emerg Med.1991;20:601–605.
- ,.Defining normal capillary refill: variation with age, sex, and temperature.Ann Emerg Med.1988;17:113–116.
- ,,,.Effect of fever on capillary refill time.Pediatr Emerg Care.1997;13:305–307.
- ,,,,,.Are bedside features of shock reproducible between different observers?Arch Dis Child.2004;89:977–979.
- ,,.Is this patient hypovolemic?JAMA.1999;281:1022–1029.
- ,.The limited reliability of physical signs for estimating hemodynamics in chronic heart failure.JAMA.1989;261:884–888.
- ,,,,.Bedside cardiovascular examination in patients with severe chronic heart failure: importance of rest or inducible jugular venous distension.J Am Coll Cardiol.1993;22:968–974.
- ,,.Evaluation of right‐heart catheterization in the critically ill patients without acute myocardial infarction.N Engl J Med.1983;308(5):263–267.
Shock has been defined as failure to deliver and/or utilize adequate amounts of oxygen1 and is a common cause of critical illness. Few studies have examined the predictive utility of bedside clinical examination in predicting the category of shock. Scholars have suggested a bedside approach that uses simple examination techniques and applied physiology to rapidly identify a patients' circulation as high vs. low cardiac output. Those with a high‐output examination are designated as high‐output, most often septic shock. Low‐output patients are further categorized as heart full or heart empty to distinguish cardiogenic from hypovolemic categories of shock, respectively.2 The predictive characteristics of this simple algorithm have not been studied. In this study, we examine the operating characteristics of selected elements of this algorithm when administered at the bedside by trainees in Internal Medicine.
Methods
This study was performed after approval of the Institutional Review Board; informed consent was waived. Patients with nonsurgical problems who present to the hospital or who develop sustained hypotension are managed by medical house officers on the intensive care and/or rapid response team with the supervision of patients' attending physicians. All house officers were asked to document explicitly in their assessment notes the following examination findings: finger capillary refill (same/quicker vs. slower than examiner's), hand skin temperature (same/warmer vs. cooler than examiner's) and pulse pressure (ie, same/wider vs. thinner than examiner's), presence or absence of crackles >1/3 from base on bilateral lung examination and jugular venous pressure (JVP) vs. 8 cmH2O. The documented examinations of either the rapid response team (PGY2; n = 14) or intensive care unit (ICU) resident (PGY3; n = 14) for patients evaluated between September 2008 and February 2009 were used for this study. Resuscitation was administered entirely by house officers, occasionally guided in person, but always supervised by attending physicians.
In May 2009, clinical data, including electrocardiograms/echocardiograms and laboratory (eg, cardiac enzymes, culture) results were abstracted from medical records of subjects. These were presented to a blinded senior clinician (DK) to review and apply evidence‐based or consensus criteria,36 whenever possible, to categorize the type of shock (septic vs. cardiogenic vs. hypovolemic) based on data acquired after the onset of shock. For example, patients with microbiologic and/or radiologic evidence of infection were classified as septic shock,1, 3, 4 those with acute left or right ventricular dysfunction on echocardiogram were classified as cardiogenic shock,1, 6 and those with clinical evidence of acute hemorrhage with hypovolemic shock.1, 5 While some of the patients were examined by DK as part of clinical care, he was blinded to the identity of patients and their algorithm‐related physical examination findings when he reviewed the abstracted data (>2 months after study closure) to adjudicate the final diagnosis of shock. These diagnoses were considered the reference standard for this study. The operating characteristics (sensitivity = true positive/true positive + false negative; specificity = true negative/true negative + false positive; negative predictive value (NPV) = true negative/all negatives; positive predictive value (PPV) = true positive/all positives; accuracy = true results/all results) were calculated for combinations of physical examination findings and correct final diagnosis (Figure 1).
Results
A total of 68 patients, averaging 71 16 years, were studied; 57% were male, and 66% were White, and 20% were Black. Table 1 lists characteristics of patients. A total of 37 patients were diagnosed as having septic shock, 11 had cardiogenic shock and 10 hypovolemic shock. Operating characteristics of the bedside examination techniques for predicting mechanism of shock are listed in Table 2. Capillary refill and skin temperature were 100% concordant yielding sensitivity of 89% (95% confidence interval [CI], 75‐97%), specificity of 68% (95% CI, 46‐83%), PPV of 77% (95% CI, 61‐88%), NPV of 84% (95% CI, 64‐96%) and overall accuracy of 79% (95% CI, 68‐88%) for diagnosis of high output (ie, septic shock). JVP 8 cmH2O was more accurate than crackles for predicting cardiogenic shock in low‐output patients with sensitivity of 82% (95% CI, 48‐98%), specificity of 79% (95% CI, 41‐95%), PPV of 75% (95% CI, 43‐95%), NPV of 85% (95% CI, 55‐98%), and overall accuracy of 80% (95%CI, 59‐93%). Using just skin temperature and JVP, the bedside approach misdiagnosed 19 of 75 cases (overall accuracy, 75%; 95% CI, 16‐37%).
| n Total | |
|---|---|
| |
| Gender, n (%) | n = 68 |
| Male | 39 (57) |
| Age, years | 71 16 |
| Race, n (%) | |
| White | 45 (66) |
| Black | 15 (22) |
| Hispanic | 7 (10) |
| Other | 1 (2) |
| High output, n (%) | n = 37 |
| Sepsis | |
| Pneumonia | 10 (27) |
| Urinary tract | 17 (46) |
| Skin | 3 (8) |
| Gastrointestinal | 5 (14) |
| Non‐infectious SIRS | 2 (5) |
| Low output heart full, n (%) | n = 18 |
| Pulmonary embolism | 3 (16) |
| AMI | 7 (40) |
| Cardiomyopathy | 5 (28) |
| Rhythm disturbance | 3 (16) |
| Low output heart empty, n (%) | n = 13 |
| Hemorrhagic | 9 (70) |
| NPO | 1 (7) |
| Diarrhea | 2 (14) |
| Adrenal crisis | 1 (7) |
| Prediction of SIRS | Capillary Refill Same/Faster (%) | Skin Same/ Warm (%) | Bounding Pulses (%) |
|---|---|---|---|
| |||
| Sensitivity | 89 | 89 | 65 |
| Specificity | 68 | 68 | 74 |
| Accuracy | 79 | 79 | 69 |
| Prediction of SIRS | Capillary Refill Same/Faster + Warm Skin + Bounding Pulse (%) | Capillary Refill Same/Faster + Warm Skin (%) | Any Other Combination of 2 (%) |
| Sensitivity | 62 | 89 | 62 |
| Specificity | 74 | 68 | 74 |
| Accuracy | 67 | 79 | 67 |
| Prediction of Cardiogenic | JVP (%) | Crackles (%) | JVP + Crackles (%) |
| Sensitivity | 82 | 55 | 55 |
| Specificity | 79 | 71 | 100 |
| Accuracy | 80 | 64 | 80 |
Discussion
This is the first study to examine the predictive characteristics of simple bedside physical examination techniques in correctly predicting the category/mechanism of shock. Overall, the algorithm performed well, and accurately predicted the category of shock in three‐quarters of patients. It also has the benefit of being very rapid, taking only seconds to complete, using bedside techniques that even inexperienced clinicians can apply.
Very few studies have examined the accuracy of examination techniques specifically for diagnosis of shock. In humans injected with endotoxin, body temperature and cardiac output increased, but skin temperature and capillary refill times are not well described.79 Schriger and Baraff10 reported that capillary refill >2 seconds was only 59% sensitive for diagnosing hypovolemia in patients with hypovolemic shock or orthostatic changes in blood pressure. Sensitivity was 77% in 13 patients with hypovolemic shock.10 However, some studies have demonstrated that age, sex, external temperature11 and fever12 can affect capillary refill times. Otieno et al.13 demonstrated a kappa statistic value of 0.49 for capillary refill 4 seconds, suggesting that reproducibility of this technique could be a major drawback. McGee et al.14 reviewed examination techniques for diagnosing hypovolemic states and concluded that postural changes in heart rate and blood pressure were the most accurate; capillary refill was not recommended. Stevenson and Perloff15 demonstrated that crackles and elevated JVP were absent in 18 of 43 patients with pulmonary capillary wedge pressures >22 mmHg. Butman et al.16 showed that elevated JVP was 82% accurate for predicting a wedge pressure >18 mmHg. Connors et al.17 demonstrated that clinicians' predictions of heart filling pressures and cardiac output were accurate (relative to pulmonary artery catheter measurements) in less than 50% of cases, though the examination techniques used were not qualified or quantified. No previous study has combined simple, semiobjective physical examination techniques for the purpose of distinguishing categories of shock.
Since identification of the pathogenesis of shock has important treatment/prognostic implications (eg, fluid and vasopressor therapies, early search for drainable focus of infection in sepsis, reestablishing vessel patency in myocardial infarction and pulmonary embolus), we believe that this simple, rapidly administered algorithm will prove useful in clinical medicine. In some clinical situations, the approach can lead to timely identification of the causative mechanism, allowing prompt definitive treatment. For example, a patient presenting with high‐output hypotension is so often sepsis/septic shock that treatment with antibiotics is justified (since success is time‐sensitive) even when the exact site/microbe has not yet been identified. Acute right heart overfilled low‐output hypotension should be considered pulmonary embolism (which also requires time‐sensitive therapies) until proven otherwise. Yet, a sizeable number of cases do not fit neatly into a single category. For example, 11% of patients with septic shock presented with cool extremities in the early phases of illness. In clinical decision‐making, 2 diagnostic‐therapeutic paradigms are common. In the first, the diagnosis is relatively certain and narrowly‐directed, mechanism‐specific treatment is appropriate. The second paradigm is 1 of significant uncertainty, when clinicians must treat empirically the most likely causes until more data become available to permit safe narrowing of therapies. For example, a patient presenting with hypotension, cool extremities, leukocytosis and apparent pneumonia should be treated empirically for septic shock while exploring explanations for the incongruous low‐output state (eg, profound hypovolemia, adrenal insufficiency, concurrent or precedent myocardial dysfunction). Patients often have several mechanisms contributing to hypotension. Since patients are not ideal forms, there can be no perfect decision‐tool; clinicians would be fool‐hardy to prematurely close decision‐making prior to definitive diagnosis. In the case of shock, such diagnostic arrogance would delay time‐sensitive therapies and thus contribute to morbidity and mortality. Nonetheless, this physical examination algorithmunderstanding its operating characteristics and limitationsmay add to the bedside clinician's diagnostic armamentarium.
Our study has several notable limitations. First, bedside examinations were performed by multiple observers who had limited (1 electronic mail) instruction on how to perform and document the data gathered for this study. So these results should be generalized cautiously until reproduced at other centers with greater numbers of observers (than the 28 of this study). The central supposition, that skin cooler, capillary refill longer, and pulse pressure more narrow than theirs, presupposes reasonable homogeneity of the normal state which is not necessarily true.11 Interobserver variability of physical examination further compromises the fidelity of findings recorded for this study.13 Since we conducted a retrospective review, and because of the emergency nature of the clinical problem, it would be difficult to conduct a study in which multiple examiners performed the same physical examinations to quantify interobserver variability. Irrespective, we would expect interobserver variability to systematically reduce accuracy; it is all‐the‐more impressive that trainees' examination results correctly diagnosed mechanism of shock in three‐quarters of cases. Also, examiners were not blinded to clinical history, so results of their examination could have been biased by their pre‐examination hypotheses of pathogenesis. Of course, they were not aware of the expert's final categorization of mechanism performed much later in time. Since there is no absolute reference standard for classification of the pathogenesis of shock, we depended upon careful review of selected data (same parameters for each patient) by a single senior investigatoralbeit armed with evidence‐based or consensus‐based standards of diagnosing shock. Finally, it can be argued that all forms of shock are mixed (with hypovolemia) early in the course; sepsis requires refilling of a leaky and dilated vasculature and the noncompliant ischemic ventricle often requires a higher filling pressure than normal to empty. To complicate even more, patients may have preexistent conditions (eg, chronic congestive heart failure, cirrhosis) that limit cardiovascular responses to acute shock. Our diagnostic approach was to identify the principal cause of the acute decompensation, assuming that many patients will have more than 1 single mechanism accounting for hypotension.
In conclusion, this is the first study to examine the utility of this simple physical examination algorithm to diagnose the mechanism of shock. Some have discounted or underemphasized examination techniques in favor of more time‐intensive and labor‐intensive diagnostic modalities, such as bedside echocardiography, which may waste precious time and resources. The simple physical examination algorithm assessed in this study has favorable operating characteristics and can be performed readily by even novice clinicians. If replicated at other centers and by greater numbers of observers, this approach could assist clinicians and teachers who train clinicians to rapidly diagnose and manage patients with shock.
Shock has been defined as failure to deliver and/or utilize adequate amounts of oxygen1 and is a common cause of critical illness. Few studies have examined the predictive utility of bedside clinical examination in predicting the category of shock. Scholars have suggested a bedside approach that uses simple examination techniques and applied physiology to rapidly identify a patients' circulation as high vs. low cardiac output. Those with a high‐output examination are designated as high‐output, most often septic shock. Low‐output patients are further categorized as heart full or heart empty to distinguish cardiogenic from hypovolemic categories of shock, respectively.2 The predictive characteristics of this simple algorithm have not been studied. In this study, we examine the operating characteristics of selected elements of this algorithm when administered at the bedside by trainees in Internal Medicine.
Methods
This study was performed after approval of the Institutional Review Board; informed consent was waived. Patients with nonsurgical problems who present to the hospital or who develop sustained hypotension are managed by medical house officers on the intensive care and/or rapid response team with the supervision of patients' attending physicians. All house officers were asked to document explicitly in their assessment notes the following examination findings: finger capillary refill (same/quicker vs. slower than examiner's), hand skin temperature (same/warmer vs. cooler than examiner's) and pulse pressure (ie, same/wider vs. thinner than examiner's), presence or absence of crackles >1/3 from base on bilateral lung examination and jugular venous pressure (JVP) vs. 8 cmH2O. The documented examinations of either the rapid response team (PGY2; n = 14) or intensive care unit (ICU) resident (PGY3; n = 14) for patients evaluated between September 2008 and February 2009 were used for this study. Resuscitation was administered entirely by house officers, occasionally guided in person, but always supervised by attending physicians.
In May 2009, clinical data, including electrocardiograms/echocardiograms and laboratory (eg, cardiac enzymes, culture) results were abstracted from medical records of subjects. These were presented to a blinded senior clinician (DK) to review and apply evidence‐based or consensus criteria,36 whenever possible, to categorize the type of shock (septic vs. cardiogenic vs. hypovolemic) based on data acquired after the onset of shock. For example, patients with microbiologic and/or radiologic evidence of infection were classified as septic shock,1, 3, 4 those with acute left or right ventricular dysfunction on echocardiogram were classified as cardiogenic shock,1, 6 and those with clinical evidence of acute hemorrhage with hypovolemic shock.1, 5 While some of the patients were examined by DK as part of clinical care, he was blinded to the identity of patients and their algorithm‐related physical examination findings when he reviewed the abstracted data (>2 months after study closure) to adjudicate the final diagnosis of shock. These diagnoses were considered the reference standard for this study. The operating characteristics (sensitivity = true positive/true positive + false negative; specificity = true negative/true negative + false positive; negative predictive value (NPV) = true negative/all negatives; positive predictive value (PPV) = true positive/all positives; accuracy = true results/all results) were calculated for combinations of physical examination findings and correct final diagnosis (Figure 1).
Results
A total of 68 patients, averaging 71 16 years, were studied; 57% were male, and 66% were White, and 20% were Black. Table 1 lists characteristics of patients. A total of 37 patients were diagnosed as having septic shock, 11 had cardiogenic shock and 10 hypovolemic shock. Operating characteristics of the bedside examination techniques for predicting mechanism of shock are listed in Table 2. Capillary refill and skin temperature were 100% concordant yielding sensitivity of 89% (95% confidence interval [CI], 75‐97%), specificity of 68% (95% CI, 46‐83%), PPV of 77% (95% CI, 61‐88%), NPV of 84% (95% CI, 64‐96%) and overall accuracy of 79% (95% CI, 68‐88%) for diagnosis of high output (ie, septic shock). JVP 8 cmH2O was more accurate than crackles for predicting cardiogenic shock in low‐output patients with sensitivity of 82% (95% CI, 48‐98%), specificity of 79% (95% CI, 41‐95%), PPV of 75% (95% CI, 43‐95%), NPV of 85% (95% CI, 55‐98%), and overall accuracy of 80% (95%CI, 59‐93%). Using just skin temperature and JVP, the bedside approach misdiagnosed 19 of 75 cases (overall accuracy, 75%; 95% CI, 16‐37%).
| n Total | |
|---|---|
| |
| Gender, n (%) | n = 68 |
| Male | 39 (57) |
| Age, years | 71 16 |
| Race, n (%) | |
| White | 45 (66) |
| Black | 15 (22) |
| Hispanic | 7 (10) |
| Other | 1 (2) |
| High output, n (%) | n = 37 |
| Sepsis | |
| Pneumonia | 10 (27) |
| Urinary tract | 17 (46) |
| Skin | 3 (8) |
| Gastrointestinal | 5 (14) |
| Non‐infectious SIRS | 2 (5) |
| Low output heart full, n (%) | n = 18 |
| Pulmonary embolism | 3 (16) |
| AMI | 7 (40) |
| Cardiomyopathy | 5 (28) |
| Rhythm disturbance | 3 (16) |
| Low output heart empty, n (%) | n = 13 |
| Hemorrhagic | 9 (70) |
| NPO | 1 (7) |
| Diarrhea | 2 (14) |
| Adrenal crisis | 1 (7) |
| Prediction of SIRS | Capillary Refill Same/Faster (%) | Skin Same/ Warm (%) | Bounding Pulses (%) |
|---|---|---|---|
| |||
| Sensitivity | 89 | 89 | 65 |
| Specificity | 68 | 68 | 74 |
| Accuracy | 79 | 79 | 69 |
| Prediction of SIRS | Capillary Refill Same/Faster + Warm Skin + Bounding Pulse (%) | Capillary Refill Same/Faster + Warm Skin (%) | Any Other Combination of 2 (%) |
| Sensitivity | 62 | 89 | 62 |
| Specificity | 74 | 68 | 74 |
| Accuracy | 67 | 79 | 67 |
| Prediction of Cardiogenic | JVP (%) | Crackles (%) | JVP + Crackles (%) |
| Sensitivity | 82 | 55 | 55 |
| Specificity | 79 | 71 | 100 |
| Accuracy | 80 | 64 | 80 |
Discussion
This is the first study to examine the predictive characteristics of simple bedside physical examination techniques in correctly predicting the category/mechanism of shock. Overall, the algorithm performed well, and accurately predicted the category of shock in three‐quarters of patients. It also has the benefit of being very rapid, taking only seconds to complete, using bedside techniques that even inexperienced clinicians can apply.
Very few studies have examined the accuracy of examination techniques specifically for diagnosis of shock. In humans injected with endotoxin, body temperature and cardiac output increased, but skin temperature and capillary refill times are not well described.79 Schriger and Baraff10 reported that capillary refill >2 seconds was only 59% sensitive for diagnosing hypovolemia in patients with hypovolemic shock or orthostatic changes in blood pressure. Sensitivity was 77% in 13 patients with hypovolemic shock.10 However, some studies have demonstrated that age, sex, external temperature11 and fever12 can affect capillary refill times. Otieno et al.13 demonstrated a kappa statistic value of 0.49 for capillary refill 4 seconds, suggesting that reproducibility of this technique could be a major drawback. McGee et al.14 reviewed examination techniques for diagnosing hypovolemic states and concluded that postural changes in heart rate and blood pressure were the most accurate; capillary refill was not recommended. Stevenson and Perloff15 demonstrated that crackles and elevated JVP were absent in 18 of 43 patients with pulmonary capillary wedge pressures >22 mmHg. Butman et al.16 showed that elevated JVP was 82% accurate for predicting a wedge pressure >18 mmHg. Connors et al.17 demonstrated that clinicians' predictions of heart filling pressures and cardiac output were accurate (relative to pulmonary artery catheter measurements) in less than 50% of cases, though the examination techniques used were not qualified or quantified. No previous study has combined simple, semiobjective physical examination techniques for the purpose of distinguishing categories of shock.
Since identification of the pathogenesis of shock has important treatment/prognostic implications (eg, fluid and vasopressor therapies, early search for drainable focus of infection in sepsis, reestablishing vessel patency in myocardial infarction and pulmonary embolus), we believe that this simple, rapidly administered algorithm will prove useful in clinical medicine. In some clinical situations, the approach can lead to timely identification of the causative mechanism, allowing prompt definitive treatment. For example, a patient presenting with high‐output hypotension is so often sepsis/septic shock that treatment with antibiotics is justified (since success is time‐sensitive) even when the exact site/microbe has not yet been identified. Acute right heart overfilled low‐output hypotension should be considered pulmonary embolism (which also requires time‐sensitive therapies) until proven otherwise. Yet, a sizeable number of cases do not fit neatly into a single category. For example, 11% of patients with septic shock presented with cool extremities in the early phases of illness. In clinical decision‐making, 2 diagnostic‐therapeutic paradigms are common. In the first, the diagnosis is relatively certain and narrowly‐directed, mechanism‐specific treatment is appropriate. The second paradigm is 1 of significant uncertainty, when clinicians must treat empirically the most likely causes until more data become available to permit safe narrowing of therapies. For example, a patient presenting with hypotension, cool extremities, leukocytosis and apparent pneumonia should be treated empirically for septic shock while exploring explanations for the incongruous low‐output state (eg, profound hypovolemia, adrenal insufficiency, concurrent or precedent myocardial dysfunction). Patients often have several mechanisms contributing to hypotension. Since patients are not ideal forms, there can be no perfect decision‐tool; clinicians would be fool‐hardy to prematurely close decision‐making prior to definitive diagnosis. In the case of shock, such diagnostic arrogance would delay time‐sensitive therapies and thus contribute to morbidity and mortality. Nonetheless, this physical examination algorithmunderstanding its operating characteristics and limitationsmay add to the bedside clinician's diagnostic armamentarium.
Our study has several notable limitations. First, bedside examinations were performed by multiple observers who had limited (1 electronic mail) instruction on how to perform and document the data gathered for this study. So these results should be generalized cautiously until reproduced at other centers with greater numbers of observers (than the 28 of this study). The central supposition, that skin cooler, capillary refill longer, and pulse pressure more narrow than theirs, presupposes reasonable homogeneity of the normal state which is not necessarily true.11 Interobserver variability of physical examination further compromises the fidelity of findings recorded for this study.13 Since we conducted a retrospective review, and because of the emergency nature of the clinical problem, it would be difficult to conduct a study in which multiple examiners performed the same physical examinations to quantify interobserver variability. Irrespective, we would expect interobserver variability to systematically reduce accuracy; it is all‐the‐more impressive that trainees' examination results correctly diagnosed mechanism of shock in three‐quarters of cases. Also, examiners were not blinded to clinical history, so results of their examination could have been biased by their pre‐examination hypotheses of pathogenesis. Of course, they were not aware of the expert's final categorization of mechanism performed much later in time. Since there is no absolute reference standard for classification of the pathogenesis of shock, we depended upon careful review of selected data (same parameters for each patient) by a single senior investigatoralbeit armed with evidence‐based or consensus‐based standards of diagnosing shock. Finally, it can be argued that all forms of shock are mixed (with hypovolemia) early in the course; sepsis requires refilling of a leaky and dilated vasculature and the noncompliant ischemic ventricle often requires a higher filling pressure than normal to empty. To complicate even more, patients may have preexistent conditions (eg, chronic congestive heart failure, cirrhosis) that limit cardiovascular responses to acute shock. Our diagnostic approach was to identify the principal cause of the acute decompensation, assuming that many patients will have more than 1 single mechanism accounting for hypotension.
In conclusion, this is the first study to examine the utility of this simple physical examination algorithm to diagnose the mechanism of shock. Some have discounted or underemphasized examination techniques in favor of more time‐intensive and labor‐intensive diagnostic modalities, such as bedside echocardiography, which may waste precious time and resources. The simple physical examination algorithm assessed in this study has favorable operating characteristics and can be performed readily by even novice clinicians. If replicated at other centers and by greater numbers of observers, this approach could assist clinicians and teachers who train clinicians to rapidly diagnose and manage patients with shock.
- ,,, et al.Hemodynamic monitoring in shock and implications for management. International consensus conference. Paris, France, 27–28 April 2006.Intensive Care Med.2007;33:575–590.
- .The pathophysiology of the circulation in critical illness. In:Principles of Critical Care.New York:McGraw Hill;2005.
- ,,, et al.2001 SCCM/ESICM/ACCP/ATS/SIS. International Sepsis Definitions Conference.Crit Care Med.2003;31:1250–1256.
- ,,, et al.Definitions for sepsis and organ failure and guidelines for the use of innovative therapies in sepsis.Chest.1992;101:1644–1655;
- ,,, et al.Resuscitation from severe hemorrhage.Crit Care Med.1996;24(2 Suppl):S12–S23.
- ,.Cardiogenic shock: current concepts and improving outcomes circulation.Circulation.2008;117:686–697.
- ,,, et al.The cardiovascular response of normal humans to the administration of endotoxin.N Engl J Med.1989;321:280–287.
- ,,,,,.Experimental endotoxemia in humans: análysis of cytokine release and coagulation, fibrinolytic, an complement pathways.Blood.1990;76:2520–2526.
- ,,,,.Peripheral resistance changes during shock in man.Angiology.1968;19:268–276.
- ,.Capillary refill—is it a useful predictor of hypovolemic states?Ann Emerg Med.1991;20:601–605.
- ,.Defining normal capillary refill: variation with age, sex, and temperature.Ann Emerg Med.1988;17:113–116.
- ,,,.Effect of fever on capillary refill time.Pediatr Emerg Care.1997;13:305–307.
- ,,,,,.Are bedside features of shock reproducible between different observers?Arch Dis Child.2004;89:977–979.
- ,,.Is this patient hypovolemic?JAMA.1999;281:1022–1029.
- ,.The limited reliability of physical signs for estimating hemodynamics in chronic heart failure.JAMA.1989;261:884–888.
- ,,,,.Bedside cardiovascular examination in patients with severe chronic heart failure: importance of rest or inducible jugular venous distension.J Am Coll Cardiol.1993;22:968–974.
- ,,.Evaluation of right‐heart catheterization in the critically ill patients without acute myocardial infarction.N Engl J Med.1983;308(5):263–267.
- ,,, et al.Hemodynamic monitoring in shock and implications for management. International consensus conference. Paris, France, 27–28 April 2006.Intensive Care Med.2007;33:575–590.
- .The pathophysiology of the circulation in critical illness. In:Principles of Critical Care.New York:McGraw Hill;2005.
- ,,, et al.2001 SCCM/ESICM/ACCP/ATS/SIS. International Sepsis Definitions Conference.Crit Care Med.2003;31:1250–1256.
- ,,, et al.Definitions for sepsis and organ failure and guidelines for the use of innovative therapies in sepsis.Chest.1992;101:1644–1655;
- ,,, et al.Resuscitation from severe hemorrhage.Crit Care Med.1996;24(2 Suppl):S12–S23.
- ,.Cardiogenic shock: current concepts and improving outcomes circulation.Circulation.2008;117:686–697.
- ,,, et al.The cardiovascular response of normal humans to the administration of endotoxin.N Engl J Med.1989;321:280–287.
- ,,,,,.Experimental endotoxemia in humans: análysis of cytokine release and coagulation, fibrinolytic, an complement pathways.Blood.1990;76:2520–2526.
- ,,,,.Peripheral resistance changes during shock in man.Angiology.1968;19:268–276.
- ,.Capillary refill—is it a useful predictor of hypovolemic states?Ann Emerg Med.1991;20:601–605.
- ,.Defining normal capillary refill: variation with age, sex, and temperature.Ann Emerg Med.1988;17:113–116.
- ,,,.Effect of fever on capillary refill time.Pediatr Emerg Care.1997;13:305–307.
- ,,,,,.Are bedside features of shock reproducible between different observers?Arch Dis Child.2004;89:977–979.
- ,,.Is this patient hypovolemic?JAMA.1999;281:1022–1029.
- ,.The limited reliability of physical signs for estimating hemodynamics in chronic heart failure.JAMA.1989;261:884–888.
- ,,,,.Bedside cardiovascular examination in patients with severe chronic heart failure: importance of rest or inducible jugular venous distension.J Am Coll Cardiol.1993;22:968–974.
- ,,.Evaluation of right‐heart catheterization in the critically ill patients without acute myocardial infarction.N Engl J Med.1983;308(5):263–267.
Medication Reconciliation: A Consensus Statement From Stakeholders
Medication reconciliation is integral to reducing medication errors surrounding hospitalizations.1, 2 The practice of medication reconciliation requires a systematic and comprehensive review of all the medications a patient is currently taking to ensure that medications being added, changed, or discontinued are carefully evaluated with the goal of maintaining an accurate list; that this process is undertaken at every transition along the continuum of care; and that an accurate list of medications is available to the patient or family/caregiver and all providers involved in the patient's care, especially when a care handoff takes place. With regulators, payers and the public increasingly demanding action to reduce medication errors in hospitals, all health care providers must support efforts to achieve accurate medication reconciliation.1, 3
The Joint Commission's Definition of Medication
Any prescription medications, sample medications, herbal remedies, vitamins, nutraceuticals, vaccines, or over‐the‐counter drugs; diagnostic and contrast agents used on or administered to persons to diagnose, treat, or prevent disease or other abnormal conditions; radioactive medications, respiratory therapy treatments, parenteral nutrition, blood derivatives, and intravenous solutions (plain, with electrolytes and/or drugs); and any product designated by the Food and Drug Administration (FDA) as a drug. This definition of medication does not include enteral nutrition solutions (which are considered food products), oxygen, and other medical gases.
2010 Hospital Accreditation Standards,
The Joint Commission, 2010, p. GL19.
While conceptually straightforward, implementing medication reconciliation has proved to be very difficult in the myriad healthcare settings that exist. The disjointed nature of the American health care system and a conglomeration of paper and electronic systems for tracking medications synergize to thwart efforts to maintain an accurate, up‐to‐date medication list at every step along the care continuum. Although The Joint Commission defines medication for the purpose of its accreditation standards (see box), the healthcare community lacks a common understanding or agreement regarding what constitutes a medication. There is also confusion about who should ultimately be responsible for obtaining the patient's medication information, for performing the various steps in the reconciliation process, and for managing the multiple providers who alter the medication list but may not feel competent to perform reconciliation of medications outside their area of expertise safely. Importantly, there is also a lack of clarity around how patients and family/caregivers should be involved in the process.
Despite these challenges, medication reconciliation remains a critical patient safety activity that is supported by the organizations signing this consensus statement, (Table 1). Although medication reconciliation has an impact on medication safety in all care settings, this paper focuses on issues most germane to the continuum of care involving the hospital setting. The themes and issues discussed will likely apply to other care settings as well. In this paper, we also recommend several concrete steps that we believe should be initiated immediately to begin to reach the goal of optimizing the medication safety achievable through effective medication reconciliation.
Background
Medication reconciliation is intended to be a systematic extension of the medication history‐taking process that has been used by health care providers for decades. Its recent iteration was developed to ensure that medications were not added, omitted, or changed inadvertently during care transitions. It became codified, refined, and tested over the past decade through the efforts of a number of groups focused on medication safety including the Institute for Healthcare Improvement (IHI) and the Institute for Safe Medication Practices (ISMP). With the reinforcing adoption of medication reconciliation as National Patient Safety Goal (NPSG) No. 8 in 2005 by The Joint Commission, efforts to implement it became widespread in both hospital‐based and ambulatory settings.
Medication reconciliation has three steps, as described by IHI4:
-
Verification (collection of the patient's medication history);
-
Clarification (ensuring that the medications and doses are appropriate); and
-
Reconciliation (documentation of changes in the orders).
The details of the process vary by setting and by the availability of paper or electronic medical records. However, the essential steps remain the same, as does the need to perform reconciliation each time the patient transfers to a new setting or level of care. Table 2 lists the most common points at which medication reconciliation occurs in hospitalized patients.
|
| American Academy of Pediatrics |
| American Association of Critical‐Care Nurses |
| Consumers Advancing Patient Safety |
| Institute for Healthcare Improvement |
| Institute for Safe Medication Practices |
| The Joint Commission |
| Massachusetts Coalition for Prevention of Medical Errors |
| Microsoft Corporation |
| Northwestern Memorial Hospital and Northwestern University School of Medicine |
| Society of General Internal Medicine |
| Society of Hospital Medicine |
| University of California San Diego Medical Center |
Because of their complexity, organizations must take care to design their medication reconciliation processes systematically. IHI lists elements of a well‐designed medication reconciliation process as part of its 5 Million Lives Campaign How‐to Guide.4 Such a process:
-
Uses a patient centered approach.
-
Makes it easy to complete the process for all involved. Staff members recognize the what's‐in‐it‐for‐me aspect of the change.
-
Minimizes the opportunity for drug interactions and therapeutic duplications by making the patient's list of current medications available when clinicians prescribe new medications.
-
Provides the patient with an up‐to‐date list of medications.
-
Ensures that other providers who need to know have information about changes in a patient's medication plan.
Research on how adverse drug events (ADE) occur supports the need for tight control of medication orders at transitions in care. For instance:
-
In a study conducted at Mayo Health System in Wisconsin, poor communication of medical information at transition points was responsible for as many as 50% of all medication errors in the hospital and up to 20% of ADEs.5
-
Variances between the medications patients were taking prior to admission and their admission orders ranged from 30% to 70% in 2 literature reviews.1, 6
-
The largest study of medication reconciliation errors and risk factors at hospital admission documented that 36% of patients had errors in their admission orders.7
When The Joint Commission adopted medication reconciliation as NPSG No. 8 in 2005 it had 2 parts: Requirement 8Aa process must exist for comparing the patient's current medications with those ordered for the patient while under the care of the organization; and requirement 8Ba complete list of the patient's medications must be communicated to the next provider of service on transfer within or outside the organization and a complete list of medications must be provided to the patient on discharge.8
However, many hospitals found it difficult to implement medication reconciliation in a systematic way. There was also confusion among hospital staff and administration about the exact definition of medication reconciliation in terms of what it should entail.9 Given these difficulties, The Joint Commission announced that effective January 1, 2009, medication reconciliation would no longer be factored into an organization's accreditation decision or be considered for Requirements for Improvement. Additionally, The Joint Commission stated it is reviewing and revising the NPSG so that it will be ready to be released in January 2011 for implementation later that year.10
Recognizing the difficulty hospitals were having with meaningfully implementing medication reconciliation, the Society of Hospital Medicine convened a 1‐day conference on March 6, 2009, to obtain input from key stakeholders and focus on several critical domains relevant to the success of hospital‐based medication reconciliation. The Agency for Healthcare Research and Quality provided funding support for this conference through grant 1R13HS017520‐01.
An overarching theme emerged from the meeting: the need to reorient the focus of medication reconciliation away from that of an accreditation mandate and toward a broader view of patient safety. Forcing medication reconciliation via a requirement for accreditation tended to limit an organization's efforts to specific process measures. Addressing it as a more global patient safety issue takes into account the entire patient care experience and then opens the door to leverage nonclinical venues (e.g., medical home, family home, community, religious, and other social organizations, as well as social networking platforms) and engage the patient and family/caregivers to reinforce the importance of medication safety.
This white paper evolved from discussions at the March 2009 conference,11 and subsequent structured communication among attendees. Formal endorsement of this document was obtained from the organizations listed in Table 1. In this document, we explore several key issues in implementing clinically meaningful and patient‐centered medication reconciliation. We focus on building common language and understanding of the processes of and participants in medication reconciliation; consider issues of implementation and risk stratification; emphasize the need for research to identify best practices and discusses how to disseminate the findings; promote health information technology platforms that will support interoperable medication information exchange; support the formation of partnerships between patient care sites and nonclinical sites as well as utilizing social marketing opportunities to enhance opportunities for transmitting messages about medication safety; and reinforce the ongoing healthcare reform discussion which aims to align financial incentives with patient safety efforts. After each section, we offer concrete first steps to address the issues discussed.
| Admission: When clinicians reconcile the patient's medications taken at home or at a prior care setting with any new prescription orders to be prescribed by an admitting clinician. |
| Transfer (intra‐ or inter‐facility; with change of clinician or site of care): When clinicians review previous medication orders in light of the patient's clinical status, along with new orders or plans of care. |
| Discharge: When clinicians review all medications the patient was taking prior to being hospitalized, incorporating new prescriptions from the hospitalization and determining whether any medication should be added, discontinued, or modified while being mindful of therapeutic interchanges needed for formulary purposes. |
Methods
The invitation‐only meeting held on the Northwestern Medical Campus in Chicago, IL, brought together stakeholders representing professional, clinical, health care quality, consumer, and regulatory organizations (Table 3). The conference convened these participants with the goals of identifying barriers to meaningful implementation of medication reconciliation and developing a feasible plan toward its effective implementation in the hospital setting. At the meeting, all participants were divided into 1 of 4 groups, which held a facilitated discussion around 1 of 4 key relevant domains: (1) how to measure success in medication reconciliation; (2) key elements of successful strategies; (3) leveraging partnerships outside the hospital setting to support medication reconciliation; and (4) the roles of the patient and family/caregivers and health literacy. Individual group discussions were cofacilitated by experts in the content area. After each discussion, the small group then rotated to a different discussion. Ultimately, each group participated in all four discussions, which built iteratively on the content derived from the prior groups' insights. Key comments were then shared with the large group for further discussion. To help build consensus, these large group discussions were directed by professional facilitators.
| AACN American Association of Critical Care Nurses |
| AAFP American Academy of Family Physicians |
| AAP American Academy of Pediatrics |
| ACEP American College of Emergency Physicians |
| ACP American College of Physicians |
| AMA American Medical Association |
| AMSN Academy of Medical Surgical Nurses |
| ASHP American Society of Health‐System Pharmacists |
| ASHP Foundation American Society of Health‐System Pharmacists Foundation |
| CAPS Consumers Advancing Patient Safety |
| CMS Centers for Medicare and Medicaid Services |
| CMSA Case Management Society of America |
| HCI Hospitalist Consultants, Inc |
| IHI Institute for Healthcare Improvement |
| InCompass Health |
| ISMP Institute For Safe Medication Practice |
| JCR Joint Commission Resources |
| Massachusetts Coalition for Prevention of Medical Errors |
| Microsoft Corporation |
| Northwestern Memorial Hospital MATCH Program |
| NQF National Quality Forum |
| SGIM Society of General Internal Medicine |
| SHM Society of Hospital Medicine |
| The Joint Commission |
| UCSD Hospital Medicine |
| University of Oklahoma College of Pharmacy Tulsa |
After the meeting, attendees participated in 2 follow‐up conference calls to discuss issues raised at the conference and responses obtained from host organizations. They also subsequently participated in two focus groups with The Joint Commission, giving input on the revision of the medication reconciliation NPSG.
Results
Addressing Barriers to Medication Reconciliation
In order to implement successful medication reconciliation processes, one must build the steps with the patient and family/caregiver as the focus and demonstrate an understanding of the intent of these processes. At its roots, medication reconciliation was developed to ensure that clinicians do not inadvertently add, change, or omit medications and that changes made are communicated to all relevant caregivers.
A number of key issues with respect to successful medication reconciliation processes surfaced in discussions with stakeholders. We believe addressing these issues is necessary before meaningful and standardized implementation can be achieved. After each discussion below, we provide suggested first steps to address these issues.
1. Achieve Consensus on the Definition of Medication and Reconciliation
Despite proposed definitions of these terms by various organizations, there was little agreement about them in the healthcare community. This ambiguity contributed to general confusion about what actually constitutes medication reconciliation. There needs to be a single, clear, and broadly accepted definition of what constitutes a medication. For the purposes of medication reconciliation, the term medication should be broadly inclusive of substances that may have an impact on the patient's care and treatments as well as those substances that may interact with other therapies potentially used during the medical care episode. Illicit or recreational substances may also have impact on therapies considered and therefore may influence this definition.12 Concretely, this definition should encompass prescription and over‐the‐counter medications as well as herbal and dietary supplements.
The term reconciliation in its simplest form implies the process of verifying that a patient's current list of medications (including dose, route, and frequency) are correct and that the medications are currently medically necessary and safe. Reconciliation suggests a process which, by necessity, will vary based on clinical context and setting. Further defining this termand the process of reconciliation itselfshould be carried out using patient safety principles with a focus on patient‐ and family‐centeredness.
Designing hospital‐based medication reconciliation processes should:
-
Employ a multidisciplinary approach that involves nurses, pharmacists, and other appropriate personnel from the inpatient setting as well as ambulatory and community/retail areas, both ambulatory and inpatient physicians, and a patient/family representative;
-
Involve hospital leaders who support, provide guidance, and remove barriers for the multidisciplinary team working to implement the processes;
-
Clearly define the roles of each participant in the processes developed;
-
Include methods to assess and address any special needs due to the developmental stage, age, dependency, language or literacy levels of patients and their family/caregiver;
-
Use clinically relevant process measures (e.g., adherence to procedural steps) and outcome measures (e.g., change in the number of ADEs, unnecessary hospitalizations, or emergency department visits) where appropriate to assess the impact of the process;
-
Include feedback systems to allow for clinically significant process improvement.
Once a common understanding of the terms and intent of medication reconciliation is achieved, it will be important for accrediting organizations, medical societies, quality improvement organizations, and other interested parties to adopt the same language.
First Step
A consortium of clinical, quality, and regulatory stakeholders should work to achieve consensus on the definition for medication and the intent and expectations for the reconciliation process.
2. Clarify Roles and Responsibilities
Given the differences in organizational and practice structures in hospitals and the varying numbers of health professionals involved in a patient's care, no one process design will meet the needs of all sites. As it is clear that interdisciplinary teams are best suited to develop, implement, and carry out complex patient‐centered processes like medication reconciliation, it is crucial that all involved parties have clearly defined roles and responsibilities, including patients and their families/caregivers. It is also important to recognize that these responsibilities may change depending on the dependency or vulnerability of the patient (e.g., children or geriatric patients) or the transition of care being undertaken by the patient (i.e., admission, transfer, or discharge), thus requiring sites to develop clear policies about these roles and responsibilities and how they may change in various situations.
First Step
Individual sites must clearly define the roles and responsibilities of all parties directly involved in medication reconciliation as a part of designing local medication reconciliation processes.
3. Develop Measurement Tools
Ensuring that medication reconciliation processes result in clinically meaningful outcomes requires the development and standardization of a limited number of metrics that may be used by organizations and reported centrally for benchmarking. This core set of measures should be developed by clinical, quality, accreditation, and regulatory organizations (see #10 below) through a consensus building process utilizing multi‐stakeholder input. The set should be supplemented by additional site‐specific measures determined locally that focus on steps in the process itself and allow sites to perform continuous quality improvement. Sites should be encouraged to develop tools locally to support and facilitate organizational and professional adherence to medication reconciliation processes.
First Steps
Clinical, quality, accreditation, and regulatory organizations should develop reliable metrics to be assessed and reported.
The principles of patient‐centeredness and family/caregiver‐centeredness, the medical home, and clinical relevance must be central to the metrics chosen for quality and regulatory purposes.
4. Phased Implementation
Ultimately, comprehensive medication reconciliation processes need to be implemented in hospitals. However, to succeed in integrating complex processes like medication reconciliation into routine hospital practices, implementation may be facilitated by using a phased approach to allow for participants to adapt new processes and procedures to the local environment iteratively. While the most appropriate phased approach to implementation will vary by site and setting, options for phasing might include:
-
Starting with one clinical area or service.
-
Starting with either the admission or discharge reconciliation process.
-
Starting with a patient population at high risk for adverse events.
Irrespective of the phasing strategy employed, development of a clear and pragmatic schedule for the entire implementation process should be established. Phasing decisions should be made based on organizational resources and the clinical needs of the patient population within each clinical setting. As noted, the ultimate goal is to develop comprehensive reconciliation processes occurring during all significant care transitions (i.e., admission, service or site‐of‐care transfers, and discharge) for all hospitalized patients and involving all of their medications. Flexibility in design should be encouraged to ensure the processes can work within local workflow as long as progress toward this primary goal is made.
First Steps
Clinical sites should establish local, pragmatic priorities for a phased approach to implementation.
Tie the phased approach to a timeline or blueprint for programmatic expansion with ultimate plans for comprehensive implementation.
5. Develop Risk Stratification Systems
Medication‐related adverse events related to inadequate reconciliation are more likely to occur in hospitalized patients with certain identifiable risk factors. For example, the MATCH study documented that polypharmacy and age over 65 years were independently associated with increased risk for errors at the time of hospital admission.7 Other factors that may increase the likelihood of medication‐related adverse events at care transitions in the hospital might include: patients with multiple providers, developmental/cognitive impairment, dependency/vulnerability, multiple or high‐risk medications, or poor health literacy or limited English proficiency. Research is needed to elucidate these risk factors further.
An alert system for key risk factors for complications related to incompletely, inappropriately, or inaccurately completed medication reconciliation due to patient, clinician, or system factors should be developed, tested, and broadly implemented. Additionally, an alert system would help maintain vigilance toward this patient safety issue and, potentially, help focus additional resources on high‐risk patients. Such a tool has been tested in ambulatory settings.15
First Step
Additional research on inpatient predictors of failed medication reconciliation and ADE should be prioritized (see #6 below).
6. Study Interventions and Processes
Despite having been an NPSG since 2005, there is still a relative paucity of literature about broadly applicable and effective implementation strategies and demonstrated interventions that improve medication safety related to medication reconciliation. Some strategies that have shown to reduce medication errors at transitions include the involvement of pharmacist medication review on discharge16, 17 and the usefulness of planning by multidisciplinary groups.18 Other studies have outlined the continuing barriers to successful implementation of reconciliation, including the difficulty patients have in accurately recalling their current medications19 and the high cost in nurse and pharmacist time of tracking down a patient's ongoing prescriptions.20, 21 Studies evaluating potential solutions to overcome these and other common barriers are still needed.
Future research should focus on a comprehensive review of implementation strategies, (specifically including the role of health information technology‐based innovations) clinically relevant outcomes, and best practices, while being sensitive to the different needs of varying care settings (e.g., pediatric vs. adult centers, emergency departments vs. inpatient units, community hospital vs. academic medical center, etc.) as well as the resource requirements engendered in the interventions.
First Step
Funding agencies should explicitly prioritize outcomes‐focused medication reconciliation‐related projects (e.g., those which demonstrate a reduction in postdischarge ADE or reduced medication‐related emergency department visits). Previously identified successful strategies should be further investigated. Funded projects should explicitly partner with patients and family/caregivers and also include pediatric and adult patients, rural and urban locations of care, as well as academic and nonacademic hospital settings, to promote more broadly applicable results.
7. Disseminate Success
Best practices and lessons learned, especially those rigorously tested and driven by data, stratified by patient type, care setting (emergency department, intensive care, surgical ward, etc.) and institutional type (community, teaching, safety net, critical access, etc.) need to be disseminated so others can adopt and adapt them effectively. High‐quality case studies with clear explanations of successes, failures, and lessons learned may prove valuable sources of information. This knowledge should foster a learning community approach and accelerate implementation at new sites.
First Step
Hospitals, healthcare systems, as well as quality and regulatory agencies should develop mechanisms within reporting systems to track performance, identify notably successful sites, and publicly report and share methods and lessons learned from them.
8. Promote the Personal Health Record
A fully integrated and transferable personal health record should be accepted as the standard for health information storage and interoperability, giving both the patient (or family/caregiver) and clinical providers access and ownership. Both the HL7 Continuity of Care Document (CCD) and the Continuity of Care Record (CCR) meet these criteria. The CCR was endorsed by the American Society for Testing and Materials22 and a coalition of other medical societies.23 Notably, CCR and CCD were recently adopted as standards for structured electronic health record (EHR) exchange through the July 2010 publication of the Final Rule of the Health Information Technology for Economic and Clinical Health Act provision of the American Recovery and Reinvestment Act of 2009 (ARRA/HITECH) and is now part of the formal US Department of Health and Human Services certification criteria for EHR technologies.24
Mandating a content exchange standard such as the CCR or the CCD should also have the desired effect of ensuring that patients (and their caregivers) become increasingly involved in maintaining an accurate list of the medications they take. Additionally, systems must be sufficiently flexible to address the unique medication management needs of children and geriatric patients. An electronic version of a personal health record is a promising method for improving consistency across care platforms, but to be implemented effectively the record must be compatible across all settings, including, where possible, the patient's home. All health care organizations, pharmacy systems, and insurers, must make medication reconciliation‐related interoperability and accessibility a priority as they pursue information technology strategies.
First Step
Stakeholder organizations must send a clear and convincing message to legislators under the current atmosphere of health care reform, urging them to mandate that health information technology standards include interoperability and support platforms that are consistent with standards put forth in the 2009 HITECH Act Interim Final Rule for EHR certification.
9. Promote Partnerships
At a broader health care system level, leveraging existing partnerships and creating new ones among health care, public/private sector‐affiliated organizations (e.g., community and mail order pharmacies, pharmaceutical organizations and manufacturers, and insurers), and public health organizations are extremely important mechanisms for broader scale impact. This view recognizes the numerous opportunities to educate and influence patients about medication safety outside the dyadic relationship of the clinician and patient in traditional clinical settings. Partnerships between health care and public entities may capitalize on these opportunities to foster adoption of healthy medication practices (e.g., maintaining an accurate and updated medication list), thereby supporting medication reconciliation efforts when individuals encounter health care settings. Partnership and information sharing could be enhanced through the use of a central coordinating body or coalition. This body could generate a shared common vision and contribute expertise to the myriad issues in medication reconciliation.
Partnerships should utilize the following:
-
Social marketing techniques to engage the community. Included within this strategy must be a clear and compelling message that transmits the importance of safe medication practices. Current messages such as keep a list while important, do not offer enough of a sense of urgency or importance. A more powerful message could involve highly publicized medication errors or close calls that would resonate with a broad audience.
-
Local and national champions. Such individuals should be trusted for their health knowledge (e.g., television health care reporters) or be prominent, influential, and trusted figures in other circles (e.g., clergy, politicians, movie celebrities). Indeed, taking advantage of popular media by weaving a theme into a movie or television program about medication safety may prove effective.
Relevant partnerships would include:
-
Quality organizations partnering with other stakeholders to establish unambiguous and unified medication reconciliation standards across the care continuum.
-
Health systems partnering with community pharmacy providers to ensure an uninterrupted communication link in both the inpatient and outpatient settings.
-
Manufacturers and distributors of medications partnering with health care and public health organizations, the media, insurers and other constituents to promote the importance of maintaining and sharing an accurate list of medications.
-
Public health systems partnering with community‐based organizations to encourage and promote the established standards for medication safety through messaging and educational campaigns.
All partnerships must consider issues of patient language and literacy as well as the needs of vulnerable populations in the scope of their activities.
First Step
Public health agencies should partner with health care quality organizations and others to begin a national public campaign to increase the awareness of medication safety (the broader public health concept under which medication reconciliation would fall) and support the importance of the patient's role in maintaining an updated medication list at all times.
10. Align Financial Incentives With Newly Developed Regulatory and Accreditation Requirements
Implementing and performing medication reconciliation takes time, particularly at the outset of a new program. Time requirements and associated costs are major barriers to undertaking comprehensive medication reconciliation, despite its recognized importance for reducing avoidable injury to patients. At present, systems that impede efficiency and slow hospital throughput may be discouraged due to their potential for having an adverse impact on access, finances, and other aspects of care delivery. Moreover, the changed economic climate with reduced hospital fiscal margins limits resources for new initiatives. Currently, failed medication reconciliationand the related avoidable adverse events, culminating in readmission to the hospital or emergency departmentyields additional revenue for hospitals and other providers in some reimbursement models.
Alignment of financial incentives that ensured adequate time and resources for appropriate medication reconciliation processes would facilitate implementation. Additionally, start‐up funding to create and implement these processes needs to be made available.
One example illustrating efforts to align payment policy with medication safety efforts occurred when the Office of the National Coordinator (ONC), in publishing its Final Rule under the 2009 HITECH Act,24 endorsed the importance of financially supporting proper medication reconciliation, particularly at first encounter and transitions in care, by requiring EHR systems seeking certification under the rule to support the care team in the task of reconciliation. For example, vendors will have to support the ability to compare 2 or more medication lists electronically, create medication lists, drug allergy lists, perform drug formulary look‐ups, drug‐drug and drug‐allergy checks, and support creating patient summaries after each visit or post discharge that include medication lists. The ONC, in defining Meaningful Use for eligible health care organizations, included in that definition the goal of exchanging meaningful clinical information among the professional health care teams. This goal is demonstrated through organizations reporting that they performed medication reconciliation for at least 50% of transitions of care in which the patient is transitioned into the care of the eligible professional or admitted to the eligible hospital's or Critical Access Hospital's inpatient or emergency department. Organizations able to demonstrate this level of compliance, along with other Meaningful Use requirements, will be eligible to receive stimulus funds through 2015 and avoid financial penalties that begin after that period.
First Step
Future health care reform must address the misalignment of financial policies and structures, and provide financial incentives to support the development and implementation of better medication management systems and prevent avoidable rehospitalizations and emergency department visits resulting from medication‐related adverse events.
Conclusion
Medication reconciliation involves highly complex processes and is hampered by the disjointed nature of the American health care system. It is, however, a vital part of reducing ADE. If employed more broadly, it has the added benefits of enhancing communication among all providers of care and engaging patients and families/caregivers more consistently and meaningfully in their overall care.
Despite the difficulty of maintaining an accurate medication record in real time across disparate settings, reconciliation is a goal to which our organizations are committed. Given the wide range of healthcare organizations involved in providing medications to patients and the many agencies evaluating those efforts, we believed it would be helpful to provide an overarching set of goals to move medication reconciliation forward.
Our main message is this: Patient safety and patient/family‐centered care must be the principal drivers in the development and implementation of medication reconciliation systems. Ultimately this process is about ensuring that patients are receiving the most appropriate medications no matter where they are treated. With this document, we hope to bring to light the importance of creating and implementing a medication reconciliation program, addressing some barriers to success, and identifying potential solutions that will ensure utility and sustainability of this critical patient safety issue.
- ,,, et al.Unintended medication discrepancies at the time of hospital admission.Arch Intern Med.2005;165(4):424–429.
- .Prevention of medication errors in the pediatric inpatient setting. The American Academy of Pediatrics Policy Statement.Pediatrics.2003;112(2):431–436.
- ,,, et al.Medication reconciliation: a practical tool to reduce the risk of medication errors.J Crit Care.2003;18(4):201–205.
- Institute for Healthcare Improvement. 5 million lives getting started kit: preventing adverse drug events (medication reconciliation), how‐to guide. Available at: http://www.ihi.org/IHI/Programs/Campaign/ADEsMedReconciliation.htm. Published Oct. 1, 2008. Accessed September2010.
- ,.Medication safety: one organization's approach to the challenge.J Clin Outcomes Mana.2001;8(10):27–34.
- ,,,,,.Reconciliation of discrepancies in medication histories and admission orders of newly hospitalized patients.Am J Health Syst Pharm.2004;61(16):1689–1695.
- ,,, et al.Results of the Medications At Transitions and Clinical Handoffs (MATCH) Study: an analysis of medication reconciliation errors and risk factors at hospital admission.J Gen Intern Med.2010;25(5):441–447.
- Joint Commission on Accreditation of Healthcare Organizations.2005 Hospital Accreditation Standards, p.NPSG‐4.
- ,,,,.Brief communication: Results of a medication reconciliation survey from the 2006 Society of Hospital Medicine national meeting.J Hosp Med.2008;3(6):465–472.
- The Joint Commission.Approved: will not score medication reconciliation in 2009.Jt Comm Perspect.2009;29(3):1,3.
- Society of Hospital Medicine. Medication reconciliation: a team approach, conference summary. December 2009. Available at: http://www.hospitalmedicine.org/Content/NavigationMenu/QualityImprovement/QICurrentInitiativesandTrainingOpportunities/QI_Current_Initiativ.htm. Accessed September2010.
- The American Medical Association. The physician's role in medication reconciliation: issues, strategies and safety principles. 2007. Available at: http://www.ama‐assn.org/ama1/pub/upload/mm/370/med‐rec‐monograph.pdf. Accessed September2010.
- Institute of Safe Medication Practices. ISMP's list of high alert medications. 2008. Available at: http://www.ismp.org/Tools/highalertmedications.pdf. Accessed September2010.
- ,,,.Medication use leading to emergency department visits for adverse drug events in older adults.Ann Intern Med.2007;147(11):755–765
- ,,, et al.Experience with a trigger tool for identifying adverse drug events among older adults in ambulatory primary care.Qual Saf Health Care.2009;18(3):199–204.
- ,,, et al.Role of pharmacist counseling in preventing adverse drug events after hospitalization.Arch Intern Med.2006;166(5):565–571.
- ,,,,.Medication reconciliation at an academic medical center: implementation of a comprehensive program from admission to discharge.Am J Health Syst Pharm.2009;66(23):2126–2131.
- ,,,,,.Multidisciplinary approach to inpatient medication reconciliation in an academic setting.Am J Health Syst Pharm.2007;64(8):850–854.
- ,,.Lack of patient knowledge regarding hospital medications.J Hosp Med.2010;5(2):83–86.
- .The unexpected challenges of accurate medication reconciliation.Ann Emerg Med.2008;52(5):493–495.
- ,,,.Medication reconciliation in a rural trauma population.Ann Emerg Med.2008;52(5):483–491.
- ASTM International. ASTM E2369 ‐ 05e1 standard specification for continuity of care record (CCR). Available at: http://www.astm.org/Standards/E2369.htm. Accessed September2010.
- ,,.The continuity of care record.Am Fam Physician.2004;70(7):1220,1222–1223.
- Department of Health and Human Services. Health information technology: initial set of standards, implementation specifications, and certification criteria for electronic health record technology; final rule. Available at: http://edocket.access.gpo.gov/2010/pdf/2010–17210.pdf. Accessed September2010.
Medication reconciliation is integral to reducing medication errors surrounding hospitalizations.1, 2 The practice of medication reconciliation requires a systematic and comprehensive review of all the medications a patient is currently taking to ensure that medications being added, changed, or discontinued are carefully evaluated with the goal of maintaining an accurate list; that this process is undertaken at every transition along the continuum of care; and that an accurate list of medications is available to the patient or family/caregiver and all providers involved in the patient's care, especially when a care handoff takes place. With regulators, payers and the public increasingly demanding action to reduce medication errors in hospitals, all health care providers must support efforts to achieve accurate medication reconciliation.1, 3
The Joint Commission's Definition of Medication
Any prescription medications, sample medications, herbal remedies, vitamins, nutraceuticals, vaccines, or over‐the‐counter drugs; diagnostic and contrast agents used on or administered to persons to diagnose, treat, or prevent disease or other abnormal conditions; radioactive medications, respiratory therapy treatments, parenteral nutrition, blood derivatives, and intravenous solutions (plain, with electrolytes and/or drugs); and any product designated by the Food and Drug Administration (FDA) as a drug. This definition of medication does not include enteral nutrition solutions (which are considered food products), oxygen, and other medical gases.
2010 Hospital Accreditation Standards,
The Joint Commission, 2010, p. GL19.
While conceptually straightforward, implementing medication reconciliation has proved to be very difficult in the myriad healthcare settings that exist. The disjointed nature of the American health care system and a conglomeration of paper and electronic systems for tracking medications synergize to thwart efforts to maintain an accurate, up‐to‐date medication list at every step along the care continuum. Although The Joint Commission defines medication for the purpose of its accreditation standards (see box), the healthcare community lacks a common understanding or agreement regarding what constitutes a medication. There is also confusion about who should ultimately be responsible for obtaining the patient's medication information, for performing the various steps in the reconciliation process, and for managing the multiple providers who alter the medication list but may not feel competent to perform reconciliation of medications outside their area of expertise safely. Importantly, there is also a lack of clarity around how patients and family/caregivers should be involved in the process.
Despite these challenges, medication reconciliation remains a critical patient safety activity that is supported by the organizations signing this consensus statement, (Table 1). Although medication reconciliation has an impact on medication safety in all care settings, this paper focuses on issues most germane to the continuum of care involving the hospital setting. The themes and issues discussed will likely apply to other care settings as well. In this paper, we also recommend several concrete steps that we believe should be initiated immediately to begin to reach the goal of optimizing the medication safety achievable through effective medication reconciliation.
Background
Medication reconciliation is intended to be a systematic extension of the medication history‐taking process that has been used by health care providers for decades. Its recent iteration was developed to ensure that medications were not added, omitted, or changed inadvertently during care transitions. It became codified, refined, and tested over the past decade through the efforts of a number of groups focused on medication safety including the Institute for Healthcare Improvement (IHI) and the Institute for Safe Medication Practices (ISMP). With the reinforcing adoption of medication reconciliation as National Patient Safety Goal (NPSG) No. 8 in 2005 by The Joint Commission, efforts to implement it became widespread in both hospital‐based and ambulatory settings.
Medication reconciliation has three steps, as described by IHI4:
-
Verification (collection of the patient's medication history);
-
Clarification (ensuring that the medications and doses are appropriate); and
-
Reconciliation (documentation of changes in the orders).
The details of the process vary by setting and by the availability of paper or electronic medical records. However, the essential steps remain the same, as does the need to perform reconciliation each time the patient transfers to a new setting or level of care. Table 2 lists the most common points at which medication reconciliation occurs in hospitalized patients.
|
| American Academy of Pediatrics |
| American Association of Critical‐Care Nurses |
| Consumers Advancing Patient Safety |
| Institute for Healthcare Improvement |
| Institute for Safe Medication Practices |
| The Joint Commission |
| Massachusetts Coalition for Prevention of Medical Errors |
| Microsoft Corporation |
| Northwestern Memorial Hospital and Northwestern University School of Medicine |
| Society of General Internal Medicine |
| Society of Hospital Medicine |
| University of California San Diego Medical Center |
Because of their complexity, organizations must take care to design their medication reconciliation processes systematically. IHI lists elements of a well‐designed medication reconciliation process as part of its 5 Million Lives Campaign How‐to Guide.4 Such a process:
-
Uses a patient centered approach.
-
Makes it easy to complete the process for all involved. Staff members recognize the what's‐in‐it‐for‐me aspect of the change.
-
Minimizes the opportunity for drug interactions and therapeutic duplications by making the patient's list of current medications available when clinicians prescribe new medications.
-
Provides the patient with an up‐to‐date list of medications.
-
Ensures that other providers who need to know have information about changes in a patient's medication plan.
Research on how adverse drug events (ADE) occur supports the need for tight control of medication orders at transitions in care. For instance:
-
In a study conducted at Mayo Health System in Wisconsin, poor communication of medical information at transition points was responsible for as many as 50% of all medication errors in the hospital and up to 20% of ADEs.5
-
Variances between the medications patients were taking prior to admission and their admission orders ranged from 30% to 70% in 2 literature reviews.1, 6
-
The largest study of medication reconciliation errors and risk factors at hospital admission documented that 36% of patients had errors in their admission orders.7
When The Joint Commission adopted medication reconciliation as NPSG No. 8 in 2005 it had 2 parts: Requirement 8Aa process must exist for comparing the patient's current medications with those ordered for the patient while under the care of the organization; and requirement 8Ba complete list of the patient's medications must be communicated to the next provider of service on transfer within or outside the organization and a complete list of medications must be provided to the patient on discharge.8
However, many hospitals found it difficult to implement medication reconciliation in a systematic way. There was also confusion among hospital staff and administration about the exact definition of medication reconciliation in terms of what it should entail.9 Given these difficulties, The Joint Commission announced that effective January 1, 2009, medication reconciliation would no longer be factored into an organization's accreditation decision or be considered for Requirements for Improvement. Additionally, The Joint Commission stated it is reviewing and revising the NPSG so that it will be ready to be released in January 2011 for implementation later that year.10
Recognizing the difficulty hospitals were having with meaningfully implementing medication reconciliation, the Society of Hospital Medicine convened a 1‐day conference on March 6, 2009, to obtain input from key stakeholders and focus on several critical domains relevant to the success of hospital‐based medication reconciliation. The Agency for Healthcare Research and Quality provided funding support for this conference through grant 1R13HS017520‐01.
An overarching theme emerged from the meeting: the need to reorient the focus of medication reconciliation away from that of an accreditation mandate and toward a broader view of patient safety. Forcing medication reconciliation via a requirement for accreditation tended to limit an organization's efforts to specific process measures. Addressing it as a more global patient safety issue takes into account the entire patient care experience and then opens the door to leverage nonclinical venues (e.g., medical home, family home, community, religious, and other social organizations, as well as social networking platforms) and engage the patient and family/caregivers to reinforce the importance of medication safety.
This white paper evolved from discussions at the March 2009 conference,11 and subsequent structured communication among attendees. Formal endorsement of this document was obtained from the organizations listed in Table 1. In this document, we explore several key issues in implementing clinically meaningful and patient‐centered medication reconciliation. We focus on building common language and understanding of the processes of and participants in medication reconciliation; consider issues of implementation and risk stratification; emphasize the need for research to identify best practices and discusses how to disseminate the findings; promote health information technology platforms that will support interoperable medication information exchange; support the formation of partnerships between patient care sites and nonclinical sites as well as utilizing social marketing opportunities to enhance opportunities for transmitting messages about medication safety; and reinforce the ongoing healthcare reform discussion which aims to align financial incentives with patient safety efforts. After each section, we offer concrete first steps to address the issues discussed.
| Admission: When clinicians reconcile the patient's medications taken at home or at a prior care setting with any new prescription orders to be prescribed by an admitting clinician. |
| Transfer (intra‐ or inter‐facility; with change of clinician or site of care): When clinicians review previous medication orders in light of the patient's clinical status, along with new orders or plans of care. |
| Discharge: When clinicians review all medications the patient was taking prior to being hospitalized, incorporating new prescriptions from the hospitalization and determining whether any medication should be added, discontinued, or modified while being mindful of therapeutic interchanges needed for formulary purposes. |
Methods
The invitation‐only meeting held on the Northwestern Medical Campus in Chicago, IL, brought together stakeholders representing professional, clinical, health care quality, consumer, and regulatory organizations (Table 3). The conference convened these participants with the goals of identifying barriers to meaningful implementation of medication reconciliation and developing a feasible plan toward its effective implementation in the hospital setting. At the meeting, all participants were divided into 1 of 4 groups, which held a facilitated discussion around 1 of 4 key relevant domains: (1) how to measure success in medication reconciliation; (2) key elements of successful strategies; (3) leveraging partnerships outside the hospital setting to support medication reconciliation; and (4) the roles of the patient and family/caregivers and health literacy. Individual group discussions were cofacilitated by experts in the content area. After each discussion, the small group then rotated to a different discussion. Ultimately, each group participated in all four discussions, which built iteratively on the content derived from the prior groups' insights. Key comments were then shared with the large group for further discussion. To help build consensus, these large group discussions were directed by professional facilitators.
| AACN American Association of Critical Care Nurses |
| AAFP American Academy of Family Physicians |
| AAP American Academy of Pediatrics |
| ACEP American College of Emergency Physicians |
| ACP American College of Physicians |
| AMA American Medical Association |
| AMSN Academy of Medical Surgical Nurses |
| ASHP American Society of Health‐System Pharmacists |
| ASHP Foundation American Society of Health‐System Pharmacists Foundation |
| CAPS Consumers Advancing Patient Safety |
| CMS Centers for Medicare and Medicaid Services |
| CMSA Case Management Society of America |
| HCI Hospitalist Consultants, Inc |
| IHI Institute for Healthcare Improvement |
| InCompass Health |
| ISMP Institute For Safe Medication Practice |
| JCR Joint Commission Resources |
| Massachusetts Coalition for Prevention of Medical Errors |
| Microsoft Corporation |
| Northwestern Memorial Hospital MATCH Program |
| NQF National Quality Forum |
| SGIM Society of General Internal Medicine |
| SHM Society of Hospital Medicine |
| The Joint Commission |
| UCSD Hospital Medicine |
| University of Oklahoma College of Pharmacy Tulsa |
After the meeting, attendees participated in 2 follow‐up conference calls to discuss issues raised at the conference and responses obtained from host organizations. They also subsequently participated in two focus groups with The Joint Commission, giving input on the revision of the medication reconciliation NPSG.
Results
Addressing Barriers to Medication Reconciliation
In order to implement successful medication reconciliation processes, one must build the steps with the patient and family/caregiver as the focus and demonstrate an understanding of the intent of these processes. At its roots, medication reconciliation was developed to ensure that clinicians do not inadvertently add, change, or omit medications and that changes made are communicated to all relevant caregivers.
A number of key issues with respect to successful medication reconciliation processes surfaced in discussions with stakeholders. We believe addressing these issues is necessary before meaningful and standardized implementation can be achieved. After each discussion below, we provide suggested first steps to address these issues.
1. Achieve Consensus on the Definition of Medication and Reconciliation
Despite proposed definitions of these terms by various organizations, there was little agreement about them in the healthcare community. This ambiguity contributed to general confusion about what actually constitutes medication reconciliation. There needs to be a single, clear, and broadly accepted definition of what constitutes a medication. For the purposes of medication reconciliation, the term medication should be broadly inclusive of substances that may have an impact on the patient's care and treatments as well as those substances that may interact with other therapies potentially used during the medical care episode. Illicit or recreational substances may also have impact on therapies considered and therefore may influence this definition.12 Concretely, this definition should encompass prescription and over‐the‐counter medications as well as herbal and dietary supplements.
The term reconciliation in its simplest form implies the process of verifying that a patient's current list of medications (including dose, route, and frequency) are correct and that the medications are currently medically necessary and safe. Reconciliation suggests a process which, by necessity, will vary based on clinical context and setting. Further defining this termand the process of reconciliation itselfshould be carried out using patient safety principles with a focus on patient‐ and family‐centeredness.
Designing hospital‐based medication reconciliation processes should:
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Employ a multidisciplinary approach that involves nurses, pharmacists, and other appropriate personnel from the inpatient setting as well as ambulatory and community/retail areas, both ambulatory and inpatient physicians, and a patient/family representative;
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Involve hospital leaders who support, provide guidance, and remove barriers for the multidisciplinary team working to implement the processes;
-
Clearly define the roles of each participant in the processes developed;
-
Include methods to assess and address any special needs due to the developmental stage, age, dependency, language or literacy levels of patients and their family/caregiver;
-
Use clinically relevant process measures (e.g., adherence to procedural steps) and outcome measures (e.g., change in the number of ADEs, unnecessary hospitalizations, or emergency department visits) where appropriate to assess the impact of the process;
-
Include feedback systems to allow for clinically significant process improvement.
Once a common understanding of the terms and intent of medication reconciliation is achieved, it will be important for accrediting organizations, medical societies, quality improvement organizations, and other interested parties to adopt the same language.
First Step
A consortium of clinical, quality, and regulatory stakeholders should work to achieve consensus on the definition for medication and the intent and expectations for the reconciliation process.
2. Clarify Roles and Responsibilities
Given the differences in organizational and practice structures in hospitals and the varying numbers of health professionals involved in a patient's care, no one process design will meet the needs of all sites. As it is clear that interdisciplinary teams are best suited to develop, implement, and carry out complex patient‐centered processes like medication reconciliation, it is crucial that all involved parties have clearly defined roles and responsibilities, including patients and their families/caregivers. It is also important to recognize that these responsibilities may change depending on the dependency or vulnerability of the patient (e.g., children or geriatric patients) or the transition of care being undertaken by the patient (i.e., admission, transfer, or discharge), thus requiring sites to develop clear policies about these roles and responsibilities and how they may change in various situations.
First Step
Individual sites must clearly define the roles and responsibilities of all parties directly involved in medication reconciliation as a part of designing local medication reconciliation processes.
3. Develop Measurement Tools
Ensuring that medication reconciliation processes result in clinically meaningful outcomes requires the development and standardization of a limited number of metrics that may be used by organizations and reported centrally for benchmarking. This core set of measures should be developed by clinical, quality, accreditation, and regulatory organizations (see #10 below) through a consensus building process utilizing multi‐stakeholder input. The set should be supplemented by additional site‐specific measures determined locally that focus on steps in the process itself and allow sites to perform continuous quality improvement. Sites should be encouraged to develop tools locally to support and facilitate organizational and professional adherence to medication reconciliation processes.
First Steps
Clinical, quality, accreditation, and regulatory organizations should develop reliable metrics to be assessed and reported.
The principles of patient‐centeredness and family/caregiver‐centeredness, the medical home, and clinical relevance must be central to the metrics chosen for quality and regulatory purposes.
4. Phased Implementation
Ultimately, comprehensive medication reconciliation processes need to be implemented in hospitals. However, to succeed in integrating complex processes like medication reconciliation into routine hospital practices, implementation may be facilitated by using a phased approach to allow for participants to adapt new processes and procedures to the local environment iteratively. While the most appropriate phased approach to implementation will vary by site and setting, options for phasing might include:
-
Starting with one clinical area or service.
-
Starting with either the admission or discharge reconciliation process.
-
Starting with a patient population at high risk for adverse events.
Irrespective of the phasing strategy employed, development of a clear and pragmatic schedule for the entire implementation process should be established. Phasing decisions should be made based on organizational resources and the clinical needs of the patient population within each clinical setting. As noted, the ultimate goal is to develop comprehensive reconciliation processes occurring during all significant care transitions (i.e., admission, service or site‐of‐care transfers, and discharge) for all hospitalized patients and involving all of their medications. Flexibility in design should be encouraged to ensure the processes can work within local workflow as long as progress toward this primary goal is made.
First Steps
Clinical sites should establish local, pragmatic priorities for a phased approach to implementation.
Tie the phased approach to a timeline or blueprint for programmatic expansion with ultimate plans for comprehensive implementation.
5. Develop Risk Stratification Systems
Medication‐related adverse events related to inadequate reconciliation are more likely to occur in hospitalized patients with certain identifiable risk factors. For example, the MATCH study documented that polypharmacy and age over 65 years were independently associated with increased risk for errors at the time of hospital admission.7 Other factors that may increase the likelihood of medication‐related adverse events at care transitions in the hospital might include: patients with multiple providers, developmental/cognitive impairment, dependency/vulnerability, multiple or high‐risk medications, or poor health literacy or limited English proficiency. Research is needed to elucidate these risk factors further.
An alert system for key risk factors for complications related to incompletely, inappropriately, or inaccurately completed medication reconciliation due to patient, clinician, or system factors should be developed, tested, and broadly implemented. Additionally, an alert system would help maintain vigilance toward this patient safety issue and, potentially, help focus additional resources on high‐risk patients. Such a tool has been tested in ambulatory settings.15
First Step
Additional research on inpatient predictors of failed medication reconciliation and ADE should be prioritized (see #6 below).
6. Study Interventions and Processes
Despite having been an NPSG since 2005, there is still a relative paucity of literature about broadly applicable and effective implementation strategies and demonstrated interventions that improve medication safety related to medication reconciliation. Some strategies that have shown to reduce medication errors at transitions include the involvement of pharmacist medication review on discharge16, 17 and the usefulness of planning by multidisciplinary groups.18 Other studies have outlined the continuing barriers to successful implementation of reconciliation, including the difficulty patients have in accurately recalling their current medications19 and the high cost in nurse and pharmacist time of tracking down a patient's ongoing prescriptions.20, 21 Studies evaluating potential solutions to overcome these and other common barriers are still needed.
Future research should focus on a comprehensive review of implementation strategies, (specifically including the role of health information technology‐based innovations) clinically relevant outcomes, and best practices, while being sensitive to the different needs of varying care settings (e.g., pediatric vs. adult centers, emergency departments vs. inpatient units, community hospital vs. academic medical center, etc.) as well as the resource requirements engendered in the interventions.
First Step
Funding agencies should explicitly prioritize outcomes‐focused medication reconciliation‐related projects (e.g., those which demonstrate a reduction in postdischarge ADE or reduced medication‐related emergency department visits). Previously identified successful strategies should be further investigated. Funded projects should explicitly partner with patients and family/caregivers and also include pediatric and adult patients, rural and urban locations of care, as well as academic and nonacademic hospital settings, to promote more broadly applicable results.
7. Disseminate Success
Best practices and lessons learned, especially those rigorously tested and driven by data, stratified by patient type, care setting (emergency department, intensive care, surgical ward, etc.) and institutional type (community, teaching, safety net, critical access, etc.) need to be disseminated so others can adopt and adapt them effectively. High‐quality case studies with clear explanations of successes, failures, and lessons learned may prove valuable sources of information. This knowledge should foster a learning community approach and accelerate implementation at new sites.
First Step
Hospitals, healthcare systems, as well as quality and regulatory agencies should develop mechanisms within reporting systems to track performance, identify notably successful sites, and publicly report and share methods and lessons learned from them.
8. Promote the Personal Health Record
A fully integrated and transferable personal health record should be accepted as the standard for health information storage and interoperability, giving both the patient (or family/caregiver) and clinical providers access and ownership. Both the HL7 Continuity of Care Document (CCD) and the Continuity of Care Record (CCR) meet these criteria. The CCR was endorsed by the American Society for Testing and Materials22 and a coalition of other medical societies.23 Notably, CCR and CCD were recently adopted as standards for structured electronic health record (EHR) exchange through the July 2010 publication of the Final Rule of the Health Information Technology for Economic and Clinical Health Act provision of the American Recovery and Reinvestment Act of 2009 (ARRA/HITECH) and is now part of the formal US Department of Health and Human Services certification criteria for EHR technologies.24
Mandating a content exchange standard such as the CCR or the CCD should also have the desired effect of ensuring that patients (and their caregivers) become increasingly involved in maintaining an accurate list of the medications they take. Additionally, systems must be sufficiently flexible to address the unique medication management needs of children and geriatric patients. An electronic version of a personal health record is a promising method for improving consistency across care platforms, but to be implemented effectively the record must be compatible across all settings, including, where possible, the patient's home. All health care organizations, pharmacy systems, and insurers, must make medication reconciliation‐related interoperability and accessibility a priority as they pursue information technology strategies.
First Step
Stakeholder organizations must send a clear and convincing message to legislators under the current atmosphere of health care reform, urging them to mandate that health information technology standards include interoperability and support platforms that are consistent with standards put forth in the 2009 HITECH Act Interim Final Rule for EHR certification.
9. Promote Partnerships
At a broader health care system level, leveraging existing partnerships and creating new ones among health care, public/private sector‐affiliated organizations (e.g., community and mail order pharmacies, pharmaceutical organizations and manufacturers, and insurers), and public health organizations are extremely important mechanisms for broader scale impact. This view recognizes the numerous opportunities to educate and influence patients about medication safety outside the dyadic relationship of the clinician and patient in traditional clinical settings. Partnerships between health care and public entities may capitalize on these opportunities to foster adoption of healthy medication practices (e.g., maintaining an accurate and updated medication list), thereby supporting medication reconciliation efforts when individuals encounter health care settings. Partnership and information sharing could be enhanced through the use of a central coordinating body or coalition. This body could generate a shared common vision and contribute expertise to the myriad issues in medication reconciliation.
Partnerships should utilize the following:
-
Social marketing techniques to engage the community. Included within this strategy must be a clear and compelling message that transmits the importance of safe medication practices. Current messages such as keep a list while important, do not offer enough of a sense of urgency or importance. A more powerful message could involve highly publicized medication errors or close calls that would resonate with a broad audience.
-
Local and national champions. Such individuals should be trusted for their health knowledge (e.g., television health care reporters) or be prominent, influential, and trusted figures in other circles (e.g., clergy, politicians, movie celebrities). Indeed, taking advantage of popular media by weaving a theme into a movie or television program about medication safety may prove effective.
Relevant partnerships would include:
-
Quality organizations partnering with other stakeholders to establish unambiguous and unified medication reconciliation standards across the care continuum.
-
Health systems partnering with community pharmacy providers to ensure an uninterrupted communication link in both the inpatient and outpatient settings.
-
Manufacturers and distributors of medications partnering with health care and public health organizations, the media, insurers and other constituents to promote the importance of maintaining and sharing an accurate list of medications.
-
Public health systems partnering with community‐based organizations to encourage and promote the established standards for medication safety through messaging and educational campaigns.
All partnerships must consider issues of patient language and literacy as well as the needs of vulnerable populations in the scope of their activities.
First Step
Public health agencies should partner with health care quality organizations and others to begin a national public campaign to increase the awareness of medication safety (the broader public health concept under which medication reconciliation would fall) and support the importance of the patient's role in maintaining an updated medication list at all times.
10. Align Financial Incentives With Newly Developed Regulatory and Accreditation Requirements
Implementing and performing medication reconciliation takes time, particularly at the outset of a new program. Time requirements and associated costs are major barriers to undertaking comprehensive medication reconciliation, despite its recognized importance for reducing avoidable injury to patients. At present, systems that impede efficiency and slow hospital throughput may be discouraged due to their potential for having an adverse impact on access, finances, and other aspects of care delivery. Moreover, the changed economic climate with reduced hospital fiscal margins limits resources for new initiatives. Currently, failed medication reconciliationand the related avoidable adverse events, culminating in readmission to the hospital or emergency departmentyields additional revenue for hospitals and other providers in some reimbursement models.
Alignment of financial incentives that ensured adequate time and resources for appropriate medication reconciliation processes would facilitate implementation. Additionally, start‐up funding to create and implement these processes needs to be made available.
One example illustrating efforts to align payment policy with medication safety efforts occurred when the Office of the National Coordinator (ONC), in publishing its Final Rule under the 2009 HITECH Act,24 endorsed the importance of financially supporting proper medication reconciliation, particularly at first encounter and transitions in care, by requiring EHR systems seeking certification under the rule to support the care team in the task of reconciliation. For example, vendors will have to support the ability to compare 2 or more medication lists electronically, create medication lists, drug allergy lists, perform drug formulary look‐ups, drug‐drug and drug‐allergy checks, and support creating patient summaries after each visit or post discharge that include medication lists. The ONC, in defining Meaningful Use for eligible health care organizations, included in that definition the goal of exchanging meaningful clinical information among the professional health care teams. This goal is demonstrated through organizations reporting that they performed medication reconciliation for at least 50% of transitions of care in which the patient is transitioned into the care of the eligible professional or admitted to the eligible hospital's or Critical Access Hospital's inpatient or emergency department. Organizations able to demonstrate this level of compliance, along with other Meaningful Use requirements, will be eligible to receive stimulus funds through 2015 and avoid financial penalties that begin after that period.
First Step
Future health care reform must address the misalignment of financial policies and structures, and provide financial incentives to support the development and implementation of better medication management systems and prevent avoidable rehospitalizations and emergency department visits resulting from medication‐related adverse events.
Conclusion
Medication reconciliation involves highly complex processes and is hampered by the disjointed nature of the American health care system. It is, however, a vital part of reducing ADE. If employed more broadly, it has the added benefits of enhancing communication among all providers of care and engaging patients and families/caregivers more consistently and meaningfully in their overall care.
Despite the difficulty of maintaining an accurate medication record in real time across disparate settings, reconciliation is a goal to which our organizations are committed. Given the wide range of healthcare organizations involved in providing medications to patients and the many agencies evaluating those efforts, we believed it would be helpful to provide an overarching set of goals to move medication reconciliation forward.
Our main message is this: Patient safety and patient/family‐centered care must be the principal drivers in the development and implementation of medication reconciliation systems. Ultimately this process is about ensuring that patients are receiving the most appropriate medications no matter where they are treated. With this document, we hope to bring to light the importance of creating and implementing a medication reconciliation program, addressing some barriers to success, and identifying potential solutions that will ensure utility and sustainability of this critical patient safety issue.
Medication reconciliation is integral to reducing medication errors surrounding hospitalizations.1, 2 The practice of medication reconciliation requires a systematic and comprehensive review of all the medications a patient is currently taking to ensure that medications being added, changed, or discontinued are carefully evaluated with the goal of maintaining an accurate list; that this process is undertaken at every transition along the continuum of care; and that an accurate list of medications is available to the patient or family/caregiver and all providers involved in the patient's care, especially when a care handoff takes place. With regulators, payers and the public increasingly demanding action to reduce medication errors in hospitals, all health care providers must support efforts to achieve accurate medication reconciliation.1, 3
The Joint Commission's Definition of Medication
Any prescription medications, sample medications, herbal remedies, vitamins, nutraceuticals, vaccines, or over‐the‐counter drugs; diagnostic and contrast agents used on or administered to persons to diagnose, treat, or prevent disease or other abnormal conditions; radioactive medications, respiratory therapy treatments, parenteral nutrition, blood derivatives, and intravenous solutions (plain, with electrolytes and/or drugs); and any product designated by the Food and Drug Administration (FDA) as a drug. This definition of medication does not include enteral nutrition solutions (which are considered food products), oxygen, and other medical gases.
2010 Hospital Accreditation Standards,
The Joint Commission, 2010, p. GL19.
While conceptually straightforward, implementing medication reconciliation has proved to be very difficult in the myriad healthcare settings that exist. The disjointed nature of the American health care system and a conglomeration of paper and electronic systems for tracking medications synergize to thwart efforts to maintain an accurate, up‐to‐date medication list at every step along the care continuum. Although The Joint Commission defines medication for the purpose of its accreditation standards (see box), the healthcare community lacks a common understanding or agreement regarding what constitutes a medication. There is also confusion about who should ultimately be responsible for obtaining the patient's medication information, for performing the various steps in the reconciliation process, and for managing the multiple providers who alter the medication list but may not feel competent to perform reconciliation of medications outside their area of expertise safely. Importantly, there is also a lack of clarity around how patients and family/caregivers should be involved in the process.
Despite these challenges, medication reconciliation remains a critical patient safety activity that is supported by the organizations signing this consensus statement, (Table 1). Although medication reconciliation has an impact on medication safety in all care settings, this paper focuses on issues most germane to the continuum of care involving the hospital setting. The themes and issues discussed will likely apply to other care settings as well. In this paper, we also recommend several concrete steps that we believe should be initiated immediately to begin to reach the goal of optimizing the medication safety achievable through effective medication reconciliation.
Background
Medication reconciliation is intended to be a systematic extension of the medication history‐taking process that has been used by health care providers for decades. Its recent iteration was developed to ensure that medications were not added, omitted, or changed inadvertently during care transitions. It became codified, refined, and tested over the past decade through the efforts of a number of groups focused on medication safety including the Institute for Healthcare Improvement (IHI) and the Institute for Safe Medication Practices (ISMP). With the reinforcing adoption of medication reconciliation as National Patient Safety Goal (NPSG) No. 8 in 2005 by The Joint Commission, efforts to implement it became widespread in both hospital‐based and ambulatory settings.
Medication reconciliation has three steps, as described by IHI4:
-
Verification (collection of the patient's medication history);
-
Clarification (ensuring that the medications and doses are appropriate); and
-
Reconciliation (documentation of changes in the orders).
The details of the process vary by setting and by the availability of paper or electronic medical records. However, the essential steps remain the same, as does the need to perform reconciliation each time the patient transfers to a new setting or level of care. Table 2 lists the most common points at which medication reconciliation occurs in hospitalized patients.
|
| American Academy of Pediatrics |
| American Association of Critical‐Care Nurses |
| Consumers Advancing Patient Safety |
| Institute for Healthcare Improvement |
| Institute for Safe Medication Practices |
| The Joint Commission |
| Massachusetts Coalition for Prevention of Medical Errors |
| Microsoft Corporation |
| Northwestern Memorial Hospital and Northwestern University School of Medicine |
| Society of General Internal Medicine |
| Society of Hospital Medicine |
| University of California San Diego Medical Center |
Because of their complexity, organizations must take care to design their medication reconciliation processes systematically. IHI lists elements of a well‐designed medication reconciliation process as part of its 5 Million Lives Campaign How‐to Guide.4 Such a process:
-
Uses a patient centered approach.
-
Makes it easy to complete the process for all involved. Staff members recognize the what's‐in‐it‐for‐me aspect of the change.
-
Minimizes the opportunity for drug interactions and therapeutic duplications by making the patient's list of current medications available when clinicians prescribe new medications.
-
Provides the patient with an up‐to‐date list of medications.
-
Ensures that other providers who need to know have information about changes in a patient's medication plan.
Research on how adverse drug events (ADE) occur supports the need for tight control of medication orders at transitions in care. For instance:
-
In a study conducted at Mayo Health System in Wisconsin, poor communication of medical information at transition points was responsible for as many as 50% of all medication errors in the hospital and up to 20% of ADEs.5
-
Variances between the medications patients were taking prior to admission and their admission orders ranged from 30% to 70% in 2 literature reviews.1, 6
-
The largest study of medication reconciliation errors and risk factors at hospital admission documented that 36% of patients had errors in their admission orders.7
When The Joint Commission adopted medication reconciliation as NPSG No. 8 in 2005 it had 2 parts: Requirement 8Aa process must exist for comparing the patient's current medications with those ordered for the patient while under the care of the organization; and requirement 8Ba complete list of the patient's medications must be communicated to the next provider of service on transfer within or outside the organization and a complete list of medications must be provided to the patient on discharge.8
However, many hospitals found it difficult to implement medication reconciliation in a systematic way. There was also confusion among hospital staff and administration about the exact definition of medication reconciliation in terms of what it should entail.9 Given these difficulties, The Joint Commission announced that effective January 1, 2009, medication reconciliation would no longer be factored into an organization's accreditation decision or be considered for Requirements for Improvement. Additionally, The Joint Commission stated it is reviewing and revising the NPSG so that it will be ready to be released in January 2011 for implementation later that year.10
Recognizing the difficulty hospitals were having with meaningfully implementing medication reconciliation, the Society of Hospital Medicine convened a 1‐day conference on March 6, 2009, to obtain input from key stakeholders and focus on several critical domains relevant to the success of hospital‐based medication reconciliation. The Agency for Healthcare Research and Quality provided funding support for this conference through grant 1R13HS017520‐01.
An overarching theme emerged from the meeting: the need to reorient the focus of medication reconciliation away from that of an accreditation mandate and toward a broader view of patient safety. Forcing medication reconciliation via a requirement for accreditation tended to limit an organization's efforts to specific process measures. Addressing it as a more global patient safety issue takes into account the entire patient care experience and then opens the door to leverage nonclinical venues (e.g., medical home, family home, community, religious, and other social organizations, as well as social networking platforms) and engage the patient and family/caregivers to reinforce the importance of medication safety.
This white paper evolved from discussions at the March 2009 conference,11 and subsequent structured communication among attendees. Formal endorsement of this document was obtained from the organizations listed in Table 1. In this document, we explore several key issues in implementing clinically meaningful and patient‐centered medication reconciliation. We focus on building common language and understanding of the processes of and participants in medication reconciliation; consider issues of implementation and risk stratification; emphasize the need for research to identify best practices and discusses how to disseminate the findings; promote health information technology platforms that will support interoperable medication information exchange; support the formation of partnerships between patient care sites and nonclinical sites as well as utilizing social marketing opportunities to enhance opportunities for transmitting messages about medication safety; and reinforce the ongoing healthcare reform discussion which aims to align financial incentives with patient safety efforts. After each section, we offer concrete first steps to address the issues discussed.
| Admission: When clinicians reconcile the patient's medications taken at home or at a prior care setting with any new prescription orders to be prescribed by an admitting clinician. |
| Transfer (intra‐ or inter‐facility; with change of clinician or site of care): When clinicians review previous medication orders in light of the patient's clinical status, along with new orders or plans of care. |
| Discharge: When clinicians review all medications the patient was taking prior to being hospitalized, incorporating new prescriptions from the hospitalization and determining whether any medication should be added, discontinued, or modified while being mindful of therapeutic interchanges needed for formulary purposes. |
Methods
The invitation‐only meeting held on the Northwestern Medical Campus in Chicago, IL, brought together stakeholders representing professional, clinical, health care quality, consumer, and regulatory organizations (Table 3). The conference convened these participants with the goals of identifying barriers to meaningful implementation of medication reconciliation and developing a feasible plan toward its effective implementation in the hospital setting. At the meeting, all participants were divided into 1 of 4 groups, which held a facilitated discussion around 1 of 4 key relevant domains: (1) how to measure success in medication reconciliation; (2) key elements of successful strategies; (3) leveraging partnerships outside the hospital setting to support medication reconciliation; and (4) the roles of the patient and family/caregivers and health literacy. Individual group discussions were cofacilitated by experts in the content area. After each discussion, the small group then rotated to a different discussion. Ultimately, each group participated in all four discussions, which built iteratively on the content derived from the prior groups' insights. Key comments were then shared with the large group for further discussion. To help build consensus, these large group discussions were directed by professional facilitators.
| AACN American Association of Critical Care Nurses |
| AAFP American Academy of Family Physicians |
| AAP American Academy of Pediatrics |
| ACEP American College of Emergency Physicians |
| ACP American College of Physicians |
| AMA American Medical Association |
| AMSN Academy of Medical Surgical Nurses |
| ASHP American Society of Health‐System Pharmacists |
| ASHP Foundation American Society of Health‐System Pharmacists Foundation |
| CAPS Consumers Advancing Patient Safety |
| CMS Centers for Medicare and Medicaid Services |
| CMSA Case Management Society of America |
| HCI Hospitalist Consultants, Inc |
| IHI Institute for Healthcare Improvement |
| InCompass Health |
| ISMP Institute For Safe Medication Practice |
| JCR Joint Commission Resources |
| Massachusetts Coalition for Prevention of Medical Errors |
| Microsoft Corporation |
| Northwestern Memorial Hospital MATCH Program |
| NQF National Quality Forum |
| SGIM Society of General Internal Medicine |
| SHM Society of Hospital Medicine |
| The Joint Commission |
| UCSD Hospital Medicine |
| University of Oklahoma College of Pharmacy Tulsa |
After the meeting, attendees participated in 2 follow‐up conference calls to discuss issues raised at the conference and responses obtained from host organizations. They also subsequently participated in two focus groups with The Joint Commission, giving input on the revision of the medication reconciliation NPSG.
Results
Addressing Barriers to Medication Reconciliation
In order to implement successful medication reconciliation processes, one must build the steps with the patient and family/caregiver as the focus and demonstrate an understanding of the intent of these processes. At its roots, medication reconciliation was developed to ensure that clinicians do not inadvertently add, change, or omit medications and that changes made are communicated to all relevant caregivers.
A number of key issues with respect to successful medication reconciliation processes surfaced in discussions with stakeholders. We believe addressing these issues is necessary before meaningful and standardized implementation can be achieved. After each discussion below, we provide suggested first steps to address these issues.
1. Achieve Consensus on the Definition of Medication and Reconciliation
Despite proposed definitions of these terms by various organizations, there was little agreement about them in the healthcare community. This ambiguity contributed to general confusion about what actually constitutes medication reconciliation. There needs to be a single, clear, and broadly accepted definition of what constitutes a medication. For the purposes of medication reconciliation, the term medication should be broadly inclusive of substances that may have an impact on the patient's care and treatments as well as those substances that may interact with other therapies potentially used during the medical care episode. Illicit or recreational substances may also have impact on therapies considered and therefore may influence this definition.12 Concretely, this definition should encompass prescription and over‐the‐counter medications as well as herbal and dietary supplements.
The term reconciliation in its simplest form implies the process of verifying that a patient's current list of medications (including dose, route, and frequency) are correct and that the medications are currently medically necessary and safe. Reconciliation suggests a process which, by necessity, will vary based on clinical context and setting. Further defining this termand the process of reconciliation itselfshould be carried out using patient safety principles with a focus on patient‐ and family‐centeredness.
Designing hospital‐based medication reconciliation processes should:
-
Employ a multidisciplinary approach that involves nurses, pharmacists, and other appropriate personnel from the inpatient setting as well as ambulatory and community/retail areas, both ambulatory and inpatient physicians, and a patient/family representative;
-
Involve hospital leaders who support, provide guidance, and remove barriers for the multidisciplinary team working to implement the processes;
-
Clearly define the roles of each participant in the processes developed;
-
Include methods to assess and address any special needs due to the developmental stage, age, dependency, language or literacy levels of patients and their family/caregiver;
-
Use clinically relevant process measures (e.g., adherence to procedural steps) and outcome measures (e.g., change in the number of ADEs, unnecessary hospitalizations, or emergency department visits) where appropriate to assess the impact of the process;
-
Include feedback systems to allow for clinically significant process improvement.
Once a common understanding of the terms and intent of medication reconciliation is achieved, it will be important for accrediting organizations, medical societies, quality improvement organizations, and other interested parties to adopt the same language.
First Step
A consortium of clinical, quality, and regulatory stakeholders should work to achieve consensus on the definition for medication and the intent and expectations for the reconciliation process.
2. Clarify Roles and Responsibilities
Given the differences in organizational and practice structures in hospitals and the varying numbers of health professionals involved in a patient's care, no one process design will meet the needs of all sites. As it is clear that interdisciplinary teams are best suited to develop, implement, and carry out complex patient‐centered processes like medication reconciliation, it is crucial that all involved parties have clearly defined roles and responsibilities, including patients and their families/caregivers. It is also important to recognize that these responsibilities may change depending on the dependency or vulnerability of the patient (e.g., children or geriatric patients) or the transition of care being undertaken by the patient (i.e., admission, transfer, or discharge), thus requiring sites to develop clear policies about these roles and responsibilities and how they may change in various situations.
First Step
Individual sites must clearly define the roles and responsibilities of all parties directly involved in medication reconciliation as a part of designing local medication reconciliation processes.
3. Develop Measurement Tools
Ensuring that medication reconciliation processes result in clinically meaningful outcomes requires the development and standardization of a limited number of metrics that may be used by organizations and reported centrally for benchmarking. This core set of measures should be developed by clinical, quality, accreditation, and regulatory organizations (see #10 below) through a consensus building process utilizing multi‐stakeholder input. The set should be supplemented by additional site‐specific measures determined locally that focus on steps in the process itself and allow sites to perform continuous quality improvement. Sites should be encouraged to develop tools locally to support and facilitate organizational and professional adherence to medication reconciliation processes.
First Steps
Clinical, quality, accreditation, and regulatory organizations should develop reliable metrics to be assessed and reported.
The principles of patient‐centeredness and family/caregiver‐centeredness, the medical home, and clinical relevance must be central to the metrics chosen for quality and regulatory purposes.
4. Phased Implementation
Ultimately, comprehensive medication reconciliation processes need to be implemented in hospitals. However, to succeed in integrating complex processes like medication reconciliation into routine hospital practices, implementation may be facilitated by using a phased approach to allow for participants to adapt new processes and procedures to the local environment iteratively. While the most appropriate phased approach to implementation will vary by site and setting, options for phasing might include:
-
Starting with one clinical area or service.
-
Starting with either the admission or discharge reconciliation process.
-
Starting with a patient population at high risk for adverse events.
Irrespective of the phasing strategy employed, development of a clear and pragmatic schedule for the entire implementation process should be established. Phasing decisions should be made based on organizational resources and the clinical needs of the patient population within each clinical setting. As noted, the ultimate goal is to develop comprehensive reconciliation processes occurring during all significant care transitions (i.e., admission, service or site‐of‐care transfers, and discharge) for all hospitalized patients and involving all of their medications. Flexibility in design should be encouraged to ensure the processes can work within local workflow as long as progress toward this primary goal is made.
First Steps
Clinical sites should establish local, pragmatic priorities for a phased approach to implementation.
Tie the phased approach to a timeline or blueprint for programmatic expansion with ultimate plans for comprehensive implementation.
5. Develop Risk Stratification Systems
Medication‐related adverse events related to inadequate reconciliation are more likely to occur in hospitalized patients with certain identifiable risk factors. For example, the MATCH study documented that polypharmacy and age over 65 years were independently associated with increased risk for errors at the time of hospital admission.7 Other factors that may increase the likelihood of medication‐related adverse events at care transitions in the hospital might include: patients with multiple providers, developmental/cognitive impairment, dependency/vulnerability, multiple or high‐risk medications, or poor health literacy or limited English proficiency. Research is needed to elucidate these risk factors further.
An alert system for key risk factors for complications related to incompletely, inappropriately, or inaccurately completed medication reconciliation due to patient, clinician, or system factors should be developed, tested, and broadly implemented. Additionally, an alert system would help maintain vigilance toward this patient safety issue and, potentially, help focus additional resources on high‐risk patients. Such a tool has been tested in ambulatory settings.15
First Step
Additional research on inpatient predictors of failed medication reconciliation and ADE should be prioritized (see #6 below).
6. Study Interventions and Processes
Despite having been an NPSG since 2005, there is still a relative paucity of literature about broadly applicable and effective implementation strategies and demonstrated interventions that improve medication safety related to medication reconciliation. Some strategies that have shown to reduce medication errors at transitions include the involvement of pharmacist medication review on discharge16, 17 and the usefulness of planning by multidisciplinary groups.18 Other studies have outlined the continuing barriers to successful implementation of reconciliation, including the difficulty patients have in accurately recalling their current medications19 and the high cost in nurse and pharmacist time of tracking down a patient's ongoing prescriptions.20, 21 Studies evaluating potential solutions to overcome these and other common barriers are still needed.
Future research should focus on a comprehensive review of implementation strategies, (specifically including the role of health information technology‐based innovations) clinically relevant outcomes, and best practices, while being sensitive to the different needs of varying care settings (e.g., pediatric vs. adult centers, emergency departments vs. inpatient units, community hospital vs. academic medical center, etc.) as well as the resource requirements engendered in the interventions.
First Step
Funding agencies should explicitly prioritize outcomes‐focused medication reconciliation‐related projects (e.g., those which demonstrate a reduction in postdischarge ADE or reduced medication‐related emergency department visits). Previously identified successful strategies should be further investigated. Funded projects should explicitly partner with patients and family/caregivers and also include pediatric and adult patients, rural and urban locations of care, as well as academic and nonacademic hospital settings, to promote more broadly applicable results.
7. Disseminate Success
Best practices and lessons learned, especially those rigorously tested and driven by data, stratified by patient type, care setting (emergency department, intensive care, surgical ward, etc.) and institutional type (community, teaching, safety net, critical access, etc.) need to be disseminated so others can adopt and adapt them effectively. High‐quality case studies with clear explanations of successes, failures, and lessons learned may prove valuable sources of information. This knowledge should foster a learning community approach and accelerate implementation at new sites.
First Step
Hospitals, healthcare systems, as well as quality and regulatory agencies should develop mechanisms within reporting systems to track performance, identify notably successful sites, and publicly report and share methods and lessons learned from them.
8. Promote the Personal Health Record
A fully integrated and transferable personal health record should be accepted as the standard for health information storage and interoperability, giving both the patient (or family/caregiver) and clinical providers access and ownership. Both the HL7 Continuity of Care Document (CCD) and the Continuity of Care Record (CCR) meet these criteria. The CCR was endorsed by the American Society for Testing and Materials22 and a coalition of other medical societies.23 Notably, CCR and CCD were recently adopted as standards for structured electronic health record (EHR) exchange through the July 2010 publication of the Final Rule of the Health Information Technology for Economic and Clinical Health Act provision of the American Recovery and Reinvestment Act of 2009 (ARRA/HITECH) and is now part of the formal US Department of Health and Human Services certification criteria for EHR technologies.24
Mandating a content exchange standard such as the CCR or the CCD should also have the desired effect of ensuring that patients (and their caregivers) become increasingly involved in maintaining an accurate list of the medications they take. Additionally, systems must be sufficiently flexible to address the unique medication management needs of children and geriatric patients. An electronic version of a personal health record is a promising method for improving consistency across care platforms, but to be implemented effectively the record must be compatible across all settings, including, where possible, the patient's home. All health care organizations, pharmacy systems, and insurers, must make medication reconciliation‐related interoperability and accessibility a priority as they pursue information technology strategies.
First Step
Stakeholder organizations must send a clear and convincing message to legislators under the current atmosphere of health care reform, urging them to mandate that health information technology standards include interoperability and support platforms that are consistent with standards put forth in the 2009 HITECH Act Interim Final Rule for EHR certification.
9. Promote Partnerships
At a broader health care system level, leveraging existing partnerships and creating new ones among health care, public/private sector‐affiliated organizations (e.g., community and mail order pharmacies, pharmaceutical organizations and manufacturers, and insurers), and public health organizations are extremely important mechanisms for broader scale impact. This view recognizes the numerous opportunities to educate and influence patients about medication safety outside the dyadic relationship of the clinician and patient in traditional clinical settings. Partnerships between health care and public entities may capitalize on these opportunities to foster adoption of healthy medication practices (e.g., maintaining an accurate and updated medication list), thereby supporting medication reconciliation efforts when individuals encounter health care settings. Partnership and information sharing could be enhanced through the use of a central coordinating body or coalition. This body could generate a shared common vision and contribute expertise to the myriad issues in medication reconciliation.
Partnerships should utilize the following:
-
Social marketing techniques to engage the community. Included within this strategy must be a clear and compelling message that transmits the importance of safe medication practices. Current messages such as keep a list while important, do not offer enough of a sense of urgency or importance. A more powerful message could involve highly publicized medication errors or close calls that would resonate with a broad audience.
-
Local and national champions. Such individuals should be trusted for their health knowledge (e.g., television health care reporters) or be prominent, influential, and trusted figures in other circles (e.g., clergy, politicians, movie celebrities). Indeed, taking advantage of popular media by weaving a theme into a movie or television program about medication safety may prove effective.
Relevant partnerships would include:
-
Quality organizations partnering with other stakeholders to establish unambiguous and unified medication reconciliation standards across the care continuum.
-
Health systems partnering with community pharmacy providers to ensure an uninterrupted communication link in both the inpatient and outpatient settings.
-
Manufacturers and distributors of medications partnering with health care and public health organizations, the media, insurers and other constituents to promote the importance of maintaining and sharing an accurate list of medications.
-
Public health systems partnering with community‐based organizations to encourage and promote the established standards for medication safety through messaging and educational campaigns.
All partnerships must consider issues of patient language and literacy as well as the needs of vulnerable populations in the scope of their activities.
First Step
Public health agencies should partner with health care quality organizations and others to begin a national public campaign to increase the awareness of medication safety (the broader public health concept under which medication reconciliation would fall) and support the importance of the patient's role in maintaining an updated medication list at all times.
10. Align Financial Incentives With Newly Developed Regulatory and Accreditation Requirements
Implementing and performing medication reconciliation takes time, particularly at the outset of a new program. Time requirements and associated costs are major barriers to undertaking comprehensive medication reconciliation, despite its recognized importance for reducing avoidable injury to patients. At present, systems that impede efficiency and slow hospital throughput may be discouraged due to their potential for having an adverse impact on access, finances, and other aspects of care delivery. Moreover, the changed economic climate with reduced hospital fiscal margins limits resources for new initiatives. Currently, failed medication reconciliationand the related avoidable adverse events, culminating in readmission to the hospital or emergency departmentyields additional revenue for hospitals and other providers in some reimbursement models.
Alignment of financial incentives that ensured adequate time and resources for appropriate medication reconciliation processes would facilitate implementation. Additionally, start‐up funding to create and implement these processes needs to be made available.
One example illustrating efforts to align payment policy with medication safety efforts occurred when the Office of the National Coordinator (ONC), in publishing its Final Rule under the 2009 HITECH Act,24 endorsed the importance of financially supporting proper medication reconciliation, particularly at first encounter and transitions in care, by requiring EHR systems seeking certification under the rule to support the care team in the task of reconciliation. For example, vendors will have to support the ability to compare 2 or more medication lists electronically, create medication lists, drug allergy lists, perform drug formulary look‐ups, drug‐drug and drug‐allergy checks, and support creating patient summaries after each visit or post discharge that include medication lists. The ONC, in defining Meaningful Use for eligible health care organizations, included in that definition the goal of exchanging meaningful clinical information among the professional health care teams. This goal is demonstrated through organizations reporting that they performed medication reconciliation for at least 50% of transitions of care in which the patient is transitioned into the care of the eligible professional or admitted to the eligible hospital's or Critical Access Hospital's inpatient or emergency department. Organizations able to demonstrate this level of compliance, along with other Meaningful Use requirements, will be eligible to receive stimulus funds through 2015 and avoid financial penalties that begin after that period.
First Step
Future health care reform must address the misalignment of financial policies and structures, and provide financial incentives to support the development and implementation of better medication management systems and prevent avoidable rehospitalizations and emergency department visits resulting from medication‐related adverse events.
Conclusion
Medication reconciliation involves highly complex processes and is hampered by the disjointed nature of the American health care system. It is, however, a vital part of reducing ADE. If employed more broadly, it has the added benefits of enhancing communication among all providers of care and engaging patients and families/caregivers more consistently and meaningfully in their overall care.
Despite the difficulty of maintaining an accurate medication record in real time across disparate settings, reconciliation is a goal to which our organizations are committed. Given the wide range of healthcare organizations involved in providing medications to patients and the many agencies evaluating those efforts, we believed it would be helpful to provide an overarching set of goals to move medication reconciliation forward.
Our main message is this: Patient safety and patient/family‐centered care must be the principal drivers in the development and implementation of medication reconciliation systems. Ultimately this process is about ensuring that patients are receiving the most appropriate medications no matter where they are treated. With this document, we hope to bring to light the importance of creating and implementing a medication reconciliation program, addressing some barriers to success, and identifying potential solutions that will ensure utility and sustainability of this critical patient safety issue.
- ,,, et al.Unintended medication discrepancies at the time of hospital admission.Arch Intern Med.2005;165(4):424–429.
- .Prevention of medication errors in the pediatric inpatient setting. The American Academy of Pediatrics Policy Statement.Pediatrics.2003;112(2):431–436.
- ,,, et al.Medication reconciliation: a practical tool to reduce the risk of medication errors.J Crit Care.2003;18(4):201–205.
- Institute for Healthcare Improvement. 5 million lives getting started kit: preventing adverse drug events (medication reconciliation), how‐to guide. Available at: http://www.ihi.org/IHI/Programs/Campaign/ADEsMedReconciliation.htm. Published Oct. 1, 2008. Accessed September2010.
- ,.Medication safety: one organization's approach to the challenge.J Clin Outcomes Mana.2001;8(10):27–34.
- ,,,,,.Reconciliation of discrepancies in medication histories and admission orders of newly hospitalized patients.Am J Health Syst Pharm.2004;61(16):1689–1695.
- ,,, et al.Results of the Medications At Transitions and Clinical Handoffs (MATCH) Study: an analysis of medication reconciliation errors and risk factors at hospital admission.J Gen Intern Med.2010;25(5):441–447.
- Joint Commission on Accreditation of Healthcare Organizations.2005 Hospital Accreditation Standards, p.NPSG‐4.
- ,,,,.Brief communication: Results of a medication reconciliation survey from the 2006 Society of Hospital Medicine national meeting.J Hosp Med.2008;3(6):465–472.
- The Joint Commission.Approved: will not score medication reconciliation in 2009.Jt Comm Perspect.2009;29(3):1,3.
- Society of Hospital Medicine. Medication reconciliation: a team approach, conference summary. December 2009. Available at: http://www.hospitalmedicine.org/Content/NavigationMenu/QualityImprovement/QICurrentInitiativesandTrainingOpportunities/QI_Current_Initiativ.htm. Accessed September2010.
- The American Medical Association. The physician's role in medication reconciliation: issues, strategies and safety principles. 2007. Available at: http://www.ama‐assn.org/ama1/pub/upload/mm/370/med‐rec‐monograph.pdf. Accessed September2010.
- Institute of Safe Medication Practices. ISMP's list of high alert medications. 2008. Available at: http://www.ismp.org/Tools/highalertmedications.pdf. Accessed September2010.
- ,,,.Medication use leading to emergency department visits for adverse drug events in older adults.Ann Intern Med.2007;147(11):755–765
- ,,, et al.Experience with a trigger tool for identifying adverse drug events among older adults in ambulatory primary care.Qual Saf Health Care.2009;18(3):199–204.
- ,,, et al.Role of pharmacist counseling in preventing adverse drug events after hospitalization.Arch Intern Med.2006;166(5):565–571.
- ,,,,.Medication reconciliation at an academic medical center: implementation of a comprehensive program from admission to discharge.Am J Health Syst Pharm.2009;66(23):2126–2131.
- ,,,,,.Multidisciplinary approach to inpatient medication reconciliation in an academic setting.Am J Health Syst Pharm.2007;64(8):850–854.
- ,,.Lack of patient knowledge regarding hospital medications.J Hosp Med.2010;5(2):83–86.
- .The unexpected challenges of accurate medication reconciliation.Ann Emerg Med.2008;52(5):493–495.
- ,,,.Medication reconciliation in a rural trauma population.Ann Emerg Med.2008;52(5):483–491.
- ASTM International. ASTM E2369 ‐ 05e1 standard specification for continuity of care record (CCR). Available at: http://www.astm.org/Standards/E2369.htm. Accessed September2010.
- ,,.The continuity of care record.Am Fam Physician.2004;70(7):1220,1222–1223.
- Department of Health and Human Services. Health information technology: initial set of standards, implementation specifications, and certification criteria for electronic health record technology; final rule. Available at: http://edocket.access.gpo.gov/2010/pdf/2010–17210.pdf. Accessed September2010.
- ,,, et al.Unintended medication discrepancies at the time of hospital admission.Arch Intern Med.2005;165(4):424–429.
- .Prevention of medication errors in the pediatric inpatient setting. The American Academy of Pediatrics Policy Statement.Pediatrics.2003;112(2):431–436.
- ,,, et al.Medication reconciliation: a practical tool to reduce the risk of medication errors.J Crit Care.2003;18(4):201–205.
- Institute for Healthcare Improvement. 5 million lives getting started kit: preventing adverse drug events (medication reconciliation), how‐to guide. Available at: http://www.ihi.org/IHI/Programs/Campaign/ADEsMedReconciliation.htm. Published Oct. 1, 2008. Accessed September2010.
- ,.Medication safety: one organization's approach to the challenge.J Clin Outcomes Mana.2001;8(10):27–34.
- ,,,,,.Reconciliation of discrepancies in medication histories and admission orders of newly hospitalized patients.Am J Health Syst Pharm.2004;61(16):1689–1695.
- ,,, et al.Results of the Medications At Transitions and Clinical Handoffs (MATCH) Study: an analysis of medication reconciliation errors and risk factors at hospital admission.J Gen Intern Med.2010;25(5):441–447.
- Joint Commission on Accreditation of Healthcare Organizations.2005 Hospital Accreditation Standards, p.NPSG‐4.
- ,,,,.Brief communication: Results of a medication reconciliation survey from the 2006 Society of Hospital Medicine national meeting.J Hosp Med.2008;3(6):465–472.
- The Joint Commission.Approved: will not score medication reconciliation in 2009.Jt Comm Perspect.2009;29(3):1,3.
- Society of Hospital Medicine. Medication reconciliation: a team approach, conference summary. December 2009. Available at: http://www.hospitalmedicine.org/Content/NavigationMenu/QualityImprovement/QICurrentInitiativesandTrainingOpportunities/QI_Current_Initiativ.htm. Accessed September2010.
- The American Medical Association. The physician's role in medication reconciliation: issues, strategies and safety principles. 2007. Available at: http://www.ama‐assn.org/ama1/pub/upload/mm/370/med‐rec‐monograph.pdf. Accessed September2010.
- Institute of Safe Medication Practices. ISMP's list of high alert medications. 2008. Available at: http://www.ismp.org/Tools/highalertmedications.pdf. Accessed September2010.
- ,,,.Medication use leading to emergency department visits for adverse drug events in older adults.Ann Intern Med.2007;147(11):755–765
- ,,, et al.Experience with a trigger tool for identifying adverse drug events among older adults in ambulatory primary care.Qual Saf Health Care.2009;18(3):199–204.
- ,,, et al.Role of pharmacist counseling in preventing adverse drug events after hospitalization.Arch Intern Med.2006;166(5):565–571.
- ,,,,.Medication reconciliation at an academic medical center: implementation of a comprehensive program from admission to discharge.Am J Health Syst Pharm.2009;66(23):2126–2131.
- ,,,,,.Multidisciplinary approach to inpatient medication reconciliation in an academic setting.Am J Health Syst Pharm.2007;64(8):850–854.
- ,,.Lack of patient knowledge regarding hospital medications.J Hosp Med.2010;5(2):83–86.
- .The unexpected challenges of accurate medication reconciliation.Ann Emerg Med.2008;52(5):493–495.
- ,,,.Medication reconciliation in a rural trauma population.Ann Emerg Med.2008;52(5):483–491.
- ASTM International. ASTM E2369 ‐ 05e1 standard specification for continuity of care record (CCR). Available at: http://www.astm.org/Standards/E2369.htm. Accessed September2010.
- ,,.The continuity of care record.Am Fam Physician.2004;70(7):1220,1222–1223.
- Department of Health and Human Services. Health information technology: initial set of standards, implementation specifications, and certification criteria for electronic health record technology; final rule. Available at: http://edocket.access.gpo.gov/2010/pdf/2010–17210.pdf. Accessed September2010.