February 2016 Quiz 2

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This is a patient with severe alcoholic hepatitis complicated by sepsis with a Maddrey’s discriminant function greater than 32. Pentoxifylline 400 mg t.i.d. would be the most appropriate choice for treatment. Pentoxifylline is a nonselective phosphodiesterase inhibitor that decreases tumor necrosis factor gene transcription. In one study of severe alcoholic hepatitis, it appeared to reduce both mortality and renal failure. It may have a beneficial effect in preventing HRS. Prednisone would not be optimal in the setting of active infection and sepsis. Anti-TNF treatment has been associated with increased risk of severe infections and this and propylthiouracil have not shown benefit in the treatment of alcoholic hepatitis. For this patient with severe alcoholic hepatitis, treatment will improve survival and observation would not be adequate.

References

  1. O’Shea R.S., Dasarathy S., McCullough A.J.. Alcoholic liver disease. Hepatology 2010;51:307-28.
  2. Mathurin P., Mendenhall C.L., et al. Corticosteroids improve short-term survival in patients with severe alcoholic hepatitis (AH): individual data analysis of the last three randomized placebo controlled double blind trials of corticosteroids in severe AH. J Hepatol. 2002;36:480-7.
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Q2: ANSWER: D

Critique

This is a patient with severe alcoholic hepatitis complicated by sepsis with a Maddrey’s discriminant function greater than 32. Pentoxifylline 400 mg t.i.d. would be the most appropriate choice for treatment. Pentoxifylline is a nonselective phosphodiesterase inhibitor that decreases tumor necrosis factor gene transcription. In one study of severe alcoholic hepatitis, it appeared to reduce both mortality and renal failure. It may have a beneficial effect in preventing HRS. Prednisone would not be optimal in the setting of active infection and sepsis. Anti-TNF treatment has been associated with increased risk of severe infections and this and propylthiouracil have not shown benefit in the treatment of alcoholic hepatitis. For this patient with severe alcoholic hepatitis, treatment will improve survival and observation would not be adequate.

References

  1. O’Shea R.S., Dasarathy S., McCullough A.J.. Alcoholic liver disease. Hepatology 2010;51:307-28.
  2. Mathurin P., Mendenhall C.L., et al. Corticosteroids improve short-term survival in patients with severe alcoholic hepatitis (AH): individual data analysis of the last three randomized placebo controlled double blind trials of corticosteroids in severe AH. J Hepatol. 2002;36:480-7.

Q2: ANSWER: D

Critique

This is a patient with severe alcoholic hepatitis complicated by sepsis with a Maddrey’s discriminant function greater than 32. Pentoxifylline 400 mg t.i.d. would be the most appropriate choice for treatment. Pentoxifylline is a nonselective phosphodiesterase inhibitor that decreases tumor necrosis factor gene transcription. In one study of severe alcoholic hepatitis, it appeared to reduce both mortality and renal failure. It may have a beneficial effect in preventing HRS. Prednisone would not be optimal in the setting of active infection and sepsis. Anti-TNF treatment has been associated with increased risk of severe infections and this and propylthiouracil have not shown benefit in the treatment of alcoholic hepatitis. For this patient with severe alcoholic hepatitis, treatment will improve survival and observation would not be adequate.

References

  1. O’Shea R.S., Dasarathy S., McCullough A.J.. Alcoholic liver disease. Hepatology 2010;51:307-28.
  2. Mathurin P., Mendenhall C.L., et al. Corticosteroids improve short-term survival in patients with severe alcoholic hepatitis (AH): individual data analysis of the last three randomized placebo controlled double blind trials of corticosteroids in severe AH. J Hepatol. 2002;36:480-7.
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February 2016 Quiz 2
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A 40-year-old woman is admitted for acute alcoholic hepatitis. Workup for other causes of acute and chronic liver disease has been negative. On examination, her skin is revealing for spider angiomas over her chest. She is jaundiced but awake and oriented to person, place, and time. Labs: AST, 249 IU/L; ALT, 114 IU/L; ALP, 163 IU/L; total bilirubin, 20.2 mg/dL; prothrombin time, 23.3 sec; INR, 3.1; creatinine, 1.4 mg/dL; blood and urine alcohol levels are positive. Blood cultures are pending and an initial gram stain shows gram-negative rods. Vitals: temperature, 101.3° F, blood pressure, 103/67 mm Hg; heart rate, 103 beats/min, respiratory rate, 12. Supportive care and antibiotics are initiated. Which of the following is the next most appropriate treatment option for this patient?
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Chronic pain and psychiatric illness: Managing comorbid conditions

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Chronic pain and psychiatric illness: Managing comorbid conditions

Pain is one of the most common symptoms for which patients seek medical care, with an associated estimated annual cost of $600 billion.1 Using a multimodal approach to care—thorough evaluation, cognitive-behavioral and psychophysiological therapy, physical therapy, medications, and other interventions—can help patients effectively manage their condition and achieve healthier outcomes.


Evaluating a patient with pain
When developing a safe, comprehensive, and effective treatment plan for patients with chronic pain, first perform a thorough history and physical exam using the following elements:

Pain history. The PQRST mnemonic (Table 1) can help you obtain critical information and assist in determining the appropriate diagnosis and cause of the patient’s pain complaints.


Psychiatric history. Document the mental health history of the patient and first-degree relatives.

Medical history. Knowing the medical history could reveal comorbidities contributing to a patient’s pain complaint.

Treatment history. Listing past and current treatments for pain, including effectiveness, helps the clinician understand if an existing treatment plan should be modified.

Functional status. Document current level of daily activity, how life activities are affected by pain; strategies used to help cope with pain; level of physical and emotional support provided in home, work, and school environments; and active stressors (eg, financial, interpersonal).

Psychosocial history. Document historical information related to coping skills, trauma history, family of origin, abuse, interpersonal relationships, social support, and academic and vocational functioning.

Substance use or abuse. Assess for use of controlled substances (ie, early refills; lost medications; obtaining medications from multiple prescribers, friends, families, or strangers; use of prescribed and non-prescribed medications for non-medical and medical purposes), nicotine, alcohol, illicit substances, and caffeine. A thorough inventory can help to identify substances a patient is using that could affect daily functioning and pain level.

Behavioral observations. Assessing mental status (eg, insight, pain behavior, co­operation) can be useful. Paying attention to pain behaviors, such as complaints of pain, decreased activity, increased medication intake, or altered facial expressions or body posture, can help the clinician gain insight to the extent that pain affects the patient’s quality of life.

The information gathered in the patient evaluation can be used to design a multimodal treatment plan to achieve maximum effectiveness.


Assessing psychiatric illness
Current approaches to pain evaluation and treatment recommend use of a biopsychosocial orientation because psychological, behavioral, and social factors can influence the experience and impact of pain, regardless of the primary cause.2 A comprehensive psychiatric evaluation, diagnosis, and treatment plan should consider the broader context in which a patient’s pain occurs.

Regarding psychiatric illness, past and current symptoms, treatment history, and risk assessment should all be included. Using the “AMPS approach” (Figure)3—assessing Anxiety, Mood (depression and mania), Psychotic symptoms (paranoid ideation and hallucinations), and Substance use—helps screen for comorbid psychiatric conditions in patients with chronic pain.


Sleep assessment
Chronic pain patients often experience significant sleep disturbance that could be caused by physiological aspects of the pain condition, environmental factors (eg, uncomfortable bedding), a comorbid sleep disorder (eg, sleep apnea), a psychiatric disorder, or a combination of the above.

Obstructive and central sleep apnea are characterized by nighttime hypoxia, which leads to frequent disruption of the sleep-wake cycle and often manifests as daytime fatigue, irritability, depression, drowsiness, headaches, and increased pain sensitivity. Changes in sleep arousal can lead to neuro­psychological changes during the day, such as decreased attention, memory problems, impaired executive functioning, and reduced impulse control.

Screen patients for central and obstructive sleep apnea before prescribing opioids or benzodiazepines for pain because these medications can cause or exacerbate underlying sleep apnea. Although many screening tools, such as the Epworth Sleepiness Scale, assess daytime somnolence,4 the STOP-BANG questionnaire is a quick, validated, and efficient screening tool that often is used to assess sleep apnea risk5,6 (Table 2). The presence of ≥3 risk factors identifies patients at increased risk and warrants consideration for further workup by a sleep specialist.7,8


Pharmacotherapy for chronic pain
Non-opioid medications. Pain can be broadly categorized as neuropathic or nociceptive. Neuropathic pain can be described by patients as numbness, burning, electric-like, and tingling, and is associated with nerve damage. Nociceptive pain commonly is described as similar to a toothache with descriptors such as stabbing, sharp, or a dull aching sensation; it is often, but not always, associated with acute injury or ongoing trauma to tissue. Drug treatment is most successful when the appropriate class of medication is matched to the specific type of pain.

Nociceptive pain often is successfully treated with non-steroidal anti-inflammatory drugs and acetaminophen. Non-selective COX inhibitors (eg, ibuprofen, indomethacin, ketorolac) and COX-2 selective inhibitors (eg, celecoxib) have been associated with cardiovascular, gastrointestinal, and renal disease; acetaminophen is associated with liver dysfunction.9-11 However, the absolute risk for complications in healthy patients is low.12 To minimize risk, use these agents for the shortest duration and at the lowest effective dosage possible.

 

 

Neuropathic pain can be addressed with certain antidepressants13—specifically, those that increase serotonin and norepinephrine (eg, tricyclic antidepressants [TCAs] and serotonin-norepinephrine reuptake inhibitors [SNRIs]), or medications that block ion channels (eg, anticonvulsants). TCAs (eg, desipramine, nortriptyline, amitriptyline) are among the best studied and most cost effective medications for treating neuropathic pain,14,15 but they can have sedating and anticholinergic effects, as well as cardiac adverse effects (ie, prolongation of the QTc interval). SNRIs (eg, venlafaxine, desvenlafaxine, duloxetine, and milnacipran) can be effective and often are better tolerated than TCAs.14

Some newer anticonvulsants (eg, gabapentin and pregabalin) have been found to be more effective than placebo for a variety of neuropathic pain conditions.16,17 Although they have few drug-drug interactions, anticonvulsants can cause dizziness, forgetfulness, and sedation. These adverse effects can be minimized by starting at a low dosage and titrating carefully. Because hepatic or renal impairment can affect metabolism or excretion of these drugs, review the prescribing information to determine safe dosing.

Targeted injection of medications to major pain generators (eg, an epidural steroid for radicular neck and back pain; facet injections for facet-related neck and back pain; trigger point injections for myofascial pain; occipital nerve blocks for occipital neuralgia; and botulinum toxin A injections for chronic migraine headache) can be effective in reducing discomfort and increasing function in patients with chronic pain. A detailed discussion of such therapies is beyond the scope of this article, but have been reviewed extensively elsewhere.18,19

Opioids. Although there is little evidence of long-term efficacy with chronic opioid therapy for most patients, a trial of opioids might be warranted for select patients who do not respond to other medications. Because the risk–benefit ratio for chronic opioid therapy is high,20-22 a decision to initiate a trial of a low-dosage opioid should be made only after careful consideration of those risks. It is generally agreed that treatment of chronic pain with low-dosage opioid therapy is more likely to be successful when it is used as an adjuvant to non-opioid modalities (eg, physical reconditioning, injection therapies, spinal cord stimulation, neurobehavioral interventions, non-opioid medications).

The Federation of State Medical Boards has stated that excessive reliance on opioid medications for treating chronic pain is a deviation from best practices.23 To maximize benefit and minimize risk, clinicians should carefully select appropriate patients, establish functional goals, and regularly monitor for efficacy and compliance. Thoroughly document these steps in the patient’s record for later reference.23

After establishing a clinical diagnosis for the cause of the pain, you should determine the risk of opioid abuse or misuse by using any one of the available risk assessment tools (Box). Understand, however, that no single tool has been shown to be more effective than others.


Although patients and some clinicians tend to overvalue the benefits of chronic opioid therapy, many do not fully appreciate the risks (eg, respiratory depression and death), which can be exacerbated if the patient is using other substance that suppress respiration (eg, benzodiazepines, alcohol, and illicit substances). Written informed consent and treatment agreement is highly recommended; components of such a document are listed in Table 3.23


Develop a treatment plan that emphasizes functional goals based on the patient’s physical limitations and that incorporates some type of daily, atraumatic physical activity. This plan should be documented and reviewed regularly to help monitor treatment effectiveness.

After an initial trial of a few weeks, the patient and clinician should meet to review the 5 “A”s (Table 4)24 to determine the success of the opioid regimen. Consulting your state’s prescription drug monitoring program (if one is available), obtaining a random urine drug test, and doing a pill count can provide useful, objective data. If the patient has not made progress but has experienced no adverse effects, then a small dosage increase might be warranted. If any of the 5 “A”s indicates lack of improvement or increased risk, consider stopping opioid therapy and exploring non-opioid options to manage chronic pain.


Referrals to a pain specialist or an addiction specialist, or both, might be needed, depending on the patient’s condition at any given follow-up visit. Such referral decisions, as well as all treatment plans, should be documented clearly in the medical record to prevent any misunderstanding, false accusations, or medicolegal repercussions regarding the rationale for continuing or terminating opioid-based treatment.


Non-pharmaceutical therapy for treating pain
The pain management field has successfully integrated the biopsychosocial model into regular practice. This model advocates the use of multimodal non-drug interventions in conjunction with opioid and non-opioid medications. Such interventions address behavioral, cognitive, sociocultural (psychosocial), lifestyle, and physiological dimensions of pain. A partial list of non-drug interventions is provided in Table 5.

 

 

Integration of these interventions within a biopsychosocial framework can assist you in making a comprehensive treatment plan. For example, patients with focal myofascial shoulder and back pain might derive only transient benefit from trigger point injection. However, concurrent referral to a pain psychologist and physical therapist could substantially improve functional outcomes by addressing factors that directly and indirectly influence myofascial pain. Inclusion of cognitive-behavioral therapy (addressing psychosocial and lifestyle dimensions), surface electromyography, psychophysiological interventions/biofeedback (addressing psychosocial, lifestyle, and physiological dimensions), and physical therapy (addressing lifestyle and physiological dimensions) allows the patient to learn coping skills, decrease physiological arousal that can lead to unnecessary tensing of muscles, and strengthen core muscle groups.

 


Bottom Line
Treating chronic pain in patients with concomitant psychiatric illness can be challenging. A multimodal approach that includes appropriate medications, interventional procedures, physical therapy, and behavioral therapies improves pain, psychiatric illness, and functioning and enhances a patient’s sense of well-being.

 


Related Resources

 

  • Ananth K, Richeimer S, Durham MJ. Managing chronic pain: consider psychotropics and other non-opioids. Current Psychiatry. 2012;11(2):38-42,A.

 

  • Chou R, Fanciullo GJ, Fine PG, et al; American Pain Society-American Academy of Pain Medicine Opioids Guidelines Panel. Clinical guidelines for the use of chronic opioid therapy in chronic noncancer pain. J Pain. 2009;10(2):113-130.


Drug Brand Names
Amitriptyline • Elavil
Botulinum toxin A • Botox
Celecoxib • Celebrex
Desipramine • Norpramin
Desvenlafaxine • Pristiq
Duloxetine • Cymbalta
Gabapentin • Neurontin
Indomethacin • Indocin
Ketorolac • Toradol
Milnacipran • Savella
Nortriptyline • Pamelor
Pregabalin • Lyrica
Venlafaxine • Effexor

 

 

 

Disclosures
The authors report no financial relationships with any company whose products are mentioned in this article or with manufacturers of completing products.
References


1. Institute of Medicine. Relieving pain in America: a blueprint for transforming prevention, care, education, and research. http://www.iom.edu/~/media/Files/Report%20 Files/2011/Relieving-Pain-in-America-A-Blueprint-for- Transforming-Prevention-Care-Education-Research/ Pain%20Research%202011%20Report%20Brief.pdf. Published June 2011. Accessed April 15, 2015.
2. Jensen MP, Moore MR, Bockow TB, et al. Psychosocial factors and adjustment to chronic pain in persons with physical disabilities: a systematic review. Arch Phys Med Rehabil. 2011;92(1):146-160.
3. McCarron R, Xiong G, Bourgeois J. Lippincott’s primary care psychiatry. Philadelphia, PA: Lippincott Williams & Wilkins; 2009.
4. Abrishami A, Khajehdehi A, Chung F. A systematic review of screening questionnaires for obstructive sleep apnea. Can J Anaesth. 2010;57(5):423-438.
5. Boynton G, Vahabzadeh A, Hammoud S, et al. Validation of the STOP-BANG questionnaire among patients referred for suspected obstructive sleep apnea. J Sleep Disord Treat Care. 2013;2(4). doi: 10.4172/2325-9639.1000121.
6. Vana KD, Silva GE, Goldberg R. Predictive abilities of the STOP-Bang and Epworth Sleepiness Scale in identifying sleep clinic patients at high risk for obstructive sleep apnea. Res Nurs Health. 2013;36(1):84-94.
7. Chung F, Elsaid H. Screening for obstructive sleep apnea before surgery: why is it important? Curr Opin Anaesthesiol. 2009;22(3):405-411.
8. Chung F, Yegneswaran B, Liao P, et al. STOP questionnaire: a tool to screen patients for obstructive sleep apnea. Anesthesiology. 2008;108(5):812-821.
9. Forman JP, Rimm EB, Curhan GC. Frequency of analgesic use and risk of hypertension among men. Arch Intern Med. 2007;167(4):394-399.
10. Sudano I, Flammer AJ, Périat D, et al. Acetaminophen increases blood pressure in patients with coronary artery disease. Circulation. 2010;122(18):1789-1796.
11. U.S. Food and Drug Administration. Questions and answers about oral prescription acetaminophen products to be limited to 325 mg per dosage unit. http://www.fda.gov/ drugs/drugsafety/informationbydrugclass/ucm239871. htm. Updated December 11, 2014. Accessed February 23, 2015.
12. Bhala N, Emberson J, Merhi A, et al; Coxib and traditional NSAID Trialists’ (CNT) Collaboration. Vascular and upper gastrointestinal effects of non-steroidal anti-inflammatory drugs: meta-analyses of individual participant data from randomised trials. Lancet. 2013;382(9894):769-779.
13. Sullivan MD, Robinson JP. Antidepressant and anticonvulsant medication for chronic pain. Phys Med Rehabil Clin N Am. 2006;17(2):381-400, vi-vii.
14. Sindrup SH, Otto M, Finnerup NB, et al. Antidepressants in the treatment of neuropathic pain. Basic Clin Pharmacol Toxicol. 2005;96(6):399-409.
15. Pilowsky I, Hallett EC, Bassett DL, et al. A controlled study of amitriptyline in the treatment of chronic pain. Pain. 1982;14(2):169-179.
16. Finnerup NB, Sindrup SH, Jensen TS. The evidence for pharmacological treatment of neuropathic pain. Pain. 2010;150(3):573-581.
17. Dworkin RH, O’Connor AB, Backonja M, et al. Pharmacologic management of neuropathic pain: evidence-based recommendations. Pain. 2007;132(3):237-251.
18. Manchikanti L, Abdi S, Atluri S, et al. An update of comprehensive evidence-based guidelines for interventional techniques in chronic spinal pain. Part II: guidance and recommendations. Pain Physician. 2013;16(suppl 2):S49-S283.
19. Singh V, Trescot A, Nishio I. Injections for chronic pain. Phys Med Rehabil Clin N Am. 2015;26(2):249-261.
20. Centers for Disease Control and Prevention (CDC). Vital signs: overdoses of prescription opioid pain relievers— United States, 1999–2008. MMWR Morb Mortal Wkly Rep. 2011;60(43):1487-1492.
21. Jones CM, Mack KA, Paulozzi LJ. Pharmaceutical overdose deaths, United States, 2010. JAMA. 2013;309(7):657-659.
22. Chen L, Vo T, Seefeld L, et al. Lack of correlation between opioid dose adjustment and pain score change in a group of chronic pain patients. J Pain. 2013;14(4):384-392.
23. Federation of State Medical Boards. Model policy for the use of opioid analgesics in the treatment of chronic pain. http:// www.fsmb.org/Media/Default/PDF/FSMB/Advocacy/ pain_policy_july2013.pdf. Published July 2013. Accessed December 18, 2015.
24. Passik SD, Weinreb HJ. Managing chronic nonmalignant pain: overcoming obstacles to the use of opioids. Adv Ther. 2000;17(2):70-83.

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R. Scott Stayner, MD, PhD
Pain Specialist
St. Vincent Physician Network Pain Center
Billings, Montana

Amir Ramezani, PhD
Pain Psychology and Neuropsychology
Pain Psychiatry and Behavioral Medicine Services
Department of Anesthesiology and Pain MedicineUniversity of California, Davis School of Medicine
Sacramento, California

Ravi Prasad, PhD
Clinical Associate Professor
Division of Pain Medicine
Stanford University
Palo Alto, California

Gagan Mahajan, MD
Professor
Medical Director
Division of Pain Medicine
Department of Anesthesiology and Pain Medicine
University of California, Davis School of Medicine
Sacramento, California

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chronic pain, psychiatric illness, comorbid, pain management, sleep disorder, sleep apnea, sleep disorders, obstructive sleep apnea, opioid, opioids, somatic disorder, somatic disorders, substance abuse, depression
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R. Scott Stayner, MD, PhD
Pain Specialist
St. Vincent Physician Network Pain Center
Billings, Montana

Amir Ramezani, PhD
Pain Psychology and Neuropsychology
Pain Psychiatry and Behavioral Medicine Services
Department of Anesthesiology and Pain MedicineUniversity of California, Davis School of Medicine
Sacramento, California

Ravi Prasad, PhD
Clinical Associate Professor
Division of Pain Medicine
Stanford University
Palo Alto, California

Gagan Mahajan, MD
Professor
Medical Director
Division of Pain Medicine
Department of Anesthesiology and Pain Medicine
University of California, Davis School of Medicine
Sacramento, California

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R. Scott Stayner, MD, PhD
Pain Specialist
St. Vincent Physician Network Pain Center
Billings, Montana

Amir Ramezani, PhD
Pain Psychology and Neuropsychology
Pain Psychiatry and Behavioral Medicine Services
Department of Anesthesiology and Pain MedicineUniversity of California, Davis School of Medicine
Sacramento, California

Ravi Prasad, PhD
Clinical Associate Professor
Division of Pain Medicine
Stanford University
Palo Alto, California

Gagan Mahajan, MD
Professor
Medical Director
Division of Pain Medicine
Department of Anesthesiology and Pain Medicine
University of California, Davis School of Medicine
Sacramento, California

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Related Articles

Pain is one of the most common symptoms for which patients seek medical care, with an associated estimated annual cost of $600 billion.1 Using a multimodal approach to care—thorough evaluation, cognitive-behavioral and psychophysiological therapy, physical therapy, medications, and other interventions—can help patients effectively manage their condition and achieve healthier outcomes.


Evaluating a patient with pain
When developing a safe, comprehensive, and effective treatment plan for patients with chronic pain, first perform a thorough history and physical exam using the following elements:

Pain history. The PQRST mnemonic (Table 1) can help you obtain critical information and assist in determining the appropriate diagnosis and cause of the patient’s pain complaints.


Psychiatric history. Document the mental health history of the patient and first-degree relatives.

Medical history. Knowing the medical history could reveal comorbidities contributing to a patient’s pain complaint.

Treatment history. Listing past and current treatments for pain, including effectiveness, helps the clinician understand if an existing treatment plan should be modified.

Functional status. Document current level of daily activity, how life activities are affected by pain; strategies used to help cope with pain; level of physical and emotional support provided in home, work, and school environments; and active stressors (eg, financial, interpersonal).

Psychosocial history. Document historical information related to coping skills, trauma history, family of origin, abuse, interpersonal relationships, social support, and academic and vocational functioning.

Substance use or abuse. Assess for use of controlled substances (ie, early refills; lost medications; obtaining medications from multiple prescribers, friends, families, or strangers; use of prescribed and non-prescribed medications for non-medical and medical purposes), nicotine, alcohol, illicit substances, and caffeine. A thorough inventory can help to identify substances a patient is using that could affect daily functioning and pain level.

Behavioral observations. Assessing mental status (eg, insight, pain behavior, co­operation) can be useful. Paying attention to pain behaviors, such as complaints of pain, decreased activity, increased medication intake, or altered facial expressions or body posture, can help the clinician gain insight to the extent that pain affects the patient’s quality of life.

The information gathered in the patient evaluation can be used to design a multimodal treatment plan to achieve maximum effectiveness.


Assessing psychiatric illness
Current approaches to pain evaluation and treatment recommend use of a biopsychosocial orientation because psychological, behavioral, and social factors can influence the experience and impact of pain, regardless of the primary cause.2 A comprehensive psychiatric evaluation, diagnosis, and treatment plan should consider the broader context in which a patient’s pain occurs.

Regarding psychiatric illness, past and current symptoms, treatment history, and risk assessment should all be included. Using the “AMPS approach” (Figure)3—assessing Anxiety, Mood (depression and mania), Psychotic symptoms (paranoid ideation and hallucinations), and Substance use—helps screen for comorbid psychiatric conditions in patients with chronic pain.


Sleep assessment
Chronic pain patients often experience significant sleep disturbance that could be caused by physiological aspects of the pain condition, environmental factors (eg, uncomfortable bedding), a comorbid sleep disorder (eg, sleep apnea), a psychiatric disorder, or a combination of the above.

Obstructive and central sleep apnea are characterized by nighttime hypoxia, which leads to frequent disruption of the sleep-wake cycle and often manifests as daytime fatigue, irritability, depression, drowsiness, headaches, and increased pain sensitivity. Changes in sleep arousal can lead to neuro­psychological changes during the day, such as decreased attention, memory problems, impaired executive functioning, and reduced impulse control.

Screen patients for central and obstructive sleep apnea before prescribing opioids or benzodiazepines for pain because these medications can cause or exacerbate underlying sleep apnea. Although many screening tools, such as the Epworth Sleepiness Scale, assess daytime somnolence,4 the STOP-BANG questionnaire is a quick, validated, and efficient screening tool that often is used to assess sleep apnea risk5,6 (Table 2). The presence of ≥3 risk factors identifies patients at increased risk and warrants consideration for further workup by a sleep specialist.7,8


Pharmacotherapy for chronic pain
Non-opioid medications. Pain can be broadly categorized as neuropathic or nociceptive. Neuropathic pain can be described by patients as numbness, burning, electric-like, and tingling, and is associated with nerve damage. Nociceptive pain commonly is described as similar to a toothache with descriptors such as stabbing, sharp, or a dull aching sensation; it is often, but not always, associated with acute injury or ongoing trauma to tissue. Drug treatment is most successful when the appropriate class of medication is matched to the specific type of pain.

Nociceptive pain often is successfully treated with non-steroidal anti-inflammatory drugs and acetaminophen. Non-selective COX inhibitors (eg, ibuprofen, indomethacin, ketorolac) and COX-2 selective inhibitors (eg, celecoxib) have been associated with cardiovascular, gastrointestinal, and renal disease; acetaminophen is associated with liver dysfunction.9-11 However, the absolute risk for complications in healthy patients is low.12 To minimize risk, use these agents for the shortest duration and at the lowest effective dosage possible.

 

 

Neuropathic pain can be addressed with certain antidepressants13—specifically, those that increase serotonin and norepinephrine (eg, tricyclic antidepressants [TCAs] and serotonin-norepinephrine reuptake inhibitors [SNRIs]), or medications that block ion channels (eg, anticonvulsants). TCAs (eg, desipramine, nortriptyline, amitriptyline) are among the best studied and most cost effective medications for treating neuropathic pain,14,15 but they can have sedating and anticholinergic effects, as well as cardiac adverse effects (ie, prolongation of the QTc interval). SNRIs (eg, venlafaxine, desvenlafaxine, duloxetine, and milnacipran) can be effective and often are better tolerated than TCAs.14

Some newer anticonvulsants (eg, gabapentin and pregabalin) have been found to be more effective than placebo for a variety of neuropathic pain conditions.16,17 Although they have few drug-drug interactions, anticonvulsants can cause dizziness, forgetfulness, and sedation. These adverse effects can be minimized by starting at a low dosage and titrating carefully. Because hepatic or renal impairment can affect metabolism or excretion of these drugs, review the prescribing information to determine safe dosing.

Targeted injection of medications to major pain generators (eg, an epidural steroid for radicular neck and back pain; facet injections for facet-related neck and back pain; trigger point injections for myofascial pain; occipital nerve blocks for occipital neuralgia; and botulinum toxin A injections for chronic migraine headache) can be effective in reducing discomfort and increasing function in patients with chronic pain. A detailed discussion of such therapies is beyond the scope of this article, but have been reviewed extensively elsewhere.18,19

Opioids. Although there is little evidence of long-term efficacy with chronic opioid therapy for most patients, a trial of opioids might be warranted for select patients who do not respond to other medications. Because the risk–benefit ratio for chronic opioid therapy is high,20-22 a decision to initiate a trial of a low-dosage opioid should be made only after careful consideration of those risks. It is generally agreed that treatment of chronic pain with low-dosage opioid therapy is more likely to be successful when it is used as an adjuvant to non-opioid modalities (eg, physical reconditioning, injection therapies, spinal cord stimulation, neurobehavioral interventions, non-opioid medications).

The Federation of State Medical Boards has stated that excessive reliance on opioid medications for treating chronic pain is a deviation from best practices.23 To maximize benefit and minimize risk, clinicians should carefully select appropriate patients, establish functional goals, and regularly monitor for efficacy and compliance. Thoroughly document these steps in the patient’s record for later reference.23

After establishing a clinical diagnosis for the cause of the pain, you should determine the risk of opioid abuse or misuse by using any one of the available risk assessment tools (Box). Understand, however, that no single tool has been shown to be more effective than others.


Although patients and some clinicians tend to overvalue the benefits of chronic opioid therapy, many do not fully appreciate the risks (eg, respiratory depression and death), which can be exacerbated if the patient is using other substance that suppress respiration (eg, benzodiazepines, alcohol, and illicit substances). Written informed consent and treatment agreement is highly recommended; components of such a document are listed in Table 3.23


Develop a treatment plan that emphasizes functional goals based on the patient’s physical limitations and that incorporates some type of daily, atraumatic physical activity. This plan should be documented and reviewed regularly to help monitor treatment effectiveness.

After an initial trial of a few weeks, the patient and clinician should meet to review the 5 “A”s (Table 4)24 to determine the success of the opioid regimen. Consulting your state’s prescription drug monitoring program (if one is available), obtaining a random urine drug test, and doing a pill count can provide useful, objective data. If the patient has not made progress but has experienced no adverse effects, then a small dosage increase might be warranted. If any of the 5 “A”s indicates lack of improvement or increased risk, consider stopping opioid therapy and exploring non-opioid options to manage chronic pain.


Referrals to a pain specialist or an addiction specialist, or both, might be needed, depending on the patient’s condition at any given follow-up visit. Such referral decisions, as well as all treatment plans, should be documented clearly in the medical record to prevent any misunderstanding, false accusations, or medicolegal repercussions regarding the rationale for continuing or terminating opioid-based treatment.


Non-pharmaceutical therapy for treating pain
The pain management field has successfully integrated the biopsychosocial model into regular practice. This model advocates the use of multimodal non-drug interventions in conjunction with opioid and non-opioid medications. Such interventions address behavioral, cognitive, sociocultural (psychosocial), lifestyle, and physiological dimensions of pain. A partial list of non-drug interventions is provided in Table 5.

 

 

Integration of these interventions within a biopsychosocial framework can assist you in making a comprehensive treatment plan. For example, patients with focal myofascial shoulder and back pain might derive only transient benefit from trigger point injection. However, concurrent referral to a pain psychologist and physical therapist could substantially improve functional outcomes by addressing factors that directly and indirectly influence myofascial pain. Inclusion of cognitive-behavioral therapy (addressing psychosocial and lifestyle dimensions), surface electromyography, psychophysiological interventions/biofeedback (addressing psychosocial, lifestyle, and physiological dimensions), and physical therapy (addressing lifestyle and physiological dimensions) allows the patient to learn coping skills, decrease physiological arousal that can lead to unnecessary tensing of muscles, and strengthen core muscle groups.

 


Bottom Line
Treating chronic pain in patients with concomitant psychiatric illness can be challenging. A multimodal approach that includes appropriate medications, interventional procedures, physical therapy, and behavioral therapies improves pain, psychiatric illness, and functioning and enhances a patient’s sense of well-being.

 


Related Resources

 

  • Ananth K, Richeimer S, Durham MJ. Managing chronic pain: consider psychotropics and other non-opioids. Current Psychiatry. 2012;11(2):38-42,A.

 

  • Chou R, Fanciullo GJ, Fine PG, et al; American Pain Society-American Academy of Pain Medicine Opioids Guidelines Panel. Clinical guidelines for the use of chronic opioid therapy in chronic noncancer pain. J Pain. 2009;10(2):113-130.


Drug Brand Names
Amitriptyline • Elavil
Botulinum toxin A • Botox
Celecoxib • Celebrex
Desipramine • Norpramin
Desvenlafaxine • Pristiq
Duloxetine • Cymbalta
Gabapentin • Neurontin
Indomethacin • Indocin
Ketorolac • Toradol
Milnacipran • Savella
Nortriptyline • Pamelor
Pregabalin • Lyrica
Venlafaxine • Effexor

 

 

 

Disclosures
The authors report no financial relationships with any company whose products are mentioned in this article or with manufacturers of completing products.

Pain is one of the most common symptoms for which patients seek medical care, with an associated estimated annual cost of $600 billion.1 Using a multimodal approach to care—thorough evaluation, cognitive-behavioral and psychophysiological therapy, physical therapy, medications, and other interventions—can help patients effectively manage their condition and achieve healthier outcomes.


Evaluating a patient with pain
When developing a safe, comprehensive, and effective treatment plan for patients with chronic pain, first perform a thorough history and physical exam using the following elements:

Pain history. The PQRST mnemonic (Table 1) can help you obtain critical information and assist in determining the appropriate diagnosis and cause of the patient’s pain complaints.


Psychiatric history. Document the mental health history of the patient and first-degree relatives.

Medical history. Knowing the medical history could reveal comorbidities contributing to a patient’s pain complaint.

Treatment history. Listing past and current treatments for pain, including effectiveness, helps the clinician understand if an existing treatment plan should be modified.

Functional status. Document current level of daily activity, how life activities are affected by pain; strategies used to help cope with pain; level of physical and emotional support provided in home, work, and school environments; and active stressors (eg, financial, interpersonal).

Psychosocial history. Document historical information related to coping skills, trauma history, family of origin, abuse, interpersonal relationships, social support, and academic and vocational functioning.

Substance use or abuse. Assess for use of controlled substances (ie, early refills; lost medications; obtaining medications from multiple prescribers, friends, families, or strangers; use of prescribed and non-prescribed medications for non-medical and medical purposes), nicotine, alcohol, illicit substances, and caffeine. A thorough inventory can help to identify substances a patient is using that could affect daily functioning and pain level.

Behavioral observations. Assessing mental status (eg, insight, pain behavior, co­operation) can be useful. Paying attention to pain behaviors, such as complaints of pain, decreased activity, increased medication intake, or altered facial expressions or body posture, can help the clinician gain insight to the extent that pain affects the patient’s quality of life.

The information gathered in the patient evaluation can be used to design a multimodal treatment plan to achieve maximum effectiveness.


Assessing psychiatric illness
Current approaches to pain evaluation and treatment recommend use of a biopsychosocial orientation because psychological, behavioral, and social factors can influence the experience and impact of pain, regardless of the primary cause.2 A comprehensive psychiatric evaluation, diagnosis, and treatment plan should consider the broader context in which a patient’s pain occurs.

Regarding psychiatric illness, past and current symptoms, treatment history, and risk assessment should all be included. Using the “AMPS approach” (Figure)3—assessing Anxiety, Mood (depression and mania), Psychotic symptoms (paranoid ideation and hallucinations), and Substance use—helps screen for comorbid psychiatric conditions in patients with chronic pain.


Sleep assessment
Chronic pain patients often experience significant sleep disturbance that could be caused by physiological aspects of the pain condition, environmental factors (eg, uncomfortable bedding), a comorbid sleep disorder (eg, sleep apnea), a psychiatric disorder, or a combination of the above.

Obstructive and central sleep apnea are characterized by nighttime hypoxia, which leads to frequent disruption of the sleep-wake cycle and often manifests as daytime fatigue, irritability, depression, drowsiness, headaches, and increased pain sensitivity. Changes in sleep arousal can lead to neuro­psychological changes during the day, such as decreased attention, memory problems, impaired executive functioning, and reduced impulse control.

Screen patients for central and obstructive sleep apnea before prescribing opioids or benzodiazepines for pain because these medications can cause or exacerbate underlying sleep apnea. Although many screening tools, such as the Epworth Sleepiness Scale, assess daytime somnolence,4 the STOP-BANG questionnaire is a quick, validated, and efficient screening tool that often is used to assess sleep apnea risk5,6 (Table 2). The presence of ≥3 risk factors identifies patients at increased risk and warrants consideration for further workup by a sleep specialist.7,8


Pharmacotherapy for chronic pain
Non-opioid medications. Pain can be broadly categorized as neuropathic or nociceptive. Neuropathic pain can be described by patients as numbness, burning, electric-like, and tingling, and is associated with nerve damage. Nociceptive pain commonly is described as similar to a toothache with descriptors such as stabbing, sharp, or a dull aching sensation; it is often, but not always, associated with acute injury or ongoing trauma to tissue. Drug treatment is most successful when the appropriate class of medication is matched to the specific type of pain.

Nociceptive pain often is successfully treated with non-steroidal anti-inflammatory drugs and acetaminophen. Non-selective COX inhibitors (eg, ibuprofen, indomethacin, ketorolac) and COX-2 selective inhibitors (eg, celecoxib) have been associated with cardiovascular, gastrointestinal, and renal disease; acetaminophen is associated with liver dysfunction.9-11 However, the absolute risk for complications in healthy patients is low.12 To minimize risk, use these agents for the shortest duration and at the lowest effective dosage possible.

 

 

Neuropathic pain can be addressed with certain antidepressants13—specifically, those that increase serotonin and norepinephrine (eg, tricyclic antidepressants [TCAs] and serotonin-norepinephrine reuptake inhibitors [SNRIs]), or medications that block ion channels (eg, anticonvulsants). TCAs (eg, desipramine, nortriptyline, amitriptyline) are among the best studied and most cost effective medications for treating neuropathic pain,14,15 but they can have sedating and anticholinergic effects, as well as cardiac adverse effects (ie, prolongation of the QTc interval). SNRIs (eg, venlafaxine, desvenlafaxine, duloxetine, and milnacipran) can be effective and often are better tolerated than TCAs.14

Some newer anticonvulsants (eg, gabapentin and pregabalin) have been found to be more effective than placebo for a variety of neuropathic pain conditions.16,17 Although they have few drug-drug interactions, anticonvulsants can cause dizziness, forgetfulness, and sedation. These adverse effects can be minimized by starting at a low dosage and titrating carefully. Because hepatic or renal impairment can affect metabolism or excretion of these drugs, review the prescribing information to determine safe dosing.

Targeted injection of medications to major pain generators (eg, an epidural steroid for radicular neck and back pain; facet injections for facet-related neck and back pain; trigger point injections for myofascial pain; occipital nerve blocks for occipital neuralgia; and botulinum toxin A injections for chronic migraine headache) can be effective in reducing discomfort and increasing function in patients with chronic pain. A detailed discussion of such therapies is beyond the scope of this article, but have been reviewed extensively elsewhere.18,19

Opioids. Although there is little evidence of long-term efficacy with chronic opioid therapy for most patients, a trial of opioids might be warranted for select patients who do not respond to other medications. Because the risk–benefit ratio for chronic opioid therapy is high,20-22 a decision to initiate a trial of a low-dosage opioid should be made only after careful consideration of those risks. It is generally agreed that treatment of chronic pain with low-dosage opioid therapy is more likely to be successful when it is used as an adjuvant to non-opioid modalities (eg, physical reconditioning, injection therapies, spinal cord stimulation, neurobehavioral interventions, non-opioid medications).

The Federation of State Medical Boards has stated that excessive reliance on opioid medications for treating chronic pain is a deviation from best practices.23 To maximize benefit and minimize risk, clinicians should carefully select appropriate patients, establish functional goals, and regularly monitor for efficacy and compliance. Thoroughly document these steps in the patient’s record for later reference.23

After establishing a clinical diagnosis for the cause of the pain, you should determine the risk of opioid abuse or misuse by using any one of the available risk assessment tools (Box). Understand, however, that no single tool has been shown to be more effective than others.


Although patients and some clinicians tend to overvalue the benefits of chronic opioid therapy, many do not fully appreciate the risks (eg, respiratory depression and death), which can be exacerbated if the patient is using other substance that suppress respiration (eg, benzodiazepines, alcohol, and illicit substances). Written informed consent and treatment agreement is highly recommended; components of such a document are listed in Table 3.23


Develop a treatment plan that emphasizes functional goals based on the patient’s physical limitations and that incorporates some type of daily, atraumatic physical activity. This plan should be documented and reviewed regularly to help monitor treatment effectiveness.

After an initial trial of a few weeks, the patient and clinician should meet to review the 5 “A”s (Table 4)24 to determine the success of the opioid regimen. Consulting your state’s prescription drug monitoring program (if one is available), obtaining a random urine drug test, and doing a pill count can provide useful, objective data. If the patient has not made progress but has experienced no adverse effects, then a small dosage increase might be warranted. If any of the 5 “A”s indicates lack of improvement or increased risk, consider stopping opioid therapy and exploring non-opioid options to manage chronic pain.


Referrals to a pain specialist or an addiction specialist, or both, might be needed, depending on the patient’s condition at any given follow-up visit. Such referral decisions, as well as all treatment plans, should be documented clearly in the medical record to prevent any misunderstanding, false accusations, or medicolegal repercussions regarding the rationale for continuing or terminating opioid-based treatment.


Non-pharmaceutical therapy for treating pain
The pain management field has successfully integrated the biopsychosocial model into regular practice. This model advocates the use of multimodal non-drug interventions in conjunction with opioid and non-opioid medications. Such interventions address behavioral, cognitive, sociocultural (psychosocial), lifestyle, and physiological dimensions of pain. A partial list of non-drug interventions is provided in Table 5.

 

 

Integration of these interventions within a biopsychosocial framework can assist you in making a comprehensive treatment plan. For example, patients with focal myofascial shoulder and back pain might derive only transient benefit from trigger point injection. However, concurrent referral to a pain psychologist and physical therapist could substantially improve functional outcomes by addressing factors that directly and indirectly influence myofascial pain. Inclusion of cognitive-behavioral therapy (addressing psychosocial and lifestyle dimensions), surface electromyography, psychophysiological interventions/biofeedback (addressing psychosocial, lifestyle, and physiological dimensions), and physical therapy (addressing lifestyle and physiological dimensions) allows the patient to learn coping skills, decrease physiological arousal that can lead to unnecessary tensing of muscles, and strengthen core muscle groups.

 


Bottom Line
Treating chronic pain in patients with concomitant psychiatric illness can be challenging. A multimodal approach that includes appropriate medications, interventional procedures, physical therapy, and behavioral therapies improves pain, psychiatric illness, and functioning and enhances a patient’s sense of well-being.

 


Related Resources

 

  • Ananth K, Richeimer S, Durham MJ. Managing chronic pain: consider psychotropics and other non-opioids. Current Psychiatry. 2012;11(2):38-42,A.

 

  • Chou R, Fanciullo GJ, Fine PG, et al; American Pain Society-American Academy of Pain Medicine Opioids Guidelines Panel. Clinical guidelines for the use of chronic opioid therapy in chronic noncancer pain. J Pain. 2009;10(2):113-130.


Drug Brand Names
Amitriptyline • Elavil
Botulinum toxin A • Botox
Celecoxib • Celebrex
Desipramine • Norpramin
Desvenlafaxine • Pristiq
Duloxetine • Cymbalta
Gabapentin • Neurontin
Indomethacin • Indocin
Ketorolac • Toradol
Milnacipran • Savella
Nortriptyline • Pamelor
Pregabalin • Lyrica
Venlafaxine • Effexor

 

 

 

Disclosures
The authors report no financial relationships with any company whose products are mentioned in this article or with manufacturers of completing products.
References


1. Institute of Medicine. Relieving pain in America: a blueprint for transforming prevention, care, education, and research. http://www.iom.edu/~/media/Files/Report%20 Files/2011/Relieving-Pain-in-America-A-Blueprint-for- Transforming-Prevention-Care-Education-Research/ Pain%20Research%202011%20Report%20Brief.pdf. Published June 2011. Accessed April 15, 2015.
2. Jensen MP, Moore MR, Bockow TB, et al. Psychosocial factors and adjustment to chronic pain in persons with physical disabilities: a systematic review. Arch Phys Med Rehabil. 2011;92(1):146-160.
3. McCarron R, Xiong G, Bourgeois J. Lippincott’s primary care psychiatry. Philadelphia, PA: Lippincott Williams & Wilkins; 2009.
4. Abrishami A, Khajehdehi A, Chung F. A systematic review of screening questionnaires for obstructive sleep apnea. Can J Anaesth. 2010;57(5):423-438.
5. Boynton G, Vahabzadeh A, Hammoud S, et al. Validation of the STOP-BANG questionnaire among patients referred for suspected obstructive sleep apnea. J Sleep Disord Treat Care. 2013;2(4). doi: 10.4172/2325-9639.1000121.
6. Vana KD, Silva GE, Goldberg R. Predictive abilities of the STOP-Bang and Epworth Sleepiness Scale in identifying sleep clinic patients at high risk for obstructive sleep apnea. Res Nurs Health. 2013;36(1):84-94.
7. Chung F, Elsaid H. Screening for obstructive sleep apnea before surgery: why is it important? Curr Opin Anaesthesiol. 2009;22(3):405-411.
8. Chung F, Yegneswaran B, Liao P, et al. STOP questionnaire: a tool to screen patients for obstructive sleep apnea. Anesthesiology. 2008;108(5):812-821.
9. Forman JP, Rimm EB, Curhan GC. Frequency of analgesic use and risk of hypertension among men. Arch Intern Med. 2007;167(4):394-399.
10. Sudano I, Flammer AJ, Périat D, et al. Acetaminophen increases blood pressure in patients with coronary artery disease. Circulation. 2010;122(18):1789-1796.
11. U.S. Food and Drug Administration. Questions and answers about oral prescription acetaminophen products to be limited to 325 mg per dosage unit. http://www.fda.gov/ drugs/drugsafety/informationbydrugclass/ucm239871. htm. Updated December 11, 2014. Accessed February 23, 2015.
12. Bhala N, Emberson J, Merhi A, et al; Coxib and traditional NSAID Trialists’ (CNT) Collaboration. Vascular and upper gastrointestinal effects of non-steroidal anti-inflammatory drugs: meta-analyses of individual participant data from randomised trials. Lancet. 2013;382(9894):769-779.
13. Sullivan MD, Robinson JP. Antidepressant and anticonvulsant medication for chronic pain. Phys Med Rehabil Clin N Am. 2006;17(2):381-400, vi-vii.
14. Sindrup SH, Otto M, Finnerup NB, et al. Antidepressants in the treatment of neuropathic pain. Basic Clin Pharmacol Toxicol. 2005;96(6):399-409.
15. Pilowsky I, Hallett EC, Bassett DL, et al. A controlled study of amitriptyline in the treatment of chronic pain. Pain. 1982;14(2):169-179.
16. Finnerup NB, Sindrup SH, Jensen TS. The evidence for pharmacological treatment of neuropathic pain. Pain. 2010;150(3):573-581.
17. Dworkin RH, O’Connor AB, Backonja M, et al. Pharmacologic management of neuropathic pain: evidence-based recommendations. Pain. 2007;132(3):237-251.
18. Manchikanti L, Abdi S, Atluri S, et al. An update of comprehensive evidence-based guidelines for interventional techniques in chronic spinal pain. Part II: guidance and recommendations. Pain Physician. 2013;16(suppl 2):S49-S283.
19. Singh V, Trescot A, Nishio I. Injections for chronic pain. Phys Med Rehabil Clin N Am. 2015;26(2):249-261.
20. Centers for Disease Control and Prevention (CDC). Vital signs: overdoses of prescription opioid pain relievers— United States, 1999–2008. MMWR Morb Mortal Wkly Rep. 2011;60(43):1487-1492.
21. Jones CM, Mack KA, Paulozzi LJ. Pharmaceutical overdose deaths, United States, 2010. JAMA. 2013;309(7):657-659.
22. Chen L, Vo T, Seefeld L, et al. Lack of correlation between opioid dose adjustment and pain score change in a group of chronic pain patients. J Pain. 2013;14(4):384-392.
23. Federation of State Medical Boards. Model policy for the use of opioid analgesics in the treatment of chronic pain. http:// www.fsmb.org/Media/Default/PDF/FSMB/Advocacy/ pain_policy_july2013.pdf. Published July 2013. Accessed December 18, 2015.
24. Passik SD, Weinreb HJ. Managing chronic nonmalignant pain: overcoming obstacles to the use of opioids. Adv Ther. 2000;17(2):70-83.

References


1. Institute of Medicine. Relieving pain in America: a blueprint for transforming prevention, care, education, and research. http://www.iom.edu/~/media/Files/Report%20 Files/2011/Relieving-Pain-in-America-A-Blueprint-for- Transforming-Prevention-Care-Education-Research/ Pain%20Research%202011%20Report%20Brief.pdf. Published June 2011. Accessed April 15, 2015.
2. Jensen MP, Moore MR, Bockow TB, et al. Psychosocial factors and adjustment to chronic pain in persons with physical disabilities: a systematic review. Arch Phys Med Rehabil. 2011;92(1):146-160.
3. McCarron R, Xiong G, Bourgeois J. Lippincott’s primary care psychiatry. Philadelphia, PA: Lippincott Williams & Wilkins; 2009.
4. Abrishami A, Khajehdehi A, Chung F. A systematic review of screening questionnaires for obstructive sleep apnea. Can J Anaesth. 2010;57(5):423-438.
5. Boynton G, Vahabzadeh A, Hammoud S, et al. Validation of the STOP-BANG questionnaire among patients referred for suspected obstructive sleep apnea. J Sleep Disord Treat Care. 2013;2(4). doi: 10.4172/2325-9639.1000121.
6. Vana KD, Silva GE, Goldberg R. Predictive abilities of the STOP-Bang and Epworth Sleepiness Scale in identifying sleep clinic patients at high risk for obstructive sleep apnea. Res Nurs Health. 2013;36(1):84-94.
7. Chung F, Elsaid H. Screening for obstructive sleep apnea before surgery: why is it important? Curr Opin Anaesthesiol. 2009;22(3):405-411.
8. Chung F, Yegneswaran B, Liao P, et al. STOP questionnaire: a tool to screen patients for obstructive sleep apnea. Anesthesiology. 2008;108(5):812-821.
9. Forman JP, Rimm EB, Curhan GC. Frequency of analgesic use and risk of hypertension among men. Arch Intern Med. 2007;167(4):394-399.
10. Sudano I, Flammer AJ, Périat D, et al. Acetaminophen increases blood pressure in patients with coronary artery disease. Circulation. 2010;122(18):1789-1796.
11. U.S. Food and Drug Administration. Questions and answers about oral prescription acetaminophen products to be limited to 325 mg per dosage unit. http://www.fda.gov/ drugs/drugsafety/informationbydrugclass/ucm239871. htm. Updated December 11, 2014. Accessed February 23, 2015.
12. Bhala N, Emberson J, Merhi A, et al; Coxib and traditional NSAID Trialists’ (CNT) Collaboration. Vascular and upper gastrointestinal effects of non-steroidal anti-inflammatory drugs: meta-analyses of individual participant data from randomised trials. Lancet. 2013;382(9894):769-779.
13. Sullivan MD, Robinson JP. Antidepressant and anticonvulsant medication for chronic pain. Phys Med Rehabil Clin N Am. 2006;17(2):381-400, vi-vii.
14. Sindrup SH, Otto M, Finnerup NB, et al. Antidepressants in the treatment of neuropathic pain. Basic Clin Pharmacol Toxicol. 2005;96(6):399-409.
15. Pilowsky I, Hallett EC, Bassett DL, et al. A controlled study of amitriptyline in the treatment of chronic pain. Pain. 1982;14(2):169-179.
16. Finnerup NB, Sindrup SH, Jensen TS. The evidence for pharmacological treatment of neuropathic pain. Pain. 2010;150(3):573-581.
17. Dworkin RH, O’Connor AB, Backonja M, et al. Pharmacologic management of neuropathic pain: evidence-based recommendations. Pain. 2007;132(3):237-251.
18. Manchikanti L, Abdi S, Atluri S, et al. An update of comprehensive evidence-based guidelines for interventional techniques in chronic spinal pain. Part II: guidance and recommendations. Pain Physician. 2013;16(suppl 2):S49-S283.
19. Singh V, Trescot A, Nishio I. Injections for chronic pain. Phys Med Rehabil Clin N Am. 2015;26(2):249-261.
20. Centers for Disease Control and Prevention (CDC). Vital signs: overdoses of prescription opioid pain relievers— United States, 1999–2008. MMWR Morb Mortal Wkly Rep. 2011;60(43):1487-1492.
21. Jones CM, Mack KA, Paulozzi LJ. Pharmaceutical overdose deaths, United States, 2010. JAMA. 2013;309(7):657-659.
22. Chen L, Vo T, Seefeld L, et al. Lack of correlation between opioid dose adjustment and pain score change in a group of chronic pain patients. J Pain. 2013;14(4):384-392.
23. Federation of State Medical Boards. Model policy for the use of opioid analgesics in the treatment of chronic pain. http:// www.fsmb.org/Media/Default/PDF/FSMB/Advocacy/ pain_policy_july2013.pdf. Published July 2013. Accessed December 18, 2015.
24. Passik SD, Weinreb HJ. Managing chronic nonmalignant pain: overcoming obstacles to the use of opioids. Adv Ther. 2000;17(2):70-83.

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chronic pain, psychiatric illness, comorbid, pain management, sleep disorder, sleep apnea, sleep disorders, obstructive sleep apnea, opioid, opioids, somatic disorder, somatic disorders, substance abuse, depression
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February 2016 Quiz 1

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February 2016 Quiz 1

Q1: ANSWER: C

Critique

The diagnosis of H. pylori may be made using either invasive or noninvasive methods. Invasive diagnostic methods either detect organisms directly (i.e., histological identification with appropriate stains or bacterial culture) or indirectly (i.e., rapid urease testing of biopsy specimens). Noninvasive methods include serum antibody, stool antigen, and detecting the metabolites of the bacterial enzyme urease (i.e., urea breath testing). It should be noted that serology should not be used to test for eradication as the antibodies may remain elevated for years after successful eradication therapy.

Treatment of H. pylori infection has become problematic recently primarily due to increasing antibiotic resistance. The eradication rate of standard triple therapy consisting of a proton pump inhibitor combined with clarithromycin (500 mg) and amoxicillin (1 g) (or metronidazole (500 mg), all given b.i.d. for 7-14 days has now declined to unacceptable levels, averaging 70%-80% but reported as low as 55%. It is currently recommended that a noninvasive method be used (other than serology) to confirm eradication in patients in whom eradication is deemed necessary.

References

  1. Malfertheiner P., Megraud F., O’Morain C.A., et al. European Helicobacter Study Group. Management of Helicobacter pylori infection – the Maastricht IV/ Florence Consensus Report. Gut 2012;61:646-64.
  2. De F., Giorgio F., Hassan C., et al. Worldwide H. pylori antibiotic resistance: a systematic review. J Gastrointestin Liver Dis. 2010;19:409-14.
  3. Kearney D.J., Brousal A.. Treatment of Helicobacter pylori infection in clinical practice in the United States – Results from 224 patients. Dig Dis Sci. 2000;45:265-71.

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Q1: ANSWER: C

Critique

The diagnosis of H. pylori may be made using either invasive or noninvasive methods. Invasive diagnostic methods either detect organisms directly (i.e., histological identification with appropriate stains or bacterial culture) or indirectly (i.e., rapid urease testing of biopsy specimens). Noninvasive methods include serum antibody, stool antigen, and detecting the metabolites of the bacterial enzyme urease (i.e., urea breath testing). It should be noted that serology should not be used to test for eradication as the antibodies may remain elevated for years after successful eradication therapy.

Treatment of H. pylori infection has become problematic recently primarily due to increasing antibiotic resistance. The eradication rate of standard triple therapy consisting of a proton pump inhibitor combined with clarithromycin (500 mg) and amoxicillin (1 g) (or metronidazole (500 mg), all given b.i.d. for 7-14 days has now declined to unacceptable levels, averaging 70%-80% but reported as low as 55%. It is currently recommended that a noninvasive method be used (other than serology) to confirm eradication in patients in whom eradication is deemed necessary.

References

  1. Malfertheiner P., Megraud F., O’Morain C.A., et al. European Helicobacter Study Group. Management of Helicobacter pylori infection – the Maastricht IV/ Florence Consensus Report. Gut 2012;61:646-64.
  2. De F., Giorgio F., Hassan C., et al. Worldwide H. pylori antibiotic resistance: a systematic review. J Gastrointestin Liver Dis. 2010;19:409-14.
  3. Kearney D.J., Brousal A.. Treatment of Helicobacter pylori infection in clinical practice in the United States – Results from 224 patients. Dig Dis Sci. 2000;45:265-71.

Q1: ANSWER: C

Critique

The diagnosis of H. pylori may be made using either invasive or noninvasive methods. Invasive diagnostic methods either detect organisms directly (i.e., histological identification with appropriate stains or bacterial culture) or indirectly (i.e., rapid urease testing of biopsy specimens). Noninvasive methods include serum antibody, stool antigen, and detecting the metabolites of the bacterial enzyme urease (i.e., urea breath testing). It should be noted that serology should not be used to test for eradication as the antibodies may remain elevated for years after successful eradication therapy.

Treatment of H. pylori infection has become problematic recently primarily due to increasing antibiotic resistance. The eradication rate of standard triple therapy consisting of a proton pump inhibitor combined with clarithromycin (500 mg) and amoxicillin (1 g) (or metronidazole (500 mg), all given b.i.d. for 7-14 days has now declined to unacceptable levels, averaging 70%-80% but reported as low as 55%. It is currently recommended that a noninvasive method be used (other than serology) to confirm eradication in patients in whom eradication is deemed necessary.

References

  1. Malfertheiner P., Megraud F., O’Morain C.A., et al. European Helicobacter Study Group. Management of Helicobacter pylori infection – the Maastricht IV/ Florence Consensus Report. Gut 2012;61:646-64.
  2. De F., Giorgio F., Hassan C., et al. Worldwide H. pylori antibiotic resistance: a systematic review. J Gastrointestin Liver Dis. 2010;19:409-14.
  3. Kearney D.J., Brousal A.. Treatment of Helicobacter pylori infection in clinical practice in the United States – Results from 224 patients. Dig Dis Sci. 2000;45:265-71.

References

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A 38-year-old patient is referred to you from a family practitioner to recommend an antibiotic regimen for retreating Helicobacter pylori. The patient is currently asymptomatic but has a history of peptic ulcer disease. The patient was treated with an H. pylori eradication regimen (proton pump inhibitor, amoxicillin, and clarithromycin) but now has a positive H. pylori serological test. What is the most appropriate next step?
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Making Sense of Hospitalists and Quality Reporting Programs

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Making Sense of Hospitalists and Quality Reporting Programs

The diversity of hospitalist practice—from the variety of settings (such as inpatient acute, observation, post-discharge clinics, and post-acute-care facilities) to the differences in relationships with their facilities—is a strength of the specialty. It reflects the ability of the specialty to adapt to the unique needs of its local patients and institutions.

At the same time, it presents some unique challenges to developing strategies for identifying and assessing hospitalists. As the Medicare physician payment system moves toward value-based payment, hospitalists must report quality measures in the Physician Quality Reporting System (PQRS) or face ever-increasing penalties.

Many hospitalists are part of multispecialty groups aligned with a range of physicians employed by the same facility, including many academic hospitalists and those in integrated healthcare systems. Frequently for hospitalists in these groups, the group reports via a group-practice reporting option that uses measures for outpatient providers, capitalizing on the performances of those outpatient primary care providers in the group and making it generally unnecessary for these hospitalists to independently worry about PQRS reporting. Due to their employment model, they might also be somewhat insulated from seeing firsthand any value-based reimbursement adjustments from Medicare.

Hospitalists commonly are employed by single-specialty groups, medium or large in number of HM-focused providers, or increasingly a mix of hospitalists, emergency physicians, and hospitalists focused on skilled nursing facility (SNF) care. Still others are in small hospitalist groups or independent practitioners of hospital medicine. For these hospitalists, successful reporting of PQRS is important; they cannot rely on broad-based primary care group reporting options, and penalties can have an immediate impact on revenue streams.

PQRS, just like its hospital counterpart, the Inpatient Quality Reporting (IQR) system, was designed for use in an isolated healthcare delivery silo: PQRS was meant for physicians; IQR, for hospitals. This explicit design makes the measuring of hospitalists difficult within the current value-based payment programs because while the patient-care goals of hospitalists and their hospitals overlap, hospitalists are forced to report on physician-level metrics. Following this silo logic, the Centers for Medicare & Medicaid Services (CMS) has been removing physician-level PQRS measures that it views as redundant with facility-level IQR metrics, which has contributed to the detrimental reduction of relevant PQRS metrics for hospitalists over the years.

However, in large part due to the significant advocacy efforts of SHM around last year’s Medicare Access and CHIP Reauthorization Act (MACRA), CMS now has the ability to reverse this trend and include metrics from other programs, such as IQR metrics, as part of the quality or cost component of physician value-based payment. This would help to eliminate the artificial misalignment of quality goals and metrics for hospitalists and their facilities. Including hospital IQR metrics in the mandatory Medicare physician reporting programs would help to ensure hospitalists receive credit for the care they are providing for hospitalized patients and for the measures they are commonly held accountable for as part of their jobs.

As SHM advocates for hospitalists as the new Merit-Based Incentive Payment System (MIPS) reporting program unrolls as part of MACRA, we will keep these principles in mind: reduce administrative and reporting burdens, make metrics and their resulting data as actionable and useful as possible, and account for the important work hospitalists are doing in their facilities. As we are looking ahead at the future, we encourage you to make sure you are reporting in PQRS for 2016.

For more information about 2016 PQRS reporting, visit www.hospitalmedicine.org/pqrs. TH


Joshua Lapps is SHM’s government relations manager.

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The diversity of hospitalist practice—from the variety of settings (such as inpatient acute, observation, post-discharge clinics, and post-acute-care facilities) to the differences in relationships with their facilities—is a strength of the specialty. It reflects the ability of the specialty to adapt to the unique needs of its local patients and institutions.

At the same time, it presents some unique challenges to developing strategies for identifying and assessing hospitalists. As the Medicare physician payment system moves toward value-based payment, hospitalists must report quality measures in the Physician Quality Reporting System (PQRS) or face ever-increasing penalties.

Many hospitalists are part of multispecialty groups aligned with a range of physicians employed by the same facility, including many academic hospitalists and those in integrated healthcare systems. Frequently for hospitalists in these groups, the group reports via a group-practice reporting option that uses measures for outpatient providers, capitalizing on the performances of those outpatient primary care providers in the group and making it generally unnecessary for these hospitalists to independently worry about PQRS reporting. Due to their employment model, they might also be somewhat insulated from seeing firsthand any value-based reimbursement adjustments from Medicare.

Hospitalists commonly are employed by single-specialty groups, medium or large in number of HM-focused providers, or increasingly a mix of hospitalists, emergency physicians, and hospitalists focused on skilled nursing facility (SNF) care. Still others are in small hospitalist groups or independent practitioners of hospital medicine. For these hospitalists, successful reporting of PQRS is important; they cannot rely on broad-based primary care group reporting options, and penalties can have an immediate impact on revenue streams.

PQRS, just like its hospital counterpart, the Inpatient Quality Reporting (IQR) system, was designed for use in an isolated healthcare delivery silo: PQRS was meant for physicians; IQR, for hospitals. This explicit design makes the measuring of hospitalists difficult within the current value-based payment programs because while the patient-care goals of hospitalists and their hospitals overlap, hospitalists are forced to report on physician-level metrics. Following this silo logic, the Centers for Medicare & Medicaid Services (CMS) has been removing physician-level PQRS measures that it views as redundant with facility-level IQR metrics, which has contributed to the detrimental reduction of relevant PQRS metrics for hospitalists over the years.

However, in large part due to the significant advocacy efforts of SHM around last year’s Medicare Access and CHIP Reauthorization Act (MACRA), CMS now has the ability to reverse this trend and include metrics from other programs, such as IQR metrics, as part of the quality or cost component of physician value-based payment. This would help to eliminate the artificial misalignment of quality goals and metrics for hospitalists and their facilities. Including hospital IQR metrics in the mandatory Medicare physician reporting programs would help to ensure hospitalists receive credit for the care they are providing for hospitalized patients and for the measures they are commonly held accountable for as part of their jobs.

As SHM advocates for hospitalists as the new Merit-Based Incentive Payment System (MIPS) reporting program unrolls as part of MACRA, we will keep these principles in mind: reduce administrative and reporting burdens, make metrics and their resulting data as actionable and useful as possible, and account for the important work hospitalists are doing in their facilities. As we are looking ahead at the future, we encourage you to make sure you are reporting in PQRS for 2016.

For more information about 2016 PQRS reporting, visit www.hospitalmedicine.org/pqrs. TH


Joshua Lapps is SHM’s government relations manager.

The diversity of hospitalist practice—from the variety of settings (such as inpatient acute, observation, post-discharge clinics, and post-acute-care facilities) to the differences in relationships with their facilities—is a strength of the specialty. It reflects the ability of the specialty to adapt to the unique needs of its local patients and institutions.

At the same time, it presents some unique challenges to developing strategies for identifying and assessing hospitalists. As the Medicare physician payment system moves toward value-based payment, hospitalists must report quality measures in the Physician Quality Reporting System (PQRS) or face ever-increasing penalties.

Many hospitalists are part of multispecialty groups aligned with a range of physicians employed by the same facility, including many academic hospitalists and those in integrated healthcare systems. Frequently for hospitalists in these groups, the group reports via a group-practice reporting option that uses measures for outpatient providers, capitalizing on the performances of those outpatient primary care providers in the group and making it generally unnecessary for these hospitalists to independently worry about PQRS reporting. Due to their employment model, they might also be somewhat insulated from seeing firsthand any value-based reimbursement adjustments from Medicare.

Hospitalists commonly are employed by single-specialty groups, medium or large in number of HM-focused providers, or increasingly a mix of hospitalists, emergency physicians, and hospitalists focused on skilled nursing facility (SNF) care. Still others are in small hospitalist groups or independent practitioners of hospital medicine. For these hospitalists, successful reporting of PQRS is important; they cannot rely on broad-based primary care group reporting options, and penalties can have an immediate impact on revenue streams.

PQRS, just like its hospital counterpart, the Inpatient Quality Reporting (IQR) system, was designed for use in an isolated healthcare delivery silo: PQRS was meant for physicians; IQR, for hospitals. This explicit design makes the measuring of hospitalists difficult within the current value-based payment programs because while the patient-care goals of hospitalists and their hospitals overlap, hospitalists are forced to report on physician-level metrics. Following this silo logic, the Centers for Medicare & Medicaid Services (CMS) has been removing physician-level PQRS measures that it views as redundant with facility-level IQR metrics, which has contributed to the detrimental reduction of relevant PQRS metrics for hospitalists over the years.

However, in large part due to the significant advocacy efforts of SHM around last year’s Medicare Access and CHIP Reauthorization Act (MACRA), CMS now has the ability to reverse this trend and include metrics from other programs, such as IQR metrics, as part of the quality or cost component of physician value-based payment. This would help to eliminate the artificial misalignment of quality goals and metrics for hospitalists and their facilities. Including hospital IQR metrics in the mandatory Medicare physician reporting programs would help to ensure hospitalists receive credit for the care they are providing for hospitalized patients and for the measures they are commonly held accountable for as part of their jobs.

As SHM advocates for hospitalists as the new Merit-Based Incentive Payment System (MIPS) reporting program unrolls as part of MACRA, we will keep these principles in mind: reduce administrative and reporting burdens, make metrics and their resulting data as actionable and useful as possible, and account for the important work hospitalists are doing in their facilities. As we are looking ahead at the future, we encourage you to make sure you are reporting in PQRS for 2016.

For more information about 2016 PQRS reporting, visit www.hospitalmedicine.org/pqrs. TH


Joshua Lapps is SHM’s government relations manager.

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Appalachia has higher cancer incidence than rest of US

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Cancer patient

receiving chemotherapy

Photo by Rhoda Baer

New research suggests that people living in the Appalachian region of the US are more likely to develop cancer than people in the rest of the country.

The study showed that Appalachians had a significantly higher incidence of cancer overall and higher rates of many solid tumor malignancies.

However, lymphoma rates were similar between Appalachians and non-Appalachians, and Appalachians had a significantly lower rate of myeloma.

This research was published in Cancer Epidemiology, Biomarkers & Prevention.

“The Appalachian region, which extends from parts of New York to Mississippi, spans 420 counties in 13 US states, and about 25 million people reside in this area,” said study author Reda Wilson, MPH, of the Centers for Disease Control and Prevention (CDC) in Atlanta, Georgia.

“This region is primarily made up of rural areas, with persistent poverty levels that are at least 20%, which is higher than the national average.”

In 2007, the CDC’s National Program of Cancer Registries (NPCR) published a comprehensive evaluation of cancer incidence rates in Appalachia between 2001 and 2003.

The data showed higher cancer rates in Appalachia than in the rest of the US. However, this publication had some shortcomings, including data that were not available for analysis.

“The current analyses reported here were performed to update the earlier evaluation by expanding the diagnosis years from 2004 to 2011 and including data on 100% of the Appalachian and non-Appalachian populations,” Wilson said.

For this study, Wilson and her colleagues used data from the NPCR and the National Cancer Institute’s Surveillance, Epidemiology, and End Results (SEER) program. Together, NPCR and SEER cover 100% of the US population.

The researchers analyzed the Appalachian population by region (north, central, and south Appalachia), gender, race (black and white only), and Appalachian Regional Commission-designated economic status (distressed, at-risk, transitional, competitive, and attainment). And the team compared these data with data on the non-Appalachian population.

The results showed that cancer incidence rates (IRs) were elevated among Appalachians regardless of how they were categorized. The IRs were per 100,000 people, age-adjusted to the 2000 US standard population.

The IR for all cancers was 565.8 for males in Appalachia and 543.0 for non-Appalachian males (P<0.05). And the cancer IRs for females were 428.7 in Appalachia and 418.2 outside the region (P<0.05).

There was no significant difference between the regions in IRs for lymphomas. The Hodgkin lymphoma IRs were 3.1 in Appalachian males, 3.2 in non-Appalachian males, and 2.5 for females in both regions.

The non-Hodgkin lymphoma IRs were 23.3 in Appalachian males, 23.4 in non-Appalachian males, 16.4 in Appalachian females, and 16.3 in non-Appalachian females.

Myeloma IRs were significantly lower in Appalachia (P<0.05). The myeloma IRs were 7.3 in Appalachian males, 7.5 in non-Appalachian males, 4.7 in Appalachian females, and 4.9 in non-Appalachian females.

There was no significant difference in leukemia IRs among males, but females in Appalachia had a significantly higher leukemia IR (P<0.05). The leukemia IRs were 16.9 in Appalachian males, 16.7 in non-Appalachian males, 10.4 in Appalachian females, and 10.2 in non-Appalachian females.

“Appalachia continues to have higher cancer incidence rates than the rest of the country,” Wilson said. “But a promising finding is that we’re seeing the gap narrow in the incidence rates between Appalachia and non-Appalachia since the 2007 analysis, with the exception of cancers of the oral cavity and pharynx, larynx, lung and bronchus, and thyroid.”

“This study helps identify types of cancer in the Appalachian region that could be reduced through more evidence-based screening and detection. Our study also emphasizes the importance of lifestyle changes needed to prevent and reduce cancer burden.”

 

 

The researchers noted that this study did not differentiate urban versus rural areas within each county, and data on screening and risk factors were based on self-reported responses.

Furthermore, cancer IRs were calculated for all ages combined and were not evaluated by age groups. Future analyses will be targeted toward capturing these finer details, Wilson said.

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Cancer patient

receiving chemotherapy

Photo by Rhoda Baer

New research suggests that people living in the Appalachian region of the US are more likely to develop cancer than people in the rest of the country.

The study showed that Appalachians had a significantly higher incidence of cancer overall and higher rates of many solid tumor malignancies.

However, lymphoma rates were similar between Appalachians and non-Appalachians, and Appalachians had a significantly lower rate of myeloma.

This research was published in Cancer Epidemiology, Biomarkers & Prevention.

“The Appalachian region, which extends from parts of New York to Mississippi, spans 420 counties in 13 US states, and about 25 million people reside in this area,” said study author Reda Wilson, MPH, of the Centers for Disease Control and Prevention (CDC) in Atlanta, Georgia.

“This region is primarily made up of rural areas, with persistent poverty levels that are at least 20%, which is higher than the national average.”

In 2007, the CDC’s National Program of Cancer Registries (NPCR) published a comprehensive evaluation of cancer incidence rates in Appalachia between 2001 and 2003.

The data showed higher cancer rates in Appalachia than in the rest of the US. However, this publication had some shortcomings, including data that were not available for analysis.

“The current analyses reported here were performed to update the earlier evaluation by expanding the diagnosis years from 2004 to 2011 and including data on 100% of the Appalachian and non-Appalachian populations,” Wilson said.

For this study, Wilson and her colleagues used data from the NPCR and the National Cancer Institute’s Surveillance, Epidemiology, and End Results (SEER) program. Together, NPCR and SEER cover 100% of the US population.

The researchers analyzed the Appalachian population by region (north, central, and south Appalachia), gender, race (black and white only), and Appalachian Regional Commission-designated economic status (distressed, at-risk, transitional, competitive, and attainment). And the team compared these data with data on the non-Appalachian population.

The results showed that cancer incidence rates (IRs) were elevated among Appalachians regardless of how they were categorized. The IRs were per 100,000 people, age-adjusted to the 2000 US standard population.

The IR for all cancers was 565.8 for males in Appalachia and 543.0 for non-Appalachian males (P<0.05). And the cancer IRs for females were 428.7 in Appalachia and 418.2 outside the region (P<0.05).

There was no significant difference between the regions in IRs for lymphomas. The Hodgkin lymphoma IRs were 3.1 in Appalachian males, 3.2 in non-Appalachian males, and 2.5 for females in both regions.

The non-Hodgkin lymphoma IRs were 23.3 in Appalachian males, 23.4 in non-Appalachian males, 16.4 in Appalachian females, and 16.3 in non-Appalachian females.

Myeloma IRs were significantly lower in Appalachia (P<0.05). The myeloma IRs were 7.3 in Appalachian males, 7.5 in non-Appalachian males, 4.7 in Appalachian females, and 4.9 in non-Appalachian females.

There was no significant difference in leukemia IRs among males, but females in Appalachia had a significantly higher leukemia IR (P<0.05). The leukemia IRs were 16.9 in Appalachian males, 16.7 in non-Appalachian males, 10.4 in Appalachian females, and 10.2 in non-Appalachian females.

“Appalachia continues to have higher cancer incidence rates than the rest of the country,” Wilson said. “But a promising finding is that we’re seeing the gap narrow in the incidence rates between Appalachia and non-Appalachia since the 2007 analysis, with the exception of cancers of the oral cavity and pharynx, larynx, lung and bronchus, and thyroid.”

“This study helps identify types of cancer in the Appalachian region that could be reduced through more evidence-based screening and detection. Our study also emphasizes the importance of lifestyle changes needed to prevent and reduce cancer burden.”

 

 

The researchers noted that this study did not differentiate urban versus rural areas within each county, and data on screening and risk factors were based on self-reported responses.

Furthermore, cancer IRs were calculated for all ages combined and were not evaluated by age groups. Future analyses will be targeted toward capturing these finer details, Wilson said.

Cancer patient

receiving chemotherapy

Photo by Rhoda Baer

New research suggests that people living in the Appalachian region of the US are more likely to develop cancer than people in the rest of the country.

The study showed that Appalachians had a significantly higher incidence of cancer overall and higher rates of many solid tumor malignancies.

However, lymphoma rates were similar between Appalachians and non-Appalachians, and Appalachians had a significantly lower rate of myeloma.

This research was published in Cancer Epidemiology, Biomarkers & Prevention.

“The Appalachian region, which extends from parts of New York to Mississippi, spans 420 counties in 13 US states, and about 25 million people reside in this area,” said study author Reda Wilson, MPH, of the Centers for Disease Control and Prevention (CDC) in Atlanta, Georgia.

“This region is primarily made up of rural areas, with persistent poverty levels that are at least 20%, which is higher than the national average.”

In 2007, the CDC’s National Program of Cancer Registries (NPCR) published a comprehensive evaluation of cancer incidence rates in Appalachia between 2001 and 2003.

The data showed higher cancer rates in Appalachia than in the rest of the US. However, this publication had some shortcomings, including data that were not available for analysis.

“The current analyses reported here were performed to update the earlier evaluation by expanding the diagnosis years from 2004 to 2011 and including data on 100% of the Appalachian and non-Appalachian populations,” Wilson said.

For this study, Wilson and her colleagues used data from the NPCR and the National Cancer Institute’s Surveillance, Epidemiology, and End Results (SEER) program. Together, NPCR and SEER cover 100% of the US population.

The researchers analyzed the Appalachian population by region (north, central, and south Appalachia), gender, race (black and white only), and Appalachian Regional Commission-designated economic status (distressed, at-risk, transitional, competitive, and attainment). And the team compared these data with data on the non-Appalachian population.

The results showed that cancer incidence rates (IRs) were elevated among Appalachians regardless of how they were categorized. The IRs were per 100,000 people, age-adjusted to the 2000 US standard population.

The IR for all cancers was 565.8 for males in Appalachia and 543.0 for non-Appalachian males (P<0.05). And the cancer IRs for females were 428.7 in Appalachia and 418.2 outside the region (P<0.05).

There was no significant difference between the regions in IRs for lymphomas. The Hodgkin lymphoma IRs were 3.1 in Appalachian males, 3.2 in non-Appalachian males, and 2.5 for females in both regions.

The non-Hodgkin lymphoma IRs were 23.3 in Appalachian males, 23.4 in non-Appalachian males, 16.4 in Appalachian females, and 16.3 in non-Appalachian females.

Myeloma IRs were significantly lower in Appalachia (P<0.05). The myeloma IRs were 7.3 in Appalachian males, 7.5 in non-Appalachian males, 4.7 in Appalachian females, and 4.9 in non-Appalachian females.

There was no significant difference in leukemia IRs among males, but females in Appalachia had a significantly higher leukemia IR (P<0.05). The leukemia IRs were 16.9 in Appalachian males, 16.7 in non-Appalachian males, 10.4 in Appalachian females, and 10.2 in non-Appalachian females.

“Appalachia continues to have higher cancer incidence rates than the rest of the country,” Wilson said. “But a promising finding is that we’re seeing the gap narrow in the incidence rates between Appalachia and non-Appalachia since the 2007 analysis, with the exception of cancers of the oral cavity and pharynx, larynx, lung and bronchus, and thyroid.”

“This study helps identify types of cancer in the Appalachian region that could be reduced through more evidence-based screening and detection. Our study also emphasizes the importance of lifestyle changes needed to prevent and reduce cancer burden.”

 

 

The researchers noted that this study did not differentiate urban versus rural areas within each county, and data on screening and risk factors were based on self-reported responses.

Furthermore, cancer IRs were calculated for all ages combined and were not evaluated by age groups. Future analyses will be targeted toward capturing these finer details, Wilson said.

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NICE recommends panobinostat for multiple myeloma

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Panobinostat (Farydak)

Photo courtesy of Novartis

The National Institute for Health and Care Excellence (NICE) has issued a final guidance recommending panobinostat (Farydak) be made available on the National Health Service.

In the European Union, panobinostat is approved for use in combination with bortezomib and dexamethasone to treat adults with relapsed and/or refractory multiple myeloma who have received at least 2 prior treatment regimens, including bortezomib and an immunomodulatory agent.

NICE’s recommendation of panobinostat is contingent upon the drug being provided with the discount agreed upon in the patient access scheme.

NICE previously issued a guidance in which it did not recommend panobinostat, but the drug’s manufacturer, Novartis, submitted a revised economic analysis that allowed NICE to recommend the drug.

Novartis has agreed to a patient access scheme with the Department of Health. This scheme provides a discount to the list price of panobinostat, with the discount applied at the point of purchase or invoice.

The level of the discount is commercial in confidence, but the Department of Health said this patient access scheme does not constitute an excessive administrative burden on the National Health Service.

Panobinostat costs £776 per 20 mg tablet. The recommended starting dose is 20 mg, taken orally once a day, on days 1, 3, 5, 8, 10, and 12 of a 21-day cycle. Patients should receive panobinostat for 8 cycles. If they show clinical benefit, they should continue the treatment for 4 additional cycles of 6 weeks each. 

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Panobinostat (Farydak)

Photo courtesy of Novartis

The National Institute for Health and Care Excellence (NICE) has issued a final guidance recommending panobinostat (Farydak) be made available on the National Health Service.

In the European Union, panobinostat is approved for use in combination with bortezomib and dexamethasone to treat adults with relapsed and/or refractory multiple myeloma who have received at least 2 prior treatment regimens, including bortezomib and an immunomodulatory agent.

NICE’s recommendation of panobinostat is contingent upon the drug being provided with the discount agreed upon in the patient access scheme.

NICE previously issued a guidance in which it did not recommend panobinostat, but the drug’s manufacturer, Novartis, submitted a revised economic analysis that allowed NICE to recommend the drug.

Novartis has agreed to a patient access scheme with the Department of Health. This scheme provides a discount to the list price of panobinostat, with the discount applied at the point of purchase or invoice.

The level of the discount is commercial in confidence, but the Department of Health said this patient access scheme does not constitute an excessive administrative burden on the National Health Service.

Panobinostat costs £776 per 20 mg tablet. The recommended starting dose is 20 mg, taken orally once a day, on days 1, 3, 5, 8, 10, and 12 of a 21-day cycle. Patients should receive panobinostat for 8 cycles. If they show clinical benefit, they should continue the treatment for 4 additional cycles of 6 weeks each. 

Panobinostat (Farydak)

Photo courtesy of Novartis

The National Institute for Health and Care Excellence (NICE) has issued a final guidance recommending panobinostat (Farydak) be made available on the National Health Service.

In the European Union, panobinostat is approved for use in combination with bortezomib and dexamethasone to treat adults with relapsed and/or refractory multiple myeloma who have received at least 2 prior treatment regimens, including bortezomib and an immunomodulatory agent.

NICE’s recommendation of panobinostat is contingent upon the drug being provided with the discount agreed upon in the patient access scheme.

NICE previously issued a guidance in which it did not recommend panobinostat, but the drug’s manufacturer, Novartis, submitted a revised economic analysis that allowed NICE to recommend the drug.

Novartis has agreed to a patient access scheme with the Department of Health. This scheme provides a discount to the list price of panobinostat, with the discount applied at the point of purchase or invoice.

The level of the discount is commercial in confidence, but the Department of Health said this patient access scheme does not constitute an excessive administrative burden on the National Health Service.

Panobinostat costs £776 per 20 mg tablet. The recommended starting dose is 20 mg, taken orally once a day, on days 1, 3, 5, 8, 10, and 12 of a 21-day cycle. Patients should receive panobinostat for 8 cycles. If they show clinical benefit, they should continue the treatment for 4 additional cycles of 6 weeks each. 

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Method makes gene editing more efficient, team says

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DNA helix

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Researchers say they have made an improvement in CRISPR-Cas9 technology that enables a success rate of 60% when replacing a short stretch of DNA

with another.

They say this technique could be especially useful when trying to repair genetic mutations that cause hereditary diseases, such as sickle cell disease.

The technique allows researchers to patch an abnormal section of DNA with the normal sequence and potentially correct the defect.

“The exciting thing about CRISPR-Cas9 is the promise of fixing genes in place in our genome, but the efficiency for that can be very low,” said Jacob Corn, PhD, of the University of California, Berkeley.

“If you think of gene editing as a word processor, we know how to cut, but we need a more efficient way to paste and glue a new piece of DNA where we make the cut.”

Dr Corn and his colleagues described their more efficient technique in Nature Biotechnology.

“In cases where you want to change very small regions of DNA, up to 30 base pairs, this technique would be extremely effective,” said study author Christopher Richardson, PhD, of the University of California, Berkeley.

Dr Richardson invented the new approach after finding that the Cas9 protein, which does the actual DNA cutting, remains attached to the chromosome for up to 6 hours, long after it has sliced through the double-stranded DNA.

Dr Richardson looked closely at the Cas9 protein bound to the 2 strands of DNA and discovered that while the protein hangs onto 3 of the cut ends, 1 of the ends remains free.

When Cas9 cuts DNA, repair systems in the cell can grab a piece of complementary DNA, called a template, to repair the cut. Researchers can add templates containing changes that alter existing sequences in the genome.

Dr Richardson reasoned that bringing the substitute template directly to the site of the cut would improve the patching efficiency. So he constructed a piece of DNA that matches the free DNA end and carries the genetic sequence to be inserted at the other end.

The technique allowed successful repair of a mutation with up to 60% efficiency.

“Our data indicate that Cas9 breaks could be different, at a molecular level, from breaks generated by other targeted nucleases, such as TALENS and zinc-finger nucleases, which suggests that strategies like the ones we are using can give you more efficient repair of Cas9 breaks,” Dr Richardson said.

The researchers also showed that variants of the Cas9 protein that bind DNA but do not cut can also paste a new DNA sequence at the binding site, possibly by forming a “bubble” structure on the target DNA that also acts to attract the repair template.

Gene editing using Cas9 without genome cutting could be safer than typical gene editing by removing the danger of off-target cutting in the genome, Dr Corn said.

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DNA helix

Image by Spencer Phillips

Researchers say they have made an improvement in CRISPR-Cas9 technology that enables a success rate of 60% when replacing a short stretch of DNA

with another.

They say this technique could be especially useful when trying to repair genetic mutations that cause hereditary diseases, such as sickle cell disease.

The technique allows researchers to patch an abnormal section of DNA with the normal sequence and potentially correct the defect.

“The exciting thing about CRISPR-Cas9 is the promise of fixing genes in place in our genome, but the efficiency for that can be very low,” said Jacob Corn, PhD, of the University of California, Berkeley.

“If you think of gene editing as a word processor, we know how to cut, but we need a more efficient way to paste and glue a new piece of DNA where we make the cut.”

Dr Corn and his colleagues described their more efficient technique in Nature Biotechnology.

“In cases where you want to change very small regions of DNA, up to 30 base pairs, this technique would be extremely effective,” said study author Christopher Richardson, PhD, of the University of California, Berkeley.

Dr Richardson invented the new approach after finding that the Cas9 protein, which does the actual DNA cutting, remains attached to the chromosome for up to 6 hours, long after it has sliced through the double-stranded DNA.

Dr Richardson looked closely at the Cas9 protein bound to the 2 strands of DNA and discovered that while the protein hangs onto 3 of the cut ends, 1 of the ends remains free.

When Cas9 cuts DNA, repair systems in the cell can grab a piece of complementary DNA, called a template, to repair the cut. Researchers can add templates containing changes that alter existing sequences in the genome.

Dr Richardson reasoned that bringing the substitute template directly to the site of the cut would improve the patching efficiency. So he constructed a piece of DNA that matches the free DNA end and carries the genetic sequence to be inserted at the other end.

The technique allowed successful repair of a mutation with up to 60% efficiency.

“Our data indicate that Cas9 breaks could be different, at a molecular level, from breaks generated by other targeted nucleases, such as TALENS and zinc-finger nucleases, which suggests that strategies like the ones we are using can give you more efficient repair of Cas9 breaks,” Dr Richardson said.

The researchers also showed that variants of the Cas9 protein that bind DNA but do not cut can also paste a new DNA sequence at the binding site, possibly by forming a “bubble” structure on the target DNA that also acts to attract the repair template.

Gene editing using Cas9 without genome cutting could be safer than typical gene editing by removing the danger of off-target cutting in the genome, Dr Corn said.

DNA helix

Image by Spencer Phillips

Researchers say they have made an improvement in CRISPR-Cas9 technology that enables a success rate of 60% when replacing a short stretch of DNA

with another.

They say this technique could be especially useful when trying to repair genetic mutations that cause hereditary diseases, such as sickle cell disease.

The technique allows researchers to patch an abnormal section of DNA with the normal sequence and potentially correct the defect.

“The exciting thing about CRISPR-Cas9 is the promise of fixing genes in place in our genome, but the efficiency for that can be very low,” said Jacob Corn, PhD, of the University of California, Berkeley.

“If you think of gene editing as a word processor, we know how to cut, but we need a more efficient way to paste and glue a new piece of DNA where we make the cut.”

Dr Corn and his colleagues described their more efficient technique in Nature Biotechnology.

“In cases where you want to change very small regions of DNA, up to 30 base pairs, this technique would be extremely effective,” said study author Christopher Richardson, PhD, of the University of California, Berkeley.

Dr Richardson invented the new approach after finding that the Cas9 protein, which does the actual DNA cutting, remains attached to the chromosome for up to 6 hours, long after it has sliced through the double-stranded DNA.

Dr Richardson looked closely at the Cas9 protein bound to the 2 strands of DNA and discovered that while the protein hangs onto 3 of the cut ends, 1 of the ends remains free.

When Cas9 cuts DNA, repair systems in the cell can grab a piece of complementary DNA, called a template, to repair the cut. Researchers can add templates containing changes that alter existing sequences in the genome.

Dr Richardson reasoned that bringing the substitute template directly to the site of the cut would improve the patching efficiency. So he constructed a piece of DNA that matches the free DNA end and carries the genetic sequence to be inserted at the other end.

The technique allowed successful repair of a mutation with up to 60% efficiency.

“Our data indicate that Cas9 breaks could be different, at a molecular level, from breaks generated by other targeted nucleases, such as TALENS and zinc-finger nucleases, which suggests that strategies like the ones we are using can give you more efficient repair of Cas9 breaks,” Dr Richardson said.

The researchers also showed that variants of the Cas9 protein that bind DNA but do not cut can also paste a new DNA sequence at the binding site, possibly by forming a “bubble” structure on the target DNA that also acts to attract the repair template.

Gene editing using Cas9 without genome cutting could be safer than typical gene editing by removing the danger of off-target cutting in the genome, Dr Corn said.

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Generic drugs often out of reach, experts say

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Generic drugs often out of reach, experts say

Prescription medications

Photo courtesy of the CDC

An article published in Blood suggests pharmaceutical companies use several strategies to keep affordable generic drugs from the US market.

“The timely availability of affordable generic drugs is the difference between life or death for patients with cancer and other diseases who cannot afford brand-name pharmaceuticals, the majority of which are priced at monopoly levels and protected by 20-year patents,” said lead author Hagop Kantarjian, MD, of The University of Texas MD Anderson Cancer Center in Houston.

“Unfortunately, these sorely needed generics are increasingly out of reach. As we sought to understand what keeps these affordable drugs from the market, we identified several specific strategies that pharmaceutical companies use to extend their patents and eliminate competition.”

Dr Kantarjian and his colleagues assert that pharmaceutical companies use a variety of strategies to delay, prevent, and suppress the timely availability of affordable generic drugs.

Among them, the authors detail “pay-for-delay,” in which the company that owns the patent pays a generic company to delay entry into the market. The Federal Trade Commission estimates that the pay-for-delay settlements cost taxpayers, insurance companies, and consumers approximately $3.5 billion per year.

In other cases detailed in the article, the patent-holder deters competition by creating its own version of drugs at generic prices.

While this practice may reduce costs for consumers by 4% to 8% in the short-term, the authors suggest that companies often use the authorized generics as a bargaining chip in “pay-for-delay” deals, pledging not to release their own drugs in return for the true generic company promising to delay market entry.

Other strategies the authors discuss include investing heavily in advertising the brand-name drug (often spending more on marketing than on research and development) and lobbying for laws that prevent patients from importing cheaper generics from other countries, which the authors write can cost as little as 20% to 50% of US prices.

The authors also say some drug companies buy out competitors and then increase the price of a newly acquired generic drug by several fold overnight.

In addition, the authors describe a strategy they call “product hopping,” which involves switching the market for a drug to a reformulated “new and improved” version with a slightly different tablet or capsule dose that offers no therapeutic advantage over the original but has a later-expiring patent.

The company then heavily advertises the new brand-name drug in an effort to convince patients and physicians to switch.

As a result, when the generic version of the original becomes available, pharmacists cannot substitute it for the new branded version because state laws allow substitution only if certain characteristics, such as dosing, remain the same.

In recognition of the harm and expense the authors suggest these strategies impart on both patients and the economy, they propose several solutions that would support timely access to affordable generic drugs.

These include allowing Medicare to negotiate drug prices, monitoring and penalizing pay-for-delay deals, allowing transportation of pharmaceuticals across borders for individual use, and challenging weak patents.

“Each day, in my clinic, I see leukemia patients who are harmed because they cannot afford their treatment, some risking death because they cannot pay for the medicine keeping them alive,” Dr Kantarjian said.

“Overall, these strategies demonstrate that the trend of high brand-name drug prices has recently infected generic drugs, as companies value profit at the expense of long-term utility to society. We must be vigilant in recognizing these strategies and advocating for solutions that will allow companies to accomplish their dual mission: make reasonable profits and help save and/or improve patients’ lives.”

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Topics

Prescription medications

Photo courtesy of the CDC

An article published in Blood suggests pharmaceutical companies use several strategies to keep affordable generic drugs from the US market.

“The timely availability of affordable generic drugs is the difference between life or death for patients with cancer and other diseases who cannot afford brand-name pharmaceuticals, the majority of which are priced at monopoly levels and protected by 20-year patents,” said lead author Hagop Kantarjian, MD, of The University of Texas MD Anderson Cancer Center in Houston.

“Unfortunately, these sorely needed generics are increasingly out of reach. As we sought to understand what keeps these affordable drugs from the market, we identified several specific strategies that pharmaceutical companies use to extend their patents and eliminate competition.”

Dr Kantarjian and his colleagues assert that pharmaceutical companies use a variety of strategies to delay, prevent, and suppress the timely availability of affordable generic drugs.

Among them, the authors detail “pay-for-delay,” in which the company that owns the patent pays a generic company to delay entry into the market. The Federal Trade Commission estimates that the pay-for-delay settlements cost taxpayers, insurance companies, and consumers approximately $3.5 billion per year.

In other cases detailed in the article, the patent-holder deters competition by creating its own version of drugs at generic prices.

While this practice may reduce costs for consumers by 4% to 8% in the short-term, the authors suggest that companies often use the authorized generics as a bargaining chip in “pay-for-delay” deals, pledging not to release their own drugs in return for the true generic company promising to delay market entry.

Other strategies the authors discuss include investing heavily in advertising the brand-name drug (often spending more on marketing than on research and development) and lobbying for laws that prevent patients from importing cheaper generics from other countries, which the authors write can cost as little as 20% to 50% of US prices.

The authors also say some drug companies buy out competitors and then increase the price of a newly acquired generic drug by several fold overnight.

In addition, the authors describe a strategy they call “product hopping,” which involves switching the market for a drug to a reformulated “new and improved” version with a slightly different tablet or capsule dose that offers no therapeutic advantage over the original but has a later-expiring patent.

The company then heavily advertises the new brand-name drug in an effort to convince patients and physicians to switch.

As a result, when the generic version of the original becomes available, pharmacists cannot substitute it for the new branded version because state laws allow substitution only if certain characteristics, such as dosing, remain the same.

In recognition of the harm and expense the authors suggest these strategies impart on both patients and the economy, they propose several solutions that would support timely access to affordable generic drugs.

These include allowing Medicare to negotiate drug prices, monitoring and penalizing pay-for-delay deals, allowing transportation of pharmaceuticals across borders for individual use, and challenging weak patents.

“Each day, in my clinic, I see leukemia patients who are harmed because they cannot afford their treatment, some risking death because they cannot pay for the medicine keeping them alive,” Dr Kantarjian said.

“Overall, these strategies demonstrate that the trend of high brand-name drug prices has recently infected generic drugs, as companies value profit at the expense of long-term utility to society. We must be vigilant in recognizing these strategies and advocating for solutions that will allow companies to accomplish their dual mission: make reasonable profits and help save and/or improve patients’ lives.”

Prescription medications

Photo courtesy of the CDC

An article published in Blood suggests pharmaceutical companies use several strategies to keep affordable generic drugs from the US market.

“The timely availability of affordable generic drugs is the difference between life or death for patients with cancer and other diseases who cannot afford brand-name pharmaceuticals, the majority of which are priced at monopoly levels and protected by 20-year patents,” said lead author Hagop Kantarjian, MD, of The University of Texas MD Anderson Cancer Center in Houston.

“Unfortunately, these sorely needed generics are increasingly out of reach. As we sought to understand what keeps these affordable drugs from the market, we identified several specific strategies that pharmaceutical companies use to extend their patents and eliminate competition.”

Dr Kantarjian and his colleagues assert that pharmaceutical companies use a variety of strategies to delay, prevent, and suppress the timely availability of affordable generic drugs.

Among them, the authors detail “pay-for-delay,” in which the company that owns the patent pays a generic company to delay entry into the market. The Federal Trade Commission estimates that the pay-for-delay settlements cost taxpayers, insurance companies, and consumers approximately $3.5 billion per year.

In other cases detailed in the article, the patent-holder deters competition by creating its own version of drugs at generic prices.

While this practice may reduce costs for consumers by 4% to 8% in the short-term, the authors suggest that companies often use the authorized generics as a bargaining chip in “pay-for-delay” deals, pledging not to release their own drugs in return for the true generic company promising to delay market entry.

Other strategies the authors discuss include investing heavily in advertising the brand-name drug (often spending more on marketing than on research and development) and lobbying for laws that prevent patients from importing cheaper generics from other countries, which the authors write can cost as little as 20% to 50% of US prices.

The authors also say some drug companies buy out competitors and then increase the price of a newly acquired generic drug by several fold overnight.

In addition, the authors describe a strategy they call “product hopping,” which involves switching the market for a drug to a reformulated “new and improved” version with a slightly different tablet or capsule dose that offers no therapeutic advantage over the original but has a later-expiring patent.

The company then heavily advertises the new brand-name drug in an effort to convince patients and physicians to switch.

As a result, when the generic version of the original becomes available, pharmacists cannot substitute it for the new branded version because state laws allow substitution only if certain characteristics, such as dosing, remain the same.

In recognition of the harm and expense the authors suggest these strategies impart on both patients and the economy, they propose several solutions that would support timely access to affordable generic drugs.

These include allowing Medicare to negotiate drug prices, monitoring and penalizing pay-for-delay deals, allowing transportation of pharmaceuticals across borders for individual use, and challenging weak patents.

“Each day, in my clinic, I see leukemia patients who are harmed because they cannot afford their treatment, some risking death because they cannot pay for the medicine keeping them alive,” Dr Kantarjian said.

“Overall, these strategies demonstrate that the trend of high brand-name drug prices has recently infected generic drugs, as companies value profit at the expense of long-term utility to society. We must be vigilant in recognizing these strategies and advocating for solutions that will allow companies to accomplish their dual mission: make reasonable profits and help save and/or improve patients’ lives.”

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Older Inpatients' Views on Group PT

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Experiences of older adults in a group physiotherapy program at a rehabilitation hospital: A qualitative study

There is uncertainty regarding older adults' attitudes toward participating in group exercise. Although some evidence suggests that in the community, older adults prefer to exercise alone with some instruction,[1, 2] others support the preference of group exercise with peers.[3] Little is known about the attitudes of hospitalized older adults toward group physiotherapy (GPT). Providing physiotherapy (also known as physical therapy) in a group setting has been shown to be effective in a variety of populations,[4, 5, 6, 7] and as a consequence of simultaneously treating multiple patients, therapist[8] and cost[9] efficiency are enhanced. Description of the patient experience is increasingly being recognized as a crucial element in the delivery of patient‐centered care and performance evaluation of health professionals and services.[10] Therefore, the purpose of this investigation was to explore older inpatients' experiences of GPT to assist with planning and designing future inpatient programs to maximize patient participation, satisfaction, and clinical outcomes.

METHODS

Recruitment

A subset of participants enrolled in a randomized controlled trial investigating the effects of a GPT and individual physiotherapy program on clinical outcomes in hospitalized older adults (ANZCTR number: 12608000580370) were asked during the initial consenting procedure if they would also consent to participating in an interview about their experiences of physiotherapy. Ethics approval was provided by hospital and university ethics committees, and all participants provided written informed consent prior to commencement.

Participants

Inclusion criteria were inpatients on aged care wards at a metropolitan rehabilitation hospital, aged 65 years or older, and willing to take part in GPT. Exclusion criteria were Mini‐Mental State Examination[11] scores <10, physically unable or behaviorally unsuitable for GPT, insufficient proficiency in English, and significant memory loss. The latter 2 criteria were to allow for in‐depth interviews. Sixteen participants consented to take part.

Group Physiotherapy Intervention

Participants attended exercise classes 3 times per week, with a maximum of 6 participants, and were led by a trained physiotherapist or allied health assistant (group instructor). In addition, all participants also received individual physiotherapy; the treating therapist determined the type, intensity, and duration of the treatment with input from their patient.

Data Collection

After undertaking at least 3 group classes, individual interviews were undertaken in a quiet room with an independent researcher (MR). Interviews were conducted and audio‐recorded using a digital voice recorder, and were transcribed verbatim by MR within 24 hours. An interview guide with open‐ended questions, created specifically for this study, was modified after preliminary analysis of the first interview (Table 1). Interviews continued until no new themes arose in the last 3 interviews; saturation point[12] was decided by reviewer consensus and reached at 12 interviews. The key outcome of interest was themes relating to participants' experiences of GPT. Interviews lasted between 5 and 45 minutes.

Semistructured Interview Questions
  • NOTE: Abbreviations: PT, physiotherapy.

Questions
How do you feel about attending the group PT sessions?
What aspects of the group PT sessions do you enjoy?
What aspects of the group PT sessions do you dislike?
What do you think about the level of supervision and support you receive in the group sessions?
What do you think about the amount of PT you receive in these group sessions?
What are the main differences between the exercise group and the individual sessions?
What did you expect to occur in the group sessions?
How do you feel when you see other people doing better than you in the group?
How do you feel when you see other people doing worse than you in the group?
In the future, what things could be changed to make group PT more enjoyable for you?
What other comments or feedback do you have?

Data Analysis

Two reviewers independently completed line‐by‐line thematic analysis.[13] One reviewer used NVivo to support analysis,[14] and the other reviewer analyzed interviews manually. Text was coded,[15] and constant comparison was utilized to ensure later emerging codes were identified in earlier interviews.[15] Researchers then met to compare and discuss coding definitions and their results; similar codes that arose in multiple interviews were compared and grouped together to develop themes and subthemes, which were refined until consensus was reached. Interviews and themes were reviewed by a third researcher (AH) as part of a peer review process to minimize researcher bias.[16]

RESULTS

Eight females and 4 males aged 73 to 93 years (mean = 82.5 years, standard deviation = 7.1 years) participated in the interviews. After initially consenting to participate, 1 participant declined due to fatigue. Three participants were discharged prior to scheduling an interview. Analysis revealed 6 major themes and 10 subthemes (Table 2).

Major Themes, Subthemes, and Supporting Quotes
Major Theme Subtheme Supporting Extracts
  • NOTE: Abbreviations: PT, physiotherapy.

Participation and satisfaction Happy to participate in group PT It's been terrific. It's the best thing I've done since being here. I've been very happyyou should continue it, that's for sure. It's best for everybody. (Participant 1)
Group PT was a satisfactory alternative to individual PT I rather enjoy it. I'm looking forward to it today. I can't see much difference [between the group and individual PT]. Couldn't be better. (Participant 3)
Exercise and physical benefits Happy with the content I didn't find any of the exercises beyond my limits. I didn't realize how weak I was. After exercising, I found the muscles in my neck were tightandgetting a bit sore initially, but the more I did, the lesser it gotwith the arthritis, it is good to get it moving. (Participant 12)
Described physical benefits Whatever I'm doing is helping with my balance and helping with general muscle things. I'm getting a little bit bettermy balance has improved. (Participant 4)
Camaraderie and support Enjoyment of the social aspects of group PT, feeling like they're in it together The group is nice because we smile at each other and we grimacewe feel the same thingsit hurts or I'm tired. We sometimes have a bit of a laugh and sometimes have a bit of a moan. I think you enjoy it more if you've got others doing the same thing as you. [We] egg everybody on to do their best. (Participant 4)
Celebration of others' successes One of the other ladies went home and I was really pleased for her. She'd been here for quite some time and I wished her well. (Participant 4)
I just clap like mad for somebody who has done a better job next time I see them. [It] shows that they're trying harder. (Participant 3)
Self‐satisfaction and self‐awareness Feeling good about their performance I can walk to the toilet and walk around the ward. A few of them just can't. It made me think about life and how fortunate I've been. When I look around, there's a lot more that's worse off than me. (Participant 2)
I feel lucky. I'm better than the other ones.My legs are very bad but there's one who can hardly lift her legs. I'm very lucky. (Participant 8)
Motivation and drive for improvement Self‐determination plays an important role in recovery, with physical benefits as an extrinsic motivator I try pretty much as hard as I canI do the best I can and that's about all I can do, really. (Participant 4)
Part of the reason I'm here is just to try and improve my balance so that I don't fall over. (Participant 7)
Competition as extrinsic motivation It's a bit of a challenge. I've only done 8 and they've done 10. Incentiveit becomes a bit like competition. (Participant 1)
I try and do better than what they're doing. (Participant 5).
It's good to be together to do it, I think it gives you an incentive to work at it, push yourself a little bit. Competitiveness comes out[you have] got to push yourself a bit harder. (Participant 12)
Qualities of the group instructor Knowledge and attentiveness of the group instructor She knows I've got a bad back and I've got a bad arm so she says, You don't do that one, Don't forget, you mustn't do it if it hurts. (Participant 3)

Themes

Attendance and Satisfaction

Participants were happy to attend GPT. Participants saw it as an opportunity to get out of the room (participant 4) and they valued the socialization.

Participants found GPT to be a satisfactory alternative to individual sessions. Participants described no difference in the level or type of physiotherapy in group and individual settings; both were valued for exercise content.

Exercise and Physical Benefits

Participants were happy with the content of GPT. Despite being high intensity, exercises were reported to be appropriate.

Perceived physical benefits were described. Reduced pain and stiffness, and improved balance and strength were described with GPT, which contributed to satisfaction.

Qualities of the Group Instructor

Knowledge and Attentiveness of the Group Instructor

These supportive qualities were described as important factors by participants. Some participants acknowledged the number of other participants in GPT; however, they perceived that the instructor was monitoring each person individually, constantly, and equally. Participants reported that group instructors modified or ceased exercises where appropriate, engendering trust (participant 5) and perceived that GPT was individualized and not inferior to individual PT.

Social AspectsCamaraderie and Support

Enjoyment of the Social Aspects of GPT: Feeling Like They're in It Together

Participants reported enjoying the company and support of their peers. They described camaraderie and did not feel alone in their experiences. Exercising with peers encouraged them to push themselves more than during individual physiotherapy.

Celebration of Others' Successes

Some participants expressed awareness of their support to others; seeing others improve and return home gave them encouragement.

Self‐Satisfaction and Self‐Awareness

Feel Good About Their Mobility and Health in the Group Setting

Participants made downward comparisons with others less mobile, which resulted in a realization, gratitude, and acceptance of their own health and physical abilities/limitations.

Self‐Determination and Extrinsic Motivators

Self‐Determination Plays an Important Role in Recovery, With Physical Benefits as an Extrinsic Motivator

Participants described self‐determination to exercise, some without peer influence. Physical benefits of exercise were an extrinsic motivator; participants felt that they were doing as best they could to achieve their goals.

Competition as an Extrinsic Motivator

Upward social comparisons were made with peers who participants perceived were performing better than them, which increased motivation to work harder. Self‐determination and competition were not mutually exclusive.

DISCUSSION

Participants were positive about GPT and reported experiencing physical benefits. Motivation was reported as an important factor in recovery, with improving mobility and competition as commonly described extrinsic motivators. Social comparisons made between participants were motivating and reassuring.

Group physiotherapy sessions are often a replacement for individual physiotherapy; therefore, it is important that participants feel they are receiving a suitable alternative. Individual physiotherapy has advantages over GPT including affording a more individualized assessment and treatment; a combination of both may be appropriate for many older inpatients. Although there is conflicting evidence of the exercise preferences of community‐dwelling older adults,[1] the results of this study are consistent with evidence supporting exercising with peers.[3, 17]

Self‐determination theory describes motivation existing along a continuum, from intrinsic motivation to extrinsic motivation then amotivation.[18] Participants described valuing the physical benefits of exercise (extrinsic motivation), similarly noted by survivors of stroke.[19, 20] For those who do not value exercise, group instructors may consider discussing its benefits during GPT. Competition may be stimulated through exercising with peers; therefore, group instructors should utilize this advantage of GPT over individual physiotherapy.

Participants feeling socially supported in GPT were similar to those reported by hospitalized older adults[21] as well as those undertaking exercise groups for cardiac rehabilitation,[22] terminal cancer,[23] and following lung transplantation.[24] Fostering a supportive environment may enhance the patient experience; therefore, physiotherapists should encourage GPT attendance and socialization (as appropriate) and actively acknowledge physical improvements.

The Social Comparison Theory suggests that people evaluate their abilities by comparing themselves to their peers.[25, 26] Participants who made upward comparisons, with those who they perceived were better than them[26] resulted in motivation to attain the level of their more mobile peers. Downward comparisons were also made with those who they felt were less mobile; these engendered feelings of gratitude and appreciation for their own health and promoted self‐esteem,[26] and have also been reported in other populations including those with spinal cord injury[27] and breast cancer.[28]

Study Limitations

Interviews were not conducted with those who received individual physiotherapy alone, and therefore no comparisons can be drawn regarding their experiences and satisfaction. Those who participated in interviews had already consented to participating in GPT; those who declined GPT were not part of the trial and therefore responses may have some bias. To minimize this bias, the interview guide included questions into positive and negative aspects of group and individual physiotherapy. Although community‐dwelling older adults perceive boredom, intimidation, and potential for injury to be barriers to participation in exercise,[29] future research should investigate why older inpatients decline GPT and methods for improving participation.

CONCLUSION

This study provides new evidence to support GPT for hospitalized older adults. Participants in this study enjoyed GPT and were motivated and supported by their peers. As GPT was valued by hospitalized older adults who participated in this study for its physical and social benefits, clinicians could consider replacing several individual treatment sessions with GPT as part of a weekly treatment schedule.

Acknowledgements

The principle investigator thanks E. Harris, C. Chenneaux, A. Shapiro, D. Kronemberg, R. Roose and B. Doyle‐Jones for running the exercise groups, and also extends her thanks and gratitude to all of the patients interviewed for their time and honesty.

Disclosures: Melissa J. Raymond was supported by an Australian Postgraduate Award scholarship and a Caulfield Hospital Research Trust Projects Grant 2008/2009.

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References
  1. King AC, Castro C, Wilcox S, Eyler AA, Sallis JF, Brownson RC. Personal and environmental factors associated with physical inactivity among different racial‐ethnic groups of U.S. middle‐aged and older‐aged women. Health Psychol. 2000;19(4):354364.
  2. Wilcox S, King AC, Brassington GS, Ahn DK. Physical activity preferences of middle‐aged and older adults: a community analysis. J Aging Phys Act. 1999;7(4):386399.
  3. Beauchamp MR, Carron AV, McCutcheon S, Harper O. Older adults' preferences for exercising alone versus in groups: considering contextual congruence. Ann Behav Med. 2007;33(2):200206.
  4. Burke SM, Carron AV, Eys MP, Ntoumanis N, Estabrooks PA. Group versus individual approach? A meta‐analysis of the effectiveness of interventions to promote physical activity. Sport Exerc Psychol Rev. 2006;2(1):1935.
  5. Littbrand H, Rosendahl E, Lindelöf N, Lundin‐Olsson L, Gustafson Y, Nyberg L. A high‐intensity functional weight‐bearing exercise program for older people dependent in activities of daily living and living in residential care facilities: evaluation of the applicability with focus on cognitive function. Phys Ther. 2006;86(4):489498.
  6. Tiffreau V, Mulleman D, Coudeyre E, Lefevre‐Colau MM, Revel M, Rannou F. The value of individual or collective group exercise programs for knee or hip osteoarthritis. Clinical practice recommendations. Ann Readapt Med Phys. 2007;50(9):741746, 734–740.
  7. English CK, Hillier SL, Stiller KR, Warden‐Flood A. Circuit class therapy versus individual physiotherapy sessions during inpatient stroke rehabilitation: a controlled trial. Arch Phys Med Rehabil. 2007;88(8):955963.
  8. Gelsomino KL, Kirkpatrick LA, Hess RR, Gahimer JE. A descriptive analysis of physical therapy group intervention in five midwestern inpatient rehabilitation facilities. J Phys Ther Educ. 2000;14:1320.
  9. Lamb SE, Pepper J, Lall R, et al. Group treatments for sensitive health care problems: a randomised controlled trial of group versus individual physiotherapy sessions for female urinary incontinence. BMC Womens Health. 2009;9:26.
  10. McClelland H. Service improvement and patient experience. Int Emerg Nurs. 2010;18(4):175176.
  11. Folstein M, Folstein S, McHugh P. “Mini‐mental state”. A practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res. 1975;12:189198.
  12. Glaser B, Strauss A. The Discovery of Grounded Theory: Strategies for Qualitative Research. Mill Valley, CA: Sociology Press; 1967.
  13. Braun V, Clarke V. Using thematic analysis in psychology. Qual Res Psychol 2006;3(2):77101.
  14. Bazeley P, Richards L. The NVivo Qualitative Project Book. London, United Kingdom: Sage; 2000.
  15. Boeije H. A purposeful approach to the constant comparative method in the analysis of qualitative interviews. Qual Quant. 2002;36(4):391409.
  16. Mays N, Pope C. Rigour and qualitative research. BMJ. 1995;311(6997):109112.
  17. Burton NW, Khan A, Brown WJ. How, where and with whom? Physical activity context preferences of three adult groups at risk of inactivity. Br J Sports Med. 2012;46(16):11251131.
  18. Dacey M, Baltzell A, Zaichkowsky L. Older adults' intrinsic and extrinsic motivation toward physical activity. Am J Health Behav. 2008;32(6):570582.
  19. Maclean N, Pound P, Wolfe C, Rudd A. Qualitative analysis of stroke patients' motivation for rehabilitation. BMJ. 2000;321(7268):10511054.
  20. Simpson LA, Eng JJ, Tawashy AE. Exercise perceptions among people with stroke: barriers and facilitators to participation. Int J Ther Rehabil. 2011;18(9):520530.
  21. Wallin M, Talvitie U, Cattan M, Karppi S‐L. Interaction between clients and physiotherapists in group exercise classes in geriatric rehabilitation. Adv Physiother. 2009;11(3):145153.
  22. Jones MI, Greenfield S, Jolly K, Committee BTS. Patients' experience of home and hospital based cardiac rehabilitation: a focus group study. Eur J Cardiovasc Nurs. 2009;8(1):917.
  23. Adamsen L, Stage M, Laursen J, Rorth M, Quist M. Exercise and relaxation intervention for patients with advanced lung cancer: a qualitative feasibility study. Scand J Med Sci Sports. 2012;22(6):804815.
  24. Fuller LM, Button B, Tarrant B, et al. Patients' expectations and experiences of rehabilitation following lung transplantation. Clin Transplant. 2014;28(2):252258.
  25. Festinger L. A theory of social comparison processes. Hum Relat. 1954;7(2):117140.
  26. Woods J. Theory and research concerning social comparisons of personal attributes. Psychol Bull. 1989;106(2):231248.
  27. Sehulz R, Decker S. Long‐term adjustment to physical disability: the role of social support, perceived control, and self‐blame. J Pers Soc Psychol. 1985;48:11621172.
  28. Taylor S, Wood J, RR L. It could be worse: selective evaluation as a response to victimization. J Soc Issues. 1983;39:1940.
  29. Costello E, Kafchinski M, Vrazel J, Sullivan P. Motivators, barriers, and beliefs regarding physical activity in an older adult population. J Geriatr Phys Ther. 2011;34(3):138147.
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There is uncertainty regarding older adults' attitudes toward participating in group exercise. Although some evidence suggests that in the community, older adults prefer to exercise alone with some instruction,[1, 2] others support the preference of group exercise with peers.[3] Little is known about the attitudes of hospitalized older adults toward group physiotherapy (GPT). Providing physiotherapy (also known as physical therapy) in a group setting has been shown to be effective in a variety of populations,[4, 5, 6, 7] and as a consequence of simultaneously treating multiple patients, therapist[8] and cost[9] efficiency are enhanced. Description of the patient experience is increasingly being recognized as a crucial element in the delivery of patient‐centered care and performance evaluation of health professionals and services.[10] Therefore, the purpose of this investigation was to explore older inpatients' experiences of GPT to assist with planning and designing future inpatient programs to maximize patient participation, satisfaction, and clinical outcomes.

METHODS

Recruitment

A subset of participants enrolled in a randomized controlled trial investigating the effects of a GPT and individual physiotherapy program on clinical outcomes in hospitalized older adults (ANZCTR number: 12608000580370) were asked during the initial consenting procedure if they would also consent to participating in an interview about their experiences of physiotherapy. Ethics approval was provided by hospital and university ethics committees, and all participants provided written informed consent prior to commencement.

Participants

Inclusion criteria were inpatients on aged care wards at a metropolitan rehabilitation hospital, aged 65 years or older, and willing to take part in GPT. Exclusion criteria were Mini‐Mental State Examination[11] scores <10, physically unable or behaviorally unsuitable for GPT, insufficient proficiency in English, and significant memory loss. The latter 2 criteria were to allow for in‐depth interviews. Sixteen participants consented to take part.

Group Physiotherapy Intervention

Participants attended exercise classes 3 times per week, with a maximum of 6 participants, and were led by a trained physiotherapist or allied health assistant (group instructor). In addition, all participants also received individual physiotherapy; the treating therapist determined the type, intensity, and duration of the treatment with input from their patient.

Data Collection

After undertaking at least 3 group classes, individual interviews were undertaken in a quiet room with an independent researcher (MR). Interviews were conducted and audio‐recorded using a digital voice recorder, and were transcribed verbatim by MR within 24 hours. An interview guide with open‐ended questions, created specifically for this study, was modified after preliminary analysis of the first interview (Table 1). Interviews continued until no new themes arose in the last 3 interviews; saturation point[12] was decided by reviewer consensus and reached at 12 interviews. The key outcome of interest was themes relating to participants' experiences of GPT. Interviews lasted between 5 and 45 minutes.

Semistructured Interview Questions
  • NOTE: Abbreviations: PT, physiotherapy.

Questions
How do you feel about attending the group PT sessions?
What aspects of the group PT sessions do you enjoy?
What aspects of the group PT sessions do you dislike?
What do you think about the level of supervision and support you receive in the group sessions?
What do you think about the amount of PT you receive in these group sessions?
What are the main differences between the exercise group and the individual sessions?
What did you expect to occur in the group sessions?
How do you feel when you see other people doing better than you in the group?
How do you feel when you see other people doing worse than you in the group?
In the future, what things could be changed to make group PT more enjoyable for you?
What other comments or feedback do you have?

Data Analysis

Two reviewers independently completed line‐by‐line thematic analysis.[13] One reviewer used NVivo to support analysis,[14] and the other reviewer analyzed interviews manually. Text was coded,[15] and constant comparison was utilized to ensure later emerging codes were identified in earlier interviews.[15] Researchers then met to compare and discuss coding definitions and their results; similar codes that arose in multiple interviews were compared and grouped together to develop themes and subthemes, which were refined until consensus was reached. Interviews and themes were reviewed by a third researcher (AH) as part of a peer review process to minimize researcher bias.[16]

RESULTS

Eight females and 4 males aged 73 to 93 years (mean = 82.5 years, standard deviation = 7.1 years) participated in the interviews. After initially consenting to participate, 1 participant declined due to fatigue. Three participants were discharged prior to scheduling an interview. Analysis revealed 6 major themes and 10 subthemes (Table 2).

Major Themes, Subthemes, and Supporting Quotes
Major Theme Subtheme Supporting Extracts
  • NOTE: Abbreviations: PT, physiotherapy.

Participation and satisfaction Happy to participate in group PT It's been terrific. It's the best thing I've done since being here. I've been very happyyou should continue it, that's for sure. It's best for everybody. (Participant 1)
Group PT was a satisfactory alternative to individual PT I rather enjoy it. I'm looking forward to it today. I can't see much difference [between the group and individual PT]. Couldn't be better. (Participant 3)
Exercise and physical benefits Happy with the content I didn't find any of the exercises beyond my limits. I didn't realize how weak I was. After exercising, I found the muscles in my neck were tightandgetting a bit sore initially, but the more I did, the lesser it gotwith the arthritis, it is good to get it moving. (Participant 12)
Described physical benefits Whatever I'm doing is helping with my balance and helping with general muscle things. I'm getting a little bit bettermy balance has improved. (Participant 4)
Camaraderie and support Enjoyment of the social aspects of group PT, feeling like they're in it together The group is nice because we smile at each other and we grimacewe feel the same thingsit hurts or I'm tired. We sometimes have a bit of a laugh and sometimes have a bit of a moan. I think you enjoy it more if you've got others doing the same thing as you. [We] egg everybody on to do their best. (Participant 4)
Celebration of others' successes One of the other ladies went home and I was really pleased for her. She'd been here for quite some time and I wished her well. (Participant 4)
I just clap like mad for somebody who has done a better job next time I see them. [It] shows that they're trying harder. (Participant 3)
Self‐satisfaction and self‐awareness Feeling good about their performance I can walk to the toilet and walk around the ward. A few of them just can't. It made me think about life and how fortunate I've been. When I look around, there's a lot more that's worse off than me. (Participant 2)
I feel lucky. I'm better than the other ones.My legs are very bad but there's one who can hardly lift her legs. I'm very lucky. (Participant 8)
Motivation and drive for improvement Self‐determination plays an important role in recovery, with physical benefits as an extrinsic motivator I try pretty much as hard as I canI do the best I can and that's about all I can do, really. (Participant 4)
Part of the reason I'm here is just to try and improve my balance so that I don't fall over. (Participant 7)
Competition as extrinsic motivation It's a bit of a challenge. I've only done 8 and they've done 10. Incentiveit becomes a bit like competition. (Participant 1)
I try and do better than what they're doing. (Participant 5).
It's good to be together to do it, I think it gives you an incentive to work at it, push yourself a little bit. Competitiveness comes out[you have] got to push yourself a bit harder. (Participant 12)
Qualities of the group instructor Knowledge and attentiveness of the group instructor She knows I've got a bad back and I've got a bad arm so she says, You don't do that one, Don't forget, you mustn't do it if it hurts. (Participant 3)

Themes

Attendance and Satisfaction

Participants were happy to attend GPT. Participants saw it as an opportunity to get out of the room (participant 4) and they valued the socialization.

Participants found GPT to be a satisfactory alternative to individual sessions. Participants described no difference in the level or type of physiotherapy in group and individual settings; both were valued for exercise content.

Exercise and Physical Benefits

Participants were happy with the content of GPT. Despite being high intensity, exercises were reported to be appropriate.

Perceived physical benefits were described. Reduced pain and stiffness, and improved balance and strength were described with GPT, which contributed to satisfaction.

Qualities of the Group Instructor

Knowledge and Attentiveness of the Group Instructor

These supportive qualities were described as important factors by participants. Some participants acknowledged the number of other participants in GPT; however, they perceived that the instructor was monitoring each person individually, constantly, and equally. Participants reported that group instructors modified or ceased exercises where appropriate, engendering trust (participant 5) and perceived that GPT was individualized and not inferior to individual PT.

Social AspectsCamaraderie and Support

Enjoyment of the Social Aspects of GPT: Feeling Like They're in It Together

Participants reported enjoying the company and support of their peers. They described camaraderie and did not feel alone in their experiences. Exercising with peers encouraged them to push themselves more than during individual physiotherapy.

Celebration of Others' Successes

Some participants expressed awareness of their support to others; seeing others improve and return home gave them encouragement.

Self‐Satisfaction and Self‐Awareness

Feel Good About Their Mobility and Health in the Group Setting

Participants made downward comparisons with others less mobile, which resulted in a realization, gratitude, and acceptance of their own health and physical abilities/limitations.

Self‐Determination and Extrinsic Motivators

Self‐Determination Plays an Important Role in Recovery, With Physical Benefits as an Extrinsic Motivator

Participants described self‐determination to exercise, some without peer influence. Physical benefits of exercise were an extrinsic motivator; participants felt that they were doing as best they could to achieve their goals.

Competition as an Extrinsic Motivator

Upward social comparisons were made with peers who participants perceived were performing better than them, which increased motivation to work harder. Self‐determination and competition were not mutually exclusive.

DISCUSSION

Participants were positive about GPT and reported experiencing physical benefits. Motivation was reported as an important factor in recovery, with improving mobility and competition as commonly described extrinsic motivators. Social comparisons made between participants were motivating and reassuring.

Group physiotherapy sessions are often a replacement for individual physiotherapy; therefore, it is important that participants feel they are receiving a suitable alternative. Individual physiotherapy has advantages over GPT including affording a more individualized assessment and treatment; a combination of both may be appropriate for many older inpatients. Although there is conflicting evidence of the exercise preferences of community‐dwelling older adults,[1] the results of this study are consistent with evidence supporting exercising with peers.[3, 17]

Self‐determination theory describes motivation existing along a continuum, from intrinsic motivation to extrinsic motivation then amotivation.[18] Participants described valuing the physical benefits of exercise (extrinsic motivation), similarly noted by survivors of stroke.[19, 20] For those who do not value exercise, group instructors may consider discussing its benefits during GPT. Competition may be stimulated through exercising with peers; therefore, group instructors should utilize this advantage of GPT over individual physiotherapy.

Participants feeling socially supported in GPT were similar to those reported by hospitalized older adults[21] as well as those undertaking exercise groups for cardiac rehabilitation,[22] terminal cancer,[23] and following lung transplantation.[24] Fostering a supportive environment may enhance the patient experience; therefore, physiotherapists should encourage GPT attendance and socialization (as appropriate) and actively acknowledge physical improvements.

The Social Comparison Theory suggests that people evaluate their abilities by comparing themselves to their peers.[25, 26] Participants who made upward comparisons, with those who they perceived were better than them[26] resulted in motivation to attain the level of their more mobile peers. Downward comparisons were also made with those who they felt were less mobile; these engendered feelings of gratitude and appreciation for their own health and promoted self‐esteem,[26] and have also been reported in other populations including those with spinal cord injury[27] and breast cancer.[28]

Study Limitations

Interviews were not conducted with those who received individual physiotherapy alone, and therefore no comparisons can be drawn regarding their experiences and satisfaction. Those who participated in interviews had already consented to participating in GPT; those who declined GPT were not part of the trial and therefore responses may have some bias. To minimize this bias, the interview guide included questions into positive and negative aspects of group and individual physiotherapy. Although community‐dwelling older adults perceive boredom, intimidation, and potential for injury to be barriers to participation in exercise,[29] future research should investigate why older inpatients decline GPT and methods for improving participation.

CONCLUSION

This study provides new evidence to support GPT for hospitalized older adults. Participants in this study enjoyed GPT and were motivated and supported by their peers. As GPT was valued by hospitalized older adults who participated in this study for its physical and social benefits, clinicians could consider replacing several individual treatment sessions with GPT as part of a weekly treatment schedule.

Acknowledgements

The principle investigator thanks E. Harris, C. Chenneaux, A. Shapiro, D. Kronemberg, R. Roose and B. Doyle‐Jones for running the exercise groups, and also extends her thanks and gratitude to all of the patients interviewed for their time and honesty.

Disclosures: Melissa J. Raymond was supported by an Australian Postgraduate Award scholarship and a Caulfield Hospital Research Trust Projects Grant 2008/2009.

There is uncertainty regarding older adults' attitudes toward participating in group exercise. Although some evidence suggests that in the community, older adults prefer to exercise alone with some instruction,[1, 2] others support the preference of group exercise with peers.[3] Little is known about the attitudes of hospitalized older adults toward group physiotherapy (GPT). Providing physiotherapy (also known as physical therapy) in a group setting has been shown to be effective in a variety of populations,[4, 5, 6, 7] and as a consequence of simultaneously treating multiple patients, therapist[8] and cost[9] efficiency are enhanced. Description of the patient experience is increasingly being recognized as a crucial element in the delivery of patient‐centered care and performance evaluation of health professionals and services.[10] Therefore, the purpose of this investigation was to explore older inpatients' experiences of GPT to assist with planning and designing future inpatient programs to maximize patient participation, satisfaction, and clinical outcomes.

METHODS

Recruitment

A subset of participants enrolled in a randomized controlled trial investigating the effects of a GPT and individual physiotherapy program on clinical outcomes in hospitalized older adults (ANZCTR number: 12608000580370) were asked during the initial consenting procedure if they would also consent to participating in an interview about their experiences of physiotherapy. Ethics approval was provided by hospital and university ethics committees, and all participants provided written informed consent prior to commencement.

Participants

Inclusion criteria were inpatients on aged care wards at a metropolitan rehabilitation hospital, aged 65 years or older, and willing to take part in GPT. Exclusion criteria were Mini‐Mental State Examination[11] scores <10, physically unable or behaviorally unsuitable for GPT, insufficient proficiency in English, and significant memory loss. The latter 2 criteria were to allow for in‐depth interviews. Sixteen participants consented to take part.

Group Physiotherapy Intervention

Participants attended exercise classes 3 times per week, with a maximum of 6 participants, and were led by a trained physiotherapist or allied health assistant (group instructor). In addition, all participants also received individual physiotherapy; the treating therapist determined the type, intensity, and duration of the treatment with input from their patient.

Data Collection

After undertaking at least 3 group classes, individual interviews were undertaken in a quiet room with an independent researcher (MR). Interviews were conducted and audio‐recorded using a digital voice recorder, and were transcribed verbatim by MR within 24 hours. An interview guide with open‐ended questions, created specifically for this study, was modified after preliminary analysis of the first interview (Table 1). Interviews continued until no new themes arose in the last 3 interviews; saturation point[12] was decided by reviewer consensus and reached at 12 interviews. The key outcome of interest was themes relating to participants' experiences of GPT. Interviews lasted between 5 and 45 minutes.

Semistructured Interview Questions
  • NOTE: Abbreviations: PT, physiotherapy.

Questions
How do you feel about attending the group PT sessions?
What aspects of the group PT sessions do you enjoy?
What aspects of the group PT sessions do you dislike?
What do you think about the level of supervision and support you receive in the group sessions?
What do you think about the amount of PT you receive in these group sessions?
What are the main differences between the exercise group and the individual sessions?
What did you expect to occur in the group sessions?
How do you feel when you see other people doing better than you in the group?
How do you feel when you see other people doing worse than you in the group?
In the future, what things could be changed to make group PT more enjoyable for you?
What other comments or feedback do you have?

Data Analysis

Two reviewers independently completed line‐by‐line thematic analysis.[13] One reviewer used NVivo to support analysis,[14] and the other reviewer analyzed interviews manually. Text was coded,[15] and constant comparison was utilized to ensure later emerging codes were identified in earlier interviews.[15] Researchers then met to compare and discuss coding definitions and their results; similar codes that arose in multiple interviews were compared and grouped together to develop themes and subthemes, which were refined until consensus was reached. Interviews and themes were reviewed by a third researcher (AH) as part of a peer review process to minimize researcher bias.[16]

RESULTS

Eight females and 4 males aged 73 to 93 years (mean = 82.5 years, standard deviation = 7.1 years) participated in the interviews. After initially consenting to participate, 1 participant declined due to fatigue. Three participants were discharged prior to scheduling an interview. Analysis revealed 6 major themes and 10 subthemes (Table 2).

Major Themes, Subthemes, and Supporting Quotes
Major Theme Subtheme Supporting Extracts
  • NOTE: Abbreviations: PT, physiotherapy.

Participation and satisfaction Happy to participate in group PT It's been terrific. It's the best thing I've done since being here. I've been very happyyou should continue it, that's for sure. It's best for everybody. (Participant 1)
Group PT was a satisfactory alternative to individual PT I rather enjoy it. I'm looking forward to it today. I can't see much difference [between the group and individual PT]. Couldn't be better. (Participant 3)
Exercise and physical benefits Happy with the content I didn't find any of the exercises beyond my limits. I didn't realize how weak I was. After exercising, I found the muscles in my neck were tightandgetting a bit sore initially, but the more I did, the lesser it gotwith the arthritis, it is good to get it moving. (Participant 12)
Described physical benefits Whatever I'm doing is helping with my balance and helping with general muscle things. I'm getting a little bit bettermy balance has improved. (Participant 4)
Camaraderie and support Enjoyment of the social aspects of group PT, feeling like they're in it together The group is nice because we smile at each other and we grimacewe feel the same thingsit hurts or I'm tired. We sometimes have a bit of a laugh and sometimes have a bit of a moan. I think you enjoy it more if you've got others doing the same thing as you. [We] egg everybody on to do their best. (Participant 4)
Celebration of others' successes One of the other ladies went home and I was really pleased for her. She'd been here for quite some time and I wished her well. (Participant 4)
I just clap like mad for somebody who has done a better job next time I see them. [It] shows that they're trying harder. (Participant 3)
Self‐satisfaction and self‐awareness Feeling good about their performance I can walk to the toilet and walk around the ward. A few of them just can't. It made me think about life and how fortunate I've been. When I look around, there's a lot more that's worse off than me. (Participant 2)
I feel lucky. I'm better than the other ones.My legs are very bad but there's one who can hardly lift her legs. I'm very lucky. (Participant 8)
Motivation and drive for improvement Self‐determination plays an important role in recovery, with physical benefits as an extrinsic motivator I try pretty much as hard as I canI do the best I can and that's about all I can do, really. (Participant 4)
Part of the reason I'm here is just to try and improve my balance so that I don't fall over. (Participant 7)
Competition as extrinsic motivation It's a bit of a challenge. I've only done 8 and they've done 10. Incentiveit becomes a bit like competition. (Participant 1)
I try and do better than what they're doing. (Participant 5).
It's good to be together to do it, I think it gives you an incentive to work at it, push yourself a little bit. Competitiveness comes out[you have] got to push yourself a bit harder. (Participant 12)
Qualities of the group instructor Knowledge and attentiveness of the group instructor She knows I've got a bad back and I've got a bad arm so she says, You don't do that one, Don't forget, you mustn't do it if it hurts. (Participant 3)

Themes

Attendance and Satisfaction

Participants were happy to attend GPT. Participants saw it as an opportunity to get out of the room (participant 4) and they valued the socialization.

Participants found GPT to be a satisfactory alternative to individual sessions. Participants described no difference in the level or type of physiotherapy in group and individual settings; both were valued for exercise content.

Exercise and Physical Benefits

Participants were happy with the content of GPT. Despite being high intensity, exercises were reported to be appropriate.

Perceived physical benefits were described. Reduced pain and stiffness, and improved balance and strength were described with GPT, which contributed to satisfaction.

Qualities of the Group Instructor

Knowledge and Attentiveness of the Group Instructor

These supportive qualities were described as important factors by participants. Some participants acknowledged the number of other participants in GPT; however, they perceived that the instructor was monitoring each person individually, constantly, and equally. Participants reported that group instructors modified or ceased exercises where appropriate, engendering trust (participant 5) and perceived that GPT was individualized and not inferior to individual PT.

Social AspectsCamaraderie and Support

Enjoyment of the Social Aspects of GPT: Feeling Like They're in It Together

Participants reported enjoying the company and support of their peers. They described camaraderie and did not feel alone in their experiences. Exercising with peers encouraged them to push themselves more than during individual physiotherapy.

Celebration of Others' Successes

Some participants expressed awareness of their support to others; seeing others improve and return home gave them encouragement.

Self‐Satisfaction and Self‐Awareness

Feel Good About Their Mobility and Health in the Group Setting

Participants made downward comparisons with others less mobile, which resulted in a realization, gratitude, and acceptance of their own health and physical abilities/limitations.

Self‐Determination and Extrinsic Motivators

Self‐Determination Plays an Important Role in Recovery, With Physical Benefits as an Extrinsic Motivator

Participants described self‐determination to exercise, some without peer influence. Physical benefits of exercise were an extrinsic motivator; participants felt that they were doing as best they could to achieve their goals.

Competition as an Extrinsic Motivator

Upward social comparisons were made with peers who participants perceived were performing better than them, which increased motivation to work harder. Self‐determination and competition were not mutually exclusive.

DISCUSSION

Participants were positive about GPT and reported experiencing physical benefits. Motivation was reported as an important factor in recovery, with improving mobility and competition as commonly described extrinsic motivators. Social comparisons made between participants were motivating and reassuring.

Group physiotherapy sessions are often a replacement for individual physiotherapy; therefore, it is important that participants feel they are receiving a suitable alternative. Individual physiotherapy has advantages over GPT including affording a more individualized assessment and treatment; a combination of both may be appropriate for many older inpatients. Although there is conflicting evidence of the exercise preferences of community‐dwelling older adults,[1] the results of this study are consistent with evidence supporting exercising with peers.[3, 17]

Self‐determination theory describes motivation existing along a continuum, from intrinsic motivation to extrinsic motivation then amotivation.[18] Participants described valuing the physical benefits of exercise (extrinsic motivation), similarly noted by survivors of stroke.[19, 20] For those who do not value exercise, group instructors may consider discussing its benefits during GPT. Competition may be stimulated through exercising with peers; therefore, group instructors should utilize this advantage of GPT over individual physiotherapy.

Participants feeling socially supported in GPT were similar to those reported by hospitalized older adults[21] as well as those undertaking exercise groups for cardiac rehabilitation,[22] terminal cancer,[23] and following lung transplantation.[24] Fostering a supportive environment may enhance the patient experience; therefore, physiotherapists should encourage GPT attendance and socialization (as appropriate) and actively acknowledge physical improvements.

The Social Comparison Theory suggests that people evaluate their abilities by comparing themselves to their peers.[25, 26] Participants who made upward comparisons, with those who they perceived were better than them[26] resulted in motivation to attain the level of their more mobile peers. Downward comparisons were also made with those who they felt were less mobile; these engendered feelings of gratitude and appreciation for their own health and promoted self‐esteem,[26] and have also been reported in other populations including those with spinal cord injury[27] and breast cancer.[28]

Study Limitations

Interviews were not conducted with those who received individual physiotherapy alone, and therefore no comparisons can be drawn regarding their experiences and satisfaction. Those who participated in interviews had already consented to participating in GPT; those who declined GPT were not part of the trial and therefore responses may have some bias. To minimize this bias, the interview guide included questions into positive and negative aspects of group and individual physiotherapy. Although community‐dwelling older adults perceive boredom, intimidation, and potential for injury to be barriers to participation in exercise,[29] future research should investigate why older inpatients decline GPT and methods for improving participation.

CONCLUSION

This study provides new evidence to support GPT for hospitalized older adults. Participants in this study enjoyed GPT and were motivated and supported by their peers. As GPT was valued by hospitalized older adults who participated in this study for its physical and social benefits, clinicians could consider replacing several individual treatment sessions with GPT as part of a weekly treatment schedule.

Acknowledgements

The principle investigator thanks E. Harris, C. Chenneaux, A. Shapiro, D. Kronemberg, R. Roose and B. Doyle‐Jones for running the exercise groups, and also extends her thanks and gratitude to all of the patients interviewed for their time and honesty.

Disclosures: Melissa J. Raymond was supported by an Australian Postgraduate Award scholarship and a Caulfield Hospital Research Trust Projects Grant 2008/2009.

References
  1. King AC, Castro C, Wilcox S, Eyler AA, Sallis JF, Brownson RC. Personal and environmental factors associated with physical inactivity among different racial‐ethnic groups of U.S. middle‐aged and older‐aged women. Health Psychol. 2000;19(4):354364.
  2. Wilcox S, King AC, Brassington GS, Ahn DK. Physical activity preferences of middle‐aged and older adults: a community analysis. J Aging Phys Act. 1999;7(4):386399.
  3. Beauchamp MR, Carron AV, McCutcheon S, Harper O. Older adults' preferences for exercising alone versus in groups: considering contextual congruence. Ann Behav Med. 2007;33(2):200206.
  4. Burke SM, Carron AV, Eys MP, Ntoumanis N, Estabrooks PA. Group versus individual approach? A meta‐analysis of the effectiveness of interventions to promote physical activity. Sport Exerc Psychol Rev. 2006;2(1):1935.
  5. Littbrand H, Rosendahl E, Lindelöf N, Lundin‐Olsson L, Gustafson Y, Nyberg L. A high‐intensity functional weight‐bearing exercise program for older people dependent in activities of daily living and living in residential care facilities: evaluation of the applicability with focus on cognitive function. Phys Ther. 2006;86(4):489498.
  6. Tiffreau V, Mulleman D, Coudeyre E, Lefevre‐Colau MM, Revel M, Rannou F. The value of individual or collective group exercise programs for knee or hip osteoarthritis. Clinical practice recommendations. Ann Readapt Med Phys. 2007;50(9):741746, 734–740.
  7. English CK, Hillier SL, Stiller KR, Warden‐Flood A. Circuit class therapy versus individual physiotherapy sessions during inpatient stroke rehabilitation: a controlled trial. Arch Phys Med Rehabil. 2007;88(8):955963.
  8. Gelsomino KL, Kirkpatrick LA, Hess RR, Gahimer JE. A descriptive analysis of physical therapy group intervention in five midwestern inpatient rehabilitation facilities. J Phys Ther Educ. 2000;14:1320.
  9. Lamb SE, Pepper J, Lall R, et al. Group treatments for sensitive health care problems: a randomised controlled trial of group versus individual physiotherapy sessions for female urinary incontinence. BMC Womens Health. 2009;9:26.
  10. McClelland H. Service improvement and patient experience. Int Emerg Nurs. 2010;18(4):175176.
  11. Folstein M, Folstein S, McHugh P. “Mini‐mental state”. A practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res. 1975;12:189198.
  12. Glaser B, Strauss A. The Discovery of Grounded Theory: Strategies for Qualitative Research. Mill Valley, CA: Sociology Press; 1967.
  13. Braun V, Clarke V. Using thematic analysis in psychology. Qual Res Psychol 2006;3(2):77101.
  14. Bazeley P, Richards L. The NVivo Qualitative Project Book. London, United Kingdom: Sage; 2000.
  15. Boeije H. A purposeful approach to the constant comparative method in the analysis of qualitative interviews. Qual Quant. 2002;36(4):391409.
  16. Mays N, Pope C. Rigour and qualitative research. BMJ. 1995;311(6997):109112.
  17. Burton NW, Khan A, Brown WJ. How, where and with whom? Physical activity context preferences of three adult groups at risk of inactivity. Br J Sports Med. 2012;46(16):11251131.
  18. Dacey M, Baltzell A, Zaichkowsky L. Older adults' intrinsic and extrinsic motivation toward physical activity. Am J Health Behav. 2008;32(6):570582.
  19. Maclean N, Pound P, Wolfe C, Rudd A. Qualitative analysis of stroke patients' motivation for rehabilitation. BMJ. 2000;321(7268):10511054.
  20. Simpson LA, Eng JJ, Tawashy AE. Exercise perceptions among people with stroke: barriers and facilitators to participation. Int J Ther Rehabil. 2011;18(9):520530.
  21. Wallin M, Talvitie U, Cattan M, Karppi S‐L. Interaction between clients and physiotherapists in group exercise classes in geriatric rehabilitation. Adv Physiother. 2009;11(3):145153.
  22. Jones MI, Greenfield S, Jolly K, Committee BTS. Patients' experience of home and hospital based cardiac rehabilitation: a focus group study. Eur J Cardiovasc Nurs. 2009;8(1):917.
  23. Adamsen L, Stage M, Laursen J, Rorth M, Quist M. Exercise and relaxation intervention for patients with advanced lung cancer: a qualitative feasibility study. Scand J Med Sci Sports. 2012;22(6):804815.
  24. Fuller LM, Button B, Tarrant B, et al. Patients' expectations and experiences of rehabilitation following lung transplantation. Clin Transplant. 2014;28(2):252258.
  25. Festinger L. A theory of social comparison processes. Hum Relat. 1954;7(2):117140.
  26. Woods J. Theory and research concerning social comparisons of personal attributes. Psychol Bull. 1989;106(2):231248.
  27. Sehulz R, Decker S. Long‐term adjustment to physical disability: the role of social support, perceived control, and self‐blame. J Pers Soc Psychol. 1985;48:11621172.
  28. Taylor S, Wood J, RR L. It could be worse: selective evaluation as a response to victimization. J Soc Issues. 1983;39:1940.
  29. Costello E, Kafchinski M, Vrazel J, Sullivan P. Motivators, barriers, and beliefs regarding physical activity in an older adult population. J Geriatr Phys Ther. 2011;34(3):138147.
References
  1. King AC, Castro C, Wilcox S, Eyler AA, Sallis JF, Brownson RC. Personal and environmental factors associated with physical inactivity among different racial‐ethnic groups of U.S. middle‐aged and older‐aged women. Health Psychol. 2000;19(4):354364.
  2. Wilcox S, King AC, Brassington GS, Ahn DK. Physical activity preferences of middle‐aged and older adults: a community analysis. J Aging Phys Act. 1999;7(4):386399.
  3. Beauchamp MR, Carron AV, McCutcheon S, Harper O. Older adults' preferences for exercising alone versus in groups: considering contextual congruence. Ann Behav Med. 2007;33(2):200206.
  4. Burke SM, Carron AV, Eys MP, Ntoumanis N, Estabrooks PA. Group versus individual approach? A meta‐analysis of the effectiveness of interventions to promote physical activity. Sport Exerc Psychol Rev. 2006;2(1):1935.
  5. Littbrand H, Rosendahl E, Lindelöf N, Lundin‐Olsson L, Gustafson Y, Nyberg L. A high‐intensity functional weight‐bearing exercise program for older people dependent in activities of daily living and living in residential care facilities: evaluation of the applicability with focus on cognitive function. Phys Ther. 2006;86(4):489498.
  6. Tiffreau V, Mulleman D, Coudeyre E, Lefevre‐Colau MM, Revel M, Rannou F. The value of individual or collective group exercise programs for knee or hip osteoarthritis. Clinical practice recommendations. Ann Readapt Med Phys. 2007;50(9):741746, 734–740.
  7. English CK, Hillier SL, Stiller KR, Warden‐Flood A. Circuit class therapy versus individual physiotherapy sessions during inpatient stroke rehabilitation: a controlled trial. Arch Phys Med Rehabil. 2007;88(8):955963.
  8. Gelsomino KL, Kirkpatrick LA, Hess RR, Gahimer JE. A descriptive analysis of physical therapy group intervention in five midwestern inpatient rehabilitation facilities. J Phys Ther Educ. 2000;14:1320.
  9. Lamb SE, Pepper J, Lall R, et al. Group treatments for sensitive health care problems: a randomised controlled trial of group versus individual physiotherapy sessions for female urinary incontinence. BMC Womens Health. 2009;9:26.
  10. McClelland H. Service improvement and patient experience. Int Emerg Nurs. 2010;18(4):175176.
  11. Folstein M, Folstein S, McHugh P. “Mini‐mental state”. A practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res. 1975;12:189198.
  12. Glaser B, Strauss A. The Discovery of Grounded Theory: Strategies for Qualitative Research. Mill Valley, CA: Sociology Press; 1967.
  13. Braun V, Clarke V. Using thematic analysis in psychology. Qual Res Psychol 2006;3(2):77101.
  14. Bazeley P, Richards L. The NVivo Qualitative Project Book. London, United Kingdom: Sage; 2000.
  15. Boeije H. A purposeful approach to the constant comparative method in the analysis of qualitative interviews. Qual Quant. 2002;36(4):391409.
  16. Mays N, Pope C. Rigour and qualitative research. BMJ. 1995;311(6997):109112.
  17. Burton NW, Khan A, Brown WJ. How, where and with whom? Physical activity context preferences of three adult groups at risk of inactivity. Br J Sports Med. 2012;46(16):11251131.
  18. Dacey M, Baltzell A, Zaichkowsky L. Older adults' intrinsic and extrinsic motivation toward physical activity. Am J Health Behav. 2008;32(6):570582.
  19. Maclean N, Pound P, Wolfe C, Rudd A. Qualitative analysis of stroke patients' motivation for rehabilitation. BMJ. 2000;321(7268):10511054.
  20. Simpson LA, Eng JJ, Tawashy AE. Exercise perceptions among people with stroke: barriers and facilitators to participation. Int J Ther Rehabil. 2011;18(9):520530.
  21. Wallin M, Talvitie U, Cattan M, Karppi S‐L. Interaction between clients and physiotherapists in group exercise classes in geriatric rehabilitation. Adv Physiother. 2009;11(3):145153.
  22. Jones MI, Greenfield S, Jolly K, Committee BTS. Patients' experience of home and hospital based cardiac rehabilitation: a focus group study. Eur J Cardiovasc Nurs. 2009;8(1):917.
  23. Adamsen L, Stage M, Laursen J, Rorth M, Quist M. Exercise and relaxation intervention for patients with advanced lung cancer: a qualitative feasibility study. Scand J Med Sci Sports. 2012;22(6):804815.
  24. Fuller LM, Button B, Tarrant B, et al. Patients' expectations and experiences of rehabilitation following lung transplantation. Clin Transplant. 2014;28(2):252258.
  25. Festinger L. A theory of social comparison processes. Hum Relat. 1954;7(2):117140.
  26. Woods J. Theory and research concerning social comparisons of personal attributes. Psychol Bull. 1989;106(2):231248.
  27. Sehulz R, Decker S. Long‐term adjustment to physical disability: the role of social support, perceived control, and self‐blame. J Pers Soc Psychol. 1985;48:11621172.
  28. Taylor S, Wood J, RR L. It could be worse: selective evaluation as a response to victimization. J Soc Issues. 1983;39:1940.
  29. Costello E, Kafchinski M, Vrazel J, Sullivan P. Motivators, barriers, and beliefs regarding physical activity in an older adult population. J Geriatr Phys Ther. 2011;34(3):138147.
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Address for correspondence and reprint requests: Melissa J. Raymond, Physiotherapy Department, Caulfield Hospital, 260 Kooyong Road, Caulfield, VIC, Australia 3162; Telephone: 613‐9076‐6366; Fax: 613‐907‐6369; E‐mail: [email protected]
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PCT Value to Distinguish IPE From NIPE

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Pleural fluid procalcitonin to distinguish infectious from noninfectious etiologies of pleural effusions

Epidemiological studies estimate that 40% to 50% of patients with pneumonia develop a parapneumonic effusion (PPE), and up to 35% of these have empyema. Approximately 15% of patients require surgical drainage, which has a high mortality rate.[1] Although early intervention is important in patients with suspected PPE, diagnosing a PPE is challenging, as cultures and Gram stain are frequently negative.[1] Clinicians have to rely on tests, such as pleural fluid pH, lactate dehydrogenase (LDH), and glucose, which have low sensitivity and specificity in diagnosing a PPE.

Procalcitonin (PCT) is a distinct biomarker and mediator of sepsis, emanating from parenchymal cells ubiquitously (eg, lung, liver, kidney) due to reduced conversion to mature calcitonin.[2] Besides sepsis, PCT has been used as a biomarker of pneumonia based on its ability to differentiate bacterial versus viral infections.[3, 4, 5] PCT has been shown to be a biomarker in extravascular fluids such as saliva, wound effusions, and pleural fluid.[6, 7, 8, 9] In this study we investigate the diagnostic accuracy of pleural fluid PCT in distinguishing infectious and noninfectious etiologies of pleural effusion in veterans with lung infiltrates.

METHOD

The study protocol was approved by the institution review board at the Veterans Affairs Medical Center, Washington, DC. Patients were identified using a computerized patient record system after searching the procedure code for thoracentesis. A retrospective chart review was conducted on veterans who underwent a thoracentesis from February 2011 through January 2012.

Inclusion Criteria

The inclusion criteria comprised all adults who underwent a thoracentesis and had pleural fluid collected for LDH, total protein, albumin, cell count with differential, cytology, Gram stain, culture, pH, triglycerides, cholesterol, and PCT.

Exclusion Criteria

The exclusion criteria comprised all patients with a known etiology of pleural effusion or those without pleural PCT data.

Data Collection

Pleural fluid data collected included LDH, protein, albumin, cell count and differential, pH, Gram stain and culture, cytology, triglyceride, cholesterol, amylase, and PCT. Serum chemistry data collected included LDH, protein, albumin, prothrombin time, international normalized ratio, and blood culture. PCT was measured in a 200‐L pleural fluid sample using Kryptor technology (Thermo Fisher Scientific, Freemont, CA). The Kryptor assay is based on a monoclonal mouse anti‐catacalcin antibody conjugated with colloidal gold (tracer) and a polyclonal sheep anti‐calcitonin antibody (solid phase). It has a detection limit of 0.06 ng/mL (or 0.06 g/L).[2]

Classification of Groups

Pleural fluid was classified as a transudate or an exudate by Light's criteria.[10] An exudative effusion had a pleural fluid to serum ratio of LDH > 0.6, pleural fluid to serum protein ratio >0.5, or LDH great than the upper two‐thirds of the reference value or serum value.

Patient's clinical diagnosis for the cause of pleural effusion was documented from chart review. Effusions were classified as infectious pleural effusions (IPE) or noninfectious pleural effusions (NIPE).

An effusion was considered infectious if pleural fluid Gram stain or culture were positive for bacteria, if pus was present, or if the effusion was accompanied by a lung infiltrate in a patient with evidence at least 2 of the following: temperature >38C (100.4F) or <36C (96.8F), heart rate >90 beats per minute, respiratory rate >20 breaths per minute or arterial carbon dioxide tension (PaCO2) of <32 mm Hg, and white blood cell count >12,000/L or <4000/L or >10% immature (band) forms.

An effusion not meeting the above criteria was classified as a NIPE. A malignant effusion was diagnosed by the presence of cancer cells on cytology. Paramalignant effusion was an effusion that was devoid of cancer cells on cytology and/or histology, in a patient with a malignancy.

Data Analysis

Statistical computations were performed using Graph Pad Instat version 3 and version 5 statistical software (Graph Pad Software, Inc. La Jolla, CA). Median PCT with standard deviation (SD) was calculated for IPE and NIPE. A 95% confidence interval (CI) for the median PCT was calculated for each group. A comparison of the median PCT between the IPE and NIPE was performed by calculating the SD difference and standard error difference. A 95% CI of the difference in medians was calculated. A P value was calculated using Mann‐Whitney U Test, and a P value of <0.05 was considered significant. The diagnostic performance of different cutoff values of PCT was evaluated using the area under the receiver operating characteristic curve (mean, 95% CI).

RESULTS

A total of 75 patients were included in the study. There were 73 (97.4%) males, with mean age of 70.8 years (range, 4293 years). There were 18 patients with IPE and 57 with NIPE.

Patient characteristics are detailed in Table 1. In the infectious group, 2 patients had empyema. There were no cases of tuberculosis. Of the 57 effusions in the noninfectious group there were 42 exudative effusions, 23 of which were malignant, 3 each were due to a trapped lung and pulmonary embolism. The remaining NIPEs were due to nonpulmonary processes such as chylothorax, liver disease, and renal disease.

Demographic and Clinical Data on Patients and Their Pleural Effusion Characteristics
Infectious, n = 18 Noninfectious, n = 57 P Value
  • NOTE: Abbreviations: LDH, lactate dehydrogenase, WBC, white blood count. *Results statistically significant ( p value <0.05).

Mean age, y 73.1 70.1 0.349
Male 18 (100%) 55 (96.6%) 0.428
Exudative effusion 13 (72.2%) 43 (74.1%) 0.873
Right side 7 (38.9%) 32 (55.2%) 0.2268
Effusion less than one‐third hemithorax 11 (61.1%) 28 (48.3%) 0.3425
Effusion one‐third to two‐thirds hemithorax 6 (33.3%) 20 (34.5%) 0.9253
Effusion greater then two‐thirds hemithorax 1 (5.6%) 9 (15.5%) 0.2777
Median PCT, ng/mL 1.088 (0.3122.940) 0.123 (0.050.263) <0.0001*
Median LDH, IU/L 178.5 (105.5346.25) 135.5 (94255.2) 0.629
Median protein, mg/dL 3.1 (2.33.2) 3.7 (2.384.48) 0.046*
Median pH 7.37 (7.317.44) 7.40 (7.367.44) 0.111
Median glucose, mg/dL 126 (97169) 106 (92135) 0.226
Median pleural WBC, cells/L 778 (3237038) 498 (2001380) 0.154
Median pleural neutrophils, cells/L 542 (544743) 54 (18192) 0.005*

The pleural fluid characteristics and biomarkers are detailed in Table 1. Median pleural fluid PCT in IPE was 1.088 ng/mL (0.3122.940 ng/mL) and 0.123 ng/mL (0.050.263 ng/mL) in NIPE, with a P value <0.0001. Pleural fluid PCT >0.25 ng/mL had a sensitivity of 77.78% and specificity of 74.14% for diagnosing an IPE (Figure 1).

Figure 1
Summary of the area under the curve–receiver operating characteristic for pleural effusion procalcitonin values.

A subgroup analysis comparing 13 exudative effusions in the infectious group with the 23 exudative malignant and paramalignant effusions in the noninfectious group was also performed. The median pleural PCT value in the infectious group was 0.9743 ng/mL (0.454.117 ng/mL) and 0.1222 ng/mL (0.054650.1972 ng/mL) in the noninfectious group, with a P value <0.0009

DISCUSSION

Clinicians frequently face the dilemma of differentiating IPE from NIPE. In this study, pleural fluid PCT was significantly elevated in IPE. A pleural fluid PCT >0.25 ng/mL had a sensitivity of 77.78% and specificity of 74.14% for diagnosing an IPE (Figure 1). Our subgroup analysis also showed a higher PCT in exudative effusions of the infectious group as compared to exudative effusions of malignant/paramalignant etiology in the noninfectious group. PCT may have a role as a biomarker in diagnosing an infected malignant/paramalignant effusion. Further studies are needed to confirm the same.

Our study is one of the few using the more sensitive technology (eg, Kryptor) to measure PCT levels in pleural fluid, utilizing the current method of choice for serum PCT based on assay performance.[2] PCT is produced during bacterial infections by several tissues sources, and its role in differentiating IPE and NIPE has been investigated by several authors. A prior study reported on 233 patients, 28 of whom had PPEs, 49 had tubercular effusion, and 166 had NIPE.[1] The cutoff point in this study of PCT was >0.145 ng/mL, with a sensitivity of 51.6% and specificity of 66.5%.[1] Another study evaluated 82 patients with pleural effusions, 45 of whom were infectious (bacterial, nontubercular) and used a PCT cutoff value of 0.18 ng/mL to discriminate between IPE and NIPE. They reported a sensitivity of 66.7% and specificity of 77.4%. There was no significant difference in the serum and pleural fluid PCT values within IPE and NIPE subgroups. In fact, there was a significant positive correlation between serum and pleural fluid PCT. However, on comparing evolution of pleural and serum PCT between day 1 and day 3, the authors noted that unlike pleural fluid PCT, serum PCT values were lower on day 3 as compared to day 1.[8] A study on 12 forensic autopsy cases, to establish the usefulness of pericardial and pleural fluids for the postmortem diagnosis of sepsis, also reported significantly higher and similar PCT levels in the sepsis group in both serum and pleural fluid (using an immunoassay by Roche Diagnostic, Mannheim, Germany). The authors suggested that pleural fluid PCT can be used in lieu of serum PCT values to determine the etiology of an effusion.[11]

PCT has a role in the decision to initiate or discontinue antibiotics in the management of community‐acquired pneumonia.[12] In this era of multidrug resistance, appropriate use of antibiotics is of paramount importance, and PCT could play an important role in this regard. The gold standard test to diagnose an infectious pleural effusion is present in a small percentage of patients.[13] Larger randomized studies designed to evaluate the role of serial serum and pleural fluid PCT, with appropriate cutoff values, are needed to define the role of PCT in guiding antibiotic therapy.[14]

The limitations of this study include its retrospective nature and lack of serum PCT data. The gold standard methods to diagnose pleural effusion were not available in this study.

CONCLUSION

PCT is a novel biomarker for diagnosing infectious pleural effusion, and it would be worthwhile to investigate the role of pleural PCT in assessing severity of illness, risk stratification, and antibiotic stewardship in hospitalized patients with pleural effusions.

Disclosure: Nothing to report.

Files
References
  1. San Jose ME, Valdes L, Vizcaino LH, et al. Procalcitonin, C‐reactive protein, and cell counts in the diagnosis of parapneumonic pleural effusions. J Investig Med. 2010;58:971976.
  2. Becker KL, Snider R, Nylen ES. Procalcitonin assay in systemic inflammation, infection, and sepsis: clinical utility and limitations. Crit Care Med. 2008;36:941952.
  3. Nylen ES, Snider RH, Thompson KA, Rohatgi P, Becker KL. Pneumonitis‐associated hyperprocalcitoninemia. Am J Med Sci. 1996;312:1218.
  4. Falsey AR, Becker KL, Swinburne AJ, et al. Bacterial complications of respiratory tract viral illness: a comprehensive evaluation. J Infect Dis. 2013;208:432441.
  5. Christ‐Crain M, Stolz D, Bingisser R, et al. Procalcitonin guidance of antibiotic therapy in community‐acquired pneumonia: a randomized trial. Am J Respir Crit Care Med. 2006;174:8493.
  6. Forsberg JA, Elster EA, Andersen RC, et al. Correlation of procalcitonin and cytokine expression with dehiscence of wartime extremity wounds. J Bone Joint Surg Am. 2008;90:580588.
  7. Bassim CW, Redman RS, DeNucci DJ, Becker KL, Nylen ES. Salivary procalcitonin and periodontitis in diabetes. J Dent Res. 2008;87:630634.
  8. Lin MC, Chen YC, Wu JT, Ko YC, Wang CC. Diagnostic and prognostic values of pleural fluid procalcitonin in parapneumonic pleural effusions. Chest. 2009;136:205211.
  9. Ko YC, Wu WP, Hsu CS, Dai MP, Ou CC, Kao CH. Serum and pleural fluid procalcitonin in predicting bacterial infection in patients with parapneumonic effusion. J Korean Med Sci. 2009;24:398402.
  10. Light R, Lee Y. Textbook of Pleural Diseases. 2nd ed. London, United Kingdom: Arnold Press; 2008.
  11. Palmiere C, Egger C. Usefulness of pericardial and pleural fluids for the postmortem diagnosis of sepsis. J Forensic Leg Med. 2014;28:1518.
  12. Schuetz P, Muller B, Christ‐Crain M, et al. Procalcitonin to initiate or discontinue antibiotics in acute respiratory tract infections. Evid Based Child Health. 2013;8:12971371.
  13. Jimenez D, Diaz G, Garcia‐Rull S, Vidal R, Sueiro A, Light RW. Routine use of pleural fluid cultures. Are they indicated? Limited yield, minimal impact on treatment decisions. Respir Med. 2006;100:20482052.
  14. Christ‐Crain M, Jaccard‐Stolz D, Bingisser R, et al. Effect of procalcitonin‐guided treatment on antibiotic use and outcome in lower respiratory tract infections: cluster‐randomised, single‐blinded intervention trial. Lancet. 2004;363:600607.
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Epidemiological studies estimate that 40% to 50% of patients with pneumonia develop a parapneumonic effusion (PPE), and up to 35% of these have empyema. Approximately 15% of patients require surgical drainage, which has a high mortality rate.[1] Although early intervention is important in patients with suspected PPE, diagnosing a PPE is challenging, as cultures and Gram stain are frequently negative.[1] Clinicians have to rely on tests, such as pleural fluid pH, lactate dehydrogenase (LDH), and glucose, which have low sensitivity and specificity in diagnosing a PPE.

Procalcitonin (PCT) is a distinct biomarker and mediator of sepsis, emanating from parenchymal cells ubiquitously (eg, lung, liver, kidney) due to reduced conversion to mature calcitonin.[2] Besides sepsis, PCT has been used as a biomarker of pneumonia based on its ability to differentiate bacterial versus viral infections.[3, 4, 5] PCT has been shown to be a biomarker in extravascular fluids such as saliva, wound effusions, and pleural fluid.[6, 7, 8, 9] In this study we investigate the diagnostic accuracy of pleural fluid PCT in distinguishing infectious and noninfectious etiologies of pleural effusion in veterans with lung infiltrates.

METHOD

The study protocol was approved by the institution review board at the Veterans Affairs Medical Center, Washington, DC. Patients were identified using a computerized patient record system after searching the procedure code for thoracentesis. A retrospective chart review was conducted on veterans who underwent a thoracentesis from February 2011 through January 2012.

Inclusion Criteria

The inclusion criteria comprised all adults who underwent a thoracentesis and had pleural fluid collected for LDH, total protein, albumin, cell count with differential, cytology, Gram stain, culture, pH, triglycerides, cholesterol, and PCT.

Exclusion Criteria

The exclusion criteria comprised all patients with a known etiology of pleural effusion or those without pleural PCT data.

Data Collection

Pleural fluid data collected included LDH, protein, albumin, cell count and differential, pH, Gram stain and culture, cytology, triglyceride, cholesterol, amylase, and PCT. Serum chemistry data collected included LDH, protein, albumin, prothrombin time, international normalized ratio, and blood culture. PCT was measured in a 200‐L pleural fluid sample using Kryptor technology (Thermo Fisher Scientific, Freemont, CA). The Kryptor assay is based on a monoclonal mouse anti‐catacalcin antibody conjugated with colloidal gold (tracer) and a polyclonal sheep anti‐calcitonin antibody (solid phase). It has a detection limit of 0.06 ng/mL (or 0.06 g/L).[2]

Classification of Groups

Pleural fluid was classified as a transudate or an exudate by Light's criteria.[10] An exudative effusion had a pleural fluid to serum ratio of LDH > 0.6, pleural fluid to serum protein ratio >0.5, or LDH great than the upper two‐thirds of the reference value or serum value.

Patient's clinical diagnosis for the cause of pleural effusion was documented from chart review. Effusions were classified as infectious pleural effusions (IPE) or noninfectious pleural effusions (NIPE).

An effusion was considered infectious if pleural fluid Gram stain or culture were positive for bacteria, if pus was present, or if the effusion was accompanied by a lung infiltrate in a patient with evidence at least 2 of the following: temperature >38C (100.4F) or <36C (96.8F), heart rate >90 beats per minute, respiratory rate >20 breaths per minute or arterial carbon dioxide tension (PaCO2) of <32 mm Hg, and white blood cell count >12,000/L or <4000/L or >10% immature (band) forms.

An effusion not meeting the above criteria was classified as a NIPE. A malignant effusion was diagnosed by the presence of cancer cells on cytology. Paramalignant effusion was an effusion that was devoid of cancer cells on cytology and/or histology, in a patient with a malignancy.

Data Analysis

Statistical computations were performed using Graph Pad Instat version 3 and version 5 statistical software (Graph Pad Software, Inc. La Jolla, CA). Median PCT with standard deviation (SD) was calculated for IPE and NIPE. A 95% confidence interval (CI) for the median PCT was calculated for each group. A comparison of the median PCT between the IPE and NIPE was performed by calculating the SD difference and standard error difference. A 95% CI of the difference in medians was calculated. A P value was calculated using Mann‐Whitney U Test, and a P value of <0.05 was considered significant. The diagnostic performance of different cutoff values of PCT was evaluated using the area under the receiver operating characteristic curve (mean, 95% CI).

RESULTS

A total of 75 patients were included in the study. There were 73 (97.4%) males, with mean age of 70.8 years (range, 4293 years). There were 18 patients with IPE and 57 with NIPE.

Patient characteristics are detailed in Table 1. In the infectious group, 2 patients had empyema. There were no cases of tuberculosis. Of the 57 effusions in the noninfectious group there were 42 exudative effusions, 23 of which were malignant, 3 each were due to a trapped lung and pulmonary embolism. The remaining NIPEs were due to nonpulmonary processes such as chylothorax, liver disease, and renal disease.

Demographic and Clinical Data on Patients and Their Pleural Effusion Characteristics
Infectious, n = 18 Noninfectious, n = 57 P Value
  • NOTE: Abbreviations: LDH, lactate dehydrogenase, WBC, white blood count. *Results statistically significant ( p value <0.05).

Mean age, y 73.1 70.1 0.349
Male 18 (100%) 55 (96.6%) 0.428
Exudative effusion 13 (72.2%) 43 (74.1%) 0.873
Right side 7 (38.9%) 32 (55.2%) 0.2268
Effusion less than one‐third hemithorax 11 (61.1%) 28 (48.3%) 0.3425
Effusion one‐third to two‐thirds hemithorax 6 (33.3%) 20 (34.5%) 0.9253
Effusion greater then two‐thirds hemithorax 1 (5.6%) 9 (15.5%) 0.2777
Median PCT, ng/mL 1.088 (0.3122.940) 0.123 (0.050.263) <0.0001*
Median LDH, IU/L 178.5 (105.5346.25) 135.5 (94255.2) 0.629
Median protein, mg/dL 3.1 (2.33.2) 3.7 (2.384.48) 0.046*
Median pH 7.37 (7.317.44) 7.40 (7.367.44) 0.111
Median glucose, mg/dL 126 (97169) 106 (92135) 0.226
Median pleural WBC, cells/L 778 (3237038) 498 (2001380) 0.154
Median pleural neutrophils, cells/L 542 (544743) 54 (18192) 0.005*

The pleural fluid characteristics and biomarkers are detailed in Table 1. Median pleural fluid PCT in IPE was 1.088 ng/mL (0.3122.940 ng/mL) and 0.123 ng/mL (0.050.263 ng/mL) in NIPE, with a P value <0.0001. Pleural fluid PCT >0.25 ng/mL had a sensitivity of 77.78% and specificity of 74.14% for diagnosing an IPE (Figure 1).

Figure 1
Summary of the area under the curve–receiver operating characteristic for pleural effusion procalcitonin values.

A subgroup analysis comparing 13 exudative effusions in the infectious group with the 23 exudative malignant and paramalignant effusions in the noninfectious group was also performed. The median pleural PCT value in the infectious group was 0.9743 ng/mL (0.454.117 ng/mL) and 0.1222 ng/mL (0.054650.1972 ng/mL) in the noninfectious group, with a P value <0.0009

DISCUSSION

Clinicians frequently face the dilemma of differentiating IPE from NIPE. In this study, pleural fluid PCT was significantly elevated in IPE. A pleural fluid PCT >0.25 ng/mL had a sensitivity of 77.78% and specificity of 74.14% for diagnosing an IPE (Figure 1). Our subgroup analysis also showed a higher PCT in exudative effusions of the infectious group as compared to exudative effusions of malignant/paramalignant etiology in the noninfectious group. PCT may have a role as a biomarker in diagnosing an infected malignant/paramalignant effusion. Further studies are needed to confirm the same.

Our study is one of the few using the more sensitive technology (eg, Kryptor) to measure PCT levels in pleural fluid, utilizing the current method of choice for serum PCT based on assay performance.[2] PCT is produced during bacterial infections by several tissues sources, and its role in differentiating IPE and NIPE has been investigated by several authors. A prior study reported on 233 patients, 28 of whom had PPEs, 49 had tubercular effusion, and 166 had NIPE.[1] The cutoff point in this study of PCT was >0.145 ng/mL, with a sensitivity of 51.6% and specificity of 66.5%.[1] Another study evaluated 82 patients with pleural effusions, 45 of whom were infectious (bacterial, nontubercular) and used a PCT cutoff value of 0.18 ng/mL to discriminate between IPE and NIPE. They reported a sensitivity of 66.7% and specificity of 77.4%. There was no significant difference in the serum and pleural fluid PCT values within IPE and NIPE subgroups. In fact, there was a significant positive correlation between serum and pleural fluid PCT. However, on comparing evolution of pleural and serum PCT between day 1 and day 3, the authors noted that unlike pleural fluid PCT, serum PCT values were lower on day 3 as compared to day 1.[8] A study on 12 forensic autopsy cases, to establish the usefulness of pericardial and pleural fluids for the postmortem diagnosis of sepsis, also reported significantly higher and similar PCT levels in the sepsis group in both serum and pleural fluid (using an immunoassay by Roche Diagnostic, Mannheim, Germany). The authors suggested that pleural fluid PCT can be used in lieu of serum PCT values to determine the etiology of an effusion.[11]

PCT has a role in the decision to initiate or discontinue antibiotics in the management of community‐acquired pneumonia.[12] In this era of multidrug resistance, appropriate use of antibiotics is of paramount importance, and PCT could play an important role in this regard. The gold standard test to diagnose an infectious pleural effusion is present in a small percentage of patients.[13] Larger randomized studies designed to evaluate the role of serial serum and pleural fluid PCT, with appropriate cutoff values, are needed to define the role of PCT in guiding antibiotic therapy.[14]

The limitations of this study include its retrospective nature and lack of serum PCT data. The gold standard methods to diagnose pleural effusion were not available in this study.

CONCLUSION

PCT is a novel biomarker for diagnosing infectious pleural effusion, and it would be worthwhile to investigate the role of pleural PCT in assessing severity of illness, risk stratification, and antibiotic stewardship in hospitalized patients with pleural effusions.

Disclosure: Nothing to report.

Epidemiological studies estimate that 40% to 50% of patients with pneumonia develop a parapneumonic effusion (PPE), and up to 35% of these have empyema. Approximately 15% of patients require surgical drainage, which has a high mortality rate.[1] Although early intervention is important in patients with suspected PPE, diagnosing a PPE is challenging, as cultures and Gram stain are frequently negative.[1] Clinicians have to rely on tests, such as pleural fluid pH, lactate dehydrogenase (LDH), and glucose, which have low sensitivity and specificity in diagnosing a PPE.

Procalcitonin (PCT) is a distinct biomarker and mediator of sepsis, emanating from parenchymal cells ubiquitously (eg, lung, liver, kidney) due to reduced conversion to mature calcitonin.[2] Besides sepsis, PCT has been used as a biomarker of pneumonia based on its ability to differentiate bacterial versus viral infections.[3, 4, 5] PCT has been shown to be a biomarker in extravascular fluids such as saliva, wound effusions, and pleural fluid.[6, 7, 8, 9] In this study we investigate the diagnostic accuracy of pleural fluid PCT in distinguishing infectious and noninfectious etiologies of pleural effusion in veterans with lung infiltrates.

METHOD

The study protocol was approved by the institution review board at the Veterans Affairs Medical Center, Washington, DC. Patients were identified using a computerized patient record system after searching the procedure code for thoracentesis. A retrospective chart review was conducted on veterans who underwent a thoracentesis from February 2011 through January 2012.

Inclusion Criteria

The inclusion criteria comprised all adults who underwent a thoracentesis and had pleural fluid collected for LDH, total protein, albumin, cell count with differential, cytology, Gram stain, culture, pH, triglycerides, cholesterol, and PCT.

Exclusion Criteria

The exclusion criteria comprised all patients with a known etiology of pleural effusion or those without pleural PCT data.

Data Collection

Pleural fluid data collected included LDH, protein, albumin, cell count and differential, pH, Gram stain and culture, cytology, triglyceride, cholesterol, amylase, and PCT. Serum chemistry data collected included LDH, protein, albumin, prothrombin time, international normalized ratio, and blood culture. PCT was measured in a 200‐L pleural fluid sample using Kryptor technology (Thermo Fisher Scientific, Freemont, CA). The Kryptor assay is based on a monoclonal mouse anti‐catacalcin antibody conjugated with colloidal gold (tracer) and a polyclonal sheep anti‐calcitonin antibody (solid phase). It has a detection limit of 0.06 ng/mL (or 0.06 g/L).[2]

Classification of Groups

Pleural fluid was classified as a transudate or an exudate by Light's criteria.[10] An exudative effusion had a pleural fluid to serum ratio of LDH > 0.6, pleural fluid to serum protein ratio >0.5, or LDH great than the upper two‐thirds of the reference value or serum value.

Patient's clinical diagnosis for the cause of pleural effusion was documented from chart review. Effusions were classified as infectious pleural effusions (IPE) or noninfectious pleural effusions (NIPE).

An effusion was considered infectious if pleural fluid Gram stain or culture were positive for bacteria, if pus was present, or if the effusion was accompanied by a lung infiltrate in a patient with evidence at least 2 of the following: temperature >38C (100.4F) or <36C (96.8F), heart rate >90 beats per minute, respiratory rate >20 breaths per minute or arterial carbon dioxide tension (PaCO2) of <32 mm Hg, and white blood cell count >12,000/L or <4000/L or >10% immature (band) forms.

An effusion not meeting the above criteria was classified as a NIPE. A malignant effusion was diagnosed by the presence of cancer cells on cytology. Paramalignant effusion was an effusion that was devoid of cancer cells on cytology and/or histology, in a patient with a malignancy.

Data Analysis

Statistical computations were performed using Graph Pad Instat version 3 and version 5 statistical software (Graph Pad Software, Inc. La Jolla, CA). Median PCT with standard deviation (SD) was calculated for IPE and NIPE. A 95% confidence interval (CI) for the median PCT was calculated for each group. A comparison of the median PCT between the IPE and NIPE was performed by calculating the SD difference and standard error difference. A 95% CI of the difference in medians was calculated. A P value was calculated using Mann‐Whitney U Test, and a P value of <0.05 was considered significant. The diagnostic performance of different cutoff values of PCT was evaluated using the area under the receiver operating characteristic curve (mean, 95% CI).

RESULTS

A total of 75 patients were included in the study. There were 73 (97.4%) males, with mean age of 70.8 years (range, 4293 years). There were 18 patients with IPE and 57 with NIPE.

Patient characteristics are detailed in Table 1. In the infectious group, 2 patients had empyema. There were no cases of tuberculosis. Of the 57 effusions in the noninfectious group there were 42 exudative effusions, 23 of which were malignant, 3 each were due to a trapped lung and pulmonary embolism. The remaining NIPEs were due to nonpulmonary processes such as chylothorax, liver disease, and renal disease.

Demographic and Clinical Data on Patients and Their Pleural Effusion Characteristics
Infectious, n = 18 Noninfectious, n = 57 P Value
  • NOTE: Abbreviations: LDH, lactate dehydrogenase, WBC, white blood count. *Results statistically significant ( p value <0.05).

Mean age, y 73.1 70.1 0.349
Male 18 (100%) 55 (96.6%) 0.428
Exudative effusion 13 (72.2%) 43 (74.1%) 0.873
Right side 7 (38.9%) 32 (55.2%) 0.2268
Effusion less than one‐third hemithorax 11 (61.1%) 28 (48.3%) 0.3425
Effusion one‐third to two‐thirds hemithorax 6 (33.3%) 20 (34.5%) 0.9253
Effusion greater then two‐thirds hemithorax 1 (5.6%) 9 (15.5%) 0.2777
Median PCT, ng/mL 1.088 (0.3122.940) 0.123 (0.050.263) <0.0001*
Median LDH, IU/L 178.5 (105.5346.25) 135.5 (94255.2) 0.629
Median protein, mg/dL 3.1 (2.33.2) 3.7 (2.384.48) 0.046*
Median pH 7.37 (7.317.44) 7.40 (7.367.44) 0.111
Median glucose, mg/dL 126 (97169) 106 (92135) 0.226
Median pleural WBC, cells/L 778 (3237038) 498 (2001380) 0.154
Median pleural neutrophils, cells/L 542 (544743) 54 (18192) 0.005*

The pleural fluid characteristics and biomarkers are detailed in Table 1. Median pleural fluid PCT in IPE was 1.088 ng/mL (0.3122.940 ng/mL) and 0.123 ng/mL (0.050.263 ng/mL) in NIPE, with a P value <0.0001. Pleural fluid PCT >0.25 ng/mL had a sensitivity of 77.78% and specificity of 74.14% for diagnosing an IPE (Figure 1).

Figure 1
Summary of the area under the curve–receiver operating characteristic for pleural effusion procalcitonin values.

A subgroup analysis comparing 13 exudative effusions in the infectious group with the 23 exudative malignant and paramalignant effusions in the noninfectious group was also performed. The median pleural PCT value in the infectious group was 0.9743 ng/mL (0.454.117 ng/mL) and 0.1222 ng/mL (0.054650.1972 ng/mL) in the noninfectious group, with a P value <0.0009

DISCUSSION

Clinicians frequently face the dilemma of differentiating IPE from NIPE. In this study, pleural fluid PCT was significantly elevated in IPE. A pleural fluid PCT >0.25 ng/mL had a sensitivity of 77.78% and specificity of 74.14% for diagnosing an IPE (Figure 1). Our subgroup analysis also showed a higher PCT in exudative effusions of the infectious group as compared to exudative effusions of malignant/paramalignant etiology in the noninfectious group. PCT may have a role as a biomarker in diagnosing an infected malignant/paramalignant effusion. Further studies are needed to confirm the same.

Our study is one of the few using the more sensitive technology (eg, Kryptor) to measure PCT levels in pleural fluid, utilizing the current method of choice for serum PCT based on assay performance.[2] PCT is produced during bacterial infections by several tissues sources, and its role in differentiating IPE and NIPE has been investigated by several authors. A prior study reported on 233 patients, 28 of whom had PPEs, 49 had tubercular effusion, and 166 had NIPE.[1] The cutoff point in this study of PCT was >0.145 ng/mL, with a sensitivity of 51.6% and specificity of 66.5%.[1] Another study evaluated 82 patients with pleural effusions, 45 of whom were infectious (bacterial, nontubercular) and used a PCT cutoff value of 0.18 ng/mL to discriminate between IPE and NIPE. They reported a sensitivity of 66.7% and specificity of 77.4%. There was no significant difference in the serum and pleural fluid PCT values within IPE and NIPE subgroups. In fact, there was a significant positive correlation between serum and pleural fluid PCT. However, on comparing evolution of pleural and serum PCT between day 1 and day 3, the authors noted that unlike pleural fluid PCT, serum PCT values were lower on day 3 as compared to day 1.[8] A study on 12 forensic autopsy cases, to establish the usefulness of pericardial and pleural fluids for the postmortem diagnosis of sepsis, also reported significantly higher and similar PCT levels in the sepsis group in both serum and pleural fluid (using an immunoassay by Roche Diagnostic, Mannheim, Germany). The authors suggested that pleural fluid PCT can be used in lieu of serum PCT values to determine the etiology of an effusion.[11]

PCT has a role in the decision to initiate or discontinue antibiotics in the management of community‐acquired pneumonia.[12] In this era of multidrug resistance, appropriate use of antibiotics is of paramount importance, and PCT could play an important role in this regard. The gold standard test to diagnose an infectious pleural effusion is present in a small percentage of patients.[13] Larger randomized studies designed to evaluate the role of serial serum and pleural fluid PCT, with appropriate cutoff values, are needed to define the role of PCT in guiding antibiotic therapy.[14]

The limitations of this study include its retrospective nature and lack of serum PCT data. The gold standard methods to diagnose pleural effusion were not available in this study.

CONCLUSION

PCT is a novel biomarker for diagnosing infectious pleural effusion, and it would be worthwhile to investigate the role of pleural PCT in assessing severity of illness, risk stratification, and antibiotic stewardship in hospitalized patients with pleural effusions.

Disclosure: Nothing to report.

References
  1. San Jose ME, Valdes L, Vizcaino LH, et al. Procalcitonin, C‐reactive protein, and cell counts in the diagnosis of parapneumonic pleural effusions. J Investig Med. 2010;58:971976.
  2. Becker KL, Snider R, Nylen ES. Procalcitonin assay in systemic inflammation, infection, and sepsis: clinical utility and limitations. Crit Care Med. 2008;36:941952.
  3. Nylen ES, Snider RH, Thompson KA, Rohatgi P, Becker KL. Pneumonitis‐associated hyperprocalcitoninemia. Am J Med Sci. 1996;312:1218.
  4. Falsey AR, Becker KL, Swinburne AJ, et al. Bacterial complications of respiratory tract viral illness: a comprehensive evaluation. J Infect Dis. 2013;208:432441.
  5. Christ‐Crain M, Stolz D, Bingisser R, et al. Procalcitonin guidance of antibiotic therapy in community‐acquired pneumonia: a randomized trial. Am J Respir Crit Care Med. 2006;174:8493.
  6. Forsberg JA, Elster EA, Andersen RC, et al. Correlation of procalcitonin and cytokine expression with dehiscence of wartime extremity wounds. J Bone Joint Surg Am. 2008;90:580588.
  7. Bassim CW, Redman RS, DeNucci DJ, Becker KL, Nylen ES. Salivary procalcitonin and periodontitis in diabetes. J Dent Res. 2008;87:630634.
  8. Lin MC, Chen YC, Wu JT, Ko YC, Wang CC. Diagnostic and prognostic values of pleural fluid procalcitonin in parapneumonic pleural effusions. Chest. 2009;136:205211.
  9. Ko YC, Wu WP, Hsu CS, Dai MP, Ou CC, Kao CH. Serum and pleural fluid procalcitonin in predicting bacterial infection in patients with parapneumonic effusion. J Korean Med Sci. 2009;24:398402.
  10. Light R, Lee Y. Textbook of Pleural Diseases. 2nd ed. London, United Kingdom: Arnold Press; 2008.
  11. Palmiere C, Egger C. Usefulness of pericardial and pleural fluids for the postmortem diagnosis of sepsis. J Forensic Leg Med. 2014;28:1518.
  12. Schuetz P, Muller B, Christ‐Crain M, et al. Procalcitonin to initiate or discontinue antibiotics in acute respiratory tract infections. Evid Based Child Health. 2013;8:12971371.
  13. Jimenez D, Diaz G, Garcia‐Rull S, Vidal R, Sueiro A, Light RW. Routine use of pleural fluid cultures. Are they indicated? Limited yield, minimal impact on treatment decisions. Respir Med. 2006;100:20482052.
  14. Christ‐Crain M, Jaccard‐Stolz D, Bingisser R, et al. Effect of procalcitonin‐guided treatment on antibiotic use and outcome in lower respiratory tract infections: cluster‐randomised, single‐blinded intervention trial. Lancet. 2004;363:600607.
References
  1. San Jose ME, Valdes L, Vizcaino LH, et al. Procalcitonin, C‐reactive protein, and cell counts in the diagnosis of parapneumonic pleural effusions. J Investig Med. 2010;58:971976.
  2. Becker KL, Snider R, Nylen ES. Procalcitonin assay in systemic inflammation, infection, and sepsis: clinical utility and limitations. Crit Care Med. 2008;36:941952.
  3. Nylen ES, Snider RH, Thompson KA, Rohatgi P, Becker KL. Pneumonitis‐associated hyperprocalcitoninemia. Am J Med Sci. 1996;312:1218.
  4. Falsey AR, Becker KL, Swinburne AJ, et al. Bacterial complications of respiratory tract viral illness: a comprehensive evaluation. J Infect Dis. 2013;208:432441.
  5. Christ‐Crain M, Stolz D, Bingisser R, et al. Procalcitonin guidance of antibiotic therapy in community‐acquired pneumonia: a randomized trial. Am J Respir Crit Care Med. 2006;174:8493.
  6. Forsberg JA, Elster EA, Andersen RC, et al. Correlation of procalcitonin and cytokine expression with dehiscence of wartime extremity wounds. J Bone Joint Surg Am. 2008;90:580588.
  7. Bassim CW, Redman RS, DeNucci DJ, Becker KL, Nylen ES. Salivary procalcitonin and periodontitis in diabetes. J Dent Res. 2008;87:630634.
  8. Lin MC, Chen YC, Wu JT, Ko YC, Wang CC. Diagnostic and prognostic values of pleural fluid procalcitonin in parapneumonic pleural effusions. Chest. 2009;136:205211.
  9. Ko YC, Wu WP, Hsu CS, Dai MP, Ou CC, Kao CH. Serum and pleural fluid procalcitonin in predicting bacterial infection in patients with parapneumonic effusion. J Korean Med Sci. 2009;24:398402.
  10. Light R, Lee Y. Textbook of Pleural Diseases. 2nd ed. London, United Kingdom: Arnold Press; 2008.
  11. Palmiere C, Egger C. Usefulness of pericardial and pleural fluids for the postmortem diagnosis of sepsis. J Forensic Leg Med. 2014;28:1518.
  12. Schuetz P, Muller B, Christ‐Crain M, et al. Procalcitonin to initiate or discontinue antibiotics in acute respiratory tract infections. Evid Based Child Health. 2013;8:12971371.
  13. Jimenez D, Diaz G, Garcia‐Rull S, Vidal R, Sueiro A, Light RW. Routine use of pleural fluid cultures. Are they indicated? Limited yield, minimal impact on treatment decisions. Respir Med. 2006;100:20482052.
  14. Christ‐Crain M, Jaccard‐Stolz D, Bingisser R, et al. Effect of procalcitonin‐guided treatment on antibiotic use and outcome in lower respiratory tract infections: cluster‐randomised, single‐blinded intervention trial. Lancet. 2004;363:600607.
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Journal of Hospital Medicine - 11(5)
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Journal of Hospital Medicine - 11(5)
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363-365
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Pleural fluid procalcitonin to distinguish infectious from noninfectious etiologies of pleural effusions
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Pleural fluid procalcitonin to distinguish infectious from noninfectious etiologies of pleural effusions
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Address for correspondence and reprint requests: Rahul Khosla, MD, Department of Pulmonary and Critical Care, Veterans Affairs Medical Center, 50 Irving Street NW, Washington, DC 20422; Telephone: 202‐745‐8000; Fax: 202‐745‐8184; E‐mail: [email protected]
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