Intraoperative Radiofrequency Ablation for Osteoid Osteoma

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Intraoperative Radiofrequency Ablation for Osteoid Osteoma

Osteoid osteoma (OO) is one of the most common benign tumors of bone, representing roughly 10% of all benign bone-forming tumors and 5% of all primary bone tumors.1 The majority of cases occur in individuals under age 20 years and more frequently in males (2:1).2 These lesions tend to be cortically based and most often located about the hip and in the diaphysis of long bones. They typically are characterized radiographically by a nidus less than 2 cm in diameter surrounded by dense, reactive bone of variable thickness.

The classic presentation of OO is localized, dull, aching pain that is worse at night and that is relieved with use of salicylates or other nonsteroidal anti-inflammatory drugs (NSAIDs).3 The diagnosis is made by patient history and plain radiographs, often supported by computed tomography (CT) or magnetic resonance imaging for appropriate identification of the tumor nidus. Despite effective pain relief with NSAIDs as well as evidence suggesting that the natural history of these tumors is self-limited, most patients forgo medical management in favor of elective surgical treatment.4,5

Initially, treatment for OO focused on either symptom management or en bloc surgical resection of the tumor nidus. Several different minimally invasive therapies have since been developed, and good results reported.6-8 More recently, use of percutaneous radiofrequency ablation (RFA) has increased, as this method has demonstrated high efficacy and minimal morbidity.9-11 RFA for OO traditionally has been performed by radiologists under CT guidance in the radiology suite, but advances in intraoperative imaging techniques now allow orthopedic oncologists to perform image-guided RFA in the operating room.

To our knowledge, there have been no reports documenting use of intraoperative CT for localization of OO and use of RFA in the treatment of this lesion. In this article, we report the results of a series of 28 patients with OO treated with intraoperative CT-guided RFA by a single surgeon. We also provide a brief description of this novel technique.

Materials and Methods

The protocol used was approved by our institutional review board. All patients and/or their legal guardians provided informed consent to participate in the study and were informed at the time consent was obtained that case-related data would be submitted for publication.

Patients

Between September 2004 and December 2008, 28 patients (19 males, 9 females) with OO underwent intraoperative percutaneous image-guided RFA at a university hospital. Mean age was 19.5 years, median age was 16 years (range, 7-54 years). Patients were referred for RFA if they had clinical and radiographic features of OO (Figures 1, 2) and wanted to forgo continued medical management. As we selected only patients with lesions that we thought were amenable to percutaneous RFA—lesions involving the long and short bones of the upper or lower extremity and selected flat bones—en bloc surgical resection was not offered to these patients. Lesions were located in the upper extremity (n = 1), lower extremity (n = 24), and pelvis (n = 3) (Figure 3). Twenty-seven procedures were performed for initial tumor treatment and 1 for recurrence after previous open excision. Two additional procedures were later performed on separate patients with recurrent symptoms after the index procedure. All procedures were performed by the senior author (DML).

Procedure

With each patient, all options were discussed, including continued medical management versus surgical treatment, and informed consent was obtained. All procedures were performed with the patient under general anesthesia in the operating room. RFA for an upper extremity lesion was performed with the patient in the supine position with the ipsilateral extremity draped over a hand table. The 2 procedures for lesions in the talus or calcaneus were performed with the patient in the supine position using a standard table with the bottom of the table flexed down 90° to allow the nonaffected leg to hang over the end of the table. The affected extremity in each case was then positioned in a well-padded leg holder to allow the foot and ankle to be draped free for 360° imaging.

All other procedures for lower extremity diaphyseal or pelvic lesions were performed with a fracture table. After successful induction of general anesthesia, the patient was positioned supine on the table with the contralateral lower extremity abducted and externally rotated in a well-leg holder. The ipsilateral leg was held in the traction apparatus without traction applied and was prepared and draped accordingly (Figure 4). With use of the Siemens Siremobil ISO-C3D fluoroscopic C-arm (Siemens Medical Solutions, Malvern, Pennsylvania), a radiograph was taken of the affected area to identify the lesion. Local anesthetic was infiltrated into the surgical site down to the periosteum. A stab incision was made, and, with fluoroscopic guidance, a 0.062-mm Kirschner wire (K-wire) was placed into the lesion. Location within the tumor nidus was confirmed with biplanar fluoroscopic imaging. A Bonopty cannula (AprioMed, Uppsala, Sweden) was then passed over the K-wire. After the wire was removed, a 5-mm radiofrequency probe (Radionics, Burlington, Massachusetts) was placed through the cannula, and positioning within the nidus was confirmed with 3-dimensional (3-D) CT reconstructions in the sagittal, coronal, and axial planes (Figure 5). A radiofrequency generator (Radionics) was used to heat the lesion at 93°C for 7 minutes. The probe and trocar were then removed. Steri-strips and a sterile dressing were used to cover the wound, and the patient was taken to the recovery area after extubation. All patients were discharged home the day of the procedure.

 

 

Follow-Up

We phoned all the patients to ask about symptom recurrence, outside treatment, and satisfaction with RFA and to obtain informed consent to participate in our study. Only 1 of the 28 patients could not be reached and was lost to follow-up. Mean follow-up at time of study completion was 31.1 months (range, 5.2-55.8 months).

The 27 patients were asked a series of questions about their treatment: Have you had any recurrence of symptoms following treatment for your OO? Have you received treatment elsewhere? Were you satisfied with your treatment? Would you have the procedure again if you had a recurrence of symptoms?

Primary success was defined as complete pain relief after initial RFA with no evidence of recurrence at time of final follow-up, and secondary success was defined as presence of recurrent symptoms after initial RFA with complete pain relief after a second procedure with no evidence of recurrence.

Results

All RFAs were technically successful with adequate localization of the tumor nidus and subsequent probe placement within the lesion. There were no intraoperative or postoperative complications. All 28 patients were discharged home the day of procedure. Twenty-six patients (92.8%) experienced complete pain relief after primary RFA, had no evidence of recurrence at final follow-up, and denied symptom recurrence at time of study completion.

The other 2 patients reported symptom recurrence after the index treatment (1 proximal femur lesion, 1 distal femur lesion). One of these patients did well initially but had a recurrence about 2 months after the primary RFA; a second RFA provided complete resolution of pain with no evidence of recurrence at time of study completion. In the other patient’s case, intermittent pain persisted for 2 weeks after the primary RFA, and evidence of recurrence was documented 3 months after surgery; a second RFA was performed shortly thereafter, but the patient was subsequently lost to follow-up.

At time of study completion, all 27 patients who had been contacted by phone denied seeking additional treatment elsewhere and stated they would have the procedure again if their symptoms ever recurred.

Discussion

Osteoid osteoma is one of the most common benign tumors of bone. Over the past 2 decades, percutaneous RFA, in comparison with open excision, has emerged as a safe and effective treatment option with minimal patient morbidity.9-11 RFA traditionally has been performed by radiologists under CT guidance in the radiology suite. However, now orthopedic surgeons can obtain advanced intraoperative imaging beyond standard fluoroscopy. The Siemens Siremobil ISO-C3D fluoroscopic C-arm is an innovative intraoperative imaging device that functions as a standard fluoroscope but also generates 3-D reconstructions of surgical anatomy. The isocentric design and integrated motor unit allow the C-arm to move through a 190º arc while centering its beam directly on the area of interest. This data set is transferred to a computer workstation, where it is reformatted so that CT-quality images are generated in axial, sagittal, and coronal planes. This acquisition process takes only minutes, and the multiplanar images produced may be simultaneously displayed and manipulated on the screen in real time.

One concern about this technology is the amount of radiation exposure for patients, surgeons, and operating room staff. The device measures only radiation time, and the amount of exposure during that time depends on the volume and density of the radiated body. We did not calculate the amount of exposure for this study. Mean exposure time was between 20 and 40 seconds, reflecting the number of attempts required to localize the lesion and the surgeon’s experience with the technique. Although the potential for increased exposure is a valid concern, previous studies using this technology have demonstrated that a similar average exposure time is equivalent to that of standard CT, and that use of the device, over conventional techniques, potentially can lead to decreased overall radiation exposure.12,13

This series demonstrated that OO can be safely and effectively treated with intraoperative percutaneous RFA by an orthopedic oncologist. Our success rate is very similar to rates reported in the radiology literature. Studies are needed to confirm the efficacy of this novel technique in comparison with what has been reported in that literature. Given these promising preliminary results, and the relative ease of use and minimal learning curve associated with this technology, all orthopedic oncologists should be able to offer this treatment for OO. Furthermore, this technique allows orthopedic oncologists to provide appropriate definitive treatment and care directly, rather than by referring patients to radiologists.

In the treatment of OO, we reserve RFA for lesions involving the long and short bones of the upper and lower extremities, as well as selected flat bones, such as those in the pelvis. Although percutaneous RFA of spinal lesions has been reported in the literature, we think these represent a relative contraindication for this technique; image resolution, in our opinion, is not high enough to justify risking injury to the nerves in the spinal canal, lateral recesses, and neural foramina. In addition, given the radiation exposure, we recommend caution when using this technique for a pelvic or proximal femoral lesion in a woman of childbearing age.

References

1.    Gitelis S, Wilkins R, Conrad EU 2nd. Benign bone tumors. Instr Course Lect. 1996;45:425-424.

2.    Schajowicz F. Bone forming tumors. In: Tumors and Tumorlike Lesions of Bone. 2nd ed. New York, NY: Springer-Verlag; 1994:36-62.

3.    Frassica FJ, Waltrip RL, Sponseller PD, Ma LD, McCarthy EF Jr. Clinicopathologic features and treatment of osteoid osteoma and osteoblastoma in children and adolescents. Orthop Clin North Am. 1996;27(3):559-574.

4.    Golding JS. The natural history of osteoid osteoma; with a report of twenty cases. J Bone Joint Surg Br. 1954;36(2):218-229.

5.    Simm RJ. The natural history of osteoid osteoma. Aust N Z J Surg. 1975;45(4):412-415.

6.    Sans N, Galy-Fourcade D, Assoun J, et al. Osteoid osteoma: CT-guided percutaneous resection and follow-up in 38 patients. Radiology. 1999;212(3):687-692.

7.    Skjeldal S, Lilleås F, Follerås G, et al. Real time MRI-guided excision and cryo-treatment of osteoid osteoma in os ischii—a case report. Acta Orthop Scand. 2000;71(6):637-638.

8.    Sanhaji L, Gharbaoui IS, Hassani RE, Chakir N, Jiddane M, Boukhrissi N. A new treatment of osteoid osteoma: percutaneous sclerosis with ethanol under scanner guidance [in French]. J Radiol. 1996;77(1):37-40.

9.    Rosenthal DI, Hornicek FJ, Torriani M, Gebhardt MC, Mankin HJ. Osteoid osteoma: percutaneous treatment with radiofrequency energy. Radiology. 2003;229(1):171-175.

10.  Cantwell CP, Obyrne J, Eustace S. Current trends in treatment of osteoid osteoma with an emphasis on radiofrequency ablation. Eur Radiol. 2004;14(4):607-617.

11.  Ruiz Santiago F, Castellano García Mdel M, Guzmán Álvarez L, Martínez Montes JL, Ruiz García M, Tristán Fernández JM. Percutaneous treatment of bone tumors by radiofrequency thermal ablation. Eur J Radiol. 2011;77(1):156-163.

12.  Richter M, Geerling J, Zech S, Goesling T, Krettek C. Intraoperative three-dimensional imaging with a motorized mobile C-Arm (SIREMOBIL ISO-C-3D) in foot and ankle trauma care: a preliminary report. J Orthop Trauma. 2005;19(4):259-266.

13.   Gebhard F, Kraus M, Schneider E, et al. Radiation dosage in orthopedics—a comparison of computer-assisted procedures [in German]. Unfallchirurg. 2003;106(6):492-497.

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Brody A. Flanagin, MD, and Dieter M. Lindskog, MD

Authors’ Disclosure Statement: The authors report no actual or potential conflict of interest in relation to this article.

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The American Journal of Orthopedics - 44(3)
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127-130
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american journal of orthopedics, AJO, original study, study, osteoid osteoma, OO, radiofrequency ablation, RFA, imaging, radiology, tumors, bone, bone tumors, hip, magnetic resonance imaging, MRI, computed tomography, CT, lesions, spine, technique, flanagin, lindskog
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Brody A. Flanagin, MD, and Dieter M. Lindskog, MD

Authors’ Disclosure Statement: The authors report no actual or potential conflict of interest in relation to this article.

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Brody A. Flanagin, MD, and Dieter M. Lindskog, MD

Authors’ Disclosure Statement: The authors report no actual or potential conflict of interest in relation to this article.

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Osteoid osteoma (OO) is one of the most common benign tumors of bone, representing roughly 10% of all benign bone-forming tumors and 5% of all primary bone tumors.1 The majority of cases occur in individuals under age 20 years and more frequently in males (2:1).2 These lesions tend to be cortically based and most often located about the hip and in the diaphysis of long bones. They typically are characterized radiographically by a nidus less than 2 cm in diameter surrounded by dense, reactive bone of variable thickness.

The classic presentation of OO is localized, dull, aching pain that is worse at night and that is relieved with use of salicylates or other nonsteroidal anti-inflammatory drugs (NSAIDs).3 The diagnosis is made by patient history and plain radiographs, often supported by computed tomography (CT) or magnetic resonance imaging for appropriate identification of the tumor nidus. Despite effective pain relief with NSAIDs as well as evidence suggesting that the natural history of these tumors is self-limited, most patients forgo medical management in favor of elective surgical treatment.4,5

Initially, treatment for OO focused on either symptom management or en bloc surgical resection of the tumor nidus. Several different minimally invasive therapies have since been developed, and good results reported.6-8 More recently, use of percutaneous radiofrequency ablation (RFA) has increased, as this method has demonstrated high efficacy and minimal morbidity.9-11 RFA for OO traditionally has been performed by radiologists under CT guidance in the radiology suite, but advances in intraoperative imaging techniques now allow orthopedic oncologists to perform image-guided RFA in the operating room.

To our knowledge, there have been no reports documenting use of intraoperative CT for localization of OO and use of RFA in the treatment of this lesion. In this article, we report the results of a series of 28 patients with OO treated with intraoperative CT-guided RFA by a single surgeon. We also provide a brief description of this novel technique.

Materials and Methods

The protocol used was approved by our institutional review board. All patients and/or their legal guardians provided informed consent to participate in the study and were informed at the time consent was obtained that case-related data would be submitted for publication.

Patients

Between September 2004 and December 2008, 28 patients (19 males, 9 females) with OO underwent intraoperative percutaneous image-guided RFA at a university hospital. Mean age was 19.5 years, median age was 16 years (range, 7-54 years). Patients were referred for RFA if they had clinical and radiographic features of OO (Figures 1, 2) and wanted to forgo continued medical management. As we selected only patients with lesions that we thought were amenable to percutaneous RFA—lesions involving the long and short bones of the upper or lower extremity and selected flat bones—en bloc surgical resection was not offered to these patients. Lesions were located in the upper extremity (n = 1), lower extremity (n = 24), and pelvis (n = 3) (Figure 3). Twenty-seven procedures were performed for initial tumor treatment and 1 for recurrence after previous open excision. Two additional procedures were later performed on separate patients with recurrent symptoms after the index procedure. All procedures were performed by the senior author (DML).

Procedure

With each patient, all options were discussed, including continued medical management versus surgical treatment, and informed consent was obtained. All procedures were performed with the patient under general anesthesia in the operating room. RFA for an upper extremity lesion was performed with the patient in the supine position with the ipsilateral extremity draped over a hand table. The 2 procedures for lesions in the talus or calcaneus were performed with the patient in the supine position using a standard table with the bottom of the table flexed down 90° to allow the nonaffected leg to hang over the end of the table. The affected extremity in each case was then positioned in a well-padded leg holder to allow the foot and ankle to be draped free for 360° imaging.

All other procedures for lower extremity diaphyseal or pelvic lesions were performed with a fracture table. After successful induction of general anesthesia, the patient was positioned supine on the table with the contralateral lower extremity abducted and externally rotated in a well-leg holder. The ipsilateral leg was held in the traction apparatus without traction applied and was prepared and draped accordingly (Figure 4). With use of the Siemens Siremobil ISO-C3D fluoroscopic C-arm (Siemens Medical Solutions, Malvern, Pennsylvania), a radiograph was taken of the affected area to identify the lesion. Local anesthetic was infiltrated into the surgical site down to the periosteum. A stab incision was made, and, with fluoroscopic guidance, a 0.062-mm Kirschner wire (K-wire) was placed into the lesion. Location within the tumor nidus was confirmed with biplanar fluoroscopic imaging. A Bonopty cannula (AprioMed, Uppsala, Sweden) was then passed over the K-wire. After the wire was removed, a 5-mm radiofrequency probe (Radionics, Burlington, Massachusetts) was placed through the cannula, and positioning within the nidus was confirmed with 3-dimensional (3-D) CT reconstructions in the sagittal, coronal, and axial planes (Figure 5). A radiofrequency generator (Radionics) was used to heat the lesion at 93°C for 7 minutes. The probe and trocar were then removed. Steri-strips and a sterile dressing were used to cover the wound, and the patient was taken to the recovery area after extubation. All patients were discharged home the day of the procedure.

 

 

Follow-Up

We phoned all the patients to ask about symptom recurrence, outside treatment, and satisfaction with RFA and to obtain informed consent to participate in our study. Only 1 of the 28 patients could not be reached and was lost to follow-up. Mean follow-up at time of study completion was 31.1 months (range, 5.2-55.8 months).

The 27 patients were asked a series of questions about their treatment: Have you had any recurrence of symptoms following treatment for your OO? Have you received treatment elsewhere? Were you satisfied with your treatment? Would you have the procedure again if you had a recurrence of symptoms?

Primary success was defined as complete pain relief after initial RFA with no evidence of recurrence at time of final follow-up, and secondary success was defined as presence of recurrent symptoms after initial RFA with complete pain relief after a second procedure with no evidence of recurrence.

Results

All RFAs were technically successful with adequate localization of the tumor nidus and subsequent probe placement within the lesion. There were no intraoperative or postoperative complications. All 28 patients were discharged home the day of procedure. Twenty-six patients (92.8%) experienced complete pain relief after primary RFA, had no evidence of recurrence at final follow-up, and denied symptom recurrence at time of study completion.

The other 2 patients reported symptom recurrence after the index treatment (1 proximal femur lesion, 1 distal femur lesion). One of these patients did well initially but had a recurrence about 2 months after the primary RFA; a second RFA provided complete resolution of pain with no evidence of recurrence at time of study completion. In the other patient’s case, intermittent pain persisted for 2 weeks after the primary RFA, and evidence of recurrence was documented 3 months after surgery; a second RFA was performed shortly thereafter, but the patient was subsequently lost to follow-up.

At time of study completion, all 27 patients who had been contacted by phone denied seeking additional treatment elsewhere and stated they would have the procedure again if their symptoms ever recurred.

Discussion

Osteoid osteoma is one of the most common benign tumors of bone. Over the past 2 decades, percutaneous RFA, in comparison with open excision, has emerged as a safe and effective treatment option with minimal patient morbidity.9-11 RFA traditionally has been performed by radiologists under CT guidance in the radiology suite. However, now orthopedic surgeons can obtain advanced intraoperative imaging beyond standard fluoroscopy. The Siemens Siremobil ISO-C3D fluoroscopic C-arm is an innovative intraoperative imaging device that functions as a standard fluoroscope but also generates 3-D reconstructions of surgical anatomy. The isocentric design and integrated motor unit allow the C-arm to move through a 190º arc while centering its beam directly on the area of interest. This data set is transferred to a computer workstation, where it is reformatted so that CT-quality images are generated in axial, sagittal, and coronal planes. This acquisition process takes only minutes, and the multiplanar images produced may be simultaneously displayed and manipulated on the screen in real time.

One concern about this technology is the amount of radiation exposure for patients, surgeons, and operating room staff. The device measures only radiation time, and the amount of exposure during that time depends on the volume and density of the radiated body. We did not calculate the amount of exposure for this study. Mean exposure time was between 20 and 40 seconds, reflecting the number of attempts required to localize the lesion and the surgeon’s experience with the technique. Although the potential for increased exposure is a valid concern, previous studies using this technology have demonstrated that a similar average exposure time is equivalent to that of standard CT, and that use of the device, over conventional techniques, potentially can lead to decreased overall radiation exposure.12,13

This series demonstrated that OO can be safely and effectively treated with intraoperative percutaneous RFA by an orthopedic oncologist. Our success rate is very similar to rates reported in the radiology literature. Studies are needed to confirm the efficacy of this novel technique in comparison with what has been reported in that literature. Given these promising preliminary results, and the relative ease of use and minimal learning curve associated with this technology, all orthopedic oncologists should be able to offer this treatment for OO. Furthermore, this technique allows orthopedic oncologists to provide appropriate definitive treatment and care directly, rather than by referring patients to radiologists.

In the treatment of OO, we reserve RFA for lesions involving the long and short bones of the upper and lower extremities, as well as selected flat bones, such as those in the pelvis. Although percutaneous RFA of spinal lesions has been reported in the literature, we think these represent a relative contraindication for this technique; image resolution, in our opinion, is not high enough to justify risking injury to the nerves in the spinal canal, lateral recesses, and neural foramina. In addition, given the radiation exposure, we recommend caution when using this technique for a pelvic or proximal femoral lesion in a woman of childbearing age.

Osteoid osteoma (OO) is one of the most common benign tumors of bone, representing roughly 10% of all benign bone-forming tumors and 5% of all primary bone tumors.1 The majority of cases occur in individuals under age 20 years and more frequently in males (2:1).2 These lesions tend to be cortically based and most often located about the hip and in the diaphysis of long bones. They typically are characterized radiographically by a nidus less than 2 cm in diameter surrounded by dense, reactive bone of variable thickness.

The classic presentation of OO is localized, dull, aching pain that is worse at night and that is relieved with use of salicylates or other nonsteroidal anti-inflammatory drugs (NSAIDs).3 The diagnosis is made by patient history and plain radiographs, often supported by computed tomography (CT) or magnetic resonance imaging for appropriate identification of the tumor nidus. Despite effective pain relief with NSAIDs as well as evidence suggesting that the natural history of these tumors is self-limited, most patients forgo medical management in favor of elective surgical treatment.4,5

Initially, treatment for OO focused on either symptom management or en bloc surgical resection of the tumor nidus. Several different minimally invasive therapies have since been developed, and good results reported.6-8 More recently, use of percutaneous radiofrequency ablation (RFA) has increased, as this method has demonstrated high efficacy and minimal morbidity.9-11 RFA for OO traditionally has been performed by radiologists under CT guidance in the radiology suite, but advances in intraoperative imaging techniques now allow orthopedic oncologists to perform image-guided RFA in the operating room.

To our knowledge, there have been no reports documenting use of intraoperative CT for localization of OO and use of RFA in the treatment of this lesion. In this article, we report the results of a series of 28 patients with OO treated with intraoperative CT-guided RFA by a single surgeon. We also provide a brief description of this novel technique.

Materials and Methods

The protocol used was approved by our institutional review board. All patients and/or their legal guardians provided informed consent to participate in the study and were informed at the time consent was obtained that case-related data would be submitted for publication.

Patients

Between September 2004 and December 2008, 28 patients (19 males, 9 females) with OO underwent intraoperative percutaneous image-guided RFA at a university hospital. Mean age was 19.5 years, median age was 16 years (range, 7-54 years). Patients were referred for RFA if they had clinical and radiographic features of OO (Figures 1, 2) and wanted to forgo continued medical management. As we selected only patients with lesions that we thought were amenable to percutaneous RFA—lesions involving the long and short bones of the upper or lower extremity and selected flat bones—en bloc surgical resection was not offered to these patients. Lesions were located in the upper extremity (n = 1), lower extremity (n = 24), and pelvis (n = 3) (Figure 3). Twenty-seven procedures were performed for initial tumor treatment and 1 for recurrence after previous open excision. Two additional procedures were later performed on separate patients with recurrent symptoms after the index procedure. All procedures were performed by the senior author (DML).

Procedure

With each patient, all options were discussed, including continued medical management versus surgical treatment, and informed consent was obtained. All procedures were performed with the patient under general anesthesia in the operating room. RFA for an upper extremity lesion was performed with the patient in the supine position with the ipsilateral extremity draped over a hand table. The 2 procedures for lesions in the talus or calcaneus were performed with the patient in the supine position using a standard table with the bottom of the table flexed down 90° to allow the nonaffected leg to hang over the end of the table. The affected extremity in each case was then positioned in a well-padded leg holder to allow the foot and ankle to be draped free for 360° imaging.

All other procedures for lower extremity diaphyseal or pelvic lesions were performed with a fracture table. After successful induction of general anesthesia, the patient was positioned supine on the table with the contralateral lower extremity abducted and externally rotated in a well-leg holder. The ipsilateral leg was held in the traction apparatus without traction applied and was prepared and draped accordingly (Figure 4). With use of the Siemens Siremobil ISO-C3D fluoroscopic C-arm (Siemens Medical Solutions, Malvern, Pennsylvania), a radiograph was taken of the affected area to identify the lesion. Local anesthetic was infiltrated into the surgical site down to the periosteum. A stab incision was made, and, with fluoroscopic guidance, a 0.062-mm Kirschner wire (K-wire) was placed into the lesion. Location within the tumor nidus was confirmed with biplanar fluoroscopic imaging. A Bonopty cannula (AprioMed, Uppsala, Sweden) was then passed over the K-wire. After the wire was removed, a 5-mm radiofrequency probe (Radionics, Burlington, Massachusetts) was placed through the cannula, and positioning within the nidus was confirmed with 3-dimensional (3-D) CT reconstructions in the sagittal, coronal, and axial planes (Figure 5). A radiofrequency generator (Radionics) was used to heat the lesion at 93°C for 7 minutes. The probe and trocar were then removed. Steri-strips and a sterile dressing were used to cover the wound, and the patient was taken to the recovery area after extubation. All patients were discharged home the day of the procedure.

 

 

Follow-Up

We phoned all the patients to ask about symptom recurrence, outside treatment, and satisfaction with RFA and to obtain informed consent to participate in our study. Only 1 of the 28 patients could not be reached and was lost to follow-up. Mean follow-up at time of study completion was 31.1 months (range, 5.2-55.8 months).

The 27 patients were asked a series of questions about their treatment: Have you had any recurrence of symptoms following treatment for your OO? Have you received treatment elsewhere? Were you satisfied with your treatment? Would you have the procedure again if you had a recurrence of symptoms?

Primary success was defined as complete pain relief after initial RFA with no evidence of recurrence at time of final follow-up, and secondary success was defined as presence of recurrent symptoms after initial RFA with complete pain relief after a second procedure with no evidence of recurrence.

Results

All RFAs were technically successful with adequate localization of the tumor nidus and subsequent probe placement within the lesion. There were no intraoperative or postoperative complications. All 28 patients were discharged home the day of procedure. Twenty-six patients (92.8%) experienced complete pain relief after primary RFA, had no evidence of recurrence at final follow-up, and denied symptom recurrence at time of study completion.

The other 2 patients reported symptom recurrence after the index treatment (1 proximal femur lesion, 1 distal femur lesion). One of these patients did well initially but had a recurrence about 2 months after the primary RFA; a second RFA provided complete resolution of pain with no evidence of recurrence at time of study completion. In the other patient’s case, intermittent pain persisted for 2 weeks after the primary RFA, and evidence of recurrence was documented 3 months after surgery; a second RFA was performed shortly thereafter, but the patient was subsequently lost to follow-up.

At time of study completion, all 27 patients who had been contacted by phone denied seeking additional treatment elsewhere and stated they would have the procedure again if their symptoms ever recurred.

Discussion

Osteoid osteoma is one of the most common benign tumors of bone. Over the past 2 decades, percutaneous RFA, in comparison with open excision, has emerged as a safe and effective treatment option with minimal patient morbidity.9-11 RFA traditionally has been performed by radiologists under CT guidance in the radiology suite. However, now orthopedic surgeons can obtain advanced intraoperative imaging beyond standard fluoroscopy. The Siemens Siremobil ISO-C3D fluoroscopic C-arm is an innovative intraoperative imaging device that functions as a standard fluoroscope but also generates 3-D reconstructions of surgical anatomy. The isocentric design and integrated motor unit allow the C-arm to move through a 190º arc while centering its beam directly on the area of interest. This data set is transferred to a computer workstation, where it is reformatted so that CT-quality images are generated in axial, sagittal, and coronal planes. This acquisition process takes only minutes, and the multiplanar images produced may be simultaneously displayed and manipulated on the screen in real time.

One concern about this technology is the amount of radiation exposure for patients, surgeons, and operating room staff. The device measures only radiation time, and the amount of exposure during that time depends on the volume and density of the radiated body. We did not calculate the amount of exposure for this study. Mean exposure time was between 20 and 40 seconds, reflecting the number of attempts required to localize the lesion and the surgeon’s experience with the technique. Although the potential for increased exposure is a valid concern, previous studies using this technology have demonstrated that a similar average exposure time is equivalent to that of standard CT, and that use of the device, over conventional techniques, potentially can lead to decreased overall radiation exposure.12,13

This series demonstrated that OO can be safely and effectively treated with intraoperative percutaneous RFA by an orthopedic oncologist. Our success rate is very similar to rates reported in the radiology literature. Studies are needed to confirm the efficacy of this novel technique in comparison with what has been reported in that literature. Given these promising preliminary results, and the relative ease of use and minimal learning curve associated with this technology, all orthopedic oncologists should be able to offer this treatment for OO. Furthermore, this technique allows orthopedic oncologists to provide appropriate definitive treatment and care directly, rather than by referring patients to radiologists.

In the treatment of OO, we reserve RFA for lesions involving the long and short bones of the upper and lower extremities, as well as selected flat bones, such as those in the pelvis. Although percutaneous RFA of spinal lesions has been reported in the literature, we think these represent a relative contraindication for this technique; image resolution, in our opinion, is not high enough to justify risking injury to the nerves in the spinal canal, lateral recesses, and neural foramina. In addition, given the radiation exposure, we recommend caution when using this technique for a pelvic or proximal femoral lesion in a woman of childbearing age.

References

1.    Gitelis S, Wilkins R, Conrad EU 2nd. Benign bone tumors. Instr Course Lect. 1996;45:425-424.

2.    Schajowicz F. Bone forming tumors. In: Tumors and Tumorlike Lesions of Bone. 2nd ed. New York, NY: Springer-Verlag; 1994:36-62.

3.    Frassica FJ, Waltrip RL, Sponseller PD, Ma LD, McCarthy EF Jr. Clinicopathologic features and treatment of osteoid osteoma and osteoblastoma in children and adolescents. Orthop Clin North Am. 1996;27(3):559-574.

4.    Golding JS. The natural history of osteoid osteoma; with a report of twenty cases. J Bone Joint Surg Br. 1954;36(2):218-229.

5.    Simm RJ. The natural history of osteoid osteoma. Aust N Z J Surg. 1975;45(4):412-415.

6.    Sans N, Galy-Fourcade D, Assoun J, et al. Osteoid osteoma: CT-guided percutaneous resection and follow-up in 38 patients. Radiology. 1999;212(3):687-692.

7.    Skjeldal S, Lilleås F, Follerås G, et al. Real time MRI-guided excision and cryo-treatment of osteoid osteoma in os ischii—a case report. Acta Orthop Scand. 2000;71(6):637-638.

8.    Sanhaji L, Gharbaoui IS, Hassani RE, Chakir N, Jiddane M, Boukhrissi N. A new treatment of osteoid osteoma: percutaneous sclerosis with ethanol under scanner guidance [in French]. J Radiol. 1996;77(1):37-40.

9.    Rosenthal DI, Hornicek FJ, Torriani M, Gebhardt MC, Mankin HJ. Osteoid osteoma: percutaneous treatment with radiofrequency energy. Radiology. 2003;229(1):171-175.

10.  Cantwell CP, Obyrne J, Eustace S. Current trends in treatment of osteoid osteoma with an emphasis on radiofrequency ablation. Eur Radiol. 2004;14(4):607-617.

11.  Ruiz Santiago F, Castellano García Mdel M, Guzmán Álvarez L, Martínez Montes JL, Ruiz García M, Tristán Fernández JM. Percutaneous treatment of bone tumors by radiofrequency thermal ablation. Eur J Radiol. 2011;77(1):156-163.

12.  Richter M, Geerling J, Zech S, Goesling T, Krettek C. Intraoperative three-dimensional imaging with a motorized mobile C-Arm (SIREMOBIL ISO-C-3D) in foot and ankle trauma care: a preliminary report. J Orthop Trauma. 2005;19(4):259-266.

13.   Gebhard F, Kraus M, Schneider E, et al. Radiation dosage in orthopedics—a comparison of computer-assisted procedures [in German]. Unfallchirurg. 2003;106(6):492-497.

References

1.    Gitelis S, Wilkins R, Conrad EU 2nd. Benign bone tumors. Instr Course Lect. 1996;45:425-424.

2.    Schajowicz F. Bone forming tumors. In: Tumors and Tumorlike Lesions of Bone. 2nd ed. New York, NY: Springer-Verlag; 1994:36-62.

3.    Frassica FJ, Waltrip RL, Sponseller PD, Ma LD, McCarthy EF Jr. Clinicopathologic features and treatment of osteoid osteoma and osteoblastoma in children and adolescents. Orthop Clin North Am. 1996;27(3):559-574.

4.    Golding JS. The natural history of osteoid osteoma; with a report of twenty cases. J Bone Joint Surg Br. 1954;36(2):218-229.

5.    Simm RJ. The natural history of osteoid osteoma. Aust N Z J Surg. 1975;45(4):412-415.

6.    Sans N, Galy-Fourcade D, Assoun J, et al. Osteoid osteoma: CT-guided percutaneous resection and follow-up in 38 patients. Radiology. 1999;212(3):687-692.

7.    Skjeldal S, Lilleås F, Follerås G, et al. Real time MRI-guided excision and cryo-treatment of osteoid osteoma in os ischii—a case report. Acta Orthop Scand. 2000;71(6):637-638.

8.    Sanhaji L, Gharbaoui IS, Hassani RE, Chakir N, Jiddane M, Boukhrissi N. A new treatment of osteoid osteoma: percutaneous sclerosis with ethanol under scanner guidance [in French]. J Radiol. 1996;77(1):37-40.

9.    Rosenthal DI, Hornicek FJ, Torriani M, Gebhardt MC, Mankin HJ. Osteoid osteoma: percutaneous treatment with radiofrequency energy. Radiology. 2003;229(1):171-175.

10.  Cantwell CP, Obyrne J, Eustace S. Current trends in treatment of osteoid osteoma with an emphasis on radiofrequency ablation. Eur Radiol. 2004;14(4):607-617.

11.  Ruiz Santiago F, Castellano García Mdel M, Guzmán Álvarez L, Martínez Montes JL, Ruiz García M, Tristán Fernández JM. Percutaneous treatment of bone tumors by radiofrequency thermal ablation. Eur J Radiol. 2011;77(1):156-163.

12.  Richter M, Geerling J, Zech S, Goesling T, Krettek C. Intraoperative three-dimensional imaging with a motorized mobile C-Arm (SIREMOBIL ISO-C-3D) in foot and ankle trauma care: a preliminary report. J Orthop Trauma. 2005;19(4):259-266.

13.   Gebhard F, Kraus M, Schneider E, et al. Radiation dosage in orthopedics—a comparison of computer-assisted procedures [in German]. Unfallchirurg. 2003;106(6):492-497.

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A Novel Treatment for Refractory Plantar Fasciitis

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A Novel Treatment for Refractory Plantar Fasciitis

Chronic plantar fasciitis is a major health care problem worldwide and affects nearly 10% of the US population. Plantar fasciitis presents as heel pain in the mornings and usually gets better and then gets worse. Inflammation at the plantar fascia attachment causes acute and sometimes disabling pain. Chronic pain at the site can develop as time goes on because of long-standing inflammatory changes. Fibrotic tissues may develop at the site. On a continuum, symptoms may begin in an insidious phase and progress to chronic pain. Although most cases resolve with conservative care, the numerous treatments for refractory plantar fasciitis attest to the lack of consensus regarding these cases. The condition frustrates patient and physician alike.

Treatments for refractory plantar fasciitis include conservative measures, including rest, analgesics, walking orthosis, heel cup, night splint, walking boot, and then, in a standard and logical progression, cortisone or platelet-rich plasma injections. Improved magnetic resonance imaging and ultrasonographic imaging allow accurate localization of the pathologic process,1-3 and this localization in turn provides an opportunity to deliver a more reliable and focused intervention, as in needle-guided therapy.4 Surgical procedures for plantar fasciitis have included open or endoscopically assisted plantar fasciectomies with or without gastrocnemius recession; these procedures have had varying results. The emerging goals for this condition are a minimally invasive percutaneous intervention that is safe, effective, and well-tolerated and has minimal morbidity and a low complication rate.

We conducted a prospective study in which patients were allowed either to continue with noninvasive treatment or to undergo focal aspiration and partial fasciotomy with an ultrasonic probe. Study inclusion criteria were plantar fasciitis symptoms lasting 12 months or longer. Exclusion criteria were unwillingness to participate in the study. Prior treatments, even surgeries, were not exclusionary.

Twelve patients with refractory plantar fasciitis lasting a mean of 19 months (minimum, 12 months; range, 12-24 months) chose the procedure. They all had failed conservative care, including physical therapy, casting, shockwave therapy, and invasive procedures such as injections and endoscopic partial releases. Four of the 12 had undergone an open or endoscopic partial release at a different institution but had experienced no improvement in symptoms.

Based on the study protocol, patients continued noninvasive care (night splint, stretching exercises) for 2 to 6 weeks after the initial visit. When this conservative care failed, they were offered focal partial fasciectomy with a percutaneous ultrasonic probe. American Orthopaedic Foot and Ankle Society (AOFAS) scores were obtained before and after surgery. Follow-up consisted of clinic visits 2 weeks after surgery and monthly thereafter. I saw all 12 patients 3 months after surgery (range, 11-14 weeks), and all 12 underwent postoperative physical therapy.

Technique

The TX1 Tissue Removal System (Tenex Health, Lake Forest, California) (Figure 1) consists of an energy module, a pump/suction cassette that provides irrigation and suction through a probe, and the probe itself, the TX1, which is the size of an 18-gauge needle and delivers ultrasonic energy. The cassette is inserted into the energy module, and the ultrasonic energy probe is primed so it will deliver the irrigation fluid, normal saline. The safety features of the energy module are such that no energy is expended unless the system is properly irrigating and aspirating the diseased tissue. Ultrasonic treatment may be performed in a clinical or ambulatory surgical center. The patient is placed supine on an operating table, on a clinical examining table, or, if in a cast room, on a cart. A pillow is placed under the distal tibia so the knees can flex slightly, and the patient is positioned so the feet are free of the edge of the bed or gurney (Figure 2).

The pathology is first confirmed by ultrasonography (Figures 3–5). The first step is to identify the calcaneus with the sensor along the long axis of the foot. Then the plantar fascia is visualized and followed along its long axis to the site of attachment at the medial tubercle. As the pathologic process involves the medial site of attachment, a transverse image may also be obtained to better understand the medial/lateral extent of the disease process. The ultrasonographic image of plantar fasciitis has been well characterized.2,5 The pathology is visualized as an area of edema or of disruption of the linear appearance of the fascia as it attaches to the calcaneus. While the diagnosis is being confirmed, the optimal site for probe insertion should be considered based on the location of the pain and the localization of the pathology by the 2 orthogonal images.

The area is prepared as if for an injection and is squared off with sterile towels. Then the sensor is placed in the sterile sleeve. The area of maximum tenderness is again confirmed. Determining the location of the probe insertion site is a crucial step. We use the ultrasonic sensor in the longitudinal and transverse planes to direct the injection of a fast-acting local anesthetic to the medial aspect of the calcaneus. A skin wheal is created, and the fast-acting local anesthetic (3-4 mL) is injected into the region of the fascia pathology.

 

 

An 11-blade knife is used to create a site for the probe through the skin wheal at the medial aspect of the heel, in line with the pathology (Figure 6). The probe is then introduced through the puncture site and is identified, along with the pathology, with the sensor, which may be oriented transverse or longitudinal to the long axis of the foot.

Once the pathologic area is identified, the ultrasonic energy is delivered to the region by the probe, which is activated with a foot pedal, effectively releasing the pathologic tissue from its insertion at the medial tubercle of the calcaneus. The probe is moved in a linear fashion medially and laterally within the lesion across the site of attachment. Treatment continues until the entire soft-tissue lesion is addressed.

Postoperative Care

The wound or wounds are closed with a nylon stitch and Steri-Strip (3M, St. Paul, Minnesota) and covered with Tegaderm (3M) or similar dressing (Figure 7). A compressive dressing is applied. The dressing is removed in 2 to 3 days; the Steri-Strip and stitch are removed in 10 to 14 days. A walking boot is put on immediately after the procedure (most patients in this study already have a boot) and is worn for a few days, or until the symptoms have resolved. How long the boot is used is very much based on patient preference. Patients may continue stretching exercises at home, but there should be no high-impact activity. As-needed ice and analgesics are recommended for the first few days.

The 12 patients had a mean preoperative AOFAS score of 30 (range, 17-46) and a mean postoperative score of 88 (range, 25-92). By the 3-month postoperative visit, symptoms were resolved in 11 patients (no activity restricted by plantar fascia pain). On physical examination, 11 patients had no palpable tenderness at the site of preoperative pain. Pain relief was documented as having occurred between 5 and 13 weeks after treatment. One patient had bilateral procedures. One foot was treated, pain resolved by the 3-month postoperative visit, and the patient asked for the other foot to be treated. Three months after the second procedure, he had minimal non-activity-restricting pain. There were no postoperative infections or wound complications.

I phoned my patients during postoperative month 24. All 12 patients (13 feet) indicated they were essentially pain-free. None admitted to activity restriction or required over-the-counter pain medication. All indicated they were satisfied with the procedure and would have it again.

The refractory nature of plantar fasciitis, and the resistance to and unpredictability of current treatment options, is well known. Considerable efforts have been made to develop treatment guidelines and algorithms.6 A standard and logical treatment plan involves initial attempts with rest, analgesics, and a walking orthosis and then, if those fail, cortisone or platelet-rich plasma injections. Reluctance to perform surgery is well justified because of the unpredictability of the intervention. As might be expected, the utility of ultrasonography has been on the rise. The diagnostic value of ultrasonography, first recognized in the early 1970s, is of increasing importance.7,8 Subsequent use of ultrasonographic imaging as guidance for various treatments, including percutaneous release, has also been recognized and documented.4,9-12 The present article is the first to describe and document the outcome of using ultrasonic energy for percutaneous release of the diseased attachment of the plantar fascia.

This report is preliminary and was designed to alert the orthopedic community to a safe and promising treatment for a chronic, refractory condition. The safety and efficacy of this treatment are reflected in our experience and have been documented for tennis elbow as well.13

This study was limited by its single-surgeon and relatively small clinical experience. Nevertheless, the benefits of this novel technique—effectiveness, safety, tolerability, and rapid recovery—are encouraging enough to share at this time. Prospective randomized controlled studies are needed.

Conclusion

This is the first report of a plantar fascia partial release guided by ultrasonic energy delivered by a percutaneously inserted probe under local anesthesia. The procedure appears to be a safe, effective, well-tolerated treatment for a condition that is refractory to other options. More studies are needed to further validate the safety and efficacy of this innovative treatment modality.

References

1.    Wall JR, Harkness MA, Crawford A. Ultrasound diagnosis of plantar fasciitis. Foot Ankle. 1993;14(8):465-470.

2.    Maffulli N, Regine R, Angelillo M, Capasso G, Filice S. Ultrasound diagnosis of Achilles tendon pathology in runners. Br J Sports Med. 1987;21(4):158-162.

3.    Patil P, Dasgupta B. Role of diagnostic ultrasound in the assessment of musculoskeletal diseases. Ther Adv Musculoskelet Dis. 2012;4(5):341-355.

4.    Royall NA, Farrin E, Bahner DP, Stawicki SP. Ultrasound-assisted musculoskeletal procedures: a practical overview of current literature. World J Orthop. 2011;2(7):57-66.

5.    Tsai WC, Chiu MF, Wang CL, Tang FT, Wong MK. Ultrasound evaluation of plantar fasciitis. Scand J Rheumatol. 2000;29(4):255-259.

6.    Thomas JL, Christensen JC, Kravitz SR, et al; American College of Foot and Ankle Surgeons Heel Pain Committee. The diagnosis and treatment of heel pain: a clinical practice guideline—revision 2010. J Foot Ankle Surg. 2010;49(3 suppl):S1-S19.

7.    McDonald DG, Leopold GR. Ultrasound B–scanning in the differentiation of Baker’s cyst and thrombophlebitis. Br J Radiol. 1972;45(538):729-732.

8.    Blankstein A. Ultrasound in the diagnosis of clinical orthopedics: the orthopedic stethoscope. World J Orthop. 2011;2(2):13-24.

9.    Rubens DJ, Fultz PJ, Gottlieb RH, Rubin SJ. Effective ultrasonographically guided intervention for diagnosis of musculoskeletal lesions. J Ultrasound Med. 1997;16(12):831-842.

10.  Testa V, Capasso G, Benazzo F, Maffulli N. Management of Achilles tendinopathy by ultrasound-guided percutaneous tenotomy. Med Sci Sports Exerc. 2002;34(4):573-580.

11.  Debrule MB. Ultrasound-guided Weil percutaneous plantar fasciotomy. J Am Podiatr Med Assoc. 2010;100(2):146-148.

12.  Vohra PK, Japour CJ. Ultrasound-guided plantar fascia release technique: a retrospective study of 46 feet. J Am Podiatr Med Assoc. 2009;99(3):183-190.

13.   Koh JS, Mohan PC, Howe TS, et al. Fasciotomy and surgical tenotomy for recalcitrant lateral elbow tendinopathy: early clinical experience with a novel device for minimally invasive percutaneous microresection. Am J Sports Med. 2013;41(3):636-644.

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Mihir M. Patel, MD

Author’s Disclosure Statement: The author wishes to report that he is a member of the medical advisory board of Tenex Health, which developed the tissue removal system used in this study. 

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Author’s Disclosure Statement: The author wishes to report that he is a member of the medical advisory board of Tenex Health, which developed the tissue removal system used in this study. 

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Author’s Disclosure Statement: The author wishes to report that he is a member of the medical advisory board of Tenex Health, which developed the tissue removal system used in this study. 

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Chronic plantar fasciitis is a major health care problem worldwide and affects nearly 10% of the US population. Plantar fasciitis presents as heel pain in the mornings and usually gets better and then gets worse. Inflammation at the plantar fascia attachment causes acute and sometimes disabling pain. Chronic pain at the site can develop as time goes on because of long-standing inflammatory changes. Fibrotic tissues may develop at the site. On a continuum, symptoms may begin in an insidious phase and progress to chronic pain. Although most cases resolve with conservative care, the numerous treatments for refractory plantar fasciitis attest to the lack of consensus regarding these cases. The condition frustrates patient and physician alike.

Treatments for refractory plantar fasciitis include conservative measures, including rest, analgesics, walking orthosis, heel cup, night splint, walking boot, and then, in a standard and logical progression, cortisone or platelet-rich plasma injections. Improved magnetic resonance imaging and ultrasonographic imaging allow accurate localization of the pathologic process,1-3 and this localization in turn provides an opportunity to deliver a more reliable and focused intervention, as in needle-guided therapy.4 Surgical procedures for plantar fasciitis have included open or endoscopically assisted plantar fasciectomies with or without gastrocnemius recession; these procedures have had varying results. The emerging goals for this condition are a minimally invasive percutaneous intervention that is safe, effective, and well-tolerated and has minimal morbidity and a low complication rate.

We conducted a prospective study in which patients were allowed either to continue with noninvasive treatment or to undergo focal aspiration and partial fasciotomy with an ultrasonic probe. Study inclusion criteria were plantar fasciitis symptoms lasting 12 months or longer. Exclusion criteria were unwillingness to participate in the study. Prior treatments, even surgeries, were not exclusionary.

Twelve patients with refractory plantar fasciitis lasting a mean of 19 months (minimum, 12 months; range, 12-24 months) chose the procedure. They all had failed conservative care, including physical therapy, casting, shockwave therapy, and invasive procedures such as injections and endoscopic partial releases. Four of the 12 had undergone an open or endoscopic partial release at a different institution but had experienced no improvement in symptoms.

Based on the study protocol, patients continued noninvasive care (night splint, stretching exercises) for 2 to 6 weeks after the initial visit. When this conservative care failed, they were offered focal partial fasciectomy with a percutaneous ultrasonic probe. American Orthopaedic Foot and Ankle Society (AOFAS) scores were obtained before and after surgery. Follow-up consisted of clinic visits 2 weeks after surgery and monthly thereafter. I saw all 12 patients 3 months after surgery (range, 11-14 weeks), and all 12 underwent postoperative physical therapy.

Technique

The TX1 Tissue Removal System (Tenex Health, Lake Forest, California) (Figure 1) consists of an energy module, a pump/suction cassette that provides irrigation and suction through a probe, and the probe itself, the TX1, which is the size of an 18-gauge needle and delivers ultrasonic energy. The cassette is inserted into the energy module, and the ultrasonic energy probe is primed so it will deliver the irrigation fluid, normal saline. The safety features of the energy module are such that no energy is expended unless the system is properly irrigating and aspirating the diseased tissue. Ultrasonic treatment may be performed in a clinical or ambulatory surgical center. The patient is placed supine on an operating table, on a clinical examining table, or, if in a cast room, on a cart. A pillow is placed under the distal tibia so the knees can flex slightly, and the patient is positioned so the feet are free of the edge of the bed or gurney (Figure 2).

The pathology is first confirmed by ultrasonography (Figures 3–5). The first step is to identify the calcaneus with the sensor along the long axis of the foot. Then the plantar fascia is visualized and followed along its long axis to the site of attachment at the medial tubercle. As the pathologic process involves the medial site of attachment, a transverse image may also be obtained to better understand the medial/lateral extent of the disease process. The ultrasonographic image of plantar fasciitis has been well characterized.2,5 The pathology is visualized as an area of edema or of disruption of the linear appearance of the fascia as it attaches to the calcaneus. While the diagnosis is being confirmed, the optimal site for probe insertion should be considered based on the location of the pain and the localization of the pathology by the 2 orthogonal images.

The area is prepared as if for an injection and is squared off with sterile towels. Then the sensor is placed in the sterile sleeve. The area of maximum tenderness is again confirmed. Determining the location of the probe insertion site is a crucial step. We use the ultrasonic sensor in the longitudinal and transverse planes to direct the injection of a fast-acting local anesthetic to the medial aspect of the calcaneus. A skin wheal is created, and the fast-acting local anesthetic (3-4 mL) is injected into the region of the fascia pathology.

 

 

An 11-blade knife is used to create a site for the probe through the skin wheal at the medial aspect of the heel, in line with the pathology (Figure 6). The probe is then introduced through the puncture site and is identified, along with the pathology, with the sensor, which may be oriented transverse or longitudinal to the long axis of the foot.

Once the pathologic area is identified, the ultrasonic energy is delivered to the region by the probe, which is activated with a foot pedal, effectively releasing the pathologic tissue from its insertion at the medial tubercle of the calcaneus. The probe is moved in a linear fashion medially and laterally within the lesion across the site of attachment. Treatment continues until the entire soft-tissue lesion is addressed.

Postoperative Care

The wound or wounds are closed with a nylon stitch and Steri-Strip (3M, St. Paul, Minnesota) and covered with Tegaderm (3M) or similar dressing (Figure 7). A compressive dressing is applied. The dressing is removed in 2 to 3 days; the Steri-Strip and stitch are removed in 10 to 14 days. A walking boot is put on immediately after the procedure (most patients in this study already have a boot) and is worn for a few days, or until the symptoms have resolved. How long the boot is used is very much based on patient preference. Patients may continue stretching exercises at home, but there should be no high-impact activity. As-needed ice and analgesics are recommended for the first few days.

The 12 patients had a mean preoperative AOFAS score of 30 (range, 17-46) and a mean postoperative score of 88 (range, 25-92). By the 3-month postoperative visit, symptoms were resolved in 11 patients (no activity restricted by plantar fascia pain). On physical examination, 11 patients had no palpable tenderness at the site of preoperative pain. Pain relief was documented as having occurred between 5 and 13 weeks after treatment. One patient had bilateral procedures. One foot was treated, pain resolved by the 3-month postoperative visit, and the patient asked for the other foot to be treated. Three months after the second procedure, he had minimal non-activity-restricting pain. There were no postoperative infections or wound complications.

I phoned my patients during postoperative month 24. All 12 patients (13 feet) indicated they were essentially pain-free. None admitted to activity restriction or required over-the-counter pain medication. All indicated they were satisfied with the procedure and would have it again.

The refractory nature of plantar fasciitis, and the resistance to and unpredictability of current treatment options, is well known. Considerable efforts have been made to develop treatment guidelines and algorithms.6 A standard and logical treatment plan involves initial attempts with rest, analgesics, and a walking orthosis and then, if those fail, cortisone or platelet-rich plasma injections. Reluctance to perform surgery is well justified because of the unpredictability of the intervention. As might be expected, the utility of ultrasonography has been on the rise. The diagnostic value of ultrasonography, first recognized in the early 1970s, is of increasing importance.7,8 Subsequent use of ultrasonographic imaging as guidance for various treatments, including percutaneous release, has also been recognized and documented.4,9-12 The present article is the first to describe and document the outcome of using ultrasonic energy for percutaneous release of the diseased attachment of the plantar fascia.

This report is preliminary and was designed to alert the orthopedic community to a safe and promising treatment for a chronic, refractory condition. The safety and efficacy of this treatment are reflected in our experience and have been documented for tennis elbow as well.13

This study was limited by its single-surgeon and relatively small clinical experience. Nevertheless, the benefits of this novel technique—effectiveness, safety, tolerability, and rapid recovery—are encouraging enough to share at this time. Prospective randomized controlled studies are needed.

Conclusion

This is the first report of a plantar fascia partial release guided by ultrasonic energy delivered by a percutaneously inserted probe under local anesthesia. The procedure appears to be a safe, effective, well-tolerated treatment for a condition that is refractory to other options. More studies are needed to further validate the safety and efficacy of this innovative treatment modality.

Chronic plantar fasciitis is a major health care problem worldwide and affects nearly 10% of the US population. Plantar fasciitis presents as heel pain in the mornings and usually gets better and then gets worse. Inflammation at the plantar fascia attachment causes acute and sometimes disabling pain. Chronic pain at the site can develop as time goes on because of long-standing inflammatory changes. Fibrotic tissues may develop at the site. On a continuum, symptoms may begin in an insidious phase and progress to chronic pain. Although most cases resolve with conservative care, the numerous treatments for refractory plantar fasciitis attest to the lack of consensus regarding these cases. The condition frustrates patient and physician alike.

Treatments for refractory plantar fasciitis include conservative measures, including rest, analgesics, walking orthosis, heel cup, night splint, walking boot, and then, in a standard and logical progression, cortisone or platelet-rich plasma injections. Improved magnetic resonance imaging and ultrasonographic imaging allow accurate localization of the pathologic process,1-3 and this localization in turn provides an opportunity to deliver a more reliable and focused intervention, as in needle-guided therapy.4 Surgical procedures for plantar fasciitis have included open or endoscopically assisted plantar fasciectomies with or without gastrocnemius recession; these procedures have had varying results. The emerging goals for this condition are a minimally invasive percutaneous intervention that is safe, effective, and well-tolerated and has minimal morbidity and a low complication rate.

We conducted a prospective study in which patients were allowed either to continue with noninvasive treatment or to undergo focal aspiration and partial fasciotomy with an ultrasonic probe. Study inclusion criteria were plantar fasciitis symptoms lasting 12 months or longer. Exclusion criteria were unwillingness to participate in the study. Prior treatments, even surgeries, were not exclusionary.

Twelve patients with refractory plantar fasciitis lasting a mean of 19 months (minimum, 12 months; range, 12-24 months) chose the procedure. They all had failed conservative care, including physical therapy, casting, shockwave therapy, and invasive procedures such as injections and endoscopic partial releases. Four of the 12 had undergone an open or endoscopic partial release at a different institution but had experienced no improvement in symptoms.

Based on the study protocol, patients continued noninvasive care (night splint, stretching exercises) for 2 to 6 weeks after the initial visit. When this conservative care failed, they were offered focal partial fasciectomy with a percutaneous ultrasonic probe. American Orthopaedic Foot and Ankle Society (AOFAS) scores were obtained before and after surgery. Follow-up consisted of clinic visits 2 weeks after surgery and monthly thereafter. I saw all 12 patients 3 months after surgery (range, 11-14 weeks), and all 12 underwent postoperative physical therapy.

Technique

The TX1 Tissue Removal System (Tenex Health, Lake Forest, California) (Figure 1) consists of an energy module, a pump/suction cassette that provides irrigation and suction through a probe, and the probe itself, the TX1, which is the size of an 18-gauge needle and delivers ultrasonic energy. The cassette is inserted into the energy module, and the ultrasonic energy probe is primed so it will deliver the irrigation fluid, normal saline. The safety features of the energy module are such that no energy is expended unless the system is properly irrigating and aspirating the diseased tissue. Ultrasonic treatment may be performed in a clinical or ambulatory surgical center. The patient is placed supine on an operating table, on a clinical examining table, or, if in a cast room, on a cart. A pillow is placed under the distal tibia so the knees can flex slightly, and the patient is positioned so the feet are free of the edge of the bed or gurney (Figure 2).

The pathology is first confirmed by ultrasonography (Figures 3–5). The first step is to identify the calcaneus with the sensor along the long axis of the foot. Then the plantar fascia is visualized and followed along its long axis to the site of attachment at the medial tubercle. As the pathologic process involves the medial site of attachment, a transverse image may also be obtained to better understand the medial/lateral extent of the disease process. The ultrasonographic image of plantar fasciitis has been well characterized.2,5 The pathology is visualized as an area of edema or of disruption of the linear appearance of the fascia as it attaches to the calcaneus. While the diagnosis is being confirmed, the optimal site for probe insertion should be considered based on the location of the pain and the localization of the pathology by the 2 orthogonal images.

The area is prepared as if for an injection and is squared off with sterile towels. Then the sensor is placed in the sterile sleeve. The area of maximum tenderness is again confirmed. Determining the location of the probe insertion site is a crucial step. We use the ultrasonic sensor in the longitudinal and transverse planes to direct the injection of a fast-acting local anesthetic to the medial aspect of the calcaneus. A skin wheal is created, and the fast-acting local anesthetic (3-4 mL) is injected into the region of the fascia pathology.

 

 

An 11-blade knife is used to create a site for the probe through the skin wheal at the medial aspect of the heel, in line with the pathology (Figure 6). The probe is then introduced through the puncture site and is identified, along with the pathology, with the sensor, which may be oriented transverse or longitudinal to the long axis of the foot.

Once the pathologic area is identified, the ultrasonic energy is delivered to the region by the probe, which is activated with a foot pedal, effectively releasing the pathologic tissue from its insertion at the medial tubercle of the calcaneus. The probe is moved in a linear fashion medially and laterally within the lesion across the site of attachment. Treatment continues until the entire soft-tissue lesion is addressed.

Postoperative Care

The wound or wounds are closed with a nylon stitch and Steri-Strip (3M, St. Paul, Minnesota) and covered with Tegaderm (3M) or similar dressing (Figure 7). A compressive dressing is applied. The dressing is removed in 2 to 3 days; the Steri-Strip and stitch are removed in 10 to 14 days. A walking boot is put on immediately after the procedure (most patients in this study already have a boot) and is worn for a few days, or until the symptoms have resolved. How long the boot is used is very much based on patient preference. Patients may continue stretching exercises at home, but there should be no high-impact activity. As-needed ice and analgesics are recommended for the first few days.

The 12 patients had a mean preoperative AOFAS score of 30 (range, 17-46) and a mean postoperative score of 88 (range, 25-92). By the 3-month postoperative visit, symptoms were resolved in 11 patients (no activity restricted by plantar fascia pain). On physical examination, 11 patients had no palpable tenderness at the site of preoperative pain. Pain relief was documented as having occurred between 5 and 13 weeks after treatment. One patient had bilateral procedures. One foot was treated, pain resolved by the 3-month postoperative visit, and the patient asked for the other foot to be treated. Three months after the second procedure, he had minimal non-activity-restricting pain. There were no postoperative infections or wound complications.

I phoned my patients during postoperative month 24. All 12 patients (13 feet) indicated they were essentially pain-free. None admitted to activity restriction or required over-the-counter pain medication. All indicated they were satisfied with the procedure and would have it again.

The refractory nature of plantar fasciitis, and the resistance to and unpredictability of current treatment options, is well known. Considerable efforts have been made to develop treatment guidelines and algorithms.6 A standard and logical treatment plan involves initial attempts with rest, analgesics, and a walking orthosis and then, if those fail, cortisone or platelet-rich plasma injections. Reluctance to perform surgery is well justified because of the unpredictability of the intervention. As might be expected, the utility of ultrasonography has been on the rise. The diagnostic value of ultrasonography, first recognized in the early 1970s, is of increasing importance.7,8 Subsequent use of ultrasonographic imaging as guidance for various treatments, including percutaneous release, has also been recognized and documented.4,9-12 The present article is the first to describe and document the outcome of using ultrasonic energy for percutaneous release of the diseased attachment of the plantar fascia.

This report is preliminary and was designed to alert the orthopedic community to a safe and promising treatment for a chronic, refractory condition. The safety and efficacy of this treatment are reflected in our experience and have been documented for tennis elbow as well.13

This study was limited by its single-surgeon and relatively small clinical experience. Nevertheless, the benefits of this novel technique—effectiveness, safety, tolerability, and rapid recovery—are encouraging enough to share at this time. Prospective randomized controlled studies are needed.

Conclusion

This is the first report of a plantar fascia partial release guided by ultrasonic energy delivered by a percutaneously inserted probe under local anesthesia. The procedure appears to be a safe, effective, well-tolerated treatment for a condition that is refractory to other options. More studies are needed to further validate the safety and efficacy of this innovative treatment modality.

References

1.    Wall JR, Harkness MA, Crawford A. Ultrasound diagnosis of plantar fasciitis. Foot Ankle. 1993;14(8):465-470.

2.    Maffulli N, Regine R, Angelillo M, Capasso G, Filice S. Ultrasound diagnosis of Achilles tendon pathology in runners. Br J Sports Med. 1987;21(4):158-162.

3.    Patil P, Dasgupta B. Role of diagnostic ultrasound in the assessment of musculoskeletal diseases. Ther Adv Musculoskelet Dis. 2012;4(5):341-355.

4.    Royall NA, Farrin E, Bahner DP, Stawicki SP. Ultrasound-assisted musculoskeletal procedures: a practical overview of current literature. World J Orthop. 2011;2(7):57-66.

5.    Tsai WC, Chiu MF, Wang CL, Tang FT, Wong MK. Ultrasound evaluation of plantar fasciitis. Scand J Rheumatol. 2000;29(4):255-259.

6.    Thomas JL, Christensen JC, Kravitz SR, et al; American College of Foot and Ankle Surgeons Heel Pain Committee. The diagnosis and treatment of heel pain: a clinical practice guideline—revision 2010. J Foot Ankle Surg. 2010;49(3 suppl):S1-S19.

7.    McDonald DG, Leopold GR. Ultrasound B–scanning in the differentiation of Baker’s cyst and thrombophlebitis. Br J Radiol. 1972;45(538):729-732.

8.    Blankstein A. Ultrasound in the diagnosis of clinical orthopedics: the orthopedic stethoscope. World J Orthop. 2011;2(2):13-24.

9.    Rubens DJ, Fultz PJ, Gottlieb RH, Rubin SJ. Effective ultrasonographically guided intervention for diagnosis of musculoskeletal lesions. J Ultrasound Med. 1997;16(12):831-842.

10.  Testa V, Capasso G, Benazzo F, Maffulli N. Management of Achilles tendinopathy by ultrasound-guided percutaneous tenotomy. Med Sci Sports Exerc. 2002;34(4):573-580.

11.  Debrule MB. Ultrasound-guided Weil percutaneous plantar fasciotomy. J Am Podiatr Med Assoc. 2010;100(2):146-148.

12.  Vohra PK, Japour CJ. Ultrasound-guided plantar fascia release technique: a retrospective study of 46 feet. J Am Podiatr Med Assoc. 2009;99(3):183-190.

13.   Koh JS, Mohan PC, Howe TS, et al. Fasciotomy and surgical tenotomy for recalcitrant lateral elbow tendinopathy: early clinical experience with a novel device for minimally invasive percutaneous microresection. Am J Sports Med. 2013;41(3):636-644.

References

1.    Wall JR, Harkness MA, Crawford A. Ultrasound diagnosis of plantar fasciitis. Foot Ankle. 1993;14(8):465-470.

2.    Maffulli N, Regine R, Angelillo M, Capasso G, Filice S. Ultrasound diagnosis of Achilles tendon pathology in runners. Br J Sports Med. 1987;21(4):158-162.

3.    Patil P, Dasgupta B. Role of diagnostic ultrasound in the assessment of musculoskeletal diseases. Ther Adv Musculoskelet Dis. 2012;4(5):341-355.

4.    Royall NA, Farrin E, Bahner DP, Stawicki SP. Ultrasound-assisted musculoskeletal procedures: a practical overview of current literature. World J Orthop. 2011;2(7):57-66.

5.    Tsai WC, Chiu MF, Wang CL, Tang FT, Wong MK. Ultrasound evaluation of plantar fasciitis. Scand J Rheumatol. 2000;29(4):255-259.

6.    Thomas JL, Christensen JC, Kravitz SR, et al; American College of Foot and Ankle Surgeons Heel Pain Committee. The diagnosis and treatment of heel pain: a clinical practice guideline—revision 2010. J Foot Ankle Surg. 2010;49(3 suppl):S1-S19.

7.    McDonald DG, Leopold GR. Ultrasound B–scanning in the differentiation of Baker’s cyst and thrombophlebitis. Br J Radiol. 1972;45(538):729-732.

8.    Blankstein A. Ultrasound in the diagnosis of clinical orthopedics: the orthopedic stethoscope. World J Orthop. 2011;2(2):13-24.

9.    Rubens DJ, Fultz PJ, Gottlieb RH, Rubin SJ. Effective ultrasonographically guided intervention for diagnosis of musculoskeletal lesions. J Ultrasound Med. 1997;16(12):831-842.

10.  Testa V, Capasso G, Benazzo F, Maffulli N. Management of Achilles tendinopathy by ultrasound-guided percutaneous tenotomy. Med Sci Sports Exerc. 2002;34(4):573-580.

11.  Debrule MB. Ultrasound-guided Weil percutaneous plantar fasciotomy. J Am Podiatr Med Assoc. 2010;100(2):146-148.

12.  Vohra PK, Japour CJ. Ultrasound-guided plantar fascia release technique: a retrospective study of 46 feet. J Am Podiatr Med Assoc. 2009;99(3):183-190.

13.   Koh JS, Mohan PC, Howe TS, et al. Fasciotomy and surgical tenotomy for recalcitrant lateral elbow tendinopathy: early clinical experience with a novel device for minimally invasive percutaneous microresection. Am J Sports Med. 2013;41(3):636-644.

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Blood Product Selection and Administration

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Blood Product Selection and Administration

Overview

Emergency physicians (EPs) frequently encounter patients requiring blood-product transfusions. Anemia from acute bleeding, emergent reversal of warfarin therapy, and correction of thrombocytopenia are just a few indications for transfusion in the ED. Rapid physician assessment and the timely administration of blood products, including packed red blood cells (PRBCs), platelets, fresh frozen plasma (FFP), cryoprecipitate, and other factors are crucial in resuscitation, and are life-saving in some instances. This article describes the different types of blood products, transfusion indications, complications, and medical decision-making involved.

In 2011, nearly 14 million units of whole blood and RBCs were transfused in US hospitals according to the 2011 National Blood Collection and Utilization Survey Report. In the United States, United Kingdom, Western Europe, and Canada, approximately 40% of critically ill patients received a mean of 5 U of PRBC per hospitalization.1,2

In the ED, hemodynamic instability due to acute hemorrhage is the most common indication for transfusion of PRBCs. Common emergent sources include gastrointestinal (GI) bleeding, dysfunctional uterine bleeding, and bleeding secondary to trauma. For every unit of PRBCs transfused, the typical result in the average adult is an increase in hemoglobin (Hgb) by 1 g/dL and hematocrit by 3%. In the pediatric population, a 3 mL/kg intravenous (IV) dose achieves equivalent results.3

Blood Components and Type Compatibility

After donated blood is collected, blood banks divide the blood into type and components, including red cell concentrate, FFP, cryoprecipitates, and platelets.

Packed Red Blood Cells

After RBCs are separated from whole blood, they can be further processed through leukoreduction, which removes most white blood cells at the expense of a 10% to 15% loss of RBCs. Leukoreduced RBCs (LRBCs) are used in patients with a history of two or more febrile nonhemolytic transfusion reactions (FNHTR). In addition to preventing FNHTR, LRBCs may also be effective in preventing cytomegalovirus (CMV) transmission or human leukocyte antigen (HLA) alloimmunization.4

Cytomegalovirus negative PRBCs and blood components are indicated for the following patients: premature and all infants younger than age 4 weeks; intrauterine transfusions; bone marrow or organ transplant recipients (including transplant candidates); immunocompromised and asplenic patients; and pregnant women.

Irradiated PRBCs and blood products are exposed to 2,500 rad of gamma radiation to destroy lymphoproliferative processes. This irradiation prevents transfusion-associated graft-versus-host disease (TA-GVHD) in susceptible patients. Absolute indications for irradiated blood products include bone marrow transplant recipients and donors, stem-cell donors, T-cell immunodeficiency, intrauterine transfusion, and HLA-matched platelet transfusions. Relative indications include patients with leukemia, Hodgkin disease, non-Hodgkin lymphoma, neonatal exchange transfusion, premature infants, neuroblastoma, and glioblastoma.3

Divided RBC units or “pedi-packs” are derived from dividing single units of PRBCs into 4 units. Pedi-packs are type O irradiated, leukoreduced, and Hgb S negative PRBCs; however, they are not necessarily CMV negative. Pedi-packs minimize blood wasting and donor exposure when a small volume transfusion is indicated.5

Type O

Often, cross-matched blood is not immediately available. If PRBCs are needed within the first 15 minutes of resuscitation and the patient’s condition cannot be stabilized with 2 L of crystalloid fluids, type O blood is warranted. In general, women of childbearing age should be transfused with type O Rh-negative blood.6

Of 4,241 trauma patients who received uncrossmatched PRBCs (URBCs) or type O transfusions in a retrospective study at a level 1 trauma center, those receiving URBCs had a 39.6% mortality compared to 11.9% of those with crossmatched PRBCs (P<.001). In general, the use of URBCs is an independent predictor of mortality after adjusting for gender, mechanism, age, hypotension, intubation, initial Hgb, abbreviated injury scale, Glasgow coma scale, injury severity score, and the amount of blood products received. Crossmatched blood should be used whenever available, and a request for uncrossmatched blood products should trigger the blood bank to release crossmatched blood in anticipation of massive transfusion.7

Platelets

Platelets are separated and concentrated through serial centrifugation, then re-suspended in residual plasma. A therapeutic adult dose is comprised of four to six platelet concentrates of the same blood type. This raises platelet counts by 5,000 mL/U. Even though hemostasis may be maintained at platelet counts of 5,000/mL, it is acceptable to transfuse for platelet counts below 10,000/mL. Patients who are bleeding due to platelet dysfunction, and/or thrombocytopenia require platelets. Platelet transfusion is generally ineffective in the case of immune-mediated platelet consumption such as thrombotic thrombocytopenic purpura (TTP).8

ABO Compatible Platelets

Infants and small children require ABO compatible or volume-reduced platelets.9 Type ABO compatibility is less clinically significant in adults; however, Rh sensitization may occur. Conditions refractory to platelet therapy include fever, sepsis disseminated intravascular coagulation (DIC), splenomegaly, idiopathic thrombocytopenic purpura, and platelet alloimmunization. Patients frequently transfused with platelets or those with platelet alloimmunization require leukoreduced and HLA-matched products to minimize HLA antibody-induced immune destruction.10

 

 

Fresh Frozen Plasma

Plasma is removed from whole blood and frozen below 55˚F to make FFP. It contains all of the coagulation factors but is not a concentrate. Fresh frozen plasma contains both stable and labile components of the fibrinolytic, coagulation, and complement systems, as well as proteins that maintain oncotic pressure. Unlike PRBC, where type O is the universal donor, in FFP, AB type is the universal donor for transfusion. In the ED, FFP is used for the reversal of coagulopathy in bleeding patients and for replacement of coagulation factors when specific factors are unavailable. It is also given to patients requiring large volumes of blood components (ie, massive blood transfusion protocol).10

A typical FFP unit is approximately 250 mL and is administered within 6 hours of thawing. Every 1 mL/kg of body weight of FFP raises clotting factors by 1%. For warfarin reversal, 5 to 8 mL/kg of FFP should be administered IV. One milliliter of FFP has 1 U of activity of all coagulation factors; 15 mL/kg of FFP achieves approximately 30% of plasma factor concentration.10,11

Patients with active bleeding and documented liver disease, congenital factor deficiency, or mass transfusion recipients are candidates for FFP in the ED. Patients with TTP should also receive FFP with plasma exchange. When FFP is administered for emergent reversal in life-threatening bleeding or intracranial hemorrhage, it is given in conjunction with IV vitamin K and either Factor VIIa or prothrombin.12

Cryoprecipitate

Cryoprecipitate contains factor VIII, von Willebrand factor (vWF), and fibrinogen with some amounts of factor XIII and fibronectin. Actively bleeding patients with hypofibrinogenemia (<100 mg/dL fibrin) are candidates for cryoprecipitate. Cryoprecipitate is used in the therapeutic management of hemophilia A (factor VIII deficiency) when factor VIII concentrates are not available. Cryoprecipitate is given as type ABO compatible when possible and, like FFP, type AB is the universal donor. Each unit of cryoprecipitate raises fibrinogen 75 mg/dL, with a typical dose being 10 U or 1 U per 5 kg of patient body weight.13,14

Factor VIII, Von Willebrand Factor, and Factor IX

Patients with hemophilia typically present to the ED with bleeding episodes ranging from benign abrasion to life-threatening epidural hematomas. Factor VIII concentrates are purified from plasma to treat bleeding patients with hemophilia A or von Willebrand disease (VWD). For emergent use, the amount of factor VIII should be calculated as follows: estimated dose = weight (kg) x 0.5 x desired factor (%) increase. The targeted factor VIII increase is typically 80% to 100% for severe bleeding in patients with hemophilia A.

Another component of factor VIII is vWF activity (factor VIII/vWF). Von Willebrand disease is characterized by the lack of factor VIII/vWF, resulting in normal platelet counts and morphologies, but with impaired adhesion ability. Humate-P and Alphanate SD/HT, are factor VIII replacement therapies with significant amounts of vWF, and are approved for use in patients with hemophilia A and vWD. The initial dose of Humate-P for severe bleeding episodes is 40 to 60 U/kg IV. An administered dose of 50 IU/kg of Alphanate is expected to increase circulating FVIII levels to 100% of normal.

Factor IX (FIX) concentrates are used to treat patients with hemophilia B, a condition in which patients lack factor IX, a vitamin K-dependent glycoprotein. The FIX concentrates may also benefit patients with factor X or prothrombin deficiency. In the United States, since 1992, commercially available FIX is produced from genetically engineered recombinant factor replacement (rFIX). Second-generation rFIX and monoclonal antibody solvents do not contain human plasma and are free of viral contaminants, including parvovirus B19.15

Etiology and Treatment

Gastrointestinal Bleeding

Sources of GI bleeding vary from hemorrhoids to Mallory-Weiss tears. The heterogeneous population of patients with GI bleeds complicates the identification of high-risk patients needing transfusion. Bleeding is traditionally characterized as either upper GI bleeding (UGIB) or lower GI bleeding (LGIB)—the former requiring endoscopy, the latter colonoscopy or other expensive strategies to differentiate one form from the other.

In patients with LGIB, the differential diagnosis is broad, ranging from hemorrhoidal bleeding, cancer, or life-threatening diverticular hemorrhage. Prompt volume replacement with isotonic crystalloid IV fluids must be initiated. In nonvariceal UGIB, blood transfusions should be initiated for Hgb levels <70g/L.16

Clinical prediction rules for acute GI bleeding can help identify those patients who require transfusions. One study collected data on seven established independent predictors of severe LGIB, including heart rate, systolic blood pressure (SBP), syncope, nontender abdomen, rectal bleeding in the first 4 hours of evaluation, aspirin use, and more than two comorbid conditions. A nontender abdomen was the best predictor of severe bleeding, likely due to the fact that vascular disorders, such as diverticulitis, result in brisk bleeding without tenderness; whereas inflammatory processes, such as ischemic colitis, are associated with less severe bleeding and abdominal tenderness. Patients with one or more of the seven risk factors were stratified into low (0-7 risk factors), moderate (1-3 risk factors), and high-risk groups (>3 risk factors). Low-risk patients had a ≤ 9% risk of a severe LGIB, moderate-risk patients had a 43% risk, and high-risk patients had >79% likelihood of bleeding. The high-risk patients were more likely to require early transfusion of PRBCs. Tachycardia, hypotension, syncope, nontender abdomen, and rectal bleeding were identified as the most significant predictors of patients requiring 4 or more units of PRBC in the first 24 hours. Such clinical prediction rules may aid in the initial triage of patients with acute LGIB and identify those most likely to require transfusion in the ED.17

 

 

Similar to LGIB transfusion prediction rules, the BLEED (ongoing bleeding, low systolic blood pressure, elevated prothrombin time [PT], erratic mental status, unstable comorbid disease) classification identified patients with UGIB most likely to require transfusion. High-risk patients had one or more of the following: ongoing bleeding, SBP <100 mm Hg, PT more than 1.2 times the control value, altered mental status, the presence of an unstable comorbid disease, or a disease process requiring management in the intensive care unit.18

Trauma

Within the first 48 hours of presentation, blood loss accounts for more than 50% of all trauma deaths.19,20 Posttraumatic bleeding is attributed to several factors, including vascular injury and coagulopathy. Hemodilution from large amounts of crystalloid infusion, hypothermia, and acidosis in early resuscitation adversely affect coagulation, platelet function, protein C consumption, and increases levels of tissue plasminogen activator inhibitor.21 A recent study comparing coagulation tests at the trauma scene and for 1 hour after injury, demonstrated significant activation and consumption of Factors V and XIII, fibrinogen, and proteins C and S.22 Patients with acute coagulopathy of trauma-shock (ACTS) were 4 times more likely to die than those without ACTS.22

In patients with evidence of hemorrhagic shock, hemodynamic instability, and inadequate oxygen (O2) delivery, a restrictive approach to transfusion is favored to maintain a goal hemoglobin of 7 to 9 g/dL. Generally, transfusion is considered when Hgb drops to <7 g/dL, especially in mechanically ventilated and other critically ill patients. Red blood cell transfusion should not be considered the singular or absolute method to improve tissue O2 consumption.23

Obstetric Hemorrhage

Postpartum hemorrhage (PPH) is a catastrophic maternal complication of delivery and a leading cause of maternal morbidity and mortality. Delayed hemorrhage may be seen in the ED days to weeks postpartum. Initial measures to control bleeding include uterine massage, uterotonic medications (ie, oxytocin), and blood-product components. Coagulopathy may be rapidly identified and FFP considered if a clot does not form within 7 minutes in a collection tube containing no anticoagulant (ie, red-top tube).12 During an ED delivery, uterine atony should be anticipated if the uterus is enlarged or the fundus is “doughy.” Atony is the most common cause of PPH within 24 hours and is managed with oxytocin 20 to 30 U/L at 200 mL/h. Alternatively, methylergonovine maleate 0.2 mg may be administered intramuscularly.24

Transfusion Complications

Several immediate complications may arise from transfusion, including intravascular hemolytic transfusion reactions, fever, urticaria, and transfusion-related lung injury (TRALI). Delayed complications include extravascular hemolytic reactions, and TA-GVHD. Other complications include acute bacteremia from contamination, viral infection, electrolyte derangements, cardiogenic pulmonary edema, and transfusion-associated circulatory overload (TACO).

Intravascular Hemolytic Reactions

Intravascular hemolytic reactions resulting from ABO incompatibility are the most severe transfusion complication. Immediate onset symptoms include fever, chills, headache, nausea, vomiting, chest discomfort, and severe back pain. Treatment involves immediate cessation of the transfusion, replacement of all tubing components, and aggressive IV crystalloid fluid therapy with diuretics to maintain a urine output of 1 to 2 mL/kg/h. All remaining blood, along with the patient’s blood and urine samples, should be sent to the laboratory to detect free Hgb. A positive Coombs test on the posttransfusion blood confirms the diagnosis.

The most common reaction is a 1°C temperature elevation with no other cause. Treatment for fever and urticaria consists of antihistamines and antipyretics. However, febrile patients receiving blood for the first time should be managed as an intravascular hemolytic transfusion reaction until proved otherwise by a negative Coombs test. Mild reactions may be due to an allergic response to donor plasma proteins, but in patients with genetic immunoglobulin A (IgA) deficiency can represent an afebrile life-threatening reaction characterized by hypotension and respiratory symptoms. An IgA deficiency should be considered in patients of European descent as a cause of transfusion-related anaphylactic reactions.25

Transfusion-related Acute Lung Injury

The most common cause of mortality from transfusions is due to transfusion-related acute lung injury (TRALI), which presents within the first 6 hours of transfusion. Signs and symptoms of TRALI include noncardiogenic pulmonary edema, dyspnea, hypoxemia, fever, and hypotension. A portable chest X-ray may reveal bilateral infiltrates, and a complete blood count may demonstrate transient leukopenia. While the underlying mechanism is likely multifactorial, TRALI may be precipitated by a “leaky” pulmonary endothelium as a direct or indirect result of antibodies against the recipient. One strategy to reduce the incidence of TRALI is to use male donors for plasma to reduce the incidence of allotypic leukocyte antibodies that can occur in women who have had prior pregnancies. Management of TRALI includes immediately stopping the transfusion, notifying the blood bank, and providing respiratory support. Blood products may be transfused from a different donor. Unlike TACO or cardiogenic pulmonary edema, TRALI demonstrates no evidence of circulatory overload, and it does not respond to diuretic therapy.26 Circulatory overload may be avoided by infusing a single unit of PRBCs over 4 hours.

 

 

Extravascular Hemolytic Reactions

Delayed extravascular hemolytic reactions are most likely due to previous sensitization to red cell antigens from prior transfusion, pregnancy, or transplant. Extravascular hemolysis can occur days to weeks after repeat exposure. Patients present with fever, anemia, and jaundice without hemoglobinemia or hemoglobinuria. Symptoms are usually benign, though oliguria and DIC have been reported.27,28

Transfusion-associated graft-versus-host disease is a delayed extravascular hemolytic reaction that occurs in immunosuppressed recipients of transfused blood. Most deaths are due to coagulopathy or infection. Transfused lymphocytes proliferate and attack the blood recipient. Symptoms (eg, fever, rash, diarrhea, elevated liver transaminases, pancytopenia) begin 3 to 30 days posttransfusion, and a bone marrow transplant is indicated. Irradiated and leukoreduced blood components prevent TA-GVHD.29,30

Bacteremia and Viral Infection

Among significant bacterial contaminants from donor blood, Yersinia enterocolitica is the most common and has a mortality rate of greater than 50%.31 Typical symptoms include rigors, vomiting, abdominal cramps, fever, shock, renal failure, or DIC during transfusion. Immediate cessation of blood products and broad spectrum antibiotics are warranted. Risks among viral contaminants include human immunodeficiency disease (HIV), CMV, and hepatitis. Hepatitis B infection occurs in one in 1 million transfusion recipients, while the risk of hepatitis C is one in 1.2 million and HIV infection one in 1.5 million.32,33

Electrolyte Derangement

Electrolyte derangements after multiple-unit transfusions include hypocalcemia, hyperkalemia, and acid-base disorders. Massive blood transfusions with blood anticoagulated with sodium citrate and citric acid may contribute to metabolic alkalosis and hypocalcemia. Potassium may move into cells in exchange for hydrogen ions moving out of cells to minimize extracellular alkalosis, contributing to hypokalemia.34-36 To avoid hypocalcemia and alkalosis, the maximum citrate infusion rate should be 0.02 mmol/kg/minute, with the citrate concentration in whole blood measured as 15 mmol/L. If liver function is impaired in the setting of hypocalcemia-related blood transfusion, calcium chloride is preferred over calcium gluconate because it decreases citrate metabolism resulting in a slower release of ionized calcium.37 Calcium replacement should be considered in patients with liver dysfunction or patients with normal liver function who have received greater than 10 U pRBCs per hour. Calcium chloride (10%) is preferred over calcium gluconate to correct ionized hypocalcemia with 2 to 5 mL given for every 500mL of blood.37 Hyperkalemia risks are minimized by avoiding prolonged blood storage or irradiation.38

Conclusion

Timely administration of blood products is crucial in resuscitation and can be life-saving in a variety of bleeding disorders. Emergent reversal of warfarin therapy, correction of thrombocytopenia, bleeding due to hemophilia, GI bleeding, trauma, and obstetric hemorrhage are among the most common disorders managed in the ED. To select the most appropriate treatment, one must know the merits of the various blood products including PRBCs, platelets, FFP, and cryoprecipitate. The clinician must also be prepared to manage the immediate complications that may arise from transfusion including intravascular hemolytic reactions, fever, urticaria, and TRALI, as well as the delayed complications of extravascular hemolytic reactions, TA-GVHD, acute bacteremia, viral infection, electrolyte derangements, cardiogenic pulmonary edema, and TACO.

Dr Stewart is an emergency physician in the department of emergency medicine, Eastern Virginia Medical School, Norfolk, Virginia, and Riverside Medical Group, Newport News, Virginia. Dr Devine is an emergency physician in the department of emergency medicine, Eastern Virginia Medical School, Norfolk, and Emergency Physicians of Tidewater, Norfolk, Virginia. The authors report no conflicts of interest.

References

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  20. Simmons JW, Pittet JF, Pierce B. Trauma-induced coagulopathy. Curr Anesthisiol Rep. 2014;4(3):189-199.
  21. Zehtabchi S, Nishijima DK. Impact of transfusion of fresh-frozen plasma and packed red blood cells in a 1:1 ratio on survival of emergency department patients with severe trauma. Acad Emerg Med. 2009;16(5):371-378.
  22. Theusinger OM, Baulig W, Seifert B, Müller SM, Mariotti S, Spahn DR.. Changes in coagulation in standard laboratory tests and ROTEM in trauma patients between on-scene and arrival in the emergency department. Anesth Analg. 2014. [Epub ahead of print]
  23. Bouillon B, Brohi K, Hess JR, Holcomb JB, Parr MJ, Hoyt DB. Educational initiative on critical bleeding in trauma: Chicago, July 11-13, 2008. J Trauma. 2010;68(1):225-230.
  24. Phillips LE, McLintock C, Pollock W, et al; Australian and New Zealand Haemostasis Registry. Recombinant activated Factor VII in obstetric hemorrhage: experiences from the Australian and New Zealand Haemostasis Registry. Anesth Analg. 2009;109(6):1908-1915.
  25. Hirayama F. Current understanding of allergic transfusion reactions: incidence, pathogenesis, laboratory tests, prevention and treatment. Br J Haematol. 2013;160(4);434-444.
  26. Lieberman L, Maskens C, Cserti-Gazdewich C, et al. A retrospective review of patient factors, transfusion practices, and outcomes in patients with transfusion-associated circulatory overload. Transfus Med Rev. 2013;27(4)206-212.
  27. Welling KL, Taaning E, Lund BV, Rosenkvist J, Heslet L. Post-transfusion purpura (PTP) and disseminated intravascular coagulation (DIC). Eur J Haematol. 2003;71(1):68-71
  28. Kawai M, Takeda M, Tsugawa Y. Hemolytic anemia and acute renal failure caused by blood transfusions. Rinsho Ketusueki. 1990;31(10):1706-1710.
  29. Przepiorka D, LeParc GF, Stovall MA, Werch J, Lichtiger B. Use of irradiated blood components: practice parameter. Am J Clin Pathol. 1996;106(1):6-11.
  30. Rühl H, Bein G, Sachs UJ. Transfusion-associated graft-versus-host disease. Transfus Med Rev. 2009;23(1):62-71.
  31. Guinet F, Carniel E, Leclercq A. Transfusion-transmitted Yersinia enterolitica sepsis. Clin Infect Dis. 2011;53(6):583-591.
  32. Stramer SL, Notari EP, Krysztof DE, Dodd RY. Hepatitis B virus testing by minipool nuclear acid testing: does it improve blood safety? Transfusion. 2013; 53(10):2449-2458.
  33. Zou S, Stramer SL, Dodd RY. Donor testing and risk: current prevalence, incidence, and residual risk of transfusion-transmissible agents in US allogenic donations. Transfus Med Rev. 2012;26(2):119-128.
  34. Dzik WH, Kirkley SA. Citrate toxicity during massive blood transfusion. Transfus Med Rev. 1988;2(2):76-94.
  35. Lier H, Krep H, Schroeder S, Stuber F. Preconditions of hemostasis in trauma: a review. The influence of acidosis, hypocalcemia, anemia, and hypothermia on functional hemostasis in trauma. J Trauma. 2008;65(4):951-960.
  36. Bruining HA, Boelhouwer RU, Ong GK. Unexpected hypopotassemia after multiple blood transfusions during an operation. Neth J Surg. 1986;38(2):48-51.
  37. British Committee for Standards in Haematology; Stainsby D, MacLennan S, Thomas D, Isaac J, Hamilton PJ. Guidelines on the management of massive blood loss. Br J Haematol. 2006;135(5):634-641.
  38. Smith HM, Farrow SJ, Ackerman JD, Stubbs JR, Sprung J. Cardiac arrests associated with hyperkalemia during red blood cell transfusion: a case series. Anesth Analg. 2008;106(4):1062-1069.
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Overview

Emergency physicians (EPs) frequently encounter patients requiring blood-product transfusions. Anemia from acute bleeding, emergent reversal of warfarin therapy, and correction of thrombocytopenia are just a few indications for transfusion in the ED. Rapid physician assessment and the timely administration of blood products, including packed red blood cells (PRBCs), platelets, fresh frozen plasma (FFP), cryoprecipitate, and other factors are crucial in resuscitation, and are life-saving in some instances. This article describes the different types of blood products, transfusion indications, complications, and medical decision-making involved.

In 2011, nearly 14 million units of whole blood and RBCs were transfused in US hospitals according to the 2011 National Blood Collection and Utilization Survey Report. In the United States, United Kingdom, Western Europe, and Canada, approximately 40% of critically ill patients received a mean of 5 U of PRBC per hospitalization.1,2

In the ED, hemodynamic instability due to acute hemorrhage is the most common indication for transfusion of PRBCs. Common emergent sources include gastrointestinal (GI) bleeding, dysfunctional uterine bleeding, and bleeding secondary to trauma. For every unit of PRBCs transfused, the typical result in the average adult is an increase in hemoglobin (Hgb) by 1 g/dL and hematocrit by 3%. In the pediatric population, a 3 mL/kg intravenous (IV) dose achieves equivalent results.3

Blood Components and Type Compatibility

After donated blood is collected, blood banks divide the blood into type and components, including red cell concentrate, FFP, cryoprecipitates, and platelets.

Packed Red Blood Cells

After RBCs are separated from whole blood, they can be further processed through leukoreduction, which removes most white blood cells at the expense of a 10% to 15% loss of RBCs. Leukoreduced RBCs (LRBCs) are used in patients with a history of two or more febrile nonhemolytic transfusion reactions (FNHTR). In addition to preventing FNHTR, LRBCs may also be effective in preventing cytomegalovirus (CMV) transmission or human leukocyte antigen (HLA) alloimmunization.4

Cytomegalovirus negative PRBCs and blood components are indicated for the following patients: premature and all infants younger than age 4 weeks; intrauterine transfusions; bone marrow or organ transplant recipients (including transplant candidates); immunocompromised and asplenic patients; and pregnant women.

Irradiated PRBCs and blood products are exposed to 2,500 rad of gamma radiation to destroy lymphoproliferative processes. This irradiation prevents transfusion-associated graft-versus-host disease (TA-GVHD) in susceptible patients. Absolute indications for irradiated blood products include bone marrow transplant recipients and donors, stem-cell donors, T-cell immunodeficiency, intrauterine transfusion, and HLA-matched platelet transfusions. Relative indications include patients with leukemia, Hodgkin disease, non-Hodgkin lymphoma, neonatal exchange transfusion, premature infants, neuroblastoma, and glioblastoma.3

Divided RBC units or “pedi-packs” are derived from dividing single units of PRBCs into 4 units. Pedi-packs are type O irradiated, leukoreduced, and Hgb S negative PRBCs; however, they are not necessarily CMV negative. Pedi-packs minimize blood wasting and donor exposure when a small volume transfusion is indicated.5

Type O

Often, cross-matched blood is not immediately available. If PRBCs are needed within the first 15 minutes of resuscitation and the patient’s condition cannot be stabilized with 2 L of crystalloid fluids, type O blood is warranted. In general, women of childbearing age should be transfused with type O Rh-negative blood.6

Of 4,241 trauma patients who received uncrossmatched PRBCs (URBCs) or type O transfusions in a retrospective study at a level 1 trauma center, those receiving URBCs had a 39.6% mortality compared to 11.9% of those with crossmatched PRBCs (P<.001). In general, the use of URBCs is an independent predictor of mortality after adjusting for gender, mechanism, age, hypotension, intubation, initial Hgb, abbreviated injury scale, Glasgow coma scale, injury severity score, and the amount of blood products received. Crossmatched blood should be used whenever available, and a request for uncrossmatched blood products should trigger the blood bank to release crossmatched blood in anticipation of massive transfusion.7

Platelets

Platelets are separated and concentrated through serial centrifugation, then re-suspended in residual plasma. A therapeutic adult dose is comprised of four to six platelet concentrates of the same blood type. This raises platelet counts by 5,000 mL/U. Even though hemostasis may be maintained at platelet counts of 5,000/mL, it is acceptable to transfuse for platelet counts below 10,000/mL. Patients who are bleeding due to platelet dysfunction, and/or thrombocytopenia require platelets. Platelet transfusion is generally ineffective in the case of immune-mediated platelet consumption such as thrombotic thrombocytopenic purpura (TTP).8

ABO Compatible Platelets

Infants and small children require ABO compatible or volume-reduced platelets.9 Type ABO compatibility is less clinically significant in adults; however, Rh sensitization may occur. Conditions refractory to platelet therapy include fever, sepsis disseminated intravascular coagulation (DIC), splenomegaly, idiopathic thrombocytopenic purpura, and platelet alloimmunization. Patients frequently transfused with platelets or those with platelet alloimmunization require leukoreduced and HLA-matched products to minimize HLA antibody-induced immune destruction.10

 

 

Fresh Frozen Plasma

Plasma is removed from whole blood and frozen below 55˚F to make FFP. It contains all of the coagulation factors but is not a concentrate. Fresh frozen plasma contains both stable and labile components of the fibrinolytic, coagulation, and complement systems, as well as proteins that maintain oncotic pressure. Unlike PRBC, where type O is the universal donor, in FFP, AB type is the universal donor for transfusion. In the ED, FFP is used for the reversal of coagulopathy in bleeding patients and for replacement of coagulation factors when specific factors are unavailable. It is also given to patients requiring large volumes of blood components (ie, massive blood transfusion protocol).10

A typical FFP unit is approximately 250 mL and is administered within 6 hours of thawing. Every 1 mL/kg of body weight of FFP raises clotting factors by 1%. For warfarin reversal, 5 to 8 mL/kg of FFP should be administered IV. One milliliter of FFP has 1 U of activity of all coagulation factors; 15 mL/kg of FFP achieves approximately 30% of plasma factor concentration.10,11

Patients with active bleeding and documented liver disease, congenital factor deficiency, or mass transfusion recipients are candidates for FFP in the ED. Patients with TTP should also receive FFP with plasma exchange. When FFP is administered for emergent reversal in life-threatening bleeding or intracranial hemorrhage, it is given in conjunction with IV vitamin K and either Factor VIIa or prothrombin.12

Cryoprecipitate

Cryoprecipitate contains factor VIII, von Willebrand factor (vWF), and fibrinogen with some amounts of factor XIII and fibronectin. Actively bleeding patients with hypofibrinogenemia (<100 mg/dL fibrin) are candidates for cryoprecipitate. Cryoprecipitate is used in the therapeutic management of hemophilia A (factor VIII deficiency) when factor VIII concentrates are not available. Cryoprecipitate is given as type ABO compatible when possible and, like FFP, type AB is the universal donor. Each unit of cryoprecipitate raises fibrinogen 75 mg/dL, with a typical dose being 10 U or 1 U per 5 kg of patient body weight.13,14

Factor VIII, Von Willebrand Factor, and Factor IX

Patients with hemophilia typically present to the ED with bleeding episodes ranging from benign abrasion to life-threatening epidural hematomas. Factor VIII concentrates are purified from plasma to treat bleeding patients with hemophilia A or von Willebrand disease (VWD). For emergent use, the amount of factor VIII should be calculated as follows: estimated dose = weight (kg) x 0.5 x desired factor (%) increase. The targeted factor VIII increase is typically 80% to 100% for severe bleeding in patients with hemophilia A.

Another component of factor VIII is vWF activity (factor VIII/vWF). Von Willebrand disease is characterized by the lack of factor VIII/vWF, resulting in normal platelet counts and morphologies, but with impaired adhesion ability. Humate-P and Alphanate SD/HT, are factor VIII replacement therapies with significant amounts of vWF, and are approved for use in patients with hemophilia A and vWD. The initial dose of Humate-P for severe bleeding episodes is 40 to 60 U/kg IV. An administered dose of 50 IU/kg of Alphanate is expected to increase circulating FVIII levels to 100% of normal.

Factor IX (FIX) concentrates are used to treat patients with hemophilia B, a condition in which patients lack factor IX, a vitamin K-dependent glycoprotein. The FIX concentrates may also benefit patients with factor X or prothrombin deficiency. In the United States, since 1992, commercially available FIX is produced from genetically engineered recombinant factor replacement (rFIX). Second-generation rFIX and monoclonal antibody solvents do not contain human plasma and are free of viral contaminants, including parvovirus B19.15

Etiology and Treatment

Gastrointestinal Bleeding

Sources of GI bleeding vary from hemorrhoids to Mallory-Weiss tears. The heterogeneous population of patients with GI bleeds complicates the identification of high-risk patients needing transfusion. Bleeding is traditionally characterized as either upper GI bleeding (UGIB) or lower GI bleeding (LGIB)—the former requiring endoscopy, the latter colonoscopy or other expensive strategies to differentiate one form from the other.

In patients with LGIB, the differential diagnosis is broad, ranging from hemorrhoidal bleeding, cancer, or life-threatening diverticular hemorrhage. Prompt volume replacement with isotonic crystalloid IV fluids must be initiated. In nonvariceal UGIB, blood transfusions should be initiated for Hgb levels <70g/L.16

Clinical prediction rules for acute GI bleeding can help identify those patients who require transfusions. One study collected data on seven established independent predictors of severe LGIB, including heart rate, systolic blood pressure (SBP), syncope, nontender abdomen, rectal bleeding in the first 4 hours of evaluation, aspirin use, and more than two comorbid conditions. A nontender abdomen was the best predictor of severe bleeding, likely due to the fact that vascular disorders, such as diverticulitis, result in brisk bleeding without tenderness; whereas inflammatory processes, such as ischemic colitis, are associated with less severe bleeding and abdominal tenderness. Patients with one or more of the seven risk factors were stratified into low (0-7 risk factors), moderate (1-3 risk factors), and high-risk groups (>3 risk factors). Low-risk patients had a ≤ 9% risk of a severe LGIB, moderate-risk patients had a 43% risk, and high-risk patients had >79% likelihood of bleeding. The high-risk patients were more likely to require early transfusion of PRBCs. Tachycardia, hypotension, syncope, nontender abdomen, and rectal bleeding were identified as the most significant predictors of patients requiring 4 or more units of PRBC in the first 24 hours. Such clinical prediction rules may aid in the initial triage of patients with acute LGIB and identify those most likely to require transfusion in the ED.17

 

 

Similar to LGIB transfusion prediction rules, the BLEED (ongoing bleeding, low systolic blood pressure, elevated prothrombin time [PT], erratic mental status, unstable comorbid disease) classification identified patients with UGIB most likely to require transfusion. High-risk patients had one or more of the following: ongoing bleeding, SBP <100 mm Hg, PT more than 1.2 times the control value, altered mental status, the presence of an unstable comorbid disease, or a disease process requiring management in the intensive care unit.18

Trauma

Within the first 48 hours of presentation, blood loss accounts for more than 50% of all trauma deaths.19,20 Posttraumatic bleeding is attributed to several factors, including vascular injury and coagulopathy. Hemodilution from large amounts of crystalloid infusion, hypothermia, and acidosis in early resuscitation adversely affect coagulation, platelet function, protein C consumption, and increases levels of tissue plasminogen activator inhibitor.21 A recent study comparing coagulation tests at the trauma scene and for 1 hour after injury, demonstrated significant activation and consumption of Factors V and XIII, fibrinogen, and proteins C and S.22 Patients with acute coagulopathy of trauma-shock (ACTS) were 4 times more likely to die than those without ACTS.22

In patients with evidence of hemorrhagic shock, hemodynamic instability, and inadequate oxygen (O2) delivery, a restrictive approach to transfusion is favored to maintain a goal hemoglobin of 7 to 9 g/dL. Generally, transfusion is considered when Hgb drops to <7 g/dL, especially in mechanically ventilated and other critically ill patients. Red blood cell transfusion should not be considered the singular or absolute method to improve tissue O2 consumption.23

Obstetric Hemorrhage

Postpartum hemorrhage (PPH) is a catastrophic maternal complication of delivery and a leading cause of maternal morbidity and mortality. Delayed hemorrhage may be seen in the ED days to weeks postpartum. Initial measures to control bleeding include uterine massage, uterotonic medications (ie, oxytocin), and blood-product components. Coagulopathy may be rapidly identified and FFP considered if a clot does not form within 7 minutes in a collection tube containing no anticoagulant (ie, red-top tube).12 During an ED delivery, uterine atony should be anticipated if the uterus is enlarged or the fundus is “doughy.” Atony is the most common cause of PPH within 24 hours and is managed with oxytocin 20 to 30 U/L at 200 mL/h. Alternatively, methylergonovine maleate 0.2 mg may be administered intramuscularly.24

Transfusion Complications

Several immediate complications may arise from transfusion, including intravascular hemolytic transfusion reactions, fever, urticaria, and transfusion-related lung injury (TRALI). Delayed complications include extravascular hemolytic reactions, and TA-GVHD. Other complications include acute bacteremia from contamination, viral infection, electrolyte derangements, cardiogenic pulmonary edema, and transfusion-associated circulatory overload (TACO).

Intravascular Hemolytic Reactions

Intravascular hemolytic reactions resulting from ABO incompatibility are the most severe transfusion complication. Immediate onset symptoms include fever, chills, headache, nausea, vomiting, chest discomfort, and severe back pain. Treatment involves immediate cessation of the transfusion, replacement of all tubing components, and aggressive IV crystalloid fluid therapy with diuretics to maintain a urine output of 1 to 2 mL/kg/h. All remaining blood, along with the patient’s blood and urine samples, should be sent to the laboratory to detect free Hgb. A positive Coombs test on the posttransfusion blood confirms the diagnosis.

The most common reaction is a 1°C temperature elevation with no other cause. Treatment for fever and urticaria consists of antihistamines and antipyretics. However, febrile patients receiving blood for the first time should be managed as an intravascular hemolytic transfusion reaction until proved otherwise by a negative Coombs test. Mild reactions may be due to an allergic response to donor plasma proteins, but in patients with genetic immunoglobulin A (IgA) deficiency can represent an afebrile life-threatening reaction characterized by hypotension and respiratory symptoms. An IgA deficiency should be considered in patients of European descent as a cause of transfusion-related anaphylactic reactions.25

Transfusion-related Acute Lung Injury

The most common cause of mortality from transfusions is due to transfusion-related acute lung injury (TRALI), which presents within the first 6 hours of transfusion. Signs and symptoms of TRALI include noncardiogenic pulmonary edema, dyspnea, hypoxemia, fever, and hypotension. A portable chest X-ray may reveal bilateral infiltrates, and a complete blood count may demonstrate transient leukopenia. While the underlying mechanism is likely multifactorial, TRALI may be precipitated by a “leaky” pulmonary endothelium as a direct or indirect result of antibodies against the recipient. One strategy to reduce the incidence of TRALI is to use male donors for plasma to reduce the incidence of allotypic leukocyte antibodies that can occur in women who have had prior pregnancies. Management of TRALI includes immediately stopping the transfusion, notifying the blood bank, and providing respiratory support. Blood products may be transfused from a different donor. Unlike TACO or cardiogenic pulmonary edema, TRALI demonstrates no evidence of circulatory overload, and it does not respond to diuretic therapy.26 Circulatory overload may be avoided by infusing a single unit of PRBCs over 4 hours.

 

 

Extravascular Hemolytic Reactions

Delayed extravascular hemolytic reactions are most likely due to previous sensitization to red cell antigens from prior transfusion, pregnancy, or transplant. Extravascular hemolysis can occur days to weeks after repeat exposure. Patients present with fever, anemia, and jaundice without hemoglobinemia or hemoglobinuria. Symptoms are usually benign, though oliguria and DIC have been reported.27,28

Transfusion-associated graft-versus-host disease is a delayed extravascular hemolytic reaction that occurs in immunosuppressed recipients of transfused blood. Most deaths are due to coagulopathy or infection. Transfused lymphocytes proliferate and attack the blood recipient. Symptoms (eg, fever, rash, diarrhea, elevated liver transaminases, pancytopenia) begin 3 to 30 days posttransfusion, and a bone marrow transplant is indicated. Irradiated and leukoreduced blood components prevent TA-GVHD.29,30

Bacteremia and Viral Infection

Among significant bacterial contaminants from donor blood, Yersinia enterocolitica is the most common and has a mortality rate of greater than 50%.31 Typical symptoms include rigors, vomiting, abdominal cramps, fever, shock, renal failure, or DIC during transfusion. Immediate cessation of blood products and broad spectrum antibiotics are warranted. Risks among viral contaminants include human immunodeficiency disease (HIV), CMV, and hepatitis. Hepatitis B infection occurs in one in 1 million transfusion recipients, while the risk of hepatitis C is one in 1.2 million and HIV infection one in 1.5 million.32,33

Electrolyte Derangement

Electrolyte derangements after multiple-unit transfusions include hypocalcemia, hyperkalemia, and acid-base disorders. Massive blood transfusions with blood anticoagulated with sodium citrate and citric acid may contribute to metabolic alkalosis and hypocalcemia. Potassium may move into cells in exchange for hydrogen ions moving out of cells to minimize extracellular alkalosis, contributing to hypokalemia.34-36 To avoid hypocalcemia and alkalosis, the maximum citrate infusion rate should be 0.02 mmol/kg/minute, with the citrate concentration in whole blood measured as 15 mmol/L. If liver function is impaired in the setting of hypocalcemia-related blood transfusion, calcium chloride is preferred over calcium gluconate because it decreases citrate metabolism resulting in a slower release of ionized calcium.37 Calcium replacement should be considered in patients with liver dysfunction or patients with normal liver function who have received greater than 10 U pRBCs per hour. Calcium chloride (10%) is preferred over calcium gluconate to correct ionized hypocalcemia with 2 to 5 mL given for every 500mL of blood.37 Hyperkalemia risks are minimized by avoiding prolonged blood storage or irradiation.38

Conclusion

Timely administration of blood products is crucial in resuscitation and can be life-saving in a variety of bleeding disorders. Emergent reversal of warfarin therapy, correction of thrombocytopenia, bleeding due to hemophilia, GI bleeding, trauma, and obstetric hemorrhage are among the most common disorders managed in the ED. To select the most appropriate treatment, one must know the merits of the various blood products including PRBCs, platelets, FFP, and cryoprecipitate. The clinician must also be prepared to manage the immediate complications that may arise from transfusion including intravascular hemolytic reactions, fever, urticaria, and TRALI, as well as the delayed complications of extravascular hemolytic reactions, TA-GVHD, acute bacteremia, viral infection, electrolyte derangements, cardiogenic pulmonary edema, and TACO.

Dr Stewart is an emergency physician in the department of emergency medicine, Eastern Virginia Medical School, Norfolk, Virginia, and Riverside Medical Group, Newport News, Virginia. Dr Devine is an emergency physician in the department of emergency medicine, Eastern Virginia Medical School, Norfolk, and Emergency Physicians of Tidewater, Norfolk, Virginia. The authors report no conflicts of interest.

Overview

Emergency physicians (EPs) frequently encounter patients requiring blood-product transfusions. Anemia from acute bleeding, emergent reversal of warfarin therapy, and correction of thrombocytopenia are just a few indications for transfusion in the ED. Rapid physician assessment and the timely administration of blood products, including packed red blood cells (PRBCs), platelets, fresh frozen plasma (FFP), cryoprecipitate, and other factors are crucial in resuscitation, and are life-saving in some instances. This article describes the different types of blood products, transfusion indications, complications, and medical decision-making involved.

In 2011, nearly 14 million units of whole blood and RBCs were transfused in US hospitals according to the 2011 National Blood Collection and Utilization Survey Report. In the United States, United Kingdom, Western Europe, and Canada, approximately 40% of critically ill patients received a mean of 5 U of PRBC per hospitalization.1,2

In the ED, hemodynamic instability due to acute hemorrhage is the most common indication for transfusion of PRBCs. Common emergent sources include gastrointestinal (GI) bleeding, dysfunctional uterine bleeding, and bleeding secondary to trauma. For every unit of PRBCs transfused, the typical result in the average adult is an increase in hemoglobin (Hgb) by 1 g/dL and hematocrit by 3%. In the pediatric population, a 3 mL/kg intravenous (IV) dose achieves equivalent results.3

Blood Components and Type Compatibility

After donated blood is collected, blood banks divide the blood into type and components, including red cell concentrate, FFP, cryoprecipitates, and platelets.

Packed Red Blood Cells

After RBCs are separated from whole blood, they can be further processed through leukoreduction, which removes most white blood cells at the expense of a 10% to 15% loss of RBCs. Leukoreduced RBCs (LRBCs) are used in patients with a history of two or more febrile nonhemolytic transfusion reactions (FNHTR). In addition to preventing FNHTR, LRBCs may also be effective in preventing cytomegalovirus (CMV) transmission or human leukocyte antigen (HLA) alloimmunization.4

Cytomegalovirus negative PRBCs and blood components are indicated for the following patients: premature and all infants younger than age 4 weeks; intrauterine transfusions; bone marrow or organ transplant recipients (including transplant candidates); immunocompromised and asplenic patients; and pregnant women.

Irradiated PRBCs and blood products are exposed to 2,500 rad of gamma radiation to destroy lymphoproliferative processes. This irradiation prevents transfusion-associated graft-versus-host disease (TA-GVHD) in susceptible patients. Absolute indications for irradiated blood products include bone marrow transplant recipients and donors, stem-cell donors, T-cell immunodeficiency, intrauterine transfusion, and HLA-matched platelet transfusions. Relative indications include patients with leukemia, Hodgkin disease, non-Hodgkin lymphoma, neonatal exchange transfusion, premature infants, neuroblastoma, and glioblastoma.3

Divided RBC units or “pedi-packs” are derived from dividing single units of PRBCs into 4 units. Pedi-packs are type O irradiated, leukoreduced, and Hgb S negative PRBCs; however, they are not necessarily CMV negative. Pedi-packs minimize blood wasting and donor exposure when a small volume transfusion is indicated.5

Type O

Often, cross-matched blood is not immediately available. If PRBCs are needed within the first 15 minutes of resuscitation and the patient’s condition cannot be stabilized with 2 L of crystalloid fluids, type O blood is warranted. In general, women of childbearing age should be transfused with type O Rh-negative blood.6

Of 4,241 trauma patients who received uncrossmatched PRBCs (URBCs) or type O transfusions in a retrospective study at a level 1 trauma center, those receiving URBCs had a 39.6% mortality compared to 11.9% of those with crossmatched PRBCs (P<.001). In general, the use of URBCs is an independent predictor of mortality after adjusting for gender, mechanism, age, hypotension, intubation, initial Hgb, abbreviated injury scale, Glasgow coma scale, injury severity score, and the amount of blood products received. Crossmatched blood should be used whenever available, and a request for uncrossmatched blood products should trigger the blood bank to release crossmatched blood in anticipation of massive transfusion.7

Platelets

Platelets are separated and concentrated through serial centrifugation, then re-suspended in residual plasma. A therapeutic adult dose is comprised of four to six platelet concentrates of the same blood type. This raises platelet counts by 5,000 mL/U. Even though hemostasis may be maintained at platelet counts of 5,000/mL, it is acceptable to transfuse for platelet counts below 10,000/mL. Patients who are bleeding due to platelet dysfunction, and/or thrombocytopenia require platelets. Platelet transfusion is generally ineffective in the case of immune-mediated platelet consumption such as thrombotic thrombocytopenic purpura (TTP).8

ABO Compatible Platelets

Infants and small children require ABO compatible or volume-reduced platelets.9 Type ABO compatibility is less clinically significant in adults; however, Rh sensitization may occur. Conditions refractory to platelet therapy include fever, sepsis disseminated intravascular coagulation (DIC), splenomegaly, idiopathic thrombocytopenic purpura, and platelet alloimmunization. Patients frequently transfused with platelets or those with platelet alloimmunization require leukoreduced and HLA-matched products to minimize HLA antibody-induced immune destruction.10

 

 

Fresh Frozen Plasma

Plasma is removed from whole blood and frozen below 55˚F to make FFP. It contains all of the coagulation factors but is not a concentrate. Fresh frozen plasma contains both stable and labile components of the fibrinolytic, coagulation, and complement systems, as well as proteins that maintain oncotic pressure. Unlike PRBC, where type O is the universal donor, in FFP, AB type is the universal donor for transfusion. In the ED, FFP is used for the reversal of coagulopathy in bleeding patients and for replacement of coagulation factors when specific factors are unavailable. It is also given to patients requiring large volumes of blood components (ie, massive blood transfusion protocol).10

A typical FFP unit is approximately 250 mL and is administered within 6 hours of thawing. Every 1 mL/kg of body weight of FFP raises clotting factors by 1%. For warfarin reversal, 5 to 8 mL/kg of FFP should be administered IV. One milliliter of FFP has 1 U of activity of all coagulation factors; 15 mL/kg of FFP achieves approximately 30% of plasma factor concentration.10,11

Patients with active bleeding and documented liver disease, congenital factor deficiency, or mass transfusion recipients are candidates for FFP in the ED. Patients with TTP should also receive FFP with plasma exchange. When FFP is administered for emergent reversal in life-threatening bleeding or intracranial hemorrhage, it is given in conjunction with IV vitamin K and either Factor VIIa or prothrombin.12

Cryoprecipitate

Cryoprecipitate contains factor VIII, von Willebrand factor (vWF), and fibrinogen with some amounts of factor XIII and fibronectin. Actively bleeding patients with hypofibrinogenemia (<100 mg/dL fibrin) are candidates for cryoprecipitate. Cryoprecipitate is used in the therapeutic management of hemophilia A (factor VIII deficiency) when factor VIII concentrates are not available. Cryoprecipitate is given as type ABO compatible when possible and, like FFP, type AB is the universal donor. Each unit of cryoprecipitate raises fibrinogen 75 mg/dL, with a typical dose being 10 U or 1 U per 5 kg of patient body weight.13,14

Factor VIII, Von Willebrand Factor, and Factor IX

Patients with hemophilia typically present to the ED with bleeding episodes ranging from benign abrasion to life-threatening epidural hematomas. Factor VIII concentrates are purified from plasma to treat bleeding patients with hemophilia A or von Willebrand disease (VWD). For emergent use, the amount of factor VIII should be calculated as follows: estimated dose = weight (kg) x 0.5 x desired factor (%) increase. The targeted factor VIII increase is typically 80% to 100% for severe bleeding in patients with hemophilia A.

Another component of factor VIII is vWF activity (factor VIII/vWF). Von Willebrand disease is characterized by the lack of factor VIII/vWF, resulting in normal platelet counts and morphologies, but with impaired adhesion ability. Humate-P and Alphanate SD/HT, are factor VIII replacement therapies with significant amounts of vWF, and are approved for use in patients with hemophilia A and vWD. The initial dose of Humate-P for severe bleeding episodes is 40 to 60 U/kg IV. An administered dose of 50 IU/kg of Alphanate is expected to increase circulating FVIII levels to 100% of normal.

Factor IX (FIX) concentrates are used to treat patients with hemophilia B, a condition in which patients lack factor IX, a vitamin K-dependent glycoprotein. The FIX concentrates may also benefit patients with factor X or prothrombin deficiency. In the United States, since 1992, commercially available FIX is produced from genetically engineered recombinant factor replacement (rFIX). Second-generation rFIX and monoclonal antibody solvents do not contain human plasma and are free of viral contaminants, including parvovirus B19.15

Etiology and Treatment

Gastrointestinal Bleeding

Sources of GI bleeding vary from hemorrhoids to Mallory-Weiss tears. The heterogeneous population of patients with GI bleeds complicates the identification of high-risk patients needing transfusion. Bleeding is traditionally characterized as either upper GI bleeding (UGIB) or lower GI bleeding (LGIB)—the former requiring endoscopy, the latter colonoscopy or other expensive strategies to differentiate one form from the other.

In patients with LGIB, the differential diagnosis is broad, ranging from hemorrhoidal bleeding, cancer, or life-threatening diverticular hemorrhage. Prompt volume replacement with isotonic crystalloid IV fluids must be initiated. In nonvariceal UGIB, blood transfusions should be initiated for Hgb levels <70g/L.16

Clinical prediction rules for acute GI bleeding can help identify those patients who require transfusions. One study collected data on seven established independent predictors of severe LGIB, including heart rate, systolic blood pressure (SBP), syncope, nontender abdomen, rectal bleeding in the first 4 hours of evaluation, aspirin use, and more than two comorbid conditions. A nontender abdomen was the best predictor of severe bleeding, likely due to the fact that vascular disorders, such as diverticulitis, result in brisk bleeding without tenderness; whereas inflammatory processes, such as ischemic colitis, are associated with less severe bleeding and abdominal tenderness. Patients with one or more of the seven risk factors were stratified into low (0-7 risk factors), moderate (1-3 risk factors), and high-risk groups (>3 risk factors). Low-risk patients had a ≤ 9% risk of a severe LGIB, moderate-risk patients had a 43% risk, and high-risk patients had >79% likelihood of bleeding. The high-risk patients were more likely to require early transfusion of PRBCs. Tachycardia, hypotension, syncope, nontender abdomen, and rectal bleeding were identified as the most significant predictors of patients requiring 4 or more units of PRBC in the first 24 hours. Such clinical prediction rules may aid in the initial triage of patients with acute LGIB and identify those most likely to require transfusion in the ED.17

 

 

Similar to LGIB transfusion prediction rules, the BLEED (ongoing bleeding, low systolic blood pressure, elevated prothrombin time [PT], erratic mental status, unstable comorbid disease) classification identified patients with UGIB most likely to require transfusion. High-risk patients had one or more of the following: ongoing bleeding, SBP <100 mm Hg, PT more than 1.2 times the control value, altered mental status, the presence of an unstable comorbid disease, or a disease process requiring management in the intensive care unit.18

Trauma

Within the first 48 hours of presentation, blood loss accounts for more than 50% of all trauma deaths.19,20 Posttraumatic bleeding is attributed to several factors, including vascular injury and coagulopathy. Hemodilution from large amounts of crystalloid infusion, hypothermia, and acidosis in early resuscitation adversely affect coagulation, platelet function, protein C consumption, and increases levels of tissue plasminogen activator inhibitor.21 A recent study comparing coagulation tests at the trauma scene and for 1 hour after injury, demonstrated significant activation and consumption of Factors V and XIII, fibrinogen, and proteins C and S.22 Patients with acute coagulopathy of trauma-shock (ACTS) were 4 times more likely to die than those without ACTS.22

In patients with evidence of hemorrhagic shock, hemodynamic instability, and inadequate oxygen (O2) delivery, a restrictive approach to transfusion is favored to maintain a goal hemoglobin of 7 to 9 g/dL. Generally, transfusion is considered when Hgb drops to <7 g/dL, especially in mechanically ventilated and other critically ill patients. Red blood cell transfusion should not be considered the singular or absolute method to improve tissue O2 consumption.23

Obstetric Hemorrhage

Postpartum hemorrhage (PPH) is a catastrophic maternal complication of delivery and a leading cause of maternal morbidity and mortality. Delayed hemorrhage may be seen in the ED days to weeks postpartum. Initial measures to control bleeding include uterine massage, uterotonic medications (ie, oxytocin), and blood-product components. Coagulopathy may be rapidly identified and FFP considered if a clot does not form within 7 minutes in a collection tube containing no anticoagulant (ie, red-top tube).12 During an ED delivery, uterine atony should be anticipated if the uterus is enlarged or the fundus is “doughy.” Atony is the most common cause of PPH within 24 hours and is managed with oxytocin 20 to 30 U/L at 200 mL/h. Alternatively, methylergonovine maleate 0.2 mg may be administered intramuscularly.24

Transfusion Complications

Several immediate complications may arise from transfusion, including intravascular hemolytic transfusion reactions, fever, urticaria, and transfusion-related lung injury (TRALI). Delayed complications include extravascular hemolytic reactions, and TA-GVHD. Other complications include acute bacteremia from contamination, viral infection, electrolyte derangements, cardiogenic pulmonary edema, and transfusion-associated circulatory overload (TACO).

Intravascular Hemolytic Reactions

Intravascular hemolytic reactions resulting from ABO incompatibility are the most severe transfusion complication. Immediate onset symptoms include fever, chills, headache, nausea, vomiting, chest discomfort, and severe back pain. Treatment involves immediate cessation of the transfusion, replacement of all tubing components, and aggressive IV crystalloid fluid therapy with diuretics to maintain a urine output of 1 to 2 mL/kg/h. All remaining blood, along with the patient’s blood and urine samples, should be sent to the laboratory to detect free Hgb. A positive Coombs test on the posttransfusion blood confirms the diagnosis.

The most common reaction is a 1°C temperature elevation with no other cause. Treatment for fever and urticaria consists of antihistamines and antipyretics. However, febrile patients receiving blood for the first time should be managed as an intravascular hemolytic transfusion reaction until proved otherwise by a negative Coombs test. Mild reactions may be due to an allergic response to donor plasma proteins, but in patients with genetic immunoglobulin A (IgA) deficiency can represent an afebrile life-threatening reaction characterized by hypotension and respiratory symptoms. An IgA deficiency should be considered in patients of European descent as a cause of transfusion-related anaphylactic reactions.25

Transfusion-related Acute Lung Injury

The most common cause of mortality from transfusions is due to transfusion-related acute lung injury (TRALI), which presents within the first 6 hours of transfusion. Signs and symptoms of TRALI include noncardiogenic pulmonary edema, dyspnea, hypoxemia, fever, and hypotension. A portable chest X-ray may reveal bilateral infiltrates, and a complete blood count may demonstrate transient leukopenia. While the underlying mechanism is likely multifactorial, TRALI may be precipitated by a “leaky” pulmonary endothelium as a direct or indirect result of antibodies against the recipient. One strategy to reduce the incidence of TRALI is to use male donors for plasma to reduce the incidence of allotypic leukocyte antibodies that can occur in women who have had prior pregnancies. Management of TRALI includes immediately stopping the transfusion, notifying the blood bank, and providing respiratory support. Blood products may be transfused from a different donor. Unlike TACO or cardiogenic pulmonary edema, TRALI demonstrates no evidence of circulatory overload, and it does not respond to diuretic therapy.26 Circulatory overload may be avoided by infusing a single unit of PRBCs over 4 hours.

 

 

Extravascular Hemolytic Reactions

Delayed extravascular hemolytic reactions are most likely due to previous sensitization to red cell antigens from prior transfusion, pregnancy, or transplant. Extravascular hemolysis can occur days to weeks after repeat exposure. Patients present with fever, anemia, and jaundice without hemoglobinemia or hemoglobinuria. Symptoms are usually benign, though oliguria and DIC have been reported.27,28

Transfusion-associated graft-versus-host disease is a delayed extravascular hemolytic reaction that occurs in immunosuppressed recipients of transfused blood. Most deaths are due to coagulopathy or infection. Transfused lymphocytes proliferate and attack the blood recipient. Symptoms (eg, fever, rash, diarrhea, elevated liver transaminases, pancytopenia) begin 3 to 30 days posttransfusion, and a bone marrow transplant is indicated. Irradiated and leukoreduced blood components prevent TA-GVHD.29,30

Bacteremia and Viral Infection

Among significant bacterial contaminants from donor blood, Yersinia enterocolitica is the most common and has a mortality rate of greater than 50%.31 Typical symptoms include rigors, vomiting, abdominal cramps, fever, shock, renal failure, or DIC during transfusion. Immediate cessation of blood products and broad spectrum antibiotics are warranted. Risks among viral contaminants include human immunodeficiency disease (HIV), CMV, and hepatitis. Hepatitis B infection occurs in one in 1 million transfusion recipients, while the risk of hepatitis C is one in 1.2 million and HIV infection one in 1.5 million.32,33

Electrolyte Derangement

Electrolyte derangements after multiple-unit transfusions include hypocalcemia, hyperkalemia, and acid-base disorders. Massive blood transfusions with blood anticoagulated with sodium citrate and citric acid may contribute to metabolic alkalosis and hypocalcemia. Potassium may move into cells in exchange for hydrogen ions moving out of cells to minimize extracellular alkalosis, contributing to hypokalemia.34-36 To avoid hypocalcemia and alkalosis, the maximum citrate infusion rate should be 0.02 mmol/kg/minute, with the citrate concentration in whole blood measured as 15 mmol/L. If liver function is impaired in the setting of hypocalcemia-related blood transfusion, calcium chloride is preferred over calcium gluconate because it decreases citrate metabolism resulting in a slower release of ionized calcium.37 Calcium replacement should be considered in patients with liver dysfunction or patients with normal liver function who have received greater than 10 U pRBCs per hour. Calcium chloride (10%) is preferred over calcium gluconate to correct ionized hypocalcemia with 2 to 5 mL given for every 500mL of blood.37 Hyperkalemia risks are minimized by avoiding prolonged blood storage or irradiation.38

Conclusion

Timely administration of blood products is crucial in resuscitation and can be life-saving in a variety of bleeding disorders. Emergent reversal of warfarin therapy, correction of thrombocytopenia, bleeding due to hemophilia, GI bleeding, trauma, and obstetric hemorrhage are among the most common disorders managed in the ED. To select the most appropriate treatment, one must know the merits of the various blood products including PRBCs, platelets, FFP, and cryoprecipitate. The clinician must also be prepared to manage the immediate complications that may arise from transfusion including intravascular hemolytic reactions, fever, urticaria, and TRALI, as well as the delayed complications of extravascular hemolytic reactions, TA-GVHD, acute bacteremia, viral infection, electrolyte derangements, cardiogenic pulmonary edema, and TACO.

Dr Stewart is an emergency physician in the department of emergency medicine, Eastern Virginia Medical School, Norfolk, Virginia, and Riverside Medical Group, Newport News, Virginia. Dr Devine is an emergency physician in the department of emergency medicine, Eastern Virginia Medical School, Norfolk, and Emergency Physicians of Tidewater, Norfolk, Virginia. The authors report no conflicts of interest.

References

  1. Napolitano LM, Kurek S, Luchette FA, et al; EAST Practice Management Workgroup; American College of Critical Care Medicine (ACCM) Taskforce of the Society of Critical Care Medicine (SCCM). Clinical Practice Guideline: Red Blood Cell Transfusion and Critical Care. J Trauma. 2009;67(6):1439-1442.
  2. Leal-Noval SR, Munoz-Gomez M, Jimenez-Sanchez M et al. Red blood cell transfusion in nonbleeding critically ill patients with moderate anemia: is there a benefit? Intensive Care Med. 2013;39(3):445-453.
  3. Carson JL, Grossman BJ, Kleinman S, et al; Clinical Transfusion Medicine Committee of the AABB. Red blood cell transfusion: a clinical practice guideline from the AAAB. Ann Intern Med. 2012;157(1):49-58.
  4. Gilliss BM, Looney MR, Gropper MA. Reducing noninfectious risks of blood transfusion. Anesthesiology. 2011;115(3):635-649.
  5. van Straaten HL, de Wildt-Eggen J, Huisveld IA. Evaluation of a strategy to limit blood donor exposure in high risk premature newborns based on clinical estimation of transfusion need. J Perniat Med. 2000;28(2):122-128.
  6. Anstee DJ. Red cell genotyping and the future of pretransfusion testing. Blood. 2009;114(2):248-256.
  7. Inaba K, Teixeira PG, Shulman I. The impact of uncross-matched blood transfusion on the need for massive transfusion and mortality: analysis of 5,166 uncross-matched units. J Trauma. 2008;65(6):1222-1226.
  8. Slichter SJ. Platelet transfusion therapy.  Hematol Oncol Clin North Am. 2007;21(4):697-729.
  9. Uppal P, Lodha R, Kabra SK. Transfusion of blood and components in critically ill children. Indian J Pediatr. 2010;77(12):1424-1428.
  10. Shah A, Stanworth SJ, McKechnie. Evidence and triggers for the transfusion of blood and blood products. Anesthesia. 2015;70(Suppl 1):10-19.
  11. Emery, M. Blood and Blood Components. In: Marx JA, Hockberger RS, Walls RM ed. Rosen’s emergency medicine: concepts and clinical practice. 7th ed. Philadelphia, PA: Mosby/Elsevier; 2009:42-46.
  12. Ansell J, Hirsh J, Hylek E, Jacobson A, Crowther M, Palareti G; American College of Chest Physicians. Pharmacology and management of the vitamin K antagonists: American College of Chest Physicians Evidence-Based Clinical Practice Guidelines (8th Edition). Chest. 2008;133(6 Suppl):160S-198S.
  13. Santen S A Transfusion Therapy. In: Tintinalli, J. E., Kelen, G. D., & Stapczynski, J. S. ed. Emergency medicine: a comprehensive study guide. 6th ed. New York, NY: McGraw-Hill Medical; 20041349-1351.
  14. Osterman JL, Arora S. Blood product transfusions and reactions. Emerg Med Clin North Am. 2014;32(3): 727-738.
  15. Azzi A, De Santis R, Morfini M, et al. TT virus contaminates first-generation recombinant factor VIII concentrates. Blood. 2001;98(8):2571-2573.
  16. Barkun AN, Bardou M, Kuipers EJ, et al; International Consensus Upper Gastrointestinal Bleeding Conference Group International consensus recommendations on the management of patients with nonvariceal upper gastrointestinal bleeding. Ann Intern Med. 2010;152(2):101-113.
  17. Strate L, Saltzman J, and Ookubo R. Validation of a clinical prediction rule for severe acute lower intestinal bleeding. Am J Gastroenterol. 2005;100(8):1821-1827.
  18. Kollef MH, O’Brien JD, Zuckerman GR, Shannon W. BLEED: a classification tool to predict outcomes in patients with acute upper and lower gastrointestinal hemorrhage. Crit Care Med. 1997;25(7):1125-1132.
  19. Sauaia A, Moore FA, Moore EE, et al. Epidemiology of trauma deaths: a reassessment. J Trauma. 1995;38(2):185-193.
  20. Simmons JW, Pittet JF, Pierce B. Trauma-induced coagulopathy. Curr Anesthisiol Rep. 2014;4(3):189-199.
  21. Zehtabchi S, Nishijima DK. Impact of transfusion of fresh-frozen plasma and packed red blood cells in a 1:1 ratio on survival of emergency department patients with severe trauma. Acad Emerg Med. 2009;16(5):371-378.
  22. Theusinger OM, Baulig W, Seifert B, Müller SM, Mariotti S, Spahn DR.. Changes in coagulation in standard laboratory tests and ROTEM in trauma patients between on-scene and arrival in the emergency department. Anesth Analg. 2014. [Epub ahead of print]
  23. Bouillon B, Brohi K, Hess JR, Holcomb JB, Parr MJ, Hoyt DB. Educational initiative on critical bleeding in trauma: Chicago, July 11-13, 2008. J Trauma. 2010;68(1):225-230.
  24. Phillips LE, McLintock C, Pollock W, et al; Australian and New Zealand Haemostasis Registry. Recombinant activated Factor VII in obstetric hemorrhage: experiences from the Australian and New Zealand Haemostasis Registry. Anesth Analg. 2009;109(6):1908-1915.
  25. Hirayama F. Current understanding of allergic transfusion reactions: incidence, pathogenesis, laboratory tests, prevention and treatment. Br J Haematol. 2013;160(4);434-444.
  26. Lieberman L, Maskens C, Cserti-Gazdewich C, et al. A retrospective review of patient factors, transfusion practices, and outcomes in patients with transfusion-associated circulatory overload. Transfus Med Rev. 2013;27(4)206-212.
  27. Welling KL, Taaning E, Lund BV, Rosenkvist J, Heslet L. Post-transfusion purpura (PTP) and disseminated intravascular coagulation (DIC). Eur J Haematol. 2003;71(1):68-71
  28. Kawai M, Takeda M, Tsugawa Y. Hemolytic anemia and acute renal failure caused by blood transfusions. Rinsho Ketusueki. 1990;31(10):1706-1710.
  29. Przepiorka D, LeParc GF, Stovall MA, Werch J, Lichtiger B. Use of irradiated blood components: practice parameter. Am J Clin Pathol. 1996;106(1):6-11.
  30. Rühl H, Bein G, Sachs UJ. Transfusion-associated graft-versus-host disease. Transfus Med Rev. 2009;23(1):62-71.
  31. Guinet F, Carniel E, Leclercq A. Transfusion-transmitted Yersinia enterolitica sepsis. Clin Infect Dis. 2011;53(6):583-591.
  32. Stramer SL, Notari EP, Krysztof DE, Dodd RY. Hepatitis B virus testing by minipool nuclear acid testing: does it improve blood safety? Transfusion. 2013; 53(10):2449-2458.
  33. Zou S, Stramer SL, Dodd RY. Donor testing and risk: current prevalence, incidence, and residual risk of transfusion-transmissible agents in US allogenic donations. Transfus Med Rev. 2012;26(2):119-128.
  34. Dzik WH, Kirkley SA. Citrate toxicity during massive blood transfusion. Transfus Med Rev. 1988;2(2):76-94.
  35. Lier H, Krep H, Schroeder S, Stuber F. Preconditions of hemostasis in trauma: a review. The influence of acidosis, hypocalcemia, anemia, and hypothermia on functional hemostasis in trauma. J Trauma. 2008;65(4):951-960.
  36. Bruining HA, Boelhouwer RU, Ong GK. Unexpected hypopotassemia after multiple blood transfusions during an operation. Neth J Surg. 1986;38(2):48-51.
  37. British Committee for Standards in Haematology; Stainsby D, MacLennan S, Thomas D, Isaac J, Hamilton PJ. Guidelines on the management of massive blood loss. Br J Haematol. 2006;135(5):634-641.
  38. Smith HM, Farrow SJ, Ackerman JD, Stubbs JR, Sprung J. Cardiac arrests associated with hyperkalemia during red blood cell transfusion: a case series. Anesth Analg. 2008;106(4):1062-1069.
References

  1. Napolitano LM, Kurek S, Luchette FA, et al; EAST Practice Management Workgroup; American College of Critical Care Medicine (ACCM) Taskforce of the Society of Critical Care Medicine (SCCM). Clinical Practice Guideline: Red Blood Cell Transfusion and Critical Care. J Trauma. 2009;67(6):1439-1442.
  2. Leal-Noval SR, Munoz-Gomez M, Jimenez-Sanchez M et al. Red blood cell transfusion in nonbleeding critically ill patients with moderate anemia: is there a benefit? Intensive Care Med. 2013;39(3):445-453.
  3. Carson JL, Grossman BJ, Kleinman S, et al; Clinical Transfusion Medicine Committee of the AABB. Red blood cell transfusion: a clinical practice guideline from the AAAB. Ann Intern Med. 2012;157(1):49-58.
  4. Gilliss BM, Looney MR, Gropper MA. Reducing noninfectious risks of blood transfusion. Anesthesiology. 2011;115(3):635-649.
  5. van Straaten HL, de Wildt-Eggen J, Huisveld IA. Evaluation of a strategy to limit blood donor exposure in high risk premature newborns based on clinical estimation of transfusion need. J Perniat Med. 2000;28(2):122-128.
  6. Anstee DJ. Red cell genotyping and the future of pretransfusion testing. Blood. 2009;114(2):248-256.
  7. Inaba K, Teixeira PG, Shulman I. The impact of uncross-matched blood transfusion on the need for massive transfusion and mortality: analysis of 5,166 uncross-matched units. J Trauma. 2008;65(6):1222-1226.
  8. Slichter SJ. Platelet transfusion therapy.  Hematol Oncol Clin North Am. 2007;21(4):697-729.
  9. Uppal P, Lodha R, Kabra SK. Transfusion of blood and components in critically ill children. Indian J Pediatr. 2010;77(12):1424-1428.
  10. Shah A, Stanworth SJ, McKechnie. Evidence and triggers for the transfusion of blood and blood products. Anesthesia. 2015;70(Suppl 1):10-19.
  11. Emery, M. Blood and Blood Components. In: Marx JA, Hockberger RS, Walls RM ed. Rosen’s emergency medicine: concepts and clinical practice. 7th ed. Philadelphia, PA: Mosby/Elsevier; 2009:42-46.
  12. Ansell J, Hirsh J, Hylek E, Jacobson A, Crowther M, Palareti G; American College of Chest Physicians. Pharmacology and management of the vitamin K antagonists: American College of Chest Physicians Evidence-Based Clinical Practice Guidelines (8th Edition). Chest. 2008;133(6 Suppl):160S-198S.
  13. Santen S A Transfusion Therapy. In: Tintinalli, J. E., Kelen, G. D., & Stapczynski, J. S. ed. Emergency medicine: a comprehensive study guide. 6th ed. New York, NY: McGraw-Hill Medical; 20041349-1351.
  14. Osterman JL, Arora S. Blood product transfusions and reactions. Emerg Med Clin North Am. 2014;32(3): 727-738.
  15. Azzi A, De Santis R, Morfini M, et al. TT virus contaminates first-generation recombinant factor VIII concentrates. Blood. 2001;98(8):2571-2573.
  16. Barkun AN, Bardou M, Kuipers EJ, et al; International Consensus Upper Gastrointestinal Bleeding Conference Group International consensus recommendations on the management of patients with nonvariceal upper gastrointestinal bleeding. Ann Intern Med. 2010;152(2):101-113.
  17. Strate L, Saltzman J, and Ookubo R. Validation of a clinical prediction rule for severe acute lower intestinal bleeding. Am J Gastroenterol. 2005;100(8):1821-1827.
  18. Kollef MH, O’Brien JD, Zuckerman GR, Shannon W. BLEED: a classification tool to predict outcomes in patients with acute upper and lower gastrointestinal hemorrhage. Crit Care Med. 1997;25(7):1125-1132.
  19. Sauaia A, Moore FA, Moore EE, et al. Epidemiology of trauma deaths: a reassessment. J Trauma. 1995;38(2):185-193.
  20. Simmons JW, Pittet JF, Pierce B. Trauma-induced coagulopathy. Curr Anesthisiol Rep. 2014;4(3):189-199.
  21. Zehtabchi S, Nishijima DK. Impact of transfusion of fresh-frozen plasma and packed red blood cells in a 1:1 ratio on survival of emergency department patients with severe trauma. Acad Emerg Med. 2009;16(5):371-378.
  22. Theusinger OM, Baulig W, Seifert B, Müller SM, Mariotti S, Spahn DR.. Changes in coagulation in standard laboratory tests and ROTEM in trauma patients between on-scene and arrival in the emergency department. Anesth Analg. 2014. [Epub ahead of print]
  23. Bouillon B, Brohi K, Hess JR, Holcomb JB, Parr MJ, Hoyt DB. Educational initiative on critical bleeding in trauma: Chicago, July 11-13, 2008. J Trauma. 2010;68(1):225-230.
  24. Phillips LE, McLintock C, Pollock W, et al; Australian and New Zealand Haemostasis Registry. Recombinant activated Factor VII in obstetric hemorrhage: experiences from the Australian and New Zealand Haemostasis Registry. Anesth Analg. 2009;109(6):1908-1915.
  25. Hirayama F. Current understanding of allergic transfusion reactions: incidence, pathogenesis, laboratory tests, prevention and treatment. Br J Haematol. 2013;160(4);434-444.
  26. Lieberman L, Maskens C, Cserti-Gazdewich C, et al. A retrospective review of patient factors, transfusion practices, and outcomes in patients with transfusion-associated circulatory overload. Transfus Med Rev. 2013;27(4)206-212.
  27. Welling KL, Taaning E, Lund BV, Rosenkvist J, Heslet L. Post-transfusion purpura (PTP) and disseminated intravascular coagulation (DIC). Eur J Haematol. 2003;71(1):68-71
  28. Kawai M, Takeda M, Tsugawa Y. Hemolytic anemia and acute renal failure caused by blood transfusions. Rinsho Ketusueki. 1990;31(10):1706-1710.
  29. Przepiorka D, LeParc GF, Stovall MA, Werch J, Lichtiger B. Use of irradiated blood components: practice parameter. Am J Clin Pathol. 1996;106(1):6-11.
  30. Rühl H, Bein G, Sachs UJ. Transfusion-associated graft-versus-host disease. Transfus Med Rev. 2009;23(1):62-71.
  31. Guinet F, Carniel E, Leclercq A. Transfusion-transmitted Yersinia enterolitica sepsis. Clin Infect Dis. 2011;53(6):583-591.
  32. Stramer SL, Notari EP, Krysztof DE, Dodd RY. Hepatitis B virus testing by minipool nuclear acid testing: does it improve blood safety? Transfusion. 2013; 53(10):2449-2458.
  33. Zou S, Stramer SL, Dodd RY. Donor testing and risk: current prevalence, incidence, and residual risk of transfusion-transmissible agents in US allogenic donations. Transfus Med Rev. 2012;26(2):119-128.
  34. Dzik WH, Kirkley SA. Citrate toxicity during massive blood transfusion. Transfus Med Rev. 1988;2(2):76-94.
  35. Lier H, Krep H, Schroeder S, Stuber F. Preconditions of hemostasis in trauma: a review. The influence of acidosis, hypocalcemia, anemia, and hypothermia on functional hemostasis in trauma. J Trauma. 2008;65(4):951-960.
  36. Bruining HA, Boelhouwer RU, Ong GK. Unexpected hypopotassemia after multiple blood transfusions during an operation. Neth J Surg. 1986;38(2):48-51.
  37. British Committee for Standards in Haematology; Stainsby D, MacLennan S, Thomas D, Isaac J, Hamilton PJ. Guidelines on the management of massive blood loss. Br J Haematol. 2006;135(5):634-641.
  38. Smith HM, Farrow SJ, Ackerman JD, Stubbs JR, Sprung J. Cardiac arrests associated with hyperkalemia during red blood cell transfusion: a case series. Anesth Analg. 2008;106(4):1062-1069.
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Emergency Ultrasound: Ultrasound-Guided Posterior Tibial Nerve Block

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Emergency Ultrasound: Ultrasound-Guided Posterior Tibial Nerve Block
New to ultrasound-guided nerve blocks? The posterior tibial nerve is a great place to start.

Posterior Tibial Nerve Block

Emergency physicians (EPs) often treat injuries to the sole of the foot requiring laceration repairs or foreign body removal. Injecting local anesthetic directly into the sole of the foot is exquisitely painful given the lack of distensibility of the tissues and high concentration of nerve endings that are present. The posterior tibial nerve (PTN) provides sensory innervation to the majority of the sole of the foot (Figure 1). Given the superficial location of the nerve as well as its distal location, only small volumes of anesthetic are required and the risk of local anesthetic systemic toxicity is low, making the PTN block a great choice for the clinician new to nerve-block techniques. While the block is often performed using a blind approach, ultrasound guidance has been shown to improve success rates for this procedure1 and is easy to learn.

Identifying the Posterior Tibial Nerve

To perform ultrasound of the PTN, the clinician should begin by palpating the posterior tibial artery just posterior to the medial malleolus. A high-frequency linear probe should then be placed over the artery (Figure 2). The PTN runs in a vascular bundle just posterior to the artery and can be identified by its hyperechoic, honeycomb appearance in the short axis (Figure 3). Sometimes sliding the probe up and down the leg a few centimeters can improve the ability to visualize the nerve.

Performing the Block

To perform the block, a 22- to 25-gauge needle is advanced under the probe using an in-plane technique, so the entire shaft of the needle can be visualized as it approaches the nerve (Figure 4). The needle should typically enter the skin just anterior to the Achilles tendon. The needle is advanced until it almost touches the nerve, and 3 to 5 cc of local anesthetic is injected. If the patient experiences pain, the needle should be withdrawn to avoid direct intraneural injection and subsequent nerve injury. When the injection is successful, the clinician should see hypoechoic fluid circumferentially surround the nerve (An example of an ultrasound demonstrating this fluid distribution may be accessed at http://youtu.be/jR_VppydhlI).

It is important to remember that the medial and lateral aspects of the sole of the foot receive variable degrees of innervation from the saphenous and sural nerves respectively; therefore, the EP should always ensure the area of interest is completely anesthetized before beginning the procedure.

Conclusion

Penetrating injuries to the sole of the foot are a common presentation in the ED. Achieving adequate anesthesia to the area with local anesthetic alone can be a difficult and painful process. However, with practice, ultrasound guidance can improve procedural success and decrease the risk of nerve injury as compared to blind nerve blocks.

Dr Beck is an assistant professor, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Taylor is an assistant professor and director of postgraduate medical education, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Meer is an assistant professor and director of emergency ultrasound, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia.

References

Reference

  1. Redborg KE, Antonakakis JG, Beach ML, Chinn CD, Sites BD. Ultrasound improves the success rate of a tibial nerve block at the ankle regional anesthesia and pain medicine. Reg Anesth Pain Med. 2009;34(3):256-260.
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New to ultrasound-guided nerve blocks? The posterior tibial nerve is a great place to start.
New to ultrasound-guided nerve blocks? The posterior tibial nerve is a great place to start.

Posterior Tibial Nerve Block

Emergency physicians (EPs) often treat injuries to the sole of the foot requiring laceration repairs or foreign body removal. Injecting local anesthetic directly into the sole of the foot is exquisitely painful given the lack of distensibility of the tissues and high concentration of nerve endings that are present. The posterior tibial nerve (PTN) provides sensory innervation to the majority of the sole of the foot (Figure 1). Given the superficial location of the nerve as well as its distal location, only small volumes of anesthetic are required and the risk of local anesthetic systemic toxicity is low, making the PTN block a great choice for the clinician new to nerve-block techniques. While the block is often performed using a blind approach, ultrasound guidance has been shown to improve success rates for this procedure1 and is easy to learn.

Identifying the Posterior Tibial Nerve

To perform ultrasound of the PTN, the clinician should begin by palpating the posterior tibial artery just posterior to the medial malleolus. A high-frequency linear probe should then be placed over the artery (Figure 2). The PTN runs in a vascular bundle just posterior to the artery and can be identified by its hyperechoic, honeycomb appearance in the short axis (Figure 3). Sometimes sliding the probe up and down the leg a few centimeters can improve the ability to visualize the nerve.

Performing the Block

To perform the block, a 22- to 25-gauge needle is advanced under the probe using an in-plane technique, so the entire shaft of the needle can be visualized as it approaches the nerve (Figure 4). The needle should typically enter the skin just anterior to the Achilles tendon. The needle is advanced until it almost touches the nerve, and 3 to 5 cc of local anesthetic is injected. If the patient experiences pain, the needle should be withdrawn to avoid direct intraneural injection and subsequent nerve injury. When the injection is successful, the clinician should see hypoechoic fluid circumferentially surround the nerve (An example of an ultrasound demonstrating this fluid distribution may be accessed at http://youtu.be/jR_VppydhlI).

It is important to remember that the medial and lateral aspects of the sole of the foot receive variable degrees of innervation from the saphenous and sural nerves respectively; therefore, the EP should always ensure the area of interest is completely anesthetized before beginning the procedure.

Conclusion

Penetrating injuries to the sole of the foot are a common presentation in the ED. Achieving adequate anesthesia to the area with local anesthetic alone can be a difficult and painful process. However, with practice, ultrasound guidance can improve procedural success and decrease the risk of nerve injury as compared to blind nerve blocks.

Dr Beck is an assistant professor, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Taylor is an assistant professor and director of postgraduate medical education, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Meer is an assistant professor and director of emergency ultrasound, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia.

Posterior Tibial Nerve Block

Emergency physicians (EPs) often treat injuries to the sole of the foot requiring laceration repairs or foreign body removal. Injecting local anesthetic directly into the sole of the foot is exquisitely painful given the lack of distensibility of the tissues and high concentration of nerve endings that are present. The posterior tibial nerve (PTN) provides sensory innervation to the majority of the sole of the foot (Figure 1). Given the superficial location of the nerve as well as its distal location, only small volumes of anesthetic are required and the risk of local anesthetic systemic toxicity is low, making the PTN block a great choice for the clinician new to nerve-block techniques. While the block is often performed using a blind approach, ultrasound guidance has been shown to improve success rates for this procedure1 and is easy to learn.

Identifying the Posterior Tibial Nerve

To perform ultrasound of the PTN, the clinician should begin by palpating the posterior tibial artery just posterior to the medial malleolus. A high-frequency linear probe should then be placed over the artery (Figure 2). The PTN runs in a vascular bundle just posterior to the artery and can be identified by its hyperechoic, honeycomb appearance in the short axis (Figure 3). Sometimes sliding the probe up and down the leg a few centimeters can improve the ability to visualize the nerve.

Performing the Block

To perform the block, a 22- to 25-gauge needle is advanced under the probe using an in-plane technique, so the entire shaft of the needle can be visualized as it approaches the nerve (Figure 4). The needle should typically enter the skin just anterior to the Achilles tendon. The needle is advanced until it almost touches the nerve, and 3 to 5 cc of local anesthetic is injected. If the patient experiences pain, the needle should be withdrawn to avoid direct intraneural injection and subsequent nerve injury. When the injection is successful, the clinician should see hypoechoic fluid circumferentially surround the nerve (An example of an ultrasound demonstrating this fluid distribution may be accessed at http://youtu.be/jR_VppydhlI).

It is important to remember that the medial and lateral aspects of the sole of the foot receive variable degrees of innervation from the saphenous and sural nerves respectively; therefore, the EP should always ensure the area of interest is completely anesthetized before beginning the procedure.

Conclusion

Penetrating injuries to the sole of the foot are a common presentation in the ED. Achieving adequate anesthesia to the area with local anesthetic alone can be a difficult and painful process. However, with practice, ultrasound guidance can improve procedural success and decrease the risk of nerve injury as compared to blind nerve blocks.

Dr Beck is an assistant professor, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Taylor is an assistant professor and director of postgraduate medical education, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Meer is an assistant professor and director of emergency ultrasound, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia.

References

Reference

  1. Redborg KE, Antonakakis JG, Beach ML, Chinn CD, Sites BD. Ultrasound improves the success rate of a tibial nerve block at the ankle regional anesthesia and pain medicine. Reg Anesth Pain Med. 2009;34(3):256-260.
References

Reference

  1. Redborg KE, Antonakakis JG, Beach ML, Chinn CD, Sites BD. Ultrasound improves the success rate of a tibial nerve block at the ankle regional anesthesia and pain medicine. Reg Anesth Pain Med. 2009;34(3):256-260.
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Cystic lung disease: Systematic, stepwise diagnosis

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Cystic lung disease: Systematic, stepwise diagnosis

Air-filled pulmonary lesions commonly detected on chest computed tomography. Cystic lung lesions should be distinguished from other air-filled lesions to facilitate diagnosis. Primary care physicians play an integral role in the recognition of cystic lung disease.

The differential diagnosis of cystic lung disease is broad and includes isolated pulmonary, systemic, infectious, and congenital etiologies.

Here, we aim to provide a systematic, stepwise approach to help differentiate among the various cystic lung diseases and devise an algorithm for diagnosis. In doing so, we will discuss the clinical and radiographic features of many of these diseases:

  • Lymphangioleiomyomatosis
  • Birt-Hogg-Dubé syndrome
  • Pulmonary Langerhans cell histiocytosis
  • Interstitial pneumonia (desquamative interstitial pneumonia, lymphocytic interstitial pneumonia)
  • Congenital cystic lung disease (congenital pulmonary airway malformation, pulmonary sequestration, bronchogenic cyst) Pulmonary infection
  • Systemic disease (amyloidosis, light chain deposition disease, neurofibromatosis type 1).

STEP 1: RULE OUT CYST-MIMICS

A pulmonary cyst is a round, circumscribed space surrounded by an epithelial or fibrous wall of variable thickness.1 On chest radiography and computed tomography, a cyst appears as a round parenchymal lucency or low-attenuating area with a well-defined interface with normal lung.1 Cysts vary in wall thickness but  usually have a thin wall (< 2 mm) and occur without associated pulmonary emphysema.1 They typically contain air but occasionally contain fluid or solid material.

A pulmonary cyst can be categorized as a bulla, bleb, or pneumatocele.

Pulmonary cysts can be categorized as bullae, blebs, or pneumatoceles

Bullae are larger than 1 cm in diameter, sharply demarcated by a thin wall, and usually accompanied by emphysematous changes in the adjacent lung.1

Blebs are no larger than 1 cm in diameter, are located within the visceral pleura or the subpleural space, and appear on computed tomography as thin-walled air spaces that are contiguous with the pleura.1 The distinction between a bleb and a bulla is of little clinical importance, and is often unnecessary.

Pneumatoceles are cysts that are frequently caused by acute pneumonia, trauma, or aspiration of hydrocarbon fluid, and are usually transient.1

Figure 1. Pulmonary cysts and cyst-mimics on computed tomography.

Mimics of pulmonary cysts include pulmonary cavities, emphysema, loculated pneumothoraces, honeycomb lung, and bronchiectasis (Figure 1).2

Pulmonary cavities differ from cysts in that their walls are typically thicker (usually > 4 mm).3

Emphysema differs from cystic lung disease as it typically leads to focal areas or regions of decreased lung attenuation that do not have defined walls.1

Honeycombing refers to a cluster or row of cysts, 1 to 3 mm in wall thickness and typically 3 to 10 mm in diameter, that are associated with end-stage lung fibrosis.1 They are typically subpleural in distribution and are accompanied by fibrotic features such as reticulation and traction bronchiectasis.1

Bronchiectasis is dilation and distortion of bronchi and bronchioles and can be mistaken for cysts when viewed en face.1

Loculated pneumothoraces can also mimic pulmonary cysts, but they typically fail to adhere to a defined anatomic unit and are subpleural in distribution.

 

 

STEP 2: CHARACTERIZE THE CLINICAL PRESENTATION

Clinical signs and symptoms of cystic lung disease play a key role in diagnosis (Table 1). For instance, spontaneous pneumothorax is commonly associated with diffuse cystic lung disease (lymphangioleiomyomatosis and Birt-Hogg-Dubé syndrome), while insidious dyspnea, with or without associated pneumothorax, is usually associated with the interstitial pneumonias (lymphocytic interstitial pneumonia and desquamative interstitial pneumonia).

In addition, congenital abnormalities of the lung can lead to cyst formation. These abnormalities, especially when associated with other congenital abnormalities, are often diagnosed in the prenatal and perinatal periods. However, some remain undetected until incidentally found later in adulthood or if superimposing infection develops.

Primary pulmonary infections can also cause parenchymal necrosis, which in turn cavitates or forms cysts.4

Lastly, cystic lung diseases can occur as part of a multiorgan or systemic illness in which the lung is one of the organs involved. Although usually diagnosed before the discovery of cysts or manifestations of pulmonary symptoms, they can present as a diagnostic challenge, especially when lung cysts are the initial presentation.bsence of amyloid fibrils.

In view of the features of the different types of cystic lung disease, adults with cystic lung disease can be grouped according to their typical clinical presentations (Table 2):

  • Insidious dyspnea or spontaneous pneumothorax
  • Incidentally found cysts or recurrent pneumonia
  • Signs and symptoms of primary pulmonary infection
  • Signs and symptoms that are primarily nonpulmonary.

Insidious dyspnea or spontaneous pneumothorax

Insidious dyspnea or spontaneous pneumothorax can be manifestations of lymphangioleiomyomatosis, Birt-Hogg-Dubé syndrome, pulmonary Langerhans cell histiocytosis, desquamative interstitial pneumonia, or lymphocytic interstitial pneumonia.

Lymphangioleiomyomatosis is characterized by abnormal cellular proliferation within the lung, kidney, lymphatic system, or any combination.5 The peak prevalence is in the third to fourth decades of life, and most patients are women of childbearing age.6 In addition to progressive dyspnea on exertion and pneumothorax, other signs and symptoms include hemoptysis, nonproductive cough, chylous pleural effusion, and ascites.7,8

Birt-Hogg-Dubé syndrome is caused by germline mutations in the folliculin (FLCN) gene.9 It is characterized by skin fibrofolliculomas, pulmonary cysts, spontaneous pneumothorax, and renal cancer.10

Pulmonary Langerhans cell histiocytosis is part of the spectrum of Langerhans cell histiocytosis that, in addition to the lungs, can also involve the bone, pituitary gland, thyroid, skin, lymph nodes, and liver.11 It occurs almost exclusively in smokers, affecting individuals in their 20s and 30s, with no gender predilection.12,13 In addition to nonproductive cough and dyspnea, patients can also present with fever, anorexia, and weight loss,13 but approximately 25% of patients are asymptomatic.14

Desquamative interstitial pneumonia is an idiopathic interstitial pneumonia that, like pulmonary Langerhans cell histiocytosis, is seen almost exclusively in current or former smokers, who account for about 90% of patients with this disease. It affects almost twice as many men as women.15,16 The mean age at onset is 42 to 46.15,16 In addition to insidious cough and dyspnea, digital clubbing develops in 26% to 40% of patients.16,17

Lymphocytic interstitial pneumonia is another rare idiopathic pneumonia, usually associated with connective tissue disease, Sjögren syndrome, immunodeficiencies, and viral infections.18­–21 It is more common in women, presenting between the 4th and 7th decades of life, with a mean age at diagnosis of 50 to 56.18,22 In addition to progressive dyspnea and cough, other symptoms include weight loss, pleuritic pain, arthralgias, fatigue, night sweats, and fever.23

In summary, in this clinical group, lymphangioleiomyomatosis and Birt-Hogg-Dubé syndrome should be considered when patients present with spontaneous pneumothorax; those with Birt-Hogg-Dubé syndrome also present with skin lesions or renal cancer. In patients with progressive dyspnea and cough, lymphocytic interstitial pneumonia should be considered in those with a known history of connective tissue disease or immunodeficiency. Pulmonary Langerhans cell histiocytosis typically presents at a younger age (20 to 30 years old) than desquamative interstitial pneumonia (smokers in their 40s). Making the distinction, however, will likely require imaging with computed tomography.

Incidentally found cysts or recurrent pneumonia

Incidentally found cysts or recurrent pneumonia can be manifestations of congenital pulmonary airway malformation, pulmonary sequestration, or bronchogenic cyst.

Congenital pulmonary airway malformation, of which there are five types, is the most common pulmonary congenital abnormality. It accounts for up to 95% of cases of congenital cystic lung disease.24,25 About 85% of cases are detected in the prenatal or perinatal periods.26 Late-onset congenital pulmonary airway malformation (arising in childhood to adulthood) presents with recurrent pneumonia in about 75% of cases and can be misdiagnosed as lung abscess, pulmonary tuberculosis, or bronchiectasis.27

Pulmonary sequestration, the second most common pulmonary congenital abnormality, is characterized by a portion of lung that does not connect to the tracheobronchial tree and has its own systemic arterial supply.24 Intralobar sequestration, which shares the pleural investment with normal lung, accounts for about 80% of cases of pulmonary sequestration.28–30 In addition to signs or symptoms of pulmonary infection, patients with pulmonary sequestration can remain asymp-
tomatic (about 25% of cases), or can present with hemoptysis or hemothorax.28–30 In adults, the typical age at presentation is between 20 and 25.29,30

Bronchogenic cyst is usually life-threatening in children. In adults, it commonly causes cough and chest pain.31 Hemoptysis, dysphagia, hoarseness, and diaphragmatic paralysis can also occur.32,33 The mean age at diagnosis in adults is 35 to 40.31,32

In summary, most cases of recurrent pneumonia with cysts are due to congenital pulmonary airway malformation. Pulmonary sequestration is the second most common cause of cystic lung disease in this group. Bronchogenic cyst is usually fatal in fetal development; smaller cysts can go unnoticed during the earlier years and are later found incidentally as imaging abnormalities in adults.

Signs and symptoms of primary pulmonary infections

Signs and symptoms of primary pulmonary infections can be due to Pneumocystis jirovecii pneumonia or echinococcal infections.

P jirovecii pneumonia commonly develops in patients with human immunodeficiency virus infection and low CD4 counts, recipients of hematologic or solid-organ transplants, and those receiving immunosuppressive therapy (eg, glucocorticoids or chemotherapy).

Echinococcal infections (with Echinococcus granulosus or multilocularis species) are more common in less-developed countries such as those in South America or the Middle East, in China, or in patients who have traveled to endemic areas.34

In summary, cystic lung disease in patients with primary pulmonary infections can be diagnosed by the patient’s clinical history and risk factors for infections. Those with human immunodeficiency virus infection and other causes of immunodeficiency are predisposed to P jirovecii pneumonia. Echinococcal infections occur in those with a history of travel to an endemic area.

 

 

Primarily nonpulmonary signs and symptoms

If the patient has primarily nonpulmonary signs and symptoms, think about pulmonary amyloidosis, light chain deposition disease, and neurofibromatosis type 1.

Pulmonary amyloidosis has a variety of manifestations, including tracheobronchial disease, nodular parenchymal disease, diffuse or alveolar septal pattern, pleural disease, lymphadenopathy, and pulmonary cysts.4

Light chain deposition disease shares some clinical features with amyloidosis. However, the light chain fragments in this disease do not form amyloid fibrils and therefore do not stain positively with Congo red. The kidney is the most commonly involved organ.4

Neurofibromatosis type 1 is characterized by collections of neurofibromas, café-au-lait spots, and pigmented hamartomas in the iris (Lisch nodules).35

In summary, patients in this group typically present with complications related to systemic involvement. Those with neurofibromatosis type 1 present with ophthalmologic, dermatologic, and neurologic manifestations. Amyloidosis and light chain deposition disease most commonly involve the renal system; their distinction will likely require tissue biopsy and Congo-red staining.

STEP 3: CHARACTERIZE THE RADIOGRAPHIC FEATURES

Characterization of pulmonary cysts and their distribution plays a key role in the diagnosis. Radiographically, cystic lung diseases can be subclassified into two major categories according to their cystic distribution:

  • Discrete (focal or multifocal)
  • Diffuse (unilobular or panlobular).2,3

Discrete cystic lung diseases include congenital abnormalities, infectious diseases, and interstitial pneumonias.2,3

Diffuse, panlobular cystic lung diseases include lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, Birt-Hogg-Dubé syndrome, amyloidosis, light chain deposition disease, and neurofibromatosis type 1.7,13,36–39

In addition, other associated radiographic findings play a major role in diagnosis.

Cysts in patients presenting with insidious dyspnea or spontaneous pneumothorax

Lymphangioleiomyomatosis. Cysts are seen in nearly all cases of advanced lymphangioleiomyomatosis, typically in a diffuse pattern, varying from 2 mm to 40 mm in diameter, and uniform in shape (Figure  2A).7,8,40–42

Other radiographic features include vessels located at the periphery of the cysts (in contrast to the centrilobular pattern seen with emphysema), and chylous pleural effusions (in about 22% of patients).40 Nodules are typically not seen with lymphangioleiomyomatosis, and if found represent type 2 pneumocyte hyperplasia.

Figure 2. Cystic lung diseases presenting with insidious dyspnea or spontaneous pneumothorax, or both.

Pulmonary Langerhans cell histiocytosis. Nodules measuring 1 to 10 mm in diameter and favoring a centrilobular location are often seen on computed tomography. Pulmonary cysts occur in about 61% of patients.13,43 Cysts are variable in size and shape (Figure 2B), in contrast to their uniform appearance in lymphangioleiomyomatosis. Most cysts are less than 10 mm in diameter; however, they can be up to 80 mm.13,43 Early in its course, nodules may predominate in the upper and middle lobes. Over time, diffuse cysts become more common and can be difficult to differentiate from advanced smoking-induced emphysema.44

Birt-Hogg-Dubé syndrome. Approximately 70% to 100% of patients with Birt-Hogg-Dubé syndrome will have multiple pulmonary cysts detected on computed tomography. These cysts are characteristically basal and subpleural in location, with varying sizes and irregular shapes in otherwise normal lung parenchyma (Figure 2C).36,45,46

Desquamative interstitial pneumonia. Pulmonary cysts are present on computed tomography in about 32% of patients.47 They are usually round and less than 20 mm in diameter.48 Ground-glass opacity is present in almost all cases of desquamative interstitial pneumonia, with a diffuse pattern in 25% to 44% of patients.16,17,47

Pulmonary cysts occur in up to two-thirds of those with lymphocytic interstitial pneumonia. Cysts are usually multifocal and perivascular in distribution and have varying sizes and shapes (Figure 2D).22 Ground-glass opacity and poorly defined centrilobular nodules are also frequently seen. Other computed tomographic findings include thickening of the bronchovascular bundles, focal consolidation, interseptal lobular thickening, pleural thickening, and lymph node enlargement.22

In summary, in this group of patients, diffuse panlobular cysts are due to lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, or Birt-Hogg-Dubé syndrome. Cysts due to lymphangioleiomyomatosis have a diffuse distribution, while those due to pulmonary Langerhans cell histiocytosis tend to be upper-lobe-predominant and in the early stages are associated with stellate centrilobular nodules. Cysts in Birt-Hogg-Dubé syndrome tend to be subpleural and those due to lymphocytic interstitial pneumonia are perivascular in distribution.

Cysts that are incidentally found or occur in patients with recurrent pneumonia

Figure 3. Representative examples of cystic lung diseases in patients with incidentally found cysts or recurrent pneumonia.

Congenital pulmonary airway malformation types 1, 2, and 4 (Figure 3A, 3B). Cysts are typically discrete and focal or multifocal in distribution, but cases of multilobar and bilateral distribution have also been reported.27,49 The lower lobes are more often involved.49 Cysts vary in size and shape and can contain air, fluid, or both.27,49 Up to 50% of cases can occur in conjunction with pulmonary sequestration.50

Pulmonary sequestration displays an anomalous arterial supply on computed tomography (Figure 3C). Other imaging findings include mass lesions (49%), cystic lesions (29%), cavitary lesions (12%), and bronchiectasis.30 Air trapping can be seen in the adjacent lung. Lower lobe involvement accounts for more than 95% of total cases of sequestration.30 The cysts are usually discrete or focal in distribution. Misdiagnosis of pulmonary sequestration is common, and can include pulmonary abscess, pneumonia, bronchiectasis, and lung cancer.30

Bronchogenic cyst. Cyst contents generally demonstrate water attenuation, or higher attenuation if filled with proteinaceous/mucoid material or calcium deposits; air-fluid levels are seen in infected cysts.32 Intrapulmonary cysts have a predilection for the lower lobes and are usually discrete or focal in distribution.31,32 Mediastinal cysts are usually homogeneous, solitary, and located in the middle mediastinum.32 Cysts vary in size from 20 to 90 mm, with  a mean diameter of 40 mm.31

In summary, in this group of cystic lung diseases, characteristic computed tomographic findings will suggest the diagnosis—air-filled cysts of varying sizes for congenital pulmonary airway malformation and anomalous vascular supply for pulmonary sequestration. Bronchogenic cysts will tend to have water or higher-than-water attenuation due to proteinaceous-mucoid material or calcium deposits.

Cysts in patients with signs and symptoms of primary pulmonary infections

P jirovecii pneumonia. Between 10% and 15% of patients have cysts, and about 18% present with spontaneous pneumothorax.51 Cysts in P jirovecii pneumonia vary in size from 15 to 85 mm in diameter and tend to occur in the upper lobes (Figure 4A).51,52

Figure 4. Representative examples of cystic lung diseases in patients with signs and symptoms of primary pulmonary infections.

Echinococcal infection. Echinococcal pulmonary cysts typically are single and located more often in the lower lobes (Figure 4B).53,54 Cysts can be complicated by air-fluid levels, hydropneumothorax, or pneumothorax, or they can turn into cavitary lesions.

The diagnoses of these pulmonary infections are usually made by clinical and computed tomographic findings and depend less on detecting and characterizing lung cysts. Patients with P jirovecii pneumonia tend to have bilateral perihilar ground-glass opacities, while air-fluid levels suggest echinococcal infections. Cysts in this group of patients tend to be discrete or focal or multifocal in distribution, and vary in size.

Cysts in patients with primarily nonpulmonary signs and symptoms

Figure 5. Amyloidosis, a possible cystic lung disease in patients with primarily nonpulmonary signs and symptoms.

Amyloidosis. Cyst formation is rare in amyloidosis.4 When present, cysts can be diffuse and scattered in distribution, in varying sizes (usually < 30 mm in diameter) and irregular shapes (Figure 5).55,56

Pulmonary light chain deposition disease usually presents as linear opacities and small nodules on chest computed tomography. Numerous cysts that are diffuse in distribution and have no topographic predominance can also be present. They can progress in number and size and coalesce to form irregular shapes.57

Neurofibromatosis type 1. In neurofibromatosis type 1, the most common radiographic presentations are bibasilar reticular opacities (50%), bullae (50%), and ground glass opacities (37%).58 Well-formed cysts occur in up to 25% of patients and tend to be diffuse and smaller (2 to 18 mm in diameter), with upper lobe predominance.58,59

In summary, in this group of patients, bibasilar reticular and ground-glass opacities suggest neurofibromatosis type 1, while nodules and linear opacities suggest amyloidosis or light chain deposition disease. Cysts tend to be diffuse with varying sizes.

 

 

STEP 4: PUT IT ALL TOGETHER

Diagnosis in insidious dyspnea or spontaneous pneumothorax

For patients who present with insidious dyspnea or spontaneous pneumothorax, the diagnosis of cystic lung disease can be made by characterizing the distribution, size, and shape of the cysts (Table 3).

Diffuse, panlobular distribution. Cystic lung diseases with this pattern include lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, and Birt-Hogg-Dubé syndrome. In this group, cysts that are uniform in size and regular in shape are invariably due to lymphangioleiomyomatosis. Those with variable size and irregular shapes can be due to pulmonary Langerhans cell histiocytosis or Birt-Hogg-Dubé syndrome. Patients with pulmonary Langerhans cell histiocytosis tend to be smokers and their cysts tend to be upper- lobe-predominant. Those with Birt-Hogg-Dubé syndrome will likely have renal cancer or skin lesions; their cysts tend to be basilar and subpleural in distribution.

Cysts that are focal or multifocal and unilobular are due to lymphocytic interstitial pneumonia or desquamative interstitial pneumonia. Patients with lymphocytic interstitial pneumonia tend to have underlying connective tissue disease; those with desquamative interstitial pneumonia are almost always smokers. The definitive diagnosis for lymphocytic interstitial pneumonia or desquamative interstitial pneumonia can require a tissue biopsy.

Diagnosis in patients with incidentally found cysts or recurrent pneumonia

In those who present with incidentally found cysts or recurrent pneumonia, suspicion for a congenital lung malformation should be raised. Patients with a type 1, 2, or 4 congenital pulmonary airway malformation typically have air-filled cysts in varying sizes; those with pulmonary sequestration have an anomalous arterial supply in addition to cysts that are usually located in the lower lobes. Bronchogenic cysts tend to be larger, with attenuation equal to or greater than that of water, and distinguishing them from congenital pulmonary airway malformation will likely require surgical examination.

Diagnosis in patients with signs and symptoms of pulmonary infections

Patients with signs and symptoms of pulmonary infections should be investigated according to clinical risk factors for P jirovecii pneumonia or echinococcal infections.

Diagnosis in patients with primarily nonpulmonary presentations

The distinction between amyloidosis and neurofibromatosis type 1 can be made by the history and the clinical examination. However, a  definitive diagnosis of amyloidosis or light chain deposition disease requires tissue examination for the presence or absence of amyloid fibrils.

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  31. Patel SR, Meeker DP, Biscotti CV, Kirby TJ, Rice TW. Presentation and management of bronchogenic cysts in the adult. Chest 1994; 106:79–85.
  32. Limaïem F, Ayadi-Kaddour A, Djilani H, Kilani T, El Mezni F. Pulmonary and mediastinal bronchogenic cysts: a clinicopathologic study of 33 cases. Lung 2008; 186:55–61.
  33. Liu HS, Li SQ, Cao ZL, Zhang ZY, Ren H. Clinical features and treatment of bronchogenic cyst in adults. Chin Med Sci J 2009; 24:60–63.
  34. Jenkins DJ, Romig T, Thompson RC. Emergence/re-emergence of Echinococcus spp.—a global update. Int J Parasitol 2005; 35:1205–1219.
  35. Riccardi VM. Von Recklinghausen neurofibromatosis. N Engl J Med 1981; 305:1617–1627.
  36. Toro JR, Pautler SE, Stewart L, et al. Lung cysts, spontaneous pneumothorax, and genetic associations in 89 families with Birt-Hogg-Dubé syndrome. Am J Respir Crit Care Med 2007; 175:1044–1053.
  37. Biko DM, Schwartz M, Anupindi SA, Altes TA. Subpleural lung cysts in Down syndrome: prevalence and association with coexisting diagnoses. Pediatr Radiol 2008; 38:280–284.
  38. Colombat M, Stern M, Groussard O, et al. Pulmonary cystic disorder related to light chain deposition disease. Am J Respir Crit Care Med 2006; 173:777–780.
  39. Ohdama S, Akagawa S, Matsubara O, Yoshizawa Y. Primary diffuse alveolar septal amyloidosis with multiple cysts and calcification. Eur Respir J 1996; 9:1569–1571.
  40. Johnson SR, Tattersfield AE. Clinical experience of lymphangioleiomyomatosis in the UK. Thorax 2000; 55:1052–1057.
  41. Kitaichi M, Nishimura K, Itoh H, Izumi T. Pulmonary lymphangioleiomyomatosis: a report of 46 patients including a clinicopathologic study of prognostic factors. Am J Respir Crit Care Med 1995; 151:527–533.
  42. Urban T, Lazor R, Lacronique J, et al. Pulmonary lymphangioleiomyomatosis. A study of 69 patients. Groupe d’Etudes et de Recherche sur les Maladies “Orphelines” Pulmonaires (GERM”O”P). Medicine (Baltimore) 1999; 78:321–337.
  43. Schönfeld N, Frank W, Wenig S, et al. Clinical and radiologic features, lung function and therapeutic results in pulmonary histiocytosis X. Respiration 1993; 60:38–44.
  44. Lacronique J, Roth C, Battesti JP, Basset F, Chretien J. Chest radiological features of pulmonary histiocytosis X: a report based on 50 adult cases. Thorax 1982; 37:104–109.
  45. Kluger N, Giraud S, Coupier I, et al. Birt-Hogg-Dubé syndrome: clinical and genetic studies of 10 French families. Br J Dermatol 2010; 162:527–537.
  46. Tobino K, Gunji Y, Kurihara M, et al. Characteristics of pulmonary cysts in Birt-Hogg-Dubé syndrome: thin-section CT findings of the chest in 12 patients. Eur J Radiol 2011; 77:403–409.
  47. Hartman TE, Primack SL, Swensen SJ, Hansell D, McGuinness G, Müller NL. Desquamative interstitial pneumonia: thin-section CT findings in 22 patients. Radiology 1993; 187:787–790.
  48. Koyama M, Johkoh T, Honda O, et al. Chronic cystic lung disease: diagnostic accuracy of high-resolution CT in 92 patients. AJR Am J Roentgenol 2003; 180:827–835.
  49. Patz EF Jr, Müller NL, Swensen SJ, Dodd LG. Congenital cystic adenomatoid malformation in adults: CT findings. J Comput Assist Tomogr 1995; 19:361–364.
  50. Conran RM, Stocker JT. Extralobar sequestration with frequently associated congenital cystic adenomatoid malformation, type 2: report of 50 cases. Pediatr Dev Pathol 1999; 2:454–463.
  51. Kennedy CA, Goetz MB. Atypical roentgenographic manifestations of Pneumocystis carinii pneumonia. Arch Intern Med 1992; 152:1390–1398.
  52. Sandhu JS, Goodman PC. Pulmonary cysts associated with Pneumocystis carinii pneumonia in patients with AIDS. Radiology 1989; 173:33–35.
  53. Doğan R, Yüksel M, Cetin G, et al. Surgical treatment of hydatid cysts of the lung: report on 1,055 patients. Thorax 1989; 44:192–199.
  54. Salih OK, Topcuoğlu MS, Celik SK, Ulus T, Tokcan A. Surgical treatment of hydatid cysts of the lung: analysis of 405 patients. Can J Surg 1998; 41:131–135.
  55. Ohdama S, Akagawa S, Matsubara O, Yoshizawa Y. Primary diffuse alveolar septal amyloidosis with multiple cysts and calcification. Eur Respir J 1996; 9:1569–1571.
  56. Sakai M, Yamaoka M, Kawaguchi M, Hizawa N, Sato Y. Multiple cystic pulmonary amyloidosis. Ann Thorac Surg 2011; 92:e109.
  57. Colombat M, Caudroy S, Lagonotte E, et al. Pathomechanisms of cyst formation in pulmonary light chain deposition disease. Eur Respir J 2008; 32:1399–1403.
  58. Zamora AC, Collard HR, Wolters PJ, Webb WR, King TE. Neurofibromatosis-associated lung disease: a case series and literature review. Eur Respir J 2007; 29:210–214.
  59. Oikonomou A, Vadikolias K, Birbilis T, Bouros D, Prassopoulos P. HRCT findings in the lungs of non-smokers with neurofibromatosis. Eur J Radiol 2011; 80:e520–e523.
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Ruchi Yadav, MD
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Respiratory Institute, Cleveland Clinic

Address: Peter J. Mazzone, MD, MPH, Respiratory Institute, A90, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195; e-mail: [email protected]

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Ruchi Yadav, MD
Imaging Institute, Cleveland Clinic

Peter J. Mazzone, MD, MPH, FCCP
Respiratory Institute, Cleveland Clinic

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Related Articles

Air-filled pulmonary lesions commonly detected on chest computed tomography. Cystic lung lesions should be distinguished from other air-filled lesions to facilitate diagnosis. Primary care physicians play an integral role in the recognition of cystic lung disease.

The differential diagnosis of cystic lung disease is broad and includes isolated pulmonary, systemic, infectious, and congenital etiologies.

Here, we aim to provide a systematic, stepwise approach to help differentiate among the various cystic lung diseases and devise an algorithm for diagnosis. In doing so, we will discuss the clinical and radiographic features of many of these diseases:

  • Lymphangioleiomyomatosis
  • Birt-Hogg-Dubé syndrome
  • Pulmonary Langerhans cell histiocytosis
  • Interstitial pneumonia (desquamative interstitial pneumonia, lymphocytic interstitial pneumonia)
  • Congenital cystic lung disease (congenital pulmonary airway malformation, pulmonary sequestration, bronchogenic cyst) Pulmonary infection
  • Systemic disease (amyloidosis, light chain deposition disease, neurofibromatosis type 1).

STEP 1: RULE OUT CYST-MIMICS

A pulmonary cyst is a round, circumscribed space surrounded by an epithelial or fibrous wall of variable thickness.1 On chest radiography and computed tomography, a cyst appears as a round parenchymal lucency or low-attenuating area with a well-defined interface with normal lung.1 Cysts vary in wall thickness but  usually have a thin wall (< 2 mm) and occur without associated pulmonary emphysema.1 They typically contain air but occasionally contain fluid or solid material.

A pulmonary cyst can be categorized as a bulla, bleb, or pneumatocele.

Pulmonary cysts can be categorized as bullae, blebs, or pneumatoceles

Bullae are larger than 1 cm in diameter, sharply demarcated by a thin wall, and usually accompanied by emphysematous changes in the adjacent lung.1

Blebs are no larger than 1 cm in diameter, are located within the visceral pleura or the subpleural space, and appear on computed tomography as thin-walled air spaces that are contiguous with the pleura.1 The distinction between a bleb and a bulla is of little clinical importance, and is often unnecessary.

Pneumatoceles are cysts that are frequently caused by acute pneumonia, trauma, or aspiration of hydrocarbon fluid, and are usually transient.1

Figure 1. Pulmonary cysts and cyst-mimics on computed tomography.

Mimics of pulmonary cysts include pulmonary cavities, emphysema, loculated pneumothoraces, honeycomb lung, and bronchiectasis (Figure 1).2

Pulmonary cavities differ from cysts in that their walls are typically thicker (usually > 4 mm).3

Emphysema differs from cystic lung disease as it typically leads to focal areas or regions of decreased lung attenuation that do not have defined walls.1

Honeycombing refers to a cluster or row of cysts, 1 to 3 mm in wall thickness and typically 3 to 10 mm in diameter, that are associated with end-stage lung fibrosis.1 They are typically subpleural in distribution and are accompanied by fibrotic features such as reticulation and traction bronchiectasis.1

Bronchiectasis is dilation and distortion of bronchi and bronchioles and can be mistaken for cysts when viewed en face.1

Loculated pneumothoraces can also mimic pulmonary cysts, but they typically fail to adhere to a defined anatomic unit and are subpleural in distribution.

 

 

STEP 2: CHARACTERIZE THE CLINICAL PRESENTATION

Clinical signs and symptoms of cystic lung disease play a key role in diagnosis (Table 1). For instance, spontaneous pneumothorax is commonly associated with diffuse cystic lung disease (lymphangioleiomyomatosis and Birt-Hogg-Dubé syndrome), while insidious dyspnea, with or without associated pneumothorax, is usually associated with the interstitial pneumonias (lymphocytic interstitial pneumonia and desquamative interstitial pneumonia).

In addition, congenital abnormalities of the lung can lead to cyst formation. These abnormalities, especially when associated with other congenital abnormalities, are often diagnosed in the prenatal and perinatal periods. However, some remain undetected until incidentally found later in adulthood or if superimposing infection develops.

Primary pulmonary infections can also cause parenchymal necrosis, which in turn cavitates or forms cysts.4

Lastly, cystic lung diseases can occur as part of a multiorgan or systemic illness in which the lung is one of the organs involved. Although usually diagnosed before the discovery of cysts or manifestations of pulmonary symptoms, they can present as a diagnostic challenge, especially when lung cysts are the initial presentation.bsence of amyloid fibrils.

In view of the features of the different types of cystic lung disease, adults with cystic lung disease can be grouped according to their typical clinical presentations (Table 2):

  • Insidious dyspnea or spontaneous pneumothorax
  • Incidentally found cysts or recurrent pneumonia
  • Signs and symptoms of primary pulmonary infection
  • Signs and symptoms that are primarily nonpulmonary.

Insidious dyspnea or spontaneous pneumothorax

Insidious dyspnea or spontaneous pneumothorax can be manifestations of lymphangioleiomyomatosis, Birt-Hogg-Dubé syndrome, pulmonary Langerhans cell histiocytosis, desquamative interstitial pneumonia, or lymphocytic interstitial pneumonia.

Lymphangioleiomyomatosis is characterized by abnormal cellular proliferation within the lung, kidney, lymphatic system, or any combination.5 The peak prevalence is in the third to fourth decades of life, and most patients are women of childbearing age.6 In addition to progressive dyspnea on exertion and pneumothorax, other signs and symptoms include hemoptysis, nonproductive cough, chylous pleural effusion, and ascites.7,8

Birt-Hogg-Dubé syndrome is caused by germline mutations in the folliculin (FLCN) gene.9 It is characterized by skin fibrofolliculomas, pulmonary cysts, spontaneous pneumothorax, and renal cancer.10

Pulmonary Langerhans cell histiocytosis is part of the spectrum of Langerhans cell histiocytosis that, in addition to the lungs, can also involve the bone, pituitary gland, thyroid, skin, lymph nodes, and liver.11 It occurs almost exclusively in smokers, affecting individuals in their 20s and 30s, with no gender predilection.12,13 In addition to nonproductive cough and dyspnea, patients can also present with fever, anorexia, and weight loss,13 but approximately 25% of patients are asymptomatic.14

Desquamative interstitial pneumonia is an idiopathic interstitial pneumonia that, like pulmonary Langerhans cell histiocytosis, is seen almost exclusively in current or former smokers, who account for about 90% of patients with this disease. It affects almost twice as many men as women.15,16 The mean age at onset is 42 to 46.15,16 In addition to insidious cough and dyspnea, digital clubbing develops in 26% to 40% of patients.16,17

Lymphocytic interstitial pneumonia is another rare idiopathic pneumonia, usually associated with connective tissue disease, Sjögren syndrome, immunodeficiencies, and viral infections.18­–21 It is more common in women, presenting between the 4th and 7th decades of life, with a mean age at diagnosis of 50 to 56.18,22 In addition to progressive dyspnea and cough, other symptoms include weight loss, pleuritic pain, arthralgias, fatigue, night sweats, and fever.23

In summary, in this clinical group, lymphangioleiomyomatosis and Birt-Hogg-Dubé syndrome should be considered when patients present with spontaneous pneumothorax; those with Birt-Hogg-Dubé syndrome also present with skin lesions or renal cancer. In patients with progressive dyspnea and cough, lymphocytic interstitial pneumonia should be considered in those with a known history of connective tissue disease or immunodeficiency. Pulmonary Langerhans cell histiocytosis typically presents at a younger age (20 to 30 years old) than desquamative interstitial pneumonia (smokers in their 40s). Making the distinction, however, will likely require imaging with computed tomography.

Incidentally found cysts or recurrent pneumonia

Incidentally found cysts or recurrent pneumonia can be manifestations of congenital pulmonary airway malformation, pulmonary sequestration, or bronchogenic cyst.

Congenital pulmonary airway malformation, of which there are five types, is the most common pulmonary congenital abnormality. It accounts for up to 95% of cases of congenital cystic lung disease.24,25 About 85% of cases are detected in the prenatal or perinatal periods.26 Late-onset congenital pulmonary airway malformation (arising in childhood to adulthood) presents with recurrent pneumonia in about 75% of cases and can be misdiagnosed as lung abscess, pulmonary tuberculosis, or bronchiectasis.27

Pulmonary sequestration, the second most common pulmonary congenital abnormality, is characterized by a portion of lung that does not connect to the tracheobronchial tree and has its own systemic arterial supply.24 Intralobar sequestration, which shares the pleural investment with normal lung, accounts for about 80% of cases of pulmonary sequestration.28–30 In addition to signs or symptoms of pulmonary infection, patients with pulmonary sequestration can remain asymp-
tomatic (about 25% of cases), or can present with hemoptysis or hemothorax.28–30 In adults, the typical age at presentation is between 20 and 25.29,30

Bronchogenic cyst is usually life-threatening in children. In adults, it commonly causes cough and chest pain.31 Hemoptysis, dysphagia, hoarseness, and diaphragmatic paralysis can also occur.32,33 The mean age at diagnosis in adults is 35 to 40.31,32

In summary, most cases of recurrent pneumonia with cysts are due to congenital pulmonary airway malformation. Pulmonary sequestration is the second most common cause of cystic lung disease in this group. Bronchogenic cyst is usually fatal in fetal development; smaller cysts can go unnoticed during the earlier years and are later found incidentally as imaging abnormalities in adults.

Signs and symptoms of primary pulmonary infections

Signs and symptoms of primary pulmonary infections can be due to Pneumocystis jirovecii pneumonia or echinococcal infections.

P jirovecii pneumonia commonly develops in patients with human immunodeficiency virus infection and low CD4 counts, recipients of hematologic or solid-organ transplants, and those receiving immunosuppressive therapy (eg, glucocorticoids or chemotherapy).

Echinococcal infections (with Echinococcus granulosus or multilocularis species) are more common in less-developed countries such as those in South America or the Middle East, in China, or in patients who have traveled to endemic areas.34

In summary, cystic lung disease in patients with primary pulmonary infections can be diagnosed by the patient’s clinical history and risk factors for infections. Those with human immunodeficiency virus infection and other causes of immunodeficiency are predisposed to P jirovecii pneumonia. Echinococcal infections occur in those with a history of travel to an endemic area.

 

 

Primarily nonpulmonary signs and symptoms

If the patient has primarily nonpulmonary signs and symptoms, think about pulmonary amyloidosis, light chain deposition disease, and neurofibromatosis type 1.

Pulmonary amyloidosis has a variety of manifestations, including tracheobronchial disease, nodular parenchymal disease, diffuse or alveolar septal pattern, pleural disease, lymphadenopathy, and pulmonary cysts.4

Light chain deposition disease shares some clinical features with amyloidosis. However, the light chain fragments in this disease do not form amyloid fibrils and therefore do not stain positively with Congo red. The kidney is the most commonly involved organ.4

Neurofibromatosis type 1 is characterized by collections of neurofibromas, café-au-lait spots, and pigmented hamartomas in the iris (Lisch nodules).35

In summary, patients in this group typically present with complications related to systemic involvement. Those with neurofibromatosis type 1 present with ophthalmologic, dermatologic, and neurologic manifestations. Amyloidosis and light chain deposition disease most commonly involve the renal system; their distinction will likely require tissue biopsy and Congo-red staining.

STEP 3: CHARACTERIZE THE RADIOGRAPHIC FEATURES

Characterization of pulmonary cysts and their distribution plays a key role in the diagnosis. Radiographically, cystic lung diseases can be subclassified into two major categories according to their cystic distribution:

  • Discrete (focal or multifocal)
  • Diffuse (unilobular or panlobular).2,3

Discrete cystic lung diseases include congenital abnormalities, infectious diseases, and interstitial pneumonias.2,3

Diffuse, panlobular cystic lung diseases include lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, Birt-Hogg-Dubé syndrome, amyloidosis, light chain deposition disease, and neurofibromatosis type 1.7,13,36–39

In addition, other associated radiographic findings play a major role in diagnosis.

Cysts in patients presenting with insidious dyspnea or spontaneous pneumothorax

Lymphangioleiomyomatosis. Cysts are seen in nearly all cases of advanced lymphangioleiomyomatosis, typically in a diffuse pattern, varying from 2 mm to 40 mm in diameter, and uniform in shape (Figure  2A).7,8,40–42

Other radiographic features include vessels located at the periphery of the cysts (in contrast to the centrilobular pattern seen with emphysema), and chylous pleural effusions (in about 22% of patients).40 Nodules are typically not seen with lymphangioleiomyomatosis, and if found represent type 2 pneumocyte hyperplasia.

Figure 2. Cystic lung diseases presenting with insidious dyspnea or spontaneous pneumothorax, or both.

Pulmonary Langerhans cell histiocytosis. Nodules measuring 1 to 10 mm in diameter and favoring a centrilobular location are often seen on computed tomography. Pulmonary cysts occur in about 61% of patients.13,43 Cysts are variable in size and shape (Figure 2B), in contrast to their uniform appearance in lymphangioleiomyomatosis. Most cysts are less than 10 mm in diameter; however, they can be up to 80 mm.13,43 Early in its course, nodules may predominate in the upper and middle lobes. Over time, diffuse cysts become more common and can be difficult to differentiate from advanced smoking-induced emphysema.44

Birt-Hogg-Dubé syndrome. Approximately 70% to 100% of patients with Birt-Hogg-Dubé syndrome will have multiple pulmonary cysts detected on computed tomography. These cysts are characteristically basal and subpleural in location, with varying sizes and irregular shapes in otherwise normal lung parenchyma (Figure 2C).36,45,46

Desquamative interstitial pneumonia. Pulmonary cysts are present on computed tomography in about 32% of patients.47 They are usually round and less than 20 mm in diameter.48 Ground-glass opacity is present in almost all cases of desquamative interstitial pneumonia, with a diffuse pattern in 25% to 44% of patients.16,17,47

Pulmonary cysts occur in up to two-thirds of those with lymphocytic interstitial pneumonia. Cysts are usually multifocal and perivascular in distribution and have varying sizes and shapes (Figure 2D).22 Ground-glass opacity and poorly defined centrilobular nodules are also frequently seen. Other computed tomographic findings include thickening of the bronchovascular bundles, focal consolidation, interseptal lobular thickening, pleural thickening, and lymph node enlargement.22

In summary, in this group of patients, diffuse panlobular cysts are due to lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, or Birt-Hogg-Dubé syndrome. Cysts due to lymphangioleiomyomatosis have a diffuse distribution, while those due to pulmonary Langerhans cell histiocytosis tend to be upper-lobe-predominant and in the early stages are associated with stellate centrilobular nodules. Cysts in Birt-Hogg-Dubé syndrome tend to be subpleural and those due to lymphocytic interstitial pneumonia are perivascular in distribution.

Cysts that are incidentally found or occur in patients with recurrent pneumonia

Figure 3. Representative examples of cystic lung diseases in patients with incidentally found cysts or recurrent pneumonia.

Congenital pulmonary airway malformation types 1, 2, and 4 (Figure 3A, 3B). Cysts are typically discrete and focal or multifocal in distribution, but cases of multilobar and bilateral distribution have also been reported.27,49 The lower lobes are more often involved.49 Cysts vary in size and shape and can contain air, fluid, or both.27,49 Up to 50% of cases can occur in conjunction with pulmonary sequestration.50

Pulmonary sequestration displays an anomalous arterial supply on computed tomography (Figure 3C). Other imaging findings include mass lesions (49%), cystic lesions (29%), cavitary lesions (12%), and bronchiectasis.30 Air trapping can be seen in the adjacent lung. Lower lobe involvement accounts for more than 95% of total cases of sequestration.30 The cysts are usually discrete or focal in distribution. Misdiagnosis of pulmonary sequestration is common, and can include pulmonary abscess, pneumonia, bronchiectasis, and lung cancer.30

Bronchogenic cyst. Cyst contents generally demonstrate water attenuation, or higher attenuation if filled with proteinaceous/mucoid material or calcium deposits; air-fluid levels are seen in infected cysts.32 Intrapulmonary cysts have a predilection for the lower lobes and are usually discrete or focal in distribution.31,32 Mediastinal cysts are usually homogeneous, solitary, and located in the middle mediastinum.32 Cysts vary in size from 20 to 90 mm, with  a mean diameter of 40 mm.31

In summary, in this group of cystic lung diseases, characteristic computed tomographic findings will suggest the diagnosis—air-filled cysts of varying sizes for congenital pulmonary airway malformation and anomalous vascular supply for pulmonary sequestration. Bronchogenic cysts will tend to have water or higher-than-water attenuation due to proteinaceous-mucoid material or calcium deposits.

Cysts in patients with signs and symptoms of primary pulmonary infections

P jirovecii pneumonia. Between 10% and 15% of patients have cysts, and about 18% present with spontaneous pneumothorax.51 Cysts in P jirovecii pneumonia vary in size from 15 to 85 mm in diameter and tend to occur in the upper lobes (Figure 4A).51,52

Figure 4. Representative examples of cystic lung diseases in patients with signs and symptoms of primary pulmonary infections.

Echinococcal infection. Echinococcal pulmonary cysts typically are single and located more often in the lower lobes (Figure 4B).53,54 Cysts can be complicated by air-fluid levels, hydropneumothorax, or pneumothorax, or they can turn into cavitary lesions.

The diagnoses of these pulmonary infections are usually made by clinical and computed tomographic findings and depend less on detecting and characterizing lung cysts. Patients with P jirovecii pneumonia tend to have bilateral perihilar ground-glass opacities, while air-fluid levels suggest echinococcal infections. Cysts in this group of patients tend to be discrete or focal or multifocal in distribution, and vary in size.

Cysts in patients with primarily nonpulmonary signs and symptoms

Figure 5. Amyloidosis, a possible cystic lung disease in patients with primarily nonpulmonary signs and symptoms.

Amyloidosis. Cyst formation is rare in amyloidosis.4 When present, cysts can be diffuse and scattered in distribution, in varying sizes (usually < 30 mm in diameter) and irregular shapes (Figure 5).55,56

Pulmonary light chain deposition disease usually presents as linear opacities and small nodules on chest computed tomography. Numerous cysts that are diffuse in distribution and have no topographic predominance can also be present. They can progress in number and size and coalesce to form irregular shapes.57

Neurofibromatosis type 1. In neurofibromatosis type 1, the most common radiographic presentations are bibasilar reticular opacities (50%), bullae (50%), and ground glass opacities (37%).58 Well-formed cysts occur in up to 25% of patients and tend to be diffuse and smaller (2 to 18 mm in diameter), with upper lobe predominance.58,59

In summary, in this group of patients, bibasilar reticular and ground-glass opacities suggest neurofibromatosis type 1, while nodules and linear opacities suggest amyloidosis or light chain deposition disease. Cysts tend to be diffuse with varying sizes.

 

 

STEP 4: PUT IT ALL TOGETHER

Diagnosis in insidious dyspnea or spontaneous pneumothorax

For patients who present with insidious dyspnea or spontaneous pneumothorax, the diagnosis of cystic lung disease can be made by characterizing the distribution, size, and shape of the cysts (Table 3).

Diffuse, panlobular distribution. Cystic lung diseases with this pattern include lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, and Birt-Hogg-Dubé syndrome. In this group, cysts that are uniform in size and regular in shape are invariably due to lymphangioleiomyomatosis. Those with variable size and irregular shapes can be due to pulmonary Langerhans cell histiocytosis or Birt-Hogg-Dubé syndrome. Patients with pulmonary Langerhans cell histiocytosis tend to be smokers and their cysts tend to be upper- lobe-predominant. Those with Birt-Hogg-Dubé syndrome will likely have renal cancer or skin lesions; their cysts tend to be basilar and subpleural in distribution.

Cysts that are focal or multifocal and unilobular are due to lymphocytic interstitial pneumonia or desquamative interstitial pneumonia. Patients with lymphocytic interstitial pneumonia tend to have underlying connective tissue disease; those with desquamative interstitial pneumonia are almost always smokers. The definitive diagnosis for lymphocytic interstitial pneumonia or desquamative interstitial pneumonia can require a tissue biopsy.

Diagnosis in patients with incidentally found cysts or recurrent pneumonia

In those who present with incidentally found cysts or recurrent pneumonia, suspicion for a congenital lung malformation should be raised. Patients with a type 1, 2, or 4 congenital pulmonary airway malformation typically have air-filled cysts in varying sizes; those with pulmonary sequestration have an anomalous arterial supply in addition to cysts that are usually located in the lower lobes. Bronchogenic cysts tend to be larger, with attenuation equal to or greater than that of water, and distinguishing them from congenital pulmonary airway malformation will likely require surgical examination.

Diagnosis in patients with signs and symptoms of pulmonary infections

Patients with signs and symptoms of pulmonary infections should be investigated according to clinical risk factors for P jirovecii pneumonia or echinococcal infections.

Diagnosis in patients with primarily nonpulmonary presentations

The distinction between amyloidosis and neurofibromatosis type 1 can be made by the history and the clinical examination. However, a  definitive diagnosis of amyloidosis or light chain deposition disease requires tissue examination for the presence or absence of amyloid fibrils.

Air-filled pulmonary lesions commonly detected on chest computed tomography. Cystic lung lesions should be distinguished from other air-filled lesions to facilitate diagnosis. Primary care physicians play an integral role in the recognition of cystic lung disease.

The differential diagnosis of cystic lung disease is broad and includes isolated pulmonary, systemic, infectious, and congenital etiologies.

Here, we aim to provide a systematic, stepwise approach to help differentiate among the various cystic lung diseases and devise an algorithm for diagnosis. In doing so, we will discuss the clinical and radiographic features of many of these diseases:

  • Lymphangioleiomyomatosis
  • Birt-Hogg-Dubé syndrome
  • Pulmonary Langerhans cell histiocytosis
  • Interstitial pneumonia (desquamative interstitial pneumonia, lymphocytic interstitial pneumonia)
  • Congenital cystic lung disease (congenital pulmonary airway malformation, pulmonary sequestration, bronchogenic cyst) Pulmonary infection
  • Systemic disease (amyloidosis, light chain deposition disease, neurofibromatosis type 1).

STEP 1: RULE OUT CYST-MIMICS

A pulmonary cyst is a round, circumscribed space surrounded by an epithelial or fibrous wall of variable thickness.1 On chest radiography and computed tomography, a cyst appears as a round parenchymal lucency or low-attenuating area with a well-defined interface with normal lung.1 Cysts vary in wall thickness but  usually have a thin wall (< 2 mm) and occur without associated pulmonary emphysema.1 They typically contain air but occasionally contain fluid or solid material.

A pulmonary cyst can be categorized as a bulla, bleb, or pneumatocele.

Pulmonary cysts can be categorized as bullae, blebs, or pneumatoceles

Bullae are larger than 1 cm in diameter, sharply demarcated by a thin wall, and usually accompanied by emphysematous changes in the adjacent lung.1

Blebs are no larger than 1 cm in diameter, are located within the visceral pleura or the subpleural space, and appear on computed tomography as thin-walled air spaces that are contiguous with the pleura.1 The distinction between a bleb and a bulla is of little clinical importance, and is often unnecessary.

Pneumatoceles are cysts that are frequently caused by acute pneumonia, trauma, or aspiration of hydrocarbon fluid, and are usually transient.1

Figure 1. Pulmonary cysts and cyst-mimics on computed tomography.

Mimics of pulmonary cysts include pulmonary cavities, emphysema, loculated pneumothoraces, honeycomb lung, and bronchiectasis (Figure 1).2

Pulmonary cavities differ from cysts in that their walls are typically thicker (usually > 4 mm).3

Emphysema differs from cystic lung disease as it typically leads to focal areas or regions of decreased lung attenuation that do not have defined walls.1

Honeycombing refers to a cluster or row of cysts, 1 to 3 mm in wall thickness and typically 3 to 10 mm in diameter, that are associated with end-stage lung fibrosis.1 They are typically subpleural in distribution and are accompanied by fibrotic features such as reticulation and traction bronchiectasis.1

Bronchiectasis is dilation and distortion of bronchi and bronchioles and can be mistaken for cysts when viewed en face.1

Loculated pneumothoraces can also mimic pulmonary cysts, but they typically fail to adhere to a defined anatomic unit and are subpleural in distribution.

 

 

STEP 2: CHARACTERIZE THE CLINICAL PRESENTATION

Clinical signs and symptoms of cystic lung disease play a key role in diagnosis (Table 1). For instance, spontaneous pneumothorax is commonly associated with diffuse cystic lung disease (lymphangioleiomyomatosis and Birt-Hogg-Dubé syndrome), while insidious dyspnea, with or without associated pneumothorax, is usually associated with the interstitial pneumonias (lymphocytic interstitial pneumonia and desquamative interstitial pneumonia).

In addition, congenital abnormalities of the lung can lead to cyst formation. These abnormalities, especially when associated with other congenital abnormalities, are often diagnosed in the prenatal and perinatal periods. However, some remain undetected until incidentally found later in adulthood or if superimposing infection develops.

Primary pulmonary infections can also cause parenchymal necrosis, which in turn cavitates or forms cysts.4

Lastly, cystic lung diseases can occur as part of a multiorgan or systemic illness in which the lung is one of the organs involved. Although usually diagnosed before the discovery of cysts or manifestations of pulmonary symptoms, they can present as a diagnostic challenge, especially when lung cysts are the initial presentation.bsence of amyloid fibrils.

In view of the features of the different types of cystic lung disease, adults with cystic lung disease can be grouped according to their typical clinical presentations (Table 2):

  • Insidious dyspnea or spontaneous pneumothorax
  • Incidentally found cysts or recurrent pneumonia
  • Signs and symptoms of primary pulmonary infection
  • Signs and symptoms that are primarily nonpulmonary.

Insidious dyspnea or spontaneous pneumothorax

Insidious dyspnea or spontaneous pneumothorax can be manifestations of lymphangioleiomyomatosis, Birt-Hogg-Dubé syndrome, pulmonary Langerhans cell histiocytosis, desquamative interstitial pneumonia, or lymphocytic interstitial pneumonia.

Lymphangioleiomyomatosis is characterized by abnormal cellular proliferation within the lung, kidney, lymphatic system, or any combination.5 The peak prevalence is in the third to fourth decades of life, and most patients are women of childbearing age.6 In addition to progressive dyspnea on exertion and pneumothorax, other signs and symptoms include hemoptysis, nonproductive cough, chylous pleural effusion, and ascites.7,8

Birt-Hogg-Dubé syndrome is caused by germline mutations in the folliculin (FLCN) gene.9 It is characterized by skin fibrofolliculomas, pulmonary cysts, spontaneous pneumothorax, and renal cancer.10

Pulmonary Langerhans cell histiocytosis is part of the spectrum of Langerhans cell histiocytosis that, in addition to the lungs, can also involve the bone, pituitary gland, thyroid, skin, lymph nodes, and liver.11 It occurs almost exclusively in smokers, affecting individuals in their 20s and 30s, with no gender predilection.12,13 In addition to nonproductive cough and dyspnea, patients can also present with fever, anorexia, and weight loss,13 but approximately 25% of patients are asymptomatic.14

Desquamative interstitial pneumonia is an idiopathic interstitial pneumonia that, like pulmonary Langerhans cell histiocytosis, is seen almost exclusively in current or former smokers, who account for about 90% of patients with this disease. It affects almost twice as many men as women.15,16 The mean age at onset is 42 to 46.15,16 In addition to insidious cough and dyspnea, digital clubbing develops in 26% to 40% of patients.16,17

Lymphocytic interstitial pneumonia is another rare idiopathic pneumonia, usually associated with connective tissue disease, Sjögren syndrome, immunodeficiencies, and viral infections.18­–21 It is more common in women, presenting between the 4th and 7th decades of life, with a mean age at diagnosis of 50 to 56.18,22 In addition to progressive dyspnea and cough, other symptoms include weight loss, pleuritic pain, arthralgias, fatigue, night sweats, and fever.23

In summary, in this clinical group, lymphangioleiomyomatosis and Birt-Hogg-Dubé syndrome should be considered when patients present with spontaneous pneumothorax; those with Birt-Hogg-Dubé syndrome also present with skin lesions or renal cancer. In patients with progressive dyspnea and cough, lymphocytic interstitial pneumonia should be considered in those with a known history of connective tissue disease or immunodeficiency. Pulmonary Langerhans cell histiocytosis typically presents at a younger age (20 to 30 years old) than desquamative interstitial pneumonia (smokers in their 40s). Making the distinction, however, will likely require imaging with computed tomography.

Incidentally found cysts or recurrent pneumonia

Incidentally found cysts or recurrent pneumonia can be manifestations of congenital pulmonary airway malformation, pulmonary sequestration, or bronchogenic cyst.

Congenital pulmonary airway malformation, of which there are five types, is the most common pulmonary congenital abnormality. It accounts for up to 95% of cases of congenital cystic lung disease.24,25 About 85% of cases are detected in the prenatal or perinatal periods.26 Late-onset congenital pulmonary airway malformation (arising in childhood to adulthood) presents with recurrent pneumonia in about 75% of cases and can be misdiagnosed as lung abscess, pulmonary tuberculosis, or bronchiectasis.27

Pulmonary sequestration, the second most common pulmonary congenital abnormality, is characterized by a portion of lung that does not connect to the tracheobronchial tree and has its own systemic arterial supply.24 Intralobar sequestration, which shares the pleural investment with normal lung, accounts for about 80% of cases of pulmonary sequestration.28–30 In addition to signs or symptoms of pulmonary infection, patients with pulmonary sequestration can remain asymp-
tomatic (about 25% of cases), or can present with hemoptysis or hemothorax.28–30 In adults, the typical age at presentation is between 20 and 25.29,30

Bronchogenic cyst is usually life-threatening in children. In adults, it commonly causes cough and chest pain.31 Hemoptysis, dysphagia, hoarseness, and diaphragmatic paralysis can also occur.32,33 The mean age at diagnosis in adults is 35 to 40.31,32

In summary, most cases of recurrent pneumonia with cysts are due to congenital pulmonary airway malformation. Pulmonary sequestration is the second most common cause of cystic lung disease in this group. Bronchogenic cyst is usually fatal in fetal development; smaller cysts can go unnoticed during the earlier years and are later found incidentally as imaging abnormalities in adults.

Signs and symptoms of primary pulmonary infections

Signs and symptoms of primary pulmonary infections can be due to Pneumocystis jirovecii pneumonia or echinococcal infections.

P jirovecii pneumonia commonly develops in patients with human immunodeficiency virus infection and low CD4 counts, recipients of hematologic or solid-organ transplants, and those receiving immunosuppressive therapy (eg, glucocorticoids or chemotherapy).

Echinococcal infections (with Echinococcus granulosus or multilocularis species) are more common in less-developed countries such as those in South America or the Middle East, in China, or in patients who have traveled to endemic areas.34

In summary, cystic lung disease in patients with primary pulmonary infections can be diagnosed by the patient’s clinical history and risk factors for infections. Those with human immunodeficiency virus infection and other causes of immunodeficiency are predisposed to P jirovecii pneumonia. Echinococcal infections occur in those with a history of travel to an endemic area.

 

 

Primarily nonpulmonary signs and symptoms

If the patient has primarily nonpulmonary signs and symptoms, think about pulmonary amyloidosis, light chain deposition disease, and neurofibromatosis type 1.

Pulmonary amyloidosis has a variety of manifestations, including tracheobronchial disease, nodular parenchymal disease, diffuse or alveolar septal pattern, pleural disease, lymphadenopathy, and pulmonary cysts.4

Light chain deposition disease shares some clinical features with amyloidosis. However, the light chain fragments in this disease do not form amyloid fibrils and therefore do not stain positively with Congo red. The kidney is the most commonly involved organ.4

Neurofibromatosis type 1 is characterized by collections of neurofibromas, café-au-lait spots, and pigmented hamartomas in the iris (Lisch nodules).35

In summary, patients in this group typically present with complications related to systemic involvement. Those with neurofibromatosis type 1 present with ophthalmologic, dermatologic, and neurologic manifestations. Amyloidosis and light chain deposition disease most commonly involve the renal system; their distinction will likely require tissue biopsy and Congo-red staining.

STEP 3: CHARACTERIZE THE RADIOGRAPHIC FEATURES

Characterization of pulmonary cysts and their distribution plays a key role in the diagnosis. Radiographically, cystic lung diseases can be subclassified into two major categories according to their cystic distribution:

  • Discrete (focal or multifocal)
  • Diffuse (unilobular or panlobular).2,3

Discrete cystic lung diseases include congenital abnormalities, infectious diseases, and interstitial pneumonias.2,3

Diffuse, panlobular cystic lung diseases include lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, Birt-Hogg-Dubé syndrome, amyloidosis, light chain deposition disease, and neurofibromatosis type 1.7,13,36–39

In addition, other associated radiographic findings play a major role in diagnosis.

Cysts in patients presenting with insidious dyspnea or spontaneous pneumothorax

Lymphangioleiomyomatosis. Cysts are seen in nearly all cases of advanced lymphangioleiomyomatosis, typically in a diffuse pattern, varying from 2 mm to 40 mm in diameter, and uniform in shape (Figure  2A).7,8,40–42

Other radiographic features include vessels located at the periphery of the cysts (in contrast to the centrilobular pattern seen with emphysema), and chylous pleural effusions (in about 22% of patients).40 Nodules are typically not seen with lymphangioleiomyomatosis, and if found represent type 2 pneumocyte hyperplasia.

Figure 2. Cystic lung diseases presenting with insidious dyspnea or spontaneous pneumothorax, or both.

Pulmonary Langerhans cell histiocytosis. Nodules measuring 1 to 10 mm in diameter and favoring a centrilobular location are often seen on computed tomography. Pulmonary cysts occur in about 61% of patients.13,43 Cysts are variable in size and shape (Figure 2B), in contrast to their uniform appearance in lymphangioleiomyomatosis. Most cysts are less than 10 mm in diameter; however, they can be up to 80 mm.13,43 Early in its course, nodules may predominate in the upper and middle lobes. Over time, diffuse cysts become more common and can be difficult to differentiate from advanced smoking-induced emphysema.44

Birt-Hogg-Dubé syndrome. Approximately 70% to 100% of patients with Birt-Hogg-Dubé syndrome will have multiple pulmonary cysts detected on computed tomography. These cysts are characteristically basal and subpleural in location, with varying sizes and irregular shapes in otherwise normal lung parenchyma (Figure 2C).36,45,46

Desquamative interstitial pneumonia. Pulmonary cysts are present on computed tomography in about 32% of patients.47 They are usually round and less than 20 mm in diameter.48 Ground-glass opacity is present in almost all cases of desquamative interstitial pneumonia, with a diffuse pattern in 25% to 44% of patients.16,17,47

Pulmonary cysts occur in up to two-thirds of those with lymphocytic interstitial pneumonia. Cysts are usually multifocal and perivascular in distribution and have varying sizes and shapes (Figure 2D).22 Ground-glass opacity and poorly defined centrilobular nodules are also frequently seen. Other computed tomographic findings include thickening of the bronchovascular bundles, focal consolidation, interseptal lobular thickening, pleural thickening, and lymph node enlargement.22

In summary, in this group of patients, diffuse panlobular cysts are due to lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, or Birt-Hogg-Dubé syndrome. Cysts due to lymphangioleiomyomatosis have a diffuse distribution, while those due to pulmonary Langerhans cell histiocytosis tend to be upper-lobe-predominant and in the early stages are associated with stellate centrilobular nodules. Cysts in Birt-Hogg-Dubé syndrome tend to be subpleural and those due to lymphocytic interstitial pneumonia are perivascular in distribution.

Cysts that are incidentally found or occur in patients with recurrent pneumonia

Figure 3. Representative examples of cystic lung diseases in patients with incidentally found cysts or recurrent pneumonia.

Congenital pulmonary airway malformation types 1, 2, and 4 (Figure 3A, 3B). Cysts are typically discrete and focal or multifocal in distribution, but cases of multilobar and bilateral distribution have also been reported.27,49 The lower lobes are more often involved.49 Cysts vary in size and shape and can contain air, fluid, or both.27,49 Up to 50% of cases can occur in conjunction with pulmonary sequestration.50

Pulmonary sequestration displays an anomalous arterial supply on computed tomography (Figure 3C). Other imaging findings include mass lesions (49%), cystic lesions (29%), cavitary lesions (12%), and bronchiectasis.30 Air trapping can be seen in the adjacent lung. Lower lobe involvement accounts for more than 95% of total cases of sequestration.30 The cysts are usually discrete or focal in distribution. Misdiagnosis of pulmonary sequestration is common, and can include pulmonary abscess, pneumonia, bronchiectasis, and lung cancer.30

Bronchogenic cyst. Cyst contents generally demonstrate water attenuation, or higher attenuation if filled with proteinaceous/mucoid material or calcium deposits; air-fluid levels are seen in infected cysts.32 Intrapulmonary cysts have a predilection for the lower lobes and are usually discrete or focal in distribution.31,32 Mediastinal cysts are usually homogeneous, solitary, and located in the middle mediastinum.32 Cysts vary in size from 20 to 90 mm, with  a mean diameter of 40 mm.31

In summary, in this group of cystic lung diseases, characteristic computed tomographic findings will suggest the diagnosis—air-filled cysts of varying sizes for congenital pulmonary airway malformation and anomalous vascular supply for pulmonary sequestration. Bronchogenic cysts will tend to have water or higher-than-water attenuation due to proteinaceous-mucoid material or calcium deposits.

Cysts in patients with signs and symptoms of primary pulmonary infections

P jirovecii pneumonia. Between 10% and 15% of patients have cysts, and about 18% present with spontaneous pneumothorax.51 Cysts in P jirovecii pneumonia vary in size from 15 to 85 mm in diameter and tend to occur in the upper lobes (Figure 4A).51,52

Figure 4. Representative examples of cystic lung diseases in patients with signs and symptoms of primary pulmonary infections.

Echinococcal infection. Echinococcal pulmonary cysts typically are single and located more often in the lower lobes (Figure 4B).53,54 Cysts can be complicated by air-fluid levels, hydropneumothorax, or pneumothorax, or they can turn into cavitary lesions.

The diagnoses of these pulmonary infections are usually made by clinical and computed tomographic findings and depend less on detecting and characterizing lung cysts. Patients with P jirovecii pneumonia tend to have bilateral perihilar ground-glass opacities, while air-fluid levels suggest echinococcal infections. Cysts in this group of patients tend to be discrete or focal or multifocal in distribution, and vary in size.

Cysts in patients with primarily nonpulmonary signs and symptoms

Figure 5. Amyloidosis, a possible cystic lung disease in patients with primarily nonpulmonary signs and symptoms.

Amyloidosis. Cyst formation is rare in amyloidosis.4 When present, cysts can be diffuse and scattered in distribution, in varying sizes (usually < 30 mm in diameter) and irregular shapes (Figure 5).55,56

Pulmonary light chain deposition disease usually presents as linear opacities and small nodules on chest computed tomography. Numerous cysts that are diffuse in distribution and have no topographic predominance can also be present. They can progress in number and size and coalesce to form irregular shapes.57

Neurofibromatosis type 1. In neurofibromatosis type 1, the most common radiographic presentations are bibasilar reticular opacities (50%), bullae (50%), and ground glass opacities (37%).58 Well-formed cysts occur in up to 25% of patients and tend to be diffuse and smaller (2 to 18 mm in diameter), with upper lobe predominance.58,59

In summary, in this group of patients, bibasilar reticular and ground-glass opacities suggest neurofibromatosis type 1, while nodules and linear opacities suggest amyloidosis or light chain deposition disease. Cysts tend to be diffuse with varying sizes.

 

 

STEP 4: PUT IT ALL TOGETHER

Diagnosis in insidious dyspnea or spontaneous pneumothorax

For patients who present with insidious dyspnea or spontaneous pneumothorax, the diagnosis of cystic lung disease can be made by characterizing the distribution, size, and shape of the cysts (Table 3).

Diffuse, panlobular distribution. Cystic lung diseases with this pattern include lymphangioleiomyomatosis, pulmonary Langerhans cell histiocytosis, and Birt-Hogg-Dubé syndrome. In this group, cysts that are uniform in size and regular in shape are invariably due to lymphangioleiomyomatosis. Those with variable size and irregular shapes can be due to pulmonary Langerhans cell histiocytosis or Birt-Hogg-Dubé syndrome. Patients with pulmonary Langerhans cell histiocytosis tend to be smokers and their cysts tend to be upper- lobe-predominant. Those with Birt-Hogg-Dubé syndrome will likely have renal cancer or skin lesions; their cysts tend to be basilar and subpleural in distribution.

Cysts that are focal or multifocal and unilobular are due to lymphocytic interstitial pneumonia or desquamative interstitial pneumonia. Patients with lymphocytic interstitial pneumonia tend to have underlying connective tissue disease; those with desquamative interstitial pneumonia are almost always smokers. The definitive diagnosis for lymphocytic interstitial pneumonia or desquamative interstitial pneumonia can require a tissue biopsy.

Diagnosis in patients with incidentally found cysts or recurrent pneumonia

In those who present with incidentally found cysts or recurrent pneumonia, suspicion for a congenital lung malformation should be raised. Patients with a type 1, 2, or 4 congenital pulmonary airway malformation typically have air-filled cysts in varying sizes; those with pulmonary sequestration have an anomalous arterial supply in addition to cysts that are usually located in the lower lobes. Bronchogenic cysts tend to be larger, with attenuation equal to or greater than that of water, and distinguishing them from congenital pulmonary airway malformation will likely require surgical examination.

Diagnosis in patients with signs and symptoms of pulmonary infections

Patients with signs and symptoms of pulmonary infections should be investigated according to clinical risk factors for P jirovecii pneumonia or echinococcal infections.

Diagnosis in patients with primarily nonpulmonary presentations

The distinction between amyloidosis and neurofibromatosis type 1 can be made by the history and the clinical examination. However, a  definitive diagnosis of amyloidosis or light chain deposition disease requires tissue examination for the presence or absence of amyloid fibrils.

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  2. Cosgrove GP, Frankel SK, Brown KK. Challenges in pulmonary fibrosis. 3: cystic lung disease. Thorax 2007; 62:820–829.
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  16. Ryu JH, Myers JL, Capizzi SA, Douglas WW, Vassallo R, Decker PA. Desquamative interstitial pneumonia and respiratory bronchiolitis-associated interstitial lung disease. Chest 2005; 127:178–184.
  17. Lynch DA, Travis WD, Müller NL, et al. Idiopathic interstitial pneumonias: CT features. Radiology 2005; 236:10–21.
  18. Strimlan CV, Rosenow EC 3rd, Weiland LH, Brown LR. Lymphocytic interstitial pneumonitis. Review of 13 cases. Ann Intern Med 1978; 88:616–621.
  19. Arish N, Eldor R, Fellig Y, et al. Lymphocytic interstitial pneumonia associated with common variable immunodeficiency resolved with intravenous immunoglobulins. Thorax 2006; 61:1096–1097.
  20. Schooley RT, Carey RW, Miller G, et al. Chronic Epstein-Barr virus infection associated with fever and interstitial pneumonitis. Clinical and serologic features and response to antiviral chemotherapy. Ann Intern Med 1986; 104:636–643.
  21. Kramer MR, Saldana MJ, Ramos M, Pitchenik AE. High titers of Epstein-Barr virus antibodies in adult patients with lymphocytic interstitial pneumonitis associated with AIDS. Respir Med 1992; 86:49–52.
  22. Johkoh T, Müller NL, Pickford HA, et al. Lymphocytic interstitial pneumonia: thin-section CT findings in 22 patients. Radiology 1999; 212:567–572.
  23. Swigris JJ, Berry GJ, Raffin TA, Kuschner WG. Lymphoid interstitial pneumonia: a narrative review. Chest 2002; 122:2150–2164.
  24. Biyyam DR, Chapman T, Ferguson MR, Deutsch G, Dighe MK. Congenital lung abnormalities: embryologic features, prenatal diagnosis, and postnatal radiologic-pathologic correlation. Radiographics 2010; 30:1721–1738.
  25. Cloutier MM, Schaeffer DA, Hight D. Congenital cystic adenomatoid malformation. Chest 1993; 103:761–764.
  26. Luján M, Bosque M, Mirapeix RM, Marco MT, Asensio O, Domingo C. Late-onset congenital cystic adenomatoid malformation of the lung. Embryology, clinical symptomatology, diagnostic procedures, therapeutic approach and clinical follow-up. Respiration 2002; 69:148–154.
  27. Oh BJ, Lee JS, Kim JS, Lim CM, Koh Y. Congenital cystic adenomatoid malformation of the lung in adults: clinical and CT evaluation of seven patients. Respirology 2006; 11:496–501.
  28. Tsolakis CC, Kollias VD, Panayotopoulos PP. Pulmonary sequestration. Experience with eight consecutive cases. Scand Cardiovasc J 1997; 31:229–232.
  29. Sauvanet A, Regnard JF, Calanducci F, Rojas-Miranda A, Dartevelle P, Levasseur P. Pulmonary sequestration. Surgical aspects based on 61 cases. Rev Pneumol Clin 1991; 47:126–132. Article in French.
  30. Wei Y, Li F. Pulmonary sequestration: a retrospective analysis of 2,625 cases in China. Eur J Cardiothorac Surg 2011; 40:e39–e42.
  31. Patel SR, Meeker DP, Biscotti CV, Kirby TJ, Rice TW. Presentation and management of bronchogenic cysts in the adult. Chest 1994; 106:79–85.
  32. Limaïem F, Ayadi-Kaddour A, Djilani H, Kilani T, El Mezni F. Pulmonary and mediastinal bronchogenic cysts: a clinicopathologic study of 33 cases. Lung 2008; 186:55–61.
  33. Liu HS, Li SQ, Cao ZL, Zhang ZY, Ren H. Clinical features and treatment of bronchogenic cyst in adults. Chin Med Sci J 2009; 24:60–63.
  34. Jenkins DJ, Romig T, Thompson RC. Emergence/re-emergence of Echinococcus spp.—a global update. Int J Parasitol 2005; 35:1205–1219.
  35. Riccardi VM. Von Recklinghausen neurofibromatosis. N Engl J Med 1981; 305:1617–1627.
  36. Toro JR, Pautler SE, Stewart L, et al. Lung cysts, spontaneous pneumothorax, and genetic associations in 89 families with Birt-Hogg-Dubé syndrome. Am J Respir Crit Care Med 2007; 175:1044–1053.
  37. Biko DM, Schwartz M, Anupindi SA, Altes TA. Subpleural lung cysts in Down syndrome: prevalence and association with coexisting diagnoses. Pediatr Radiol 2008; 38:280–284.
  38. Colombat M, Stern M, Groussard O, et al. Pulmonary cystic disorder related to light chain deposition disease. Am J Respir Crit Care Med 2006; 173:777–780.
  39. Ohdama S, Akagawa S, Matsubara O, Yoshizawa Y. Primary diffuse alveolar septal amyloidosis with multiple cysts and calcification. Eur Respir J 1996; 9:1569–1571.
  40. Johnson SR, Tattersfield AE. Clinical experience of lymphangioleiomyomatosis in the UK. Thorax 2000; 55:1052–1057.
  41. Kitaichi M, Nishimura K, Itoh H, Izumi T. Pulmonary lymphangioleiomyomatosis: a report of 46 patients including a clinicopathologic study of prognostic factors. Am J Respir Crit Care Med 1995; 151:527–533.
  42. Urban T, Lazor R, Lacronique J, et al. Pulmonary lymphangioleiomyomatosis. A study of 69 patients. Groupe d’Etudes et de Recherche sur les Maladies “Orphelines” Pulmonaires (GERM”O”P). Medicine (Baltimore) 1999; 78:321–337.
  43. Schönfeld N, Frank W, Wenig S, et al. Clinical and radiologic features, lung function and therapeutic results in pulmonary histiocytosis X. Respiration 1993; 60:38–44.
  44. Lacronique J, Roth C, Battesti JP, Basset F, Chretien J. Chest radiological features of pulmonary histiocytosis X: a report based on 50 adult cases. Thorax 1982; 37:104–109.
  45. Kluger N, Giraud S, Coupier I, et al. Birt-Hogg-Dubé syndrome: clinical and genetic studies of 10 French families. Br J Dermatol 2010; 162:527–537.
  46. Tobino K, Gunji Y, Kurihara M, et al. Characteristics of pulmonary cysts in Birt-Hogg-Dubé syndrome: thin-section CT findings of the chest in 12 patients. Eur J Radiol 2011; 77:403–409.
  47. Hartman TE, Primack SL, Swensen SJ, Hansell D, McGuinness G, Müller NL. Desquamative interstitial pneumonia: thin-section CT findings in 22 patients. Radiology 1993; 187:787–790.
  48. Koyama M, Johkoh T, Honda O, et al. Chronic cystic lung disease: diagnostic accuracy of high-resolution CT in 92 patients. AJR Am J Roentgenol 2003; 180:827–835.
  49. Patz EF Jr, Müller NL, Swensen SJ, Dodd LG. Congenital cystic adenomatoid malformation in adults: CT findings. J Comput Assist Tomogr 1995; 19:361–364.
  50. Conran RM, Stocker JT. Extralobar sequestration with frequently associated congenital cystic adenomatoid malformation, type 2: report of 50 cases. Pediatr Dev Pathol 1999; 2:454–463.
  51. Kennedy CA, Goetz MB. Atypical roentgenographic manifestations of Pneumocystis carinii pneumonia. Arch Intern Med 1992; 152:1390–1398.
  52. Sandhu JS, Goodman PC. Pulmonary cysts associated with Pneumocystis carinii pneumonia in patients with AIDS. Radiology 1989; 173:33–35.
  53. Doğan R, Yüksel M, Cetin G, et al. Surgical treatment of hydatid cysts of the lung: report on 1,055 patients. Thorax 1989; 44:192–199.
  54. Salih OK, Topcuoğlu MS, Celik SK, Ulus T, Tokcan A. Surgical treatment of hydatid cysts of the lung: analysis of 405 patients. Can J Surg 1998; 41:131–135.
  55. Ohdama S, Akagawa S, Matsubara O, Yoshizawa Y. Primary diffuse alveolar septal amyloidosis with multiple cysts and calcification. Eur Respir J 1996; 9:1569–1571.
  56. Sakai M, Yamaoka M, Kawaguchi M, Hizawa N, Sato Y. Multiple cystic pulmonary amyloidosis. Ann Thorac Surg 2011; 92:e109.
  57. Colombat M, Caudroy S, Lagonotte E, et al. Pathomechanisms of cyst formation in pulmonary light chain deposition disease. Eur Respir J 2008; 32:1399–1403.
  58. Zamora AC, Collard HR, Wolters PJ, Webb WR, King TE. Neurofibromatosis-associated lung disease: a case series and literature review. Eur Respir J 2007; 29:210–214.
  59. Oikonomou A, Vadikolias K, Birbilis T, Bouros D, Prassopoulos P. HRCT findings in the lungs of non-smokers with neurofibromatosis. Eur J Radiol 2011; 80:e520–e523.
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Cleveland Clinic Journal of Medicine - 82(2)
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Cystic lung disease: Systematic, stepwise diagnosis
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Cystic lung disease: Systematic, stepwise diagnosis
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cysts, lungs, computed tomography, lymphangioleiomyomatosis, Birt-Hogg-Dube syndrome, pulmonary Langerhans cell histiocytosis, interstitial pneumonia, congenital cystic lung disease, pulmonary infection, Duc Ha, Ruchi Yadav, Peter Mazzone
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KEY POINTS

  • Pulmonary cysts should be differentiated from cyst-mimics.
  • Adults with cystic lung disease can be grouped by the clinical presentation: ie, insidious dyspnea or spontaneous pneumothorax; incidentally found cysts or recurrent pneumonia; signs and symptoms of primary pulmonary infection; or signs and symptoms that are primarily nonpulmonary.
  • Characterization of pulmonary cysts and their distribution plays a key role in diagnosis. Radiographically, cystic lung disease can be subclassified into two major categories according to the distribution of cysts: discrete (focal or multifocal) and diffuse (unilobular or panlobular).
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Cutaneous Burn Caused by Radiofrequency Ablation Probe During Shoulder Arthroscopy

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Cutaneous Burn Caused by Radiofrequency Ablation Probe During Shoulder Arthroscopy

Cautery and radiofrequency ablation (RFA) devices are commonly used in shoulder arthroscopic surgery for hemostasis and ablation of soft tissue. Although these devices are easily used and applied, complications (eg, extensive release of deltoid muscle,1 nerve damage,2 tendon damage,3 cartilage damage from heat transfer4) can occur during arthroscopic surgery. Radiofrequency devices can elevate fluid temperatures to unsafe levels and directly or indirectly injure surrounding tissue.5,6 Skin complications from using these devices include direct burns to the subcutaneous tissues from the joint to the skin surface7 and skin burns related to overheated arthroscopic fluid.8

In our English-language literature review, however, we found no report of a skin burn secondary to contact between a RFA device and a spinal needle used in identifying structures during an arthroscopic acromioplasty. We report such a case here. The patient provided written informed consent for print and electronic publication of this case report.

Case Report

A 51-year-old woman injured her left, nondominant shoulder when a descending garage door hit her directly on the superior aspect of the shoulder. She had immediate onset of pain on the top and lateral side of the shoulder and was evaluated by a primary care physician. Radiographs and magnetic resonance imaging (MRI) were normal. The patient was referred to an orthopedic surgeon for further evaluation.

The orthopedic surgeon found her to be in good health, with no history of diabetes, vascular conditions, or skin disorders. The initial diagnosis after history taking and physical examination was impingement syndrome with subacromial bursitis. The surgeon recommended nonoperative treatment: ice, nonsteroidal anti-inflammatory drugs, and physical therapy. After 3 months, the patient’s examination was unchanged, and there was no improvement in pain. Cortisone injected into the subacromial space helped for a few weeks, but the pain returned. After 2 more cortisone injections over 9 months failed, repeat MRI showed no tears of the rotator cuff or any other salient abnormalities. The treatment options were discussed with the patient, and, because the physical examination findings were consistent with impingement syndrome and nonoperative measures had failed, she consented to arthroscopic evaluation of the shoulder and arthroscopic partial anterior-lateral acromioplasty.

The procedure was performed 8 months after initial injury. With the patient under general anesthesia and in a lateral decubitus position, her arm was placed in an arm holder. Before the partial acromioplasty, two 18-gauge spinal needles were inserted from the skin surface into the subacromial space to help localize the anterolateral acromion and the acromioclavicular joint. The procedure was performed with a pump using saline bags kept at room temperature. A bipolar radiofrequency device (Stryker Energy Radiofrequency Ablation System; Stryker, Mahwah, New Jersey) was used to débride the subacromial bursa and the periosteum of the undersurface of the acromion. While the bursa was being débrided, the radiofrequency device inadvertently touched the anterior lateral needle probe, and a small skin burn formed around the needle on the surface of the shoulder (Figure). The radiofrequency device did not directly contact the skin, and the deltoid fascia was intact. The spinal needle was removed, and the skin around the burn was excised; the muscle beneath the skin was intact and showed no signs of thermal damage. The skin was mobilized and closed with interrupted simple sutures using a 4-0 nylon suture. The procedure was then completed with no other complications.

After surgery, the patient recovered without complications, and the skin lesion healed with no signs of infection and no skin or muscle defects. Some stiffness was treated with medication and physical therapy. Nine months after surgery, the patient reported mild shoulder stiffness and remained dissatisfied with the appearance of the skin in the area of the burn.

Discussion

Our patient’s case is a reminder that contact between a radiofrequency device and metal needles can transfer heat to tissues and cause skin burns. When using a radiofrequency device around metal needles or cannulas, surgeons should be sure to avoid prolonged contact with the metal. Our patient’s case is the first reported case of a thermal skin injury occurring when a spinal needle was heated by an arthroscopic ablater.

Other authors have reported indirect thermal skin injuries caused by radiofrequency devices during arthroscopic surgery, but the causes were postulated to be direct contact between device and skin7 and overheating of the arthroscopy fluid.5,6,8 Huang and colleagues8 reported that full-thickness skin burns occurred when normal saline used during routine knee arthroscopy overheated from use of a radiofrequency device. Burn lesions, noted on their patient’s leg within 1 day after surgery, required subsequent débridement, a muscle flap, and split-skin grafting. Skin burns caused by overheated fluid have occurred irrespective of type of fluid used (eg, 1.5% glycine or lactated Ringer solution).6 There was no evidence that our patient’s burn resulted from extravasated overheated fluid, as the lesion was localized to the area immediately around the needle and was not geographic, as was described by Huang and colleagues.8

 

 

Other possible causes of skin burns during arthroscopic surgery have been described, but none applies in our patient’s case. Segami and colleagues7 described a burn resulting from direct transfer of heat from the radiofrequency device to the skin because of their proximity. This mechanism was not the cause in our patient’s case; there was no evidence of a defect or burned deltoid muscle at time of surgery. Lau and Dao9 reported 2 small full-thickness skin burns caused by a fiberoptic-light cable tip placed on a patient’s leg; in addition, the hot (>170°C) cables caused the paper drapes to combust.9 Skin burns secondary to use of skin antiseptics have been reported,10 but such lesions typically are located beneath tourniquets or in areas of friction from surgical drapes. In some cases, lesions described as skin burns may actually have been pressure lesions secondary to moist skin and friction.11

Whether type of radiofrequency device contributes to the occurrence of heat-related lesions during arthroscopic surgery is unknown. Some investigators have suggested there is more potential for harm with bipolar RFA devices than with monopolar devices.12,13 Monopolar devices pass energy between a probe and a grounding plate, whereas bipolar devices pass energy through 2 points on the probe.14 Because the heat for the monopolar probe derives from the frictional resistance of tissues to each other rather than from the probe itself, the bipolar probe theoretically allows for better temperature control. In addition, bipolar probes require less current to achieve the same heating effect. However, recent studies have suggested that, compared with monopolar radiofrequency devices, bipolar radiofrequency devices are associated with larger increases in temperature at equal depths after an equal number of applications.12,13

To our knowledge, no one has specifically investigated the type of bipolar device used in the present case. This case report, the first to describe a thermal skin injury caused by direct contact between a radiofrequency device and a metal needle inserted in the skin, is a reminder that contact between radiofrequency devices and spinal needles or other metal cannulas used in arthroscopic surgery should be avoided.

References

1.    Bonsell S. Detached deltoid during arthroscopic subacromial decompression. Arthroscopy. 2000;16(7):745-748.

2.    Mohammed KD, Hayes MG, Saies AD. Unusual complications of shoulder arthroscopy. J Shoulder Elbow Surg. 2000;9(4):350-353.

3.    Pell RF 4th, Uhl RL. Complications of thermal ablation in wrist arthroscopy. Arthroscopy. 2004;20(suppl 2):84-86.

4.    Lu Y, Hayashi K, Hecht P, et al. The effect of monopolar radiofrequency energy on partial-thickness defects of articular cartilage. Arthroscopy. 2000;16(5):527-536.

5.    Kouk SN, Zoric B, Stetson WB. Complication of the use of a radiofrequency device in arthroscopic shoulder surgery: second-degree burn of the shoulder girdle. Arthroscopy. 2011;27(1):136-141.

6.    Lord MJ, Maltry JA, Shall LM. Thermal injury resulting from arthroscopic lateral retinacular release by electrocautery: report of three cases and a review of the literature. Arthroscopy. 1991;7(1):33-37.

7.    Segami N, Yamada T, Nishimura M. Thermal injury during temporomandibular joint arthroscopy: a case report. J Oral Maxillofac Surg. 2004;62(4):508-510.

8.    Huang S, Gateley D, Moss ALH. Accidental burn injury during knee arthroscopy. Arthroscopy. 2007;23(12):1363.e1-e3.

9.    Lau YJ, Dao Q. Cutaneous burns from a fiberoptic cable tip during arthroscopy of the knee. Knee. 2008;15(4):333-335.

10.  Sanders TH, Hawken SM. Chlorhexidine burns after shoulder arthroscopy. Am J Orthop. 2012;41(4):172-174.

11.  Keyurapan E, Hu SJ, Redett R, McCarthy EF, McFarland EG. Pressure ulcers of the thorax after shoulder surgery. Knee Surg Sports Traumatol Arthrosc. 2007;15(12):1489-1493.

12.  Edwards RB 3rd, Lu Y, Rodriguez E, Markel MD. Thermometric determination of cartilage matrix temperatures during thermal chondroplasty: comparison of bipolar and monopolar radiofrequency devices. Arthroscopy. 2002;18(4):339-346.

13.  Figueroa D, Calvo R, Vaisman A, et al. Bipolar radiofrequency in the human meniscus. Comparative study between patients younger and older than 40 years of age. Knee. 2007;14(5):357-360.

14.   Sahasrabudhe A, McMahon PJ. Thermal probes: what’s available in 2004. Oper Tech Sports Med. 2004;12:206-209.

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Rushi K. Talati, BS, Eric J. Dein, BS, Gazi Huri, MD, and Edward G. McFarland, MD

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american journal of orthopedics, AJO, case report and literature review, case report, online exclusive, cutaneous burn, burn, radiofrequency ablation, RFA, shoulder arthroscopy, shoulder, arthroscopy, rotator cuff disease, spinal needles, spine, ablation, skin burn, acromioplasty, soft tissue, talati, dein, huri, mcfarland
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Cautery and radiofrequency ablation (RFA) devices are commonly used in shoulder arthroscopic surgery for hemostasis and ablation of soft tissue. Although these devices are easily used and applied, complications (eg, extensive release of deltoid muscle,1 nerve damage,2 tendon damage,3 cartilage damage from heat transfer4) can occur during arthroscopic surgery. Radiofrequency devices can elevate fluid temperatures to unsafe levels and directly or indirectly injure surrounding tissue.5,6 Skin complications from using these devices include direct burns to the subcutaneous tissues from the joint to the skin surface7 and skin burns related to overheated arthroscopic fluid.8

In our English-language literature review, however, we found no report of a skin burn secondary to contact between a RFA device and a spinal needle used in identifying structures during an arthroscopic acromioplasty. We report such a case here. The patient provided written informed consent for print and electronic publication of this case report.

Case Report

A 51-year-old woman injured her left, nondominant shoulder when a descending garage door hit her directly on the superior aspect of the shoulder. She had immediate onset of pain on the top and lateral side of the shoulder and was evaluated by a primary care physician. Radiographs and magnetic resonance imaging (MRI) were normal. The patient was referred to an orthopedic surgeon for further evaluation.

The orthopedic surgeon found her to be in good health, with no history of diabetes, vascular conditions, or skin disorders. The initial diagnosis after history taking and physical examination was impingement syndrome with subacromial bursitis. The surgeon recommended nonoperative treatment: ice, nonsteroidal anti-inflammatory drugs, and physical therapy. After 3 months, the patient’s examination was unchanged, and there was no improvement in pain. Cortisone injected into the subacromial space helped for a few weeks, but the pain returned. After 2 more cortisone injections over 9 months failed, repeat MRI showed no tears of the rotator cuff or any other salient abnormalities. The treatment options were discussed with the patient, and, because the physical examination findings were consistent with impingement syndrome and nonoperative measures had failed, she consented to arthroscopic evaluation of the shoulder and arthroscopic partial anterior-lateral acromioplasty.

The procedure was performed 8 months after initial injury. With the patient under general anesthesia and in a lateral decubitus position, her arm was placed in an arm holder. Before the partial acromioplasty, two 18-gauge spinal needles were inserted from the skin surface into the subacromial space to help localize the anterolateral acromion and the acromioclavicular joint. The procedure was performed with a pump using saline bags kept at room temperature. A bipolar radiofrequency device (Stryker Energy Radiofrequency Ablation System; Stryker, Mahwah, New Jersey) was used to débride the subacromial bursa and the periosteum of the undersurface of the acromion. While the bursa was being débrided, the radiofrequency device inadvertently touched the anterior lateral needle probe, and a small skin burn formed around the needle on the surface of the shoulder (Figure). The radiofrequency device did not directly contact the skin, and the deltoid fascia was intact. The spinal needle was removed, and the skin around the burn was excised; the muscle beneath the skin was intact and showed no signs of thermal damage. The skin was mobilized and closed with interrupted simple sutures using a 4-0 nylon suture. The procedure was then completed with no other complications.

After surgery, the patient recovered without complications, and the skin lesion healed with no signs of infection and no skin or muscle defects. Some stiffness was treated with medication and physical therapy. Nine months after surgery, the patient reported mild shoulder stiffness and remained dissatisfied with the appearance of the skin in the area of the burn.

Discussion

Our patient’s case is a reminder that contact between a radiofrequency device and metal needles can transfer heat to tissues and cause skin burns. When using a radiofrequency device around metal needles or cannulas, surgeons should be sure to avoid prolonged contact with the metal. Our patient’s case is the first reported case of a thermal skin injury occurring when a spinal needle was heated by an arthroscopic ablater.

Other authors have reported indirect thermal skin injuries caused by radiofrequency devices during arthroscopic surgery, but the causes were postulated to be direct contact between device and skin7 and overheating of the arthroscopy fluid.5,6,8 Huang and colleagues8 reported that full-thickness skin burns occurred when normal saline used during routine knee arthroscopy overheated from use of a radiofrequency device. Burn lesions, noted on their patient’s leg within 1 day after surgery, required subsequent débridement, a muscle flap, and split-skin grafting. Skin burns caused by overheated fluid have occurred irrespective of type of fluid used (eg, 1.5% glycine or lactated Ringer solution).6 There was no evidence that our patient’s burn resulted from extravasated overheated fluid, as the lesion was localized to the area immediately around the needle and was not geographic, as was described by Huang and colleagues.8

 

 

Other possible causes of skin burns during arthroscopic surgery have been described, but none applies in our patient’s case. Segami and colleagues7 described a burn resulting from direct transfer of heat from the radiofrequency device to the skin because of their proximity. This mechanism was not the cause in our patient’s case; there was no evidence of a defect or burned deltoid muscle at time of surgery. Lau and Dao9 reported 2 small full-thickness skin burns caused by a fiberoptic-light cable tip placed on a patient’s leg; in addition, the hot (>170°C) cables caused the paper drapes to combust.9 Skin burns secondary to use of skin antiseptics have been reported,10 but such lesions typically are located beneath tourniquets or in areas of friction from surgical drapes. In some cases, lesions described as skin burns may actually have been pressure lesions secondary to moist skin and friction.11

Whether type of radiofrequency device contributes to the occurrence of heat-related lesions during arthroscopic surgery is unknown. Some investigators have suggested there is more potential for harm with bipolar RFA devices than with monopolar devices.12,13 Monopolar devices pass energy between a probe and a grounding plate, whereas bipolar devices pass energy through 2 points on the probe.14 Because the heat for the monopolar probe derives from the frictional resistance of tissues to each other rather than from the probe itself, the bipolar probe theoretically allows for better temperature control. In addition, bipolar probes require less current to achieve the same heating effect. However, recent studies have suggested that, compared with monopolar radiofrequency devices, bipolar radiofrequency devices are associated with larger increases in temperature at equal depths after an equal number of applications.12,13

To our knowledge, no one has specifically investigated the type of bipolar device used in the present case. This case report, the first to describe a thermal skin injury caused by direct contact between a radiofrequency device and a metal needle inserted in the skin, is a reminder that contact between radiofrequency devices and spinal needles or other metal cannulas used in arthroscopic surgery should be avoided.

Cautery and radiofrequency ablation (RFA) devices are commonly used in shoulder arthroscopic surgery for hemostasis and ablation of soft tissue. Although these devices are easily used and applied, complications (eg, extensive release of deltoid muscle,1 nerve damage,2 tendon damage,3 cartilage damage from heat transfer4) can occur during arthroscopic surgery. Radiofrequency devices can elevate fluid temperatures to unsafe levels and directly or indirectly injure surrounding tissue.5,6 Skin complications from using these devices include direct burns to the subcutaneous tissues from the joint to the skin surface7 and skin burns related to overheated arthroscopic fluid.8

In our English-language literature review, however, we found no report of a skin burn secondary to contact between a RFA device and a spinal needle used in identifying structures during an arthroscopic acromioplasty. We report such a case here. The patient provided written informed consent for print and electronic publication of this case report.

Case Report

A 51-year-old woman injured her left, nondominant shoulder when a descending garage door hit her directly on the superior aspect of the shoulder. She had immediate onset of pain on the top and lateral side of the shoulder and was evaluated by a primary care physician. Radiographs and magnetic resonance imaging (MRI) were normal. The patient was referred to an orthopedic surgeon for further evaluation.

The orthopedic surgeon found her to be in good health, with no history of diabetes, vascular conditions, or skin disorders. The initial diagnosis after history taking and physical examination was impingement syndrome with subacromial bursitis. The surgeon recommended nonoperative treatment: ice, nonsteroidal anti-inflammatory drugs, and physical therapy. After 3 months, the patient’s examination was unchanged, and there was no improvement in pain. Cortisone injected into the subacromial space helped for a few weeks, but the pain returned. After 2 more cortisone injections over 9 months failed, repeat MRI showed no tears of the rotator cuff or any other salient abnormalities. The treatment options were discussed with the patient, and, because the physical examination findings were consistent with impingement syndrome and nonoperative measures had failed, she consented to arthroscopic evaluation of the shoulder and arthroscopic partial anterior-lateral acromioplasty.

The procedure was performed 8 months after initial injury. With the patient under general anesthesia and in a lateral decubitus position, her arm was placed in an arm holder. Before the partial acromioplasty, two 18-gauge spinal needles were inserted from the skin surface into the subacromial space to help localize the anterolateral acromion and the acromioclavicular joint. The procedure was performed with a pump using saline bags kept at room temperature. A bipolar radiofrequency device (Stryker Energy Radiofrequency Ablation System; Stryker, Mahwah, New Jersey) was used to débride the subacromial bursa and the periosteum of the undersurface of the acromion. While the bursa was being débrided, the radiofrequency device inadvertently touched the anterior lateral needle probe, and a small skin burn formed around the needle on the surface of the shoulder (Figure). The radiofrequency device did not directly contact the skin, and the deltoid fascia was intact. The spinal needle was removed, and the skin around the burn was excised; the muscle beneath the skin was intact and showed no signs of thermal damage. The skin was mobilized and closed with interrupted simple sutures using a 4-0 nylon suture. The procedure was then completed with no other complications.

After surgery, the patient recovered without complications, and the skin lesion healed with no signs of infection and no skin or muscle defects. Some stiffness was treated with medication and physical therapy. Nine months after surgery, the patient reported mild shoulder stiffness and remained dissatisfied with the appearance of the skin in the area of the burn.

Discussion

Our patient’s case is a reminder that contact between a radiofrequency device and metal needles can transfer heat to tissues and cause skin burns. When using a radiofrequency device around metal needles or cannulas, surgeons should be sure to avoid prolonged contact with the metal. Our patient’s case is the first reported case of a thermal skin injury occurring when a spinal needle was heated by an arthroscopic ablater.

Other authors have reported indirect thermal skin injuries caused by radiofrequency devices during arthroscopic surgery, but the causes were postulated to be direct contact between device and skin7 and overheating of the arthroscopy fluid.5,6,8 Huang and colleagues8 reported that full-thickness skin burns occurred when normal saline used during routine knee arthroscopy overheated from use of a radiofrequency device. Burn lesions, noted on their patient’s leg within 1 day after surgery, required subsequent débridement, a muscle flap, and split-skin grafting. Skin burns caused by overheated fluid have occurred irrespective of type of fluid used (eg, 1.5% glycine or lactated Ringer solution).6 There was no evidence that our patient’s burn resulted from extravasated overheated fluid, as the lesion was localized to the area immediately around the needle and was not geographic, as was described by Huang and colleagues.8

 

 

Other possible causes of skin burns during arthroscopic surgery have been described, but none applies in our patient’s case. Segami and colleagues7 described a burn resulting from direct transfer of heat from the radiofrequency device to the skin because of their proximity. This mechanism was not the cause in our patient’s case; there was no evidence of a defect or burned deltoid muscle at time of surgery. Lau and Dao9 reported 2 small full-thickness skin burns caused by a fiberoptic-light cable tip placed on a patient’s leg; in addition, the hot (>170°C) cables caused the paper drapes to combust.9 Skin burns secondary to use of skin antiseptics have been reported,10 but such lesions typically are located beneath tourniquets or in areas of friction from surgical drapes. In some cases, lesions described as skin burns may actually have been pressure lesions secondary to moist skin and friction.11

Whether type of radiofrequency device contributes to the occurrence of heat-related lesions during arthroscopic surgery is unknown. Some investigators have suggested there is more potential for harm with bipolar RFA devices than with monopolar devices.12,13 Monopolar devices pass energy between a probe and a grounding plate, whereas bipolar devices pass energy through 2 points on the probe.14 Because the heat for the monopolar probe derives from the frictional resistance of tissues to each other rather than from the probe itself, the bipolar probe theoretically allows for better temperature control. In addition, bipolar probes require less current to achieve the same heating effect. However, recent studies have suggested that, compared with monopolar radiofrequency devices, bipolar radiofrequency devices are associated with larger increases in temperature at equal depths after an equal number of applications.12,13

To our knowledge, no one has specifically investigated the type of bipolar device used in the present case. This case report, the first to describe a thermal skin injury caused by direct contact between a radiofrequency device and a metal needle inserted in the skin, is a reminder that contact between radiofrequency devices and spinal needles or other metal cannulas used in arthroscopic surgery should be avoided.

References

1.    Bonsell S. Detached deltoid during arthroscopic subacromial decompression. Arthroscopy. 2000;16(7):745-748.

2.    Mohammed KD, Hayes MG, Saies AD. Unusual complications of shoulder arthroscopy. J Shoulder Elbow Surg. 2000;9(4):350-353.

3.    Pell RF 4th, Uhl RL. Complications of thermal ablation in wrist arthroscopy. Arthroscopy. 2004;20(suppl 2):84-86.

4.    Lu Y, Hayashi K, Hecht P, et al. The effect of monopolar radiofrequency energy on partial-thickness defects of articular cartilage. Arthroscopy. 2000;16(5):527-536.

5.    Kouk SN, Zoric B, Stetson WB. Complication of the use of a radiofrequency device in arthroscopic shoulder surgery: second-degree burn of the shoulder girdle. Arthroscopy. 2011;27(1):136-141.

6.    Lord MJ, Maltry JA, Shall LM. Thermal injury resulting from arthroscopic lateral retinacular release by electrocautery: report of three cases and a review of the literature. Arthroscopy. 1991;7(1):33-37.

7.    Segami N, Yamada T, Nishimura M. Thermal injury during temporomandibular joint arthroscopy: a case report. J Oral Maxillofac Surg. 2004;62(4):508-510.

8.    Huang S, Gateley D, Moss ALH. Accidental burn injury during knee arthroscopy. Arthroscopy. 2007;23(12):1363.e1-e3.

9.    Lau YJ, Dao Q. Cutaneous burns from a fiberoptic cable tip during arthroscopy of the knee. Knee. 2008;15(4):333-335.

10.  Sanders TH, Hawken SM. Chlorhexidine burns after shoulder arthroscopy. Am J Orthop. 2012;41(4):172-174.

11.  Keyurapan E, Hu SJ, Redett R, McCarthy EF, McFarland EG. Pressure ulcers of the thorax after shoulder surgery. Knee Surg Sports Traumatol Arthrosc. 2007;15(12):1489-1493.

12.  Edwards RB 3rd, Lu Y, Rodriguez E, Markel MD. Thermometric determination of cartilage matrix temperatures during thermal chondroplasty: comparison of bipolar and monopolar radiofrequency devices. Arthroscopy. 2002;18(4):339-346.

13.  Figueroa D, Calvo R, Vaisman A, et al. Bipolar radiofrequency in the human meniscus. Comparative study between patients younger and older than 40 years of age. Knee. 2007;14(5):357-360.

14.   Sahasrabudhe A, McMahon PJ. Thermal probes: what’s available in 2004. Oper Tech Sports Med. 2004;12:206-209.

References

1.    Bonsell S. Detached deltoid during arthroscopic subacromial decompression. Arthroscopy. 2000;16(7):745-748.

2.    Mohammed KD, Hayes MG, Saies AD. Unusual complications of shoulder arthroscopy. J Shoulder Elbow Surg. 2000;9(4):350-353.

3.    Pell RF 4th, Uhl RL. Complications of thermal ablation in wrist arthroscopy. Arthroscopy. 2004;20(suppl 2):84-86.

4.    Lu Y, Hayashi K, Hecht P, et al. The effect of monopolar radiofrequency energy on partial-thickness defects of articular cartilage. Arthroscopy. 2000;16(5):527-536.

5.    Kouk SN, Zoric B, Stetson WB. Complication of the use of a radiofrequency device in arthroscopic shoulder surgery: second-degree burn of the shoulder girdle. Arthroscopy. 2011;27(1):136-141.

6.    Lord MJ, Maltry JA, Shall LM. Thermal injury resulting from arthroscopic lateral retinacular release by electrocautery: report of three cases and a review of the literature. Arthroscopy. 1991;7(1):33-37.

7.    Segami N, Yamada T, Nishimura M. Thermal injury during temporomandibular joint arthroscopy: a case report. J Oral Maxillofac Surg. 2004;62(4):508-510.

8.    Huang S, Gateley D, Moss ALH. Accidental burn injury during knee arthroscopy. Arthroscopy. 2007;23(12):1363.e1-e3.

9.    Lau YJ, Dao Q. Cutaneous burns from a fiberoptic cable tip during arthroscopy of the knee. Knee. 2008;15(4):333-335.

10.  Sanders TH, Hawken SM. Chlorhexidine burns after shoulder arthroscopy. Am J Orthop. 2012;41(4):172-174.

11.  Keyurapan E, Hu SJ, Redett R, McCarthy EF, McFarland EG. Pressure ulcers of the thorax after shoulder surgery. Knee Surg Sports Traumatol Arthrosc. 2007;15(12):1489-1493.

12.  Edwards RB 3rd, Lu Y, Rodriguez E, Markel MD. Thermometric determination of cartilage matrix temperatures during thermal chondroplasty: comparison of bipolar and monopolar radiofrequency devices. Arthroscopy. 2002;18(4):339-346.

13.  Figueroa D, Calvo R, Vaisman A, et al. Bipolar radiofrequency in the human meniscus. Comparative study between patients younger and older than 40 years of age. Knee. 2007;14(5):357-360.

14.   Sahasrabudhe A, McMahon PJ. Thermal probes: what’s available in 2004. Oper Tech Sports Med. 2004;12:206-209.

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Interobserver Agreement Using Computed Tomography to Assess Radiographic Fusion Criteria With a Unique Titanium Interbody Device

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Interobserver Agreement Using Computed Tomography to Assess Radiographic Fusion Criteria With a Unique Titanium Interbody Device

The accuracy of using computed tomography (CT) to assess lumbar interbody fusion with titanium implants has been questioned in the past.1-4 Reports have most often focused on older technologies using paired, threaded, smooth-surface titanium devices. Some authors have reported they could not confidently assess the quality of fusions using CT because of implant artifact.1-3

When pseudarthrosis is suspected clinically, and imaging results are inconclusive, surgical explorations may be performed with mechanical stressing of the segment to assess for motion.2,5-7 However, surgical exploration not only has the morbidity of another surgery but may not be conclusive. Direct exploration of an interbody fusion is problematic. In some cases, there may be residual normal springing motion through posterior elements, even in the presence of a solid interbody fusion, which can be confusing.5 Radiologic confirmation of fusion status is therefore preferred over surgical exploration. CT is the imaging modality used most often to assess spinal fusions.8,9

A new titanium interbody fusion implant (Endoskeleton TA; Titan Spine, Mequon, Wisconsin) preserves the endplate and has an acid-etched titanium surface for osseous integration and a wide central aperture for bone graft (Figure 1). Compared with earlier titanium implants, this design may allow for more accurate CT imaging and fusion assessment. We conducted a study to determine the interobserver reliability of using CT to evaluate bone formation and other radiographic variables with this new titanium interbody device.

Materials and Methods

After receiving institutional review board approval for this study, as well as patient consent, we obtained and analyzed CT scans of patients after they had undergone anterior lumbar interbody fusion (ALIF) at L3–S1 as part of a separate clinical outcomes study.

Each patient received an Endoskeleton TA implant. The fusion cage was packed with 2 sponges (3.0 mg per fusion level) of bone morphogenetic protein, or BMP (InFuse; Medtronic, Minneapolis, Minnesota). In addition, 1 to 3 cm3 of hydroxyapatite/β-‌tricalcium phosphate (MasterGraft, Medtronic) collagen sponge was used as graft extender to fill any remaining gaps within the cage. Pedicle screw fixation was used in all cases.

Patients were randomly assigned to have fine-cut CT scans with reconstructed images at 6, 9, or 12 months. The scans were reviewed by 2 independent radiologists who were blinded to each other’s interpretations and the clinical results. The radiographic fusion criteria are listed in Tables 1 to 3. Interobserver agreement (κ) was calculated separately for each radiographic criterion and could range from 0.00 (no agreement) to 1.00 (perfect agreement).10,11

Results

The study involved 33 patients (17 men, 16 women) with 56 lumbar spinal fusion levels. Mean age was 46 years (range, 23-66 years). Six patients (18%) were nicotine users. Seventeen patients were scanned at 6 months, 9 at 9 months, and 7 at 12 months. There were no significant differences in results between men and women, between nicotine users and nonusers, or among patients evaluated at 6, 9, or 12 months.

The radiologists agreed on 345 of the 392 data points reviewed (κ = 0.88). Interobserver agreement results for the fusion criteria are listed in Tables 1 and 3. Interobserver agreement was 0.77 for overall fusion grade, with the radiologists noting definite fusion (grade 5) in 80% and 91% of the levels (Table 1). Other radiographic criteria are listed in Tables 2 and 3. Interobserver agreement was 0.80 for degree of artifact, 0.95 for subsidence, 0.96 for both lucency and trabecular bone, 0.77 for anterior osseous bridging, and 0.95 for cystic vertebral changes.

Discussion

Radiographic analysis of interbody fusions is an important clinical issue. Investigators have shown that CT is the radiographic method of choice for assessing fusion.8,9 Others have reported that assessing fusion with metallic interbody implants is more difficult compared with PEEK (polyether ether ketone) or allograft bone.3,4,5,12

Heithoff and colleagues1,2 reported on difficulties they encountered in assessing interbody fusion with titanium implants, and their research has often been cited. The authors concluded that they could not accurately assess fusion in these cases because of artifact from the small apertures in the cages and metallic scatter. Their study was very small (8 patients, 12 surgical levels) and used paired BAK (Bagby and Kuslich) cages (Zimmer, Warsaw, Indiana).

Recently, a unique surface technology, used to manufacture osseointegrative dental implants, has been adapted for use in the spine.13-15 Acid etching modifies the surface of titanium to create a nano-scale (micron-level) alteration. Compared with PEEK and smooth titanium, acid-etched titanium stimulates a better osteogenic environment.16,17 As this technology is now used clinically in spinal surgery, we thought it important to revisit the issue of CT analysis for fusion assessment with the newer titanium implants.

 

 

Artifact

The results of our study support the idea that the design of a titanium interbody fusion implant is important to radiographic analysis. The implant studied has a large open central aperture that appears to generate less artifact than historical controls (paired cylindrical cages) have.1-4 Other investigators have reported fewer problems with artifact in their studies of implants incorporating larger openings for bone graft.6,18 The radiologists in the present study found no significant problems with artifact. Less artifact is clinically important, as the remaining fusion variables can be more clearly visualized (Table 2, Figure 2).

Anterior Osseous Bridging, Subsidence, Lysis

In this study, the bony endplates were preserved. The disc and endplate cartilage was removed without reaming or drilling. Endplate reaming most likely contributes to subsidence and loss of original fixation between implant and bone interface.1,4,12 Some authors have advocated recessing the cages deeply and then packing bone anteriorly to create a “sentinel fusion sign.”1,2,6 Deeply seating interbody implants, instead of resting them more widely on the apophyseal ring of the vertebral endplate, may also lead to subsidence.4,12 The issue of identifying a sentinel fusion sign is relevant only if the surgeon tries to create one. In the present study, the implant used was an impacted cage positioned on the apophyseal perimeter of the disc space, just slightly recessed, so there was no attempt to create a sentinel fusion sign, as reflected in the relatively low scores on anterior osseous bridging (48%, 52%).

Subsidence and peri-implant lysis are pathologic variables associated with motion and bone loss. Sethi and colleagues19 noted a high percentage of endplate resorption and subsidence in cases reviewed using PEEK or allograft spacers paired with BMP-2. Although BMP-2 was used in the present study, we found very low rates of subsidence (0%, 5%) and no significant peri-implant lucencies (2%, 4%) (Figure 2). Interobserver agreement for these variables was high (0.95, 0.96). We hypothesize that the combination of endplate-sparing surgical technique and implant–bone integration contributed to these results.

Trabecular Bone and Fusion Grade

The primary radiographic criterion for solid interbody fusion is trabecular bone throughout the cage, bridging the vertebral bodies. In our study, the success rates for this variable were 96% and 100%, and there was very high interobserver agreement (0.96) (Figure 3). This very high fusion rate may preclude detecting subtle differences in interobserver agreement, but to what degree, if any, is unknown. Other investigators have effectively identified trabecular bone across the interspace and throughout the cages.6,18 The openings for bone formation were larger in the implants they used than in first-generation fusion cages but not as large as the implant openings in the present study. Larger openings may correlate with improved ability to visualize bridging bone on CT.

Radiologists and surgeons must ultimately arrive at a conclusion regarding the likelihood a fusion has occurred. Our radiologists integrated all the separate radiologic variables cited here, as well as their overall impressions of the scans, to arrive at a final grade regarding fusion quality (Figures 3, 4). Although this category provides the most interpretive latitude of all the variables examined, the results demonstrate high interobserver reliability. Agreement to exactly the same fusion grade was 0.77, and agreement to within 1 category grade was 0.95.

This study had several limitations. Surgical explorations were not clinically indicated and were not performed. There were no suspected nonunions or hardware complications, two of the most common indications for exploration. In addition, this study was conducted not to determine specific accuracy of CT (compared with surgery exploration) for fusion assessment but to assess interobserver reliability. The clinical success rates for this population were high, and no patient required revision surgery for suspected pseudarthrosis. To assess the true accuracy of CT for fusion assessment, one would have to subject patients to follow-up exploratory surgery to test fusions mechanically.

Another limitation is the lack of a single industry-accepted radiographic fusion grading system. Fusion criteria are not standardized across all studies. Our radiologists have extensive research experience and limit their practices to neuromuscular radiology with a concentration on the spine. The radiographic criteria cited here are the same criteria they use in clinical practice, when reviewing CT scans for clinicians. Last, there was no control group for direct comparison against other cages. Historical controls were cited. This does not adversely affect the conclusions of this investigation.

Conclusion

Clinicians have been reluctant to rely on CT with titanium devices because of concerns about the accuracy of image interpretations. The interbody device used in this study demonstrated minimal artifact and minimal subsidence, and trabecular bone was easily identified throughout the implant in the majority of cases reviewed. We found high interobserver agreement scores across all fusion criteria. Although surgical exploration remains the gold standard for fusion assessment, surgeons should have confidence in using CT with this titanium implant.

References

1.    Gilbert TJ, Heithoff KB, Mullin WJ. Radiographic assessment of cage-assisted interbody fusions in the lumbar spine. Semin Spine Surg. 2001;13:311-315.

2.    Heithoff KB, Mullin WJ, Renfrew DL, Gilbert TJ. The failure of radiographic detection of pseudarthrosis in patients with titanium lumbar interbody fusion cages. In: Proceedings of the 14th Annual Meeting of the North American Spine Society; October 20-23, 1999; Chicago, IL. Abstract 14.

3.    Cizek GR, Boyd LM. Imaging pitfalls of interbody implants. Spine. 2000;25(20):2633-2636.

4.    Dorchak JD, Burkus JK, Foor BD, Sanders DL. Dual paired proximity and combined BAK/proximity interbody fusion cages: radiographic results. In: Proceedings of the 15th Annual Meeting of the North American Spine Society. New Orleans, LA: North American Spine Society; 2000:83-85.

5.    Santos ER, Goss DG, Morcom RK, Fraser RD. Radiologic assessment of interbody fusion using carbon fiber cages. Spine. 2003;28(10):997-1001.

6.    Carreon LY, Glassman SD, Schwender JD, Subach BR, Gornet MF, Ohno S. Reliability and accuracy of fine-cut computed tomography scans to determine the status of anterior interbody fusions with metallic cages. Spine J. 2008;8(6):998-1002.

7.    Fogel GR, Toohey JS, Neidre A, Brantigan JW. Fusion assessment of posterior lumbar interbody fusion using radiolucent cages: x-ray films and helical computed tomography scans compared with surgical exploration of fusion. Spine J. 2008;8(4):570-577.

8.    Selby MD, Clark SR, Hall DJ, Freeman BJ. Radiologic assessment of spinal fusion. J Am Acad Orthop Surg. 2012;20(11):694-703.

9.    Chafetz N, Cann CE, Morris JM, Steinbach LS, Goldberg HI, Ax L. Pseudarthrosis following lumbar fusion: detection by direct coronal CT scanning. Radiology. 1987;162(3):803-805.

10.  Landis RJ, Koch GG. The measurement of observer agreement for categorical data. Biometrics. 1977;33(1):159-174.

11.  Viera AJ, Garrett JM. Understanding interobserver agreement; the kappa statistic. Fam Med. 2005;37(5):360-363.

12.  Burkus JK, Foley K, Haid RW, Lehuec JC. Surgical Interbody Research Group—radiographic assessment of interbody fusion devices: fusion criteria for anterior lumbar interbody surgery. Neurosurg Focus. 2001;10(4):E11.

13.  Albrektsson T, Zarb G, Worthington P, Eriksson AR. The long-term efficacy of currently used dental implants: a review and proposed criteria of success. Int J Oral Maxillofac Implants. 1986;1(1):11-25.

14.  De Leonardis D, Garg AK, Pecora GE. Osseointegration of rough acid-etched titanium implants: 5-year follow-up of 100 Minimatic implants. Int J Oral Maxillofac Implants. 1999;14(3):384-391.

15.  Schwartz Z, Raz P, Zhao G, et al. Effect of micrometer-scale roughness on the surface of Ti6Al4V pedicle screws in vitro and in vivo. J Bone Joint Surg Am. 2008;90(11):2485-2498.

16.  Olivares-Navarrete R, Gittens RA, Schneider JM, et al. Osteoblasts exhibit a more differentiated phenotype and increased bone morphogenetic protein production on titanium alloy substrates than on poly-ether-ether-ketone. Spine J. 2012;12(3):265-272.

17.  Olivares-Navarrete R, Hyzy SL, Gittens RA 1st, et al. Rough titanium alloys regulate osteoblast production of angiogenic factors. Spine J. 2013;13(11):1563-1570.

18.  Burkus JK, Dorchak JD, Sanders DL. Radiographic assessment of interbody fusion using recombinant human bone morphogenetic protein type 2. Spine. 2003;28(4):372-377.

19.    Sethi A, Craig J, Bartol S, et al. Radiographic and CT evaluation of recombinant human bone morphogenetic protein-2–assisted spinal interbody fusion. AJR Am J Roentgenol. 2011;197(1):W128-W133.

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Paul J. Slosar, MD, Jay Kaiser, MD, Luis Marrero, MD, and Damon Sacco, MD

Authors’ Disclosure Statement: This research was supported by a Spinal Research Foundation grant. Dr. Slosar wishes to report that he is Medical Director and a Scientific Advisory Board Member at Titan Spine, which makes the titanium interbody implant used in this study. The other authors report no actual or potential conflict of interest in relation to this article.

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american journal of orthopedics, AJO, original study, study, computed tomography, CT, radiographic, radiographs, fusion, titanium, interbody device, device, radiology, spinal fusion, spine, images, imaging, implant, bone, slosar, kaiser, marrero, sacco
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Paul J. Slosar, MD, Jay Kaiser, MD, Luis Marrero, MD, and Damon Sacco, MD

Authors’ Disclosure Statement: This research was supported by a Spinal Research Foundation grant. Dr. Slosar wishes to report that he is Medical Director and a Scientific Advisory Board Member at Titan Spine, which makes the titanium interbody implant used in this study. The other authors report no actual or potential conflict of interest in relation to this article.

Author and Disclosure Information

Paul J. Slosar, MD, Jay Kaiser, MD, Luis Marrero, MD, and Damon Sacco, MD

Authors’ Disclosure Statement: This research was supported by a Spinal Research Foundation grant. Dr. Slosar wishes to report that he is Medical Director and a Scientific Advisory Board Member at Titan Spine, which makes the titanium interbody implant used in this study. The other authors report no actual or potential conflict of interest in relation to this article.

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The accuracy of using computed tomography (CT) to assess lumbar interbody fusion with titanium implants has been questioned in the past.1-4 Reports have most often focused on older technologies using paired, threaded, smooth-surface titanium devices. Some authors have reported they could not confidently assess the quality of fusions using CT because of implant artifact.1-3

When pseudarthrosis is suspected clinically, and imaging results are inconclusive, surgical explorations may be performed with mechanical stressing of the segment to assess for motion.2,5-7 However, surgical exploration not only has the morbidity of another surgery but may not be conclusive. Direct exploration of an interbody fusion is problematic. In some cases, there may be residual normal springing motion through posterior elements, even in the presence of a solid interbody fusion, which can be confusing.5 Radiologic confirmation of fusion status is therefore preferred over surgical exploration. CT is the imaging modality used most often to assess spinal fusions.8,9

A new titanium interbody fusion implant (Endoskeleton TA; Titan Spine, Mequon, Wisconsin) preserves the endplate and has an acid-etched titanium surface for osseous integration and a wide central aperture for bone graft (Figure 1). Compared with earlier titanium implants, this design may allow for more accurate CT imaging and fusion assessment. We conducted a study to determine the interobserver reliability of using CT to evaluate bone formation and other radiographic variables with this new titanium interbody device.

Materials and Methods

After receiving institutional review board approval for this study, as well as patient consent, we obtained and analyzed CT scans of patients after they had undergone anterior lumbar interbody fusion (ALIF) at L3–S1 as part of a separate clinical outcomes study.

Each patient received an Endoskeleton TA implant. The fusion cage was packed with 2 sponges (3.0 mg per fusion level) of bone morphogenetic protein, or BMP (InFuse; Medtronic, Minneapolis, Minnesota). In addition, 1 to 3 cm3 of hydroxyapatite/β-‌tricalcium phosphate (MasterGraft, Medtronic) collagen sponge was used as graft extender to fill any remaining gaps within the cage. Pedicle screw fixation was used in all cases.

Patients were randomly assigned to have fine-cut CT scans with reconstructed images at 6, 9, or 12 months. The scans were reviewed by 2 independent radiologists who were blinded to each other’s interpretations and the clinical results. The radiographic fusion criteria are listed in Tables 1 to 3. Interobserver agreement (κ) was calculated separately for each radiographic criterion and could range from 0.00 (no agreement) to 1.00 (perfect agreement).10,11

Results

The study involved 33 patients (17 men, 16 women) with 56 lumbar spinal fusion levels. Mean age was 46 years (range, 23-66 years). Six patients (18%) were nicotine users. Seventeen patients were scanned at 6 months, 9 at 9 months, and 7 at 12 months. There were no significant differences in results between men and women, between nicotine users and nonusers, or among patients evaluated at 6, 9, or 12 months.

The radiologists agreed on 345 of the 392 data points reviewed (κ = 0.88). Interobserver agreement results for the fusion criteria are listed in Tables 1 and 3. Interobserver agreement was 0.77 for overall fusion grade, with the radiologists noting definite fusion (grade 5) in 80% and 91% of the levels (Table 1). Other radiographic criteria are listed in Tables 2 and 3. Interobserver agreement was 0.80 for degree of artifact, 0.95 for subsidence, 0.96 for both lucency and trabecular bone, 0.77 for anterior osseous bridging, and 0.95 for cystic vertebral changes.

Discussion

Radiographic analysis of interbody fusions is an important clinical issue. Investigators have shown that CT is the radiographic method of choice for assessing fusion.8,9 Others have reported that assessing fusion with metallic interbody implants is more difficult compared with PEEK (polyether ether ketone) or allograft bone.3,4,5,12

Heithoff and colleagues1,2 reported on difficulties they encountered in assessing interbody fusion with titanium implants, and their research has often been cited. The authors concluded that they could not accurately assess fusion in these cases because of artifact from the small apertures in the cages and metallic scatter. Their study was very small (8 patients, 12 surgical levels) and used paired BAK (Bagby and Kuslich) cages (Zimmer, Warsaw, Indiana).

Recently, a unique surface technology, used to manufacture osseointegrative dental implants, has been adapted for use in the spine.13-15 Acid etching modifies the surface of titanium to create a nano-scale (micron-level) alteration. Compared with PEEK and smooth titanium, acid-etched titanium stimulates a better osteogenic environment.16,17 As this technology is now used clinically in spinal surgery, we thought it important to revisit the issue of CT analysis for fusion assessment with the newer titanium implants.

 

 

Artifact

The results of our study support the idea that the design of a titanium interbody fusion implant is important to radiographic analysis. The implant studied has a large open central aperture that appears to generate less artifact than historical controls (paired cylindrical cages) have.1-4 Other investigators have reported fewer problems with artifact in their studies of implants incorporating larger openings for bone graft.6,18 The radiologists in the present study found no significant problems with artifact. Less artifact is clinically important, as the remaining fusion variables can be more clearly visualized (Table 2, Figure 2).

Anterior Osseous Bridging, Subsidence, Lysis

In this study, the bony endplates were preserved. The disc and endplate cartilage was removed without reaming or drilling. Endplate reaming most likely contributes to subsidence and loss of original fixation between implant and bone interface.1,4,12 Some authors have advocated recessing the cages deeply and then packing bone anteriorly to create a “sentinel fusion sign.”1,2,6 Deeply seating interbody implants, instead of resting them more widely on the apophyseal ring of the vertebral endplate, may also lead to subsidence.4,12 The issue of identifying a sentinel fusion sign is relevant only if the surgeon tries to create one. In the present study, the implant used was an impacted cage positioned on the apophyseal perimeter of the disc space, just slightly recessed, so there was no attempt to create a sentinel fusion sign, as reflected in the relatively low scores on anterior osseous bridging (48%, 52%).

Subsidence and peri-implant lysis are pathologic variables associated with motion and bone loss. Sethi and colleagues19 noted a high percentage of endplate resorption and subsidence in cases reviewed using PEEK or allograft spacers paired with BMP-2. Although BMP-2 was used in the present study, we found very low rates of subsidence (0%, 5%) and no significant peri-implant lucencies (2%, 4%) (Figure 2). Interobserver agreement for these variables was high (0.95, 0.96). We hypothesize that the combination of endplate-sparing surgical technique and implant–bone integration contributed to these results.

Trabecular Bone and Fusion Grade

The primary radiographic criterion for solid interbody fusion is trabecular bone throughout the cage, bridging the vertebral bodies. In our study, the success rates for this variable were 96% and 100%, and there was very high interobserver agreement (0.96) (Figure 3). This very high fusion rate may preclude detecting subtle differences in interobserver agreement, but to what degree, if any, is unknown. Other investigators have effectively identified trabecular bone across the interspace and throughout the cages.6,18 The openings for bone formation were larger in the implants they used than in first-generation fusion cages but not as large as the implant openings in the present study. Larger openings may correlate with improved ability to visualize bridging bone on CT.

Radiologists and surgeons must ultimately arrive at a conclusion regarding the likelihood a fusion has occurred. Our radiologists integrated all the separate radiologic variables cited here, as well as their overall impressions of the scans, to arrive at a final grade regarding fusion quality (Figures 3, 4). Although this category provides the most interpretive latitude of all the variables examined, the results demonstrate high interobserver reliability. Agreement to exactly the same fusion grade was 0.77, and agreement to within 1 category grade was 0.95.

This study had several limitations. Surgical explorations were not clinically indicated and were not performed. There were no suspected nonunions or hardware complications, two of the most common indications for exploration. In addition, this study was conducted not to determine specific accuracy of CT (compared with surgery exploration) for fusion assessment but to assess interobserver reliability. The clinical success rates for this population were high, and no patient required revision surgery for suspected pseudarthrosis. To assess the true accuracy of CT for fusion assessment, one would have to subject patients to follow-up exploratory surgery to test fusions mechanically.

Another limitation is the lack of a single industry-accepted radiographic fusion grading system. Fusion criteria are not standardized across all studies. Our radiologists have extensive research experience and limit their practices to neuromuscular radiology with a concentration on the spine. The radiographic criteria cited here are the same criteria they use in clinical practice, when reviewing CT scans for clinicians. Last, there was no control group for direct comparison against other cages. Historical controls were cited. This does not adversely affect the conclusions of this investigation.

Conclusion

Clinicians have been reluctant to rely on CT with titanium devices because of concerns about the accuracy of image interpretations. The interbody device used in this study demonstrated minimal artifact and minimal subsidence, and trabecular bone was easily identified throughout the implant in the majority of cases reviewed. We found high interobserver agreement scores across all fusion criteria. Although surgical exploration remains the gold standard for fusion assessment, surgeons should have confidence in using CT with this titanium implant.

The accuracy of using computed tomography (CT) to assess lumbar interbody fusion with titanium implants has been questioned in the past.1-4 Reports have most often focused on older technologies using paired, threaded, smooth-surface titanium devices. Some authors have reported they could not confidently assess the quality of fusions using CT because of implant artifact.1-3

When pseudarthrosis is suspected clinically, and imaging results are inconclusive, surgical explorations may be performed with mechanical stressing of the segment to assess for motion.2,5-7 However, surgical exploration not only has the morbidity of another surgery but may not be conclusive. Direct exploration of an interbody fusion is problematic. In some cases, there may be residual normal springing motion through posterior elements, even in the presence of a solid interbody fusion, which can be confusing.5 Radiologic confirmation of fusion status is therefore preferred over surgical exploration. CT is the imaging modality used most often to assess spinal fusions.8,9

A new titanium interbody fusion implant (Endoskeleton TA; Titan Spine, Mequon, Wisconsin) preserves the endplate and has an acid-etched titanium surface for osseous integration and a wide central aperture for bone graft (Figure 1). Compared with earlier titanium implants, this design may allow for more accurate CT imaging and fusion assessment. We conducted a study to determine the interobserver reliability of using CT to evaluate bone formation and other radiographic variables with this new titanium interbody device.

Materials and Methods

After receiving institutional review board approval for this study, as well as patient consent, we obtained and analyzed CT scans of patients after they had undergone anterior lumbar interbody fusion (ALIF) at L3–S1 as part of a separate clinical outcomes study.

Each patient received an Endoskeleton TA implant. The fusion cage was packed with 2 sponges (3.0 mg per fusion level) of bone morphogenetic protein, or BMP (InFuse; Medtronic, Minneapolis, Minnesota). In addition, 1 to 3 cm3 of hydroxyapatite/β-‌tricalcium phosphate (MasterGraft, Medtronic) collagen sponge was used as graft extender to fill any remaining gaps within the cage. Pedicle screw fixation was used in all cases.

Patients were randomly assigned to have fine-cut CT scans with reconstructed images at 6, 9, or 12 months. The scans were reviewed by 2 independent radiologists who were blinded to each other’s interpretations and the clinical results. The radiographic fusion criteria are listed in Tables 1 to 3. Interobserver agreement (κ) was calculated separately for each radiographic criterion and could range from 0.00 (no agreement) to 1.00 (perfect agreement).10,11

Results

The study involved 33 patients (17 men, 16 women) with 56 lumbar spinal fusion levels. Mean age was 46 years (range, 23-66 years). Six patients (18%) were nicotine users. Seventeen patients were scanned at 6 months, 9 at 9 months, and 7 at 12 months. There were no significant differences in results between men and women, between nicotine users and nonusers, or among patients evaluated at 6, 9, or 12 months.

The radiologists agreed on 345 of the 392 data points reviewed (κ = 0.88). Interobserver agreement results for the fusion criteria are listed in Tables 1 and 3. Interobserver agreement was 0.77 for overall fusion grade, with the radiologists noting definite fusion (grade 5) in 80% and 91% of the levels (Table 1). Other radiographic criteria are listed in Tables 2 and 3. Interobserver agreement was 0.80 for degree of artifact, 0.95 for subsidence, 0.96 for both lucency and trabecular bone, 0.77 for anterior osseous bridging, and 0.95 for cystic vertebral changes.

Discussion

Radiographic analysis of interbody fusions is an important clinical issue. Investigators have shown that CT is the radiographic method of choice for assessing fusion.8,9 Others have reported that assessing fusion with metallic interbody implants is more difficult compared with PEEK (polyether ether ketone) or allograft bone.3,4,5,12

Heithoff and colleagues1,2 reported on difficulties they encountered in assessing interbody fusion with titanium implants, and their research has often been cited. The authors concluded that they could not accurately assess fusion in these cases because of artifact from the small apertures in the cages and metallic scatter. Their study was very small (8 patients, 12 surgical levels) and used paired BAK (Bagby and Kuslich) cages (Zimmer, Warsaw, Indiana).

Recently, a unique surface technology, used to manufacture osseointegrative dental implants, has been adapted for use in the spine.13-15 Acid etching modifies the surface of titanium to create a nano-scale (micron-level) alteration. Compared with PEEK and smooth titanium, acid-etched titanium stimulates a better osteogenic environment.16,17 As this technology is now used clinically in spinal surgery, we thought it important to revisit the issue of CT analysis for fusion assessment with the newer titanium implants.

 

 

Artifact

The results of our study support the idea that the design of a titanium interbody fusion implant is important to radiographic analysis. The implant studied has a large open central aperture that appears to generate less artifact than historical controls (paired cylindrical cages) have.1-4 Other investigators have reported fewer problems with artifact in their studies of implants incorporating larger openings for bone graft.6,18 The radiologists in the present study found no significant problems with artifact. Less artifact is clinically important, as the remaining fusion variables can be more clearly visualized (Table 2, Figure 2).

Anterior Osseous Bridging, Subsidence, Lysis

In this study, the bony endplates were preserved. The disc and endplate cartilage was removed without reaming or drilling. Endplate reaming most likely contributes to subsidence and loss of original fixation between implant and bone interface.1,4,12 Some authors have advocated recessing the cages deeply and then packing bone anteriorly to create a “sentinel fusion sign.”1,2,6 Deeply seating interbody implants, instead of resting them more widely on the apophyseal ring of the vertebral endplate, may also lead to subsidence.4,12 The issue of identifying a sentinel fusion sign is relevant only if the surgeon tries to create one. In the present study, the implant used was an impacted cage positioned on the apophyseal perimeter of the disc space, just slightly recessed, so there was no attempt to create a sentinel fusion sign, as reflected in the relatively low scores on anterior osseous bridging (48%, 52%).

Subsidence and peri-implant lysis are pathologic variables associated with motion and bone loss. Sethi and colleagues19 noted a high percentage of endplate resorption and subsidence in cases reviewed using PEEK or allograft spacers paired with BMP-2. Although BMP-2 was used in the present study, we found very low rates of subsidence (0%, 5%) and no significant peri-implant lucencies (2%, 4%) (Figure 2). Interobserver agreement for these variables was high (0.95, 0.96). We hypothesize that the combination of endplate-sparing surgical technique and implant–bone integration contributed to these results.

Trabecular Bone and Fusion Grade

The primary radiographic criterion for solid interbody fusion is trabecular bone throughout the cage, bridging the vertebral bodies. In our study, the success rates for this variable were 96% and 100%, and there was very high interobserver agreement (0.96) (Figure 3). This very high fusion rate may preclude detecting subtle differences in interobserver agreement, but to what degree, if any, is unknown. Other investigators have effectively identified trabecular bone across the interspace and throughout the cages.6,18 The openings for bone formation were larger in the implants they used than in first-generation fusion cages but not as large as the implant openings in the present study. Larger openings may correlate with improved ability to visualize bridging bone on CT.

Radiologists and surgeons must ultimately arrive at a conclusion regarding the likelihood a fusion has occurred. Our radiologists integrated all the separate radiologic variables cited here, as well as their overall impressions of the scans, to arrive at a final grade regarding fusion quality (Figures 3, 4). Although this category provides the most interpretive latitude of all the variables examined, the results demonstrate high interobserver reliability. Agreement to exactly the same fusion grade was 0.77, and agreement to within 1 category grade was 0.95.

This study had several limitations. Surgical explorations were not clinically indicated and were not performed. There were no suspected nonunions or hardware complications, two of the most common indications for exploration. In addition, this study was conducted not to determine specific accuracy of CT (compared with surgery exploration) for fusion assessment but to assess interobserver reliability. The clinical success rates for this population were high, and no patient required revision surgery for suspected pseudarthrosis. To assess the true accuracy of CT for fusion assessment, one would have to subject patients to follow-up exploratory surgery to test fusions mechanically.

Another limitation is the lack of a single industry-accepted radiographic fusion grading system. Fusion criteria are not standardized across all studies. Our radiologists have extensive research experience and limit their practices to neuromuscular radiology with a concentration on the spine. The radiographic criteria cited here are the same criteria they use in clinical practice, when reviewing CT scans for clinicians. Last, there was no control group for direct comparison against other cages. Historical controls were cited. This does not adversely affect the conclusions of this investigation.

Conclusion

Clinicians have been reluctant to rely on CT with titanium devices because of concerns about the accuracy of image interpretations. The interbody device used in this study demonstrated minimal artifact and minimal subsidence, and trabecular bone was easily identified throughout the implant in the majority of cases reviewed. We found high interobserver agreement scores across all fusion criteria. Although surgical exploration remains the gold standard for fusion assessment, surgeons should have confidence in using CT with this titanium implant.

References

1.    Gilbert TJ, Heithoff KB, Mullin WJ. Radiographic assessment of cage-assisted interbody fusions in the lumbar spine. Semin Spine Surg. 2001;13:311-315.

2.    Heithoff KB, Mullin WJ, Renfrew DL, Gilbert TJ. The failure of radiographic detection of pseudarthrosis in patients with titanium lumbar interbody fusion cages. In: Proceedings of the 14th Annual Meeting of the North American Spine Society; October 20-23, 1999; Chicago, IL. Abstract 14.

3.    Cizek GR, Boyd LM. Imaging pitfalls of interbody implants. Spine. 2000;25(20):2633-2636.

4.    Dorchak JD, Burkus JK, Foor BD, Sanders DL. Dual paired proximity and combined BAK/proximity interbody fusion cages: radiographic results. In: Proceedings of the 15th Annual Meeting of the North American Spine Society. New Orleans, LA: North American Spine Society; 2000:83-85.

5.    Santos ER, Goss DG, Morcom RK, Fraser RD. Radiologic assessment of interbody fusion using carbon fiber cages. Spine. 2003;28(10):997-1001.

6.    Carreon LY, Glassman SD, Schwender JD, Subach BR, Gornet MF, Ohno S. Reliability and accuracy of fine-cut computed tomography scans to determine the status of anterior interbody fusions with metallic cages. Spine J. 2008;8(6):998-1002.

7.    Fogel GR, Toohey JS, Neidre A, Brantigan JW. Fusion assessment of posterior lumbar interbody fusion using radiolucent cages: x-ray films and helical computed tomography scans compared with surgical exploration of fusion. Spine J. 2008;8(4):570-577.

8.    Selby MD, Clark SR, Hall DJ, Freeman BJ. Radiologic assessment of spinal fusion. J Am Acad Orthop Surg. 2012;20(11):694-703.

9.    Chafetz N, Cann CE, Morris JM, Steinbach LS, Goldberg HI, Ax L. Pseudarthrosis following lumbar fusion: detection by direct coronal CT scanning. Radiology. 1987;162(3):803-805.

10.  Landis RJ, Koch GG. The measurement of observer agreement for categorical data. Biometrics. 1977;33(1):159-174.

11.  Viera AJ, Garrett JM. Understanding interobserver agreement; the kappa statistic. Fam Med. 2005;37(5):360-363.

12.  Burkus JK, Foley K, Haid RW, Lehuec JC. Surgical Interbody Research Group—radiographic assessment of interbody fusion devices: fusion criteria for anterior lumbar interbody surgery. Neurosurg Focus. 2001;10(4):E11.

13.  Albrektsson T, Zarb G, Worthington P, Eriksson AR. The long-term efficacy of currently used dental implants: a review and proposed criteria of success. Int J Oral Maxillofac Implants. 1986;1(1):11-25.

14.  De Leonardis D, Garg AK, Pecora GE. Osseointegration of rough acid-etched titanium implants: 5-year follow-up of 100 Minimatic implants. Int J Oral Maxillofac Implants. 1999;14(3):384-391.

15.  Schwartz Z, Raz P, Zhao G, et al. Effect of micrometer-scale roughness on the surface of Ti6Al4V pedicle screws in vitro and in vivo. J Bone Joint Surg Am. 2008;90(11):2485-2498.

16.  Olivares-Navarrete R, Gittens RA, Schneider JM, et al. Osteoblasts exhibit a more differentiated phenotype and increased bone morphogenetic protein production on titanium alloy substrates than on poly-ether-ether-ketone. Spine J. 2012;12(3):265-272.

17.  Olivares-Navarrete R, Hyzy SL, Gittens RA 1st, et al. Rough titanium alloys regulate osteoblast production of angiogenic factors. Spine J. 2013;13(11):1563-1570.

18.  Burkus JK, Dorchak JD, Sanders DL. Radiographic assessment of interbody fusion using recombinant human bone morphogenetic protein type 2. Spine. 2003;28(4):372-377.

19.    Sethi A, Craig J, Bartol S, et al. Radiographic and CT evaluation of recombinant human bone morphogenetic protein-2–assisted spinal interbody fusion. AJR Am J Roentgenol. 2011;197(1):W128-W133.

References

1.    Gilbert TJ, Heithoff KB, Mullin WJ. Radiographic assessment of cage-assisted interbody fusions in the lumbar spine. Semin Spine Surg. 2001;13:311-315.

2.    Heithoff KB, Mullin WJ, Renfrew DL, Gilbert TJ. The failure of radiographic detection of pseudarthrosis in patients with titanium lumbar interbody fusion cages. In: Proceedings of the 14th Annual Meeting of the North American Spine Society; October 20-23, 1999; Chicago, IL. Abstract 14.

3.    Cizek GR, Boyd LM. Imaging pitfalls of interbody implants. Spine. 2000;25(20):2633-2636.

4.    Dorchak JD, Burkus JK, Foor BD, Sanders DL. Dual paired proximity and combined BAK/proximity interbody fusion cages: radiographic results. In: Proceedings of the 15th Annual Meeting of the North American Spine Society. New Orleans, LA: North American Spine Society; 2000:83-85.

5.    Santos ER, Goss DG, Morcom RK, Fraser RD. Radiologic assessment of interbody fusion using carbon fiber cages. Spine. 2003;28(10):997-1001.

6.    Carreon LY, Glassman SD, Schwender JD, Subach BR, Gornet MF, Ohno S. Reliability and accuracy of fine-cut computed tomography scans to determine the status of anterior interbody fusions with metallic cages. Spine J. 2008;8(6):998-1002.

7.    Fogel GR, Toohey JS, Neidre A, Brantigan JW. Fusion assessment of posterior lumbar interbody fusion using radiolucent cages: x-ray films and helical computed tomography scans compared with surgical exploration of fusion. Spine J. 2008;8(4):570-577.

8.    Selby MD, Clark SR, Hall DJ, Freeman BJ. Radiologic assessment of spinal fusion. J Am Acad Orthop Surg. 2012;20(11):694-703.

9.    Chafetz N, Cann CE, Morris JM, Steinbach LS, Goldberg HI, Ax L. Pseudarthrosis following lumbar fusion: detection by direct coronal CT scanning. Radiology. 1987;162(3):803-805.

10.  Landis RJ, Koch GG. The measurement of observer agreement for categorical data. Biometrics. 1977;33(1):159-174.

11.  Viera AJ, Garrett JM. Understanding interobserver agreement; the kappa statistic. Fam Med. 2005;37(5):360-363.

12.  Burkus JK, Foley K, Haid RW, Lehuec JC. Surgical Interbody Research Group—radiographic assessment of interbody fusion devices: fusion criteria for anterior lumbar interbody surgery. Neurosurg Focus. 2001;10(4):E11.

13.  Albrektsson T, Zarb G, Worthington P, Eriksson AR. The long-term efficacy of currently used dental implants: a review and proposed criteria of success. Int J Oral Maxillofac Implants. 1986;1(1):11-25.

14.  De Leonardis D, Garg AK, Pecora GE. Osseointegration of rough acid-etched titanium implants: 5-year follow-up of 100 Minimatic implants. Int J Oral Maxillofac Implants. 1999;14(3):384-391.

15.  Schwartz Z, Raz P, Zhao G, et al. Effect of micrometer-scale roughness on the surface of Ti6Al4V pedicle screws in vitro and in vivo. J Bone Joint Surg Am. 2008;90(11):2485-2498.

16.  Olivares-Navarrete R, Gittens RA, Schneider JM, et al. Osteoblasts exhibit a more differentiated phenotype and increased bone morphogenetic protein production on titanium alloy substrates than on poly-ether-ether-ketone. Spine J. 2012;12(3):265-272.

17.  Olivares-Navarrete R, Hyzy SL, Gittens RA 1st, et al. Rough titanium alloys regulate osteoblast production of angiogenic factors. Spine J. 2013;13(11):1563-1570.

18.  Burkus JK, Dorchak JD, Sanders DL. Radiographic assessment of interbody fusion using recombinant human bone morphogenetic protein type 2. Spine. 2003;28(4):372-377.

19.    Sethi A, Craig J, Bartol S, et al. Radiographic and CT evaluation of recombinant human bone morphogenetic protein-2–assisted spinal interbody fusion. AJR Am J Roentgenol. 2011;197(1):W128-W133.

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Interobserver Agreement Using Computed Tomography to Assess Radiographic Fusion Criteria With a Unique Titanium Interbody Device
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Treatment of Proximal Humerus Fractures: Comparison of Shoulder and Trauma Surgeons

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Treatment of Proximal Humerus Fractures: Comparison of Shoulder and Trauma Surgeons

Proximal humerus fractures (PHFs), AO/OTA (Ar­ beitsgemeinschaft für Osteosynthesefragen/Orthopaedic Trauma Association) type 11,1 are common, representing 4% to 5% of all fractures in adults.2 However, there is no consensus as to optimal management of these injuries, with some reports supporting and others rejecting the various fixation methods,3 and there are no evidence-based practice guidelines informing treatment decisions.4 Not surprisingly, orthopedic surgeons do not agree on ideal treatment for PHFs5,6 and differ by region in their rates of surgical management.2 In addition, analyses of national databases have found variation in choice of surgical treatment for PHFs between surgeons and between hospitals of different patient volumes.4 Few studies have assessed surgeon agreement on treatment decisions. Findings from these limited investigations indicate there is little agreement on treatment choices, but training may have some impact.5-7 In 3 studies,5-7 shoulder and trauma fellowship–trained surgeons differed in their management of PHFs both in terms of rates of operative treatment5,7 and specific operative management choices.5,6 No study has assessed surgeon agreement on radiographic outcomes.

We conducted a study to compare expert shoulder and trauma surgeons’ treatment decision-making and agreement on final radiographic outcomes of surgically treated PHFs. We hypothesized there would be poor agreement on treatment decisions and better agreement on radiographic outcomes, with a difference between shoulder and trauma fellowship–trained surgeons.

Materials and Methods

After receiving institutional review board approval for this study, we collected data on 100 consecutive PHFs (AO/OTA type 111) surgically treated at 2 affiliated level I trauma centers between January 2004 and July 2008. None of the cases in the series was managed by any of the surgeons participating in this study.

We created a PowerPoint (Microsoft, Redmond, Washington) survey that included radiographs (preoperative, immediate postoperative, final postoperative) and, if available, a computed tomography image. This survey was sent to 4 orthopedic surgeons: Drs. Gardner, Gerber, Lorich, and Walch. Two of these authors are fellowship-trained in shoulder surgery, the other 2 in orthopedic traumatology with specialization in treating PHFs. All are internationally renowned in PHF management. Using the survey images and a 4-point Likert scale ranging from disagree strongly to agree strongly, the examiners rated their agreement with treatment decisions (arthroplasty vs fixation). They also rated (very poor to very good) immediate postoperative reduction or arthroplasty placement, immediate postoperative fixation methods for fractures treated with open reduction and internal fixation (ORIF), and final radiographic outcomes.

Interobserver agreement was calculated using the intraclass correlation coefficient (ICC),8,9 with scores of <0.2 (poor), 0.21 to 0.4 (fair), 0.41 to 0.6 (moderate), 0.61 to 0.8 (good), and >0.8 (excellent) used to indicate agreement among observers. ICC scores were determined by treating the 4 examiners as independent entities. Subgroup analyses were also performed to determine ICC scores comparing the 2 shoulder surgeons, comparing the 2 trauma surgeons, and comparing the shoulder surgeons and trauma surgeons as 2 separate groups. ICC scores were used instead of κ coefficients to assess agreement because ICC scores treat ratings as continuous variables, allow for comparison of 2 or more raters, and allow for assessment of correlation among raters, whereas κ coefficients treat data as categorical variables and assume the ratings have no natural ordering. ICC scores were generated by SAS 9.1.3 software (SAS Institute, Cary, North Carolina).

Results

The 4 surgeons’ overall ICC scores for agreement with the rating of immediate reduction or arthroplasty placement and the rating of final radiographic outcome indicated moderate levels of agreement (Table 1). Regarding treatment decision-making and ratings of fixation, the surgeons demonstrated poor and fair levels of agreement, respectively.

The ICC scores comparing the shoulder and trauma surgeons revealed similar levels of agreement (Table 2): moderate levels of agreement for ratings of both immediate postoperative reduction or arthroplasty placement and final radiographic outcomes, but poor and fair levels of agreement regarding treatment decision-making and the rating of immediate postoperative fixation methods for fractures treated with ORIF, respectively.

Subgroup analysis revealed that the 2 shoulder surgeons had poor and fair levels of agreement for treatment decisions and rating of immediate postoperative fixation, respectively, though they moderately agreed on rating of immediate postoperative reduction or arthroplasty placement and rating of final radiographic outcome (Table 3). When the 2 trauma surgeons were compared with each other, ICC scores revealed higher levels of agreement overall (Table 4). In other words, the 2 trauma surgeons agreed with each other more than the 2 shoulder surgeons agreed with each other.

Discussion

This study had 3 major findings: (1) Surgeons do not agree on treatment decisions, including fixation methods, regarding PHFs; (2) regardless of their opinions on ideal treatment, they moderately agree on reductions and final radiographic outcomes; (3) expert trauma surgeons may agree more on treatment decisions than expert shoulder surgeons do. In other words, surgeons do not agree on the best treatment, but they radiographically recognize when a procedure has been performed technically well or poorly. These results support our hypothesis and the limited current literature.

 

 

An analysis of Medicare databases showed marked regional variation in rates of operative treatment of PHFs.2 Similarly, a Nationwide Inpatient Sample analysis revealed nationwide variation in operative management of PHFs.4 Both findings are consistent with our results of poor agreement about treatment decisions and ratings of postoperative fixation of PHFs. In 2010, Petit and colleagues6 reported that surgeons do not agree on PHF management. In 2011, Foroohar and colleagues10 similarly reported low interobserver agreement for treatment recommendations made by 4 upper extremity orthopedic specialists, 4 general orthopedic surgeons, 4 senior residents, and 4 junior residents, for a series of 16 PHFs—also consistent with our findings.

The lack of agreement about PHF treatment may reflect a difference in training, particularly in light of the recent expansion of shoulder and elbow fellowships.2 Three separate studies performed at 2 affiliated level I trauma centers demonstrated significant differences in treatment decision-making between shoulder and trauma fellowship–trained surgeons.5-7 Our results are consistent with the hypothesis that training affects treatment decision-making, as we found poor agreement between shoulder and trauma fellowship–trained surgeons regarding treatment decision for PHFs. Subanalyses revealed that expert trauma surgeons agreed with each other on treatment decisions more than expert shoulder surgeons agreed with each other, further suggesting that training may affect how surgeons manage PHFs. Differences in fellowship training even within the same specialty may account for the observed lesser levels of agreement between the shoulder surgeons, even among experts in the field.

The evidence for optimal treatment historically has been poor,4,6 with few high-quality prospective, randomized controlled studies on the topic up until the past few years. The most recent Cochrane Review on optimal PHF treatment concluded that there is insufficient evidence to make an evidence-based recommendation and that the long-term benefit of surgery is unclear.11 However, at least 5 controlled trials on the topic have been published within the past 5 years.12-16 The evidence is striking and generally supports nonoperative treatment for most PHFs, including some displaced fractures—contrary to general orthopedic practice in many parts of the United States,2 which hitherto had been based mainly on individual surgeon experience and the limited literature. Without strong evidence to support one treatment option over another, surgeons are left with no objective, scientific way of coming to agreement.

Related to the poor status quo of evidence for PHF treatments is new technology (eg, locking plates, reverse total shoulder arthroplasty) that has expanded surgical indications.2,17 Although such developments have the potential to improve surgical treatments, they may also exacerbate the disagreement between surgeons regarding optimal operative treatment of PHFs. This potential consequence of new technology may be reflected in our finding of disagreement among surgeons on immediate postoperative fixation methods. Precisely because they are new, such technological innovations have limited evidence supporting their use. This leaves surgeons with little to nothing to inform their decisions to use these devices, other than familiarity with and impressions of the new technology.

Our study had several limitations. First is the small sample size, of surgeons who are leaders in the field. Our sample therefore may not be generalizable to the general population of shoulder and trauma surgeons. Second, we did not calculate intraobserver variability. Third, inherent to studies of interobserver agreement is the uncertainty of their clinical relevance. In the clinical setting, a surgeon has much more information at hand (eg, patient history, physical examination findings, colleague consultations), thus raising the possibility of underestimations of interobserver agreements.18 Fourth, our comparison of surgeons’ ratings of outcomes was purely radiographic, which may or may not represent or be indicative of clinical outcomes (eg, pain relief, function, range of motion, patient satisfaction). The conclusions we may draw are accordingly limited, as we did not directly evaluate clinical outcome parameters.

Our study had several strengths as well. First, to our knowledge this is the first study to assess interobserver variability in surgeons’ ratings of radiographic outcomes. Its findings may provide further insight into the reasons for poor agreement among orthopedic surgeons on both classification and treatment of PHFs. Second, our surveying of internationally renowned expert surgeons from 4 different institutions may have helped reduce single-institution bias, and it presents the highest level of expertise in the treatment of PHFs.

Although the surgeons in our study moderately agreed on final radiographic outcomes of PHFs, such levels of agreement may still be clinically unacceptable.19 The overall disagreement on treatment decisions highlights the need for better evidence for optimal treatment of PHFs in order to improve consensus, particularly with anticipated increases in age and comorbidities in the population in coming years.4 Subgroup analysis suggested trauma fellowships may contribute to better treatment agreement, though this idea requires further study, perhaps by surveying shoulder and trauma fellowship directors and their curricula for variability in teaching treatment decision-making. The surgeons in our study agreed more on what they consider acceptable final radiographic outcomes, which is encouraging. However, treatment consensus is the primary goal. The recent publication of prospective, randomized studies is helping with this issue, but more studies are needed. It is encouraging that several are planned or under way.20-22

 

 

Conclusion

The surgeons surveyed in this study did not agree on ideal treatment for PHFs but moderately agreed on quality of radiographic outcomes. These differences may reflect a difference in training. We conducted this study to compare experienced shoulder and trauma fellowship–trained surgeons’ treatment decision-making and ratings of radiographic outcomes of PHFs when presented with the same group of patients managed at 2 level I trauma centers. We hypothesized there would be little agreement on treatment decisions, better agreement on final radiographic outcome, and a difference between decision-making and ratings of radiographic outcomes between expert shoulder and trauma surgeons. Our results showed that surgeons do not agree on the best treatment for PHFs but radiographically recognize when an operative treatment has been performed well or poorly. Regarding treatment decisions, our results also showed that expert trauma surgeons may agree more with each other than shoulder surgeons agree with each other. These results support our hypothesis and the limited current literature. The overall disagreement among the surgeons in our study and an aging population that grows sicker each year highlight the need for better evidence for the optimal treatment of PHFs in order to improve consensus.

References

1.    Marsh JL, Slongo TF, Agel J, et al. Fracture and dislocation classification compendium – 2007: Orthopaedic Trauma Association classification, database and outcomes committee. J Orthop Trauma. 2007;21(10 suppl):S1-S133.

2.    Bell JE, Leung BC, Spratt KF, et al. Trends and variation in incidence, surgical treatment, and repeat surgery of proximal humeral fractures in the elderly. J Bone Joint Surg Am. 2011;93(2):121-131.

3.    McLaurin TM. Proximal humerus fractures in the elderly are we operating on too many? Bull Hosp Jt Dis. 2004;62(1-2):24-32.

4.    Jain NB, Kuye I, Higgins LD, Warner JJP. Surgeon volume is associated with cost and variation in surgical treatment of proximal humeral fractures. Clin Orthop. 2012;471(2):655-664.

5.    Boykin RE, Jawa A, O’Brien T, Higgins LD, Warner JJP. Variability in operative management of proximal humerus fractures. Shoulder Elbow. 2011;3(4):197-201.

6.    Petit CJ, Millett PJ, Endres NK, Diller D, Harris MB, Warner JJP. Management of proximal humeral fractures: surgeons don’t agree. J Shoulder Elbow Surg. 2010;19(3):446-451.

7.    Okike K, Lee OC, Makanji H, Harris MB, Vrahas MS. Factors associated with the decision for operative versus non-operative treatment of displaced proximal humerus fractures in the elderly. Injury. 2013;44(4):448-455.

8.    Kodali P, Jones MH, Polster J, Miniaci A, Fening SD. Accuracy of measurement of Hill-Sachs lesions with computed tomography. J Shoulder Elbow Surg. 2011;20(8):1328-1334.

9.    Shrout PE, Fleiss JL. Intraclass correlations: uses in assessing rater reliability. Psychol Bull. 1979;86(2):420-428.

10.  Foroohar A, Tosti R, Richmond JM, Gaughan JP, Ilyas AM. Classification and treatment of proximal humerus fractures: inter-observer reliability and agreement across imaging modalities and experience. J Orthop Surg Res. 2011;6:38.

11.  Handoll HH, Ollivere BJ. Interventions for treating proximal humeral fractures in adults. Cochrane Database Syst Rev. 2010;(12):CD000434.

12.  Boons HW, Goosen JH, van Grinsven S, van Susante JL, van Loon CJ. Hemiarthroplasty for humeral four-part fractures for patients 65 years and older: a randomized controlled trial. Clin Orthop. 2012;470(12):3483-3491.

13.  Fjalestad T, Hole MØ, Hovden IAH, Blücher J, Strømsøe K. Surgical treatment with an angular stable plate for complex displaced proximal humeral fractures in elderly patients: a randomized controlled trial. J Orthop Trauma. 2012;26(2):98-106.

14.    Fjalestad T, Hole MØ, Jørgensen JJ, Strømsøe K, Kristiansen IS. Health and cost consequences of surgical versus conservative treatment for a comminuted proximal humeral fracture in elderly patients. Injury. 2010;41(6):599-605.

15.  Olerud P, Ahrengart L, Ponzer S, Saving J, Tidermark J. Internal fixation versus nonoperative treatment of displaced 3-part proximal humeral fractures in elderly patients: a randomized controlled trial. J Shoulder Elbow Surg. 2011;20(5):747-755.

16.  Olerud P, Ahrengart L, Ponzer S, Saving J, Tidermark J. Hemiarthroplasty versus nonoperative treatment of displaced 4-part proximal humeral fractures in elderly patients: a randomized controlled trial. J Shoulder Elbow Surg. 2011;20(7):1025-1033.

17.  Agudelo J, Schürmann M, Stahel P, et al. Analysis of efficacy and failure in proximal humerus fractures treated with locking plates. J Orthop Trauma. 2007;21(10):676-681.

18.  Brorson S, Hróbjartsson A. Training improves agreement among doctors using the Neer system for proximal humeral fractures in a systematic review. J Clin Epidemiol. 2008;61(1):7-16.

19.  Brorson S, Olsen BS, Frich LH, et al. Surgeons agree more on treatment recommendations than on classification of proximal humeral fractures. BMC Musculoskelet Disord. 2012;13:114.

20.  Handoll H, Brealey S, Rangan A, et al. Protocol for the ProFHER (PROximal Fracture of the Humerus: Evaluation by Randomisation) trial: a pragmatic multi-centre randomised controlled trial of surgical versus non-surgical treatment for proximal fracture of the humerus in adults. BMC Musculoskelet Disord. 2009;10:140.

21.  Den Hartog D, Van Lieshout EMM, Tuinebreijer WE, et al. Primary hemiarthroplasty versus conservative treatment for comminuted fractures of the proximal humerus in the elderly (ProCon): a multicenter randomized controlled trial. BMC Musculoskelet Disord. 2010;11:97.

22.   Verbeek PA, van den Akker-Scheek I, Wendt KW, Diercks RL. Hemiarthroplasty versus angle-stable locking compression plate osteosynthesis in the treatment of three- and four-part fractures of the proximal humerus in the elderly: design of a randomized controlled trial. BMC Musculoskelet Disord. 2012;13:16.

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Andrew Jawa, MD, Paul H. Yi, MD, Robert E. Boykin, MD, Michael J. Gardner, MD, Christian Gerber, MD, Dean G. Lorich, MD, Gilles Walch, MD, and Jon J. P. Warner, MD

Authors’ Disclosure Statement: The authors report no actual or potential conflict of interest in relation to this article.

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The American Journal of Orthopedics - 44(2)
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77-81
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american journal of orthopedics, AJO, original study, study, shoulder and elbow, humerus, humerus fractures, fracture, arthroplasty, proximal humerus fractures, PHF, trauma, shoulder, surgeons, treatment, imaging, jawa, yi, boykin, gardner, gerber, lorich, walch, warner
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Andrew Jawa, MD, Paul H. Yi, MD, Robert E. Boykin, MD, Michael J. Gardner, MD, Christian Gerber, MD, Dean G. Lorich, MD, Gilles Walch, MD, and Jon J. P. Warner, MD

Authors’ Disclosure Statement: The authors report no actual or potential conflict of interest in relation to this article.

Author and Disclosure Information

Andrew Jawa, MD, Paul H. Yi, MD, Robert E. Boykin, MD, Michael J. Gardner, MD, Christian Gerber, MD, Dean G. Lorich, MD, Gilles Walch, MD, and Jon J. P. Warner, MD

Authors’ Disclosure Statement: The authors report no actual or potential conflict of interest in relation to this article.

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Proximal humerus fractures (PHFs), AO/OTA (Ar­ beitsgemeinschaft für Osteosynthesefragen/Orthopaedic Trauma Association) type 11,1 are common, representing 4% to 5% of all fractures in adults.2 However, there is no consensus as to optimal management of these injuries, with some reports supporting and others rejecting the various fixation methods,3 and there are no evidence-based practice guidelines informing treatment decisions.4 Not surprisingly, orthopedic surgeons do not agree on ideal treatment for PHFs5,6 and differ by region in their rates of surgical management.2 In addition, analyses of national databases have found variation in choice of surgical treatment for PHFs between surgeons and between hospitals of different patient volumes.4 Few studies have assessed surgeon agreement on treatment decisions. Findings from these limited investigations indicate there is little agreement on treatment choices, but training may have some impact.5-7 In 3 studies,5-7 shoulder and trauma fellowship–trained surgeons differed in their management of PHFs both in terms of rates of operative treatment5,7 and specific operative management choices.5,6 No study has assessed surgeon agreement on radiographic outcomes.

We conducted a study to compare expert shoulder and trauma surgeons’ treatment decision-making and agreement on final radiographic outcomes of surgically treated PHFs. We hypothesized there would be poor agreement on treatment decisions and better agreement on radiographic outcomes, with a difference between shoulder and trauma fellowship–trained surgeons.

Materials and Methods

After receiving institutional review board approval for this study, we collected data on 100 consecutive PHFs (AO/OTA type 111) surgically treated at 2 affiliated level I trauma centers between January 2004 and July 2008. None of the cases in the series was managed by any of the surgeons participating in this study.

We created a PowerPoint (Microsoft, Redmond, Washington) survey that included radiographs (preoperative, immediate postoperative, final postoperative) and, if available, a computed tomography image. This survey was sent to 4 orthopedic surgeons: Drs. Gardner, Gerber, Lorich, and Walch. Two of these authors are fellowship-trained in shoulder surgery, the other 2 in orthopedic traumatology with specialization in treating PHFs. All are internationally renowned in PHF management. Using the survey images and a 4-point Likert scale ranging from disagree strongly to agree strongly, the examiners rated their agreement with treatment decisions (arthroplasty vs fixation). They also rated (very poor to very good) immediate postoperative reduction or arthroplasty placement, immediate postoperative fixation methods for fractures treated with open reduction and internal fixation (ORIF), and final radiographic outcomes.

Interobserver agreement was calculated using the intraclass correlation coefficient (ICC),8,9 with scores of <0.2 (poor), 0.21 to 0.4 (fair), 0.41 to 0.6 (moderate), 0.61 to 0.8 (good), and >0.8 (excellent) used to indicate agreement among observers. ICC scores were determined by treating the 4 examiners as independent entities. Subgroup analyses were also performed to determine ICC scores comparing the 2 shoulder surgeons, comparing the 2 trauma surgeons, and comparing the shoulder surgeons and trauma surgeons as 2 separate groups. ICC scores were used instead of κ coefficients to assess agreement because ICC scores treat ratings as continuous variables, allow for comparison of 2 or more raters, and allow for assessment of correlation among raters, whereas κ coefficients treat data as categorical variables and assume the ratings have no natural ordering. ICC scores were generated by SAS 9.1.3 software (SAS Institute, Cary, North Carolina).

Results

The 4 surgeons’ overall ICC scores for agreement with the rating of immediate reduction or arthroplasty placement and the rating of final radiographic outcome indicated moderate levels of agreement (Table 1). Regarding treatment decision-making and ratings of fixation, the surgeons demonstrated poor and fair levels of agreement, respectively.

The ICC scores comparing the shoulder and trauma surgeons revealed similar levels of agreement (Table 2): moderate levels of agreement for ratings of both immediate postoperative reduction or arthroplasty placement and final radiographic outcomes, but poor and fair levels of agreement regarding treatment decision-making and the rating of immediate postoperative fixation methods for fractures treated with ORIF, respectively.

Subgroup analysis revealed that the 2 shoulder surgeons had poor and fair levels of agreement for treatment decisions and rating of immediate postoperative fixation, respectively, though they moderately agreed on rating of immediate postoperative reduction or arthroplasty placement and rating of final radiographic outcome (Table 3). When the 2 trauma surgeons were compared with each other, ICC scores revealed higher levels of agreement overall (Table 4). In other words, the 2 trauma surgeons agreed with each other more than the 2 shoulder surgeons agreed with each other.

Discussion

This study had 3 major findings: (1) Surgeons do not agree on treatment decisions, including fixation methods, regarding PHFs; (2) regardless of their opinions on ideal treatment, they moderately agree on reductions and final radiographic outcomes; (3) expert trauma surgeons may agree more on treatment decisions than expert shoulder surgeons do. In other words, surgeons do not agree on the best treatment, but they radiographically recognize when a procedure has been performed technically well or poorly. These results support our hypothesis and the limited current literature.

 

 

An analysis of Medicare databases showed marked regional variation in rates of operative treatment of PHFs.2 Similarly, a Nationwide Inpatient Sample analysis revealed nationwide variation in operative management of PHFs.4 Both findings are consistent with our results of poor agreement about treatment decisions and ratings of postoperative fixation of PHFs. In 2010, Petit and colleagues6 reported that surgeons do not agree on PHF management. In 2011, Foroohar and colleagues10 similarly reported low interobserver agreement for treatment recommendations made by 4 upper extremity orthopedic specialists, 4 general orthopedic surgeons, 4 senior residents, and 4 junior residents, for a series of 16 PHFs—also consistent with our findings.

The lack of agreement about PHF treatment may reflect a difference in training, particularly in light of the recent expansion of shoulder and elbow fellowships.2 Three separate studies performed at 2 affiliated level I trauma centers demonstrated significant differences in treatment decision-making between shoulder and trauma fellowship–trained surgeons.5-7 Our results are consistent with the hypothesis that training affects treatment decision-making, as we found poor agreement between shoulder and trauma fellowship–trained surgeons regarding treatment decision for PHFs. Subanalyses revealed that expert trauma surgeons agreed with each other on treatment decisions more than expert shoulder surgeons agreed with each other, further suggesting that training may affect how surgeons manage PHFs. Differences in fellowship training even within the same specialty may account for the observed lesser levels of agreement between the shoulder surgeons, even among experts in the field.

The evidence for optimal treatment historically has been poor,4,6 with few high-quality prospective, randomized controlled studies on the topic up until the past few years. The most recent Cochrane Review on optimal PHF treatment concluded that there is insufficient evidence to make an evidence-based recommendation and that the long-term benefit of surgery is unclear.11 However, at least 5 controlled trials on the topic have been published within the past 5 years.12-16 The evidence is striking and generally supports nonoperative treatment for most PHFs, including some displaced fractures—contrary to general orthopedic practice in many parts of the United States,2 which hitherto had been based mainly on individual surgeon experience and the limited literature. Without strong evidence to support one treatment option over another, surgeons are left with no objective, scientific way of coming to agreement.

Related to the poor status quo of evidence for PHF treatments is new technology (eg, locking plates, reverse total shoulder arthroplasty) that has expanded surgical indications.2,17 Although such developments have the potential to improve surgical treatments, they may also exacerbate the disagreement between surgeons regarding optimal operative treatment of PHFs. This potential consequence of new technology may be reflected in our finding of disagreement among surgeons on immediate postoperative fixation methods. Precisely because they are new, such technological innovations have limited evidence supporting their use. This leaves surgeons with little to nothing to inform their decisions to use these devices, other than familiarity with and impressions of the new technology.

Our study had several limitations. First is the small sample size, of surgeons who are leaders in the field. Our sample therefore may not be generalizable to the general population of shoulder and trauma surgeons. Second, we did not calculate intraobserver variability. Third, inherent to studies of interobserver agreement is the uncertainty of their clinical relevance. In the clinical setting, a surgeon has much more information at hand (eg, patient history, physical examination findings, colleague consultations), thus raising the possibility of underestimations of interobserver agreements.18 Fourth, our comparison of surgeons’ ratings of outcomes was purely radiographic, which may or may not represent or be indicative of clinical outcomes (eg, pain relief, function, range of motion, patient satisfaction). The conclusions we may draw are accordingly limited, as we did not directly evaluate clinical outcome parameters.

Our study had several strengths as well. First, to our knowledge this is the first study to assess interobserver variability in surgeons’ ratings of radiographic outcomes. Its findings may provide further insight into the reasons for poor agreement among orthopedic surgeons on both classification and treatment of PHFs. Second, our surveying of internationally renowned expert surgeons from 4 different institutions may have helped reduce single-institution bias, and it presents the highest level of expertise in the treatment of PHFs.

Although the surgeons in our study moderately agreed on final radiographic outcomes of PHFs, such levels of agreement may still be clinically unacceptable.19 The overall disagreement on treatment decisions highlights the need for better evidence for optimal treatment of PHFs in order to improve consensus, particularly with anticipated increases in age and comorbidities in the population in coming years.4 Subgroup analysis suggested trauma fellowships may contribute to better treatment agreement, though this idea requires further study, perhaps by surveying shoulder and trauma fellowship directors and their curricula for variability in teaching treatment decision-making. The surgeons in our study agreed more on what they consider acceptable final radiographic outcomes, which is encouraging. However, treatment consensus is the primary goal. The recent publication of prospective, randomized studies is helping with this issue, but more studies are needed. It is encouraging that several are planned or under way.20-22

 

 

Conclusion

The surgeons surveyed in this study did not agree on ideal treatment for PHFs but moderately agreed on quality of radiographic outcomes. These differences may reflect a difference in training. We conducted this study to compare experienced shoulder and trauma fellowship–trained surgeons’ treatment decision-making and ratings of radiographic outcomes of PHFs when presented with the same group of patients managed at 2 level I trauma centers. We hypothesized there would be little agreement on treatment decisions, better agreement on final radiographic outcome, and a difference between decision-making and ratings of radiographic outcomes between expert shoulder and trauma surgeons. Our results showed that surgeons do not agree on the best treatment for PHFs but radiographically recognize when an operative treatment has been performed well or poorly. Regarding treatment decisions, our results also showed that expert trauma surgeons may agree more with each other than shoulder surgeons agree with each other. These results support our hypothesis and the limited current literature. The overall disagreement among the surgeons in our study and an aging population that grows sicker each year highlight the need for better evidence for the optimal treatment of PHFs in order to improve consensus.

Proximal humerus fractures (PHFs), AO/OTA (Ar­ beitsgemeinschaft für Osteosynthesefragen/Orthopaedic Trauma Association) type 11,1 are common, representing 4% to 5% of all fractures in adults.2 However, there is no consensus as to optimal management of these injuries, with some reports supporting and others rejecting the various fixation methods,3 and there are no evidence-based practice guidelines informing treatment decisions.4 Not surprisingly, orthopedic surgeons do not agree on ideal treatment for PHFs5,6 and differ by region in their rates of surgical management.2 In addition, analyses of national databases have found variation in choice of surgical treatment for PHFs between surgeons and between hospitals of different patient volumes.4 Few studies have assessed surgeon agreement on treatment decisions. Findings from these limited investigations indicate there is little agreement on treatment choices, but training may have some impact.5-7 In 3 studies,5-7 shoulder and trauma fellowship–trained surgeons differed in their management of PHFs both in terms of rates of operative treatment5,7 and specific operative management choices.5,6 No study has assessed surgeon agreement on radiographic outcomes.

We conducted a study to compare expert shoulder and trauma surgeons’ treatment decision-making and agreement on final radiographic outcomes of surgically treated PHFs. We hypothesized there would be poor agreement on treatment decisions and better agreement on radiographic outcomes, with a difference between shoulder and trauma fellowship–trained surgeons.

Materials and Methods

After receiving institutional review board approval for this study, we collected data on 100 consecutive PHFs (AO/OTA type 111) surgically treated at 2 affiliated level I trauma centers between January 2004 and July 2008. None of the cases in the series was managed by any of the surgeons participating in this study.

We created a PowerPoint (Microsoft, Redmond, Washington) survey that included radiographs (preoperative, immediate postoperative, final postoperative) and, if available, a computed tomography image. This survey was sent to 4 orthopedic surgeons: Drs. Gardner, Gerber, Lorich, and Walch. Two of these authors are fellowship-trained in shoulder surgery, the other 2 in orthopedic traumatology with specialization in treating PHFs. All are internationally renowned in PHF management. Using the survey images and a 4-point Likert scale ranging from disagree strongly to agree strongly, the examiners rated their agreement with treatment decisions (arthroplasty vs fixation). They also rated (very poor to very good) immediate postoperative reduction or arthroplasty placement, immediate postoperative fixation methods for fractures treated with open reduction and internal fixation (ORIF), and final radiographic outcomes.

Interobserver agreement was calculated using the intraclass correlation coefficient (ICC),8,9 with scores of <0.2 (poor), 0.21 to 0.4 (fair), 0.41 to 0.6 (moderate), 0.61 to 0.8 (good), and >0.8 (excellent) used to indicate agreement among observers. ICC scores were determined by treating the 4 examiners as independent entities. Subgroup analyses were also performed to determine ICC scores comparing the 2 shoulder surgeons, comparing the 2 trauma surgeons, and comparing the shoulder surgeons and trauma surgeons as 2 separate groups. ICC scores were used instead of κ coefficients to assess agreement because ICC scores treat ratings as continuous variables, allow for comparison of 2 or more raters, and allow for assessment of correlation among raters, whereas κ coefficients treat data as categorical variables and assume the ratings have no natural ordering. ICC scores were generated by SAS 9.1.3 software (SAS Institute, Cary, North Carolina).

Results

The 4 surgeons’ overall ICC scores for agreement with the rating of immediate reduction or arthroplasty placement and the rating of final radiographic outcome indicated moderate levels of agreement (Table 1). Regarding treatment decision-making and ratings of fixation, the surgeons demonstrated poor and fair levels of agreement, respectively.

The ICC scores comparing the shoulder and trauma surgeons revealed similar levels of agreement (Table 2): moderate levels of agreement for ratings of both immediate postoperative reduction or arthroplasty placement and final radiographic outcomes, but poor and fair levels of agreement regarding treatment decision-making and the rating of immediate postoperative fixation methods for fractures treated with ORIF, respectively.

Subgroup analysis revealed that the 2 shoulder surgeons had poor and fair levels of agreement for treatment decisions and rating of immediate postoperative fixation, respectively, though they moderately agreed on rating of immediate postoperative reduction or arthroplasty placement and rating of final radiographic outcome (Table 3). When the 2 trauma surgeons were compared with each other, ICC scores revealed higher levels of agreement overall (Table 4). In other words, the 2 trauma surgeons agreed with each other more than the 2 shoulder surgeons agreed with each other.

Discussion

This study had 3 major findings: (1) Surgeons do not agree on treatment decisions, including fixation methods, regarding PHFs; (2) regardless of their opinions on ideal treatment, they moderately agree on reductions and final radiographic outcomes; (3) expert trauma surgeons may agree more on treatment decisions than expert shoulder surgeons do. In other words, surgeons do not agree on the best treatment, but they radiographically recognize when a procedure has been performed technically well or poorly. These results support our hypothesis and the limited current literature.

 

 

An analysis of Medicare databases showed marked regional variation in rates of operative treatment of PHFs.2 Similarly, a Nationwide Inpatient Sample analysis revealed nationwide variation in operative management of PHFs.4 Both findings are consistent with our results of poor agreement about treatment decisions and ratings of postoperative fixation of PHFs. In 2010, Petit and colleagues6 reported that surgeons do not agree on PHF management. In 2011, Foroohar and colleagues10 similarly reported low interobserver agreement for treatment recommendations made by 4 upper extremity orthopedic specialists, 4 general orthopedic surgeons, 4 senior residents, and 4 junior residents, for a series of 16 PHFs—also consistent with our findings.

The lack of agreement about PHF treatment may reflect a difference in training, particularly in light of the recent expansion of shoulder and elbow fellowships.2 Three separate studies performed at 2 affiliated level I trauma centers demonstrated significant differences in treatment decision-making between shoulder and trauma fellowship–trained surgeons.5-7 Our results are consistent with the hypothesis that training affects treatment decision-making, as we found poor agreement between shoulder and trauma fellowship–trained surgeons regarding treatment decision for PHFs. Subanalyses revealed that expert trauma surgeons agreed with each other on treatment decisions more than expert shoulder surgeons agreed with each other, further suggesting that training may affect how surgeons manage PHFs. Differences in fellowship training even within the same specialty may account for the observed lesser levels of agreement between the shoulder surgeons, even among experts in the field.

The evidence for optimal treatment historically has been poor,4,6 with few high-quality prospective, randomized controlled studies on the topic up until the past few years. The most recent Cochrane Review on optimal PHF treatment concluded that there is insufficient evidence to make an evidence-based recommendation and that the long-term benefit of surgery is unclear.11 However, at least 5 controlled trials on the topic have been published within the past 5 years.12-16 The evidence is striking and generally supports nonoperative treatment for most PHFs, including some displaced fractures—contrary to general orthopedic practice in many parts of the United States,2 which hitherto had been based mainly on individual surgeon experience and the limited literature. Without strong evidence to support one treatment option over another, surgeons are left with no objective, scientific way of coming to agreement.

Related to the poor status quo of evidence for PHF treatments is new technology (eg, locking plates, reverse total shoulder arthroplasty) that has expanded surgical indications.2,17 Although such developments have the potential to improve surgical treatments, they may also exacerbate the disagreement between surgeons regarding optimal operative treatment of PHFs. This potential consequence of new technology may be reflected in our finding of disagreement among surgeons on immediate postoperative fixation methods. Precisely because they are new, such technological innovations have limited evidence supporting their use. This leaves surgeons with little to nothing to inform their decisions to use these devices, other than familiarity with and impressions of the new technology.

Our study had several limitations. First is the small sample size, of surgeons who are leaders in the field. Our sample therefore may not be generalizable to the general population of shoulder and trauma surgeons. Second, we did not calculate intraobserver variability. Third, inherent to studies of interobserver agreement is the uncertainty of their clinical relevance. In the clinical setting, a surgeon has much more information at hand (eg, patient history, physical examination findings, colleague consultations), thus raising the possibility of underestimations of interobserver agreements.18 Fourth, our comparison of surgeons’ ratings of outcomes was purely radiographic, which may or may not represent or be indicative of clinical outcomes (eg, pain relief, function, range of motion, patient satisfaction). The conclusions we may draw are accordingly limited, as we did not directly evaluate clinical outcome parameters.

Our study had several strengths as well. First, to our knowledge this is the first study to assess interobserver variability in surgeons’ ratings of radiographic outcomes. Its findings may provide further insight into the reasons for poor agreement among orthopedic surgeons on both classification and treatment of PHFs. Second, our surveying of internationally renowned expert surgeons from 4 different institutions may have helped reduce single-institution bias, and it presents the highest level of expertise in the treatment of PHFs.

Although the surgeons in our study moderately agreed on final radiographic outcomes of PHFs, such levels of agreement may still be clinically unacceptable.19 The overall disagreement on treatment decisions highlights the need for better evidence for optimal treatment of PHFs in order to improve consensus, particularly with anticipated increases in age and comorbidities in the population in coming years.4 Subgroup analysis suggested trauma fellowships may contribute to better treatment agreement, though this idea requires further study, perhaps by surveying shoulder and trauma fellowship directors and their curricula for variability in teaching treatment decision-making. The surgeons in our study agreed more on what they consider acceptable final radiographic outcomes, which is encouraging. However, treatment consensus is the primary goal. The recent publication of prospective, randomized studies is helping with this issue, but more studies are needed. It is encouraging that several are planned or under way.20-22

 

 

Conclusion

The surgeons surveyed in this study did not agree on ideal treatment for PHFs but moderately agreed on quality of radiographic outcomes. These differences may reflect a difference in training. We conducted this study to compare experienced shoulder and trauma fellowship–trained surgeons’ treatment decision-making and ratings of radiographic outcomes of PHFs when presented with the same group of patients managed at 2 level I trauma centers. We hypothesized there would be little agreement on treatment decisions, better agreement on final radiographic outcome, and a difference between decision-making and ratings of radiographic outcomes between expert shoulder and trauma surgeons. Our results showed that surgeons do not agree on the best treatment for PHFs but radiographically recognize when an operative treatment has been performed well or poorly. Regarding treatment decisions, our results also showed that expert trauma surgeons may agree more with each other than shoulder surgeons agree with each other. These results support our hypothesis and the limited current literature. The overall disagreement among the surgeons in our study and an aging population that grows sicker each year highlight the need for better evidence for the optimal treatment of PHFs in order to improve consensus.

References

1.    Marsh JL, Slongo TF, Agel J, et al. Fracture and dislocation classification compendium – 2007: Orthopaedic Trauma Association classification, database and outcomes committee. J Orthop Trauma. 2007;21(10 suppl):S1-S133.

2.    Bell JE, Leung BC, Spratt KF, et al. Trends and variation in incidence, surgical treatment, and repeat surgery of proximal humeral fractures in the elderly. J Bone Joint Surg Am. 2011;93(2):121-131.

3.    McLaurin TM. Proximal humerus fractures in the elderly are we operating on too many? Bull Hosp Jt Dis. 2004;62(1-2):24-32.

4.    Jain NB, Kuye I, Higgins LD, Warner JJP. Surgeon volume is associated with cost and variation in surgical treatment of proximal humeral fractures. Clin Orthop. 2012;471(2):655-664.

5.    Boykin RE, Jawa A, O’Brien T, Higgins LD, Warner JJP. Variability in operative management of proximal humerus fractures. Shoulder Elbow. 2011;3(4):197-201.

6.    Petit CJ, Millett PJ, Endres NK, Diller D, Harris MB, Warner JJP. Management of proximal humeral fractures: surgeons don’t agree. J Shoulder Elbow Surg. 2010;19(3):446-451.

7.    Okike K, Lee OC, Makanji H, Harris MB, Vrahas MS. Factors associated with the decision for operative versus non-operative treatment of displaced proximal humerus fractures in the elderly. Injury. 2013;44(4):448-455.

8.    Kodali P, Jones MH, Polster J, Miniaci A, Fening SD. Accuracy of measurement of Hill-Sachs lesions with computed tomography. J Shoulder Elbow Surg. 2011;20(8):1328-1334.

9.    Shrout PE, Fleiss JL. Intraclass correlations: uses in assessing rater reliability. Psychol Bull. 1979;86(2):420-428.

10.  Foroohar A, Tosti R, Richmond JM, Gaughan JP, Ilyas AM. Classification and treatment of proximal humerus fractures: inter-observer reliability and agreement across imaging modalities and experience. J Orthop Surg Res. 2011;6:38.

11.  Handoll HH, Ollivere BJ. Interventions for treating proximal humeral fractures in adults. Cochrane Database Syst Rev. 2010;(12):CD000434.

12.  Boons HW, Goosen JH, van Grinsven S, van Susante JL, van Loon CJ. Hemiarthroplasty for humeral four-part fractures for patients 65 years and older: a randomized controlled trial. Clin Orthop. 2012;470(12):3483-3491.

13.  Fjalestad T, Hole MØ, Hovden IAH, Blücher J, Strømsøe K. Surgical treatment with an angular stable plate for complex displaced proximal humeral fractures in elderly patients: a randomized controlled trial. J Orthop Trauma. 2012;26(2):98-106.

14.    Fjalestad T, Hole MØ, Jørgensen JJ, Strømsøe K, Kristiansen IS. Health and cost consequences of surgical versus conservative treatment for a comminuted proximal humeral fracture in elderly patients. Injury. 2010;41(6):599-605.

15.  Olerud P, Ahrengart L, Ponzer S, Saving J, Tidermark J. Internal fixation versus nonoperative treatment of displaced 3-part proximal humeral fractures in elderly patients: a randomized controlled trial. J Shoulder Elbow Surg. 2011;20(5):747-755.

16.  Olerud P, Ahrengart L, Ponzer S, Saving J, Tidermark J. Hemiarthroplasty versus nonoperative treatment of displaced 4-part proximal humeral fractures in elderly patients: a randomized controlled trial. J Shoulder Elbow Surg. 2011;20(7):1025-1033.

17.  Agudelo J, Schürmann M, Stahel P, et al. Analysis of efficacy and failure in proximal humerus fractures treated with locking plates. J Orthop Trauma. 2007;21(10):676-681.

18.  Brorson S, Hróbjartsson A. Training improves agreement among doctors using the Neer system for proximal humeral fractures in a systematic review. J Clin Epidemiol. 2008;61(1):7-16.

19.  Brorson S, Olsen BS, Frich LH, et al. Surgeons agree more on treatment recommendations than on classification of proximal humeral fractures. BMC Musculoskelet Disord. 2012;13:114.

20.  Handoll H, Brealey S, Rangan A, et al. Protocol for the ProFHER (PROximal Fracture of the Humerus: Evaluation by Randomisation) trial: a pragmatic multi-centre randomised controlled trial of surgical versus non-surgical treatment for proximal fracture of the humerus in adults. BMC Musculoskelet Disord. 2009;10:140.

21.  Den Hartog D, Van Lieshout EMM, Tuinebreijer WE, et al. Primary hemiarthroplasty versus conservative treatment for comminuted fractures of the proximal humerus in the elderly (ProCon): a multicenter randomized controlled trial. BMC Musculoskelet Disord. 2010;11:97.

22.   Verbeek PA, van den Akker-Scheek I, Wendt KW, Diercks RL. Hemiarthroplasty versus angle-stable locking compression plate osteosynthesis in the treatment of three- and four-part fractures of the proximal humerus in the elderly: design of a randomized controlled trial. BMC Musculoskelet Disord. 2012;13:16.

References

1.    Marsh JL, Slongo TF, Agel J, et al. Fracture and dislocation classification compendium – 2007: Orthopaedic Trauma Association classification, database and outcomes committee. J Orthop Trauma. 2007;21(10 suppl):S1-S133.

2.    Bell JE, Leung BC, Spratt KF, et al. Trends and variation in incidence, surgical treatment, and repeat surgery of proximal humeral fractures in the elderly. J Bone Joint Surg Am. 2011;93(2):121-131.

3.    McLaurin TM. Proximal humerus fractures in the elderly are we operating on too many? Bull Hosp Jt Dis. 2004;62(1-2):24-32.

4.    Jain NB, Kuye I, Higgins LD, Warner JJP. Surgeon volume is associated with cost and variation in surgical treatment of proximal humeral fractures. Clin Orthop. 2012;471(2):655-664.

5.    Boykin RE, Jawa A, O’Brien T, Higgins LD, Warner JJP. Variability in operative management of proximal humerus fractures. Shoulder Elbow. 2011;3(4):197-201.

6.    Petit CJ, Millett PJ, Endres NK, Diller D, Harris MB, Warner JJP. Management of proximal humeral fractures: surgeons don’t agree. J Shoulder Elbow Surg. 2010;19(3):446-451.

7.    Okike K, Lee OC, Makanji H, Harris MB, Vrahas MS. Factors associated with the decision for operative versus non-operative treatment of displaced proximal humerus fractures in the elderly. Injury. 2013;44(4):448-455.

8.    Kodali P, Jones MH, Polster J, Miniaci A, Fening SD. Accuracy of measurement of Hill-Sachs lesions with computed tomography. J Shoulder Elbow Surg. 2011;20(8):1328-1334.

9.    Shrout PE, Fleiss JL. Intraclass correlations: uses in assessing rater reliability. Psychol Bull. 1979;86(2):420-428.

10.  Foroohar A, Tosti R, Richmond JM, Gaughan JP, Ilyas AM. Classification and treatment of proximal humerus fractures: inter-observer reliability and agreement across imaging modalities and experience. J Orthop Surg Res. 2011;6:38.

11.  Handoll HH, Ollivere BJ. Interventions for treating proximal humeral fractures in adults. Cochrane Database Syst Rev. 2010;(12):CD000434.

12.  Boons HW, Goosen JH, van Grinsven S, van Susante JL, van Loon CJ. Hemiarthroplasty for humeral four-part fractures for patients 65 years and older: a randomized controlled trial. Clin Orthop. 2012;470(12):3483-3491.

13.  Fjalestad T, Hole MØ, Hovden IAH, Blücher J, Strømsøe K. Surgical treatment with an angular stable plate for complex displaced proximal humeral fractures in elderly patients: a randomized controlled trial. J Orthop Trauma. 2012;26(2):98-106.

14.    Fjalestad T, Hole MØ, Jørgensen JJ, Strømsøe K, Kristiansen IS. Health and cost consequences of surgical versus conservative treatment for a comminuted proximal humeral fracture in elderly patients. Injury. 2010;41(6):599-605.

15.  Olerud P, Ahrengart L, Ponzer S, Saving J, Tidermark J. Internal fixation versus nonoperative treatment of displaced 3-part proximal humeral fractures in elderly patients: a randomized controlled trial. J Shoulder Elbow Surg. 2011;20(5):747-755.

16.  Olerud P, Ahrengart L, Ponzer S, Saving J, Tidermark J. Hemiarthroplasty versus nonoperative treatment of displaced 4-part proximal humeral fractures in elderly patients: a randomized controlled trial. J Shoulder Elbow Surg. 2011;20(7):1025-1033.

17.  Agudelo J, Schürmann M, Stahel P, et al. Analysis of efficacy and failure in proximal humerus fractures treated with locking plates. J Orthop Trauma. 2007;21(10):676-681.

18.  Brorson S, Hróbjartsson A. Training improves agreement among doctors using the Neer system for proximal humeral fractures in a systematic review. J Clin Epidemiol. 2008;61(1):7-16.

19.  Brorson S, Olsen BS, Frich LH, et al. Surgeons agree more on treatment recommendations than on classification of proximal humeral fractures. BMC Musculoskelet Disord. 2012;13:114.

20.  Handoll H, Brealey S, Rangan A, et al. Protocol for the ProFHER (PROximal Fracture of the Humerus: Evaluation by Randomisation) trial: a pragmatic multi-centre randomised controlled trial of surgical versus non-surgical treatment for proximal fracture of the humerus in adults. BMC Musculoskelet Disord. 2009;10:140.

21.  Den Hartog D, Van Lieshout EMM, Tuinebreijer WE, et al. Primary hemiarthroplasty versus conservative treatment for comminuted fractures of the proximal humerus in the elderly (ProCon): a multicenter randomized controlled trial. BMC Musculoskelet Disord. 2010;11:97.

22.   Verbeek PA, van den Akker-Scheek I, Wendt KW, Diercks RL. Hemiarthroplasty versus angle-stable locking compression plate osteosynthesis in the treatment of three- and four-part fractures of the proximal humerus in the elderly: design of a randomized controlled trial. BMC Musculoskelet Disord. 2012;13:16.

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MRI shows ongoing inflammation despite clinical remission in early RA

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MRI shows ongoing inflammation despite clinical remission in early RA

Two years of either triple therapy or treatment with tumor necrosis factor plus methotrexate failed to eliminate joint inflammation on MRI in a subcohort of patients with early rheumatoid arthritis from the randomized, double-blind Treatment of Early Aggressive Rheumatoid Arthritis (TEAR) trial.

In 118 patients with a mean age of 51 years, short disease duration, and severe disease at TEAR trial entry – 92% of whom were seropositive – only 29 had wrist pain, tenderness, or swelling at 2-year follow-up. However, all 118 patients had MRI evidence of residual joint inflammation after 2 years, and 78% had evidence of osteitis, Dr. Veena K. Ranganath of the University of California, Los Angeles, and her colleagues reported (Arthritis Care Res. 2015 Jan. 7 [doi:10.1002/acr.22541]).

Dr. Veena K. Ranganath

Inflammation remained despite significant improvement of disease activity measures at the time of the MRI, compared with baseline (for example, 28-joint disease activity score using erythrocyte sedimentation rate [DAS28-ESR] decreased from 5.8 to 2.9). Total MRI inflammation scores were significantly lower in patients who met 2011 American College of Rheumatology (ACR)/European League Against Rheumatism (EULAR) Boolean remission criteria and remission by Chronic Disease Activity Index (CDAI), but not in those with DAS28-ESR remission, they noted.

The findings demonstrate that total MRI inflammatory scores are “best differentiated by the most stringent clinical remission criteria” – CDAI and 2011 ACR/EULAR Boolean Criteria, as opposed to DAS28-ESR (with a 2.6 cutpoint). Further, no differences were seen in damage or MRI inflammatory scores based on treatment regimen, which supports methotrexate-first recommendations for the TEAR trial, they said, noting that the long-term prognostic implications of the study findings are unclear because of short-follow-up, and that it remains unclear whether attainment of clinical remission warrants a drug holiday or cessation of RA treatment.

Thus, it is “ill-advised to discontinue therapy until future studies suggest otherwise,” they concluded, adding that this is particularly true given that prior published data suggest a link between osteitis – which occurred at a high rate in this study despite clinical remission – and future radiographic progression.

The TEAR trial was supported by Amgen. The current research was supported by a National Institutes of Health/National Center for Advancing Translational Science UCLA CTSI grant, and individual authors were supported by ACR/REF grants, a National Institutes of Health award, the Margaret J. Miller Endowed Professor of Research Chair, and the Agency for Healthcare Research and Quality.

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Two years of either triple therapy or treatment with tumor necrosis factor plus methotrexate failed to eliminate joint inflammation on MRI in a subcohort of patients with early rheumatoid arthritis from the randomized, double-blind Treatment of Early Aggressive Rheumatoid Arthritis (TEAR) trial.

In 118 patients with a mean age of 51 years, short disease duration, and severe disease at TEAR trial entry – 92% of whom were seropositive – only 29 had wrist pain, tenderness, or swelling at 2-year follow-up. However, all 118 patients had MRI evidence of residual joint inflammation after 2 years, and 78% had evidence of osteitis, Dr. Veena K. Ranganath of the University of California, Los Angeles, and her colleagues reported (Arthritis Care Res. 2015 Jan. 7 [doi:10.1002/acr.22541]).

Dr. Veena K. Ranganath

Inflammation remained despite significant improvement of disease activity measures at the time of the MRI, compared with baseline (for example, 28-joint disease activity score using erythrocyte sedimentation rate [DAS28-ESR] decreased from 5.8 to 2.9). Total MRI inflammation scores were significantly lower in patients who met 2011 American College of Rheumatology (ACR)/European League Against Rheumatism (EULAR) Boolean remission criteria and remission by Chronic Disease Activity Index (CDAI), but not in those with DAS28-ESR remission, they noted.

The findings demonstrate that total MRI inflammatory scores are “best differentiated by the most stringent clinical remission criteria” – CDAI and 2011 ACR/EULAR Boolean Criteria, as opposed to DAS28-ESR (with a 2.6 cutpoint). Further, no differences were seen in damage or MRI inflammatory scores based on treatment regimen, which supports methotrexate-first recommendations for the TEAR trial, they said, noting that the long-term prognostic implications of the study findings are unclear because of short-follow-up, and that it remains unclear whether attainment of clinical remission warrants a drug holiday or cessation of RA treatment.

Thus, it is “ill-advised to discontinue therapy until future studies suggest otherwise,” they concluded, adding that this is particularly true given that prior published data suggest a link between osteitis – which occurred at a high rate in this study despite clinical remission – and future radiographic progression.

The TEAR trial was supported by Amgen. The current research was supported by a National Institutes of Health/National Center for Advancing Translational Science UCLA CTSI grant, and individual authors were supported by ACR/REF grants, a National Institutes of Health award, the Margaret J. Miller Endowed Professor of Research Chair, and the Agency for Healthcare Research and Quality.

Two years of either triple therapy or treatment with tumor necrosis factor plus methotrexate failed to eliminate joint inflammation on MRI in a subcohort of patients with early rheumatoid arthritis from the randomized, double-blind Treatment of Early Aggressive Rheumatoid Arthritis (TEAR) trial.

In 118 patients with a mean age of 51 years, short disease duration, and severe disease at TEAR trial entry – 92% of whom were seropositive – only 29 had wrist pain, tenderness, or swelling at 2-year follow-up. However, all 118 patients had MRI evidence of residual joint inflammation after 2 years, and 78% had evidence of osteitis, Dr. Veena K. Ranganath of the University of California, Los Angeles, and her colleagues reported (Arthritis Care Res. 2015 Jan. 7 [doi:10.1002/acr.22541]).

Dr. Veena K. Ranganath

Inflammation remained despite significant improvement of disease activity measures at the time of the MRI, compared with baseline (for example, 28-joint disease activity score using erythrocyte sedimentation rate [DAS28-ESR] decreased from 5.8 to 2.9). Total MRI inflammation scores were significantly lower in patients who met 2011 American College of Rheumatology (ACR)/European League Against Rheumatism (EULAR) Boolean remission criteria and remission by Chronic Disease Activity Index (CDAI), but not in those with DAS28-ESR remission, they noted.

The findings demonstrate that total MRI inflammatory scores are “best differentiated by the most stringent clinical remission criteria” – CDAI and 2011 ACR/EULAR Boolean Criteria, as opposed to DAS28-ESR (with a 2.6 cutpoint). Further, no differences were seen in damage or MRI inflammatory scores based on treatment regimen, which supports methotrexate-first recommendations for the TEAR trial, they said, noting that the long-term prognostic implications of the study findings are unclear because of short-follow-up, and that it remains unclear whether attainment of clinical remission warrants a drug holiday or cessation of RA treatment.

Thus, it is “ill-advised to discontinue therapy until future studies suggest otherwise,” they concluded, adding that this is particularly true given that prior published data suggest a link between osteitis – which occurred at a high rate in this study despite clinical remission – and future radiographic progression.

The TEAR trial was supported by Amgen. The current research was supported by a National Institutes of Health/National Center for Advancing Translational Science UCLA CTSI grant, and individual authors were supported by ACR/REF grants, a National Institutes of Health award, the Margaret J. Miller Endowed Professor of Research Chair, and the Agency for Healthcare Research and Quality.

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Key clinical point: Until data suggest otherwise, treatment should continue despite clinical remission in early RA patients.

Major finding: Only 29 of 118 patients had symptoms, but all 118 had MRI evidence of inflammation.

Data source: A subcohort of 118 patients from the randomized, double-blind TEAR trial .

Disclosures: The TEAR trial was supported by Amgen. The current research was supported by a National Institutes of Health/National Center for Advancing Translational Science UCLA CTSI grant, and individual authors were supported by ACR/REF grants, a National Institutes of Health award, the Margaret J. Miller Endowed Professor of Research Chair, and the Agency for Healthcare Research and Quality.

Zero coronary calcium means very low 10-year event risk

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CHICAGO – Absence of coronary artery calcium upon imaging results in an impressively low cardiovascular event rate over the next 10 years regardless of an individual’s level of standard risk factors, according to prospective data from the MESA study.

In contrast, a coronary artery calcium (CAC) score of 1-10, often described as minimal CAC, nearly doubles the 10-year risk, compared with a baseline CAC score of 0.

Prior to these new 10-year data, many cardiologists considered a CAC score of 1-10 as tantamount to no CAC. Not so, Dr. Parag H. Joshi said at the American Heart Association scientific sessions.

Bruce Jancin/Frontline Medical News
Dr. Parag H. Joshi

“A CAC of 0 is presumably identifying someone without any atherosclerosis. Just the presence of minimal calcium suggests that atherosclerosis is building up. Our data suggest that among individuals with a CAC of 1-10, current smoking, elevated non-HDL cholesterol, and particularly hypertension should be treated aggressively,” said Dr. Joshi, a clinical fellow in cardiovascular diseases and prevention at Johns Hopkins University, Baltimore.

Prior studies totaling more than 50,000 subjects with a CAC score of 0 have shown very low cardiovascular event rates over 4-5 years of follow-up. However, current cardiovascular risk estimates focus on 10-year risk. This new analysis from MESA (Multi-Ethnic Study of Atherosclerosis) is the first study to provide prospective, 10-year events data, and those data are highly reassuring, he added.

MESA is a prospective, population-based cohort study. This analysis included 6,814 subjects aged 45-84 who were free of clinical cardiovascular disease at baseline, when their CAC score was determined. At that time, 3,415 participants had a CAC score of 0 and 508 had a score of 1-10.

During a median 10.3 years of follow-up, 123 cardiovascular events occurred, roughly one-third of which were nonfatal acute MIs and half of which were nonfatal strokes; the remainder were cardiovascular deaths.

The event rate was 2.9/1,000 person-years in subjects with a CAC of 0 and significantly greater at 5.5/1,000 person-years with a score of 1-10. However, since the cardiovascular risk factor profile of the zero CAC group was generally more favorable, Dr. Joshi and coinvestigators carried out a Cox proportional hazards analysis factoring in demographics, standard cardiovascular risk factors, body mass index, C-reactive protein level, and carotid intima media thickness. The adjusted 10-year event risk in the group with a CAC score of 1-10 was 1.9-fold greater than with a CAC of 0.

The highest 10-year event rate was noted in subjects with at least three of the following four risk factors at baseline: hypertension, current smoking, diabetes, and hyperlipidemia. The rate was 6.5/1,000 person-years in such individuals if they had a CAC of 0 and doubled at 13.1/1,000 person-years with a score of 1-10.

In a multivariate Cox analysis, age, smoking, and hypertension proved to be significant predictors of cardiovascular events in the group with a CAC of 0 as well as in those with a CAC of 1-10. But there was one important difference between the two groups: While the hazard ratio for cardiovascular events associated with hypertension versus no hypertension was 2.1 in subjects with a CAC of 0, the presence of hypertension in individuals with a CAC of 1-10 increased their event risk by 10.2-fold, or nearly five times greater than the risk increase associated with hypertension in persons with a CAC of 0, Dr. Joshi observed.

Non–HDL cholesterol level was predictive of cardiovascular risk in subjects with a CAC of 1-10 but not in those with a score of 0.

When actual event rates were compared with those predicted by the atherosclerotic cardiovascular disease (ASCVD) risk estimator introduced in the 2013 AHA/American College of Cardiology cholesterol guidelines, the event rate in subjects with an ASCVD 10-year risk estimate of 7.5%-15% but a CAC of 0 was just 4.4%.

Audience members noted that CAC scores didn’t do a very good job of stratifying stroke risk in MESA. That’s not surprising, since the score reflects coronary but not carotid artery calcium. But it is a limitation of CAC as a predictive tool, especially in light of the fact that strokes accounted for half of all cardiovascular events in the study.

Asked where he and his coinvestigators plan to go from here, Dr. Joshi said a randomized, controlled trial would be ideal, but to date funding isn’t available. However, the observational data from MESA and other studies suggest such a trial may not even be needed.

“Certainly the guidelines do allow for CAC scoring to be used in clinical decision making,” he noted.

 

 

The MESA study is funded by the National Heart, Lung, and Blood Institute. Dr. Joshi reported having no financial conflicts.

[email protected]

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CHICAGO – Absence of coronary artery calcium upon imaging results in an impressively low cardiovascular event rate over the next 10 years regardless of an individual’s level of standard risk factors, according to prospective data from the MESA study.

In contrast, a coronary artery calcium (CAC) score of 1-10, often described as minimal CAC, nearly doubles the 10-year risk, compared with a baseline CAC score of 0.

Prior to these new 10-year data, many cardiologists considered a CAC score of 1-10 as tantamount to no CAC. Not so, Dr. Parag H. Joshi said at the American Heart Association scientific sessions.

Bruce Jancin/Frontline Medical News
Dr. Parag H. Joshi

“A CAC of 0 is presumably identifying someone without any atherosclerosis. Just the presence of minimal calcium suggests that atherosclerosis is building up. Our data suggest that among individuals with a CAC of 1-10, current smoking, elevated non-HDL cholesterol, and particularly hypertension should be treated aggressively,” said Dr. Joshi, a clinical fellow in cardiovascular diseases and prevention at Johns Hopkins University, Baltimore.

Prior studies totaling more than 50,000 subjects with a CAC score of 0 have shown very low cardiovascular event rates over 4-5 years of follow-up. However, current cardiovascular risk estimates focus on 10-year risk. This new analysis from MESA (Multi-Ethnic Study of Atherosclerosis) is the first study to provide prospective, 10-year events data, and those data are highly reassuring, he added.

MESA is a prospective, population-based cohort study. This analysis included 6,814 subjects aged 45-84 who were free of clinical cardiovascular disease at baseline, when their CAC score was determined. At that time, 3,415 participants had a CAC score of 0 and 508 had a score of 1-10.

During a median 10.3 years of follow-up, 123 cardiovascular events occurred, roughly one-third of which were nonfatal acute MIs and half of which were nonfatal strokes; the remainder were cardiovascular deaths.

The event rate was 2.9/1,000 person-years in subjects with a CAC of 0 and significantly greater at 5.5/1,000 person-years with a score of 1-10. However, since the cardiovascular risk factor profile of the zero CAC group was generally more favorable, Dr. Joshi and coinvestigators carried out a Cox proportional hazards analysis factoring in demographics, standard cardiovascular risk factors, body mass index, C-reactive protein level, and carotid intima media thickness. The adjusted 10-year event risk in the group with a CAC score of 1-10 was 1.9-fold greater than with a CAC of 0.

The highest 10-year event rate was noted in subjects with at least three of the following four risk factors at baseline: hypertension, current smoking, diabetes, and hyperlipidemia. The rate was 6.5/1,000 person-years in such individuals if they had a CAC of 0 and doubled at 13.1/1,000 person-years with a score of 1-10.

In a multivariate Cox analysis, age, smoking, and hypertension proved to be significant predictors of cardiovascular events in the group with a CAC of 0 as well as in those with a CAC of 1-10. But there was one important difference between the two groups: While the hazard ratio for cardiovascular events associated with hypertension versus no hypertension was 2.1 in subjects with a CAC of 0, the presence of hypertension in individuals with a CAC of 1-10 increased their event risk by 10.2-fold, or nearly five times greater than the risk increase associated with hypertension in persons with a CAC of 0, Dr. Joshi observed.

Non–HDL cholesterol level was predictive of cardiovascular risk in subjects with a CAC of 1-10 but not in those with a score of 0.

When actual event rates were compared with those predicted by the atherosclerotic cardiovascular disease (ASCVD) risk estimator introduced in the 2013 AHA/American College of Cardiology cholesterol guidelines, the event rate in subjects with an ASCVD 10-year risk estimate of 7.5%-15% but a CAC of 0 was just 4.4%.

Audience members noted that CAC scores didn’t do a very good job of stratifying stroke risk in MESA. That’s not surprising, since the score reflects coronary but not carotid artery calcium. But it is a limitation of CAC as a predictive tool, especially in light of the fact that strokes accounted for half of all cardiovascular events in the study.

Asked where he and his coinvestigators plan to go from here, Dr. Joshi said a randomized, controlled trial would be ideal, but to date funding isn’t available. However, the observational data from MESA and other studies suggest such a trial may not even be needed.

“Certainly the guidelines do allow for CAC scoring to be used in clinical decision making,” he noted.

 

 

The MESA study is funded by the National Heart, Lung, and Blood Institute. Dr. Joshi reported having no financial conflicts.

[email protected]

CHICAGO – Absence of coronary artery calcium upon imaging results in an impressively low cardiovascular event rate over the next 10 years regardless of an individual’s level of standard risk factors, according to prospective data from the MESA study.

In contrast, a coronary artery calcium (CAC) score of 1-10, often described as minimal CAC, nearly doubles the 10-year risk, compared with a baseline CAC score of 0.

Prior to these new 10-year data, many cardiologists considered a CAC score of 1-10 as tantamount to no CAC. Not so, Dr. Parag H. Joshi said at the American Heart Association scientific sessions.

Bruce Jancin/Frontline Medical News
Dr. Parag H. Joshi

“A CAC of 0 is presumably identifying someone without any atherosclerosis. Just the presence of minimal calcium suggests that atherosclerosis is building up. Our data suggest that among individuals with a CAC of 1-10, current smoking, elevated non-HDL cholesterol, and particularly hypertension should be treated aggressively,” said Dr. Joshi, a clinical fellow in cardiovascular diseases and prevention at Johns Hopkins University, Baltimore.

Prior studies totaling more than 50,000 subjects with a CAC score of 0 have shown very low cardiovascular event rates over 4-5 years of follow-up. However, current cardiovascular risk estimates focus on 10-year risk. This new analysis from MESA (Multi-Ethnic Study of Atherosclerosis) is the first study to provide prospective, 10-year events data, and those data are highly reassuring, he added.

MESA is a prospective, population-based cohort study. This analysis included 6,814 subjects aged 45-84 who were free of clinical cardiovascular disease at baseline, when their CAC score was determined. At that time, 3,415 participants had a CAC score of 0 and 508 had a score of 1-10.

During a median 10.3 years of follow-up, 123 cardiovascular events occurred, roughly one-third of which were nonfatal acute MIs and half of which were nonfatal strokes; the remainder were cardiovascular deaths.

The event rate was 2.9/1,000 person-years in subjects with a CAC of 0 and significantly greater at 5.5/1,000 person-years with a score of 1-10. However, since the cardiovascular risk factor profile of the zero CAC group was generally more favorable, Dr. Joshi and coinvestigators carried out a Cox proportional hazards analysis factoring in demographics, standard cardiovascular risk factors, body mass index, C-reactive protein level, and carotid intima media thickness. The adjusted 10-year event risk in the group with a CAC score of 1-10 was 1.9-fold greater than with a CAC of 0.

The highest 10-year event rate was noted in subjects with at least three of the following four risk factors at baseline: hypertension, current smoking, diabetes, and hyperlipidemia. The rate was 6.5/1,000 person-years in such individuals if they had a CAC of 0 and doubled at 13.1/1,000 person-years with a score of 1-10.

In a multivariate Cox analysis, age, smoking, and hypertension proved to be significant predictors of cardiovascular events in the group with a CAC of 0 as well as in those with a CAC of 1-10. But there was one important difference between the two groups: While the hazard ratio for cardiovascular events associated with hypertension versus no hypertension was 2.1 in subjects with a CAC of 0, the presence of hypertension in individuals with a CAC of 1-10 increased their event risk by 10.2-fold, or nearly five times greater than the risk increase associated with hypertension in persons with a CAC of 0, Dr. Joshi observed.

Non–HDL cholesterol level was predictive of cardiovascular risk in subjects with a CAC of 1-10 but not in those with a score of 0.

When actual event rates were compared with those predicted by the atherosclerotic cardiovascular disease (ASCVD) risk estimator introduced in the 2013 AHA/American College of Cardiology cholesterol guidelines, the event rate in subjects with an ASCVD 10-year risk estimate of 7.5%-15% but a CAC of 0 was just 4.4%.

Audience members noted that CAC scores didn’t do a very good job of stratifying stroke risk in MESA. That’s not surprising, since the score reflects coronary but not carotid artery calcium. But it is a limitation of CAC as a predictive tool, especially in light of the fact that strokes accounted for half of all cardiovascular events in the study.

Asked where he and his coinvestigators plan to go from here, Dr. Joshi said a randomized, controlled trial would be ideal, but to date funding isn’t available. However, the observational data from MESA and other studies suggest such a trial may not even be needed.

“Certainly the guidelines do allow for CAC scoring to be used in clinical decision making,” he noted.

 

 

The MESA study is funded by the National Heart, Lung, and Blood Institute. Dr. Joshi reported having no financial conflicts.

[email protected]

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Key clinical point: A coronary artery calcium score of 0 appears to trump the 10-year atherosclerotic cardiovascular disease risk estimator introduced in the 2013 AHA/ACC cholesterol guidelines.

Major finding: The actual 10-year cardiovascular event rate in subjects with a coronary artery calcium score of 0 was just 4.4% – below the guideline-recommended threshold for statin therapy– even though their predicted risk using the AHA/ACC risk estimator was 7.5%-15%.

Data source: The Multi-Ethnic Study of Atherosclerosis is a prospective, population-based cohort study. This analysis included 6,814 subjects aged 45-84 who were free of clinical cardiovascular disease at baseline.

Disclosures: The MESA study is funded by the National Heart, Lung, and Blood Institute. The presenter reported having no financial conflicts.