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Emergency cardiac echocardiography accepted by Europeans
VIENNA – Rapid echocardiographic assessment has become routine for many patients who arrive at an emergency department with suspected acute heart failure, and experts consider these examinations critical for quickly getting patients on the right treatment.
Growing use and the important role for emergency echo exams prompted the European echocardiography community to issue in 2014 both recommendations and a position statement on the practice.
With their actions, European echocardiographers joined their U.S. colleagues who had earlier endorsed rapid, focused echocardiography exams. The European position also highlighted the limitations and pitfalls of emergency echo and the need for proper training.
Use of limited, directed, ultrasound heart examinations on an emergency basis by physicians who are not cardiologists is “an irreversible process, but without appropriate training it may become dangerous,” Dr. Nuno Cardim said at the annual meeting of the European Association of Cardiovascular Imaging (EACVI).
A focused cardiac ultrasound (FoCUS) examination for patients with an emergency cardiac condition such as acute heart failure is not a new concept. In 2010, the American Society of Echocardiography and the American College of Emergency Physicians jointly issued a consensus statement on emergency FoCUS (J. Am. Soc. Echocardiogr. 2010;23:1225-30), and the American Society of Echocardiography followed with additional recommendations in 2013 that also dealt with nonemergency uses for FoCUS (J. Am. Soc. Echocardiogr. 2013;26:567-81).
In its 2014 position statement released last May, the EACVI directly addressed FoCUS for the first time (Eur. Heart J. Cardiovasc. Imaging 2014:15;956-60). The statement acknowledged the important role for a circumscribed, point-of-care ultrasound exam in patients undergoing cardiopulmonary resuscitation and in other critical cardiac conditions, but highlighted that a FoCUS exam does not substitute for a comprehensive echocardiographic exam, and that FoCUS should only be done by properly trained clinicians who appreciate the limits of a FoCUS exam.
The EASVI recommendations, which came out a few months later in collaboration with the Acute Cardiovascular Care Association, said that “echocardiography is now recommended (where appropriately trained practitioners are available) in the management of cardiac arrest. However, FoCUS should always be used and interpreted thoughtfully, since this fundamentally limited approach may lead to missing/misinterpretation of important findings unless the practitioner is aware of its (and their) limitations” (Eur. Heart J. Cardiovasc. Imaging 2014 [doi:10.1093/ehjci/jeu210]).
“Of course all patients with suspected acute heart failure in the emergency department should undergo an echo exam. The question is, who will do it? These are patients who are the most difficult to assess,” said Dr. Susanna Price, a member of the EACVI recommendations panel and a specialist in critical care cardiology at Royal Brompton Hospital in London.
“Without proper training, the person doing FoCUS could make a false positive diagnosis, or might miss something and make a false negative diagnosis,” said Dr. Cardim, professor and director of echocardiography and cardiac imaging at Hospital da Luz in Lisbon, and another member of the EACVI panel.
To avoid this, emergency-medicine physicians and others who often triage patients with acute heart disorders should be trained in echocardiography and especially the FoCUS exam, which aims to quickly evaluate several important abnormalities of cardiac function: pericardial effusion, cardiac tamponade, left and right ventricular size and function, and intravascular volume status. A FoCUS exam also screens for pulmonary embolism. FoCUS assesses each of these in a yes-or-no or present-or-absent way, information critical for guiding emergency management but lacking the quantitative and detailed information available with a comprehensive echocardiography exam.
“FoCUS must never substitute” for the comprehensive exam, which should always also be done, he said. FoCUS “should be used wisely and cautiously because of its limitations.”
The FoCUS exam also has equipment specifications. Ideally, clinicians should use a portable, hand-held ultrasound machine, which is larger than “pocket-sized” ultrasound devices and hence gives much better image quality compared with pocket-sized devices, Dr. Cardim said in an interview.
Dr. Cardim and Dr. Price had no disclosures.
On Twitter @mitchelzoler
VIENNA – Rapid echocardiographic assessment has become routine for many patients who arrive at an emergency department with suspected acute heart failure, and experts consider these examinations critical for quickly getting patients on the right treatment.
Growing use and the important role for emergency echo exams prompted the European echocardiography community to issue in 2014 both recommendations and a position statement on the practice.
With their actions, European echocardiographers joined their U.S. colleagues who had earlier endorsed rapid, focused echocardiography exams. The European position also highlighted the limitations and pitfalls of emergency echo and the need for proper training.
Use of limited, directed, ultrasound heart examinations on an emergency basis by physicians who are not cardiologists is “an irreversible process, but without appropriate training it may become dangerous,” Dr. Nuno Cardim said at the annual meeting of the European Association of Cardiovascular Imaging (EACVI).
A focused cardiac ultrasound (FoCUS) examination for patients with an emergency cardiac condition such as acute heart failure is not a new concept. In 2010, the American Society of Echocardiography and the American College of Emergency Physicians jointly issued a consensus statement on emergency FoCUS (J. Am. Soc. Echocardiogr. 2010;23:1225-30), and the American Society of Echocardiography followed with additional recommendations in 2013 that also dealt with nonemergency uses for FoCUS (J. Am. Soc. Echocardiogr. 2013;26:567-81).
In its 2014 position statement released last May, the EACVI directly addressed FoCUS for the first time (Eur. Heart J. Cardiovasc. Imaging 2014:15;956-60). The statement acknowledged the important role for a circumscribed, point-of-care ultrasound exam in patients undergoing cardiopulmonary resuscitation and in other critical cardiac conditions, but highlighted that a FoCUS exam does not substitute for a comprehensive echocardiographic exam, and that FoCUS should only be done by properly trained clinicians who appreciate the limits of a FoCUS exam.
The EASVI recommendations, which came out a few months later in collaboration with the Acute Cardiovascular Care Association, said that “echocardiography is now recommended (where appropriately trained practitioners are available) in the management of cardiac arrest. However, FoCUS should always be used and interpreted thoughtfully, since this fundamentally limited approach may lead to missing/misinterpretation of important findings unless the practitioner is aware of its (and their) limitations” (Eur. Heart J. Cardiovasc. Imaging 2014 [doi:10.1093/ehjci/jeu210]).
“Of course all patients with suspected acute heart failure in the emergency department should undergo an echo exam. The question is, who will do it? These are patients who are the most difficult to assess,” said Dr. Susanna Price, a member of the EACVI recommendations panel and a specialist in critical care cardiology at Royal Brompton Hospital in London.
“Without proper training, the person doing FoCUS could make a false positive diagnosis, or might miss something and make a false negative diagnosis,” said Dr. Cardim, professor and director of echocardiography and cardiac imaging at Hospital da Luz in Lisbon, and another member of the EACVI panel.
To avoid this, emergency-medicine physicians and others who often triage patients with acute heart disorders should be trained in echocardiography and especially the FoCUS exam, which aims to quickly evaluate several important abnormalities of cardiac function: pericardial effusion, cardiac tamponade, left and right ventricular size and function, and intravascular volume status. A FoCUS exam also screens for pulmonary embolism. FoCUS assesses each of these in a yes-or-no or present-or-absent way, information critical for guiding emergency management but lacking the quantitative and detailed information available with a comprehensive echocardiography exam.
“FoCUS must never substitute” for the comprehensive exam, which should always also be done, he said. FoCUS “should be used wisely and cautiously because of its limitations.”
The FoCUS exam also has equipment specifications. Ideally, clinicians should use a portable, hand-held ultrasound machine, which is larger than “pocket-sized” ultrasound devices and hence gives much better image quality compared with pocket-sized devices, Dr. Cardim said in an interview.
Dr. Cardim and Dr. Price had no disclosures.
On Twitter @mitchelzoler
VIENNA – Rapid echocardiographic assessment has become routine for many patients who arrive at an emergency department with suspected acute heart failure, and experts consider these examinations critical for quickly getting patients on the right treatment.
Growing use and the important role for emergency echo exams prompted the European echocardiography community to issue in 2014 both recommendations and a position statement on the practice.
With their actions, European echocardiographers joined their U.S. colleagues who had earlier endorsed rapid, focused echocardiography exams. The European position also highlighted the limitations and pitfalls of emergency echo and the need for proper training.
Use of limited, directed, ultrasound heart examinations on an emergency basis by physicians who are not cardiologists is “an irreversible process, but without appropriate training it may become dangerous,” Dr. Nuno Cardim said at the annual meeting of the European Association of Cardiovascular Imaging (EACVI).
A focused cardiac ultrasound (FoCUS) examination for patients with an emergency cardiac condition such as acute heart failure is not a new concept. In 2010, the American Society of Echocardiography and the American College of Emergency Physicians jointly issued a consensus statement on emergency FoCUS (J. Am. Soc. Echocardiogr. 2010;23:1225-30), and the American Society of Echocardiography followed with additional recommendations in 2013 that also dealt with nonemergency uses for FoCUS (J. Am. Soc. Echocardiogr. 2013;26:567-81).
In its 2014 position statement released last May, the EACVI directly addressed FoCUS for the first time (Eur. Heart J. Cardiovasc. Imaging 2014:15;956-60). The statement acknowledged the important role for a circumscribed, point-of-care ultrasound exam in patients undergoing cardiopulmonary resuscitation and in other critical cardiac conditions, but highlighted that a FoCUS exam does not substitute for a comprehensive echocardiographic exam, and that FoCUS should only be done by properly trained clinicians who appreciate the limits of a FoCUS exam.
The EASVI recommendations, which came out a few months later in collaboration with the Acute Cardiovascular Care Association, said that “echocardiography is now recommended (where appropriately trained practitioners are available) in the management of cardiac arrest. However, FoCUS should always be used and interpreted thoughtfully, since this fundamentally limited approach may lead to missing/misinterpretation of important findings unless the practitioner is aware of its (and their) limitations” (Eur. Heart J. Cardiovasc. Imaging 2014 [doi:10.1093/ehjci/jeu210]).
“Of course all patients with suspected acute heart failure in the emergency department should undergo an echo exam. The question is, who will do it? These are patients who are the most difficult to assess,” said Dr. Susanna Price, a member of the EACVI recommendations panel and a specialist in critical care cardiology at Royal Brompton Hospital in London.
“Without proper training, the person doing FoCUS could make a false positive diagnosis, or might miss something and make a false negative diagnosis,” said Dr. Cardim, professor and director of echocardiography and cardiac imaging at Hospital da Luz in Lisbon, and another member of the EACVI panel.
To avoid this, emergency-medicine physicians and others who often triage patients with acute heart disorders should be trained in echocardiography and especially the FoCUS exam, which aims to quickly evaluate several important abnormalities of cardiac function: pericardial effusion, cardiac tamponade, left and right ventricular size and function, and intravascular volume status. A FoCUS exam also screens for pulmonary embolism. FoCUS assesses each of these in a yes-or-no or present-or-absent way, information critical for guiding emergency management but lacking the quantitative and detailed information available with a comprehensive echocardiography exam.
“FoCUS must never substitute” for the comprehensive exam, which should always also be done, he said. FoCUS “should be used wisely and cautiously because of its limitations.”
The FoCUS exam also has equipment specifications. Ideally, clinicians should use a portable, hand-held ultrasound machine, which is larger than “pocket-sized” ultrasound devices and hence gives much better image quality compared with pocket-sized devices, Dr. Cardim said in an interview.
Dr. Cardim and Dr. Price had no disclosures.
On Twitter @mitchelzoler
EXPERT ANALYSIS FROM EUROECHO-IMAGING 2014
How physicians are using ‘the power of zero’ in primary prevention
CHICAGO – Coronary artery calcium testing has established itself as a true “game changer” in primary cardiovascular prevention, proponents of the risk-stratification tool said at the American Heart Association scientific sessions.
Knowing a patient’s coronary artery calcium score facilitates a more informed physician-patient discussion and shared decision making regarding whether to go on decades-long statin therapy, according to Dr. Khurram Nasir of the center for prevention and wellness research at Baptist Health Medical Center in Miami Beach.
“In our view, a much underappreciated value of coronary artery calcium testing lies in the power of zero. Roughly half of adults have a coronary artery calcium score of 0, and this results in a very low cardiovascular event rate,” the cardiologist said.
He presented an analysis of 4,758 nondiabetic participants in the prospective, population-based MESA (Multi-Ethnic Study of Atherosclerosis) in which he examined how they fared in terms of cardiovascular events over a median 10.3 years of follow-up. All were free of known cardiovascular disease at baseline. With the risk estimator included in the 2013 AHA/ACC cholesterol management guidelines, 2,377 subjects would be recommended for high-intensity statin therapy at baseline on the basis of a 10-year atherosclerotic cardiovascular disease risk estimate of at least 7.5%. Another 589 participants were recommended for consideration of a moderate-intensity statin based on an estimated 10-year risk of 5%-7.4%.
Forty-one percent of MESA subjects recommended for a high-intensity statin according to the AHA/ACC risk estimator had a coronary artery calcium (CAC) score of 0, and their 10-year composite rate of MI, stroke, or cardiovascular death was just 4.9% – well below the 7.5% threshold recommended for statin therapy. In contrast, if any CAC was present, the event rate was 10.5%.
With a relative risk reduction with statin therapy of 30%, the number needed to treat for 5 years to prevent one cardiovascular event in the group with a CAC of 0 would be 128. In the presence of any CAC, the number needed to treat fell to a far more reasonable 56, Dr. Nasir said.
Similarly, among the group recommended for consideration of statin therapy on the basis of a 10-year risk of 5%-7.4%, the actual event rate in the 57% of subjects with a CAC of 0 was just 1.5%. If any CAC was present, the event rate shot up to 7.2%. The number needed to treat in this cohort was 445 among those with a CAC of 0 and 90 with any CAC present.
“I think coronary artery calcium is a game changer in primary prevention,” Dr. Michael J. Blaha commented. “It sufficiently moves the needle to make you think differently about a patient. I’m not sure some of the other tests have sufficient evidence to say, ‘I’m going to think about not treating you if it’s negative and treating you if it’s positive,’ but coronary artery calcium has that evidence.”
In his own cardiology practice at Johns Hopkins University, Baltimore, Dr. Blaha finds himself using CAC testing often, especially in his many statin-reluctant patients.
“I have a lot of patients who would fit under a recommendation for statin therapy under the 2013 AHA/ACC cholesterol management guidelines, but who really don’t want to take medications. I know you see these patients in your practices, too. This is lifelong therapy, and they want a really good reason to take it or not to take it. If a patient is reluctant to take a statin and has a CAC score of 0, I will sometimes emphasize lifestyle therapy. It certainly redoubles my interest in lifestyle therapy. But if the CAC score is elevated, then I can make a specific case that the number needed to treat is very favorable, compared to the number needed to harm,” explained Dr. Blaha, a coinvestigator with Dr. Nasir in the MESA study.
Other situations where he finds CAC testing useful in daily practice include uncertainty as to a patient’s true risk level because the individual’s situation isn’t adequately captured by the AHA/ACC risk estimator. A patient with rheumatologic disease would be one example; another would be an individual who is neither white nor African American. He said he also utilizes CAC testing in statin-intolerant patients, where the results are useful in deciding how many different statins to try before saying “enough.”
Audience members asked what it’s going to take to get insurers to cover CAC testing for risk stratification. Dr. Blaha replied that more long-term outcomes and cost-effectiveness data are coming. In the meantime, at an out-of-pocket cost of $75-$100, a lot of his statin-reluctant patients consider CAC testing a good buy.
“They say, ‘I’ll take this test to help me decide whether to take a pill for the rest of my life,’” according to Dr. Blaha.
Dr. Nasir said the evidence in support of CAC testing is now so strong that he believes physicians have an obligation to mention it as an option during the statin treatment decision discussion.
“At this moment, most patients are making their decision based on the guesstimate of their risk we are giving them using the risk calculator. If they have the ability through a $75-$100 test that costs about the same as 18 months of statin therapy to know that their true risk is not, say, 10%, but actually 5%, they’re less likely to choose therapy. Is it even ethical to withhold from our patients that there is a test out there that can reduce their estimated risk to a point that they can avoid statin therapy?” the cardiologist asked.
Dr. Nasir reported serving on an advisory board for Quest Diagnostics. Dr. Blaha reported having no financial conflicts.
CHICAGO – Coronary artery calcium testing has established itself as a true “game changer” in primary cardiovascular prevention, proponents of the risk-stratification tool said at the American Heart Association scientific sessions.
Knowing a patient’s coronary artery calcium score facilitates a more informed physician-patient discussion and shared decision making regarding whether to go on decades-long statin therapy, according to Dr. Khurram Nasir of the center for prevention and wellness research at Baptist Health Medical Center in Miami Beach.
“In our view, a much underappreciated value of coronary artery calcium testing lies in the power of zero. Roughly half of adults have a coronary artery calcium score of 0, and this results in a very low cardiovascular event rate,” the cardiologist said.
He presented an analysis of 4,758 nondiabetic participants in the prospective, population-based MESA (Multi-Ethnic Study of Atherosclerosis) in which he examined how they fared in terms of cardiovascular events over a median 10.3 years of follow-up. All were free of known cardiovascular disease at baseline. With the risk estimator included in the 2013 AHA/ACC cholesterol management guidelines, 2,377 subjects would be recommended for high-intensity statin therapy at baseline on the basis of a 10-year atherosclerotic cardiovascular disease risk estimate of at least 7.5%. Another 589 participants were recommended for consideration of a moderate-intensity statin based on an estimated 10-year risk of 5%-7.4%.
Forty-one percent of MESA subjects recommended for a high-intensity statin according to the AHA/ACC risk estimator had a coronary artery calcium (CAC) score of 0, and their 10-year composite rate of MI, stroke, or cardiovascular death was just 4.9% – well below the 7.5% threshold recommended for statin therapy. In contrast, if any CAC was present, the event rate was 10.5%.
With a relative risk reduction with statin therapy of 30%, the number needed to treat for 5 years to prevent one cardiovascular event in the group with a CAC of 0 would be 128. In the presence of any CAC, the number needed to treat fell to a far more reasonable 56, Dr. Nasir said.
Similarly, among the group recommended for consideration of statin therapy on the basis of a 10-year risk of 5%-7.4%, the actual event rate in the 57% of subjects with a CAC of 0 was just 1.5%. If any CAC was present, the event rate shot up to 7.2%. The number needed to treat in this cohort was 445 among those with a CAC of 0 and 90 with any CAC present.
“I think coronary artery calcium is a game changer in primary prevention,” Dr. Michael J. Blaha commented. “It sufficiently moves the needle to make you think differently about a patient. I’m not sure some of the other tests have sufficient evidence to say, ‘I’m going to think about not treating you if it’s negative and treating you if it’s positive,’ but coronary artery calcium has that evidence.”
In his own cardiology practice at Johns Hopkins University, Baltimore, Dr. Blaha finds himself using CAC testing often, especially in his many statin-reluctant patients.
“I have a lot of patients who would fit under a recommendation for statin therapy under the 2013 AHA/ACC cholesterol management guidelines, but who really don’t want to take medications. I know you see these patients in your practices, too. This is lifelong therapy, and they want a really good reason to take it or not to take it. If a patient is reluctant to take a statin and has a CAC score of 0, I will sometimes emphasize lifestyle therapy. It certainly redoubles my interest in lifestyle therapy. But if the CAC score is elevated, then I can make a specific case that the number needed to treat is very favorable, compared to the number needed to harm,” explained Dr. Blaha, a coinvestigator with Dr. Nasir in the MESA study.
Other situations where he finds CAC testing useful in daily practice include uncertainty as to a patient’s true risk level because the individual’s situation isn’t adequately captured by the AHA/ACC risk estimator. A patient with rheumatologic disease would be one example; another would be an individual who is neither white nor African American. He said he also utilizes CAC testing in statin-intolerant patients, where the results are useful in deciding how many different statins to try before saying “enough.”
Audience members asked what it’s going to take to get insurers to cover CAC testing for risk stratification. Dr. Blaha replied that more long-term outcomes and cost-effectiveness data are coming. In the meantime, at an out-of-pocket cost of $75-$100, a lot of his statin-reluctant patients consider CAC testing a good buy.
“They say, ‘I’ll take this test to help me decide whether to take a pill for the rest of my life,’” according to Dr. Blaha.
Dr. Nasir said the evidence in support of CAC testing is now so strong that he believes physicians have an obligation to mention it as an option during the statin treatment decision discussion.
“At this moment, most patients are making their decision based on the guesstimate of their risk we are giving them using the risk calculator. If they have the ability through a $75-$100 test that costs about the same as 18 months of statin therapy to know that their true risk is not, say, 10%, but actually 5%, they’re less likely to choose therapy. Is it even ethical to withhold from our patients that there is a test out there that can reduce their estimated risk to a point that they can avoid statin therapy?” the cardiologist asked.
Dr. Nasir reported serving on an advisory board for Quest Diagnostics. Dr. Blaha reported having no financial conflicts.
CHICAGO – Coronary artery calcium testing has established itself as a true “game changer” in primary cardiovascular prevention, proponents of the risk-stratification tool said at the American Heart Association scientific sessions.
Knowing a patient’s coronary artery calcium score facilitates a more informed physician-patient discussion and shared decision making regarding whether to go on decades-long statin therapy, according to Dr. Khurram Nasir of the center for prevention and wellness research at Baptist Health Medical Center in Miami Beach.
“In our view, a much underappreciated value of coronary artery calcium testing lies in the power of zero. Roughly half of adults have a coronary artery calcium score of 0, and this results in a very low cardiovascular event rate,” the cardiologist said.
He presented an analysis of 4,758 nondiabetic participants in the prospective, population-based MESA (Multi-Ethnic Study of Atherosclerosis) in which he examined how they fared in terms of cardiovascular events over a median 10.3 years of follow-up. All were free of known cardiovascular disease at baseline. With the risk estimator included in the 2013 AHA/ACC cholesterol management guidelines, 2,377 subjects would be recommended for high-intensity statin therapy at baseline on the basis of a 10-year atherosclerotic cardiovascular disease risk estimate of at least 7.5%. Another 589 participants were recommended for consideration of a moderate-intensity statin based on an estimated 10-year risk of 5%-7.4%.
Forty-one percent of MESA subjects recommended for a high-intensity statin according to the AHA/ACC risk estimator had a coronary artery calcium (CAC) score of 0, and their 10-year composite rate of MI, stroke, or cardiovascular death was just 4.9% – well below the 7.5% threshold recommended for statin therapy. In contrast, if any CAC was present, the event rate was 10.5%.
With a relative risk reduction with statin therapy of 30%, the number needed to treat for 5 years to prevent one cardiovascular event in the group with a CAC of 0 would be 128. In the presence of any CAC, the number needed to treat fell to a far more reasonable 56, Dr. Nasir said.
Similarly, among the group recommended for consideration of statin therapy on the basis of a 10-year risk of 5%-7.4%, the actual event rate in the 57% of subjects with a CAC of 0 was just 1.5%. If any CAC was present, the event rate shot up to 7.2%. The number needed to treat in this cohort was 445 among those with a CAC of 0 and 90 with any CAC present.
“I think coronary artery calcium is a game changer in primary prevention,” Dr. Michael J. Blaha commented. “It sufficiently moves the needle to make you think differently about a patient. I’m not sure some of the other tests have sufficient evidence to say, ‘I’m going to think about not treating you if it’s negative and treating you if it’s positive,’ but coronary artery calcium has that evidence.”
In his own cardiology practice at Johns Hopkins University, Baltimore, Dr. Blaha finds himself using CAC testing often, especially in his many statin-reluctant patients.
“I have a lot of patients who would fit under a recommendation for statin therapy under the 2013 AHA/ACC cholesterol management guidelines, but who really don’t want to take medications. I know you see these patients in your practices, too. This is lifelong therapy, and they want a really good reason to take it or not to take it. If a patient is reluctant to take a statin and has a CAC score of 0, I will sometimes emphasize lifestyle therapy. It certainly redoubles my interest in lifestyle therapy. But if the CAC score is elevated, then I can make a specific case that the number needed to treat is very favorable, compared to the number needed to harm,” explained Dr. Blaha, a coinvestigator with Dr. Nasir in the MESA study.
Other situations where he finds CAC testing useful in daily practice include uncertainty as to a patient’s true risk level because the individual’s situation isn’t adequately captured by the AHA/ACC risk estimator. A patient with rheumatologic disease would be one example; another would be an individual who is neither white nor African American. He said he also utilizes CAC testing in statin-intolerant patients, where the results are useful in deciding how many different statins to try before saying “enough.”
Audience members asked what it’s going to take to get insurers to cover CAC testing for risk stratification. Dr. Blaha replied that more long-term outcomes and cost-effectiveness data are coming. In the meantime, at an out-of-pocket cost of $75-$100, a lot of his statin-reluctant patients consider CAC testing a good buy.
“They say, ‘I’ll take this test to help me decide whether to take a pill for the rest of my life,’” according to Dr. Blaha.
Dr. Nasir said the evidence in support of CAC testing is now so strong that he believes physicians have an obligation to mention it as an option during the statin treatment decision discussion.
“At this moment, most patients are making their decision based on the guesstimate of their risk we are giving them using the risk calculator. If they have the ability through a $75-$100 test that costs about the same as 18 months of statin therapy to know that their true risk is not, say, 10%, but actually 5%, they’re less likely to choose therapy. Is it even ethical to withhold from our patients that there is a test out there that can reduce their estimated risk to a point that they can avoid statin therapy?” the cardiologist asked.
Dr. Nasir reported serving on an advisory board for Quest Diagnostics. Dr. Blaha reported having no financial conflicts.
EXPERT ANALYSIS FROM THE AHA SCIENTIFIC SESSIONS
Early mitral-valve repair dampens tricuspid-valve regurgitation
VIENNA – One of the best ways to prevent advanced tricuspid-valve regurgitation and need for tricuspid-valve repair may be a more aggressive approach to mitral valve repair.
“If you operate on the mitral valve early, then tricuspid regurgitation does not tend to progress,” Dr. Sunil V. Mankad said at the annual meeting of the European Association of Cardiovascular Imaging. “If you wait until the mitral valve remodels and the atrium enlarges and remodels or there is pulmonary hypertension, then tricuspid regurgitation will progress,” said Dr. Mankad, a echocardiographer at the Mayo Clinic in Rochester, Minn.
Early intervention on mitral valve prolapse has other benefits as well, he said. Mitral disease causes atrial remodeling, which can then progress to atrial fibrillation, “and once that happens it’s a game changer for the patient, even if they later undergo valve repair,” because of atrial fibrillation’s long-term risks and consequences, Dr. Mankad said in an interview.
“We believe there is also subclinical left ventricular dysfunction” in patients with mitral-valve prolapse “even if their ejection fraction is normal.” Once that happens, even if the mitral valve is repaired “the heart is not normal anymore and there is subtle left ventricular dysfunction that is not captured by just looking at ejection fraction.”
To document the impact a more aggressive approach to mitral-valve repair can have on the tricuspid valve, Dr. Mankad cited a 2011 Mayo Clinic analysis of 699 patients who underwent mitral-valve repair at Mayo for severe mitral-valve prolapse and also had some amount of tricuspid regurgitation at the time of their surgery, including 115 patients (16%) with grade 3 or higher tricuspid regurgitation. One year after surgery, the severity of tricuspid regurgitation in these patients had decreased significantly overall, and throughout follow-up only one patient required surgery for tricuspid-valve repair, 4.5 years after that patient’s mitral-valve repair (J. Thoracic Cardiovasc. Surgery 2011;142:608-13).
Dr. Mankad also cited a recent editorial written by several of his Mayo Clinic colleagues that synthesized results from the 2011 report as well as from a second Mayo report published in 2014, and a third report from a different group also published in 2014. The authors of the editorial concluded that results from all three studies showed “the performance of early correction of mitral regurgitation is important not only for its own well known benefits (preservation of survival and minimization of late heart failure risk) but also to diminish the late occurrence of functional tricuspid regurgitation (J. Thoracic Cardiovasc. Surgery 2014;148:2810-2).
Because mitral-valve repair often improves tricuspid-valve function and durability, the editorialists suggested “strongly considering” tricuspid repair for a carefully defined, select subgroup of patients. Their list included patients with tricuspid regurgitation that is worse than moderate, right-heart dysfunction, symptoms of right-heart failure, pulmonary hypertension, reduced left ventricular systolic function, cardiomyopathy, or organic tricuspid pathology.
Existing evidence supports leaving the valve alone when patients have a tricuspid regurgitation that is less than moderate when they have also undergone effective correction of degenerative mitral regurgitation. Patients like these are “unlikely ever to have difficulty with the tricuspid valve or the right ventricle,” wrote the authors of the editorial.
Dr. Mankad offered his own suggestions for identifying patients with a tricuspid valve that requires repair at the time of mitral-valve surgery.
“The evidence supports tricuspid-valve repair at the time of mitral-valve surgery if there is tricuspid annular dilatation of more than 4.0 cm measured by three-dimensional echo or greater than moderate tricuspid regurgitation. This is based on observational data and not on results from randomized control trials, but it is what I recommend,” Dr. Mankad said. “I suggest measuring the tricuspid annulus; it is quite easy to do. Directly measuring the annulus size with three-dimensional echo is pretty basic, and I think it is ready for prime time.”
Dr. Mankad had no disclosures.
On Twitter @mitchelzoler
VIENNA – One of the best ways to prevent advanced tricuspid-valve regurgitation and need for tricuspid-valve repair may be a more aggressive approach to mitral valve repair.
“If you operate on the mitral valve early, then tricuspid regurgitation does not tend to progress,” Dr. Sunil V. Mankad said at the annual meeting of the European Association of Cardiovascular Imaging. “If you wait until the mitral valve remodels and the atrium enlarges and remodels or there is pulmonary hypertension, then tricuspid regurgitation will progress,” said Dr. Mankad, a echocardiographer at the Mayo Clinic in Rochester, Minn.
Early intervention on mitral valve prolapse has other benefits as well, he said. Mitral disease causes atrial remodeling, which can then progress to atrial fibrillation, “and once that happens it’s a game changer for the patient, even if they later undergo valve repair,” because of atrial fibrillation’s long-term risks and consequences, Dr. Mankad said in an interview.
“We believe there is also subclinical left ventricular dysfunction” in patients with mitral-valve prolapse “even if their ejection fraction is normal.” Once that happens, even if the mitral valve is repaired “the heart is not normal anymore and there is subtle left ventricular dysfunction that is not captured by just looking at ejection fraction.”
To document the impact a more aggressive approach to mitral-valve repair can have on the tricuspid valve, Dr. Mankad cited a 2011 Mayo Clinic analysis of 699 patients who underwent mitral-valve repair at Mayo for severe mitral-valve prolapse and also had some amount of tricuspid regurgitation at the time of their surgery, including 115 patients (16%) with grade 3 or higher tricuspid regurgitation. One year after surgery, the severity of tricuspid regurgitation in these patients had decreased significantly overall, and throughout follow-up only one patient required surgery for tricuspid-valve repair, 4.5 years after that patient’s mitral-valve repair (J. Thoracic Cardiovasc. Surgery 2011;142:608-13).
Dr. Mankad also cited a recent editorial written by several of his Mayo Clinic colleagues that synthesized results from the 2011 report as well as from a second Mayo report published in 2014, and a third report from a different group also published in 2014. The authors of the editorial concluded that results from all three studies showed “the performance of early correction of mitral regurgitation is important not only for its own well known benefits (preservation of survival and minimization of late heart failure risk) but also to diminish the late occurrence of functional tricuspid regurgitation (J. Thoracic Cardiovasc. Surgery 2014;148:2810-2).
Because mitral-valve repair often improves tricuspid-valve function and durability, the editorialists suggested “strongly considering” tricuspid repair for a carefully defined, select subgroup of patients. Their list included patients with tricuspid regurgitation that is worse than moderate, right-heart dysfunction, symptoms of right-heart failure, pulmonary hypertension, reduced left ventricular systolic function, cardiomyopathy, or organic tricuspid pathology.
Existing evidence supports leaving the valve alone when patients have a tricuspid regurgitation that is less than moderate when they have also undergone effective correction of degenerative mitral regurgitation. Patients like these are “unlikely ever to have difficulty with the tricuspid valve or the right ventricle,” wrote the authors of the editorial.
Dr. Mankad offered his own suggestions for identifying patients with a tricuspid valve that requires repair at the time of mitral-valve surgery.
“The evidence supports tricuspid-valve repair at the time of mitral-valve surgery if there is tricuspid annular dilatation of more than 4.0 cm measured by three-dimensional echo or greater than moderate tricuspid regurgitation. This is based on observational data and not on results from randomized control trials, but it is what I recommend,” Dr. Mankad said. “I suggest measuring the tricuspid annulus; it is quite easy to do. Directly measuring the annulus size with three-dimensional echo is pretty basic, and I think it is ready for prime time.”
Dr. Mankad had no disclosures.
On Twitter @mitchelzoler
VIENNA – One of the best ways to prevent advanced tricuspid-valve regurgitation and need for tricuspid-valve repair may be a more aggressive approach to mitral valve repair.
“If you operate on the mitral valve early, then tricuspid regurgitation does not tend to progress,” Dr. Sunil V. Mankad said at the annual meeting of the European Association of Cardiovascular Imaging. “If you wait until the mitral valve remodels and the atrium enlarges and remodels or there is pulmonary hypertension, then tricuspid regurgitation will progress,” said Dr. Mankad, a echocardiographer at the Mayo Clinic in Rochester, Minn.
Early intervention on mitral valve prolapse has other benefits as well, he said. Mitral disease causes atrial remodeling, which can then progress to atrial fibrillation, “and once that happens it’s a game changer for the patient, even if they later undergo valve repair,” because of atrial fibrillation’s long-term risks and consequences, Dr. Mankad said in an interview.
“We believe there is also subclinical left ventricular dysfunction” in patients with mitral-valve prolapse “even if their ejection fraction is normal.” Once that happens, even if the mitral valve is repaired “the heart is not normal anymore and there is subtle left ventricular dysfunction that is not captured by just looking at ejection fraction.”
To document the impact a more aggressive approach to mitral-valve repair can have on the tricuspid valve, Dr. Mankad cited a 2011 Mayo Clinic analysis of 699 patients who underwent mitral-valve repair at Mayo for severe mitral-valve prolapse and also had some amount of tricuspid regurgitation at the time of their surgery, including 115 patients (16%) with grade 3 or higher tricuspid regurgitation. One year after surgery, the severity of tricuspid regurgitation in these patients had decreased significantly overall, and throughout follow-up only one patient required surgery for tricuspid-valve repair, 4.5 years after that patient’s mitral-valve repair (J. Thoracic Cardiovasc. Surgery 2011;142:608-13).
Dr. Mankad also cited a recent editorial written by several of his Mayo Clinic colleagues that synthesized results from the 2011 report as well as from a second Mayo report published in 2014, and a third report from a different group also published in 2014. The authors of the editorial concluded that results from all three studies showed “the performance of early correction of mitral regurgitation is important not only for its own well known benefits (preservation of survival and minimization of late heart failure risk) but also to diminish the late occurrence of functional tricuspid regurgitation (J. Thoracic Cardiovasc. Surgery 2014;148:2810-2).
Because mitral-valve repair often improves tricuspid-valve function and durability, the editorialists suggested “strongly considering” tricuspid repair for a carefully defined, select subgroup of patients. Their list included patients with tricuspid regurgitation that is worse than moderate, right-heart dysfunction, symptoms of right-heart failure, pulmonary hypertension, reduced left ventricular systolic function, cardiomyopathy, or organic tricuspid pathology.
Existing evidence supports leaving the valve alone when patients have a tricuspid regurgitation that is less than moderate when they have also undergone effective correction of degenerative mitral regurgitation. Patients like these are “unlikely ever to have difficulty with the tricuspid valve or the right ventricle,” wrote the authors of the editorial.
Dr. Mankad offered his own suggestions for identifying patients with a tricuspid valve that requires repair at the time of mitral-valve surgery.
“The evidence supports tricuspid-valve repair at the time of mitral-valve surgery if there is tricuspid annular dilatation of more than 4.0 cm measured by three-dimensional echo or greater than moderate tricuspid regurgitation. This is based on observational data and not on results from randomized control trials, but it is what I recommend,” Dr. Mankad said. “I suggest measuring the tricuspid annulus; it is quite easy to do. Directly measuring the annulus size with three-dimensional echo is pretty basic, and I think it is ready for prime time.”
Dr. Mankad had no disclosures.
On Twitter @mitchelzoler
EXPERT ANALYSIS FROM EUROECHO-IMAGING 2014
Insulin glargine shows cardiac safety in ORIGIN-ECHO
CHICAGO – Insulin glargine showed no effects on left ventricular mass or function during 3 years of follow-up in dysglycemic patients at high cardiovascular risk in the ORIGIN echocardiographic substudy.
This echocardiographic study of the ORIGIN (Outcome Reduction With an Initial Glargine Intervention) trial, the largest reported study of the effects of exogenous insulin on left ventricular mass and LV systolic and diastolic function, provides reassuring new evidence that insulin glargine is safe from a cardiac standpoint, Dr. Michelle Haroun said at the American Heart Association scientific sessions.
“The key here is that we didn’t see any signal whatsoever to suggest that insulin is putting patients at increased risk. We think that this finding is important. While you need to follow patients for a very long time to detect changes in clinical heart failure outcomes, we think we’d be able to detect subtle changes in endpoints like LV mass over a 3-year period if insulin was of harm to patients,” said Dr. Haroun of the Population Health Research Institute at McMaster University in Hamilton, Ont.
ORIGIN-ECHO involved 564 dysglycemic patients at high cardiovascular risk who were randomized to insulin glargine (Lantus) or standard therapy. All had echocardiograms at baseline and after 3 years of therapy. Participants had to have impaired fasting blood glucose, impaired glucose tolerance, or early type 2 diabetes managed with no more than one oral antiglycemic drug at baseline. This was a group at high cardiovascular risk: 32% had a prior MI, 84% had a history of hypertension, obesity was common, and the average age was 64. However, none of the participants had heart failure at baseline.
The study was undertaken because some of the medications used to treat hyperglycemia are associated with increased risk of heart failure. Regulatory agencies, physicians, and patients want to see evidence of cardiovascular safety, and until ORIGIN-ECHO, the effects of exogenous insulin on LV mass and function hadn’t been well studied.
Baseline LV mass and function values were within normal range and did not change significantly over 3 years of follow-up in either treatment arm. For example, left ventricular mass/height averaged 116 g/m at baseline and 115 g/m after 3 years on insulin glargine, and was comparable at 113 and 114 g/m, respectively, with standard therapy. This was an unexpected finding, according to Dr. Haroun.
“We thought patients with diabetes on standard therapy were going to develop left ventricular hypertrophy over a 3-year follow-up period, and they didn’t. That came as a bit of a surprise to us. We expected to see a lower rate of LVH in the patients on insulin glargine. This patient population was relatively early in their course of diabetes, and we believe our findings suggest that adequate management of cardiovascular risk factors – especially hypertension– and the use of cardioprotective drugs in this population may prevent or delay abnormalities in LV structure and function,” she said.
The primary outcomes of the full ORIGIN study involving more than 12,000 patients have previously been published (N. Engl. J. Med. 2012; 367:319-28). ORIGIN was sponsored by Sanofi. Dr. Haroun reported having no financial conflicts.
CHICAGO – Insulin glargine showed no effects on left ventricular mass or function during 3 years of follow-up in dysglycemic patients at high cardiovascular risk in the ORIGIN echocardiographic substudy.
This echocardiographic study of the ORIGIN (Outcome Reduction With an Initial Glargine Intervention) trial, the largest reported study of the effects of exogenous insulin on left ventricular mass and LV systolic and diastolic function, provides reassuring new evidence that insulin glargine is safe from a cardiac standpoint, Dr. Michelle Haroun said at the American Heart Association scientific sessions.
“The key here is that we didn’t see any signal whatsoever to suggest that insulin is putting patients at increased risk. We think that this finding is important. While you need to follow patients for a very long time to detect changes in clinical heart failure outcomes, we think we’d be able to detect subtle changes in endpoints like LV mass over a 3-year period if insulin was of harm to patients,” said Dr. Haroun of the Population Health Research Institute at McMaster University in Hamilton, Ont.
ORIGIN-ECHO involved 564 dysglycemic patients at high cardiovascular risk who were randomized to insulin glargine (Lantus) or standard therapy. All had echocardiograms at baseline and after 3 years of therapy. Participants had to have impaired fasting blood glucose, impaired glucose tolerance, or early type 2 diabetes managed with no more than one oral antiglycemic drug at baseline. This was a group at high cardiovascular risk: 32% had a prior MI, 84% had a history of hypertension, obesity was common, and the average age was 64. However, none of the participants had heart failure at baseline.
The study was undertaken because some of the medications used to treat hyperglycemia are associated with increased risk of heart failure. Regulatory agencies, physicians, and patients want to see evidence of cardiovascular safety, and until ORIGIN-ECHO, the effects of exogenous insulin on LV mass and function hadn’t been well studied.
Baseline LV mass and function values were within normal range and did not change significantly over 3 years of follow-up in either treatment arm. For example, left ventricular mass/height averaged 116 g/m at baseline and 115 g/m after 3 years on insulin glargine, and was comparable at 113 and 114 g/m, respectively, with standard therapy. This was an unexpected finding, according to Dr. Haroun.
“We thought patients with diabetes on standard therapy were going to develop left ventricular hypertrophy over a 3-year follow-up period, and they didn’t. That came as a bit of a surprise to us. We expected to see a lower rate of LVH in the patients on insulin glargine. This patient population was relatively early in their course of diabetes, and we believe our findings suggest that adequate management of cardiovascular risk factors – especially hypertension– and the use of cardioprotective drugs in this population may prevent or delay abnormalities in LV structure and function,” she said.
The primary outcomes of the full ORIGIN study involving more than 12,000 patients have previously been published (N. Engl. J. Med. 2012; 367:319-28). ORIGIN was sponsored by Sanofi. Dr. Haroun reported having no financial conflicts.
CHICAGO – Insulin glargine showed no effects on left ventricular mass or function during 3 years of follow-up in dysglycemic patients at high cardiovascular risk in the ORIGIN echocardiographic substudy.
This echocardiographic study of the ORIGIN (Outcome Reduction With an Initial Glargine Intervention) trial, the largest reported study of the effects of exogenous insulin on left ventricular mass and LV systolic and diastolic function, provides reassuring new evidence that insulin glargine is safe from a cardiac standpoint, Dr. Michelle Haroun said at the American Heart Association scientific sessions.
“The key here is that we didn’t see any signal whatsoever to suggest that insulin is putting patients at increased risk. We think that this finding is important. While you need to follow patients for a very long time to detect changes in clinical heart failure outcomes, we think we’d be able to detect subtle changes in endpoints like LV mass over a 3-year period if insulin was of harm to patients,” said Dr. Haroun of the Population Health Research Institute at McMaster University in Hamilton, Ont.
ORIGIN-ECHO involved 564 dysglycemic patients at high cardiovascular risk who were randomized to insulin glargine (Lantus) or standard therapy. All had echocardiograms at baseline and after 3 years of therapy. Participants had to have impaired fasting blood glucose, impaired glucose tolerance, or early type 2 diabetes managed with no more than one oral antiglycemic drug at baseline. This was a group at high cardiovascular risk: 32% had a prior MI, 84% had a history of hypertension, obesity was common, and the average age was 64. However, none of the participants had heart failure at baseline.
The study was undertaken because some of the medications used to treat hyperglycemia are associated with increased risk of heart failure. Regulatory agencies, physicians, and patients want to see evidence of cardiovascular safety, and until ORIGIN-ECHO, the effects of exogenous insulin on LV mass and function hadn’t been well studied.
Baseline LV mass and function values were within normal range and did not change significantly over 3 years of follow-up in either treatment arm. For example, left ventricular mass/height averaged 116 g/m at baseline and 115 g/m after 3 years on insulin glargine, and was comparable at 113 and 114 g/m, respectively, with standard therapy. This was an unexpected finding, according to Dr. Haroun.
“We thought patients with diabetes on standard therapy were going to develop left ventricular hypertrophy over a 3-year follow-up period, and they didn’t. That came as a bit of a surprise to us. We expected to see a lower rate of LVH in the patients on insulin glargine. This patient population was relatively early in their course of diabetes, and we believe our findings suggest that adequate management of cardiovascular risk factors – especially hypertension– and the use of cardioprotective drugs in this population may prevent or delay abnormalities in LV structure and function,” she said.
The primary outcomes of the full ORIGIN study involving more than 12,000 patients have previously been published (N. Engl. J. Med. 2012; 367:319-28). ORIGIN was sponsored by Sanofi. Dr. Haroun reported having no financial conflicts.
AT THE AHA SCIENTIFIC SESSIONS
Key clinical point: The cardiac safety of insulin glargine in dysglycemic patients at high cardiovascular risk has received strong support from a 3-year echocardiographic study.
Major finding: Left ventricular mass over height was 116 g/m at baseline and 115 g/m after 3 years on insulin glargine.
Data source: The ORIGIN-ECHO substudy included 564 dysglycemic patients at high cardiovascular risk who were randomized to 3 years of insulin glargine or standard therapy.
Disclosures: The ORIGIN trial was sponsored by Sanofi. The presenter reported having no financial conflicts.
Case Report: Conus Medullaris Syndrome From Spinal Metastasis
Case
A 46-year-old white woman with sudden onset of numbness in her lower extremities and inability to ambulate was transported to the ED via emergency medical services. At the onset of symptoms, the patient reported a feeling of “heaviness” in her lower extremities, which was greater on the left side than the right. After an unsuccessful attempt at ambulation, she subsequently presented to a community hospital where she could no longer move her left lower extremity. Upon evaluation, the patient was found to have progressive neurological deficits and was transferred by ambulance to the authors’ tertiary medical center for definitive management.
A review of the patient’s recent symptoms indicated that she had also experienced lower abdominal paresthesias of 5 days’ duration. She described this sensation as sharp, numb, and constant since its onset and unrelieved with the use of a muscle relaxant at home. She further noted that the pain became worse with movement, having no palliative modifying factors. Upon further questioning, the patient acknowledged recent urinary incontinence of unknown duration, nausea, and current menstruation. She denied any recent injury or illness.
Her past medical history was unknown, and she stated that she had not seen a physician in several years. The patient’s surgical history included a tonsillectomy and an appendectomy at a young age. She had no known drug allergies. Although she denied the use of medications, electronic medical records show that the patient had been prescribed baclofen, hydrochlorothiazide, metoprolol, and tramadol. She was unaware of her family’s medical history and denied use of tobacco, alcohol, or illicit drugs.
Upon physical examination, the patient’s vital signs were: blood pressure, 161/99 mm Hg; heart rate, 103 beats/minute; respiratory rate, 16 breaths/minute; oxygen saturation, 97% on room air; and temperature, 97.0°F. She appeared to be a middle-aged obese woman in no apparent distress and was alert with normal mentation, lying comfortably on the gurney.
The head and neck examinations were normal. Lung auscultation demonstrated equal and unlabored breath sounds bilaterally with no adventitious sounds. Incidentally, it was noted at this time that the left breast had a significantly large fungating mass about the areola and within the deep tissue that was visually evidenced by prominent erythema and classic peau d’orange skin. The right breast had minimal skin involvement with a smaller palpable mass below the dermal surface. Both breast masses and enlarged axillary lymph nodes on the left were nontender. The cardiovascular examination demonstrated mild tachycardia with normal heart sounds, no extremity edema, and normal pulses throughout. The gastrointestinal examination had normal borborygmus with mild infraabdominal tenderness to palpation superficially over a nondistended abdomen. Neither organomegaly, hernia, nor masses were appreciated. In addition to urinary incontinence, the patient also had fecal incontinence, which correlated with diminished tone on digital rectal examination.
Neurological sensation was intact in all extremities and no deficits were noted in the cranial nerves. Patellar and ankle tendon-testing demonstrated left-sided hyperreflexia with ipsilateral Babinski reflex exhibiting up-going toes. Musculoskeletal weakness was grossly noted in the left lower extremity to be +2/5, whereas the right lower limb had +4/5 strength. Palpation of the thoracic and lumbar spines did not elicit tenderness. Aside from the aforementioned observations, no additional integumentary findings were noted.
The patient was given oxygen by nasal cannula, connected to cardiac monitoring and pulse oximetry. A urinary catheter was inserted, and she was given parenteral dexamethasone,3 morphine sulfate, ondansetron, and normal saline. An electrocardiogram showed a normal sinus rhythm. A chest X-ray and basic blood analysis were ordered in preparation for the likelihood of surgical management. Neurosurgery and radiology were consulted. Emergent magnetic resonance imaging (MRI) of the cervical, thoracic, and lumbar spine with and without contrast was obtained to rule out SCC.
The MRI of the spine revealed pathologic fractures leading to cord compression at T9 and spinal stenosis at the L2 segment (Figure 1); diffuse bone metastasis of the spine was also observed. Subsequent surgical decompressive laminectomy from T7 to L3 was performed without complication. Despite the reportedly poor outcome in CMS,2,4-6 the patient demonstrated a moderate return of strength, sensation, and function within the first month of postoperative follow-up. At 3 months, she had minimal subjective and objective deficits and was ambulating without difficulty. She denied urinary and fecal incontinence during these periods. The biopsied breast mass was determined to be stage IV infiltrating ductal carcinoma mucinous type, for which she was followed by an oncologist and received radiation and chemotherapy.
Discussion
The patient’s chief complaint of lower extremity muscle weakness was a clinical emergency that merited thorough investigation in a timely manner to preserve limb function. Since her medical history did not provide pathologic insight concerning her condition, physical examination by emergency personnel served as the founding evidence for this patient’s diagnosis. Decreased muscle tone of the lower extremities and rectal sphincter raised suspicion for a neurological etiology. These symptoms, along with hyperreflexia, the presence of a Babinski sign, and dual-system incontinence, were suggestive of an underlying central nervous system lesion. Of note, urinary complaints commonly result from retention leading to overflow incontinence, a time-dependent symptom that may not be experienced before presentation to medical personnel. Urinary retention is one of the most consistent findings in patients with CMS and SCC, with a relative prevalence of 90%.4,7,8
For providers not familiar with CMS presentation, preserved tactile sensation, normoreflexia, and lack of a Babinski sign and/or incontinence are not sufficient indicators to discontinue the consideration of spinal cord lesions in the differential diagnosis and may in fact be misleading.6,9,10 Although the patient’s deficits were not symmetrical as is commonly reported, this did not rule out the diagnosis.
Appropriate diagnosis and treatment of such a rare entity in the emergency setting consists of a high clinical suspicion, MRI of the spine, urgent consultations, and early treatment with parenteral corticosteroids.3,4 The patient did not have a previous diagnosis of breast carcinoma; however, once discovered on examination, the condition became suspect as approximately 80% of patients with SCC have a preexisting cancer. The peak incidence of SCC is in the sixth and seventh decades of life. The most common primary cancers metastasizing to bone are breast, prostate, and lung. When found to affect the spine, roughly 60% will be located in the thoracic spine, 30% at the lumbosacral level, and 10% in the cervical spine.
As demonstrated in this case presentation, a thorough examination cannot be stressed enough in emergent situations. The patient’s dermatological findings and nontender lymphadenopathy were adequately significant to consider the possibility of a metastatic process as the underlying etiology. Although discouraged due to the fast-paced environment of the ED, patients are frequently assessed and examined in street clothing, which in this case, may have masked the underlying cause of the patient’s neurological deficits. As a result, imaging studies, corticosteroid treatment, consultations, and surgical management may have been delayed, leading to a nonreversible outcome for the patient.
Central and Peripheral Nervous System Structures and Deficits
Central and peripheral nervous system structures animate the body through coordinated signaling of upper and lower motor neurons respectively. In most adults, the distal spinal cord terminates at the level of the first or second lumbar vertebrae where the conus medullaris is found, giving rise to S2, S3 and S4 functionality. Lesions at this level exhibit lower motor neuron deficits of the bladder and rectum resulting in incontinence and sexual dysfunction. Deficits of sensorium such as saddle anesthesia or upper motor neuron lesions as evidenced by increased motor tone and abnormal reflexes are not uncommon.1 Branches of the cauda equina extend caudally from the epiconus, a structure proximal to the conus medullaris, as peripheral nervous system branches that innervate spinal cord segments L4 through S1 (Figure 2). Lesions of the epiconus are clinically distinguished by lower motor neuron deficits wherein muscles of the lower extremities are often weakened with potential sparing of the bulbocavernosus and micturition reflexes.2
Conclusion
While many EPs are cognizant of cauda equina syndrome and its presentation, CMS is less well known and not commonly documented. Due to symptomatic overlap and epidemiological rarity of these conditions, most of the literature describing these entities combines their discussion. This case contributes to the growing body of literature to assist clinicians in the evaluation and management of CMS.
Dr Batt is an emergency medicine resident, Arrowhead Regional Medical Center, Colton, California. Dr Stone is the emergency medical services director, Travis Air Force Base, Fairfield, California.
- Lewandrowski KU, McLain RF, Lieberman I, Orr D. Cord and cauda equina injury complicating elective orthopedic surgery. Spine (Phila Pa 1976). 2006;31(9):1056-1059.
- Kirshblum S, Anderson K, Krassioukov A, Donovan W. Assessment and classification of traumatic spinal cord injury. In: Kirshblum S, Campagnolo DI, eds. Spinal Cord Medicine. Philadelphia, PA: Lippincott Williams & Wilkins; 2011.
- Ruckdeschel JC. Early detection and treatment of spinal cord compression. Oncology (Williston Park). 2005;19(1):81-86.
- Perron AD, Huff JS. Spinal cord disorders. In: Marx JA, Hockberger RS, Walls RM, et al. Rosen’s Emergency Medicine: Concepts and Clinical Practice. 8th ed. Vol 2. Philadelphia: Mosby/Elsevier, 2013; 1419-1427.
- Wagner R, Jagoda A. Spinal cord syndromes. Emerg Med Clin North Am. 1997;15(3):699-711.
- Sciubba DM, Gokaslan ZL. Diagnosis and management of metastatic spine disease. Surg Oncol. 2006;15(3):141-151.
- Jalloh I, Minhas P. Delays in the treatment of cauda equina syndrome due to its variable clinical features in patients presenting to the emergency department. Emerg Med J. 2007;24(1):33-34.
- Korse NS, Jacobs WCH, Elzevier HW, Vieggeert-Lankamp CL. Complaints of micturition, defecation and sexual function in cauda equina syndrome due to lumbar disk herniation: a systematic review. Eur Spine J. 2013;22(5):1019-1029.
- Dawodu ST, Bechtel KA, Beeson MS, et al. Cauda equina and conus medullaris syndromes. Medscape Web site. http://emedicine.medscape.com/article/1148690-clinical. Accessed September 1, 2014.
- Glick TH, Workman TP, Gaufberg SV. Spinal cord emergencies: false reassurance from reflexes. Acad Emerg Med. 1998;5(10):1041-1043.
Case
A 46-year-old white woman with sudden onset of numbness in her lower extremities and inability to ambulate was transported to the ED via emergency medical services. At the onset of symptoms, the patient reported a feeling of “heaviness” in her lower extremities, which was greater on the left side than the right. After an unsuccessful attempt at ambulation, she subsequently presented to a community hospital where she could no longer move her left lower extremity. Upon evaluation, the patient was found to have progressive neurological deficits and was transferred by ambulance to the authors’ tertiary medical center for definitive management.
A review of the patient’s recent symptoms indicated that she had also experienced lower abdominal paresthesias of 5 days’ duration. She described this sensation as sharp, numb, and constant since its onset and unrelieved with the use of a muscle relaxant at home. She further noted that the pain became worse with movement, having no palliative modifying factors. Upon further questioning, the patient acknowledged recent urinary incontinence of unknown duration, nausea, and current menstruation. She denied any recent injury or illness.
Her past medical history was unknown, and she stated that she had not seen a physician in several years. The patient’s surgical history included a tonsillectomy and an appendectomy at a young age. She had no known drug allergies. Although she denied the use of medications, electronic medical records show that the patient had been prescribed baclofen, hydrochlorothiazide, metoprolol, and tramadol. She was unaware of her family’s medical history and denied use of tobacco, alcohol, or illicit drugs.
Upon physical examination, the patient’s vital signs were: blood pressure, 161/99 mm Hg; heart rate, 103 beats/minute; respiratory rate, 16 breaths/minute; oxygen saturation, 97% on room air; and temperature, 97.0°F. She appeared to be a middle-aged obese woman in no apparent distress and was alert with normal mentation, lying comfortably on the gurney.
The head and neck examinations were normal. Lung auscultation demonstrated equal and unlabored breath sounds bilaterally with no adventitious sounds. Incidentally, it was noted at this time that the left breast had a significantly large fungating mass about the areola and within the deep tissue that was visually evidenced by prominent erythema and classic peau d’orange skin. The right breast had minimal skin involvement with a smaller palpable mass below the dermal surface. Both breast masses and enlarged axillary lymph nodes on the left were nontender. The cardiovascular examination demonstrated mild tachycardia with normal heart sounds, no extremity edema, and normal pulses throughout. The gastrointestinal examination had normal borborygmus with mild infraabdominal tenderness to palpation superficially over a nondistended abdomen. Neither organomegaly, hernia, nor masses were appreciated. In addition to urinary incontinence, the patient also had fecal incontinence, which correlated with diminished tone on digital rectal examination.
Neurological sensation was intact in all extremities and no deficits were noted in the cranial nerves. Patellar and ankle tendon-testing demonstrated left-sided hyperreflexia with ipsilateral Babinski reflex exhibiting up-going toes. Musculoskeletal weakness was grossly noted in the left lower extremity to be +2/5, whereas the right lower limb had +4/5 strength. Palpation of the thoracic and lumbar spines did not elicit tenderness. Aside from the aforementioned observations, no additional integumentary findings were noted.
The patient was given oxygen by nasal cannula, connected to cardiac monitoring and pulse oximetry. A urinary catheter was inserted, and she was given parenteral dexamethasone,3 morphine sulfate, ondansetron, and normal saline. An electrocardiogram showed a normal sinus rhythm. A chest X-ray and basic blood analysis were ordered in preparation for the likelihood of surgical management. Neurosurgery and radiology were consulted. Emergent magnetic resonance imaging (MRI) of the cervical, thoracic, and lumbar spine with and without contrast was obtained to rule out SCC.
The MRI of the spine revealed pathologic fractures leading to cord compression at T9 and spinal stenosis at the L2 segment (Figure 1); diffuse bone metastasis of the spine was also observed. Subsequent surgical decompressive laminectomy from T7 to L3 was performed without complication. Despite the reportedly poor outcome in CMS,2,4-6 the patient demonstrated a moderate return of strength, sensation, and function within the first month of postoperative follow-up. At 3 months, she had minimal subjective and objective deficits and was ambulating without difficulty. She denied urinary and fecal incontinence during these periods. The biopsied breast mass was determined to be stage IV infiltrating ductal carcinoma mucinous type, for which she was followed by an oncologist and received radiation and chemotherapy.
Discussion
The patient’s chief complaint of lower extremity muscle weakness was a clinical emergency that merited thorough investigation in a timely manner to preserve limb function. Since her medical history did not provide pathologic insight concerning her condition, physical examination by emergency personnel served as the founding evidence for this patient’s diagnosis. Decreased muscle tone of the lower extremities and rectal sphincter raised suspicion for a neurological etiology. These symptoms, along with hyperreflexia, the presence of a Babinski sign, and dual-system incontinence, were suggestive of an underlying central nervous system lesion. Of note, urinary complaints commonly result from retention leading to overflow incontinence, a time-dependent symptom that may not be experienced before presentation to medical personnel. Urinary retention is one of the most consistent findings in patients with CMS and SCC, with a relative prevalence of 90%.4,7,8
For providers not familiar with CMS presentation, preserved tactile sensation, normoreflexia, and lack of a Babinski sign and/or incontinence are not sufficient indicators to discontinue the consideration of spinal cord lesions in the differential diagnosis and may in fact be misleading.6,9,10 Although the patient’s deficits were not symmetrical as is commonly reported, this did not rule out the diagnosis.
Appropriate diagnosis and treatment of such a rare entity in the emergency setting consists of a high clinical suspicion, MRI of the spine, urgent consultations, and early treatment with parenteral corticosteroids.3,4 The patient did not have a previous diagnosis of breast carcinoma; however, once discovered on examination, the condition became suspect as approximately 80% of patients with SCC have a preexisting cancer. The peak incidence of SCC is in the sixth and seventh decades of life. The most common primary cancers metastasizing to bone are breast, prostate, and lung. When found to affect the spine, roughly 60% will be located in the thoracic spine, 30% at the lumbosacral level, and 10% in the cervical spine.
As demonstrated in this case presentation, a thorough examination cannot be stressed enough in emergent situations. The patient’s dermatological findings and nontender lymphadenopathy were adequately significant to consider the possibility of a metastatic process as the underlying etiology. Although discouraged due to the fast-paced environment of the ED, patients are frequently assessed and examined in street clothing, which in this case, may have masked the underlying cause of the patient’s neurological deficits. As a result, imaging studies, corticosteroid treatment, consultations, and surgical management may have been delayed, leading to a nonreversible outcome for the patient.
Central and Peripheral Nervous System Structures and Deficits
Central and peripheral nervous system structures animate the body through coordinated signaling of upper and lower motor neurons respectively. In most adults, the distal spinal cord terminates at the level of the first or second lumbar vertebrae where the conus medullaris is found, giving rise to S2, S3 and S4 functionality. Lesions at this level exhibit lower motor neuron deficits of the bladder and rectum resulting in incontinence and sexual dysfunction. Deficits of sensorium such as saddle anesthesia or upper motor neuron lesions as evidenced by increased motor tone and abnormal reflexes are not uncommon.1 Branches of the cauda equina extend caudally from the epiconus, a structure proximal to the conus medullaris, as peripheral nervous system branches that innervate spinal cord segments L4 through S1 (Figure 2). Lesions of the epiconus are clinically distinguished by lower motor neuron deficits wherein muscles of the lower extremities are often weakened with potential sparing of the bulbocavernosus and micturition reflexes.2
Conclusion
While many EPs are cognizant of cauda equina syndrome and its presentation, CMS is less well known and not commonly documented. Due to symptomatic overlap and epidemiological rarity of these conditions, most of the literature describing these entities combines their discussion. This case contributes to the growing body of literature to assist clinicians in the evaluation and management of CMS.
Dr Batt is an emergency medicine resident, Arrowhead Regional Medical Center, Colton, California. Dr Stone is the emergency medical services director, Travis Air Force Base, Fairfield, California.
Case
A 46-year-old white woman with sudden onset of numbness in her lower extremities and inability to ambulate was transported to the ED via emergency medical services. At the onset of symptoms, the patient reported a feeling of “heaviness” in her lower extremities, which was greater on the left side than the right. After an unsuccessful attempt at ambulation, she subsequently presented to a community hospital where she could no longer move her left lower extremity. Upon evaluation, the patient was found to have progressive neurological deficits and was transferred by ambulance to the authors’ tertiary medical center for definitive management.
A review of the patient’s recent symptoms indicated that she had also experienced lower abdominal paresthesias of 5 days’ duration. She described this sensation as sharp, numb, and constant since its onset and unrelieved with the use of a muscle relaxant at home. She further noted that the pain became worse with movement, having no palliative modifying factors. Upon further questioning, the patient acknowledged recent urinary incontinence of unknown duration, nausea, and current menstruation. She denied any recent injury or illness.
Her past medical history was unknown, and she stated that she had not seen a physician in several years. The patient’s surgical history included a tonsillectomy and an appendectomy at a young age. She had no known drug allergies. Although she denied the use of medications, electronic medical records show that the patient had been prescribed baclofen, hydrochlorothiazide, metoprolol, and tramadol. She was unaware of her family’s medical history and denied use of tobacco, alcohol, or illicit drugs.
Upon physical examination, the patient’s vital signs were: blood pressure, 161/99 mm Hg; heart rate, 103 beats/minute; respiratory rate, 16 breaths/minute; oxygen saturation, 97% on room air; and temperature, 97.0°F. She appeared to be a middle-aged obese woman in no apparent distress and was alert with normal mentation, lying comfortably on the gurney.
The head and neck examinations were normal. Lung auscultation demonstrated equal and unlabored breath sounds bilaterally with no adventitious sounds. Incidentally, it was noted at this time that the left breast had a significantly large fungating mass about the areola and within the deep tissue that was visually evidenced by prominent erythema and classic peau d’orange skin. The right breast had minimal skin involvement with a smaller palpable mass below the dermal surface. Both breast masses and enlarged axillary lymph nodes on the left were nontender. The cardiovascular examination demonstrated mild tachycardia with normal heart sounds, no extremity edema, and normal pulses throughout. The gastrointestinal examination had normal borborygmus with mild infraabdominal tenderness to palpation superficially over a nondistended abdomen. Neither organomegaly, hernia, nor masses were appreciated. In addition to urinary incontinence, the patient also had fecal incontinence, which correlated with diminished tone on digital rectal examination.
Neurological sensation was intact in all extremities and no deficits were noted in the cranial nerves. Patellar and ankle tendon-testing demonstrated left-sided hyperreflexia with ipsilateral Babinski reflex exhibiting up-going toes. Musculoskeletal weakness was grossly noted in the left lower extremity to be +2/5, whereas the right lower limb had +4/5 strength. Palpation of the thoracic and lumbar spines did not elicit tenderness. Aside from the aforementioned observations, no additional integumentary findings were noted.
The patient was given oxygen by nasal cannula, connected to cardiac monitoring and pulse oximetry. A urinary catheter was inserted, and she was given parenteral dexamethasone,3 morphine sulfate, ondansetron, and normal saline. An electrocardiogram showed a normal sinus rhythm. A chest X-ray and basic blood analysis were ordered in preparation for the likelihood of surgical management. Neurosurgery and radiology were consulted. Emergent magnetic resonance imaging (MRI) of the cervical, thoracic, and lumbar spine with and without contrast was obtained to rule out SCC.
The MRI of the spine revealed pathologic fractures leading to cord compression at T9 and spinal stenosis at the L2 segment (Figure 1); diffuse bone metastasis of the spine was also observed. Subsequent surgical decompressive laminectomy from T7 to L3 was performed without complication. Despite the reportedly poor outcome in CMS,2,4-6 the patient demonstrated a moderate return of strength, sensation, and function within the first month of postoperative follow-up. At 3 months, she had minimal subjective and objective deficits and was ambulating without difficulty. She denied urinary and fecal incontinence during these periods. The biopsied breast mass was determined to be stage IV infiltrating ductal carcinoma mucinous type, for which she was followed by an oncologist and received radiation and chemotherapy.
Discussion
The patient’s chief complaint of lower extremity muscle weakness was a clinical emergency that merited thorough investigation in a timely manner to preserve limb function. Since her medical history did not provide pathologic insight concerning her condition, physical examination by emergency personnel served as the founding evidence for this patient’s diagnosis. Decreased muscle tone of the lower extremities and rectal sphincter raised suspicion for a neurological etiology. These symptoms, along with hyperreflexia, the presence of a Babinski sign, and dual-system incontinence, were suggestive of an underlying central nervous system lesion. Of note, urinary complaints commonly result from retention leading to overflow incontinence, a time-dependent symptom that may not be experienced before presentation to medical personnel. Urinary retention is one of the most consistent findings in patients with CMS and SCC, with a relative prevalence of 90%.4,7,8
For providers not familiar with CMS presentation, preserved tactile sensation, normoreflexia, and lack of a Babinski sign and/or incontinence are not sufficient indicators to discontinue the consideration of spinal cord lesions in the differential diagnosis and may in fact be misleading.6,9,10 Although the patient’s deficits were not symmetrical as is commonly reported, this did not rule out the diagnosis.
Appropriate diagnosis and treatment of such a rare entity in the emergency setting consists of a high clinical suspicion, MRI of the spine, urgent consultations, and early treatment with parenteral corticosteroids.3,4 The patient did not have a previous diagnosis of breast carcinoma; however, once discovered on examination, the condition became suspect as approximately 80% of patients with SCC have a preexisting cancer. The peak incidence of SCC is in the sixth and seventh decades of life. The most common primary cancers metastasizing to bone are breast, prostate, and lung. When found to affect the spine, roughly 60% will be located in the thoracic spine, 30% at the lumbosacral level, and 10% in the cervical spine.
As demonstrated in this case presentation, a thorough examination cannot be stressed enough in emergent situations. The patient’s dermatological findings and nontender lymphadenopathy were adequately significant to consider the possibility of a metastatic process as the underlying etiology. Although discouraged due to the fast-paced environment of the ED, patients are frequently assessed and examined in street clothing, which in this case, may have masked the underlying cause of the patient’s neurological deficits. As a result, imaging studies, corticosteroid treatment, consultations, and surgical management may have been delayed, leading to a nonreversible outcome for the patient.
Central and Peripheral Nervous System Structures and Deficits
Central and peripheral nervous system structures animate the body through coordinated signaling of upper and lower motor neurons respectively. In most adults, the distal spinal cord terminates at the level of the first or second lumbar vertebrae where the conus medullaris is found, giving rise to S2, S3 and S4 functionality. Lesions at this level exhibit lower motor neuron deficits of the bladder and rectum resulting in incontinence and sexual dysfunction. Deficits of sensorium such as saddle anesthesia or upper motor neuron lesions as evidenced by increased motor tone and abnormal reflexes are not uncommon.1 Branches of the cauda equina extend caudally from the epiconus, a structure proximal to the conus medullaris, as peripheral nervous system branches that innervate spinal cord segments L4 through S1 (Figure 2). Lesions of the epiconus are clinically distinguished by lower motor neuron deficits wherein muscles of the lower extremities are often weakened with potential sparing of the bulbocavernosus and micturition reflexes.2
Conclusion
While many EPs are cognizant of cauda equina syndrome and its presentation, CMS is less well known and not commonly documented. Due to symptomatic overlap and epidemiological rarity of these conditions, most of the literature describing these entities combines their discussion. This case contributes to the growing body of literature to assist clinicians in the evaluation and management of CMS.
Dr Batt is an emergency medicine resident, Arrowhead Regional Medical Center, Colton, California. Dr Stone is the emergency medical services director, Travis Air Force Base, Fairfield, California.
- Lewandrowski KU, McLain RF, Lieberman I, Orr D. Cord and cauda equina injury complicating elective orthopedic surgery. Spine (Phila Pa 1976). 2006;31(9):1056-1059.
- Kirshblum S, Anderson K, Krassioukov A, Donovan W. Assessment and classification of traumatic spinal cord injury. In: Kirshblum S, Campagnolo DI, eds. Spinal Cord Medicine. Philadelphia, PA: Lippincott Williams & Wilkins; 2011.
- Ruckdeschel JC. Early detection and treatment of spinal cord compression. Oncology (Williston Park). 2005;19(1):81-86.
- Perron AD, Huff JS. Spinal cord disorders. In: Marx JA, Hockberger RS, Walls RM, et al. Rosen’s Emergency Medicine: Concepts and Clinical Practice. 8th ed. Vol 2. Philadelphia: Mosby/Elsevier, 2013; 1419-1427.
- Wagner R, Jagoda A. Spinal cord syndromes. Emerg Med Clin North Am. 1997;15(3):699-711.
- Sciubba DM, Gokaslan ZL. Diagnosis and management of metastatic spine disease. Surg Oncol. 2006;15(3):141-151.
- Jalloh I, Minhas P. Delays in the treatment of cauda equina syndrome due to its variable clinical features in patients presenting to the emergency department. Emerg Med J. 2007;24(1):33-34.
- Korse NS, Jacobs WCH, Elzevier HW, Vieggeert-Lankamp CL. Complaints of micturition, defecation and sexual function in cauda equina syndrome due to lumbar disk herniation: a systematic review. Eur Spine J. 2013;22(5):1019-1029.
- Dawodu ST, Bechtel KA, Beeson MS, et al. Cauda equina and conus medullaris syndromes. Medscape Web site. http://emedicine.medscape.com/article/1148690-clinical. Accessed September 1, 2014.
- Glick TH, Workman TP, Gaufberg SV. Spinal cord emergencies: false reassurance from reflexes. Acad Emerg Med. 1998;5(10):1041-1043.
- Lewandrowski KU, McLain RF, Lieberman I, Orr D. Cord and cauda equina injury complicating elective orthopedic surgery. Spine (Phila Pa 1976). 2006;31(9):1056-1059.
- Kirshblum S, Anderson K, Krassioukov A, Donovan W. Assessment and classification of traumatic spinal cord injury. In: Kirshblum S, Campagnolo DI, eds. Spinal Cord Medicine. Philadelphia, PA: Lippincott Williams & Wilkins; 2011.
- Ruckdeschel JC. Early detection and treatment of spinal cord compression. Oncology (Williston Park). 2005;19(1):81-86.
- Perron AD, Huff JS. Spinal cord disorders. In: Marx JA, Hockberger RS, Walls RM, et al. Rosen’s Emergency Medicine: Concepts and Clinical Practice. 8th ed. Vol 2. Philadelphia: Mosby/Elsevier, 2013; 1419-1427.
- Wagner R, Jagoda A. Spinal cord syndromes. Emerg Med Clin North Am. 1997;15(3):699-711.
- Sciubba DM, Gokaslan ZL. Diagnosis and management of metastatic spine disease. Surg Oncol. 2006;15(3):141-151.
- Jalloh I, Minhas P. Delays in the treatment of cauda equina syndrome due to its variable clinical features in patients presenting to the emergency department. Emerg Med J. 2007;24(1):33-34.
- Korse NS, Jacobs WCH, Elzevier HW, Vieggeert-Lankamp CL. Complaints of micturition, defecation and sexual function in cauda equina syndrome due to lumbar disk herniation: a systematic review. Eur Spine J. 2013;22(5):1019-1029.
- Dawodu ST, Bechtel KA, Beeson MS, et al. Cauda equina and conus medullaris syndromes. Medscape Web site. http://emedicine.medscape.com/article/1148690-clinical. Accessed September 1, 2014.
- Glick TH, Workman TP, Gaufberg SV. Spinal cord emergencies: false reassurance from reflexes. Acad Emerg Med. 1998;5(10):1041-1043.
Emergency Ultrasound: Lung Assessment
Lung ultrasound can be a valuable addition to the emergency physician’s (EP’s) diagnostic armamentarium. This article reviews how this modality may be used to differentiate between chronic obstructive pulmonary disease (COPD) and coronary heart failure (CHF) exacerbations. As patients often have a history of both of these diseases, it is difficult to distinguish which condition is the cause of a patient’s dyspnea. This examination is easy to learn and in most cases, it can be performed within 3 to 4 minutes. Most importantly, lung ultrasound can assist in making clinical decisions in real time at the bedside. Although the following is not a comprehensive review, it does provide the basic essentials, allowing the clinician to begin using this modality in the ED.
Getting Started
The curvilinear probe is required to perform ultrasound of the lungs. Most studies divide the lung into regions, though consensus on exactly how many regions are required remains unclear. The blue protocol, which is probably the most well-known study, divides the lung into the anterior, lateral, and posterolateral sections.1 The superior and inferior aspects of each zone are evaluated with a total of six ultrasound views
per lung.
Artifacts
Lung sliding is movement of the parietal pleura sliding against the visceral pleura. A lines are a repetitive reverberation artifact of the pleura (Figure 1). Occasional comet-tail artifacts—short hyperechoic artifacts that arise from the pleural line and descend in a vertical orientation partially down the screen (Figure 2).
Differential Diagnosis
When using ultrasound to differentiate between CHF and COPD, this examination has been shown to have a sensitivity of 100% and a specificity of 92%.2 By performing lung ultrasound immediately upon a patient’s arrival to the ED, the clinician can obtain quick and accurate insight into whether a patient would benefit from albuterol or nitroglycerin. In the acutely dyspneic patient, combining lung ultrasound with focused echocardiogram and sonographic inferior vena cava assessment will provide additional information to support the diagnosis.
Conclusion
As with other bedside imaging techniques, lung ultrasound in the ED can help to quickly assess the dyspneic patient and facilitate initiation of appropriate treatment.
Dr Taylor is an assistant professor and director of postgraduate medical education, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Meer is an assistant professor and director of emergency ultrasound, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Beck is an assistant professor, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia.
- Lichtenstein DA, Mezière GA. Relevance of lung ultrasound in the diagnosis of acute respiratory failure: the BLUE protocol. Chest. 2008;134(1):117-125.
- Lichtenstein D, Mezière G. A lung ultrasound sign allowing bedside distinction between pulmonary edema and COPD: the comet-tail artifact. Intensive Care Med. 1998;24(12):1331-1334.
Lung ultrasound can be a valuable addition to the emergency physician’s (EP’s) diagnostic armamentarium. This article reviews how this modality may be used to differentiate between chronic obstructive pulmonary disease (COPD) and coronary heart failure (CHF) exacerbations. As patients often have a history of both of these diseases, it is difficult to distinguish which condition is the cause of a patient’s dyspnea. This examination is easy to learn and in most cases, it can be performed within 3 to 4 minutes. Most importantly, lung ultrasound can assist in making clinical decisions in real time at the bedside. Although the following is not a comprehensive review, it does provide the basic essentials, allowing the clinician to begin using this modality in the ED.
Getting Started
The curvilinear probe is required to perform ultrasound of the lungs. Most studies divide the lung into regions, though consensus on exactly how many regions are required remains unclear. The blue protocol, which is probably the most well-known study, divides the lung into the anterior, lateral, and posterolateral sections.1 The superior and inferior aspects of each zone are evaluated with a total of six ultrasound views
per lung.
Artifacts
Lung sliding is movement of the parietal pleura sliding against the visceral pleura. A lines are a repetitive reverberation artifact of the pleura (Figure 1). Occasional comet-tail artifacts—short hyperechoic artifacts that arise from the pleural line and descend in a vertical orientation partially down the screen (Figure 2).
Differential Diagnosis
When using ultrasound to differentiate between CHF and COPD, this examination has been shown to have a sensitivity of 100% and a specificity of 92%.2 By performing lung ultrasound immediately upon a patient’s arrival to the ED, the clinician can obtain quick and accurate insight into whether a patient would benefit from albuterol or nitroglycerin. In the acutely dyspneic patient, combining lung ultrasound with focused echocardiogram and sonographic inferior vena cava assessment will provide additional information to support the diagnosis.
Conclusion
As with other bedside imaging techniques, lung ultrasound in the ED can help to quickly assess the dyspneic patient and facilitate initiation of appropriate treatment.
Dr Taylor is an assistant professor and director of postgraduate medical education, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Meer is an assistant professor and director of emergency ultrasound, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Beck is an assistant professor, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia.
Lung ultrasound can be a valuable addition to the emergency physician’s (EP’s) diagnostic armamentarium. This article reviews how this modality may be used to differentiate between chronic obstructive pulmonary disease (COPD) and coronary heart failure (CHF) exacerbations. As patients often have a history of both of these diseases, it is difficult to distinguish which condition is the cause of a patient’s dyspnea. This examination is easy to learn and in most cases, it can be performed within 3 to 4 minutes. Most importantly, lung ultrasound can assist in making clinical decisions in real time at the bedside. Although the following is not a comprehensive review, it does provide the basic essentials, allowing the clinician to begin using this modality in the ED.
Getting Started
The curvilinear probe is required to perform ultrasound of the lungs. Most studies divide the lung into regions, though consensus on exactly how many regions are required remains unclear. The blue protocol, which is probably the most well-known study, divides the lung into the anterior, lateral, and posterolateral sections.1 The superior and inferior aspects of each zone are evaluated with a total of six ultrasound views
per lung.
Artifacts
Lung sliding is movement of the parietal pleura sliding against the visceral pleura. A lines are a repetitive reverberation artifact of the pleura (Figure 1). Occasional comet-tail artifacts—short hyperechoic artifacts that arise from the pleural line and descend in a vertical orientation partially down the screen (Figure 2).
Differential Diagnosis
When using ultrasound to differentiate between CHF and COPD, this examination has been shown to have a sensitivity of 100% and a specificity of 92%.2 By performing lung ultrasound immediately upon a patient’s arrival to the ED, the clinician can obtain quick and accurate insight into whether a patient would benefit from albuterol or nitroglycerin. In the acutely dyspneic patient, combining lung ultrasound with focused echocardiogram and sonographic inferior vena cava assessment will provide additional information to support the diagnosis.
Conclusion
As with other bedside imaging techniques, lung ultrasound in the ED can help to quickly assess the dyspneic patient and facilitate initiation of appropriate treatment.
Dr Taylor is an assistant professor and director of postgraduate medical education, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Meer is an assistant professor and director of emergency ultrasound, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia. Dr Beck is an assistant professor, department of emergency medicine, Emory University School of Medicine, Atlanta, Georgia.
- Lichtenstein DA, Mezière GA. Relevance of lung ultrasound in the diagnosis of acute respiratory failure: the BLUE protocol. Chest. 2008;134(1):117-125.
- Lichtenstein D, Mezière G. A lung ultrasound sign allowing bedside distinction between pulmonary edema and COPD: the comet-tail artifact. Intensive Care Med. 1998;24(12):1331-1334.
- Lichtenstein DA, Mezière GA. Relevance of lung ultrasound in the diagnosis of acute respiratory failure: the BLUE protocol. Chest. 2008;134(1):117-125.
- Lichtenstein D, Mezière G. A lung ultrasound sign allowing bedside distinction between pulmonary edema and COPD: the comet-tail artifact. Intensive Care Med. 1998;24(12):1331-1334.
Noninvasive Ventilation A Practical Guide
Overview
Candidates for noninvasive ventilation (NIV) most commonly present to the ED with acute respiratory failure (ARF) secondary to chronic obstructive pulmonary disease (COPD) or congestive heart-failure (CHF) exacerbations. The emergency physician (EP) must select patients appropriately, recognizing which would benefit most from NIV, as well as those with contraindications to this therapy. When indicated, early application confers benefit to the patient and can help avoid endotracheal intubation. Once therapy is initiated, clinical deterioration is still possible, and close monitoring and troubleshooting are imperative. Frequently, the clinician must make adjustments in ventilatory parameters to support the patient.
In this article, the author discusses the evidence supporting the use of NIV in appropriately selected patients with ARF, as well as review the types of NIV commonly used in the ED, the physiologic effects of positive-pressure ventilation (PPV), and how to identify and avoid common pitfalls.
Case Presentation Examples
Case 1
A 72-year-old man with a past medical history of COPD was brought to the ED by emergency medical services for evaluation of shortness of breath and wheezing. The patient’s initial oxygen (O2) saturation was 84%, which responded to bronchodilators and supplemental O2. At the time of arrival, he was somewhat somnolent, but aroused to verbal stimuli. A nonrebreather mask was placed delivering 15 L/minute of O2 with a saturation of 96%. His vital signs were: blood pressure (BP), 142/76 mm Hg, heart rate, 108 beats/minute; and respiratory rate (RR), 13 breaths/minute. A cardiac monitor revealed sinus tachycardia, and a portable chest X-ray was obtained (Figure 1). On lung examination, the patient’s breath sounds were diminished in the bases with suboptimal respiratory effort and expiratory wheezes in all lung fields. Venous blood gas measurement revealed a pH of 7.25; end-tidal carbon dioxide (CO2) was 77.
After the initial assessment, the EP considered NIV as an adjunct to improve ventilation as he suspected the patient was experiencing significant respiratory acidosis secondary to CO2 retention. The respiratory therapist suggested NIV at 12/5 before titrating down the fraction of inspired O2 (FiO2) and sought approval from the EP.
Discussion Questions: Is the above recommendation from the respiratory therapist the most appropriate therapy for this patient? What are the contraindications to this treatment and how should he be monitored to measure improvement?
Case 2
A 54-year-old woman presented to the ED for shortness of breath. On examination, she was diaphoretic and in severe distress with one- to two-word dyspnea and gasping respirations with pink-tinged sputum. Her BP was 236/158 mm Hg. A portable chest X-ray was obtained (Figure 2); rales were present with significant jugular venous distension. An electrocardiogram revealed a left-ventricular hypertrophy strain pattern but no evidence of ST-segment elevation.
During the assessment, the EP considered hypertensive emergency with resulting flash pulmonary edema as the cause of the patient’s condition; as such, he contemplated NIV to decrease the work of breathing and improve oxygenation. However, the EP had concerns regarding the preload and afterload ramifications. Although there was no respiratory therapist in the ED, the EP was able to set up the machine, but was not certain which mode of NIV or initial settings would be appropriate.
Discussion Questions: What is the protocol for proper set up to ensure a good mask fit? Once therapy is initiated, how should the EP monitor the patient? How should the EP explain this therapy to the patient and instruct her on how to work with the ventilator?
Acute-Care Application
Noninvasive ventilation refers to PPV delivered through a device such as a facemask, nasal mask, nasal plugs, or helmet. This modality was first used in the 1940s to treat respiratory failure, and its use has since grown to parallel that of mechanical ventilation.1-3 Although the application of NIV does not represent definitive airway management, this therapy has dramatically changed the care and treatment of both chronic and ARF. It serves as a significant intervention to prevent further respiratory compromise; to reverse either existing physiologic, hemodynamic, or ventilatory derangements; and to avoid endotracheal intubation.
Modes of Delivery
In the acute setting, NIV is typically delivered via two modes. Continuous positive-airway pressure (CPAP) is delivered regardless of the phase of respiration, and noninvasive positive-pressure ventilation (NIPPV; typically referred to as bi-level positive-airway pressure [BiPAP] or BPPV) is delivered in the inspiratory and expiratory phases of the respiratory cycle. Inspiratory positive-airway pressure (IPAP) refers to an inspiratory boost that is triggered by the negative airway pressure on inspiration in a synchronous fashion. This inspiratory pressure is fixed, but the volume delivered fluctuates based on the patient’s inspiratory effort. Expiratory positive-airway pressure (EPAP) is the delivery of constant pressure during exhalation. The difference between the IPAP and EPAP is referred to as pressure support, which serves to decrease the work of breathing and improve ventilation. (A list of commonly used abbreviations, terms, and definitions are outlined in Table 1.)
Etiology of Respiratory Failure and Treatment Decisions
At the time of initial presentation, the exact etiology of a patient’s respiratory failure may not be known, and treatment decisions will be necessary before all relevant data are present. Patients presenting in acute respiratory distress (ARD) are often suffering from shunt physiology, in which alveoli are perfused but not ventilated due to the presence of fluid or collapse, as in pulmonary edema or COPD.4 Regardless of the etiology, patients will benefit from early application of NIV.5 Thus, the clinician must be aggressive in the application of this therapy to identify those patients who will benefit the most from treatment. All patients receiving NIV must be monitored closely as failure of therapy is still a possibility.
Patient Selection
The utilization of NIV has increased in the hospital and ED setting and it is now often initiated in the prehospital setting6-8 with observed improvement in dyspnea scores and oxygenation with early intervention.9 Regarding patient selection, in the absence of contraindications (Table 2), all dyspneic patients should be considered eligible for a trial of NIV. 13 For some patients, this may be their first use of the therapy; as such, they are in effect learning to “swim while drowning.” The agitated and anxious patient will require coaching to provide reassurance and instruction while he or she learns to synchronize and work with the ventilator. The presence and quality of this instruction, though not previously measured, would intuitively be very helpful and an important determinant of success in the application of NIV in the naïve patient.
Common Conditions and NIV
In the ED, NIV is commonly utilized for the treatment of COPD and acute decompensated heart failure. These two conditions have been extensively studied and a robust amount of literature supports the routine use of NIV in these patients.
Chronic Obstructive Pulmonary Disease
For COPD, BiPAP has been shown and is widely accepted as the modality that confers the most benefit, with one study demonstrating a 462% increase in its use and a 42% decline in mechanical intubation rates from 1998 to 2008.14 Multiple studies have demonstrated a reduction in the intubation rate, improvement in the work of breathing, and a more rapid improvement in RR and symptoms.15,16
Acute Decompensated Heart Failure and Pulmonary Edema
Noninvasive ventilation is used commonly for decompensated heart failure and acute cardiogenic pulmonary edema (ACPE). The rapid patient improvement with its use when compared to standard O2 therapy is well documented. A successful trial and application of NIV demonstrated benefit in a recent retrospective analysis of 2,430 acutely decompensated heart-failure patients in the United States. The study found that the patients who were treated with NIV, but not immediately intubated, had better outcomes.17 (In these types of patients, pulmonary edema is typically not related to volume overload, but the result of imbalanced hemodynamics with markedly increased cardiac afterload and systemic vascular resistance.)
With respect to type of NIV, the use of CPAP is widely accepted as the primary modality of choice to confer the most benefit in ACPE.18 Although theoretical advantages do exist for the use of BiPAP over CPAP, this benefit has been noted in smaller studies19 but not clearly demonstrated in large reviews.20,21 In addition, patients suffering from long-term CHF develop the syndrome of cardiac cachexia, characterized by the loss of quantity and quality of skeletal muscle.22 This reduction in muscle mass can produce a significant deficit in inspiratory muscle strength and ability, providing an opportunity for benefit with the use of BiPAP.
Previously, BiPAP was considered unsafe in the setting of ACPE due to an increase in myocardial infarction.23 These results have not been reproduced in larger studies, and it is widely accepted that although BiPAP may not confer any benefit, it also does not increase harm.
Asthma
Because the underlying pathology of asthma differs from COPD, the current evidence for NIV use in patients presenting with an asthmatic episode is not very strong. Chronic obstructive pulmonary disease is characterized by collapse of terminal airways, with destruction of pulmonary architecture, and decreased compliance of the chest wall. In contrast, the airway obstruction in asthma progresses as the severity of the attack increases, and NIV may offer potential benefit in high-risk patients to avoid intubation.24 Several small studies suggest the application of NIV for severe asthma exacerbations is reasonable, with some demonstration of improvement in the work of breathing and ventilatory status.25-27
The Critically Ill Patient
Critically ill patients represent a high-risk group for desaturation during endotracheal intubation, and NIV should be considered for preoxygenation unless contraindications exist (Table 2). If standard high-flow O2 without positive pressure does not improve oxygenation, the application of NIV may overcome shunt physiology, improve oxygenation, and lessen peri-intubation time with dangerous desaturation events.4,28-30
Interfaces, Mask Leaks, Patient-Ventilator Interaction, and Respiratory Failure
Interfaces
Patient interfaces (mask types) for NIV include nasal prongs, full facial mask, or most commonly, an oronasal mask.31 For successful delivery of positive pressure, there must be an adequate fit or seal with minimal air leak to establish a ventilator circuit. Even though there is no perfect interface, patient comfort and treatment efficacy should be balanced. The interface chosen should minimize skin damage, maximize seal, and optimize patient-ventilator interface. The interfaces have straps that are used to secure the mask in place and balance the tension and stress on the skin to ensure a good seal and to avoid excess focal pressure that may result in complications such as skin breakdown, necrosis, or discomfort. Multiple interfaces and mask types have been evaluated in different acute-care situations, and it is important the clinician be familiar with the various options available for NIV interface and delivery.
Mask Leaks
Unintentional leaks are an unavoidable reality with NIV use. The ventilators designed for NIV typically use a single-limb circuit with an intentional leak port close to the patient. This port provides resistance and, as the ventilator produces airflow, it can subsequently generate pressure. Because this leak port is incorporated into the interface, it is important to utilize the same manufacturer of the ventilator and interface to avoid interface-ventilator mismatch.32
In some cases, unintentional leaks have been linked to asynchrony leading to increased work of breathing, ineffective delivery of breaths, and missed triggering events.33 The goal of any chosen interface is the lowest measurable unintentional leak rate as higher values demonstrate significant variability (and inaccuracy) of measured tidal volumes (VT).34 Overtightening the mask should be avoided since it can compromise both patient comfort and increase the chance of skin necrosis or breakdown.
Patient-Ventilator Interaction
The importance of the patient-ventilator interaction and the development of synchrony between the two cannot be overstated. After initial application, the patient should be closely monitored as he or she begins to work with the ventilator. This is especially important in BiPAP.
Optimal patient-ventilator synchrony can be difficult to achieve, especially in the NIV-naïve patient with critical respiratory distress. Of note, approximately 20% to 30% of patients with ARD cannot be managed by NIV,11 and asynchrony, though difficult to quantify in the acute-care setting, may contribute to this number.
Respiratory Failure
Acute respiratory failure is caused by a change in the patient’s baseline gas exchange, resulting in an inability to provide sufficient levels of O2 or to ventilate adequately. The etiologies of ARF are characterized into four types.
Type I. Also referred to as hypoxemic respiratory failure, type I is the most common and is characterized by an arterial oxygen tension (PaO2) of less than 60 mm Hg, with either normal or low levels of arterial CO2 that is not responsive to supplemental O2.
Type II. This type of respiratory failure is characterized by alveolar hypoventilation, with a PaCO2 level greater than 45 mm Hg, although hypoxemia may also be present due to concomitant loss of central nervous system drive.
Type III. Failure primarily occurs in the perioperative setting where the functional residual capacity is reduced in combination with increasing atelectasis.
Type IV. Type IV ARF is secondary to circulatory failure and resolves when shock is corrected.35,36
Regardless of the respiratory failure etiology, the patient is at risk of further deterioration and the need for endotracheal intubation.
Physiologic effects of NIV
Once the interface is secured, NIV has several important effects on both the cardiac and pulmonary systems. For this discussion, intrathoracic pressure (PIT) is considered synonymous with mean airway pressure (Paw).
Noninvasive ventilation improves airflow, lung volumes, and subsequent VT while overcoming pulmonary atelectasis. The increase in lung volume is directly proportional to an increase in Paw. This effect is only seen after overcoming airway resistance and chest wall and lung compliance. There is also an improvement in alveolar recruitment and redistribution of pulmonary blood flow37 with decreased work of breathing.
With the increase in PIT, there is decreased venous return to the right heart and a resulting decrease in cardiac preload.38 In the setting of acute cardiogenic pulmonary edema (ACPE), this effect is highly favorable. However, in the volume-depleted or hemodynamically unstable patient, this may result in a drop in cardiac output and hypotension. The “normal” heart is more sensitive to preload, and the application of positive pressure can cause a significant decrease in cardiac output. Cardiac afterload is reduced through multiple mechanisms, including directly from a decreased left-ventricular (LV) preload and also from a decrease in the LV transmural pressure (referred to as PTM).
The effects of positive pressure on the ventricles are opposite in the normal heart, with a decrease in both right and LV preload, increased right ventricular afterload and decreased LV afterload,39,40 as well as an overall decrease in cardiac chamber size that is directly proportional to the level of PPV.41 For the decompensated CHF patient, this can produce an increase in cardiac output simply by shifting the patient to a more favorable (leftward) position on the Frank-Starling curve.42-44
Troubleshooting
Once NIV is initiated, it is imperative, at least initially, to remain at bedside to monitor progress and improvement. Even though NIV is beneficial in the acute setting, it should always be viewed as a temporary bridging measure. With improvement, NIV may be discontinued, but in cases of failure, it is necessary to proceed with endotracheal intubation.
As the patient synchronizes with the ventilator, changes should be seen rather quickly, including improvement in the work of breathing, a restoration of mental status (if significant hypercapnia is present), and improved oxygenation. In the patient with severe uncontrolled hypertension and resulting flash pulmonary edema, the reduction in preload and afterload should contribute to a decrease in systolic BP (in addition to medical therapy). There should be a low threshold for obtaining an initial arterial blood gas (or a venous sample coupled with end-tidal CO2 data) as it may be helpful to guide therapy.
Noninvasive ventilation is similar to mechanical ventilation in that the clinician should not view it is as a static therapy, but rather as a dynamic process. For application of NIV in the acute setting, it should be recognized that the patient’s physiology is deranged (albeit transiently); as physiology eventually returns to preexisting levels, changes in NIV-pressure levels (or modes) are therefore necessary. Moreover, initial starting pressures may not be adequate to either overcome deficits in oxygenation, ventilation, or provide significant preload/afterload reduction. Knowledge of which parameters or values to adjust contribute to increased patient comfort, patient safety, improved cardiopulmonary dynamics, and a faster restoration of ventilatory status. In essence, the EP at the bedside should always ask himself or herself “what am I trying to fix?”
When the patient begins to develop synchrony with the ventilator, improvement and stabilization in the measured VT should be observed. The goal of delivered VT should be 6 to 10 mg/kg of ideal body weight. An increase in the IPAP value will improve the VT and decrease the work of breathing, and it should be the first value increased to reduce PaCO2. The use of EPAP will help to reduce intrinsic positive-end expiratory pressure and atelectasis and reduce upper airway obstruction. Increasing EPAP will improve oxygenation. Table 3 lists the common starting values for both modes of NIV and provides troubleshooting suggestions.
To date, no clinical trials have addressed the optimal initiation strategy or application settings for NIV. It should be understood, however, that the initial settings will typically be lower pressures to ensure patient comfort and development of familiarity with the device and interaction. For BiPAP, it is common to start with settings of 10/5 (IPAP/EPAP), and then titrate up (not exceeding 25 cm H2O) and maintaining minimum pressure support of 4 to 5 cm H2O. For CPAP, initial settings of 5 to 10 cm H2O are reasonable. Increased pressures can lead to patient discomfort, unintentional leak, and the development of patient-ventilator associated asynchrony.12 The goal is to balance therapeutic effect(s) with patient comfort. Higher pressures, even though they may be optimal, must be balanced with patient comfort as long as it is physiologically acceptable.
With increasing support, there may be an increase in mask leak; despite this, increasing levels of pressure or volume ventilation have been shown to increase minute ventilation (referred to as VE).45 In cases such as acute pulmonary edema or significant hypercapnia, initial higher-pressure settings may only be necessary for a brief time to reverse the pathology present and restore normal ventilation and hemodynamics. After the initial application, IPAP, EPAP, and FiO2 all may require titration.
Patients who fail to show improvement (either clinically or based on ventilatory parameters) or those with persistent mental status abnormalities, agitation, excessive secretions, or ventilator asynchrony after 1 hour of NIV are at high risk for NIV failure.46,47
Interpreting the Literature
Sizeable and sometimes conflicting literature exists on the subject of NIV. Despite a lack of clear and consistently reproducible benefit in morbidity, NIV use continues to increase. There are multiple factors that make interpretation of the results difficult and at times seemingly contradictory. Careful examination of the literature therefore must be undertaken before applying NIV to daily practice. Inconsistency of therapy type delivered, NIV pressure settings, pressure adjustments, patient monitoring, differing mask types, ventilator designs, endpoints, patient populations and the influence of cotreatments can all influence outcomes and potential benefit. To further complicate the data, unmeasured factors such as patient tolerance, interface fit, mask leak, and patient-ventilator asynchrony may be grouped as “NIV failure.”
For a patient suffering from ARF, the point in time of NIV application may have more to do with study enrollment and study group assignment (NIV or intubation) than the underlying pathology. Specifically, in some cases if NIV had been initiated hours prior, a clear benefit may have been demonstrated. One must also remember that at many institutions, the threshold for intubation (or intensive care unit admission) may be different, as well as the treating provider’s expertise and experience with NIV. In addition, well-established and consistent criteria for NIV failure have not been clearly defined and vary significantly study to study, making generalizations difficult. A comparison of patient groups with equal possible clinical outcomes is necessary to compare the findings “on a level playing field” and determine external validity.
Conclusion
Noninvasive ventilation represents a critically important intervention—one that should be applied early and aggressively in the ED to patients presenting with ARD in whom there are no contraindications to treatment. The EP should recognize the patient at high risk and, at the time of application, continue to closely monitor him or her for signs of improvement or deterioration.
As NIV use continues to increase, it is important that the clinician have a good working knowledge of its setup, modes of operation, and potential complications. A comfort level should exist for troubleshooting at the bedside. As provider competence increases, standardized quality of care is improved.
Dr Burns is an associate professor, residency director, and vice chair of academic affairs, department of emergency medicine, The University of Oklahoma School of Community Medicine, Tulsa.
- Pierson DJ. History and epidemiology of noninvasive ventilation in the acute-care setting. Resp Care. 2009;54(1):40-52.
- Schnell D, Timsit JF, Darmon M, et al. Noninvasive mechanical ventilation in acute respiratory failure: trends in use and outcomes. Intensive Care Med. 2014; 40(4):582-591.
- Ozsancak Ugurlu A, Sidhom SS, Khodabandeh A, et al. Use and outcomes of noninvasive positive pressure ventilation in acute care hospitals in Massachusetts. Chest. 2014;145(5):964-971.
- Weingart SD, Levitan RM. Preoxygenation and prevention of desaturation during emergency airway management. Ann Emerg Med. 2012;59(3):165-175.
- Williams JW Jr, Cox CE, Hargett CW, et al. Noninvasive positive-pressure ventilation (NPPV) for acute respiratory failure. Rockville, MD: Agency for Healthcare Research and Quality. US Department of Health and Human Services. Comparative Effectiveness Reviews, No. 68. AHRQ publication 12-EHC089-EFJuly 2012. http://www.ncbi.nlm.nih.gov/books/NBK99179/. Published July 2012. Accessed January 7, 2015.
- Williams TA, Finn J, Perkins GD, Jacobs IG. Prehospital continuous positive airway pressure for acute respiratory failure: a systematic review and meta-analysis. Prehosp Emerg Care. 2013;17(2):261-273.
- Williams B, Boyle M, Robertson N, Giddings C. When pressure is positive: a literature review of the prehospital use of continuous positive airway pressure. Prehosp Disaster Med. 2013;28(1):52-60.
- Mal S, McLeod S, Iansavichene A, Dukelow A, Lewell M. Effect of out-of-hospital noninvasive positive-pressure support ventilation in adult patients with severe respiratory distress: a systemic review and meta-analysis. Annals of Em Med. 2014;63(5):600-607.
- Plaisance P, Pirracchio R, Berton C, Vicaut E, Paven D. A randomized study of out-of-hospital continuous positive airway pressure for acute cardiogenic pulmonary oedema: physiological and clinical effects. Eur Heart J. 2007;28(23):2895-2901.
- Roberts CM, Brown JL, Reinhardt AK, et al. Non-invasive ventilation in chronic obstructive pulmonary disease: management of acute type 2 respiratory failure. Clin Med. 2008;8(5):517-521.
- British Thoracic Society Standards of Care Committee. Non-invasive ventilation in acute respiratory failure. Thorax. 2002;57(3):192-211.
- Mas A, Masip J. Noninvasive ventilation in acute respiratory failure. Int J Chron Obstruct Pulmon Dis. 2014;9:837-852.
- Tomii K, Seo R, Tachikawa R, et al. Impact of noninvasive ventilation (NIV) trial for various types of acute respiratory failure in the emergency department; decreased mortality and use of the ICU. Respir Med. 2009;103(1):67-73.
- Chandra D, Stamm JA, Taylor B, et al. Outcomes of noninvasive ventilation for acute exacerbations of chronic obstructive pulmonary disease in the United States, 1998-2008. Am J Respir Crit Care Med. 2012;185(2):152-159.
- Ram FS, Picot J, Lightowler J, Wedzicha JA. Non-invasive positive pressure ventilation for treatment of respiratory failure due to exacerbations of chronic obstructive pulmonary disease. Cochrane Database Syst Rev. 2004(3):CD004104.
- Royal College of Physicians, British Thoracic Society, Intensive Care Society. Chronic obstructive pulmonary disease: non-invasive ventilation with bi-phasic positive airways pressure in the management of patients with actute type 2 respiratory failure. Concise Guidance to Good Practice series, No. 11. London: RCP, 2008. https://www.rcplondon.ac.uk/sites/default/files/concise-niv-in-copd-2008.pdf. Published October 2008. Accessed January 7, 2015.
- Tallman TA, Peacock WF, Emerman CL, et al; Acute Decompensated Heart Failure National Registry (ADHERE). Noninvasive ventilation outcomes in 2,430 acute decompensated heart failure patients: an ADHERE registry analysis. Acad Emerg Med. 2008;15(4):355-362.
- Weng CL, Zhao YT, Liu QH, et al. Meta-analysis: Noninvasive ventilation in acute cardiogenic pulmonary edema. Ann Intern Med. 2010;152(9):590-600.
- Liesching T, Nelson DL, Cormier KL, et al. Randomized trial of bilevel versus continuous positive airway pressure for acute pulmonary edema. J Emerg Med. 2014;46(1):130-140.
- Gray A, Goodacre S, Newby DE, Masson M, Sampson F, Nicholl J; Three Interventions in Cardiogenic Pulmonary Oedema (3CPO) trialists. Noninvasive ventilation in acute cardiogenic pulmonary edema. N Engl J Med. 2008;359(2):142-151.
- Masip J, Roque M, Sánchez B, Fernández R, Subirana M, Expósito JA. Noninvasive ventilation in acute cardiogenic pulmonary edema: systemic review and meta-analysis. JAMA. 2005;294(24)3124-3130.
- Anker SD, Sharma R. The syndrome of cardiac cachexia. Int J Cardiol. 2002;85(1):51-66.
- Mehta S, Jay GD, Woolard RH, et al. Randomized, prospective trial of bilevel versus continuous positive airway pressure in acute pulmonary edema. Crit Care Med. 1997;25(4):620-628.
- Soroksky A, Klinowski E, Ilgyev E, et al. Noninvasive positive pressure ventilation in acute asthmatic attack. Eur Respir Rev. 2010;19(115):39-45.
- Meduri GU, Cook TR, Turner RE, Turner RE, Cohen M, Leeper KV. Noninvasive positive pressure ventilation in status asthmaticus. Chest. 1996;110(3):767-774.
- Soma T, Hino M, Kida K, Kudoh S. A prospective and randomized study for improvement of acute asthma by non-invasive positive pressure ventilation (NPPV). Intern Med. 2008;47(6):493-501.
- Lim WJ, Mohammed Akram R, Carson KV, et al Non-invasive positive pressure ventilation for treatment of respiratory failure due to severe acute exacerbations of asthma. Cochrane Database Syst Rev. 2012;12:CD004360.
- Baillard C, Fosse JP, Sebbane M, et al. Noninvasive ventilation improves preoxygenation before intubation of hypoxic patients. Am J Respir Crit Care Med. 2006;174(2):171-177.
- Weingart SD. Preoxygenation, reoxygenation, and delayed sequence intubation in the emergency department. J Emerg Med. 2011;40(6):661-667.
- Futier E, Constantin JM, Pelosi P, et al. Noninvasive ventilation and alveolar recruitment maneuver improve respiratory function during and after intubation of morbidly obese patients: a randomized controlled study. Anesthesiology. 2011;114(6):1354-1363.
- Nava S, Navalesi P, Gregoretti C. Interfaces and humidification for noninvasive mechanical ventilation. Respir Care. 2009;54(1):71-84.
- Hess DR. Patient-ventilator interaction during noninvasive ventilation. Respir Care. 2011;56(2):153-165.
- Vignaux L, Vargas F, Roeseler et al. Patient-ventilator asynchrony during non-invasive ventilation for acute respiratory failure: a multicenter study. Intensive Care Med. 2009;35(5):840-846.
- Luján M, Sogo A, Pomares X, Monsó E, Sales B, Blanch L. Effect of leak and breathing pattern on the accuracy of tidal volume estimation by commercial home ventilators: a bench study. Respir Care. 2013;58(5):770-777.
- 11.35. Wood LDH. The pathophysiology and differential diagnosis of acute respiratory failure. In: Hall JB, Schmidt GA, Wood LDH. eds. Principles of Critical Care. 3rd ed. New York, NY: McGraw-Hill; 2005. http://accessmedicine.mhmedical.com/content.aspx?bookid=361&Sectionid=39866399. Accessed January 7, 2015.
- Kemp WL, Burns DK, Brown TG. Pulmonary pathology. In: Kemp WL, Burns DK, Brown TG. eds. Pathology: The Big Picture. New York, NY: McGraw-Hill; 2008. http://accessmedicine.mhmedical.com/content.aspx?bookid=499&Sectionid=41568296. Accessed January 7, 2015.
- Carvalho AR, Spieth PM, Pelosi P, et al. Pressure support ventilation and biphasic positive airway pressure improve oxygenation by redistribution of pulmonary blood flow. Anesth Analg. 2009;109(3):858-865.
- Bersten AD, Holt AW, Vedig AE, Skowronski GA, Baggoley CJ. Treatment of severe cardiogenic pulmonary edema with continuous positive airway pressure delivered by face mask. N Engl J Med. 1991;325(26):1825-1830.
- Leucke T, Pelosi P. Clinical review: Positive end-expiratory pressure and cardiac output. Crit Care. 2005;9(6):607-621.
- Mitaka C, Naguara T, Sakanishi N, Tsunoda Y, Amaha K. Two-dimensional echocardiographic evaluation of inferior vena cava, right ventricle, and left ventricle during positive-pressure ventilation with varying levels of positive end-expiratory pressure. Crit Care Med. 1989;17(3):205-210.
- Kyhl K, Ahtarovski KA, Iversen K, et al. The decrease of cardiac chamber volumes and output during positive-pressure ventilation. Am J Physiol Heart Circ Physiol. 2013;305(7):H1004-H1009.
- Baratz DM, Westbrook PR, Shah PK, Mohsenifar Z. Effect of nasal continous positive airway pressure on cardiac output and oxygen delivery in patients with congestive heart failure. Chest. 1992;102(5):1397-1401.
- Chadda K, Annane D, Hart N, Gajdos P, Paphaël JC, Lofaso F. Cardiac and respiratory effects of continuous positive airway pressure and noninvasive ventilation in acute cardiac pulmonary edema. Crit Care Med. 2002;30(11):2457-2461.
- Naughton MT, Rahman MA, Hara K, Floras JS, Bradley TD. Effect of continuous positive airway pressure on intrathoracic and left ventricular transmural pressures in patients with congestive heart failure. Circulation. 1995;91(6):1725-1731.
- 12.45. Tuggey JM, Elliott MW. Titration of non-invasive positive pressure ventilation in chronic respiratory failure. Respir Med. 2006;100(7):1262-1269.
- Ozyilmaz E, Ugurlu AO, Nava S. Timing of noninvasive ventilation failure: causes, risk factors, and potential remedies. BMC Pulm Med. 2014;14:19.
- Merlani PG, Pasquina P, Granier JM, Treggiari M, Rutschmann O, Ricou B. Factors associated with failure of noninvasive positive pressure ventilation in the emergency department. Acad Emerg Med. 2005;12(12)1206-1215.
Overview
Candidates for noninvasive ventilation (NIV) most commonly present to the ED with acute respiratory failure (ARF) secondary to chronic obstructive pulmonary disease (COPD) or congestive heart-failure (CHF) exacerbations. The emergency physician (EP) must select patients appropriately, recognizing which would benefit most from NIV, as well as those with contraindications to this therapy. When indicated, early application confers benefit to the patient and can help avoid endotracheal intubation. Once therapy is initiated, clinical deterioration is still possible, and close monitoring and troubleshooting are imperative. Frequently, the clinician must make adjustments in ventilatory parameters to support the patient.
In this article, the author discusses the evidence supporting the use of NIV in appropriately selected patients with ARF, as well as review the types of NIV commonly used in the ED, the physiologic effects of positive-pressure ventilation (PPV), and how to identify and avoid common pitfalls.
Case Presentation Examples
Case 1
A 72-year-old man with a past medical history of COPD was brought to the ED by emergency medical services for evaluation of shortness of breath and wheezing. The patient’s initial oxygen (O2) saturation was 84%, which responded to bronchodilators and supplemental O2. At the time of arrival, he was somewhat somnolent, but aroused to verbal stimuli. A nonrebreather mask was placed delivering 15 L/minute of O2 with a saturation of 96%. His vital signs were: blood pressure (BP), 142/76 mm Hg, heart rate, 108 beats/minute; and respiratory rate (RR), 13 breaths/minute. A cardiac monitor revealed sinus tachycardia, and a portable chest X-ray was obtained (Figure 1). On lung examination, the patient’s breath sounds were diminished in the bases with suboptimal respiratory effort and expiratory wheezes in all lung fields. Venous blood gas measurement revealed a pH of 7.25; end-tidal carbon dioxide (CO2) was 77.
After the initial assessment, the EP considered NIV as an adjunct to improve ventilation as he suspected the patient was experiencing significant respiratory acidosis secondary to CO2 retention. The respiratory therapist suggested NIV at 12/5 before titrating down the fraction of inspired O2 (FiO2) and sought approval from the EP.
Discussion Questions: Is the above recommendation from the respiratory therapist the most appropriate therapy for this patient? What are the contraindications to this treatment and how should he be monitored to measure improvement?
Case 2
A 54-year-old woman presented to the ED for shortness of breath. On examination, she was diaphoretic and in severe distress with one- to two-word dyspnea and gasping respirations with pink-tinged sputum. Her BP was 236/158 mm Hg. A portable chest X-ray was obtained (Figure 2); rales were present with significant jugular venous distension. An electrocardiogram revealed a left-ventricular hypertrophy strain pattern but no evidence of ST-segment elevation.
During the assessment, the EP considered hypertensive emergency with resulting flash pulmonary edema as the cause of the patient’s condition; as such, he contemplated NIV to decrease the work of breathing and improve oxygenation. However, the EP had concerns regarding the preload and afterload ramifications. Although there was no respiratory therapist in the ED, the EP was able to set up the machine, but was not certain which mode of NIV or initial settings would be appropriate.
Discussion Questions: What is the protocol for proper set up to ensure a good mask fit? Once therapy is initiated, how should the EP monitor the patient? How should the EP explain this therapy to the patient and instruct her on how to work with the ventilator?
Acute-Care Application
Noninvasive ventilation refers to PPV delivered through a device such as a facemask, nasal mask, nasal plugs, or helmet. This modality was first used in the 1940s to treat respiratory failure, and its use has since grown to parallel that of mechanical ventilation.1-3 Although the application of NIV does not represent definitive airway management, this therapy has dramatically changed the care and treatment of both chronic and ARF. It serves as a significant intervention to prevent further respiratory compromise; to reverse either existing physiologic, hemodynamic, or ventilatory derangements; and to avoid endotracheal intubation.
Modes of Delivery
In the acute setting, NIV is typically delivered via two modes. Continuous positive-airway pressure (CPAP) is delivered regardless of the phase of respiration, and noninvasive positive-pressure ventilation (NIPPV; typically referred to as bi-level positive-airway pressure [BiPAP] or BPPV) is delivered in the inspiratory and expiratory phases of the respiratory cycle. Inspiratory positive-airway pressure (IPAP) refers to an inspiratory boost that is triggered by the negative airway pressure on inspiration in a synchronous fashion. This inspiratory pressure is fixed, but the volume delivered fluctuates based on the patient’s inspiratory effort. Expiratory positive-airway pressure (EPAP) is the delivery of constant pressure during exhalation. The difference between the IPAP and EPAP is referred to as pressure support, which serves to decrease the work of breathing and improve ventilation. (A list of commonly used abbreviations, terms, and definitions are outlined in Table 1.)
Etiology of Respiratory Failure and Treatment Decisions
At the time of initial presentation, the exact etiology of a patient’s respiratory failure may not be known, and treatment decisions will be necessary before all relevant data are present. Patients presenting in acute respiratory distress (ARD) are often suffering from shunt physiology, in which alveoli are perfused but not ventilated due to the presence of fluid or collapse, as in pulmonary edema or COPD.4 Regardless of the etiology, patients will benefit from early application of NIV.5 Thus, the clinician must be aggressive in the application of this therapy to identify those patients who will benefit the most from treatment. All patients receiving NIV must be monitored closely as failure of therapy is still a possibility.
Patient Selection
The utilization of NIV has increased in the hospital and ED setting and it is now often initiated in the prehospital setting6-8 with observed improvement in dyspnea scores and oxygenation with early intervention.9 Regarding patient selection, in the absence of contraindications (Table 2), all dyspneic patients should be considered eligible for a trial of NIV. 13 For some patients, this may be their first use of the therapy; as such, they are in effect learning to “swim while drowning.” The agitated and anxious patient will require coaching to provide reassurance and instruction while he or she learns to synchronize and work with the ventilator. The presence and quality of this instruction, though not previously measured, would intuitively be very helpful and an important determinant of success in the application of NIV in the naïve patient.
Common Conditions and NIV
In the ED, NIV is commonly utilized for the treatment of COPD and acute decompensated heart failure. These two conditions have been extensively studied and a robust amount of literature supports the routine use of NIV in these patients.
Chronic Obstructive Pulmonary Disease
For COPD, BiPAP has been shown and is widely accepted as the modality that confers the most benefit, with one study demonstrating a 462% increase in its use and a 42% decline in mechanical intubation rates from 1998 to 2008.14 Multiple studies have demonstrated a reduction in the intubation rate, improvement in the work of breathing, and a more rapid improvement in RR and symptoms.15,16
Acute Decompensated Heart Failure and Pulmonary Edema
Noninvasive ventilation is used commonly for decompensated heart failure and acute cardiogenic pulmonary edema (ACPE). The rapid patient improvement with its use when compared to standard O2 therapy is well documented. A successful trial and application of NIV demonstrated benefit in a recent retrospective analysis of 2,430 acutely decompensated heart-failure patients in the United States. The study found that the patients who were treated with NIV, but not immediately intubated, had better outcomes.17 (In these types of patients, pulmonary edema is typically not related to volume overload, but the result of imbalanced hemodynamics with markedly increased cardiac afterload and systemic vascular resistance.)
With respect to type of NIV, the use of CPAP is widely accepted as the primary modality of choice to confer the most benefit in ACPE.18 Although theoretical advantages do exist for the use of BiPAP over CPAP, this benefit has been noted in smaller studies19 but not clearly demonstrated in large reviews.20,21 In addition, patients suffering from long-term CHF develop the syndrome of cardiac cachexia, characterized by the loss of quantity and quality of skeletal muscle.22 This reduction in muscle mass can produce a significant deficit in inspiratory muscle strength and ability, providing an opportunity for benefit with the use of BiPAP.
Previously, BiPAP was considered unsafe in the setting of ACPE due to an increase in myocardial infarction.23 These results have not been reproduced in larger studies, and it is widely accepted that although BiPAP may not confer any benefit, it also does not increase harm.
Asthma
Because the underlying pathology of asthma differs from COPD, the current evidence for NIV use in patients presenting with an asthmatic episode is not very strong. Chronic obstructive pulmonary disease is characterized by collapse of terminal airways, with destruction of pulmonary architecture, and decreased compliance of the chest wall. In contrast, the airway obstruction in asthma progresses as the severity of the attack increases, and NIV may offer potential benefit in high-risk patients to avoid intubation.24 Several small studies suggest the application of NIV for severe asthma exacerbations is reasonable, with some demonstration of improvement in the work of breathing and ventilatory status.25-27
The Critically Ill Patient
Critically ill patients represent a high-risk group for desaturation during endotracheal intubation, and NIV should be considered for preoxygenation unless contraindications exist (Table 2). If standard high-flow O2 without positive pressure does not improve oxygenation, the application of NIV may overcome shunt physiology, improve oxygenation, and lessen peri-intubation time with dangerous desaturation events.4,28-30
Interfaces, Mask Leaks, Patient-Ventilator Interaction, and Respiratory Failure
Interfaces
Patient interfaces (mask types) for NIV include nasal prongs, full facial mask, or most commonly, an oronasal mask.31 For successful delivery of positive pressure, there must be an adequate fit or seal with minimal air leak to establish a ventilator circuit. Even though there is no perfect interface, patient comfort and treatment efficacy should be balanced. The interface chosen should minimize skin damage, maximize seal, and optimize patient-ventilator interface. The interfaces have straps that are used to secure the mask in place and balance the tension and stress on the skin to ensure a good seal and to avoid excess focal pressure that may result in complications such as skin breakdown, necrosis, or discomfort. Multiple interfaces and mask types have been evaluated in different acute-care situations, and it is important the clinician be familiar with the various options available for NIV interface and delivery.
Mask Leaks
Unintentional leaks are an unavoidable reality with NIV use. The ventilators designed for NIV typically use a single-limb circuit with an intentional leak port close to the patient. This port provides resistance and, as the ventilator produces airflow, it can subsequently generate pressure. Because this leak port is incorporated into the interface, it is important to utilize the same manufacturer of the ventilator and interface to avoid interface-ventilator mismatch.32
In some cases, unintentional leaks have been linked to asynchrony leading to increased work of breathing, ineffective delivery of breaths, and missed triggering events.33 The goal of any chosen interface is the lowest measurable unintentional leak rate as higher values demonstrate significant variability (and inaccuracy) of measured tidal volumes (VT).34 Overtightening the mask should be avoided since it can compromise both patient comfort and increase the chance of skin necrosis or breakdown.
Patient-Ventilator Interaction
The importance of the patient-ventilator interaction and the development of synchrony between the two cannot be overstated. After initial application, the patient should be closely monitored as he or she begins to work with the ventilator. This is especially important in BiPAP.
Optimal patient-ventilator synchrony can be difficult to achieve, especially in the NIV-naïve patient with critical respiratory distress. Of note, approximately 20% to 30% of patients with ARD cannot be managed by NIV,11 and asynchrony, though difficult to quantify in the acute-care setting, may contribute to this number.
Respiratory Failure
Acute respiratory failure is caused by a change in the patient’s baseline gas exchange, resulting in an inability to provide sufficient levels of O2 or to ventilate adequately. The etiologies of ARF are characterized into four types.
Type I. Also referred to as hypoxemic respiratory failure, type I is the most common and is characterized by an arterial oxygen tension (PaO2) of less than 60 mm Hg, with either normal or low levels of arterial CO2 that is not responsive to supplemental O2.
Type II. This type of respiratory failure is characterized by alveolar hypoventilation, with a PaCO2 level greater than 45 mm Hg, although hypoxemia may also be present due to concomitant loss of central nervous system drive.
Type III. Failure primarily occurs in the perioperative setting where the functional residual capacity is reduced in combination with increasing atelectasis.
Type IV. Type IV ARF is secondary to circulatory failure and resolves when shock is corrected.35,36
Regardless of the respiratory failure etiology, the patient is at risk of further deterioration and the need for endotracheal intubation.
Physiologic effects of NIV
Once the interface is secured, NIV has several important effects on both the cardiac and pulmonary systems. For this discussion, intrathoracic pressure (PIT) is considered synonymous with mean airway pressure (Paw).
Noninvasive ventilation improves airflow, lung volumes, and subsequent VT while overcoming pulmonary atelectasis. The increase in lung volume is directly proportional to an increase in Paw. This effect is only seen after overcoming airway resistance and chest wall and lung compliance. There is also an improvement in alveolar recruitment and redistribution of pulmonary blood flow37 with decreased work of breathing.
With the increase in PIT, there is decreased venous return to the right heart and a resulting decrease in cardiac preload.38 In the setting of acute cardiogenic pulmonary edema (ACPE), this effect is highly favorable. However, in the volume-depleted or hemodynamically unstable patient, this may result in a drop in cardiac output and hypotension. The “normal” heart is more sensitive to preload, and the application of positive pressure can cause a significant decrease in cardiac output. Cardiac afterload is reduced through multiple mechanisms, including directly from a decreased left-ventricular (LV) preload and also from a decrease in the LV transmural pressure (referred to as PTM).
The effects of positive pressure on the ventricles are opposite in the normal heart, with a decrease in both right and LV preload, increased right ventricular afterload and decreased LV afterload,39,40 as well as an overall decrease in cardiac chamber size that is directly proportional to the level of PPV.41 For the decompensated CHF patient, this can produce an increase in cardiac output simply by shifting the patient to a more favorable (leftward) position on the Frank-Starling curve.42-44
Troubleshooting
Once NIV is initiated, it is imperative, at least initially, to remain at bedside to monitor progress and improvement. Even though NIV is beneficial in the acute setting, it should always be viewed as a temporary bridging measure. With improvement, NIV may be discontinued, but in cases of failure, it is necessary to proceed with endotracheal intubation.
As the patient synchronizes with the ventilator, changes should be seen rather quickly, including improvement in the work of breathing, a restoration of mental status (if significant hypercapnia is present), and improved oxygenation. In the patient with severe uncontrolled hypertension and resulting flash pulmonary edema, the reduction in preload and afterload should contribute to a decrease in systolic BP (in addition to medical therapy). There should be a low threshold for obtaining an initial arterial blood gas (or a venous sample coupled with end-tidal CO2 data) as it may be helpful to guide therapy.
Noninvasive ventilation is similar to mechanical ventilation in that the clinician should not view it is as a static therapy, but rather as a dynamic process. For application of NIV in the acute setting, it should be recognized that the patient’s physiology is deranged (albeit transiently); as physiology eventually returns to preexisting levels, changes in NIV-pressure levels (or modes) are therefore necessary. Moreover, initial starting pressures may not be adequate to either overcome deficits in oxygenation, ventilation, or provide significant preload/afterload reduction. Knowledge of which parameters or values to adjust contribute to increased patient comfort, patient safety, improved cardiopulmonary dynamics, and a faster restoration of ventilatory status. In essence, the EP at the bedside should always ask himself or herself “what am I trying to fix?”
When the patient begins to develop synchrony with the ventilator, improvement and stabilization in the measured VT should be observed. The goal of delivered VT should be 6 to 10 mg/kg of ideal body weight. An increase in the IPAP value will improve the VT and decrease the work of breathing, and it should be the first value increased to reduce PaCO2. The use of EPAP will help to reduce intrinsic positive-end expiratory pressure and atelectasis and reduce upper airway obstruction. Increasing EPAP will improve oxygenation. Table 3 lists the common starting values for both modes of NIV and provides troubleshooting suggestions.
To date, no clinical trials have addressed the optimal initiation strategy or application settings for NIV. It should be understood, however, that the initial settings will typically be lower pressures to ensure patient comfort and development of familiarity with the device and interaction. For BiPAP, it is common to start with settings of 10/5 (IPAP/EPAP), and then titrate up (not exceeding 25 cm H2O) and maintaining minimum pressure support of 4 to 5 cm H2O. For CPAP, initial settings of 5 to 10 cm H2O are reasonable. Increased pressures can lead to patient discomfort, unintentional leak, and the development of patient-ventilator associated asynchrony.12 The goal is to balance therapeutic effect(s) with patient comfort. Higher pressures, even though they may be optimal, must be balanced with patient comfort as long as it is physiologically acceptable.
With increasing support, there may be an increase in mask leak; despite this, increasing levels of pressure or volume ventilation have been shown to increase minute ventilation (referred to as VE).45 In cases such as acute pulmonary edema or significant hypercapnia, initial higher-pressure settings may only be necessary for a brief time to reverse the pathology present and restore normal ventilation and hemodynamics. After the initial application, IPAP, EPAP, and FiO2 all may require titration.
Patients who fail to show improvement (either clinically or based on ventilatory parameters) or those with persistent mental status abnormalities, agitation, excessive secretions, or ventilator asynchrony after 1 hour of NIV are at high risk for NIV failure.46,47
Interpreting the Literature
Sizeable and sometimes conflicting literature exists on the subject of NIV. Despite a lack of clear and consistently reproducible benefit in morbidity, NIV use continues to increase. There are multiple factors that make interpretation of the results difficult and at times seemingly contradictory. Careful examination of the literature therefore must be undertaken before applying NIV to daily practice. Inconsistency of therapy type delivered, NIV pressure settings, pressure adjustments, patient monitoring, differing mask types, ventilator designs, endpoints, patient populations and the influence of cotreatments can all influence outcomes and potential benefit. To further complicate the data, unmeasured factors such as patient tolerance, interface fit, mask leak, and patient-ventilator asynchrony may be grouped as “NIV failure.”
For a patient suffering from ARF, the point in time of NIV application may have more to do with study enrollment and study group assignment (NIV or intubation) than the underlying pathology. Specifically, in some cases if NIV had been initiated hours prior, a clear benefit may have been demonstrated. One must also remember that at many institutions, the threshold for intubation (or intensive care unit admission) may be different, as well as the treating provider’s expertise and experience with NIV. In addition, well-established and consistent criteria for NIV failure have not been clearly defined and vary significantly study to study, making generalizations difficult. A comparison of patient groups with equal possible clinical outcomes is necessary to compare the findings “on a level playing field” and determine external validity.
Conclusion
Noninvasive ventilation represents a critically important intervention—one that should be applied early and aggressively in the ED to patients presenting with ARD in whom there are no contraindications to treatment. The EP should recognize the patient at high risk and, at the time of application, continue to closely monitor him or her for signs of improvement or deterioration.
As NIV use continues to increase, it is important that the clinician have a good working knowledge of its setup, modes of operation, and potential complications. A comfort level should exist for troubleshooting at the bedside. As provider competence increases, standardized quality of care is improved.
Dr Burns is an associate professor, residency director, and vice chair of academic affairs, department of emergency medicine, The University of Oklahoma School of Community Medicine, Tulsa.
Overview
Candidates for noninvasive ventilation (NIV) most commonly present to the ED with acute respiratory failure (ARF) secondary to chronic obstructive pulmonary disease (COPD) or congestive heart-failure (CHF) exacerbations. The emergency physician (EP) must select patients appropriately, recognizing which would benefit most from NIV, as well as those with contraindications to this therapy. When indicated, early application confers benefit to the patient and can help avoid endotracheal intubation. Once therapy is initiated, clinical deterioration is still possible, and close monitoring and troubleshooting are imperative. Frequently, the clinician must make adjustments in ventilatory parameters to support the patient.
In this article, the author discusses the evidence supporting the use of NIV in appropriately selected patients with ARF, as well as review the types of NIV commonly used in the ED, the physiologic effects of positive-pressure ventilation (PPV), and how to identify and avoid common pitfalls.
Case Presentation Examples
Case 1
A 72-year-old man with a past medical history of COPD was brought to the ED by emergency medical services for evaluation of shortness of breath and wheezing. The patient’s initial oxygen (O2) saturation was 84%, which responded to bronchodilators and supplemental O2. At the time of arrival, he was somewhat somnolent, but aroused to verbal stimuli. A nonrebreather mask was placed delivering 15 L/minute of O2 with a saturation of 96%. His vital signs were: blood pressure (BP), 142/76 mm Hg, heart rate, 108 beats/minute; and respiratory rate (RR), 13 breaths/minute. A cardiac monitor revealed sinus tachycardia, and a portable chest X-ray was obtained (Figure 1). On lung examination, the patient’s breath sounds were diminished in the bases with suboptimal respiratory effort and expiratory wheezes in all lung fields. Venous blood gas measurement revealed a pH of 7.25; end-tidal carbon dioxide (CO2) was 77.
After the initial assessment, the EP considered NIV as an adjunct to improve ventilation as he suspected the patient was experiencing significant respiratory acidosis secondary to CO2 retention. The respiratory therapist suggested NIV at 12/5 before titrating down the fraction of inspired O2 (FiO2) and sought approval from the EP.
Discussion Questions: Is the above recommendation from the respiratory therapist the most appropriate therapy for this patient? What are the contraindications to this treatment and how should he be monitored to measure improvement?
Case 2
A 54-year-old woman presented to the ED for shortness of breath. On examination, she was diaphoretic and in severe distress with one- to two-word dyspnea and gasping respirations with pink-tinged sputum. Her BP was 236/158 mm Hg. A portable chest X-ray was obtained (Figure 2); rales were present with significant jugular venous distension. An electrocardiogram revealed a left-ventricular hypertrophy strain pattern but no evidence of ST-segment elevation.
During the assessment, the EP considered hypertensive emergency with resulting flash pulmonary edema as the cause of the patient’s condition; as such, he contemplated NIV to decrease the work of breathing and improve oxygenation. However, the EP had concerns regarding the preload and afterload ramifications. Although there was no respiratory therapist in the ED, the EP was able to set up the machine, but was not certain which mode of NIV or initial settings would be appropriate.
Discussion Questions: What is the protocol for proper set up to ensure a good mask fit? Once therapy is initiated, how should the EP monitor the patient? How should the EP explain this therapy to the patient and instruct her on how to work with the ventilator?
Acute-Care Application
Noninvasive ventilation refers to PPV delivered through a device such as a facemask, nasal mask, nasal plugs, or helmet. This modality was first used in the 1940s to treat respiratory failure, and its use has since grown to parallel that of mechanical ventilation.1-3 Although the application of NIV does not represent definitive airway management, this therapy has dramatically changed the care and treatment of both chronic and ARF. It serves as a significant intervention to prevent further respiratory compromise; to reverse either existing physiologic, hemodynamic, or ventilatory derangements; and to avoid endotracheal intubation.
Modes of Delivery
In the acute setting, NIV is typically delivered via two modes. Continuous positive-airway pressure (CPAP) is delivered regardless of the phase of respiration, and noninvasive positive-pressure ventilation (NIPPV; typically referred to as bi-level positive-airway pressure [BiPAP] or BPPV) is delivered in the inspiratory and expiratory phases of the respiratory cycle. Inspiratory positive-airway pressure (IPAP) refers to an inspiratory boost that is triggered by the negative airway pressure on inspiration in a synchronous fashion. This inspiratory pressure is fixed, but the volume delivered fluctuates based on the patient’s inspiratory effort. Expiratory positive-airway pressure (EPAP) is the delivery of constant pressure during exhalation. The difference between the IPAP and EPAP is referred to as pressure support, which serves to decrease the work of breathing and improve ventilation. (A list of commonly used abbreviations, terms, and definitions are outlined in Table 1.)
Etiology of Respiratory Failure and Treatment Decisions
At the time of initial presentation, the exact etiology of a patient’s respiratory failure may not be known, and treatment decisions will be necessary before all relevant data are present. Patients presenting in acute respiratory distress (ARD) are often suffering from shunt physiology, in which alveoli are perfused but not ventilated due to the presence of fluid or collapse, as in pulmonary edema or COPD.4 Regardless of the etiology, patients will benefit from early application of NIV.5 Thus, the clinician must be aggressive in the application of this therapy to identify those patients who will benefit the most from treatment. All patients receiving NIV must be monitored closely as failure of therapy is still a possibility.
Patient Selection
The utilization of NIV has increased in the hospital and ED setting and it is now often initiated in the prehospital setting6-8 with observed improvement in dyspnea scores and oxygenation with early intervention.9 Regarding patient selection, in the absence of contraindications (Table 2), all dyspneic patients should be considered eligible for a trial of NIV. 13 For some patients, this may be their first use of the therapy; as such, they are in effect learning to “swim while drowning.” The agitated and anxious patient will require coaching to provide reassurance and instruction while he or she learns to synchronize and work with the ventilator. The presence and quality of this instruction, though not previously measured, would intuitively be very helpful and an important determinant of success in the application of NIV in the naïve patient.
Common Conditions and NIV
In the ED, NIV is commonly utilized for the treatment of COPD and acute decompensated heart failure. These two conditions have been extensively studied and a robust amount of literature supports the routine use of NIV in these patients.
Chronic Obstructive Pulmonary Disease
For COPD, BiPAP has been shown and is widely accepted as the modality that confers the most benefit, with one study demonstrating a 462% increase in its use and a 42% decline in mechanical intubation rates from 1998 to 2008.14 Multiple studies have demonstrated a reduction in the intubation rate, improvement in the work of breathing, and a more rapid improvement in RR and symptoms.15,16
Acute Decompensated Heart Failure and Pulmonary Edema
Noninvasive ventilation is used commonly for decompensated heart failure and acute cardiogenic pulmonary edema (ACPE). The rapid patient improvement with its use when compared to standard O2 therapy is well documented. A successful trial and application of NIV demonstrated benefit in a recent retrospective analysis of 2,430 acutely decompensated heart-failure patients in the United States. The study found that the patients who were treated with NIV, but not immediately intubated, had better outcomes.17 (In these types of patients, pulmonary edema is typically not related to volume overload, but the result of imbalanced hemodynamics with markedly increased cardiac afterload and systemic vascular resistance.)
With respect to type of NIV, the use of CPAP is widely accepted as the primary modality of choice to confer the most benefit in ACPE.18 Although theoretical advantages do exist for the use of BiPAP over CPAP, this benefit has been noted in smaller studies19 but not clearly demonstrated in large reviews.20,21 In addition, patients suffering from long-term CHF develop the syndrome of cardiac cachexia, characterized by the loss of quantity and quality of skeletal muscle.22 This reduction in muscle mass can produce a significant deficit in inspiratory muscle strength and ability, providing an opportunity for benefit with the use of BiPAP.
Previously, BiPAP was considered unsafe in the setting of ACPE due to an increase in myocardial infarction.23 These results have not been reproduced in larger studies, and it is widely accepted that although BiPAP may not confer any benefit, it also does not increase harm.
Asthma
Because the underlying pathology of asthma differs from COPD, the current evidence for NIV use in patients presenting with an asthmatic episode is not very strong. Chronic obstructive pulmonary disease is characterized by collapse of terminal airways, with destruction of pulmonary architecture, and decreased compliance of the chest wall. In contrast, the airway obstruction in asthma progresses as the severity of the attack increases, and NIV may offer potential benefit in high-risk patients to avoid intubation.24 Several small studies suggest the application of NIV for severe asthma exacerbations is reasonable, with some demonstration of improvement in the work of breathing and ventilatory status.25-27
The Critically Ill Patient
Critically ill patients represent a high-risk group for desaturation during endotracheal intubation, and NIV should be considered for preoxygenation unless contraindications exist (Table 2). If standard high-flow O2 without positive pressure does not improve oxygenation, the application of NIV may overcome shunt physiology, improve oxygenation, and lessen peri-intubation time with dangerous desaturation events.4,28-30
Interfaces, Mask Leaks, Patient-Ventilator Interaction, and Respiratory Failure
Interfaces
Patient interfaces (mask types) for NIV include nasal prongs, full facial mask, or most commonly, an oronasal mask.31 For successful delivery of positive pressure, there must be an adequate fit or seal with minimal air leak to establish a ventilator circuit. Even though there is no perfect interface, patient comfort and treatment efficacy should be balanced. The interface chosen should minimize skin damage, maximize seal, and optimize patient-ventilator interface. The interfaces have straps that are used to secure the mask in place and balance the tension and stress on the skin to ensure a good seal and to avoid excess focal pressure that may result in complications such as skin breakdown, necrosis, or discomfort. Multiple interfaces and mask types have been evaluated in different acute-care situations, and it is important the clinician be familiar with the various options available for NIV interface and delivery.
Mask Leaks
Unintentional leaks are an unavoidable reality with NIV use. The ventilators designed for NIV typically use a single-limb circuit with an intentional leak port close to the patient. This port provides resistance and, as the ventilator produces airflow, it can subsequently generate pressure. Because this leak port is incorporated into the interface, it is important to utilize the same manufacturer of the ventilator and interface to avoid interface-ventilator mismatch.32
In some cases, unintentional leaks have been linked to asynchrony leading to increased work of breathing, ineffective delivery of breaths, and missed triggering events.33 The goal of any chosen interface is the lowest measurable unintentional leak rate as higher values demonstrate significant variability (and inaccuracy) of measured tidal volumes (VT).34 Overtightening the mask should be avoided since it can compromise both patient comfort and increase the chance of skin necrosis or breakdown.
Patient-Ventilator Interaction
The importance of the patient-ventilator interaction and the development of synchrony between the two cannot be overstated. After initial application, the patient should be closely monitored as he or she begins to work with the ventilator. This is especially important in BiPAP.
Optimal patient-ventilator synchrony can be difficult to achieve, especially in the NIV-naïve patient with critical respiratory distress. Of note, approximately 20% to 30% of patients with ARD cannot be managed by NIV,11 and asynchrony, though difficult to quantify in the acute-care setting, may contribute to this number.
Respiratory Failure
Acute respiratory failure is caused by a change in the patient’s baseline gas exchange, resulting in an inability to provide sufficient levels of O2 or to ventilate adequately. The etiologies of ARF are characterized into four types.
Type I. Also referred to as hypoxemic respiratory failure, type I is the most common and is characterized by an arterial oxygen tension (PaO2) of less than 60 mm Hg, with either normal or low levels of arterial CO2 that is not responsive to supplemental O2.
Type II. This type of respiratory failure is characterized by alveolar hypoventilation, with a PaCO2 level greater than 45 mm Hg, although hypoxemia may also be present due to concomitant loss of central nervous system drive.
Type III. Failure primarily occurs in the perioperative setting where the functional residual capacity is reduced in combination with increasing atelectasis.
Type IV. Type IV ARF is secondary to circulatory failure and resolves when shock is corrected.35,36
Regardless of the respiratory failure etiology, the patient is at risk of further deterioration and the need for endotracheal intubation.
Physiologic effects of NIV
Once the interface is secured, NIV has several important effects on both the cardiac and pulmonary systems. For this discussion, intrathoracic pressure (PIT) is considered synonymous with mean airway pressure (Paw).
Noninvasive ventilation improves airflow, lung volumes, and subsequent VT while overcoming pulmonary atelectasis. The increase in lung volume is directly proportional to an increase in Paw. This effect is only seen after overcoming airway resistance and chest wall and lung compliance. There is also an improvement in alveolar recruitment and redistribution of pulmonary blood flow37 with decreased work of breathing.
With the increase in PIT, there is decreased venous return to the right heart and a resulting decrease in cardiac preload.38 In the setting of acute cardiogenic pulmonary edema (ACPE), this effect is highly favorable. However, in the volume-depleted or hemodynamically unstable patient, this may result in a drop in cardiac output and hypotension. The “normal” heart is more sensitive to preload, and the application of positive pressure can cause a significant decrease in cardiac output. Cardiac afterload is reduced through multiple mechanisms, including directly from a decreased left-ventricular (LV) preload and also from a decrease in the LV transmural pressure (referred to as PTM).
The effects of positive pressure on the ventricles are opposite in the normal heart, with a decrease in both right and LV preload, increased right ventricular afterload and decreased LV afterload,39,40 as well as an overall decrease in cardiac chamber size that is directly proportional to the level of PPV.41 For the decompensated CHF patient, this can produce an increase in cardiac output simply by shifting the patient to a more favorable (leftward) position on the Frank-Starling curve.42-44
Troubleshooting
Once NIV is initiated, it is imperative, at least initially, to remain at bedside to monitor progress and improvement. Even though NIV is beneficial in the acute setting, it should always be viewed as a temporary bridging measure. With improvement, NIV may be discontinued, but in cases of failure, it is necessary to proceed with endotracheal intubation.
As the patient synchronizes with the ventilator, changes should be seen rather quickly, including improvement in the work of breathing, a restoration of mental status (if significant hypercapnia is present), and improved oxygenation. In the patient with severe uncontrolled hypertension and resulting flash pulmonary edema, the reduction in preload and afterload should contribute to a decrease in systolic BP (in addition to medical therapy). There should be a low threshold for obtaining an initial arterial blood gas (or a venous sample coupled with end-tidal CO2 data) as it may be helpful to guide therapy.
Noninvasive ventilation is similar to mechanical ventilation in that the clinician should not view it is as a static therapy, but rather as a dynamic process. For application of NIV in the acute setting, it should be recognized that the patient’s physiology is deranged (albeit transiently); as physiology eventually returns to preexisting levels, changes in NIV-pressure levels (or modes) are therefore necessary. Moreover, initial starting pressures may not be adequate to either overcome deficits in oxygenation, ventilation, or provide significant preload/afterload reduction. Knowledge of which parameters or values to adjust contribute to increased patient comfort, patient safety, improved cardiopulmonary dynamics, and a faster restoration of ventilatory status. In essence, the EP at the bedside should always ask himself or herself “what am I trying to fix?”
When the patient begins to develop synchrony with the ventilator, improvement and stabilization in the measured VT should be observed. The goal of delivered VT should be 6 to 10 mg/kg of ideal body weight. An increase in the IPAP value will improve the VT and decrease the work of breathing, and it should be the first value increased to reduce PaCO2. The use of EPAP will help to reduce intrinsic positive-end expiratory pressure and atelectasis and reduce upper airway obstruction. Increasing EPAP will improve oxygenation. Table 3 lists the common starting values for both modes of NIV and provides troubleshooting suggestions.
To date, no clinical trials have addressed the optimal initiation strategy or application settings for NIV. It should be understood, however, that the initial settings will typically be lower pressures to ensure patient comfort and development of familiarity with the device and interaction. For BiPAP, it is common to start with settings of 10/5 (IPAP/EPAP), and then titrate up (not exceeding 25 cm H2O) and maintaining minimum pressure support of 4 to 5 cm H2O. For CPAP, initial settings of 5 to 10 cm H2O are reasonable. Increased pressures can lead to patient discomfort, unintentional leak, and the development of patient-ventilator associated asynchrony.12 The goal is to balance therapeutic effect(s) with patient comfort. Higher pressures, even though they may be optimal, must be balanced with patient comfort as long as it is physiologically acceptable.
With increasing support, there may be an increase in mask leak; despite this, increasing levels of pressure or volume ventilation have been shown to increase minute ventilation (referred to as VE).45 In cases such as acute pulmonary edema or significant hypercapnia, initial higher-pressure settings may only be necessary for a brief time to reverse the pathology present and restore normal ventilation and hemodynamics. After the initial application, IPAP, EPAP, and FiO2 all may require titration.
Patients who fail to show improvement (either clinically or based on ventilatory parameters) or those with persistent mental status abnormalities, agitation, excessive secretions, or ventilator asynchrony after 1 hour of NIV are at high risk for NIV failure.46,47
Interpreting the Literature
Sizeable and sometimes conflicting literature exists on the subject of NIV. Despite a lack of clear and consistently reproducible benefit in morbidity, NIV use continues to increase. There are multiple factors that make interpretation of the results difficult and at times seemingly contradictory. Careful examination of the literature therefore must be undertaken before applying NIV to daily practice. Inconsistency of therapy type delivered, NIV pressure settings, pressure adjustments, patient monitoring, differing mask types, ventilator designs, endpoints, patient populations and the influence of cotreatments can all influence outcomes and potential benefit. To further complicate the data, unmeasured factors such as patient tolerance, interface fit, mask leak, and patient-ventilator asynchrony may be grouped as “NIV failure.”
For a patient suffering from ARF, the point in time of NIV application may have more to do with study enrollment and study group assignment (NIV or intubation) than the underlying pathology. Specifically, in some cases if NIV had been initiated hours prior, a clear benefit may have been demonstrated. One must also remember that at many institutions, the threshold for intubation (or intensive care unit admission) may be different, as well as the treating provider’s expertise and experience with NIV. In addition, well-established and consistent criteria for NIV failure have not been clearly defined and vary significantly study to study, making generalizations difficult. A comparison of patient groups with equal possible clinical outcomes is necessary to compare the findings “on a level playing field” and determine external validity.
Conclusion
Noninvasive ventilation represents a critically important intervention—one that should be applied early and aggressively in the ED to patients presenting with ARD in whom there are no contraindications to treatment. The EP should recognize the patient at high risk and, at the time of application, continue to closely monitor him or her for signs of improvement or deterioration.
As NIV use continues to increase, it is important that the clinician have a good working knowledge of its setup, modes of operation, and potential complications. A comfort level should exist for troubleshooting at the bedside. As provider competence increases, standardized quality of care is improved.
Dr Burns is an associate professor, residency director, and vice chair of academic affairs, department of emergency medicine, The University of Oklahoma School of Community Medicine, Tulsa.
- Pierson DJ. History and epidemiology of noninvasive ventilation in the acute-care setting. Resp Care. 2009;54(1):40-52.
- Schnell D, Timsit JF, Darmon M, et al. Noninvasive mechanical ventilation in acute respiratory failure: trends in use and outcomes. Intensive Care Med. 2014; 40(4):582-591.
- Ozsancak Ugurlu A, Sidhom SS, Khodabandeh A, et al. Use and outcomes of noninvasive positive pressure ventilation in acute care hospitals in Massachusetts. Chest. 2014;145(5):964-971.
- Weingart SD, Levitan RM. Preoxygenation and prevention of desaturation during emergency airway management. Ann Emerg Med. 2012;59(3):165-175.
- Williams JW Jr, Cox CE, Hargett CW, et al. Noninvasive positive-pressure ventilation (NPPV) for acute respiratory failure. Rockville, MD: Agency for Healthcare Research and Quality. US Department of Health and Human Services. Comparative Effectiveness Reviews, No. 68. AHRQ publication 12-EHC089-EFJuly 2012. http://www.ncbi.nlm.nih.gov/books/NBK99179/. Published July 2012. Accessed January 7, 2015.
- Williams TA, Finn J, Perkins GD, Jacobs IG. Prehospital continuous positive airway pressure for acute respiratory failure: a systematic review and meta-analysis. Prehosp Emerg Care. 2013;17(2):261-273.
- Williams B, Boyle M, Robertson N, Giddings C. When pressure is positive: a literature review of the prehospital use of continuous positive airway pressure. Prehosp Disaster Med. 2013;28(1):52-60.
- Mal S, McLeod S, Iansavichene A, Dukelow A, Lewell M. Effect of out-of-hospital noninvasive positive-pressure support ventilation in adult patients with severe respiratory distress: a systemic review and meta-analysis. Annals of Em Med. 2014;63(5):600-607.
- Plaisance P, Pirracchio R, Berton C, Vicaut E, Paven D. A randomized study of out-of-hospital continuous positive airway pressure for acute cardiogenic pulmonary oedema: physiological and clinical effects. Eur Heart J. 2007;28(23):2895-2901.
- Roberts CM, Brown JL, Reinhardt AK, et al. Non-invasive ventilation in chronic obstructive pulmonary disease: management of acute type 2 respiratory failure. Clin Med. 2008;8(5):517-521.
- British Thoracic Society Standards of Care Committee. Non-invasive ventilation in acute respiratory failure. Thorax. 2002;57(3):192-211.
- Mas A, Masip J. Noninvasive ventilation in acute respiratory failure. Int J Chron Obstruct Pulmon Dis. 2014;9:837-852.
- Tomii K, Seo R, Tachikawa R, et al. Impact of noninvasive ventilation (NIV) trial for various types of acute respiratory failure in the emergency department; decreased mortality and use of the ICU. Respir Med. 2009;103(1):67-73.
- Chandra D, Stamm JA, Taylor B, et al. Outcomes of noninvasive ventilation for acute exacerbations of chronic obstructive pulmonary disease in the United States, 1998-2008. Am J Respir Crit Care Med. 2012;185(2):152-159.
- Ram FS, Picot J, Lightowler J, Wedzicha JA. Non-invasive positive pressure ventilation for treatment of respiratory failure due to exacerbations of chronic obstructive pulmonary disease. Cochrane Database Syst Rev. 2004(3):CD004104.
- Royal College of Physicians, British Thoracic Society, Intensive Care Society. Chronic obstructive pulmonary disease: non-invasive ventilation with bi-phasic positive airways pressure in the management of patients with actute type 2 respiratory failure. Concise Guidance to Good Practice series, No. 11. London: RCP, 2008. https://www.rcplondon.ac.uk/sites/default/files/concise-niv-in-copd-2008.pdf. Published October 2008. Accessed January 7, 2015.
- Tallman TA, Peacock WF, Emerman CL, et al; Acute Decompensated Heart Failure National Registry (ADHERE). Noninvasive ventilation outcomes in 2,430 acute decompensated heart failure patients: an ADHERE registry analysis. Acad Emerg Med. 2008;15(4):355-362.
- Weng CL, Zhao YT, Liu QH, et al. Meta-analysis: Noninvasive ventilation in acute cardiogenic pulmonary edema. Ann Intern Med. 2010;152(9):590-600.
- Liesching T, Nelson DL, Cormier KL, et al. Randomized trial of bilevel versus continuous positive airway pressure for acute pulmonary edema. J Emerg Med. 2014;46(1):130-140.
- Gray A, Goodacre S, Newby DE, Masson M, Sampson F, Nicholl J; Three Interventions in Cardiogenic Pulmonary Oedema (3CPO) trialists. Noninvasive ventilation in acute cardiogenic pulmonary edema. N Engl J Med. 2008;359(2):142-151.
- Masip J, Roque M, Sánchez B, Fernández R, Subirana M, Expósito JA. Noninvasive ventilation in acute cardiogenic pulmonary edema: systemic review and meta-analysis. JAMA. 2005;294(24)3124-3130.
- Anker SD, Sharma R. The syndrome of cardiac cachexia. Int J Cardiol. 2002;85(1):51-66.
- Mehta S, Jay GD, Woolard RH, et al. Randomized, prospective trial of bilevel versus continuous positive airway pressure in acute pulmonary edema. Crit Care Med. 1997;25(4):620-628.
- Soroksky A, Klinowski E, Ilgyev E, et al. Noninvasive positive pressure ventilation in acute asthmatic attack. Eur Respir Rev. 2010;19(115):39-45.
- Meduri GU, Cook TR, Turner RE, Turner RE, Cohen M, Leeper KV. Noninvasive positive pressure ventilation in status asthmaticus. Chest. 1996;110(3):767-774.
- Soma T, Hino M, Kida K, Kudoh S. A prospective and randomized study for improvement of acute asthma by non-invasive positive pressure ventilation (NPPV). Intern Med. 2008;47(6):493-501.
- Lim WJ, Mohammed Akram R, Carson KV, et al Non-invasive positive pressure ventilation for treatment of respiratory failure due to severe acute exacerbations of asthma. Cochrane Database Syst Rev. 2012;12:CD004360.
- Baillard C, Fosse JP, Sebbane M, et al. Noninvasive ventilation improves preoxygenation before intubation of hypoxic patients. Am J Respir Crit Care Med. 2006;174(2):171-177.
- Weingart SD. Preoxygenation, reoxygenation, and delayed sequence intubation in the emergency department. J Emerg Med. 2011;40(6):661-667.
- Futier E, Constantin JM, Pelosi P, et al. Noninvasive ventilation and alveolar recruitment maneuver improve respiratory function during and after intubation of morbidly obese patients: a randomized controlled study. Anesthesiology. 2011;114(6):1354-1363.
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- Hess DR. Patient-ventilator interaction during noninvasive ventilation. Respir Care. 2011;56(2):153-165.
- Vignaux L, Vargas F, Roeseler et al. Patient-ventilator asynchrony during non-invasive ventilation for acute respiratory failure: a multicenter study. Intensive Care Med. 2009;35(5):840-846.
- Luján M, Sogo A, Pomares X, Monsó E, Sales B, Blanch L. Effect of leak and breathing pattern on the accuracy of tidal volume estimation by commercial home ventilators: a bench study. Respir Care. 2013;58(5):770-777.
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- Carvalho AR, Spieth PM, Pelosi P, et al. Pressure support ventilation and biphasic positive airway pressure improve oxygenation by redistribution of pulmonary blood flow. Anesth Analg. 2009;109(3):858-865.
- Bersten AD, Holt AW, Vedig AE, Skowronski GA, Baggoley CJ. Treatment of severe cardiogenic pulmonary edema with continuous positive airway pressure delivered by face mask. N Engl J Med. 1991;325(26):1825-1830.
- Leucke T, Pelosi P. Clinical review: Positive end-expiratory pressure and cardiac output. Crit Care. 2005;9(6):607-621.
- Mitaka C, Naguara T, Sakanishi N, Tsunoda Y, Amaha K. Two-dimensional echocardiographic evaluation of inferior vena cava, right ventricle, and left ventricle during positive-pressure ventilation with varying levels of positive end-expiratory pressure. Crit Care Med. 1989;17(3):205-210.
- Kyhl K, Ahtarovski KA, Iversen K, et al. The decrease of cardiac chamber volumes and output during positive-pressure ventilation. Am J Physiol Heart Circ Physiol. 2013;305(7):H1004-H1009.
- Baratz DM, Westbrook PR, Shah PK, Mohsenifar Z. Effect of nasal continous positive airway pressure on cardiac output and oxygen delivery in patients with congestive heart failure. Chest. 1992;102(5):1397-1401.
- Chadda K, Annane D, Hart N, Gajdos P, Paphaël JC, Lofaso F. Cardiac and respiratory effects of continuous positive airway pressure and noninvasive ventilation in acute cardiac pulmonary edema. Crit Care Med. 2002;30(11):2457-2461.
- Naughton MT, Rahman MA, Hara K, Floras JS, Bradley TD. Effect of continuous positive airway pressure on intrathoracic and left ventricular transmural pressures in patients with congestive heart failure. Circulation. 1995;91(6):1725-1731.
- 12.45. Tuggey JM, Elliott MW. Titration of non-invasive positive pressure ventilation in chronic respiratory failure. Respir Med. 2006;100(7):1262-1269.
- Ozyilmaz E, Ugurlu AO, Nava S. Timing of noninvasive ventilation failure: causes, risk factors, and potential remedies. BMC Pulm Med. 2014;14:19.
- Merlani PG, Pasquina P, Granier JM, Treggiari M, Rutschmann O, Ricou B. Factors associated with failure of noninvasive positive pressure ventilation in the emergency department. Acad Emerg Med. 2005;12(12)1206-1215.
- Pierson DJ. History and epidemiology of noninvasive ventilation in the acute-care setting. Resp Care. 2009;54(1):40-52.
- Schnell D, Timsit JF, Darmon M, et al. Noninvasive mechanical ventilation in acute respiratory failure: trends in use and outcomes. Intensive Care Med. 2014; 40(4):582-591.
- Ozsancak Ugurlu A, Sidhom SS, Khodabandeh A, et al. Use and outcomes of noninvasive positive pressure ventilation in acute care hospitals in Massachusetts. Chest. 2014;145(5):964-971.
- Weingart SD, Levitan RM. Preoxygenation and prevention of desaturation during emergency airway management. Ann Emerg Med. 2012;59(3):165-175.
- Williams JW Jr, Cox CE, Hargett CW, et al. Noninvasive positive-pressure ventilation (NPPV) for acute respiratory failure. Rockville, MD: Agency for Healthcare Research and Quality. US Department of Health and Human Services. Comparative Effectiveness Reviews, No. 68. AHRQ publication 12-EHC089-EFJuly 2012. http://www.ncbi.nlm.nih.gov/books/NBK99179/. Published July 2012. Accessed January 7, 2015.
- Williams TA, Finn J, Perkins GD, Jacobs IG. Prehospital continuous positive airway pressure for acute respiratory failure: a systematic review and meta-analysis. Prehosp Emerg Care. 2013;17(2):261-273.
- Williams B, Boyle M, Robertson N, Giddings C. When pressure is positive: a literature review of the prehospital use of continuous positive airway pressure. Prehosp Disaster Med. 2013;28(1):52-60.
- Mal S, McLeod S, Iansavichene A, Dukelow A, Lewell M. Effect of out-of-hospital noninvasive positive-pressure support ventilation in adult patients with severe respiratory distress: a systemic review and meta-analysis. Annals of Em Med. 2014;63(5):600-607.
- Plaisance P, Pirracchio R, Berton C, Vicaut E, Paven D. A randomized study of out-of-hospital continuous positive airway pressure for acute cardiogenic pulmonary oedema: physiological and clinical effects. Eur Heart J. 2007;28(23):2895-2901.
- Roberts CM, Brown JL, Reinhardt AK, et al. Non-invasive ventilation in chronic obstructive pulmonary disease: management of acute type 2 respiratory failure. Clin Med. 2008;8(5):517-521.
- British Thoracic Society Standards of Care Committee. Non-invasive ventilation in acute respiratory failure. Thorax. 2002;57(3):192-211.
- Mas A, Masip J. Noninvasive ventilation in acute respiratory failure. Int J Chron Obstruct Pulmon Dis. 2014;9:837-852.
- Tomii K, Seo R, Tachikawa R, et al. Impact of noninvasive ventilation (NIV) trial for various types of acute respiratory failure in the emergency department; decreased mortality and use of the ICU. Respir Med. 2009;103(1):67-73.
- Chandra D, Stamm JA, Taylor B, et al. Outcomes of noninvasive ventilation for acute exacerbations of chronic obstructive pulmonary disease in the United States, 1998-2008. Am J Respir Crit Care Med. 2012;185(2):152-159.
- Ram FS, Picot J, Lightowler J, Wedzicha JA. Non-invasive positive pressure ventilation for treatment of respiratory failure due to exacerbations of chronic obstructive pulmonary disease. Cochrane Database Syst Rev. 2004(3):CD004104.
- Royal College of Physicians, British Thoracic Society, Intensive Care Society. Chronic obstructive pulmonary disease: non-invasive ventilation with bi-phasic positive airways pressure in the management of patients with actute type 2 respiratory failure. Concise Guidance to Good Practice series, No. 11. London: RCP, 2008. https://www.rcplondon.ac.uk/sites/default/files/concise-niv-in-copd-2008.pdf. Published October 2008. Accessed January 7, 2015.
- Tallman TA, Peacock WF, Emerman CL, et al; Acute Decompensated Heart Failure National Registry (ADHERE). Noninvasive ventilation outcomes in 2,430 acute decompensated heart failure patients: an ADHERE registry analysis. Acad Emerg Med. 2008;15(4):355-362.
- Weng CL, Zhao YT, Liu QH, et al. Meta-analysis: Noninvasive ventilation in acute cardiogenic pulmonary edema. Ann Intern Med. 2010;152(9):590-600.
- Liesching T, Nelson DL, Cormier KL, et al. Randomized trial of bilevel versus continuous positive airway pressure for acute pulmonary edema. J Emerg Med. 2014;46(1):130-140.
- Gray A, Goodacre S, Newby DE, Masson M, Sampson F, Nicholl J; Three Interventions in Cardiogenic Pulmonary Oedema (3CPO) trialists. Noninvasive ventilation in acute cardiogenic pulmonary edema. N Engl J Med. 2008;359(2):142-151.
- Masip J, Roque M, Sánchez B, Fernández R, Subirana M, Expósito JA. Noninvasive ventilation in acute cardiogenic pulmonary edema: systemic review and meta-analysis. JAMA. 2005;294(24)3124-3130.
- Anker SD, Sharma R. The syndrome of cardiac cachexia. Int J Cardiol. 2002;85(1):51-66.
- Mehta S, Jay GD, Woolard RH, et al. Randomized, prospective trial of bilevel versus continuous positive airway pressure in acute pulmonary edema. Crit Care Med. 1997;25(4):620-628.
- Soroksky A, Klinowski E, Ilgyev E, et al. Noninvasive positive pressure ventilation in acute asthmatic attack. Eur Respir Rev. 2010;19(115):39-45.
- Meduri GU, Cook TR, Turner RE, Turner RE, Cohen M, Leeper KV. Noninvasive positive pressure ventilation in status asthmaticus. Chest. 1996;110(3):767-774.
- Soma T, Hino M, Kida K, Kudoh S. A prospective and randomized study for improvement of acute asthma by non-invasive positive pressure ventilation (NPPV). Intern Med. 2008;47(6):493-501.
- Lim WJ, Mohammed Akram R, Carson KV, et al Non-invasive positive pressure ventilation for treatment of respiratory failure due to severe acute exacerbations of asthma. Cochrane Database Syst Rev. 2012;12:CD004360.
- Baillard C, Fosse JP, Sebbane M, et al. Noninvasive ventilation improves preoxygenation before intubation of hypoxic patients. Am J Respir Crit Care Med. 2006;174(2):171-177.
- Weingart SD. Preoxygenation, reoxygenation, and delayed sequence intubation in the emergency department. J Emerg Med. 2011;40(6):661-667.
- Futier E, Constantin JM, Pelosi P, et al. Noninvasive ventilation and alveolar recruitment maneuver improve respiratory function during and after intubation of morbidly obese patients: a randomized controlled study. Anesthesiology. 2011;114(6):1354-1363.
- Nava S, Navalesi P, Gregoretti C. Interfaces and humidification for noninvasive mechanical ventilation. Respir Care. 2009;54(1):71-84.
- Hess DR. Patient-ventilator interaction during noninvasive ventilation. Respir Care. 2011;56(2):153-165.
- Vignaux L, Vargas F, Roeseler et al. Patient-ventilator asynchrony during non-invasive ventilation for acute respiratory failure: a multicenter study. Intensive Care Med. 2009;35(5):840-846.
- Luján M, Sogo A, Pomares X, Monsó E, Sales B, Blanch L. Effect of leak and breathing pattern on the accuracy of tidal volume estimation by commercial home ventilators: a bench study. Respir Care. 2013;58(5):770-777.
- 11.35. Wood LDH. The pathophysiology and differential diagnosis of acute respiratory failure. In: Hall JB, Schmidt GA, Wood LDH. eds. Principles of Critical Care. 3rd ed. New York, NY: McGraw-Hill; 2005. http://accessmedicine.mhmedical.com/content.aspx?bookid=361&Sectionid=39866399. Accessed January 7, 2015.
- Kemp WL, Burns DK, Brown TG. Pulmonary pathology. In: Kemp WL, Burns DK, Brown TG. eds. Pathology: The Big Picture. New York, NY: McGraw-Hill; 2008. http://accessmedicine.mhmedical.com/content.aspx?bookid=499&Sectionid=41568296. Accessed January 7, 2015.
- Carvalho AR, Spieth PM, Pelosi P, et al. Pressure support ventilation and biphasic positive airway pressure improve oxygenation by redistribution of pulmonary blood flow. Anesth Analg. 2009;109(3):858-865.
- Bersten AD, Holt AW, Vedig AE, Skowronski GA, Baggoley CJ. Treatment of severe cardiogenic pulmonary edema with continuous positive airway pressure delivered by face mask. N Engl J Med. 1991;325(26):1825-1830.
- Leucke T, Pelosi P. Clinical review: Positive end-expiratory pressure and cardiac output. Crit Care. 2005;9(6):607-621.
- Mitaka C, Naguara T, Sakanishi N, Tsunoda Y, Amaha K. Two-dimensional echocardiographic evaluation of inferior vena cava, right ventricle, and left ventricle during positive-pressure ventilation with varying levels of positive end-expiratory pressure. Crit Care Med. 1989;17(3):205-210.
- Kyhl K, Ahtarovski KA, Iversen K, et al. The decrease of cardiac chamber volumes and output during positive-pressure ventilation. Am J Physiol Heart Circ Physiol. 2013;305(7):H1004-H1009.
- Baratz DM, Westbrook PR, Shah PK, Mohsenifar Z. Effect of nasal continous positive airway pressure on cardiac output and oxygen delivery in patients with congestive heart failure. Chest. 1992;102(5):1397-1401.
- Chadda K, Annane D, Hart N, Gajdos P, Paphaël JC, Lofaso F. Cardiac and respiratory effects of continuous positive airway pressure and noninvasive ventilation in acute cardiac pulmonary edema. Crit Care Med. 2002;30(11):2457-2461.
- Naughton MT, Rahman MA, Hara K, Floras JS, Bradley TD. Effect of continuous positive airway pressure on intrathoracic and left ventricular transmural pressures in patients with congestive heart failure. Circulation. 1995;91(6):1725-1731.
- 12.45. Tuggey JM, Elliott MW. Titration of non-invasive positive pressure ventilation in chronic respiratory failure. Respir Med. 2006;100(7):1262-1269.
- Ozyilmaz E, Ugurlu AO, Nava S. Timing of noninvasive ventilation failure: causes, risk factors, and potential remedies. BMC Pulm Med. 2014;14:19.
- Merlani PG, Pasquina P, Granier JM, Treggiari M, Rutschmann O, Ricou B. Factors associated with failure of noninvasive positive pressure ventilation in the emergency department. Acad Emerg Med. 2005;12(12)1206-1215.
Malpractice Counsel
Stroke in a Young Man
A 26-year-old man presented to the ED with the chief complaint of mild right-sided weakness, paresthesias, and slurred speech. He stated the onset was sudden—approximately 30 minutes prior to arrival to the ED. The patient denied any previous similar symptoms and was otherwise in good health; he denied taking any medications. He drank alcohol socially, but denied smoking or illicit drug use.
On physical examination, his vital signs and oxygen saturation were normal. Pulmonary, cardiovascular, and abdominal examinations were also normal. The patient thought his speech was somewhat slurred, but the triage nurse and treating emergency physician (EP) had difficulty detecting any altered speech. He was noted to have mild (4+/5) right upper and lower extremity weakness; no facial droop was detected. The patient did have a mild pronator drift of the right upper extremity. Gait testing revealed a mild limp of the right lower extremity.
The EP consulted the hospitalist, and the patient was admitted to a monitored bed. The following morning, a brain magnetic resonance image revealed an ischemic stroke in the distribution of the left middle cerebral artery. The patient’s hospital course was uncomplicated, but at the time of discharge, he continued to have mild right-sided weakness and required the use of a cane.
The patient sued the hospital and the EP for negligence in failing to treat his condition in a timely manner and for not consulting a neurologist. The plaintiff’s attorneys argued the patient should have been given tissue plasminogen activator (tPA), which would have avoided the residual right-sided weakness. The defense denied negligence and argued the patient’s symptoms could have been due to several things for which tPA would have been an inappropriate treatment. A defense verdict was returned.
Discussion
Stroke in young patients is relatively rare. With “young” defined as aged 18 to 45 years, this population accounts for approximately 2% to 12% of cerebral infarcts.1 In one nationwide US study of stroke in young adults, Ellis2 found that 4.9% of individuals experiencing a stroke in 2007 were between ages 18 and 44 years. Among this group, 78% experienced an ischemic stroke; 11.2% experienced a subarachnoid hemorrhage (SAH); and 10.8% had an intracerebral hemorrhage.2
While the clinical presentation of stroke in young adults is similar to that of older patients, the etiologies and risk factors are very different. In older patients, atherosclerosis is the major cause of ischemic stroke. In studies of young adults with ischemic stroke, cardioembolism was found to be the leading cause. Under this category, a patent foramen ovale (PFO) was considered a common cause, followed by atrial fibrillation, bacterial endocarditis, rheumatic heart disease, and atrial myxoma. There is, however, increasing controversy over the role of PFO as an etiology of stroke. Many investigators think its role has been overstated and is probably more of an incidental finding than a causal relationship.3 Patients with a suspected cardioembolic etiology will usually require an echocardiogram (with saline contrast or a “bubble study” for suspected PFO), cardiac monitoring, and a possible Holter monitor at the time of discharge (to detect paroxysmal arrhythmias).
Following cardioembolic etiologies, arterial dissection is the next most common category.4 In one study of patients aged 31 to 45 years old, arterial dissection was the most common cause of ischemic stroke.4 Clinical features suggesting dissection include a history of head or neck trauma (even minor trauma), headache or neck pain, and local neurological findings (eg, cranial nerve palsy or Horner syndrome).3 Unfortunately, only about 25% of patients volunteer a history of recent neck trauma. If a cervical or vertebral artery dissection is suspected, contrast enhanced magnetic resonance angiography (MRA) is the most sensitive and specific test, followed by carotid ultrasound and CT angiography.3
Traditional risk factors for stroke include hypertension and diabetes mellitus (DM). This is not true for younger adults that experience an ischemic stroke. Cigarette smoking is a very important risk factor for cerebrovascular accident in young adults; in addition, the more one smokes, the greater the risk. Other risk factors in young adults include history of migraine headaches (especially migraine with aura), pregnancy and the postpartum period, and illicit drug use.3
The defense’s argument that there are many causes of stroke in young adults that would be inappropriate for treatment with tPA, such as a PFO, carotid dissection or bacterial endocarditis, is absolutely true. Young patients need to be aggressively worked up for the etiology of their stroke, and may require additional testing, such as an MRA, echocardiogram, or Holter monitoring to determine the underlying cause of their stroke.
Obstruction Following Gastric Bypass Surgery
A 47-year-old woman presented to the ED complaining of severe back and abdominal pain. Onset had been gradual and began approximately 4 hours prior to arrival. She described the pain as crampy and constant. The patient had vomited twice; she denied diarrhea and had a normal bowel movement the previous day. She denied any vaginal or urinary complaints. Her past medical history was significant for hypertension and status post gastric bypass surgery 6 months prior. She had lost 42 pounds to date. She denied smoking or alcohol use.
The patient’s vital signs on physical examination were: blood pressure, 154/92 mm Hg; pulse, 106 beats/minute; respiratory rate, 18 breaths/minute; and temperature, 99˚F. Oxygen saturation was 96% on room air. The patient’s lungs were clear to auscultation bilaterally. The heart was mildly tachycardic, with a regular rhythm and without murmurs, rubs, or gallops. The abdominal examination revealed diffuse tenderness and involuntary guarding. There was no distention or rebound. Bowel sounds were present but hypoactive. Examination of the back revealed bilateral paraspinal muscle tenderness without costovertebral angle tenderness.
The EP ordered a CBC, BMP, serum lipase, and a urinalysis. The patient was given an intravenous (IV) bolus of 250 cc normal saline in addition to IV morphine 4 mg and IV ondansetron 4 mg. Her white blood cell (WBC) count was slightly elevated at 12.2 g/dL, with a normal differential. The remainder of the laboratory studies were normal, except for a serum bicarbonate of 22 mmol/L.
The patient stated she felt somewhat improved, but continued to have abdominal and back pain. The EP admitted her to the hospital for observation and pain control. She died the following day from a bowel obstruction. The family sued the EP for negligence in failing to order appropriate testing and for not consulting with specialists to diagnose the bowel obstruction, which is a known complication of gastric bypass surgery. The jury returned a verdict of $2.4 million against the EP.
Discussion
The frequency of bariatric surgery in the United States continues to increase, primarily due to its success with regard to weight loss, but also because of its demonstrated improvement in hypertension, obstructive sleep apnea, hyperlipidemia, and type 2 DM.1
Frequently, the term “gastric bypass surgery” is used interchangeably with bariatric surgery. However, the EP must realize these terms encompass multiple different operations. The four most common types of bariatric surgery in the United Stated are (1) adjustable gastric banding (AGB); (2) the Roux-en-Y gastric bypass (RYGB); (3) biliopancreatic diversion with duodenal switch (BPD-DS); and (4) vertical sleeve gastrectomy (VSG).2 (See the Table for a brief explanation of each type of procedure.)
Since each procedure has its own respective associated complications, it is important for the EP to know which the type of gastric bypass surgery the patient had. For example, leakage is much more frequent following RYGB than in gastric banding, while slippage and obstruction are the most common complications of gastric banding.3,4 It is also very helpful to know the specific type of procedure when discussing the case with the surgical consultant.
Based on a recent review of over 800,000 bariatric surgery patients, seven serious common complications following the surgery were identified.3 These included bleeding, leakage, obstruction, stomal ulceration, pulmonary embolism and respiratory complications, blood sugar disturbances (usually hypoglycemia and/or metabolic acidosis), and nutritional disturbances. While not all-inclusive, this list represents the most common serious complications of gastric bypass surgery.
The complaint of abdominal pain in a patient that has undergone bariatric surgery should be taken very seriously. In addition to determining the specific procedure performed and date, the patient should be questioned about vomiting, bowel movements, and the presence of blood in stool or vomit. Depending upon the degree of pain present, the patient may need to be given IV opioid analgesia to facilitate a thorough abdominal examination. A rectal examination should be performed to identify occult gastrointestinal bleeding.
These patients require laboratory testing, including CBC, BMP, and other laboratory evaluation as indicated by the history and physical examination. Early consultation with the bariatric surgeon is recommended. Many, if not most, patients with abdominal pain and vomiting will require imaging, usually a CT scan with contrast of the abdomen and pelvis. Because of the difficulty in interpreting the CT scan results in these patients, the bariatric surgeon will often want to personally review the films rather than rely solely on the interpretation by radiology services.
Unfortunately, the EP in this case did not appreciate the seriousness of the situation. The presence of severe abdominal pain, tenderness, guarding, mild tachycardia with leukocytosis, and metabolic acidosis all pointed to a more serious etiology than muscle spasm. This patient required IV fluids, analgesia, and imaging, as well as consultation with the bariatric surgeon.
- Chatzikonstantinou A, Wolf ME, Hennerici MG. Ischemic stroke in young adults: classification and risk factors. J Neurol. 2012;259(4):653-659.
- Ellis C. Stroke in young adults. Disabil Health J. 2010;3(3):222-224.
- Ferro JM, Massaro AR, Mas JL. Aetiological diagnosis of ischemic stroke in young adults. Lancet Neurol. 2010;9(11):1085-1096.
- Chan MT, Nadareishvili ZG, Norris JW; Canadian Stroke Consortium. Diagnostic strategies in young patients with ischemic stroke in Canada. Can J Neurol Sci. 2000;27(2):120-124.
- Buchwald H, Avidor Y, Braunwald E, et al. Bariatric surgery: a systematic review and meta-analysis. JAMA. 2004;292(14):1724-1737.
- Livingston EH. Patient guide: Endocrine and nutritional management after bariatric surgery: A patient’s guide. Hormone Health Network Web site. http://www.hormone.org/~/media/Hormone/Files/Patient%20Guides/Mens%20Health/PGBariatricSurgery_2014.pdf. Accessed December 17, 2014.
- Hussain A, El-Hasani S. Bariatric emergencies: current evidence and strategies of management. World J Emerg Surg. 2013;8(1):58.
- Campanille FC, Boru C, Rizzello M, et al. Acute complications after laparoscopic bariatric procedures: update for the general surgeon. Langenbecks Arch Surg. 2013;398(5):669-686
Stroke in a Young Man
A 26-year-old man presented to the ED with the chief complaint of mild right-sided weakness, paresthesias, and slurred speech. He stated the onset was sudden—approximately 30 minutes prior to arrival to the ED. The patient denied any previous similar symptoms and was otherwise in good health; he denied taking any medications. He drank alcohol socially, but denied smoking or illicit drug use.
On physical examination, his vital signs and oxygen saturation were normal. Pulmonary, cardiovascular, and abdominal examinations were also normal. The patient thought his speech was somewhat slurred, but the triage nurse and treating emergency physician (EP) had difficulty detecting any altered speech. He was noted to have mild (4+/5) right upper and lower extremity weakness; no facial droop was detected. The patient did have a mild pronator drift of the right upper extremity. Gait testing revealed a mild limp of the right lower extremity.
The EP consulted the hospitalist, and the patient was admitted to a monitored bed. The following morning, a brain magnetic resonance image revealed an ischemic stroke in the distribution of the left middle cerebral artery. The patient’s hospital course was uncomplicated, but at the time of discharge, he continued to have mild right-sided weakness and required the use of a cane.
The patient sued the hospital and the EP for negligence in failing to treat his condition in a timely manner and for not consulting a neurologist. The plaintiff’s attorneys argued the patient should have been given tissue plasminogen activator (tPA), which would have avoided the residual right-sided weakness. The defense denied negligence and argued the patient’s symptoms could have been due to several things for which tPA would have been an inappropriate treatment. A defense verdict was returned.
Discussion
Stroke in young patients is relatively rare. With “young” defined as aged 18 to 45 years, this population accounts for approximately 2% to 12% of cerebral infarcts.1 In one nationwide US study of stroke in young adults, Ellis2 found that 4.9% of individuals experiencing a stroke in 2007 were between ages 18 and 44 years. Among this group, 78% experienced an ischemic stroke; 11.2% experienced a subarachnoid hemorrhage (SAH); and 10.8% had an intracerebral hemorrhage.2
While the clinical presentation of stroke in young adults is similar to that of older patients, the etiologies and risk factors are very different. In older patients, atherosclerosis is the major cause of ischemic stroke. In studies of young adults with ischemic stroke, cardioembolism was found to be the leading cause. Under this category, a patent foramen ovale (PFO) was considered a common cause, followed by atrial fibrillation, bacterial endocarditis, rheumatic heart disease, and atrial myxoma. There is, however, increasing controversy over the role of PFO as an etiology of stroke. Many investigators think its role has been overstated and is probably more of an incidental finding than a causal relationship.3 Patients with a suspected cardioembolic etiology will usually require an echocardiogram (with saline contrast or a “bubble study” for suspected PFO), cardiac monitoring, and a possible Holter monitor at the time of discharge (to detect paroxysmal arrhythmias).
Following cardioembolic etiologies, arterial dissection is the next most common category.4 In one study of patients aged 31 to 45 years old, arterial dissection was the most common cause of ischemic stroke.4 Clinical features suggesting dissection include a history of head or neck trauma (even minor trauma), headache or neck pain, and local neurological findings (eg, cranial nerve palsy or Horner syndrome).3 Unfortunately, only about 25% of patients volunteer a history of recent neck trauma. If a cervical or vertebral artery dissection is suspected, contrast enhanced magnetic resonance angiography (MRA) is the most sensitive and specific test, followed by carotid ultrasound and CT angiography.3
Traditional risk factors for stroke include hypertension and diabetes mellitus (DM). This is not true for younger adults that experience an ischemic stroke. Cigarette smoking is a very important risk factor for cerebrovascular accident in young adults; in addition, the more one smokes, the greater the risk. Other risk factors in young adults include history of migraine headaches (especially migraine with aura), pregnancy and the postpartum period, and illicit drug use.3
The defense’s argument that there are many causes of stroke in young adults that would be inappropriate for treatment with tPA, such as a PFO, carotid dissection or bacterial endocarditis, is absolutely true. Young patients need to be aggressively worked up for the etiology of their stroke, and may require additional testing, such as an MRA, echocardiogram, or Holter monitoring to determine the underlying cause of their stroke.
Obstruction Following Gastric Bypass Surgery
A 47-year-old woman presented to the ED complaining of severe back and abdominal pain. Onset had been gradual and began approximately 4 hours prior to arrival. She described the pain as crampy and constant. The patient had vomited twice; she denied diarrhea and had a normal bowel movement the previous day. She denied any vaginal or urinary complaints. Her past medical history was significant for hypertension and status post gastric bypass surgery 6 months prior. She had lost 42 pounds to date. She denied smoking or alcohol use.
The patient’s vital signs on physical examination were: blood pressure, 154/92 mm Hg; pulse, 106 beats/minute; respiratory rate, 18 breaths/minute; and temperature, 99˚F. Oxygen saturation was 96% on room air. The patient’s lungs were clear to auscultation bilaterally. The heart was mildly tachycardic, with a regular rhythm and without murmurs, rubs, or gallops. The abdominal examination revealed diffuse tenderness and involuntary guarding. There was no distention or rebound. Bowel sounds were present but hypoactive. Examination of the back revealed bilateral paraspinal muscle tenderness without costovertebral angle tenderness.
The EP ordered a CBC, BMP, serum lipase, and a urinalysis. The patient was given an intravenous (IV) bolus of 250 cc normal saline in addition to IV morphine 4 mg and IV ondansetron 4 mg. Her white blood cell (WBC) count was slightly elevated at 12.2 g/dL, with a normal differential. The remainder of the laboratory studies were normal, except for a serum bicarbonate of 22 mmol/L.
The patient stated she felt somewhat improved, but continued to have abdominal and back pain. The EP admitted her to the hospital for observation and pain control. She died the following day from a bowel obstruction. The family sued the EP for negligence in failing to order appropriate testing and for not consulting with specialists to diagnose the bowel obstruction, which is a known complication of gastric bypass surgery. The jury returned a verdict of $2.4 million against the EP.
Discussion
The frequency of bariatric surgery in the United States continues to increase, primarily due to its success with regard to weight loss, but also because of its demonstrated improvement in hypertension, obstructive sleep apnea, hyperlipidemia, and type 2 DM.1
Frequently, the term “gastric bypass surgery” is used interchangeably with bariatric surgery. However, the EP must realize these terms encompass multiple different operations. The four most common types of bariatric surgery in the United Stated are (1) adjustable gastric banding (AGB); (2) the Roux-en-Y gastric bypass (RYGB); (3) biliopancreatic diversion with duodenal switch (BPD-DS); and (4) vertical sleeve gastrectomy (VSG).2 (See the Table for a brief explanation of each type of procedure.)
Since each procedure has its own respective associated complications, it is important for the EP to know which the type of gastric bypass surgery the patient had. For example, leakage is much more frequent following RYGB than in gastric banding, while slippage and obstruction are the most common complications of gastric banding.3,4 It is also very helpful to know the specific type of procedure when discussing the case with the surgical consultant.
Based on a recent review of over 800,000 bariatric surgery patients, seven serious common complications following the surgery were identified.3 These included bleeding, leakage, obstruction, stomal ulceration, pulmonary embolism and respiratory complications, blood sugar disturbances (usually hypoglycemia and/or metabolic acidosis), and nutritional disturbances. While not all-inclusive, this list represents the most common serious complications of gastric bypass surgery.
The complaint of abdominal pain in a patient that has undergone bariatric surgery should be taken very seriously. In addition to determining the specific procedure performed and date, the patient should be questioned about vomiting, bowel movements, and the presence of blood in stool or vomit. Depending upon the degree of pain present, the patient may need to be given IV opioid analgesia to facilitate a thorough abdominal examination. A rectal examination should be performed to identify occult gastrointestinal bleeding.
These patients require laboratory testing, including CBC, BMP, and other laboratory evaluation as indicated by the history and physical examination. Early consultation with the bariatric surgeon is recommended. Many, if not most, patients with abdominal pain and vomiting will require imaging, usually a CT scan with contrast of the abdomen and pelvis. Because of the difficulty in interpreting the CT scan results in these patients, the bariatric surgeon will often want to personally review the films rather than rely solely on the interpretation by radiology services.
Unfortunately, the EP in this case did not appreciate the seriousness of the situation. The presence of severe abdominal pain, tenderness, guarding, mild tachycardia with leukocytosis, and metabolic acidosis all pointed to a more serious etiology than muscle spasm. This patient required IV fluids, analgesia, and imaging, as well as consultation with the bariatric surgeon.
Stroke in a Young Man
A 26-year-old man presented to the ED with the chief complaint of mild right-sided weakness, paresthesias, and slurred speech. He stated the onset was sudden—approximately 30 minutes prior to arrival to the ED. The patient denied any previous similar symptoms and was otherwise in good health; he denied taking any medications. He drank alcohol socially, but denied smoking or illicit drug use.
On physical examination, his vital signs and oxygen saturation were normal. Pulmonary, cardiovascular, and abdominal examinations were also normal. The patient thought his speech was somewhat slurred, but the triage nurse and treating emergency physician (EP) had difficulty detecting any altered speech. He was noted to have mild (4+/5) right upper and lower extremity weakness; no facial droop was detected. The patient did have a mild pronator drift of the right upper extremity. Gait testing revealed a mild limp of the right lower extremity.
The EP consulted the hospitalist, and the patient was admitted to a monitored bed. The following morning, a brain magnetic resonance image revealed an ischemic stroke in the distribution of the left middle cerebral artery. The patient’s hospital course was uncomplicated, but at the time of discharge, he continued to have mild right-sided weakness and required the use of a cane.
The patient sued the hospital and the EP for negligence in failing to treat his condition in a timely manner and for not consulting a neurologist. The plaintiff’s attorneys argued the patient should have been given tissue plasminogen activator (tPA), which would have avoided the residual right-sided weakness. The defense denied negligence and argued the patient’s symptoms could have been due to several things for which tPA would have been an inappropriate treatment. A defense verdict was returned.
Discussion
Stroke in young patients is relatively rare. With “young” defined as aged 18 to 45 years, this population accounts for approximately 2% to 12% of cerebral infarcts.1 In one nationwide US study of stroke in young adults, Ellis2 found that 4.9% of individuals experiencing a stroke in 2007 were between ages 18 and 44 years. Among this group, 78% experienced an ischemic stroke; 11.2% experienced a subarachnoid hemorrhage (SAH); and 10.8% had an intracerebral hemorrhage.2
While the clinical presentation of stroke in young adults is similar to that of older patients, the etiologies and risk factors are very different. In older patients, atherosclerosis is the major cause of ischemic stroke. In studies of young adults with ischemic stroke, cardioembolism was found to be the leading cause. Under this category, a patent foramen ovale (PFO) was considered a common cause, followed by atrial fibrillation, bacterial endocarditis, rheumatic heart disease, and atrial myxoma. There is, however, increasing controversy over the role of PFO as an etiology of stroke. Many investigators think its role has been overstated and is probably more of an incidental finding than a causal relationship.3 Patients with a suspected cardioembolic etiology will usually require an echocardiogram (with saline contrast or a “bubble study” for suspected PFO), cardiac monitoring, and a possible Holter monitor at the time of discharge (to detect paroxysmal arrhythmias).
Following cardioembolic etiologies, arterial dissection is the next most common category.4 In one study of patients aged 31 to 45 years old, arterial dissection was the most common cause of ischemic stroke.4 Clinical features suggesting dissection include a history of head or neck trauma (even minor trauma), headache or neck pain, and local neurological findings (eg, cranial nerve palsy or Horner syndrome).3 Unfortunately, only about 25% of patients volunteer a history of recent neck trauma. If a cervical or vertebral artery dissection is suspected, contrast enhanced magnetic resonance angiography (MRA) is the most sensitive and specific test, followed by carotid ultrasound and CT angiography.3
Traditional risk factors for stroke include hypertension and diabetes mellitus (DM). This is not true for younger adults that experience an ischemic stroke. Cigarette smoking is a very important risk factor for cerebrovascular accident in young adults; in addition, the more one smokes, the greater the risk. Other risk factors in young adults include history of migraine headaches (especially migraine with aura), pregnancy and the postpartum period, and illicit drug use.3
The defense’s argument that there are many causes of stroke in young adults that would be inappropriate for treatment with tPA, such as a PFO, carotid dissection or bacterial endocarditis, is absolutely true. Young patients need to be aggressively worked up for the etiology of their stroke, and may require additional testing, such as an MRA, echocardiogram, or Holter monitoring to determine the underlying cause of their stroke.
Obstruction Following Gastric Bypass Surgery
A 47-year-old woman presented to the ED complaining of severe back and abdominal pain. Onset had been gradual and began approximately 4 hours prior to arrival. She described the pain as crampy and constant. The patient had vomited twice; she denied diarrhea and had a normal bowel movement the previous day. She denied any vaginal or urinary complaints. Her past medical history was significant for hypertension and status post gastric bypass surgery 6 months prior. She had lost 42 pounds to date. She denied smoking or alcohol use.
The patient’s vital signs on physical examination were: blood pressure, 154/92 mm Hg; pulse, 106 beats/minute; respiratory rate, 18 breaths/minute; and temperature, 99˚F. Oxygen saturation was 96% on room air. The patient’s lungs were clear to auscultation bilaterally. The heart was mildly tachycardic, with a regular rhythm and without murmurs, rubs, or gallops. The abdominal examination revealed diffuse tenderness and involuntary guarding. There was no distention or rebound. Bowel sounds were present but hypoactive. Examination of the back revealed bilateral paraspinal muscle tenderness without costovertebral angle tenderness.
The EP ordered a CBC, BMP, serum lipase, and a urinalysis. The patient was given an intravenous (IV) bolus of 250 cc normal saline in addition to IV morphine 4 mg and IV ondansetron 4 mg. Her white blood cell (WBC) count was slightly elevated at 12.2 g/dL, with a normal differential. The remainder of the laboratory studies were normal, except for a serum bicarbonate of 22 mmol/L.
The patient stated she felt somewhat improved, but continued to have abdominal and back pain. The EP admitted her to the hospital for observation and pain control. She died the following day from a bowel obstruction. The family sued the EP for negligence in failing to order appropriate testing and for not consulting with specialists to diagnose the bowel obstruction, which is a known complication of gastric bypass surgery. The jury returned a verdict of $2.4 million against the EP.
Discussion
The frequency of bariatric surgery in the United States continues to increase, primarily due to its success with regard to weight loss, but also because of its demonstrated improvement in hypertension, obstructive sleep apnea, hyperlipidemia, and type 2 DM.1
Frequently, the term “gastric bypass surgery” is used interchangeably with bariatric surgery. However, the EP must realize these terms encompass multiple different operations. The four most common types of bariatric surgery in the United Stated are (1) adjustable gastric banding (AGB); (2) the Roux-en-Y gastric bypass (RYGB); (3) biliopancreatic diversion with duodenal switch (BPD-DS); and (4) vertical sleeve gastrectomy (VSG).2 (See the Table for a brief explanation of each type of procedure.)
Since each procedure has its own respective associated complications, it is important for the EP to know which the type of gastric bypass surgery the patient had. For example, leakage is much more frequent following RYGB than in gastric banding, while slippage and obstruction are the most common complications of gastric banding.3,4 It is also very helpful to know the specific type of procedure when discussing the case with the surgical consultant.
Based on a recent review of over 800,000 bariatric surgery patients, seven serious common complications following the surgery were identified.3 These included bleeding, leakage, obstruction, stomal ulceration, pulmonary embolism and respiratory complications, blood sugar disturbances (usually hypoglycemia and/or metabolic acidosis), and nutritional disturbances. While not all-inclusive, this list represents the most common serious complications of gastric bypass surgery.
The complaint of abdominal pain in a patient that has undergone bariatric surgery should be taken very seriously. In addition to determining the specific procedure performed and date, the patient should be questioned about vomiting, bowel movements, and the presence of blood in stool or vomit. Depending upon the degree of pain present, the patient may need to be given IV opioid analgesia to facilitate a thorough abdominal examination. A rectal examination should be performed to identify occult gastrointestinal bleeding.
These patients require laboratory testing, including CBC, BMP, and other laboratory evaluation as indicated by the history and physical examination. Early consultation with the bariatric surgeon is recommended. Many, if not most, patients with abdominal pain and vomiting will require imaging, usually a CT scan with contrast of the abdomen and pelvis. Because of the difficulty in interpreting the CT scan results in these patients, the bariatric surgeon will often want to personally review the films rather than rely solely on the interpretation by radiology services.
Unfortunately, the EP in this case did not appreciate the seriousness of the situation. The presence of severe abdominal pain, tenderness, guarding, mild tachycardia with leukocytosis, and metabolic acidosis all pointed to a more serious etiology than muscle spasm. This patient required IV fluids, analgesia, and imaging, as well as consultation with the bariatric surgeon.
- Chatzikonstantinou A, Wolf ME, Hennerici MG. Ischemic stroke in young adults: classification and risk factors. J Neurol. 2012;259(4):653-659.
- Ellis C. Stroke in young adults. Disabil Health J. 2010;3(3):222-224.
- Ferro JM, Massaro AR, Mas JL. Aetiological diagnosis of ischemic stroke in young adults. Lancet Neurol. 2010;9(11):1085-1096.
- Chan MT, Nadareishvili ZG, Norris JW; Canadian Stroke Consortium. Diagnostic strategies in young patients with ischemic stroke in Canada. Can J Neurol Sci. 2000;27(2):120-124.
- Buchwald H, Avidor Y, Braunwald E, et al. Bariatric surgery: a systematic review and meta-analysis. JAMA. 2004;292(14):1724-1737.
- Livingston EH. Patient guide: Endocrine and nutritional management after bariatric surgery: A patient’s guide. Hormone Health Network Web site. http://www.hormone.org/~/media/Hormone/Files/Patient%20Guides/Mens%20Health/PGBariatricSurgery_2014.pdf. Accessed December 17, 2014.
- Hussain A, El-Hasani S. Bariatric emergencies: current evidence and strategies of management. World J Emerg Surg. 2013;8(1):58.
- Campanille FC, Boru C, Rizzello M, et al. Acute complications after laparoscopic bariatric procedures: update for the general surgeon. Langenbecks Arch Surg. 2013;398(5):669-686
- Chatzikonstantinou A, Wolf ME, Hennerici MG. Ischemic stroke in young adults: classification and risk factors. J Neurol. 2012;259(4):653-659.
- Ellis C. Stroke in young adults. Disabil Health J. 2010;3(3):222-224.
- Ferro JM, Massaro AR, Mas JL. Aetiological diagnosis of ischemic stroke in young adults. Lancet Neurol. 2010;9(11):1085-1096.
- Chan MT, Nadareishvili ZG, Norris JW; Canadian Stroke Consortium. Diagnostic strategies in young patients with ischemic stroke in Canada. Can J Neurol Sci. 2000;27(2):120-124.
- Buchwald H, Avidor Y, Braunwald E, et al. Bariatric surgery: a systematic review and meta-analysis. JAMA. 2004;292(14):1724-1737.
- Livingston EH. Patient guide: Endocrine and nutritional management after bariatric surgery: A patient’s guide. Hormone Health Network Web site. http://www.hormone.org/~/media/Hormone/Files/Patient%20Guides/Mens%20Health/PGBariatricSurgery_2014.pdf. Accessed December 17, 2014.
- Hussain A, El-Hasani S. Bariatric emergencies: current evidence and strategies of management. World J Emerg Surg. 2013;8(1):58.
- Campanille FC, Boru C, Rizzello M, et al. Acute complications after laparoscopic bariatric procedures: update for the general surgeon. Langenbecks Arch Surg. 2013;398(5):669-686
Spontaneous, Chronic Expanding Posterior Thigh Hematoma Mimicking Soft-Tissue Sarcoma in a Morbidly Obese Pregnant Woman
Soft-tissue sarcomas are quite rare, with an annual incidence of 20 to 30 per 1,000,000 persons in the United States.1 Because of their heterogeneous presentation, they remain a diagnostic challenge and are often initially confused for more common, benign disorders.2 Chronic expanding hematoma, first described by Friedlander and colleagues3 in 1968, is a rare entity that is particularly difficult to distinguish from soft-tissue malignancy.3-5 Chronic expanding hematoma is defined as a hematoma that gradually expands over 1 month or longer, is absent of neoplastic change on histologic sections, and does not occur in the setting of coagulopathy.6
Typically associated with remote trauma, these lesions often present as a slowly growing mass on the anterior or lateral thigh, calf, or buttock.3-4,7-9 They have been reported to persist as long as 46 years, with sizes ranging from 3 to 55 cm in maximum diameter.7 On imaging, they have a cystic appearance with a dense fibrous capsule.7-8 Most cases resolve uneventfully after drainage or marginal excision, although some cases require repeated intervention.7 This case report describes a morbidly obese patient with a chronic expanding hematoma in the distal posterior thigh whose definitive treatment was delayed 6 months because of her pregnancy status and inability to lie prone for open biopsy. The patient provided written informed consent for print and electronic publication of this case report.
Case Report
A 27-year-old morbidly obese woman, who was pregnant at 12 weeks gestation, was seen in an orthopedic oncology clinic with a 1-month history of a slowly growing, painful posterior thigh mass. She had no history of cancer or bleeding disorder, and denied a history of trauma or constitutional symptoms consistent with malignancy. Coagulation studies were normal. Magnetic resonance imaging (MRI) obtained 2 weeks prior in the emergency room showed a cystic lesion with mass-like components in the posterior compartment of the distal right thigh, measuring 17 cm longitudinally. The lesion was located adjacent to, but not involving, the sciatic nerve and femoral vasculature. On initial examination, the large soft-tissue mass was evident and moderately painful to palpation; no skin changes were noted, and the patient had a normal sensorimotor examination. Fine-needle aspiration was performed, which resulted in amorphous debris consistent with hematoma.
Repeat MRI 2 months later showed increased size of the lesion (9.5×10.5 cm axial, 22.0 cm craniocaudal). Although most findings of a more extensive imaging protocol, including precontrast and postcontrast sequences, were consistent with hematoma, the lesion also had several characteristics that indicated soft-tissue sarcoma. Specifically, findings suggestive of chronic hematoma included the hyperintense short tau inversion recovery (STIR) T1/T2 signal of the cystic component consistent with proteinaceous fluid and the low STIR TI/T2 signal of the periphery consistent with a rim of hemosiderin (Figure 1). Additionally, the cystic component of the lesion had multiple fine septations that are atypical for a hematoma (Figure 1), and several lymph nodes greater than 1.7 cm in short axis were noted in the anterior thigh and hemipelvis that were suspicious of metastatic lymphadenopathy. The encapsulated appearance of the lesion with a sharply defined margin and short transition zone were also reassuring findings for a benign lesion (Figures 1, 2A, 2B). However, several findings were identified that suggested soft-tissue sarcoma, including a nodular soft-tissue component on the medial wall of the lesion that had heterogeneous enhancement with contrast (Figure 2B). We, therefore, proceeded with ultrasound-guided core needle biopsy of the mass and cytologic sampling of the fluid components, which were again consistent with hematoma; no evidence of internal vascular flow was noted on Doppler ultrasound. Ultrasound-guided right inguinal lymph node biopsy was also performed and was negative for malignancy. Because of her large body habitus and pregnancy status, it was agreed that open biopsy should be delayed until after delivery to avoid placing the patient in a prone position.
The patient visited the emergency room several times during the following months because of intermittent exacerbations of her lower extremity pain, swelling, and occasional paresthesias. About 6 months after initial presentation, repeat MRI again showed increased size of the mass (13.5×13.5 cm axial, 28 cm craniocaudal). There was also increased displacement of the adjacent neurovascular structures but no evidence of deep vein thrombosis. Because of concerns about the increased symptomatology of her thigh mass and possible sampling error of the previous biopsies, an elective cesarean section was performed at 35 weeks gestation. One week later, after clearance by her obstetrician, we proceeded with open biopsy of the mass in prone position. Initial sampling was negative for malignancy on frozen section; then, we expressed 1.75 L of brown fluid and solidified blood products, irrigated copiously, and placed a surgical drain. The permanent histologic specimens were again consistent with hematoma, and microbial cultures were negative. A week later, the patient accidentally removed her drain, and she presented with a fever (101°F) on postoperative day (POD) 15. Computed tomography showed reaccumulation of fluid; duplex ultrasound was negative. She was placed on cephalexin and underwent ultrasound-guided replacement of the drain with removal of an additional 750 mL fluid on POD 20. She drained an additional 150 to 200 mL/d for 1 month, with marked improvement in her leg swelling and knee range of motion. The drainage decreased during the next 3 weeks, and the drain was removed on POD 75.
Discussion
The presence of a hematoma in the extremities is usually a straightforward diagnosis. However, the unusual circumstances of this case highlight all the indications for investigation for possible soft-tissue sarcoma when a patient presents with what appears to be a benign condition.
Hematomas are rare in the absence of trauma or coagulopathy, with chronic expansion of hematomas rarer still.4,7,10-11 The patient had no evidence of coagulopathy because of her ability to have an uncomplicated pregnancy and elective cesarean section. She denied a history of trauma, and the location of her hematoma at the posterior distal thigh is an uncommon site of injury. In this setting, fine-needle aspiration and serial imaging to assess for progressive increase in lesion size were indicated to rule out malignancy.2
MRI is the gold-standard imaging modality for distinguishing soft-tissue masses from hematomas.5,12-14 Unlike the typical appearance of a hematoma, sarcomas of the soft-tissue extremities are often complex cystic lesions with multiple septations, internal soft-tissue components, and relatively ill-defined margins.15-17 However, as a hematoma becomes chronic, it can develop a fibrinous capsule, and the contents can manifest an atypical, heterogeneous appearance from scattered, progressive accumulation of blood products that is essentially indistinguishable from sarcomas on imaging.5
Because of the expansion of the hematoma and the atypical appearance of the mass on imaging, repeated core biopsy and, eventually, open biopsy were indicated, despite a preliminary negative diagnosis based on fine-needle aspiration. This resulted from the possibility of sampling error that is particularly relevant to cystic sarcomas, because only portions of the mass may be composed of malignant cells.2 An unusual aspect of this case is the regional lymphadenopathy noted on MRI, because regional lymphatic spread is a known mechanism of metastasis in soft-tissue sarcomas.18 However, the inguinal biopsies showed a chronic inflammatory infiltrate and were negative for malignancy, and enlarged nodes were not seen on imaging several months later. It is possible that the lymphadenopathy resulted from an unrelated process; alternatively, it may have been secondary to impaired lymphatic drainage because of mass effect from the hematoma, which also caused temporary lower extremity swelling.
The distal posterior thigh is an unreported location for a chronic expanding hematoma. Our patient developed slowly progressive lower-limb swelling and, eventually, paresthesias because of displacement of the neurovasculature, an unusual sequela that was recently reported in a similar case of an acute spontaneous hematoma in a patient on warfarin.19 Rupture of a Baker cyst is a possible inciting factor in our patient, although the proximal location of the lesion and the clearly defined tissue plane on MRI between the hematoma and the popliteal region make this unlikely. Finally, the patient’s lesion showed no evidence of vascular flow on Doppler ultrasonography, although giant hematomas secondary to popliteal aneurysm rupture have been reported.20-22
Conclusion
This case highlights the features of a chronic expanding hematoma that can suggest soft-tissue sarcoma and shows the recommended diagnostic steps to differentiate the 2 conditions. This case also describes an unreported location for a chronic expanding hematoma with resulting progressive neurovascular displacement caused by mass effect. We recommend careful monitoring of patients with similarly expansile lesions in this region for signs of neurovascular compromise.
1. O’Sullivan B, Pisters PW. Staging and prognostic factor evaluation in soft tissue sarcoma. Surg Oncol Clin N Am. 2003;12(2):333-353.
2. Rougraff B. The diagnosis and management of soft tissue sarcomas of the extremities in the adult. Curr Probl Cancer. 1999;23(1):1-50.
3. Friedlander HL, Bump RG. Chronic expanding hematoma of the calf. A case report. J Bone Joint Surg Am. 1968;50(6):1237-1241.
4. Liu CW, Kuo CL, Tsai TY, Lin LC, Wu CC. Massive gluteal mass mimicking sarcoma: chronic expanding hematoma. Formosan J Musculoskeletal Disord. 2011;2(3):106-108.
5. Taieb S, Penel N, Vanseymortier L, Ceugnart L. Soft tissue sarcomas or intramuscular haematomas? Eur J Radiol. 2009;72(1):44-49.
6. Reid JD, Kommareddi S, Lankerani M, Park MC. Chronic expanding hematomas. A clinicopathologic entity. JAMA. 1980;244(21):2441-2442.
7. Okada K, Sugiyama T, Kato H, Tani T. Chronic expanding hematoma mimicking soft tissue neoplasm. J Clin Oncol. 2001;19(11):2971-2972.
8. Negoro K, Uchida K, Yayama T, Kokubo Y, Baba H. Chronic expanding hematoma of the thigh. Joint Bone Spine. 2012;79(2):192-194.
9. Goddard MS, Vakil JJ, McCarthy EF, Khanuja HS. Chronic expanding hematoma of the lateral thigh and massive bony destruction after a failed total hip arthroplasty. J Arthroplasty. 2011;26(2):338.e13-.e15.
10. Radford DM, Schuh ME, Nambisan RN, Karakousis CP. Pseudo-tumor of the calf. Eur J Surg Oncol. 1993;19(3):300-301.
11. Mann HA, Hilton A, Goddard NJ, Smith MA, Holloway B, Lee CA. Synovial sarcoma mimicking haemophilic pseudotumour. Sarcoma. 2006;2006:27212.
12. Kransdorf MJ, Murphey MD. Radiologic evaluation of soft-tissue masses: a current perspective. AJR Am J Roentgenol. 2000;175(3):575-587.
13. Vanel D, Verstraete KL, Shapeero LG. Primary tumors of the musculoskeletal system. Radiol Clin North Am. 1997;35(1):213-237.
14. Siegel MJ. Magnetic resonance imaging of musculoskeletal soft tissue masses. Radiol Clin North Am. 2001;39(4):701-720.
15. O’Connor EE, Dixon LB, Peabody T, Stacy GS. MRI of cystic and soft-tissue masses of the shoulder joint. AJR Am J Roentgenol. 2004;183(1):39-47.
16. Bermejo A, De Bustamante TD, Martinez A, Carrera R, Zabia E, Manjon P. MR imaging in the evaluation of cystic-appearing soft-tissue masses of the extremities. Radiographics. 2013;33(3):833-855.
17. Morrison C, Wakely PE Jr, Ashman CJ, Lemley D, Theil K. Cystic synovial sarcoma. Ann Diagn Pathol. 2001;5(1):48-56.
18. Eilber FC, Rosen G, Nelson SD, et al. High-grade extremity soft tissue sarcomas: factors predictive of local recurrence and its effect on morbidity and mortality. Ann Surg. 2003;237(2):218-226.
19. Kuo CH. Peripheral neuropathy and lower limb swelling caused by a giant popliteal fossa hematoma. Neurol Sci. 2012;33(2):475-476.
20. Reijnen MM, de Rhoter W, Zeebregts CJ. Treatment of a symptomatic popliteal pseudoaneurysm using a stent-graft and ultrasound-guided evacuation of the haematoma. Emerg Radiol. 2009;16(2):167-169.
21. Rossi FH, Veith FJ, Lipsitz EC, Izukawa NM, Oliveira LA, Silva DG. Giant femoropopliteal artery aneurysm and vein rupture. Vascular. 2004;12(4):263-265.
22. Lamoca LM, Alerany MB, Hernando LL. Endovascular therapy for a ruptured popliteal aneurysm. Catheter Cardiovasc Interv. 2010;75(3):427-429.
Soft-tissue sarcomas are quite rare, with an annual incidence of 20 to 30 per 1,000,000 persons in the United States.1 Because of their heterogeneous presentation, they remain a diagnostic challenge and are often initially confused for more common, benign disorders.2 Chronic expanding hematoma, first described by Friedlander and colleagues3 in 1968, is a rare entity that is particularly difficult to distinguish from soft-tissue malignancy.3-5 Chronic expanding hematoma is defined as a hematoma that gradually expands over 1 month or longer, is absent of neoplastic change on histologic sections, and does not occur in the setting of coagulopathy.6
Typically associated with remote trauma, these lesions often present as a slowly growing mass on the anterior or lateral thigh, calf, or buttock.3-4,7-9 They have been reported to persist as long as 46 years, with sizes ranging from 3 to 55 cm in maximum diameter.7 On imaging, they have a cystic appearance with a dense fibrous capsule.7-8 Most cases resolve uneventfully after drainage or marginal excision, although some cases require repeated intervention.7 This case report describes a morbidly obese patient with a chronic expanding hematoma in the distal posterior thigh whose definitive treatment was delayed 6 months because of her pregnancy status and inability to lie prone for open biopsy. The patient provided written informed consent for print and electronic publication of this case report.
Case Report
A 27-year-old morbidly obese woman, who was pregnant at 12 weeks gestation, was seen in an orthopedic oncology clinic with a 1-month history of a slowly growing, painful posterior thigh mass. She had no history of cancer or bleeding disorder, and denied a history of trauma or constitutional symptoms consistent with malignancy. Coagulation studies were normal. Magnetic resonance imaging (MRI) obtained 2 weeks prior in the emergency room showed a cystic lesion with mass-like components in the posterior compartment of the distal right thigh, measuring 17 cm longitudinally. The lesion was located adjacent to, but not involving, the sciatic nerve and femoral vasculature. On initial examination, the large soft-tissue mass was evident and moderately painful to palpation; no skin changes were noted, and the patient had a normal sensorimotor examination. Fine-needle aspiration was performed, which resulted in amorphous debris consistent with hematoma.
Repeat MRI 2 months later showed increased size of the lesion (9.5×10.5 cm axial, 22.0 cm craniocaudal). Although most findings of a more extensive imaging protocol, including precontrast and postcontrast sequences, were consistent with hematoma, the lesion also had several characteristics that indicated soft-tissue sarcoma. Specifically, findings suggestive of chronic hematoma included the hyperintense short tau inversion recovery (STIR) T1/T2 signal of the cystic component consistent with proteinaceous fluid and the low STIR TI/T2 signal of the periphery consistent with a rim of hemosiderin (Figure 1). Additionally, the cystic component of the lesion had multiple fine septations that are atypical for a hematoma (Figure 1), and several lymph nodes greater than 1.7 cm in short axis were noted in the anterior thigh and hemipelvis that were suspicious of metastatic lymphadenopathy. The encapsulated appearance of the lesion with a sharply defined margin and short transition zone were also reassuring findings for a benign lesion (Figures 1, 2A, 2B). However, several findings were identified that suggested soft-tissue sarcoma, including a nodular soft-tissue component on the medial wall of the lesion that had heterogeneous enhancement with contrast (Figure 2B). We, therefore, proceeded with ultrasound-guided core needle biopsy of the mass and cytologic sampling of the fluid components, which were again consistent with hematoma; no evidence of internal vascular flow was noted on Doppler ultrasound. Ultrasound-guided right inguinal lymph node biopsy was also performed and was negative for malignancy. Because of her large body habitus and pregnancy status, it was agreed that open biopsy should be delayed until after delivery to avoid placing the patient in a prone position.
The patient visited the emergency room several times during the following months because of intermittent exacerbations of her lower extremity pain, swelling, and occasional paresthesias. About 6 months after initial presentation, repeat MRI again showed increased size of the mass (13.5×13.5 cm axial, 28 cm craniocaudal). There was also increased displacement of the adjacent neurovascular structures but no evidence of deep vein thrombosis. Because of concerns about the increased symptomatology of her thigh mass and possible sampling error of the previous biopsies, an elective cesarean section was performed at 35 weeks gestation. One week later, after clearance by her obstetrician, we proceeded with open biopsy of the mass in prone position. Initial sampling was negative for malignancy on frozen section; then, we expressed 1.75 L of brown fluid and solidified blood products, irrigated copiously, and placed a surgical drain. The permanent histologic specimens were again consistent with hematoma, and microbial cultures were negative. A week later, the patient accidentally removed her drain, and she presented with a fever (101°F) on postoperative day (POD) 15. Computed tomography showed reaccumulation of fluid; duplex ultrasound was negative. She was placed on cephalexin and underwent ultrasound-guided replacement of the drain with removal of an additional 750 mL fluid on POD 20. She drained an additional 150 to 200 mL/d for 1 month, with marked improvement in her leg swelling and knee range of motion. The drainage decreased during the next 3 weeks, and the drain was removed on POD 75.
Discussion
The presence of a hematoma in the extremities is usually a straightforward diagnosis. However, the unusual circumstances of this case highlight all the indications for investigation for possible soft-tissue sarcoma when a patient presents with what appears to be a benign condition.
Hematomas are rare in the absence of trauma or coagulopathy, with chronic expansion of hematomas rarer still.4,7,10-11 The patient had no evidence of coagulopathy because of her ability to have an uncomplicated pregnancy and elective cesarean section. She denied a history of trauma, and the location of her hematoma at the posterior distal thigh is an uncommon site of injury. In this setting, fine-needle aspiration and serial imaging to assess for progressive increase in lesion size were indicated to rule out malignancy.2
MRI is the gold-standard imaging modality for distinguishing soft-tissue masses from hematomas.5,12-14 Unlike the typical appearance of a hematoma, sarcomas of the soft-tissue extremities are often complex cystic lesions with multiple septations, internal soft-tissue components, and relatively ill-defined margins.15-17 However, as a hematoma becomes chronic, it can develop a fibrinous capsule, and the contents can manifest an atypical, heterogeneous appearance from scattered, progressive accumulation of blood products that is essentially indistinguishable from sarcomas on imaging.5
Because of the expansion of the hematoma and the atypical appearance of the mass on imaging, repeated core biopsy and, eventually, open biopsy were indicated, despite a preliminary negative diagnosis based on fine-needle aspiration. This resulted from the possibility of sampling error that is particularly relevant to cystic sarcomas, because only portions of the mass may be composed of malignant cells.2 An unusual aspect of this case is the regional lymphadenopathy noted on MRI, because regional lymphatic spread is a known mechanism of metastasis in soft-tissue sarcomas.18 However, the inguinal biopsies showed a chronic inflammatory infiltrate and were negative for malignancy, and enlarged nodes were not seen on imaging several months later. It is possible that the lymphadenopathy resulted from an unrelated process; alternatively, it may have been secondary to impaired lymphatic drainage because of mass effect from the hematoma, which also caused temporary lower extremity swelling.
The distal posterior thigh is an unreported location for a chronic expanding hematoma. Our patient developed slowly progressive lower-limb swelling and, eventually, paresthesias because of displacement of the neurovasculature, an unusual sequela that was recently reported in a similar case of an acute spontaneous hematoma in a patient on warfarin.19 Rupture of a Baker cyst is a possible inciting factor in our patient, although the proximal location of the lesion and the clearly defined tissue plane on MRI between the hematoma and the popliteal region make this unlikely. Finally, the patient’s lesion showed no evidence of vascular flow on Doppler ultrasonography, although giant hematomas secondary to popliteal aneurysm rupture have been reported.20-22
Conclusion
This case highlights the features of a chronic expanding hematoma that can suggest soft-tissue sarcoma and shows the recommended diagnostic steps to differentiate the 2 conditions. This case also describes an unreported location for a chronic expanding hematoma with resulting progressive neurovascular displacement caused by mass effect. We recommend careful monitoring of patients with similarly expansile lesions in this region for signs of neurovascular compromise.
Soft-tissue sarcomas are quite rare, with an annual incidence of 20 to 30 per 1,000,000 persons in the United States.1 Because of their heterogeneous presentation, they remain a diagnostic challenge and are often initially confused for more common, benign disorders.2 Chronic expanding hematoma, first described by Friedlander and colleagues3 in 1968, is a rare entity that is particularly difficult to distinguish from soft-tissue malignancy.3-5 Chronic expanding hematoma is defined as a hematoma that gradually expands over 1 month or longer, is absent of neoplastic change on histologic sections, and does not occur in the setting of coagulopathy.6
Typically associated with remote trauma, these lesions often present as a slowly growing mass on the anterior or lateral thigh, calf, or buttock.3-4,7-9 They have been reported to persist as long as 46 years, with sizes ranging from 3 to 55 cm in maximum diameter.7 On imaging, they have a cystic appearance with a dense fibrous capsule.7-8 Most cases resolve uneventfully after drainage or marginal excision, although some cases require repeated intervention.7 This case report describes a morbidly obese patient with a chronic expanding hematoma in the distal posterior thigh whose definitive treatment was delayed 6 months because of her pregnancy status and inability to lie prone for open biopsy. The patient provided written informed consent for print and electronic publication of this case report.
Case Report
A 27-year-old morbidly obese woman, who was pregnant at 12 weeks gestation, was seen in an orthopedic oncology clinic with a 1-month history of a slowly growing, painful posterior thigh mass. She had no history of cancer or bleeding disorder, and denied a history of trauma or constitutional symptoms consistent with malignancy. Coagulation studies were normal. Magnetic resonance imaging (MRI) obtained 2 weeks prior in the emergency room showed a cystic lesion with mass-like components in the posterior compartment of the distal right thigh, measuring 17 cm longitudinally. The lesion was located adjacent to, but not involving, the sciatic nerve and femoral vasculature. On initial examination, the large soft-tissue mass was evident and moderately painful to palpation; no skin changes were noted, and the patient had a normal sensorimotor examination. Fine-needle aspiration was performed, which resulted in amorphous debris consistent with hematoma.
Repeat MRI 2 months later showed increased size of the lesion (9.5×10.5 cm axial, 22.0 cm craniocaudal). Although most findings of a more extensive imaging protocol, including precontrast and postcontrast sequences, were consistent with hematoma, the lesion also had several characteristics that indicated soft-tissue sarcoma. Specifically, findings suggestive of chronic hematoma included the hyperintense short tau inversion recovery (STIR) T1/T2 signal of the cystic component consistent with proteinaceous fluid and the low STIR TI/T2 signal of the periphery consistent with a rim of hemosiderin (Figure 1). Additionally, the cystic component of the lesion had multiple fine septations that are atypical for a hematoma (Figure 1), and several lymph nodes greater than 1.7 cm in short axis were noted in the anterior thigh and hemipelvis that were suspicious of metastatic lymphadenopathy. The encapsulated appearance of the lesion with a sharply defined margin and short transition zone were also reassuring findings for a benign lesion (Figures 1, 2A, 2B). However, several findings were identified that suggested soft-tissue sarcoma, including a nodular soft-tissue component on the medial wall of the lesion that had heterogeneous enhancement with contrast (Figure 2B). We, therefore, proceeded with ultrasound-guided core needle biopsy of the mass and cytologic sampling of the fluid components, which were again consistent with hematoma; no evidence of internal vascular flow was noted on Doppler ultrasound. Ultrasound-guided right inguinal lymph node biopsy was also performed and was negative for malignancy. Because of her large body habitus and pregnancy status, it was agreed that open biopsy should be delayed until after delivery to avoid placing the patient in a prone position.
The patient visited the emergency room several times during the following months because of intermittent exacerbations of her lower extremity pain, swelling, and occasional paresthesias. About 6 months after initial presentation, repeat MRI again showed increased size of the mass (13.5×13.5 cm axial, 28 cm craniocaudal). There was also increased displacement of the adjacent neurovascular structures but no evidence of deep vein thrombosis. Because of concerns about the increased symptomatology of her thigh mass and possible sampling error of the previous biopsies, an elective cesarean section was performed at 35 weeks gestation. One week later, after clearance by her obstetrician, we proceeded with open biopsy of the mass in prone position. Initial sampling was negative for malignancy on frozen section; then, we expressed 1.75 L of brown fluid and solidified blood products, irrigated copiously, and placed a surgical drain. The permanent histologic specimens were again consistent with hematoma, and microbial cultures were negative. A week later, the patient accidentally removed her drain, and she presented with a fever (101°F) on postoperative day (POD) 15. Computed tomography showed reaccumulation of fluid; duplex ultrasound was negative. She was placed on cephalexin and underwent ultrasound-guided replacement of the drain with removal of an additional 750 mL fluid on POD 20. She drained an additional 150 to 200 mL/d for 1 month, with marked improvement in her leg swelling and knee range of motion. The drainage decreased during the next 3 weeks, and the drain was removed on POD 75.
Discussion
The presence of a hematoma in the extremities is usually a straightforward diagnosis. However, the unusual circumstances of this case highlight all the indications for investigation for possible soft-tissue sarcoma when a patient presents with what appears to be a benign condition.
Hematomas are rare in the absence of trauma or coagulopathy, with chronic expansion of hematomas rarer still.4,7,10-11 The patient had no evidence of coagulopathy because of her ability to have an uncomplicated pregnancy and elective cesarean section. She denied a history of trauma, and the location of her hematoma at the posterior distal thigh is an uncommon site of injury. In this setting, fine-needle aspiration and serial imaging to assess for progressive increase in lesion size were indicated to rule out malignancy.2
MRI is the gold-standard imaging modality for distinguishing soft-tissue masses from hematomas.5,12-14 Unlike the typical appearance of a hematoma, sarcomas of the soft-tissue extremities are often complex cystic lesions with multiple septations, internal soft-tissue components, and relatively ill-defined margins.15-17 However, as a hematoma becomes chronic, it can develop a fibrinous capsule, and the contents can manifest an atypical, heterogeneous appearance from scattered, progressive accumulation of blood products that is essentially indistinguishable from sarcomas on imaging.5
Because of the expansion of the hematoma and the atypical appearance of the mass on imaging, repeated core biopsy and, eventually, open biopsy were indicated, despite a preliminary negative diagnosis based on fine-needle aspiration. This resulted from the possibility of sampling error that is particularly relevant to cystic sarcomas, because only portions of the mass may be composed of malignant cells.2 An unusual aspect of this case is the regional lymphadenopathy noted on MRI, because regional lymphatic spread is a known mechanism of metastasis in soft-tissue sarcomas.18 However, the inguinal biopsies showed a chronic inflammatory infiltrate and were negative for malignancy, and enlarged nodes were not seen on imaging several months later. It is possible that the lymphadenopathy resulted from an unrelated process; alternatively, it may have been secondary to impaired lymphatic drainage because of mass effect from the hematoma, which also caused temporary lower extremity swelling.
The distal posterior thigh is an unreported location for a chronic expanding hematoma. Our patient developed slowly progressive lower-limb swelling and, eventually, paresthesias because of displacement of the neurovasculature, an unusual sequela that was recently reported in a similar case of an acute spontaneous hematoma in a patient on warfarin.19 Rupture of a Baker cyst is a possible inciting factor in our patient, although the proximal location of the lesion and the clearly defined tissue plane on MRI between the hematoma and the popliteal region make this unlikely. Finally, the patient’s lesion showed no evidence of vascular flow on Doppler ultrasonography, although giant hematomas secondary to popliteal aneurysm rupture have been reported.20-22
Conclusion
This case highlights the features of a chronic expanding hematoma that can suggest soft-tissue sarcoma and shows the recommended diagnostic steps to differentiate the 2 conditions. This case also describes an unreported location for a chronic expanding hematoma with resulting progressive neurovascular displacement caused by mass effect. We recommend careful monitoring of patients with similarly expansile lesions in this region for signs of neurovascular compromise.
1. O’Sullivan B, Pisters PW. Staging and prognostic factor evaluation in soft tissue sarcoma. Surg Oncol Clin N Am. 2003;12(2):333-353.
2. Rougraff B. The diagnosis and management of soft tissue sarcomas of the extremities in the adult. Curr Probl Cancer. 1999;23(1):1-50.
3. Friedlander HL, Bump RG. Chronic expanding hematoma of the calf. A case report. J Bone Joint Surg Am. 1968;50(6):1237-1241.
4. Liu CW, Kuo CL, Tsai TY, Lin LC, Wu CC. Massive gluteal mass mimicking sarcoma: chronic expanding hematoma. Formosan J Musculoskeletal Disord. 2011;2(3):106-108.
5. Taieb S, Penel N, Vanseymortier L, Ceugnart L. Soft tissue sarcomas or intramuscular haematomas? Eur J Radiol. 2009;72(1):44-49.
6. Reid JD, Kommareddi S, Lankerani M, Park MC. Chronic expanding hematomas. A clinicopathologic entity. JAMA. 1980;244(21):2441-2442.
7. Okada K, Sugiyama T, Kato H, Tani T. Chronic expanding hematoma mimicking soft tissue neoplasm. J Clin Oncol. 2001;19(11):2971-2972.
8. Negoro K, Uchida K, Yayama T, Kokubo Y, Baba H. Chronic expanding hematoma of the thigh. Joint Bone Spine. 2012;79(2):192-194.
9. Goddard MS, Vakil JJ, McCarthy EF, Khanuja HS. Chronic expanding hematoma of the lateral thigh and massive bony destruction after a failed total hip arthroplasty. J Arthroplasty. 2011;26(2):338.e13-.e15.
10. Radford DM, Schuh ME, Nambisan RN, Karakousis CP. Pseudo-tumor of the calf. Eur J Surg Oncol. 1993;19(3):300-301.
11. Mann HA, Hilton A, Goddard NJ, Smith MA, Holloway B, Lee CA. Synovial sarcoma mimicking haemophilic pseudotumour. Sarcoma. 2006;2006:27212.
12. Kransdorf MJ, Murphey MD. Radiologic evaluation of soft-tissue masses: a current perspective. AJR Am J Roentgenol. 2000;175(3):575-587.
13. Vanel D, Verstraete KL, Shapeero LG. Primary tumors of the musculoskeletal system. Radiol Clin North Am. 1997;35(1):213-237.
14. Siegel MJ. Magnetic resonance imaging of musculoskeletal soft tissue masses. Radiol Clin North Am. 2001;39(4):701-720.
15. O’Connor EE, Dixon LB, Peabody T, Stacy GS. MRI of cystic and soft-tissue masses of the shoulder joint. AJR Am J Roentgenol. 2004;183(1):39-47.
16. Bermejo A, De Bustamante TD, Martinez A, Carrera R, Zabia E, Manjon P. MR imaging in the evaluation of cystic-appearing soft-tissue masses of the extremities. Radiographics. 2013;33(3):833-855.
17. Morrison C, Wakely PE Jr, Ashman CJ, Lemley D, Theil K. Cystic synovial sarcoma. Ann Diagn Pathol. 2001;5(1):48-56.
18. Eilber FC, Rosen G, Nelson SD, et al. High-grade extremity soft tissue sarcomas: factors predictive of local recurrence and its effect on morbidity and mortality. Ann Surg. 2003;237(2):218-226.
19. Kuo CH. Peripheral neuropathy and lower limb swelling caused by a giant popliteal fossa hematoma. Neurol Sci. 2012;33(2):475-476.
20. Reijnen MM, de Rhoter W, Zeebregts CJ. Treatment of a symptomatic popliteal pseudoaneurysm using a stent-graft and ultrasound-guided evacuation of the haematoma. Emerg Radiol. 2009;16(2):167-169.
21. Rossi FH, Veith FJ, Lipsitz EC, Izukawa NM, Oliveira LA, Silva DG. Giant femoropopliteal artery aneurysm and vein rupture. Vascular. 2004;12(4):263-265.
22. Lamoca LM, Alerany MB, Hernando LL. Endovascular therapy for a ruptured popliteal aneurysm. Catheter Cardiovasc Interv. 2010;75(3):427-429.
1. O’Sullivan B, Pisters PW. Staging and prognostic factor evaluation in soft tissue sarcoma. Surg Oncol Clin N Am. 2003;12(2):333-353.
2. Rougraff B. The diagnosis and management of soft tissue sarcomas of the extremities in the adult. Curr Probl Cancer. 1999;23(1):1-50.
3. Friedlander HL, Bump RG. Chronic expanding hematoma of the calf. A case report. J Bone Joint Surg Am. 1968;50(6):1237-1241.
4. Liu CW, Kuo CL, Tsai TY, Lin LC, Wu CC. Massive gluteal mass mimicking sarcoma: chronic expanding hematoma. Formosan J Musculoskeletal Disord. 2011;2(3):106-108.
5. Taieb S, Penel N, Vanseymortier L, Ceugnart L. Soft tissue sarcomas or intramuscular haematomas? Eur J Radiol. 2009;72(1):44-49.
6. Reid JD, Kommareddi S, Lankerani M, Park MC. Chronic expanding hematomas. A clinicopathologic entity. JAMA. 1980;244(21):2441-2442.
7. Okada K, Sugiyama T, Kato H, Tani T. Chronic expanding hematoma mimicking soft tissue neoplasm. J Clin Oncol. 2001;19(11):2971-2972.
8. Negoro K, Uchida K, Yayama T, Kokubo Y, Baba H. Chronic expanding hematoma of the thigh. Joint Bone Spine. 2012;79(2):192-194.
9. Goddard MS, Vakil JJ, McCarthy EF, Khanuja HS. Chronic expanding hematoma of the lateral thigh and massive bony destruction after a failed total hip arthroplasty. J Arthroplasty. 2011;26(2):338.e13-.e15.
10. Radford DM, Schuh ME, Nambisan RN, Karakousis CP. Pseudo-tumor of the calf. Eur J Surg Oncol. 1993;19(3):300-301.
11. Mann HA, Hilton A, Goddard NJ, Smith MA, Holloway B, Lee CA. Synovial sarcoma mimicking haemophilic pseudotumour. Sarcoma. 2006;2006:27212.
12. Kransdorf MJ, Murphey MD. Radiologic evaluation of soft-tissue masses: a current perspective. AJR Am J Roentgenol. 2000;175(3):575-587.
13. Vanel D, Verstraete KL, Shapeero LG. Primary tumors of the musculoskeletal system. Radiol Clin North Am. 1997;35(1):213-237.
14. Siegel MJ. Magnetic resonance imaging of musculoskeletal soft tissue masses. Radiol Clin North Am. 2001;39(4):701-720.
15. O’Connor EE, Dixon LB, Peabody T, Stacy GS. MRI of cystic and soft-tissue masses of the shoulder joint. AJR Am J Roentgenol. 2004;183(1):39-47.
16. Bermejo A, De Bustamante TD, Martinez A, Carrera R, Zabia E, Manjon P. MR imaging in the evaluation of cystic-appearing soft-tissue masses of the extremities. Radiographics. 2013;33(3):833-855.
17. Morrison C, Wakely PE Jr, Ashman CJ, Lemley D, Theil K. Cystic synovial sarcoma. Ann Diagn Pathol. 2001;5(1):48-56.
18. Eilber FC, Rosen G, Nelson SD, et al. High-grade extremity soft tissue sarcomas: factors predictive of local recurrence and its effect on morbidity and mortality. Ann Surg. 2003;237(2):218-226.
19. Kuo CH. Peripheral neuropathy and lower limb swelling caused by a giant popliteal fossa hematoma. Neurol Sci. 2012;33(2):475-476.
20. Reijnen MM, de Rhoter W, Zeebregts CJ. Treatment of a symptomatic popliteal pseudoaneurysm using a stent-graft and ultrasound-guided evacuation of the haematoma. Emerg Radiol. 2009;16(2):167-169.
21. Rossi FH, Veith FJ, Lipsitz EC, Izukawa NM, Oliveira LA, Silva DG. Giant femoropopliteal artery aneurysm and vein rupture. Vascular. 2004;12(4):263-265.
22. Lamoca LM, Alerany MB, Hernando LL. Endovascular therapy for a ruptured popliteal aneurysm. Catheter Cardiovasc Interv. 2010;75(3):427-429.
Office-Based Rapid Prototyping in Orthopedic Surgery: A Novel Planning Technique and Review of the Literature
Three-dimensional (3-D) printing is a rapidly evolving technology with both medical and nonmedical applications.1,2 Rapid prototyping involves creating a physical model of human tissue from a 3-D computer-generated rendering.3 The method relies on export of Digital Imaging and Communications in Medicine (DICOM)–based computed tomography (CT) or magnetic resonance imaging (MRI) data into standard triangular language (STL) format. Reducing CT or MRI slice thickness increases resolution of the final model.2 Five types of rapid prototyping exist: STL, selective laser sintering, fused deposition modeling, multijet modeling, and 3-D printing.
Most implant manufacturers can produce a 3-D model based on surgeon-provided DICOM images. The ability to produce anatomical models in an office-based setting is a more recent development. Three-dimensional modeling may allow for more accurate and extensive preoperative planning than radiographic examination alone does, and may even allow surgeons to perform procedures as part of preoperative preparation. This can allow for early recognition of unanticipated intraoperative problems or of the need for special techniques and implants that would not have been otherwise available, all of which may ultimately reduce operative time.
The breadth of applications for office-based 3-D prototyping is not well described in the orthopedic surgery literature. In this article, we describe 7 cases of complex orthopedic disorders that were surgically treated after preoperative planning in which use of a 3-D printer allowed for “mock” surgery before the actual procedures. In 3 of the cases, the models were made by the implant manufacturers. Working with these models prompted us to buy a 3-D printer (Fortus 250; Stratasys, Eden Prairie, Minnesota) for in-office use. In the other 4 cases, we used this printer to create our own models. As indicated in the manufacturer’s literature, the printer uses fused deposition modeling, which builds a model layer by layer by heating thermoplastic material to a semi-liquid state and extruding it according to computer-controlled pathways.
We present preoperative images, preoperative 3-D modeling, and intraoperative and postoperative images along with brief case descriptions (Table). The patients provided written informed consent for print and electronic publication of these case reports.
Case Reports
Case 1
A 28-year-old woman with a history of spondyloepiphyseal dysplasia presented to our clinic with bilateral hip pain. About 8 years earlier, she had undergone bilateral proximal and distal femoral osteotomies. Her function had initially improved, but over the 2 to 3 years before presentation she began having more pain and stiffness with activity. At time of initial evaluation, she was able to walk only 1 to 2 blocks and had difficulty getting in and out of a car and up out of a seated position.
On physical examination, the patient was 3 feet 10 inches tall and weighed 77 pounds. She ambulated with decreased stance phase on both lower extremities and had developed a significant amount of increased forward pelvic inclination and increased lumbar lordosis. Both hips and thighs had multiple healed scars from prior surgeries and pin tracts. Range of motion (ROM) on both sides was restricted to 85° of flexion, 10° of internal rotation, 15° of external rotation, and 15° of abduction.
Plain radiographs showed advanced degenerative joint disease (DJD) of both hips with dysplastic acetabuli and evidence of healed osteotomies (Figure 1). Femoral deformities, noted bilaterally, consisted of marked valgus proximally and varus distally. Preoperative CT was used to create a 3-D model of the pelvis and femur. The model was created by the same implant manufacturer that produced the final components (Depuy, Warsaw, Indiana). Corrective femoral osteotomy was performed on the model to allow for design and use of a custom implant, while the modeled pelvis confirmed the ability to reproduce the normal hip center with a 44-mm conventional hemispherical socket.
After surgery, the patient was able to ambulate without a limp and return to work. Her hip ROM was pain-free passively and actively with flexion to 100°, internal rotation to 35°, external rotation to 20°, and abduction to 30°.
Case 2
A 48-year-old woman with a history of Crowe IV hip dysplasia presented to our clinic with a chronically dislocated right total hip arthroplasty (THA) (Figure 2). Her initial THA was revised 1 year later because of acetabular component failure. Two years later, she was diagnosed with a deep periprosthetic infection, which was ultimately treated with 2-stage reimplantation. She subsequently dislocated and underwent re-revision of the S-ROM body and stem (DePuy Synthes, Warsaw, Indiana). At a visit after that revision, she was noted to be chronically dislocated, and was sent to our clinic for further management.
Preoperative radiographs showed a right uncemented THA with the femoral head dislocated toward the false acetabulum, retained hardware, and an old ununited trochanteric fragment. Both the femoral and acetabular components appeared well-fixed, though the acetabular component was positioned inferior, toward the obturator foramen.
Preoperative CT with metal artifact subtraction was used to create a 3-D model of the residual bony pelvis. The model was made by an implant manufacturer (Zimmer, Warsaw, Indiana). The shape of the superior defect was amenable to reconstruction using a modified revision trabecular metal socket. The pelvic model was reamed to accept a conventional hemispherical socket. The defect was reamed to accept a modified revision trabecular metal socket. The real implant was fashioned before surgery and was sterilized to avoid the need for intraoperative modification. Use of the preoperative model significantly reduced the time that would have been needed to modify the implant during actual surgery.
The patient’s right THA was revised. At time of surgery, the modified revision trabecular metal acetabular component was noted to seat appropriately in the superior defect. The true acetabulum was reestablished, and a hemispherical socket was placed with multiple screws. The 2 components were then unitized using cement in the same manner as would be done with an off-the-shelf augment.
Case 3
A 57-year-old man presented with a 10-year history of right knee pain. About 30 years before presentation at our clinic, he was treated for an open right tibia fracture sustained in a motorcycle accident. He had been treated nonsurgically, with injections, but they failed to provide sustained relief.
Preoperative radiographs showed severe advanced DJD in conjunction with an extra-articular posttraumatic varus tibial shaft deformity (Figure 3). An implant manufacturer (Zimmer) used a CT scan to create a model of the deformity. The resultant center of rotation angle was calculated using preoperative images and conventional techniques for deformity correction, and a lateral closing-wedge osteotomy was performed on the CT-based model. The initial attempt at deformity correction was slightly excessive, and the amount of resected bone slightly thicker than the calculated wedge, resulting in a valgus deformity. This error was noted, and the decision was made to recut a new model with a slight amount of residual varus that could be corrected during the final knee arthroplasty procedure.
Corrective osteotomy was performed with a lateral plate. Six months later, the patient had no residual pain, and CT confirmed union at the osteotomy site and a slight amount of residual varus. The patient then underwent routine total knee arthroplasty (TKA) using an abbreviated keel to avoid the need for removal of the previously placed hardware. The varus deformity was completely corrected.
Case 4
A 73-year-old man had a history of shoulder pain dating back to his childhood. Despite treatment with nonsteroidal anti-inflammatory drugs, physical therapy, and injections, his debilitating pain persisted. Physical examination revealed limited ROM and an intact rotator cuff.
Plain radiographs showed severe DJD of the glenohumeral joint (Figure 4). Severe erosions of the glenoid were noted, prompting further workup with CT, which showed significant bone loss, particularly along the posterior margin of the glenoid. We used our 3-D printer to create a model of the scapula from CT images. The model was then reamed in the usual fashion to accept a 3-pegged glenoid component. On placement of a trial implant, a large deficiency was seen posteriorly. We thought the size and location of the defect made it amenable to grafting using the patient’s humeral head.
The patient elected to undergo right total shoulder arthroplasty. During the procedure, the glenoid defect was found to be identical to what was encountered with the model before surgery. A portion of the patient’s humeral head was then fashioned to fit the defect, and was secured with three 2.7-mm screws, after provisional fixation using 2.0-mm Kirschner wires. The screws were countersunk, and the graft was contoured by hand to match the previous reaming. A 3-pegged 52-mm glenoid component was then cemented into position with excellent stability.
Case 5
A 64-year-old man presented to our clinic with left hip pain 40 years after THA. The original procedure was performed for resolved proximal femoral osteomyelitis. Plain radiographs showed a loose cemented McKee-Farrar hip arthroplasty (Figure 5). Because of the elevated position of the acetabular component relative to the native hip center, CT was used to determine the amount of femoral bone loss.
We used our 3-D printer to create a model and tried to recreate the native hip center with conventional off-the-shelf implants. A 50-mm hemispherical socket trial was placed in the appropriate location, along with a trabecular metal augment trial to provide extended coverage over the superolateral portion of the socket. Noted between the socket and the augment was a large gap; a substantial amount of cement would have been needed to unitize the construct. We thought a custom acetabular component would avoid the need for cement. In addition, given the patient’s small stature, the conventional acetabular component would allow a head only 32 mm in diameter. With a custom implant, the head could be enlarged to 36 mm, providing improved ROM and stability.
The patient underwent revision left hip arthroplasty using a custom acetabular component. A 3-D model available at time of surgery was used to aid implant placement.
Case 6
A 23-year-old man with multiple hereditary exostoses presented to our clinic with a painful mass in the left calf. Plain radiographs showed extensive osteochondromatosis involving the left proximal tibiofibular joint (Figure 6). The exostosis extended posteromedially, displacing the arterial trifurcation. MRI showed a small cartilage cap without evidence of malignant transformation.
CT angiogram allowed the vasculature to be modeled along with the deformity. A 3-D model was fabricated. The model included the entire proximal tibiofibular joint, as well as the anterior tibial, peroneal, and posterior tibial arteries. Cautious intralesional resection was recommended because of the proximity to all 3 vessels.
The patient underwent tumor resection through a longitudinal posterior approach. The interval between the medial and lateral heads of the gastrocnemius muscles was developed to expose the underlying soleus muscle. The soleus was split longitudinally from its hiatus to the inferior portion of the exostosis. This allowed for identification of the trifurcation and the tibial nerve, which were protected. Osteotomes were used to resect the mass at its base, the edges were carefully trimmed, and bone wax was placed over the defect. Anterior and lateral to this mass was another large mass (under the soleus muscle), which was also transected using an osteotome. The gastrocnemius and soleus muscles were then reflected off the fibula in order to remove 2 other exostoses, beneath the neck and head of the fibula.
Case 7
A 71-year-old man with a history of idiopathic lymphedema and peripheral neuropathy presented to our clinic with a left cavovarus foot deformity and a history of recurrent neuropathic foot ulcers (Figure 7). Physical examination revealed a callus over the lateral aspect of the base of the fifth metatarsal. Preoperative radiograph showed evidence of prior triple arthrodesis with a cavovarus foot deformity. CT scan was used to create a 3-D model of the foot. The model was then used to identify an appropriate location for lateral midtarsal and calcaneal closing-wedge osteotomies.
The patient underwent midfoot and hindfoot surgical correction. At surgery, the lateral closing-wedge osteotomies were performed according to the preoperative model. Radiographs 1 year after surgery showed correction of the forefoot varus.
Discussion
Three-dimensional printing for medical applications of anatomical modeling is not a new concept.1,3,4 Its use has been reported for a variety of applications in orthopedic surgery, including the printing of porous and metallic surfaces5 and bone-tissue engineering.6-9 Rapid prototyping for medical application was first reported in 1990 when a CT-based model was used to create a cranial bone.10 Reports of using the technique are becoming more widespread, particularly in the dental and maxillofacial literature, which includes reports on a variety of applications, including patient-specific drill guides, splints, and implants.11-14 The ability to perform mock surgery in advance of an actual procedure provides an invaluable opportunity to anticipate potential intraoperative problems, reduce operative time, and improve the accuracy of reconstruction.
Office-based rapid prototyping that uses an in-house 3-D printer is a novel application of this technology. It allows for creation of a patient-specific model for preoperative planning purposes. We are unaware of any other reports demonstrating the breadth and utility of office-based rapid prototyping in orthopedic surgery. For general reference, a printer similar to ours requires an initial investment of $52,000 to $56,000. This cost generally covers the printer, printer base cabinet, installation, training, and printer software (different from the 3-D modeling software), plus a 1-year warranty. A service agreement costs about $4000 annually. Printer and model supply expenses depend on the material used for the model (eg, ABS [acrylonitrile butadiene styrene]) and on the size and complexity of the 3-D models created. Average time to generate an appropriately formatted 3-D printing file is about 1 hour, though times can vary largely, according to amount of metal artifact subtraction necessary and the experience of the software user. For the rare, extremely complex deformities that require a significant amount of metal artifact subtraction, file preparation times can exceed 3 or 4 hours. We think these preparation times will decrease as communication between radiology file export format and modeling software ultimately allows for metal artifact subtraction images to function within the modeling software environment. Once an appropriately formatted file has been created, typical printing times vary according to the size of the to-be-modeled bone. For a hemipelvis, printing time is 30 to 40 hours; printing that is started on a Friday afternoon will be complete by Monday morning.
There are few reports of rapid prototyping in orthopedic surgery. In 2003, Minns and colleagues15 used a 3-D model in the planning of a tibial resection for TKA. They found the model to be accurate at time of surgery, resulting in appropriate tibial coverage by a conventional meniscal-bearing implant. Munjal and colleagues16 reported on 10 complex failed hip arthroplasty cases in which patients had revision surgery after preoperative planning using 3-D modeling techniques. The authors found that, in 8 of the 10 cases, conventional classification systems of bone loss were inaccurate in comparison with the prototype. Four cases required reconstruction with a custom triflange when conventional implants were not deemed reasonable based on the pelvic model. Tam and colleagues17 reported using a 3-D prototype as an aid in surgical planning for resection of a scapular osteochondroma in a 6-year-old patient. They found the rapid prototype to be useful at time of resection—similar to what we found with 1 patient (case 6). Adding contrast media to our patient’s scan allowed for 3-D visualization of the lesion and the encased vasculature. Fu and colleagues18 reported using a patient-specific drill template to insert anterior transpedicular screws. They constructed 24 prototypes of a formalin-preserved cervical vertebra to create a patient-specific biocompatible drill template for use in correcting multilevel cervical instability. They found the technique to be highly reproducible and accurate. Zein and colleagues19 used a rapid prototype of 3 consecutive human livers to preoperatively identify the vascular and biliary tract anatomy. They reported a high degree of accuracy—mean dimensional errors of less than 4 mm for the entire model and 1.3 mm for the vascular diameter.
The models created by implant manufacturers in this series were used to perform “mock” surgery before the actual procedures. Working with these models prompted us to buy our own 3-D printer. The learning curve can be steep, but commercially available 3-D printers allow for prompt in-office production of high-quality realistic prototypes at relatively low per-case cost (Figure 8). Three-dimensional modeling allows surgeons to assess the accuracy of their original surgical plans and, if necessary, correct them before surgery. Although computer-aided design models are useful, the ability to “perform surgery preoperatively” adds another element to surgeons’ understanding of the potential issues that may arise. Also, an in-office printer can help improve surgeons’ understanding and control over the process by which images are translated from radiographic file to 3-D model. Disadvantages of an in-office system include start-up and maintenance costs, office space requirements, and a significant learning curve for software and hardware applications. In addition, creation of 3-D models requires close interaction with radiologists who can provide appropriately formatted DICOM images, as metal artifact subtraction can be challenging. We think that, as image formatting and software capabilities are continually refined, this technology will become an invaluable part of multiple subspecialties across orthopedic surgery, with potentially infinite clinical, educational, and research applications.
1. McGurk M, Amis AA, Potamianos P, Goodger NM. Rapid prototyping techniques for anatomical modelling in medicine. Ann R Coll Surg Engl. 1997;79(3):169-174.
2. Webb PA. A review of rapid prototyping (RP) techniques in the medical and biomedical sector. J Med Eng Technol. 2000;24(4):149-153.
3. Esses SJ, Berman P, Bloom AI, Sosna J. Clinical applications of physical 3D models derived from MDCT data and created by rapid prototyping. AJR Am J Roentgenol. 2011;196(6):W683-W688.
4. Torres K, Staśkiewicz G, Śnieżyński M, Drop A, Maciejewski R. Application of rapid prototyping techniques for modelling of anatomical structures in medical training and education. Folia Morphol. 2011;70(1):1-4.
5. Melican MC, Zimmerman MC, Dhillon MS, Ponnambalam AR, Curodeau A, Parsons JR. Three-dimensional printing and porous metallic surfaces: a new orthopedic application. J Biomed Mater Res. 2001;55(2):194-202.
6. Butscher A, Bohner M, Hofmann S, Gauckler L, Müller R. Structural and material approaches to bone tissue engineering in powder-based three-dimensional printing. Acta Biomater. 2011;7(3):907-920.
7. Ciocca L, De Crescenzio F, Fantini M, Scotti R. CAD/CAM and rapid prototyped scaffold construction for bone regenerative medicine and surgical transfer of virtual planning: a pilot study. Comput Med Imaging Graph. 2009;33(1):58-62.
8. Leukers B, Gülkan H, Irsen SH, et al. Hydroxyapatite scaffolds for bone tissue engineering made by 3D printing. J Mater Sci Mater Med. 2005;16(12):1121-1124.
9. Seitz H, Rieder W, Irsen S, Leukers B, Tille C. Three-dimensional printing of porous ceramic scaffolds for bone tissue engineering. J Biomed Mater Res B Appl Biomater. 2005;74(2):782-788.
10. Mankovich NJ, Cheeseman AM, Stoker NG. The display of three-dimensional anatomy with stereolithographic models. J Digit Imaging. 1990;3(3):200-203.
11. Flügge TV, Nelson K, Schmelzeisen R, Metzger MC. Three-dimensional plotting and printing of an implant drilling guide: simplifying guided implant surgery. J Oral Maxillofac Surg. 2013;71(8):1340-1346.
12. Goiato MC, Santos MR, Pesqueira AA, Moreno A, dos Santos DM, Haddad MF. Prototyping for surgical and prosthetic treatment. J Craniofac Surg. 2011;22(3):914-917.
13. Metzger MC, Hohlweg-Majert B, Schwarz U, Teschner M, Hammer B, Schmelzeisen R. Manufacturing splints for orthognathic surgery using a three-dimensional printer. Oral Surg Oral Med Oral Pathol Oral Radiol Endod. 2008;105(2):e1-e7.
14. Robiony M, Salvo I, Costa F, et al. Virtual reality surgical planning for maxillofacial distraction osteogenesis: the role of reverse engineering rapid prototyping and cooperative work. J Oral Maxillofac Surg. 2007;65(6):1198-1208.
15. Minns RJ, Bibb R, Banks R, Sutton RA. The use of a reconstructed three-dimensional solid model from CT to aid the surgical management of a total knee arthroplasty: a case study. Med Eng Phys. 2003;25(6):523-526.
16. Munjal S, Leopold SS, Kornreich D, Shott S, Finn HA. CT-generated 3-dimensional models for complex acetabular reconstruction. J Arthroplasty. 2000;15(5):644-653.
17. Tam MD, Laycock SD, Bell D, Chojnowski A. 3-D printout of a DICOM file to aid surgical planning in a 6 year old patient with a large scapular osteochondroma complicating congenital diaphyseal aclasia. J Radiol Case Rep. 2012;6(1):31-37.
18. Fu M, Lin L, Kong X, et al. Construction and accuracy assessment of patient-specific biocompatible drill template for cervical anterior transpedicular screw (ATPS) insertion: an in vitro study. PLoS One. 2013;8(1):e53580.
19. Zein NN, Hanouneh IA, Bishop PD, et al. Three-dimensional print of a liver for preoperative planning in living donor liver transplantation. Liver Transpl. 2013;19(12):1304-1310.
Three-dimensional (3-D) printing is a rapidly evolving technology with both medical and nonmedical applications.1,2 Rapid prototyping involves creating a physical model of human tissue from a 3-D computer-generated rendering.3 The method relies on export of Digital Imaging and Communications in Medicine (DICOM)–based computed tomography (CT) or magnetic resonance imaging (MRI) data into standard triangular language (STL) format. Reducing CT or MRI slice thickness increases resolution of the final model.2 Five types of rapid prototyping exist: STL, selective laser sintering, fused deposition modeling, multijet modeling, and 3-D printing.
Most implant manufacturers can produce a 3-D model based on surgeon-provided DICOM images. The ability to produce anatomical models in an office-based setting is a more recent development. Three-dimensional modeling may allow for more accurate and extensive preoperative planning than radiographic examination alone does, and may even allow surgeons to perform procedures as part of preoperative preparation. This can allow for early recognition of unanticipated intraoperative problems or of the need for special techniques and implants that would not have been otherwise available, all of which may ultimately reduce operative time.
The breadth of applications for office-based 3-D prototyping is not well described in the orthopedic surgery literature. In this article, we describe 7 cases of complex orthopedic disorders that were surgically treated after preoperative planning in which use of a 3-D printer allowed for “mock” surgery before the actual procedures. In 3 of the cases, the models were made by the implant manufacturers. Working with these models prompted us to buy a 3-D printer (Fortus 250; Stratasys, Eden Prairie, Minnesota) for in-office use. In the other 4 cases, we used this printer to create our own models. As indicated in the manufacturer’s literature, the printer uses fused deposition modeling, which builds a model layer by layer by heating thermoplastic material to a semi-liquid state and extruding it according to computer-controlled pathways.
We present preoperative images, preoperative 3-D modeling, and intraoperative and postoperative images along with brief case descriptions (Table). The patients provided written informed consent for print and electronic publication of these case reports.
Case Reports
Case 1
A 28-year-old woman with a history of spondyloepiphyseal dysplasia presented to our clinic with bilateral hip pain. About 8 years earlier, she had undergone bilateral proximal and distal femoral osteotomies. Her function had initially improved, but over the 2 to 3 years before presentation she began having more pain and stiffness with activity. At time of initial evaluation, she was able to walk only 1 to 2 blocks and had difficulty getting in and out of a car and up out of a seated position.
On physical examination, the patient was 3 feet 10 inches tall and weighed 77 pounds. She ambulated with decreased stance phase on both lower extremities and had developed a significant amount of increased forward pelvic inclination and increased lumbar lordosis. Both hips and thighs had multiple healed scars from prior surgeries and pin tracts. Range of motion (ROM) on both sides was restricted to 85° of flexion, 10° of internal rotation, 15° of external rotation, and 15° of abduction.
Plain radiographs showed advanced degenerative joint disease (DJD) of both hips with dysplastic acetabuli and evidence of healed osteotomies (Figure 1). Femoral deformities, noted bilaterally, consisted of marked valgus proximally and varus distally. Preoperative CT was used to create a 3-D model of the pelvis and femur. The model was created by the same implant manufacturer that produced the final components (Depuy, Warsaw, Indiana). Corrective femoral osteotomy was performed on the model to allow for design and use of a custom implant, while the modeled pelvis confirmed the ability to reproduce the normal hip center with a 44-mm conventional hemispherical socket.
After surgery, the patient was able to ambulate without a limp and return to work. Her hip ROM was pain-free passively and actively with flexion to 100°, internal rotation to 35°, external rotation to 20°, and abduction to 30°.
Case 2
A 48-year-old woman with a history of Crowe IV hip dysplasia presented to our clinic with a chronically dislocated right total hip arthroplasty (THA) (Figure 2). Her initial THA was revised 1 year later because of acetabular component failure. Two years later, she was diagnosed with a deep periprosthetic infection, which was ultimately treated with 2-stage reimplantation. She subsequently dislocated and underwent re-revision of the S-ROM body and stem (DePuy Synthes, Warsaw, Indiana). At a visit after that revision, she was noted to be chronically dislocated, and was sent to our clinic for further management.
Preoperative radiographs showed a right uncemented THA with the femoral head dislocated toward the false acetabulum, retained hardware, and an old ununited trochanteric fragment. Both the femoral and acetabular components appeared well-fixed, though the acetabular component was positioned inferior, toward the obturator foramen.
Preoperative CT with metal artifact subtraction was used to create a 3-D model of the residual bony pelvis. The model was made by an implant manufacturer (Zimmer, Warsaw, Indiana). The shape of the superior defect was amenable to reconstruction using a modified revision trabecular metal socket. The pelvic model was reamed to accept a conventional hemispherical socket. The defect was reamed to accept a modified revision trabecular metal socket. The real implant was fashioned before surgery and was sterilized to avoid the need for intraoperative modification. Use of the preoperative model significantly reduced the time that would have been needed to modify the implant during actual surgery.
The patient’s right THA was revised. At time of surgery, the modified revision trabecular metal acetabular component was noted to seat appropriately in the superior defect. The true acetabulum was reestablished, and a hemispherical socket was placed with multiple screws. The 2 components were then unitized using cement in the same manner as would be done with an off-the-shelf augment.
Case 3
A 57-year-old man presented with a 10-year history of right knee pain. About 30 years before presentation at our clinic, he was treated for an open right tibia fracture sustained in a motorcycle accident. He had been treated nonsurgically, with injections, but they failed to provide sustained relief.
Preoperative radiographs showed severe advanced DJD in conjunction with an extra-articular posttraumatic varus tibial shaft deformity (Figure 3). An implant manufacturer (Zimmer) used a CT scan to create a model of the deformity. The resultant center of rotation angle was calculated using preoperative images and conventional techniques for deformity correction, and a lateral closing-wedge osteotomy was performed on the CT-based model. The initial attempt at deformity correction was slightly excessive, and the amount of resected bone slightly thicker than the calculated wedge, resulting in a valgus deformity. This error was noted, and the decision was made to recut a new model with a slight amount of residual varus that could be corrected during the final knee arthroplasty procedure.
Corrective osteotomy was performed with a lateral plate. Six months later, the patient had no residual pain, and CT confirmed union at the osteotomy site and a slight amount of residual varus. The patient then underwent routine total knee arthroplasty (TKA) using an abbreviated keel to avoid the need for removal of the previously placed hardware. The varus deformity was completely corrected.
Case 4
A 73-year-old man had a history of shoulder pain dating back to his childhood. Despite treatment with nonsteroidal anti-inflammatory drugs, physical therapy, and injections, his debilitating pain persisted. Physical examination revealed limited ROM and an intact rotator cuff.
Plain radiographs showed severe DJD of the glenohumeral joint (Figure 4). Severe erosions of the glenoid were noted, prompting further workup with CT, which showed significant bone loss, particularly along the posterior margin of the glenoid. We used our 3-D printer to create a model of the scapula from CT images. The model was then reamed in the usual fashion to accept a 3-pegged glenoid component. On placement of a trial implant, a large deficiency was seen posteriorly. We thought the size and location of the defect made it amenable to grafting using the patient’s humeral head.
The patient elected to undergo right total shoulder arthroplasty. During the procedure, the glenoid defect was found to be identical to what was encountered with the model before surgery. A portion of the patient’s humeral head was then fashioned to fit the defect, and was secured with three 2.7-mm screws, after provisional fixation using 2.0-mm Kirschner wires. The screws were countersunk, and the graft was contoured by hand to match the previous reaming. A 3-pegged 52-mm glenoid component was then cemented into position with excellent stability.
Case 5
A 64-year-old man presented to our clinic with left hip pain 40 years after THA. The original procedure was performed for resolved proximal femoral osteomyelitis. Plain radiographs showed a loose cemented McKee-Farrar hip arthroplasty (Figure 5). Because of the elevated position of the acetabular component relative to the native hip center, CT was used to determine the amount of femoral bone loss.
We used our 3-D printer to create a model and tried to recreate the native hip center with conventional off-the-shelf implants. A 50-mm hemispherical socket trial was placed in the appropriate location, along with a trabecular metal augment trial to provide extended coverage over the superolateral portion of the socket. Noted between the socket and the augment was a large gap; a substantial amount of cement would have been needed to unitize the construct. We thought a custom acetabular component would avoid the need for cement. In addition, given the patient’s small stature, the conventional acetabular component would allow a head only 32 mm in diameter. With a custom implant, the head could be enlarged to 36 mm, providing improved ROM and stability.
The patient underwent revision left hip arthroplasty using a custom acetabular component. A 3-D model available at time of surgery was used to aid implant placement.
Case 6
A 23-year-old man with multiple hereditary exostoses presented to our clinic with a painful mass in the left calf. Plain radiographs showed extensive osteochondromatosis involving the left proximal tibiofibular joint (Figure 6). The exostosis extended posteromedially, displacing the arterial trifurcation. MRI showed a small cartilage cap without evidence of malignant transformation.
CT angiogram allowed the vasculature to be modeled along with the deformity. A 3-D model was fabricated. The model included the entire proximal tibiofibular joint, as well as the anterior tibial, peroneal, and posterior tibial arteries. Cautious intralesional resection was recommended because of the proximity to all 3 vessels.
The patient underwent tumor resection through a longitudinal posterior approach. The interval between the medial and lateral heads of the gastrocnemius muscles was developed to expose the underlying soleus muscle. The soleus was split longitudinally from its hiatus to the inferior portion of the exostosis. This allowed for identification of the trifurcation and the tibial nerve, which were protected. Osteotomes were used to resect the mass at its base, the edges were carefully trimmed, and bone wax was placed over the defect. Anterior and lateral to this mass was another large mass (under the soleus muscle), which was also transected using an osteotome. The gastrocnemius and soleus muscles were then reflected off the fibula in order to remove 2 other exostoses, beneath the neck and head of the fibula.
Case 7
A 71-year-old man with a history of idiopathic lymphedema and peripheral neuropathy presented to our clinic with a left cavovarus foot deformity and a history of recurrent neuropathic foot ulcers (Figure 7). Physical examination revealed a callus over the lateral aspect of the base of the fifth metatarsal. Preoperative radiograph showed evidence of prior triple arthrodesis with a cavovarus foot deformity. CT scan was used to create a 3-D model of the foot. The model was then used to identify an appropriate location for lateral midtarsal and calcaneal closing-wedge osteotomies.
The patient underwent midfoot and hindfoot surgical correction. At surgery, the lateral closing-wedge osteotomies were performed according to the preoperative model. Radiographs 1 year after surgery showed correction of the forefoot varus.
Discussion
Three-dimensional printing for medical applications of anatomical modeling is not a new concept.1,3,4 Its use has been reported for a variety of applications in orthopedic surgery, including the printing of porous and metallic surfaces5 and bone-tissue engineering.6-9 Rapid prototyping for medical application was first reported in 1990 when a CT-based model was used to create a cranial bone.10 Reports of using the technique are becoming more widespread, particularly in the dental and maxillofacial literature, which includes reports on a variety of applications, including patient-specific drill guides, splints, and implants.11-14 The ability to perform mock surgery in advance of an actual procedure provides an invaluable opportunity to anticipate potential intraoperative problems, reduce operative time, and improve the accuracy of reconstruction.
Office-based rapid prototyping that uses an in-house 3-D printer is a novel application of this technology. It allows for creation of a patient-specific model for preoperative planning purposes. We are unaware of any other reports demonstrating the breadth and utility of office-based rapid prototyping in orthopedic surgery. For general reference, a printer similar to ours requires an initial investment of $52,000 to $56,000. This cost generally covers the printer, printer base cabinet, installation, training, and printer software (different from the 3-D modeling software), plus a 1-year warranty. A service agreement costs about $4000 annually. Printer and model supply expenses depend on the material used for the model (eg, ABS [acrylonitrile butadiene styrene]) and on the size and complexity of the 3-D models created. Average time to generate an appropriately formatted 3-D printing file is about 1 hour, though times can vary largely, according to amount of metal artifact subtraction necessary and the experience of the software user. For the rare, extremely complex deformities that require a significant amount of metal artifact subtraction, file preparation times can exceed 3 or 4 hours. We think these preparation times will decrease as communication between radiology file export format and modeling software ultimately allows for metal artifact subtraction images to function within the modeling software environment. Once an appropriately formatted file has been created, typical printing times vary according to the size of the to-be-modeled bone. For a hemipelvis, printing time is 30 to 40 hours; printing that is started on a Friday afternoon will be complete by Monday morning.
There are few reports of rapid prototyping in orthopedic surgery. In 2003, Minns and colleagues15 used a 3-D model in the planning of a tibial resection for TKA. They found the model to be accurate at time of surgery, resulting in appropriate tibial coverage by a conventional meniscal-bearing implant. Munjal and colleagues16 reported on 10 complex failed hip arthroplasty cases in which patients had revision surgery after preoperative planning using 3-D modeling techniques. The authors found that, in 8 of the 10 cases, conventional classification systems of bone loss were inaccurate in comparison with the prototype. Four cases required reconstruction with a custom triflange when conventional implants were not deemed reasonable based on the pelvic model. Tam and colleagues17 reported using a 3-D prototype as an aid in surgical planning for resection of a scapular osteochondroma in a 6-year-old patient. They found the rapid prototype to be useful at time of resection—similar to what we found with 1 patient (case 6). Adding contrast media to our patient’s scan allowed for 3-D visualization of the lesion and the encased vasculature. Fu and colleagues18 reported using a patient-specific drill template to insert anterior transpedicular screws. They constructed 24 prototypes of a formalin-preserved cervical vertebra to create a patient-specific biocompatible drill template for use in correcting multilevel cervical instability. They found the technique to be highly reproducible and accurate. Zein and colleagues19 used a rapid prototype of 3 consecutive human livers to preoperatively identify the vascular and biliary tract anatomy. They reported a high degree of accuracy—mean dimensional errors of less than 4 mm for the entire model and 1.3 mm for the vascular diameter.
The models created by implant manufacturers in this series were used to perform “mock” surgery before the actual procedures. Working with these models prompted us to buy our own 3-D printer. The learning curve can be steep, but commercially available 3-D printers allow for prompt in-office production of high-quality realistic prototypes at relatively low per-case cost (Figure 8). Three-dimensional modeling allows surgeons to assess the accuracy of their original surgical plans and, if necessary, correct them before surgery. Although computer-aided design models are useful, the ability to “perform surgery preoperatively” adds another element to surgeons’ understanding of the potential issues that may arise. Also, an in-office printer can help improve surgeons’ understanding and control over the process by which images are translated from radiographic file to 3-D model. Disadvantages of an in-office system include start-up and maintenance costs, office space requirements, and a significant learning curve for software and hardware applications. In addition, creation of 3-D models requires close interaction with radiologists who can provide appropriately formatted DICOM images, as metal artifact subtraction can be challenging. We think that, as image formatting and software capabilities are continually refined, this technology will become an invaluable part of multiple subspecialties across orthopedic surgery, with potentially infinite clinical, educational, and research applications.
Three-dimensional (3-D) printing is a rapidly evolving technology with both medical and nonmedical applications.1,2 Rapid prototyping involves creating a physical model of human tissue from a 3-D computer-generated rendering.3 The method relies on export of Digital Imaging and Communications in Medicine (DICOM)–based computed tomography (CT) or magnetic resonance imaging (MRI) data into standard triangular language (STL) format. Reducing CT or MRI slice thickness increases resolution of the final model.2 Five types of rapid prototyping exist: STL, selective laser sintering, fused deposition modeling, multijet modeling, and 3-D printing.
Most implant manufacturers can produce a 3-D model based on surgeon-provided DICOM images. The ability to produce anatomical models in an office-based setting is a more recent development. Three-dimensional modeling may allow for more accurate and extensive preoperative planning than radiographic examination alone does, and may even allow surgeons to perform procedures as part of preoperative preparation. This can allow for early recognition of unanticipated intraoperative problems or of the need for special techniques and implants that would not have been otherwise available, all of which may ultimately reduce operative time.
The breadth of applications for office-based 3-D prototyping is not well described in the orthopedic surgery literature. In this article, we describe 7 cases of complex orthopedic disorders that were surgically treated after preoperative planning in which use of a 3-D printer allowed for “mock” surgery before the actual procedures. In 3 of the cases, the models were made by the implant manufacturers. Working with these models prompted us to buy a 3-D printer (Fortus 250; Stratasys, Eden Prairie, Minnesota) for in-office use. In the other 4 cases, we used this printer to create our own models. As indicated in the manufacturer’s literature, the printer uses fused deposition modeling, which builds a model layer by layer by heating thermoplastic material to a semi-liquid state and extruding it according to computer-controlled pathways.
We present preoperative images, preoperative 3-D modeling, and intraoperative and postoperative images along with brief case descriptions (Table). The patients provided written informed consent for print and electronic publication of these case reports.
Case Reports
Case 1
A 28-year-old woman with a history of spondyloepiphyseal dysplasia presented to our clinic with bilateral hip pain. About 8 years earlier, she had undergone bilateral proximal and distal femoral osteotomies. Her function had initially improved, but over the 2 to 3 years before presentation she began having more pain and stiffness with activity. At time of initial evaluation, she was able to walk only 1 to 2 blocks and had difficulty getting in and out of a car and up out of a seated position.
On physical examination, the patient was 3 feet 10 inches tall and weighed 77 pounds. She ambulated with decreased stance phase on both lower extremities and had developed a significant amount of increased forward pelvic inclination and increased lumbar lordosis. Both hips and thighs had multiple healed scars from prior surgeries and pin tracts. Range of motion (ROM) on both sides was restricted to 85° of flexion, 10° of internal rotation, 15° of external rotation, and 15° of abduction.
Plain radiographs showed advanced degenerative joint disease (DJD) of both hips with dysplastic acetabuli and evidence of healed osteotomies (Figure 1). Femoral deformities, noted bilaterally, consisted of marked valgus proximally and varus distally. Preoperative CT was used to create a 3-D model of the pelvis and femur. The model was created by the same implant manufacturer that produced the final components (Depuy, Warsaw, Indiana). Corrective femoral osteotomy was performed on the model to allow for design and use of a custom implant, while the modeled pelvis confirmed the ability to reproduce the normal hip center with a 44-mm conventional hemispherical socket.
After surgery, the patient was able to ambulate without a limp and return to work. Her hip ROM was pain-free passively and actively with flexion to 100°, internal rotation to 35°, external rotation to 20°, and abduction to 30°.
Case 2
A 48-year-old woman with a history of Crowe IV hip dysplasia presented to our clinic with a chronically dislocated right total hip arthroplasty (THA) (Figure 2). Her initial THA was revised 1 year later because of acetabular component failure. Two years later, she was diagnosed with a deep periprosthetic infection, which was ultimately treated with 2-stage reimplantation. She subsequently dislocated and underwent re-revision of the S-ROM body and stem (DePuy Synthes, Warsaw, Indiana). At a visit after that revision, she was noted to be chronically dislocated, and was sent to our clinic for further management.
Preoperative radiographs showed a right uncemented THA with the femoral head dislocated toward the false acetabulum, retained hardware, and an old ununited trochanteric fragment. Both the femoral and acetabular components appeared well-fixed, though the acetabular component was positioned inferior, toward the obturator foramen.
Preoperative CT with metal artifact subtraction was used to create a 3-D model of the residual bony pelvis. The model was made by an implant manufacturer (Zimmer, Warsaw, Indiana). The shape of the superior defect was amenable to reconstruction using a modified revision trabecular metal socket. The pelvic model was reamed to accept a conventional hemispherical socket. The defect was reamed to accept a modified revision trabecular metal socket. The real implant was fashioned before surgery and was sterilized to avoid the need for intraoperative modification. Use of the preoperative model significantly reduced the time that would have been needed to modify the implant during actual surgery.
The patient’s right THA was revised. At time of surgery, the modified revision trabecular metal acetabular component was noted to seat appropriately in the superior defect. The true acetabulum was reestablished, and a hemispherical socket was placed with multiple screws. The 2 components were then unitized using cement in the same manner as would be done with an off-the-shelf augment.
Case 3
A 57-year-old man presented with a 10-year history of right knee pain. About 30 years before presentation at our clinic, he was treated for an open right tibia fracture sustained in a motorcycle accident. He had been treated nonsurgically, with injections, but they failed to provide sustained relief.
Preoperative radiographs showed severe advanced DJD in conjunction with an extra-articular posttraumatic varus tibial shaft deformity (Figure 3). An implant manufacturer (Zimmer) used a CT scan to create a model of the deformity. The resultant center of rotation angle was calculated using preoperative images and conventional techniques for deformity correction, and a lateral closing-wedge osteotomy was performed on the CT-based model. The initial attempt at deformity correction was slightly excessive, and the amount of resected bone slightly thicker than the calculated wedge, resulting in a valgus deformity. This error was noted, and the decision was made to recut a new model with a slight amount of residual varus that could be corrected during the final knee arthroplasty procedure.
Corrective osteotomy was performed with a lateral plate. Six months later, the patient had no residual pain, and CT confirmed union at the osteotomy site and a slight amount of residual varus. The patient then underwent routine total knee arthroplasty (TKA) using an abbreviated keel to avoid the need for removal of the previously placed hardware. The varus deformity was completely corrected.
Case 4
A 73-year-old man had a history of shoulder pain dating back to his childhood. Despite treatment with nonsteroidal anti-inflammatory drugs, physical therapy, and injections, his debilitating pain persisted. Physical examination revealed limited ROM and an intact rotator cuff.
Plain radiographs showed severe DJD of the glenohumeral joint (Figure 4). Severe erosions of the glenoid were noted, prompting further workup with CT, which showed significant bone loss, particularly along the posterior margin of the glenoid. We used our 3-D printer to create a model of the scapula from CT images. The model was then reamed in the usual fashion to accept a 3-pegged glenoid component. On placement of a trial implant, a large deficiency was seen posteriorly. We thought the size and location of the defect made it amenable to grafting using the patient’s humeral head.
The patient elected to undergo right total shoulder arthroplasty. During the procedure, the glenoid defect was found to be identical to what was encountered with the model before surgery. A portion of the patient’s humeral head was then fashioned to fit the defect, and was secured with three 2.7-mm screws, after provisional fixation using 2.0-mm Kirschner wires. The screws were countersunk, and the graft was contoured by hand to match the previous reaming. A 3-pegged 52-mm glenoid component was then cemented into position with excellent stability.
Case 5
A 64-year-old man presented to our clinic with left hip pain 40 years after THA. The original procedure was performed for resolved proximal femoral osteomyelitis. Plain radiographs showed a loose cemented McKee-Farrar hip arthroplasty (Figure 5). Because of the elevated position of the acetabular component relative to the native hip center, CT was used to determine the amount of femoral bone loss.
We used our 3-D printer to create a model and tried to recreate the native hip center with conventional off-the-shelf implants. A 50-mm hemispherical socket trial was placed in the appropriate location, along with a trabecular metal augment trial to provide extended coverage over the superolateral portion of the socket. Noted between the socket and the augment was a large gap; a substantial amount of cement would have been needed to unitize the construct. We thought a custom acetabular component would avoid the need for cement. In addition, given the patient’s small stature, the conventional acetabular component would allow a head only 32 mm in diameter. With a custom implant, the head could be enlarged to 36 mm, providing improved ROM and stability.
The patient underwent revision left hip arthroplasty using a custom acetabular component. A 3-D model available at time of surgery was used to aid implant placement.
Case 6
A 23-year-old man with multiple hereditary exostoses presented to our clinic with a painful mass in the left calf. Plain radiographs showed extensive osteochondromatosis involving the left proximal tibiofibular joint (Figure 6). The exostosis extended posteromedially, displacing the arterial trifurcation. MRI showed a small cartilage cap without evidence of malignant transformation.
CT angiogram allowed the vasculature to be modeled along with the deformity. A 3-D model was fabricated. The model included the entire proximal tibiofibular joint, as well as the anterior tibial, peroneal, and posterior tibial arteries. Cautious intralesional resection was recommended because of the proximity to all 3 vessels.
The patient underwent tumor resection through a longitudinal posterior approach. The interval between the medial and lateral heads of the gastrocnemius muscles was developed to expose the underlying soleus muscle. The soleus was split longitudinally from its hiatus to the inferior portion of the exostosis. This allowed for identification of the trifurcation and the tibial nerve, which were protected. Osteotomes were used to resect the mass at its base, the edges were carefully trimmed, and bone wax was placed over the defect. Anterior and lateral to this mass was another large mass (under the soleus muscle), which was also transected using an osteotome. The gastrocnemius and soleus muscles were then reflected off the fibula in order to remove 2 other exostoses, beneath the neck and head of the fibula.
Case 7
A 71-year-old man with a history of idiopathic lymphedema and peripheral neuropathy presented to our clinic with a left cavovarus foot deformity and a history of recurrent neuropathic foot ulcers (Figure 7). Physical examination revealed a callus over the lateral aspect of the base of the fifth metatarsal. Preoperative radiograph showed evidence of prior triple arthrodesis with a cavovarus foot deformity. CT scan was used to create a 3-D model of the foot. The model was then used to identify an appropriate location for lateral midtarsal and calcaneal closing-wedge osteotomies.
The patient underwent midfoot and hindfoot surgical correction. At surgery, the lateral closing-wedge osteotomies were performed according to the preoperative model. Radiographs 1 year after surgery showed correction of the forefoot varus.
Discussion
Three-dimensional printing for medical applications of anatomical modeling is not a new concept.1,3,4 Its use has been reported for a variety of applications in orthopedic surgery, including the printing of porous and metallic surfaces5 and bone-tissue engineering.6-9 Rapid prototyping for medical application was first reported in 1990 when a CT-based model was used to create a cranial bone.10 Reports of using the technique are becoming more widespread, particularly in the dental and maxillofacial literature, which includes reports on a variety of applications, including patient-specific drill guides, splints, and implants.11-14 The ability to perform mock surgery in advance of an actual procedure provides an invaluable opportunity to anticipate potential intraoperative problems, reduce operative time, and improve the accuracy of reconstruction.
Office-based rapid prototyping that uses an in-house 3-D printer is a novel application of this technology. It allows for creation of a patient-specific model for preoperative planning purposes. We are unaware of any other reports demonstrating the breadth and utility of office-based rapid prototyping in orthopedic surgery. For general reference, a printer similar to ours requires an initial investment of $52,000 to $56,000. This cost generally covers the printer, printer base cabinet, installation, training, and printer software (different from the 3-D modeling software), plus a 1-year warranty. A service agreement costs about $4000 annually. Printer and model supply expenses depend on the material used for the model (eg, ABS [acrylonitrile butadiene styrene]) and on the size and complexity of the 3-D models created. Average time to generate an appropriately formatted 3-D printing file is about 1 hour, though times can vary largely, according to amount of metal artifact subtraction necessary and the experience of the software user. For the rare, extremely complex deformities that require a significant amount of metal artifact subtraction, file preparation times can exceed 3 or 4 hours. We think these preparation times will decrease as communication between radiology file export format and modeling software ultimately allows for metal artifact subtraction images to function within the modeling software environment. Once an appropriately formatted file has been created, typical printing times vary according to the size of the to-be-modeled bone. For a hemipelvis, printing time is 30 to 40 hours; printing that is started on a Friday afternoon will be complete by Monday morning.
There are few reports of rapid prototyping in orthopedic surgery. In 2003, Minns and colleagues15 used a 3-D model in the planning of a tibial resection for TKA. They found the model to be accurate at time of surgery, resulting in appropriate tibial coverage by a conventional meniscal-bearing implant. Munjal and colleagues16 reported on 10 complex failed hip arthroplasty cases in which patients had revision surgery after preoperative planning using 3-D modeling techniques. The authors found that, in 8 of the 10 cases, conventional classification systems of bone loss were inaccurate in comparison with the prototype. Four cases required reconstruction with a custom triflange when conventional implants were not deemed reasonable based on the pelvic model. Tam and colleagues17 reported using a 3-D prototype as an aid in surgical planning for resection of a scapular osteochondroma in a 6-year-old patient. They found the rapid prototype to be useful at time of resection—similar to what we found with 1 patient (case 6). Adding contrast media to our patient’s scan allowed for 3-D visualization of the lesion and the encased vasculature. Fu and colleagues18 reported using a patient-specific drill template to insert anterior transpedicular screws. They constructed 24 prototypes of a formalin-preserved cervical vertebra to create a patient-specific biocompatible drill template for use in correcting multilevel cervical instability. They found the technique to be highly reproducible and accurate. Zein and colleagues19 used a rapid prototype of 3 consecutive human livers to preoperatively identify the vascular and biliary tract anatomy. They reported a high degree of accuracy—mean dimensional errors of less than 4 mm for the entire model and 1.3 mm for the vascular diameter.
The models created by implant manufacturers in this series were used to perform “mock” surgery before the actual procedures. Working with these models prompted us to buy our own 3-D printer. The learning curve can be steep, but commercially available 3-D printers allow for prompt in-office production of high-quality realistic prototypes at relatively low per-case cost (Figure 8). Three-dimensional modeling allows surgeons to assess the accuracy of their original surgical plans and, if necessary, correct them before surgery. Although computer-aided design models are useful, the ability to “perform surgery preoperatively” adds another element to surgeons’ understanding of the potential issues that may arise. Also, an in-office printer can help improve surgeons’ understanding and control over the process by which images are translated from radiographic file to 3-D model. Disadvantages of an in-office system include start-up and maintenance costs, office space requirements, and a significant learning curve for software and hardware applications. In addition, creation of 3-D models requires close interaction with radiologists who can provide appropriately formatted DICOM images, as metal artifact subtraction can be challenging. We think that, as image formatting and software capabilities are continually refined, this technology will become an invaluable part of multiple subspecialties across orthopedic surgery, with potentially infinite clinical, educational, and research applications.
1. McGurk M, Amis AA, Potamianos P, Goodger NM. Rapid prototyping techniques for anatomical modelling in medicine. Ann R Coll Surg Engl. 1997;79(3):169-174.
2. Webb PA. A review of rapid prototyping (RP) techniques in the medical and biomedical sector. J Med Eng Technol. 2000;24(4):149-153.
3. Esses SJ, Berman P, Bloom AI, Sosna J. Clinical applications of physical 3D models derived from MDCT data and created by rapid prototyping. AJR Am J Roentgenol. 2011;196(6):W683-W688.
4. Torres K, Staśkiewicz G, Śnieżyński M, Drop A, Maciejewski R. Application of rapid prototyping techniques for modelling of anatomical structures in medical training and education. Folia Morphol. 2011;70(1):1-4.
5. Melican MC, Zimmerman MC, Dhillon MS, Ponnambalam AR, Curodeau A, Parsons JR. Three-dimensional printing and porous metallic surfaces: a new orthopedic application. J Biomed Mater Res. 2001;55(2):194-202.
6. Butscher A, Bohner M, Hofmann S, Gauckler L, Müller R. Structural and material approaches to bone tissue engineering in powder-based three-dimensional printing. Acta Biomater. 2011;7(3):907-920.
7. Ciocca L, De Crescenzio F, Fantini M, Scotti R. CAD/CAM and rapid prototyped scaffold construction for bone regenerative medicine and surgical transfer of virtual planning: a pilot study. Comput Med Imaging Graph. 2009;33(1):58-62.
8. Leukers B, Gülkan H, Irsen SH, et al. Hydroxyapatite scaffolds for bone tissue engineering made by 3D printing. J Mater Sci Mater Med. 2005;16(12):1121-1124.
9. Seitz H, Rieder W, Irsen S, Leukers B, Tille C. Three-dimensional printing of porous ceramic scaffolds for bone tissue engineering. J Biomed Mater Res B Appl Biomater. 2005;74(2):782-788.
10. Mankovich NJ, Cheeseman AM, Stoker NG. The display of three-dimensional anatomy with stereolithographic models. J Digit Imaging. 1990;3(3):200-203.
11. Flügge TV, Nelson K, Schmelzeisen R, Metzger MC. Three-dimensional plotting and printing of an implant drilling guide: simplifying guided implant surgery. J Oral Maxillofac Surg. 2013;71(8):1340-1346.
12. Goiato MC, Santos MR, Pesqueira AA, Moreno A, dos Santos DM, Haddad MF. Prototyping for surgical and prosthetic treatment. J Craniofac Surg. 2011;22(3):914-917.
13. Metzger MC, Hohlweg-Majert B, Schwarz U, Teschner M, Hammer B, Schmelzeisen R. Manufacturing splints for orthognathic surgery using a three-dimensional printer. Oral Surg Oral Med Oral Pathol Oral Radiol Endod. 2008;105(2):e1-e7.
14. Robiony M, Salvo I, Costa F, et al. Virtual reality surgical planning for maxillofacial distraction osteogenesis: the role of reverse engineering rapid prototyping and cooperative work. J Oral Maxillofac Surg. 2007;65(6):1198-1208.
15. Minns RJ, Bibb R, Banks R, Sutton RA. The use of a reconstructed three-dimensional solid model from CT to aid the surgical management of a total knee arthroplasty: a case study. Med Eng Phys. 2003;25(6):523-526.
16. Munjal S, Leopold SS, Kornreich D, Shott S, Finn HA. CT-generated 3-dimensional models for complex acetabular reconstruction. J Arthroplasty. 2000;15(5):644-653.
17. Tam MD, Laycock SD, Bell D, Chojnowski A. 3-D printout of a DICOM file to aid surgical planning in a 6 year old patient with a large scapular osteochondroma complicating congenital diaphyseal aclasia. J Radiol Case Rep. 2012;6(1):31-37.
18. Fu M, Lin L, Kong X, et al. Construction and accuracy assessment of patient-specific biocompatible drill template for cervical anterior transpedicular screw (ATPS) insertion: an in vitro study. PLoS One. 2013;8(1):e53580.
19. Zein NN, Hanouneh IA, Bishop PD, et al. Three-dimensional print of a liver for preoperative planning in living donor liver transplantation. Liver Transpl. 2013;19(12):1304-1310.
1. McGurk M, Amis AA, Potamianos P, Goodger NM. Rapid prototyping techniques for anatomical modelling in medicine. Ann R Coll Surg Engl. 1997;79(3):169-174.
2. Webb PA. A review of rapid prototyping (RP) techniques in the medical and biomedical sector. J Med Eng Technol. 2000;24(4):149-153.
3. Esses SJ, Berman P, Bloom AI, Sosna J. Clinical applications of physical 3D models derived from MDCT data and created by rapid prototyping. AJR Am J Roentgenol. 2011;196(6):W683-W688.
4. Torres K, Staśkiewicz G, Śnieżyński M, Drop A, Maciejewski R. Application of rapid prototyping techniques for modelling of anatomical structures in medical training and education. Folia Morphol. 2011;70(1):1-4.
5. Melican MC, Zimmerman MC, Dhillon MS, Ponnambalam AR, Curodeau A, Parsons JR. Three-dimensional printing and porous metallic surfaces: a new orthopedic application. J Biomed Mater Res. 2001;55(2):194-202.
6. Butscher A, Bohner M, Hofmann S, Gauckler L, Müller R. Structural and material approaches to bone tissue engineering in powder-based three-dimensional printing. Acta Biomater. 2011;7(3):907-920.
7. Ciocca L, De Crescenzio F, Fantini M, Scotti R. CAD/CAM and rapid prototyped scaffold construction for bone regenerative medicine and surgical transfer of virtual planning: a pilot study. Comput Med Imaging Graph. 2009;33(1):58-62.
8. Leukers B, Gülkan H, Irsen SH, et al. Hydroxyapatite scaffolds for bone tissue engineering made by 3D printing. J Mater Sci Mater Med. 2005;16(12):1121-1124.
9. Seitz H, Rieder W, Irsen S, Leukers B, Tille C. Three-dimensional printing of porous ceramic scaffolds for bone tissue engineering. J Biomed Mater Res B Appl Biomater. 2005;74(2):782-788.
10. Mankovich NJ, Cheeseman AM, Stoker NG. The display of three-dimensional anatomy with stereolithographic models. J Digit Imaging. 1990;3(3):200-203.
11. Flügge TV, Nelson K, Schmelzeisen R, Metzger MC. Three-dimensional plotting and printing of an implant drilling guide: simplifying guided implant surgery. J Oral Maxillofac Surg. 2013;71(8):1340-1346.
12. Goiato MC, Santos MR, Pesqueira AA, Moreno A, dos Santos DM, Haddad MF. Prototyping for surgical and prosthetic treatment. J Craniofac Surg. 2011;22(3):914-917.
13. Metzger MC, Hohlweg-Majert B, Schwarz U, Teschner M, Hammer B, Schmelzeisen R. Manufacturing splints for orthognathic surgery using a three-dimensional printer. Oral Surg Oral Med Oral Pathol Oral Radiol Endod. 2008;105(2):e1-e7.
14. Robiony M, Salvo I, Costa F, et al. Virtual reality surgical planning for maxillofacial distraction osteogenesis: the role of reverse engineering rapid prototyping and cooperative work. J Oral Maxillofac Surg. 2007;65(6):1198-1208.
15. Minns RJ, Bibb R, Banks R, Sutton RA. The use of a reconstructed three-dimensional solid model from CT to aid the surgical management of a total knee arthroplasty: a case study. Med Eng Phys. 2003;25(6):523-526.
16. Munjal S, Leopold SS, Kornreich D, Shott S, Finn HA. CT-generated 3-dimensional models for complex acetabular reconstruction. J Arthroplasty. 2000;15(5):644-653.
17. Tam MD, Laycock SD, Bell D, Chojnowski A. 3-D printout of a DICOM file to aid surgical planning in a 6 year old patient with a large scapular osteochondroma complicating congenital diaphyseal aclasia. J Radiol Case Rep. 2012;6(1):31-37.
18. Fu M, Lin L, Kong X, et al. Construction and accuracy assessment of patient-specific biocompatible drill template for cervical anterior transpedicular screw (ATPS) insertion: an in vitro study. PLoS One. 2013;8(1):e53580.
19. Zein NN, Hanouneh IA, Bishop PD, et al. Three-dimensional print of a liver for preoperative planning in living donor liver transplantation. Liver Transpl. 2013;19(12):1304-1310.