Sharpening the Saw

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Sharpening the Saw

In 1863, Abraham Lincoln established a Thursday in November as a national day for Thanksgiving. Previous U.S. presidents and Congresses had intermittently appointed days for thanksgiving. After 1863, November became an annual tradition.

A day of thanksgiving can become a day for reflection and self-renewal. It is a time to go beyond thankfulness for mind (knowledge) and body (technical skills). It is also a day to renew the spirit (psyche).

Stephen Covey’s book "The 7 Habits of Highly Effective People" lists habit No. 7 as "Sharpen the Saw." He points out that a sharp saw cuts wood faster, but many people behave as if they are too busy cutting wood to stop and sharpen the saw. This actually makes them even slower and less productive. Tools accomplish more when they are properly taken care of. The same is true for people.

Many other self-help books offer similar advice. Self-renewal is partly letting go of baggage that is weighing you down. It is partly adjusting attitude, as the motivational cliché proclaims: "You can’t change the wind, but you can adjust your sails." It is partly developing strategies for the upcoming week, month, or year.

Medical conferences offer opportunities to update one’s knowledge through continuing medical education. Occasionally these opportunities are training sessions to learn new skills, which might be surgical procedures or even tasks on a computer. However, the most critical item to be updated is the aspiration of the physician himself or herself. Medicine is a calling. In the long run, instilling and maintaining the attitudes and vision of a vocation, in one’s self and one’s colleagues, is the most important activity of a professional.

Instilling Values Through Initiation

The Hippocratic Oath has been around for millennia. One of the recent additions to the rituals of health care has been the White Coat Ceremony. In just 20 years, the annual ritual has become prevalent at the majority of medical schools, as well as colleges of pharmacy and advanced nursing programs. The ritual has even spread internationally. Detractors say there isn’t empirical data about the long term benefits of a White Coat Ceremony, but I find support for it in analogous examples that have a longer history.

Whether it is a church, a fraternity or sorority, or a secular organization, initiation ceremonies are ubiquitous. It is hard to believe that these rites would continue if the senior leadership didn’t reflect back on their careers and assess the rites as valuable. Recently, I had the opportunity to visit the Harry S. Truman Library and Museum in Independence, Mo. A small part of the exhibit was dedicated to his joining the Masons.

The exhibit noted that: "The Masonic Order offered ethical guidance, companionship, and acceptance among other Masons, wherever he might travel." And more specifically, it had a quote from Truman:

"The Scottish Rite has done its best to make a man of me, but they had such a grade of material to start with that they did a poor job I fear. It is the most impressive ceremony I ever saw or read. If a man doesn’t try better after seeing it, he has a screw loose somewhere."

Truman was initially known in Washington D.C. as "the Senator from Pendergast." T.J. Pendergast was a political boss in Kansas City very similar to the more famous Al Capone who ran Chicago. Pendergast was instrumental in getting Truman elected, which led many senators to shun Harry. But within a few years, he was the senator spearheading investigations into corruption and quality problems in the manufacture of military equipment during World War II.

Maintaining the Vision

Aspirational rituals alone do not guarantee ethical behavior. But history demonstrates that professional behavior is better with rituals than without them. Since an oath alone isn’t adequate, it seems prudent for a profession to add another layer of social regulation, such as empowering patients with lists of rights and responsibilities. But initiation ceremonies and regulation aren’t enough. To be a great profession, worthy of the public’s trust and status, individual physicians must periodically refine and reaffirm the values, ideals, and goals that called them to care for others. There are many ways this can be done.

The highly effective physician realizes that keeping up to date reading the medical literature is important, but she can help her patients even more by reading one less journal article a month and using that time to make a habit of renewing her commitment to her core values. On Nov. 19, 1863, 1 week before that national day of Thanksgiving, President Lincoln took a train ride to a small town in Pennsylvania. He went to dedicate a cemetery. He talked eloquently about dedication and devotion to a cause. It takes but 2 minutes each Nov. 19 for me to recite his Gettysburg Address. I am not devoted to exactly the same cause, but I still find it inspirational.

 

 

It is important to have an activity that prompts and promotes sharpening the saw. As you may have surmised, personally, I like to visit museums.

Dr. Powell is associate professor of pediatrics at Saint Louis University and a pediatric hospitalist at SSM Cardinal Glennon Children’s Medical Center in St. Louis. 

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In 1863, Abraham Lincoln established a Thursday in November as a national day for Thanksgiving. Previous U.S. presidents and Congresses had intermittently appointed days for thanksgiving. After 1863, November became an annual tradition.

A day of thanksgiving can become a day for reflection and self-renewal. It is a time to go beyond thankfulness for mind (knowledge) and body (technical skills). It is also a day to renew the spirit (psyche).

Stephen Covey’s book "The 7 Habits of Highly Effective People" lists habit No. 7 as "Sharpen the Saw." He points out that a sharp saw cuts wood faster, but many people behave as if they are too busy cutting wood to stop and sharpen the saw. This actually makes them even slower and less productive. Tools accomplish more when they are properly taken care of. The same is true for people.

Many other self-help books offer similar advice. Self-renewal is partly letting go of baggage that is weighing you down. It is partly adjusting attitude, as the motivational cliché proclaims: "You can’t change the wind, but you can adjust your sails." It is partly developing strategies for the upcoming week, month, or year.

Medical conferences offer opportunities to update one’s knowledge through continuing medical education. Occasionally these opportunities are training sessions to learn new skills, which might be surgical procedures or even tasks on a computer. However, the most critical item to be updated is the aspiration of the physician himself or herself. Medicine is a calling. In the long run, instilling and maintaining the attitudes and vision of a vocation, in one’s self and one’s colleagues, is the most important activity of a professional.

Instilling Values Through Initiation

The Hippocratic Oath has been around for millennia. One of the recent additions to the rituals of health care has been the White Coat Ceremony. In just 20 years, the annual ritual has become prevalent at the majority of medical schools, as well as colleges of pharmacy and advanced nursing programs. The ritual has even spread internationally. Detractors say there isn’t empirical data about the long term benefits of a White Coat Ceremony, but I find support for it in analogous examples that have a longer history.

Whether it is a church, a fraternity or sorority, or a secular organization, initiation ceremonies are ubiquitous. It is hard to believe that these rites would continue if the senior leadership didn’t reflect back on their careers and assess the rites as valuable. Recently, I had the opportunity to visit the Harry S. Truman Library and Museum in Independence, Mo. A small part of the exhibit was dedicated to his joining the Masons.

The exhibit noted that: "The Masonic Order offered ethical guidance, companionship, and acceptance among other Masons, wherever he might travel." And more specifically, it had a quote from Truman:

"The Scottish Rite has done its best to make a man of me, but they had such a grade of material to start with that they did a poor job I fear. It is the most impressive ceremony I ever saw or read. If a man doesn’t try better after seeing it, he has a screw loose somewhere."

Truman was initially known in Washington D.C. as "the Senator from Pendergast." T.J. Pendergast was a political boss in Kansas City very similar to the more famous Al Capone who ran Chicago. Pendergast was instrumental in getting Truman elected, which led many senators to shun Harry. But within a few years, he was the senator spearheading investigations into corruption and quality problems in the manufacture of military equipment during World War II.

Maintaining the Vision

Aspirational rituals alone do not guarantee ethical behavior. But history demonstrates that professional behavior is better with rituals than without them. Since an oath alone isn’t adequate, it seems prudent for a profession to add another layer of social regulation, such as empowering patients with lists of rights and responsibilities. But initiation ceremonies and regulation aren’t enough. To be a great profession, worthy of the public’s trust and status, individual physicians must periodically refine and reaffirm the values, ideals, and goals that called them to care for others. There are many ways this can be done.

The highly effective physician realizes that keeping up to date reading the medical literature is important, but she can help her patients even more by reading one less journal article a month and using that time to make a habit of renewing her commitment to her core values. On Nov. 19, 1863, 1 week before that national day of Thanksgiving, President Lincoln took a train ride to a small town in Pennsylvania. He went to dedicate a cemetery. He talked eloquently about dedication and devotion to a cause. It takes but 2 minutes each Nov. 19 for me to recite his Gettysburg Address. I am not devoted to exactly the same cause, but I still find it inspirational.

 

 

It is important to have an activity that prompts and promotes sharpening the saw. As you may have surmised, personally, I like to visit museums.

Dr. Powell is associate professor of pediatrics at Saint Louis University and a pediatric hospitalist at SSM Cardinal Glennon Children’s Medical Center in St. Louis. 

In 1863, Abraham Lincoln established a Thursday in November as a national day for Thanksgiving. Previous U.S. presidents and Congresses had intermittently appointed days for thanksgiving. After 1863, November became an annual tradition.

A day of thanksgiving can become a day for reflection and self-renewal. It is a time to go beyond thankfulness for mind (knowledge) and body (technical skills). It is also a day to renew the spirit (psyche).

Stephen Covey’s book "The 7 Habits of Highly Effective People" lists habit No. 7 as "Sharpen the Saw." He points out that a sharp saw cuts wood faster, but many people behave as if they are too busy cutting wood to stop and sharpen the saw. This actually makes them even slower and less productive. Tools accomplish more when they are properly taken care of. The same is true for people.

Many other self-help books offer similar advice. Self-renewal is partly letting go of baggage that is weighing you down. It is partly adjusting attitude, as the motivational cliché proclaims: "You can’t change the wind, but you can adjust your sails." It is partly developing strategies for the upcoming week, month, or year.

Medical conferences offer opportunities to update one’s knowledge through continuing medical education. Occasionally these opportunities are training sessions to learn new skills, which might be surgical procedures or even tasks on a computer. However, the most critical item to be updated is the aspiration of the physician himself or herself. Medicine is a calling. In the long run, instilling and maintaining the attitudes and vision of a vocation, in one’s self and one’s colleagues, is the most important activity of a professional.

Instilling Values Through Initiation

The Hippocratic Oath has been around for millennia. One of the recent additions to the rituals of health care has been the White Coat Ceremony. In just 20 years, the annual ritual has become prevalent at the majority of medical schools, as well as colleges of pharmacy and advanced nursing programs. The ritual has even spread internationally. Detractors say there isn’t empirical data about the long term benefits of a White Coat Ceremony, but I find support for it in analogous examples that have a longer history.

Whether it is a church, a fraternity or sorority, or a secular organization, initiation ceremonies are ubiquitous. It is hard to believe that these rites would continue if the senior leadership didn’t reflect back on their careers and assess the rites as valuable. Recently, I had the opportunity to visit the Harry S. Truman Library and Museum in Independence, Mo. A small part of the exhibit was dedicated to his joining the Masons.

The exhibit noted that: "The Masonic Order offered ethical guidance, companionship, and acceptance among other Masons, wherever he might travel." And more specifically, it had a quote from Truman:

"The Scottish Rite has done its best to make a man of me, but they had such a grade of material to start with that they did a poor job I fear. It is the most impressive ceremony I ever saw or read. If a man doesn’t try better after seeing it, he has a screw loose somewhere."

Truman was initially known in Washington D.C. as "the Senator from Pendergast." T.J. Pendergast was a political boss in Kansas City very similar to the more famous Al Capone who ran Chicago. Pendergast was instrumental in getting Truman elected, which led many senators to shun Harry. But within a few years, he was the senator spearheading investigations into corruption and quality problems in the manufacture of military equipment during World War II.

Maintaining the Vision

Aspirational rituals alone do not guarantee ethical behavior. But history demonstrates that professional behavior is better with rituals than without them. Since an oath alone isn’t adequate, it seems prudent for a profession to add another layer of social regulation, such as empowering patients with lists of rights and responsibilities. But initiation ceremonies and regulation aren’t enough. To be a great profession, worthy of the public’s trust and status, individual physicians must periodically refine and reaffirm the values, ideals, and goals that called them to care for others. There are many ways this can be done.

The highly effective physician realizes that keeping up to date reading the medical literature is important, but she can help her patients even more by reading one less journal article a month and using that time to make a habit of renewing her commitment to her core values. On Nov. 19, 1863, 1 week before that national day of Thanksgiving, President Lincoln took a train ride to a small town in Pennsylvania. He went to dedicate a cemetery. He talked eloquently about dedication and devotion to a cause. It takes but 2 minutes each Nov. 19 for me to recite his Gettysburg Address. I am not devoted to exactly the same cause, but I still find it inspirational.

 

 

It is important to have an activity that prompts and promotes sharpening the saw. As you may have surmised, personally, I like to visit museums.

Dr. Powell is associate professor of pediatrics at Saint Louis University and a pediatric hospitalist at SSM Cardinal Glennon Children’s Medical Center in St. Louis. 

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Contarini's Syndrome

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Contarini's syndrome: Bilateral pleural effusion, each side from different causes

The application of Ockham's razor, or the law of parsimony, to clinical reasoning implies selecting the competing hypothesis that makes the fewest new assumptions based on known factors. Thus, the prevailing hypothesis when confronting a patient with a bilateral pleural effusion would be that a single disease likely explains the accumulation of pleural fluid on both sides. Although the principle of diagnostic parsimony has become axiomatic for the differential diagnosis of diseases, it might not hold true for all cases. That is, the counterpart to Ockham's razor, known as Hickam's dictum, states that patients can have as many diseases as they damn well please. An example is Contarini's condition. Francesco Contarini (1556‐1624) died 1 year after he became the 95th Doge of Venice. The postmortem study revealed a right pleural effusion, probably due to heart failure and a contralateral empyema.1 Since then, it became apparent that bilateral pleural effusions might have more than a single explanation. To improve knowledge of this entity, coined as Contarini's condition by Kutty and Varkey in 1978,2 we systematically searched for cases from a large prospectively maintained pleural fluid database at the Arnau de Vilanova University Hospital (Lleida, Spain), a 470‐bed general medical center serving a population of 400,000 inhabitants. An analysis of previously documented cases was also performed.

Information was gathered from all consecutive patients who have undergone pleural fluid aspiration and analysis during the last 16 years at our institution. Medical records were screened of those patients submitted to bilateral thoracentesis, during a single hospital admission, that resulted in pleural fluids with markedly different biochemical characteristics. Written informed consent was obtained from all patients to use their clinical data in future investigations. The local ethics committee approved this study. In addition, the Embase and PubMed databases were searched using the keywords Contarini's condition, Contarini's syndrome, and bilateral pleural effusion to identify all previously reported cases. Pleural effusion etiology and definition of transudate/exudate were established by standard criteria. Specifically, complicated parapneumonic effusion referred to those pneumonia‐associated non‐purulent effusions that needed a tube thoracostomy for resolution.

Of 2605 patients from our database, 546 (21%) had bilateral pleural effusions, mostly due to heart failure (286 patients) and malignancy (102 patients). There were only 5 (0.9%) patients who had bilateral effusions of different etiologies which, added to an additional 7 patients identified via literature review,1‐7 totaled 12 cases. Their characteristics are summarized in Table 1. However, it should be noted that 4 of the 7 previously reported cases were described as the concurrence of chylothorax and malignant effusion.3‐5, 7 This combination may result from a common causative factor (ie, lymphoma or metastatic carcinoma), thus bringing into question their status as valid examples of Contarini's condition. Aside from these cases, bacterial infections (ie, parapneumonics and empyema) represent the most common coexisting disease in Contarini's cases, particularly in association with heart failure (50% of the cases). The reason behind this is that pneumonia may precipitate an acute decompensation of heart failure. In a recent study, 7.4% of 33,130 patients developed heart failure during hospitalization for pneumonia.8

Clinical Characteristics of 12 Cases of Contarini's Syndrome, Previous and Present Reports
Reports Age/Sex Characteristics of the Right‐Sided Effusion Characteristics of the Left‐Sided Effusion Right/Left‐Sided Effusion Diagnoses Notes
  • Abbreviations: HIV, human immunodeficiency virus; ND, no data available; SVC, superior vena cava.

Reference
Jarcho1 68/M Watery Pus Heart failure/empyema The patient was named Francesco Contarini. Final diagnoses result from a retrospective interpretation of the autopsy study performed 3 centuries earlier.
Kutty and Varkey2 57/M Lymphocytic exudate with negative culture Neuthophilic exudate with positive culture for S. aureus Probable malignant (leukemia)/empyema No cytological or histological pleural studies were performed on the right side.
Lawton et al.3 57/F Straw‐colored, positive malignant cytology Chylous, positive malignant cytology Malignant (SVC syndrome)/malignant chylothorax The autopsy study showed tumor thrombosis of SVC and metastatic mediastinal lymphadenopathy from an ovarian adenocarcinoma.
Fred4 ND/M Chylous with negative cytology Bloody, with positive cytology consistent with lymphoma Chylothorax/malignant Lymphoma could have eventually explained both chylothorax and malignant effusion.
Brannen and Berman5 48/F Chylous with negative cytology Straw‐colored exudate with negative cytology Chylothorax/probable malignant A non‐Hodgkin's lymphoma was responsible for the bilateral effusions. Pleural fluid triglyceride levels were not available on the left side.
Dixit et al.6 23/M Pus, positive culture for S. aureus Lymphocytic exudate, smear positive for acid‐fast bacilli Empyema/tuberculosis The patient tested positive for HIV infection.
Khan et al.7 46/F Serous, positive cytology Milky, negative for malignancy Malignant/chylothorax The patient had metastatic ovarian carcinoma.
Current series
Patient 1 79/M Neutrophilic exudate with normal pH and glucose; negative cytology and culture Transudate Subphrenic abscess/hypervolemia due to perioperative excessive volume load The patient had acute cholecystitis.
Patient 2 49/F Transudate Neutrophilic exudate with pH 7.1, glucose 1 mg/dL, and detection of pneumococcal antigen in pleural fluid Pericardial disease/simple parapneumonic effusion Pericardial involvement was considered secondary to pneumococcal disease. Left‐sided effusion cured only with antibiotics.
Patient 3 73/M Neutrophilic exudate with pH 7, glucose 9 mg/dL, and negative cultures and cytology Borderline lymphocytic exudate with normal pH and glucose, and negative cultures and cytology Complicated parapneumonic effusion/radiation pleuritis The patient had a history of radiotherapy for a gastric adenocarcinoma.
Patient 4 57/M Pus Transudate Empyema/heart failure
Patient 5 76/M Transudate Neutrophilic exudate with pH 7.1 and negative cultures Heart failure/complicated parapneumonic effusion

Kalomenidis et al. studied 27 patients with bilateral pleural effusions who underwent bilateral thoracentesis to determine if the findings were the same.9 They found that the main biochemical and cellular features on both sides were generally similar, except for 2 (7.5%) cases which had significantly different pleural fluid lactate dehydrogenase (LDH) levels. Although a plausible explanation for the latter was not given, this circumstance did not change the categorization of the effusions. The authors concluded that bilateral diagnostic thoracenteses were not necessary unless there was a specific clinical indication. The fact that most patients with bilateral pleural effusions are submitted to a unilateral thoracentesis may have resulted in an underestimation of the current prevalence of Contarini's syndrome. In our series, differing lung and pleural computed tomographic (CT) imaging characteristics between both hemithoraces was the primary reason for performing bilateral pleural taps in all 5 cases. After the dual diagnosis, the corresponding patients benefited from an additional therapeutic intervention, mainly treatment for heart failure. Therefore, the rationale to exceptionally consider a bilateral diagnostic thoracentesis is to avoid missing significant pathology by sampling the wrong pleural space (in particular, one caused by heart failure) and thus failing to properly diagnose contralateral exudative effusion with an attendant serious etiology.

In conclusion, Contarini's syndrome is a rare and distinct entity, but probably underdiagnosed. Although a bilateral pleural fluid aspiration is seldom justified in routine clinical practice, it should be considered if any of the following are met: unilateral parenchymal lung involvement, significantly disparate‐sized effusions, markedly different attenuation values (Hounsfield units) or appearance (eg, unilateral pleural loculations or enhancement) on CT, atypical clinical findings (fever or pleuritic chest pain in the context of decompensated heart failure), resolution of pleural effusion only on 1 side, and the diagnosis of pleural diseases usually associated with unilateral effusions (eg, pneumonia). However, it should be stressed that these are expert, rather than evidence‐based, recommendations.

Files
References
  1. Jarcho S.Empyema or hydrothorax in the ninety‐five Doge of Venice.Bull N Y Acad Med.1970;46:378385.
  2. Kutty CP,Varkey B.“Contarini's condition:” bilateral pleural effusion with markedly different characteristics.Chest1978;74:679680.
  3. Lawton F,Blackledge G,Johnson R.Co‐existent chylous and serous pleural effusions associated with ovarian cancer: a case report of Contarini's syndrome.Eur J Surg Oncol.1985;11:177178.
  4. Fred HL.Contarini's condition.South Med J.1992;85:3334.
  5. Brannen AL,Berman EJ.Contarini's condition: paradise regained.South Med J.1992;85:11531154.
  6. Dixit R,Joshi N,Nawal CL.Contarini's syndrome in a HIV positive patient.J Assoc Physicians India2004;52:841842.
  7. Khan Z,Miller A,Badhey K,Bachan M.Contarini syndrome resulting from ovarian carcinoma [abstract].Chest2007;132:703S.
  8. Perry TW,Pugh MJ,Waterer WG, et al.Incidence of cardiovascular events after hospital admission for pneumonia.Am J Med.2011;124:244251.
  9. Kalomenidis I,Rodriguez M,Barnette R, et al.Patient with bilateral pleural effusion. Are the findings the same in each fluid?Chest2003;124:167176.
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The application of Ockham's razor, or the law of parsimony, to clinical reasoning implies selecting the competing hypothesis that makes the fewest new assumptions based on known factors. Thus, the prevailing hypothesis when confronting a patient with a bilateral pleural effusion would be that a single disease likely explains the accumulation of pleural fluid on both sides. Although the principle of diagnostic parsimony has become axiomatic for the differential diagnosis of diseases, it might not hold true for all cases. That is, the counterpart to Ockham's razor, known as Hickam's dictum, states that patients can have as many diseases as they damn well please. An example is Contarini's condition. Francesco Contarini (1556‐1624) died 1 year after he became the 95th Doge of Venice. The postmortem study revealed a right pleural effusion, probably due to heart failure and a contralateral empyema.1 Since then, it became apparent that bilateral pleural effusions might have more than a single explanation. To improve knowledge of this entity, coined as Contarini's condition by Kutty and Varkey in 1978,2 we systematically searched for cases from a large prospectively maintained pleural fluid database at the Arnau de Vilanova University Hospital (Lleida, Spain), a 470‐bed general medical center serving a population of 400,000 inhabitants. An analysis of previously documented cases was also performed.

Information was gathered from all consecutive patients who have undergone pleural fluid aspiration and analysis during the last 16 years at our institution. Medical records were screened of those patients submitted to bilateral thoracentesis, during a single hospital admission, that resulted in pleural fluids with markedly different biochemical characteristics. Written informed consent was obtained from all patients to use their clinical data in future investigations. The local ethics committee approved this study. In addition, the Embase and PubMed databases were searched using the keywords Contarini's condition, Contarini's syndrome, and bilateral pleural effusion to identify all previously reported cases. Pleural effusion etiology and definition of transudate/exudate were established by standard criteria. Specifically, complicated parapneumonic effusion referred to those pneumonia‐associated non‐purulent effusions that needed a tube thoracostomy for resolution.

Of 2605 patients from our database, 546 (21%) had bilateral pleural effusions, mostly due to heart failure (286 patients) and malignancy (102 patients). There were only 5 (0.9%) patients who had bilateral effusions of different etiologies which, added to an additional 7 patients identified via literature review,1‐7 totaled 12 cases. Their characteristics are summarized in Table 1. However, it should be noted that 4 of the 7 previously reported cases were described as the concurrence of chylothorax and malignant effusion.3‐5, 7 This combination may result from a common causative factor (ie, lymphoma or metastatic carcinoma), thus bringing into question their status as valid examples of Contarini's condition. Aside from these cases, bacterial infections (ie, parapneumonics and empyema) represent the most common coexisting disease in Contarini's cases, particularly in association with heart failure (50% of the cases). The reason behind this is that pneumonia may precipitate an acute decompensation of heart failure. In a recent study, 7.4% of 33,130 patients developed heart failure during hospitalization for pneumonia.8

Clinical Characteristics of 12 Cases of Contarini's Syndrome, Previous and Present Reports
Reports Age/Sex Characteristics of the Right‐Sided Effusion Characteristics of the Left‐Sided Effusion Right/Left‐Sided Effusion Diagnoses Notes
  • Abbreviations: HIV, human immunodeficiency virus; ND, no data available; SVC, superior vena cava.

Reference
Jarcho1 68/M Watery Pus Heart failure/empyema The patient was named Francesco Contarini. Final diagnoses result from a retrospective interpretation of the autopsy study performed 3 centuries earlier.
Kutty and Varkey2 57/M Lymphocytic exudate with negative culture Neuthophilic exudate with positive culture for S. aureus Probable malignant (leukemia)/empyema No cytological or histological pleural studies were performed on the right side.
Lawton et al.3 57/F Straw‐colored, positive malignant cytology Chylous, positive malignant cytology Malignant (SVC syndrome)/malignant chylothorax The autopsy study showed tumor thrombosis of SVC and metastatic mediastinal lymphadenopathy from an ovarian adenocarcinoma.
Fred4 ND/M Chylous with negative cytology Bloody, with positive cytology consistent with lymphoma Chylothorax/malignant Lymphoma could have eventually explained both chylothorax and malignant effusion.
Brannen and Berman5 48/F Chylous with negative cytology Straw‐colored exudate with negative cytology Chylothorax/probable malignant A non‐Hodgkin's lymphoma was responsible for the bilateral effusions. Pleural fluid triglyceride levels were not available on the left side.
Dixit et al.6 23/M Pus, positive culture for S. aureus Lymphocytic exudate, smear positive for acid‐fast bacilli Empyema/tuberculosis The patient tested positive for HIV infection.
Khan et al.7 46/F Serous, positive cytology Milky, negative for malignancy Malignant/chylothorax The patient had metastatic ovarian carcinoma.
Current series
Patient 1 79/M Neutrophilic exudate with normal pH and glucose; negative cytology and culture Transudate Subphrenic abscess/hypervolemia due to perioperative excessive volume load The patient had acute cholecystitis.
Patient 2 49/F Transudate Neutrophilic exudate with pH 7.1, glucose 1 mg/dL, and detection of pneumococcal antigen in pleural fluid Pericardial disease/simple parapneumonic effusion Pericardial involvement was considered secondary to pneumococcal disease. Left‐sided effusion cured only with antibiotics.
Patient 3 73/M Neutrophilic exudate with pH 7, glucose 9 mg/dL, and negative cultures and cytology Borderline lymphocytic exudate with normal pH and glucose, and negative cultures and cytology Complicated parapneumonic effusion/radiation pleuritis The patient had a history of radiotherapy for a gastric adenocarcinoma.
Patient 4 57/M Pus Transudate Empyema/heart failure
Patient 5 76/M Transudate Neutrophilic exudate with pH 7.1 and negative cultures Heart failure/complicated parapneumonic effusion

Kalomenidis et al. studied 27 patients with bilateral pleural effusions who underwent bilateral thoracentesis to determine if the findings were the same.9 They found that the main biochemical and cellular features on both sides were generally similar, except for 2 (7.5%) cases which had significantly different pleural fluid lactate dehydrogenase (LDH) levels. Although a plausible explanation for the latter was not given, this circumstance did not change the categorization of the effusions. The authors concluded that bilateral diagnostic thoracenteses were not necessary unless there was a specific clinical indication. The fact that most patients with bilateral pleural effusions are submitted to a unilateral thoracentesis may have resulted in an underestimation of the current prevalence of Contarini's syndrome. In our series, differing lung and pleural computed tomographic (CT) imaging characteristics between both hemithoraces was the primary reason for performing bilateral pleural taps in all 5 cases. After the dual diagnosis, the corresponding patients benefited from an additional therapeutic intervention, mainly treatment for heart failure. Therefore, the rationale to exceptionally consider a bilateral diagnostic thoracentesis is to avoid missing significant pathology by sampling the wrong pleural space (in particular, one caused by heart failure) and thus failing to properly diagnose contralateral exudative effusion with an attendant serious etiology.

In conclusion, Contarini's syndrome is a rare and distinct entity, but probably underdiagnosed. Although a bilateral pleural fluid aspiration is seldom justified in routine clinical practice, it should be considered if any of the following are met: unilateral parenchymal lung involvement, significantly disparate‐sized effusions, markedly different attenuation values (Hounsfield units) or appearance (eg, unilateral pleural loculations or enhancement) on CT, atypical clinical findings (fever or pleuritic chest pain in the context of decompensated heart failure), resolution of pleural effusion only on 1 side, and the diagnosis of pleural diseases usually associated with unilateral effusions (eg, pneumonia). However, it should be stressed that these are expert, rather than evidence‐based, recommendations.

The application of Ockham's razor, or the law of parsimony, to clinical reasoning implies selecting the competing hypothesis that makes the fewest new assumptions based on known factors. Thus, the prevailing hypothesis when confronting a patient with a bilateral pleural effusion would be that a single disease likely explains the accumulation of pleural fluid on both sides. Although the principle of diagnostic parsimony has become axiomatic for the differential diagnosis of diseases, it might not hold true for all cases. That is, the counterpart to Ockham's razor, known as Hickam's dictum, states that patients can have as many diseases as they damn well please. An example is Contarini's condition. Francesco Contarini (1556‐1624) died 1 year after he became the 95th Doge of Venice. The postmortem study revealed a right pleural effusion, probably due to heart failure and a contralateral empyema.1 Since then, it became apparent that bilateral pleural effusions might have more than a single explanation. To improve knowledge of this entity, coined as Contarini's condition by Kutty and Varkey in 1978,2 we systematically searched for cases from a large prospectively maintained pleural fluid database at the Arnau de Vilanova University Hospital (Lleida, Spain), a 470‐bed general medical center serving a population of 400,000 inhabitants. An analysis of previously documented cases was also performed.

Information was gathered from all consecutive patients who have undergone pleural fluid aspiration and analysis during the last 16 years at our institution. Medical records were screened of those patients submitted to bilateral thoracentesis, during a single hospital admission, that resulted in pleural fluids with markedly different biochemical characteristics. Written informed consent was obtained from all patients to use their clinical data in future investigations. The local ethics committee approved this study. In addition, the Embase and PubMed databases were searched using the keywords Contarini's condition, Contarini's syndrome, and bilateral pleural effusion to identify all previously reported cases. Pleural effusion etiology and definition of transudate/exudate were established by standard criteria. Specifically, complicated parapneumonic effusion referred to those pneumonia‐associated non‐purulent effusions that needed a tube thoracostomy for resolution.

Of 2605 patients from our database, 546 (21%) had bilateral pleural effusions, mostly due to heart failure (286 patients) and malignancy (102 patients). There were only 5 (0.9%) patients who had bilateral effusions of different etiologies which, added to an additional 7 patients identified via literature review,1‐7 totaled 12 cases. Their characteristics are summarized in Table 1. However, it should be noted that 4 of the 7 previously reported cases were described as the concurrence of chylothorax and malignant effusion.3‐5, 7 This combination may result from a common causative factor (ie, lymphoma or metastatic carcinoma), thus bringing into question their status as valid examples of Contarini's condition. Aside from these cases, bacterial infections (ie, parapneumonics and empyema) represent the most common coexisting disease in Contarini's cases, particularly in association with heart failure (50% of the cases). The reason behind this is that pneumonia may precipitate an acute decompensation of heart failure. In a recent study, 7.4% of 33,130 patients developed heart failure during hospitalization for pneumonia.8

Clinical Characteristics of 12 Cases of Contarini's Syndrome, Previous and Present Reports
Reports Age/Sex Characteristics of the Right‐Sided Effusion Characteristics of the Left‐Sided Effusion Right/Left‐Sided Effusion Diagnoses Notes
  • Abbreviations: HIV, human immunodeficiency virus; ND, no data available; SVC, superior vena cava.

Reference
Jarcho1 68/M Watery Pus Heart failure/empyema The patient was named Francesco Contarini. Final diagnoses result from a retrospective interpretation of the autopsy study performed 3 centuries earlier.
Kutty and Varkey2 57/M Lymphocytic exudate with negative culture Neuthophilic exudate with positive culture for S. aureus Probable malignant (leukemia)/empyema No cytological or histological pleural studies were performed on the right side.
Lawton et al.3 57/F Straw‐colored, positive malignant cytology Chylous, positive malignant cytology Malignant (SVC syndrome)/malignant chylothorax The autopsy study showed tumor thrombosis of SVC and metastatic mediastinal lymphadenopathy from an ovarian adenocarcinoma.
Fred4 ND/M Chylous with negative cytology Bloody, with positive cytology consistent with lymphoma Chylothorax/malignant Lymphoma could have eventually explained both chylothorax and malignant effusion.
Brannen and Berman5 48/F Chylous with negative cytology Straw‐colored exudate with negative cytology Chylothorax/probable malignant A non‐Hodgkin's lymphoma was responsible for the bilateral effusions. Pleural fluid triglyceride levels were not available on the left side.
Dixit et al.6 23/M Pus, positive culture for S. aureus Lymphocytic exudate, smear positive for acid‐fast bacilli Empyema/tuberculosis The patient tested positive for HIV infection.
Khan et al.7 46/F Serous, positive cytology Milky, negative for malignancy Malignant/chylothorax The patient had metastatic ovarian carcinoma.
Current series
Patient 1 79/M Neutrophilic exudate with normal pH and glucose; negative cytology and culture Transudate Subphrenic abscess/hypervolemia due to perioperative excessive volume load The patient had acute cholecystitis.
Patient 2 49/F Transudate Neutrophilic exudate with pH 7.1, glucose 1 mg/dL, and detection of pneumococcal antigen in pleural fluid Pericardial disease/simple parapneumonic effusion Pericardial involvement was considered secondary to pneumococcal disease. Left‐sided effusion cured only with antibiotics.
Patient 3 73/M Neutrophilic exudate with pH 7, glucose 9 mg/dL, and negative cultures and cytology Borderline lymphocytic exudate with normal pH and glucose, and negative cultures and cytology Complicated parapneumonic effusion/radiation pleuritis The patient had a history of radiotherapy for a gastric adenocarcinoma.
Patient 4 57/M Pus Transudate Empyema/heart failure
Patient 5 76/M Transudate Neutrophilic exudate with pH 7.1 and negative cultures Heart failure/complicated parapneumonic effusion

Kalomenidis et al. studied 27 patients with bilateral pleural effusions who underwent bilateral thoracentesis to determine if the findings were the same.9 They found that the main biochemical and cellular features on both sides were generally similar, except for 2 (7.5%) cases which had significantly different pleural fluid lactate dehydrogenase (LDH) levels. Although a plausible explanation for the latter was not given, this circumstance did not change the categorization of the effusions. The authors concluded that bilateral diagnostic thoracenteses were not necessary unless there was a specific clinical indication. The fact that most patients with bilateral pleural effusions are submitted to a unilateral thoracentesis may have resulted in an underestimation of the current prevalence of Contarini's syndrome. In our series, differing lung and pleural computed tomographic (CT) imaging characteristics between both hemithoraces was the primary reason for performing bilateral pleural taps in all 5 cases. After the dual diagnosis, the corresponding patients benefited from an additional therapeutic intervention, mainly treatment for heart failure. Therefore, the rationale to exceptionally consider a bilateral diagnostic thoracentesis is to avoid missing significant pathology by sampling the wrong pleural space (in particular, one caused by heart failure) and thus failing to properly diagnose contralateral exudative effusion with an attendant serious etiology.

In conclusion, Contarini's syndrome is a rare and distinct entity, but probably underdiagnosed. Although a bilateral pleural fluid aspiration is seldom justified in routine clinical practice, it should be considered if any of the following are met: unilateral parenchymal lung involvement, significantly disparate‐sized effusions, markedly different attenuation values (Hounsfield units) or appearance (eg, unilateral pleural loculations or enhancement) on CT, atypical clinical findings (fever or pleuritic chest pain in the context of decompensated heart failure), resolution of pleural effusion only on 1 side, and the diagnosis of pleural diseases usually associated with unilateral effusions (eg, pneumonia). However, it should be stressed that these are expert, rather than evidence‐based, recommendations.

References
  1. Jarcho S.Empyema or hydrothorax in the ninety‐five Doge of Venice.Bull N Y Acad Med.1970;46:378385.
  2. Kutty CP,Varkey B.“Contarini's condition:” bilateral pleural effusion with markedly different characteristics.Chest1978;74:679680.
  3. Lawton F,Blackledge G,Johnson R.Co‐existent chylous and serous pleural effusions associated with ovarian cancer: a case report of Contarini's syndrome.Eur J Surg Oncol.1985;11:177178.
  4. Fred HL.Contarini's condition.South Med J.1992;85:3334.
  5. Brannen AL,Berman EJ.Contarini's condition: paradise regained.South Med J.1992;85:11531154.
  6. Dixit R,Joshi N,Nawal CL.Contarini's syndrome in a HIV positive patient.J Assoc Physicians India2004;52:841842.
  7. Khan Z,Miller A,Badhey K,Bachan M.Contarini syndrome resulting from ovarian carcinoma [abstract].Chest2007;132:703S.
  8. Perry TW,Pugh MJ,Waterer WG, et al.Incidence of cardiovascular events after hospital admission for pneumonia.Am J Med.2011;124:244251.
  9. Kalomenidis I,Rodriguez M,Barnette R, et al.Patient with bilateral pleural effusion. Are the findings the same in each fluid?Chest2003;124:167176.
References
  1. Jarcho S.Empyema or hydrothorax in the ninety‐five Doge of Venice.Bull N Y Acad Med.1970;46:378385.
  2. Kutty CP,Varkey B.“Contarini's condition:” bilateral pleural effusion with markedly different characteristics.Chest1978;74:679680.
  3. Lawton F,Blackledge G,Johnson R.Co‐existent chylous and serous pleural effusions associated with ovarian cancer: a case report of Contarini's syndrome.Eur J Surg Oncol.1985;11:177178.
  4. Fred HL.Contarini's condition.South Med J.1992;85:3334.
  5. Brannen AL,Berman EJ.Contarini's condition: paradise regained.South Med J.1992;85:11531154.
  6. Dixit R,Joshi N,Nawal CL.Contarini's syndrome in a HIV positive patient.J Assoc Physicians India2004;52:841842.
  7. Khan Z,Miller A,Badhey K,Bachan M.Contarini syndrome resulting from ovarian carcinoma [abstract].Chest2007;132:703S.
  8. Perry TW,Pugh MJ,Waterer WG, et al.Incidence of cardiovascular events after hospital admission for pneumonia.Am J Med.2011;124:244251.
  9. Kalomenidis I,Rodriguez M,Barnette R, et al.Patient with bilateral pleural effusion. Are the findings the same in each fluid?Chest2003;124:167176.
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Journal of Hospital Medicine - 7(2)
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Contarini's syndrome: Bilateral pleural effusion, each side from different causes
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Department of Internal Medicine, Arnau de Vilanova University Hospital, Avda Alcalde Rovira Roure 80, 25198 Lleida, Spain
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Patient Satisfaction with Hospital Care

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Patient satisfaction with hospital care provided by hospitalists and primary care physicians

Over the past decade, hospital medicine has been the nation's fastest‐growing medical specialty. According to the American Hospital Association's (AHA) 2009 survey, 58% of United States (US) hospitals now have hospital medicine programs, and for hospitals with 200 or more beds, this figure is 89%.1 In 2009, the AHA estimated that the number of US hospitalists would increase to over 34,000 by 2011, over double that of the 16,000 present in 2005.1 Studies demonstrate that, compared to a system where primary care physicians provide inpatient care, the hospitalist model improves efficiency while maintaining at least equal patient outcomes.211 However, scant data exist as to the effects of hospitalists on patient satisfaction.12 Understanding how care models affect patient experience is vital in the current environment of healthcare reform and performance reporting, especially in light of the Centers for Medicare and Medicaid Services' (CMS) efforts to link the patient experience to reimbursement through value‐based purchasing.13 Value‐based purchasing is a strategy to encourage and reward excellence in healthcare delivery through differential reimbursement based on defined performance measures. As one part of value‐based purchasing, hospital reimbursement will be linked to patient‐experience measures, including patient ratings of their doctor's ability to communicate with them and other questions assessing patient satisfaction with their hospital stay.14

In the outpatient setting, trust is the variable most strongly associated with patient satisfaction.1518 In contrast to PCPs, who may develop relationships with patients over years, hospitalists often first meet a patient in the hospital and must engender trust quickly. In addition, hospitalists work in shifts and may not be responsible for the same patients each day. Since continuity is positively related to trust,19, 20 there is reason to believe satisfaction with hospitalist care might be lower than satisfaction with care provided by PCPs. We report on 8295 patients and 6 years experience with hospitalist programs at 3 hospitals. Based on the known link between continuity and patient satisfaction, we hypothesized that patient satisfaction would be lower with hospitalists than with primary care internists.

METHODS

Setting

Our study was conducted at 3 Western Massachusetts hospitals affiliated with Baystate Health, an integrated healthcare delivery system. These included 2 small community hospitals (<100 beds) and a 653‐bed tertiary care, academic teaching hospital. Hospitalist services were established at the tertiary care center in 2001 and at the community hospitals in 2004 and 2005; the programs have evolved over time. In addition, the tertiary care center has 3 different hospitalist groups: an academic group that is employed by the hospital and works with house staff, a hospitalist service that is owned by the hospital and cares for patients from specific outpatient practices, and one that is privately owned caring for patients from another group of practices. The community hospitals each have a single, hospital‐owned service. Primary care physicians also provide inpatient care at all 3 institutions, although their number has decreased over time as the hospitalist programs have grown. All hospitalist services varied in the number of consecutive days in a rounding cycle (degree of continuity), and which services had an admitting team (single initial physician encounter with a different rounding physician) versus a single physician being both the admitting and rounding physician. Consequently, continuity, as measured by the number of different physicians caring for an individual patient during 1 hospitalization, would be expected to vary depending on the type of hospitalist service and the length of stay. Likewise, patients admitted by their primary care physician's office may have been cared for by either their PCP or a practice colleague. All hospitalists and PCPs care for inpatients having similar hospital experiences, as all aspects of a patient's care (including the medical wards, nursing staff, discharge planners, and information systems) are identical, regardless of physician designation. The study was approved by Baystate Health System's Institutional Review Board.

Data Collection

Since February 2001, Baystate Health, in conjunction with Professional Research Consultants, Inc (PRC), has conducted scripted postdischarge patient satisfaction telephone interviews of random discharged adult medicine patients, with Hospital Consumer Assessment of Healthcare Providers and Systems (HCAHPS) questions added in January 2007. Approximately 50 surveys per quarter, per hospital floor, were conducted. Trained PRC staff assessed up to 115 variables encompassing the inpatient experience. We limited our analysis to those domains that reflected satisfaction with physician care, including satisfaction with physician care quality, physician communication, physician behavior, and pain management. The survey responses were scored, depending on question type, with: never, sometimes, usually, always (HCAHPS); or excellent, very good, good, fair, poor (PRC). Each score was converted to a numeric equivalent, with the highest score (4 or 5, depending on scale used) being best and 1 being worst. The specific questions are included in Supporting Appendix A in the online version of this article.

Additional patient information for respondents was extracted from the hospitals' billing database, using medical record numbers, and included age, gender, admission year, education level, language, illness severity, emergency room (ER) admission status, institution, and attending physician type (academic hospitalist [AH], hospital‐owned hospitalist [HOH], private hospitalist [PH], or primary care physician [PCP]). It was not possible to distinguish whether PCP patients were cared for by their own PCP or a colleague from the same practice.

Statistical Analysis

Patient satisfaction data were derived from survey responses of adult inpatients cared for by hospitalists or PCPs between January 1, 2003 and March 31, 2009. The primary outcome was patient‐reported satisfaction with physician care quality measured on a 5‐point Likert scale. In a secondary analysis, physician groups were compared on the proportion of responses that were excellent (a score of 5 on the Likert scale) and the proportion that were poor (a score of 1). Other secondary outcomes included patient satisfaction ratings of physician behavior, pain management, and communication. Averages and percent ranking excellent and poor were calculated for each hospitalist group and for PCPs. Other outcomes analyzed included average patient satisfaction with physician care quality, both over time and stratified by the presence or absence of having an established PCP prior to admission.

In view of the large sample size, Likert‐scale responses were analyzed as continuous outcomes. For unadjusted comparisons among hospitalist groups, t tests and 1‐way ANOVAs were conducted for the scales scores, while chi‐square tests were used for dichotomous outcomes. For multivariable analyses, multiple linear regression was used for continuous outcomes. For dichotomous outcomes, adjusted prevalence ratios were estimated using Poisson regression with robust standard errors.21 All multivariable models controlled for sex, marital status, illness severity, age group, ethnicity, length of stay, and emergency room admission. Observations with missing data were excluded from analyses. Differences in bivariable and multivariable analyses were considered significant at a critical test level of 5%. Prevalence ratios are reported with 95% confidence intervals. All analyses were conducted in Stata, version 11 (StataCorp, College Station, TX).

RESULTS

Of patients who were reached by telephone, 87% agreed to participate in the hospital survey. However, most patients could not be reached by phone; thus our estimated response rate, including those who could not be reached, was 27%. For the subset of patients interviewed using the HCAHPS protocol, the response rate was 40%. Our final sample included 8295 patients (3597 cared for by 59 hospitalists and 4698 by 288 PCPs) interviewed between 2003 and 2009. Three‐quarters of the patients were from the tertiary care center, whereas 17% and 8% were from each of the community hospitals (see Supporting Appendix B in the online version of this article). Patient characteristics appear in Table 1. Patients cared for by hospitalists were similar to those cared for by PCPs in terms of age, sex, marital status, education, and language, but hospitalist patients were more likely to have been admitted through the emergency department (93% vs 84%, P < 0.001) and less likely to be white (83% vs 85%, P = 0.01). Patients cared for by hospitalists also had higher average illness severity score (2.2 0.8 vs 2.0 0.8, P < 0.001), longer average LOS (4.3 4.3 vs 4.0 3.6, P < 0.001), and lower mean perceived health score (2.8 1.2 vs 3.0 1.2, P = 0.01).

Characteristics of Patients Cared for by Hospitalists and Primary Care Physicians
CharacteristicPCP N = 4698Hospitalist N = 3597P Value
  • Abbreviations: PCP, primary care physician.

Age (mean, SD)63.5 (16.6)63.7 (16.3)0.53
Male sex (%)44.946.20.28
White race (%)85.383.20.01
Married (%)49.148.70.69
English spoken at home (%)96.097.00.09
At least some college education (%)47.143.70.22
Admitted through the emergency department (%)84.392.5<0.001
Average illness severity rating (mean, SD)2.0 (0.8)2.2 (0.8)<0.001
Average perceived health score (mean, SD)3.0 (1.2)2.8 (1.2)0.01
Average length of stay (days) (mean, SD)4.0 (3.6)4.3 (4.3)<0.001
Discharged home (%)87.988.50.73

Unadjusted patient reported satisfaction with physician care quality was slightly greater for PCPs than hospitalists (4.25 vs 4.19, P = 0.009). After multivariable adjustment, the difference was attenuated but persisted (4.24 vs 4.20, P = 0.04). We found no statistical difference among the hospitals or the specific hospitalist groups in terms of satisfaction with overall physician care quality (Figure 1). There were no statistical differences in patient satisfaction ratings of hospitalist and PCPs for the subdomains of behavior, pain, and communication (Table 2). There were also no differences in the proportion of patients cared for by hospitalists or PCPs who rated their physicians in the highest satisfaction category (79% vs 81%, P = 0.17) or the lowest (5% vs 5%, P = 0.19). Among patients cared for by academic hospitalists, there was no difference in satisfaction rating between those patients who had a designated primary care physician in the outpatient setting and those who did not (4.22 0.94 vs 4.19 0.94, P = 0.97). Finally, satisfaction with both hospitalists and PCPs showed equivalent rates of improvement over time (Figure 2).

Figure 1
Patient satisfaction with physician care quality, adjusted. Abbreviations: PCP, primary care physician.
Figure 2
Trend in quality ratings over time by physician category. Abbreviations: PCP, primary care physician. physician. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]
Adjusted Average Patient Satisfaction With Physician Rating by Category
 PCPHospitalistP Value
  • NOTE: Models adjusted for sex, marital status, severity, age group, ethnicity, length of stay, and emergency room (ER) admission; 95% confidence intervals (CI) in brackets.

  • Abbreviations: PCP, primary care physician.

  • 5‐Point rating scale.

  • 4‐Point rating scale.

SatisfactionOverall, you would rate the quality of doctor care as:*4.24 [4.21, 4.27]4.20 [4.17, 4.23]0.04
BehaviorDoctors treated you with courtesy/respect3.77 [3.73, 3.82]3.78 [3.73, 3.82]0.88
Pain controlPain management by hospital staff*4.11 [4.08, 4.14]4.09 [4.05, 4.12]0.35
Pain well controlled3.55 [3.47, 3.63]3.48 [3.41, 3.55]0.23
Staff did everything to help with pain3.73 [3.66, 3.80]3.68 [3.62, 3.75]0.33
Communication skillsDoctors listened carefully to you3.66 [3.61, 3.72]3.67 [3.62, 3.72]0.83
Doctors explained things in an understandable way3.60 [3.54, 3.66]3.61 [3.56, 3.67]0.73
Doctor's communication*4.02 [3.97, 4.07]3.98 [3.93, 4.03]0.27
Doctor discussed your anxiety/fears*4.00 [3.96, 4.03]3.97 [3.93, 4.01]0.26
Doctor involved you in decisions*4.00 [3.95, 4.06]3.98 [3.93, 4.03]0.49

DISCUSSION

In this observational study of over 8200 patients cared for over 6 years by 347 physicians at 3 hospitals, we found that patient satisfaction with inpatient care provided by hospitalists and primary care doctors was almost identical. As we hypothesized, overall satisfaction with physician care quality, our primary outcome, was slightly greater with primary care doctors; however, the observed difference, 0.04 on a scale of 1 to 5, cannot be considered clinically significant. All patients were generally satisfied (4.2‐4.3 rating on 5‐point scale) with their inpatient care, and satisfaction scores increased over time. We also found no differences among the specific domains of satisfaction, including communication skills, pain control, and physician behavior. Finally, we found no significant difference in patient satisfaction with physician care quality among the different hospitalist services.

Previous studies of patient satisfaction conducted in the outpatient setting found that continuity of care was an important determinant of trust and, consequently, overall satisfaction.15, 16, 19, 20, 22 Because hospitalist models introduce discontinuity, they might be expected to undermine satisfaction. Surprisingly, few studies have addressed this issue. In a review of the hospitalist studies through 2002, Wachter and Goldman found 19 studies, 5 of which measured patient satisfaction.23 Three of these were conducted on teaching services and compared designated faculty hospitalists to traditional ward attendings, who rotated onto the inpatient services 1 to 2 months per year. Primary care doctors were excluded.2426 A fourth study provided a descriptive narrative of the development of the first hospitalist program in Minneapolis, Minnesota, and anecdotally noted no difference in patient satisfaction between the hospitalist and traditional model, but presented no data because the satisfaction surveys were not designed with publication in mind.27 The only study to actually assess whether patient satisfaction was greater with hospitalists or PCPs was an observational study by Davis et al., conducted in 1 rural hospital during the first year of its hospitalist program. In that study, 2 hospitalists were compared to 17 PCPs, and patient satisfaction surveys were available for approximately 44 patients managed by hospitalists and 168 patients managed by PCPs. Specific data were not reported, but it was noted that there was no statistical difference in satisfaction between those cared for by hospitalists versus PCPs.28 On the basis of these studies, Wachter and Goldman concluded that surveys of patients who were cared for by hospitalists show high levels of satisfaction, no lower than that of similar patients cared for by their own primary physicians.23 Wachter and Goldman's review has been highly cited, and we could find no subsequent studies addressing this issue. Our study provides the first real evidence to support this conclusion, including data from 59 hospitalists practicing in 5 separate hospitalist programs at 3 different hospitals.

Our finding that hospitalists maintain satisfaction despite a lack of continuity suggests that other aspects of care may be more important to patient satisfaction. Larson et al. found that physician ability to meet patient's information needs was positively associated with patient satisfaction.29 Similarly, Tarrant et al. found that patient's trust in a physician improved with increasing communication, interpersonal care, and knowledge of the patient. Interestingly, continuity, ie. the proportion of visits to the usual general practitioner (GP) or duration with the practice, did not correlate with trust.30 Finally, a systematic review of determinants of outpatient satisfaction found that continuity has a variable effect on satisfaction. Subjective continuity measures, such as whether patients saw their regular physician on the day they were surveyed, were consistently associated with patient satisfaction, however, quantitative measures including relationship duration were not.31

It is also possible that patients believe they value continuity more than they actually do. In 1 survey of inpatients with an established PCP yet cared for by a hospitalist, most agreed that patients receive better care and have more trust in physicians with whom they have long‐term relationships. Yet most also had positive opinions of their hospital care.32 Similarly, in a survey of over 2500 outpatients, 92% rated continuity as very important or important, but the majority was unwilling to expend substantial personal time (88%), defined as driving greater than 60 minutes, or money (82%), defined as spending an additional $20 to $40 a month, to maintain continuity with their PCP.33 Our study appears to confirm the lack of connection between continuity and satisfaction. Even those patients who valued continuity, as evidenced by having an established PCP, were as satisfied with hospitalist physician care as patients who had no established PCP.

Our study has several limitations. First, we report on outcomes of 3 institutions within a single healthcare system, within a limited geographic area. Although our sample included a wide range of patient demographics, hundreds of physicians, and multiple hospitalist models, it is possible that some hospitalist models may provide greater or lesser satisfaction than those we observed. Second, our study was observational, and thus subject to selection bias and confounding. Patients cared for by the hospitalists differed in a number of ways from those cared for by PCPs. We controlled for identifiable confounders such as illness severity, self‐perceived health, and admission through the emergency department, but the possibility exists that additional unidentified factors could have affected our results. It is possible other drivers of patient satisfaction, such as amenities, nursing, or food, could have influenced our findings. However, this is unlikely because all patient groups shared these components of hospital experience equally. Third, only a minority of patients could be reached for interview. This is typical for post‐hospitalization surveys, and our response rate of 40% for HCAHPS patients compared favorably to the 2010 HCAHPS national average of 33%.34 Still, the responses of those who could not be reached may have differed from those who were interviewed. Fourth, we identified hospitalists and PCPs by the attending of record, but we were unable to tell who provided care to the patient on any given day. Thus, we could not determine to what extent patients cared for by PCPs were actually seen by their own doctor, as opposed to an associated physician within the practice. Nevertheless, our results are representative of the care model provided by PCPs in the hospital. Similarly, we could not know or compare the number of different attending physicians each patient experienced during their hospitalization. Higher turnover of inpatient physicians may have affected patient satisfaction scores independent of attending physician designation. These are potentially important measures of relationship duration, yet whether duration affects patient satisfaction remains undecided.1618, 20, 28, 30, 32, 33 We assessed satisfaction using HCAHPS questions, in order to provide objective and meaningful comparisons across hospitals. The HCAHPS instrument, however, is intended to assess patient satisfaction with doctors in general, not with subgroups or individuals, and responses in our study were uniformly high. A more sensitive survey instrument may have yielded different results. Finally, it is possible that individual physicians may possess lower satisfaction scores than others, making the results not representative of hospitalist models as much as specific doctors' care quality. We think this is unlikely since surveys reached over 8000 patients, over 6 years, representing the care of 347 individual physicians. However, hospital medicine is a rapidly evolving field with many divergent organizational structures, and patient satisfaction is bound to fluctuate while there exists high variability in how care is provided.

Over the past decade, the hospitalist model has become one of the dominant models for care of medical inpatients. Compared to the traditional model in which PCPs provide inpatient care, the hospitalist model has a number of advantages, including continuous on‐site coverage for increasingly acute patients, specialization, and incentives aligned with the hospital to provide efficient, high‐quality care. One concern that remains, however, is that patients may not trust doctors they first meet in the hospital or may be dissatisfied with the lack of continuity from day to day. Our findings are reassuring in this regard. Although patients cared for by hospitalists were slightly less satisfied, the differences could not be considered clinically meaningful and should be outweighed by gains in quality and efficiency. Furthermore, hospitalists can expect to fare well under value‐based purchasing. Given the rapid ascension of hospital medicine programs, prospective comparisons of hospitalists and PCPs may no longer be feasible. Future research might employ survey instruments designed specifically to measure patient experience under hospitalist care in order to identify methods to maximize patient satisfaction within the hospitalist model.

Acknowledgements

Jane Garb, MS, Academic Affairs, Baystate Medical Center, contributed to the initial database management and statistical analysis. She received no financial compensation. Dr Adrianne Seiler has received written permission for acknowledgement from Ms Garb.

Dr Adrianne Seiler made substantial contributions to our manuscript's conception and design, data acquisition, analysis, and interpretation, manuscript drafting and critical revision, and administrative support. Dr Paul Visintainer made substantial contributions to our manuscript's data analysis and interpretation, manuscript critical revision, and statistical analysis. Michael Ehresman and Richard Brzostek made substantial contributions to our manuscript's data acquisition, manuscript critical revision, and administrative support. Dr Evan Benjamin made substantial contributions to our manuscript's conception and design, analysis and interpretation of data, manuscript drafting, and administrative support. Dr Winthrop Whitcomb made substantial contributions to our manuscript's data analysis and interpretation, and manuscript critical revision. Dr Michael Rothberg made substantial contributions to our manuscript's conception and design, data analysis and interpretation, manuscript critical revision, and supervision.

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  10. Everett GD,Anton MP,Jackson BK,Swigert C,Uddin N.Comparison of hospital costs and length of stay associated with general internists and hospitalist physicians at a community hospital.Am J Manag Care.2004;10:626630.
  11. Southern WN,Berger MA,Bellin EY,Hailpern SM,Arnsten JH.Hospitalist care and length of stay in patients requiring complex discharge planning and close clinical monitoring.Arch Intern Med.2007;167:18691874.
  12. Coffman J,Rundall TG.The impact of hospitalists on the cost and quality of inpatient care in the United States: a research synthesis.Med Care Res Rev.2005;62(4):379406.
  13. US Department of Health and Human Services Medicare Hospital Value‐Based Purchasing Plan Development Issues Paper. 1st Public Listening Session January 17, 2007. Available at: https://www.cms. gov/AcuteInpatientPPS/downloads/hospital_VBP_plan_issues_paper. pdf. Accessed on May 26, 2011.
  14. Hospital Value‐Based Purchasing: Measure Explanations. Available at: http://www.healthcare.gov/news/factsheets/valuebasedpurchasing 04292011b.html. Accessed on May 26, 2011.
  15. Safran DG,Taira DA,Rogers WH,Kosinski M,Ware JE,Tarlov AR.Linking primary care performance to outcomes of care.J Fam Pract.1998;47:213220.
  16. Saultz JW,Albedaiwi W.Interpersonal continuity of care and patient satisfaction: a critical review.Ann Fam Med.2004;2:445451.
  17. Cabana MD,Jee SH.Does continuity of care improve patient outcomes?J Fam Pract.2004;53:974980.
  18. Fan VS,Burman M,McDonell MB,Fihn SD.Continuity of care and other determinants of patient satisfaction with primary care.J Gen Intern Med.2005;20:226233.
  19. Mainous AG,Baker R,Love MM,Gray DP,Gill JM.Continuity of care and trust in one's physician: evidence from primary care in the United States and the United Kingdom.Fam Med.2001;33:2227.
  20. Kao AC,Green DC,Davis NA,Koplan JP,Cleary PD.Patients' trust in their physicians: effects of choice, continuity, and payment method.J Gen Intern Med.1998;13:681686.
  21. Barros AJ,Hirakata VN.Alternatives for logistic regression in cross‐sectional studies: an empirical comparison of models that directly estimate the prevalence ratio.BMC Med Res Methodol.2003;3:21.
  22. Wasson JH,Sauvigne AE,Mogielnicki RP, et al.Continuity of outpatient medical care in elderly men. A randomized trial.JAMA.1984;252:24132417.
  23. Wachter RM,Goldman L.The hospitalist movement 5 years later.JAMA.2002;287:487494.
  24. Palmer HC,Armistead NS,Elnicki DM, et al.The effect of a hospitalist service with nurse discharge planner on patient care in an academic teaching hospital.Am J Med.2001;111(8):627632.
  25. Meltzer DO,Shah MN,Morrison J, et al.Decreased length of stay, costs and mortality in a randomized trial of academic hospitalists.J Gen Intern Med.2001;16(suppl):S208.
  26. Wachter RM,Katz P,Showstack J,Bindman AB,Goldman L.Reorganizing an academic medical service: impact on cost, quality, patient satisfaction, and education.JAMA.1998;279(19):15601565.
  27. Freese RB.The Park Nicollet experience in establishing a hospitalist system.Ann Intern Med.1999;130:350354.
  28. Davis KM,Koch KE,Harvey JK,Wilson R,Englert J,Gerard PD.Effects of hospitalists on cost, outcomes, and patient satisfaction in a rural health system.Am J Med.2000;108:621626.
  29. Larson CO,Nelson EC,Gustafson D,Batalden PB.The relationship between meeting patients' information needs and their satisfaction with hospital care and general health status outcomes.Int J Qual Health Care.1996;8:447456.
  30. Tarrant C,Stokes T,Baker R.Factors associated with patients' trust in their general practitioner: a cross‐sectional survey.Br J Gen Pract.2003;53:798800.
  31. Adler R,Vasiliadis A,Bickell N.The relationship between continuity and patient satisfaction: a systematic review.Fam Pract.2010;27:171178.
  32. Hruby M,Pantilat SZ,Lo B.How do patients view the role of the primary care physician in inpatient care?Dis Mon.2002;48:230238.
  33. Pereira AG,Pearson SD.Patient attitudes toward continuity of care.Arch Intern Med.2003;163:909912.
  34. Summary of HCAHPS Survey Results. Available at: http://www. hcahpsonline.org/files/12–13‐10_Summary_of_HCAHPS_Survey_ Results_December_2010.pdf. Accessed on May 27,2011.
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Over the past decade, hospital medicine has been the nation's fastest‐growing medical specialty. According to the American Hospital Association's (AHA) 2009 survey, 58% of United States (US) hospitals now have hospital medicine programs, and for hospitals with 200 or more beds, this figure is 89%.1 In 2009, the AHA estimated that the number of US hospitalists would increase to over 34,000 by 2011, over double that of the 16,000 present in 2005.1 Studies demonstrate that, compared to a system where primary care physicians provide inpatient care, the hospitalist model improves efficiency while maintaining at least equal patient outcomes.211 However, scant data exist as to the effects of hospitalists on patient satisfaction.12 Understanding how care models affect patient experience is vital in the current environment of healthcare reform and performance reporting, especially in light of the Centers for Medicare and Medicaid Services' (CMS) efforts to link the patient experience to reimbursement through value‐based purchasing.13 Value‐based purchasing is a strategy to encourage and reward excellence in healthcare delivery through differential reimbursement based on defined performance measures. As one part of value‐based purchasing, hospital reimbursement will be linked to patient‐experience measures, including patient ratings of their doctor's ability to communicate with them and other questions assessing patient satisfaction with their hospital stay.14

In the outpatient setting, trust is the variable most strongly associated with patient satisfaction.1518 In contrast to PCPs, who may develop relationships with patients over years, hospitalists often first meet a patient in the hospital and must engender trust quickly. In addition, hospitalists work in shifts and may not be responsible for the same patients each day. Since continuity is positively related to trust,19, 20 there is reason to believe satisfaction with hospitalist care might be lower than satisfaction with care provided by PCPs. We report on 8295 patients and 6 years experience with hospitalist programs at 3 hospitals. Based on the known link between continuity and patient satisfaction, we hypothesized that patient satisfaction would be lower with hospitalists than with primary care internists.

METHODS

Setting

Our study was conducted at 3 Western Massachusetts hospitals affiliated with Baystate Health, an integrated healthcare delivery system. These included 2 small community hospitals (<100 beds) and a 653‐bed tertiary care, academic teaching hospital. Hospitalist services were established at the tertiary care center in 2001 and at the community hospitals in 2004 and 2005; the programs have evolved over time. In addition, the tertiary care center has 3 different hospitalist groups: an academic group that is employed by the hospital and works with house staff, a hospitalist service that is owned by the hospital and cares for patients from specific outpatient practices, and one that is privately owned caring for patients from another group of practices. The community hospitals each have a single, hospital‐owned service. Primary care physicians also provide inpatient care at all 3 institutions, although their number has decreased over time as the hospitalist programs have grown. All hospitalist services varied in the number of consecutive days in a rounding cycle (degree of continuity), and which services had an admitting team (single initial physician encounter with a different rounding physician) versus a single physician being both the admitting and rounding physician. Consequently, continuity, as measured by the number of different physicians caring for an individual patient during 1 hospitalization, would be expected to vary depending on the type of hospitalist service and the length of stay. Likewise, patients admitted by their primary care physician's office may have been cared for by either their PCP or a practice colleague. All hospitalists and PCPs care for inpatients having similar hospital experiences, as all aspects of a patient's care (including the medical wards, nursing staff, discharge planners, and information systems) are identical, regardless of physician designation. The study was approved by Baystate Health System's Institutional Review Board.

Data Collection

Since February 2001, Baystate Health, in conjunction with Professional Research Consultants, Inc (PRC), has conducted scripted postdischarge patient satisfaction telephone interviews of random discharged adult medicine patients, with Hospital Consumer Assessment of Healthcare Providers and Systems (HCAHPS) questions added in January 2007. Approximately 50 surveys per quarter, per hospital floor, were conducted. Trained PRC staff assessed up to 115 variables encompassing the inpatient experience. We limited our analysis to those domains that reflected satisfaction with physician care, including satisfaction with physician care quality, physician communication, physician behavior, and pain management. The survey responses were scored, depending on question type, with: never, sometimes, usually, always (HCAHPS); or excellent, very good, good, fair, poor (PRC). Each score was converted to a numeric equivalent, with the highest score (4 or 5, depending on scale used) being best and 1 being worst. The specific questions are included in Supporting Appendix A in the online version of this article.

Additional patient information for respondents was extracted from the hospitals' billing database, using medical record numbers, and included age, gender, admission year, education level, language, illness severity, emergency room (ER) admission status, institution, and attending physician type (academic hospitalist [AH], hospital‐owned hospitalist [HOH], private hospitalist [PH], or primary care physician [PCP]). It was not possible to distinguish whether PCP patients were cared for by their own PCP or a colleague from the same practice.

Statistical Analysis

Patient satisfaction data were derived from survey responses of adult inpatients cared for by hospitalists or PCPs between January 1, 2003 and March 31, 2009. The primary outcome was patient‐reported satisfaction with physician care quality measured on a 5‐point Likert scale. In a secondary analysis, physician groups were compared on the proportion of responses that were excellent (a score of 5 on the Likert scale) and the proportion that were poor (a score of 1). Other secondary outcomes included patient satisfaction ratings of physician behavior, pain management, and communication. Averages and percent ranking excellent and poor were calculated for each hospitalist group and for PCPs. Other outcomes analyzed included average patient satisfaction with physician care quality, both over time and stratified by the presence or absence of having an established PCP prior to admission.

In view of the large sample size, Likert‐scale responses were analyzed as continuous outcomes. For unadjusted comparisons among hospitalist groups, t tests and 1‐way ANOVAs were conducted for the scales scores, while chi‐square tests were used for dichotomous outcomes. For multivariable analyses, multiple linear regression was used for continuous outcomes. For dichotomous outcomes, adjusted prevalence ratios were estimated using Poisson regression with robust standard errors.21 All multivariable models controlled for sex, marital status, illness severity, age group, ethnicity, length of stay, and emergency room admission. Observations with missing data were excluded from analyses. Differences in bivariable and multivariable analyses were considered significant at a critical test level of 5%. Prevalence ratios are reported with 95% confidence intervals. All analyses were conducted in Stata, version 11 (StataCorp, College Station, TX).

RESULTS

Of patients who were reached by telephone, 87% agreed to participate in the hospital survey. However, most patients could not be reached by phone; thus our estimated response rate, including those who could not be reached, was 27%. For the subset of patients interviewed using the HCAHPS protocol, the response rate was 40%. Our final sample included 8295 patients (3597 cared for by 59 hospitalists and 4698 by 288 PCPs) interviewed between 2003 and 2009. Three‐quarters of the patients were from the tertiary care center, whereas 17% and 8% were from each of the community hospitals (see Supporting Appendix B in the online version of this article). Patient characteristics appear in Table 1. Patients cared for by hospitalists were similar to those cared for by PCPs in terms of age, sex, marital status, education, and language, but hospitalist patients were more likely to have been admitted through the emergency department (93% vs 84%, P < 0.001) and less likely to be white (83% vs 85%, P = 0.01). Patients cared for by hospitalists also had higher average illness severity score (2.2 0.8 vs 2.0 0.8, P < 0.001), longer average LOS (4.3 4.3 vs 4.0 3.6, P < 0.001), and lower mean perceived health score (2.8 1.2 vs 3.0 1.2, P = 0.01).

Characteristics of Patients Cared for by Hospitalists and Primary Care Physicians
CharacteristicPCP N = 4698Hospitalist N = 3597P Value
  • Abbreviations: PCP, primary care physician.

Age (mean, SD)63.5 (16.6)63.7 (16.3)0.53
Male sex (%)44.946.20.28
White race (%)85.383.20.01
Married (%)49.148.70.69
English spoken at home (%)96.097.00.09
At least some college education (%)47.143.70.22
Admitted through the emergency department (%)84.392.5<0.001
Average illness severity rating (mean, SD)2.0 (0.8)2.2 (0.8)<0.001
Average perceived health score (mean, SD)3.0 (1.2)2.8 (1.2)0.01
Average length of stay (days) (mean, SD)4.0 (3.6)4.3 (4.3)<0.001
Discharged home (%)87.988.50.73

Unadjusted patient reported satisfaction with physician care quality was slightly greater for PCPs than hospitalists (4.25 vs 4.19, P = 0.009). After multivariable adjustment, the difference was attenuated but persisted (4.24 vs 4.20, P = 0.04). We found no statistical difference among the hospitals or the specific hospitalist groups in terms of satisfaction with overall physician care quality (Figure 1). There were no statistical differences in patient satisfaction ratings of hospitalist and PCPs for the subdomains of behavior, pain, and communication (Table 2). There were also no differences in the proportion of patients cared for by hospitalists or PCPs who rated their physicians in the highest satisfaction category (79% vs 81%, P = 0.17) or the lowest (5% vs 5%, P = 0.19). Among patients cared for by academic hospitalists, there was no difference in satisfaction rating between those patients who had a designated primary care physician in the outpatient setting and those who did not (4.22 0.94 vs 4.19 0.94, P = 0.97). Finally, satisfaction with both hospitalists and PCPs showed equivalent rates of improvement over time (Figure 2).

Figure 1
Patient satisfaction with physician care quality, adjusted. Abbreviations: PCP, primary care physician.
Figure 2
Trend in quality ratings over time by physician category. Abbreviations: PCP, primary care physician. physician. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]
Adjusted Average Patient Satisfaction With Physician Rating by Category
 PCPHospitalistP Value
  • NOTE: Models adjusted for sex, marital status, severity, age group, ethnicity, length of stay, and emergency room (ER) admission; 95% confidence intervals (CI) in brackets.

  • Abbreviations: PCP, primary care physician.

  • 5‐Point rating scale.

  • 4‐Point rating scale.

SatisfactionOverall, you would rate the quality of doctor care as:*4.24 [4.21, 4.27]4.20 [4.17, 4.23]0.04
BehaviorDoctors treated you with courtesy/respect3.77 [3.73, 3.82]3.78 [3.73, 3.82]0.88
Pain controlPain management by hospital staff*4.11 [4.08, 4.14]4.09 [4.05, 4.12]0.35
Pain well controlled3.55 [3.47, 3.63]3.48 [3.41, 3.55]0.23
Staff did everything to help with pain3.73 [3.66, 3.80]3.68 [3.62, 3.75]0.33
Communication skillsDoctors listened carefully to you3.66 [3.61, 3.72]3.67 [3.62, 3.72]0.83
Doctors explained things in an understandable way3.60 [3.54, 3.66]3.61 [3.56, 3.67]0.73
Doctor's communication*4.02 [3.97, 4.07]3.98 [3.93, 4.03]0.27
Doctor discussed your anxiety/fears*4.00 [3.96, 4.03]3.97 [3.93, 4.01]0.26
Doctor involved you in decisions*4.00 [3.95, 4.06]3.98 [3.93, 4.03]0.49

DISCUSSION

In this observational study of over 8200 patients cared for over 6 years by 347 physicians at 3 hospitals, we found that patient satisfaction with inpatient care provided by hospitalists and primary care doctors was almost identical. As we hypothesized, overall satisfaction with physician care quality, our primary outcome, was slightly greater with primary care doctors; however, the observed difference, 0.04 on a scale of 1 to 5, cannot be considered clinically significant. All patients were generally satisfied (4.2‐4.3 rating on 5‐point scale) with their inpatient care, and satisfaction scores increased over time. We also found no differences among the specific domains of satisfaction, including communication skills, pain control, and physician behavior. Finally, we found no significant difference in patient satisfaction with physician care quality among the different hospitalist services.

Previous studies of patient satisfaction conducted in the outpatient setting found that continuity of care was an important determinant of trust and, consequently, overall satisfaction.15, 16, 19, 20, 22 Because hospitalist models introduce discontinuity, they might be expected to undermine satisfaction. Surprisingly, few studies have addressed this issue. In a review of the hospitalist studies through 2002, Wachter and Goldman found 19 studies, 5 of which measured patient satisfaction.23 Three of these were conducted on teaching services and compared designated faculty hospitalists to traditional ward attendings, who rotated onto the inpatient services 1 to 2 months per year. Primary care doctors were excluded.2426 A fourth study provided a descriptive narrative of the development of the first hospitalist program in Minneapolis, Minnesota, and anecdotally noted no difference in patient satisfaction between the hospitalist and traditional model, but presented no data because the satisfaction surveys were not designed with publication in mind.27 The only study to actually assess whether patient satisfaction was greater with hospitalists or PCPs was an observational study by Davis et al., conducted in 1 rural hospital during the first year of its hospitalist program. In that study, 2 hospitalists were compared to 17 PCPs, and patient satisfaction surveys were available for approximately 44 patients managed by hospitalists and 168 patients managed by PCPs. Specific data were not reported, but it was noted that there was no statistical difference in satisfaction between those cared for by hospitalists versus PCPs.28 On the basis of these studies, Wachter and Goldman concluded that surveys of patients who were cared for by hospitalists show high levels of satisfaction, no lower than that of similar patients cared for by their own primary physicians.23 Wachter and Goldman's review has been highly cited, and we could find no subsequent studies addressing this issue. Our study provides the first real evidence to support this conclusion, including data from 59 hospitalists practicing in 5 separate hospitalist programs at 3 different hospitals.

Our finding that hospitalists maintain satisfaction despite a lack of continuity suggests that other aspects of care may be more important to patient satisfaction. Larson et al. found that physician ability to meet patient's information needs was positively associated with patient satisfaction.29 Similarly, Tarrant et al. found that patient's trust in a physician improved with increasing communication, interpersonal care, and knowledge of the patient. Interestingly, continuity, ie. the proportion of visits to the usual general practitioner (GP) or duration with the practice, did not correlate with trust.30 Finally, a systematic review of determinants of outpatient satisfaction found that continuity has a variable effect on satisfaction. Subjective continuity measures, such as whether patients saw their regular physician on the day they were surveyed, were consistently associated with patient satisfaction, however, quantitative measures including relationship duration were not.31

It is also possible that patients believe they value continuity more than they actually do. In 1 survey of inpatients with an established PCP yet cared for by a hospitalist, most agreed that patients receive better care and have more trust in physicians with whom they have long‐term relationships. Yet most also had positive opinions of their hospital care.32 Similarly, in a survey of over 2500 outpatients, 92% rated continuity as very important or important, but the majority was unwilling to expend substantial personal time (88%), defined as driving greater than 60 minutes, or money (82%), defined as spending an additional $20 to $40 a month, to maintain continuity with their PCP.33 Our study appears to confirm the lack of connection between continuity and satisfaction. Even those patients who valued continuity, as evidenced by having an established PCP, were as satisfied with hospitalist physician care as patients who had no established PCP.

Our study has several limitations. First, we report on outcomes of 3 institutions within a single healthcare system, within a limited geographic area. Although our sample included a wide range of patient demographics, hundreds of physicians, and multiple hospitalist models, it is possible that some hospitalist models may provide greater or lesser satisfaction than those we observed. Second, our study was observational, and thus subject to selection bias and confounding. Patients cared for by the hospitalists differed in a number of ways from those cared for by PCPs. We controlled for identifiable confounders such as illness severity, self‐perceived health, and admission through the emergency department, but the possibility exists that additional unidentified factors could have affected our results. It is possible other drivers of patient satisfaction, such as amenities, nursing, or food, could have influenced our findings. However, this is unlikely because all patient groups shared these components of hospital experience equally. Third, only a minority of patients could be reached for interview. This is typical for post‐hospitalization surveys, and our response rate of 40% for HCAHPS patients compared favorably to the 2010 HCAHPS national average of 33%.34 Still, the responses of those who could not be reached may have differed from those who were interviewed. Fourth, we identified hospitalists and PCPs by the attending of record, but we were unable to tell who provided care to the patient on any given day. Thus, we could not determine to what extent patients cared for by PCPs were actually seen by their own doctor, as opposed to an associated physician within the practice. Nevertheless, our results are representative of the care model provided by PCPs in the hospital. Similarly, we could not know or compare the number of different attending physicians each patient experienced during their hospitalization. Higher turnover of inpatient physicians may have affected patient satisfaction scores independent of attending physician designation. These are potentially important measures of relationship duration, yet whether duration affects patient satisfaction remains undecided.1618, 20, 28, 30, 32, 33 We assessed satisfaction using HCAHPS questions, in order to provide objective and meaningful comparisons across hospitals. The HCAHPS instrument, however, is intended to assess patient satisfaction with doctors in general, not with subgroups or individuals, and responses in our study were uniformly high. A more sensitive survey instrument may have yielded different results. Finally, it is possible that individual physicians may possess lower satisfaction scores than others, making the results not representative of hospitalist models as much as specific doctors' care quality. We think this is unlikely since surveys reached over 8000 patients, over 6 years, representing the care of 347 individual physicians. However, hospital medicine is a rapidly evolving field with many divergent organizational structures, and patient satisfaction is bound to fluctuate while there exists high variability in how care is provided.

Over the past decade, the hospitalist model has become one of the dominant models for care of medical inpatients. Compared to the traditional model in which PCPs provide inpatient care, the hospitalist model has a number of advantages, including continuous on‐site coverage for increasingly acute patients, specialization, and incentives aligned with the hospital to provide efficient, high‐quality care. One concern that remains, however, is that patients may not trust doctors they first meet in the hospital or may be dissatisfied with the lack of continuity from day to day. Our findings are reassuring in this regard. Although patients cared for by hospitalists were slightly less satisfied, the differences could not be considered clinically meaningful and should be outweighed by gains in quality and efficiency. Furthermore, hospitalists can expect to fare well under value‐based purchasing. Given the rapid ascension of hospital medicine programs, prospective comparisons of hospitalists and PCPs may no longer be feasible. Future research might employ survey instruments designed specifically to measure patient experience under hospitalist care in order to identify methods to maximize patient satisfaction within the hospitalist model.

Acknowledgements

Jane Garb, MS, Academic Affairs, Baystate Medical Center, contributed to the initial database management and statistical analysis. She received no financial compensation. Dr Adrianne Seiler has received written permission for acknowledgement from Ms Garb.

Dr Adrianne Seiler made substantial contributions to our manuscript's conception and design, data acquisition, analysis, and interpretation, manuscript drafting and critical revision, and administrative support. Dr Paul Visintainer made substantial contributions to our manuscript's data analysis and interpretation, manuscript critical revision, and statistical analysis. Michael Ehresman and Richard Brzostek made substantial contributions to our manuscript's data acquisition, manuscript critical revision, and administrative support. Dr Evan Benjamin made substantial contributions to our manuscript's conception and design, analysis and interpretation of data, manuscript drafting, and administrative support. Dr Winthrop Whitcomb made substantial contributions to our manuscript's data analysis and interpretation, and manuscript critical revision. Dr Michael Rothberg made substantial contributions to our manuscript's conception and design, data analysis and interpretation, manuscript critical revision, and supervision.

Over the past decade, hospital medicine has been the nation's fastest‐growing medical specialty. According to the American Hospital Association's (AHA) 2009 survey, 58% of United States (US) hospitals now have hospital medicine programs, and for hospitals with 200 or more beds, this figure is 89%.1 In 2009, the AHA estimated that the number of US hospitalists would increase to over 34,000 by 2011, over double that of the 16,000 present in 2005.1 Studies demonstrate that, compared to a system where primary care physicians provide inpatient care, the hospitalist model improves efficiency while maintaining at least equal patient outcomes.211 However, scant data exist as to the effects of hospitalists on patient satisfaction.12 Understanding how care models affect patient experience is vital in the current environment of healthcare reform and performance reporting, especially in light of the Centers for Medicare and Medicaid Services' (CMS) efforts to link the patient experience to reimbursement through value‐based purchasing.13 Value‐based purchasing is a strategy to encourage and reward excellence in healthcare delivery through differential reimbursement based on defined performance measures. As one part of value‐based purchasing, hospital reimbursement will be linked to patient‐experience measures, including patient ratings of their doctor's ability to communicate with them and other questions assessing patient satisfaction with their hospital stay.14

In the outpatient setting, trust is the variable most strongly associated with patient satisfaction.1518 In contrast to PCPs, who may develop relationships with patients over years, hospitalists often first meet a patient in the hospital and must engender trust quickly. In addition, hospitalists work in shifts and may not be responsible for the same patients each day. Since continuity is positively related to trust,19, 20 there is reason to believe satisfaction with hospitalist care might be lower than satisfaction with care provided by PCPs. We report on 8295 patients and 6 years experience with hospitalist programs at 3 hospitals. Based on the known link between continuity and patient satisfaction, we hypothesized that patient satisfaction would be lower with hospitalists than with primary care internists.

METHODS

Setting

Our study was conducted at 3 Western Massachusetts hospitals affiliated with Baystate Health, an integrated healthcare delivery system. These included 2 small community hospitals (<100 beds) and a 653‐bed tertiary care, academic teaching hospital. Hospitalist services were established at the tertiary care center in 2001 and at the community hospitals in 2004 and 2005; the programs have evolved over time. In addition, the tertiary care center has 3 different hospitalist groups: an academic group that is employed by the hospital and works with house staff, a hospitalist service that is owned by the hospital and cares for patients from specific outpatient practices, and one that is privately owned caring for patients from another group of practices. The community hospitals each have a single, hospital‐owned service. Primary care physicians also provide inpatient care at all 3 institutions, although their number has decreased over time as the hospitalist programs have grown. All hospitalist services varied in the number of consecutive days in a rounding cycle (degree of continuity), and which services had an admitting team (single initial physician encounter with a different rounding physician) versus a single physician being both the admitting and rounding physician. Consequently, continuity, as measured by the number of different physicians caring for an individual patient during 1 hospitalization, would be expected to vary depending on the type of hospitalist service and the length of stay. Likewise, patients admitted by their primary care physician's office may have been cared for by either their PCP or a practice colleague. All hospitalists and PCPs care for inpatients having similar hospital experiences, as all aspects of a patient's care (including the medical wards, nursing staff, discharge planners, and information systems) are identical, regardless of physician designation. The study was approved by Baystate Health System's Institutional Review Board.

Data Collection

Since February 2001, Baystate Health, in conjunction with Professional Research Consultants, Inc (PRC), has conducted scripted postdischarge patient satisfaction telephone interviews of random discharged adult medicine patients, with Hospital Consumer Assessment of Healthcare Providers and Systems (HCAHPS) questions added in January 2007. Approximately 50 surveys per quarter, per hospital floor, were conducted. Trained PRC staff assessed up to 115 variables encompassing the inpatient experience. We limited our analysis to those domains that reflected satisfaction with physician care, including satisfaction with physician care quality, physician communication, physician behavior, and pain management. The survey responses were scored, depending on question type, with: never, sometimes, usually, always (HCAHPS); or excellent, very good, good, fair, poor (PRC). Each score was converted to a numeric equivalent, with the highest score (4 or 5, depending on scale used) being best and 1 being worst. The specific questions are included in Supporting Appendix A in the online version of this article.

Additional patient information for respondents was extracted from the hospitals' billing database, using medical record numbers, and included age, gender, admission year, education level, language, illness severity, emergency room (ER) admission status, institution, and attending physician type (academic hospitalist [AH], hospital‐owned hospitalist [HOH], private hospitalist [PH], or primary care physician [PCP]). It was not possible to distinguish whether PCP patients were cared for by their own PCP or a colleague from the same practice.

Statistical Analysis

Patient satisfaction data were derived from survey responses of adult inpatients cared for by hospitalists or PCPs between January 1, 2003 and March 31, 2009. The primary outcome was patient‐reported satisfaction with physician care quality measured on a 5‐point Likert scale. In a secondary analysis, physician groups were compared on the proportion of responses that were excellent (a score of 5 on the Likert scale) and the proportion that were poor (a score of 1). Other secondary outcomes included patient satisfaction ratings of physician behavior, pain management, and communication. Averages and percent ranking excellent and poor were calculated for each hospitalist group and for PCPs. Other outcomes analyzed included average patient satisfaction with physician care quality, both over time and stratified by the presence or absence of having an established PCP prior to admission.

In view of the large sample size, Likert‐scale responses were analyzed as continuous outcomes. For unadjusted comparisons among hospitalist groups, t tests and 1‐way ANOVAs were conducted for the scales scores, while chi‐square tests were used for dichotomous outcomes. For multivariable analyses, multiple linear regression was used for continuous outcomes. For dichotomous outcomes, adjusted prevalence ratios were estimated using Poisson regression with robust standard errors.21 All multivariable models controlled for sex, marital status, illness severity, age group, ethnicity, length of stay, and emergency room admission. Observations with missing data were excluded from analyses. Differences in bivariable and multivariable analyses were considered significant at a critical test level of 5%. Prevalence ratios are reported with 95% confidence intervals. All analyses were conducted in Stata, version 11 (StataCorp, College Station, TX).

RESULTS

Of patients who were reached by telephone, 87% agreed to participate in the hospital survey. However, most patients could not be reached by phone; thus our estimated response rate, including those who could not be reached, was 27%. For the subset of patients interviewed using the HCAHPS protocol, the response rate was 40%. Our final sample included 8295 patients (3597 cared for by 59 hospitalists and 4698 by 288 PCPs) interviewed between 2003 and 2009. Three‐quarters of the patients were from the tertiary care center, whereas 17% and 8% were from each of the community hospitals (see Supporting Appendix B in the online version of this article). Patient characteristics appear in Table 1. Patients cared for by hospitalists were similar to those cared for by PCPs in terms of age, sex, marital status, education, and language, but hospitalist patients were more likely to have been admitted through the emergency department (93% vs 84%, P < 0.001) and less likely to be white (83% vs 85%, P = 0.01). Patients cared for by hospitalists also had higher average illness severity score (2.2 0.8 vs 2.0 0.8, P < 0.001), longer average LOS (4.3 4.3 vs 4.0 3.6, P < 0.001), and lower mean perceived health score (2.8 1.2 vs 3.0 1.2, P = 0.01).

Characteristics of Patients Cared for by Hospitalists and Primary Care Physicians
CharacteristicPCP N = 4698Hospitalist N = 3597P Value
  • Abbreviations: PCP, primary care physician.

Age (mean, SD)63.5 (16.6)63.7 (16.3)0.53
Male sex (%)44.946.20.28
White race (%)85.383.20.01
Married (%)49.148.70.69
English spoken at home (%)96.097.00.09
At least some college education (%)47.143.70.22
Admitted through the emergency department (%)84.392.5<0.001
Average illness severity rating (mean, SD)2.0 (0.8)2.2 (0.8)<0.001
Average perceived health score (mean, SD)3.0 (1.2)2.8 (1.2)0.01
Average length of stay (days) (mean, SD)4.0 (3.6)4.3 (4.3)<0.001
Discharged home (%)87.988.50.73

Unadjusted patient reported satisfaction with physician care quality was slightly greater for PCPs than hospitalists (4.25 vs 4.19, P = 0.009). After multivariable adjustment, the difference was attenuated but persisted (4.24 vs 4.20, P = 0.04). We found no statistical difference among the hospitals or the specific hospitalist groups in terms of satisfaction with overall physician care quality (Figure 1). There were no statistical differences in patient satisfaction ratings of hospitalist and PCPs for the subdomains of behavior, pain, and communication (Table 2). There were also no differences in the proportion of patients cared for by hospitalists or PCPs who rated their physicians in the highest satisfaction category (79% vs 81%, P = 0.17) or the lowest (5% vs 5%, P = 0.19). Among patients cared for by academic hospitalists, there was no difference in satisfaction rating between those patients who had a designated primary care physician in the outpatient setting and those who did not (4.22 0.94 vs 4.19 0.94, P = 0.97). Finally, satisfaction with both hospitalists and PCPs showed equivalent rates of improvement over time (Figure 2).

Figure 1
Patient satisfaction with physician care quality, adjusted. Abbreviations: PCP, primary care physician.
Figure 2
Trend in quality ratings over time by physician category. Abbreviations: PCP, primary care physician. physician. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]
Adjusted Average Patient Satisfaction With Physician Rating by Category
 PCPHospitalistP Value
  • NOTE: Models adjusted for sex, marital status, severity, age group, ethnicity, length of stay, and emergency room (ER) admission; 95% confidence intervals (CI) in brackets.

  • Abbreviations: PCP, primary care physician.

  • 5‐Point rating scale.

  • 4‐Point rating scale.

SatisfactionOverall, you would rate the quality of doctor care as:*4.24 [4.21, 4.27]4.20 [4.17, 4.23]0.04
BehaviorDoctors treated you with courtesy/respect3.77 [3.73, 3.82]3.78 [3.73, 3.82]0.88
Pain controlPain management by hospital staff*4.11 [4.08, 4.14]4.09 [4.05, 4.12]0.35
Pain well controlled3.55 [3.47, 3.63]3.48 [3.41, 3.55]0.23
Staff did everything to help with pain3.73 [3.66, 3.80]3.68 [3.62, 3.75]0.33
Communication skillsDoctors listened carefully to you3.66 [3.61, 3.72]3.67 [3.62, 3.72]0.83
Doctors explained things in an understandable way3.60 [3.54, 3.66]3.61 [3.56, 3.67]0.73
Doctor's communication*4.02 [3.97, 4.07]3.98 [3.93, 4.03]0.27
Doctor discussed your anxiety/fears*4.00 [3.96, 4.03]3.97 [3.93, 4.01]0.26
Doctor involved you in decisions*4.00 [3.95, 4.06]3.98 [3.93, 4.03]0.49

DISCUSSION

In this observational study of over 8200 patients cared for over 6 years by 347 physicians at 3 hospitals, we found that patient satisfaction with inpatient care provided by hospitalists and primary care doctors was almost identical. As we hypothesized, overall satisfaction with physician care quality, our primary outcome, was slightly greater with primary care doctors; however, the observed difference, 0.04 on a scale of 1 to 5, cannot be considered clinically significant. All patients were generally satisfied (4.2‐4.3 rating on 5‐point scale) with their inpatient care, and satisfaction scores increased over time. We also found no differences among the specific domains of satisfaction, including communication skills, pain control, and physician behavior. Finally, we found no significant difference in patient satisfaction with physician care quality among the different hospitalist services.

Previous studies of patient satisfaction conducted in the outpatient setting found that continuity of care was an important determinant of trust and, consequently, overall satisfaction.15, 16, 19, 20, 22 Because hospitalist models introduce discontinuity, they might be expected to undermine satisfaction. Surprisingly, few studies have addressed this issue. In a review of the hospitalist studies through 2002, Wachter and Goldman found 19 studies, 5 of which measured patient satisfaction.23 Three of these were conducted on teaching services and compared designated faculty hospitalists to traditional ward attendings, who rotated onto the inpatient services 1 to 2 months per year. Primary care doctors were excluded.2426 A fourth study provided a descriptive narrative of the development of the first hospitalist program in Minneapolis, Minnesota, and anecdotally noted no difference in patient satisfaction between the hospitalist and traditional model, but presented no data because the satisfaction surveys were not designed with publication in mind.27 The only study to actually assess whether patient satisfaction was greater with hospitalists or PCPs was an observational study by Davis et al., conducted in 1 rural hospital during the first year of its hospitalist program. In that study, 2 hospitalists were compared to 17 PCPs, and patient satisfaction surveys were available for approximately 44 patients managed by hospitalists and 168 patients managed by PCPs. Specific data were not reported, but it was noted that there was no statistical difference in satisfaction between those cared for by hospitalists versus PCPs.28 On the basis of these studies, Wachter and Goldman concluded that surveys of patients who were cared for by hospitalists show high levels of satisfaction, no lower than that of similar patients cared for by their own primary physicians.23 Wachter and Goldman's review has been highly cited, and we could find no subsequent studies addressing this issue. Our study provides the first real evidence to support this conclusion, including data from 59 hospitalists practicing in 5 separate hospitalist programs at 3 different hospitals.

Our finding that hospitalists maintain satisfaction despite a lack of continuity suggests that other aspects of care may be more important to patient satisfaction. Larson et al. found that physician ability to meet patient's information needs was positively associated with patient satisfaction.29 Similarly, Tarrant et al. found that patient's trust in a physician improved with increasing communication, interpersonal care, and knowledge of the patient. Interestingly, continuity, ie. the proportion of visits to the usual general practitioner (GP) or duration with the practice, did not correlate with trust.30 Finally, a systematic review of determinants of outpatient satisfaction found that continuity has a variable effect on satisfaction. Subjective continuity measures, such as whether patients saw their regular physician on the day they were surveyed, were consistently associated with patient satisfaction, however, quantitative measures including relationship duration were not.31

It is also possible that patients believe they value continuity more than they actually do. In 1 survey of inpatients with an established PCP yet cared for by a hospitalist, most agreed that patients receive better care and have more trust in physicians with whom they have long‐term relationships. Yet most also had positive opinions of their hospital care.32 Similarly, in a survey of over 2500 outpatients, 92% rated continuity as very important or important, but the majority was unwilling to expend substantial personal time (88%), defined as driving greater than 60 minutes, or money (82%), defined as spending an additional $20 to $40 a month, to maintain continuity with their PCP.33 Our study appears to confirm the lack of connection between continuity and satisfaction. Even those patients who valued continuity, as evidenced by having an established PCP, were as satisfied with hospitalist physician care as patients who had no established PCP.

Our study has several limitations. First, we report on outcomes of 3 institutions within a single healthcare system, within a limited geographic area. Although our sample included a wide range of patient demographics, hundreds of physicians, and multiple hospitalist models, it is possible that some hospitalist models may provide greater or lesser satisfaction than those we observed. Second, our study was observational, and thus subject to selection bias and confounding. Patients cared for by the hospitalists differed in a number of ways from those cared for by PCPs. We controlled for identifiable confounders such as illness severity, self‐perceived health, and admission through the emergency department, but the possibility exists that additional unidentified factors could have affected our results. It is possible other drivers of patient satisfaction, such as amenities, nursing, or food, could have influenced our findings. However, this is unlikely because all patient groups shared these components of hospital experience equally. Third, only a minority of patients could be reached for interview. This is typical for post‐hospitalization surveys, and our response rate of 40% for HCAHPS patients compared favorably to the 2010 HCAHPS national average of 33%.34 Still, the responses of those who could not be reached may have differed from those who were interviewed. Fourth, we identified hospitalists and PCPs by the attending of record, but we were unable to tell who provided care to the patient on any given day. Thus, we could not determine to what extent patients cared for by PCPs were actually seen by their own doctor, as opposed to an associated physician within the practice. Nevertheless, our results are representative of the care model provided by PCPs in the hospital. Similarly, we could not know or compare the number of different attending physicians each patient experienced during their hospitalization. Higher turnover of inpatient physicians may have affected patient satisfaction scores independent of attending physician designation. These are potentially important measures of relationship duration, yet whether duration affects patient satisfaction remains undecided.1618, 20, 28, 30, 32, 33 We assessed satisfaction using HCAHPS questions, in order to provide objective and meaningful comparisons across hospitals. The HCAHPS instrument, however, is intended to assess patient satisfaction with doctors in general, not with subgroups or individuals, and responses in our study were uniformly high. A more sensitive survey instrument may have yielded different results. Finally, it is possible that individual physicians may possess lower satisfaction scores than others, making the results not representative of hospitalist models as much as specific doctors' care quality. We think this is unlikely since surveys reached over 8000 patients, over 6 years, representing the care of 347 individual physicians. However, hospital medicine is a rapidly evolving field with many divergent organizational structures, and patient satisfaction is bound to fluctuate while there exists high variability in how care is provided.

Over the past decade, the hospitalist model has become one of the dominant models for care of medical inpatients. Compared to the traditional model in which PCPs provide inpatient care, the hospitalist model has a number of advantages, including continuous on‐site coverage for increasingly acute patients, specialization, and incentives aligned with the hospital to provide efficient, high‐quality care. One concern that remains, however, is that patients may not trust doctors they first meet in the hospital or may be dissatisfied with the lack of continuity from day to day. Our findings are reassuring in this regard. Although patients cared for by hospitalists were slightly less satisfied, the differences could not be considered clinically meaningful and should be outweighed by gains in quality and efficiency. Furthermore, hospitalists can expect to fare well under value‐based purchasing. Given the rapid ascension of hospital medicine programs, prospective comparisons of hospitalists and PCPs may no longer be feasible. Future research might employ survey instruments designed specifically to measure patient experience under hospitalist care in order to identify methods to maximize patient satisfaction within the hospitalist model.

Acknowledgements

Jane Garb, MS, Academic Affairs, Baystate Medical Center, contributed to the initial database management and statistical analysis. She received no financial compensation. Dr Adrianne Seiler has received written permission for acknowledgement from Ms Garb.

Dr Adrianne Seiler made substantial contributions to our manuscript's conception and design, data acquisition, analysis, and interpretation, manuscript drafting and critical revision, and administrative support. Dr Paul Visintainer made substantial contributions to our manuscript's data analysis and interpretation, manuscript critical revision, and statistical analysis. Michael Ehresman and Richard Brzostek made substantial contributions to our manuscript's data acquisition, manuscript critical revision, and administrative support. Dr Evan Benjamin made substantial contributions to our manuscript's conception and design, analysis and interpretation of data, manuscript drafting, and administrative support. Dr Winthrop Whitcomb made substantial contributions to our manuscript's data analysis and interpretation, and manuscript critical revision. Dr Michael Rothberg made substantial contributions to our manuscript's conception and design, data analysis and interpretation, manuscript critical revision, and supervision.

References
  1. American Hospital Association Annual Survey Database.Fiscal Year2009.
  2. Lindenauer PK,Chehabeddine R,Pekow P,Fitzgerald J,Benjamin EM.Quality of care for patients hospitalized with heart failure: assessing the impact of hospitalists.Arch Intern Med.2002;162:12511256.
  3. Lindenauer PK,Rothberg MB,Pekow PS,Kenwood C,Benjamin EM,Auerbach AD.Outcomes of care by hospitalists, general internists, and family physicians.N Engl J Med.2007;357:25892600.
  4. Rifkin WD,Burger A,Holmboe ES,Sturdevant B.Comparison of hospitalists and nonhospitalists regarding core measures of pneumonia care.Am J Manag Care.2007;13:129132.
  5. Rifkin WD,Conner D,Silver A,Eichorn A.Comparison of processes and outcomes of pneumonia care between hospitalists and community‐based primary care physicians.Mayo Clin Proc.2002;77:10531058.
  6. Rifkin WD,Holmboe E,Scherer H,Sierra H.Comparison of hospitalists and nonhospitalists in inpatient length of stay adjusting for patient and physician characteristics.J Gen Intern Med.2004;19:11271132.
  7. Roytman MM,Thomas SM,Jiang CS.Comparison of practice patterns of hospitalists and community physicians in the care of patients with congestive heart failure.J Hosp Med.2008;3:3541.
  8. Meltzer D,Manning WG,Morrison J, et al.Effects of physician experience on costs and outcomes on an academic general medicine service: results of a trial of hospitalists.Ann Intern Med.2002;137:866874.
  9. Hackner D,Tu G,Braunstein GD,Ault M,Weingarten S,Mohsenifar Z.The value of a hospitalist service: efficient care for the aging population?Chest.2001;119:580589.
  10. Everett GD,Anton MP,Jackson BK,Swigert C,Uddin N.Comparison of hospital costs and length of stay associated with general internists and hospitalist physicians at a community hospital.Am J Manag Care.2004;10:626630.
  11. Southern WN,Berger MA,Bellin EY,Hailpern SM,Arnsten JH.Hospitalist care and length of stay in patients requiring complex discharge planning and close clinical monitoring.Arch Intern Med.2007;167:18691874.
  12. Coffman J,Rundall TG.The impact of hospitalists on the cost and quality of inpatient care in the United States: a research synthesis.Med Care Res Rev.2005;62(4):379406.
  13. US Department of Health and Human Services Medicare Hospital Value‐Based Purchasing Plan Development Issues Paper. 1st Public Listening Session January 17, 2007. Available at: https://www.cms. gov/AcuteInpatientPPS/downloads/hospital_VBP_plan_issues_paper. pdf. Accessed on May 26, 2011.
  14. Hospital Value‐Based Purchasing: Measure Explanations. Available at: http://www.healthcare.gov/news/factsheets/valuebasedpurchasing 04292011b.html. Accessed on May 26, 2011.
  15. Safran DG,Taira DA,Rogers WH,Kosinski M,Ware JE,Tarlov AR.Linking primary care performance to outcomes of care.J Fam Pract.1998;47:213220.
  16. Saultz JW,Albedaiwi W.Interpersonal continuity of care and patient satisfaction: a critical review.Ann Fam Med.2004;2:445451.
  17. Cabana MD,Jee SH.Does continuity of care improve patient outcomes?J Fam Pract.2004;53:974980.
  18. Fan VS,Burman M,McDonell MB,Fihn SD.Continuity of care and other determinants of patient satisfaction with primary care.J Gen Intern Med.2005;20:226233.
  19. Mainous AG,Baker R,Love MM,Gray DP,Gill JM.Continuity of care and trust in one's physician: evidence from primary care in the United States and the United Kingdom.Fam Med.2001;33:2227.
  20. Kao AC,Green DC,Davis NA,Koplan JP,Cleary PD.Patients' trust in their physicians: effects of choice, continuity, and payment method.J Gen Intern Med.1998;13:681686.
  21. Barros AJ,Hirakata VN.Alternatives for logistic regression in cross‐sectional studies: an empirical comparison of models that directly estimate the prevalence ratio.BMC Med Res Methodol.2003;3:21.
  22. Wasson JH,Sauvigne AE,Mogielnicki RP, et al.Continuity of outpatient medical care in elderly men. A randomized trial.JAMA.1984;252:24132417.
  23. Wachter RM,Goldman L.The hospitalist movement 5 years later.JAMA.2002;287:487494.
  24. Palmer HC,Armistead NS,Elnicki DM, et al.The effect of a hospitalist service with nurse discharge planner on patient care in an academic teaching hospital.Am J Med.2001;111(8):627632.
  25. Meltzer DO,Shah MN,Morrison J, et al.Decreased length of stay, costs and mortality in a randomized trial of academic hospitalists.J Gen Intern Med.2001;16(suppl):S208.
  26. Wachter RM,Katz P,Showstack J,Bindman AB,Goldman L.Reorganizing an academic medical service: impact on cost, quality, patient satisfaction, and education.JAMA.1998;279(19):15601565.
  27. Freese RB.The Park Nicollet experience in establishing a hospitalist system.Ann Intern Med.1999;130:350354.
  28. Davis KM,Koch KE,Harvey JK,Wilson R,Englert J,Gerard PD.Effects of hospitalists on cost, outcomes, and patient satisfaction in a rural health system.Am J Med.2000;108:621626.
  29. Larson CO,Nelson EC,Gustafson D,Batalden PB.The relationship between meeting patients' information needs and their satisfaction with hospital care and general health status outcomes.Int J Qual Health Care.1996;8:447456.
  30. Tarrant C,Stokes T,Baker R.Factors associated with patients' trust in their general practitioner: a cross‐sectional survey.Br J Gen Pract.2003;53:798800.
  31. Adler R,Vasiliadis A,Bickell N.The relationship between continuity and patient satisfaction: a systematic review.Fam Pract.2010;27:171178.
  32. Hruby M,Pantilat SZ,Lo B.How do patients view the role of the primary care physician in inpatient care?Dis Mon.2002;48:230238.
  33. Pereira AG,Pearson SD.Patient attitudes toward continuity of care.Arch Intern Med.2003;163:909912.
  34. Summary of HCAHPS Survey Results. Available at: http://www. hcahpsonline.org/files/12–13‐10_Summary_of_HCAHPS_Survey_ Results_December_2010.pdf. Accessed on May 27,2011.
References
  1. American Hospital Association Annual Survey Database.Fiscal Year2009.
  2. Lindenauer PK,Chehabeddine R,Pekow P,Fitzgerald J,Benjamin EM.Quality of care for patients hospitalized with heart failure: assessing the impact of hospitalists.Arch Intern Med.2002;162:12511256.
  3. Lindenauer PK,Rothberg MB,Pekow PS,Kenwood C,Benjamin EM,Auerbach AD.Outcomes of care by hospitalists, general internists, and family physicians.N Engl J Med.2007;357:25892600.
  4. Rifkin WD,Burger A,Holmboe ES,Sturdevant B.Comparison of hospitalists and nonhospitalists regarding core measures of pneumonia care.Am J Manag Care.2007;13:129132.
  5. Rifkin WD,Conner D,Silver A,Eichorn A.Comparison of processes and outcomes of pneumonia care between hospitalists and community‐based primary care physicians.Mayo Clin Proc.2002;77:10531058.
  6. Rifkin WD,Holmboe E,Scherer H,Sierra H.Comparison of hospitalists and nonhospitalists in inpatient length of stay adjusting for patient and physician characteristics.J Gen Intern Med.2004;19:11271132.
  7. Roytman MM,Thomas SM,Jiang CS.Comparison of practice patterns of hospitalists and community physicians in the care of patients with congestive heart failure.J Hosp Med.2008;3:3541.
  8. Meltzer D,Manning WG,Morrison J, et al.Effects of physician experience on costs and outcomes on an academic general medicine service: results of a trial of hospitalists.Ann Intern Med.2002;137:866874.
  9. Hackner D,Tu G,Braunstein GD,Ault M,Weingarten S,Mohsenifar Z.The value of a hospitalist service: efficient care for the aging population?Chest.2001;119:580589.
  10. Everett GD,Anton MP,Jackson BK,Swigert C,Uddin N.Comparison of hospital costs and length of stay associated with general internists and hospitalist physicians at a community hospital.Am J Manag Care.2004;10:626630.
  11. Southern WN,Berger MA,Bellin EY,Hailpern SM,Arnsten JH.Hospitalist care and length of stay in patients requiring complex discharge planning and close clinical monitoring.Arch Intern Med.2007;167:18691874.
  12. Coffman J,Rundall TG.The impact of hospitalists on the cost and quality of inpatient care in the United States: a research synthesis.Med Care Res Rev.2005;62(4):379406.
  13. US Department of Health and Human Services Medicare Hospital Value‐Based Purchasing Plan Development Issues Paper. 1st Public Listening Session January 17, 2007. Available at: https://www.cms. gov/AcuteInpatientPPS/downloads/hospital_VBP_plan_issues_paper. pdf. Accessed on May 26, 2011.
  14. Hospital Value‐Based Purchasing: Measure Explanations. Available at: http://www.healthcare.gov/news/factsheets/valuebasedpurchasing 04292011b.html. Accessed on May 26, 2011.
  15. Safran DG,Taira DA,Rogers WH,Kosinski M,Ware JE,Tarlov AR.Linking primary care performance to outcomes of care.J Fam Pract.1998;47:213220.
  16. Saultz JW,Albedaiwi W.Interpersonal continuity of care and patient satisfaction: a critical review.Ann Fam Med.2004;2:445451.
  17. Cabana MD,Jee SH.Does continuity of care improve patient outcomes?J Fam Pract.2004;53:974980.
  18. Fan VS,Burman M,McDonell MB,Fihn SD.Continuity of care and other determinants of patient satisfaction with primary care.J Gen Intern Med.2005;20:226233.
  19. Mainous AG,Baker R,Love MM,Gray DP,Gill JM.Continuity of care and trust in one's physician: evidence from primary care in the United States and the United Kingdom.Fam Med.2001;33:2227.
  20. Kao AC,Green DC,Davis NA,Koplan JP,Cleary PD.Patients' trust in their physicians: effects of choice, continuity, and payment method.J Gen Intern Med.1998;13:681686.
  21. Barros AJ,Hirakata VN.Alternatives for logistic regression in cross‐sectional studies: an empirical comparison of models that directly estimate the prevalence ratio.BMC Med Res Methodol.2003;3:21.
  22. Wasson JH,Sauvigne AE,Mogielnicki RP, et al.Continuity of outpatient medical care in elderly men. A randomized trial.JAMA.1984;252:24132417.
  23. Wachter RM,Goldman L.The hospitalist movement 5 years later.JAMA.2002;287:487494.
  24. Palmer HC,Armistead NS,Elnicki DM, et al.The effect of a hospitalist service with nurse discharge planner on patient care in an academic teaching hospital.Am J Med.2001;111(8):627632.
  25. Meltzer DO,Shah MN,Morrison J, et al.Decreased length of stay, costs and mortality in a randomized trial of academic hospitalists.J Gen Intern Med.2001;16(suppl):S208.
  26. Wachter RM,Katz P,Showstack J,Bindman AB,Goldman L.Reorganizing an academic medical service: impact on cost, quality, patient satisfaction, and education.JAMA.1998;279(19):15601565.
  27. Freese RB.The Park Nicollet experience in establishing a hospitalist system.Ann Intern Med.1999;130:350354.
  28. Davis KM,Koch KE,Harvey JK,Wilson R,Englert J,Gerard PD.Effects of hospitalists on cost, outcomes, and patient satisfaction in a rural health system.Am J Med.2000;108:621626.
  29. Larson CO,Nelson EC,Gustafson D,Batalden PB.The relationship between meeting patients' information needs and their satisfaction with hospital care and general health status outcomes.Int J Qual Health Care.1996;8:447456.
  30. Tarrant C,Stokes T,Baker R.Factors associated with patients' trust in their general practitioner: a cross‐sectional survey.Br J Gen Pract.2003;53:798800.
  31. Adler R,Vasiliadis A,Bickell N.The relationship between continuity and patient satisfaction: a systematic review.Fam Pract.2010;27:171178.
  32. Hruby M,Pantilat SZ,Lo B.How do patients view the role of the primary care physician in inpatient care?Dis Mon.2002;48:230238.
  33. Pereira AG,Pearson SD.Patient attitudes toward continuity of care.Arch Intern Med.2003;163:909912.
  34. Summary of HCAHPS Survey Results. Available at: http://www. hcahpsonline.org/files/12–13‐10_Summary_of_HCAHPS_Survey_ Results_December_2010.pdf. Accessed on May 27,2011.
Issue
Journal of Hospital Medicine - 7(2)
Issue
Journal of Hospital Medicine - 7(2)
Page Number
131-136
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131-136
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Patient satisfaction with hospital care provided by hospitalists and primary care physicians
Display Headline
Patient satisfaction with hospital care provided by hospitalists and primary care physicians
Legacy Keywords
communication, continuity of care, discharge planning, outcomes measurement, quality improvement
Legacy Keywords
communication, continuity of care, discharge planning, outcomes measurement, quality improvement
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Copyright © 2011 Society of Hospital Medicine

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Division of Hospital Medicine, Baystate Medical Center, 759 Chestnut St, Springfield, MA 01199
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Insulin Administration Errors

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Mon, 01/02/2017 - 19:34
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Inpatient insulin orders: Are patients getting what is prescribed?

Diabetes care in the inpatient setting requires coordination between multiple service providers. Breakdowns in this process occur at all levels leading to potential serious harm.1 Error rates focusing on multiple areas related to diabetes care, including the inpatient provision of insulin, have been described as high as 19.5% in 14,000 patients surveyed in the United Kingdom.2 Missteps are important, as insulin prescribing errors are more commonly associated with patient harm.3 In the United States, medication errors related to provision of care to critically ill patients has been documented, but, to our knowledge, no such reports regarding general medical or surgical wards exist.4

Insulin errors can result from a wide range of possible reasons including: incorrect medication reconciliation, prescribing errors, dispensing errors, administration errors, suboptimal meal timing, or errors in communication for discharge plans regarding diabetes care. Examining each of these areas as a whole could be a daunting task. As such, we sought to examine 1 portion of insulin provision as an initial focus for performance improvement at our institution. Our purpose was to describe the rates of errors associated with insulin administration at our single academic medical center on general medicine and surgical wards.

Methods

Study patients for this observational, prospective snapshot were identified by electronic medical records in 4 consecutive weeks in April 2009 at Barnes‐Jewish Hospital (St Louis, MO), a 1200 bed academic medical center. This study was approved by the Washington University in St Louis School of Medicine Human Studies Committee, and the requirement for informed consent was waived.

On day 1 of each snapshot period, all patients on the identified wards were examined to determine if insulin was currently active as part of the inpatient medication orders. If active, this patient was enrolled into the evaluation data set. No patients were excluded if insulin was currently ordered. Four inpatient areas were selected to provide a representation of the non‐critically ill patient population at our institution. The 4 areas selected were: a cardiac care ward (typical census = 24), a general medicine ward (typical census = 24), an abdominal transplant ward (typical census = 18), and a general surgery ward (typical census = 22). Taken together, these areas represent about 20% of the total non‐critically ill patient population at our hospital. The transplant area was chosen because it represents a high‐risk population with medication (corticosteroid)‐induced diabetes. Nursing and physician care are typically exclusive in these areas, and very little crossover among these healthcare providers would have occurred among the units surveyed during the study period.

Each patient included on day 1 of each audit period was followed for a total of up to 7 days. Patients were only enrolled on day 1 of each audit period. Four survey periods were conducted, providing an evaluation of 28 days of insulin therapy in the studied units. Four periods were selected to pick up more patients on day 1 of each audit period. Electronic records of medication administration and evaluation of paper chart orders provided the information for insulin administration error rates. Additionally, physician notes regarding patients' histories and home insulin use were reviewed for background information for our patient population. Prospective daily assessments of insulin orders, doses charted, nursing notes, and blood glucose values were conducted for potential errors in insulin administration.

All definitions of insulin administration errors were defined prior to data collection. The investigators reviewed available literature involving insulin errors, and found no standardized definitions or previously published assessments at the time of inception of our study. As such, we examined our own clinical practice for areas of potential concern related to insulin administration. The following error categories were identified: transcription errors (eg, insulin glargine 10 units qpm written, but order transcribed and carried out as 20 units qpm); greater than 1 hour between obtained point‐of‐care blood glucose value and provision of correctional (sliding‐scale) insulin; insulin held without a physician order present in the medical records; missing documentation of insulin doses (glucose value of 150 mg/dL present, but no documented correctional dose corresponding to this value present in medical record); premeal and correctional insulin given at separate times; and no documentation of physician notification for hypoglycemia. Other reasons for potential insulin administration errors were collected if deemed pertinent by the individual auditors.

At the time of our survey, a standardized subcutaneous insulin administration order set was utilized in all of the surveyed units. As computerized physician order entry was not yet available at our institution, all orders were transcribed electronically from paper orders. This insulin order set has been in place for 5 years. Once initiated, all portions of the order set are initiated, including communication to nurses regarding glucose measuring times, requirement for documentation of hypoglycemia, and proposed glucose goals. A survey of insulin orders during the audit time revealed that >97% of all insulin orders were initiated from this standardized order set. These order sets encouraged the provision of physiological insulin (basal‐bolus) using insulin glargine and insulin aspart in eligible individuals. Although no systematic, standardized goal for glucose attainment was promoted, a fasting blood glucose of 90‐130 mg/dL and post‐prandial value of <180 mg/dL was encouraged. The order sets had a stated requirement of physician contact for all blood glucose values <70 mg/dL. Although lack of documentation of hypoglycemia may not be directly considered an error associated with administration of insulin, the research group decided to include this provision in the definition of administration errors, given the ability of this parameter to provide a sense of overall completeness of insulin orders and as a marker of collaborative practice in the management of inpatient hyperglycemia.

Nurses documented glucose values and responses in electronic medical administration records as a matter of routine. Point‐of‐care glucose values were obtained by either patient care technicians or nurses on each individual ward. As an academic medical institution, physicians were frequently paged by other members of the healthcare team.

Each auditor (E.N.D., A.L., L.L.W., K.A.H.) reviewed 1 consistent unit during the audit period. All data for insulin administration errors were tabulated, and descriptive rates of errors were used on a per‐patient or per‐stay basis

Results

A total of 116 patient‐audit periods were identified during the 28‐day study period (Table 1). Sixty‐five patients were on surgical services, and 51 were on medicine services, representing 378 inpatient days. Median length of stay was 3.5 days. Home insulin use was evident in 49% of the surveyed population. Patients' mean A1C (data available within 3 months prior to admission) was 8.1% (n = 41). Inpatient insulin regimens on day 1 included correctional insulin only (51.7% of cases). Regimens containing neutral protamine Hagedorn (NPH) or glargine also included correctional insulin in 95% of cases, and premeal insulin in 35%. Regimens including both premeal insulin and correctional insulin occurred in 25% of the patients. Diet status indicated that 83% of the population was taking an oral diet on day 1, and 13% were nil per os (nothing by mouth [NPO]).

Baseline Demographics
Characteristic Result
  • Abbreviations: A1C, glycated hemoglobin; DM1, diabetes mellitus type 1; DM2, diabetes mellitus type 2; NPH, neutral protamine Hagedorn; NPO, nil per os (nothing by mouth); TPN, total parenteral nutrition.

Mean age, years 59
Mean body mass index 30.9
Male 58%
Reason for admission
Diabetes‐related 7 (6%)
Cardiovascular 23 (19.8%)
Infection/sepsis 12 (10.3%)
Transplant 10 (8.6%)
Vascular surgery 10 (8.6%)
Transplant complication 8 (6.9%)
Other 46 (39.6%)
History of diabetes
DM1 7 (6%)
DM2 77 (67%)
Steroid‐induced 8 (7%)
No history of diabetes 24 (20%)
Most recent A1C (n = 41) (mean) 8.1%
Home insulin use 57 (49%)
Hospital NPH, day 1 14 (12.0%)
Hospital glargine, day 1 33 (28.4%)
Hospital correctional insulin only, day 1 60 (51.7%)
Day 1 diet
Prudent diabetic 58 (50%)
NPO 15 (13%)
Other 38 (32.7%)
Tube feeds 3 (2.6%)
TPN 2 (1.7%)

A total of 199 administration errors occurred at a rate of 1.72 errors/patient‐period and 0.53 errors/patient day (Table 2). Missing documentation of doses (15.5% of all patients) and insulin being held without an order (25% of patients) were the most frequently occurring events. Errors classified as other were found in 13.1% of the defined events. These other errors consisted of not carrying out correctional dose insulin orders appropriately (eg, blood sugar value of 149 mg/dL should have resulted in a correctional dose of 2 units, but 3 units were documented as given instead), timing errors related to provision of mealtime insulin apart from documented provision of a meal, or not following the required documentation for insulin pumps.

Insulin Administration Error Results
Category No. of events (% Out of 199 Total Errors)
Transcription error 15 (7.5)
Greater than 1 hr between blood sugar evaluation and insulin administration 20 (10.1)
Insulin held without a physician order 36 (18.1)
Missing documentation of insulin doses 58 (29.1)
Premeal and correctional insulin given at separate time 19 (9.5)
No documentation of physician notification of hypoglycemia 25 (12.6)
Other 26 (13.1)

Forty‐two patients (36%) experienced no errors in insulin administration, 18 patients experienced 1 error, 21 patients had 2 errors, and 11 patients had 3 errors. The remainder of the patients (n = 23; 19.9%) had 4 or more errors during their observation period. Were similar across the units surveyed. Frequency of errors remained consistent regardless of reason for admission, history of diabetes or insulin use at home, or length of stay. Most errors occurred on days 1 and 2 of the hospital stay. Error rates and types were consistent across all units surveyed.

Discussion/Conclusion

We found that insulin administration errors were common in our inpatient snapshot of non‐critically ill patients. In our observational evaluation, 64% of patients had at least 1 error related to insulin administration. Errors related to missing documentation of scheduled doses, or doses held without a prescriber order, were the most common. Implications of missed or held doses could range from unclear approaches for dose adjustment due to missing information, incorrect titration due to incomplete information, or hypoglycemia and hyperglycemia.

This observed rate of error is much higher than the described error rate of 19.5% reported in the United Kingdom.2 This difference in error rates most likely reflects a difference in focus, as investigators in that national effort focused on prescriber error, aberrations in blood glucose values, and readmission rates. Our evaluation in assessing error rates regarding insulin administration supports the use of personnel keenly aware of the processes related to insulin administration, and provides insight into the importance of evaluating small portions of insulin provision (administration vs prescribing, etc) in assessing grounds for improvement in care. It is important to note that our findings may be exaggerated and are not entirely comparable to a study with a different scope and size.

Our snapshot tool and baseline evaluation is a simple method that could be undertaken at many institutions. As such, this methodology and error estimate serves as a gauge for future comparisons and areas for intervention. Limitations of our assessment include the small portion of patients audited during our evaluation versus using a snapshot of our entire hospital, utilizing nonstandardized criteria for determination of insulin errors, and the lack of correlation of clinical significance (aberrations in glucose values) with errors observed. Also, this single‐institution review may not be generalizable to all institutions. Additionally, we only examined errors related to administration of insulin. Other areas that would complete the picture, related to diabetic therapies and outcomes, would need to include prescribing errors or dispensing errors and relate these to glycemic outcomes. Assessment of these additional errors may have revealed more clinically important events that were not revealed in this small snapshot. Lastly, clinical endpoints such as intensive care unit (ICU) transfers, mortality, or readmissions were not assessed in this small study.

We are fortunate that many of these errors were apparently clinically silent, but in a subset of patients, the risk is real and life‐threatening. Risk occurs at both ends of the glucose spectrum, with the low end receiving the greatest attention. Severe hypoglycemia with harm and inpatient diabetic ketoacidosis have been qualified as newer events by Medicare. Hypoglycemia in the ICU population (<40 mg/dL) is an independent marker of mortality.5 Hypoglycemia (<50 mg/dL) has been associated with heart attacks, strokes, and death in the outpatient setting.6

The ability to safely control blood sugar in the hospital requires that medications are administered on time, and that communication occurs between the prescribing provider and the nursing staff providing care. Along with the case‐by‐case implications regarding the need for accurate administration of insulin for subsequent titration and determination of discharge prescriptions for patients with diabetes, there are many implications regarding the assessment of inpatient provision of insulin on determining institutional practices based on previous performance. If insulin administration is not accurately provided or documented, institutions will find it difficult to correctly make changes to insulin protocols for targeting future improvements. Our evaluation indicates an obvious need for quality improvement with 18.1% of the errors reflecting holding insulin without an order, and 12.6% of the errors showing no documentation for the physician being notified of hypoglycemia requiring treatment. The need to foster structured nurse‐physician communication will play a critical role in any process improvement. Communication is key for the optimal provision of insulin in the inpatient setting. Computerized order entry and bar‐code guided administration of doses of insulin may fix some types of the errors (transcription and missed documentation, respectively). That said, one of the largest impacts of this survey may reveal that these errors may not be fixed by technology, but may require more targeted and difficult interventions, such as continuing education and holding clinicians accountable. This study provides insight into the complicated issues regarding inpatient insulin administration and, due to its systematic approach, has given direction for process and system improvements.

Files
References
  1. Hellman R.Patient safety and inpatient glycemic control: translating concepts into action.Endocr Pract.2006;12:4955.
  2. Lamont T,Cousins D,Hillson R,Bischler A,Terblanche M.Safer administration of insulin: summary of a safety report from the National Patient Safety Agency.BMJ.341:883.
  3. Calabrese AD,Erstad BL,Brandl K,Barletta JF,Kane SL,Sherman DS.Medication administration errors in adult patients in the ICU.Intensive Care Med.2001;27(10):15921598.
  4. United States Pharmacopeia. MEDMARX 5th anniversary data report. A chartbook of 2003 findings and trends 1999–2003. Available at: http://www.usp.org/products/medMarx/index.html?USP_Print. Accessed December 1,2010.
  5. Van den Berghe G,Wilmer A,Hermans G, et al.Intensive insulin therapy in the medical ICU.N Engl J Med.2006;354:449461.
  6. The ADVANCE Trial Collaborative Group.Intensive blood glucose control and vascular outcomes in patients with type 2 diabetes.N Engl J Med.2008;358:25602572.
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Issue
Journal of Hospital Medicine - 6(9)
Page Number
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Diabetes care in the inpatient setting requires coordination between multiple service providers. Breakdowns in this process occur at all levels leading to potential serious harm.1 Error rates focusing on multiple areas related to diabetes care, including the inpatient provision of insulin, have been described as high as 19.5% in 14,000 patients surveyed in the United Kingdom.2 Missteps are important, as insulin prescribing errors are more commonly associated with patient harm.3 In the United States, medication errors related to provision of care to critically ill patients has been documented, but, to our knowledge, no such reports regarding general medical or surgical wards exist.4

Insulin errors can result from a wide range of possible reasons including: incorrect medication reconciliation, prescribing errors, dispensing errors, administration errors, suboptimal meal timing, or errors in communication for discharge plans regarding diabetes care. Examining each of these areas as a whole could be a daunting task. As such, we sought to examine 1 portion of insulin provision as an initial focus for performance improvement at our institution. Our purpose was to describe the rates of errors associated with insulin administration at our single academic medical center on general medicine and surgical wards.

Methods

Study patients for this observational, prospective snapshot were identified by electronic medical records in 4 consecutive weeks in April 2009 at Barnes‐Jewish Hospital (St Louis, MO), a 1200 bed academic medical center. This study was approved by the Washington University in St Louis School of Medicine Human Studies Committee, and the requirement for informed consent was waived.

On day 1 of each snapshot period, all patients on the identified wards were examined to determine if insulin was currently active as part of the inpatient medication orders. If active, this patient was enrolled into the evaluation data set. No patients were excluded if insulin was currently ordered. Four inpatient areas were selected to provide a representation of the non‐critically ill patient population at our institution. The 4 areas selected were: a cardiac care ward (typical census = 24), a general medicine ward (typical census = 24), an abdominal transplant ward (typical census = 18), and a general surgery ward (typical census = 22). Taken together, these areas represent about 20% of the total non‐critically ill patient population at our hospital. The transplant area was chosen because it represents a high‐risk population with medication (corticosteroid)‐induced diabetes. Nursing and physician care are typically exclusive in these areas, and very little crossover among these healthcare providers would have occurred among the units surveyed during the study period.

Each patient included on day 1 of each audit period was followed for a total of up to 7 days. Patients were only enrolled on day 1 of each audit period. Four survey periods were conducted, providing an evaluation of 28 days of insulin therapy in the studied units. Four periods were selected to pick up more patients on day 1 of each audit period. Electronic records of medication administration and evaluation of paper chart orders provided the information for insulin administration error rates. Additionally, physician notes regarding patients' histories and home insulin use were reviewed for background information for our patient population. Prospective daily assessments of insulin orders, doses charted, nursing notes, and blood glucose values were conducted for potential errors in insulin administration.

All definitions of insulin administration errors were defined prior to data collection. The investigators reviewed available literature involving insulin errors, and found no standardized definitions or previously published assessments at the time of inception of our study. As such, we examined our own clinical practice for areas of potential concern related to insulin administration. The following error categories were identified: transcription errors (eg, insulin glargine 10 units qpm written, but order transcribed and carried out as 20 units qpm); greater than 1 hour between obtained point‐of‐care blood glucose value and provision of correctional (sliding‐scale) insulin; insulin held without a physician order present in the medical records; missing documentation of insulin doses (glucose value of 150 mg/dL present, but no documented correctional dose corresponding to this value present in medical record); premeal and correctional insulin given at separate times; and no documentation of physician notification for hypoglycemia. Other reasons for potential insulin administration errors were collected if deemed pertinent by the individual auditors.

At the time of our survey, a standardized subcutaneous insulin administration order set was utilized in all of the surveyed units. As computerized physician order entry was not yet available at our institution, all orders were transcribed electronically from paper orders. This insulin order set has been in place for 5 years. Once initiated, all portions of the order set are initiated, including communication to nurses regarding glucose measuring times, requirement for documentation of hypoglycemia, and proposed glucose goals. A survey of insulin orders during the audit time revealed that >97% of all insulin orders were initiated from this standardized order set. These order sets encouraged the provision of physiological insulin (basal‐bolus) using insulin glargine and insulin aspart in eligible individuals. Although no systematic, standardized goal for glucose attainment was promoted, a fasting blood glucose of 90‐130 mg/dL and post‐prandial value of <180 mg/dL was encouraged. The order sets had a stated requirement of physician contact for all blood glucose values <70 mg/dL. Although lack of documentation of hypoglycemia may not be directly considered an error associated with administration of insulin, the research group decided to include this provision in the definition of administration errors, given the ability of this parameter to provide a sense of overall completeness of insulin orders and as a marker of collaborative practice in the management of inpatient hyperglycemia.

Nurses documented glucose values and responses in electronic medical administration records as a matter of routine. Point‐of‐care glucose values were obtained by either patient care technicians or nurses on each individual ward. As an academic medical institution, physicians were frequently paged by other members of the healthcare team.

Each auditor (E.N.D., A.L., L.L.W., K.A.H.) reviewed 1 consistent unit during the audit period. All data for insulin administration errors were tabulated, and descriptive rates of errors were used on a per‐patient or per‐stay basis

Results

A total of 116 patient‐audit periods were identified during the 28‐day study period (Table 1). Sixty‐five patients were on surgical services, and 51 were on medicine services, representing 378 inpatient days. Median length of stay was 3.5 days. Home insulin use was evident in 49% of the surveyed population. Patients' mean A1C (data available within 3 months prior to admission) was 8.1% (n = 41). Inpatient insulin regimens on day 1 included correctional insulin only (51.7% of cases). Regimens containing neutral protamine Hagedorn (NPH) or glargine also included correctional insulin in 95% of cases, and premeal insulin in 35%. Regimens including both premeal insulin and correctional insulin occurred in 25% of the patients. Diet status indicated that 83% of the population was taking an oral diet on day 1, and 13% were nil per os (nothing by mouth [NPO]).

Baseline Demographics
Characteristic Result
  • Abbreviations: A1C, glycated hemoglobin; DM1, diabetes mellitus type 1; DM2, diabetes mellitus type 2; NPH, neutral protamine Hagedorn; NPO, nil per os (nothing by mouth); TPN, total parenteral nutrition.

Mean age, years 59
Mean body mass index 30.9
Male 58%
Reason for admission
Diabetes‐related 7 (6%)
Cardiovascular 23 (19.8%)
Infection/sepsis 12 (10.3%)
Transplant 10 (8.6%)
Vascular surgery 10 (8.6%)
Transplant complication 8 (6.9%)
Other 46 (39.6%)
History of diabetes
DM1 7 (6%)
DM2 77 (67%)
Steroid‐induced 8 (7%)
No history of diabetes 24 (20%)
Most recent A1C (n = 41) (mean) 8.1%
Home insulin use 57 (49%)
Hospital NPH, day 1 14 (12.0%)
Hospital glargine, day 1 33 (28.4%)
Hospital correctional insulin only, day 1 60 (51.7%)
Day 1 diet
Prudent diabetic 58 (50%)
NPO 15 (13%)
Other 38 (32.7%)
Tube feeds 3 (2.6%)
TPN 2 (1.7%)

A total of 199 administration errors occurred at a rate of 1.72 errors/patient‐period and 0.53 errors/patient day (Table 2). Missing documentation of doses (15.5% of all patients) and insulin being held without an order (25% of patients) were the most frequently occurring events. Errors classified as other were found in 13.1% of the defined events. These other errors consisted of not carrying out correctional dose insulin orders appropriately (eg, blood sugar value of 149 mg/dL should have resulted in a correctional dose of 2 units, but 3 units were documented as given instead), timing errors related to provision of mealtime insulin apart from documented provision of a meal, or not following the required documentation for insulin pumps.

Insulin Administration Error Results
Category No. of events (% Out of 199 Total Errors)
Transcription error 15 (7.5)
Greater than 1 hr between blood sugar evaluation and insulin administration 20 (10.1)
Insulin held without a physician order 36 (18.1)
Missing documentation of insulin doses 58 (29.1)
Premeal and correctional insulin given at separate time 19 (9.5)
No documentation of physician notification of hypoglycemia 25 (12.6)
Other 26 (13.1)

Forty‐two patients (36%) experienced no errors in insulin administration, 18 patients experienced 1 error, 21 patients had 2 errors, and 11 patients had 3 errors. The remainder of the patients (n = 23; 19.9%) had 4 or more errors during their observation period. Were similar across the units surveyed. Frequency of errors remained consistent regardless of reason for admission, history of diabetes or insulin use at home, or length of stay. Most errors occurred on days 1 and 2 of the hospital stay. Error rates and types were consistent across all units surveyed.

Discussion/Conclusion

We found that insulin administration errors were common in our inpatient snapshot of non‐critically ill patients. In our observational evaluation, 64% of patients had at least 1 error related to insulin administration. Errors related to missing documentation of scheduled doses, or doses held without a prescriber order, were the most common. Implications of missed or held doses could range from unclear approaches for dose adjustment due to missing information, incorrect titration due to incomplete information, or hypoglycemia and hyperglycemia.

This observed rate of error is much higher than the described error rate of 19.5% reported in the United Kingdom.2 This difference in error rates most likely reflects a difference in focus, as investigators in that national effort focused on prescriber error, aberrations in blood glucose values, and readmission rates. Our evaluation in assessing error rates regarding insulin administration supports the use of personnel keenly aware of the processes related to insulin administration, and provides insight into the importance of evaluating small portions of insulin provision (administration vs prescribing, etc) in assessing grounds for improvement in care. It is important to note that our findings may be exaggerated and are not entirely comparable to a study with a different scope and size.

Our snapshot tool and baseline evaluation is a simple method that could be undertaken at many institutions. As such, this methodology and error estimate serves as a gauge for future comparisons and areas for intervention. Limitations of our assessment include the small portion of patients audited during our evaluation versus using a snapshot of our entire hospital, utilizing nonstandardized criteria for determination of insulin errors, and the lack of correlation of clinical significance (aberrations in glucose values) with errors observed. Also, this single‐institution review may not be generalizable to all institutions. Additionally, we only examined errors related to administration of insulin. Other areas that would complete the picture, related to diabetic therapies and outcomes, would need to include prescribing errors or dispensing errors and relate these to glycemic outcomes. Assessment of these additional errors may have revealed more clinically important events that were not revealed in this small snapshot. Lastly, clinical endpoints such as intensive care unit (ICU) transfers, mortality, or readmissions were not assessed in this small study.

We are fortunate that many of these errors were apparently clinically silent, but in a subset of patients, the risk is real and life‐threatening. Risk occurs at both ends of the glucose spectrum, with the low end receiving the greatest attention. Severe hypoglycemia with harm and inpatient diabetic ketoacidosis have been qualified as newer events by Medicare. Hypoglycemia in the ICU population (<40 mg/dL) is an independent marker of mortality.5 Hypoglycemia (<50 mg/dL) has been associated with heart attacks, strokes, and death in the outpatient setting.6

The ability to safely control blood sugar in the hospital requires that medications are administered on time, and that communication occurs between the prescribing provider and the nursing staff providing care. Along with the case‐by‐case implications regarding the need for accurate administration of insulin for subsequent titration and determination of discharge prescriptions for patients with diabetes, there are many implications regarding the assessment of inpatient provision of insulin on determining institutional practices based on previous performance. If insulin administration is not accurately provided or documented, institutions will find it difficult to correctly make changes to insulin protocols for targeting future improvements. Our evaluation indicates an obvious need for quality improvement with 18.1% of the errors reflecting holding insulin without an order, and 12.6% of the errors showing no documentation for the physician being notified of hypoglycemia requiring treatment. The need to foster structured nurse‐physician communication will play a critical role in any process improvement. Communication is key for the optimal provision of insulin in the inpatient setting. Computerized order entry and bar‐code guided administration of doses of insulin may fix some types of the errors (transcription and missed documentation, respectively). That said, one of the largest impacts of this survey may reveal that these errors may not be fixed by technology, but may require more targeted and difficult interventions, such as continuing education and holding clinicians accountable. This study provides insight into the complicated issues regarding inpatient insulin administration and, due to its systematic approach, has given direction for process and system improvements.

Diabetes care in the inpatient setting requires coordination between multiple service providers. Breakdowns in this process occur at all levels leading to potential serious harm.1 Error rates focusing on multiple areas related to diabetes care, including the inpatient provision of insulin, have been described as high as 19.5% in 14,000 patients surveyed in the United Kingdom.2 Missteps are important, as insulin prescribing errors are more commonly associated with patient harm.3 In the United States, medication errors related to provision of care to critically ill patients has been documented, but, to our knowledge, no such reports regarding general medical or surgical wards exist.4

Insulin errors can result from a wide range of possible reasons including: incorrect medication reconciliation, prescribing errors, dispensing errors, administration errors, suboptimal meal timing, or errors in communication for discharge plans regarding diabetes care. Examining each of these areas as a whole could be a daunting task. As such, we sought to examine 1 portion of insulin provision as an initial focus for performance improvement at our institution. Our purpose was to describe the rates of errors associated with insulin administration at our single academic medical center on general medicine and surgical wards.

Methods

Study patients for this observational, prospective snapshot were identified by electronic medical records in 4 consecutive weeks in April 2009 at Barnes‐Jewish Hospital (St Louis, MO), a 1200 bed academic medical center. This study was approved by the Washington University in St Louis School of Medicine Human Studies Committee, and the requirement for informed consent was waived.

On day 1 of each snapshot period, all patients on the identified wards were examined to determine if insulin was currently active as part of the inpatient medication orders. If active, this patient was enrolled into the evaluation data set. No patients were excluded if insulin was currently ordered. Four inpatient areas were selected to provide a representation of the non‐critically ill patient population at our institution. The 4 areas selected were: a cardiac care ward (typical census = 24), a general medicine ward (typical census = 24), an abdominal transplant ward (typical census = 18), and a general surgery ward (typical census = 22). Taken together, these areas represent about 20% of the total non‐critically ill patient population at our hospital. The transplant area was chosen because it represents a high‐risk population with medication (corticosteroid)‐induced diabetes. Nursing and physician care are typically exclusive in these areas, and very little crossover among these healthcare providers would have occurred among the units surveyed during the study period.

Each patient included on day 1 of each audit period was followed for a total of up to 7 days. Patients were only enrolled on day 1 of each audit period. Four survey periods were conducted, providing an evaluation of 28 days of insulin therapy in the studied units. Four periods were selected to pick up more patients on day 1 of each audit period. Electronic records of medication administration and evaluation of paper chart orders provided the information for insulin administration error rates. Additionally, physician notes regarding patients' histories and home insulin use were reviewed for background information for our patient population. Prospective daily assessments of insulin orders, doses charted, nursing notes, and blood glucose values were conducted for potential errors in insulin administration.

All definitions of insulin administration errors were defined prior to data collection. The investigators reviewed available literature involving insulin errors, and found no standardized definitions or previously published assessments at the time of inception of our study. As such, we examined our own clinical practice for areas of potential concern related to insulin administration. The following error categories were identified: transcription errors (eg, insulin glargine 10 units qpm written, but order transcribed and carried out as 20 units qpm); greater than 1 hour between obtained point‐of‐care blood glucose value and provision of correctional (sliding‐scale) insulin; insulin held without a physician order present in the medical records; missing documentation of insulin doses (glucose value of 150 mg/dL present, but no documented correctional dose corresponding to this value present in medical record); premeal and correctional insulin given at separate times; and no documentation of physician notification for hypoglycemia. Other reasons for potential insulin administration errors were collected if deemed pertinent by the individual auditors.

At the time of our survey, a standardized subcutaneous insulin administration order set was utilized in all of the surveyed units. As computerized physician order entry was not yet available at our institution, all orders were transcribed electronically from paper orders. This insulin order set has been in place for 5 years. Once initiated, all portions of the order set are initiated, including communication to nurses regarding glucose measuring times, requirement for documentation of hypoglycemia, and proposed glucose goals. A survey of insulin orders during the audit time revealed that >97% of all insulin orders were initiated from this standardized order set. These order sets encouraged the provision of physiological insulin (basal‐bolus) using insulin glargine and insulin aspart in eligible individuals. Although no systematic, standardized goal for glucose attainment was promoted, a fasting blood glucose of 90‐130 mg/dL and post‐prandial value of <180 mg/dL was encouraged. The order sets had a stated requirement of physician contact for all blood glucose values <70 mg/dL. Although lack of documentation of hypoglycemia may not be directly considered an error associated with administration of insulin, the research group decided to include this provision in the definition of administration errors, given the ability of this parameter to provide a sense of overall completeness of insulin orders and as a marker of collaborative practice in the management of inpatient hyperglycemia.

Nurses documented glucose values and responses in electronic medical administration records as a matter of routine. Point‐of‐care glucose values were obtained by either patient care technicians or nurses on each individual ward. As an academic medical institution, physicians were frequently paged by other members of the healthcare team.

Each auditor (E.N.D., A.L., L.L.W., K.A.H.) reviewed 1 consistent unit during the audit period. All data for insulin administration errors were tabulated, and descriptive rates of errors were used on a per‐patient or per‐stay basis

Results

A total of 116 patient‐audit periods were identified during the 28‐day study period (Table 1). Sixty‐five patients were on surgical services, and 51 were on medicine services, representing 378 inpatient days. Median length of stay was 3.5 days. Home insulin use was evident in 49% of the surveyed population. Patients' mean A1C (data available within 3 months prior to admission) was 8.1% (n = 41). Inpatient insulin regimens on day 1 included correctional insulin only (51.7% of cases). Regimens containing neutral protamine Hagedorn (NPH) or glargine also included correctional insulin in 95% of cases, and premeal insulin in 35%. Regimens including both premeal insulin and correctional insulin occurred in 25% of the patients. Diet status indicated that 83% of the population was taking an oral diet on day 1, and 13% were nil per os (nothing by mouth [NPO]).

Baseline Demographics
Characteristic Result
  • Abbreviations: A1C, glycated hemoglobin; DM1, diabetes mellitus type 1; DM2, diabetes mellitus type 2; NPH, neutral protamine Hagedorn; NPO, nil per os (nothing by mouth); TPN, total parenteral nutrition.

Mean age, years 59
Mean body mass index 30.9
Male 58%
Reason for admission
Diabetes‐related 7 (6%)
Cardiovascular 23 (19.8%)
Infection/sepsis 12 (10.3%)
Transplant 10 (8.6%)
Vascular surgery 10 (8.6%)
Transplant complication 8 (6.9%)
Other 46 (39.6%)
History of diabetes
DM1 7 (6%)
DM2 77 (67%)
Steroid‐induced 8 (7%)
No history of diabetes 24 (20%)
Most recent A1C (n = 41) (mean) 8.1%
Home insulin use 57 (49%)
Hospital NPH, day 1 14 (12.0%)
Hospital glargine, day 1 33 (28.4%)
Hospital correctional insulin only, day 1 60 (51.7%)
Day 1 diet
Prudent diabetic 58 (50%)
NPO 15 (13%)
Other 38 (32.7%)
Tube feeds 3 (2.6%)
TPN 2 (1.7%)

A total of 199 administration errors occurred at a rate of 1.72 errors/patient‐period and 0.53 errors/patient day (Table 2). Missing documentation of doses (15.5% of all patients) and insulin being held without an order (25% of patients) were the most frequently occurring events. Errors classified as other were found in 13.1% of the defined events. These other errors consisted of not carrying out correctional dose insulin orders appropriately (eg, blood sugar value of 149 mg/dL should have resulted in a correctional dose of 2 units, but 3 units were documented as given instead), timing errors related to provision of mealtime insulin apart from documented provision of a meal, or not following the required documentation for insulin pumps.

Insulin Administration Error Results
Category No. of events (% Out of 199 Total Errors)
Transcription error 15 (7.5)
Greater than 1 hr between blood sugar evaluation and insulin administration 20 (10.1)
Insulin held without a physician order 36 (18.1)
Missing documentation of insulin doses 58 (29.1)
Premeal and correctional insulin given at separate time 19 (9.5)
No documentation of physician notification of hypoglycemia 25 (12.6)
Other 26 (13.1)

Forty‐two patients (36%) experienced no errors in insulin administration, 18 patients experienced 1 error, 21 patients had 2 errors, and 11 patients had 3 errors. The remainder of the patients (n = 23; 19.9%) had 4 or more errors during their observation period. Were similar across the units surveyed. Frequency of errors remained consistent regardless of reason for admission, history of diabetes or insulin use at home, or length of stay. Most errors occurred on days 1 and 2 of the hospital stay. Error rates and types were consistent across all units surveyed.

Discussion/Conclusion

We found that insulin administration errors were common in our inpatient snapshot of non‐critically ill patients. In our observational evaluation, 64% of patients had at least 1 error related to insulin administration. Errors related to missing documentation of scheduled doses, or doses held without a prescriber order, were the most common. Implications of missed or held doses could range from unclear approaches for dose adjustment due to missing information, incorrect titration due to incomplete information, or hypoglycemia and hyperglycemia.

This observed rate of error is much higher than the described error rate of 19.5% reported in the United Kingdom.2 This difference in error rates most likely reflects a difference in focus, as investigators in that national effort focused on prescriber error, aberrations in blood glucose values, and readmission rates. Our evaluation in assessing error rates regarding insulin administration supports the use of personnel keenly aware of the processes related to insulin administration, and provides insight into the importance of evaluating small portions of insulin provision (administration vs prescribing, etc) in assessing grounds for improvement in care. It is important to note that our findings may be exaggerated and are not entirely comparable to a study with a different scope and size.

Our snapshot tool and baseline evaluation is a simple method that could be undertaken at many institutions. As such, this methodology and error estimate serves as a gauge for future comparisons and areas for intervention. Limitations of our assessment include the small portion of patients audited during our evaluation versus using a snapshot of our entire hospital, utilizing nonstandardized criteria for determination of insulin errors, and the lack of correlation of clinical significance (aberrations in glucose values) with errors observed. Also, this single‐institution review may not be generalizable to all institutions. Additionally, we only examined errors related to administration of insulin. Other areas that would complete the picture, related to diabetic therapies and outcomes, would need to include prescribing errors or dispensing errors and relate these to glycemic outcomes. Assessment of these additional errors may have revealed more clinically important events that were not revealed in this small snapshot. Lastly, clinical endpoints such as intensive care unit (ICU) transfers, mortality, or readmissions were not assessed in this small study.

We are fortunate that many of these errors were apparently clinically silent, but in a subset of patients, the risk is real and life‐threatening. Risk occurs at both ends of the glucose spectrum, with the low end receiving the greatest attention. Severe hypoglycemia with harm and inpatient diabetic ketoacidosis have been qualified as newer events by Medicare. Hypoglycemia in the ICU population (<40 mg/dL) is an independent marker of mortality.5 Hypoglycemia (<50 mg/dL) has been associated with heart attacks, strokes, and death in the outpatient setting.6

The ability to safely control blood sugar in the hospital requires that medications are administered on time, and that communication occurs between the prescribing provider and the nursing staff providing care. Along with the case‐by‐case implications regarding the need for accurate administration of insulin for subsequent titration and determination of discharge prescriptions for patients with diabetes, there are many implications regarding the assessment of inpatient provision of insulin on determining institutional practices based on previous performance. If insulin administration is not accurately provided or documented, institutions will find it difficult to correctly make changes to insulin protocols for targeting future improvements. Our evaluation indicates an obvious need for quality improvement with 18.1% of the errors reflecting holding insulin without an order, and 12.6% of the errors showing no documentation for the physician being notified of hypoglycemia requiring treatment. The need to foster structured nurse‐physician communication will play a critical role in any process improvement. Communication is key for the optimal provision of insulin in the inpatient setting. Computerized order entry and bar‐code guided administration of doses of insulin may fix some types of the errors (transcription and missed documentation, respectively). That said, one of the largest impacts of this survey may reveal that these errors may not be fixed by technology, but may require more targeted and difficult interventions, such as continuing education and holding clinicians accountable. This study provides insight into the complicated issues regarding inpatient insulin administration and, due to its systematic approach, has given direction for process and system improvements.

References
  1. Hellman R.Patient safety and inpatient glycemic control: translating concepts into action.Endocr Pract.2006;12:4955.
  2. Lamont T,Cousins D,Hillson R,Bischler A,Terblanche M.Safer administration of insulin: summary of a safety report from the National Patient Safety Agency.BMJ.341:883.
  3. Calabrese AD,Erstad BL,Brandl K,Barletta JF,Kane SL,Sherman DS.Medication administration errors in adult patients in the ICU.Intensive Care Med.2001;27(10):15921598.
  4. United States Pharmacopeia. MEDMARX 5th anniversary data report. A chartbook of 2003 findings and trends 1999–2003. Available at: http://www.usp.org/products/medMarx/index.html?USP_Print. Accessed December 1,2010.
  5. Van den Berghe G,Wilmer A,Hermans G, et al.Intensive insulin therapy in the medical ICU.N Engl J Med.2006;354:449461.
  6. The ADVANCE Trial Collaborative Group.Intensive blood glucose control and vascular outcomes in patients with type 2 diabetes.N Engl J Med.2008;358:25602572.
References
  1. Hellman R.Patient safety and inpatient glycemic control: translating concepts into action.Endocr Pract.2006;12:4955.
  2. Lamont T,Cousins D,Hillson R,Bischler A,Terblanche M.Safer administration of insulin: summary of a safety report from the National Patient Safety Agency.BMJ.341:883.
  3. Calabrese AD,Erstad BL,Brandl K,Barletta JF,Kane SL,Sherman DS.Medication administration errors in adult patients in the ICU.Intensive Care Med.2001;27(10):15921598.
  4. United States Pharmacopeia. MEDMARX 5th anniversary data report. A chartbook of 2003 findings and trends 1999–2003. Available at: http://www.usp.org/products/medMarx/index.html?USP_Print. Accessed December 1,2010.
  5. Van den Berghe G,Wilmer A,Hermans G, et al.Intensive insulin therapy in the medical ICU.N Engl J Med.2006;354:449461.
  6. The ADVANCE Trial Collaborative Group.Intensive blood glucose control and vascular outcomes in patients with type 2 diabetes.N Engl J Med.2008;358:25602572.
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Behaviors of successful interdisciplinary hospital quality improvement teams

Interest in healthcare teams has surged in recent years. A majority of the interest has been devoted to teamwork in the interdisciplinary clinical teams that staff operating rooms,1 emergency departments,2 and other inpatient settings.3 Interventions that enhance elements of teamwork like communication, mutual support among team members, and leadership have demonstrated effectiveness.4

Less attention has been paid to improving the success of hospital quality improvement (QI) teams, which gather individuals from different disciplines to improve a defined aspect of care. Studies suggest that QI teams can enable transformational change in healthcare systems,57 and that interdisciplinary representation,8, 9 physician involvement,10, 11 and clear goals12, 13 are associated with successful QI efforts. However, few studies have examined the behaviors of the QI teams that planned and implemented these efforts. Understanding how QI teams work to achieve their goals will allow hospitals to encourage these behaviors, and allow researchers to design interventions to augment these behaviors.

Accordingly, we sought to characterize the behaviors of successful interdisciplinary hospital QI teams. We previously reported on the strategies used by hospitals to reduce door‐to‐balloon times for patients with ST‐elevation myocardial infarction (STEMI)14, 15 to the evidence‐based guideline of 90 minutes.16 Our objective is to examine how QI teams designed and implemented these strategies. We believe that studying high‐performing QI teams is a first step to developing testable hypotheses about the effectiveness of QI team behaviors and mechanisms by which these behaviors might produce positive team outcomes.

METHODS

We designed a qualitative study using in‐depth interviews. We selected a qualitative methodology, since behaviors, social norms, and interpersonal interactions can be most appropriately examined using qualitative methods.17, 18 In addition, we used a positive deviance approach,19 where we focused on hospitals with top performance and the most improvement in door‐to‐balloon times. We sampled from hospitals in the National Registry of Myocardial Infarction (NRMI) who perform percutaneous coronary intervention (PCI, n = 151). We selected hospitals whose median door‐to‐balloon times were 90 minutes (n = 35). Then, we ranked hospitals in descending order according to their improvement during the previous 3 years (19992002). We sampled hospitals in descending order until we reached theoretical saturation where, as recommended for qualitative inquiry,2022 additional site visits did not uncover new concepts or patterns regarding our study questions. All sampled hospitals agreed to participate.

The first contact at each hospital was typically the director of QI. We asked to interview anyone with substantial involvement in the effort to reduce door‐to‐balloon times, and suggested that a wide variety of disciplines and roles be represented. We also used the snowball technique,22 where we asked participants to provide the names of individuals with substantial involvement in the reducing door‐to‐balloon times. Participants had varied levels of participation in QI teams. We purposely asked for minority and dissenting views from all participants.

At least 2 members of the research team conducted in‐depth interviews during hospital site visits. Interviews were conducted individually or in small groups, and lasted 1 to 1.5 hours. All data were audiotaped after verbal consent. Our interviews began with the grand tour question: What, if anything, has this hospital done to reduce its door‐to‐balloon times for patients with STEMI? The research team used standardized probes20, 23 to guide the discussion and achieve a complete understanding of the phenomena under study, including leadership and activities of the QI teams, and recommendations to other hospitals that wished to reduce door‐to‐balloon times. As recommended by experts,23 our interview guide was purposefully open‐ended to capture the range of experiences with QI teams. We did not specifically probe for facilitating or challenging behaviors. Audiotapes were transcribed by an independent, professional transcriptionist.

For this analysis, we defined QI teams as groups of administrators, providers, and staff who designed, implemented, and monitored processes to reduce door‐to‐balloon times. Each analysis team member independently cataloged quotes about team behaviors using a list of concepts (or codes). We then analyzed the quotes to identify recurrent themes relevant to the behaviors of interdisciplinary QI teams. We used the constant comparative method of analysis,20, 24, 25 which stipulates that the initial list of codes is refined as new transcripts are analyzed, and the final list is applied to all the transcripts. The analysis team included experts in QI, medicine, qualitative and health services research, as well as organizational psychology, and one of the interviewers. The presence of diverse perspectives in the analysis team,21 and a detailed audit trail20 to document the emergence of codes and themes, helped enhance researcher neutrality, data accuracy, and validity. We used Atlas.ti version 5.2 (Scientific Software Development GMbH, Berlin, Germany) to assist in the analysis.

RESULTS

Our sample (n = 11) included hospitals that varied on several characteristics (eg, geographic location), and median door‐to‐balloon times ranged from 55.5 to 89.5 minutes (Table 1). Hospitals in our sample had higher mean improvements in door‐to‐balloon times compared with non‐sampled NRMI hospitals (n = 140, 24 minutes vs 3 minutes over 3 years). Our interview participants (n = 122) included physicians, nurses, QI personnel, and administrative staff (Table 2). Five behaviors emerged from the data analysis. We found that interdisciplinary QI teams in successful hospitals focused on: (1) motivating involved hospital staff towards a shared goal, (2) creating opportunities for learning and problem‐solving, (3) addressing the impact of changes in care processes on staff, (4) protecting the integrity of the newly developed care processes, and (5) representing each involved clinical discipline effectively. These behaviors were recurrent across our diverse set of hospitals.

Description of the Study Sample (Hospitals)
HospitalRegionTeaching StatusNo. of BedsSTEMI Annualized Volume*Median Door‐to‐Balloon Time (min)
  • Abbreviation: STEMI, ST‐elevation myocardial infarction.

  • Based on 1999‐2002 volume.

  • Based on most recent 50 percutaneous coronary intervention (PCI) cases in 2002.

1NortheastYes7706885.5
2MidwestYes1763375.5
3SouthYes87018755.5
4MidwestYes4268570.5
5SouthNo3509469.0
6WestYes2048982.0
7WestYes2774189.0
8SouthYes63312486.5
9WestNo1904389.5
10WestNo1115187.0
11MidwestYes2769587.0
Description of Study Sample (Participants)
ParticipantsNo. in Sample (n = 122)
  • Abbreviations: EMS, emergency medical services; MD, doctor of medicine; QI, quality improvement.

Cardiology 
MD20
Nurse15
Emergency Medicine 
MD15
Nurse9
EMS3
Executive managers20
QI personnel17
Other nurses13
Other clinical/support staff10

Motivating Involved Hospital Staff Toward a Shared Goal

As with any team, the QI teams in our sample had to motivate others in order to be successful:

Making certain that we have common goals [and] figuring out the best way to get there. It has to be a team, a partnership. It can't be I'm better than you, or this discipline is better than that discipline. We're all here for one reason. Hospital #11, Administrator

 

To redesign the door‐to‐balloon care process, successful QI teams engaged clinical disciplines that felt disempowered previously:

[ED physicians] were receptive, but they said, Cardiology won't let us do this. It's not going to be [just] cardiology anymore; it has to be everybody, because we really need to improve this time. Hospital #7, QI personnel

 

Teams also promoted reduction in door‐to‐balloon times as a goal that required shared participation from clinical disciplines including cardiology and emergency medicine, but also laboratory medicine, critical care, pharmacy, and transport. Achieving this goal would positively impact institutional standing:

When people get entrenched in their little domes they have a hard time seeing the overall benefit. Stress the institutional importance of this issue and the importance of cooperation and how it translates to better patient outcomes. [This is what] we're being monitored on; a very clear way in which we can be judged. Hospital #7, Catheterization Lab Medical Director

 

Creating Opportunities for Learning and Problem‐Solving

The work of these QI teams resulted in interdisciplinary conflict, but when individuals voiced frustration with other disciplines, it was seen as a necessary step in the redesign of a complex, interdisciplinary care process:

The first 6 to 8 months were spent team building and dealing with the vying for control. It was a total waste of time but necessary because now it was an interdisciplinary thing. It wasn't something we were trying to change within one service. We were asking everyone to sit down and agree about what they were going to do. The first [meetings] were shouting matches. The ED was becoming a scapegoat; the problem was never in the cath lab. We were able to act on some of those issues. You need to see both sides and understand what the barriers are. Hospital #1, Cardiology Nurse

 

Although challenging, interdisciplinary QI teams allowed team members to gain the detailed knowledge about front‐line operations that they needed:

We cardiologists don't really deal with what is happening behind the scenesexactly what a unit clerk does, and where the bottlenecks are. I discovered that lots of ideas come from unexpected places. Hospital #11, Cardiologist

 

To facilitate learning, teams cultivated a nonjudgmental, mutual trust atmosphere:

Throughout the whole process, there's been a lot of dialogue. Everybody throws their assumptions on the table, assumptions are respected; there is a lot of open communication. Hospital #3, Cardiology QI personnel

 

In addition, reducing door‐to‐balloon times required iterative problem‐solving. QI teams in our sample welcomed opportunities to learn from less effective strategies:

I'm one that's never too upset to ditch something if something was working and you switched to something else and now it's not working. You tried it. Go back. Or maybe it needs to be fine tuned. Hospital #1, Administrator

 

Addressing the Impact of Changes in Care Processes on Staff

Many hospitals in our sample required staff to arrive at the catheterization lab within 2030 minutes of being paged. This resulted in more demanding call schedules and changing roles (eg, activation of the cath lab by emergency department [ED] physicians instead of cardiologists). Participants conveyed both the burden of, and the satisfaction with, new processes:

It is a tremendous commitment time‐wise. We had a first call schedule but had to go to a second call schedule. There's no way you can get around the fact that it's very disruptive to your life. You're sitting down to dinner and suddenly you've got to go, and you don't have a chance to kiss the kids goodbye. You're out the door and heading to the hospital. It's been very disruptive, but it's a good program. No one regrets it. Hospital #5, Cardiologist

 

Successful QI teams validated staff concerns about the impact of these changes on workflow and quality of life:

We have few people who are nay saying for the sake of nay saying. People have legitimate concerns. I value those concerns as they affect the people who are involved. Hospital #4, Cardiologist

 

Teams responded to these concerns by testing solutions and eliminating negative consequences where possible:

[ED said]: We're uncomfortable with being the ordering physicians for labs drawn after patients leave the ED. I said, Let's make that issue go away. If they perceive it as a risk, let's make that fear go away because that removes a barrier. Hospital #4, Cardiologist

 

Protecting the Integrity of the New Care Processes

Once the necessary changes to the care of patients with STEMI were in place, these teams ensured that new processes were followed consistently. Rather than allowing customization of the processes by front‐line staff, QI teams monitored cases, gathered feedback, and made necessary modifications. Small modifications to the protocols helped incorporate front‐line feedback and reinvigorate staff:

People got comfortable and slower, and I quit hassling the group. We reinvigorated the Emergency Room, met with them, and changed the process a little bit. Change always perks people's attention. Hospital #8, Cardiologist

 

Another strategy to protect the integrity of the redesigned process was to highlight its value by publicizing clinical successes:

[We] let them know what we found and how the patient is doing. It's a pat on the back saying you did a good job. Next time [the ED physicians] will be screening that much closer. When we're leaving the hospital at 3 a.m. they'll say How did it go? They want to know; that adds to that team feeling because everybody is important. They help us do our job and we help them do theirs. Hospital #9, Catheterization Lab Technologist

 

Lastly, QI teams empowered front‐line staff to comply with the new process by emphasizing benefit to patients. This allowed staff to overcome hierarchical boundaries:

ED staff told us that sometimes patients waited because the cardiologist was getting a history and physical. They've been empowered to say We're ready to go. Before nurses felt that they couldn't really do that. Now we're getting through to them that time is muscle and that guy is costing the patient. Hospital #5, QI personnel

 

Representing Each Involved Clinical Discipline Effectively

Participants remarked on the importance of team member selection. Successful QI teams had members who could effectively represent each involved discipline. Effective representation involved in‐depth knowledge of one's aspect of the care process and communicating that perspective to the team:

The lab director got together with the ED director, who got together with the radiology director, who asked Who's transporting the patient?; How are we going to get blood drawn, what's going to happen? That middle management team became critical. Hospital #10, Administrator

 

Effective representation also required the authority to endorse and implement necessary changes:

The people that head councils are not people in the position to make changes in the workflow of the hospital. For example, having the ED doctor activate the cath lab. You'd say Well, the Chairman of Medicine would probably have something to do with this. Wrong. The Chairman of Medicine has no interest in STEMI care. Go to the Chairman of Cardiology. Sounds good, but you have to talk to the interventional guys. Go to the head of the cath lab. Sounds good, but it really has to go to a cath lab committee meeting. Hospital #1, QI personnel

 

In addition to knowledge of processes and authority to implement changes, team members in these successful QI teams had to be proficient in disseminating information on performance and changes to processes. Teams developed regular communication channels across levels of the hospital hierarchy, from front‐line staff to executive management:

Communication, communication, communication. Make sure you have a system set up where there's opportunity for back and forth between all the different levels. Set up the infrastructure from the beginning where there's a mechanism to relay information up and down. Hospital #1, Cardiology Nurse

 

Discussion

We identified 5 behaviors of successful interdisciplinary QI teams based on our analysis of hospitals that reduced door‐to‐balloon times for patients with STEMI. These QI teams: (1) motivated involved hospital staff to consider lowering door‐to‐balloon times, a shared goal, (2) created opportunities for learning and problem‐solving, (3) addressed the impact of changes to care processes for patients with STEMI on staff, (4) protected the integrity of new care processes, and (5) represented each clinical discipline effectively by having members with in‐depth knowledge and authority.

Experts suggest that the key elements of effective teamwork in healthcare include prioritizing team over individual goals, mutual understanding, leadership, adaptability, and anticipation of the needs of others.26 These elements are supported by mutual trust and closed‐loop communication. The behaviors of QI teams in our study represent adaptive responses to the unique demands of QI in a complex organization. These teams went beyond an improvement model of identifying and analyzing a problem, and then developing and testing solutions by: (1) motivating and gathering information from each discipline, regardless of interdisciplinary conflicts; (2) responding to the concerns of front‐line staff, while maintaining control over the improvement process; and (3) sharing information across the hospital hierarchy. Table 3 illustrates potential relationships between the team behaviors in our data, the demands on hospital QI teams, and known elements of effective teamwork.

Examples of QI Team Behaviors in Our Data and Possible Relationships to Demands on Hospital QI Teams and to Established Elements of Teamwork
Demands on Hospital QI TeamsWhat QI Teams Must Do to Improve CareElements of Teamwork*Behaviors of QI Teams in Our StudyExamples
  • Abbreviation: QI, quality improvement.

  • Elements of teamwork adapted from Salas et al.26

Gather information from and motivate each involved disciplineTeam rather than individual goalsMotivating all involved hospital staff towards a shared goalPromote parity among disciplines
Invite every involved discipline
Emphasize benefit to patients
Gather information from and motivate each involved disciplineMutual understandingCreating opportunities for learningAllow for interdisciplinary disagreements
Gather detailed operational knowledge in a mutual‐trust environment
Guide changes using objective data
Respond to the concerns of front‐line staff while maintaining control over the improvement processAnticipate the needs of othersAddressing the impact of changes on staffValidate concerns from all disciplines
Test solutions to negative consequences (eg, call schedules, laboratory forms)
Respond to the concerns of front‐line staff while maintaining control over the improvement processAdaptabilityProtecting the integrity of new protocolsMonitor data and respond to performance losses
Document and publicize successes
Empower front‐line staff to respond to lapses in protocol
Keep all levels of the hospital hierarchy informed during he improvement processLeadershipRepresenting each involved clinical discipline effectivelySelect members with in‐depth knowledge about processes
Select members with authority to implement changes within their discipline
Exchange information with executive management and front‐line staff

The behaviors in our study suggest effective teamwork strategies for QI. For example, our data suggest that successful interdisciplinary QI teams need effective representation from each involved discipline. This representation is necessary for motivation of front‐line staff, gathering of detailed information about processes, and the effective implementation of changes. Although this level of representation might challenge the cohesiveness of some teams,27 the teams in our sample managed conflict among disciplines without sacrificing the shared goal. By allocating attention and resources to the concerns of each discipline, the teams we studied prioritized team over individual goals and promoted mutual understanding.

Similarly, deciding when to modify the new protocols required leadership, adaptability, and anticipation of the needs of others. Successful QI teams in our sample modified protocols based on data and feedback, and created the mutual trust environment that is known to facilitate learning among disciplines.2830 Their willingness to learn, however, did not deter teams from protecting the integrity of new protocols. Lastly, participants stressed the importance of managing information across hierarchical boundaries. Managing reliable, timely, and accurate information across all levels is crucial to teamwork, and to the power and influence of a team.31

Our conclusions should be interpreted in light of several limitations. First, our study did not include a comparison group of low‐performing hospitals. We followed the recommendations of qualitative research experts23 who recommend sampling those with the most information on, and experience with, the phenomena under study (QI teams in high‐performing hospitals). The hypotheses we present here require further testing in quantitative studies of hospitals with diversity in QI team outcomes. Second, it is possible that sampled participants favored responses that they considered more desirable. To minimize this bias, we interviewed multiple participants per hospital, assured their confidentiality, and asked them to elaborate their responses. We sampled participants with a wide range of clinical and operational roles in each hospital, and also used the snowball sampling method to augment our sample. The range of responses collected, including frank discussions about setbacks, argues against the existence of contrasting behaviors to those captured. Third, although our sample included hospitals of various size and location, our findings might not reflect those of a larger sample of US hospitals. Last, the behaviors of QI teams may differ for other clinical processes.

Translating these findings into practice will require future studies of the impact of QI team behaviors on sustainability of quality gains. Since QI teams are not typically permanent, additional research is needed to identify behaviors associated with sustainable improvements. In addition, we must test whether the relationship between behaviors and team outcomes depends on whether the QI team strives to reach an evidence‐based goal or to improve a process as much as possible. Our sample demonstrated a combined approach, where the evidence‐based goal was followed by a desire to continue to further reduce door‐to‐balloon times. Similarly, the relationship between behaviors and team outcomes might depend on the catalyst for improvement (eg, regulatory pressure, an adverse event). The confluence of strong evidence and regulatory pressure that fueled these teams might not be true for other measures. Lastly, studies of teamwork in QI teams will require objective measures of team behaviors. A combination of surveys and direct team observation will likely be required to measure these behaviors, especially effective representation.

Our study highlights behaviors common to successful interdisciplinary QI teams in high‐performing hospitals. Previous studies have identified elements of teamwork and the importance of teams to QI, but have not examined team behaviors. In the era of an ever‐growing list of quality measures and of movement toward performance‐based reimbursement models,3234 hospitals have embraced the use of interdisciplinary teams as a key component of QI efforts. Our findings suggest that hospitals could enhance QI team effectiveness by promoting behaviors associated with successful interdisciplinary teams. When applied to QI teams, teamwork training could be supplemented with knowledge, attitudes, and skills regarding information‐gathering, problem‐solving, and communication across disciplines and levels of the hospital hierarchy.

Acknowledgements

The authors thank Harlan Krumholz for his mentorship; Tashonna Webster, Emily Cherlin, and Jeph Herrin for technical support; also the RWJ Clinical Scholars Program, Montefiore's DGIM faculty, and the participants of this study.

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References
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  2. Morey JC,Simon R,Jay GD, et al.Error reduction and performance improvement in the Emergency Department through formal teamwork training: evaluation results of the MedTeams project.Health Serv Res.2002;37:15531581.
  3. Buljac‐Samardzic M,Dekker‐van Doorn CM,van Wijngaarden JDH,van Wijk KP.Interventions to improve team effectiveness: a systematic review.Health Policy.2010;94:183195.
  4. Weaver SJ,Lyons R,DiazGranados D, et al.The anatomy of health care team training and the state of practice: a critical review.Acad Med. doi: 10.1097/ACM.0b013e3181f2e907 [published Online First: Sep 21, 2010].
  5. Nelson EC,Batalden PB,Huber TP, et al.Microsystems in health care: part 1. Learning from high‐performing front‐line clinical units.Jt Comm J Qual Saf.2002;28:472493.
  6. Keroack MA,Youngberg BJ,Cerese JL,Krsek C,Prellwitz LW,Trevelyan EW.Organizational factors associated with high performance in quality and safety in academic medical centers.Acad Med.2007;82:11781186.
  7. Lukas CVD,Holmes SK,Cohen AB, et al.Transformational change in health care systems: an organizational model.Health Care Manage Rev.2007;32:309320.
  8. Vinokur‐Kaplan D.Treatment teams that work (and those that don't): an application of Hackman's group effectiveness model to interdisciplinary teams in psychiatric hospitals.J Appl Behav Sci.1995;31:303327.
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  11. Shortell SM,Marsteller JA,Lin M, et al.The role of perceived team effectiveness in improving chronic illness care.Med Care.2004;42:10401048.
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  13. Mills PD,Weeks WB.Characteristics of successful quality improvement teams: lessons from five collaborative projects in the VHA.Jt Comm J Qual Saf.2004;30:152162.
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Interest in healthcare teams has surged in recent years. A majority of the interest has been devoted to teamwork in the interdisciplinary clinical teams that staff operating rooms,1 emergency departments,2 and other inpatient settings.3 Interventions that enhance elements of teamwork like communication, mutual support among team members, and leadership have demonstrated effectiveness.4

Less attention has been paid to improving the success of hospital quality improvement (QI) teams, which gather individuals from different disciplines to improve a defined aspect of care. Studies suggest that QI teams can enable transformational change in healthcare systems,57 and that interdisciplinary representation,8, 9 physician involvement,10, 11 and clear goals12, 13 are associated with successful QI efforts. However, few studies have examined the behaviors of the QI teams that planned and implemented these efforts. Understanding how QI teams work to achieve their goals will allow hospitals to encourage these behaviors, and allow researchers to design interventions to augment these behaviors.

Accordingly, we sought to characterize the behaviors of successful interdisciplinary hospital QI teams. We previously reported on the strategies used by hospitals to reduce door‐to‐balloon times for patients with ST‐elevation myocardial infarction (STEMI)14, 15 to the evidence‐based guideline of 90 minutes.16 Our objective is to examine how QI teams designed and implemented these strategies. We believe that studying high‐performing QI teams is a first step to developing testable hypotheses about the effectiveness of QI team behaviors and mechanisms by which these behaviors might produce positive team outcomes.

METHODS

We designed a qualitative study using in‐depth interviews. We selected a qualitative methodology, since behaviors, social norms, and interpersonal interactions can be most appropriately examined using qualitative methods.17, 18 In addition, we used a positive deviance approach,19 where we focused on hospitals with top performance and the most improvement in door‐to‐balloon times. We sampled from hospitals in the National Registry of Myocardial Infarction (NRMI) who perform percutaneous coronary intervention (PCI, n = 151). We selected hospitals whose median door‐to‐balloon times were 90 minutes (n = 35). Then, we ranked hospitals in descending order according to their improvement during the previous 3 years (19992002). We sampled hospitals in descending order until we reached theoretical saturation where, as recommended for qualitative inquiry,2022 additional site visits did not uncover new concepts or patterns regarding our study questions. All sampled hospitals agreed to participate.

The first contact at each hospital was typically the director of QI. We asked to interview anyone with substantial involvement in the effort to reduce door‐to‐balloon times, and suggested that a wide variety of disciplines and roles be represented. We also used the snowball technique,22 where we asked participants to provide the names of individuals with substantial involvement in the reducing door‐to‐balloon times. Participants had varied levels of participation in QI teams. We purposely asked for minority and dissenting views from all participants.

At least 2 members of the research team conducted in‐depth interviews during hospital site visits. Interviews were conducted individually or in small groups, and lasted 1 to 1.5 hours. All data were audiotaped after verbal consent. Our interviews began with the grand tour question: What, if anything, has this hospital done to reduce its door‐to‐balloon times for patients with STEMI? The research team used standardized probes20, 23 to guide the discussion and achieve a complete understanding of the phenomena under study, including leadership and activities of the QI teams, and recommendations to other hospitals that wished to reduce door‐to‐balloon times. As recommended by experts,23 our interview guide was purposefully open‐ended to capture the range of experiences with QI teams. We did not specifically probe for facilitating or challenging behaviors. Audiotapes were transcribed by an independent, professional transcriptionist.

For this analysis, we defined QI teams as groups of administrators, providers, and staff who designed, implemented, and monitored processes to reduce door‐to‐balloon times. Each analysis team member independently cataloged quotes about team behaviors using a list of concepts (or codes). We then analyzed the quotes to identify recurrent themes relevant to the behaviors of interdisciplinary QI teams. We used the constant comparative method of analysis,20, 24, 25 which stipulates that the initial list of codes is refined as new transcripts are analyzed, and the final list is applied to all the transcripts. The analysis team included experts in QI, medicine, qualitative and health services research, as well as organizational psychology, and one of the interviewers. The presence of diverse perspectives in the analysis team,21 and a detailed audit trail20 to document the emergence of codes and themes, helped enhance researcher neutrality, data accuracy, and validity. We used Atlas.ti version 5.2 (Scientific Software Development GMbH, Berlin, Germany) to assist in the analysis.

RESULTS

Our sample (n = 11) included hospitals that varied on several characteristics (eg, geographic location), and median door‐to‐balloon times ranged from 55.5 to 89.5 minutes (Table 1). Hospitals in our sample had higher mean improvements in door‐to‐balloon times compared with non‐sampled NRMI hospitals (n = 140, 24 minutes vs 3 minutes over 3 years). Our interview participants (n = 122) included physicians, nurses, QI personnel, and administrative staff (Table 2). Five behaviors emerged from the data analysis. We found that interdisciplinary QI teams in successful hospitals focused on: (1) motivating involved hospital staff towards a shared goal, (2) creating opportunities for learning and problem‐solving, (3) addressing the impact of changes in care processes on staff, (4) protecting the integrity of the newly developed care processes, and (5) representing each involved clinical discipline effectively. These behaviors were recurrent across our diverse set of hospitals.

Description of the Study Sample (Hospitals)
HospitalRegionTeaching StatusNo. of BedsSTEMI Annualized Volume*Median Door‐to‐Balloon Time (min)
  • Abbreviation: STEMI, ST‐elevation myocardial infarction.

  • Based on 1999‐2002 volume.

  • Based on most recent 50 percutaneous coronary intervention (PCI) cases in 2002.

1NortheastYes7706885.5
2MidwestYes1763375.5
3SouthYes87018755.5
4MidwestYes4268570.5
5SouthNo3509469.0
6WestYes2048982.0
7WestYes2774189.0
8SouthYes63312486.5
9WestNo1904389.5
10WestNo1115187.0
11MidwestYes2769587.0
Description of Study Sample (Participants)
ParticipantsNo. in Sample (n = 122)
  • Abbreviations: EMS, emergency medical services; MD, doctor of medicine; QI, quality improvement.

Cardiology 
MD20
Nurse15
Emergency Medicine 
MD15
Nurse9
EMS3
Executive managers20
QI personnel17
Other nurses13
Other clinical/support staff10

Motivating Involved Hospital Staff Toward a Shared Goal

As with any team, the QI teams in our sample had to motivate others in order to be successful:

Making certain that we have common goals [and] figuring out the best way to get there. It has to be a team, a partnership. It can't be I'm better than you, or this discipline is better than that discipline. We're all here for one reason. Hospital #11, Administrator

 

To redesign the door‐to‐balloon care process, successful QI teams engaged clinical disciplines that felt disempowered previously:

[ED physicians] were receptive, but they said, Cardiology won't let us do this. It's not going to be [just] cardiology anymore; it has to be everybody, because we really need to improve this time. Hospital #7, QI personnel

 

Teams also promoted reduction in door‐to‐balloon times as a goal that required shared participation from clinical disciplines including cardiology and emergency medicine, but also laboratory medicine, critical care, pharmacy, and transport. Achieving this goal would positively impact institutional standing:

When people get entrenched in their little domes they have a hard time seeing the overall benefit. Stress the institutional importance of this issue and the importance of cooperation and how it translates to better patient outcomes. [This is what] we're being monitored on; a very clear way in which we can be judged. Hospital #7, Catheterization Lab Medical Director

 

Creating Opportunities for Learning and Problem‐Solving

The work of these QI teams resulted in interdisciplinary conflict, but when individuals voiced frustration with other disciplines, it was seen as a necessary step in the redesign of a complex, interdisciplinary care process:

The first 6 to 8 months were spent team building and dealing with the vying for control. It was a total waste of time but necessary because now it was an interdisciplinary thing. It wasn't something we were trying to change within one service. We were asking everyone to sit down and agree about what they were going to do. The first [meetings] were shouting matches. The ED was becoming a scapegoat; the problem was never in the cath lab. We were able to act on some of those issues. You need to see both sides and understand what the barriers are. Hospital #1, Cardiology Nurse

 

Although challenging, interdisciplinary QI teams allowed team members to gain the detailed knowledge about front‐line operations that they needed:

We cardiologists don't really deal with what is happening behind the scenesexactly what a unit clerk does, and where the bottlenecks are. I discovered that lots of ideas come from unexpected places. Hospital #11, Cardiologist

 

To facilitate learning, teams cultivated a nonjudgmental, mutual trust atmosphere:

Throughout the whole process, there's been a lot of dialogue. Everybody throws their assumptions on the table, assumptions are respected; there is a lot of open communication. Hospital #3, Cardiology QI personnel

 

In addition, reducing door‐to‐balloon times required iterative problem‐solving. QI teams in our sample welcomed opportunities to learn from less effective strategies:

I'm one that's never too upset to ditch something if something was working and you switched to something else and now it's not working. You tried it. Go back. Or maybe it needs to be fine tuned. Hospital #1, Administrator

 

Addressing the Impact of Changes in Care Processes on Staff

Many hospitals in our sample required staff to arrive at the catheterization lab within 2030 minutes of being paged. This resulted in more demanding call schedules and changing roles (eg, activation of the cath lab by emergency department [ED] physicians instead of cardiologists). Participants conveyed both the burden of, and the satisfaction with, new processes:

It is a tremendous commitment time‐wise. We had a first call schedule but had to go to a second call schedule. There's no way you can get around the fact that it's very disruptive to your life. You're sitting down to dinner and suddenly you've got to go, and you don't have a chance to kiss the kids goodbye. You're out the door and heading to the hospital. It's been very disruptive, but it's a good program. No one regrets it. Hospital #5, Cardiologist

 

Successful QI teams validated staff concerns about the impact of these changes on workflow and quality of life:

We have few people who are nay saying for the sake of nay saying. People have legitimate concerns. I value those concerns as they affect the people who are involved. Hospital #4, Cardiologist

 

Teams responded to these concerns by testing solutions and eliminating negative consequences where possible:

[ED said]: We're uncomfortable with being the ordering physicians for labs drawn after patients leave the ED. I said, Let's make that issue go away. If they perceive it as a risk, let's make that fear go away because that removes a barrier. Hospital #4, Cardiologist

 

Protecting the Integrity of the New Care Processes

Once the necessary changes to the care of patients with STEMI were in place, these teams ensured that new processes were followed consistently. Rather than allowing customization of the processes by front‐line staff, QI teams monitored cases, gathered feedback, and made necessary modifications. Small modifications to the protocols helped incorporate front‐line feedback and reinvigorate staff:

People got comfortable and slower, and I quit hassling the group. We reinvigorated the Emergency Room, met with them, and changed the process a little bit. Change always perks people's attention. Hospital #8, Cardiologist

 

Another strategy to protect the integrity of the redesigned process was to highlight its value by publicizing clinical successes:

[We] let them know what we found and how the patient is doing. It's a pat on the back saying you did a good job. Next time [the ED physicians] will be screening that much closer. When we're leaving the hospital at 3 a.m. they'll say How did it go? They want to know; that adds to that team feeling because everybody is important. They help us do our job and we help them do theirs. Hospital #9, Catheterization Lab Technologist

 

Lastly, QI teams empowered front‐line staff to comply with the new process by emphasizing benefit to patients. This allowed staff to overcome hierarchical boundaries:

ED staff told us that sometimes patients waited because the cardiologist was getting a history and physical. They've been empowered to say We're ready to go. Before nurses felt that they couldn't really do that. Now we're getting through to them that time is muscle and that guy is costing the patient. Hospital #5, QI personnel

 

Representing Each Involved Clinical Discipline Effectively

Participants remarked on the importance of team member selection. Successful QI teams had members who could effectively represent each involved discipline. Effective representation involved in‐depth knowledge of one's aspect of the care process and communicating that perspective to the team:

The lab director got together with the ED director, who got together with the radiology director, who asked Who's transporting the patient?; How are we going to get blood drawn, what's going to happen? That middle management team became critical. Hospital #10, Administrator

 

Effective representation also required the authority to endorse and implement necessary changes:

The people that head councils are not people in the position to make changes in the workflow of the hospital. For example, having the ED doctor activate the cath lab. You'd say Well, the Chairman of Medicine would probably have something to do with this. Wrong. The Chairman of Medicine has no interest in STEMI care. Go to the Chairman of Cardiology. Sounds good, but you have to talk to the interventional guys. Go to the head of the cath lab. Sounds good, but it really has to go to a cath lab committee meeting. Hospital #1, QI personnel

 

In addition to knowledge of processes and authority to implement changes, team members in these successful QI teams had to be proficient in disseminating information on performance and changes to processes. Teams developed regular communication channels across levels of the hospital hierarchy, from front‐line staff to executive management:

Communication, communication, communication. Make sure you have a system set up where there's opportunity for back and forth between all the different levels. Set up the infrastructure from the beginning where there's a mechanism to relay information up and down. Hospital #1, Cardiology Nurse

 

Discussion

We identified 5 behaviors of successful interdisciplinary QI teams based on our analysis of hospitals that reduced door‐to‐balloon times for patients with STEMI. These QI teams: (1) motivated involved hospital staff to consider lowering door‐to‐balloon times, a shared goal, (2) created opportunities for learning and problem‐solving, (3) addressed the impact of changes to care processes for patients with STEMI on staff, (4) protected the integrity of new care processes, and (5) represented each clinical discipline effectively by having members with in‐depth knowledge and authority.

Experts suggest that the key elements of effective teamwork in healthcare include prioritizing team over individual goals, mutual understanding, leadership, adaptability, and anticipation of the needs of others.26 These elements are supported by mutual trust and closed‐loop communication. The behaviors of QI teams in our study represent adaptive responses to the unique demands of QI in a complex organization. These teams went beyond an improvement model of identifying and analyzing a problem, and then developing and testing solutions by: (1) motivating and gathering information from each discipline, regardless of interdisciplinary conflicts; (2) responding to the concerns of front‐line staff, while maintaining control over the improvement process; and (3) sharing information across the hospital hierarchy. Table 3 illustrates potential relationships between the team behaviors in our data, the demands on hospital QI teams, and known elements of effective teamwork.

Examples of QI Team Behaviors in Our Data and Possible Relationships to Demands on Hospital QI Teams and to Established Elements of Teamwork
Demands on Hospital QI TeamsWhat QI Teams Must Do to Improve CareElements of Teamwork*Behaviors of QI Teams in Our StudyExamples
  • Abbreviation: QI, quality improvement.

  • Elements of teamwork adapted from Salas et al.26

Gather information from and motivate each involved disciplineTeam rather than individual goalsMotivating all involved hospital staff towards a shared goalPromote parity among disciplines
Invite every involved discipline
Emphasize benefit to patients
Gather information from and motivate each involved disciplineMutual understandingCreating opportunities for learningAllow for interdisciplinary disagreements
Gather detailed operational knowledge in a mutual‐trust environment
Guide changes using objective data
Respond to the concerns of front‐line staff while maintaining control over the improvement processAnticipate the needs of othersAddressing the impact of changes on staffValidate concerns from all disciplines
Test solutions to negative consequences (eg, call schedules, laboratory forms)
Respond to the concerns of front‐line staff while maintaining control over the improvement processAdaptabilityProtecting the integrity of new protocolsMonitor data and respond to performance losses
Document and publicize successes
Empower front‐line staff to respond to lapses in protocol
Keep all levels of the hospital hierarchy informed during he improvement processLeadershipRepresenting each involved clinical discipline effectivelySelect members with in‐depth knowledge about processes
Select members with authority to implement changes within their discipline
Exchange information with executive management and front‐line staff

The behaviors in our study suggest effective teamwork strategies for QI. For example, our data suggest that successful interdisciplinary QI teams need effective representation from each involved discipline. This representation is necessary for motivation of front‐line staff, gathering of detailed information about processes, and the effective implementation of changes. Although this level of representation might challenge the cohesiveness of some teams,27 the teams in our sample managed conflict among disciplines without sacrificing the shared goal. By allocating attention and resources to the concerns of each discipline, the teams we studied prioritized team over individual goals and promoted mutual understanding.

Similarly, deciding when to modify the new protocols required leadership, adaptability, and anticipation of the needs of others. Successful QI teams in our sample modified protocols based on data and feedback, and created the mutual trust environment that is known to facilitate learning among disciplines.2830 Their willingness to learn, however, did not deter teams from protecting the integrity of new protocols. Lastly, participants stressed the importance of managing information across hierarchical boundaries. Managing reliable, timely, and accurate information across all levels is crucial to teamwork, and to the power and influence of a team.31

Our conclusions should be interpreted in light of several limitations. First, our study did not include a comparison group of low‐performing hospitals. We followed the recommendations of qualitative research experts23 who recommend sampling those with the most information on, and experience with, the phenomena under study (QI teams in high‐performing hospitals). The hypotheses we present here require further testing in quantitative studies of hospitals with diversity in QI team outcomes. Second, it is possible that sampled participants favored responses that they considered more desirable. To minimize this bias, we interviewed multiple participants per hospital, assured their confidentiality, and asked them to elaborate their responses. We sampled participants with a wide range of clinical and operational roles in each hospital, and also used the snowball sampling method to augment our sample. The range of responses collected, including frank discussions about setbacks, argues against the existence of contrasting behaviors to those captured. Third, although our sample included hospitals of various size and location, our findings might not reflect those of a larger sample of US hospitals. Last, the behaviors of QI teams may differ for other clinical processes.

Translating these findings into practice will require future studies of the impact of QI team behaviors on sustainability of quality gains. Since QI teams are not typically permanent, additional research is needed to identify behaviors associated with sustainable improvements. In addition, we must test whether the relationship between behaviors and team outcomes depends on whether the QI team strives to reach an evidence‐based goal or to improve a process as much as possible. Our sample demonstrated a combined approach, where the evidence‐based goal was followed by a desire to continue to further reduce door‐to‐balloon times. Similarly, the relationship between behaviors and team outcomes might depend on the catalyst for improvement (eg, regulatory pressure, an adverse event). The confluence of strong evidence and regulatory pressure that fueled these teams might not be true for other measures. Lastly, studies of teamwork in QI teams will require objective measures of team behaviors. A combination of surveys and direct team observation will likely be required to measure these behaviors, especially effective representation.

Our study highlights behaviors common to successful interdisciplinary QI teams in high‐performing hospitals. Previous studies have identified elements of teamwork and the importance of teams to QI, but have not examined team behaviors. In the era of an ever‐growing list of quality measures and of movement toward performance‐based reimbursement models,3234 hospitals have embraced the use of interdisciplinary teams as a key component of QI efforts. Our findings suggest that hospitals could enhance QI team effectiveness by promoting behaviors associated with successful interdisciplinary teams. When applied to QI teams, teamwork training could be supplemented with knowledge, attitudes, and skills regarding information‐gathering, problem‐solving, and communication across disciplines and levels of the hospital hierarchy.

Acknowledgements

The authors thank Harlan Krumholz for his mentorship; Tashonna Webster, Emily Cherlin, and Jeph Herrin for technical support; also the RWJ Clinical Scholars Program, Montefiore's DGIM faculty, and the participants of this study.

Interest in healthcare teams has surged in recent years. A majority of the interest has been devoted to teamwork in the interdisciplinary clinical teams that staff operating rooms,1 emergency departments,2 and other inpatient settings.3 Interventions that enhance elements of teamwork like communication, mutual support among team members, and leadership have demonstrated effectiveness.4

Less attention has been paid to improving the success of hospital quality improvement (QI) teams, which gather individuals from different disciplines to improve a defined aspect of care. Studies suggest that QI teams can enable transformational change in healthcare systems,57 and that interdisciplinary representation,8, 9 physician involvement,10, 11 and clear goals12, 13 are associated with successful QI efforts. However, few studies have examined the behaviors of the QI teams that planned and implemented these efforts. Understanding how QI teams work to achieve their goals will allow hospitals to encourage these behaviors, and allow researchers to design interventions to augment these behaviors.

Accordingly, we sought to characterize the behaviors of successful interdisciplinary hospital QI teams. We previously reported on the strategies used by hospitals to reduce door‐to‐balloon times for patients with ST‐elevation myocardial infarction (STEMI)14, 15 to the evidence‐based guideline of 90 minutes.16 Our objective is to examine how QI teams designed and implemented these strategies. We believe that studying high‐performing QI teams is a first step to developing testable hypotheses about the effectiveness of QI team behaviors and mechanisms by which these behaviors might produce positive team outcomes.

METHODS

We designed a qualitative study using in‐depth interviews. We selected a qualitative methodology, since behaviors, social norms, and interpersonal interactions can be most appropriately examined using qualitative methods.17, 18 In addition, we used a positive deviance approach,19 where we focused on hospitals with top performance and the most improvement in door‐to‐balloon times. We sampled from hospitals in the National Registry of Myocardial Infarction (NRMI) who perform percutaneous coronary intervention (PCI, n = 151). We selected hospitals whose median door‐to‐balloon times were 90 minutes (n = 35). Then, we ranked hospitals in descending order according to their improvement during the previous 3 years (19992002). We sampled hospitals in descending order until we reached theoretical saturation where, as recommended for qualitative inquiry,2022 additional site visits did not uncover new concepts or patterns regarding our study questions. All sampled hospitals agreed to participate.

The first contact at each hospital was typically the director of QI. We asked to interview anyone with substantial involvement in the effort to reduce door‐to‐balloon times, and suggested that a wide variety of disciplines and roles be represented. We also used the snowball technique,22 where we asked participants to provide the names of individuals with substantial involvement in the reducing door‐to‐balloon times. Participants had varied levels of participation in QI teams. We purposely asked for minority and dissenting views from all participants.

At least 2 members of the research team conducted in‐depth interviews during hospital site visits. Interviews were conducted individually or in small groups, and lasted 1 to 1.5 hours. All data were audiotaped after verbal consent. Our interviews began with the grand tour question: What, if anything, has this hospital done to reduce its door‐to‐balloon times for patients with STEMI? The research team used standardized probes20, 23 to guide the discussion and achieve a complete understanding of the phenomena under study, including leadership and activities of the QI teams, and recommendations to other hospitals that wished to reduce door‐to‐balloon times. As recommended by experts,23 our interview guide was purposefully open‐ended to capture the range of experiences with QI teams. We did not specifically probe for facilitating or challenging behaviors. Audiotapes were transcribed by an independent, professional transcriptionist.

For this analysis, we defined QI teams as groups of administrators, providers, and staff who designed, implemented, and monitored processes to reduce door‐to‐balloon times. Each analysis team member independently cataloged quotes about team behaviors using a list of concepts (or codes). We then analyzed the quotes to identify recurrent themes relevant to the behaviors of interdisciplinary QI teams. We used the constant comparative method of analysis,20, 24, 25 which stipulates that the initial list of codes is refined as new transcripts are analyzed, and the final list is applied to all the transcripts. The analysis team included experts in QI, medicine, qualitative and health services research, as well as organizational psychology, and one of the interviewers. The presence of diverse perspectives in the analysis team,21 and a detailed audit trail20 to document the emergence of codes and themes, helped enhance researcher neutrality, data accuracy, and validity. We used Atlas.ti version 5.2 (Scientific Software Development GMbH, Berlin, Germany) to assist in the analysis.

RESULTS

Our sample (n = 11) included hospitals that varied on several characteristics (eg, geographic location), and median door‐to‐balloon times ranged from 55.5 to 89.5 minutes (Table 1). Hospitals in our sample had higher mean improvements in door‐to‐balloon times compared with non‐sampled NRMI hospitals (n = 140, 24 minutes vs 3 minutes over 3 years). Our interview participants (n = 122) included physicians, nurses, QI personnel, and administrative staff (Table 2). Five behaviors emerged from the data analysis. We found that interdisciplinary QI teams in successful hospitals focused on: (1) motivating involved hospital staff towards a shared goal, (2) creating opportunities for learning and problem‐solving, (3) addressing the impact of changes in care processes on staff, (4) protecting the integrity of the newly developed care processes, and (5) representing each involved clinical discipline effectively. These behaviors were recurrent across our diverse set of hospitals.

Description of the Study Sample (Hospitals)
HospitalRegionTeaching StatusNo. of BedsSTEMI Annualized Volume*Median Door‐to‐Balloon Time (min)
  • Abbreviation: STEMI, ST‐elevation myocardial infarction.

  • Based on 1999‐2002 volume.

  • Based on most recent 50 percutaneous coronary intervention (PCI) cases in 2002.

1NortheastYes7706885.5
2MidwestYes1763375.5
3SouthYes87018755.5
4MidwestYes4268570.5
5SouthNo3509469.0
6WestYes2048982.0
7WestYes2774189.0
8SouthYes63312486.5
9WestNo1904389.5
10WestNo1115187.0
11MidwestYes2769587.0
Description of Study Sample (Participants)
ParticipantsNo. in Sample (n = 122)
  • Abbreviations: EMS, emergency medical services; MD, doctor of medicine; QI, quality improvement.

Cardiology 
MD20
Nurse15
Emergency Medicine 
MD15
Nurse9
EMS3
Executive managers20
QI personnel17
Other nurses13
Other clinical/support staff10

Motivating Involved Hospital Staff Toward a Shared Goal

As with any team, the QI teams in our sample had to motivate others in order to be successful:

Making certain that we have common goals [and] figuring out the best way to get there. It has to be a team, a partnership. It can't be I'm better than you, or this discipline is better than that discipline. We're all here for one reason. Hospital #11, Administrator

 

To redesign the door‐to‐balloon care process, successful QI teams engaged clinical disciplines that felt disempowered previously:

[ED physicians] were receptive, but they said, Cardiology won't let us do this. It's not going to be [just] cardiology anymore; it has to be everybody, because we really need to improve this time. Hospital #7, QI personnel

 

Teams also promoted reduction in door‐to‐balloon times as a goal that required shared participation from clinical disciplines including cardiology and emergency medicine, but also laboratory medicine, critical care, pharmacy, and transport. Achieving this goal would positively impact institutional standing:

When people get entrenched in their little domes they have a hard time seeing the overall benefit. Stress the institutional importance of this issue and the importance of cooperation and how it translates to better patient outcomes. [This is what] we're being monitored on; a very clear way in which we can be judged. Hospital #7, Catheterization Lab Medical Director

 

Creating Opportunities for Learning and Problem‐Solving

The work of these QI teams resulted in interdisciplinary conflict, but when individuals voiced frustration with other disciplines, it was seen as a necessary step in the redesign of a complex, interdisciplinary care process:

The first 6 to 8 months were spent team building and dealing with the vying for control. It was a total waste of time but necessary because now it was an interdisciplinary thing. It wasn't something we were trying to change within one service. We were asking everyone to sit down and agree about what they were going to do. The first [meetings] were shouting matches. The ED was becoming a scapegoat; the problem was never in the cath lab. We were able to act on some of those issues. You need to see both sides and understand what the barriers are. Hospital #1, Cardiology Nurse

 

Although challenging, interdisciplinary QI teams allowed team members to gain the detailed knowledge about front‐line operations that they needed:

We cardiologists don't really deal with what is happening behind the scenesexactly what a unit clerk does, and where the bottlenecks are. I discovered that lots of ideas come from unexpected places. Hospital #11, Cardiologist

 

To facilitate learning, teams cultivated a nonjudgmental, mutual trust atmosphere:

Throughout the whole process, there's been a lot of dialogue. Everybody throws their assumptions on the table, assumptions are respected; there is a lot of open communication. Hospital #3, Cardiology QI personnel

 

In addition, reducing door‐to‐balloon times required iterative problem‐solving. QI teams in our sample welcomed opportunities to learn from less effective strategies:

I'm one that's never too upset to ditch something if something was working and you switched to something else and now it's not working. You tried it. Go back. Or maybe it needs to be fine tuned. Hospital #1, Administrator

 

Addressing the Impact of Changes in Care Processes on Staff

Many hospitals in our sample required staff to arrive at the catheterization lab within 2030 minutes of being paged. This resulted in more demanding call schedules and changing roles (eg, activation of the cath lab by emergency department [ED] physicians instead of cardiologists). Participants conveyed both the burden of, and the satisfaction with, new processes:

It is a tremendous commitment time‐wise. We had a first call schedule but had to go to a second call schedule. There's no way you can get around the fact that it's very disruptive to your life. You're sitting down to dinner and suddenly you've got to go, and you don't have a chance to kiss the kids goodbye. You're out the door and heading to the hospital. It's been very disruptive, but it's a good program. No one regrets it. Hospital #5, Cardiologist

 

Successful QI teams validated staff concerns about the impact of these changes on workflow and quality of life:

We have few people who are nay saying for the sake of nay saying. People have legitimate concerns. I value those concerns as they affect the people who are involved. Hospital #4, Cardiologist

 

Teams responded to these concerns by testing solutions and eliminating negative consequences where possible:

[ED said]: We're uncomfortable with being the ordering physicians for labs drawn after patients leave the ED. I said, Let's make that issue go away. If they perceive it as a risk, let's make that fear go away because that removes a barrier. Hospital #4, Cardiologist

 

Protecting the Integrity of the New Care Processes

Once the necessary changes to the care of patients with STEMI were in place, these teams ensured that new processes were followed consistently. Rather than allowing customization of the processes by front‐line staff, QI teams monitored cases, gathered feedback, and made necessary modifications. Small modifications to the protocols helped incorporate front‐line feedback and reinvigorate staff:

People got comfortable and slower, and I quit hassling the group. We reinvigorated the Emergency Room, met with them, and changed the process a little bit. Change always perks people's attention. Hospital #8, Cardiologist

 

Another strategy to protect the integrity of the redesigned process was to highlight its value by publicizing clinical successes:

[We] let them know what we found and how the patient is doing. It's a pat on the back saying you did a good job. Next time [the ED physicians] will be screening that much closer. When we're leaving the hospital at 3 a.m. they'll say How did it go? They want to know; that adds to that team feeling because everybody is important. They help us do our job and we help them do theirs. Hospital #9, Catheterization Lab Technologist

 

Lastly, QI teams empowered front‐line staff to comply with the new process by emphasizing benefit to patients. This allowed staff to overcome hierarchical boundaries:

ED staff told us that sometimes patients waited because the cardiologist was getting a history and physical. They've been empowered to say We're ready to go. Before nurses felt that they couldn't really do that. Now we're getting through to them that time is muscle and that guy is costing the patient. Hospital #5, QI personnel

 

Representing Each Involved Clinical Discipline Effectively

Participants remarked on the importance of team member selection. Successful QI teams had members who could effectively represent each involved discipline. Effective representation involved in‐depth knowledge of one's aspect of the care process and communicating that perspective to the team:

The lab director got together with the ED director, who got together with the radiology director, who asked Who's transporting the patient?; How are we going to get blood drawn, what's going to happen? That middle management team became critical. Hospital #10, Administrator

 

Effective representation also required the authority to endorse and implement necessary changes:

The people that head councils are not people in the position to make changes in the workflow of the hospital. For example, having the ED doctor activate the cath lab. You'd say Well, the Chairman of Medicine would probably have something to do with this. Wrong. The Chairman of Medicine has no interest in STEMI care. Go to the Chairman of Cardiology. Sounds good, but you have to talk to the interventional guys. Go to the head of the cath lab. Sounds good, but it really has to go to a cath lab committee meeting. Hospital #1, QI personnel

 

In addition to knowledge of processes and authority to implement changes, team members in these successful QI teams had to be proficient in disseminating information on performance and changes to processes. Teams developed regular communication channels across levels of the hospital hierarchy, from front‐line staff to executive management:

Communication, communication, communication. Make sure you have a system set up where there's opportunity for back and forth between all the different levels. Set up the infrastructure from the beginning where there's a mechanism to relay information up and down. Hospital #1, Cardiology Nurse

 

Discussion

We identified 5 behaviors of successful interdisciplinary QI teams based on our analysis of hospitals that reduced door‐to‐balloon times for patients with STEMI. These QI teams: (1) motivated involved hospital staff to consider lowering door‐to‐balloon times, a shared goal, (2) created opportunities for learning and problem‐solving, (3) addressed the impact of changes to care processes for patients with STEMI on staff, (4) protected the integrity of new care processes, and (5) represented each clinical discipline effectively by having members with in‐depth knowledge and authority.

Experts suggest that the key elements of effective teamwork in healthcare include prioritizing team over individual goals, mutual understanding, leadership, adaptability, and anticipation of the needs of others.26 These elements are supported by mutual trust and closed‐loop communication. The behaviors of QI teams in our study represent adaptive responses to the unique demands of QI in a complex organization. These teams went beyond an improvement model of identifying and analyzing a problem, and then developing and testing solutions by: (1) motivating and gathering information from each discipline, regardless of interdisciplinary conflicts; (2) responding to the concerns of front‐line staff, while maintaining control over the improvement process; and (3) sharing information across the hospital hierarchy. Table 3 illustrates potential relationships between the team behaviors in our data, the demands on hospital QI teams, and known elements of effective teamwork.

Examples of QI Team Behaviors in Our Data and Possible Relationships to Demands on Hospital QI Teams and to Established Elements of Teamwork
Demands on Hospital QI TeamsWhat QI Teams Must Do to Improve CareElements of Teamwork*Behaviors of QI Teams in Our StudyExamples
  • Abbreviation: QI, quality improvement.

  • Elements of teamwork adapted from Salas et al.26

Gather information from and motivate each involved disciplineTeam rather than individual goalsMotivating all involved hospital staff towards a shared goalPromote parity among disciplines
Invite every involved discipline
Emphasize benefit to patients
Gather information from and motivate each involved disciplineMutual understandingCreating opportunities for learningAllow for interdisciplinary disagreements
Gather detailed operational knowledge in a mutual‐trust environment
Guide changes using objective data
Respond to the concerns of front‐line staff while maintaining control over the improvement processAnticipate the needs of othersAddressing the impact of changes on staffValidate concerns from all disciplines
Test solutions to negative consequences (eg, call schedules, laboratory forms)
Respond to the concerns of front‐line staff while maintaining control over the improvement processAdaptabilityProtecting the integrity of new protocolsMonitor data and respond to performance losses
Document and publicize successes
Empower front‐line staff to respond to lapses in protocol
Keep all levels of the hospital hierarchy informed during he improvement processLeadershipRepresenting each involved clinical discipline effectivelySelect members with in‐depth knowledge about processes
Select members with authority to implement changes within their discipline
Exchange information with executive management and front‐line staff

The behaviors in our study suggest effective teamwork strategies for QI. For example, our data suggest that successful interdisciplinary QI teams need effective representation from each involved discipline. This representation is necessary for motivation of front‐line staff, gathering of detailed information about processes, and the effective implementation of changes. Although this level of representation might challenge the cohesiveness of some teams,27 the teams in our sample managed conflict among disciplines without sacrificing the shared goal. By allocating attention and resources to the concerns of each discipline, the teams we studied prioritized team over individual goals and promoted mutual understanding.

Similarly, deciding when to modify the new protocols required leadership, adaptability, and anticipation of the needs of others. Successful QI teams in our sample modified protocols based on data and feedback, and created the mutual trust environment that is known to facilitate learning among disciplines.2830 Their willingness to learn, however, did not deter teams from protecting the integrity of new protocols. Lastly, participants stressed the importance of managing information across hierarchical boundaries. Managing reliable, timely, and accurate information across all levels is crucial to teamwork, and to the power and influence of a team.31

Our conclusions should be interpreted in light of several limitations. First, our study did not include a comparison group of low‐performing hospitals. We followed the recommendations of qualitative research experts23 who recommend sampling those with the most information on, and experience with, the phenomena under study (QI teams in high‐performing hospitals). The hypotheses we present here require further testing in quantitative studies of hospitals with diversity in QI team outcomes. Second, it is possible that sampled participants favored responses that they considered more desirable. To minimize this bias, we interviewed multiple participants per hospital, assured their confidentiality, and asked them to elaborate their responses. We sampled participants with a wide range of clinical and operational roles in each hospital, and also used the snowball sampling method to augment our sample. The range of responses collected, including frank discussions about setbacks, argues against the existence of contrasting behaviors to those captured. Third, although our sample included hospitals of various size and location, our findings might not reflect those of a larger sample of US hospitals. Last, the behaviors of QI teams may differ for other clinical processes.

Translating these findings into practice will require future studies of the impact of QI team behaviors on sustainability of quality gains. Since QI teams are not typically permanent, additional research is needed to identify behaviors associated with sustainable improvements. In addition, we must test whether the relationship between behaviors and team outcomes depends on whether the QI team strives to reach an evidence‐based goal or to improve a process as much as possible. Our sample demonstrated a combined approach, where the evidence‐based goal was followed by a desire to continue to further reduce door‐to‐balloon times. Similarly, the relationship between behaviors and team outcomes might depend on the catalyst for improvement (eg, regulatory pressure, an adverse event). The confluence of strong evidence and regulatory pressure that fueled these teams might not be true for other measures. Lastly, studies of teamwork in QI teams will require objective measures of team behaviors. A combination of surveys and direct team observation will likely be required to measure these behaviors, especially effective representation.

Our study highlights behaviors common to successful interdisciplinary QI teams in high‐performing hospitals. Previous studies have identified elements of teamwork and the importance of teams to QI, but have not examined team behaviors. In the era of an ever‐growing list of quality measures and of movement toward performance‐based reimbursement models,3234 hospitals have embraced the use of interdisciplinary teams as a key component of QI efforts. Our findings suggest that hospitals could enhance QI team effectiveness by promoting behaviors associated with successful interdisciplinary teams. When applied to QI teams, teamwork training could be supplemented with knowledge, attitudes, and skills regarding information‐gathering, problem‐solving, and communication across disciplines and levels of the hospital hierarchy.

Acknowledgements

The authors thank Harlan Krumholz for his mentorship; Tashonna Webster, Emily Cherlin, and Jeph Herrin for technical support; also the RWJ Clinical Scholars Program, Montefiore's DGIM faculty, and the participants of this study.

References
  1. Wolf FA,Way LW,Stewart L.The efficacy of medical team training: improved team performance and decreased operating room delays.Ann Surg.2010;252:477485.
  2. Morey JC,Simon R,Jay GD, et al.Error reduction and performance improvement in the Emergency Department through formal teamwork training: evaluation results of the MedTeams project.Health Serv Res.2002;37:15531581.
  3. Buljac‐Samardzic M,Dekker‐van Doorn CM,van Wijngaarden JDH,van Wijk KP.Interventions to improve team effectiveness: a systematic review.Health Policy.2010;94:183195.
  4. Weaver SJ,Lyons R,DiazGranados D, et al.The anatomy of health care team training and the state of practice: a critical review.Acad Med. doi: 10.1097/ACM.0b013e3181f2e907 [published Online First: Sep 21, 2010].
  5. Nelson EC,Batalden PB,Huber TP, et al.Microsystems in health care: part 1. Learning from high‐performing front‐line clinical units.Jt Comm J Qual Saf.2002;28:472493.
  6. Keroack MA,Youngberg BJ,Cerese JL,Krsek C,Prellwitz LW,Trevelyan EW.Organizational factors associated with high performance in quality and safety in academic medical centers.Acad Med.2007;82:11781186.
  7. Lukas CVD,Holmes SK,Cohen AB, et al.Transformational change in health care systems: an organizational model.Health Care Manage Rev.2007;32:309320.
  8. Vinokur‐Kaplan D.Treatment teams that work (and those that don't): an application of Hackman's group effectiveness model to interdisciplinary teams in psychiatric hospitals.J Appl Behav Sci.1995;31:303327.
  9. Lemieux‐Charles L,McGuire WL.What do we know about health care team effectiveness? A review of the literature.Med Care Res Rev.2006;63:263300.
  10. Rubenstein LV,Parker LE,Meredith LS, et al.Understanding team‐based quality improvement for depression in primary care.Health Serv Res.2002;37:10091029.
  11. Shortell SM,Marsteller JA,Lin M, et al.The role of perceived team effectiveness in improving chronic illness care.Med Care.2004;42:10401048.
  12. Poulton BC,West MA.The determinants of effectiveness in primary health care teams.J Interprof Care.1999;13:718.
  13. Mills PD,Weeks WB.Characteristics of successful quality improvement teams: lessons from five collaborative projects in the VHA.Jt Comm J Qual Saf.2004;30:152162.
  14. Bradley EH,Roumanis SA,Radford MJ, et al.Achieving door‐to‐balloon times that meet quality guidelines: how do successful hospitals do it?J Am Coll Cardiol.2005;46:12361241.
  15. Bradley EH,Curry LA,Webster TR, et al.Achieving rapid door‐to‐balloon times: how top hospitals improve complex clinical systems.Circulation.2006;113:10791085.
  16. Antman EM,Anbe DT,Armstrong PW, et al.ACC/AHA guidelines for the management of patients with ST‐elevation myocardial infarction: a report of the ACC/AHA Task Force on Practice Guidelines (Committee to Revise the 1999 Guidelines on the Management of Patients with Acute Myocardial Infarction).Circulation.2004;110:e82e293.
  17. Pope C,Mays N.Reaching the parts other methods cannot reach: an introduction to qualitative methods in health and health services research.BMJ.1995;311:4245.
  18. Curry LA,Nembhard IM,Bradley EH.Qualitative and mixed methods provide unique contributions to outcomes research.Circulation.2009;119:14421452.
  19. Bradley EH,Curry LA,Ramanadhan S,Rowe L,Nembhard IM,Krumholz HM.Research in action: using positive deviance to improve quality of health care.Implement Sci.2009;4:25. doi: 10.1186/1748–5908‐4–25 [published Online First: May 8, 2009].
  20. Miles MB, Huberman AM, eds.Qualitative Data Analysis: An Expanded Sourcebook.Thousand Oaks, CA:Sage,1994.
  21. Crabtree BF, Miller WL, eds.Doing Qualitative Research.London:Sage,1999.
  22. Mays N,Pope C.Qualitative research in health care: assessing quality in qualitative research.BMJ.2000;320:5052.
  23. Patton MQ.Qualitative Research 42:17581772.
  24. Glaser B,Strauss A.Discovery of Grounded Theory.Chicago, IL:Aldine,1967.
  25. Salas E,Diaz Granados D,Weaver SJ,King H.Does team training work? Principles for health care.Acad Emerg Med.2008;15:10021009.
  26. Berg DN.Senior executive teams: not what you think.Consult Psychol J Pract Res.2005;57:107117.
  27. Edmonson A.Psychological safety and learning behavior in work teams.Admin Sci Q.1999;44:350383.
  28. Nembhard IM,Edmonson AC.Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams.J Organiz Behav.2006;27:941966.
  29. Chuang YT,Ginsburg L,Berta WB.Learning from preventable adverse events in health care organizations: development of a multilevel model of learning and propositions.Health Care Manage Rev.2007;32:330340.
  30. Pfeffer J.Managing with Power: Politics and Influence in Organizations.Boston, MA:Harvard Business School Press,1993:111125.
  31. Guterman S,Davis K,Schoenbaum S,Shih A.Using Medicare payment policy to transform the health system: a framework for improving performance.Health Aff.2009;28:w238w250.
  32. Conway PH.Value‐driven health care: implications for hospitals and hospitalists.J Hosp Med.2009;4:507511.
  33. Medicare program: hospital inpatient value‐based purchasing program, proposed rule.Fed Reg.76(9):24542491.
References
  1. Wolf FA,Way LW,Stewart L.The efficacy of medical team training: improved team performance and decreased operating room delays.Ann Surg.2010;252:477485.
  2. Morey JC,Simon R,Jay GD, et al.Error reduction and performance improvement in the Emergency Department through formal teamwork training: evaluation results of the MedTeams project.Health Serv Res.2002;37:15531581.
  3. Buljac‐Samardzic M,Dekker‐van Doorn CM,van Wijngaarden JDH,van Wijk KP.Interventions to improve team effectiveness: a systematic review.Health Policy.2010;94:183195.
  4. Weaver SJ,Lyons R,DiazGranados D, et al.The anatomy of health care team training and the state of practice: a critical review.Acad Med. doi: 10.1097/ACM.0b013e3181f2e907 [published Online First: Sep 21, 2010].
  5. Nelson EC,Batalden PB,Huber TP, et al.Microsystems in health care: part 1. Learning from high‐performing front‐line clinical units.Jt Comm J Qual Saf.2002;28:472493.
  6. Keroack MA,Youngberg BJ,Cerese JL,Krsek C,Prellwitz LW,Trevelyan EW.Organizational factors associated with high performance in quality and safety in academic medical centers.Acad Med.2007;82:11781186.
  7. Lukas CVD,Holmes SK,Cohen AB, et al.Transformational change in health care systems: an organizational model.Health Care Manage Rev.2007;32:309320.
  8. Vinokur‐Kaplan D.Treatment teams that work (and those that don't): an application of Hackman's group effectiveness model to interdisciplinary teams in psychiatric hospitals.J Appl Behav Sci.1995;31:303327.
  9. Lemieux‐Charles L,McGuire WL.What do we know about health care team effectiveness? A review of the literature.Med Care Res Rev.2006;63:263300.
  10. Rubenstein LV,Parker LE,Meredith LS, et al.Understanding team‐based quality improvement for depression in primary care.Health Serv Res.2002;37:10091029.
  11. Shortell SM,Marsteller JA,Lin M, et al.The role of perceived team effectiveness in improving chronic illness care.Med Care.2004;42:10401048.
  12. Poulton BC,West MA.The determinants of effectiveness in primary health care teams.J Interprof Care.1999;13:718.
  13. Mills PD,Weeks WB.Characteristics of successful quality improvement teams: lessons from five collaborative projects in the VHA.Jt Comm J Qual Saf.2004;30:152162.
  14. Bradley EH,Roumanis SA,Radford MJ, et al.Achieving door‐to‐balloon times that meet quality guidelines: how do successful hospitals do it?J Am Coll Cardiol.2005;46:12361241.
  15. Bradley EH,Curry LA,Webster TR, et al.Achieving rapid door‐to‐balloon times: how top hospitals improve complex clinical systems.Circulation.2006;113:10791085.
  16. Antman EM,Anbe DT,Armstrong PW, et al.ACC/AHA guidelines for the management of patients with ST‐elevation myocardial infarction: a report of the ACC/AHA Task Force on Practice Guidelines (Committee to Revise the 1999 Guidelines on the Management of Patients with Acute Myocardial Infarction).Circulation.2004;110:e82e293.
  17. Pope C,Mays N.Reaching the parts other methods cannot reach: an introduction to qualitative methods in health and health services research.BMJ.1995;311:4245.
  18. Curry LA,Nembhard IM,Bradley EH.Qualitative and mixed methods provide unique contributions to outcomes research.Circulation.2009;119:14421452.
  19. Bradley EH,Curry LA,Ramanadhan S,Rowe L,Nembhard IM,Krumholz HM.Research in action: using positive deviance to improve quality of health care.Implement Sci.2009;4:25. doi: 10.1186/1748–5908‐4–25 [published Online First: May 8, 2009].
  20. Miles MB, Huberman AM, eds.Qualitative Data Analysis: An Expanded Sourcebook.Thousand Oaks, CA:Sage,1994.
  21. Crabtree BF, Miller WL, eds.Doing Qualitative Research.London:Sage,1999.
  22. Mays N,Pope C.Qualitative research in health care: assessing quality in qualitative research.BMJ.2000;320:5052.
  23. Patton MQ.Qualitative Research 42:17581772.
  24. Glaser B,Strauss A.Discovery of Grounded Theory.Chicago, IL:Aldine,1967.
  25. Salas E,Diaz Granados D,Weaver SJ,King H.Does team training work? Principles for health care.Acad Emerg Med.2008;15:10021009.
  26. Berg DN.Senior executive teams: not what you think.Consult Psychol J Pract Res.2005;57:107117.
  27. Edmonson A.Psychological safety and learning behavior in work teams.Admin Sci Q.1999;44:350383.
  28. Nembhard IM,Edmonson AC.Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams.J Organiz Behav.2006;27:941966.
  29. Chuang YT,Ginsburg L,Berta WB.Learning from preventable adverse events in health care organizations: development of a multilevel model of learning and propositions.Health Care Manage Rev.2007;32:330340.
  30. Pfeffer J.Managing with Power: Politics and Influence in Organizations.Boston, MA:Harvard Business School Press,1993:111125.
  31. Guterman S,Davis K,Schoenbaum S,Shih A.Using Medicare payment policy to transform the health system: a framework for improving performance.Health Aff.2009;28:w238w250.
  32. Conway PH.Value‐driven health care: implications for hospitals and hospitalists.J Hosp Med.2009;4:507511.
  33. Medicare program: hospital inpatient value‐based purchasing program, proposed rule.Fed Reg.76(9):24542491.
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Behaviors of successful interdisciplinary hospital quality improvement teams
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HQPS Competencies

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Hospital quality and patient safety competencies: Development, description, and recommendations for use

Healthcare quality is defined as the degree to which health services for individuals and populations increase the likelihood of desired health outcomes and are consistent with current professional knowledge.1 Delivering high quality care to patients in the hospital setting is especially challenging, given the rapid pace of clinical care, the severity and multitude of patient conditions, and the interdependence of complex processes within the hospital system. Research has shown that hospitalized patients do not consistently receive recommended care2 and are at risk for experiencing preventable harm.3 In an effort to stimulate improvement, stakeholders have called for increased accountability, including enhanced transparency and differential payment based on performance. A growing number of hospital process and outcome measures are readily available to the public via the Internet.46 The Joint Commission, which accredits US hospitals, requires the collection of core quality measure data7 and sets the expectation that National Patient Safety Goals be met to maintain accreditation.8 Moreover, the Center for Medicare and Medicaid Services (CMS) has developed a Value‐Based Purchasing (VBP) plan intended to adjust hospital payment based on quality measures and the occurrence of certain hospital‐acquired conditions.9, 10

Because of their clinical expertise, understanding of hospital clinical operations, leadership of multidisciplinary inpatient teams, and vested interest to improve the systems in which they work, hospitalists are perfectly positioned to collaborate with their institutions to improve the quality of care delivered to inpatients. However, many hospitalists are inadequately prepared to engage in efforts to improve quality, because medical schools and residency programs have not traditionally included or emphasized healthcare quality and patient safety in their curricula.1113 In a survey of 389 internal medicine‐trained hospitalists, significant educational deficiencies were identified in the area of systems‐based practice.14 Specifically, the topics of quality improvement, team management, practice guideline development, health information systems management, and coordination of care between healthcare settings were listed as essential skills for hospitalist practice but underemphasized in residency training. Recognizing the gap between the needs of practicing physicians and current medical education provided in healthcare quality, professional societies have recently published position papers calling for increased training in quality, safety, and systems, both in medical school11 and residency training.15, 16

The Society of Hospital Medicine (SHM) convened a Quality Summit in December 2008 to develop strategic plans related to healthcare quality. Summit attendees felt that most hospitalists lack the formal training necessary to evaluate, implement, and sustain system changes within the hospital. In response, the SHM Hospital Quality and Patient Safety (HQPS) Committee formed a Quality Improvement Education (QIE) subcommittee in 2009 to assess the needs of hospitalists with respect to hospital quality and patient safety, and to evaluate and expand upon existing educational programs in this area. Membership of the QIE subcommittee consisted of hospitalists with extensive experience in healthcare quality and medical education. The QIE subcommittee refined and expanded upon the healthcare quality and patient safety‐related competencies initially described in the Core Competencies in Hospital Medicine.17 The purpose of this report is to describe the development, provide definitions, and make recommendations on the use of the Hospital Quality and Patient Safety (HQPS) Competencies.

Development of The Hospital Quality and Patient Safety Competencies

The multistep process used by the SHM QIE subcommittee to develop the HQPS Competencies is summarized in Figure 1. We performed an in‐depth evaluation of current educational materials and offerings, including a review of the Core Competencies in Hospital Medicine, past annual SHM Quality Improvement Pre‐Course objectives, and the content of training courses offered by other organizations.1722 Throughout our analysis, we emphasized the identification of gaps in content relevant to hospitalists. We then used the Institute of Medicine's (IOM) 6 aims for healthcare quality as a foundation for developing the HQPS Competencies.1 Specifically, the IOM states that healthcare should be safe, effective, patient‐centered, timely, efficient, and equitable. Additionally, we reviewed and integrated elements of the Practice‐Based Learning and Improvement (PBLI) and Systems‐Based Practice (SBP) competencies as defined by the Accreditation Council for Graduate Medical Education (ACGME).23 We defined general areas of competence and specific standards for knowledge, skills, and attitudes within each area. Subcommittee members reflected on their own experience, as clinicians, educators, and leaders in healthcare quality and patient safety, to inform and refine the competency definitions and standards. Acknowledging that some hospitalists may serve as collaborators or clinical content experts, while others may serve as leaders of hospital quality initiatives, 3 levels of expertise were established: basic, intermediate, and advanced.

Figure 1
Hospital quality and patient safety competency process and timeline. Abbreviations: HQPS, hospital quality and patient safety; QI, quality improvement; SHM, Society of Hospital Medicine.

The QIE subcommittee presented a draft version of the HQPS Competencies to the HQPS Committee in the fall of 2009 and incorporated suggested revisions. The revised set of competencies was then reviewed by members of the Leadership and Education Committees during the winter of 2009‐2010, and additional recommendations were included in the final version now described.

Description of The Competencies

The 8 areas of competence include: Quality Measurement and Stakeholder Interests, Data Acquisition and Interpretation, Organizational Knowledge and Leadership Skills, Patient Safety Principles, Teamwork and Communication, Quality and Safety Improvement Methods, Health Information Systems, and Patient Centeredness. Three levels of competence and standards within each level and area are defined in Table 1. Standards use carefully selected action verbs to reflect educational goals for hospitalists at each level.24 The basic level represents a minimum level of competency for all practicing hospitalists. The intermediate level represents a hospitalist who is prepared to meaningfully engage and collaborate with his or her institution in quality improvement efforts. A hospitalist at this level may also lead uncomplicated improvement projects for his or her medical center and/or hospital medicine group. The advanced level represents a hospitalist prepared to lead quality improvement efforts for his or her institution and/or hospital medicine group. Many hospitalists at this level will have, or will be prepared to have, leadership positions in quality and patient safety at their institutions. Advanced level hospitalists will also have the expertise to teach and mentor other individuals in their quality improvement efforts.

Hospitalist Competencies in Healthcare Quality and Patient Safety
Competency Basic Intermediate Advanced
  • NOTE: The basic level represents a minimum level of competency for all practicing hospitalists. The intermediate level represents a hospitalist prepared to meaningfully collaborate with his or her institution in quality improvement efforts. The advanced level represents a hospitalist prepared to lead quality improvement efforts for his or her institution and/or group.

  • Abbreviation: PDSA, Plan Do Study Act.

Quality measurement and stakeholder interests Define structure, process, and outcome measures Compare and contrast relative benefits of using one type of measure vs another Anticipate and respond to stakeholders' needs and interests
Define stakeholders and understand their interests related to healthcare quality Explain measures as defined by stakeholders (Center for Medicare and Medicaid Services, Leapfrog, etc) Anticipate and respond to changes in quality measures and incentive programs
Identify measures as defined by stakeholders (Center for Medicare and Medicaid Services, Leapfrog, etc) Appreciate variation in quality and utilization performance Lead efforts to reduce variation in care delivery (see also quality improvement methods)
Describe potential unintended consequences of quality measurement and incentive programs Avoid unintended consequences of quality measurement and incentive programs
Data acquisition and interpretation Interpret simple statistical methods to compare populations within a sample (chi‐square, t tests, etc) Describe sources of data for quality measurement Acquire data from internal and external sources
Define basic terms used to describe continuous and categorical data (mean, median, standard deviation, interquartile range, percentages, rates, etc) Identify potential pitfalls in administrative data Create visual representations of data (Bar, Pareto, and Control Charts)
Summarize basic principles of statistical process control Explain variation in data Use simple statistical methods to compare populations within a sample (chi‐square, t tests, etc)
Interpret data displayed in Pareto and Control Charts Administer and interpret a survey
Summarize basic survey techniques (including methods to maximize response, minimize bias, and use of ordinal response scales)
Use appropriate terms to describe continuous and categorical data (mean, median, standard deviation, interquartile range, percentages, rates, etc)
Organizational knowledge and leadership skills Describe the organizational structure of one's institution Define interests of internal and external stakeholders Effectively negotiate with stakeholders
Define leaders within the organization and describe their roles Collaborate as an effective team member of a quality improvement project Assemble a quality improvement project team and effectively lead meetings (setting agendas, hold members accountable, etc)
Exemplify the importance of leading by example Explain principles of change management and how it can positively or negatively impact quality improvement project implementation Motivate change and create vision for ideal state
Effectively communicate quality or safety issues identified during routine patient care to the appropriate parties Communicate effectively in a variety of settings (lead a meeting, public speaking, etc)
Serve as a resource and/or mentor for less‐experienced team members
Patient safety principles Identify potential sources of error encountered during routine patient care Compare methods to measure errors and adverse events, including administrative data analysis, chart review, and incident reporting systems Lead efforts to appropriately measure medical error and/or adverse events
Compare and contrast medical error with adverse event Identify and explain how human factors can contribute to medical errors Lead efforts to redesign systems to reduce errors from occurring; this may include the facilitation of a hospital, departmental, or divisional Root Cause Analysis
Describe how the systems approach to medical error is more productive than assigning individual blame Know the difference between a strong vs a weak action plan for improvement (ie, brief education intervention is weak; skills training with deliberate practice or physical changes are stronger) Lead efforts to advance the culture of patient safety in the hospital
Differentiate among types of error (knowledge/judgment vs systems vs procedural/technical; latent vs active)
Explain the role that incident reporting plays in quality improvement efforts and how reporting can foster a culture of safety
Describe principles of medical error disclosure
Teamwork and communication Explain how poor teamwork and communication failures contribute to adverse events Collaborate on administration and interpretation of teamwork and safety culture measures Lead efforts to improve teamwork and safety culture
Identify the potential for errors during transitions within and between healthcare settings (handoffs, transfers, discharge) Describe the principles of effective teamwork and identify behaviors consistent with effective teamwork Lead efforts to improve teamwork in specific settings (intensive care, medical‐surgical unit, etc)
Identify deficiencies in transitions within and between healthcare settings (handoffs, transfers, discharge) Successfully improve the safety of transitions within and between healthcare settings (handoffs, transfers, discharge)
Quality and safety improvement methods and tools Define the quality improvement methods used and infrastructure in place at one's hospital Compare and contrast various quality improvement methods, including six sigma, lean, and PDSA Lead a quality improvement project using six sigma, lean, or PDSA methodology
Summarize the basic principles and use of Root Cause Analysis as a tool to evaluate medical error Collaborate on a quality improvement project using six sigma, lean, or PDSA Use high level process mapping, fishbone diagrams, etc, to identify areas for opportunity in evaluating a process
Describe and collaborate on Failure Mode and Effects Analysis Lead the development and implementation of clinical protocols to standardize care delivery when appropriate
Actively participate in a Root Cause Analysis Conduct Failure Mode and Effects Analysis
Conduct Root Cause Analysis
Health information systems Identify the potential for information systems to reduce as well as contribute to medical error Define types of clinical decision support Lead or co‐lead efforts to leverage information systems in quality measurement
Describe how information systems fit into provider workflow and care delivery Collaborate on the design of health information systems Lead or co‐lead efforts to leverage information systems to reduce error and/or improve delivery of effective care
Anticipate and prevent unintended consequences of implementation or revision of information systems
Lead or co‐lead efforts to leverage clinical decision support to improve quality and safety
Patient centeredness Explain the clinical benefits of a patient‐centered approach Explain benefits and potential limitations of patient satisfaction surveys Interpret data from patient satisfaction surveys and lead efforts to improve patient satisfaction
Identify system barriers to effective and safe care from the patient's perspective Identify clinical areas with suboptimal efficiency and/or timeliness from the patient's perspective Lead effort to reduce inefficiency and/or improve timeliness from the patient's perspective
Describe the value of patient satisfaction surveys and patient and family partnership in care Promote patient and caregiver education including use of effective education tools Lead efforts to eliminate system barriers to effective and safe care from the patient's perspective
Lead efforts to improve patent and caregiver education including development or implementation of effective education tools
Lead efforts to actively involve patients and families in the redesign of healthcare delivery systems and processes

Recommended Use of The Competencies

The HQPS Competencies provide a framework for curricula and other professional development experiences in healthcare quality and patient safety. We recommend a step‐wise approach to curriculum development which includes conducting a targeted needs assessment, defining goals and specific learning objectives, and evaluation of the curriculum.25 The HQPS Competencies can be used at each step and provide educational targets for learners across a range of interest and experience.

Professional Development

Since residency programs historically have not trained their graduates to achieve a basic level of competence, practicing hospitalists will need to seek out professional development opportunities. Some educational opportunities which already exist include the Quality Track sessions during the SHM Annual Meeting, and the SHM Quality Improvement Pre‐Course. Hospitalist leaders are currently using the HQPS Competencies to review and revise annual meeting and pre‐course objectives and content in an effort to meet the expected level of competence for SHM members. Similarly, local SHM Chapter and regional hospital medicine leaders should look to the competencies to help select topics and objectives for future presentations. Additionally, the SHM Web site offers tools to develop skills, including a resource room and quality improvement primer.26 Mentored‐implementation programs, supported by SHM, can help hospitalists' acquire more advanced experiential training in quality improvement.

New educational opportunities are being developed, including a comprehensive set of Internet‐based modules designed to help practicing hospitalists achieve a basic level of competence. Hospitalists will be able to achieve continuing medical education (CME) credit upon completion of individual modules. Plans are underway to provide Certification in Hospital Quality and Patient Safety, reflecting an advanced level of competence, upon completion of the entire set, and demonstration of knowledge and skill application through an approved quality improvement project. The certification process will leverage the success of the SHM Leadership Academies and Mentored Implementation projects to help hospitalists apply their new skills in a real world setting.

HQPS Competencies and Focused Practice in Hospital Medicine

Recently, the American Board of Internal Medicine (ABIM) has recognized the field of hospital medicine by developing a new program that provides hospitalists the opportunity to earn Maintenance of Certification (MOC) in Internal Medicine with a Focused Practice in Hospital Medicine.27 Appropriately, hospital quality and patient safety content is included among the knowledge questions on the secure exam, and completion of a practice improvement module (commonly known as PIM) is required for the certification. The SHM Education Committee has developed a Self‐Evaluation of Medical Knowledge module related to hospital quality and patient safety for use in the MOC process. ABIM recertification with Focused Practice in Hospital Medicine is an important and visible step for the Hospital Medicine movement; the content of both the secure exam and the MOC reaffirms the notion that the acquisition of knowledge, skills, and attitudes in hospital quality and patient safety is essential to the practice of hospital medicine.

Medical Education

Because teaching hospitalists frequently serve in important roles as educators and physician leaders in quality improvement, they are often responsible for medical student and resident training in healthcare quality and patient safety. Medical schools and residency programs have struggled to integrate healthcare quality and patient safety into their curricula.11, 12, 28 Hospitalists can play a major role in academic medical centers by helping to develop curricular materials and evaluations related to healthcare quality. Though intended primarily for future and current hospitalists, the HQPS Competencies and standards for the basic level may be adapted to provide educational targets for many learners in undergraduate and graduate medical education. Teaching hospitalists may use these standards to evaluate current educational efforts and design new curricula in collaboration with their medical school and residency program leaders.

Beyond the basic level of training in healthcare quality required for all, many residents will benefit from more advanced training experiences, including opportunities to apply knowledge and develop skills related to quality improvement. A recent report from the ACGME concluded that role models and mentors were essential for engaging residents in quality improvement efforts.29 Hospitalists are ideally suited to serve as role models during residents' experiential learning opportunities related to hospital quality. Several residency programs have begun to implement hospitalist tracks13 and quality improvement rotations.3032 Additionally, some academic medical centers have begun to develop and offer fellowship training in Hospital Medicine.33 These hospitalist‐led educational programs are an ideal opportunity to teach the intermediate and advanced training components, of healthcare quality and patient safety, to residents and fellows that wish to incorporate activity or leadership in quality improvement and patient safety science into their generalist or subspecialty careers. Teaching hospitalists should use the HQPS competency standards to define learning objectives for trainees at this stage of development.

To address the enormous educational needs in quality and safety for future physicians, a cadre of expert teachers in quality and safety will need to be developed. In collaboration with the Alliance for Academic Internal Medicine (AAIM), SHM is developing a Quality and Safety Educators Academy which will target academic hospitalists and other medical educators interested in developing advanced skills in quality improvement and patient safety education.

Assessment of Competence

An essential component of a rigorous faculty development program or medical education initiative is the assessment of whether these endeavors are achieving their stated aims. Published literature provides examples of useful assessment methods applicable to the HQPS Competencies. Knowledge in several areas of HQPS competence may be assessed with the use of multiple choice tests.34, 35 Knowledge of quality improvement methods may be assessed using the Quality Improvement Knowledge Application Tool (QIKAT), an instrument in which the learner responds to each of 3 scenarios with an aim, outcome and process measures, and ideas for changes which may result in improved performance.36 Teamwork and communication skills may be assessed using 360‐degree evaluations3739 and direct observation using behaviorally anchored rating scales.4043 Objective structured clinical examinations have been used to assess knowledge and skills related to patient safety principles.44, 45 Notably, few studies have rigorously assessed the validity and reliability of tools designed to evaluate competence related to healthcare quality.46 Additionally, to our knowledge, no prior research has evaluated assessment specifically for hospitalists. Thus, the development and validation of new assessment tools based on the HQPS Competencies for learners at each level is a crucial next step in the educational process. Additionally, evaluation of educational initiatives should include analyses of clinical benefit, as the ultimate goal of these efforts is to improve patient care.47, 48

Conclusion

Hospitalists are poised to have a tremendous impact on improving the quality of care for hospitalized patients. The lack of training in quality improvement in traditional medical education programs, in which most current hospitalists were trained, can be overcome through appropriate use of the HQPS Competencies. Formal incorporation of the HQPS Competencies into professional development programs, and innovative educational initiatives and curricula, will help provide current hospitalists and the next generations of hospitalists with the needed skills to be successful.

Files
References
  1. Crossing the Quality Chasm: A New Health System for the Twenty‐first Century.Washington, DC:Institute of Medicine;2001.
  2. Jha AK,Li Z,Orav EJ,Epstein AM.Care in U.S. hospitals—the Hospital Quality Alliance program.N Engl J Med.2005;353(3):265274.
  3. Zhan C,Miller MR.Excess length of stay, charges, and mortality attributable to medical injuries during hospitalization.JAMA.2003;290(14):18681874.
  4. Hospital Compare—A quality tool provided by Medicare. Available at: http://www.hospitalcompare.hhs.gov/. Accessed April 23,2010.
  5. The Leapfrog Group: Hospital Quality Ratings. Available at: http://www.leapfroggroup.org/cp. Accessed April 30,2010.
  6. Why Not the Best? A Healthcare Quality Improvement Resource. Available at: http://www.whynotthebest.org/. Accessed April 30,2010.
  7. The Joint Commission: Facts about ORYX for hospitals (National Hospital Quality Measures). Available at: http://www.jointcommission.org/accreditationprograms/hospitals/oryx/oryx_facts.htm. Accessed August 19,2010.
  8. The Joint Commission: National Patient Safety Goals. Available at: http://www.jointcommission.org/patientsafety/nationalpatientsafetygoals/. Accessed August 9,2010.
  9. Hospital Acquired Conditions: Overview. Available at: http://www.cms.gov/HospitalAcqCond/01_Overview.asp. Accessed April 30,2010.
  10. Report to Congress:Plan to Implement a Medicare Hospital Value‐based Purchasing Program. Washington, DC: US Department of Health and Human Services, Center for Medicare and Medicaid Services;2007.
  11. Unmet Needs: Teaching Physicians to Provide Safe Patient Care.Boston, MA:Lucian Leape Institute at the National Patient Safety Foundation;2010.
  12. Alper E,Rosenberg EI,O'Brien KE,Fischer M,Durning SJ.Patient safety education at U.S. and Canadian medical schools: results from the 2006 Clerkship Directors in Internal Medicine survey.Acad Med.2009;84(12):16721676.
  13. Glasheen JJ,Siegal EM,Epstein K,Kutner J,Prochazka AV.Fulfilling the promise of hospital medicine: tailoring internal medicine training to address hospitalists' needs.J Gen Intern Med.2008;23(7):11101115.
  14. Plauth WH,Pantilat SZ,Wachter RM,Fenton CL.Hospitalists' perceptions of their residency training needs: results of a national survey.Am J Med.2001;111(3):247254.
  15. Fitzgibbons JP,Bordley DR,Berkowitz LR,Miller BW,Henderson MC.Redesigning residency education in internal medicine: a position paper from the Association of Program Directors in Internal Medicine.Ann Intern Med.2006;144(12):920926.
  16. Weinberger SE,Smith LG,Collier VU.Redesigning training for internal medicine.Ann Intern Med.2006;144(12):927932.
  17. Dressler DD,Pistoria MJ,Budnitz TL,McKean SC,Amin AN.Core competencies in hospital medicine: development and methodology.J Hosp Med.2006;1(1):4856.
  18. Intermountain Healthcare. 20‐Day Course for Executives 2001.
  19. Kern DE,Thomas PA,Bass EB,Howard DM.Curriculum Development for Medical Education: A Six‐step Approach.Baltimore, MD:Johns Hopkins Press;1998.
  20. Society of Hospital Medicine Quality Improvement Basics. Available at: http://www.hospitalmedicine.org/Content/NavigationMenu/QualityImprovement/QIPrimer/QI_Primer_Landing_Pa.htm. Accessed June 4,2010.
  21. American Board of Internal Medicine: Questions and Answers Regarding ABIM's Maintenance of Certification in Internal Medicine With a Focused Practice in Hospital Medicine Program. Available at: http://www.abim.org/news/news/focused‐practice‐hospital‐medicine‐qa.aspx. Accessed August 9,2010.
  22. Heard JK,Allen RM,Clardy J.Assessing the needs of residency program directors to meet the ACGME general competencies.Acad Med.2002;77(7):750.
  23. Philibert I.Accreditation Council for Graduate Medical Education and Institute for Healthcare Improvement 90‐Day Project. Involving Residents in Quality Improvement: Contrasting “Top‐Down” and “Bottom‐Up” Approaches.Chicago, IL;ACGME;2008.
  24. Oyler J,Vinci L,Arora V,Johnson J.Teaching internal medicine residents quality improvement techniques using the ABIM's practice improvement modules.J Gen Intern Med.2008;23(7):927930.
  25. Peters AS,Kimura J,Ladden MD,March E,Moore GT.A self‐instructional model to teach systems‐based practice and practice‐based learning and improvement.J Gen Intern Med.2008;23(7):931936.
  26. Weingart SN,Tess A,Driver J,Aronson MD,Sands K.Creating a quality improvement elective for medical house officers.J Gen Intern Med.2004;19(8):861867.
  27. Ranji SR,Rosenman DJ,Amin AN,Kripalani S.Hospital medicine fellowships: works in progress.Am J Med.2006;119(1):72.e1e7.
  28. Kerfoot BP,Conlin PR,Travison T,McMahon GT.Web‐based education in systems‐based practice: a randomized trial.Arch Intern Med.2007;167(4):361366.
  29. Peters AS,Kimura J,Ladden MD,March E,Moore GT.A self‐instructional model to teach systems‐based practice and practice‐based learning and improvement.J Gen Intern Med.2008;23(7):931936.
  30. Morrison L,Headrick L,Ogrinc G,Foster T.The quality improvement knowledge application tool: an instrument to assess knowledge application in practice‐based learning and improvement.J Gen Intern Med.2003;18(suppl 1):250.
  31. Brinkman WB,Geraghty SR,Lanphear BP, et al.Effect of multisource feedback on resident communication skills and professionalism: a randomized controlled trial.Arch Pediatr Adolesc Med.2007;161(1):4449.
  32. Massagli TL,Carline JD.Reliability of a 360‐degree evaluation to assess resident competence.Am J Phys Med Rehabil.2007;86(10):845852.
  33. Musick DW,McDowell SM,Clark N,Salcido R.Pilot study of a 360‐degree assessment instrument for physical medicine 82(5):394402.
  34. Fletcher G,Flin R,McGeorge P,Glavin R,Maran N,Patey R.Anaesthetists' non‐technical skills (ANTS): evaluation of a behavioural marker system.Br J Anaesth.2003;90(5):580588.
  35. Malec JF,Torsher LC,Dunn WF, et al.The Mayo high performance teamwork scale: reliability and validity for evaluating key crew resource management skills.Simul Healthc.2007;2(1):410.
  36. Sevdalis N,Davis R,Koutantji M,Undre S,Darzi A,Vincent CA.Reliability of a revised NOTECHS scale for use in surgical teams.Am J Surg.2008;196(2):184190.
  37. Sevdalis N,Lyons M,Healey AN,Undre S,Darzi A,Vincent CA.Observational teamwork assessment for surgery: construct validation with expert versus novice raters.Ann Surg.2009;249(6):10471051.
  38. Singh R,Singh A,Fish R,McLean D,Anderson DR,Singh G.A patient safety objective structured clinical examination.J Patient Saf.2009;5(2):5560.
  39. Varkey P,Natt N.The Objective Structured Clinical Examination as an educational tool in patient safety.Jt Comm J Qual Patient Saf.2007;33(1):4853.
  40. Lurie SJ,Mooney CJ,Lyness JM.Measurement of the general competencies of the Accreditation Council for Graduate Medical Education: a systematic review.Acad Med.2009;84(3):301309.
  41. Boonyasai RT,Windish DM,Chakraborti C,Feldman LS,Rubin HR,Bass EB.Effectiveness of teaching quality improvement to clinicians: a systematic review.JAMA.2007;298(9):10231037.
  42. Windish DM,Reed DA,Boonyasai RT,Chakraborti C,Bass EB.Methodological rigor of quality improvement curricula for physician trainees: a systematic review and recommendations for change.Acad Med.2009;84(12):16771692.
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Healthcare quality is defined as the degree to which health services for individuals and populations increase the likelihood of desired health outcomes and are consistent with current professional knowledge.1 Delivering high quality care to patients in the hospital setting is especially challenging, given the rapid pace of clinical care, the severity and multitude of patient conditions, and the interdependence of complex processes within the hospital system. Research has shown that hospitalized patients do not consistently receive recommended care2 and are at risk for experiencing preventable harm.3 In an effort to stimulate improvement, stakeholders have called for increased accountability, including enhanced transparency and differential payment based on performance. A growing number of hospital process and outcome measures are readily available to the public via the Internet.46 The Joint Commission, which accredits US hospitals, requires the collection of core quality measure data7 and sets the expectation that National Patient Safety Goals be met to maintain accreditation.8 Moreover, the Center for Medicare and Medicaid Services (CMS) has developed a Value‐Based Purchasing (VBP) plan intended to adjust hospital payment based on quality measures and the occurrence of certain hospital‐acquired conditions.9, 10

Because of their clinical expertise, understanding of hospital clinical operations, leadership of multidisciplinary inpatient teams, and vested interest to improve the systems in which they work, hospitalists are perfectly positioned to collaborate with their institutions to improve the quality of care delivered to inpatients. However, many hospitalists are inadequately prepared to engage in efforts to improve quality, because medical schools and residency programs have not traditionally included or emphasized healthcare quality and patient safety in their curricula.1113 In a survey of 389 internal medicine‐trained hospitalists, significant educational deficiencies were identified in the area of systems‐based practice.14 Specifically, the topics of quality improvement, team management, practice guideline development, health information systems management, and coordination of care between healthcare settings were listed as essential skills for hospitalist practice but underemphasized in residency training. Recognizing the gap between the needs of practicing physicians and current medical education provided in healthcare quality, professional societies have recently published position papers calling for increased training in quality, safety, and systems, both in medical school11 and residency training.15, 16

The Society of Hospital Medicine (SHM) convened a Quality Summit in December 2008 to develop strategic plans related to healthcare quality. Summit attendees felt that most hospitalists lack the formal training necessary to evaluate, implement, and sustain system changes within the hospital. In response, the SHM Hospital Quality and Patient Safety (HQPS) Committee formed a Quality Improvement Education (QIE) subcommittee in 2009 to assess the needs of hospitalists with respect to hospital quality and patient safety, and to evaluate and expand upon existing educational programs in this area. Membership of the QIE subcommittee consisted of hospitalists with extensive experience in healthcare quality and medical education. The QIE subcommittee refined and expanded upon the healthcare quality and patient safety‐related competencies initially described in the Core Competencies in Hospital Medicine.17 The purpose of this report is to describe the development, provide definitions, and make recommendations on the use of the Hospital Quality and Patient Safety (HQPS) Competencies.

Development of The Hospital Quality and Patient Safety Competencies

The multistep process used by the SHM QIE subcommittee to develop the HQPS Competencies is summarized in Figure 1. We performed an in‐depth evaluation of current educational materials and offerings, including a review of the Core Competencies in Hospital Medicine, past annual SHM Quality Improvement Pre‐Course objectives, and the content of training courses offered by other organizations.1722 Throughout our analysis, we emphasized the identification of gaps in content relevant to hospitalists. We then used the Institute of Medicine's (IOM) 6 aims for healthcare quality as a foundation for developing the HQPS Competencies.1 Specifically, the IOM states that healthcare should be safe, effective, patient‐centered, timely, efficient, and equitable. Additionally, we reviewed and integrated elements of the Practice‐Based Learning and Improvement (PBLI) and Systems‐Based Practice (SBP) competencies as defined by the Accreditation Council for Graduate Medical Education (ACGME).23 We defined general areas of competence and specific standards for knowledge, skills, and attitudes within each area. Subcommittee members reflected on their own experience, as clinicians, educators, and leaders in healthcare quality and patient safety, to inform and refine the competency definitions and standards. Acknowledging that some hospitalists may serve as collaborators or clinical content experts, while others may serve as leaders of hospital quality initiatives, 3 levels of expertise were established: basic, intermediate, and advanced.

Figure 1
Hospital quality and patient safety competency process and timeline. Abbreviations: HQPS, hospital quality and patient safety; QI, quality improvement; SHM, Society of Hospital Medicine.

The QIE subcommittee presented a draft version of the HQPS Competencies to the HQPS Committee in the fall of 2009 and incorporated suggested revisions. The revised set of competencies was then reviewed by members of the Leadership and Education Committees during the winter of 2009‐2010, and additional recommendations were included in the final version now described.

Description of The Competencies

The 8 areas of competence include: Quality Measurement and Stakeholder Interests, Data Acquisition and Interpretation, Organizational Knowledge and Leadership Skills, Patient Safety Principles, Teamwork and Communication, Quality and Safety Improvement Methods, Health Information Systems, and Patient Centeredness. Three levels of competence and standards within each level and area are defined in Table 1. Standards use carefully selected action verbs to reflect educational goals for hospitalists at each level.24 The basic level represents a minimum level of competency for all practicing hospitalists. The intermediate level represents a hospitalist who is prepared to meaningfully engage and collaborate with his or her institution in quality improvement efforts. A hospitalist at this level may also lead uncomplicated improvement projects for his or her medical center and/or hospital medicine group. The advanced level represents a hospitalist prepared to lead quality improvement efforts for his or her institution and/or hospital medicine group. Many hospitalists at this level will have, or will be prepared to have, leadership positions in quality and patient safety at their institutions. Advanced level hospitalists will also have the expertise to teach and mentor other individuals in their quality improvement efforts.

Hospitalist Competencies in Healthcare Quality and Patient Safety
Competency Basic Intermediate Advanced
  • NOTE: The basic level represents a minimum level of competency for all practicing hospitalists. The intermediate level represents a hospitalist prepared to meaningfully collaborate with his or her institution in quality improvement efforts. The advanced level represents a hospitalist prepared to lead quality improvement efforts for his or her institution and/or group.

  • Abbreviation: PDSA, Plan Do Study Act.

Quality measurement and stakeholder interests Define structure, process, and outcome measures Compare and contrast relative benefits of using one type of measure vs another Anticipate and respond to stakeholders' needs and interests
Define stakeholders and understand their interests related to healthcare quality Explain measures as defined by stakeholders (Center for Medicare and Medicaid Services, Leapfrog, etc) Anticipate and respond to changes in quality measures and incentive programs
Identify measures as defined by stakeholders (Center for Medicare and Medicaid Services, Leapfrog, etc) Appreciate variation in quality and utilization performance Lead efforts to reduce variation in care delivery (see also quality improvement methods)
Describe potential unintended consequences of quality measurement and incentive programs Avoid unintended consequences of quality measurement and incentive programs
Data acquisition and interpretation Interpret simple statistical methods to compare populations within a sample (chi‐square, t tests, etc) Describe sources of data for quality measurement Acquire data from internal and external sources
Define basic terms used to describe continuous and categorical data (mean, median, standard deviation, interquartile range, percentages, rates, etc) Identify potential pitfalls in administrative data Create visual representations of data (Bar, Pareto, and Control Charts)
Summarize basic principles of statistical process control Explain variation in data Use simple statistical methods to compare populations within a sample (chi‐square, t tests, etc)
Interpret data displayed in Pareto and Control Charts Administer and interpret a survey
Summarize basic survey techniques (including methods to maximize response, minimize bias, and use of ordinal response scales)
Use appropriate terms to describe continuous and categorical data (mean, median, standard deviation, interquartile range, percentages, rates, etc)
Organizational knowledge and leadership skills Describe the organizational structure of one's institution Define interests of internal and external stakeholders Effectively negotiate with stakeholders
Define leaders within the organization and describe their roles Collaborate as an effective team member of a quality improvement project Assemble a quality improvement project team and effectively lead meetings (setting agendas, hold members accountable, etc)
Exemplify the importance of leading by example Explain principles of change management and how it can positively or negatively impact quality improvement project implementation Motivate change and create vision for ideal state
Effectively communicate quality or safety issues identified during routine patient care to the appropriate parties Communicate effectively in a variety of settings (lead a meeting, public speaking, etc)
Serve as a resource and/or mentor for less‐experienced team members
Patient safety principles Identify potential sources of error encountered during routine patient care Compare methods to measure errors and adverse events, including administrative data analysis, chart review, and incident reporting systems Lead efforts to appropriately measure medical error and/or adverse events
Compare and contrast medical error with adverse event Identify and explain how human factors can contribute to medical errors Lead efforts to redesign systems to reduce errors from occurring; this may include the facilitation of a hospital, departmental, or divisional Root Cause Analysis
Describe how the systems approach to medical error is more productive than assigning individual blame Know the difference between a strong vs a weak action plan for improvement (ie, brief education intervention is weak; skills training with deliberate practice or physical changes are stronger) Lead efforts to advance the culture of patient safety in the hospital
Differentiate among types of error (knowledge/judgment vs systems vs procedural/technical; latent vs active)
Explain the role that incident reporting plays in quality improvement efforts and how reporting can foster a culture of safety
Describe principles of medical error disclosure
Teamwork and communication Explain how poor teamwork and communication failures contribute to adverse events Collaborate on administration and interpretation of teamwork and safety culture measures Lead efforts to improve teamwork and safety culture
Identify the potential for errors during transitions within and between healthcare settings (handoffs, transfers, discharge) Describe the principles of effective teamwork and identify behaviors consistent with effective teamwork Lead efforts to improve teamwork in specific settings (intensive care, medical‐surgical unit, etc)
Identify deficiencies in transitions within and between healthcare settings (handoffs, transfers, discharge) Successfully improve the safety of transitions within and between healthcare settings (handoffs, transfers, discharge)
Quality and safety improvement methods and tools Define the quality improvement methods used and infrastructure in place at one's hospital Compare and contrast various quality improvement methods, including six sigma, lean, and PDSA Lead a quality improvement project using six sigma, lean, or PDSA methodology
Summarize the basic principles and use of Root Cause Analysis as a tool to evaluate medical error Collaborate on a quality improvement project using six sigma, lean, or PDSA Use high level process mapping, fishbone diagrams, etc, to identify areas for opportunity in evaluating a process
Describe and collaborate on Failure Mode and Effects Analysis Lead the development and implementation of clinical protocols to standardize care delivery when appropriate
Actively participate in a Root Cause Analysis Conduct Failure Mode and Effects Analysis
Conduct Root Cause Analysis
Health information systems Identify the potential for information systems to reduce as well as contribute to medical error Define types of clinical decision support Lead or co‐lead efforts to leverage information systems in quality measurement
Describe how information systems fit into provider workflow and care delivery Collaborate on the design of health information systems Lead or co‐lead efforts to leverage information systems to reduce error and/or improve delivery of effective care
Anticipate and prevent unintended consequences of implementation or revision of information systems
Lead or co‐lead efforts to leverage clinical decision support to improve quality and safety
Patient centeredness Explain the clinical benefits of a patient‐centered approach Explain benefits and potential limitations of patient satisfaction surveys Interpret data from patient satisfaction surveys and lead efforts to improve patient satisfaction
Identify system barriers to effective and safe care from the patient's perspective Identify clinical areas with suboptimal efficiency and/or timeliness from the patient's perspective Lead effort to reduce inefficiency and/or improve timeliness from the patient's perspective
Describe the value of patient satisfaction surveys and patient and family partnership in care Promote patient and caregiver education including use of effective education tools Lead efforts to eliminate system barriers to effective and safe care from the patient's perspective
Lead efforts to improve patent and caregiver education including development or implementation of effective education tools
Lead efforts to actively involve patients and families in the redesign of healthcare delivery systems and processes

Recommended Use of The Competencies

The HQPS Competencies provide a framework for curricula and other professional development experiences in healthcare quality and patient safety. We recommend a step‐wise approach to curriculum development which includes conducting a targeted needs assessment, defining goals and specific learning objectives, and evaluation of the curriculum.25 The HQPS Competencies can be used at each step and provide educational targets for learners across a range of interest and experience.

Professional Development

Since residency programs historically have not trained their graduates to achieve a basic level of competence, practicing hospitalists will need to seek out professional development opportunities. Some educational opportunities which already exist include the Quality Track sessions during the SHM Annual Meeting, and the SHM Quality Improvement Pre‐Course. Hospitalist leaders are currently using the HQPS Competencies to review and revise annual meeting and pre‐course objectives and content in an effort to meet the expected level of competence for SHM members. Similarly, local SHM Chapter and regional hospital medicine leaders should look to the competencies to help select topics and objectives for future presentations. Additionally, the SHM Web site offers tools to develop skills, including a resource room and quality improvement primer.26 Mentored‐implementation programs, supported by SHM, can help hospitalists' acquire more advanced experiential training in quality improvement.

New educational opportunities are being developed, including a comprehensive set of Internet‐based modules designed to help practicing hospitalists achieve a basic level of competence. Hospitalists will be able to achieve continuing medical education (CME) credit upon completion of individual modules. Plans are underway to provide Certification in Hospital Quality and Patient Safety, reflecting an advanced level of competence, upon completion of the entire set, and demonstration of knowledge and skill application through an approved quality improvement project. The certification process will leverage the success of the SHM Leadership Academies and Mentored Implementation projects to help hospitalists apply their new skills in a real world setting.

HQPS Competencies and Focused Practice in Hospital Medicine

Recently, the American Board of Internal Medicine (ABIM) has recognized the field of hospital medicine by developing a new program that provides hospitalists the opportunity to earn Maintenance of Certification (MOC) in Internal Medicine with a Focused Practice in Hospital Medicine.27 Appropriately, hospital quality and patient safety content is included among the knowledge questions on the secure exam, and completion of a practice improvement module (commonly known as PIM) is required for the certification. The SHM Education Committee has developed a Self‐Evaluation of Medical Knowledge module related to hospital quality and patient safety for use in the MOC process. ABIM recertification with Focused Practice in Hospital Medicine is an important and visible step for the Hospital Medicine movement; the content of both the secure exam and the MOC reaffirms the notion that the acquisition of knowledge, skills, and attitudes in hospital quality and patient safety is essential to the practice of hospital medicine.

Medical Education

Because teaching hospitalists frequently serve in important roles as educators and physician leaders in quality improvement, they are often responsible for medical student and resident training in healthcare quality and patient safety. Medical schools and residency programs have struggled to integrate healthcare quality and patient safety into their curricula.11, 12, 28 Hospitalists can play a major role in academic medical centers by helping to develop curricular materials and evaluations related to healthcare quality. Though intended primarily for future and current hospitalists, the HQPS Competencies and standards for the basic level may be adapted to provide educational targets for many learners in undergraduate and graduate medical education. Teaching hospitalists may use these standards to evaluate current educational efforts and design new curricula in collaboration with their medical school and residency program leaders.

Beyond the basic level of training in healthcare quality required for all, many residents will benefit from more advanced training experiences, including opportunities to apply knowledge and develop skills related to quality improvement. A recent report from the ACGME concluded that role models and mentors were essential for engaging residents in quality improvement efforts.29 Hospitalists are ideally suited to serve as role models during residents' experiential learning opportunities related to hospital quality. Several residency programs have begun to implement hospitalist tracks13 and quality improvement rotations.3032 Additionally, some academic medical centers have begun to develop and offer fellowship training in Hospital Medicine.33 These hospitalist‐led educational programs are an ideal opportunity to teach the intermediate and advanced training components, of healthcare quality and patient safety, to residents and fellows that wish to incorporate activity or leadership in quality improvement and patient safety science into their generalist or subspecialty careers. Teaching hospitalists should use the HQPS competency standards to define learning objectives for trainees at this stage of development.

To address the enormous educational needs in quality and safety for future physicians, a cadre of expert teachers in quality and safety will need to be developed. In collaboration with the Alliance for Academic Internal Medicine (AAIM), SHM is developing a Quality and Safety Educators Academy which will target academic hospitalists and other medical educators interested in developing advanced skills in quality improvement and patient safety education.

Assessment of Competence

An essential component of a rigorous faculty development program or medical education initiative is the assessment of whether these endeavors are achieving their stated aims. Published literature provides examples of useful assessment methods applicable to the HQPS Competencies. Knowledge in several areas of HQPS competence may be assessed with the use of multiple choice tests.34, 35 Knowledge of quality improvement methods may be assessed using the Quality Improvement Knowledge Application Tool (QIKAT), an instrument in which the learner responds to each of 3 scenarios with an aim, outcome and process measures, and ideas for changes which may result in improved performance.36 Teamwork and communication skills may be assessed using 360‐degree evaluations3739 and direct observation using behaviorally anchored rating scales.4043 Objective structured clinical examinations have been used to assess knowledge and skills related to patient safety principles.44, 45 Notably, few studies have rigorously assessed the validity and reliability of tools designed to evaluate competence related to healthcare quality.46 Additionally, to our knowledge, no prior research has evaluated assessment specifically for hospitalists. Thus, the development and validation of new assessment tools based on the HQPS Competencies for learners at each level is a crucial next step in the educational process. Additionally, evaluation of educational initiatives should include analyses of clinical benefit, as the ultimate goal of these efforts is to improve patient care.47, 48

Conclusion

Hospitalists are poised to have a tremendous impact on improving the quality of care for hospitalized patients. The lack of training in quality improvement in traditional medical education programs, in which most current hospitalists were trained, can be overcome through appropriate use of the HQPS Competencies. Formal incorporation of the HQPS Competencies into professional development programs, and innovative educational initiatives and curricula, will help provide current hospitalists and the next generations of hospitalists with the needed skills to be successful.

Healthcare quality is defined as the degree to which health services for individuals and populations increase the likelihood of desired health outcomes and are consistent with current professional knowledge.1 Delivering high quality care to patients in the hospital setting is especially challenging, given the rapid pace of clinical care, the severity and multitude of patient conditions, and the interdependence of complex processes within the hospital system. Research has shown that hospitalized patients do not consistently receive recommended care2 and are at risk for experiencing preventable harm.3 In an effort to stimulate improvement, stakeholders have called for increased accountability, including enhanced transparency and differential payment based on performance. A growing number of hospital process and outcome measures are readily available to the public via the Internet.46 The Joint Commission, which accredits US hospitals, requires the collection of core quality measure data7 and sets the expectation that National Patient Safety Goals be met to maintain accreditation.8 Moreover, the Center for Medicare and Medicaid Services (CMS) has developed a Value‐Based Purchasing (VBP) plan intended to adjust hospital payment based on quality measures and the occurrence of certain hospital‐acquired conditions.9, 10

Because of their clinical expertise, understanding of hospital clinical operations, leadership of multidisciplinary inpatient teams, and vested interest to improve the systems in which they work, hospitalists are perfectly positioned to collaborate with their institutions to improve the quality of care delivered to inpatients. However, many hospitalists are inadequately prepared to engage in efforts to improve quality, because medical schools and residency programs have not traditionally included or emphasized healthcare quality and patient safety in their curricula.1113 In a survey of 389 internal medicine‐trained hospitalists, significant educational deficiencies were identified in the area of systems‐based practice.14 Specifically, the topics of quality improvement, team management, practice guideline development, health information systems management, and coordination of care between healthcare settings were listed as essential skills for hospitalist practice but underemphasized in residency training. Recognizing the gap between the needs of practicing physicians and current medical education provided in healthcare quality, professional societies have recently published position papers calling for increased training in quality, safety, and systems, both in medical school11 and residency training.15, 16

The Society of Hospital Medicine (SHM) convened a Quality Summit in December 2008 to develop strategic plans related to healthcare quality. Summit attendees felt that most hospitalists lack the formal training necessary to evaluate, implement, and sustain system changes within the hospital. In response, the SHM Hospital Quality and Patient Safety (HQPS) Committee formed a Quality Improvement Education (QIE) subcommittee in 2009 to assess the needs of hospitalists with respect to hospital quality and patient safety, and to evaluate and expand upon existing educational programs in this area. Membership of the QIE subcommittee consisted of hospitalists with extensive experience in healthcare quality and medical education. The QIE subcommittee refined and expanded upon the healthcare quality and patient safety‐related competencies initially described in the Core Competencies in Hospital Medicine.17 The purpose of this report is to describe the development, provide definitions, and make recommendations on the use of the Hospital Quality and Patient Safety (HQPS) Competencies.

Development of The Hospital Quality and Patient Safety Competencies

The multistep process used by the SHM QIE subcommittee to develop the HQPS Competencies is summarized in Figure 1. We performed an in‐depth evaluation of current educational materials and offerings, including a review of the Core Competencies in Hospital Medicine, past annual SHM Quality Improvement Pre‐Course objectives, and the content of training courses offered by other organizations.1722 Throughout our analysis, we emphasized the identification of gaps in content relevant to hospitalists. We then used the Institute of Medicine's (IOM) 6 aims for healthcare quality as a foundation for developing the HQPS Competencies.1 Specifically, the IOM states that healthcare should be safe, effective, patient‐centered, timely, efficient, and equitable. Additionally, we reviewed and integrated elements of the Practice‐Based Learning and Improvement (PBLI) and Systems‐Based Practice (SBP) competencies as defined by the Accreditation Council for Graduate Medical Education (ACGME).23 We defined general areas of competence and specific standards for knowledge, skills, and attitudes within each area. Subcommittee members reflected on their own experience, as clinicians, educators, and leaders in healthcare quality and patient safety, to inform and refine the competency definitions and standards. Acknowledging that some hospitalists may serve as collaborators or clinical content experts, while others may serve as leaders of hospital quality initiatives, 3 levels of expertise were established: basic, intermediate, and advanced.

Figure 1
Hospital quality and patient safety competency process and timeline. Abbreviations: HQPS, hospital quality and patient safety; QI, quality improvement; SHM, Society of Hospital Medicine.

The QIE subcommittee presented a draft version of the HQPS Competencies to the HQPS Committee in the fall of 2009 and incorporated suggested revisions. The revised set of competencies was then reviewed by members of the Leadership and Education Committees during the winter of 2009‐2010, and additional recommendations were included in the final version now described.

Description of The Competencies

The 8 areas of competence include: Quality Measurement and Stakeholder Interests, Data Acquisition and Interpretation, Organizational Knowledge and Leadership Skills, Patient Safety Principles, Teamwork and Communication, Quality and Safety Improvement Methods, Health Information Systems, and Patient Centeredness. Three levels of competence and standards within each level and area are defined in Table 1. Standards use carefully selected action verbs to reflect educational goals for hospitalists at each level.24 The basic level represents a minimum level of competency for all practicing hospitalists. The intermediate level represents a hospitalist who is prepared to meaningfully engage and collaborate with his or her institution in quality improvement efforts. A hospitalist at this level may also lead uncomplicated improvement projects for his or her medical center and/or hospital medicine group. The advanced level represents a hospitalist prepared to lead quality improvement efforts for his or her institution and/or hospital medicine group. Many hospitalists at this level will have, or will be prepared to have, leadership positions in quality and patient safety at their institutions. Advanced level hospitalists will also have the expertise to teach and mentor other individuals in their quality improvement efforts.

Hospitalist Competencies in Healthcare Quality and Patient Safety
Competency Basic Intermediate Advanced
  • NOTE: The basic level represents a minimum level of competency for all practicing hospitalists. The intermediate level represents a hospitalist prepared to meaningfully collaborate with his or her institution in quality improvement efforts. The advanced level represents a hospitalist prepared to lead quality improvement efforts for his or her institution and/or group.

  • Abbreviation: PDSA, Plan Do Study Act.

Quality measurement and stakeholder interests Define structure, process, and outcome measures Compare and contrast relative benefits of using one type of measure vs another Anticipate and respond to stakeholders' needs and interests
Define stakeholders and understand their interests related to healthcare quality Explain measures as defined by stakeholders (Center for Medicare and Medicaid Services, Leapfrog, etc) Anticipate and respond to changes in quality measures and incentive programs
Identify measures as defined by stakeholders (Center for Medicare and Medicaid Services, Leapfrog, etc) Appreciate variation in quality and utilization performance Lead efforts to reduce variation in care delivery (see also quality improvement methods)
Describe potential unintended consequences of quality measurement and incentive programs Avoid unintended consequences of quality measurement and incentive programs
Data acquisition and interpretation Interpret simple statistical methods to compare populations within a sample (chi‐square, t tests, etc) Describe sources of data for quality measurement Acquire data from internal and external sources
Define basic terms used to describe continuous and categorical data (mean, median, standard deviation, interquartile range, percentages, rates, etc) Identify potential pitfalls in administrative data Create visual representations of data (Bar, Pareto, and Control Charts)
Summarize basic principles of statistical process control Explain variation in data Use simple statistical methods to compare populations within a sample (chi‐square, t tests, etc)
Interpret data displayed in Pareto and Control Charts Administer and interpret a survey
Summarize basic survey techniques (including methods to maximize response, minimize bias, and use of ordinal response scales)
Use appropriate terms to describe continuous and categorical data (mean, median, standard deviation, interquartile range, percentages, rates, etc)
Organizational knowledge and leadership skills Describe the organizational structure of one's institution Define interests of internal and external stakeholders Effectively negotiate with stakeholders
Define leaders within the organization and describe their roles Collaborate as an effective team member of a quality improvement project Assemble a quality improvement project team and effectively lead meetings (setting agendas, hold members accountable, etc)
Exemplify the importance of leading by example Explain principles of change management and how it can positively or negatively impact quality improvement project implementation Motivate change and create vision for ideal state
Effectively communicate quality or safety issues identified during routine patient care to the appropriate parties Communicate effectively in a variety of settings (lead a meeting, public speaking, etc)
Serve as a resource and/or mentor for less‐experienced team members
Patient safety principles Identify potential sources of error encountered during routine patient care Compare methods to measure errors and adverse events, including administrative data analysis, chart review, and incident reporting systems Lead efforts to appropriately measure medical error and/or adverse events
Compare and contrast medical error with adverse event Identify and explain how human factors can contribute to medical errors Lead efforts to redesign systems to reduce errors from occurring; this may include the facilitation of a hospital, departmental, or divisional Root Cause Analysis
Describe how the systems approach to medical error is more productive than assigning individual blame Know the difference between a strong vs a weak action plan for improvement (ie, brief education intervention is weak; skills training with deliberate practice or physical changes are stronger) Lead efforts to advance the culture of patient safety in the hospital
Differentiate among types of error (knowledge/judgment vs systems vs procedural/technical; latent vs active)
Explain the role that incident reporting plays in quality improvement efforts and how reporting can foster a culture of safety
Describe principles of medical error disclosure
Teamwork and communication Explain how poor teamwork and communication failures contribute to adverse events Collaborate on administration and interpretation of teamwork and safety culture measures Lead efforts to improve teamwork and safety culture
Identify the potential for errors during transitions within and between healthcare settings (handoffs, transfers, discharge) Describe the principles of effective teamwork and identify behaviors consistent with effective teamwork Lead efforts to improve teamwork in specific settings (intensive care, medical‐surgical unit, etc)
Identify deficiencies in transitions within and between healthcare settings (handoffs, transfers, discharge) Successfully improve the safety of transitions within and between healthcare settings (handoffs, transfers, discharge)
Quality and safety improvement methods and tools Define the quality improvement methods used and infrastructure in place at one's hospital Compare and contrast various quality improvement methods, including six sigma, lean, and PDSA Lead a quality improvement project using six sigma, lean, or PDSA methodology
Summarize the basic principles and use of Root Cause Analysis as a tool to evaluate medical error Collaborate on a quality improvement project using six sigma, lean, or PDSA Use high level process mapping, fishbone diagrams, etc, to identify areas for opportunity in evaluating a process
Describe and collaborate on Failure Mode and Effects Analysis Lead the development and implementation of clinical protocols to standardize care delivery when appropriate
Actively participate in a Root Cause Analysis Conduct Failure Mode and Effects Analysis
Conduct Root Cause Analysis
Health information systems Identify the potential for information systems to reduce as well as contribute to medical error Define types of clinical decision support Lead or co‐lead efforts to leverage information systems in quality measurement
Describe how information systems fit into provider workflow and care delivery Collaborate on the design of health information systems Lead or co‐lead efforts to leverage information systems to reduce error and/or improve delivery of effective care
Anticipate and prevent unintended consequences of implementation or revision of information systems
Lead or co‐lead efforts to leverage clinical decision support to improve quality and safety
Patient centeredness Explain the clinical benefits of a patient‐centered approach Explain benefits and potential limitations of patient satisfaction surveys Interpret data from patient satisfaction surveys and lead efforts to improve patient satisfaction
Identify system barriers to effective and safe care from the patient's perspective Identify clinical areas with suboptimal efficiency and/or timeliness from the patient's perspective Lead effort to reduce inefficiency and/or improve timeliness from the patient's perspective
Describe the value of patient satisfaction surveys and patient and family partnership in care Promote patient and caregiver education including use of effective education tools Lead efforts to eliminate system barriers to effective and safe care from the patient's perspective
Lead efforts to improve patent and caregiver education including development or implementation of effective education tools
Lead efforts to actively involve patients and families in the redesign of healthcare delivery systems and processes

Recommended Use of The Competencies

The HQPS Competencies provide a framework for curricula and other professional development experiences in healthcare quality and patient safety. We recommend a step‐wise approach to curriculum development which includes conducting a targeted needs assessment, defining goals and specific learning objectives, and evaluation of the curriculum.25 The HQPS Competencies can be used at each step and provide educational targets for learners across a range of interest and experience.

Professional Development

Since residency programs historically have not trained their graduates to achieve a basic level of competence, practicing hospitalists will need to seek out professional development opportunities. Some educational opportunities which already exist include the Quality Track sessions during the SHM Annual Meeting, and the SHM Quality Improvement Pre‐Course. Hospitalist leaders are currently using the HQPS Competencies to review and revise annual meeting and pre‐course objectives and content in an effort to meet the expected level of competence for SHM members. Similarly, local SHM Chapter and regional hospital medicine leaders should look to the competencies to help select topics and objectives for future presentations. Additionally, the SHM Web site offers tools to develop skills, including a resource room and quality improvement primer.26 Mentored‐implementation programs, supported by SHM, can help hospitalists' acquire more advanced experiential training in quality improvement.

New educational opportunities are being developed, including a comprehensive set of Internet‐based modules designed to help practicing hospitalists achieve a basic level of competence. Hospitalists will be able to achieve continuing medical education (CME) credit upon completion of individual modules. Plans are underway to provide Certification in Hospital Quality and Patient Safety, reflecting an advanced level of competence, upon completion of the entire set, and demonstration of knowledge and skill application through an approved quality improvement project. The certification process will leverage the success of the SHM Leadership Academies and Mentored Implementation projects to help hospitalists apply their new skills in a real world setting.

HQPS Competencies and Focused Practice in Hospital Medicine

Recently, the American Board of Internal Medicine (ABIM) has recognized the field of hospital medicine by developing a new program that provides hospitalists the opportunity to earn Maintenance of Certification (MOC) in Internal Medicine with a Focused Practice in Hospital Medicine.27 Appropriately, hospital quality and patient safety content is included among the knowledge questions on the secure exam, and completion of a practice improvement module (commonly known as PIM) is required for the certification. The SHM Education Committee has developed a Self‐Evaluation of Medical Knowledge module related to hospital quality and patient safety for use in the MOC process. ABIM recertification with Focused Practice in Hospital Medicine is an important and visible step for the Hospital Medicine movement; the content of both the secure exam and the MOC reaffirms the notion that the acquisition of knowledge, skills, and attitudes in hospital quality and patient safety is essential to the practice of hospital medicine.

Medical Education

Because teaching hospitalists frequently serve in important roles as educators and physician leaders in quality improvement, they are often responsible for medical student and resident training in healthcare quality and patient safety. Medical schools and residency programs have struggled to integrate healthcare quality and patient safety into their curricula.11, 12, 28 Hospitalists can play a major role in academic medical centers by helping to develop curricular materials and evaluations related to healthcare quality. Though intended primarily for future and current hospitalists, the HQPS Competencies and standards for the basic level may be adapted to provide educational targets for many learners in undergraduate and graduate medical education. Teaching hospitalists may use these standards to evaluate current educational efforts and design new curricula in collaboration with their medical school and residency program leaders.

Beyond the basic level of training in healthcare quality required for all, many residents will benefit from more advanced training experiences, including opportunities to apply knowledge and develop skills related to quality improvement. A recent report from the ACGME concluded that role models and mentors were essential for engaging residents in quality improvement efforts.29 Hospitalists are ideally suited to serve as role models during residents' experiential learning opportunities related to hospital quality. Several residency programs have begun to implement hospitalist tracks13 and quality improvement rotations.3032 Additionally, some academic medical centers have begun to develop and offer fellowship training in Hospital Medicine.33 These hospitalist‐led educational programs are an ideal opportunity to teach the intermediate and advanced training components, of healthcare quality and patient safety, to residents and fellows that wish to incorporate activity or leadership in quality improvement and patient safety science into their generalist or subspecialty careers. Teaching hospitalists should use the HQPS competency standards to define learning objectives for trainees at this stage of development.

To address the enormous educational needs in quality and safety for future physicians, a cadre of expert teachers in quality and safety will need to be developed. In collaboration with the Alliance for Academic Internal Medicine (AAIM), SHM is developing a Quality and Safety Educators Academy which will target academic hospitalists and other medical educators interested in developing advanced skills in quality improvement and patient safety education.

Assessment of Competence

An essential component of a rigorous faculty development program or medical education initiative is the assessment of whether these endeavors are achieving their stated aims. Published literature provides examples of useful assessment methods applicable to the HQPS Competencies. Knowledge in several areas of HQPS competence may be assessed with the use of multiple choice tests.34, 35 Knowledge of quality improvement methods may be assessed using the Quality Improvement Knowledge Application Tool (QIKAT), an instrument in which the learner responds to each of 3 scenarios with an aim, outcome and process measures, and ideas for changes which may result in improved performance.36 Teamwork and communication skills may be assessed using 360‐degree evaluations3739 and direct observation using behaviorally anchored rating scales.4043 Objective structured clinical examinations have been used to assess knowledge and skills related to patient safety principles.44, 45 Notably, few studies have rigorously assessed the validity and reliability of tools designed to evaluate competence related to healthcare quality.46 Additionally, to our knowledge, no prior research has evaluated assessment specifically for hospitalists. Thus, the development and validation of new assessment tools based on the HQPS Competencies for learners at each level is a crucial next step in the educational process. Additionally, evaluation of educational initiatives should include analyses of clinical benefit, as the ultimate goal of these efforts is to improve patient care.47, 48

Conclusion

Hospitalists are poised to have a tremendous impact on improving the quality of care for hospitalized patients. The lack of training in quality improvement in traditional medical education programs, in which most current hospitalists were trained, can be overcome through appropriate use of the HQPS Competencies. Formal incorporation of the HQPS Competencies into professional development programs, and innovative educational initiatives and curricula, will help provide current hospitalists and the next generations of hospitalists with the needed skills to be successful.

References
  1. Crossing the Quality Chasm: A New Health System for the Twenty‐first Century.Washington, DC:Institute of Medicine;2001.
  2. Jha AK,Li Z,Orav EJ,Epstein AM.Care in U.S. hospitals—the Hospital Quality Alliance program.N Engl J Med.2005;353(3):265274.
  3. Zhan C,Miller MR.Excess length of stay, charges, and mortality attributable to medical injuries during hospitalization.JAMA.2003;290(14):18681874.
  4. Hospital Compare—A quality tool provided by Medicare. Available at: http://www.hospitalcompare.hhs.gov/. Accessed April 23,2010.
  5. The Leapfrog Group: Hospital Quality Ratings. Available at: http://www.leapfroggroup.org/cp. Accessed April 30,2010.
  6. Why Not the Best? A Healthcare Quality Improvement Resource. Available at: http://www.whynotthebest.org/. Accessed April 30,2010.
  7. The Joint Commission: Facts about ORYX for hospitals (National Hospital Quality Measures). Available at: http://www.jointcommission.org/accreditationprograms/hospitals/oryx/oryx_facts.htm. Accessed August 19,2010.
  8. The Joint Commission: National Patient Safety Goals. Available at: http://www.jointcommission.org/patientsafety/nationalpatientsafetygoals/. Accessed August 9,2010.
  9. Hospital Acquired Conditions: Overview. Available at: http://www.cms.gov/HospitalAcqCond/01_Overview.asp. Accessed April 30,2010.
  10. Report to Congress:Plan to Implement a Medicare Hospital Value‐based Purchasing Program. Washington, DC: US Department of Health and Human Services, Center for Medicare and Medicaid Services;2007.
  11. Unmet Needs: Teaching Physicians to Provide Safe Patient Care.Boston, MA:Lucian Leape Institute at the National Patient Safety Foundation;2010.
  12. Alper E,Rosenberg EI,O'Brien KE,Fischer M,Durning SJ.Patient safety education at U.S. and Canadian medical schools: results from the 2006 Clerkship Directors in Internal Medicine survey.Acad Med.2009;84(12):16721676.
  13. Glasheen JJ,Siegal EM,Epstein K,Kutner J,Prochazka AV.Fulfilling the promise of hospital medicine: tailoring internal medicine training to address hospitalists' needs.J Gen Intern Med.2008;23(7):11101115.
  14. Plauth WH,Pantilat SZ,Wachter RM,Fenton CL.Hospitalists' perceptions of their residency training needs: results of a national survey.Am J Med.2001;111(3):247254.
  15. Fitzgibbons JP,Bordley DR,Berkowitz LR,Miller BW,Henderson MC.Redesigning residency education in internal medicine: a position paper from the Association of Program Directors in Internal Medicine.Ann Intern Med.2006;144(12):920926.
  16. Weinberger SE,Smith LG,Collier VU.Redesigning training for internal medicine.Ann Intern Med.2006;144(12):927932.
  17. Dressler DD,Pistoria MJ,Budnitz TL,McKean SC,Amin AN.Core competencies in hospital medicine: development and methodology.J Hosp Med.2006;1(1):4856.
  18. Intermountain Healthcare. 20‐Day Course for Executives 2001.
  19. Kern DE,Thomas PA,Bass EB,Howard DM.Curriculum Development for Medical Education: A Six‐step Approach.Baltimore, MD:Johns Hopkins Press;1998.
  20. Society of Hospital Medicine Quality Improvement Basics. Available at: http://www.hospitalmedicine.org/Content/NavigationMenu/QualityImprovement/QIPrimer/QI_Primer_Landing_Pa.htm. Accessed June 4,2010.
  21. American Board of Internal Medicine: Questions and Answers Regarding ABIM's Maintenance of Certification in Internal Medicine With a Focused Practice in Hospital Medicine Program. Available at: http://www.abim.org/news/news/focused‐practice‐hospital‐medicine‐qa.aspx. Accessed August 9,2010.
  22. Heard JK,Allen RM,Clardy J.Assessing the needs of residency program directors to meet the ACGME general competencies.Acad Med.2002;77(7):750.
  23. Philibert I.Accreditation Council for Graduate Medical Education and Institute for Healthcare Improvement 90‐Day Project. Involving Residents in Quality Improvement: Contrasting “Top‐Down” and “Bottom‐Up” Approaches.Chicago, IL;ACGME;2008.
  24. Oyler J,Vinci L,Arora V,Johnson J.Teaching internal medicine residents quality improvement techniques using the ABIM's practice improvement modules.J Gen Intern Med.2008;23(7):927930.
  25. Peters AS,Kimura J,Ladden MD,March E,Moore GT.A self‐instructional model to teach systems‐based practice and practice‐based learning and improvement.J Gen Intern Med.2008;23(7):931936.
  26. Weingart SN,Tess A,Driver J,Aronson MD,Sands K.Creating a quality improvement elective for medical house officers.J Gen Intern Med.2004;19(8):861867.
  27. Ranji SR,Rosenman DJ,Amin AN,Kripalani S.Hospital medicine fellowships: works in progress.Am J Med.2006;119(1):72.e1e7.
  28. Kerfoot BP,Conlin PR,Travison T,McMahon GT.Web‐based education in systems‐based practice: a randomized trial.Arch Intern Med.2007;167(4):361366.
  29. Peters AS,Kimura J,Ladden MD,March E,Moore GT.A self‐instructional model to teach systems‐based practice and practice‐based learning and improvement.J Gen Intern Med.2008;23(7):931936.
  30. Morrison L,Headrick L,Ogrinc G,Foster T.The quality improvement knowledge application tool: an instrument to assess knowledge application in practice‐based learning and improvement.J Gen Intern Med.2003;18(suppl 1):250.
  31. Brinkman WB,Geraghty SR,Lanphear BP, et al.Effect of multisource feedback on resident communication skills and professionalism: a randomized controlled trial.Arch Pediatr Adolesc Med.2007;161(1):4449.
  32. Massagli TL,Carline JD.Reliability of a 360‐degree evaluation to assess resident competence.Am J Phys Med Rehabil.2007;86(10):845852.
  33. Musick DW,McDowell SM,Clark N,Salcido R.Pilot study of a 360‐degree assessment instrument for physical medicine 82(5):394402.
  34. Fletcher G,Flin R,McGeorge P,Glavin R,Maran N,Patey R.Anaesthetists' non‐technical skills (ANTS): evaluation of a behavioural marker system.Br J Anaesth.2003;90(5):580588.
  35. Malec JF,Torsher LC,Dunn WF, et al.The Mayo high performance teamwork scale: reliability and validity for evaluating key crew resource management skills.Simul Healthc.2007;2(1):410.
  36. Sevdalis N,Davis R,Koutantji M,Undre S,Darzi A,Vincent CA.Reliability of a revised NOTECHS scale for use in surgical teams.Am J Surg.2008;196(2):184190.
  37. Sevdalis N,Lyons M,Healey AN,Undre S,Darzi A,Vincent CA.Observational teamwork assessment for surgery: construct validation with expert versus novice raters.Ann Surg.2009;249(6):10471051.
  38. Singh R,Singh A,Fish R,McLean D,Anderson DR,Singh G.A patient safety objective structured clinical examination.J Patient Saf.2009;5(2):5560.
  39. Varkey P,Natt N.The Objective Structured Clinical Examination as an educational tool in patient safety.Jt Comm J Qual Patient Saf.2007;33(1):4853.
  40. Lurie SJ,Mooney CJ,Lyness JM.Measurement of the general competencies of the Accreditation Council for Graduate Medical Education: a systematic review.Acad Med.2009;84(3):301309.
  41. Boonyasai RT,Windish DM,Chakraborti C,Feldman LS,Rubin HR,Bass EB.Effectiveness of teaching quality improvement to clinicians: a systematic review.JAMA.2007;298(9):10231037.
  42. Windish DM,Reed DA,Boonyasai RT,Chakraborti C,Bass EB.Methodological rigor of quality improvement curricula for physician trainees: a systematic review and recommendations for change.Acad Med.2009;84(12):16771692.
References
  1. Crossing the Quality Chasm: A New Health System for the Twenty‐first Century.Washington, DC:Institute of Medicine;2001.
  2. Jha AK,Li Z,Orav EJ,Epstein AM.Care in U.S. hospitals—the Hospital Quality Alliance program.N Engl J Med.2005;353(3):265274.
  3. Zhan C,Miller MR.Excess length of stay, charges, and mortality attributable to medical injuries during hospitalization.JAMA.2003;290(14):18681874.
  4. Hospital Compare—A quality tool provided by Medicare. Available at: http://www.hospitalcompare.hhs.gov/. Accessed April 23,2010.
  5. The Leapfrog Group: Hospital Quality Ratings. Available at: http://www.leapfroggroup.org/cp. Accessed April 30,2010.
  6. Why Not the Best? A Healthcare Quality Improvement Resource. Available at: http://www.whynotthebest.org/. Accessed April 30,2010.
  7. The Joint Commission: Facts about ORYX for hospitals (National Hospital Quality Measures). Available at: http://www.jointcommission.org/accreditationprograms/hospitals/oryx/oryx_facts.htm. Accessed August 19,2010.
  8. The Joint Commission: National Patient Safety Goals. Available at: http://www.jointcommission.org/patientsafety/nationalpatientsafetygoals/. Accessed August 9,2010.
  9. Hospital Acquired Conditions: Overview. Available at: http://www.cms.gov/HospitalAcqCond/01_Overview.asp. Accessed April 30,2010.
  10. Report to Congress:Plan to Implement a Medicare Hospital Value‐based Purchasing Program. Washington, DC: US Department of Health and Human Services, Center for Medicare and Medicaid Services;2007.
  11. Unmet Needs: Teaching Physicians to Provide Safe Patient Care.Boston, MA:Lucian Leape Institute at the National Patient Safety Foundation;2010.
  12. Alper E,Rosenberg EI,O'Brien KE,Fischer M,Durning SJ.Patient safety education at U.S. and Canadian medical schools: results from the 2006 Clerkship Directors in Internal Medicine survey.Acad Med.2009;84(12):16721676.
  13. Glasheen JJ,Siegal EM,Epstein K,Kutner J,Prochazka AV.Fulfilling the promise of hospital medicine: tailoring internal medicine training to address hospitalists' needs.J Gen Intern Med.2008;23(7):11101115.
  14. Plauth WH,Pantilat SZ,Wachter RM,Fenton CL.Hospitalists' perceptions of their residency training needs: results of a national survey.Am J Med.2001;111(3):247254.
  15. Fitzgibbons JP,Bordley DR,Berkowitz LR,Miller BW,Henderson MC.Redesigning residency education in internal medicine: a position paper from the Association of Program Directors in Internal Medicine.Ann Intern Med.2006;144(12):920926.
  16. Weinberger SE,Smith LG,Collier VU.Redesigning training for internal medicine.Ann Intern Med.2006;144(12):927932.
  17. Dressler DD,Pistoria MJ,Budnitz TL,McKean SC,Amin AN.Core competencies in hospital medicine: development and methodology.J Hosp Med.2006;1(1):4856.
  18. Intermountain Healthcare. 20‐Day Course for Executives 2001.
  19. Kern DE,Thomas PA,Bass EB,Howard DM.Curriculum Development for Medical Education: A Six‐step Approach.Baltimore, MD:Johns Hopkins Press;1998.
  20. Society of Hospital Medicine Quality Improvement Basics. Available at: http://www.hospitalmedicine.org/Content/NavigationMenu/QualityImprovement/QIPrimer/QI_Primer_Landing_Pa.htm. Accessed June 4,2010.
  21. American Board of Internal Medicine: Questions and Answers Regarding ABIM's Maintenance of Certification in Internal Medicine With a Focused Practice in Hospital Medicine Program. Available at: http://www.abim.org/news/news/focused‐practice‐hospital‐medicine‐qa.aspx. Accessed August 9,2010.
  22. Heard JK,Allen RM,Clardy J.Assessing the needs of residency program directors to meet the ACGME general competencies.Acad Med.2002;77(7):750.
  23. Philibert I.Accreditation Council for Graduate Medical Education and Institute for Healthcare Improvement 90‐Day Project. Involving Residents in Quality Improvement: Contrasting “Top‐Down” and “Bottom‐Up” Approaches.Chicago, IL;ACGME;2008.
  24. Oyler J,Vinci L,Arora V,Johnson J.Teaching internal medicine residents quality improvement techniques using the ABIM's practice improvement modules.J Gen Intern Med.2008;23(7):927930.
  25. Peters AS,Kimura J,Ladden MD,March E,Moore GT.A self‐instructional model to teach systems‐based practice and practice‐based learning and improvement.J Gen Intern Med.2008;23(7):931936.
  26. Weingart SN,Tess A,Driver J,Aronson MD,Sands K.Creating a quality improvement elective for medical house officers.J Gen Intern Med.2004;19(8):861867.
  27. Ranji SR,Rosenman DJ,Amin AN,Kripalani S.Hospital medicine fellowships: works in progress.Am J Med.2006;119(1):72.e1e7.
  28. Kerfoot BP,Conlin PR,Travison T,McMahon GT.Web‐based education in systems‐based practice: a randomized trial.Arch Intern Med.2007;167(4):361366.
  29. Peters AS,Kimura J,Ladden MD,March E,Moore GT.A self‐instructional model to teach systems‐based practice and practice‐based learning and improvement.J Gen Intern Med.2008;23(7):931936.
  30. Morrison L,Headrick L,Ogrinc G,Foster T.The quality improvement knowledge application tool: an instrument to assess knowledge application in practice‐based learning and improvement.J Gen Intern Med.2003;18(suppl 1):250.
  31. Brinkman WB,Geraghty SR,Lanphear BP, et al.Effect of multisource feedback on resident communication skills and professionalism: a randomized controlled trial.Arch Pediatr Adolesc Med.2007;161(1):4449.
  32. Massagli TL,Carline JD.Reliability of a 360‐degree evaluation to assess resident competence.Am J Phys Med Rehabil.2007;86(10):845852.
  33. Musick DW,McDowell SM,Clark N,Salcido R.Pilot study of a 360‐degree assessment instrument for physical medicine 82(5):394402.
  34. Fletcher G,Flin R,McGeorge P,Glavin R,Maran N,Patey R.Anaesthetists' non‐technical skills (ANTS): evaluation of a behavioural marker system.Br J Anaesth.2003;90(5):580588.
  35. Malec JF,Torsher LC,Dunn WF, et al.The Mayo high performance teamwork scale: reliability and validity for evaluating key crew resource management skills.Simul Healthc.2007;2(1):410.
  36. Sevdalis N,Davis R,Koutantji M,Undre S,Darzi A,Vincent CA.Reliability of a revised NOTECHS scale for use in surgical teams.Am J Surg.2008;196(2):184190.
  37. Sevdalis N,Lyons M,Healey AN,Undre S,Darzi A,Vincent CA.Observational teamwork assessment for surgery: construct validation with expert versus novice raters.Ann Surg.2009;249(6):10471051.
  38. Singh R,Singh A,Fish R,McLean D,Anderson DR,Singh G.A patient safety objective structured clinical examination.J Patient Saf.2009;5(2):5560.
  39. Varkey P,Natt N.The Objective Structured Clinical Examination as an educational tool in patient safety.Jt Comm J Qual Patient Saf.2007;33(1):4853.
  40. Lurie SJ,Mooney CJ,Lyness JM.Measurement of the general competencies of the Accreditation Council for Graduate Medical Education: a systematic review.Acad Med.2009;84(3):301309.
  41. Boonyasai RT,Windish DM,Chakraborti C,Feldman LS,Rubin HR,Bass EB.Effectiveness of teaching quality improvement to clinicians: a systematic review.JAMA.2007;298(9):10231037.
  42. Windish DM,Reed DA,Boonyasai RT,Chakraborti C,Bass EB.Methodological rigor of quality improvement curricula for physician trainees: a systematic review and recommendations for change.Acad Med.2009;84(12):16771692.
Issue
Journal of Hospital Medicine - 6(9)
Issue
Journal of Hospital Medicine - 6(9)
Page Number
530-536
Page Number
530-536
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Heart Failure and Hip Fracture Repair

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Impact of heart failure on hip fracture outcomes: A population‐based study

As the population ages, hip fractures and heart failure increase in prevalence.1, 2 Heart failure prevalence is also increasing in hospitalized patients.3 Indeed, hospitalizations involving heart failure as an active issue tripled in the last 30 years.4 Heart failure has been associated with an increased risk for hip fracture,5, 6 and previous studies report a 6%20% prevalence of preoperative heart failure in hip fracture patients.710 While exacerbation of heart failure increases the mortality risk in patients admitted for hip fractures,8 the incidence of new heart failure, as well as the preoperative factors that predict postoperative heart failure in this patient population remain unclear.

American College of Cardiology/American Heart Association (ACC/AHA) perioperative guidelines identify orthopedic surgeries, including hip fracture repair, as intermediate risk procedures.11 Compared to other intermediate risk operations, however, postoperative outcomes following hip fracture repair differ significantly.1216 Overall mortality in hip fracture patients has been reported at 29% at one year,8 with the excess mortality from hip fracture alone at nearly 20%.10, 13 However, the exact factors that contribute to this excess mortality, particularly with regard to heart failure, remain unclear.

To examine the preoperative prevalence, subsequent incidence, and predictors of heart failure in patients undergoing hip fracture repair operations, this study used an established, population‐based database to compare the postoperative consequences in hip fracture repair patients with and without preexisting heart failure. We hypothesized that preoperative heart failure worsens postoperative outcomes in hip fracture patients.

METHODS

Case Ascertainment

Following approval by the Institutional Review Boards of Mayo Clinic and the Olmsted Medical Center, we used the Rochester Epidemiology Project (REP) to identify the patients for this study. The REP is a population‐based medical records linkage system that records all diagnoses, surgical procedures, laboratory data, and death information from hospital, emergency room, outpatient, and nursing home care in the community.17

All Olmsted County, Minnesota, residents who sustained a hip fracture and underwent surgical repair from 1988 through 2002 were evaluated. Patients with more than one hip fracture during the study period (96 occurrences) were censored from the data analysis at the time of the subsequent hip fracture and then included as new cases. The complete enumeration of hip fracture episodes managed in the three Olmsted County hospital facilities (Mayo Clinic's Saint Mary's and Rochester Methodist Hospitals, and the Olmsted Medical Center Hospital) occurred in three phases: First, all hospitalizations with the surgical procedure (International Statistical Classification of Diseases, 9th Revision [ICD‐9]) codes 79.15 (reduction, fracture, femur, closed with internal fixation), 79.25 (reduction, fracture, femur, open, without internal fixation), 79.35 (reduction, fracture, femur, open with internal fixation), 79.95 (operation, unspecified bone injury, femur), 80.05 (arthrotomy for removal of hip prosthesis), 80.15 (arthrotomy, other, hip), 80.95 (excision, hip joint), 81.21 (arthrodesis, hip), 81.40 (repair hip, not elsewhere classified), 81.51 (total hip replacement), 81.52 (partial hip replacement), and 81.53 (revision hip replacement) were identified. Second, through review of the original inpatient and outpatient medical records, we confirmed that a fracture was associated with the index hospitalization. Finally, radiology reports of each index hospitalization verified the presence and exact anatomical location of each fracture. Of those with fractures on admission x‐rays, only patients with a proximal femur (femoral neck or intertrochanteric) fracture as the primary indication for the surgery were included in the study. Surgical report or radiographic evidence of hip fracture was available for all patients. Secondary fractures due to a specific pathological lesion (eg, malignancy) or high‐energy trauma (by convention, motor vehicle accidents or falls from significant heights) were excluded. Only patients who had provided an authorization to review their medical records for research were ultimately included in the study cohort.18 Medical records were search manually, if indicated.

Criteria for Heart Failure and Death

Preoperative heart failure was based on clinical documentation of heart failure in a patient's medical record prior to the time of the hip fracture repair. Postoperative heart failure, including acute exacerbations, was defined according to Framingham criteria.19 Framingham criteria included clinical evidence of increased central venous pressure, pulmonary edema, an S3 gallop, radiographic pulmonary edema, and response to diuresis. Heart failure was not graded on clinical severity (ie, New York Heart Association classification). We did not distinguish between systolic and diastolic heart failure. Mortality was defined as death from any cause within the first year following hip fracture repair. Deaths were identified either through REP resources or the National Death Index.

Statistical Methods

Continuous variables are presented as mean standard deviation and categorical variables as number (percent). Two‐sample t tests or Wilcoxon rank sum tests were used to test for significant differences in continuous variables. Chi‐square or Fisher's exact tests were used for categorical variables. Rates of postoperative outcomes were calculated using the KaplanMeier method for the overall group and for those with and without preoperative heart failure. A landmark survival curve was used to evaluate postoperative mortality among patients who experienced heart failure in the first seven postoperative days versus those who did not. Patients who died or underwent another hip operation within the first seven postoperative days were excluded from this analysis. Univariate Cox proportional hazards models were used to evaluate the predictors of postoperative heart failure and mortality. Patients who died or experienced a second hip surgery within one year of their first were censored at that time. Any subsequent hip fracture repair was treated as a new case. To account for the inclusion of multiple hip fracture repairs for a given patient, the Cox proportional hazards model included a robust variance estimator. This provided an accurate calculation of the standard error in the presence of within‐subject correlation.20 Statistical tests were two‐sided, and P values were considered significant if less than 0.05. Statistical analyses were performed using SAS (version 9.1.3, SAS Institute, Cary, NC).

RESULTS

From among 1327 potential hip fracture repairs, we excluded 115 cases involving multiple injuries or operations (19), pathological fractures (20), in‐hospital fractures (3), or an operation >72 hours after the initial fracture (5). Three patients under 65 years of age were also excluded, as were cases with missing information (9) or cases managed nonoperatively (56). The final analysis included 1212 surgical cases in 1116 subjects. No subjects were lost to surveillance for 1 year following their hip fracture repair.

Table 1 summarizes the baseline characteristics of the study population. The overall prevalence of preoperative heart failure was 27.0% (327 of 1212). Those with preoperative heart failure were older, heavier, more likely male and white, and less likely to live independently preoperatively. They were also more likely to suffer from preexisting cardiovascular comorbidities.

Baseline Characteristics and Outcomes Among Olmsted County, Minnesota, Residents Undergoing Hip Fracture Repair, 19882002, by Preoperative Heart Failure Status
 All (N = 1,212)HF (N = 327)No HF (N = 885)P Value*
  • Abbreviations: BMI, body mass index; HF, heart failure; SD, standard deviation.

  • P values for those with, vs without, preoperative heart failure (1Rank sum, 2Chi‐square, 3Fisher's exact).

  • BMI data were missing for 15 cases, preoperative ambulatory status was missing for 2 cases, and discharge disposition was missing for 1 case.

  • All values are N (%) unless otherwise noted.

  • Chronic renal insufficiency was defined as a creatinine >2.0 mg/dL.

Demographics    
Mean age (years) (SD)84.2 (7.44)85.5 (6.54)83.7 (7.70)0.00101
Male gender237 (19.6)76 (23.2)161 (18.2)0.04912
Mean BMI (kg/m2) (SD)23.3 (4.97)24.1 (5.68)23.0 (4.65)0.01231
White1,204 (99.3)322 (98.5)882 (99.7)0.03713
Preoperative living situation    
Nursing facility468 (38.6)144 (44)324 (36.6)0.01842
Home744 (61.4)183 (56)561 (63.4)0.05192
Preoperative ambulatory status    
Dependent149 (12.3)50 (15.3)99 (11.2) 
Independent1,061 (87.7)276 (84.7)785 (88.8) 
Medical history    
Hypertension705 (58.2)226 (69.1)479 (54.1)<0.00012
Diabetes mellitus143 (11.8)63 (19.3)80 (9)<0.00012
Cerebrovascular disease331 (27.3)129 (39.4)202 (22.8)<0.00012
Peripheral vascular disease195 (16.1)80 (24.5)115 (13)<0.00012
Coronary artery disease464 (38.3)237 (72.5)227 (25.6)<0.00012
Atrial fibrillation/flutter254 (21)133 (40.7)121 (13.7)<0.00012
Complete heart block18 (1.5)9 (2.8)9 (1)0.03373
Pacer at time of admission32 (2.6)16 (4.9)16 (1.8)0.00292
Chronic obstructive pulmonary disease196 (16.2)78 (23.9)118 (13.3)<0.00012
Liver disease15 (1.2)7 (2.1)8 (0.9)0.13753
Chronic renal insufficiency131 (10.8)61 (18.7)70 (7.9)<0.00012
Mean length of hospitalization (days) (SD)10.0 (7.57)11.1 (8.82)9.6 (7.01)0.00101
Discharge disposition   0.00192
Home150 (12.4)26 (8.0)124 (14.0) 
Skilled nursing facility1,004 (82.9)278 (85.0)726 (82.1) 
Dead57 (4.7)23 (7.0)34 (3.9) 

Table 1 also summarizes the main outcome characteristics of the study population. Those with preoperative heart failure had longer mean lengths of stay (LOS), were more often discharged to a skilled facility, and demonstrated higher inpatient mortality rates.

Table 2 summarizes the outcomes associated with preoperative heart failure. The overall rate of postoperative heart failure was 6.7% within 7 postoperative days and 21.3% within 1 postoperative year. Postoperative heart failure was significantly more common among those with preoperative heart failure (hazard ratio [HR], 3.0; 95% confidence interval [CI], 2.3 to 3.9; P < 0.001). Among those without preoperative heart failure, rates of postoperative incident heart failure were 4.8% at 7 days and 15.0% at 1 year. Compared to patients without preoperative heart failure, those with preoperative heart failure demonstrated higher one year mortality rates and higher rates of postoperative heart failure at 7 days and 1 year.

Association of Preoperative Heart Failure With Postoperative Outcomes Among Olmsted County, Minnesota, Residents Undergoing Hip Fracture Repair, 19882002
 Preoperative Heart Failure (Subjects)
OutcomeAll (N = 1212)No (N = 885)Yes (N = 327)Risk ratio* (95% CI)P Value
  • Abbreviations: CI, confidence interval.

  • Risk ratio for those with vs without preoperative heart failure. Odds ratios were calculated using logistic regression for the outcome of heart failure exacerbation within seven postoperative days; hazard ratios were calculated using Cox proportional hazards models for each of the one‐year outcomes.

  • Excluded 26 cases in which a patient died in hospital without postoperative heart failure.

  • One‐year rates were estimated using the KaplanMeier method.

Heart failure exacerbation within seven postoperative days6.7% (5.4, 8.3)4.8% (3.5, 6.5)12.1% (8.7, 16.2)2.72 (1.72, 4.31)<0.0001
One‐year postoperative heart failure exacerbation21.3% (18.8, 23.7)15.0% (12.5, 17.4)39.3% (33.3, 44.9)3.00 (2.32, 3.87)<0.0001
One‐year postoperative mortality24.5% (22.0, 26.9)19.8% (17.1, 22.4)37.2% (31.6, 42.3)2.11 (1.67, 2.67)<0.0001
One‐year postoperative mortality or heart failure exacerbation36.5% (33.7, 39.2)29.7% (26.6, 32.6)55.0% (49.3, 60.2)2.28 (1.88, 2.76)<0.0001

Figure 1 displays the outcomes to 1 year of surveillance. Rates of postoperative heart failure and postoperative mortality were consistently higher among those with, versus without, preoperative heart failure. Figure 2 displays similar data stratified by gender. Postoperative heart failure rates did not differ significantly between genders (HR, 1.0; 95% CI, 0.8 to 1.4), but postoperative mortality rates were significantly higher among males than females (HR, 1.9; 95% CI, 1.5 to 2.5; P < 0.001).

Figure 1
Cumulative incidence of postoperative outcomes among Olmsted County, Minnesota, residents undergoing hip fracture repair, 1988–2002, by preoperative heart failure status. Abbreviations: HF, heart failure.
Figure 2
Cumulative incidence of postoperative outcomes among Olmsted County, Minnesota, residents undergoing hip fracture repair, 1988–2002, by gender. Abbreviations: HF, heart failure.

Figure 3 displays survival rates to 1 year based on the occurrence of incident or recurrent heart failure within the first 7 postoperative days. Survival rates were lowest among patients with recurrent heart failure in the first 7 postoperative days and highest among those with no preoperative or postoperative heart failure. Subjects with incident heart failure in the first postoperative week, and those with preoperative heart failure who did not suffer a recurrence, demonstrated intermediate survival rates (P < 0.001 for trend across all four groups).

Figure 3
Landmark survival curve to outcome of survival, by heart failure status; excluded 30 records where the patient died or underwent a second surgery before postoperative day 7. Abbreviations: HF, heart failure.

DISCUSSION

This population‐based study found that heart failure represents a highly prevalent condition in elderly patients undergoing hip fracture repairs. It demonstrates that those with preoperative heart failure typically suffer from more cardiovascular comorbidities and carry a higher risk of postoperative heart failure and postoperative mortality.

While many studies have focused on the epidemiology of hip fractures,21 population‐based data on cardiac complications following hip fracture repair are significantly less common. The ACC/AHA preoperative cardiac evaluation guidelines classify orthopedic procedures, including hip fracture repair, as intermediate risk.11 Consequently, some may assume that all orthopedic patients will have a mortality rate less than 5%. Indeed, the 30‐day postoperative mortality rate published from our institution's Total Joint Registry was 0.6% following elective total hip arthroplasty.22 However, the present study demonstrates that current ACC/AHA preoperative cardiac evaluation guidelines may not apply to the population of frail patients undergoing hip fracture repair. Particularly among those who experience new heart failure within the first seven days following surgery, outcomes are substantially worse than the ACC/AHA perioperative guidelines may suggest.11

Preoperative heart failure has been associated with adverse risk for postoperative mortality after hip fracture.9, 10, 12 However, these studies did not report heart failure as a complication of hip fracture repair. A prospective cohort study of 2448 hip fracture patients at an academic hospital in Great Britain found a 5% rate of inpatient heart failure as a postoperative complication.23 The hazard ratio for one‐year mortality was 11.3 with postoperative heart failure.23 However, the British study did not distinguish heart failure from other cardiovascular diseases as a preoperative comorbidity or stratify the risk for postoperative mortality by preoperative heart failure status.23 Our findings add to previous literature by measuring heart failure as a specific complication of hip fracture repair and examining the association of preoperative heart failure with postoperative heart failure and mortality.

Length of stay after hip fracture repair varies in the literature, but previous work has not clearly associated heart failure with length of hospitalization in the setting of hip fracture repair.24, 25 Our study found a significantly higher mean length of stay among those with preoperative heart failure. This adds to previous work by delineating an association between heart failure and increased length of stay after hip fracture repair.

We found a higher rate of postoperative mortality among men compared to women. Rates of postoperative heart failure, however, were more similar (Figure 2). Previous studies have found a consistently higher mortality rate among men versus women after hip fracture.9, 23, 2529 Possible explanations for these findings include the overall increased burden of cardiovascular disease among men, lower treatment rates of osteoporosis in men,30 and increased susceptibility to other postoperative complications, such as infection.25

The findings of this study carry important clinical implications for the perioperative care of hip fracture patients with, or at risk for, heart failure. They suggest that current risk stratification guidelines classifying orthopedic operations as intermediate risk procedures do not reflect the high risk for morbidity that hip fracture patients face.11 The association of heart failure with adverse outcomes implies the need for heightened surveillance in the perioperative period, particularly with regard to volume status and medication reconciliation. Hip fracture patients and their families must be counseled about the ramifications of perioperative heart failure, including higher rates of postoperative heart failure, longer hospitalizations, and ultimate mortality.

This research carries several limitations and remains subject to biases inherent in retrospective cohort studies. The reported effects of heart failure on outcomes after hip fracture repair may be due to confounding from age, functional status, and other comorbidities. We attempted to minimize sampling bias through complete enumeration of hip fracture surgeries among Olmsted County residents. Completeness of follow‐up (100% at one year) was possible given the availability of documentation of all inpatient and outpatient medical care in the community.17 We used objectively defined outcomes to minimize measurement bias. Applicability to a more diverse population may be limited because >95% of the research population was from a single, predominantly white community. However, prior studies have documented that hip fracture incidence rates31 and socioeconomic factors17 in Olmsted County are similar to those for other white residents of the United States. Heart failure rates were determined clinically according to the Framingham criteria. However, the Framingham criteria may inappropriately diagnose individuals with heart failure32 and falsely elevate the prevalence of heart failure as a preoperative comorbidity or postoperative complication.

The statistical analysis included patients counted multiple times if they underwent subsequent hip fracture repair during the study period. Including these patients may inaccurately inflate event rates or contribute to incorrect estimates of standard error. However, we felt it was appropriate to include recurrent hip fracture repair cases in the analysis because they represent a clinically distinct patient from both a medical and functional perspective. We used a robust variance estimator in the Cox proportional hazards models to provide an accurate calculation of the standard error given the possibility for correlation within subjects.20 Finally, the proportion of these patients was low (94 of 1116 unique patients; 8.4%).

Future work must involve further risk stratification and therapeutic interventions in perioperative hip fracture patients. A more robust analysis of heart failure, with differentiation between systolic and diastolic dysfunction, may facilitate risk stratification. Assessment of compliance with standard preoperative heart failure medications and the impact of heightened clinical vigilance may enlighten means to improve postoperative outcomes. Studies on risk stratification and therapeutic interventions may then inform policy regarding length of stay and reimbursement in hip fracture patients.

CONCLUSION

In summary, our population‐based findings reveal that heart failure represents a prevalent and serious comorbidity in patients undergoing hip fracture repair. Clinicians caring for perioperative hip fracture patients must pay particular attention to risk for, and implications of, new or recurrent heart failure.

Acknowledgements

The authors thank Donna K. Lawson, LPN, Kathy Wolfert, and Cherie Dolliver for their assistance in data collection and management.

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References
  1. Melton LJ.Epidemiology of hip fractures: Implications of the exponential increase with age.Bone.1996;18(3 suppl):121S125S.
  2. Bueno H,Ross JS,Wang Y, et al.Trends in length of stay and short‐term outcomes among Medicare patients hospitalized for heart failure, 1993–2006.JAMA.2010;303(21):21412147.
  3. Koelling TM,Chen RS,Lubwama RN,L'Italien GJ,Eagle KA.The expanding national burden of heart failure in the United States: The influence of heart failure in women.Am Heart J.2004;147(1):7478.
  4. Fang J,Mensah GA,Croft JB,Keenan NL.Heart failure‐related hospitalization in the U.S., 1979 to 2004.J Am Coll Cardiol.2008;52(6):428434.
  5. van Diepen S,Majumdar SR,Bakal JA,McAlister FA,Ezekowitz JA.Heart failure is a risk factor for orthopedic fracture: A population‐based analysis of 16,294 patients.Circulation.2008;118(19):19461952.
  6. Sennerby U,Melhus H,Gedeborg R, et al.Cardiovascular diseases and risk of hip fracture.JAMA.2009;302(15):16661673.
  7. Nigwekar SU,Job AV,Kouides RW,Polashenski W.Effectiveness of hospitalist involvement in hip fracture management questioned.South Med J.2007;100(9):912913.
  8. Batsis JA,Phy MP,Melton LJ, et al.Effects of a hospitalist care model on mortality of elderly patients with hip fractures.J Hosp Med.2007;2(4):219225.
  9. Kannegaard PN,van der Mark S,Eiken P,Abrahamsen B.Excess mortality in men compared with women following a hip fracture. National analysis of comedications, comorbidity and survival.Age Ageing.2010;39(2):203209.
  10. Vestergaard P,Rejnmark L,Mosekilde L.Increased mortality in patients with a hip fracture—Effect of pre‐morbid conditions and post‐fracture complications.Osteoporos Int.2007;18(12):15831593.
  11. Fleisher LA,Beckman JA,Brown KA, et al.ACC/AHA 2007 guidelines on perioperative cardiovascular evaluation and care for noncardiac surgery: Executive summary: A report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Writing Committee to Revise the 2002 Guidelines on Perioperative Cardiovascular Evaluation for Noncardiac Surgery): Developed in collaboration with the American Society of Echocardiography, American Society of Nuclear Cardiology, Heart Rhythm Society, Society of Cardiovascular Anesthesiologists, Society for Cardiovascular Angiography and Interventions, Society for Vascular Medicine and Biology, and Society for Vascular Surgery.J Am Coll Cardiol.2007;50(17):17071732.
  12. Tosteson ANA,Gottlieb DJ,Radley DC,Fisher ES,Melton LJ.Excess mortality following hip fracture: The role of underlying health status.Osteoporos Int.2007;18(11):14631472.
  13. Giversen IM.Time trends of mortality after first hip fractures.Osteoporos Int.2007;18(6):721732.
  14. Hannan EL,Magaziner J,Wang JJ, et al.Mortality and locomotion 6 months after hospitalization for hip fracture: Risk factors and risk‐adjusted hospital outcomes.JAMA.2001;285(21):27362742.
  15. Meyer HE,Tverdal A,Falch JA,Pedersen JI.Factors associated with mortality after hip fracture.Osteoporos Int.2000;11(3):228232.
  16. Myers AH,Robinson EG,Natta MLV,Michelson JD,Collins K,Baker SP.Hip fractures among the elderly: Factors associated with in‐hospital mortality.Am J Epidemiol.1991;134(10):11281137.
  17. Melton LJ.History of the Rochester Epidemiology Project.Mayo Clin Proc.1996;71(3):266274.
  18. Melton LJ.The threat to medical‐records research.N Engl J Med.1997;337(20):14661470.
  19. McKee PA,Castelli WP,McNamara PM,Kannel WB.The natural history of congestive heart failure: The Framingham Study.N Engl J Med.1971;285(26):14411446.
  20. Lin DY,Wei LJ.The robust inference for the Cox proportional hazards model.J Am Stat Assoc.1989;84(408):10741078.
  21. Marks R.Hip fracture epidemiological trends, outcomes, and risk factors, 1970–2009.Int J Gen Med.2010;3:117.
  22. Wood M,Mantilla CB,Horlocker TT,Schroeder DR,Berry DJ,Brown DL.Frequency of myocardial infarction, pulmonary embolism, deep venous thrombosis, and death following primary hip or knee arthroplasty.Anesthesiology.2002;96(5):11401146.
  23. Roche JJW,Wenn RT,Sahota O,Moran CG.Effect of comorbidities and postoperative complications on mortality after hip fracture in elderly people: Prospective observational cohort study.BMJ.2005;331(7529):13741376.
  24. Bentler SE,Liu L,Obrizan M, et al.The aftermath of hip fracture: Discharge placement, functional status change, and mortality.Am J Epidemiol.2009;170(10):12901299.
  25. Wehren LE,Hawkes WG,Orwig DL,Hebel JR,Zimmerman SI,Magaziner J.Gender differences in mortality after hip fracture: The role of infection.J Bone Miner Res.2003;18(12):22312237.
  26. Center JR,Nguyen TV,Schneider D,Sambrook PN,Eisman JA.Mortality after all major types of osteoporotic fracture in men and women: An observational study.Lancet.1999;353(9156):878882.
  27. Robbins JA,Biggs ML,Cauley J.Adjusted mortality after hip fracture: From the Cardiovascular Health Study.J Am Geriatr Soc.2006;54(12):18851891.
  28. Haentjens P,Magaziner J,Colon‐Emeric CS, et al.Meta‐analysis: Excess mortality after hip fracture among older women and men.Ann Intern Med.2010;152(6):380390.
  29. Poór G,Atkinson EJ,O'Fallon WM,Melton LJ.Predictors of hip fractures in elderly men.J Bone Miner Res.1995;10(12):19001907.
  30. Curtis J,McClure L,Delzell E, et al.Population‐based fracture risk assessment and osteoporosis treatment disparities by race and gender.J Gen Intern Med.2009;24(8):956962.
  31. Melton LJ,Therneau TM,Larson DR.Long‐term trends in hip fracture prevalence: The influence of hip fracture incidence and survival.Osteoporos Int.1998;8(1):6874.
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As the population ages, hip fractures and heart failure increase in prevalence.1, 2 Heart failure prevalence is also increasing in hospitalized patients.3 Indeed, hospitalizations involving heart failure as an active issue tripled in the last 30 years.4 Heart failure has been associated with an increased risk for hip fracture,5, 6 and previous studies report a 6%20% prevalence of preoperative heart failure in hip fracture patients.710 While exacerbation of heart failure increases the mortality risk in patients admitted for hip fractures,8 the incidence of new heart failure, as well as the preoperative factors that predict postoperative heart failure in this patient population remain unclear.

American College of Cardiology/American Heart Association (ACC/AHA) perioperative guidelines identify orthopedic surgeries, including hip fracture repair, as intermediate risk procedures.11 Compared to other intermediate risk operations, however, postoperative outcomes following hip fracture repair differ significantly.1216 Overall mortality in hip fracture patients has been reported at 29% at one year,8 with the excess mortality from hip fracture alone at nearly 20%.10, 13 However, the exact factors that contribute to this excess mortality, particularly with regard to heart failure, remain unclear.

To examine the preoperative prevalence, subsequent incidence, and predictors of heart failure in patients undergoing hip fracture repair operations, this study used an established, population‐based database to compare the postoperative consequences in hip fracture repair patients with and without preexisting heart failure. We hypothesized that preoperative heart failure worsens postoperative outcomes in hip fracture patients.

METHODS

Case Ascertainment

Following approval by the Institutional Review Boards of Mayo Clinic and the Olmsted Medical Center, we used the Rochester Epidemiology Project (REP) to identify the patients for this study. The REP is a population‐based medical records linkage system that records all diagnoses, surgical procedures, laboratory data, and death information from hospital, emergency room, outpatient, and nursing home care in the community.17

All Olmsted County, Minnesota, residents who sustained a hip fracture and underwent surgical repair from 1988 through 2002 were evaluated. Patients with more than one hip fracture during the study period (96 occurrences) were censored from the data analysis at the time of the subsequent hip fracture and then included as new cases. The complete enumeration of hip fracture episodes managed in the three Olmsted County hospital facilities (Mayo Clinic's Saint Mary's and Rochester Methodist Hospitals, and the Olmsted Medical Center Hospital) occurred in three phases: First, all hospitalizations with the surgical procedure (International Statistical Classification of Diseases, 9th Revision [ICD‐9]) codes 79.15 (reduction, fracture, femur, closed with internal fixation), 79.25 (reduction, fracture, femur, open, without internal fixation), 79.35 (reduction, fracture, femur, open with internal fixation), 79.95 (operation, unspecified bone injury, femur), 80.05 (arthrotomy for removal of hip prosthesis), 80.15 (arthrotomy, other, hip), 80.95 (excision, hip joint), 81.21 (arthrodesis, hip), 81.40 (repair hip, not elsewhere classified), 81.51 (total hip replacement), 81.52 (partial hip replacement), and 81.53 (revision hip replacement) were identified. Second, through review of the original inpatient and outpatient medical records, we confirmed that a fracture was associated with the index hospitalization. Finally, radiology reports of each index hospitalization verified the presence and exact anatomical location of each fracture. Of those with fractures on admission x‐rays, only patients with a proximal femur (femoral neck or intertrochanteric) fracture as the primary indication for the surgery were included in the study. Surgical report or radiographic evidence of hip fracture was available for all patients. Secondary fractures due to a specific pathological lesion (eg, malignancy) or high‐energy trauma (by convention, motor vehicle accidents or falls from significant heights) were excluded. Only patients who had provided an authorization to review their medical records for research were ultimately included in the study cohort.18 Medical records were search manually, if indicated.

Criteria for Heart Failure and Death

Preoperative heart failure was based on clinical documentation of heart failure in a patient's medical record prior to the time of the hip fracture repair. Postoperative heart failure, including acute exacerbations, was defined according to Framingham criteria.19 Framingham criteria included clinical evidence of increased central venous pressure, pulmonary edema, an S3 gallop, radiographic pulmonary edema, and response to diuresis. Heart failure was not graded on clinical severity (ie, New York Heart Association classification). We did not distinguish between systolic and diastolic heart failure. Mortality was defined as death from any cause within the first year following hip fracture repair. Deaths were identified either through REP resources or the National Death Index.

Statistical Methods

Continuous variables are presented as mean standard deviation and categorical variables as number (percent). Two‐sample t tests or Wilcoxon rank sum tests were used to test for significant differences in continuous variables. Chi‐square or Fisher's exact tests were used for categorical variables. Rates of postoperative outcomes were calculated using the KaplanMeier method for the overall group and for those with and without preoperative heart failure. A landmark survival curve was used to evaluate postoperative mortality among patients who experienced heart failure in the first seven postoperative days versus those who did not. Patients who died or underwent another hip operation within the first seven postoperative days were excluded from this analysis. Univariate Cox proportional hazards models were used to evaluate the predictors of postoperative heart failure and mortality. Patients who died or experienced a second hip surgery within one year of their first were censored at that time. Any subsequent hip fracture repair was treated as a new case. To account for the inclusion of multiple hip fracture repairs for a given patient, the Cox proportional hazards model included a robust variance estimator. This provided an accurate calculation of the standard error in the presence of within‐subject correlation.20 Statistical tests were two‐sided, and P values were considered significant if less than 0.05. Statistical analyses were performed using SAS (version 9.1.3, SAS Institute, Cary, NC).

RESULTS

From among 1327 potential hip fracture repairs, we excluded 115 cases involving multiple injuries or operations (19), pathological fractures (20), in‐hospital fractures (3), or an operation >72 hours after the initial fracture (5). Three patients under 65 years of age were also excluded, as were cases with missing information (9) or cases managed nonoperatively (56). The final analysis included 1212 surgical cases in 1116 subjects. No subjects were lost to surveillance for 1 year following their hip fracture repair.

Table 1 summarizes the baseline characteristics of the study population. The overall prevalence of preoperative heart failure was 27.0% (327 of 1212). Those with preoperative heart failure were older, heavier, more likely male and white, and less likely to live independently preoperatively. They were also more likely to suffer from preexisting cardiovascular comorbidities.

Baseline Characteristics and Outcomes Among Olmsted County, Minnesota, Residents Undergoing Hip Fracture Repair, 19882002, by Preoperative Heart Failure Status
 All (N = 1,212)HF (N = 327)No HF (N = 885)P Value*
  • Abbreviations: BMI, body mass index; HF, heart failure; SD, standard deviation.

  • P values for those with, vs without, preoperative heart failure (1Rank sum, 2Chi‐square, 3Fisher's exact).

  • BMI data were missing for 15 cases, preoperative ambulatory status was missing for 2 cases, and discharge disposition was missing for 1 case.

  • All values are N (%) unless otherwise noted.

  • Chronic renal insufficiency was defined as a creatinine >2.0 mg/dL.

Demographics    
Mean age (years) (SD)84.2 (7.44)85.5 (6.54)83.7 (7.70)0.00101
Male gender237 (19.6)76 (23.2)161 (18.2)0.04912
Mean BMI (kg/m2) (SD)23.3 (4.97)24.1 (5.68)23.0 (4.65)0.01231
White1,204 (99.3)322 (98.5)882 (99.7)0.03713
Preoperative living situation    
Nursing facility468 (38.6)144 (44)324 (36.6)0.01842
Home744 (61.4)183 (56)561 (63.4)0.05192
Preoperative ambulatory status    
Dependent149 (12.3)50 (15.3)99 (11.2) 
Independent1,061 (87.7)276 (84.7)785 (88.8) 
Medical history    
Hypertension705 (58.2)226 (69.1)479 (54.1)<0.00012
Diabetes mellitus143 (11.8)63 (19.3)80 (9)<0.00012
Cerebrovascular disease331 (27.3)129 (39.4)202 (22.8)<0.00012
Peripheral vascular disease195 (16.1)80 (24.5)115 (13)<0.00012
Coronary artery disease464 (38.3)237 (72.5)227 (25.6)<0.00012
Atrial fibrillation/flutter254 (21)133 (40.7)121 (13.7)<0.00012
Complete heart block18 (1.5)9 (2.8)9 (1)0.03373
Pacer at time of admission32 (2.6)16 (4.9)16 (1.8)0.00292
Chronic obstructive pulmonary disease196 (16.2)78 (23.9)118 (13.3)<0.00012
Liver disease15 (1.2)7 (2.1)8 (0.9)0.13753
Chronic renal insufficiency131 (10.8)61 (18.7)70 (7.9)<0.00012
Mean length of hospitalization (days) (SD)10.0 (7.57)11.1 (8.82)9.6 (7.01)0.00101
Discharge disposition   0.00192
Home150 (12.4)26 (8.0)124 (14.0) 
Skilled nursing facility1,004 (82.9)278 (85.0)726 (82.1) 
Dead57 (4.7)23 (7.0)34 (3.9) 

Table 1 also summarizes the main outcome characteristics of the study population. Those with preoperative heart failure had longer mean lengths of stay (LOS), were more often discharged to a skilled facility, and demonstrated higher inpatient mortality rates.

Table 2 summarizes the outcomes associated with preoperative heart failure. The overall rate of postoperative heart failure was 6.7% within 7 postoperative days and 21.3% within 1 postoperative year. Postoperative heart failure was significantly more common among those with preoperative heart failure (hazard ratio [HR], 3.0; 95% confidence interval [CI], 2.3 to 3.9; P < 0.001). Among those without preoperative heart failure, rates of postoperative incident heart failure were 4.8% at 7 days and 15.0% at 1 year. Compared to patients without preoperative heart failure, those with preoperative heart failure demonstrated higher one year mortality rates and higher rates of postoperative heart failure at 7 days and 1 year.

Association of Preoperative Heart Failure With Postoperative Outcomes Among Olmsted County, Minnesota, Residents Undergoing Hip Fracture Repair, 19882002
 Preoperative Heart Failure (Subjects)
OutcomeAll (N = 1212)No (N = 885)Yes (N = 327)Risk ratio* (95% CI)P Value
  • Abbreviations: CI, confidence interval.

  • Risk ratio for those with vs without preoperative heart failure. Odds ratios were calculated using logistic regression for the outcome of heart failure exacerbation within seven postoperative days; hazard ratios were calculated using Cox proportional hazards models for each of the one‐year outcomes.

  • Excluded 26 cases in which a patient died in hospital without postoperative heart failure.

  • One‐year rates were estimated using the KaplanMeier method.

Heart failure exacerbation within seven postoperative days6.7% (5.4, 8.3)4.8% (3.5, 6.5)12.1% (8.7, 16.2)2.72 (1.72, 4.31)<0.0001
One‐year postoperative heart failure exacerbation21.3% (18.8, 23.7)15.0% (12.5, 17.4)39.3% (33.3, 44.9)3.00 (2.32, 3.87)<0.0001
One‐year postoperative mortality24.5% (22.0, 26.9)19.8% (17.1, 22.4)37.2% (31.6, 42.3)2.11 (1.67, 2.67)<0.0001
One‐year postoperative mortality or heart failure exacerbation36.5% (33.7, 39.2)29.7% (26.6, 32.6)55.0% (49.3, 60.2)2.28 (1.88, 2.76)<0.0001

Figure 1 displays the outcomes to 1 year of surveillance. Rates of postoperative heart failure and postoperative mortality were consistently higher among those with, versus without, preoperative heart failure. Figure 2 displays similar data stratified by gender. Postoperative heart failure rates did not differ significantly between genders (HR, 1.0; 95% CI, 0.8 to 1.4), but postoperative mortality rates were significantly higher among males than females (HR, 1.9; 95% CI, 1.5 to 2.5; P < 0.001).

Figure 1
Cumulative incidence of postoperative outcomes among Olmsted County, Minnesota, residents undergoing hip fracture repair, 1988–2002, by preoperative heart failure status. Abbreviations: HF, heart failure.
Figure 2
Cumulative incidence of postoperative outcomes among Olmsted County, Minnesota, residents undergoing hip fracture repair, 1988–2002, by gender. Abbreviations: HF, heart failure.

Figure 3 displays survival rates to 1 year based on the occurrence of incident or recurrent heart failure within the first 7 postoperative days. Survival rates were lowest among patients with recurrent heart failure in the first 7 postoperative days and highest among those with no preoperative or postoperative heart failure. Subjects with incident heart failure in the first postoperative week, and those with preoperative heart failure who did not suffer a recurrence, demonstrated intermediate survival rates (P < 0.001 for trend across all four groups).

Figure 3
Landmark survival curve to outcome of survival, by heart failure status; excluded 30 records where the patient died or underwent a second surgery before postoperative day 7. Abbreviations: HF, heart failure.

DISCUSSION

This population‐based study found that heart failure represents a highly prevalent condition in elderly patients undergoing hip fracture repairs. It demonstrates that those with preoperative heart failure typically suffer from more cardiovascular comorbidities and carry a higher risk of postoperative heart failure and postoperative mortality.

While many studies have focused on the epidemiology of hip fractures,21 population‐based data on cardiac complications following hip fracture repair are significantly less common. The ACC/AHA preoperative cardiac evaluation guidelines classify orthopedic procedures, including hip fracture repair, as intermediate risk.11 Consequently, some may assume that all orthopedic patients will have a mortality rate less than 5%. Indeed, the 30‐day postoperative mortality rate published from our institution's Total Joint Registry was 0.6% following elective total hip arthroplasty.22 However, the present study demonstrates that current ACC/AHA preoperative cardiac evaluation guidelines may not apply to the population of frail patients undergoing hip fracture repair. Particularly among those who experience new heart failure within the first seven days following surgery, outcomes are substantially worse than the ACC/AHA perioperative guidelines may suggest.11

Preoperative heart failure has been associated with adverse risk for postoperative mortality after hip fracture.9, 10, 12 However, these studies did not report heart failure as a complication of hip fracture repair. A prospective cohort study of 2448 hip fracture patients at an academic hospital in Great Britain found a 5% rate of inpatient heart failure as a postoperative complication.23 The hazard ratio for one‐year mortality was 11.3 with postoperative heart failure.23 However, the British study did not distinguish heart failure from other cardiovascular diseases as a preoperative comorbidity or stratify the risk for postoperative mortality by preoperative heart failure status.23 Our findings add to previous literature by measuring heart failure as a specific complication of hip fracture repair and examining the association of preoperative heart failure with postoperative heart failure and mortality.

Length of stay after hip fracture repair varies in the literature, but previous work has not clearly associated heart failure with length of hospitalization in the setting of hip fracture repair.24, 25 Our study found a significantly higher mean length of stay among those with preoperative heart failure. This adds to previous work by delineating an association between heart failure and increased length of stay after hip fracture repair.

We found a higher rate of postoperative mortality among men compared to women. Rates of postoperative heart failure, however, were more similar (Figure 2). Previous studies have found a consistently higher mortality rate among men versus women after hip fracture.9, 23, 2529 Possible explanations for these findings include the overall increased burden of cardiovascular disease among men, lower treatment rates of osteoporosis in men,30 and increased susceptibility to other postoperative complications, such as infection.25

The findings of this study carry important clinical implications for the perioperative care of hip fracture patients with, or at risk for, heart failure. They suggest that current risk stratification guidelines classifying orthopedic operations as intermediate risk procedures do not reflect the high risk for morbidity that hip fracture patients face.11 The association of heart failure with adverse outcomes implies the need for heightened surveillance in the perioperative period, particularly with regard to volume status and medication reconciliation. Hip fracture patients and their families must be counseled about the ramifications of perioperative heart failure, including higher rates of postoperative heart failure, longer hospitalizations, and ultimate mortality.

This research carries several limitations and remains subject to biases inherent in retrospective cohort studies. The reported effects of heart failure on outcomes after hip fracture repair may be due to confounding from age, functional status, and other comorbidities. We attempted to minimize sampling bias through complete enumeration of hip fracture surgeries among Olmsted County residents. Completeness of follow‐up (100% at one year) was possible given the availability of documentation of all inpatient and outpatient medical care in the community.17 We used objectively defined outcomes to minimize measurement bias. Applicability to a more diverse population may be limited because >95% of the research population was from a single, predominantly white community. However, prior studies have documented that hip fracture incidence rates31 and socioeconomic factors17 in Olmsted County are similar to those for other white residents of the United States. Heart failure rates were determined clinically according to the Framingham criteria. However, the Framingham criteria may inappropriately diagnose individuals with heart failure32 and falsely elevate the prevalence of heart failure as a preoperative comorbidity or postoperative complication.

The statistical analysis included patients counted multiple times if they underwent subsequent hip fracture repair during the study period. Including these patients may inaccurately inflate event rates or contribute to incorrect estimates of standard error. However, we felt it was appropriate to include recurrent hip fracture repair cases in the analysis because they represent a clinically distinct patient from both a medical and functional perspective. We used a robust variance estimator in the Cox proportional hazards models to provide an accurate calculation of the standard error given the possibility for correlation within subjects.20 Finally, the proportion of these patients was low (94 of 1116 unique patients; 8.4%).

Future work must involve further risk stratification and therapeutic interventions in perioperative hip fracture patients. A more robust analysis of heart failure, with differentiation between systolic and diastolic dysfunction, may facilitate risk stratification. Assessment of compliance with standard preoperative heart failure medications and the impact of heightened clinical vigilance may enlighten means to improve postoperative outcomes. Studies on risk stratification and therapeutic interventions may then inform policy regarding length of stay and reimbursement in hip fracture patients.

CONCLUSION

In summary, our population‐based findings reveal that heart failure represents a prevalent and serious comorbidity in patients undergoing hip fracture repair. Clinicians caring for perioperative hip fracture patients must pay particular attention to risk for, and implications of, new or recurrent heart failure.

Acknowledgements

The authors thank Donna K. Lawson, LPN, Kathy Wolfert, and Cherie Dolliver for their assistance in data collection and management.

As the population ages, hip fractures and heart failure increase in prevalence.1, 2 Heart failure prevalence is also increasing in hospitalized patients.3 Indeed, hospitalizations involving heart failure as an active issue tripled in the last 30 years.4 Heart failure has been associated with an increased risk for hip fracture,5, 6 and previous studies report a 6%20% prevalence of preoperative heart failure in hip fracture patients.710 While exacerbation of heart failure increases the mortality risk in patients admitted for hip fractures,8 the incidence of new heart failure, as well as the preoperative factors that predict postoperative heart failure in this patient population remain unclear.

American College of Cardiology/American Heart Association (ACC/AHA) perioperative guidelines identify orthopedic surgeries, including hip fracture repair, as intermediate risk procedures.11 Compared to other intermediate risk operations, however, postoperative outcomes following hip fracture repair differ significantly.1216 Overall mortality in hip fracture patients has been reported at 29% at one year,8 with the excess mortality from hip fracture alone at nearly 20%.10, 13 However, the exact factors that contribute to this excess mortality, particularly with regard to heart failure, remain unclear.

To examine the preoperative prevalence, subsequent incidence, and predictors of heart failure in patients undergoing hip fracture repair operations, this study used an established, population‐based database to compare the postoperative consequences in hip fracture repair patients with and without preexisting heart failure. We hypothesized that preoperative heart failure worsens postoperative outcomes in hip fracture patients.

METHODS

Case Ascertainment

Following approval by the Institutional Review Boards of Mayo Clinic and the Olmsted Medical Center, we used the Rochester Epidemiology Project (REP) to identify the patients for this study. The REP is a population‐based medical records linkage system that records all diagnoses, surgical procedures, laboratory data, and death information from hospital, emergency room, outpatient, and nursing home care in the community.17

All Olmsted County, Minnesota, residents who sustained a hip fracture and underwent surgical repair from 1988 through 2002 were evaluated. Patients with more than one hip fracture during the study period (96 occurrences) were censored from the data analysis at the time of the subsequent hip fracture and then included as new cases. The complete enumeration of hip fracture episodes managed in the three Olmsted County hospital facilities (Mayo Clinic's Saint Mary's and Rochester Methodist Hospitals, and the Olmsted Medical Center Hospital) occurred in three phases: First, all hospitalizations with the surgical procedure (International Statistical Classification of Diseases, 9th Revision [ICD‐9]) codes 79.15 (reduction, fracture, femur, closed with internal fixation), 79.25 (reduction, fracture, femur, open, without internal fixation), 79.35 (reduction, fracture, femur, open with internal fixation), 79.95 (operation, unspecified bone injury, femur), 80.05 (arthrotomy for removal of hip prosthesis), 80.15 (arthrotomy, other, hip), 80.95 (excision, hip joint), 81.21 (arthrodesis, hip), 81.40 (repair hip, not elsewhere classified), 81.51 (total hip replacement), 81.52 (partial hip replacement), and 81.53 (revision hip replacement) were identified. Second, through review of the original inpatient and outpatient medical records, we confirmed that a fracture was associated with the index hospitalization. Finally, radiology reports of each index hospitalization verified the presence and exact anatomical location of each fracture. Of those with fractures on admission x‐rays, only patients with a proximal femur (femoral neck or intertrochanteric) fracture as the primary indication for the surgery were included in the study. Surgical report or radiographic evidence of hip fracture was available for all patients. Secondary fractures due to a specific pathological lesion (eg, malignancy) or high‐energy trauma (by convention, motor vehicle accidents or falls from significant heights) were excluded. Only patients who had provided an authorization to review their medical records for research were ultimately included in the study cohort.18 Medical records were search manually, if indicated.

Criteria for Heart Failure and Death

Preoperative heart failure was based on clinical documentation of heart failure in a patient's medical record prior to the time of the hip fracture repair. Postoperative heart failure, including acute exacerbations, was defined according to Framingham criteria.19 Framingham criteria included clinical evidence of increased central venous pressure, pulmonary edema, an S3 gallop, radiographic pulmonary edema, and response to diuresis. Heart failure was not graded on clinical severity (ie, New York Heart Association classification). We did not distinguish between systolic and diastolic heart failure. Mortality was defined as death from any cause within the first year following hip fracture repair. Deaths were identified either through REP resources or the National Death Index.

Statistical Methods

Continuous variables are presented as mean standard deviation and categorical variables as number (percent). Two‐sample t tests or Wilcoxon rank sum tests were used to test for significant differences in continuous variables. Chi‐square or Fisher's exact tests were used for categorical variables. Rates of postoperative outcomes were calculated using the KaplanMeier method for the overall group and for those with and without preoperative heart failure. A landmark survival curve was used to evaluate postoperative mortality among patients who experienced heart failure in the first seven postoperative days versus those who did not. Patients who died or underwent another hip operation within the first seven postoperative days were excluded from this analysis. Univariate Cox proportional hazards models were used to evaluate the predictors of postoperative heart failure and mortality. Patients who died or experienced a second hip surgery within one year of their first were censored at that time. Any subsequent hip fracture repair was treated as a new case. To account for the inclusion of multiple hip fracture repairs for a given patient, the Cox proportional hazards model included a robust variance estimator. This provided an accurate calculation of the standard error in the presence of within‐subject correlation.20 Statistical tests were two‐sided, and P values were considered significant if less than 0.05. Statistical analyses were performed using SAS (version 9.1.3, SAS Institute, Cary, NC).

RESULTS

From among 1327 potential hip fracture repairs, we excluded 115 cases involving multiple injuries or operations (19), pathological fractures (20), in‐hospital fractures (3), or an operation >72 hours after the initial fracture (5). Three patients under 65 years of age were also excluded, as were cases with missing information (9) or cases managed nonoperatively (56). The final analysis included 1212 surgical cases in 1116 subjects. No subjects were lost to surveillance for 1 year following their hip fracture repair.

Table 1 summarizes the baseline characteristics of the study population. The overall prevalence of preoperative heart failure was 27.0% (327 of 1212). Those with preoperative heart failure were older, heavier, more likely male and white, and less likely to live independently preoperatively. They were also more likely to suffer from preexisting cardiovascular comorbidities.

Baseline Characteristics and Outcomes Among Olmsted County, Minnesota, Residents Undergoing Hip Fracture Repair, 19882002, by Preoperative Heart Failure Status
 All (N = 1,212)HF (N = 327)No HF (N = 885)P Value*
  • Abbreviations: BMI, body mass index; HF, heart failure; SD, standard deviation.

  • P values for those with, vs without, preoperative heart failure (1Rank sum, 2Chi‐square, 3Fisher's exact).

  • BMI data were missing for 15 cases, preoperative ambulatory status was missing for 2 cases, and discharge disposition was missing for 1 case.

  • All values are N (%) unless otherwise noted.

  • Chronic renal insufficiency was defined as a creatinine >2.0 mg/dL.

Demographics    
Mean age (years) (SD)84.2 (7.44)85.5 (6.54)83.7 (7.70)0.00101
Male gender237 (19.6)76 (23.2)161 (18.2)0.04912
Mean BMI (kg/m2) (SD)23.3 (4.97)24.1 (5.68)23.0 (4.65)0.01231
White1,204 (99.3)322 (98.5)882 (99.7)0.03713
Preoperative living situation    
Nursing facility468 (38.6)144 (44)324 (36.6)0.01842
Home744 (61.4)183 (56)561 (63.4)0.05192
Preoperative ambulatory status    
Dependent149 (12.3)50 (15.3)99 (11.2) 
Independent1,061 (87.7)276 (84.7)785 (88.8) 
Medical history    
Hypertension705 (58.2)226 (69.1)479 (54.1)<0.00012
Diabetes mellitus143 (11.8)63 (19.3)80 (9)<0.00012
Cerebrovascular disease331 (27.3)129 (39.4)202 (22.8)<0.00012
Peripheral vascular disease195 (16.1)80 (24.5)115 (13)<0.00012
Coronary artery disease464 (38.3)237 (72.5)227 (25.6)<0.00012
Atrial fibrillation/flutter254 (21)133 (40.7)121 (13.7)<0.00012
Complete heart block18 (1.5)9 (2.8)9 (1)0.03373
Pacer at time of admission32 (2.6)16 (4.9)16 (1.8)0.00292
Chronic obstructive pulmonary disease196 (16.2)78 (23.9)118 (13.3)<0.00012
Liver disease15 (1.2)7 (2.1)8 (0.9)0.13753
Chronic renal insufficiency131 (10.8)61 (18.7)70 (7.9)<0.00012
Mean length of hospitalization (days) (SD)10.0 (7.57)11.1 (8.82)9.6 (7.01)0.00101
Discharge disposition   0.00192
Home150 (12.4)26 (8.0)124 (14.0) 
Skilled nursing facility1,004 (82.9)278 (85.0)726 (82.1) 
Dead57 (4.7)23 (7.0)34 (3.9) 

Table 1 also summarizes the main outcome characteristics of the study population. Those with preoperative heart failure had longer mean lengths of stay (LOS), were more often discharged to a skilled facility, and demonstrated higher inpatient mortality rates.

Table 2 summarizes the outcomes associated with preoperative heart failure. The overall rate of postoperative heart failure was 6.7% within 7 postoperative days and 21.3% within 1 postoperative year. Postoperative heart failure was significantly more common among those with preoperative heart failure (hazard ratio [HR], 3.0; 95% confidence interval [CI], 2.3 to 3.9; P < 0.001). Among those without preoperative heart failure, rates of postoperative incident heart failure were 4.8% at 7 days and 15.0% at 1 year. Compared to patients without preoperative heart failure, those with preoperative heart failure demonstrated higher one year mortality rates and higher rates of postoperative heart failure at 7 days and 1 year.

Association of Preoperative Heart Failure With Postoperative Outcomes Among Olmsted County, Minnesota, Residents Undergoing Hip Fracture Repair, 19882002
 Preoperative Heart Failure (Subjects)
OutcomeAll (N = 1212)No (N = 885)Yes (N = 327)Risk ratio* (95% CI)P Value
  • Abbreviations: CI, confidence interval.

  • Risk ratio for those with vs without preoperative heart failure. Odds ratios were calculated using logistic regression for the outcome of heart failure exacerbation within seven postoperative days; hazard ratios were calculated using Cox proportional hazards models for each of the one‐year outcomes.

  • Excluded 26 cases in which a patient died in hospital without postoperative heart failure.

  • One‐year rates were estimated using the KaplanMeier method.

Heart failure exacerbation within seven postoperative days6.7% (5.4, 8.3)4.8% (3.5, 6.5)12.1% (8.7, 16.2)2.72 (1.72, 4.31)<0.0001
One‐year postoperative heart failure exacerbation21.3% (18.8, 23.7)15.0% (12.5, 17.4)39.3% (33.3, 44.9)3.00 (2.32, 3.87)<0.0001
One‐year postoperative mortality24.5% (22.0, 26.9)19.8% (17.1, 22.4)37.2% (31.6, 42.3)2.11 (1.67, 2.67)<0.0001
One‐year postoperative mortality or heart failure exacerbation36.5% (33.7, 39.2)29.7% (26.6, 32.6)55.0% (49.3, 60.2)2.28 (1.88, 2.76)<0.0001

Figure 1 displays the outcomes to 1 year of surveillance. Rates of postoperative heart failure and postoperative mortality were consistently higher among those with, versus without, preoperative heart failure. Figure 2 displays similar data stratified by gender. Postoperative heart failure rates did not differ significantly between genders (HR, 1.0; 95% CI, 0.8 to 1.4), but postoperative mortality rates were significantly higher among males than females (HR, 1.9; 95% CI, 1.5 to 2.5; P < 0.001).

Figure 1
Cumulative incidence of postoperative outcomes among Olmsted County, Minnesota, residents undergoing hip fracture repair, 1988–2002, by preoperative heart failure status. Abbreviations: HF, heart failure.
Figure 2
Cumulative incidence of postoperative outcomes among Olmsted County, Minnesota, residents undergoing hip fracture repair, 1988–2002, by gender. Abbreviations: HF, heart failure.

Figure 3 displays survival rates to 1 year based on the occurrence of incident or recurrent heart failure within the first 7 postoperative days. Survival rates were lowest among patients with recurrent heart failure in the first 7 postoperative days and highest among those with no preoperative or postoperative heart failure. Subjects with incident heart failure in the first postoperative week, and those with preoperative heart failure who did not suffer a recurrence, demonstrated intermediate survival rates (P < 0.001 for trend across all four groups).

Figure 3
Landmark survival curve to outcome of survival, by heart failure status; excluded 30 records where the patient died or underwent a second surgery before postoperative day 7. Abbreviations: HF, heart failure.

DISCUSSION

This population‐based study found that heart failure represents a highly prevalent condition in elderly patients undergoing hip fracture repairs. It demonstrates that those with preoperative heart failure typically suffer from more cardiovascular comorbidities and carry a higher risk of postoperative heart failure and postoperative mortality.

While many studies have focused on the epidemiology of hip fractures,21 population‐based data on cardiac complications following hip fracture repair are significantly less common. The ACC/AHA preoperative cardiac evaluation guidelines classify orthopedic procedures, including hip fracture repair, as intermediate risk.11 Consequently, some may assume that all orthopedic patients will have a mortality rate less than 5%. Indeed, the 30‐day postoperative mortality rate published from our institution's Total Joint Registry was 0.6% following elective total hip arthroplasty.22 However, the present study demonstrates that current ACC/AHA preoperative cardiac evaluation guidelines may not apply to the population of frail patients undergoing hip fracture repair. Particularly among those who experience new heart failure within the first seven days following surgery, outcomes are substantially worse than the ACC/AHA perioperative guidelines may suggest.11

Preoperative heart failure has been associated with adverse risk for postoperative mortality after hip fracture.9, 10, 12 However, these studies did not report heart failure as a complication of hip fracture repair. A prospective cohort study of 2448 hip fracture patients at an academic hospital in Great Britain found a 5% rate of inpatient heart failure as a postoperative complication.23 The hazard ratio for one‐year mortality was 11.3 with postoperative heart failure.23 However, the British study did not distinguish heart failure from other cardiovascular diseases as a preoperative comorbidity or stratify the risk for postoperative mortality by preoperative heart failure status.23 Our findings add to previous literature by measuring heart failure as a specific complication of hip fracture repair and examining the association of preoperative heart failure with postoperative heart failure and mortality.

Length of stay after hip fracture repair varies in the literature, but previous work has not clearly associated heart failure with length of hospitalization in the setting of hip fracture repair.24, 25 Our study found a significantly higher mean length of stay among those with preoperative heart failure. This adds to previous work by delineating an association between heart failure and increased length of stay after hip fracture repair.

We found a higher rate of postoperative mortality among men compared to women. Rates of postoperative heart failure, however, were more similar (Figure 2). Previous studies have found a consistently higher mortality rate among men versus women after hip fracture.9, 23, 2529 Possible explanations for these findings include the overall increased burden of cardiovascular disease among men, lower treatment rates of osteoporosis in men,30 and increased susceptibility to other postoperative complications, such as infection.25

The findings of this study carry important clinical implications for the perioperative care of hip fracture patients with, or at risk for, heart failure. They suggest that current risk stratification guidelines classifying orthopedic operations as intermediate risk procedures do not reflect the high risk for morbidity that hip fracture patients face.11 The association of heart failure with adverse outcomes implies the need for heightened surveillance in the perioperative period, particularly with regard to volume status and medication reconciliation. Hip fracture patients and their families must be counseled about the ramifications of perioperative heart failure, including higher rates of postoperative heart failure, longer hospitalizations, and ultimate mortality.

This research carries several limitations and remains subject to biases inherent in retrospective cohort studies. The reported effects of heart failure on outcomes after hip fracture repair may be due to confounding from age, functional status, and other comorbidities. We attempted to minimize sampling bias through complete enumeration of hip fracture surgeries among Olmsted County residents. Completeness of follow‐up (100% at one year) was possible given the availability of documentation of all inpatient and outpatient medical care in the community.17 We used objectively defined outcomes to minimize measurement bias. Applicability to a more diverse population may be limited because >95% of the research population was from a single, predominantly white community. However, prior studies have documented that hip fracture incidence rates31 and socioeconomic factors17 in Olmsted County are similar to those for other white residents of the United States. Heart failure rates were determined clinically according to the Framingham criteria. However, the Framingham criteria may inappropriately diagnose individuals with heart failure32 and falsely elevate the prevalence of heart failure as a preoperative comorbidity or postoperative complication.

The statistical analysis included patients counted multiple times if they underwent subsequent hip fracture repair during the study period. Including these patients may inaccurately inflate event rates or contribute to incorrect estimates of standard error. However, we felt it was appropriate to include recurrent hip fracture repair cases in the analysis because they represent a clinically distinct patient from both a medical and functional perspective. We used a robust variance estimator in the Cox proportional hazards models to provide an accurate calculation of the standard error given the possibility for correlation within subjects.20 Finally, the proportion of these patients was low (94 of 1116 unique patients; 8.4%).

Future work must involve further risk stratification and therapeutic interventions in perioperative hip fracture patients. A more robust analysis of heart failure, with differentiation between systolic and diastolic dysfunction, may facilitate risk stratification. Assessment of compliance with standard preoperative heart failure medications and the impact of heightened clinical vigilance may enlighten means to improve postoperative outcomes. Studies on risk stratification and therapeutic interventions may then inform policy regarding length of stay and reimbursement in hip fracture patients.

CONCLUSION

In summary, our population‐based findings reveal that heart failure represents a prevalent and serious comorbidity in patients undergoing hip fracture repair. Clinicians caring for perioperative hip fracture patients must pay particular attention to risk for, and implications of, new or recurrent heart failure.

Acknowledgements

The authors thank Donna K. Lawson, LPN, Kathy Wolfert, and Cherie Dolliver for their assistance in data collection and management.

References
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  12. Tosteson ANA,Gottlieb DJ,Radley DC,Fisher ES,Melton LJ.Excess mortality following hip fracture: The role of underlying health status.Osteoporos Int.2007;18(11):14631472.
  13. Giversen IM.Time trends of mortality after first hip fractures.Osteoporos Int.2007;18(6):721732.
  14. Hannan EL,Magaziner J,Wang JJ, et al.Mortality and locomotion 6 months after hospitalization for hip fracture: Risk factors and risk‐adjusted hospital outcomes.JAMA.2001;285(21):27362742.
  15. Meyer HE,Tverdal A,Falch JA,Pedersen JI.Factors associated with mortality after hip fracture.Osteoporos Int.2000;11(3):228232.
  16. Myers AH,Robinson EG,Natta MLV,Michelson JD,Collins K,Baker SP.Hip fractures among the elderly: Factors associated with in‐hospital mortality.Am J Epidemiol.1991;134(10):11281137.
  17. Melton LJ.History of the Rochester Epidemiology Project.Mayo Clin Proc.1996;71(3):266274.
  18. Melton LJ.The threat to medical‐records research.N Engl J Med.1997;337(20):14661470.
  19. McKee PA,Castelli WP,McNamara PM,Kannel WB.The natural history of congestive heart failure: The Framingham Study.N Engl J Med.1971;285(26):14411446.
  20. Lin DY,Wei LJ.The robust inference for the Cox proportional hazards model.J Am Stat Assoc.1989;84(408):10741078.
  21. Marks R.Hip fracture epidemiological trends, outcomes, and risk factors, 1970–2009.Int J Gen Med.2010;3:117.
  22. Wood M,Mantilla CB,Horlocker TT,Schroeder DR,Berry DJ,Brown DL.Frequency of myocardial infarction, pulmonary embolism, deep venous thrombosis, and death following primary hip or knee arthroplasty.Anesthesiology.2002;96(5):11401146.
  23. Roche JJW,Wenn RT,Sahota O,Moran CG.Effect of comorbidities and postoperative complications on mortality after hip fracture in elderly people: Prospective observational cohort study.BMJ.2005;331(7529):13741376.
  24. Bentler SE,Liu L,Obrizan M, et al.The aftermath of hip fracture: Discharge placement, functional status change, and mortality.Am J Epidemiol.2009;170(10):12901299.
  25. Wehren LE,Hawkes WG,Orwig DL,Hebel JR,Zimmerman SI,Magaziner J.Gender differences in mortality after hip fracture: The role of infection.J Bone Miner Res.2003;18(12):22312237.
  26. Center JR,Nguyen TV,Schneider D,Sambrook PN,Eisman JA.Mortality after all major types of osteoporotic fracture in men and women: An observational study.Lancet.1999;353(9156):878882.
  27. Robbins JA,Biggs ML,Cauley J.Adjusted mortality after hip fracture: From the Cardiovascular Health Study.J Am Geriatr Soc.2006;54(12):18851891.
  28. Haentjens P,Magaziner J,Colon‐Emeric CS, et al.Meta‐analysis: Excess mortality after hip fracture among older women and men.Ann Intern Med.2010;152(6):380390.
  29. Poór G,Atkinson EJ,O'Fallon WM,Melton LJ.Predictors of hip fractures in elderly men.J Bone Miner Res.1995;10(12):19001907.
  30. Curtis J,McClure L,Delzell E, et al.Population‐based fracture risk assessment and osteoporosis treatment disparities by race and gender.J Gen Intern Med.2009;24(8):956962.
  31. Melton LJ,Therneau TM,Larson DR.Long‐term trends in hip fracture prevalence: The influence of hip fracture incidence and survival.Osteoporos Int.1998;8(1):6874.
  32. Maestre A,Gil V,Gallego J,Aznar J,Mora A,Martin‐Hidalgo A.diagnostic accuracy of clinical criteria for identifying systolic and diastolic heart failure: Cross‐sectional study.J Eval Clin Pract.2009;15(1):5561.
References
  1. Melton LJ.Epidemiology of hip fractures: Implications of the exponential increase with age.Bone.1996;18(3 suppl):121S125S.
  2. Bueno H,Ross JS,Wang Y, et al.Trends in length of stay and short‐term outcomes among Medicare patients hospitalized for heart failure, 1993–2006.JAMA.2010;303(21):21412147.
  3. Koelling TM,Chen RS,Lubwama RN,L'Italien GJ,Eagle KA.The expanding national burden of heart failure in the United States: The influence of heart failure in women.Am Heart J.2004;147(1):7478.
  4. Fang J,Mensah GA,Croft JB,Keenan NL.Heart failure‐related hospitalization in the U.S., 1979 to 2004.J Am Coll Cardiol.2008;52(6):428434.
  5. van Diepen S,Majumdar SR,Bakal JA,McAlister FA,Ezekowitz JA.Heart failure is a risk factor for orthopedic fracture: A population‐based analysis of 16,294 patients.Circulation.2008;118(19):19461952.
  6. Sennerby U,Melhus H,Gedeborg R, et al.Cardiovascular diseases and risk of hip fracture.JAMA.2009;302(15):16661673.
  7. Nigwekar SU,Job AV,Kouides RW,Polashenski W.Effectiveness of hospitalist involvement in hip fracture management questioned.South Med J.2007;100(9):912913.
  8. Batsis JA,Phy MP,Melton LJ, et al.Effects of a hospitalist care model on mortality of elderly patients with hip fractures.J Hosp Med.2007;2(4):219225.
  9. Kannegaard PN,van der Mark S,Eiken P,Abrahamsen B.Excess mortality in men compared with women following a hip fracture. National analysis of comedications, comorbidity and survival.Age Ageing.2010;39(2):203209.
  10. Vestergaard P,Rejnmark L,Mosekilde L.Increased mortality in patients with a hip fracture—Effect of pre‐morbid conditions and post‐fracture complications.Osteoporos Int.2007;18(12):15831593.
  11. Fleisher LA,Beckman JA,Brown KA, et al.ACC/AHA 2007 guidelines on perioperative cardiovascular evaluation and care for noncardiac surgery: Executive summary: A report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Writing Committee to Revise the 2002 Guidelines on Perioperative Cardiovascular Evaluation for Noncardiac Surgery): Developed in collaboration with the American Society of Echocardiography, American Society of Nuclear Cardiology, Heart Rhythm Society, Society of Cardiovascular Anesthesiologists, Society for Cardiovascular Angiography and Interventions, Society for Vascular Medicine and Biology, and Society for Vascular Surgery.J Am Coll Cardiol.2007;50(17):17071732.
  12. Tosteson ANA,Gottlieb DJ,Radley DC,Fisher ES,Melton LJ.Excess mortality following hip fracture: The role of underlying health status.Osteoporos Int.2007;18(11):14631472.
  13. Giversen IM.Time trends of mortality after first hip fractures.Osteoporos Int.2007;18(6):721732.
  14. Hannan EL,Magaziner J,Wang JJ, et al.Mortality and locomotion 6 months after hospitalization for hip fracture: Risk factors and risk‐adjusted hospital outcomes.JAMA.2001;285(21):27362742.
  15. Meyer HE,Tverdal A,Falch JA,Pedersen JI.Factors associated with mortality after hip fracture.Osteoporos Int.2000;11(3):228232.
  16. Myers AH,Robinson EG,Natta MLV,Michelson JD,Collins K,Baker SP.Hip fractures among the elderly: Factors associated with in‐hospital mortality.Am J Epidemiol.1991;134(10):11281137.
  17. Melton LJ.History of the Rochester Epidemiology Project.Mayo Clin Proc.1996;71(3):266274.
  18. Melton LJ.The threat to medical‐records research.N Engl J Med.1997;337(20):14661470.
  19. McKee PA,Castelli WP,McNamara PM,Kannel WB.The natural history of congestive heart failure: The Framingham Study.N Engl J Med.1971;285(26):14411446.
  20. Lin DY,Wei LJ.The robust inference for the Cox proportional hazards model.J Am Stat Assoc.1989;84(408):10741078.
  21. Marks R.Hip fracture epidemiological trends, outcomes, and risk factors, 1970–2009.Int J Gen Med.2010;3:117.
  22. Wood M,Mantilla CB,Horlocker TT,Schroeder DR,Berry DJ,Brown DL.Frequency of myocardial infarction, pulmonary embolism, deep venous thrombosis, and death following primary hip or knee arthroplasty.Anesthesiology.2002;96(5):11401146.
  23. Roche JJW,Wenn RT,Sahota O,Moran CG.Effect of comorbidities and postoperative complications on mortality after hip fracture in elderly people: Prospective observational cohort study.BMJ.2005;331(7529):13741376.
  24. Bentler SE,Liu L,Obrizan M, et al.The aftermath of hip fracture: Discharge placement, functional status change, and mortality.Am J Epidemiol.2009;170(10):12901299.
  25. Wehren LE,Hawkes WG,Orwig DL,Hebel JR,Zimmerman SI,Magaziner J.Gender differences in mortality after hip fracture: The role of infection.J Bone Miner Res.2003;18(12):22312237.
  26. Center JR,Nguyen TV,Schneider D,Sambrook PN,Eisman JA.Mortality after all major types of osteoporotic fracture in men and women: An observational study.Lancet.1999;353(9156):878882.
  27. Robbins JA,Biggs ML,Cauley J.Adjusted mortality after hip fracture: From the Cardiovascular Health Study.J Am Geriatr Soc.2006;54(12):18851891.
  28. Haentjens P,Magaziner J,Colon‐Emeric CS, et al.Meta‐analysis: Excess mortality after hip fracture among older women and men.Ann Intern Med.2010;152(6):380390.
  29. Poór G,Atkinson EJ,O'Fallon WM,Melton LJ.Predictors of hip fractures in elderly men.J Bone Miner Res.1995;10(12):19001907.
  30. Curtis J,McClure L,Delzell E, et al.Population‐based fracture risk assessment and osteoporosis treatment disparities by race and gender.J Gen Intern Med.2009;24(8):956962.
  31. Melton LJ,Therneau TM,Larson DR.Long‐term trends in hip fracture prevalence: The influence of hip fracture incidence and survival.Osteoporos Int.1998;8(1):6874.
  32. Maestre A,Gil V,Gallego J,Aznar J,Mora A,Martin‐Hidalgo A.diagnostic accuracy of clinical criteria for identifying systolic and diastolic heart failure: Cross‐sectional study.J Eval Clin Pract.2009;15(1):5561.
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Journal of Hospital Medicine - 6(9)
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Journal of Hospital Medicine - 6(9)
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507-512
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507-512
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Impact of heart failure on hip fracture outcomes: A population‐based study
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Impact of heart failure on hip fracture outcomes: A population‐based study
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heart failure, postoperative evaluation and care, cardiovascular risk assessment
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heart failure, postoperative evaluation and care, cardiovascular risk assessment
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Division of Cardiovascular Diseases, Department of Internal Medicine, Mayo Clinic, 200 First Street SW, Rochester, MN 55905
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Health Literacy and Medication Use

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Health literacy and medication understanding among hospitalized adults

With the aging of the US population, complex medication regimens to treat multiple comorbidities are increasingly common.1 Nevertheless, patients often do not fully understand the instructions for safe and effective medication use. Aspects of medication understanding include knowledge of the drug indication, dose, frequency, and for certain medications, special instructions.2 Medication understanding is associated with better medication adherence, fewer drug‐related problems, and fewer emergency department visits.3 Among patients with chronic conditions, such as cardiovascular disease (CVD), understanding and adherence to the medication regimen are critical for successful disease control and clinical outcomes.4

Patients' understanding of their medication regimen is also vitally important upon admission to the hospital. Patients often are the main source of information for the admission medication history and subsequent medication reconciliation.5 Poor patient understanding of the preadmission medication regimen can contribute to errors in inpatient and postdischarge medication orders, and adversely affect patient safety.6 However, little research has examined patients' understanding of the preadmission medication regimen and factors that affect it.

In the outpatient setting, previous investigations have suggested that low health literacy, advanced age, and impaired cognitive function adversely affect patients' understanding of medication instructions.2, 7, 8 These studies were limited by a small sample size, single site, or focus on a specific population, such as inner‐city patients. Additionally, the measures used to assess medication understanding were time‐consuming and required patients' medications to be present for testing, thus limiting their utility.2

To address these gaps in the literature, we developed and implemented the Medication Understanding Questionnaire (MUQ), an original and relatively rapid measure that does not require patients' medications be present for testing. In a study of adults at 2 large teaching hospitals, we examined the association of health literacy, age, cognitive function, number of preadmission medications, and other factors on patients' understanding of their preadmission medication regimen. We hypothesized that lower health literacy would be independently associated with lower medication understanding as assessed using the MUQ.

METHODS

The present study was a cross‐sectional assessment conducted using baseline interview data from the Pharmacist Intervention for Low Literacy in Cardiovascular Disease (PILL‐CVD) Study (ClinicalTrials.gov Registration #NCT00632021; available at: http://clinicaltrials.gov/show/NCT00632021). The PILL‐CVD Study is a randomized controlled trial of a pharmacist‐based intervention, consisting of pharmacist‐assisted medication reconciliation, inpatient counseling, low‐literacy adherence aids, and postdischarge telephone follow‐up. It was conducted at 2 academic medical centersVanderbilt University Hospital (VUH) in Nashville, Tennessee, and Brigham and Women's Hospital (BWH) in Boston, Massachusetts.9 This study was approved by the Institutional Review Board at each site, and all participants provided written informed consent.

Population

The PILL‐CVD study protocol and eligibility criteria has been previously published.9 Briefly, patients were eligible if they were at least 18 years old and admitted with acute coronary syndrome or acute decompensated heart failure. Patients were excluded if they: were too ill to complete an interview; were not oriented to person, place, or time; had a corrected visual acuity worse than 20/200; had impaired hearing; could not communicate in English or Spanish; were not responsible for managing their own medications; had no phone; were unlikely to be discharged to home; were in police custody; or had been previously enrolled in the study. For the present analysis, we also excluded any patient who was not on at least 1 prescription medication prior to admission. Saline nasal spray, saline eye drops, herbal products, nutritional supplements, vitamins, and over the counter (OTC) lotions and creams were not counted as prescription medications. Oral medications available both OTC and by prescription (eg, aspirin, nonsteroidal anti‐inflammatory drugs, and acid reflux medications) were counted as prescription medications.

Measures

At enrollment, which was usually within 24 to 48 hours of admission, participants completed the short form of the Test of Functional Health Literacy in Adults (s‐TOFHLA) in English or Spanish,10 the Mini‐Cog test of cognition,11 and the Medication Understanding Questionnaire (MUQ), as well as demographic information. The number of prescription medications prior to hospital admission was abstracted from the best available reference listthat documented by the treating physicians in the electronic health record (EHR). The EHR at each site was a home‐grown system and included both inpatient and outpatient records, which facilitated physicians' documentation of the medication list.

The s‐TOFHLA consists of 2 short reading‐comprehension passages. Scores on the s‐TOFHLA range from 0 to 36, and can be categorized as inadequate (0‐16), marginal (17‐22), or adequate (23‐36) health literacy.10 The Mini‐Cog includes 3‐item recall and clock‐drawing tests. It provides a brief measure of cognitive function and performs well among patients with limited literacy or educational attainment.11 Scores range from 0 to 5, with a score <3 indicating possible dementia.

The MUQ was administered verbally and assessed patients' understanding of their own preadmission medication regimen. It was developed for this study, based on published measures of medication understanding.2, 12 To administer the MUQ, research assistants (RAs) accessed the patient's preadmission medication list from the EHR and used a random number table to select up to 5 prescription medications from the list. If the patient was taking 5 or fewer medications, all of their medications were selected. Saline nasal spray, saline eye drops, herbal products, nutritional supplements, vitamins, and OTC lotions and creams were excluded from testing. The RA provided the brand and generic name of each medication, and then asked the patient for the drug's purpose, strength per unit (eg, 20 mg tablet), number of units taken at a time (eg, 2 tablets), and dosing frequency (eg, twice a day). For drugs prescribed on an as‐needed basis, the RA asked patients for the maximum allowable dose and frequency. Patients were instructed to not refer to a medication list or bottles when responding. The RA documented the patient's responses on the MUQ, along with the dosing information from the EHR for each selected medication.

One clinical pharmacist (MM) scored all MUQ forms by applying a set of scoring rules. Each medication score could range from 0 to 3. The components of the score included indication (1 point), strength (0.5 point), units (0.5 point), and frequency (1 point). The patient's overall MUQ score was an average of the MUQ scores for each tested medication.

Statistical Analysis

We summarized patient characteristics, number of preadmission medications, and MUQ scores using median and interquartile range (IRQ) for continuous variables, and frequencies and proportions for categorical variables. We conducted proportional odds logistic regression (ordinal regression) to estimate the effect of s‐TOFHLA score, other patient characteristics, and number of medications on MUQ scores.13

Important covariates were selected a priori based on clinical significance. These included age (continuous), gender, patient self‐reported race (white, black, other nonwhite), Mini‐Cog score (continuous), primary language (English or Spanish), years of education (continuous), number of preadmission medications (continuous), income (ordinal categories), insurance type (categorical), and study site. Covariates with missing data (household income, health literacy, and years of education) were imputed using multiple imputation techniques.14 The relationship between number of preadmission medications and MUQ scores was found to be nonlinear, and it was modeled using restricted cubic splines.14 We also fit models which treated health literacy and cognition as categorical variables. Results are reported as odds ratios (OR) with 95% confidence intervals (CI). Wald tests were used to test for the statistical significance of predictor variables. Two‐sided P values less than 0.05 were considered statistically significant. All analyses were performed using statistical language R (R Foundation, available at: http://www.r‐project.org).

RESULTS

Baseline Characteristics

Among the 862 patients enrolled in PILL‐CVD, 790 (91.7 %) had at least 1 preadmission medication and were included in this analysis (Table 1). Forty‐seven percent were admitted to VUH (N = 373) and 53% to BWH (N = 417). The median age was 61 (interquartile range [IQR] 52, 71), 77% were white, and 57% were male. Inadequate or marginal health literacy was identified among 11% and 9% of patients, respectively. The median number of preadmission medications was 8 (IQR 5, 11). Patients excluded from the analysis for not having preadmission medications were similar to included patients, except they were more likely to be male (76% vs 57%) and less likely to have health insurance (23% self‐pay vs 4%). (Data available upon request.)

Baseline Patient Characteristics
CharacteristicN = 790
  • Abbreviations: IQR, interquartile range; s‐TOFHLA, Test of Functional Health Literacy in Adults.

  • Missing s‐TOFHLA, N = 19; missing household income, N = 4; missing years of school, N = 1.

Study hospital, N (%) 
Vanderbilt University Hospital373 (47.2)
Brigham and Women's Hospital417 (52.8)
Age in years, median (IQR)61 (52, 71)
Gender, N (%) 
Male452 (57.2)
Female338 (42.8)
Primary language, N (%) 
English779 (98.6)
Spanish11 (1.4)
Race, N (%) 
White610 (77.2)
Black or African American136 (17.2)
Other44 (5.6)
Health literacy, s‐TOFHLA score, median (IQR)33 (25, 35)
Health literacy, N (%)& 
Inadequate84 (10.6)
Marginal74 (9.4)
Adequate613 (77.6)
Mini‐Cog score, median (IQR)4 (3, 5)
Dementia, N (%) 
No692 (87.6)
Yes98 (12.4)
Number of medications, median (IQR)8 (5, 11)
Health insurance type, N (%) 
Medicaid74 (9.4)
Medicare337 (42.6)
Private334 (42.3)
Self‐pay35 (4.4)
Other10 (1.3)
Self‐reported household income, N (%)& 
<$10,00038 (4.8)
$10,000 to <$15,00045 (5.7)
$15,000 to <$20,00042 (5.3)
$20,000 to <$25,000105 (13.3)
$25,000 to <$35,00099 (12.5)
$35,000 to <$50,000112 (14.2)
$50,000 to <$75,000118 (14.9)
$75,000+227 (28.7)
Years of school, median (IQR)&14 (12, 16)

MUQ Scores

The MUQ was administered in approximately 5 minutes. The median MUQ score was 2.5 (IQR 2.2, 2.8) (Table 2); 16.3% of patients scored less than 2. Subjects typically achieved high scores for the domains of indication, units, and frequency, while scores on the strength domain were lower (median = 0.2 [IQR 0.1, 0.4], maximum possible = 0.5).

MUQ Scores and Components at Baseline Among 790 Patients Using at Least 1 Medication
 Median (IQR)
  • Abbreviations: MUQ, Medication Understanding Questionnaire.

  • Each medication score could range from 0 to 3. For each medication tested, the components of the score included indication (1 point), strength (0.5 point), units (0.5 point), and frequency (1 point). The patient's overall MUQ score was then the average of the MUQ scores for each medication.

No. of drugs tested5 (4, 5)
MUQ score*2.5 (2.2, 2.8)
Indication1.0 (0.8, 1.0)
Strength0.2 (0.1, 0.4)
Units0.5 (0.4, 0.5)
Frequency1.0 (0.8, 1.0)

Predictors of Medication Understanding

Unadjusted relationships of health literacy, cognition, and number of medications with medication understanding are shown in Figure 1 (panels A, B, and C, respectively). The figure demonstrates a linear relationship with both health literacy (Figure 1A) and cognition (Figure 1B), and a nonlinear relationship between number of preadmission medications and MUQ score (Figure 1C).

Figure 1
Unadjusted relationships of Medication Understanding Questionnaire (MUQ) scores with: (A) health literacy, (B) cognition, and (C) number of preadmission medications. Abbreviations: s‐TOFHLA, Test of Functional Health Literacy in Adults.

Adjusted relationships using imputed data for missing covariates are shown in Figure 2. Lower health literacy, cognitive impairment, male gender, and black race were independently associated with lower understanding of preadmission medications. Each 1 point increase in s‐TOFHLA or Mini‐Cog score led to an increase in medication understanding (OR = 1.04; 95% CI, 1.02 to 1.06; P = 0.0001; and OR = 1.24; 95% CI, 1.1 to 1.4; P = 0.001; respectively). Patients with marginal or inadequate health literacy had lower odds of understanding their regimen (OR = 0.53; 95% CI, 0.34 to 0.84; and OR = 0.49; 95% CI, 0.31 to 0.78, respectively) compared to those with adequate health literacy. Impaired cognitive function (Mini‐Cog score <3, indicating dementia) was also associated with lower odds of medication understanding (OR = 0.57; 95% CI, 0.38 to 0.86) compared to those with no cognitive impairment. An increase in the number of preadmission medications (up to 10) was also strongly associated with lower MUQ scores. For each increase by 1 medication, there was a significant decrease in medication understanding, up to 10 medications, beyond which understanding did not significantly decrease further. Patients on 6 medications were about half as likely to understand their medication regimen as patients on only 1 medication (OR = 0.52; 95% CI, 0.36 to 0.75). For patients on 11 medications, the odds of medication understanding were 24% lower than for patients on 6 medications (OR = 0.76; 95% CI, 0.65 to 0.89). Patients' age, years of schooling, and household income were not independently associated with medication understanding. Results were similar using data without multiple imputation.

Figure 2
Forest plot of the adjusted odds of a higher Medication Understanding Questionnaire (MUQ) score compared to an average patient. Odds ratios (OR) of <1 represent lower medication understanding; OR of >1 represent higher medication understanding. Model includes: age, gender, patient self‐reported race, Test of Functional Health Literacy in Adults (s‐TOFHLA) score, cognitive function, primary language, years of education, number of preadmission medications (nonlinear restricted cubic spline with 3 knots), income, insurance type, and study site. Diamonds represent point estimate, and shaded gray bars represent 95% confidence intervals.

Examples of Misunderstanding of Common Medications

Table 3 provides examples of incorrect patient responses for several commonly prescribed medications or drug classes, including aspirin, digoxin, nitroglycerin, and HMG‐CoA reductase inhibitors (statins). For aspirin, many patients were not aware of the strength. For digoxin, several participants reported splitting a higher‐strength pill to obtain the prescribed dose, which should not be done given the imprecision of splitting and narrow therapeutic index of this drug. Patients prescribed nitroglycerin sublingual tablets were commonly unable to report the correct dosing and frequency for angina treatment. Medications for cholesterol were often reported as being taken in the morning; this was scored strictly as a frequency error if the medication timing in the EHR was listed as evening or bedtime. We also identified many patients with poor understanding of opioid analgesics, particularly regarding their dosing and frequency.

Common Incorrect Responses for Frequent Medications and Resulting Error Code on MUQ
MedicationsCommon Incorrect ResponsesCorrect InformationCoded Error
  • Abbreviations: MUQ, Medication Understanding Questionnaire.

Aspirintablet twice a day1 tablet once a dayUnits and frequency
 I am not aware what aspirin I am taking81 mg once a dayStrength
 I am taking 6‐something every day81 mg once a dayStrength
 31 mg a day81 mg once a dayStrength
 180 mg a day81 mg once a dayStrength
 1 low‐dose daily325 mg once a dayStrength
 125 mg a day325 mg once a dayStrength
 I am taking it for my blood pressureHeart medicationIndication
Nitroglycerin sublingualAs needed, I have taken up to 4 a dayDissolve 1 tablet under the tongue, every 5 min as needed, up to 3 dosesFrequency
 As needed every 15 min Frequency
 As needed up to 4 doses every 10 min Frequency
 Dissolve couple units under the tongue, as needed Units and frequency
 As many as I want, every 5 min Frequency
Digoxintablet daily1 tablet dailyUnits
 1 tablet daily1 tablet every other dayFrequency
 I am taking it for my blood pressureHeart medicationIndication
HMG‐CoA reductase inhibitors1 tablet every morning1 tablet every eveningFrequency
 tablet twice a day1 tablet once a dayUnits and frequency
 I do not know the indicationHigh cholesterolIndication
Propoxyphene/acetaminophentablet as needed1 tablet every 4‐6 hr as neededUnits and frequency
Hydrocodone/acetaminophenI do not know the strength of this medication5 mg/500 mgStrength
 1 tablet as I need it1 tablet every 4‐6 hr as neededFrequency

DISCUSSION

We used a novel four‐component medication understanding questionnaire, developed for this study, to assess patients' understanding of up to 5 drugs selected randomly from the participant's preadmission medication list. The MUQ proved to be easy to administer by nonmedical staff within a short period of time (approximately 5 minutes per patient). It was well understood by patients. By limiting the assessment to 5 or fewer medications, the MUQ has a distinct advantage over existing measures of medication understanding that require testing the entire regimen. We did not find any limitations related to cutting off the assessment at 5 medications. In addition, this tool affords assessment of medication understanding without requiring medication bottles be present, enhancing its utility in the inpatient setting.

MUQ scores were associated with health literacy and other patient characteristics in an expected manner. We demonstrated that inadequate or marginal health literacy, as well as impaired cognitive function, were associated with low medication understanding. We also were able to demonstrate a relationship between increasing number of medications and lower medication understanding. Interestingly, in our patient population, understanding continued to decrease until reaching 10 medications, beyond which further increases in the number of medications had no additional detrimental effect on medication understanding. This nonlinear relationship between number of medications and medication understanding has potential implications for prescribing practice.

Our findings which utilize the MUQ among inpatients are consistent with prior literature in other settings.2, 7, 8 In a previous outpatient study, we identified that health literacy plays an important role in a patient's ability to successfully report and manage their daily medications.2 Other studies have also shown that patients with low health literacy have more difficulty understanding prescription drug information, and that they often experience medication‐related problems after hospital discharge.15, 16 The number and often the types of medications an individual takes have also been shown to increase the risk for adverse events and nonadherence to the treatment plan.1720 We postulate that this risk of adverse drug events is related at least in part to a patient's understanding of their medication regimen.

There are several limitations to this study. First, the MUQ did not assess certain aspects of medication understanding, such as knowledge of pill appearance or side effects, nor did it assess components of patients' actual drug‐taking behavior, such as organization of medications or behavioral cues. Thus, adaptive behaviors that patients may perform to improve their medication management, such as writing on labels or memory cues, are not captured by this test. Second, in administering and scoring the MUQ, we used the patient's preadmission medication list documented in the EHR as the reference standard. This was the best available reference list, and was generally accurate, as both hospitals had medication reconciliation systems in use at the time of the study21; nevertheless, it may contain inaccuracies. Documentation for certain medications, such as warfarin, in which dose can change frequently, often did not reflect the latest prescribed dose. In such cases, we scored the patient's answer as correct if the dose appeared reasonable and appropriate to the clinical pharmacist. As a result, a patient's MUQ score may have been overestimated in these cases.

Additional research will be needed to further validate the MUQ in other settings. In particular, studies should establish the relationship between the MUQ, serious medication errors after discharge, and potential to benefit from educational interventions. Also, as noted above, the nonlinear relationship between number of medications and medication understanding should be confirmed in other studies.

In conclusion, we demonstrated that patients with low health literacy, impaired cognition, or a higher number of medications had significantly poorer understanding of their preadmission medication regimen. These findings have important clinical implications. It would be appropriate to exercise greater caution when taking a medication history from patients who cannot readily provide the purpose, strength, units, and frequency of their medications. Attempts to validate the information obtained from patients with other sources of data, such as family members, inpatient or outpatient health records, and community pharmacy records should be considered. Patients at high risk for poor medication understanding, either measured directly using the MUQ or identified via risk factors such as polypharmacy, low cognition, or low health literacy, may warrant more intensive medication reconciliation interventions and/or educational counseling and follow‐up to prevent postdischarge adverse drug events. Further research is needed to determine if targeting these populations for interventions improves medication safety during transitions in care.

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References
  1. Wolff JL,Starfield B,Anderson G.Prevalence, expenditures, and complications of multiple chronic conditions in the elderly.Arch Intern Med.2002;162(20):22692276.
  2. Kripalani S,Henderson LE,Chiu EY,Robertson R,Kolm P,Jacobson TA.Predictors of medication self‐management skill in a low‐literacy population.J Gen Intern Med.2006;21(8):852856.
  3. Osterberg L,Blaschke T.Adherence to medication.N Engl J Med.2005;353(5):487497.
  4. Ho PM,Bryson CL,Rumsfeld JS.Medication adherence: its importance in cardiovascular outcomes.Circulation.2009;119(23):30283035.
  5. Pippins JR,Gandhi TK,Hamann C, et al.Classifying and predicting errors of inpatient medication reconciliation.J Gen Intern Med.2008;23(9):14141422.
  6. Tsilimingras D,Bates DW.Addressing postdischarge adverse events: a neglected area.Jt Comm J Qual Patient Saf.2008;34(2):8597.
  7. Edelberg HK,Shallenberger E,Wei JY.Medication management capacity in highly functioning community‐living older adults: detection of early deficits.J Am Geriatr Soc.1999;47(5):592596.
  8. Spiers MV,Kutzik DM,Lamar M.Variation in medication understanding among the elderly.Am J Health‐Syst Pharm.2004;61(4):373380.
  9. Schnipper JL,Roumie CL,Cawthon C, et al.The rationale and design of the Pharmacist Intervention for Low Literacy in Cardiovascular Disease (PILL‐CVD) study.Circ Cardiovasc Qual Outcomes.2010;3:212219.
  10. Nurss JR,Parker RM,Williams MV,Baker DW.Short Test of Functional Health Literacy in Adults.Snow Camp, NC:Peppercorn Books and Press;1998.
  11. Borson S,Scanlan JM,Watanabe J,Tu SP,Lessig M.Simplifying detection of cognitive impairment: comparison of the Mini‐Cog and Mini‐Mental State Examination in a multiethnic sample.J Am Geriatr Soc.2005;53(5):871874.
  12. Farris KB,Phillips BB.Instruments assessing capacity to manage medications.Ann Pharmacother.2008;42(7):10261036.
  13. Walker SH,Duncan DB.Estimation of the probability of an event as a function of several independent variables.Biometrika.1967;54(1):167179.
  14. Harrell FE,Shih YC.Using full probability models to compute probabilities of actual interest to decision makers.Int J Technol Assess Health Care.2001;17(1):1726.
  15. Davis TC,Wolf MS,Bass PF, et al.Literacy and misunderstanding prescription drug labels.Ann Intern Med.2006;145(12):887894.
  16. Kripalani S,Henderson LE,Jacobson TA,Vaccarino V.Medication use among inner‐city patients after hospital discharge: patient reported barriers and solutions.Mayo Clin Proc.2008;83(5):529535.
  17. Budnitz DS,Pollock DA,Weidenbach KN,Mendelsohn AB,Schroeder TJ,Annest JL.National surveillance of emergency department visits for outpatient adverse drug events.JAMA.2006;296(15):18581866.
  18. Budnitz DS,Shehab N,Kegler SR,Richards CL.Medication use leading to emergency department visits for adverse drug events in older adults.Ann Intern Med.2007;147(11):755765.
  19. Forster AJ,Murff HJ,Peterson JF,Gandhi TK,Bates DW.Adverse drug events occurring following hospital discharge.J Gen Intern Med.2005;20:317323.
  20. Gandhi TK,Weingart SN,Borus J, et al.Adverse drug events in ambulatory care.N Engl J Med.2003;348(16):15561564.
  21. Schnipper JL,Hamann C,Ndumele CD, et al.Effect of an electronic medication reconciliation application and process redesign on potential adverse drug events: a cluster‐randomized trial.Arch Intern Med.2009;169(8):771780.
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With the aging of the US population, complex medication regimens to treat multiple comorbidities are increasingly common.1 Nevertheless, patients often do not fully understand the instructions for safe and effective medication use. Aspects of medication understanding include knowledge of the drug indication, dose, frequency, and for certain medications, special instructions.2 Medication understanding is associated with better medication adherence, fewer drug‐related problems, and fewer emergency department visits.3 Among patients with chronic conditions, such as cardiovascular disease (CVD), understanding and adherence to the medication regimen are critical for successful disease control and clinical outcomes.4

Patients' understanding of their medication regimen is also vitally important upon admission to the hospital. Patients often are the main source of information for the admission medication history and subsequent medication reconciliation.5 Poor patient understanding of the preadmission medication regimen can contribute to errors in inpatient and postdischarge medication orders, and adversely affect patient safety.6 However, little research has examined patients' understanding of the preadmission medication regimen and factors that affect it.

In the outpatient setting, previous investigations have suggested that low health literacy, advanced age, and impaired cognitive function adversely affect patients' understanding of medication instructions.2, 7, 8 These studies were limited by a small sample size, single site, or focus on a specific population, such as inner‐city patients. Additionally, the measures used to assess medication understanding were time‐consuming and required patients' medications to be present for testing, thus limiting their utility.2

To address these gaps in the literature, we developed and implemented the Medication Understanding Questionnaire (MUQ), an original and relatively rapid measure that does not require patients' medications be present for testing. In a study of adults at 2 large teaching hospitals, we examined the association of health literacy, age, cognitive function, number of preadmission medications, and other factors on patients' understanding of their preadmission medication regimen. We hypothesized that lower health literacy would be independently associated with lower medication understanding as assessed using the MUQ.

METHODS

The present study was a cross‐sectional assessment conducted using baseline interview data from the Pharmacist Intervention for Low Literacy in Cardiovascular Disease (PILL‐CVD) Study (ClinicalTrials.gov Registration #NCT00632021; available at: http://clinicaltrials.gov/show/NCT00632021). The PILL‐CVD Study is a randomized controlled trial of a pharmacist‐based intervention, consisting of pharmacist‐assisted medication reconciliation, inpatient counseling, low‐literacy adherence aids, and postdischarge telephone follow‐up. It was conducted at 2 academic medical centersVanderbilt University Hospital (VUH) in Nashville, Tennessee, and Brigham and Women's Hospital (BWH) in Boston, Massachusetts.9 This study was approved by the Institutional Review Board at each site, and all participants provided written informed consent.

Population

The PILL‐CVD study protocol and eligibility criteria has been previously published.9 Briefly, patients were eligible if they were at least 18 years old and admitted with acute coronary syndrome or acute decompensated heart failure. Patients were excluded if they: were too ill to complete an interview; were not oriented to person, place, or time; had a corrected visual acuity worse than 20/200; had impaired hearing; could not communicate in English or Spanish; were not responsible for managing their own medications; had no phone; were unlikely to be discharged to home; were in police custody; or had been previously enrolled in the study. For the present analysis, we also excluded any patient who was not on at least 1 prescription medication prior to admission. Saline nasal spray, saline eye drops, herbal products, nutritional supplements, vitamins, and over the counter (OTC) lotions and creams were not counted as prescription medications. Oral medications available both OTC and by prescription (eg, aspirin, nonsteroidal anti‐inflammatory drugs, and acid reflux medications) were counted as prescription medications.

Measures

At enrollment, which was usually within 24 to 48 hours of admission, participants completed the short form of the Test of Functional Health Literacy in Adults (s‐TOFHLA) in English or Spanish,10 the Mini‐Cog test of cognition,11 and the Medication Understanding Questionnaire (MUQ), as well as demographic information. The number of prescription medications prior to hospital admission was abstracted from the best available reference listthat documented by the treating physicians in the electronic health record (EHR). The EHR at each site was a home‐grown system and included both inpatient and outpatient records, which facilitated physicians' documentation of the medication list.

The s‐TOFHLA consists of 2 short reading‐comprehension passages. Scores on the s‐TOFHLA range from 0 to 36, and can be categorized as inadequate (0‐16), marginal (17‐22), or adequate (23‐36) health literacy.10 The Mini‐Cog includes 3‐item recall and clock‐drawing tests. It provides a brief measure of cognitive function and performs well among patients with limited literacy or educational attainment.11 Scores range from 0 to 5, with a score <3 indicating possible dementia.

The MUQ was administered verbally and assessed patients' understanding of their own preadmission medication regimen. It was developed for this study, based on published measures of medication understanding.2, 12 To administer the MUQ, research assistants (RAs) accessed the patient's preadmission medication list from the EHR and used a random number table to select up to 5 prescription medications from the list. If the patient was taking 5 or fewer medications, all of their medications were selected. Saline nasal spray, saline eye drops, herbal products, nutritional supplements, vitamins, and OTC lotions and creams were excluded from testing. The RA provided the brand and generic name of each medication, and then asked the patient for the drug's purpose, strength per unit (eg, 20 mg tablet), number of units taken at a time (eg, 2 tablets), and dosing frequency (eg, twice a day). For drugs prescribed on an as‐needed basis, the RA asked patients for the maximum allowable dose and frequency. Patients were instructed to not refer to a medication list or bottles when responding. The RA documented the patient's responses on the MUQ, along with the dosing information from the EHR for each selected medication.

One clinical pharmacist (MM) scored all MUQ forms by applying a set of scoring rules. Each medication score could range from 0 to 3. The components of the score included indication (1 point), strength (0.5 point), units (0.5 point), and frequency (1 point). The patient's overall MUQ score was an average of the MUQ scores for each tested medication.

Statistical Analysis

We summarized patient characteristics, number of preadmission medications, and MUQ scores using median and interquartile range (IRQ) for continuous variables, and frequencies and proportions for categorical variables. We conducted proportional odds logistic regression (ordinal regression) to estimate the effect of s‐TOFHLA score, other patient characteristics, and number of medications on MUQ scores.13

Important covariates were selected a priori based on clinical significance. These included age (continuous), gender, patient self‐reported race (white, black, other nonwhite), Mini‐Cog score (continuous), primary language (English or Spanish), years of education (continuous), number of preadmission medications (continuous), income (ordinal categories), insurance type (categorical), and study site. Covariates with missing data (household income, health literacy, and years of education) were imputed using multiple imputation techniques.14 The relationship between number of preadmission medications and MUQ scores was found to be nonlinear, and it was modeled using restricted cubic splines.14 We also fit models which treated health literacy and cognition as categorical variables. Results are reported as odds ratios (OR) with 95% confidence intervals (CI). Wald tests were used to test for the statistical significance of predictor variables. Two‐sided P values less than 0.05 were considered statistically significant. All analyses were performed using statistical language R (R Foundation, available at: http://www.r‐project.org).

RESULTS

Baseline Characteristics

Among the 862 patients enrolled in PILL‐CVD, 790 (91.7 %) had at least 1 preadmission medication and were included in this analysis (Table 1). Forty‐seven percent were admitted to VUH (N = 373) and 53% to BWH (N = 417). The median age was 61 (interquartile range [IQR] 52, 71), 77% were white, and 57% were male. Inadequate or marginal health literacy was identified among 11% and 9% of patients, respectively. The median number of preadmission medications was 8 (IQR 5, 11). Patients excluded from the analysis for not having preadmission medications were similar to included patients, except they were more likely to be male (76% vs 57%) and less likely to have health insurance (23% self‐pay vs 4%). (Data available upon request.)

Baseline Patient Characteristics
CharacteristicN = 790
  • Abbreviations: IQR, interquartile range; s‐TOFHLA, Test of Functional Health Literacy in Adults.

  • Missing s‐TOFHLA, N = 19; missing household income, N = 4; missing years of school, N = 1.

Study hospital, N (%) 
Vanderbilt University Hospital373 (47.2)
Brigham and Women's Hospital417 (52.8)
Age in years, median (IQR)61 (52, 71)
Gender, N (%) 
Male452 (57.2)
Female338 (42.8)
Primary language, N (%) 
English779 (98.6)
Spanish11 (1.4)
Race, N (%) 
White610 (77.2)
Black or African American136 (17.2)
Other44 (5.6)
Health literacy, s‐TOFHLA score, median (IQR)33 (25, 35)
Health literacy, N (%)& 
Inadequate84 (10.6)
Marginal74 (9.4)
Adequate613 (77.6)
Mini‐Cog score, median (IQR)4 (3, 5)
Dementia, N (%) 
No692 (87.6)
Yes98 (12.4)
Number of medications, median (IQR)8 (5, 11)
Health insurance type, N (%) 
Medicaid74 (9.4)
Medicare337 (42.6)
Private334 (42.3)
Self‐pay35 (4.4)
Other10 (1.3)
Self‐reported household income, N (%)& 
<$10,00038 (4.8)
$10,000 to <$15,00045 (5.7)
$15,000 to <$20,00042 (5.3)
$20,000 to <$25,000105 (13.3)
$25,000 to <$35,00099 (12.5)
$35,000 to <$50,000112 (14.2)
$50,000 to <$75,000118 (14.9)
$75,000+227 (28.7)
Years of school, median (IQR)&14 (12, 16)

MUQ Scores

The MUQ was administered in approximately 5 minutes. The median MUQ score was 2.5 (IQR 2.2, 2.8) (Table 2); 16.3% of patients scored less than 2. Subjects typically achieved high scores for the domains of indication, units, and frequency, while scores on the strength domain were lower (median = 0.2 [IQR 0.1, 0.4], maximum possible = 0.5).

MUQ Scores and Components at Baseline Among 790 Patients Using at Least 1 Medication
 Median (IQR)
  • Abbreviations: MUQ, Medication Understanding Questionnaire.

  • Each medication score could range from 0 to 3. For each medication tested, the components of the score included indication (1 point), strength (0.5 point), units (0.5 point), and frequency (1 point). The patient's overall MUQ score was then the average of the MUQ scores for each medication.

No. of drugs tested5 (4, 5)
MUQ score*2.5 (2.2, 2.8)
Indication1.0 (0.8, 1.0)
Strength0.2 (0.1, 0.4)
Units0.5 (0.4, 0.5)
Frequency1.0 (0.8, 1.0)

Predictors of Medication Understanding

Unadjusted relationships of health literacy, cognition, and number of medications with medication understanding are shown in Figure 1 (panels A, B, and C, respectively). The figure demonstrates a linear relationship with both health literacy (Figure 1A) and cognition (Figure 1B), and a nonlinear relationship between number of preadmission medications and MUQ score (Figure 1C).

Figure 1
Unadjusted relationships of Medication Understanding Questionnaire (MUQ) scores with: (A) health literacy, (B) cognition, and (C) number of preadmission medications. Abbreviations: s‐TOFHLA, Test of Functional Health Literacy in Adults.

Adjusted relationships using imputed data for missing covariates are shown in Figure 2. Lower health literacy, cognitive impairment, male gender, and black race were independently associated with lower understanding of preadmission medications. Each 1 point increase in s‐TOFHLA or Mini‐Cog score led to an increase in medication understanding (OR = 1.04; 95% CI, 1.02 to 1.06; P = 0.0001; and OR = 1.24; 95% CI, 1.1 to 1.4; P = 0.001; respectively). Patients with marginal or inadequate health literacy had lower odds of understanding their regimen (OR = 0.53; 95% CI, 0.34 to 0.84; and OR = 0.49; 95% CI, 0.31 to 0.78, respectively) compared to those with adequate health literacy. Impaired cognitive function (Mini‐Cog score <3, indicating dementia) was also associated with lower odds of medication understanding (OR = 0.57; 95% CI, 0.38 to 0.86) compared to those with no cognitive impairment. An increase in the number of preadmission medications (up to 10) was also strongly associated with lower MUQ scores. For each increase by 1 medication, there was a significant decrease in medication understanding, up to 10 medications, beyond which understanding did not significantly decrease further. Patients on 6 medications were about half as likely to understand their medication regimen as patients on only 1 medication (OR = 0.52; 95% CI, 0.36 to 0.75). For patients on 11 medications, the odds of medication understanding were 24% lower than for patients on 6 medications (OR = 0.76; 95% CI, 0.65 to 0.89). Patients' age, years of schooling, and household income were not independently associated with medication understanding. Results were similar using data without multiple imputation.

Figure 2
Forest plot of the adjusted odds of a higher Medication Understanding Questionnaire (MUQ) score compared to an average patient. Odds ratios (OR) of <1 represent lower medication understanding; OR of >1 represent higher medication understanding. Model includes: age, gender, patient self‐reported race, Test of Functional Health Literacy in Adults (s‐TOFHLA) score, cognitive function, primary language, years of education, number of preadmission medications (nonlinear restricted cubic spline with 3 knots), income, insurance type, and study site. Diamonds represent point estimate, and shaded gray bars represent 95% confidence intervals.

Examples of Misunderstanding of Common Medications

Table 3 provides examples of incorrect patient responses for several commonly prescribed medications or drug classes, including aspirin, digoxin, nitroglycerin, and HMG‐CoA reductase inhibitors (statins). For aspirin, many patients were not aware of the strength. For digoxin, several participants reported splitting a higher‐strength pill to obtain the prescribed dose, which should not be done given the imprecision of splitting and narrow therapeutic index of this drug. Patients prescribed nitroglycerin sublingual tablets were commonly unable to report the correct dosing and frequency for angina treatment. Medications for cholesterol were often reported as being taken in the morning; this was scored strictly as a frequency error if the medication timing in the EHR was listed as evening or bedtime. We also identified many patients with poor understanding of opioid analgesics, particularly regarding their dosing and frequency.

Common Incorrect Responses for Frequent Medications and Resulting Error Code on MUQ
MedicationsCommon Incorrect ResponsesCorrect InformationCoded Error
  • Abbreviations: MUQ, Medication Understanding Questionnaire.

Aspirintablet twice a day1 tablet once a dayUnits and frequency
 I am not aware what aspirin I am taking81 mg once a dayStrength
 I am taking 6‐something every day81 mg once a dayStrength
 31 mg a day81 mg once a dayStrength
 180 mg a day81 mg once a dayStrength
 1 low‐dose daily325 mg once a dayStrength
 125 mg a day325 mg once a dayStrength
 I am taking it for my blood pressureHeart medicationIndication
Nitroglycerin sublingualAs needed, I have taken up to 4 a dayDissolve 1 tablet under the tongue, every 5 min as needed, up to 3 dosesFrequency
 As needed every 15 min Frequency
 As needed up to 4 doses every 10 min Frequency
 Dissolve couple units under the tongue, as needed Units and frequency
 As many as I want, every 5 min Frequency
Digoxintablet daily1 tablet dailyUnits
 1 tablet daily1 tablet every other dayFrequency
 I am taking it for my blood pressureHeart medicationIndication
HMG‐CoA reductase inhibitors1 tablet every morning1 tablet every eveningFrequency
 tablet twice a day1 tablet once a dayUnits and frequency
 I do not know the indicationHigh cholesterolIndication
Propoxyphene/acetaminophentablet as needed1 tablet every 4‐6 hr as neededUnits and frequency
Hydrocodone/acetaminophenI do not know the strength of this medication5 mg/500 mgStrength
 1 tablet as I need it1 tablet every 4‐6 hr as neededFrequency

DISCUSSION

We used a novel four‐component medication understanding questionnaire, developed for this study, to assess patients' understanding of up to 5 drugs selected randomly from the participant's preadmission medication list. The MUQ proved to be easy to administer by nonmedical staff within a short period of time (approximately 5 minutes per patient). It was well understood by patients. By limiting the assessment to 5 or fewer medications, the MUQ has a distinct advantage over existing measures of medication understanding that require testing the entire regimen. We did not find any limitations related to cutting off the assessment at 5 medications. In addition, this tool affords assessment of medication understanding without requiring medication bottles be present, enhancing its utility in the inpatient setting.

MUQ scores were associated with health literacy and other patient characteristics in an expected manner. We demonstrated that inadequate or marginal health literacy, as well as impaired cognitive function, were associated with low medication understanding. We also were able to demonstrate a relationship between increasing number of medications and lower medication understanding. Interestingly, in our patient population, understanding continued to decrease until reaching 10 medications, beyond which further increases in the number of medications had no additional detrimental effect on medication understanding. This nonlinear relationship between number of medications and medication understanding has potential implications for prescribing practice.

Our findings which utilize the MUQ among inpatients are consistent with prior literature in other settings.2, 7, 8 In a previous outpatient study, we identified that health literacy plays an important role in a patient's ability to successfully report and manage their daily medications.2 Other studies have also shown that patients with low health literacy have more difficulty understanding prescription drug information, and that they often experience medication‐related problems after hospital discharge.15, 16 The number and often the types of medications an individual takes have also been shown to increase the risk for adverse events and nonadherence to the treatment plan.1720 We postulate that this risk of adverse drug events is related at least in part to a patient's understanding of their medication regimen.

There are several limitations to this study. First, the MUQ did not assess certain aspects of medication understanding, such as knowledge of pill appearance or side effects, nor did it assess components of patients' actual drug‐taking behavior, such as organization of medications or behavioral cues. Thus, adaptive behaviors that patients may perform to improve their medication management, such as writing on labels or memory cues, are not captured by this test. Second, in administering and scoring the MUQ, we used the patient's preadmission medication list documented in the EHR as the reference standard. This was the best available reference list, and was generally accurate, as both hospitals had medication reconciliation systems in use at the time of the study21; nevertheless, it may contain inaccuracies. Documentation for certain medications, such as warfarin, in which dose can change frequently, often did not reflect the latest prescribed dose. In such cases, we scored the patient's answer as correct if the dose appeared reasonable and appropriate to the clinical pharmacist. As a result, a patient's MUQ score may have been overestimated in these cases.

Additional research will be needed to further validate the MUQ in other settings. In particular, studies should establish the relationship between the MUQ, serious medication errors after discharge, and potential to benefit from educational interventions. Also, as noted above, the nonlinear relationship between number of medications and medication understanding should be confirmed in other studies.

In conclusion, we demonstrated that patients with low health literacy, impaired cognition, or a higher number of medications had significantly poorer understanding of their preadmission medication regimen. These findings have important clinical implications. It would be appropriate to exercise greater caution when taking a medication history from patients who cannot readily provide the purpose, strength, units, and frequency of their medications. Attempts to validate the information obtained from patients with other sources of data, such as family members, inpatient or outpatient health records, and community pharmacy records should be considered. Patients at high risk for poor medication understanding, either measured directly using the MUQ or identified via risk factors such as polypharmacy, low cognition, or low health literacy, may warrant more intensive medication reconciliation interventions and/or educational counseling and follow‐up to prevent postdischarge adverse drug events. Further research is needed to determine if targeting these populations for interventions improves medication safety during transitions in care.

With the aging of the US population, complex medication regimens to treat multiple comorbidities are increasingly common.1 Nevertheless, patients often do not fully understand the instructions for safe and effective medication use. Aspects of medication understanding include knowledge of the drug indication, dose, frequency, and for certain medications, special instructions.2 Medication understanding is associated with better medication adherence, fewer drug‐related problems, and fewer emergency department visits.3 Among patients with chronic conditions, such as cardiovascular disease (CVD), understanding and adherence to the medication regimen are critical for successful disease control and clinical outcomes.4

Patients' understanding of their medication regimen is also vitally important upon admission to the hospital. Patients often are the main source of information for the admission medication history and subsequent medication reconciliation.5 Poor patient understanding of the preadmission medication regimen can contribute to errors in inpatient and postdischarge medication orders, and adversely affect patient safety.6 However, little research has examined patients' understanding of the preadmission medication regimen and factors that affect it.

In the outpatient setting, previous investigations have suggested that low health literacy, advanced age, and impaired cognitive function adversely affect patients' understanding of medication instructions.2, 7, 8 These studies were limited by a small sample size, single site, or focus on a specific population, such as inner‐city patients. Additionally, the measures used to assess medication understanding were time‐consuming and required patients' medications to be present for testing, thus limiting their utility.2

To address these gaps in the literature, we developed and implemented the Medication Understanding Questionnaire (MUQ), an original and relatively rapid measure that does not require patients' medications be present for testing. In a study of adults at 2 large teaching hospitals, we examined the association of health literacy, age, cognitive function, number of preadmission medications, and other factors on patients' understanding of their preadmission medication regimen. We hypothesized that lower health literacy would be independently associated with lower medication understanding as assessed using the MUQ.

METHODS

The present study was a cross‐sectional assessment conducted using baseline interview data from the Pharmacist Intervention for Low Literacy in Cardiovascular Disease (PILL‐CVD) Study (ClinicalTrials.gov Registration #NCT00632021; available at: http://clinicaltrials.gov/show/NCT00632021). The PILL‐CVD Study is a randomized controlled trial of a pharmacist‐based intervention, consisting of pharmacist‐assisted medication reconciliation, inpatient counseling, low‐literacy adherence aids, and postdischarge telephone follow‐up. It was conducted at 2 academic medical centersVanderbilt University Hospital (VUH) in Nashville, Tennessee, and Brigham and Women's Hospital (BWH) in Boston, Massachusetts.9 This study was approved by the Institutional Review Board at each site, and all participants provided written informed consent.

Population

The PILL‐CVD study protocol and eligibility criteria has been previously published.9 Briefly, patients were eligible if they were at least 18 years old and admitted with acute coronary syndrome or acute decompensated heart failure. Patients were excluded if they: were too ill to complete an interview; were not oriented to person, place, or time; had a corrected visual acuity worse than 20/200; had impaired hearing; could not communicate in English or Spanish; were not responsible for managing their own medications; had no phone; were unlikely to be discharged to home; were in police custody; or had been previously enrolled in the study. For the present analysis, we also excluded any patient who was not on at least 1 prescription medication prior to admission. Saline nasal spray, saline eye drops, herbal products, nutritional supplements, vitamins, and over the counter (OTC) lotions and creams were not counted as prescription medications. Oral medications available both OTC and by prescription (eg, aspirin, nonsteroidal anti‐inflammatory drugs, and acid reflux medications) were counted as prescription medications.

Measures

At enrollment, which was usually within 24 to 48 hours of admission, participants completed the short form of the Test of Functional Health Literacy in Adults (s‐TOFHLA) in English or Spanish,10 the Mini‐Cog test of cognition,11 and the Medication Understanding Questionnaire (MUQ), as well as demographic information. The number of prescription medications prior to hospital admission was abstracted from the best available reference listthat documented by the treating physicians in the electronic health record (EHR). The EHR at each site was a home‐grown system and included both inpatient and outpatient records, which facilitated physicians' documentation of the medication list.

The s‐TOFHLA consists of 2 short reading‐comprehension passages. Scores on the s‐TOFHLA range from 0 to 36, and can be categorized as inadequate (0‐16), marginal (17‐22), or adequate (23‐36) health literacy.10 The Mini‐Cog includes 3‐item recall and clock‐drawing tests. It provides a brief measure of cognitive function and performs well among patients with limited literacy or educational attainment.11 Scores range from 0 to 5, with a score <3 indicating possible dementia.

The MUQ was administered verbally and assessed patients' understanding of their own preadmission medication regimen. It was developed for this study, based on published measures of medication understanding.2, 12 To administer the MUQ, research assistants (RAs) accessed the patient's preadmission medication list from the EHR and used a random number table to select up to 5 prescription medications from the list. If the patient was taking 5 or fewer medications, all of their medications were selected. Saline nasal spray, saline eye drops, herbal products, nutritional supplements, vitamins, and OTC lotions and creams were excluded from testing. The RA provided the brand and generic name of each medication, and then asked the patient for the drug's purpose, strength per unit (eg, 20 mg tablet), number of units taken at a time (eg, 2 tablets), and dosing frequency (eg, twice a day). For drugs prescribed on an as‐needed basis, the RA asked patients for the maximum allowable dose and frequency. Patients were instructed to not refer to a medication list or bottles when responding. The RA documented the patient's responses on the MUQ, along with the dosing information from the EHR for each selected medication.

One clinical pharmacist (MM) scored all MUQ forms by applying a set of scoring rules. Each medication score could range from 0 to 3. The components of the score included indication (1 point), strength (0.5 point), units (0.5 point), and frequency (1 point). The patient's overall MUQ score was an average of the MUQ scores for each tested medication.

Statistical Analysis

We summarized patient characteristics, number of preadmission medications, and MUQ scores using median and interquartile range (IRQ) for continuous variables, and frequencies and proportions for categorical variables. We conducted proportional odds logistic regression (ordinal regression) to estimate the effect of s‐TOFHLA score, other patient characteristics, and number of medications on MUQ scores.13

Important covariates were selected a priori based on clinical significance. These included age (continuous), gender, patient self‐reported race (white, black, other nonwhite), Mini‐Cog score (continuous), primary language (English or Spanish), years of education (continuous), number of preadmission medications (continuous), income (ordinal categories), insurance type (categorical), and study site. Covariates with missing data (household income, health literacy, and years of education) were imputed using multiple imputation techniques.14 The relationship between number of preadmission medications and MUQ scores was found to be nonlinear, and it was modeled using restricted cubic splines.14 We also fit models which treated health literacy and cognition as categorical variables. Results are reported as odds ratios (OR) with 95% confidence intervals (CI). Wald tests were used to test for the statistical significance of predictor variables. Two‐sided P values less than 0.05 were considered statistically significant. All analyses were performed using statistical language R (R Foundation, available at: http://www.r‐project.org).

RESULTS

Baseline Characteristics

Among the 862 patients enrolled in PILL‐CVD, 790 (91.7 %) had at least 1 preadmission medication and were included in this analysis (Table 1). Forty‐seven percent were admitted to VUH (N = 373) and 53% to BWH (N = 417). The median age was 61 (interquartile range [IQR] 52, 71), 77% were white, and 57% were male. Inadequate or marginal health literacy was identified among 11% and 9% of patients, respectively. The median number of preadmission medications was 8 (IQR 5, 11). Patients excluded from the analysis for not having preadmission medications were similar to included patients, except they were more likely to be male (76% vs 57%) and less likely to have health insurance (23% self‐pay vs 4%). (Data available upon request.)

Baseline Patient Characteristics
CharacteristicN = 790
  • Abbreviations: IQR, interquartile range; s‐TOFHLA, Test of Functional Health Literacy in Adults.

  • Missing s‐TOFHLA, N = 19; missing household income, N = 4; missing years of school, N = 1.

Study hospital, N (%) 
Vanderbilt University Hospital373 (47.2)
Brigham and Women's Hospital417 (52.8)
Age in years, median (IQR)61 (52, 71)
Gender, N (%) 
Male452 (57.2)
Female338 (42.8)
Primary language, N (%) 
English779 (98.6)
Spanish11 (1.4)
Race, N (%) 
White610 (77.2)
Black or African American136 (17.2)
Other44 (5.6)
Health literacy, s‐TOFHLA score, median (IQR)33 (25, 35)
Health literacy, N (%)& 
Inadequate84 (10.6)
Marginal74 (9.4)
Adequate613 (77.6)
Mini‐Cog score, median (IQR)4 (3, 5)
Dementia, N (%) 
No692 (87.6)
Yes98 (12.4)
Number of medications, median (IQR)8 (5, 11)
Health insurance type, N (%) 
Medicaid74 (9.4)
Medicare337 (42.6)
Private334 (42.3)
Self‐pay35 (4.4)
Other10 (1.3)
Self‐reported household income, N (%)& 
<$10,00038 (4.8)
$10,000 to <$15,00045 (5.7)
$15,000 to <$20,00042 (5.3)
$20,000 to <$25,000105 (13.3)
$25,000 to <$35,00099 (12.5)
$35,000 to <$50,000112 (14.2)
$50,000 to <$75,000118 (14.9)
$75,000+227 (28.7)
Years of school, median (IQR)&14 (12, 16)

MUQ Scores

The MUQ was administered in approximately 5 minutes. The median MUQ score was 2.5 (IQR 2.2, 2.8) (Table 2); 16.3% of patients scored less than 2. Subjects typically achieved high scores for the domains of indication, units, and frequency, while scores on the strength domain were lower (median = 0.2 [IQR 0.1, 0.4], maximum possible = 0.5).

MUQ Scores and Components at Baseline Among 790 Patients Using at Least 1 Medication
 Median (IQR)
  • Abbreviations: MUQ, Medication Understanding Questionnaire.

  • Each medication score could range from 0 to 3. For each medication tested, the components of the score included indication (1 point), strength (0.5 point), units (0.5 point), and frequency (1 point). The patient's overall MUQ score was then the average of the MUQ scores for each medication.

No. of drugs tested5 (4, 5)
MUQ score*2.5 (2.2, 2.8)
Indication1.0 (0.8, 1.0)
Strength0.2 (0.1, 0.4)
Units0.5 (0.4, 0.5)
Frequency1.0 (0.8, 1.0)

Predictors of Medication Understanding

Unadjusted relationships of health literacy, cognition, and number of medications with medication understanding are shown in Figure 1 (panels A, B, and C, respectively). The figure demonstrates a linear relationship with both health literacy (Figure 1A) and cognition (Figure 1B), and a nonlinear relationship between number of preadmission medications and MUQ score (Figure 1C).

Figure 1
Unadjusted relationships of Medication Understanding Questionnaire (MUQ) scores with: (A) health literacy, (B) cognition, and (C) number of preadmission medications. Abbreviations: s‐TOFHLA, Test of Functional Health Literacy in Adults.

Adjusted relationships using imputed data for missing covariates are shown in Figure 2. Lower health literacy, cognitive impairment, male gender, and black race were independently associated with lower understanding of preadmission medications. Each 1 point increase in s‐TOFHLA or Mini‐Cog score led to an increase in medication understanding (OR = 1.04; 95% CI, 1.02 to 1.06; P = 0.0001; and OR = 1.24; 95% CI, 1.1 to 1.4; P = 0.001; respectively). Patients with marginal or inadequate health literacy had lower odds of understanding their regimen (OR = 0.53; 95% CI, 0.34 to 0.84; and OR = 0.49; 95% CI, 0.31 to 0.78, respectively) compared to those with adequate health literacy. Impaired cognitive function (Mini‐Cog score <3, indicating dementia) was also associated with lower odds of medication understanding (OR = 0.57; 95% CI, 0.38 to 0.86) compared to those with no cognitive impairment. An increase in the number of preadmission medications (up to 10) was also strongly associated with lower MUQ scores. For each increase by 1 medication, there was a significant decrease in medication understanding, up to 10 medications, beyond which understanding did not significantly decrease further. Patients on 6 medications were about half as likely to understand their medication regimen as patients on only 1 medication (OR = 0.52; 95% CI, 0.36 to 0.75). For patients on 11 medications, the odds of medication understanding were 24% lower than for patients on 6 medications (OR = 0.76; 95% CI, 0.65 to 0.89). Patients' age, years of schooling, and household income were not independently associated with medication understanding. Results were similar using data without multiple imputation.

Figure 2
Forest plot of the adjusted odds of a higher Medication Understanding Questionnaire (MUQ) score compared to an average patient. Odds ratios (OR) of <1 represent lower medication understanding; OR of >1 represent higher medication understanding. Model includes: age, gender, patient self‐reported race, Test of Functional Health Literacy in Adults (s‐TOFHLA) score, cognitive function, primary language, years of education, number of preadmission medications (nonlinear restricted cubic spline with 3 knots), income, insurance type, and study site. Diamonds represent point estimate, and shaded gray bars represent 95% confidence intervals.

Examples of Misunderstanding of Common Medications

Table 3 provides examples of incorrect patient responses for several commonly prescribed medications or drug classes, including aspirin, digoxin, nitroglycerin, and HMG‐CoA reductase inhibitors (statins). For aspirin, many patients were not aware of the strength. For digoxin, several participants reported splitting a higher‐strength pill to obtain the prescribed dose, which should not be done given the imprecision of splitting and narrow therapeutic index of this drug. Patients prescribed nitroglycerin sublingual tablets were commonly unable to report the correct dosing and frequency for angina treatment. Medications for cholesterol were often reported as being taken in the morning; this was scored strictly as a frequency error if the medication timing in the EHR was listed as evening or bedtime. We also identified many patients with poor understanding of opioid analgesics, particularly regarding their dosing and frequency.

Common Incorrect Responses for Frequent Medications and Resulting Error Code on MUQ
MedicationsCommon Incorrect ResponsesCorrect InformationCoded Error
  • Abbreviations: MUQ, Medication Understanding Questionnaire.

Aspirintablet twice a day1 tablet once a dayUnits and frequency
 I am not aware what aspirin I am taking81 mg once a dayStrength
 I am taking 6‐something every day81 mg once a dayStrength
 31 mg a day81 mg once a dayStrength
 180 mg a day81 mg once a dayStrength
 1 low‐dose daily325 mg once a dayStrength
 125 mg a day325 mg once a dayStrength
 I am taking it for my blood pressureHeart medicationIndication
Nitroglycerin sublingualAs needed, I have taken up to 4 a dayDissolve 1 tablet under the tongue, every 5 min as needed, up to 3 dosesFrequency
 As needed every 15 min Frequency
 As needed up to 4 doses every 10 min Frequency
 Dissolve couple units under the tongue, as needed Units and frequency
 As many as I want, every 5 min Frequency
Digoxintablet daily1 tablet dailyUnits
 1 tablet daily1 tablet every other dayFrequency
 I am taking it for my blood pressureHeart medicationIndication
HMG‐CoA reductase inhibitors1 tablet every morning1 tablet every eveningFrequency
 tablet twice a day1 tablet once a dayUnits and frequency
 I do not know the indicationHigh cholesterolIndication
Propoxyphene/acetaminophentablet as needed1 tablet every 4‐6 hr as neededUnits and frequency
Hydrocodone/acetaminophenI do not know the strength of this medication5 mg/500 mgStrength
 1 tablet as I need it1 tablet every 4‐6 hr as neededFrequency

DISCUSSION

We used a novel four‐component medication understanding questionnaire, developed for this study, to assess patients' understanding of up to 5 drugs selected randomly from the participant's preadmission medication list. The MUQ proved to be easy to administer by nonmedical staff within a short period of time (approximately 5 minutes per patient). It was well understood by patients. By limiting the assessment to 5 or fewer medications, the MUQ has a distinct advantage over existing measures of medication understanding that require testing the entire regimen. We did not find any limitations related to cutting off the assessment at 5 medications. In addition, this tool affords assessment of medication understanding without requiring medication bottles be present, enhancing its utility in the inpatient setting.

MUQ scores were associated with health literacy and other patient characteristics in an expected manner. We demonstrated that inadequate or marginal health literacy, as well as impaired cognitive function, were associated with low medication understanding. We also were able to demonstrate a relationship between increasing number of medications and lower medication understanding. Interestingly, in our patient population, understanding continued to decrease until reaching 10 medications, beyond which further increases in the number of medications had no additional detrimental effect on medication understanding. This nonlinear relationship between number of medications and medication understanding has potential implications for prescribing practice.

Our findings which utilize the MUQ among inpatients are consistent with prior literature in other settings.2, 7, 8 In a previous outpatient study, we identified that health literacy plays an important role in a patient's ability to successfully report and manage their daily medications.2 Other studies have also shown that patients with low health literacy have more difficulty understanding prescription drug information, and that they often experience medication‐related problems after hospital discharge.15, 16 The number and often the types of medications an individual takes have also been shown to increase the risk for adverse events and nonadherence to the treatment plan.1720 We postulate that this risk of adverse drug events is related at least in part to a patient's understanding of their medication regimen.

There are several limitations to this study. First, the MUQ did not assess certain aspects of medication understanding, such as knowledge of pill appearance or side effects, nor did it assess components of patients' actual drug‐taking behavior, such as organization of medications or behavioral cues. Thus, adaptive behaviors that patients may perform to improve their medication management, such as writing on labels or memory cues, are not captured by this test. Second, in administering and scoring the MUQ, we used the patient's preadmission medication list documented in the EHR as the reference standard. This was the best available reference list, and was generally accurate, as both hospitals had medication reconciliation systems in use at the time of the study21; nevertheless, it may contain inaccuracies. Documentation for certain medications, such as warfarin, in which dose can change frequently, often did not reflect the latest prescribed dose. In such cases, we scored the patient's answer as correct if the dose appeared reasonable and appropriate to the clinical pharmacist. As a result, a patient's MUQ score may have been overestimated in these cases.

Additional research will be needed to further validate the MUQ in other settings. In particular, studies should establish the relationship between the MUQ, serious medication errors after discharge, and potential to benefit from educational interventions. Also, as noted above, the nonlinear relationship between number of medications and medication understanding should be confirmed in other studies.

In conclusion, we demonstrated that patients with low health literacy, impaired cognition, or a higher number of medications had significantly poorer understanding of their preadmission medication regimen. These findings have important clinical implications. It would be appropriate to exercise greater caution when taking a medication history from patients who cannot readily provide the purpose, strength, units, and frequency of their medications. Attempts to validate the information obtained from patients with other sources of data, such as family members, inpatient or outpatient health records, and community pharmacy records should be considered. Patients at high risk for poor medication understanding, either measured directly using the MUQ or identified via risk factors such as polypharmacy, low cognition, or low health literacy, may warrant more intensive medication reconciliation interventions and/or educational counseling and follow‐up to prevent postdischarge adverse drug events. Further research is needed to determine if targeting these populations for interventions improves medication safety during transitions in care.

References
  1. Wolff JL,Starfield B,Anderson G.Prevalence, expenditures, and complications of multiple chronic conditions in the elderly.Arch Intern Med.2002;162(20):22692276.
  2. Kripalani S,Henderson LE,Chiu EY,Robertson R,Kolm P,Jacobson TA.Predictors of medication self‐management skill in a low‐literacy population.J Gen Intern Med.2006;21(8):852856.
  3. Osterberg L,Blaschke T.Adherence to medication.N Engl J Med.2005;353(5):487497.
  4. Ho PM,Bryson CL,Rumsfeld JS.Medication adherence: its importance in cardiovascular outcomes.Circulation.2009;119(23):30283035.
  5. Pippins JR,Gandhi TK,Hamann C, et al.Classifying and predicting errors of inpatient medication reconciliation.J Gen Intern Med.2008;23(9):14141422.
  6. Tsilimingras D,Bates DW.Addressing postdischarge adverse events: a neglected area.Jt Comm J Qual Patient Saf.2008;34(2):8597.
  7. Edelberg HK,Shallenberger E,Wei JY.Medication management capacity in highly functioning community‐living older adults: detection of early deficits.J Am Geriatr Soc.1999;47(5):592596.
  8. Spiers MV,Kutzik DM,Lamar M.Variation in medication understanding among the elderly.Am J Health‐Syst Pharm.2004;61(4):373380.
  9. Schnipper JL,Roumie CL,Cawthon C, et al.The rationale and design of the Pharmacist Intervention for Low Literacy in Cardiovascular Disease (PILL‐CVD) study.Circ Cardiovasc Qual Outcomes.2010;3:212219.
  10. Nurss JR,Parker RM,Williams MV,Baker DW.Short Test of Functional Health Literacy in Adults.Snow Camp, NC:Peppercorn Books and Press;1998.
  11. Borson S,Scanlan JM,Watanabe J,Tu SP,Lessig M.Simplifying detection of cognitive impairment: comparison of the Mini‐Cog and Mini‐Mental State Examination in a multiethnic sample.J Am Geriatr Soc.2005;53(5):871874.
  12. Farris KB,Phillips BB.Instruments assessing capacity to manage medications.Ann Pharmacother.2008;42(7):10261036.
  13. Walker SH,Duncan DB.Estimation of the probability of an event as a function of several independent variables.Biometrika.1967;54(1):167179.
  14. Harrell FE,Shih YC.Using full probability models to compute probabilities of actual interest to decision makers.Int J Technol Assess Health Care.2001;17(1):1726.
  15. Davis TC,Wolf MS,Bass PF, et al.Literacy and misunderstanding prescription drug labels.Ann Intern Med.2006;145(12):887894.
  16. Kripalani S,Henderson LE,Jacobson TA,Vaccarino V.Medication use among inner‐city patients after hospital discharge: patient reported barriers and solutions.Mayo Clin Proc.2008;83(5):529535.
  17. Budnitz DS,Pollock DA,Weidenbach KN,Mendelsohn AB,Schroeder TJ,Annest JL.National surveillance of emergency department visits for outpatient adverse drug events.JAMA.2006;296(15):18581866.
  18. Budnitz DS,Shehab N,Kegler SR,Richards CL.Medication use leading to emergency department visits for adverse drug events in older adults.Ann Intern Med.2007;147(11):755765.
  19. Forster AJ,Murff HJ,Peterson JF,Gandhi TK,Bates DW.Adverse drug events occurring following hospital discharge.J Gen Intern Med.2005;20:317323.
  20. Gandhi TK,Weingart SN,Borus J, et al.Adverse drug events in ambulatory care.N Engl J Med.2003;348(16):15561564.
  21. Schnipper JL,Hamann C,Ndumele CD, et al.Effect of an electronic medication reconciliation application and process redesign on potential adverse drug events: a cluster‐randomized trial.Arch Intern Med.2009;169(8):771780.
References
  1. Wolff JL,Starfield B,Anderson G.Prevalence, expenditures, and complications of multiple chronic conditions in the elderly.Arch Intern Med.2002;162(20):22692276.
  2. Kripalani S,Henderson LE,Chiu EY,Robertson R,Kolm P,Jacobson TA.Predictors of medication self‐management skill in a low‐literacy population.J Gen Intern Med.2006;21(8):852856.
  3. Osterberg L,Blaschke T.Adherence to medication.N Engl J Med.2005;353(5):487497.
  4. Ho PM,Bryson CL,Rumsfeld JS.Medication adherence: its importance in cardiovascular outcomes.Circulation.2009;119(23):30283035.
  5. Pippins JR,Gandhi TK,Hamann C, et al.Classifying and predicting errors of inpatient medication reconciliation.J Gen Intern Med.2008;23(9):14141422.
  6. Tsilimingras D,Bates DW.Addressing postdischarge adverse events: a neglected area.Jt Comm J Qual Patient Saf.2008;34(2):8597.
  7. Edelberg HK,Shallenberger E,Wei JY.Medication management capacity in highly functioning community‐living older adults: detection of early deficits.J Am Geriatr Soc.1999;47(5):592596.
  8. Spiers MV,Kutzik DM,Lamar M.Variation in medication understanding among the elderly.Am J Health‐Syst Pharm.2004;61(4):373380.
  9. Schnipper JL,Roumie CL,Cawthon C, et al.The rationale and design of the Pharmacist Intervention for Low Literacy in Cardiovascular Disease (PILL‐CVD) study.Circ Cardiovasc Qual Outcomes.2010;3:212219.
  10. Nurss JR,Parker RM,Williams MV,Baker DW.Short Test of Functional Health Literacy in Adults.Snow Camp, NC:Peppercorn Books and Press;1998.
  11. Borson S,Scanlan JM,Watanabe J,Tu SP,Lessig M.Simplifying detection of cognitive impairment: comparison of the Mini‐Cog and Mini‐Mental State Examination in a multiethnic sample.J Am Geriatr Soc.2005;53(5):871874.
  12. Farris KB,Phillips BB.Instruments assessing capacity to manage medications.Ann Pharmacother.2008;42(7):10261036.
  13. Walker SH,Duncan DB.Estimation of the probability of an event as a function of several independent variables.Biometrika.1967;54(1):167179.
  14. Harrell FE,Shih YC.Using full probability models to compute probabilities of actual interest to decision makers.Int J Technol Assess Health Care.2001;17(1):1726.
  15. Davis TC,Wolf MS,Bass PF, et al.Literacy and misunderstanding prescription drug labels.Ann Intern Med.2006;145(12):887894.
  16. Kripalani S,Henderson LE,Jacobson TA,Vaccarino V.Medication use among inner‐city patients after hospital discharge: patient reported barriers and solutions.Mayo Clin Proc.2008;83(5):529535.
  17. Budnitz DS,Pollock DA,Weidenbach KN,Mendelsohn AB,Schroeder TJ,Annest JL.National surveillance of emergency department visits for outpatient adverse drug events.JAMA.2006;296(15):18581866.
  18. Budnitz DS,Shehab N,Kegler SR,Richards CL.Medication use leading to emergency department visits for adverse drug events in older adults.Ann Intern Med.2007;147(11):755765.
  19. Forster AJ,Murff HJ,Peterson JF,Gandhi TK,Bates DW.Adverse drug events occurring following hospital discharge.J Gen Intern Med.2005;20:317323.
  20. Gandhi TK,Weingart SN,Borus J, et al.Adverse drug events in ambulatory care.N Engl J Med.2003;348(16):15561564.
  21. Schnipper JL,Hamann C,Ndumele CD, et al.Effect of an electronic medication reconciliation application and process redesign on potential adverse drug events: a cluster‐randomized trial.Arch Intern Med.2009;169(8):771780.
Issue
Journal of Hospital Medicine - 6(9)
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Journal of Hospital Medicine - 6(9)
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Health literacy and medication understanding among hospitalized adults
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Health literacy and medication understanding among hospitalized adults
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Embedding a Discharge Facilitator

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Improving the discharge process by embedding a discharge facilitator in a resident team

Recent studies have shown that a patient's discharge from the hospital is a vulnerable period for patient safety.14 With the reduction in length of stay (LOS) and the increase in patient acuity over the past decade, patients are discharged from acute care settings quicker and sicker, resulting in management of ongoing illness in a less‐monitored environment.5, 6 In addition, in teaching hospitals, residents are supervised by hospital‐based physicians who are rarely the primary care physician (PCP) for the residents' patients, which creates discontinuity of care.

One in 5 medical discharges is complicated by an adverse event believed, in part, to be due to poor communication between caregivers during this transition time.2 Discharge summaries, a key form of that communication, are not always done in a timely fashion and may lack key pieces of information.7, 8 For approximately 68% of patient discharges, the PCP will not have a discharge summary available for the patient's first follow‐up visit.911 In a survey of PCPs whose patients were in the hospital, only 23% reported direct communication with the hospital care team.12 This leaves PCPs unaware of pending test results or recommended follow‐up evaluations.10, 11, 13, 14 All of these factors are believed to contribute to adverse events, emergency department (ED) visits, and readmissions.

A recently published consensus statement on transitions of care by 6 major medical societies emphasizes the need for timely communication and transfer of information.15 These important processes are especially challenging to meet at academic medical centers, where discharge summaries and transition communication are done by residents in a hectic and challenging work environment, with multiple simultaneous and competing demands including outpatient clinic and required conferences.12 Residents have little formal training in how to write an effective discharge summary or how to systematically approach discharge planning. One study found higher error rates in discharge summaries written by residents compared with attending physicians.16 While the Accreditation Council for Graduate Medical Education (ACGME) limits the number of admissions per intern for both patient safety and educational reasons, the number of discharges per day is not limited despite the considerable amount of time required for appropriate discharge planning and communication.

Many interventions have been tried to improve the discharge process and reduce patient adverse events.17 Arranging early follow‐up appointments to reduce emergency department visits and readmissions has shown mixed results.13, 1820 Interventions that focus on specific populations, such as the elderly or patients with congestive heart failure, have been more successful.2123 Some interventions employed additional resources, such as a discharge form, transition coach, or discharge advocate, again with varying impact on results.18, 2427 A recent study by Jack et al. used nurse discharge advocates (DAs) to help with discharge planning and communication at an academic medical center.25 These DAs were independent of the care team, and focused on patient education and follow‐up plans, and reduced hospital reutilization in a selected population.

No studies have assessed the potential benefit of helping residents with the physician components of the discharge process. Prior studies have mainly focused on patient communication and follow‐up appointments, yet safe transitions also involve timely discharge summaries, physician‐to‐physician communication, physician‐to‐nurse communication, and medication reconciliation. Without support and time, these tasks can be very challenging for resident physicians with work‐hour limitations. We undertook a randomized, controlled trial to evaluate the impact on the discharge process of embedding a discharge facilitator in a resident medical team to help with the physician discharge process. We studied the effect for all the patients discharged from the resident team, rather than focusing on a select group or patients with a single diagnosis.

METHODS

Study Setting and Participants

This study was conducted on 2 of the 5 resident general medical teams on the inpatient teaching service at Massachusetts General Hospital (MGH), Boston, Massachusettsa large, 907‐bed, urban hospital. The residents' teams are regionalized and each care for approximately 20 patients on a single floor. Each of the study teams consists of a junior resident, 4 interns, and 1 to 2 attendings who rotate on the floor for 2‐week or 4‐week blocks. Attending rounds, which occur 10 AM to 12 PM weekdays, are for new patient presentations and discussion of plans. Interdisciplinary rounds occur 9:30 AM to 10 AM. Sign‐out rounds occur in the afternoon whenever all work is complete. The junior resident is responsible for all the discharge orders and communication with PCPs, and the discharge summaries for patients going to facilities. The interns are responsible for discharge summaries for patients discharged home; these summaries are not mandatory at the time of discharge. The majority of patients were admitted under the team attending(s). Patients were assigned to the teams by the admitting office, based on bed availability. All patients discharged from both resident medical teams over a 5‐month period were included in this study. Those who were not discharged from the hospital by the study teams (ie, transfers to intensive care units or deaths) were excluded. These exclusions accounted for less than 12% of all team patients. Partners Healthcare System Institutional Review Board approved all study activities.

Intervention

We randomly assigned a discharge facilitator (DF), a master's level nurse practitioner with prior inpatient medicine experience, to 1 of the 5 resident medical teams. She had no prior experience on this specific floor. A similar resident team, on a different floor, served as the control. For the intervention team, the DF attended daily resident work rounds and interdisciplinary discharge rounds. The resident and DF collaborated in identifying patients being discharged in the next 1 to 3 days, and the DF scheduled all follow‐up appointments and tests. The DF performed medication reconciliation, wrote prescriptions and faxed them to pharmacies, and arranged all anticoagulation services. In collaboration with the resident, the DF called PCPs' offices with discharge information and faxed discharge summaries to PCPs' offices outside the Partners Healthcare System. The DF wrote part or all of the computer discharge orders and discharge summaries at the request of the resident and interns. All discharge summaries still needed to be reviewed, edited, and signed by the resident or interns. The DF also noted pending tests and studies at time of discharge, and followed up on these tests for the team. The DF met with all patients to answer any questions about their discharge plan, medications, and appointments; while residents are encouraged to do this, it is not done as consistently. She provided her business card for any questions after their discharge. Follow‐up patient calls to the DF were either answered by her or triaged to the appropriate person. The DF also communicated with the patient's nurse about the discharge plans. For all patients discharged over a weekend, the DF would arrange the follow‐up appointments on Mondays and call the patients at home.

For both teams, residents received letters at the start of their rotation notifying them of the study and asking them to complete discharge summaries within 24 hours. All residents in the program were expected to do an online discharge tutorial and attend a didactic lecture on discharge summaries. The residents on the intervention team received a 5‐minute orientation on how best to work with the DF. Residents were given the autonomy to decide how much to use the DF's services. The scheduling of follow‐up appointments on the control team was the responsibility of the team resident as per usual care. The nursing component of the discharge process, including patient discharge education, was the same on both teams. Nurses on both floors are identically trained on these aspects of care. The nurses on both teams were surveyed about perception of the discharge process prior to the intervention and after the intervention. A research assistant (RA) called patients discharged home on both teams, 1 week after discharge, to ask about satisfaction with the discharge process, to determine if the patients had any questions, and to verify patient knowledge regarding whom they should contact for problems. The RA also noted the end time of attending rounds each day and the start time of resident sign‐out.

Outcome Measures and Follow‐Up

At the time of discharge, the RA collected baseline data on all patients discharged from both teams, including the number of follow‐up appointments scheduled. Patients were tracked through electronic medical records to see if and when they attended their follow‐up appointments, whether they changed the appointment, and whether patients returned to a hospital emergency department or were readmitted to MGH or an affiliated Partners hospital within 30 days. For patients outside the MGHPartners system, the research assistant contacted primary care physician offices to document follow‐up. The remaining patient data was obtained through the MGHPartners computerized information system.

The primary outcomes of the study were length of stay, time of discharge, number of emergency department visits, hospital readmissions, numbers of discharge summaries completed in 24 hours, time from discharge to discharge summary completion, and whether the discharge summary was completed before follow‐up. Secondary outcomes were number of follow‐up PCP appointments made at time of discharge, percentage of follow‐up appointments attended and time from discharge to attending a follow‐up appointment, patient phone survey results, and nursing perception of the discharge process, as well as the percentage of attending rounds that ended on time and the time of resident sign‐out.

Statistical Analyses

Patient characteristics were compared between intervention and control teams using 2‐sample t tests or Wilcoxon rank sum tests for continuous variables, and chi‐square tests for categorical variables. Hours to discharge summary completion and hospital length of stay were summarized using median and interquartiles (IQR), and compared between the 2 teams using Wilcoxon rank sum tests. Categorical outcomes were compared using chi‐square tests. Two‐sided P values 0.05 were considered statistically significant. SAS version 9.2 (SAS Institute Inc, Cary, NC) was used for all statistical analyses.

RESULTS

Study Sample

During the 5‐month intervention (November 12, 2008 to April 14, 2009), a combined total of 999 patients were admitted to the intervention and control general medical teams. We excluded 96 patients who were not discharged but transferred to another service or intensive care units, and 24 patients who died. We also excluded 7 patients who were discharged from both teams the first day of the study, because the DF was not involved with the patients' discharge planning. That left 872 patients discharged to either home, a facility, or having left against medical advice (AMA) included in the study: 440 patients on the intervention team and 432 patients on the control team (Figure 1). Baseline patient demographic and clinical characteristics were similar across both teams with only gender being significantly different (Table 1). The mean age was 63 years (range, 1896) and the mean comorbidity score was 2.3 (range, 012). Of note, about a quarter of patients were discharged to facilities, about half were Medicare recipients, and approximately 80% had a PCP. The DF participated in the discharge process for nearly all of the intervention patients; she reported contributing approximately 50% of the content to the discharge summaries.

Figure 1
Enrollment of Patients.
Baseline Participant Characteristics
CharacteristicsIntervention TeamControl Team
 n = 440n = 432
  • Abbreviations: AMA, against medical advice; COPD, chronic obstructive pulmonary disease; PCP, primary care physician; SD, standard deviation.

  • P < 0.05; no other comparisons were statistically significant.

  • Deyo Modification of the Charlson Comorbidity Index.

Mean age (SD), year63 (18)63 (18)
Women, n (%)*181 (41)207 (48)
Race, n (%)  
White non‐Hispanic267 (61)243 (56)
Black non‐Hispanic24 (5)33 (8)
Hispanic21 (5)17 (4)
Unknown/other128 (29)139 (32)
Health insurance, n (%)  
Medicare213 (48)226 (52)
Medicaid85 (19)81 (19)
Private110 (25)91 (21)
Other32 (7)34 (8)
PCP on admission, n (%)370 (84)356 (82)
Discharge disposition, n (%)  
AMA12 (3)14 (3)
Home305 (69)315 (73)
Facility123 (28)103 (24)
Mean comorbidity index score (SD)2.3 (2.4)2.3 (2.4)
Diagnoses  
Congestive heart failure30 (6%)27 (5%)
COPD/asthma34 (7%)47 (9%)
Cardiovascular disease54 (11%)50 (8%)
Alcohol/substance abuse29 (6%)34 (7%)
Gastrointestinal bleeds/ulcers38 (8%)41 (8%)
Hepatobiliary disease30 (6%)36 (7%)
Renal failure/kidney disease33 (7%)37 (7%)
Pneumonia36 (7%)22 (4%)
Musculoskeletal disease26 (5%)23 (5%)
Neurologic disease22 (4%)25 (5%)
Other163 (33%)172 (35%)

Primary Outcomes

Primary outcomes from the 2 medical teams are listed in Table 2. In the intervention group, significantly more discharge summaries were completed within 24 hours compared to the control group (293 [67%] vs 207 [48%]; P < 0.0001). Since nearly all patients discharged to facilities must have a discharge summary at the time of discharge, the overall difference in completion rates came mainly from patients discharged home or having left AMA from the intervention team (177 [56%] vs 112 [34%]; P < 0.0001). For all discharge summaries, the median time to completion on the intervention team was 18.9 hours compared with 73.1 hours on the control team (P < 0.0001). More discharge summaries were completed before the first follow‐up appointment on the intervention team (393 [89%] vs 330 [76%]; P < 0.001). The DF intervention had no effect on 30‐day readmission or emergency department visits. For patients on the DF team, 88 (20%) were readmitted within 30 days of discharge, as compared with 79 (18%) on the control team (P = 0.55). Similarly, 40 (9%) of the intervention team patients, as compared with 39 (9%) of the control team patients, visited the emergency department at least once within 30 days (P = 1.0). There was no difference in length of stay (LOS) between the 2 teams (median 4.0 days for both teams, P = 0.84).

Primary Outcomes
 Intervention TeamControl Team 
Variablesn = 440n = 432P Value
  • Abbreviations: AMA, against medical advice; IQR, interquartile range.

Discharge summaries completed 24 hr, n (%)293 (67)207 (48)<0.0001
Discharges to facilities116 (94)95 (92)0.60
Discharges to home/AMA177 (56)112 (34)<0.0001
Median hours to discharge summary completion for discharges to home/AMA (IQR)18.9 (0138)73.1 (4.3286)<0.0001
Discharge summary complete before time of follow‐up appointment.393 (89)330 (76)<0.0001
Emergency department visits in 30 days, n (%)40 (9)39 (9)1.0
Readmissions in 30 days, n (%)88 (20)79 (18)0.55
Median length of stay, days (IQR)4.0 (37)4.0 (28)0.84
Discharges to facilities6.0 (511)8.0 (513)0.17
Discharges to home/AMA4.0 (26)3.0 (26)0.61
Discharged by noon, n (%)38 (9)42 (10)0.64

Secondary Outcomes

Table 3 shows secondary outcomes from the 2 medical teams. Among the patients discharged from the DF team, 264 (62%) had scheduled follow‐up appointments with PCPs compared to the control team 151 (36%) (P < 0.0001). (Many patients going to rehabilitation hospitals are not given PCP appointments at the time of discharge.) Despite having more scheduled appointments, patients' actual follow‐up with PCPs was similar during the 5‐month study period among both intervention and control group (234 [65%] vs 223 [63%]; P = 0.58). However, there was earlier follow‐up with the primary provider in the first 2 or 4 weeks in the intervention group. At 2 weeks, 129 (36%) patients in the intervention group saw their provider compared to 81 (23%) patients in the control group (P < 0.0002), and at 4 weeks, 159 (44%) of the intervention group was seen compared to 99 (28%) of the control group (P < 0.0001). Of note, among the 415 patients on both teams discharged with scheduled appointments, only 53 (13%) of patients did not show up for the scheduled appointment and this no‐show rate was the same on both teams.

Secondary Outcomes
VariablesIntervention TeamControl TeamP Value
  • Against medical advice (AMA) patients excluded.

  • Patients excluded if AMA, readmitted, died after discharge, or discharged to hospice.

No. of eligible patients*428418 
Patients with follow‐up appointments to primary providers, n (%)264 (62)151 (36)<0.0001
No. of eligible patients359354 
Attended follow‐up appointment with primary provider during study, n (%)234 (65)223 (63)0.58
Within 2 weeks of discharge129 (36)81 (23)0.0002
Within 4 weeks of discharge159 (44)99 (28)<0.0001
No. of days round times were recorded10099 
No. of attending rounds ending by 12 PM45 (45%)31 (31%)0.058
Mean start time of sign‐out rounds16:3817:240.0007

Attending rounds ended on time (12 PM) 45% of the time in the intervention group compared to 31% in the control group (P = 0.058). Mean start time of resident sign‐out rounds was 1638 hours on the intervention team and 1724 hours on the control team (P = 0.0007).

We obtained patient reported outcome data by telephone within 2 to 4 weeks of discharge. Of the 620 patients discharged to home, 6 died or were readmitted to the hospital before being reached by phone. For the remaining 614 patients, we were able to contact 444 (72%). Of those, 321 (52%) agreed to participate in the phone interview. We surveyed similar proportions of intervention and control group patients (158 [52%] vs 163 [52%]) (Table 4). Both groups reported similar rates of having questions about their hospital stay after discharge (43 [27%] vs 49 [30%]; P = 0.62). The intervention group could better identify whom to call with questions (150 [95%] vs 138 [85%]; P = 0.003). The intervention group reported better understanding of their follow‐up plans (157 [99%] vs 141 [87%]; P = 0.001) and better understanding of their discharge medications (152 [96%] vs 142 [87%]; P = 0.001). More patients in the intervention group were satisfied with the discharge process (153 [97%] vs 124 [76%]; P < 0.0001).

Secondary Outcomes Continued: Patient Survey Results
 Intervention TeamControl TeamP Value
  • Patients excluded if died or readmitted prior to phone call.

  • Questions were answered on a 5‐point Likert scale. The number/percentage reflects participants who responded with the top 2 categories on the scale.

Patients discharged home*304310 
Patients contacted by phone after discharge, n (%)213 (70)231 (75)0.24
Agreed to participate in phone interview, n (%)158 (52)163 (53)0.94
Among those agreed to participate, n (%)   
Did you have questions about your hospital stay?43 (27)49 (30)0.62
Would you know who to call if you had questions after discharge?150 (95)138 (85)0.003
Satisfied with the discharge process?153 (97)124 (76)<0.0001
Did you understand your follow‐up plans?157 (99)141 (87)<0.0001
Did you understand your medications?152 (96)142 (87)0.001
Did you feel safe going home?153 (97)151 (92)0.07

Compared with nurses on the control team, nurses on the intervention team more often reported paperwork being completed in a timely fashion (56% vs 29%; P = 0.041) and being less worried about the discharge plan (44% vs 57%; P = 0.027). The intervention team nurses also reported fewer issues with medications/prescriptions (61% vs 82%) and being included more often in the discharge planning (50% vs 38%). However, neither of these results reached statistical significance (P = 0.81 and 0.50, respectively).

DISCUSSION

Our study embedded a nurse practitioner on a busy resident general medical team to help with all aspects of the discharge process for which physicians are responsible. Previous studies have been limited to patients with specific diagnoses, age, or disposition plans.1825 In this study, we included all general medical patients. Our intervention improved several important quality of care elements: the timeliness of completion of discharge summaries; and increased number of early follow‐up appointments, with more patients seen within 2 and 4 weeks after discharge. Patients reported better understanding of their follow‐up plans and more satisfaction with the discharge process. While not statistically significant, there was a trend towards better communication with nurses. For residents with work‐hour limitations, there was time savings with a trend towards finishing attending rounds on time and statistically significant earlier sign‐out rounds (46 minutes earlier). This intervention had no effect on patient length of stay, readmissions, or emergency department visits in the 30 days after discharge.

Despite improving many aspects of the discharge process and communication that have previously been raised as areas of concern for patient safety, there was no improvement in readmissions rates and ED utilization which are often used as the quality indicators for effective discharge planning. Similar types of interventions on general medical patients have generally also failed to show improvement in readmission rates.1820, 25 Weinberger et al. arranged follow‐up appointments within 1 week for patients discharged from a Veterans Administrative hospital; while patients were seen more often, the intervention actually increased readmission rates.20 Fitzgerald et al. had a case manager contact patients at home and encourage follow‐up, which increased follow‐up visits, but again had no effect on readmission.19 Einstadter et al. had a nurse case manager coordinate outpatient follow‐up on a resident team and also did not effect readmission rates or ED visits.18 Jack et al. in project reengineered discharge (RED) did show a significant reduction in combined hospital utilization measures. However, their study focused on a more limited patient population, and employed both a discharge advocate to arrange follow‐up and improve patient education, and a pharmacist to make postdischarge phone calls.25

So why did readmissions rates and ED visits not change in our study? It would be reasonable to think that having earlier follow‐up appointments, better and timely physician‐to‐physician communication, and a facilitator for patient questions should improve the quality of the discharge process. In a recent study, Jha et al. found there was no association between chart‐based measures of discharge quality and readmissions rates, and only a modest association for patient‐reported measures of discharge quality and readmission rates.28 The authors suggest readmission rates are driven by many factors beyond just improved discharge safety. Perhaps readmission rates are too complex a measure to use to assess discharge process improvement. For fiscal reasons, it is understandable that hospitals, insurance companies, and the Centers for Medicare and Medicaid want to reduce readmission rates and ED utilization. Jencks et al. noted the cost of readmissions in 2004 was 17.4 billion dollars.29 However, sweeping efforts to improve the discharge process for all general medical patients may not yield significant reductions in readmissions, as this study suggests. We may need to focus aggressive intervention on smaller target populations, as prior studies on focused groups suggest.2123

There are no evidence‐based studies to suggest when optimal follow‐up should occur after discharge.26 Several medical society guidelines recommend 2 weeks. More patients on the intervention team were seen within 2 weeks, but readmission rates were not affected. The University Health System Consortium recently reported that the majority of readmissions occurred within 6 days, with the average being about 2 to 3 days.30 In this study, the median days to readmit were 12 for the intervention team and 10 for the control. It is possible that even with our improved 2‐week follow‐up, this was not early enough to reduce readmissions. Follow‐up may need to be within 13 days of discharge for highly vulnerable patients, to significantly change readmission rates. Further studies focusing on this question would be helpful.

Finally, with ACGME limitation of work hours, many residency programs are looking for ways to reduce residents' workload and increase time for education. With a significant trend towards finishing attending rounds on time, it is likely that more residents on the intervention team were able to attend the noon‐time educational conferences. We speculate that this was due to fewer interruptions during rounds because the DF was available for nurses' questions. Sign‐out rounds occurred significantly earlier, possibly because of improved resident efficiency due to the DF's help with the discharge process. While residents may lose some educational experience from not performing all discharge tasks, they gain experience working in interdisciplinary teams, have increased time for education, and reduced work hours. Since the ACGME limits the number of residents per program and increasing the residency size is not an option, a DF should be considered as a possible solution to ACGME work‐hour restrictions.

This study had several limitations. First, the intervention team had 1 specific person embedded, and therefore the results of this study may have limited generalizability. Second, the limited number of residents working with the DF could have biased the intervention, as not all residents worked equally well with the DF. However, this may represent the real‐world experience on any teaching service, given variation in working styles and learning curves of residents over their training. Third, this study was done at 1 university‐affiliated urban Academic Medical Center, making it potentially less generalizable to resident teams in community hospitals. Fourth, we were not able to capture readmissions and ED visits at institutions outside the MGHPartners Healthcare System. However, given that patients were assigned at random to either team, this factor should have impacted both teams equally. Fifth, the study occurred during Massachusetts healthcare reform which requires everyone to have health insurance. This may have affected the rates of ED visits and readmission rates, especially with a shortage of primary care physicians and office visits. Finally, this intervention was not cost‐neutral. Paying for a nurse practitioner to help residents with the work of discharge and providing patients with additional services had many advantages, but this quality improvement project did not pay for itself through shorter LOS, or decreases in ED visits or readmissions.

While readmission rates and ED utilization are important patient outcomes, especially in the current healthcare climate, what determines readmissions and ED visits is likely complex and multifactorial. This study suggests that, in the nationwide effort to reduce readmissions, solely improving the discharge process for all general medical patients may not produce the hoped‐for financial savings. Improving the discharge process, however, is something valuable in its own right. Adding a DF to a resident team does improve some quality markers of the discharge process and decreases work hours for residents.

Acknowledgements

Sara Macchiano, RN for her help with the data gathering of this study.

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References
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  2. Forster AJ,Murff HJ,Peterson JF,Gandhi TK,Bates DW.The incidence and severity of adverse events affecting patients after discharge from the hospital.Ann Intern Med.2003;138(3):161167.
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  6. Cutler D.The incidence of adverse medical outcomes under prospective payment.Econometrica. 1995;63:2950.
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  11. Kripalani S,LeFevre F,Phillips CO,Williams MV,Basaviah P,Baker DW.Deficits in communication and information transfer between hospital‐based and primary care physicians: Implications for patient safety and continuity of care.JAMA.2007;297(8):831841.
  12. Bell CM,Schnipper JL,Auerbach AD, et al.Association of communication between hospital‐based physicians and primary care providers with patient outcomes.J Gen Intern Med.2009;24(3):381386.
  13. Moore C,McGinn T,Halm E.Tying up loose ends: Discharging patients with unresolved medical issues.Arch Intern Med.2007;167(12):13051311.
  14. Roy CL,Poon EG,Karson AS, et al.Patient safety concerns arising from test results that return after hospital discharge.Ann Intern Med.2005;143(2):121128.
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Recent studies have shown that a patient's discharge from the hospital is a vulnerable period for patient safety.14 With the reduction in length of stay (LOS) and the increase in patient acuity over the past decade, patients are discharged from acute care settings quicker and sicker, resulting in management of ongoing illness in a less‐monitored environment.5, 6 In addition, in teaching hospitals, residents are supervised by hospital‐based physicians who are rarely the primary care physician (PCP) for the residents' patients, which creates discontinuity of care.

One in 5 medical discharges is complicated by an adverse event believed, in part, to be due to poor communication between caregivers during this transition time.2 Discharge summaries, a key form of that communication, are not always done in a timely fashion and may lack key pieces of information.7, 8 For approximately 68% of patient discharges, the PCP will not have a discharge summary available for the patient's first follow‐up visit.911 In a survey of PCPs whose patients were in the hospital, only 23% reported direct communication with the hospital care team.12 This leaves PCPs unaware of pending test results or recommended follow‐up evaluations.10, 11, 13, 14 All of these factors are believed to contribute to adverse events, emergency department (ED) visits, and readmissions.

A recently published consensus statement on transitions of care by 6 major medical societies emphasizes the need for timely communication and transfer of information.15 These important processes are especially challenging to meet at academic medical centers, where discharge summaries and transition communication are done by residents in a hectic and challenging work environment, with multiple simultaneous and competing demands including outpatient clinic and required conferences.12 Residents have little formal training in how to write an effective discharge summary or how to systematically approach discharge planning. One study found higher error rates in discharge summaries written by residents compared with attending physicians.16 While the Accreditation Council for Graduate Medical Education (ACGME) limits the number of admissions per intern for both patient safety and educational reasons, the number of discharges per day is not limited despite the considerable amount of time required for appropriate discharge planning and communication.

Many interventions have been tried to improve the discharge process and reduce patient adverse events.17 Arranging early follow‐up appointments to reduce emergency department visits and readmissions has shown mixed results.13, 1820 Interventions that focus on specific populations, such as the elderly or patients with congestive heart failure, have been more successful.2123 Some interventions employed additional resources, such as a discharge form, transition coach, or discharge advocate, again with varying impact on results.18, 2427 A recent study by Jack et al. used nurse discharge advocates (DAs) to help with discharge planning and communication at an academic medical center.25 These DAs were independent of the care team, and focused on patient education and follow‐up plans, and reduced hospital reutilization in a selected population.

No studies have assessed the potential benefit of helping residents with the physician components of the discharge process. Prior studies have mainly focused on patient communication and follow‐up appointments, yet safe transitions also involve timely discharge summaries, physician‐to‐physician communication, physician‐to‐nurse communication, and medication reconciliation. Without support and time, these tasks can be very challenging for resident physicians with work‐hour limitations. We undertook a randomized, controlled trial to evaluate the impact on the discharge process of embedding a discharge facilitator in a resident medical team to help with the physician discharge process. We studied the effect for all the patients discharged from the resident team, rather than focusing on a select group or patients with a single diagnosis.

METHODS

Study Setting and Participants

This study was conducted on 2 of the 5 resident general medical teams on the inpatient teaching service at Massachusetts General Hospital (MGH), Boston, Massachusettsa large, 907‐bed, urban hospital. The residents' teams are regionalized and each care for approximately 20 patients on a single floor. Each of the study teams consists of a junior resident, 4 interns, and 1 to 2 attendings who rotate on the floor for 2‐week or 4‐week blocks. Attending rounds, which occur 10 AM to 12 PM weekdays, are for new patient presentations and discussion of plans. Interdisciplinary rounds occur 9:30 AM to 10 AM. Sign‐out rounds occur in the afternoon whenever all work is complete. The junior resident is responsible for all the discharge orders and communication with PCPs, and the discharge summaries for patients going to facilities. The interns are responsible for discharge summaries for patients discharged home; these summaries are not mandatory at the time of discharge. The majority of patients were admitted under the team attending(s). Patients were assigned to the teams by the admitting office, based on bed availability. All patients discharged from both resident medical teams over a 5‐month period were included in this study. Those who were not discharged from the hospital by the study teams (ie, transfers to intensive care units or deaths) were excluded. These exclusions accounted for less than 12% of all team patients. Partners Healthcare System Institutional Review Board approved all study activities.

Intervention

We randomly assigned a discharge facilitator (DF), a master's level nurse practitioner with prior inpatient medicine experience, to 1 of the 5 resident medical teams. She had no prior experience on this specific floor. A similar resident team, on a different floor, served as the control. For the intervention team, the DF attended daily resident work rounds and interdisciplinary discharge rounds. The resident and DF collaborated in identifying patients being discharged in the next 1 to 3 days, and the DF scheduled all follow‐up appointments and tests. The DF performed medication reconciliation, wrote prescriptions and faxed them to pharmacies, and arranged all anticoagulation services. In collaboration with the resident, the DF called PCPs' offices with discharge information and faxed discharge summaries to PCPs' offices outside the Partners Healthcare System. The DF wrote part or all of the computer discharge orders and discharge summaries at the request of the resident and interns. All discharge summaries still needed to be reviewed, edited, and signed by the resident or interns. The DF also noted pending tests and studies at time of discharge, and followed up on these tests for the team. The DF met with all patients to answer any questions about their discharge plan, medications, and appointments; while residents are encouraged to do this, it is not done as consistently. She provided her business card for any questions after their discharge. Follow‐up patient calls to the DF were either answered by her or triaged to the appropriate person. The DF also communicated with the patient's nurse about the discharge plans. For all patients discharged over a weekend, the DF would arrange the follow‐up appointments on Mondays and call the patients at home.

For both teams, residents received letters at the start of their rotation notifying them of the study and asking them to complete discharge summaries within 24 hours. All residents in the program were expected to do an online discharge tutorial and attend a didactic lecture on discharge summaries. The residents on the intervention team received a 5‐minute orientation on how best to work with the DF. Residents were given the autonomy to decide how much to use the DF's services. The scheduling of follow‐up appointments on the control team was the responsibility of the team resident as per usual care. The nursing component of the discharge process, including patient discharge education, was the same on both teams. Nurses on both floors are identically trained on these aspects of care. The nurses on both teams were surveyed about perception of the discharge process prior to the intervention and after the intervention. A research assistant (RA) called patients discharged home on both teams, 1 week after discharge, to ask about satisfaction with the discharge process, to determine if the patients had any questions, and to verify patient knowledge regarding whom they should contact for problems. The RA also noted the end time of attending rounds each day and the start time of resident sign‐out.

Outcome Measures and Follow‐Up

At the time of discharge, the RA collected baseline data on all patients discharged from both teams, including the number of follow‐up appointments scheduled. Patients were tracked through electronic medical records to see if and when they attended their follow‐up appointments, whether they changed the appointment, and whether patients returned to a hospital emergency department or were readmitted to MGH or an affiliated Partners hospital within 30 days. For patients outside the MGHPartners system, the research assistant contacted primary care physician offices to document follow‐up. The remaining patient data was obtained through the MGHPartners computerized information system.

The primary outcomes of the study were length of stay, time of discharge, number of emergency department visits, hospital readmissions, numbers of discharge summaries completed in 24 hours, time from discharge to discharge summary completion, and whether the discharge summary was completed before follow‐up. Secondary outcomes were number of follow‐up PCP appointments made at time of discharge, percentage of follow‐up appointments attended and time from discharge to attending a follow‐up appointment, patient phone survey results, and nursing perception of the discharge process, as well as the percentage of attending rounds that ended on time and the time of resident sign‐out.

Statistical Analyses

Patient characteristics were compared between intervention and control teams using 2‐sample t tests or Wilcoxon rank sum tests for continuous variables, and chi‐square tests for categorical variables. Hours to discharge summary completion and hospital length of stay were summarized using median and interquartiles (IQR), and compared between the 2 teams using Wilcoxon rank sum tests. Categorical outcomes were compared using chi‐square tests. Two‐sided P values 0.05 were considered statistically significant. SAS version 9.2 (SAS Institute Inc, Cary, NC) was used for all statistical analyses.

RESULTS

Study Sample

During the 5‐month intervention (November 12, 2008 to April 14, 2009), a combined total of 999 patients were admitted to the intervention and control general medical teams. We excluded 96 patients who were not discharged but transferred to another service or intensive care units, and 24 patients who died. We also excluded 7 patients who were discharged from both teams the first day of the study, because the DF was not involved with the patients' discharge planning. That left 872 patients discharged to either home, a facility, or having left against medical advice (AMA) included in the study: 440 patients on the intervention team and 432 patients on the control team (Figure 1). Baseline patient demographic and clinical characteristics were similar across both teams with only gender being significantly different (Table 1). The mean age was 63 years (range, 1896) and the mean comorbidity score was 2.3 (range, 012). Of note, about a quarter of patients were discharged to facilities, about half were Medicare recipients, and approximately 80% had a PCP. The DF participated in the discharge process for nearly all of the intervention patients; she reported contributing approximately 50% of the content to the discharge summaries.

Figure 1
Enrollment of Patients.
Baseline Participant Characteristics
CharacteristicsIntervention TeamControl Team
 n = 440n = 432
  • Abbreviations: AMA, against medical advice; COPD, chronic obstructive pulmonary disease; PCP, primary care physician; SD, standard deviation.

  • P < 0.05; no other comparisons were statistically significant.

  • Deyo Modification of the Charlson Comorbidity Index.

Mean age (SD), year63 (18)63 (18)
Women, n (%)*181 (41)207 (48)
Race, n (%)  
White non‐Hispanic267 (61)243 (56)
Black non‐Hispanic24 (5)33 (8)
Hispanic21 (5)17 (4)
Unknown/other128 (29)139 (32)
Health insurance, n (%)  
Medicare213 (48)226 (52)
Medicaid85 (19)81 (19)
Private110 (25)91 (21)
Other32 (7)34 (8)
PCP on admission, n (%)370 (84)356 (82)
Discharge disposition, n (%)  
AMA12 (3)14 (3)
Home305 (69)315 (73)
Facility123 (28)103 (24)
Mean comorbidity index score (SD)2.3 (2.4)2.3 (2.4)
Diagnoses  
Congestive heart failure30 (6%)27 (5%)
COPD/asthma34 (7%)47 (9%)
Cardiovascular disease54 (11%)50 (8%)
Alcohol/substance abuse29 (6%)34 (7%)
Gastrointestinal bleeds/ulcers38 (8%)41 (8%)
Hepatobiliary disease30 (6%)36 (7%)
Renal failure/kidney disease33 (7%)37 (7%)
Pneumonia36 (7%)22 (4%)
Musculoskeletal disease26 (5%)23 (5%)
Neurologic disease22 (4%)25 (5%)
Other163 (33%)172 (35%)

Primary Outcomes

Primary outcomes from the 2 medical teams are listed in Table 2. In the intervention group, significantly more discharge summaries were completed within 24 hours compared to the control group (293 [67%] vs 207 [48%]; P < 0.0001). Since nearly all patients discharged to facilities must have a discharge summary at the time of discharge, the overall difference in completion rates came mainly from patients discharged home or having left AMA from the intervention team (177 [56%] vs 112 [34%]; P < 0.0001). For all discharge summaries, the median time to completion on the intervention team was 18.9 hours compared with 73.1 hours on the control team (P < 0.0001). More discharge summaries were completed before the first follow‐up appointment on the intervention team (393 [89%] vs 330 [76%]; P < 0.001). The DF intervention had no effect on 30‐day readmission or emergency department visits. For patients on the DF team, 88 (20%) were readmitted within 30 days of discharge, as compared with 79 (18%) on the control team (P = 0.55). Similarly, 40 (9%) of the intervention team patients, as compared with 39 (9%) of the control team patients, visited the emergency department at least once within 30 days (P = 1.0). There was no difference in length of stay (LOS) between the 2 teams (median 4.0 days for both teams, P = 0.84).

Primary Outcomes
 Intervention TeamControl Team 
Variablesn = 440n = 432P Value
  • Abbreviations: AMA, against medical advice; IQR, interquartile range.

Discharge summaries completed 24 hr, n (%)293 (67)207 (48)<0.0001
Discharges to facilities116 (94)95 (92)0.60
Discharges to home/AMA177 (56)112 (34)<0.0001
Median hours to discharge summary completion for discharges to home/AMA (IQR)18.9 (0138)73.1 (4.3286)<0.0001
Discharge summary complete before time of follow‐up appointment.393 (89)330 (76)<0.0001
Emergency department visits in 30 days, n (%)40 (9)39 (9)1.0
Readmissions in 30 days, n (%)88 (20)79 (18)0.55
Median length of stay, days (IQR)4.0 (37)4.0 (28)0.84
Discharges to facilities6.0 (511)8.0 (513)0.17
Discharges to home/AMA4.0 (26)3.0 (26)0.61
Discharged by noon, n (%)38 (9)42 (10)0.64

Secondary Outcomes

Table 3 shows secondary outcomes from the 2 medical teams. Among the patients discharged from the DF team, 264 (62%) had scheduled follow‐up appointments with PCPs compared to the control team 151 (36%) (P < 0.0001). (Many patients going to rehabilitation hospitals are not given PCP appointments at the time of discharge.) Despite having more scheduled appointments, patients' actual follow‐up with PCPs was similar during the 5‐month study period among both intervention and control group (234 [65%] vs 223 [63%]; P = 0.58). However, there was earlier follow‐up with the primary provider in the first 2 or 4 weeks in the intervention group. At 2 weeks, 129 (36%) patients in the intervention group saw their provider compared to 81 (23%) patients in the control group (P < 0.0002), and at 4 weeks, 159 (44%) of the intervention group was seen compared to 99 (28%) of the control group (P < 0.0001). Of note, among the 415 patients on both teams discharged with scheduled appointments, only 53 (13%) of patients did not show up for the scheduled appointment and this no‐show rate was the same on both teams.

Secondary Outcomes
VariablesIntervention TeamControl TeamP Value
  • Against medical advice (AMA) patients excluded.

  • Patients excluded if AMA, readmitted, died after discharge, or discharged to hospice.

No. of eligible patients*428418 
Patients with follow‐up appointments to primary providers, n (%)264 (62)151 (36)<0.0001
No. of eligible patients359354 
Attended follow‐up appointment with primary provider during study, n (%)234 (65)223 (63)0.58
Within 2 weeks of discharge129 (36)81 (23)0.0002
Within 4 weeks of discharge159 (44)99 (28)<0.0001
No. of days round times were recorded10099 
No. of attending rounds ending by 12 PM45 (45%)31 (31%)0.058
Mean start time of sign‐out rounds16:3817:240.0007

Attending rounds ended on time (12 PM) 45% of the time in the intervention group compared to 31% in the control group (P = 0.058). Mean start time of resident sign‐out rounds was 1638 hours on the intervention team and 1724 hours on the control team (P = 0.0007).

We obtained patient reported outcome data by telephone within 2 to 4 weeks of discharge. Of the 620 patients discharged to home, 6 died or were readmitted to the hospital before being reached by phone. For the remaining 614 patients, we were able to contact 444 (72%). Of those, 321 (52%) agreed to participate in the phone interview. We surveyed similar proportions of intervention and control group patients (158 [52%] vs 163 [52%]) (Table 4). Both groups reported similar rates of having questions about their hospital stay after discharge (43 [27%] vs 49 [30%]; P = 0.62). The intervention group could better identify whom to call with questions (150 [95%] vs 138 [85%]; P = 0.003). The intervention group reported better understanding of their follow‐up plans (157 [99%] vs 141 [87%]; P = 0.001) and better understanding of their discharge medications (152 [96%] vs 142 [87%]; P = 0.001). More patients in the intervention group were satisfied with the discharge process (153 [97%] vs 124 [76%]; P < 0.0001).

Secondary Outcomes Continued: Patient Survey Results
 Intervention TeamControl TeamP Value
  • Patients excluded if died or readmitted prior to phone call.

  • Questions were answered on a 5‐point Likert scale. The number/percentage reflects participants who responded with the top 2 categories on the scale.

Patients discharged home*304310 
Patients contacted by phone after discharge, n (%)213 (70)231 (75)0.24
Agreed to participate in phone interview, n (%)158 (52)163 (53)0.94
Among those agreed to participate, n (%)   
Did you have questions about your hospital stay?43 (27)49 (30)0.62
Would you know who to call if you had questions after discharge?150 (95)138 (85)0.003
Satisfied with the discharge process?153 (97)124 (76)<0.0001
Did you understand your follow‐up plans?157 (99)141 (87)<0.0001
Did you understand your medications?152 (96)142 (87)0.001
Did you feel safe going home?153 (97)151 (92)0.07

Compared with nurses on the control team, nurses on the intervention team more often reported paperwork being completed in a timely fashion (56% vs 29%; P = 0.041) and being less worried about the discharge plan (44% vs 57%; P = 0.027). The intervention team nurses also reported fewer issues with medications/prescriptions (61% vs 82%) and being included more often in the discharge planning (50% vs 38%). However, neither of these results reached statistical significance (P = 0.81 and 0.50, respectively).

DISCUSSION

Our study embedded a nurse practitioner on a busy resident general medical team to help with all aspects of the discharge process for which physicians are responsible. Previous studies have been limited to patients with specific diagnoses, age, or disposition plans.1825 In this study, we included all general medical patients. Our intervention improved several important quality of care elements: the timeliness of completion of discharge summaries; and increased number of early follow‐up appointments, with more patients seen within 2 and 4 weeks after discharge. Patients reported better understanding of their follow‐up plans and more satisfaction with the discharge process. While not statistically significant, there was a trend towards better communication with nurses. For residents with work‐hour limitations, there was time savings with a trend towards finishing attending rounds on time and statistically significant earlier sign‐out rounds (46 minutes earlier). This intervention had no effect on patient length of stay, readmissions, or emergency department visits in the 30 days after discharge.

Despite improving many aspects of the discharge process and communication that have previously been raised as areas of concern for patient safety, there was no improvement in readmissions rates and ED utilization which are often used as the quality indicators for effective discharge planning. Similar types of interventions on general medical patients have generally also failed to show improvement in readmission rates.1820, 25 Weinberger et al. arranged follow‐up appointments within 1 week for patients discharged from a Veterans Administrative hospital; while patients were seen more often, the intervention actually increased readmission rates.20 Fitzgerald et al. had a case manager contact patients at home and encourage follow‐up, which increased follow‐up visits, but again had no effect on readmission.19 Einstadter et al. had a nurse case manager coordinate outpatient follow‐up on a resident team and also did not effect readmission rates or ED visits.18 Jack et al. in project reengineered discharge (RED) did show a significant reduction in combined hospital utilization measures. However, their study focused on a more limited patient population, and employed both a discharge advocate to arrange follow‐up and improve patient education, and a pharmacist to make postdischarge phone calls.25

So why did readmissions rates and ED visits not change in our study? It would be reasonable to think that having earlier follow‐up appointments, better and timely physician‐to‐physician communication, and a facilitator for patient questions should improve the quality of the discharge process. In a recent study, Jha et al. found there was no association between chart‐based measures of discharge quality and readmissions rates, and only a modest association for patient‐reported measures of discharge quality and readmission rates.28 The authors suggest readmission rates are driven by many factors beyond just improved discharge safety. Perhaps readmission rates are too complex a measure to use to assess discharge process improvement. For fiscal reasons, it is understandable that hospitals, insurance companies, and the Centers for Medicare and Medicaid want to reduce readmission rates and ED utilization. Jencks et al. noted the cost of readmissions in 2004 was 17.4 billion dollars.29 However, sweeping efforts to improve the discharge process for all general medical patients may not yield significant reductions in readmissions, as this study suggests. We may need to focus aggressive intervention on smaller target populations, as prior studies on focused groups suggest.2123

There are no evidence‐based studies to suggest when optimal follow‐up should occur after discharge.26 Several medical society guidelines recommend 2 weeks. More patients on the intervention team were seen within 2 weeks, but readmission rates were not affected. The University Health System Consortium recently reported that the majority of readmissions occurred within 6 days, with the average being about 2 to 3 days.30 In this study, the median days to readmit were 12 for the intervention team and 10 for the control. It is possible that even with our improved 2‐week follow‐up, this was not early enough to reduce readmissions. Follow‐up may need to be within 13 days of discharge for highly vulnerable patients, to significantly change readmission rates. Further studies focusing on this question would be helpful.

Finally, with ACGME limitation of work hours, many residency programs are looking for ways to reduce residents' workload and increase time for education. With a significant trend towards finishing attending rounds on time, it is likely that more residents on the intervention team were able to attend the noon‐time educational conferences. We speculate that this was due to fewer interruptions during rounds because the DF was available for nurses' questions. Sign‐out rounds occurred significantly earlier, possibly because of improved resident efficiency due to the DF's help with the discharge process. While residents may lose some educational experience from not performing all discharge tasks, they gain experience working in interdisciplinary teams, have increased time for education, and reduced work hours. Since the ACGME limits the number of residents per program and increasing the residency size is not an option, a DF should be considered as a possible solution to ACGME work‐hour restrictions.

This study had several limitations. First, the intervention team had 1 specific person embedded, and therefore the results of this study may have limited generalizability. Second, the limited number of residents working with the DF could have biased the intervention, as not all residents worked equally well with the DF. However, this may represent the real‐world experience on any teaching service, given variation in working styles and learning curves of residents over their training. Third, this study was done at 1 university‐affiliated urban Academic Medical Center, making it potentially less generalizable to resident teams in community hospitals. Fourth, we were not able to capture readmissions and ED visits at institutions outside the MGHPartners Healthcare System. However, given that patients were assigned at random to either team, this factor should have impacted both teams equally. Fifth, the study occurred during Massachusetts healthcare reform which requires everyone to have health insurance. This may have affected the rates of ED visits and readmission rates, especially with a shortage of primary care physicians and office visits. Finally, this intervention was not cost‐neutral. Paying for a nurse practitioner to help residents with the work of discharge and providing patients with additional services had many advantages, but this quality improvement project did not pay for itself through shorter LOS, or decreases in ED visits or readmissions.

While readmission rates and ED utilization are important patient outcomes, especially in the current healthcare climate, what determines readmissions and ED visits is likely complex and multifactorial. This study suggests that, in the nationwide effort to reduce readmissions, solely improving the discharge process for all general medical patients may not produce the hoped‐for financial savings. Improving the discharge process, however, is something valuable in its own right. Adding a DF to a resident team does improve some quality markers of the discharge process and decreases work hours for residents.

Acknowledgements

Sara Macchiano, RN for her help with the data gathering of this study.

Recent studies have shown that a patient's discharge from the hospital is a vulnerable period for patient safety.14 With the reduction in length of stay (LOS) and the increase in patient acuity over the past decade, patients are discharged from acute care settings quicker and sicker, resulting in management of ongoing illness in a less‐monitored environment.5, 6 In addition, in teaching hospitals, residents are supervised by hospital‐based physicians who are rarely the primary care physician (PCP) for the residents' patients, which creates discontinuity of care.

One in 5 medical discharges is complicated by an adverse event believed, in part, to be due to poor communication between caregivers during this transition time.2 Discharge summaries, a key form of that communication, are not always done in a timely fashion and may lack key pieces of information.7, 8 For approximately 68% of patient discharges, the PCP will not have a discharge summary available for the patient's first follow‐up visit.911 In a survey of PCPs whose patients were in the hospital, only 23% reported direct communication with the hospital care team.12 This leaves PCPs unaware of pending test results or recommended follow‐up evaluations.10, 11, 13, 14 All of these factors are believed to contribute to adverse events, emergency department (ED) visits, and readmissions.

A recently published consensus statement on transitions of care by 6 major medical societies emphasizes the need for timely communication and transfer of information.15 These important processes are especially challenging to meet at academic medical centers, where discharge summaries and transition communication are done by residents in a hectic and challenging work environment, with multiple simultaneous and competing demands including outpatient clinic and required conferences.12 Residents have little formal training in how to write an effective discharge summary or how to systematically approach discharge planning. One study found higher error rates in discharge summaries written by residents compared with attending physicians.16 While the Accreditation Council for Graduate Medical Education (ACGME) limits the number of admissions per intern for both patient safety and educational reasons, the number of discharges per day is not limited despite the considerable amount of time required for appropriate discharge planning and communication.

Many interventions have been tried to improve the discharge process and reduce patient adverse events.17 Arranging early follow‐up appointments to reduce emergency department visits and readmissions has shown mixed results.13, 1820 Interventions that focus on specific populations, such as the elderly or patients with congestive heart failure, have been more successful.2123 Some interventions employed additional resources, such as a discharge form, transition coach, or discharge advocate, again with varying impact on results.18, 2427 A recent study by Jack et al. used nurse discharge advocates (DAs) to help with discharge planning and communication at an academic medical center.25 These DAs were independent of the care team, and focused on patient education and follow‐up plans, and reduced hospital reutilization in a selected population.

No studies have assessed the potential benefit of helping residents with the physician components of the discharge process. Prior studies have mainly focused on patient communication and follow‐up appointments, yet safe transitions also involve timely discharge summaries, physician‐to‐physician communication, physician‐to‐nurse communication, and medication reconciliation. Without support and time, these tasks can be very challenging for resident physicians with work‐hour limitations. We undertook a randomized, controlled trial to evaluate the impact on the discharge process of embedding a discharge facilitator in a resident medical team to help with the physician discharge process. We studied the effect for all the patients discharged from the resident team, rather than focusing on a select group or patients with a single diagnosis.

METHODS

Study Setting and Participants

This study was conducted on 2 of the 5 resident general medical teams on the inpatient teaching service at Massachusetts General Hospital (MGH), Boston, Massachusettsa large, 907‐bed, urban hospital. The residents' teams are regionalized and each care for approximately 20 patients on a single floor. Each of the study teams consists of a junior resident, 4 interns, and 1 to 2 attendings who rotate on the floor for 2‐week or 4‐week blocks. Attending rounds, which occur 10 AM to 12 PM weekdays, are for new patient presentations and discussion of plans. Interdisciplinary rounds occur 9:30 AM to 10 AM. Sign‐out rounds occur in the afternoon whenever all work is complete. The junior resident is responsible for all the discharge orders and communication with PCPs, and the discharge summaries for patients going to facilities. The interns are responsible for discharge summaries for patients discharged home; these summaries are not mandatory at the time of discharge. The majority of patients were admitted under the team attending(s). Patients were assigned to the teams by the admitting office, based on bed availability. All patients discharged from both resident medical teams over a 5‐month period were included in this study. Those who were not discharged from the hospital by the study teams (ie, transfers to intensive care units or deaths) were excluded. These exclusions accounted for less than 12% of all team patients. Partners Healthcare System Institutional Review Board approved all study activities.

Intervention

We randomly assigned a discharge facilitator (DF), a master's level nurse practitioner with prior inpatient medicine experience, to 1 of the 5 resident medical teams. She had no prior experience on this specific floor. A similar resident team, on a different floor, served as the control. For the intervention team, the DF attended daily resident work rounds and interdisciplinary discharge rounds. The resident and DF collaborated in identifying patients being discharged in the next 1 to 3 days, and the DF scheduled all follow‐up appointments and tests. The DF performed medication reconciliation, wrote prescriptions and faxed them to pharmacies, and arranged all anticoagulation services. In collaboration with the resident, the DF called PCPs' offices with discharge information and faxed discharge summaries to PCPs' offices outside the Partners Healthcare System. The DF wrote part or all of the computer discharge orders and discharge summaries at the request of the resident and interns. All discharge summaries still needed to be reviewed, edited, and signed by the resident or interns. The DF also noted pending tests and studies at time of discharge, and followed up on these tests for the team. The DF met with all patients to answer any questions about their discharge plan, medications, and appointments; while residents are encouraged to do this, it is not done as consistently. She provided her business card for any questions after their discharge. Follow‐up patient calls to the DF were either answered by her or triaged to the appropriate person. The DF also communicated with the patient's nurse about the discharge plans. For all patients discharged over a weekend, the DF would arrange the follow‐up appointments on Mondays and call the patients at home.

For both teams, residents received letters at the start of their rotation notifying them of the study and asking them to complete discharge summaries within 24 hours. All residents in the program were expected to do an online discharge tutorial and attend a didactic lecture on discharge summaries. The residents on the intervention team received a 5‐minute orientation on how best to work with the DF. Residents were given the autonomy to decide how much to use the DF's services. The scheduling of follow‐up appointments on the control team was the responsibility of the team resident as per usual care. The nursing component of the discharge process, including patient discharge education, was the same on both teams. Nurses on both floors are identically trained on these aspects of care. The nurses on both teams were surveyed about perception of the discharge process prior to the intervention and after the intervention. A research assistant (RA) called patients discharged home on both teams, 1 week after discharge, to ask about satisfaction with the discharge process, to determine if the patients had any questions, and to verify patient knowledge regarding whom they should contact for problems. The RA also noted the end time of attending rounds each day and the start time of resident sign‐out.

Outcome Measures and Follow‐Up

At the time of discharge, the RA collected baseline data on all patients discharged from both teams, including the number of follow‐up appointments scheduled. Patients were tracked through electronic medical records to see if and when they attended their follow‐up appointments, whether they changed the appointment, and whether patients returned to a hospital emergency department or were readmitted to MGH or an affiliated Partners hospital within 30 days. For patients outside the MGHPartners system, the research assistant contacted primary care physician offices to document follow‐up. The remaining patient data was obtained through the MGHPartners computerized information system.

The primary outcomes of the study were length of stay, time of discharge, number of emergency department visits, hospital readmissions, numbers of discharge summaries completed in 24 hours, time from discharge to discharge summary completion, and whether the discharge summary was completed before follow‐up. Secondary outcomes were number of follow‐up PCP appointments made at time of discharge, percentage of follow‐up appointments attended and time from discharge to attending a follow‐up appointment, patient phone survey results, and nursing perception of the discharge process, as well as the percentage of attending rounds that ended on time and the time of resident sign‐out.

Statistical Analyses

Patient characteristics were compared between intervention and control teams using 2‐sample t tests or Wilcoxon rank sum tests for continuous variables, and chi‐square tests for categorical variables. Hours to discharge summary completion and hospital length of stay were summarized using median and interquartiles (IQR), and compared between the 2 teams using Wilcoxon rank sum tests. Categorical outcomes were compared using chi‐square tests. Two‐sided P values 0.05 were considered statistically significant. SAS version 9.2 (SAS Institute Inc, Cary, NC) was used for all statistical analyses.

RESULTS

Study Sample

During the 5‐month intervention (November 12, 2008 to April 14, 2009), a combined total of 999 patients were admitted to the intervention and control general medical teams. We excluded 96 patients who were not discharged but transferred to another service or intensive care units, and 24 patients who died. We also excluded 7 patients who were discharged from both teams the first day of the study, because the DF was not involved with the patients' discharge planning. That left 872 patients discharged to either home, a facility, or having left against medical advice (AMA) included in the study: 440 patients on the intervention team and 432 patients on the control team (Figure 1). Baseline patient demographic and clinical characteristics were similar across both teams with only gender being significantly different (Table 1). The mean age was 63 years (range, 1896) and the mean comorbidity score was 2.3 (range, 012). Of note, about a quarter of patients were discharged to facilities, about half were Medicare recipients, and approximately 80% had a PCP. The DF participated in the discharge process for nearly all of the intervention patients; she reported contributing approximately 50% of the content to the discharge summaries.

Figure 1
Enrollment of Patients.
Baseline Participant Characteristics
CharacteristicsIntervention TeamControl Team
 n = 440n = 432
  • Abbreviations: AMA, against medical advice; COPD, chronic obstructive pulmonary disease; PCP, primary care physician; SD, standard deviation.

  • P < 0.05; no other comparisons were statistically significant.

  • Deyo Modification of the Charlson Comorbidity Index.

Mean age (SD), year63 (18)63 (18)
Women, n (%)*181 (41)207 (48)
Race, n (%)  
White non‐Hispanic267 (61)243 (56)
Black non‐Hispanic24 (5)33 (8)
Hispanic21 (5)17 (4)
Unknown/other128 (29)139 (32)
Health insurance, n (%)  
Medicare213 (48)226 (52)
Medicaid85 (19)81 (19)
Private110 (25)91 (21)
Other32 (7)34 (8)
PCP on admission, n (%)370 (84)356 (82)
Discharge disposition, n (%)  
AMA12 (3)14 (3)
Home305 (69)315 (73)
Facility123 (28)103 (24)
Mean comorbidity index score (SD)2.3 (2.4)2.3 (2.4)
Diagnoses  
Congestive heart failure30 (6%)27 (5%)
COPD/asthma34 (7%)47 (9%)
Cardiovascular disease54 (11%)50 (8%)
Alcohol/substance abuse29 (6%)34 (7%)
Gastrointestinal bleeds/ulcers38 (8%)41 (8%)
Hepatobiliary disease30 (6%)36 (7%)
Renal failure/kidney disease33 (7%)37 (7%)
Pneumonia36 (7%)22 (4%)
Musculoskeletal disease26 (5%)23 (5%)
Neurologic disease22 (4%)25 (5%)
Other163 (33%)172 (35%)

Primary Outcomes

Primary outcomes from the 2 medical teams are listed in Table 2. In the intervention group, significantly more discharge summaries were completed within 24 hours compared to the control group (293 [67%] vs 207 [48%]; P < 0.0001). Since nearly all patients discharged to facilities must have a discharge summary at the time of discharge, the overall difference in completion rates came mainly from patients discharged home or having left AMA from the intervention team (177 [56%] vs 112 [34%]; P < 0.0001). For all discharge summaries, the median time to completion on the intervention team was 18.9 hours compared with 73.1 hours on the control team (P < 0.0001). More discharge summaries were completed before the first follow‐up appointment on the intervention team (393 [89%] vs 330 [76%]; P < 0.001). The DF intervention had no effect on 30‐day readmission or emergency department visits. For patients on the DF team, 88 (20%) were readmitted within 30 days of discharge, as compared with 79 (18%) on the control team (P = 0.55). Similarly, 40 (9%) of the intervention team patients, as compared with 39 (9%) of the control team patients, visited the emergency department at least once within 30 days (P = 1.0). There was no difference in length of stay (LOS) between the 2 teams (median 4.0 days for both teams, P = 0.84).

Primary Outcomes
 Intervention TeamControl Team 
Variablesn = 440n = 432P Value
  • Abbreviations: AMA, against medical advice; IQR, interquartile range.

Discharge summaries completed 24 hr, n (%)293 (67)207 (48)<0.0001
Discharges to facilities116 (94)95 (92)0.60
Discharges to home/AMA177 (56)112 (34)<0.0001
Median hours to discharge summary completion for discharges to home/AMA (IQR)18.9 (0138)73.1 (4.3286)<0.0001
Discharge summary complete before time of follow‐up appointment.393 (89)330 (76)<0.0001
Emergency department visits in 30 days, n (%)40 (9)39 (9)1.0
Readmissions in 30 days, n (%)88 (20)79 (18)0.55
Median length of stay, days (IQR)4.0 (37)4.0 (28)0.84
Discharges to facilities6.0 (511)8.0 (513)0.17
Discharges to home/AMA4.0 (26)3.0 (26)0.61
Discharged by noon, n (%)38 (9)42 (10)0.64

Secondary Outcomes

Table 3 shows secondary outcomes from the 2 medical teams. Among the patients discharged from the DF team, 264 (62%) had scheduled follow‐up appointments with PCPs compared to the control team 151 (36%) (P < 0.0001). (Many patients going to rehabilitation hospitals are not given PCP appointments at the time of discharge.) Despite having more scheduled appointments, patients' actual follow‐up with PCPs was similar during the 5‐month study period among both intervention and control group (234 [65%] vs 223 [63%]; P = 0.58). However, there was earlier follow‐up with the primary provider in the first 2 or 4 weeks in the intervention group. At 2 weeks, 129 (36%) patients in the intervention group saw their provider compared to 81 (23%) patients in the control group (P < 0.0002), and at 4 weeks, 159 (44%) of the intervention group was seen compared to 99 (28%) of the control group (P < 0.0001). Of note, among the 415 patients on both teams discharged with scheduled appointments, only 53 (13%) of patients did not show up for the scheduled appointment and this no‐show rate was the same on both teams.

Secondary Outcomes
VariablesIntervention TeamControl TeamP Value
  • Against medical advice (AMA) patients excluded.

  • Patients excluded if AMA, readmitted, died after discharge, or discharged to hospice.

No. of eligible patients*428418 
Patients with follow‐up appointments to primary providers, n (%)264 (62)151 (36)<0.0001
No. of eligible patients359354 
Attended follow‐up appointment with primary provider during study, n (%)234 (65)223 (63)0.58
Within 2 weeks of discharge129 (36)81 (23)0.0002
Within 4 weeks of discharge159 (44)99 (28)<0.0001
No. of days round times were recorded10099 
No. of attending rounds ending by 12 PM45 (45%)31 (31%)0.058
Mean start time of sign‐out rounds16:3817:240.0007

Attending rounds ended on time (12 PM) 45% of the time in the intervention group compared to 31% in the control group (P = 0.058). Mean start time of resident sign‐out rounds was 1638 hours on the intervention team and 1724 hours on the control team (P = 0.0007).

We obtained patient reported outcome data by telephone within 2 to 4 weeks of discharge. Of the 620 patients discharged to home, 6 died or were readmitted to the hospital before being reached by phone. For the remaining 614 patients, we were able to contact 444 (72%). Of those, 321 (52%) agreed to participate in the phone interview. We surveyed similar proportions of intervention and control group patients (158 [52%] vs 163 [52%]) (Table 4). Both groups reported similar rates of having questions about their hospital stay after discharge (43 [27%] vs 49 [30%]; P = 0.62). The intervention group could better identify whom to call with questions (150 [95%] vs 138 [85%]; P = 0.003). The intervention group reported better understanding of their follow‐up plans (157 [99%] vs 141 [87%]; P = 0.001) and better understanding of their discharge medications (152 [96%] vs 142 [87%]; P = 0.001). More patients in the intervention group were satisfied with the discharge process (153 [97%] vs 124 [76%]; P < 0.0001).

Secondary Outcomes Continued: Patient Survey Results
 Intervention TeamControl TeamP Value
  • Patients excluded if died or readmitted prior to phone call.

  • Questions were answered on a 5‐point Likert scale. The number/percentage reflects participants who responded with the top 2 categories on the scale.

Patients discharged home*304310 
Patients contacted by phone after discharge, n (%)213 (70)231 (75)0.24
Agreed to participate in phone interview, n (%)158 (52)163 (53)0.94
Among those agreed to participate, n (%)   
Did you have questions about your hospital stay?43 (27)49 (30)0.62
Would you know who to call if you had questions after discharge?150 (95)138 (85)0.003
Satisfied with the discharge process?153 (97)124 (76)<0.0001
Did you understand your follow‐up plans?157 (99)141 (87)<0.0001
Did you understand your medications?152 (96)142 (87)0.001
Did you feel safe going home?153 (97)151 (92)0.07

Compared with nurses on the control team, nurses on the intervention team more often reported paperwork being completed in a timely fashion (56% vs 29%; P = 0.041) and being less worried about the discharge plan (44% vs 57%; P = 0.027). The intervention team nurses also reported fewer issues with medications/prescriptions (61% vs 82%) and being included more often in the discharge planning (50% vs 38%). However, neither of these results reached statistical significance (P = 0.81 and 0.50, respectively).

DISCUSSION

Our study embedded a nurse practitioner on a busy resident general medical team to help with all aspects of the discharge process for which physicians are responsible. Previous studies have been limited to patients with specific diagnoses, age, or disposition plans.1825 In this study, we included all general medical patients. Our intervention improved several important quality of care elements: the timeliness of completion of discharge summaries; and increased number of early follow‐up appointments, with more patients seen within 2 and 4 weeks after discharge. Patients reported better understanding of their follow‐up plans and more satisfaction with the discharge process. While not statistically significant, there was a trend towards better communication with nurses. For residents with work‐hour limitations, there was time savings with a trend towards finishing attending rounds on time and statistically significant earlier sign‐out rounds (46 minutes earlier). This intervention had no effect on patient length of stay, readmissions, or emergency department visits in the 30 days after discharge.

Despite improving many aspects of the discharge process and communication that have previously been raised as areas of concern for patient safety, there was no improvement in readmissions rates and ED utilization which are often used as the quality indicators for effective discharge planning. Similar types of interventions on general medical patients have generally also failed to show improvement in readmission rates.1820, 25 Weinberger et al. arranged follow‐up appointments within 1 week for patients discharged from a Veterans Administrative hospital; while patients were seen more often, the intervention actually increased readmission rates.20 Fitzgerald et al. had a case manager contact patients at home and encourage follow‐up, which increased follow‐up visits, but again had no effect on readmission.19 Einstadter et al. had a nurse case manager coordinate outpatient follow‐up on a resident team and also did not effect readmission rates or ED visits.18 Jack et al. in project reengineered discharge (RED) did show a significant reduction in combined hospital utilization measures. However, their study focused on a more limited patient population, and employed both a discharge advocate to arrange follow‐up and improve patient education, and a pharmacist to make postdischarge phone calls.25

So why did readmissions rates and ED visits not change in our study? It would be reasonable to think that having earlier follow‐up appointments, better and timely physician‐to‐physician communication, and a facilitator for patient questions should improve the quality of the discharge process. In a recent study, Jha et al. found there was no association between chart‐based measures of discharge quality and readmissions rates, and only a modest association for patient‐reported measures of discharge quality and readmission rates.28 The authors suggest readmission rates are driven by many factors beyond just improved discharge safety. Perhaps readmission rates are too complex a measure to use to assess discharge process improvement. For fiscal reasons, it is understandable that hospitals, insurance companies, and the Centers for Medicare and Medicaid want to reduce readmission rates and ED utilization. Jencks et al. noted the cost of readmissions in 2004 was 17.4 billion dollars.29 However, sweeping efforts to improve the discharge process for all general medical patients may not yield significant reductions in readmissions, as this study suggests. We may need to focus aggressive intervention on smaller target populations, as prior studies on focused groups suggest.2123

There are no evidence‐based studies to suggest when optimal follow‐up should occur after discharge.26 Several medical society guidelines recommend 2 weeks. More patients on the intervention team were seen within 2 weeks, but readmission rates were not affected. The University Health System Consortium recently reported that the majority of readmissions occurred within 6 days, with the average being about 2 to 3 days.30 In this study, the median days to readmit were 12 for the intervention team and 10 for the control. It is possible that even with our improved 2‐week follow‐up, this was not early enough to reduce readmissions. Follow‐up may need to be within 13 days of discharge for highly vulnerable patients, to significantly change readmission rates. Further studies focusing on this question would be helpful.

Finally, with ACGME limitation of work hours, many residency programs are looking for ways to reduce residents' workload and increase time for education. With a significant trend towards finishing attending rounds on time, it is likely that more residents on the intervention team were able to attend the noon‐time educational conferences. We speculate that this was due to fewer interruptions during rounds because the DF was available for nurses' questions. Sign‐out rounds occurred significantly earlier, possibly because of improved resident efficiency due to the DF's help with the discharge process. While residents may lose some educational experience from not performing all discharge tasks, they gain experience working in interdisciplinary teams, have increased time for education, and reduced work hours. Since the ACGME limits the number of residents per program and increasing the residency size is not an option, a DF should be considered as a possible solution to ACGME work‐hour restrictions.

This study had several limitations. First, the intervention team had 1 specific person embedded, and therefore the results of this study may have limited generalizability. Second, the limited number of residents working with the DF could have biased the intervention, as not all residents worked equally well with the DF. However, this may represent the real‐world experience on any teaching service, given variation in working styles and learning curves of residents over their training. Third, this study was done at 1 university‐affiliated urban Academic Medical Center, making it potentially less generalizable to resident teams in community hospitals. Fourth, we were not able to capture readmissions and ED visits at institutions outside the MGHPartners Healthcare System. However, given that patients were assigned at random to either team, this factor should have impacted both teams equally. Fifth, the study occurred during Massachusetts healthcare reform which requires everyone to have health insurance. This may have affected the rates of ED visits and readmission rates, especially with a shortage of primary care physicians and office visits. Finally, this intervention was not cost‐neutral. Paying for a nurse practitioner to help residents with the work of discharge and providing patients with additional services had many advantages, but this quality improvement project did not pay for itself through shorter LOS, or decreases in ED visits or readmissions.

While readmission rates and ED utilization are important patient outcomes, especially in the current healthcare climate, what determines readmissions and ED visits is likely complex and multifactorial. This study suggests that, in the nationwide effort to reduce readmissions, solely improving the discharge process for all general medical patients may not produce the hoped‐for financial savings. Improving the discharge process, however, is something valuable in its own right. Adding a DF to a resident team does improve some quality markers of the discharge process and decreases work hours for residents.

Acknowledgements

Sara Macchiano, RN for her help with the data gathering of this study.

References
  1. Forster AJ,Murff HJ,Peterson JF,Gandhi TK,Bates DW.Adverse drug events occurring following hospital discharge.J Gen Intern Med.2005;20(4):317323.
  2. Forster AJ,Murff HJ,Peterson JF,Gandhi TK,Bates DW.The incidence and severity of adverse events affecting patients after discharge from the hospital.Ann Intern Med.2003;138(3):161167.
  3. Moore C,Wisnivesky J,Williams S,McGinn T.Medical errors related to discontinuity of care from an inpatient to an outpatient setting.J Gen Intern Med.2003;18(8):646651.
  4. Coleman EA,Smith JD,Raha D,Min SJ.Posthospital medication discrepancies: Prevalence and contributing factors.Arch Intern Med.2005;165(16):18421847.
  5. Kosecoff J,Kahn KL,Rogers WH, et al.Prospective payment system and impairment at discharge. The ‘quicker‐and‐sicker’ story revisited.JAMA.1990;264(15):19801983.
  6. Cutler D.The incidence of adverse medical outcomes under prospective payment.Econometrica. 1995;63:2950.
  7. Solomon JK,Maxwell RB,Hopkins AP.Content of a discharge summary from a medical ward: Views of general practitioners and hospital doctors.J R Coll Physicians Lond.1995;29(4):307310.
  8. van Walraven C,Weinberg AL.Quality assessment of a discharge summary system.Can Med Assoc J.1995;152(9):14371442.
  9. van Walraven C,Seth R,Laupacis A.Dissemination of discharge summaries. Not reaching follow‐up physicians.Can Fam Physician.2002;48:737742.
  10. van Walraven C,Seth R,Austin PC,Laupacis A.Effect of discharge summary availability during post‐discharge visits on hospital readmission.J Gen Intern Med.2002;17(3):186192.
  11. Kripalani S,LeFevre F,Phillips CO,Williams MV,Basaviah P,Baker DW.Deficits in communication and information transfer between hospital‐based and primary care physicians: Implications for patient safety and continuity of care.JAMA.2007;297(8):831841.
  12. Bell CM,Schnipper JL,Auerbach AD, et al.Association of communication between hospital‐based physicians and primary care providers with patient outcomes.J Gen Intern Med.2009;24(3):381386.
  13. Moore C,McGinn T,Halm E.Tying up loose ends: Discharging patients with unresolved medical issues.Arch Intern Med.2007;167(12):13051311.
  14. Roy CL,Poon EG,Karson AS, et al.Patient safety concerns arising from test results that return after hospital discharge.Ann Intern Med.2005;143(2):121128.
  15. Snow V,Beck D,Budnitz T, et al.Transitions of care consensus policy statement: American College of Physicians, Society of General Internal Medicine, Society of Hospital Medicine, American Geriatrics Society, American College of Emergency Physicians, and Society for Academic Emergency Medicine.J Hosp Med.2009;4(6):364370.
  16. Macaulay EM,Cooper GG,Engeset J,Naylor AR.Prospective audit of discharge summary errors.Br J Surg.1996;83(6):788790.
  17. Coleman EA,Berenson RA.Lost in transition: Challenges and opportunities for improving the quality of transitional care.Ann Intern Med.2004;141(7):533536.
  18. Einstadter D,Cebul RD,Franta PR.Effect of a nurse case manager on postdischarge follow‐up.J Gen Intern Med.1996;11(11):684688.
  19. Fitzgerald JF,Smith DM,Martin DK,Freedman JA,Katz BP.A case manager intervention to reduce readmissions.Arch Intern Med.1994;154(15):17211729.
  20. Weinberger M,Oddone EZ,Henderson WG.Does increased access to primary care reduce hospital readmissions? Veterans Affairs Cooperative Study Group on Primary Care and Hospital Readmission.N Engl J Med.1996;334(22):14411447.
  21. Phillips CO,Wright SM,Kern DE,Singa RM,Shepperd S,Rubin HR.Comprehensive discharge planning with postdischarge support for older patients with congestive heart failure: A meta‐analysis.JAMA.2004;291(11):13581367.
  22. Naylor MD,Brooten DA,Campbell RL,Maislin G,McCauley KM,Schwartz JS.Transitional care of older adults hospitalized with heart failure: A randomized, controlled trial.J Am Geriatr Soc.2004;52(5):675684.
  23. Coleman EA,Smith JD,Frank JC,Min SJ,Parry C,Kramer AM.Preparing patients and caregivers to participate in care delivered across settings: The Care Transitions Intervention.J Am Geriatr Soc.2004;52(11):18171825.
  24. Coleman EA,Parry C,Chalmers S,Min SJ.The care transitions intervention: Results of a randomized controlled trial.Arch Intern Med.2006;166(17):18221828.
  25. Jack BW,Chetty VK,Anthony D, et al.A reengineered hospital discharge program to decrease rehospitalization: A randomized trial.Ann Intern Med.2009;150(3):178187.
  26. Balaban RB,Weissman JS,Samuel PA,Woolhandler S.Redefining and redesigning hospital discharge to enhance patient care: A randomized controlled study.J Gen Intern Med.2008;23(8):12281233.
  27. Forster AJ,Clark HD,Menard A, et al.Effect of a nurse team coordinator on outcomes for hospitalized medicine patients.Am J Med.2005;118(10):11481153.
  28. Jha AK,Orav EJ,Epstein AM.Public reporting of discharge planning and rates of readmissions.N Engl J Med.2009;361(27):26372645.
  29. Jencks SF,Williams MV,Coleman EA.Rehospitalizations among patients in the Medicare fee‐for‐service program.N Engl J Med.2009;360(14):14181428.
  30. Consortium UHS. Reducing Readmissions SC22009. Available at: https://www.uhc.edu/1244.htm
References
  1. Forster AJ,Murff HJ,Peterson JF,Gandhi TK,Bates DW.Adverse drug events occurring following hospital discharge.J Gen Intern Med.2005;20(4):317323.
  2. Forster AJ,Murff HJ,Peterson JF,Gandhi TK,Bates DW.The incidence and severity of adverse events affecting patients after discharge from the hospital.Ann Intern Med.2003;138(3):161167.
  3. Moore C,Wisnivesky J,Williams S,McGinn T.Medical errors related to discontinuity of care from an inpatient to an outpatient setting.J Gen Intern Med.2003;18(8):646651.
  4. Coleman EA,Smith JD,Raha D,Min SJ.Posthospital medication discrepancies: Prevalence and contributing factors.Arch Intern Med.2005;165(16):18421847.
  5. Kosecoff J,Kahn KL,Rogers WH, et al.Prospective payment system and impairment at discharge. The ‘quicker‐and‐sicker’ story revisited.JAMA.1990;264(15):19801983.
  6. Cutler D.The incidence of adverse medical outcomes under prospective payment.Econometrica. 1995;63:2950.
  7. Solomon JK,Maxwell RB,Hopkins AP.Content of a discharge summary from a medical ward: Views of general practitioners and hospital doctors.J R Coll Physicians Lond.1995;29(4):307310.
  8. van Walraven C,Weinberg AL.Quality assessment of a discharge summary system.Can Med Assoc J.1995;152(9):14371442.
  9. van Walraven C,Seth R,Laupacis A.Dissemination of discharge summaries. Not reaching follow‐up physicians.Can Fam Physician.2002;48:737742.
  10. van Walraven C,Seth R,Austin PC,Laupacis A.Effect of discharge summary availability during post‐discharge visits on hospital readmission.J Gen Intern Med.2002;17(3):186192.
  11. Kripalani S,LeFevre F,Phillips CO,Williams MV,Basaviah P,Baker DW.Deficits in communication and information transfer between hospital‐based and primary care physicians: Implications for patient safety and continuity of care.JAMA.2007;297(8):831841.
  12. Bell CM,Schnipper JL,Auerbach AD, et al.Association of communication between hospital‐based physicians and primary care providers with patient outcomes.J Gen Intern Med.2009;24(3):381386.
  13. Moore C,McGinn T,Halm E.Tying up loose ends: Discharging patients with unresolved medical issues.Arch Intern Med.2007;167(12):13051311.
  14. Roy CL,Poon EG,Karson AS, et al.Patient safety concerns arising from test results that return after hospital discharge.Ann Intern Med.2005;143(2):121128.
  15. Snow V,Beck D,Budnitz T, et al.Transitions of care consensus policy statement: American College of Physicians, Society of General Internal Medicine, Society of Hospital Medicine, American Geriatrics Society, American College of Emergency Physicians, and Society for Academic Emergency Medicine.J Hosp Med.2009;4(6):364370.
  16. Macaulay EM,Cooper GG,Engeset J,Naylor AR.Prospective audit of discharge summary errors.Br J Surg.1996;83(6):788790.
  17. Coleman EA,Berenson RA.Lost in transition: Challenges and opportunities for improving the quality of transitional care.Ann Intern Med.2004;141(7):533536.
  18. Einstadter D,Cebul RD,Franta PR.Effect of a nurse case manager on postdischarge follow‐up.J Gen Intern Med.1996;11(11):684688.
  19. Fitzgerald JF,Smith DM,Martin DK,Freedman JA,Katz BP.A case manager intervention to reduce readmissions.Arch Intern Med.1994;154(15):17211729.
  20. Weinberger M,Oddone EZ,Henderson WG.Does increased access to primary care reduce hospital readmissions? Veterans Affairs Cooperative Study Group on Primary Care and Hospital Readmission.N Engl J Med.1996;334(22):14411447.
  21. Phillips CO,Wright SM,Kern DE,Singa RM,Shepperd S,Rubin HR.Comprehensive discharge planning with postdischarge support for older patients with congestive heart failure: A meta‐analysis.JAMA.2004;291(11):13581367.
  22. Naylor MD,Brooten DA,Campbell RL,Maislin G,McCauley KM,Schwartz JS.Transitional care of older adults hospitalized with heart failure: A randomized, controlled trial.J Am Geriatr Soc.2004;52(5):675684.
  23. Coleman EA,Smith JD,Frank JC,Min SJ,Parry C,Kramer AM.Preparing patients and caregivers to participate in care delivered across settings: The Care Transitions Intervention.J Am Geriatr Soc.2004;52(11):18171825.
  24. Coleman EA,Parry C,Chalmers S,Min SJ.The care transitions intervention: Results of a randomized controlled trial.Arch Intern Med.2006;166(17):18221828.
  25. Jack BW,Chetty VK,Anthony D, et al.A reengineered hospital discharge program to decrease rehospitalization: A randomized trial.Ann Intern Med.2009;150(3):178187.
  26. Balaban RB,Weissman JS,Samuel PA,Woolhandler S.Redefining and redesigning hospital discharge to enhance patient care: A randomized controlled study.J Gen Intern Med.2008;23(8):12281233.
  27. Forster AJ,Clark HD,Menard A, et al.Effect of a nurse team coordinator on outcomes for hospitalized medicine patients.Am J Med.2005;118(10):11481153.
  28. Jha AK,Orav EJ,Epstein AM.Public reporting of discharge planning and rates of readmissions.N Engl J Med.2009;361(27):26372645.
  29. Jencks SF,Williams MV,Coleman EA.Rehospitalizations among patients in the Medicare fee‐for‐service program.N Engl J Med.2009;360(14):14181428.
  30. Consortium UHS. Reducing Readmissions SC22009. Available at: https://www.uhc.edu/1244.htm
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Improving the discharge process by embedding a discharge facilitator in a resident team
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Hospitalist Sedation Service

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Development of a pediatric hospitalist sedation service: Training and implementation

There is growing demand for safe and effective procedural sedation in pediatric facilities around the country. Multiple articles published in the last 10 years have addressed the shortage of pediatric anesthesiologists to meet this rising need.14 In 2005, Lalwani and Michel published results of a survey of North American children's hospitals that showed 87% of institutions reporting barriers to development of a pediatric sedation service, and that the most common barrier was shortage of anesthesiologists.5 In our hospital, the wait time for an outpatient sedated pediatric magnetic resonance imaging (MRI) grew to as long as 6 weeks. Many institutions have had to look for unique ways to solve this problem. Pediatric sedation programs have been developed which utilize intensivists, emergency medicine physicians, nurse anesthetists, or trained sedation nurses to provide safe pediatric sedation.611 Each of these programs has grown from the particular strengths and needs at each institution. In many institutions, hospitalists are the best candidates to meet this need because of their knowledge of patient needs and safety. They are accessible and receptive to obtaining additional training and, therefore, are a natural fit to provide this service.

As more non‐anesthesiologists are called upon to meet this growing need, the principles and practice of safe sedation must be followed. The Pediatric Sedation Research Consortium, a collaborative group of 37 locations that provide data on pediatric sedations, has published their findings on the safety of pediatric sedation/anesthesia outside of the operating room (OR) performed by anesthesiologists and non‐anesthesiologists.1213 This data has been very valuable, given that studies from single institutions will often lack the power to investigate the rare, but potentially devastating, adverse events which can occur in pediatric sedation/anesthesia.

Despite the widespread use of propofol by non‐anesthesiologists, the lack of substantial data regarding safety by these providers makes its use controversial. A search of the literature finds only 1 prior article that describes the use of propofol by general pediatricians. This was sedation for endoscopy, and the sedation was performed by specially trained pediatric residents in Italy.14 A recently published study from the Consortium regarding the use of propofol showed that the majority of propofol sedations were being performed by intensivists (49%), emergency medicine physicians (36%), or anesthesiologists (10%). General pediatricians or hospitalists performed just 2% of the cases in this series.13

In 2003, a large group of experienced pediatric hospitalists were already providing sedation in the Emergency Unit (EU) and Center for After‐hours Referrals for Emergency Services (CARES) at St Louis Children's Hospital. The Division of Hospital Medicine was approached to meet the demand for increased sedation services at our institution. The Division of Pediatric Anesthesia agreed to provide our physicians with the appropriate training to provide safe, effective, and efficient sedations for painful and non‐painful procedures outside of the OR. One of our sedation units, the Ambulatory Procedure Center (APC), has been described in detail in a prior publication by Strauser Sterni et al.15 Here, we will describe the operations of our sedation services, and specifically describe the training required for our hospitalists to provide sedation services.

METHODS

St Louis Children's Hospital is a 250‐bed tertiary‐care teaching hospital affiliated with Washington University School of Medicine. The Division of Hospitalist Medicine is today comprised of 43 physicians who provide care in the EU, CARES, inpatient units, Transport, and Sedation Services at St Louis Children's Hospital. Our division also provides pediatric care in the EU, inpatient units, newborn nursery, and labor and delivery at 3 affiliated hospitals. In 2003, we developed a dedicated program in our division to meet our institutional need for sedation, with training and oversight by the Division of Pediatric Anesthesia. We developed a structured 3‐tiered program of sedation providers to manage all of our sedation needs. We then designed a training program for these 3 tiers of sedation providers. The 3‐tired program is based on the level of sedation training of each member.

Current American Academy of Pediatrics (AAP) guidelines state:

The practitioner responsible for the treatment of the patient and/or the administration of drugs for sedation must be competent to use such techniques, provide the level of monitoring provided in these guidelines, and manage complications of these techniques (ie, to be able to rescue the patient). Because the level of intended sedation may be exceeded, the practitioner must be sufficiently skilled to provide rescue should the child progress to a level of deep sedation. The practitioner must be trained in, and capable of providing, at the minimum, bag‐valve‐mask ventilation to be able to oxygenate a child who develops airway obstruction or apnea. Training in, and maintenance of, advanced pediatric airway skills is required; regular skills reinforcement is strongly encouraged.16

Our first‐tier sedation providers are junior faculty who provide sedation in the EU and CARES, and in the EU at our community hospitals. The first tier completes sedation training as part of overall hospitalist orientation in order to provide this service. The second tier goes through an advanced sedation provider program to provide sedation in the APC, Pediatric Acute Wound Service (PAWS), inpatient units, and After Hours sedation call, as well as the locations from the first tier. The third tier completes a more complex advanced sedation training program, specifically using propofol, and provides propofol sedation in the APC only, as well as providing sedation in all of the units from the first and second tiers. The responsibilities of the hospitalist providing sedation are described in detail by tier below, including the specific training requirements necessary for each tier (Table 1).

Tiered Sedation Training in a Hospitalist Program
  • Abbreviations: APC, Ambulatory Procedure Center; EU, Emergency Unit; PAWS, Pediatric Acute Wound Service.

Tier One
Provides sedation services in the EU
Drugs: ketamine, nitrous oxide
Training consists of:
1‐hr didactic hospitalist orientation
4 days of shadowing a hospitalist on the sedation service
Continuing on‐the‐job training
Tier Two
Provides sedation throughout the hospital: EU, APC, PAWS, and night/weekend call for urgent needs
Drugs: ketamine, nitrous oxide, plus pentobarbital or dexmedetomidine for radiologic procedures for both inpatients and outpatients
Training consists of:
1 yr of first tier experience
2‐hr didactic session with anesthesia
1‐hr advanced hospitalist sedation orientation
5 days of operating room training with an anesthesiologist
Tier Three
Provides sedation throughout the hospital: EU, APC, PAWS, and night/weekend call
Drugs: ketamine, nitrous oxide, pentobarbital, dexmedetomidine, and propofol
Training consists of:
1 yr of second tier experience
3‐hr didactic lecture with anesthesia
10 days of operating room training
25 supervised propofol sedations
Maintenance of certification requires >75 propofol sedations every 2 yr

Tier One

First‐tier hospitalist sedation providers perform sedation services in the EU and CARES. The staffing model in St Louis Children's Hospital EU is comprised of a pediatric emergency medicine‐trained attending or fellow and a pediatric hospitalist who both help to oversee care within the unit. The unit is also staffed by pediatric residents, emergency medicine residents, medical students, and nurse practitioners. One of the main responsibilities of the pediatric hospitalist, however, is sedation within the unit. In CARES, the pediatric hospitalist is the attending providing direct care to patients without trainees. Any procedure requiring sedation in CARES would be performed by the hospitalist. The hospitalist providing care in the EU at both of our community hospitals would also be the physician to perform procedural sedation within the unit. Procedural sedation in all of these units are primarily for fracture reduction, laceration repair, abscess incision and drainage, foreign body removal, lumbar puncture, joint aspiration, burn debridement, and radiology imaging. Sedations performed within these units are classified as moderate or deep sedation.16 Common medications used by Tier‐One sedation providers are intravenous ketamine, inhaled nitrous oxide in combination with oral oxycodone or oral/ intravenous midazolam, intravenous pentobarbital, and occasional intravenous fentanyl in combination with intravenous midazolam.

For a hospitalist to perform any pediatric sedation within the 4 hospitals in our program, the physician must be credentialed in accordance with the specific criteria of each institution. There are varied institutional policies across all hospitals nationally. At St Louis Children's Hospital, sedation credentialing criteria states that a sedation provider must review the specific institutional policies governing sedation and perform 25 supervised sedations, before any independent sedation is attempted. The type of procedure requiring sedation and the medications used for the sedation may vary among these 25 supervised sedations. Given the structure of our program, the majority of supervised sedations are for painful procedures utilizing ketamine or a combination of oxycodone and nitrous oxide.

Our division also requires the Tier‐One group to shadow at least 4 shifts with senior hospitalists in Tiers Two or Three providing sedation, in a unit where there is an average of 6 sedations performed per day. The Tier‐One sedation hospitalist must also attend a 1‐hour didactic orientation session where the principles and practice of sedation are taught. This didactic session provides the principles of pediatric sedation and defines the important skills necessary to provide safe sedation and recovery. In addition, hospitalists are trained to recognize which children can be safely sedated by a hospitalist, and manage common side effects and adverse events during and after sedation.

The Tier‐One hospitalist performing sedation in the EU/CARES is responsible for performing pre‐procedure sedation evaluation, developing a sedation plan, and delivering procedural sedation. A dedicated sedation‐trained nurse is available throughout the procedure to record vital signs, leaving the hospitalist free to monitor the patient directly, titrate sedation medications, and manage airway or adverse events as they arise. A separate provider is responsible for performing the actual procedure. The patient continues to be monitored by the sedation nurse during the recovery period, while the hospitalist remains immediately available in the unit to address any problems. At St Louis Children's Hospital, specific monitoring and documentation criteria, using standard forms and sedation scores, are strictly adhered to for every sedation, both during the sedation and throughout the recovery phase. These criteria are based upon the AAP guidelines for monitoring and management of pediatric sedation as described by Cot and Wilson.16 Hospital Medicine provides services in the EU 17 hours per day, 7 days a week. On average, 3 sedations are provided by the hospitalist per 8‐hour shift in the EU.

Tier Two

Second‐tier providers perform all services provided by Tier‐One providers, as well as expanded sedation services on the inpatient units, APC, and PAWS. Tier‐Two providers also provide on‐call services for urgent night, weekend, and holiday sedation needs.

APC and PAWS provide more specialized sedation care than that provided in the EU. PAWS is a separate and dedicated wound care unit housed on the surgical/post‐op floor where children are sedated for painful wound care, primarily burn debridement, abscess incision and drainage (I&D), and dressing changes. Sedation services are occasionally provided for other wound care issues or procedures. Both inpatients and outpatients are seen in this unit. The unit operates 10 hours per day, 7 days a week. The PAWS unit has 2 rooms specifically equipped for sedation, monitoring, and rescue, as well as 2 additional rooms for recovery or for patients not requiring sedation. Sedations in PAWS generally utilize intravenous ketamine or inhaled nitrous oxide coupled with premedication of oxycodone. Responsibilities of the hospitalist in the unit include completing and documenting the pre‐sedation evaluation, developing an appropriate sedation plan, delivering sedation medications, ongoing monitoring and documenting of vital signs throughout the case, and recovery of the patient. All nursing staff in this unit are sedation‐trained and are responsible for continued patient monitoring during the recovery period, until the patient has returned to baseline and is safe for discharge or transfer.

The APC has been described in a prior publication.15 Hospitalist sedations in the APC are performed primarily for radiology procedures, the majority of which are MRI but also include computed tomographic (CT) and nuclear medicine scans. Sedation is also provided for automated brainstem response (ABR), electromyogram (EMG), and peripherally inserted central catheter (PICC) placements. Like PAWS, APC serves both inpatients and outpatients. The APC is staffed 10 hours per day, 5 days per week. The primary sedation medications used in this unit are ketamine, dexmedetomidine, and occasionally fentanyl and midazolam. There are 11 patient beds, all equipped for patient monitoring and recovery. Hospitalists in the APC may provide direct patient care or supervise sedation‐trained nurses delivering sedation services after having a pre‐sedation evaluation performed by the hospitalist. If a sedation‐trained nurse is delivering sedation, the hospitalist may be doing other interruptible tasks, but is immediately available on the unit to respond to any concerns from the sedation nurse. All units are fully equipped with resuscitation equipment/crash carts, and an anesthesiologist is readily available to come to the unit from the OR in the event of an issue. A rapid response team that consists of a pediatric intensive care unit (ICU) fellow, respiratory therapist, and pediatric ICU charge nurse is also always on call.

Urgent sedations on the inpatient wards are common and can usually be accommodated in PAWS or APC. Rarely, however, an MRI, CT, joint aspiration, abscess drainage, or lumbar puncture must be completed urgently in the evenings, weekends, or holidays. In this situation, the hospitalist is responsible for performing the pre‐sedation evaluation, developing an appropriate sedation technique, delivering the sedation medications, monitoring and documenting during the procedure as well as throughout the recovery period, until the patient has returned to baseline. Sedation‐trained nursing staff are available to provide assistance. The sedation medications commonly used in these after‐hours sedations include ketamine for short or painful procedures and dexmedetomidine for longer radiology studies.

Training for second‐tier services consists of a minimum of 1 year of first‐tier sedation experience, a 2‐hour didactic lecture with Pediatric Anesthesia, a 1‐hour hospitalist orientation for advanced sedation providers, and 5 days of OR training with an anesthesiologist. Operating room training focuses on building skills in bag‐mask ventilation, intravenous (IV) placement, endotracheal intubation, and laryngeal mask airway (LMA) placement.

Tier Three

Third‐tier sedation providers have completed all of the training of a Tier‐Two provider and have had additional training to prepare them to deliver propofol for non‐painful procedures. Hospitalist‐delivered propofol sedation is provided exclusively in the APC for non‐painful procedures. The hospitalist is responsible for the pre‐sedation evaluation, induction and maintenance of sedation, and patient monitoring and documentation of vital signs. Monitoring for propofol sedation includes end‐tidal carbon dioxide monitoring in addition to electrocardiogram (EKG), respiratory rate (RR), pulse oximetry, and non‐invasive blood pressure (NIBP). A sedation‐trained nurse is present during induction and assists with patient positioning within the scanner. The nurse will then assume care of the patient at the completion of the procedure to continue patient monitoring during recovery.

Training for Tier‐Three providers consists of a 3‐hour didactic session with Anesthesia, 10 days of OR training, use of simulation scenarios, and a written exam. The hospitalist must then perform 25 supervised propofol sedations before being credentialed to provide propofol sedation independently. To maintain certification for Tier‐Three services, hospitalists must perform at least 75 propofol sedations every 2 years.

RESULTS

Utilizing this design and training method, we have developed a successful pediatric hospitalist sedation program. Based on fiscal year 2009 billing data, the Division of Hospital Medicine performed 2471 sedations. There were 2069 sedations performed in APC or PAWS; of those, 1017 were performed on inpatients and 1052 were performed on outpatients. Hospitalists performed 402 sedations on patients in the EU. The EU numbers are likely much larger given that, for over half the year, billing data was not collected from the EU. Unfortunately, we did not have billing data regarding night and weekend sedations, but our best estimate is 1 to 2 per week. The wait time for an outpatient sedated pediatric MRI has gone from 6 weeks to 2 days or less. As of July 2010, we have trained 90 providers at Tier One, 32 at Tier Two, and 11 at Tier Three. We currently have 43 hospitalists providing Tier‐One sedation, 18 providing Tier‐Two, and 6 providing Tier‐Three. Average cumulative hospitalist experience is 1 year for Tier One, 5 years for Tier Two, and 10 years for Tier Three.

DISCUSSION

We believe this is the first description of a pediatric hospitalist training program for a sedation service. However, it is clear that many other pediatric hospitalists are performing sedation and developing similar training programs. When starting a program such as this, there are many things to consider. First, patient volume/demand must allow for each hospitalist to perform sedations on a regular basis, both for training and Maintenance of Certification. Second, Anesthesia must be willing to provide training and oversight. Third, the hospital or university must be willing to support the cost associated with the training period. Finally, negotiating with third party payers for reimbursement is critical to financial sustainability.

The success of our program hinged upon the ability to develop a strong and collaborative relationship with Anesthesiology. Many factors played into making this relationship work. Initially, Anesthesia approached us to help them meet an unmet clinical need. Because of this, we were viewed as helpful and as problem solvers, rather than as a threat. Additionally, each division had a sedation service champion that pushed for the development of a hospitalist sedation service. Lastly, regular meetings with Anesthesia, and the intense training program itself, helped to develop a sense of collegiality between the divisions.

We have faced many challenges and learned many lessons while developing this program. There is a significant cost to training sedation providers; 47 hospitalists trained to provide Tier‐One sedation have left the program. Of those, 16 hospitalists completed training for Tier‐Two sedation, and 5 completed Tier Three. The Tier‐Two training described earlier requires approximately 50 hours of dedicated time away from other hospitalist duties, while Tier Three requires an additional 125 hours. The majority of our turnover occurred in the first few years of the program. From a financial perspective, we have had to reserve sedation training beyond Tier One to hospitalists who are able to demonstrate evidence of a long‐term commitment to our division. Every person providing Tier‐Three sedation has been with the division over 6 years. From a broader perspective, we are providing hospitalists with an important and useful skill that may enhance their careerssafe and effective sedation.

Balancing the volume of cases is another issue to consider. Our goal is to provide safe and timely sedation, therefore we need to have enough scheduled cases to maintain competency and financial viability, but we must also leave adequate flexibility in the schedule for urgent cases.

In addition to the operating room training, we are beginning to incorporate pediatric simulation as an adjunct to our training. We have designed simulation scenarios which address issues of obstruction, apnea, hypotension, bronchospasm, and aspiration. However, OR training remains a mandatory requirement for sedation training and, at times, can be challenging to schedule.

We complete a post‐sedation assessment on all patients; we are currently performing a chart review of over 1600 patients sedated with propofol, to look at the rate of planned and unplanned interventions. We believe this data will show that our training has been successful, and that with analysis of our Quality Improvement data, we can improve the safety and efficacy of our sedation program even further.

CONCLUSIONS

A pediatric hospitalist sedation service, with proper training and oversight, can successfully augment sedation services provided by anesthesiologists. As has been stated in prior publications, a defined system, and the use of a dedicated well‐trained team makes a sedation service a success.1719 A collegial and mutually respectful relationship between Anesthesia and non‐Anesthesia sedation providers is critical in developing and maintaining a successful sedation program.

Files
References
  1. Adams K,Pennock N,Phelps B,Rose W,Peters M.Anesthesia services outside of the operating room.Pediatr Nurs.2007;33(3):232,234,236237.
  2. Gozal D,Gozal Y.Pediatric sedation/anesthesia outside the operating room.Curr Opin Anaesthesiol.2008;21(4):494498.
  3. Shankar V,Deshpande JK.Procedural sedation in the pediatric patient.Anesthesiol Clin North Am.2005;23(4):635654, viii.
  4. Smallman B.Pediatric sedation: can it be safely performed by non‐anesthesiologists?Curr Opin Anaesthesiol.2002;15(4):455459.
  5. Lalwani K,Michel M.Pediatric sedation in North American children's hospitals: a survey of anesthesia providers.Paediatr Anaesth.2005;15(3):209213.
  6. Larsen R,Galloway D,Wadera S, et al.Safety of propofol sedation for pediatric outpatient procedures.Clin Pediatr (Phila).2009;48(8):819823.
  7. Mason KP,Zurakowski D,Zgleszewski SE, et al.High dose dexmedetomidine as the sole sedative for pediatric MRI.Paediatr Anaesth.2008;18(5):403411.
  8. Pershad J,Gilmore B.Successful implementation of a radiology sedation service staffed exclusively by pediatric emergency physicians.Pediatrics.2006;117(3):e413e422.
  9. Shavit I,Hershman E.Management of children undergoing painful procedures in the emergency department by non‐anesthesiologists.Isr Med Assoc J.2004;6(6):350355.
  10. Sury MR,Hatch DJ,Deeley T,Dicks‐Mireaux C,Chong WK.Development of a nurse‐led sedation service for paediatric magnetic resonance imaging.Lancet.1999;353(9165):16671671.
  11. Vespasiano M,Finkelstein M,Kurachek S.Propofol sedation: intensivists' experience with 7304 cases in a children's hospital.Pediatrics.2007;120(6):e1411e1417.
  12. Cravero JP.Risk and safety of pediatric sedation/anesthesia for procedures outside the operating room.Curr Opin Anaesthesiol.2009;22(4):509513.
  13. Cravero JP,Beach ML,Blike GT,Gallagher SM,Hertzog JH.The incidence and nature of adverse events during pediatric sedation/anesthesia with propofol for procedures outside the operating room: a report from the Pediatric Sedation Research Consortium.Anesth Analg.2009;108(3):795804.
  14. Barbi E,Petaros P,Badina L, et al.Deep sedation with propofol for upper gastrointestinal endoscopy in children, administered by specially trained pediatricians: a prospective case series with emphasis on side effects.Endoscopy.2006;38(4):368375.
  15. Strauser Sterni L,Beck S,Cole J,Carlson D,Turmelle M.A model for pediatric sedation centers using pharmacologic sedation for successful completion of radiologic and procedural studies.J Radiol Nurs2008;27(2):4660.
  16. Coté CJ,Wilson S.Guidelines for monitoring and management of pediatric patients during and after sedation for diagnostic and therapeutic procedures: an update.Pediatrics.2006;118(6):25872602.
  17. Hertzog JH,Havidich JE.Non‐anesthesiologist‐provided pediatric procedural sedation: an update.Curr Opin Anaesthesiol.2007;20(4):365372.
  18. Leroy PL,Schipper DM,Knape HJ.Professional skills and competence for safe and effective procedural sedation in children: recommendations based on a systematic review of the literature.Int J Pediatr.2010; doi://10.1155/2010/934298.
  19. Twite MD,Friesen RH.Pediatric sedation outside the operating room: the year in review.Curr Opin Anaesthesiol.2005;18(4):442446.
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There is growing demand for safe and effective procedural sedation in pediatric facilities around the country. Multiple articles published in the last 10 years have addressed the shortage of pediatric anesthesiologists to meet this rising need.14 In 2005, Lalwani and Michel published results of a survey of North American children's hospitals that showed 87% of institutions reporting barriers to development of a pediatric sedation service, and that the most common barrier was shortage of anesthesiologists.5 In our hospital, the wait time for an outpatient sedated pediatric magnetic resonance imaging (MRI) grew to as long as 6 weeks. Many institutions have had to look for unique ways to solve this problem. Pediatric sedation programs have been developed which utilize intensivists, emergency medicine physicians, nurse anesthetists, or trained sedation nurses to provide safe pediatric sedation.611 Each of these programs has grown from the particular strengths and needs at each institution. In many institutions, hospitalists are the best candidates to meet this need because of their knowledge of patient needs and safety. They are accessible and receptive to obtaining additional training and, therefore, are a natural fit to provide this service.

As more non‐anesthesiologists are called upon to meet this growing need, the principles and practice of safe sedation must be followed. The Pediatric Sedation Research Consortium, a collaborative group of 37 locations that provide data on pediatric sedations, has published their findings on the safety of pediatric sedation/anesthesia outside of the operating room (OR) performed by anesthesiologists and non‐anesthesiologists.1213 This data has been very valuable, given that studies from single institutions will often lack the power to investigate the rare, but potentially devastating, adverse events which can occur in pediatric sedation/anesthesia.

Despite the widespread use of propofol by non‐anesthesiologists, the lack of substantial data regarding safety by these providers makes its use controversial. A search of the literature finds only 1 prior article that describes the use of propofol by general pediatricians. This was sedation for endoscopy, and the sedation was performed by specially trained pediatric residents in Italy.14 A recently published study from the Consortium regarding the use of propofol showed that the majority of propofol sedations were being performed by intensivists (49%), emergency medicine physicians (36%), or anesthesiologists (10%). General pediatricians or hospitalists performed just 2% of the cases in this series.13

In 2003, a large group of experienced pediatric hospitalists were already providing sedation in the Emergency Unit (EU) and Center for After‐hours Referrals for Emergency Services (CARES) at St Louis Children's Hospital. The Division of Hospital Medicine was approached to meet the demand for increased sedation services at our institution. The Division of Pediatric Anesthesia agreed to provide our physicians with the appropriate training to provide safe, effective, and efficient sedations for painful and non‐painful procedures outside of the OR. One of our sedation units, the Ambulatory Procedure Center (APC), has been described in detail in a prior publication by Strauser Sterni et al.15 Here, we will describe the operations of our sedation services, and specifically describe the training required for our hospitalists to provide sedation services.

METHODS

St Louis Children's Hospital is a 250‐bed tertiary‐care teaching hospital affiliated with Washington University School of Medicine. The Division of Hospitalist Medicine is today comprised of 43 physicians who provide care in the EU, CARES, inpatient units, Transport, and Sedation Services at St Louis Children's Hospital. Our division also provides pediatric care in the EU, inpatient units, newborn nursery, and labor and delivery at 3 affiliated hospitals. In 2003, we developed a dedicated program in our division to meet our institutional need for sedation, with training and oversight by the Division of Pediatric Anesthesia. We developed a structured 3‐tiered program of sedation providers to manage all of our sedation needs. We then designed a training program for these 3 tiers of sedation providers. The 3‐tired program is based on the level of sedation training of each member.

Current American Academy of Pediatrics (AAP) guidelines state:

The practitioner responsible for the treatment of the patient and/or the administration of drugs for sedation must be competent to use such techniques, provide the level of monitoring provided in these guidelines, and manage complications of these techniques (ie, to be able to rescue the patient). Because the level of intended sedation may be exceeded, the practitioner must be sufficiently skilled to provide rescue should the child progress to a level of deep sedation. The practitioner must be trained in, and capable of providing, at the minimum, bag‐valve‐mask ventilation to be able to oxygenate a child who develops airway obstruction or apnea. Training in, and maintenance of, advanced pediatric airway skills is required; regular skills reinforcement is strongly encouraged.16

Our first‐tier sedation providers are junior faculty who provide sedation in the EU and CARES, and in the EU at our community hospitals. The first tier completes sedation training as part of overall hospitalist orientation in order to provide this service. The second tier goes through an advanced sedation provider program to provide sedation in the APC, Pediatric Acute Wound Service (PAWS), inpatient units, and After Hours sedation call, as well as the locations from the first tier. The third tier completes a more complex advanced sedation training program, specifically using propofol, and provides propofol sedation in the APC only, as well as providing sedation in all of the units from the first and second tiers. The responsibilities of the hospitalist providing sedation are described in detail by tier below, including the specific training requirements necessary for each tier (Table 1).

Tiered Sedation Training in a Hospitalist Program
  • Abbreviations: APC, Ambulatory Procedure Center; EU, Emergency Unit; PAWS, Pediatric Acute Wound Service.

Tier One
Provides sedation services in the EU
Drugs: ketamine, nitrous oxide
Training consists of:
1‐hr didactic hospitalist orientation
4 days of shadowing a hospitalist on the sedation service
Continuing on‐the‐job training
Tier Two
Provides sedation throughout the hospital: EU, APC, PAWS, and night/weekend call for urgent needs
Drugs: ketamine, nitrous oxide, plus pentobarbital or dexmedetomidine for radiologic procedures for both inpatients and outpatients
Training consists of:
1 yr of first tier experience
2‐hr didactic session with anesthesia
1‐hr advanced hospitalist sedation orientation
5 days of operating room training with an anesthesiologist
Tier Three
Provides sedation throughout the hospital: EU, APC, PAWS, and night/weekend call
Drugs: ketamine, nitrous oxide, pentobarbital, dexmedetomidine, and propofol
Training consists of:
1 yr of second tier experience
3‐hr didactic lecture with anesthesia
10 days of operating room training
25 supervised propofol sedations
Maintenance of certification requires >75 propofol sedations every 2 yr

Tier One

First‐tier hospitalist sedation providers perform sedation services in the EU and CARES. The staffing model in St Louis Children's Hospital EU is comprised of a pediatric emergency medicine‐trained attending or fellow and a pediatric hospitalist who both help to oversee care within the unit. The unit is also staffed by pediatric residents, emergency medicine residents, medical students, and nurse practitioners. One of the main responsibilities of the pediatric hospitalist, however, is sedation within the unit. In CARES, the pediatric hospitalist is the attending providing direct care to patients without trainees. Any procedure requiring sedation in CARES would be performed by the hospitalist. The hospitalist providing care in the EU at both of our community hospitals would also be the physician to perform procedural sedation within the unit. Procedural sedation in all of these units are primarily for fracture reduction, laceration repair, abscess incision and drainage, foreign body removal, lumbar puncture, joint aspiration, burn debridement, and radiology imaging. Sedations performed within these units are classified as moderate or deep sedation.16 Common medications used by Tier‐One sedation providers are intravenous ketamine, inhaled nitrous oxide in combination with oral oxycodone or oral/ intravenous midazolam, intravenous pentobarbital, and occasional intravenous fentanyl in combination with intravenous midazolam.

For a hospitalist to perform any pediatric sedation within the 4 hospitals in our program, the physician must be credentialed in accordance with the specific criteria of each institution. There are varied institutional policies across all hospitals nationally. At St Louis Children's Hospital, sedation credentialing criteria states that a sedation provider must review the specific institutional policies governing sedation and perform 25 supervised sedations, before any independent sedation is attempted. The type of procedure requiring sedation and the medications used for the sedation may vary among these 25 supervised sedations. Given the structure of our program, the majority of supervised sedations are for painful procedures utilizing ketamine or a combination of oxycodone and nitrous oxide.

Our division also requires the Tier‐One group to shadow at least 4 shifts with senior hospitalists in Tiers Two or Three providing sedation, in a unit where there is an average of 6 sedations performed per day. The Tier‐One sedation hospitalist must also attend a 1‐hour didactic orientation session where the principles and practice of sedation are taught. This didactic session provides the principles of pediatric sedation and defines the important skills necessary to provide safe sedation and recovery. In addition, hospitalists are trained to recognize which children can be safely sedated by a hospitalist, and manage common side effects and adverse events during and after sedation.

The Tier‐One hospitalist performing sedation in the EU/CARES is responsible for performing pre‐procedure sedation evaluation, developing a sedation plan, and delivering procedural sedation. A dedicated sedation‐trained nurse is available throughout the procedure to record vital signs, leaving the hospitalist free to monitor the patient directly, titrate sedation medications, and manage airway or adverse events as they arise. A separate provider is responsible for performing the actual procedure. The patient continues to be monitored by the sedation nurse during the recovery period, while the hospitalist remains immediately available in the unit to address any problems. At St Louis Children's Hospital, specific monitoring and documentation criteria, using standard forms and sedation scores, are strictly adhered to for every sedation, both during the sedation and throughout the recovery phase. These criteria are based upon the AAP guidelines for monitoring and management of pediatric sedation as described by Cot and Wilson.16 Hospital Medicine provides services in the EU 17 hours per day, 7 days a week. On average, 3 sedations are provided by the hospitalist per 8‐hour shift in the EU.

Tier Two

Second‐tier providers perform all services provided by Tier‐One providers, as well as expanded sedation services on the inpatient units, APC, and PAWS. Tier‐Two providers also provide on‐call services for urgent night, weekend, and holiday sedation needs.

APC and PAWS provide more specialized sedation care than that provided in the EU. PAWS is a separate and dedicated wound care unit housed on the surgical/post‐op floor where children are sedated for painful wound care, primarily burn debridement, abscess incision and drainage (I&D), and dressing changes. Sedation services are occasionally provided for other wound care issues or procedures. Both inpatients and outpatients are seen in this unit. The unit operates 10 hours per day, 7 days a week. The PAWS unit has 2 rooms specifically equipped for sedation, monitoring, and rescue, as well as 2 additional rooms for recovery or for patients not requiring sedation. Sedations in PAWS generally utilize intravenous ketamine or inhaled nitrous oxide coupled with premedication of oxycodone. Responsibilities of the hospitalist in the unit include completing and documenting the pre‐sedation evaluation, developing an appropriate sedation plan, delivering sedation medications, ongoing monitoring and documenting of vital signs throughout the case, and recovery of the patient. All nursing staff in this unit are sedation‐trained and are responsible for continued patient monitoring during the recovery period, until the patient has returned to baseline and is safe for discharge or transfer.

The APC has been described in a prior publication.15 Hospitalist sedations in the APC are performed primarily for radiology procedures, the majority of which are MRI but also include computed tomographic (CT) and nuclear medicine scans. Sedation is also provided for automated brainstem response (ABR), electromyogram (EMG), and peripherally inserted central catheter (PICC) placements. Like PAWS, APC serves both inpatients and outpatients. The APC is staffed 10 hours per day, 5 days per week. The primary sedation medications used in this unit are ketamine, dexmedetomidine, and occasionally fentanyl and midazolam. There are 11 patient beds, all equipped for patient monitoring and recovery. Hospitalists in the APC may provide direct patient care or supervise sedation‐trained nurses delivering sedation services after having a pre‐sedation evaluation performed by the hospitalist. If a sedation‐trained nurse is delivering sedation, the hospitalist may be doing other interruptible tasks, but is immediately available on the unit to respond to any concerns from the sedation nurse. All units are fully equipped with resuscitation equipment/crash carts, and an anesthesiologist is readily available to come to the unit from the OR in the event of an issue. A rapid response team that consists of a pediatric intensive care unit (ICU) fellow, respiratory therapist, and pediatric ICU charge nurse is also always on call.

Urgent sedations on the inpatient wards are common and can usually be accommodated in PAWS or APC. Rarely, however, an MRI, CT, joint aspiration, abscess drainage, or lumbar puncture must be completed urgently in the evenings, weekends, or holidays. In this situation, the hospitalist is responsible for performing the pre‐sedation evaluation, developing an appropriate sedation technique, delivering the sedation medications, monitoring and documenting during the procedure as well as throughout the recovery period, until the patient has returned to baseline. Sedation‐trained nursing staff are available to provide assistance. The sedation medications commonly used in these after‐hours sedations include ketamine for short or painful procedures and dexmedetomidine for longer radiology studies.

Training for second‐tier services consists of a minimum of 1 year of first‐tier sedation experience, a 2‐hour didactic lecture with Pediatric Anesthesia, a 1‐hour hospitalist orientation for advanced sedation providers, and 5 days of OR training with an anesthesiologist. Operating room training focuses on building skills in bag‐mask ventilation, intravenous (IV) placement, endotracheal intubation, and laryngeal mask airway (LMA) placement.

Tier Three

Third‐tier sedation providers have completed all of the training of a Tier‐Two provider and have had additional training to prepare them to deliver propofol for non‐painful procedures. Hospitalist‐delivered propofol sedation is provided exclusively in the APC for non‐painful procedures. The hospitalist is responsible for the pre‐sedation evaluation, induction and maintenance of sedation, and patient monitoring and documentation of vital signs. Monitoring for propofol sedation includes end‐tidal carbon dioxide monitoring in addition to electrocardiogram (EKG), respiratory rate (RR), pulse oximetry, and non‐invasive blood pressure (NIBP). A sedation‐trained nurse is present during induction and assists with patient positioning within the scanner. The nurse will then assume care of the patient at the completion of the procedure to continue patient monitoring during recovery.

Training for Tier‐Three providers consists of a 3‐hour didactic session with Anesthesia, 10 days of OR training, use of simulation scenarios, and a written exam. The hospitalist must then perform 25 supervised propofol sedations before being credentialed to provide propofol sedation independently. To maintain certification for Tier‐Three services, hospitalists must perform at least 75 propofol sedations every 2 years.

RESULTS

Utilizing this design and training method, we have developed a successful pediatric hospitalist sedation program. Based on fiscal year 2009 billing data, the Division of Hospital Medicine performed 2471 sedations. There were 2069 sedations performed in APC or PAWS; of those, 1017 were performed on inpatients and 1052 were performed on outpatients. Hospitalists performed 402 sedations on patients in the EU. The EU numbers are likely much larger given that, for over half the year, billing data was not collected from the EU. Unfortunately, we did not have billing data regarding night and weekend sedations, but our best estimate is 1 to 2 per week. The wait time for an outpatient sedated pediatric MRI has gone from 6 weeks to 2 days or less. As of July 2010, we have trained 90 providers at Tier One, 32 at Tier Two, and 11 at Tier Three. We currently have 43 hospitalists providing Tier‐One sedation, 18 providing Tier‐Two, and 6 providing Tier‐Three. Average cumulative hospitalist experience is 1 year for Tier One, 5 years for Tier Two, and 10 years for Tier Three.

DISCUSSION

We believe this is the first description of a pediatric hospitalist training program for a sedation service. However, it is clear that many other pediatric hospitalists are performing sedation and developing similar training programs. When starting a program such as this, there are many things to consider. First, patient volume/demand must allow for each hospitalist to perform sedations on a regular basis, both for training and Maintenance of Certification. Second, Anesthesia must be willing to provide training and oversight. Third, the hospital or university must be willing to support the cost associated with the training period. Finally, negotiating with third party payers for reimbursement is critical to financial sustainability.

The success of our program hinged upon the ability to develop a strong and collaborative relationship with Anesthesiology. Many factors played into making this relationship work. Initially, Anesthesia approached us to help them meet an unmet clinical need. Because of this, we were viewed as helpful and as problem solvers, rather than as a threat. Additionally, each division had a sedation service champion that pushed for the development of a hospitalist sedation service. Lastly, regular meetings with Anesthesia, and the intense training program itself, helped to develop a sense of collegiality between the divisions.

We have faced many challenges and learned many lessons while developing this program. There is a significant cost to training sedation providers; 47 hospitalists trained to provide Tier‐One sedation have left the program. Of those, 16 hospitalists completed training for Tier‐Two sedation, and 5 completed Tier Three. The Tier‐Two training described earlier requires approximately 50 hours of dedicated time away from other hospitalist duties, while Tier Three requires an additional 125 hours. The majority of our turnover occurred in the first few years of the program. From a financial perspective, we have had to reserve sedation training beyond Tier One to hospitalists who are able to demonstrate evidence of a long‐term commitment to our division. Every person providing Tier‐Three sedation has been with the division over 6 years. From a broader perspective, we are providing hospitalists with an important and useful skill that may enhance their careerssafe and effective sedation.

Balancing the volume of cases is another issue to consider. Our goal is to provide safe and timely sedation, therefore we need to have enough scheduled cases to maintain competency and financial viability, but we must also leave adequate flexibility in the schedule for urgent cases.

In addition to the operating room training, we are beginning to incorporate pediatric simulation as an adjunct to our training. We have designed simulation scenarios which address issues of obstruction, apnea, hypotension, bronchospasm, and aspiration. However, OR training remains a mandatory requirement for sedation training and, at times, can be challenging to schedule.

We complete a post‐sedation assessment on all patients; we are currently performing a chart review of over 1600 patients sedated with propofol, to look at the rate of planned and unplanned interventions. We believe this data will show that our training has been successful, and that with analysis of our Quality Improvement data, we can improve the safety and efficacy of our sedation program even further.

CONCLUSIONS

A pediatric hospitalist sedation service, with proper training and oversight, can successfully augment sedation services provided by anesthesiologists. As has been stated in prior publications, a defined system, and the use of a dedicated well‐trained team makes a sedation service a success.1719 A collegial and mutually respectful relationship between Anesthesia and non‐Anesthesia sedation providers is critical in developing and maintaining a successful sedation program.

There is growing demand for safe and effective procedural sedation in pediatric facilities around the country. Multiple articles published in the last 10 years have addressed the shortage of pediatric anesthesiologists to meet this rising need.14 In 2005, Lalwani and Michel published results of a survey of North American children's hospitals that showed 87% of institutions reporting barriers to development of a pediatric sedation service, and that the most common barrier was shortage of anesthesiologists.5 In our hospital, the wait time for an outpatient sedated pediatric magnetic resonance imaging (MRI) grew to as long as 6 weeks. Many institutions have had to look for unique ways to solve this problem. Pediatric sedation programs have been developed which utilize intensivists, emergency medicine physicians, nurse anesthetists, or trained sedation nurses to provide safe pediatric sedation.611 Each of these programs has grown from the particular strengths and needs at each institution. In many institutions, hospitalists are the best candidates to meet this need because of their knowledge of patient needs and safety. They are accessible and receptive to obtaining additional training and, therefore, are a natural fit to provide this service.

As more non‐anesthesiologists are called upon to meet this growing need, the principles and practice of safe sedation must be followed. The Pediatric Sedation Research Consortium, a collaborative group of 37 locations that provide data on pediatric sedations, has published their findings on the safety of pediatric sedation/anesthesia outside of the operating room (OR) performed by anesthesiologists and non‐anesthesiologists.1213 This data has been very valuable, given that studies from single institutions will often lack the power to investigate the rare, but potentially devastating, adverse events which can occur in pediatric sedation/anesthesia.

Despite the widespread use of propofol by non‐anesthesiologists, the lack of substantial data regarding safety by these providers makes its use controversial. A search of the literature finds only 1 prior article that describes the use of propofol by general pediatricians. This was sedation for endoscopy, and the sedation was performed by specially trained pediatric residents in Italy.14 A recently published study from the Consortium regarding the use of propofol showed that the majority of propofol sedations were being performed by intensivists (49%), emergency medicine physicians (36%), or anesthesiologists (10%). General pediatricians or hospitalists performed just 2% of the cases in this series.13

In 2003, a large group of experienced pediatric hospitalists were already providing sedation in the Emergency Unit (EU) and Center for After‐hours Referrals for Emergency Services (CARES) at St Louis Children's Hospital. The Division of Hospital Medicine was approached to meet the demand for increased sedation services at our institution. The Division of Pediatric Anesthesia agreed to provide our physicians with the appropriate training to provide safe, effective, and efficient sedations for painful and non‐painful procedures outside of the OR. One of our sedation units, the Ambulatory Procedure Center (APC), has been described in detail in a prior publication by Strauser Sterni et al.15 Here, we will describe the operations of our sedation services, and specifically describe the training required for our hospitalists to provide sedation services.

METHODS

St Louis Children's Hospital is a 250‐bed tertiary‐care teaching hospital affiliated with Washington University School of Medicine. The Division of Hospitalist Medicine is today comprised of 43 physicians who provide care in the EU, CARES, inpatient units, Transport, and Sedation Services at St Louis Children's Hospital. Our division also provides pediatric care in the EU, inpatient units, newborn nursery, and labor and delivery at 3 affiliated hospitals. In 2003, we developed a dedicated program in our division to meet our institutional need for sedation, with training and oversight by the Division of Pediatric Anesthesia. We developed a structured 3‐tiered program of sedation providers to manage all of our sedation needs. We then designed a training program for these 3 tiers of sedation providers. The 3‐tired program is based on the level of sedation training of each member.

Current American Academy of Pediatrics (AAP) guidelines state:

The practitioner responsible for the treatment of the patient and/or the administration of drugs for sedation must be competent to use such techniques, provide the level of monitoring provided in these guidelines, and manage complications of these techniques (ie, to be able to rescue the patient). Because the level of intended sedation may be exceeded, the practitioner must be sufficiently skilled to provide rescue should the child progress to a level of deep sedation. The practitioner must be trained in, and capable of providing, at the minimum, bag‐valve‐mask ventilation to be able to oxygenate a child who develops airway obstruction or apnea. Training in, and maintenance of, advanced pediatric airway skills is required; regular skills reinforcement is strongly encouraged.16

Our first‐tier sedation providers are junior faculty who provide sedation in the EU and CARES, and in the EU at our community hospitals. The first tier completes sedation training as part of overall hospitalist orientation in order to provide this service. The second tier goes through an advanced sedation provider program to provide sedation in the APC, Pediatric Acute Wound Service (PAWS), inpatient units, and After Hours sedation call, as well as the locations from the first tier. The third tier completes a more complex advanced sedation training program, specifically using propofol, and provides propofol sedation in the APC only, as well as providing sedation in all of the units from the first and second tiers. The responsibilities of the hospitalist providing sedation are described in detail by tier below, including the specific training requirements necessary for each tier (Table 1).

Tiered Sedation Training in a Hospitalist Program
  • Abbreviations: APC, Ambulatory Procedure Center; EU, Emergency Unit; PAWS, Pediatric Acute Wound Service.

Tier One
Provides sedation services in the EU
Drugs: ketamine, nitrous oxide
Training consists of:
1‐hr didactic hospitalist orientation
4 days of shadowing a hospitalist on the sedation service
Continuing on‐the‐job training
Tier Two
Provides sedation throughout the hospital: EU, APC, PAWS, and night/weekend call for urgent needs
Drugs: ketamine, nitrous oxide, plus pentobarbital or dexmedetomidine for radiologic procedures for both inpatients and outpatients
Training consists of:
1 yr of first tier experience
2‐hr didactic session with anesthesia
1‐hr advanced hospitalist sedation orientation
5 days of operating room training with an anesthesiologist
Tier Three
Provides sedation throughout the hospital: EU, APC, PAWS, and night/weekend call
Drugs: ketamine, nitrous oxide, pentobarbital, dexmedetomidine, and propofol
Training consists of:
1 yr of second tier experience
3‐hr didactic lecture with anesthesia
10 days of operating room training
25 supervised propofol sedations
Maintenance of certification requires >75 propofol sedations every 2 yr

Tier One

First‐tier hospitalist sedation providers perform sedation services in the EU and CARES. The staffing model in St Louis Children's Hospital EU is comprised of a pediatric emergency medicine‐trained attending or fellow and a pediatric hospitalist who both help to oversee care within the unit. The unit is also staffed by pediatric residents, emergency medicine residents, medical students, and nurse practitioners. One of the main responsibilities of the pediatric hospitalist, however, is sedation within the unit. In CARES, the pediatric hospitalist is the attending providing direct care to patients without trainees. Any procedure requiring sedation in CARES would be performed by the hospitalist. The hospitalist providing care in the EU at both of our community hospitals would also be the physician to perform procedural sedation within the unit. Procedural sedation in all of these units are primarily for fracture reduction, laceration repair, abscess incision and drainage, foreign body removal, lumbar puncture, joint aspiration, burn debridement, and radiology imaging. Sedations performed within these units are classified as moderate or deep sedation.16 Common medications used by Tier‐One sedation providers are intravenous ketamine, inhaled nitrous oxide in combination with oral oxycodone or oral/ intravenous midazolam, intravenous pentobarbital, and occasional intravenous fentanyl in combination with intravenous midazolam.

For a hospitalist to perform any pediatric sedation within the 4 hospitals in our program, the physician must be credentialed in accordance with the specific criteria of each institution. There are varied institutional policies across all hospitals nationally. At St Louis Children's Hospital, sedation credentialing criteria states that a sedation provider must review the specific institutional policies governing sedation and perform 25 supervised sedations, before any independent sedation is attempted. The type of procedure requiring sedation and the medications used for the sedation may vary among these 25 supervised sedations. Given the structure of our program, the majority of supervised sedations are for painful procedures utilizing ketamine or a combination of oxycodone and nitrous oxide.

Our division also requires the Tier‐One group to shadow at least 4 shifts with senior hospitalists in Tiers Two or Three providing sedation, in a unit where there is an average of 6 sedations performed per day. The Tier‐One sedation hospitalist must also attend a 1‐hour didactic orientation session where the principles and practice of sedation are taught. This didactic session provides the principles of pediatric sedation and defines the important skills necessary to provide safe sedation and recovery. In addition, hospitalists are trained to recognize which children can be safely sedated by a hospitalist, and manage common side effects and adverse events during and after sedation.

The Tier‐One hospitalist performing sedation in the EU/CARES is responsible for performing pre‐procedure sedation evaluation, developing a sedation plan, and delivering procedural sedation. A dedicated sedation‐trained nurse is available throughout the procedure to record vital signs, leaving the hospitalist free to monitor the patient directly, titrate sedation medications, and manage airway or adverse events as they arise. A separate provider is responsible for performing the actual procedure. The patient continues to be monitored by the sedation nurse during the recovery period, while the hospitalist remains immediately available in the unit to address any problems. At St Louis Children's Hospital, specific monitoring and documentation criteria, using standard forms and sedation scores, are strictly adhered to for every sedation, both during the sedation and throughout the recovery phase. These criteria are based upon the AAP guidelines for monitoring and management of pediatric sedation as described by Cot and Wilson.16 Hospital Medicine provides services in the EU 17 hours per day, 7 days a week. On average, 3 sedations are provided by the hospitalist per 8‐hour shift in the EU.

Tier Two

Second‐tier providers perform all services provided by Tier‐One providers, as well as expanded sedation services on the inpatient units, APC, and PAWS. Tier‐Two providers also provide on‐call services for urgent night, weekend, and holiday sedation needs.

APC and PAWS provide more specialized sedation care than that provided in the EU. PAWS is a separate and dedicated wound care unit housed on the surgical/post‐op floor where children are sedated for painful wound care, primarily burn debridement, abscess incision and drainage (I&D), and dressing changes. Sedation services are occasionally provided for other wound care issues or procedures. Both inpatients and outpatients are seen in this unit. The unit operates 10 hours per day, 7 days a week. The PAWS unit has 2 rooms specifically equipped for sedation, monitoring, and rescue, as well as 2 additional rooms for recovery or for patients not requiring sedation. Sedations in PAWS generally utilize intravenous ketamine or inhaled nitrous oxide coupled with premedication of oxycodone. Responsibilities of the hospitalist in the unit include completing and documenting the pre‐sedation evaluation, developing an appropriate sedation plan, delivering sedation medications, ongoing monitoring and documenting of vital signs throughout the case, and recovery of the patient. All nursing staff in this unit are sedation‐trained and are responsible for continued patient monitoring during the recovery period, until the patient has returned to baseline and is safe for discharge or transfer.

The APC has been described in a prior publication.15 Hospitalist sedations in the APC are performed primarily for radiology procedures, the majority of which are MRI but also include computed tomographic (CT) and nuclear medicine scans. Sedation is also provided for automated brainstem response (ABR), electromyogram (EMG), and peripherally inserted central catheter (PICC) placements. Like PAWS, APC serves both inpatients and outpatients. The APC is staffed 10 hours per day, 5 days per week. The primary sedation medications used in this unit are ketamine, dexmedetomidine, and occasionally fentanyl and midazolam. There are 11 patient beds, all equipped for patient monitoring and recovery. Hospitalists in the APC may provide direct patient care or supervise sedation‐trained nurses delivering sedation services after having a pre‐sedation evaluation performed by the hospitalist. If a sedation‐trained nurse is delivering sedation, the hospitalist may be doing other interruptible tasks, but is immediately available on the unit to respond to any concerns from the sedation nurse. All units are fully equipped with resuscitation equipment/crash carts, and an anesthesiologist is readily available to come to the unit from the OR in the event of an issue. A rapid response team that consists of a pediatric intensive care unit (ICU) fellow, respiratory therapist, and pediatric ICU charge nurse is also always on call.

Urgent sedations on the inpatient wards are common and can usually be accommodated in PAWS or APC. Rarely, however, an MRI, CT, joint aspiration, abscess drainage, or lumbar puncture must be completed urgently in the evenings, weekends, or holidays. In this situation, the hospitalist is responsible for performing the pre‐sedation evaluation, developing an appropriate sedation technique, delivering the sedation medications, monitoring and documenting during the procedure as well as throughout the recovery period, until the patient has returned to baseline. Sedation‐trained nursing staff are available to provide assistance. The sedation medications commonly used in these after‐hours sedations include ketamine for short or painful procedures and dexmedetomidine for longer radiology studies.

Training for second‐tier services consists of a minimum of 1 year of first‐tier sedation experience, a 2‐hour didactic lecture with Pediatric Anesthesia, a 1‐hour hospitalist orientation for advanced sedation providers, and 5 days of OR training with an anesthesiologist. Operating room training focuses on building skills in bag‐mask ventilation, intravenous (IV) placement, endotracheal intubation, and laryngeal mask airway (LMA) placement.

Tier Three

Third‐tier sedation providers have completed all of the training of a Tier‐Two provider and have had additional training to prepare them to deliver propofol for non‐painful procedures. Hospitalist‐delivered propofol sedation is provided exclusively in the APC for non‐painful procedures. The hospitalist is responsible for the pre‐sedation evaluation, induction and maintenance of sedation, and patient monitoring and documentation of vital signs. Monitoring for propofol sedation includes end‐tidal carbon dioxide monitoring in addition to electrocardiogram (EKG), respiratory rate (RR), pulse oximetry, and non‐invasive blood pressure (NIBP). A sedation‐trained nurse is present during induction and assists with patient positioning within the scanner. The nurse will then assume care of the patient at the completion of the procedure to continue patient monitoring during recovery.

Training for Tier‐Three providers consists of a 3‐hour didactic session with Anesthesia, 10 days of OR training, use of simulation scenarios, and a written exam. The hospitalist must then perform 25 supervised propofol sedations before being credentialed to provide propofol sedation independently. To maintain certification for Tier‐Three services, hospitalists must perform at least 75 propofol sedations every 2 years.

RESULTS

Utilizing this design and training method, we have developed a successful pediatric hospitalist sedation program. Based on fiscal year 2009 billing data, the Division of Hospital Medicine performed 2471 sedations. There were 2069 sedations performed in APC or PAWS; of those, 1017 were performed on inpatients and 1052 were performed on outpatients. Hospitalists performed 402 sedations on patients in the EU. The EU numbers are likely much larger given that, for over half the year, billing data was not collected from the EU. Unfortunately, we did not have billing data regarding night and weekend sedations, but our best estimate is 1 to 2 per week. The wait time for an outpatient sedated pediatric MRI has gone from 6 weeks to 2 days or less. As of July 2010, we have trained 90 providers at Tier One, 32 at Tier Two, and 11 at Tier Three. We currently have 43 hospitalists providing Tier‐One sedation, 18 providing Tier‐Two, and 6 providing Tier‐Three. Average cumulative hospitalist experience is 1 year for Tier One, 5 years for Tier Two, and 10 years for Tier Three.

DISCUSSION

We believe this is the first description of a pediatric hospitalist training program for a sedation service. However, it is clear that many other pediatric hospitalists are performing sedation and developing similar training programs. When starting a program such as this, there are many things to consider. First, patient volume/demand must allow for each hospitalist to perform sedations on a regular basis, both for training and Maintenance of Certification. Second, Anesthesia must be willing to provide training and oversight. Third, the hospital or university must be willing to support the cost associated with the training period. Finally, negotiating with third party payers for reimbursement is critical to financial sustainability.

The success of our program hinged upon the ability to develop a strong and collaborative relationship with Anesthesiology. Many factors played into making this relationship work. Initially, Anesthesia approached us to help them meet an unmet clinical need. Because of this, we were viewed as helpful and as problem solvers, rather than as a threat. Additionally, each division had a sedation service champion that pushed for the development of a hospitalist sedation service. Lastly, regular meetings with Anesthesia, and the intense training program itself, helped to develop a sense of collegiality between the divisions.

We have faced many challenges and learned many lessons while developing this program. There is a significant cost to training sedation providers; 47 hospitalists trained to provide Tier‐One sedation have left the program. Of those, 16 hospitalists completed training for Tier‐Two sedation, and 5 completed Tier Three. The Tier‐Two training described earlier requires approximately 50 hours of dedicated time away from other hospitalist duties, while Tier Three requires an additional 125 hours. The majority of our turnover occurred in the first few years of the program. From a financial perspective, we have had to reserve sedation training beyond Tier One to hospitalists who are able to demonstrate evidence of a long‐term commitment to our division. Every person providing Tier‐Three sedation has been with the division over 6 years. From a broader perspective, we are providing hospitalists with an important and useful skill that may enhance their careerssafe and effective sedation.

Balancing the volume of cases is another issue to consider. Our goal is to provide safe and timely sedation, therefore we need to have enough scheduled cases to maintain competency and financial viability, but we must also leave adequate flexibility in the schedule for urgent cases.

In addition to the operating room training, we are beginning to incorporate pediatric simulation as an adjunct to our training. We have designed simulation scenarios which address issues of obstruction, apnea, hypotension, bronchospasm, and aspiration. However, OR training remains a mandatory requirement for sedation training and, at times, can be challenging to schedule.

We complete a post‐sedation assessment on all patients; we are currently performing a chart review of over 1600 patients sedated with propofol, to look at the rate of planned and unplanned interventions. We believe this data will show that our training has been successful, and that with analysis of our Quality Improvement data, we can improve the safety and efficacy of our sedation program even further.

CONCLUSIONS

A pediatric hospitalist sedation service, with proper training and oversight, can successfully augment sedation services provided by anesthesiologists. As has been stated in prior publications, a defined system, and the use of a dedicated well‐trained team makes a sedation service a success.1719 A collegial and mutually respectful relationship between Anesthesia and non‐Anesthesia sedation providers is critical in developing and maintaining a successful sedation program.

References
  1. Adams K,Pennock N,Phelps B,Rose W,Peters M.Anesthesia services outside of the operating room.Pediatr Nurs.2007;33(3):232,234,236237.
  2. Gozal D,Gozal Y.Pediatric sedation/anesthesia outside the operating room.Curr Opin Anaesthesiol.2008;21(4):494498.
  3. Shankar V,Deshpande JK.Procedural sedation in the pediatric patient.Anesthesiol Clin North Am.2005;23(4):635654, viii.
  4. Smallman B.Pediatric sedation: can it be safely performed by non‐anesthesiologists?Curr Opin Anaesthesiol.2002;15(4):455459.
  5. Lalwani K,Michel M.Pediatric sedation in North American children's hospitals: a survey of anesthesia providers.Paediatr Anaesth.2005;15(3):209213.
  6. Larsen R,Galloway D,Wadera S, et al.Safety of propofol sedation for pediatric outpatient procedures.Clin Pediatr (Phila).2009;48(8):819823.
  7. Mason KP,Zurakowski D,Zgleszewski SE, et al.High dose dexmedetomidine as the sole sedative for pediatric MRI.Paediatr Anaesth.2008;18(5):403411.
  8. Pershad J,Gilmore B.Successful implementation of a radiology sedation service staffed exclusively by pediatric emergency physicians.Pediatrics.2006;117(3):e413e422.
  9. Shavit I,Hershman E.Management of children undergoing painful procedures in the emergency department by non‐anesthesiologists.Isr Med Assoc J.2004;6(6):350355.
  10. Sury MR,Hatch DJ,Deeley T,Dicks‐Mireaux C,Chong WK.Development of a nurse‐led sedation service for paediatric magnetic resonance imaging.Lancet.1999;353(9165):16671671.
  11. Vespasiano M,Finkelstein M,Kurachek S.Propofol sedation: intensivists' experience with 7304 cases in a children's hospital.Pediatrics.2007;120(6):e1411e1417.
  12. Cravero JP.Risk and safety of pediatric sedation/anesthesia for procedures outside the operating room.Curr Opin Anaesthesiol.2009;22(4):509513.
  13. Cravero JP,Beach ML,Blike GT,Gallagher SM,Hertzog JH.The incidence and nature of adverse events during pediatric sedation/anesthesia with propofol for procedures outside the operating room: a report from the Pediatric Sedation Research Consortium.Anesth Analg.2009;108(3):795804.
  14. Barbi E,Petaros P,Badina L, et al.Deep sedation with propofol for upper gastrointestinal endoscopy in children, administered by specially trained pediatricians: a prospective case series with emphasis on side effects.Endoscopy.2006;38(4):368375.
  15. Strauser Sterni L,Beck S,Cole J,Carlson D,Turmelle M.A model for pediatric sedation centers using pharmacologic sedation for successful completion of radiologic and procedural studies.J Radiol Nurs2008;27(2):4660.
  16. Coté CJ,Wilson S.Guidelines for monitoring and management of pediatric patients during and after sedation for diagnostic and therapeutic procedures: an update.Pediatrics.2006;118(6):25872602.
  17. Hertzog JH,Havidich JE.Non‐anesthesiologist‐provided pediatric procedural sedation: an update.Curr Opin Anaesthesiol.2007;20(4):365372.
  18. Leroy PL,Schipper DM,Knape HJ.Professional skills and competence for safe and effective procedural sedation in children: recommendations based on a systematic review of the literature.Int J Pediatr.2010; doi://10.1155/2010/934298.
  19. Twite MD,Friesen RH.Pediatric sedation outside the operating room: the year in review.Curr Opin Anaesthesiol.2005;18(4):442446.
References
  1. Adams K,Pennock N,Phelps B,Rose W,Peters M.Anesthesia services outside of the operating room.Pediatr Nurs.2007;33(3):232,234,236237.
  2. Gozal D,Gozal Y.Pediatric sedation/anesthesia outside the operating room.Curr Opin Anaesthesiol.2008;21(4):494498.
  3. Shankar V,Deshpande JK.Procedural sedation in the pediatric patient.Anesthesiol Clin North Am.2005;23(4):635654, viii.
  4. Smallman B.Pediatric sedation: can it be safely performed by non‐anesthesiologists?Curr Opin Anaesthesiol.2002;15(4):455459.
  5. Lalwani K,Michel M.Pediatric sedation in North American children's hospitals: a survey of anesthesia providers.Paediatr Anaesth.2005;15(3):209213.
  6. Larsen R,Galloway D,Wadera S, et al.Safety of propofol sedation for pediatric outpatient procedures.Clin Pediatr (Phila).2009;48(8):819823.
  7. Mason KP,Zurakowski D,Zgleszewski SE, et al.High dose dexmedetomidine as the sole sedative for pediatric MRI.Paediatr Anaesth.2008;18(5):403411.
  8. Pershad J,Gilmore B.Successful implementation of a radiology sedation service staffed exclusively by pediatric emergency physicians.Pediatrics.2006;117(3):e413e422.
  9. Shavit I,Hershman E.Management of children undergoing painful procedures in the emergency department by non‐anesthesiologists.Isr Med Assoc J.2004;6(6):350355.
  10. Sury MR,Hatch DJ,Deeley T,Dicks‐Mireaux C,Chong WK.Development of a nurse‐led sedation service for paediatric magnetic resonance imaging.Lancet.1999;353(9165):16671671.
  11. Vespasiano M,Finkelstein M,Kurachek S.Propofol sedation: intensivists' experience with 7304 cases in a children's hospital.Pediatrics.2007;120(6):e1411e1417.
  12. Cravero JP.Risk and safety of pediatric sedation/anesthesia for procedures outside the operating room.Curr Opin Anaesthesiol.2009;22(4):509513.
  13. Cravero JP,Beach ML,Blike GT,Gallagher SM,Hertzog JH.The incidence and nature of adverse events during pediatric sedation/anesthesia with propofol for procedures outside the operating room: a report from the Pediatric Sedation Research Consortium.Anesth Analg.2009;108(3):795804.
  14. Barbi E,Petaros P,Badina L, et al.Deep sedation with propofol for upper gastrointestinal endoscopy in children, administered by specially trained pediatricians: a prospective case series with emphasis on side effects.Endoscopy.2006;38(4):368375.
  15. Strauser Sterni L,Beck S,Cole J,Carlson D,Turmelle M.A model for pediatric sedation centers using pharmacologic sedation for successful completion of radiologic and procedural studies.J Radiol Nurs2008;27(2):4660.
  16. Coté CJ,Wilson S.Guidelines for monitoring and management of pediatric patients during and after sedation for diagnostic and therapeutic procedures: an update.Pediatrics.2006;118(6):25872602.
  17. Hertzog JH,Havidich JE.Non‐anesthesiologist‐provided pediatric procedural sedation: an update.Curr Opin Anaesthesiol.2007;20(4):365372.
  18. Leroy PL,Schipper DM,Knape HJ.Professional skills and competence for safe and effective procedural sedation in children: recommendations based on a systematic review of the literature.Int J Pediatr.2010; doi://10.1155/2010/934298.
  19. Twite MD,Friesen RH.Pediatric sedation outside the operating room: the year in review.Curr Opin Anaesthesiol.2005;18(4):442446.
Issue
Journal of Hospital Medicine - 7(4)
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Journal of Hospital Medicine - 7(4)
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335-339
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335-339
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Development of a pediatric hospitalist sedation service: Training and implementation
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Development of a pediatric hospitalist sedation service: Training and implementation
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