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Elective laparoscopic appendectomy in gynecologic surgery: When, why, and how

Videos provided by Teresa Tam, MD, and Gerald Harkins, MD
CASE: Should appendectomy be included in total
laparoscopic hysterectomy?
A 39-year-old mother of two continues to experience severe dysmenorrhea and persistent menorrhagia despite undergoing endometrial ablation 2 years earlier. Her obstetric and gynecologic history is remarkable for a diagnosis of chronic pelvic pain, endometriosis, and failed endometrial ablation. Both her children were delivered by cesarean, and she has undergone tubal ligation. She requests hysterectomy to address the dysmenorrhea and menorrhagia once and for all.
A pelvic exam reveals an anteverted, 10-weeks’ size uterus with no adnexal masses or tenderness. After extensive discussion of the surgical procedure, the patient signs a consent for total laparoscopic hysterectomy.
Would you recommend appendectomy, too?
Prophylactic removal of the appendix during a benign gynecologic procedure is known as “elective incidental appendectomy.”1 Incidental appendectomy at the time of cesarean delivery was reported initially in 1959.2 Subsequent studies of removal of a normal-appearing appendix at the time of gynecologic surgery have met with considerable debate. Proponents argue that removal of the appendix at the time of abdominal hysterectomy does not increase operative time or postoperative morbidity. More important, it does prevent future appendicitis.3-5
Some surgeons disagree, citing an increase in operative time, hospital costs, and patient morbidity as reasonable concerns. They also note that appendectomy requires an additional surgical procedure, which could increase the risk of infection and other complications and lead to adhesion formation.
Advantages of incidental appendectomy include technical ease, low patient morbidity and mortality, and significant diagnostic and protective value.6 It also prevents conflicting diagnoses, especially in patients who have chronic pelvic pain, a ruptured ovarian cyst, or endometriosis. Other patients likely to benefit from elective incidental appendectomy are those who are undergoing abdominal radiation or chemotherapy, women unable to communicate health complaints, and those who are planning to undergo complex abdominal or pelvic procedures that are likely to cause extensive adhesions.1
In this article, we describe the rationale behind this procedure, as well as the technical steps involved.
The laparoscopic approach is preferred
Appendectomy is commonly performed laparoscopically. Semm first described this approach in 1983.7 Several studies since have reported that incidental laparoscopic appendectomy is safe, easy to perform, and should be offered to patients undergoing a concomitant gynecologic procedure.8-10 Laparoscopic removal of a normal appendix does not add morbidity or prolong hospitalization, compared with diagnostic laparoscopy. A large study drawing from the Nationwide Inpatient Sample (NIS) database found laparoscopic removal of the appendix to be associated with lower mortality, fewer complications, shorter hospitalization, and lower mean hospital charges, compared with open appendectomy.11 The same study found laparoscopic appendectomy to be the procedure of choice in both perforated and nonperforated appendicitis.
Overweight and obese patients also may benefit from the laparoscopic approach because it avoids problems associated with an open incision, such as the need for abdominal wall retraction, a longer hospital stay, and a risk of wound infection, compared with smaller incisions—especially in this high-risk population.12
Cost is another issue. Any prolonged surgical time and higher medical costs required for incidental appendectomy decrease as surgical proficiency and experience rise. The concomitant performance of endoscopic procedures can also reduce the risk associated with anesthesia for reoperations.
Endometriosis patients stand to benefit from appendectomy
There is compelling evidence that elective appendectomy is beneficial in patients who have endometriosis. Endometriosis of the bowel has been reported in 5.3% of all histologically proven endometriosis cases, with appendiceal endometriosis found in approximately 1% of women with endometriosis.13 Despite the low prevalence (2.8%) of appendiceal endometriosis,14 some studies reported a high incidence of appendiceal endometriosis when incidental appendectomy was performed. Patients who report right lower quadrant (RLQ) pain, chronic pelvic pain, and ovarian endometrioma had the highest incidence of abnormal histopathologic findings.15-17 Because most women with endometriosis present with these symptoms, it is prudent to counsel patients preoperatively about the incidence of appendiceal endometriosis and to visually examine the appendix during gynecologic surgery to identify incidental appendiceal pathology.
Age may influence the appendectomy decision
The incidence of acute appendicitis is highest among people aged 10 to 19 years. The estimated lifetime risk of appendicitis is 6.7%.18 The surgical dilemma is whether to perform incidental appendectomy in the nonadolescent population, which is at lower risk for appendicitis, as a preventive measure.
We lack randomized trials on the benefit of incidental appendectomy. A retrospective study of open procedures supported incidental appendectomy in patients younger than 35 years; for patients 35 to 50, the decision was left to the clinical judgment of the surgeon, based on the patient’s clinical condition.4 The same study failed to support incidental appendectomy in women older than 50 years.
When the appendix is not easily accessible, or the surgical complexity of the gynecologic procedure prevents the surgeon from safely performing an appendectomy, it is better to complete the planned gynecologic surgery and forgo the appendectomy. It is acceptable to make the decision to refrain from the appendectomy intraoperatively if the risk of complications outweighs the likely benefits. The practice of cautionary discretion demonstrates sound judgment and avoids compromising the safety of the patient.
1. Maintain at least three laparoscopic sites
- After the laparoscopic gynecologic procedure, maintain three trocar sites—preferably, two 5-mm trocars and one 12-mm trocar.
- The first 5-mm trocar, at the umbilical incision, accommodates the laparoscopic camera. The second 5-mm trocar serves as an accessory port for laparoscopic instruments and is inserted into the RLQ.
- The 12-mm trocar in the left lower quadrant (LLQ) is also used to insert endoscopic instruments. This trocar site will be used at the conclusion of the appendectomy to accommodate the mechanical stapling device and the specimen bag for removal of the excised organ.
FIGURE 1: Visualize the appendix. Identify the cecum and ileocolic junction to locate the appendix.
2. Identify the appendix
- Perform a careful visual exploration of the abdominal contents to exclude other intra-abdominal pathology.
- Identify the cecum and ileocolic junction to locate the appendix (FIGURE 1).
- Visually inspect the appendix and identify any gross appendiceal pathology.
FIGURE 2: Divide the mesoappendix
Isolate, cauterize, and divide the mesoappendix using 5-mm ultrasonic shears.
3. Dissect the appendix (VIDEO 1)
- Insert an atraumatic forceps through the 5-mm right accessory trocar.
- Grasp the fatty tissue at the tip of the appendix and provide some traction.
- Elevate the appendix to facilitate visualization of the mesoappendix.
- Isolate the mesoappendix and cauterize and divide it using 5-mm ultrasonic shears inserted through the RLQ trocar (FIGURE 2).
- Release some of the upward tension from the specimen retraction by dropping the height of the instrument to prevent undue trauma and bleeding.
- Make a window between the mesentery and the base of the appendix to facilitate dissection.
- Skeletonize the mesoappendix at the junction of the appendiceal base and the cecum.
- During skeletonization, pay special attention to the appendiceal artery at the base of the mesoappendix.
FIGURE 3: Apply the stapling device
Apply the stapling device across the base of the appendix.
4. Resect the appendix (VIDEO 2)
- Insert an automatic stapling device through the 12-mm port and apply it across the base of the appendix (FIGURE 3).
- Apply the mechanical stapling device for 15 seconds to crush the base of the appendix and empty its contents.
- Visualize both sides of the stapler to ensure that it is placed at the base of the appendix.
- Always check the tip of the device to ensure that the jaws of the stapling device fully compress the appendix and have not inadvertently grasped other abdominal contents.
- With the stapling device compressing the base of the appendix, release some of the upward tension on the specimen by dropping the height of the retraction.
- Activate the stapling device and completely excise the appendix from its base
(FIGURE 4). - Thoroughly inspect the appendiceal stump to ensure hemostasis (FIGURE 5).
FIGURE 4: Excise the appendix
Activate the stapling device and completely excise the appendix from its base.
FIGURE 5: Ensure hemostasis
Thoroughly inspect the appendiceal stump and ensure hemostasis.
5. Remove the specimen (VIDEO 3)
- Remove the stapling device and replace it with a specimen retrieval bag, inserting it through the 12-mm port.
- Place the amputated appendix in the specimen retrieval bag to prevent abdominal contamination (FIGURE 6).
- Close the specimen retrieval bag inside the abdomen.
- Refrain from removing the specimen bag through the trocar or forcefully passing the appendix through a small incision. We usually withdraw the 12-mm trocar, then remove the cinched bag containing the resected appendix under direct visualization. We take all precautionary measures to prevent breakage of the bag, which would leak appendiceal contents into the abdomen.
FIGURE 6: Remove the specimen
Place the amputated appendix in the specimen retrieval bag and remove it, intact, through the patient’s abdomen.
6. Perform a few last measures
- If the surgeon chooses, suction and irrigation can be performed at the completion of the appendectomy procedure.
- Send all surgical specimens to pathology for evaluation.
- Complete the operation in the usual laparoscopic fashion. Remove all instruments, and close the 12-mm trocar port site using the Carter Thomason fascial closure device. Close the remaining port sites using 2-0 interrupted suture (Monocryl). Apply skin adhesive to all laparoscopic incisions.
- For more on surgical technique of appendectomy, see Baggish,19 Jaffe and Berger,20 and Daniell and colleagues.21
Coding for appendectomy is fairly straightforward if you know the rules, but prophylactic removal of the appendix, whether performed at the time of a laparoscopic or open abdominal primary procedure, will usually lead to reimbursement difficulties for surgeons even though CPT codes exist to report the procedure. Knowing when and how to bill and document the circumstances for removal will go a long way in getting payment for the procedure. Note that these rules apply to a single surgeon who is performing the entire surgery. When an ObGyn is performing gyn procedures, but a general surgeon is the one who removes the appendix, that surgeon will not be subject to bundling rules, but will still have to make a case with the payer for removing an otherwise normal appendix.
There are 5 codes that can be used to report an appendectomy:
- 44950 Appendectomy;
- 44955 Appendectomy; when done for indicated purpose at time of other major procedure (not as separate procedure)
- 44960 Appendectomy; for ruptured appendix with abscess or generalized peritonitis
- 44970 Laparoscopy, surgical, appendectomy code
- 44979, Unlisted laparoscopy procedure, appendix.
Code 44950 represents either a stand-alone procedure or an incidental appendectomy when performed with other open abdominal procedures. Under CPT guidelines this code would only be reported 1) when this is the only procedure performed and the appendix is removed for a diagnosis other than rupture with abscess, or 2) with a modifier -52 added if the surgeon believes that an incidental appendectomy needs to be reported. Use of a modifier -52 will lead to review of the documentation by the payer, and it will be up to the surgeon to convince the payer that he should be paid for taking out an appendix that is found to be normal. Billing 44950 with other abdominal procedures without this modifier will lead to an outright denial due to bundling edits, which permanently bundle 44950 with all major abdominal procedures.
Code 44955 is the code to report when an appendectomy is performed for an indicated purpose at the time of other open abdominal procedures. For instance, the appendix may have been removed due to a finding of distention with fecalith or extensive adhesions binding the appendix to the abdominal wall. When this code is reported, no modifier is used because it is a CPT “add-on” code that can only be billed in conjunction with other procedures.
Code 44960 is only reported when no other open abdominal procedures are performed at the operative session and the reason for taking out the appendix is rupture with abscess. If rupture is found at the time of an abdominal procedure to remove a mass, for instance, code 44955 would be reported instead.
Code 44970 is the only laparoscopic approach code for an appendectomy, but it would only be reported when 1) the appendectomy was the only laparoscopic procedure performed, or 2) the appendectomy was incidental, but the surgeon felt it needed to be reported. There is no instruction about using a modifier -52 with 44970 to report an incidental appendectomy. According to the American Medical Association’s January 2012 issue of CPT Assistant, laparoscopic removal of the appendix for an indicated purpose at the time of another major laparoscopic procedure should be reported as 44979, Unlisted laparoscopy procedure, appendix.
Keep in mind that code 44970 is bundled into a long list of laparoscopic procedures, including codes for treating stress urinary incontinence and prolapse (CPT codes 51990–51992, 57425), sterilization procedures (CPT codes 58670–58671), hysterectomy procedures (CPT codes 58541–58544, 58548, 58550–58554, 58570–58573), myomectomy procedures (CPT code 58545–58546), as well as codes for lysis, removal of lesions and ovaries, or aspiration of lesions (CPT codes 49321–49322, 58660–58662). A modifier -59 (Distinct Procedural Service) can be reported to bypass these edits, but the payer will request documentation to ensure that the criteria for using this modifier apply. The CPT criteria include documentation of a different session, different procedure or surgery, different site or organ system, separate incision/excision, separate lesion, or separate injury (or area of injury in extensive injuries) which is not ordinarily encountered or performed on the same day by the same individual. Failure to discuss the reason for the removal in the body of the operative report will generally mean the payer will deny extra payment for the appendectomy.
—MELANIE WITT, RN, CPC, COBGC, MA
Ms. Witt is an independent coding and documentation consultant and former program manager, department of coding and nomenclature, American Congress of Obstetricians and Gynecologists.
Adequate training is essential
Surgical proficiency in laparoscopic appendectomy, like any surgical skill set, requires adequate training to ensure procedural familiarity and expertise and to encourage consistency. This training, preferably undertaken during residency, should be an essential part of obstetrics and gynecology education.
It is important to know which patient populations are at high risk for appendiceal pathology so that they can be assessed and counseled adequately prior to surgery. Among the components of patient counseling is a thorough and impartial discussion of procedural risks and benefits. Risk-benefit considerations should include the patient’s preferences so that she can be an active participant in her own health-care decisions.
Because the risks of appendectomy are minimal, and complications are rare, it is appropriate to offer elective laparoscopic appendectomy to patients scheduled to undergo benign gynecologic procedures, especially in the setting of chronic pelvic pain and endometriosis.
CASE: Resolved
The patient is counseled about the benefits and risks of laparoscopic incidental appendectomy, including the fact that it may be especially beneficial in women who have endometriosis. She consents to undergo the procedure at the time of her total laparoscopic hysterectomy.
Both procedures are performed safely, with no complications, and the patient’s immediate postoperative course is unremarkable. After one night of hospitalization, she is discharged home. The histopathologic report on the appendiceal specimen reveals endometriosis with fibrous obliteration of the lumen.
We want to hear from you! Tell us what you think.
CLICK HERE to access 8 Surgical Technique articles published in OBG Management
in 2012.
1. Elective coincidental appendectomy. ACOG Committee Opinion#323. American College of Obstetricians and Gynecologists. Obstet Gynecol. 2005;106(5 Pt 1):1141-1142.
2. Davis ME. Gynecologic operations at cesarean section. Clin Obstet Gynecol. 1959;2:1095-1106.
3. Lynch CB, Sinha P, Jalloh S. Incidental appendectomy during gynecological surgery. Int J Gynecol Obstet. 1997;59(3):261-262.
4. Snyder TE, Selanders JR. Incidental appendectomy—yes or no? A retrospective case study and review of the literature. Infec Dis Obstet Gynecol. 1998;6(1):30-37.
5. Salom EM, Schey D, Penalver M, et al. The safety of incidental appendectomy at the time of abdominal hysterectomy. Am J Obstet Gynecol. 2003;189(6):1563-1568.
6. Lee JH, Choi JS, Jeon SW. Laparoscopic incidental appendectomy during laparoscopic surgery for ovarian endometrioma. Am J Obstet Gynecol. 2011;204(1):28.e1-5.
7. Semm K. Endoscopic appendectomy. Endoscopy. 1983;15(2):59-64.
8. O’Hanlan KA, Fisher DT, O’Holleran MS. 257 incidental appendectomies during total laparoscopic hysterectomy. JSLS. 2007;11(4):428-431.
9. Nezhat C, Nezhat F. Incidental appendectomy during videolaseroscopy. Am J Obstet Gynecol. 1991;165(3):559-564.
10. Song JY, Yordan E, Rotman C. Incidental appendectomy during endoscopic surgery. JSLS. 2009;13(3):376-383.
11. Masoomi H, Mills S, Dolich MO, et al. Comparison of outcomes of laparoscopic versus open appendectomy in adults: data from the Nationwide Inpatient Sample (NIS), 2006-2008. J Gastrointest Surg. 2011;15(12):2226-2231.
12. Jarnagin BK. The vermiform appendix in relation to gynecology. In: Rock JA Jones HW, eds. TeLinde’s Operative Gynecology. 10th ed. Chapter 42. Philadelphia, PA: Lippincott Williams & Wilkins; 2008.
13. Weed JC, Ray JE. Endometriosis of the bowel. Obstet Gynecol. 1987;69(5):727-730.
14. Gustofson RL, Kim N, Liu S, Stratton P. Endometriosis and the appendix: a case series and comprehensive review of the literature. Fertil Steril. 2006;86(2):298-303.
15. Berker B, Lashay N, Davarpanah R, Marziali M, Nezhat CH, Nezhat C. Laparoscopic appendectomy in patients with endometriosis. J Minim Invasive Gynecol. 2005;12(3):206-209.
16. Harris RS, Foster WG, Surrey MW, Agarwal SK. Appendiceal disease in women with endometriosis and right lower quadrant pain. J Am Assoc Gynecol Laparosc. 2001;8(4):536-541.
17. Wie HJ, Lee JH, Kyung MS, Jung US, Choi JS. Is incidental appendectomy necessary in women with ovarian endometrioma? Aust NZ J Obstet Gyn. 2008;48(1):107-111.
18. Addiss DG, Shaffer N, Fowler BS, Tauxe RV. The epidemiology of appendicitis and appendectomy in the United States. Am J Epidemiol. 1990;132(5):910-925.
19. Baggish MS. Appendectomy. In: Baggish MS Karram MM, eds. Atlas of Pelvic Anatomy and Gynecologic Surgery. 2nd ed. Chapter 100. Philadelphia, PA: Saunders; 2006.
20. Jaffe BM, Berger DH. The appendix. In: Brunicardi F Andersen D, Billiar T, et al, eds. Schwartz’s Principles of Surgery. 9th ed. Chapter 30. New York, NY: McGraw Hill Professional; 2010.
21. Daniell JF, Gurley LD, Kurtz BR, Chamber JF. The use of an automatic stapling device for laparoscopic appendectomy. Obstet Gynecol 1991;78(4):721-723.

Videos provided by Teresa Tam, MD, and Gerald Harkins, MD
CASE: Should appendectomy be included in total
laparoscopic hysterectomy?
A 39-year-old mother of two continues to experience severe dysmenorrhea and persistent menorrhagia despite undergoing endometrial ablation 2 years earlier. Her obstetric and gynecologic history is remarkable for a diagnosis of chronic pelvic pain, endometriosis, and failed endometrial ablation. Both her children were delivered by cesarean, and she has undergone tubal ligation. She requests hysterectomy to address the dysmenorrhea and menorrhagia once and for all.
A pelvic exam reveals an anteverted, 10-weeks’ size uterus with no adnexal masses or tenderness. After extensive discussion of the surgical procedure, the patient signs a consent for total laparoscopic hysterectomy.
Would you recommend appendectomy, too?
Prophylactic removal of the appendix during a benign gynecologic procedure is known as “elective incidental appendectomy.”1 Incidental appendectomy at the time of cesarean delivery was reported initially in 1959.2 Subsequent studies of removal of a normal-appearing appendix at the time of gynecologic surgery have met with considerable debate. Proponents argue that removal of the appendix at the time of abdominal hysterectomy does not increase operative time or postoperative morbidity. More important, it does prevent future appendicitis.3-5
Some surgeons disagree, citing an increase in operative time, hospital costs, and patient morbidity as reasonable concerns. They also note that appendectomy requires an additional surgical procedure, which could increase the risk of infection and other complications and lead to adhesion formation.
Advantages of incidental appendectomy include technical ease, low patient morbidity and mortality, and significant diagnostic and protective value.6 It also prevents conflicting diagnoses, especially in patients who have chronic pelvic pain, a ruptured ovarian cyst, or endometriosis. Other patients likely to benefit from elective incidental appendectomy are those who are undergoing abdominal radiation or chemotherapy, women unable to communicate health complaints, and those who are planning to undergo complex abdominal or pelvic procedures that are likely to cause extensive adhesions.1
In this article, we describe the rationale behind this procedure, as well as the technical steps involved.
The laparoscopic approach is preferred
Appendectomy is commonly performed laparoscopically. Semm first described this approach in 1983.7 Several studies since have reported that incidental laparoscopic appendectomy is safe, easy to perform, and should be offered to patients undergoing a concomitant gynecologic procedure.8-10 Laparoscopic removal of a normal appendix does not add morbidity or prolong hospitalization, compared with diagnostic laparoscopy. A large study drawing from the Nationwide Inpatient Sample (NIS) database found laparoscopic removal of the appendix to be associated with lower mortality, fewer complications, shorter hospitalization, and lower mean hospital charges, compared with open appendectomy.11 The same study found laparoscopic appendectomy to be the procedure of choice in both perforated and nonperforated appendicitis.
Overweight and obese patients also may benefit from the laparoscopic approach because it avoids problems associated with an open incision, such as the need for abdominal wall retraction, a longer hospital stay, and a risk of wound infection, compared with smaller incisions—especially in this high-risk population.12
Cost is another issue. Any prolonged surgical time and higher medical costs required for incidental appendectomy decrease as surgical proficiency and experience rise. The concomitant performance of endoscopic procedures can also reduce the risk associated with anesthesia for reoperations.
Endometriosis patients stand to benefit from appendectomy
There is compelling evidence that elective appendectomy is beneficial in patients who have endometriosis. Endometriosis of the bowel has been reported in 5.3% of all histologically proven endometriosis cases, with appendiceal endometriosis found in approximately 1% of women with endometriosis.13 Despite the low prevalence (2.8%) of appendiceal endometriosis,14 some studies reported a high incidence of appendiceal endometriosis when incidental appendectomy was performed. Patients who report right lower quadrant (RLQ) pain, chronic pelvic pain, and ovarian endometrioma had the highest incidence of abnormal histopathologic findings.15-17 Because most women with endometriosis present with these symptoms, it is prudent to counsel patients preoperatively about the incidence of appendiceal endometriosis and to visually examine the appendix during gynecologic surgery to identify incidental appendiceal pathology.
Age may influence the appendectomy decision
The incidence of acute appendicitis is highest among people aged 10 to 19 years. The estimated lifetime risk of appendicitis is 6.7%.18 The surgical dilemma is whether to perform incidental appendectomy in the nonadolescent population, which is at lower risk for appendicitis, as a preventive measure.
We lack randomized trials on the benefit of incidental appendectomy. A retrospective study of open procedures supported incidental appendectomy in patients younger than 35 years; for patients 35 to 50, the decision was left to the clinical judgment of the surgeon, based on the patient’s clinical condition.4 The same study failed to support incidental appendectomy in women older than 50 years.
When the appendix is not easily accessible, or the surgical complexity of the gynecologic procedure prevents the surgeon from safely performing an appendectomy, it is better to complete the planned gynecologic surgery and forgo the appendectomy. It is acceptable to make the decision to refrain from the appendectomy intraoperatively if the risk of complications outweighs the likely benefits. The practice of cautionary discretion demonstrates sound judgment and avoids compromising the safety of the patient.
1. Maintain at least three laparoscopic sites
- After the laparoscopic gynecologic procedure, maintain three trocar sites—preferably, two 5-mm trocars and one 12-mm trocar.
- The first 5-mm trocar, at the umbilical incision, accommodates the laparoscopic camera. The second 5-mm trocar serves as an accessory port for laparoscopic instruments and is inserted into the RLQ.
- The 12-mm trocar in the left lower quadrant (LLQ) is also used to insert endoscopic instruments. This trocar site will be used at the conclusion of the appendectomy to accommodate the mechanical stapling device and the specimen bag for removal of the excised organ.
FIGURE 1: Visualize the appendix. Identify the cecum and ileocolic junction to locate the appendix.
2. Identify the appendix
- Perform a careful visual exploration of the abdominal contents to exclude other intra-abdominal pathology.
- Identify the cecum and ileocolic junction to locate the appendix (FIGURE 1).
- Visually inspect the appendix and identify any gross appendiceal pathology.
FIGURE 2: Divide the mesoappendix
Isolate, cauterize, and divide the mesoappendix using 5-mm ultrasonic shears.
3. Dissect the appendix (VIDEO 1)
- Insert an atraumatic forceps through the 5-mm right accessory trocar.
- Grasp the fatty tissue at the tip of the appendix and provide some traction.
- Elevate the appendix to facilitate visualization of the mesoappendix.
- Isolate the mesoappendix and cauterize and divide it using 5-mm ultrasonic shears inserted through the RLQ trocar (FIGURE 2).
- Release some of the upward tension from the specimen retraction by dropping the height of the instrument to prevent undue trauma and bleeding.
- Make a window between the mesentery and the base of the appendix to facilitate dissection.
- Skeletonize the mesoappendix at the junction of the appendiceal base and the cecum.
- During skeletonization, pay special attention to the appendiceal artery at the base of the mesoappendix.
FIGURE 3: Apply the stapling device
Apply the stapling device across the base of the appendix.
4. Resect the appendix (VIDEO 2)
- Insert an automatic stapling device through the 12-mm port and apply it across the base of the appendix (FIGURE 3).
- Apply the mechanical stapling device for 15 seconds to crush the base of the appendix and empty its contents.
- Visualize both sides of the stapler to ensure that it is placed at the base of the appendix.
- Always check the tip of the device to ensure that the jaws of the stapling device fully compress the appendix and have not inadvertently grasped other abdominal contents.
- With the stapling device compressing the base of the appendix, release some of the upward tension on the specimen by dropping the height of the retraction.
- Activate the stapling device and completely excise the appendix from its base
(FIGURE 4). - Thoroughly inspect the appendiceal stump to ensure hemostasis (FIGURE 5).
FIGURE 4: Excise the appendix
Activate the stapling device and completely excise the appendix from its base.
FIGURE 5: Ensure hemostasis
Thoroughly inspect the appendiceal stump and ensure hemostasis.
5. Remove the specimen (VIDEO 3)
- Remove the stapling device and replace it with a specimen retrieval bag, inserting it through the 12-mm port.
- Place the amputated appendix in the specimen retrieval bag to prevent abdominal contamination (FIGURE 6).
- Close the specimen retrieval bag inside the abdomen.
- Refrain from removing the specimen bag through the trocar or forcefully passing the appendix through a small incision. We usually withdraw the 12-mm trocar, then remove the cinched bag containing the resected appendix under direct visualization. We take all precautionary measures to prevent breakage of the bag, which would leak appendiceal contents into the abdomen.
FIGURE 6: Remove the specimen
Place the amputated appendix in the specimen retrieval bag and remove it, intact, through the patient’s abdomen.
6. Perform a few last measures
- If the surgeon chooses, suction and irrigation can be performed at the completion of the appendectomy procedure.
- Send all surgical specimens to pathology for evaluation.
- Complete the operation in the usual laparoscopic fashion. Remove all instruments, and close the 12-mm trocar port site using the Carter Thomason fascial closure device. Close the remaining port sites using 2-0 interrupted suture (Monocryl). Apply skin adhesive to all laparoscopic incisions.
- For more on surgical technique of appendectomy, see Baggish,19 Jaffe and Berger,20 and Daniell and colleagues.21
Coding for appendectomy is fairly straightforward if you know the rules, but prophylactic removal of the appendix, whether performed at the time of a laparoscopic or open abdominal primary procedure, will usually lead to reimbursement difficulties for surgeons even though CPT codes exist to report the procedure. Knowing when and how to bill and document the circumstances for removal will go a long way in getting payment for the procedure. Note that these rules apply to a single surgeon who is performing the entire surgery. When an ObGyn is performing gyn procedures, but a general surgeon is the one who removes the appendix, that surgeon will not be subject to bundling rules, but will still have to make a case with the payer for removing an otherwise normal appendix.
There are 5 codes that can be used to report an appendectomy:
- 44950 Appendectomy;
- 44955 Appendectomy; when done for indicated purpose at time of other major procedure (not as separate procedure)
- 44960 Appendectomy; for ruptured appendix with abscess or generalized peritonitis
- 44970 Laparoscopy, surgical, appendectomy code
- 44979, Unlisted laparoscopy procedure, appendix.
Code 44950 represents either a stand-alone procedure or an incidental appendectomy when performed with other open abdominal procedures. Under CPT guidelines this code would only be reported 1) when this is the only procedure performed and the appendix is removed for a diagnosis other than rupture with abscess, or 2) with a modifier -52 added if the surgeon believes that an incidental appendectomy needs to be reported. Use of a modifier -52 will lead to review of the documentation by the payer, and it will be up to the surgeon to convince the payer that he should be paid for taking out an appendix that is found to be normal. Billing 44950 with other abdominal procedures without this modifier will lead to an outright denial due to bundling edits, which permanently bundle 44950 with all major abdominal procedures.
Code 44955 is the code to report when an appendectomy is performed for an indicated purpose at the time of other open abdominal procedures. For instance, the appendix may have been removed due to a finding of distention with fecalith or extensive adhesions binding the appendix to the abdominal wall. When this code is reported, no modifier is used because it is a CPT “add-on” code that can only be billed in conjunction with other procedures.
Code 44960 is only reported when no other open abdominal procedures are performed at the operative session and the reason for taking out the appendix is rupture with abscess. If rupture is found at the time of an abdominal procedure to remove a mass, for instance, code 44955 would be reported instead.
Code 44970 is the only laparoscopic approach code for an appendectomy, but it would only be reported when 1) the appendectomy was the only laparoscopic procedure performed, or 2) the appendectomy was incidental, but the surgeon felt it needed to be reported. There is no instruction about using a modifier -52 with 44970 to report an incidental appendectomy. According to the American Medical Association’s January 2012 issue of CPT Assistant, laparoscopic removal of the appendix for an indicated purpose at the time of another major laparoscopic procedure should be reported as 44979, Unlisted laparoscopy procedure, appendix.
Keep in mind that code 44970 is bundled into a long list of laparoscopic procedures, including codes for treating stress urinary incontinence and prolapse (CPT codes 51990–51992, 57425), sterilization procedures (CPT codes 58670–58671), hysterectomy procedures (CPT codes 58541–58544, 58548, 58550–58554, 58570–58573), myomectomy procedures (CPT code 58545–58546), as well as codes for lysis, removal of lesions and ovaries, or aspiration of lesions (CPT codes 49321–49322, 58660–58662). A modifier -59 (Distinct Procedural Service) can be reported to bypass these edits, but the payer will request documentation to ensure that the criteria for using this modifier apply. The CPT criteria include documentation of a different session, different procedure or surgery, different site or organ system, separate incision/excision, separate lesion, or separate injury (or area of injury in extensive injuries) which is not ordinarily encountered or performed on the same day by the same individual. Failure to discuss the reason for the removal in the body of the operative report will generally mean the payer will deny extra payment for the appendectomy.
—MELANIE WITT, RN, CPC, COBGC, MA
Ms. Witt is an independent coding and documentation consultant and former program manager, department of coding and nomenclature, American Congress of Obstetricians and Gynecologists.
Adequate training is essential
Surgical proficiency in laparoscopic appendectomy, like any surgical skill set, requires adequate training to ensure procedural familiarity and expertise and to encourage consistency. This training, preferably undertaken during residency, should be an essential part of obstetrics and gynecology education.
It is important to know which patient populations are at high risk for appendiceal pathology so that they can be assessed and counseled adequately prior to surgery. Among the components of patient counseling is a thorough and impartial discussion of procedural risks and benefits. Risk-benefit considerations should include the patient’s preferences so that she can be an active participant in her own health-care decisions.
Because the risks of appendectomy are minimal, and complications are rare, it is appropriate to offer elective laparoscopic appendectomy to patients scheduled to undergo benign gynecologic procedures, especially in the setting of chronic pelvic pain and endometriosis.
CASE: Resolved
The patient is counseled about the benefits and risks of laparoscopic incidental appendectomy, including the fact that it may be especially beneficial in women who have endometriosis. She consents to undergo the procedure at the time of her total laparoscopic hysterectomy.
Both procedures are performed safely, with no complications, and the patient’s immediate postoperative course is unremarkable. After one night of hospitalization, she is discharged home. The histopathologic report on the appendiceal specimen reveals endometriosis with fibrous obliteration of the lumen.
We want to hear from you! Tell us what you think.
CLICK HERE to access 8 Surgical Technique articles published in OBG Management
in 2012.

Videos provided by Teresa Tam, MD, and Gerald Harkins, MD
CASE: Should appendectomy be included in total
laparoscopic hysterectomy?
A 39-year-old mother of two continues to experience severe dysmenorrhea and persistent menorrhagia despite undergoing endometrial ablation 2 years earlier. Her obstetric and gynecologic history is remarkable for a diagnosis of chronic pelvic pain, endometriosis, and failed endometrial ablation. Both her children were delivered by cesarean, and she has undergone tubal ligation. She requests hysterectomy to address the dysmenorrhea and menorrhagia once and for all.
A pelvic exam reveals an anteverted, 10-weeks’ size uterus with no adnexal masses or tenderness. After extensive discussion of the surgical procedure, the patient signs a consent for total laparoscopic hysterectomy.
Would you recommend appendectomy, too?
Prophylactic removal of the appendix during a benign gynecologic procedure is known as “elective incidental appendectomy.”1 Incidental appendectomy at the time of cesarean delivery was reported initially in 1959.2 Subsequent studies of removal of a normal-appearing appendix at the time of gynecologic surgery have met with considerable debate. Proponents argue that removal of the appendix at the time of abdominal hysterectomy does not increase operative time or postoperative morbidity. More important, it does prevent future appendicitis.3-5
Some surgeons disagree, citing an increase in operative time, hospital costs, and patient morbidity as reasonable concerns. They also note that appendectomy requires an additional surgical procedure, which could increase the risk of infection and other complications and lead to adhesion formation.
Advantages of incidental appendectomy include technical ease, low patient morbidity and mortality, and significant diagnostic and protective value.6 It also prevents conflicting diagnoses, especially in patients who have chronic pelvic pain, a ruptured ovarian cyst, or endometriosis. Other patients likely to benefit from elective incidental appendectomy are those who are undergoing abdominal radiation or chemotherapy, women unable to communicate health complaints, and those who are planning to undergo complex abdominal or pelvic procedures that are likely to cause extensive adhesions.1
In this article, we describe the rationale behind this procedure, as well as the technical steps involved.
The laparoscopic approach is preferred
Appendectomy is commonly performed laparoscopically. Semm first described this approach in 1983.7 Several studies since have reported that incidental laparoscopic appendectomy is safe, easy to perform, and should be offered to patients undergoing a concomitant gynecologic procedure.8-10 Laparoscopic removal of a normal appendix does not add morbidity or prolong hospitalization, compared with diagnostic laparoscopy. A large study drawing from the Nationwide Inpatient Sample (NIS) database found laparoscopic removal of the appendix to be associated with lower mortality, fewer complications, shorter hospitalization, and lower mean hospital charges, compared with open appendectomy.11 The same study found laparoscopic appendectomy to be the procedure of choice in both perforated and nonperforated appendicitis.
Overweight and obese patients also may benefit from the laparoscopic approach because it avoids problems associated with an open incision, such as the need for abdominal wall retraction, a longer hospital stay, and a risk of wound infection, compared with smaller incisions—especially in this high-risk population.12
Cost is another issue. Any prolonged surgical time and higher medical costs required for incidental appendectomy decrease as surgical proficiency and experience rise. The concomitant performance of endoscopic procedures can also reduce the risk associated with anesthesia for reoperations.
Endometriosis patients stand to benefit from appendectomy
There is compelling evidence that elective appendectomy is beneficial in patients who have endometriosis. Endometriosis of the bowel has been reported in 5.3% of all histologically proven endometriosis cases, with appendiceal endometriosis found in approximately 1% of women with endometriosis.13 Despite the low prevalence (2.8%) of appendiceal endometriosis,14 some studies reported a high incidence of appendiceal endometriosis when incidental appendectomy was performed. Patients who report right lower quadrant (RLQ) pain, chronic pelvic pain, and ovarian endometrioma had the highest incidence of abnormal histopathologic findings.15-17 Because most women with endometriosis present with these symptoms, it is prudent to counsel patients preoperatively about the incidence of appendiceal endometriosis and to visually examine the appendix during gynecologic surgery to identify incidental appendiceal pathology.
Age may influence the appendectomy decision
The incidence of acute appendicitis is highest among people aged 10 to 19 years. The estimated lifetime risk of appendicitis is 6.7%.18 The surgical dilemma is whether to perform incidental appendectomy in the nonadolescent population, which is at lower risk for appendicitis, as a preventive measure.
We lack randomized trials on the benefit of incidental appendectomy. A retrospective study of open procedures supported incidental appendectomy in patients younger than 35 years; for patients 35 to 50, the decision was left to the clinical judgment of the surgeon, based on the patient’s clinical condition.4 The same study failed to support incidental appendectomy in women older than 50 years.
When the appendix is not easily accessible, or the surgical complexity of the gynecologic procedure prevents the surgeon from safely performing an appendectomy, it is better to complete the planned gynecologic surgery and forgo the appendectomy. It is acceptable to make the decision to refrain from the appendectomy intraoperatively if the risk of complications outweighs the likely benefits. The practice of cautionary discretion demonstrates sound judgment and avoids compromising the safety of the patient.
1. Maintain at least three laparoscopic sites
- After the laparoscopic gynecologic procedure, maintain three trocar sites—preferably, two 5-mm trocars and one 12-mm trocar.
- The first 5-mm trocar, at the umbilical incision, accommodates the laparoscopic camera. The second 5-mm trocar serves as an accessory port for laparoscopic instruments and is inserted into the RLQ.
- The 12-mm trocar in the left lower quadrant (LLQ) is also used to insert endoscopic instruments. This trocar site will be used at the conclusion of the appendectomy to accommodate the mechanical stapling device and the specimen bag for removal of the excised organ.
FIGURE 1: Visualize the appendix. Identify the cecum and ileocolic junction to locate the appendix.
2. Identify the appendix
- Perform a careful visual exploration of the abdominal contents to exclude other intra-abdominal pathology.
- Identify the cecum and ileocolic junction to locate the appendix (FIGURE 1).
- Visually inspect the appendix and identify any gross appendiceal pathology.
FIGURE 2: Divide the mesoappendix
Isolate, cauterize, and divide the mesoappendix using 5-mm ultrasonic shears.
3. Dissect the appendix (VIDEO 1)
- Insert an atraumatic forceps through the 5-mm right accessory trocar.
- Grasp the fatty tissue at the tip of the appendix and provide some traction.
- Elevate the appendix to facilitate visualization of the mesoappendix.
- Isolate the mesoappendix and cauterize and divide it using 5-mm ultrasonic shears inserted through the RLQ trocar (FIGURE 2).
- Release some of the upward tension from the specimen retraction by dropping the height of the instrument to prevent undue trauma and bleeding.
- Make a window between the mesentery and the base of the appendix to facilitate dissection.
- Skeletonize the mesoappendix at the junction of the appendiceal base and the cecum.
- During skeletonization, pay special attention to the appendiceal artery at the base of the mesoappendix.
FIGURE 3: Apply the stapling device
Apply the stapling device across the base of the appendix.
4. Resect the appendix (VIDEO 2)
- Insert an automatic stapling device through the 12-mm port and apply it across the base of the appendix (FIGURE 3).
- Apply the mechanical stapling device for 15 seconds to crush the base of the appendix and empty its contents.
- Visualize both sides of the stapler to ensure that it is placed at the base of the appendix.
- Always check the tip of the device to ensure that the jaws of the stapling device fully compress the appendix and have not inadvertently grasped other abdominal contents.
- With the stapling device compressing the base of the appendix, release some of the upward tension on the specimen by dropping the height of the retraction.
- Activate the stapling device and completely excise the appendix from its base
(FIGURE 4). - Thoroughly inspect the appendiceal stump to ensure hemostasis (FIGURE 5).
FIGURE 4: Excise the appendix
Activate the stapling device and completely excise the appendix from its base.
FIGURE 5: Ensure hemostasis
Thoroughly inspect the appendiceal stump and ensure hemostasis.
5. Remove the specimen (VIDEO 3)
- Remove the stapling device and replace it with a specimen retrieval bag, inserting it through the 12-mm port.
- Place the amputated appendix in the specimen retrieval bag to prevent abdominal contamination (FIGURE 6).
- Close the specimen retrieval bag inside the abdomen.
- Refrain from removing the specimen bag through the trocar or forcefully passing the appendix through a small incision. We usually withdraw the 12-mm trocar, then remove the cinched bag containing the resected appendix under direct visualization. We take all precautionary measures to prevent breakage of the bag, which would leak appendiceal contents into the abdomen.
FIGURE 6: Remove the specimen
Place the amputated appendix in the specimen retrieval bag and remove it, intact, through the patient’s abdomen.
6. Perform a few last measures
- If the surgeon chooses, suction and irrigation can be performed at the completion of the appendectomy procedure.
- Send all surgical specimens to pathology for evaluation.
- Complete the operation in the usual laparoscopic fashion. Remove all instruments, and close the 12-mm trocar port site using the Carter Thomason fascial closure device. Close the remaining port sites using 2-0 interrupted suture (Monocryl). Apply skin adhesive to all laparoscopic incisions.
- For more on surgical technique of appendectomy, see Baggish,19 Jaffe and Berger,20 and Daniell and colleagues.21
Coding for appendectomy is fairly straightforward if you know the rules, but prophylactic removal of the appendix, whether performed at the time of a laparoscopic or open abdominal primary procedure, will usually lead to reimbursement difficulties for surgeons even though CPT codes exist to report the procedure. Knowing when and how to bill and document the circumstances for removal will go a long way in getting payment for the procedure. Note that these rules apply to a single surgeon who is performing the entire surgery. When an ObGyn is performing gyn procedures, but a general surgeon is the one who removes the appendix, that surgeon will not be subject to bundling rules, but will still have to make a case with the payer for removing an otherwise normal appendix.
There are 5 codes that can be used to report an appendectomy:
- 44950 Appendectomy;
- 44955 Appendectomy; when done for indicated purpose at time of other major procedure (not as separate procedure)
- 44960 Appendectomy; for ruptured appendix with abscess or generalized peritonitis
- 44970 Laparoscopy, surgical, appendectomy code
- 44979, Unlisted laparoscopy procedure, appendix.
Code 44950 represents either a stand-alone procedure or an incidental appendectomy when performed with other open abdominal procedures. Under CPT guidelines this code would only be reported 1) when this is the only procedure performed and the appendix is removed for a diagnosis other than rupture with abscess, or 2) with a modifier -52 added if the surgeon believes that an incidental appendectomy needs to be reported. Use of a modifier -52 will lead to review of the documentation by the payer, and it will be up to the surgeon to convince the payer that he should be paid for taking out an appendix that is found to be normal. Billing 44950 with other abdominal procedures without this modifier will lead to an outright denial due to bundling edits, which permanently bundle 44950 with all major abdominal procedures.
Code 44955 is the code to report when an appendectomy is performed for an indicated purpose at the time of other open abdominal procedures. For instance, the appendix may have been removed due to a finding of distention with fecalith or extensive adhesions binding the appendix to the abdominal wall. When this code is reported, no modifier is used because it is a CPT “add-on” code that can only be billed in conjunction with other procedures.
Code 44960 is only reported when no other open abdominal procedures are performed at the operative session and the reason for taking out the appendix is rupture with abscess. If rupture is found at the time of an abdominal procedure to remove a mass, for instance, code 44955 would be reported instead.
Code 44970 is the only laparoscopic approach code for an appendectomy, but it would only be reported when 1) the appendectomy was the only laparoscopic procedure performed, or 2) the appendectomy was incidental, but the surgeon felt it needed to be reported. There is no instruction about using a modifier -52 with 44970 to report an incidental appendectomy. According to the American Medical Association’s January 2012 issue of CPT Assistant, laparoscopic removal of the appendix for an indicated purpose at the time of another major laparoscopic procedure should be reported as 44979, Unlisted laparoscopy procedure, appendix.
Keep in mind that code 44970 is bundled into a long list of laparoscopic procedures, including codes for treating stress urinary incontinence and prolapse (CPT codes 51990–51992, 57425), sterilization procedures (CPT codes 58670–58671), hysterectomy procedures (CPT codes 58541–58544, 58548, 58550–58554, 58570–58573), myomectomy procedures (CPT code 58545–58546), as well as codes for lysis, removal of lesions and ovaries, or aspiration of lesions (CPT codes 49321–49322, 58660–58662). A modifier -59 (Distinct Procedural Service) can be reported to bypass these edits, but the payer will request documentation to ensure that the criteria for using this modifier apply. The CPT criteria include documentation of a different session, different procedure or surgery, different site or organ system, separate incision/excision, separate lesion, or separate injury (or area of injury in extensive injuries) which is not ordinarily encountered or performed on the same day by the same individual. Failure to discuss the reason for the removal in the body of the operative report will generally mean the payer will deny extra payment for the appendectomy.
—MELANIE WITT, RN, CPC, COBGC, MA
Ms. Witt is an independent coding and documentation consultant and former program manager, department of coding and nomenclature, American Congress of Obstetricians and Gynecologists.
Adequate training is essential
Surgical proficiency in laparoscopic appendectomy, like any surgical skill set, requires adequate training to ensure procedural familiarity and expertise and to encourage consistency. This training, preferably undertaken during residency, should be an essential part of obstetrics and gynecology education.
It is important to know which patient populations are at high risk for appendiceal pathology so that they can be assessed and counseled adequately prior to surgery. Among the components of patient counseling is a thorough and impartial discussion of procedural risks and benefits. Risk-benefit considerations should include the patient’s preferences so that she can be an active participant in her own health-care decisions.
Because the risks of appendectomy are minimal, and complications are rare, it is appropriate to offer elective laparoscopic appendectomy to patients scheduled to undergo benign gynecologic procedures, especially in the setting of chronic pelvic pain and endometriosis.
CASE: Resolved
The patient is counseled about the benefits and risks of laparoscopic incidental appendectomy, including the fact that it may be especially beneficial in women who have endometriosis. She consents to undergo the procedure at the time of her total laparoscopic hysterectomy.
Both procedures are performed safely, with no complications, and the patient’s immediate postoperative course is unremarkable. After one night of hospitalization, she is discharged home. The histopathologic report on the appendiceal specimen reveals endometriosis with fibrous obliteration of the lumen.
We want to hear from you! Tell us what you think.
CLICK HERE to access 8 Surgical Technique articles published in OBG Management
in 2012.
1. Elective coincidental appendectomy. ACOG Committee Opinion#323. American College of Obstetricians and Gynecologists. Obstet Gynecol. 2005;106(5 Pt 1):1141-1142.
2. Davis ME. Gynecologic operations at cesarean section. Clin Obstet Gynecol. 1959;2:1095-1106.
3. Lynch CB, Sinha P, Jalloh S. Incidental appendectomy during gynecological surgery. Int J Gynecol Obstet. 1997;59(3):261-262.
4. Snyder TE, Selanders JR. Incidental appendectomy—yes or no? A retrospective case study and review of the literature. Infec Dis Obstet Gynecol. 1998;6(1):30-37.
5. Salom EM, Schey D, Penalver M, et al. The safety of incidental appendectomy at the time of abdominal hysterectomy. Am J Obstet Gynecol. 2003;189(6):1563-1568.
6. Lee JH, Choi JS, Jeon SW. Laparoscopic incidental appendectomy during laparoscopic surgery for ovarian endometrioma. Am J Obstet Gynecol. 2011;204(1):28.e1-5.
7. Semm K. Endoscopic appendectomy. Endoscopy. 1983;15(2):59-64.
8. O’Hanlan KA, Fisher DT, O’Holleran MS. 257 incidental appendectomies during total laparoscopic hysterectomy. JSLS. 2007;11(4):428-431.
9. Nezhat C, Nezhat F. Incidental appendectomy during videolaseroscopy. Am J Obstet Gynecol. 1991;165(3):559-564.
10. Song JY, Yordan E, Rotman C. Incidental appendectomy during endoscopic surgery. JSLS. 2009;13(3):376-383.
11. Masoomi H, Mills S, Dolich MO, et al. Comparison of outcomes of laparoscopic versus open appendectomy in adults: data from the Nationwide Inpatient Sample (NIS), 2006-2008. J Gastrointest Surg. 2011;15(12):2226-2231.
12. Jarnagin BK. The vermiform appendix in relation to gynecology. In: Rock JA Jones HW, eds. TeLinde’s Operative Gynecology. 10th ed. Chapter 42. Philadelphia, PA: Lippincott Williams & Wilkins; 2008.
13. Weed JC, Ray JE. Endometriosis of the bowel. Obstet Gynecol. 1987;69(5):727-730.
14. Gustofson RL, Kim N, Liu S, Stratton P. Endometriosis and the appendix: a case series and comprehensive review of the literature. Fertil Steril. 2006;86(2):298-303.
15. Berker B, Lashay N, Davarpanah R, Marziali M, Nezhat CH, Nezhat C. Laparoscopic appendectomy in patients with endometriosis. J Minim Invasive Gynecol. 2005;12(3):206-209.
16. Harris RS, Foster WG, Surrey MW, Agarwal SK. Appendiceal disease in women with endometriosis and right lower quadrant pain. J Am Assoc Gynecol Laparosc. 2001;8(4):536-541.
17. Wie HJ, Lee JH, Kyung MS, Jung US, Choi JS. Is incidental appendectomy necessary in women with ovarian endometrioma? Aust NZ J Obstet Gyn. 2008;48(1):107-111.
18. Addiss DG, Shaffer N, Fowler BS, Tauxe RV. The epidemiology of appendicitis and appendectomy in the United States. Am J Epidemiol. 1990;132(5):910-925.
19. Baggish MS. Appendectomy. In: Baggish MS Karram MM, eds. Atlas of Pelvic Anatomy and Gynecologic Surgery. 2nd ed. Chapter 100. Philadelphia, PA: Saunders; 2006.
20. Jaffe BM, Berger DH. The appendix. In: Brunicardi F Andersen D, Billiar T, et al, eds. Schwartz’s Principles of Surgery. 9th ed. Chapter 30. New York, NY: McGraw Hill Professional; 2010.
21. Daniell JF, Gurley LD, Kurtz BR, Chamber JF. The use of an automatic stapling device for laparoscopic appendectomy. Obstet Gynecol 1991;78(4):721-723.
1. Elective coincidental appendectomy. ACOG Committee Opinion#323. American College of Obstetricians and Gynecologists. Obstet Gynecol. 2005;106(5 Pt 1):1141-1142.
2. Davis ME. Gynecologic operations at cesarean section. Clin Obstet Gynecol. 1959;2:1095-1106.
3. Lynch CB, Sinha P, Jalloh S. Incidental appendectomy during gynecological surgery. Int J Gynecol Obstet. 1997;59(3):261-262.
4. Snyder TE, Selanders JR. Incidental appendectomy—yes or no? A retrospective case study and review of the literature. Infec Dis Obstet Gynecol. 1998;6(1):30-37.
5. Salom EM, Schey D, Penalver M, et al. The safety of incidental appendectomy at the time of abdominal hysterectomy. Am J Obstet Gynecol. 2003;189(6):1563-1568.
6. Lee JH, Choi JS, Jeon SW. Laparoscopic incidental appendectomy during laparoscopic surgery for ovarian endometrioma. Am J Obstet Gynecol. 2011;204(1):28.e1-5.
7. Semm K. Endoscopic appendectomy. Endoscopy. 1983;15(2):59-64.
8. O’Hanlan KA, Fisher DT, O’Holleran MS. 257 incidental appendectomies during total laparoscopic hysterectomy. JSLS. 2007;11(4):428-431.
9. Nezhat C, Nezhat F. Incidental appendectomy during videolaseroscopy. Am J Obstet Gynecol. 1991;165(3):559-564.
10. Song JY, Yordan E, Rotman C. Incidental appendectomy during endoscopic surgery. JSLS. 2009;13(3):376-383.
11. Masoomi H, Mills S, Dolich MO, et al. Comparison of outcomes of laparoscopic versus open appendectomy in adults: data from the Nationwide Inpatient Sample (NIS), 2006-2008. J Gastrointest Surg. 2011;15(12):2226-2231.
12. Jarnagin BK. The vermiform appendix in relation to gynecology. In: Rock JA Jones HW, eds. TeLinde’s Operative Gynecology. 10th ed. Chapter 42. Philadelphia, PA: Lippincott Williams & Wilkins; 2008.
13. Weed JC, Ray JE. Endometriosis of the bowel. Obstet Gynecol. 1987;69(5):727-730.
14. Gustofson RL, Kim N, Liu S, Stratton P. Endometriosis and the appendix: a case series and comprehensive review of the literature. Fertil Steril. 2006;86(2):298-303.
15. Berker B, Lashay N, Davarpanah R, Marziali M, Nezhat CH, Nezhat C. Laparoscopic appendectomy in patients with endometriosis. J Minim Invasive Gynecol. 2005;12(3):206-209.
16. Harris RS, Foster WG, Surrey MW, Agarwal SK. Appendiceal disease in women with endometriosis and right lower quadrant pain. J Am Assoc Gynecol Laparosc. 2001;8(4):536-541.
17. Wie HJ, Lee JH, Kyung MS, Jung US, Choi JS. Is incidental appendectomy necessary in women with ovarian endometrioma? Aust NZ J Obstet Gyn. 2008;48(1):107-111.
18. Addiss DG, Shaffer N, Fowler BS, Tauxe RV. The epidemiology of appendicitis and appendectomy in the United States. Am J Epidemiol. 1990;132(5):910-925.
19. Baggish MS. Appendectomy. In: Baggish MS Karram MM, eds. Atlas of Pelvic Anatomy and Gynecologic Surgery. 2nd ed. Chapter 100. Philadelphia, PA: Saunders; 2006.
20. Jaffe BM, Berger DH. The appendix. In: Brunicardi F Andersen D, Billiar T, et al, eds. Schwartz’s Principles of Surgery. 9th ed. Chapter 30. New York, NY: McGraw Hill Professional; 2010.
21. Daniell JF, Gurley LD, Kurtz BR, Chamber JF. The use of an automatic stapling device for laparoscopic appendectomy. Obstet Gynecol 1991;78(4):721-723.
Allergic rhinitis: What’s best for your patient?
• Use nasal steroids to treat allergic rhinitis (AR) in adults. A
• Recommend nasal saline irrigation to reduce symptoms in children and adults with seasonal rhinitis. A
• Consider immunotherapy for adults and children with severe AR that does not respond to conventional pharmacotherapy or allergen avoidance measures. C
Strength of recommendation (SOR)
A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C Consensus, usual practice, opinion, disease-oriented evidence, case series
CASE A man in his 30s with allergic rhinitis (AR) at predictable times of the year with high pollen counts reports only modest symptom relief with a nasal steroid preparation after 3 weeks of use. He comes to see you because he’s “tired of feeling lousy all of the time.”
What management options would you consider?
There is a plethora of treatment options for patients like this one, and considerable variation in clinical practice when it comes to AR.1 The good news is that there are several recent guidelines for treating AR patients, whose symptoms (and underlying cause) can vary widely.
The following review—and accompanying algorithm—provides evidence-based recommendations that can help you refine your approach to AR.
Two guidelines, and several Cochrane reviews
Allergic Rhinitis and its Impact on Asthma (ARIA), a sentinel rhinitis treatment guideline, was published in 2001 and updated in 2008 and 2010.2-4 The British Society for Allergy and Clinical Immunology Standards of Care Committee (BSACI) published guidelines for rhinitis management in 2008 and guidelines for immunotherapy in 2011.5,6 In addition, several Cochrane reviews have been performed.7-12 The ALGORITHM1-6 combines these recommendations. The TABLE2-12 itemizes the recommendations made by each guideline.
ALGORITHM
An evidence-based approach to treating allergic rhinitis1-6
Based on recommendations from ARIA and BSACI guidelines and Cochrane reviews
ARIA, Allergic Rhinitis and its Impact on Asthma; BSACI, British Society for Allergy and Clinical Immunology Standards of Care Committee.
TABLE
Treatment recommendations/suggestions for allergic rhinitis2-12
TREATMENT RECOMMENDATIONS/SUGGESTIONS | ARIA 2001 | ARIA 2008 | ARIA 2010 | BSACI 2008 | BSACI 2011 | COCHRANE REVIEWS |
---|---|---|---|---|---|---|
General principles of treatment | ||||||
Maintenance therapy is required for persistent AR as medications have little effect after cessation. | X | |||||
Patient education | ||||||
Standardized patient education improves disease-specific quality of life. | X | |||||
Nasal steroids | ||||||
NS are the most effective monotherapy for all symptoms of AR, seasonal and perennial,* including nasal congestion. | X | |||||
NS are recommended for AR treatment in adults and suggested for children. | X | |||||
NS are the treatment of choice for moderate to severe persistent* AR and for treatment failures with antihistamines alone. | X | |||||
NS are suggested over oral antihistamines in adults and children for seasonal AR. | X | |||||
NS are suggested over oral antihistamines for adults and children with persistent AR. | X | |||||
NS are recommended rather than nasal antihistamines. | X | |||||
NS are recommended over oral leukotriene receptor antagonists for seasonal AR. | X | |||||
NS are the most effective treatment of AR for children. | X | |||||
There is insufficient evidence for or against the use of oral antihistamines plus NS vs NS alone in children with AR. | X (2010) | |||||
Intermittent* NS use may be beneficial in children. | X | |||||
Avoid NS with high bioavailability (betamethasone) in children, as regular use for >1 year may decrease growth rate. | X | |||||
Antihistamines | ||||||
New-generation oral nonsedating antihistamines that do not affect cytochrome P450 are recommended for the treatment of patients with AR. | X | |||||
Oral or topical antihistamines are first-line treatment for mild to moderate intermittent and moderate persistent AR. | X | |||||
When NS alone do not control moderate to severe persistent AR, may add oral or topical antihistamines. | X | |||||
New-generation oral antihistamines are suggested over nasal antihistamines for children and adults, and for children with seasonal or persistent AR. | X | |||||
Oral antihistamines are suggested over oral leukotriene receptor antagonists in patients with seasonal AR and in preschool children with persistent AR. | X | |||||
Nasal antihistamines are suggested over nasal chromones (the need to use chromones 4 times daily may limit adherence). | X | |||||
Nasal antihistamine use is suggested for children and adults with seasonal AR. | X | |||||
Patients with persistent AR should avoid using nasal antihistamines until more data on efficacy and safety are available. | X | |||||
In children, weigh adverse effects of antihistamines against the general malaise caused by AR. | X | |||||
Treatment with once-daily, long-acting antihistamines rather than multiple daily dosing may improve adherence in children. | X | |||||
Continuous administration of antihistamines is optimal in children, rather than as needed. | X | |||||
Intraocular antihistamines or intraocular chromones are suggested for patients with ocular symptoms. | X | |||||
Oral leukotriene receptor antagonists | ||||||
Oral leukotriene receptor antagonists are suggested for children and adults with seasonal AR and for preschool children with persistent AR. | X | |||||
Avoid oral leukotriene receptor antagonists in adults with persistent AR. | X | |||||
Decongestants | ||||||
For adults with severe nasal obstruction, a short course (<5 days) of a nasal decongestant, along with other drugs, is suggested. | X | |||||
Nasal decongestants may be useful for eustachian tube dysfunction when flying, for children with acute otitis media with middle ear pain, to relieve congestion after an upper respiratory infection, and to improve nasal patency prior to NS use. | X | |||||
Regular oral decongestant use is not suggested. | X | X | ||||
Avoid decongestants in pregnant patients. | X | |||||
Avoid using nasal decongestants in preschool children. | X | |||||
Chromones | ||||||
Limited use of chromones is recommended for children and adults with mild symptoms. | X | |||||
Chromones are less effective than NS or antihistamines. | X | |||||
Nasal antihistamines are suggested over nasal chromones. | X | |||||
Intraocular antihistamines or intraocular chromones are suggested for ocular symptoms. Due to the excellent safety of these agents, chromones may be tried before antihistamines. | X | |||||
Nasal saline | ||||||
Nasal saline irrigation reduces symptoms in children and adults with seasonal rhinitis. | X | |||||
Oral, intramuscular steroids | ||||||
A short course of oral glucocorticosteroids is suggested for patients with AR and moderate to severe nasal or ocular symptoms not controlled with other treatments. | X | |||||
Oral steroids are rarely indicated, but a short course (5-10 days) may be used for severe nasal congestion, uncontrolled symptoms on conventional pharmacotherapy, or important social/work events. | X | |||||
Avoid intramuscular steroids. | X | X | ||||
Ipratropium | ||||||
Nasal ipratropium is suggested for treatment of rhinorrhea for patients with persistent AR. | X | |||||
Allergen-specific immunotherapy | ||||||
Immunotherapy is effective for adults and children with severe AR who do not respond to conventional pharmacotherapy or allergen avoidance measures. | X | |||||
SCIT is suggested for adults with seasonal AR and those with persistent AR due to house dust mites. | X | |||||
SCIT is efficacious for patients with seasonal AR due to pollens, resulting in decreased symptoms and medication use with few severe adverse reactions. | X (2007) | |||||
SLIT is suggested for adults with AR due to pollen, although other alternatives may be equally reasonable. | X | |||||
SLIT is safe and efficacious for AR treatment, decreasing symptoms and medication requirements. | X (2003) | |||||
Nasal immunotherapy is suggested for adults with AR due to pollens. | X | |||||
For pregnant patients, maintenance ASI may be continued, but starting ASI or increasing the dose is contraindicated. | X | |||||
SCIT is suggested for children with AR. | X | |||||
SCIT should not be started before 5 years of age. | X | |||||
Based on preliminary studies, SLIT is safe, but more studies are needed in children. | X | |||||
SLIT and NIT are suggested for children with AR due to pollens, acknowledging that other alternatives may be equally reasonable. SLIT should not be given to children with AR due to HDM unless being done for research. | X | |||||
Lifestyle changes | ||||||
Avoid single chemical or physical preventive and combination preventive methods to reduce HDM exposure. | X | |||||
Allergen avoidance may decrease AR symptoms, but more research is needed. | X (2010) | |||||
Achieving substantial reductions in HDM load may decrease AR symptoms. | X (2012) | |||||
Avoidance of mold or animal dander is recommended for patients who are allergic to them. | X | |||||
Nasal filters can reduce symptoms of AR during ragweed and grass pollen seasons. | X | |||||
Complementary and alternative medicine | ||||||
Avoid homeopathy, acupuncture, butterbur, herbal medicines, and phototherapy. | X | |||||
AR, allergic rhinitis; ARIA, Allergic Rhinitis and its Impact on Asthma; ASI, allergen-specific immunotherapy; BSACI, British Society for Allergy and Clinical Immunology Standards of Care Committee; HDM, house dust mites; NIT, nasal immunotherapy; NS, nasal steroids; SCIT, subcutaneous immunotherapy; SLIT, sublingual immunotherapy. *ARIA 2008 recommended changing the classification of AR from seasonal and perennial (frequent nonseasonal nasal or ocular symptoms) to intermittent (symptoms lasting <4 days per week or <4 weeks per year) or persistent (symptoms >4 days per week and >4 weeks per year).3 AR severity is classified as mild or moderate to severe.2,3 |
The summary that follows provides a more detailed look at the recommendations, with a review of the pathophysiology of AR (“Phases of allergic rhinitis”2,3,5,8,13-15).
The early phase of allergic rhinitis (AR) occurs within minutes of allergen exposure. Mast cell degranulation releases histamine and other inflammatory mediators that cause sneezing, pruritus, rhinorrhea, and nasal congestion.3,8,13 The late phase, beginning at 4 hours and peaking 6 to 12 hours after exposure, is believed to be due to recruitment of circulating leukocytes—particularly eosinophils. Leukocyte activation causes additional inflammatory mediators to be released, which primarily causes nasal congestion—often the most bothersome symptom of AR.2,5,8,13,14 Other presenting symptoms may include feeling “fuzzy” or tired, chronic viral infections, sniffing, eye rubbing, blinking, congested voice, snoring, or dark skin beneath the eyes (allergic shiners).15
Of note: This summary preserves the terminology used in ARIA 2010. Specifically, the ARIA guideline uses the term suggest for conditional recommendations and recommend for strong recommendations.4 That same language is used here.
Nasal steroids: First-line Tx for moderate to severe symptoms
BSACI indicates that nasal steroids (NS) are the treatment of choice for moderate to severe persistent AR (symptoms lasting >4 days per week or >4 weeks per year).5 ARIA 2010 suggests NS as first-line treatment rather than oral antihistamines for adults and children with seasonal (related to outdoor allergens such as pollens or molds) and persistent AR.4 ARIA 2008 finds NS are the most effective treatment for children.3 Steroids reduce inflammation by decreasing inflammatory cell migration and inhibiting cytokine release.16 They are the most effective monotherapy for all symptoms of AR, including nasal congestion, which antihistamines do not treat effectively.13,16 NS also treat ocular symptoms of allergy effectively.15,17
The ARIA 2010 guideline also recommends using NS rather than nasal antihistamines and leukotriene receptor antagonists.4 Combination therapy (eg, NS with the addition of nasal antihistamines) is an option for severe or persistent AR, but it appears to be no more effective than monotherapy with NS.16 A 2010 Cochrane review determined there is insufficient evidence for or against the use of oral antihistamines plus NS vs NS alone in children with AR.7 Intermittent steroid use may be beneficial in children.5
Steroids begin working 6 to 8 hours after the first dose, although symptom reduction may take days and maximal effect up to 2 weeks.5 Treatment failure may be due to poor technique that can cause local adverse effects (ie, dryness, irritation, epistaxis). Technique-related failure occurs in up to 10% of users.5,15 Educating patients and families about correct technique with steroid spray may decrease nonadherence due to irritation and epistaxis.18 Tell them to shake the bottle well, look down, aim the nozzle toward the outside wall of the nostril using the opposite hand, and spray while sniffing lightly.5
Any steroid is appropriate for adults. For children ≥2 years of age, consider fluticasone propionate, mometasone furoate, or triamcinolone acetonide.3 These medications have lower systemic bioavailability and a decreased risk of such adverse effects as hypothalamic-pituitary-adrenal axis suppression and growth retardation.15 Budesonide is appropriate for those ≥6 years.19-21 Avoid regular use of betamethasone, which has high bioavailability, for >1 year in children, as it may decrease their growth rate.3 Beclomethasone, fluticasone, and budesonide have been used widely and safely for pregnant women with asthma.5
Antihistamines are first-line Tx for mild symptoms
ARIA 2010 recommends new-generation oral nonsedating antihistamines that do not affect cytochrome P450 for mild AR,4 such as cetirizine, levocetirizine, loratadine, desloratadine, and fexofenadine. First-generation antihistamines can reduce symptoms, but are not first-line treatment as they cause sedation, fatigue, decreased cognitive function, and reduced academic and work performance.3-5 ARIA 2010 further suggests choosing oral antihistamines over oral leukotriene receptor antagonists in patients with seasonal AR and in preschool children with persistent AR.4
BSACI recommends oral or topical antihistamines as first-line treatment for mild to moderate symptoms lasting <4 days per week or <4 weeks per year and moderate persistent AR.5 When steroids alone do not control moderate to severe persistent AR, BSACI recommends adding oral or topical antihistamines.5 Oral and topical antihistamines decrease histamine-related symptoms of itching, rhinorrhea, and sneezing, but do not significantly decrease nasal congestion.15
Nasal antihistamines (levocabastine, azelastine) have a rapid onset of action and few adverse effects.3 ARIA 2010 suggests nasal antihistamines over nasal chromones (inhibitors of mast cell degranulation) and notes that the need to use chromones 4 times daily may limit adherence.4 The same guidelines suggest nasal antihistamine use for children and adults with seasonal AR and suggest not using nasal antihistamines for patients with persistent AR until more data on efficacy and safety are available.4
Alezastine is approved for individuals ≥5 years, and olopatadine is approved for individuals ≥6 years for the treatment of AR.16,22,23 A pediatric review article noted nasal antihistamine (azelastine) plus nasal fluticasone was more efficacious than NS alone.15
In children, weigh adverse effects of antihistamines against the general malaise caused by AR.3 Do not use first-generation antihistamines due to the sedation that may interfere with learning.15 Treatment with once-daily, long-acting antihistamines rather than multiple daily dosing may improve adherence in children.5 Continuous administration, rather than as needed, is optimal treatment in children.5 Cetirizine, loratadine, and levocetirizine have been studied and are effective and safe in children.3 Levocetirizine has proven safe and efficacious for children ≥2 years.24 Fexofenadine was found to be effective and safe for those ≥6 years.25
For children with ocular symptoms, ARIA 2010 suggests intraocular antihistamines or intraocular chromones.4 Due to the safety of these agents, chromones may be used first, then antihistamines.4 Just as with nasal chromones, the need to use intraocular chromones 4 times daily may limit their use in children.4
Pregnant patients. Antihistamines do cross the placenta.5 Agents that appear to be safe for pregnant patients are chlorphenamine (first-generation), loratadine, and cetirizine.5
Leukotriene receptor antagonists: Always pair with antihistamines
As adjunctive therapy for additional symptom control, ARIA 2010 suggests oral leukotriene receptor antagonists for children and adults with seasonal AR, and for preschool children with persistent AR. These agents may also be helpful in children with concurrent asthma.15 Always pair leukotriene receptor antagonists with antihistamines. Montelukast is approved for seasonal AR in children ≥2 years and for frequent nonseasonal nasal or ocular AR symptoms in children ≥6 months.26
ARIA 2010 recommends against the use of oral leukotriene receptor antagonists in adults with persistent AR.4
Decongestants are for limited use only
For adults with severe nasal obstruction, ARIA 2010 suggests a short course (<5 days) of nasal decongestant along with other drugs.4 Limiting use of nasal decongestants to <10 days helps prevent rhinitis medicamentosa.5,27 BSACI notes nasal decongestants may be useful for eustachian tube dysfunction experienced aboard airplanes, for children with acute otitis media with middle ear pain, to relieve congestion after an upper respiratory infection, and to improve nasal patency before NS use.5 Both guidelines suggest against regular oral decongestant use.4,5
Avoid decongestants in pregnant patients.5 ARIA 2010 suggests against nasal decongestant use in preschool children.4
Chromones may help, but require multiple daily dosing
Chromones inhibit mast cell degranulation, are weakly effective for reducing nasal obstruction in AR, and have a high safety profile.3-5,28 As noted earlier, they must be used 4 times daily, which may reduce adherence—particularly in children.4
ARIA 2008 notes that disodium cromoglycate is less effective than NS or antihistamines.3 The 2010 update suggests nasal antihistamines over nasal chromones.4 For adults as well as children with ocular symptoms, ARIA 2010 suggests intraocular antihistamines or intraocular chromones. BSACI recommends limited use of chromones for children and adults with mild symptoms.5
Nasal saline helpful as adjunct to medication
Nasal saline irrigation improves symptoms of AR, clears nasal passages, and is helpful for pregnant patients, for whom medications should be used with caution.2,3,5 Nasal irrigation using a neti pot or squeeze bottle is efficacious for chronic rhinorrhea, as solo or complementary treatment, and for children.5,16,27
Oral steroids: Use only rarely
ARIA 2010 suggests a short course of oral glucocorticosteroids for patients with AR and moderate to severe nasal or ocular symptoms not controlled with other treatments.4 BSACI notes oral steroids are rarely indicated, but that their use over 5 to 10 days may help with severe nasal congestion, symptoms uncontrolled by conventional pharmacotherapy, or before important social or work events.5 Both guidelines recommend against intramuscular steroids.4 ARIA 2008 notes oral and depot preparations of steroids affect growth in young children.3
Ipratropium when rhinorrhea is severe
Nasal ipratropium bromide, a topical anticholinergic, is helpful for excessive or refractory rhinorrhea. Consider using ipratropium with NS for patients for whom rhinorrhea is the dominant symptom.5,16,28 ARIA 2010 suggests using nasal ipratropium to treat rhinorrhea in patients with persistent AR.4
Allergen-specific immunotherapy: When other treatments fail
Allergen-specific immunotherapy (ASI) consists of repeated exposure to an allergen to induce immunomodulation, which prevents or reduces allergy symptoms and actually changes the natural course of AR. (For more on identifying the offending agent, see “Time for allergen testing?”2,5,15,18,29.) This treatment process decreases medication needs, prevents new allergen sensitization, and results in long-lasting improvement.2,5,6,30 BSACI 2011 notes that ASI is effective for adults and children with severe AR who do not respond to conventional pharmacotherapy and allergen avoidance measures.6
When a patient’s symptoms are poorly controlled or persist after treatment, consider allergen testing.29 Skin prick testing (SPT) is the best means of eliciting specific allergen sensitization. However, limit testing to allergens most likely causing the patient’s symptoms rather than ordering a random panel; 15% of those with a positive SPT to specific allergens do not have symptoms when exposed to those allergens in their environment.5 And always interpret results of allergy testing in light of the patient’s history.2,15,18
SPT has a high negative predictive value, which can prevent unnecessary lifestyle changes.29 However, keep in mind that SPT results may be suppressed if the patient is using antihistamines, tricyclic antidepressants, or topical steroids.29 If SPT is not feasible or the patient is taking medications that may suppress results, consider arranging for serum-specific IgE testing, also known as radioallergosorbent testing, or RAST.5 RAST and SPT have similar sensitivities for house dust mites, but RAST is not as sensitive as SPT for other inhalants (eg, cat epithelium, mold, grass pollen).5
ASI methods developed to date use subcutaneous, sublingual, or nasal routes of administration. However, the US Food and Drug Administration has yet to approve commercial sublingual or nasal products for use in the United States.16
Subcutaneous immunotherapy may cause local adverse reactions (pruritus and swelling) and systemic reactions that can be severe or life threatening (anaphylaxis) and thus must be given in a doctor’s office prepared to treat anaphylaxis.6,16,30 Adrenaline administration has been necessary in 0.13% of those being treated.9 Subcutaneous immunotherapy must be done for 3 to 5 years for sustained effective treatment.15
ARIA 2010 suggests subcutaneous immunotherapy for adults with seasonal AR and with persistent AR due to house dust mites.4 A 2007 Cochrane review found subcutaneous immunotherapy is efficacious for patients with seasonal AR due to pollens, resulting in decreased symptoms and medication use with few significant severe adverse reactions.9 A meta-analysis showed subcutaneous immunotherapy is as potent as pharmacotherapy in controlling seasonal AR symptoms as early as the first season of treatment.31
What if the patient is pregnant—or a child? BSACI notes that maintenance ASI may be continued in a patient who becomes pregnant, but starting ASI or increasing the dose is contraindicated.5
Based on ARIA 2008 and 2010, consider subcutaneous immunotherapy for children—but not for those <5 years.3,4 Care must be used in selecting patients, as 3 to 5 years of treatment are necessary for sustained benefit.15
Lifestyle changes: Limited benefit may be achievable
ARIA 2010 recommends mold avoidance and animal dander avoidance for patients so affected.4 Allergens from pets can persist in homes for months after pet removal.15 BSACI found that commercially available nasal filters (filters or screens placed over or within both nares) reduced symptoms of AR during ragweed and grass pollen seasons.5 Allergen avoidance for children with persistent AR has not shown consistent benefit.15 A 2010 Cochrane review concluded that allergen avoidance may decrease AR symptoms, but more research is needed.11
House dust mites. The 2010 Cochrane review also reported on 2 trials that assessed high-efficiency particulate air (HEPA) filters specifically for patients allergic to house dust mites.11 The studies, which had methodological limitations (inconsistent randomization, small sample size, and short duration), concluded that HEPA filters alone will not likely reduce symptoms of house dust mite allergy. But HEPA filters may be beneficial as one component of an extensive bedroom-based environmental control program.11
Impermeable bedding has been shown to reduce dust mite load by 50% to 70%, leaving residual allergen that may still trigger symptoms.11 A 2012 Cochrane review concluded that achieving substantial reductions in house dust mite load using a combination approach of multiple interventions, including acaricides and extensive bedroom-based environmental control programs, may decrease AR symptoms.12 However, ARIA 2010 recommends against single chemical or physical preventive methods and against combination preventive methods to reduce house dust mite exposure.4
Total elimination of house dust mites may be impossible, and recommending use of impermeable covers and HEPA filters, removal of rugs and curtains, and frequent cleaning must take into account a patient’s symptoms and a family’s motivation and finances.11,18
Complementary and alternative medicine: Too little evidence
ARIA 2010 suggests against patients using homeopathy, acupuncture, butterbur, herbal medicines, or phototherapy for AR.4 While one systematic review of acupuncture for AR demonstrated mixed results with no specific effects for seasonal AR and some improvement of frequent nonseasonal symptoms,32 another review concluded evidence was insufficient to make any recommendation.32,33 The benefit of ear acupressure is unknown, as supporting studies are of low methodological quality, although it appeared to provide some benefit for AR.34
Due to lack of data, probiotics should not be recommended.27 A pediatric review article noted that probiotics may alter cytokine production in patients with seasonal AR and may be more helpful in AR than in asthma, although more research was needed.15 Another review showed that probiotics may reduce AR symptoms and medication use.35
CASE Since the nasal steroid you prescribed for your patient did not provide adequate relief, you opt to add cetirizine 10 mg to his NS regimen. This step relieved his symptoms within 2 to 3 days. Had his symptoms persisted, the patient would have been a candidate for a one-week course of oral decongestant, such as pseudoephedrine 120 mg orally every 12 hours, as needed; and then for allergen testing, specifically for pollens corresponding to the seasonality of his AR. Appropriate follow-up would be to monitor the patient until his symptoms resolved or became manageable.
1. Bousquet J, Schünemann HJ, Zuberbier T, et al. Development and implementation of guidelines in allergic rhinitis – an ARIA-GA2LEN paper. Allergy. 2010;65:1212-1221.
2. Bousquet J, Van-Cauwenberge P, Khaltaev N. Allergic rhinitis and its impact on asthma. J Allergy Clin Immunol. 2001;108(suppl):S147-S334.
3. Bousquet J, Khaltaev N, Cruz AA, et al. Allergic Rhinitis and its Impact on Asthma (ARIA) 2008. Allergy. 2008;63(suppl 86):S8-S160.
4. Brozek JL, Bousquet J, Baena-Cagnani CE, et al. Allergic Rhinitis and its Impact on Asthma (ARIA) Guidelines: 2010 revision. J Allergy Clin Immunol. 2010;126:466-476.
5. Scadding GK, Durham SR, Mirakian R, et al. BSACI guidelines for the management of allergic and non-allergic rhinitis. Clin Exp Allergy. 2008;38:19-42.
6. Walker SM, Durham SR, Till SJ, et al. Immunotherapy for allergic rhinitis. Clin Exp Allergy. 2011;41:1177-1200.
7. Al Sayyad JJ, Fedorowicz Z, Alhashimi D, et al. Topical nasal steroids for intermittent and persistent allergic rhinitis in children. Cochrane Database Syst Rev. 2007;(1):CD003163.-
8. Nasser M, Fedorowicz, Alijufairi H, et al. Antihistamines used in addition to topical nasal steroids for intermittent and persistent allergic rhinitis in children. Cochrane Database Syst Rev. 2010;(7):CD006989.-
9. Calderon MA, Alves B, Jacobson M, et al. Allergen injection immunotherapy for seasonal allergic rhinitis. Cochrane Database Syst Rev. 2007;(1):CD001936.-
10. Wilson D, Torres-Lima M, Durham S. Sublingual immunotherapy for allergic rhinitis. Cochrane Database Syst Rev. 2003;(2):CD002893.-
11. Sheikh A, Hurwitz B, Nurmatov U, et al. House dust mite avoidance measures for perennial allergic rhinitis. Cochrane Database Syst Rev. 2010;(7):CD001563.-
12. Nurmatov U, van Schayck CP, Hurwitz B, et al. House dust mite avoidance measures for perennial allergic rhinitis: an updated Cochrane systematic review. Allergy. 2012;67:158-165.
13. Skoner DP. Allergic rhinitis: definition, epidemiology, pathophysiology, detection, and diagnosis. J Allergy Clin Immunol. 2001;108(suppl):S2-S8.
14. Nathan RA. The pathophysiology, clinical impact, and management of nasal congestion in allergic rhinitis. Clin Ther. 2008;30:573-586.
15. Kemp AS. Allergic rhinitis. Paediatric Respir Rev. 2009;10:63-68.
16. Sur DK, Scandale S. Treatment of allergic rhinitis. Am Fam Physician. 2010;81:1440-1446.
17. Hong J, Bielory B, Rosenberg JL, et al. Efficacy of intranasal corticosteroids for the ocular symptoms of allergic rhinitis: a systematic review. Allergy Asthma Proc. 2011;32:22-35.
18. Hu W, Katelaris CH, Kemp AS. Allergic rhinitis – practical management strategies. Aust Fam Physician. 2008;37:214-220.
19. Veramyst (fluticasone furoate) nasal spray [prescribing information]. Research Triangle Park, NC: GlaxoSmithKline; August 2012. Available at: http://us.gsk.com/products/assets/us_veramyst.pdf. Accessed January 16, 2013.
20. Nasacort AQ (triamcinolone acetonide) nasal spray [prescribing information]. Bridgewater, NJ: sanofi-aventis; 2010. Available at: http://products.sanofi.us/nasacort_aq/nasacort_aq.html. Accessed January 16, 2013.
21. Rhinocort AQUA 32 mcg (budesonide) nasal spray [prescribing information]. Wilmington, Del: AstraZeneca; revised December 2010. Available at: http://www1.astrazeneca-us.com/pi/Rhinocort_Aqua.pdf. Accessed January 16, 2013.
22. Astelin (azelastine hydrochloride) spray, metered [prescribing information]. Somerset, NJ: Meda Pharmaceuticals; revised July 2011. Available at: http://www.astelin.com/pdf/astelin_pi.pdf. Accessed January 16, 2013.
23. Patanase (olopatadine hydrochloride) nasal spray [prescribing information]. Fort Worth, Tex: Alcon Laboratories; revised February 2012. Available at: http://ecatalog.alcon.com/PI/Patanase_us_en.pdf. Accessed January 16, 2013.
24. Xyzal (levocetirizine dihydrochloride) tablets and oral solution [prescribing information]. Smyrna, Ga: UCB and Bridgewater, NJ: sanofi-aventis; 2010. Available at: http://products.sanofi.us/xyzal/xyzal.pdf. Accessed January 16, 2013.
25. Allegra (fexofenadine hydrochloride) tablets, ODT, and oral suspension [prescribing information]. Bridgewater, NJ: sanofi-aventis; 2007. Available at: http://products.sanofi.us/allegra/allegra.html. Accessed January 16, 2013.
26. Singulair (montelukast sodium) tablets, chewable tablets, and oral granules [prescribing information]. Whitehouse Station, NJ: Merck; revised November 2012. Available at: http://www.merck.com/product/usa/pi_circulars/s/singulair/singulair_pi.pdf. Accessed January 16, 2013.
27. Meltzer EO, Bukstein DA. The economic impact of allergic rhinitis and current guidelines for treatment. Ann Allergy Asthma Immunol. 2011;106(suppl):S12-S16.
28. Lim MY, Leong JM. Allergic rhinitis: evidence-based practice. Singapore Med J. 2010;51:542-550.
29. Angier E, Willington J, Scadding G, et al. Management of allergic and non-allergic rhinitis: a primary care summary of the BSACI guideline. Prim Care Respir J. 2010;19:217-222.
30. Radulovic S, Wilson D, Calderon M, et al. Systematic reviews of sublingual immunotherapy (SLIT). Allergy. 2011;66:740-752.
31. Matricardi PM, Kuna P, Panetta V, et al. Subcutaneous immunotherapy and pharmacology in seasonal allergic rhinitis: a comparison based on meta-analyses. J Allergy Clin Immunol. 2011;128:791-799.
32. Lee MS, Pittler MH, Shin B, et al. Acupuncture for allergic rhinitis: a systematic review. Ann Allergy Asthma Immunol. 2009;102:269-279.
33. Roberts J, Huissoon A, Dretzke J, et al. A systematic review of the clinical effectiveness of acupuncture for allergic rhinitis. BMC Complement Altern Med. 2008;8:13.-
34. Zhang CS, Yang AW, Zhang AL, et al. Ear-acupressure for allergic rhinitis: a systematic review. Clin Otolaryngol. 2010;35:6-12.
35. Vliagoftis H, Kouranos VD, Betsi GI, et al. Probiotics for the treatment of allergic rhinitis and asthma: systematic review of randomized controlled trials. Ann Allergy Asthma Immunol. 2008;101:570-579.
CORRESPONDENCE Suzanne Minor, MD, Florida International University Herbert Wertheim College of Medicine; 11200 SW 8th Street, AHC II 361A, Miami, FL 33199; [email protected]
• Use nasal steroids to treat allergic rhinitis (AR) in adults. A
• Recommend nasal saline irrigation to reduce symptoms in children and adults with seasonal rhinitis. A
• Consider immunotherapy for adults and children with severe AR that does not respond to conventional pharmacotherapy or allergen avoidance measures. C
Strength of recommendation (SOR)
A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C Consensus, usual practice, opinion, disease-oriented evidence, case series
CASE A man in his 30s with allergic rhinitis (AR) at predictable times of the year with high pollen counts reports only modest symptom relief with a nasal steroid preparation after 3 weeks of use. He comes to see you because he’s “tired of feeling lousy all of the time.”
What management options would you consider?
There is a plethora of treatment options for patients like this one, and considerable variation in clinical practice when it comes to AR.1 The good news is that there are several recent guidelines for treating AR patients, whose symptoms (and underlying cause) can vary widely.
The following review—and accompanying algorithm—provides evidence-based recommendations that can help you refine your approach to AR.
Two guidelines, and several Cochrane reviews
Allergic Rhinitis and its Impact on Asthma (ARIA), a sentinel rhinitis treatment guideline, was published in 2001 and updated in 2008 and 2010.2-4 The British Society for Allergy and Clinical Immunology Standards of Care Committee (BSACI) published guidelines for rhinitis management in 2008 and guidelines for immunotherapy in 2011.5,6 In addition, several Cochrane reviews have been performed.7-12 The ALGORITHM1-6 combines these recommendations. The TABLE2-12 itemizes the recommendations made by each guideline.
ALGORITHM
An evidence-based approach to treating allergic rhinitis1-6
Based on recommendations from ARIA and BSACI guidelines and Cochrane reviews
ARIA, Allergic Rhinitis and its Impact on Asthma; BSACI, British Society for Allergy and Clinical Immunology Standards of Care Committee.
TABLE
Treatment recommendations/suggestions for allergic rhinitis2-12
TREATMENT RECOMMENDATIONS/SUGGESTIONS | ARIA 2001 | ARIA 2008 | ARIA 2010 | BSACI 2008 | BSACI 2011 | COCHRANE REVIEWS |
---|---|---|---|---|---|---|
General principles of treatment | ||||||
Maintenance therapy is required for persistent AR as medications have little effect after cessation. | X | |||||
Patient education | ||||||
Standardized patient education improves disease-specific quality of life. | X | |||||
Nasal steroids | ||||||
NS are the most effective monotherapy for all symptoms of AR, seasonal and perennial,* including nasal congestion. | X | |||||
NS are recommended for AR treatment in adults and suggested for children. | X | |||||
NS are the treatment of choice for moderate to severe persistent* AR and for treatment failures with antihistamines alone. | X | |||||
NS are suggested over oral antihistamines in adults and children for seasonal AR. | X | |||||
NS are suggested over oral antihistamines for adults and children with persistent AR. | X | |||||
NS are recommended rather than nasal antihistamines. | X | |||||
NS are recommended over oral leukotriene receptor antagonists for seasonal AR. | X | |||||
NS are the most effective treatment of AR for children. | X | |||||
There is insufficient evidence for or against the use of oral antihistamines plus NS vs NS alone in children with AR. | X (2010) | |||||
Intermittent* NS use may be beneficial in children. | X | |||||
Avoid NS with high bioavailability (betamethasone) in children, as regular use for >1 year may decrease growth rate. | X | |||||
Antihistamines | ||||||
New-generation oral nonsedating antihistamines that do not affect cytochrome P450 are recommended for the treatment of patients with AR. | X | |||||
Oral or topical antihistamines are first-line treatment for mild to moderate intermittent and moderate persistent AR. | X | |||||
When NS alone do not control moderate to severe persistent AR, may add oral or topical antihistamines. | X | |||||
New-generation oral antihistamines are suggested over nasal antihistamines for children and adults, and for children with seasonal or persistent AR. | X | |||||
Oral antihistamines are suggested over oral leukotriene receptor antagonists in patients with seasonal AR and in preschool children with persistent AR. | X | |||||
Nasal antihistamines are suggested over nasal chromones (the need to use chromones 4 times daily may limit adherence). | X | |||||
Nasal antihistamine use is suggested for children and adults with seasonal AR. | X | |||||
Patients with persistent AR should avoid using nasal antihistamines until more data on efficacy and safety are available. | X | |||||
In children, weigh adverse effects of antihistamines against the general malaise caused by AR. | X | |||||
Treatment with once-daily, long-acting antihistamines rather than multiple daily dosing may improve adherence in children. | X | |||||
Continuous administration of antihistamines is optimal in children, rather than as needed. | X | |||||
Intraocular antihistamines or intraocular chromones are suggested for patients with ocular symptoms. | X | |||||
Oral leukotriene receptor antagonists | ||||||
Oral leukotriene receptor antagonists are suggested for children and adults with seasonal AR and for preschool children with persistent AR. | X | |||||
Avoid oral leukotriene receptor antagonists in adults with persistent AR. | X | |||||
Decongestants | ||||||
For adults with severe nasal obstruction, a short course (<5 days) of a nasal decongestant, along with other drugs, is suggested. | X | |||||
Nasal decongestants may be useful for eustachian tube dysfunction when flying, for children with acute otitis media with middle ear pain, to relieve congestion after an upper respiratory infection, and to improve nasal patency prior to NS use. | X | |||||
Regular oral decongestant use is not suggested. | X | X | ||||
Avoid decongestants in pregnant patients. | X | |||||
Avoid using nasal decongestants in preschool children. | X | |||||
Chromones | ||||||
Limited use of chromones is recommended for children and adults with mild symptoms. | X | |||||
Chromones are less effective than NS or antihistamines. | X | |||||
Nasal antihistamines are suggested over nasal chromones. | X | |||||
Intraocular antihistamines or intraocular chromones are suggested for ocular symptoms. Due to the excellent safety of these agents, chromones may be tried before antihistamines. | X | |||||
Nasal saline | ||||||
Nasal saline irrigation reduces symptoms in children and adults with seasonal rhinitis. | X | |||||
Oral, intramuscular steroids | ||||||
A short course of oral glucocorticosteroids is suggested for patients with AR and moderate to severe nasal or ocular symptoms not controlled with other treatments. | X | |||||
Oral steroids are rarely indicated, but a short course (5-10 days) may be used for severe nasal congestion, uncontrolled symptoms on conventional pharmacotherapy, or important social/work events. | X | |||||
Avoid intramuscular steroids. | X | X | ||||
Ipratropium | ||||||
Nasal ipratropium is suggested for treatment of rhinorrhea for patients with persistent AR. | X | |||||
Allergen-specific immunotherapy | ||||||
Immunotherapy is effective for adults and children with severe AR who do not respond to conventional pharmacotherapy or allergen avoidance measures. | X | |||||
SCIT is suggested for adults with seasonal AR and those with persistent AR due to house dust mites. | X | |||||
SCIT is efficacious for patients with seasonal AR due to pollens, resulting in decreased symptoms and medication use with few severe adverse reactions. | X (2007) | |||||
SLIT is suggested for adults with AR due to pollen, although other alternatives may be equally reasonable. | X | |||||
SLIT is safe and efficacious for AR treatment, decreasing symptoms and medication requirements. | X (2003) | |||||
Nasal immunotherapy is suggested for adults with AR due to pollens. | X | |||||
For pregnant patients, maintenance ASI may be continued, but starting ASI or increasing the dose is contraindicated. | X | |||||
SCIT is suggested for children with AR. | X | |||||
SCIT should not be started before 5 years of age. | X | |||||
Based on preliminary studies, SLIT is safe, but more studies are needed in children. | X | |||||
SLIT and NIT are suggested for children with AR due to pollens, acknowledging that other alternatives may be equally reasonable. SLIT should not be given to children with AR due to HDM unless being done for research. | X | |||||
Lifestyle changes | ||||||
Avoid single chemical or physical preventive and combination preventive methods to reduce HDM exposure. | X | |||||
Allergen avoidance may decrease AR symptoms, but more research is needed. | X (2010) | |||||
Achieving substantial reductions in HDM load may decrease AR symptoms. | X (2012) | |||||
Avoidance of mold or animal dander is recommended for patients who are allergic to them. | X | |||||
Nasal filters can reduce symptoms of AR during ragweed and grass pollen seasons. | X | |||||
Complementary and alternative medicine | ||||||
Avoid homeopathy, acupuncture, butterbur, herbal medicines, and phototherapy. | X | |||||
AR, allergic rhinitis; ARIA, Allergic Rhinitis and its Impact on Asthma; ASI, allergen-specific immunotherapy; BSACI, British Society for Allergy and Clinical Immunology Standards of Care Committee; HDM, house dust mites; NIT, nasal immunotherapy; NS, nasal steroids; SCIT, subcutaneous immunotherapy; SLIT, sublingual immunotherapy. *ARIA 2008 recommended changing the classification of AR from seasonal and perennial (frequent nonseasonal nasal or ocular symptoms) to intermittent (symptoms lasting <4 days per week or <4 weeks per year) or persistent (symptoms >4 days per week and >4 weeks per year).3 AR severity is classified as mild or moderate to severe.2,3 |
The summary that follows provides a more detailed look at the recommendations, with a review of the pathophysiology of AR (“Phases of allergic rhinitis”2,3,5,8,13-15).
The early phase of allergic rhinitis (AR) occurs within minutes of allergen exposure. Mast cell degranulation releases histamine and other inflammatory mediators that cause sneezing, pruritus, rhinorrhea, and nasal congestion.3,8,13 The late phase, beginning at 4 hours and peaking 6 to 12 hours after exposure, is believed to be due to recruitment of circulating leukocytes—particularly eosinophils. Leukocyte activation causes additional inflammatory mediators to be released, which primarily causes nasal congestion—often the most bothersome symptom of AR.2,5,8,13,14 Other presenting symptoms may include feeling “fuzzy” or tired, chronic viral infections, sniffing, eye rubbing, blinking, congested voice, snoring, or dark skin beneath the eyes (allergic shiners).15
Of note: This summary preserves the terminology used in ARIA 2010. Specifically, the ARIA guideline uses the term suggest for conditional recommendations and recommend for strong recommendations.4 That same language is used here.
Nasal steroids: First-line Tx for moderate to severe symptoms
BSACI indicates that nasal steroids (NS) are the treatment of choice for moderate to severe persistent AR (symptoms lasting >4 days per week or >4 weeks per year).5 ARIA 2010 suggests NS as first-line treatment rather than oral antihistamines for adults and children with seasonal (related to outdoor allergens such as pollens or molds) and persistent AR.4 ARIA 2008 finds NS are the most effective treatment for children.3 Steroids reduce inflammation by decreasing inflammatory cell migration and inhibiting cytokine release.16 They are the most effective monotherapy for all symptoms of AR, including nasal congestion, which antihistamines do not treat effectively.13,16 NS also treat ocular symptoms of allergy effectively.15,17
The ARIA 2010 guideline also recommends using NS rather than nasal antihistamines and leukotriene receptor antagonists.4 Combination therapy (eg, NS with the addition of nasal antihistamines) is an option for severe or persistent AR, but it appears to be no more effective than monotherapy with NS.16 A 2010 Cochrane review determined there is insufficient evidence for or against the use of oral antihistamines plus NS vs NS alone in children with AR.7 Intermittent steroid use may be beneficial in children.5
Steroids begin working 6 to 8 hours after the first dose, although symptom reduction may take days and maximal effect up to 2 weeks.5 Treatment failure may be due to poor technique that can cause local adverse effects (ie, dryness, irritation, epistaxis). Technique-related failure occurs in up to 10% of users.5,15 Educating patients and families about correct technique with steroid spray may decrease nonadherence due to irritation and epistaxis.18 Tell them to shake the bottle well, look down, aim the nozzle toward the outside wall of the nostril using the opposite hand, and spray while sniffing lightly.5
Any steroid is appropriate for adults. For children ≥2 years of age, consider fluticasone propionate, mometasone furoate, or triamcinolone acetonide.3 These medications have lower systemic bioavailability and a decreased risk of such adverse effects as hypothalamic-pituitary-adrenal axis suppression and growth retardation.15 Budesonide is appropriate for those ≥6 years.19-21 Avoid regular use of betamethasone, which has high bioavailability, for >1 year in children, as it may decrease their growth rate.3 Beclomethasone, fluticasone, and budesonide have been used widely and safely for pregnant women with asthma.5
Antihistamines are first-line Tx for mild symptoms
ARIA 2010 recommends new-generation oral nonsedating antihistamines that do not affect cytochrome P450 for mild AR,4 such as cetirizine, levocetirizine, loratadine, desloratadine, and fexofenadine. First-generation antihistamines can reduce symptoms, but are not first-line treatment as they cause sedation, fatigue, decreased cognitive function, and reduced academic and work performance.3-5 ARIA 2010 further suggests choosing oral antihistamines over oral leukotriene receptor antagonists in patients with seasonal AR and in preschool children with persistent AR.4
BSACI recommends oral or topical antihistamines as first-line treatment for mild to moderate symptoms lasting <4 days per week or <4 weeks per year and moderate persistent AR.5 When steroids alone do not control moderate to severe persistent AR, BSACI recommends adding oral or topical antihistamines.5 Oral and topical antihistamines decrease histamine-related symptoms of itching, rhinorrhea, and sneezing, but do not significantly decrease nasal congestion.15
Nasal antihistamines (levocabastine, azelastine) have a rapid onset of action and few adverse effects.3 ARIA 2010 suggests nasal antihistamines over nasal chromones (inhibitors of mast cell degranulation) and notes that the need to use chromones 4 times daily may limit adherence.4 The same guidelines suggest nasal antihistamine use for children and adults with seasonal AR and suggest not using nasal antihistamines for patients with persistent AR until more data on efficacy and safety are available.4
Alezastine is approved for individuals ≥5 years, and olopatadine is approved for individuals ≥6 years for the treatment of AR.16,22,23 A pediatric review article noted nasal antihistamine (azelastine) plus nasal fluticasone was more efficacious than NS alone.15
In children, weigh adverse effects of antihistamines against the general malaise caused by AR.3 Do not use first-generation antihistamines due to the sedation that may interfere with learning.15 Treatment with once-daily, long-acting antihistamines rather than multiple daily dosing may improve adherence in children.5 Continuous administration, rather than as needed, is optimal treatment in children.5 Cetirizine, loratadine, and levocetirizine have been studied and are effective and safe in children.3 Levocetirizine has proven safe and efficacious for children ≥2 years.24 Fexofenadine was found to be effective and safe for those ≥6 years.25
For children with ocular symptoms, ARIA 2010 suggests intraocular antihistamines or intraocular chromones.4 Due to the safety of these agents, chromones may be used first, then antihistamines.4 Just as with nasal chromones, the need to use intraocular chromones 4 times daily may limit their use in children.4
Pregnant patients. Antihistamines do cross the placenta.5 Agents that appear to be safe for pregnant patients are chlorphenamine (first-generation), loratadine, and cetirizine.5
Leukotriene receptor antagonists: Always pair with antihistamines
As adjunctive therapy for additional symptom control, ARIA 2010 suggests oral leukotriene receptor antagonists for children and adults with seasonal AR, and for preschool children with persistent AR. These agents may also be helpful in children with concurrent asthma.15 Always pair leukotriene receptor antagonists with antihistamines. Montelukast is approved for seasonal AR in children ≥2 years and for frequent nonseasonal nasal or ocular AR symptoms in children ≥6 months.26
ARIA 2010 recommends against the use of oral leukotriene receptor antagonists in adults with persistent AR.4
Decongestants are for limited use only
For adults with severe nasal obstruction, ARIA 2010 suggests a short course (<5 days) of nasal decongestant along with other drugs.4 Limiting use of nasal decongestants to <10 days helps prevent rhinitis medicamentosa.5,27 BSACI notes nasal decongestants may be useful for eustachian tube dysfunction experienced aboard airplanes, for children with acute otitis media with middle ear pain, to relieve congestion after an upper respiratory infection, and to improve nasal patency before NS use.5 Both guidelines suggest against regular oral decongestant use.4,5
Avoid decongestants in pregnant patients.5 ARIA 2010 suggests against nasal decongestant use in preschool children.4
Chromones may help, but require multiple daily dosing
Chromones inhibit mast cell degranulation, are weakly effective for reducing nasal obstruction in AR, and have a high safety profile.3-5,28 As noted earlier, they must be used 4 times daily, which may reduce adherence—particularly in children.4
ARIA 2008 notes that disodium cromoglycate is less effective than NS or antihistamines.3 The 2010 update suggests nasal antihistamines over nasal chromones.4 For adults as well as children with ocular symptoms, ARIA 2010 suggests intraocular antihistamines or intraocular chromones. BSACI recommends limited use of chromones for children and adults with mild symptoms.5
Nasal saline helpful as adjunct to medication
Nasal saline irrigation improves symptoms of AR, clears nasal passages, and is helpful for pregnant patients, for whom medications should be used with caution.2,3,5 Nasal irrigation using a neti pot or squeeze bottle is efficacious for chronic rhinorrhea, as solo or complementary treatment, and for children.5,16,27
Oral steroids: Use only rarely
ARIA 2010 suggests a short course of oral glucocorticosteroids for patients with AR and moderate to severe nasal or ocular symptoms not controlled with other treatments.4 BSACI notes oral steroids are rarely indicated, but that their use over 5 to 10 days may help with severe nasal congestion, symptoms uncontrolled by conventional pharmacotherapy, or before important social or work events.5 Both guidelines recommend against intramuscular steroids.4 ARIA 2008 notes oral and depot preparations of steroids affect growth in young children.3
Ipratropium when rhinorrhea is severe
Nasal ipratropium bromide, a topical anticholinergic, is helpful for excessive or refractory rhinorrhea. Consider using ipratropium with NS for patients for whom rhinorrhea is the dominant symptom.5,16,28 ARIA 2010 suggests using nasal ipratropium to treat rhinorrhea in patients with persistent AR.4
Allergen-specific immunotherapy: When other treatments fail
Allergen-specific immunotherapy (ASI) consists of repeated exposure to an allergen to induce immunomodulation, which prevents or reduces allergy symptoms and actually changes the natural course of AR. (For more on identifying the offending agent, see “Time for allergen testing?”2,5,15,18,29.) This treatment process decreases medication needs, prevents new allergen sensitization, and results in long-lasting improvement.2,5,6,30 BSACI 2011 notes that ASI is effective for adults and children with severe AR who do not respond to conventional pharmacotherapy and allergen avoidance measures.6
When a patient’s symptoms are poorly controlled or persist after treatment, consider allergen testing.29 Skin prick testing (SPT) is the best means of eliciting specific allergen sensitization. However, limit testing to allergens most likely causing the patient’s symptoms rather than ordering a random panel; 15% of those with a positive SPT to specific allergens do not have symptoms when exposed to those allergens in their environment.5 And always interpret results of allergy testing in light of the patient’s history.2,15,18
SPT has a high negative predictive value, which can prevent unnecessary lifestyle changes.29 However, keep in mind that SPT results may be suppressed if the patient is using antihistamines, tricyclic antidepressants, or topical steroids.29 If SPT is not feasible or the patient is taking medications that may suppress results, consider arranging for serum-specific IgE testing, also known as radioallergosorbent testing, or RAST.5 RAST and SPT have similar sensitivities for house dust mites, but RAST is not as sensitive as SPT for other inhalants (eg, cat epithelium, mold, grass pollen).5
ASI methods developed to date use subcutaneous, sublingual, or nasal routes of administration. However, the US Food and Drug Administration has yet to approve commercial sublingual or nasal products for use in the United States.16
Subcutaneous immunotherapy may cause local adverse reactions (pruritus and swelling) and systemic reactions that can be severe or life threatening (anaphylaxis) and thus must be given in a doctor’s office prepared to treat anaphylaxis.6,16,30 Adrenaline administration has been necessary in 0.13% of those being treated.9 Subcutaneous immunotherapy must be done for 3 to 5 years for sustained effective treatment.15
ARIA 2010 suggests subcutaneous immunotherapy for adults with seasonal AR and with persistent AR due to house dust mites.4 A 2007 Cochrane review found subcutaneous immunotherapy is efficacious for patients with seasonal AR due to pollens, resulting in decreased symptoms and medication use with few significant severe adverse reactions.9 A meta-analysis showed subcutaneous immunotherapy is as potent as pharmacotherapy in controlling seasonal AR symptoms as early as the first season of treatment.31
What if the patient is pregnant—or a child? BSACI notes that maintenance ASI may be continued in a patient who becomes pregnant, but starting ASI or increasing the dose is contraindicated.5
Based on ARIA 2008 and 2010, consider subcutaneous immunotherapy for children—but not for those <5 years.3,4 Care must be used in selecting patients, as 3 to 5 years of treatment are necessary for sustained benefit.15
Lifestyle changes: Limited benefit may be achievable
ARIA 2010 recommends mold avoidance and animal dander avoidance for patients so affected.4 Allergens from pets can persist in homes for months after pet removal.15 BSACI found that commercially available nasal filters (filters or screens placed over or within both nares) reduced symptoms of AR during ragweed and grass pollen seasons.5 Allergen avoidance for children with persistent AR has not shown consistent benefit.15 A 2010 Cochrane review concluded that allergen avoidance may decrease AR symptoms, but more research is needed.11
House dust mites. The 2010 Cochrane review also reported on 2 trials that assessed high-efficiency particulate air (HEPA) filters specifically for patients allergic to house dust mites.11 The studies, which had methodological limitations (inconsistent randomization, small sample size, and short duration), concluded that HEPA filters alone will not likely reduce symptoms of house dust mite allergy. But HEPA filters may be beneficial as one component of an extensive bedroom-based environmental control program.11
Impermeable bedding has been shown to reduce dust mite load by 50% to 70%, leaving residual allergen that may still trigger symptoms.11 A 2012 Cochrane review concluded that achieving substantial reductions in house dust mite load using a combination approach of multiple interventions, including acaricides and extensive bedroom-based environmental control programs, may decrease AR symptoms.12 However, ARIA 2010 recommends against single chemical or physical preventive methods and against combination preventive methods to reduce house dust mite exposure.4
Total elimination of house dust mites may be impossible, and recommending use of impermeable covers and HEPA filters, removal of rugs and curtains, and frequent cleaning must take into account a patient’s symptoms and a family’s motivation and finances.11,18
Complementary and alternative medicine: Too little evidence
ARIA 2010 suggests against patients using homeopathy, acupuncture, butterbur, herbal medicines, or phototherapy for AR.4 While one systematic review of acupuncture for AR demonstrated mixed results with no specific effects for seasonal AR and some improvement of frequent nonseasonal symptoms,32 another review concluded evidence was insufficient to make any recommendation.32,33 The benefit of ear acupressure is unknown, as supporting studies are of low methodological quality, although it appeared to provide some benefit for AR.34
Due to lack of data, probiotics should not be recommended.27 A pediatric review article noted that probiotics may alter cytokine production in patients with seasonal AR and may be more helpful in AR than in asthma, although more research was needed.15 Another review showed that probiotics may reduce AR symptoms and medication use.35
CASE Since the nasal steroid you prescribed for your patient did not provide adequate relief, you opt to add cetirizine 10 mg to his NS regimen. This step relieved his symptoms within 2 to 3 days. Had his symptoms persisted, the patient would have been a candidate for a one-week course of oral decongestant, such as pseudoephedrine 120 mg orally every 12 hours, as needed; and then for allergen testing, specifically for pollens corresponding to the seasonality of his AR. Appropriate follow-up would be to monitor the patient until his symptoms resolved or became manageable.
• Use nasal steroids to treat allergic rhinitis (AR) in adults. A
• Recommend nasal saline irrigation to reduce symptoms in children and adults with seasonal rhinitis. A
• Consider immunotherapy for adults and children with severe AR that does not respond to conventional pharmacotherapy or allergen avoidance measures. C
Strength of recommendation (SOR)
A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C Consensus, usual practice, opinion, disease-oriented evidence, case series
CASE A man in his 30s with allergic rhinitis (AR) at predictable times of the year with high pollen counts reports only modest symptom relief with a nasal steroid preparation after 3 weeks of use. He comes to see you because he’s “tired of feeling lousy all of the time.”
What management options would you consider?
There is a plethora of treatment options for patients like this one, and considerable variation in clinical practice when it comes to AR.1 The good news is that there are several recent guidelines for treating AR patients, whose symptoms (and underlying cause) can vary widely.
The following review—and accompanying algorithm—provides evidence-based recommendations that can help you refine your approach to AR.
Two guidelines, and several Cochrane reviews
Allergic Rhinitis and its Impact on Asthma (ARIA), a sentinel rhinitis treatment guideline, was published in 2001 and updated in 2008 and 2010.2-4 The British Society for Allergy and Clinical Immunology Standards of Care Committee (BSACI) published guidelines for rhinitis management in 2008 and guidelines for immunotherapy in 2011.5,6 In addition, several Cochrane reviews have been performed.7-12 The ALGORITHM1-6 combines these recommendations. The TABLE2-12 itemizes the recommendations made by each guideline.
ALGORITHM
An evidence-based approach to treating allergic rhinitis1-6
Based on recommendations from ARIA and BSACI guidelines and Cochrane reviews
ARIA, Allergic Rhinitis and its Impact on Asthma; BSACI, British Society for Allergy and Clinical Immunology Standards of Care Committee.
TABLE
Treatment recommendations/suggestions for allergic rhinitis2-12
TREATMENT RECOMMENDATIONS/SUGGESTIONS | ARIA 2001 | ARIA 2008 | ARIA 2010 | BSACI 2008 | BSACI 2011 | COCHRANE REVIEWS |
---|---|---|---|---|---|---|
General principles of treatment | ||||||
Maintenance therapy is required for persistent AR as medications have little effect after cessation. | X | |||||
Patient education | ||||||
Standardized patient education improves disease-specific quality of life. | X | |||||
Nasal steroids | ||||||
NS are the most effective monotherapy for all symptoms of AR, seasonal and perennial,* including nasal congestion. | X | |||||
NS are recommended for AR treatment in adults and suggested for children. | X | |||||
NS are the treatment of choice for moderate to severe persistent* AR and for treatment failures with antihistamines alone. | X | |||||
NS are suggested over oral antihistamines in adults and children for seasonal AR. | X | |||||
NS are suggested over oral antihistamines for adults and children with persistent AR. | X | |||||
NS are recommended rather than nasal antihistamines. | X | |||||
NS are recommended over oral leukotriene receptor antagonists for seasonal AR. | X | |||||
NS are the most effective treatment of AR for children. | X | |||||
There is insufficient evidence for or against the use of oral antihistamines plus NS vs NS alone in children with AR. | X (2010) | |||||
Intermittent* NS use may be beneficial in children. | X | |||||
Avoid NS with high bioavailability (betamethasone) in children, as regular use for >1 year may decrease growth rate. | X | |||||
Antihistamines | ||||||
New-generation oral nonsedating antihistamines that do not affect cytochrome P450 are recommended for the treatment of patients with AR. | X | |||||
Oral or topical antihistamines are first-line treatment for mild to moderate intermittent and moderate persistent AR. | X | |||||
When NS alone do not control moderate to severe persistent AR, may add oral or topical antihistamines. | X | |||||
New-generation oral antihistamines are suggested over nasal antihistamines for children and adults, and for children with seasonal or persistent AR. | X | |||||
Oral antihistamines are suggested over oral leukotriene receptor antagonists in patients with seasonal AR and in preschool children with persistent AR. | X | |||||
Nasal antihistamines are suggested over nasal chromones (the need to use chromones 4 times daily may limit adherence). | X | |||||
Nasal antihistamine use is suggested for children and adults with seasonal AR. | X | |||||
Patients with persistent AR should avoid using nasal antihistamines until more data on efficacy and safety are available. | X | |||||
In children, weigh adverse effects of antihistamines against the general malaise caused by AR. | X | |||||
Treatment with once-daily, long-acting antihistamines rather than multiple daily dosing may improve adherence in children. | X | |||||
Continuous administration of antihistamines is optimal in children, rather than as needed. | X | |||||
Intraocular antihistamines or intraocular chromones are suggested for patients with ocular symptoms. | X | |||||
Oral leukotriene receptor antagonists | ||||||
Oral leukotriene receptor antagonists are suggested for children and adults with seasonal AR and for preschool children with persistent AR. | X | |||||
Avoid oral leukotriene receptor antagonists in adults with persistent AR. | X | |||||
Decongestants | ||||||
For adults with severe nasal obstruction, a short course (<5 days) of a nasal decongestant, along with other drugs, is suggested. | X | |||||
Nasal decongestants may be useful for eustachian tube dysfunction when flying, for children with acute otitis media with middle ear pain, to relieve congestion after an upper respiratory infection, and to improve nasal patency prior to NS use. | X | |||||
Regular oral decongestant use is not suggested. | X | X | ||||
Avoid decongestants in pregnant patients. | X | |||||
Avoid using nasal decongestants in preschool children. | X | |||||
Chromones | ||||||
Limited use of chromones is recommended for children and adults with mild symptoms. | X | |||||
Chromones are less effective than NS or antihistamines. | X | |||||
Nasal antihistamines are suggested over nasal chromones. | X | |||||
Intraocular antihistamines or intraocular chromones are suggested for ocular symptoms. Due to the excellent safety of these agents, chromones may be tried before antihistamines. | X | |||||
Nasal saline | ||||||
Nasal saline irrigation reduces symptoms in children and adults with seasonal rhinitis. | X | |||||
Oral, intramuscular steroids | ||||||
A short course of oral glucocorticosteroids is suggested for patients with AR and moderate to severe nasal or ocular symptoms not controlled with other treatments. | X | |||||
Oral steroids are rarely indicated, but a short course (5-10 days) may be used for severe nasal congestion, uncontrolled symptoms on conventional pharmacotherapy, or important social/work events. | X | |||||
Avoid intramuscular steroids. | X | X | ||||
Ipratropium | ||||||
Nasal ipratropium is suggested for treatment of rhinorrhea for patients with persistent AR. | X | |||||
Allergen-specific immunotherapy | ||||||
Immunotherapy is effective for adults and children with severe AR who do not respond to conventional pharmacotherapy or allergen avoidance measures. | X | |||||
SCIT is suggested for adults with seasonal AR and those with persistent AR due to house dust mites. | X | |||||
SCIT is efficacious for patients with seasonal AR due to pollens, resulting in decreased symptoms and medication use with few severe adverse reactions. | X (2007) | |||||
SLIT is suggested for adults with AR due to pollen, although other alternatives may be equally reasonable. | X | |||||
SLIT is safe and efficacious for AR treatment, decreasing symptoms and medication requirements. | X (2003) | |||||
Nasal immunotherapy is suggested for adults with AR due to pollens. | X | |||||
For pregnant patients, maintenance ASI may be continued, but starting ASI or increasing the dose is contraindicated. | X | |||||
SCIT is suggested for children with AR. | X | |||||
SCIT should not be started before 5 years of age. | X | |||||
Based on preliminary studies, SLIT is safe, but more studies are needed in children. | X | |||||
SLIT and NIT are suggested for children with AR due to pollens, acknowledging that other alternatives may be equally reasonable. SLIT should not be given to children with AR due to HDM unless being done for research. | X | |||||
Lifestyle changes | ||||||
Avoid single chemical or physical preventive and combination preventive methods to reduce HDM exposure. | X | |||||
Allergen avoidance may decrease AR symptoms, but more research is needed. | X (2010) | |||||
Achieving substantial reductions in HDM load may decrease AR symptoms. | X (2012) | |||||
Avoidance of mold or animal dander is recommended for patients who are allergic to them. | X | |||||
Nasal filters can reduce symptoms of AR during ragweed and grass pollen seasons. | X | |||||
Complementary and alternative medicine | ||||||
Avoid homeopathy, acupuncture, butterbur, herbal medicines, and phototherapy. | X | |||||
AR, allergic rhinitis; ARIA, Allergic Rhinitis and its Impact on Asthma; ASI, allergen-specific immunotherapy; BSACI, British Society for Allergy and Clinical Immunology Standards of Care Committee; HDM, house dust mites; NIT, nasal immunotherapy; NS, nasal steroids; SCIT, subcutaneous immunotherapy; SLIT, sublingual immunotherapy. *ARIA 2008 recommended changing the classification of AR from seasonal and perennial (frequent nonseasonal nasal or ocular symptoms) to intermittent (symptoms lasting <4 days per week or <4 weeks per year) or persistent (symptoms >4 days per week and >4 weeks per year).3 AR severity is classified as mild or moderate to severe.2,3 |
The summary that follows provides a more detailed look at the recommendations, with a review of the pathophysiology of AR (“Phases of allergic rhinitis”2,3,5,8,13-15).
The early phase of allergic rhinitis (AR) occurs within minutes of allergen exposure. Mast cell degranulation releases histamine and other inflammatory mediators that cause sneezing, pruritus, rhinorrhea, and nasal congestion.3,8,13 The late phase, beginning at 4 hours and peaking 6 to 12 hours after exposure, is believed to be due to recruitment of circulating leukocytes—particularly eosinophils. Leukocyte activation causes additional inflammatory mediators to be released, which primarily causes nasal congestion—often the most bothersome symptom of AR.2,5,8,13,14 Other presenting symptoms may include feeling “fuzzy” or tired, chronic viral infections, sniffing, eye rubbing, blinking, congested voice, snoring, or dark skin beneath the eyes (allergic shiners).15
Of note: This summary preserves the terminology used in ARIA 2010. Specifically, the ARIA guideline uses the term suggest for conditional recommendations and recommend for strong recommendations.4 That same language is used here.
Nasal steroids: First-line Tx for moderate to severe symptoms
BSACI indicates that nasal steroids (NS) are the treatment of choice for moderate to severe persistent AR (symptoms lasting >4 days per week or >4 weeks per year).5 ARIA 2010 suggests NS as first-line treatment rather than oral antihistamines for adults and children with seasonal (related to outdoor allergens such as pollens or molds) and persistent AR.4 ARIA 2008 finds NS are the most effective treatment for children.3 Steroids reduce inflammation by decreasing inflammatory cell migration and inhibiting cytokine release.16 They are the most effective monotherapy for all symptoms of AR, including nasal congestion, which antihistamines do not treat effectively.13,16 NS also treat ocular symptoms of allergy effectively.15,17
The ARIA 2010 guideline also recommends using NS rather than nasal antihistamines and leukotriene receptor antagonists.4 Combination therapy (eg, NS with the addition of nasal antihistamines) is an option for severe or persistent AR, but it appears to be no more effective than monotherapy with NS.16 A 2010 Cochrane review determined there is insufficient evidence for or against the use of oral antihistamines plus NS vs NS alone in children with AR.7 Intermittent steroid use may be beneficial in children.5
Steroids begin working 6 to 8 hours after the first dose, although symptom reduction may take days and maximal effect up to 2 weeks.5 Treatment failure may be due to poor technique that can cause local adverse effects (ie, dryness, irritation, epistaxis). Technique-related failure occurs in up to 10% of users.5,15 Educating patients and families about correct technique with steroid spray may decrease nonadherence due to irritation and epistaxis.18 Tell them to shake the bottle well, look down, aim the nozzle toward the outside wall of the nostril using the opposite hand, and spray while sniffing lightly.5
Any steroid is appropriate for adults. For children ≥2 years of age, consider fluticasone propionate, mometasone furoate, or triamcinolone acetonide.3 These medications have lower systemic bioavailability and a decreased risk of such adverse effects as hypothalamic-pituitary-adrenal axis suppression and growth retardation.15 Budesonide is appropriate for those ≥6 years.19-21 Avoid regular use of betamethasone, which has high bioavailability, for >1 year in children, as it may decrease their growth rate.3 Beclomethasone, fluticasone, and budesonide have been used widely and safely for pregnant women with asthma.5
Antihistamines are first-line Tx for mild symptoms
ARIA 2010 recommends new-generation oral nonsedating antihistamines that do not affect cytochrome P450 for mild AR,4 such as cetirizine, levocetirizine, loratadine, desloratadine, and fexofenadine. First-generation antihistamines can reduce symptoms, but are not first-line treatment as they cause sedation, fatigue, decreased cognitive function, and reduced academic and work performance.3-5 ARIA 2010 further suggests choosing oral antihistamines over oral leukotriene receptor antagonists in patients with seasonal AR and in preschool children with persistent AR.4
BSACI recommends oral or topical antihistamines as first-line treatment for mild to moderate symptoms lasting <4 days per week or <4 weeks per year and moderate persistent AR.5 When steroids alone do not control moderate to severe persistent AR, BSACI recommends adding oral or topical antihistamines.5 Oral and topical antihistamines decrease histamine-related symptoms of itching, rhinorrhea, and sneezing, but do not significantly decrease nasal congestion.15
Nasal antihistamines (levocabastine, azelastine) have a rapid onset of action and few adverse effects.3 ARIA 2010 suggests nasal antihistamines over nasal chromones (inhibitors of mast cell degranulation) and notes that the need to use chromones 4 times daily may limit adherence.4 The same guidelines suggest nasal antihistamine use for children and adults with seasonal AR and suggest not using nasal antihistamines for patients with persistent AR until more data on efficacy and safety are available.4
Alezastine is approved for individuals ≥5 years, and olopatadine is approved for individuals ≥6 years for the treatment of AR.16,22,23 A pediatric review article noted nasal antihistamine (azelastine) plus nasal fluticasone was more efficacious than NS alone.15
In children, weigh adverse effects of antihistamines against the general malaise caused by AR.3 Do not use first-generation antihistamines due to the sedation that may interfere with learning.15 Treatment with once-daily, long-acting antihistamines rather than multiple daily dosing may improve adherence in children.5 Continuous administration, rather than as needed, is optimal treatment in children.5 Cetirizine, loratadine, and levocetirizine have been studied and are effective and safe in children.3 Levocetirizine has proven safe and efficacious for children ≥2 years.24 Fexofenadine was found to be effective and safe for those ≥6 years.25
For children with ocular symptoms, ARIA 2010 suggests intraocular antihistamines or intraocular chromones.4 Due to the safety of these agents, chromones may be used first, then antihistamines.4 Just as with nasal chromones, the need to use intraocular chromones 4 times daily may limit their use in children.4
Pregnant patients. Antihistamines do cross the placenta.5 Agents that appear to be safe for pregnant patients are chlorphenamine (first-generation), loratadine, and cetirizine.5
Leukotriene receptor antagonists: Always pair with antihistamines
As adjunctive therapy for additional symptom control, ARIA 2010 suggests oral leukotriene receptor antagonists for children and adults with seasonal AR, and for preschool children with persistent AR. These agents may also be helpful in children with concurrent asthma.15 Always pair leukotriene receptor antagonists with antihistamines. Montelukast is approved for seasonal AR in children ≥2 years and for frequent nonseasonal nasal or ocular AR symptoms in children ≥6 months.26
ARIA 2010 recommends against the use of oral leukotriene receptor antagonists in adults with persistent AR.4
Decongestants are for limited use only
For adults with severe nasal obstruction, ARIA 2010 suggests a short course (<5 days) of nasal decongestant along with other drugs.4 Limiting use of nasal decongestants to <10 days helps prevent rhinitis medicamentosa.5,27 BSACI notes nasal decongestants may be useful for eustachian tube dysfunction experienced aboard airplanes, for children with acute otitis media with middle ear pain, to relieve congestion after an upper respiratory infection, and to improve nasal patency before NS use.5 Both guidelines suggest against regular oral decongestant use.4,5
Avoid decongestants in pregnant patients.5 ARIA 2010 suggests against nasal decongestant use in preschool children.4
Chromones may help, but require multiple daily dosing
Chromones inhibit mast cell degranulation, are weakly effective for reducing nasal obstruction in AR, and have a high safety profile.3-5,28 As noted earlier, they must be used 4 times daily, which may reduce adherence—particularly in children.4
ARIA 2008 notes that disodium cromoglycate is less effective than NS or antihistamines.3 The 2010 update suggests nasal antihistamines over nasal chromones.4 For adults as well as children with ocular symptoms, ARIA 2010 suggests intraocular antihistamines or intraocular chromones. BSACI recommends limited use of chromones for children and adults with mild symptoms.5
Nasal saline helpful as adjunct to medication
Nasal saline irrigation improves symptoms of AR, clears nasal passages, and is helpful for pregnant patients, for whom medications should be used with caution.2,3,5 Nasal irrigation using a neti pot or squeeze bottle is efficacious for chronic rhinorrhea, as solo or complementary treatment, and for children.5,16,27
Oral steroids: Use only rarely
ARIA 2010 suggests a short course of oral glucocorticosteroids for patients with AR and moderate to severe nasal or ocular symptoms not controlled with other treatments.4 BSACI notes oral steroids are rarely indicated, but that their use over 5 to 10 days may help with severe nasal congestion, symptoms uncontrolled by conventional pharmacotherapy, or before important social or work events.5 Both guidelines recommend against intramuscular steroids.4 ARIA 2008 notes oral and depot preparations of steroids affect growth in young children.3
Ipratropium when rhinorrhea is severe
Nasal ipratropium bromide, a topical anticholinergic, is helpful for excessive or refractory rhinorrhea. Consider using ipratropium with NS for patients for whom rhinorrhea is the dominant symptom.5,16,28 ARIA 2010 suggests using nasal ipratropium to treat rhinorrhea in patients with persistent AR.4
Allergen-specific immunotherapy: When other treatments fail
Allergen-specific immunotherapy (ASI) consists of repeated exposure to an allergen to induce immunomodulation, which prevents or reduces allergy symptoms and actually changes the natural course of AR. (For more on identifying the offending agent, see “Time for allergen testing?”2,5,15,18,29.) This treatment process decreases medication needs, prevents new allergen sensitization, and results in long-lasting improvement.2,5,6,30 BSACI 2011 notes that ASI is effective for adults and children with severe AR who do not respond to conventional pharmacotherapy and allergen avoidance measures.6
When a patient’s symptoms are poorly controlled or persist after treatment, consider allergen testing.29 Skin prick testing (SPT) is the best means of eliciting specific allergen sensitization. However, limit testing to allergens most likely causing the patient’s symptoms rather than ordering a random panel; 15% of those with a positive SPT to specific allergens do not have symptoms when exposed to those allergens in their environment.5 And always interpret results of allergy testing in light of the patient’s history.2,15,18
SPT has a high negative predictive value, which can prevent unnecessary lifestyle changes.29 However, keep in mind that SPT results may be suppressed if the patient is using antihistamines, tricyclic antidepressants, or topical steroids.29 If SPT is not feasible or the patient is taking medications that may suppress results, consider arranging for serum-specific IgE testing, also known as radioallergosorbent testing, or RAST.5 RAST and SPT have similar sensitivities for house dust mites, but RAST is not as sensitive as SPT for other inhalants (eg, cat epithelium, mold, grass pollen).5
ASI methods developed to date use subcutaneous, sublingual, or nasal routes of administration. However, the US Food and Drug Administration has yet to approve commercial sublingual or nasal products for use in the United States.16
Subcutaneous immunotherapy may cause local adverse reactions (pruritus and swelling) and systemic reactions that can be severe or life threatening (anaphylaxis) and thus must be given in a doctor’s office prepared to treat anaphylaxis.6,16,30 Adrenaline administration has been necessary in 0.13% of those being treated.9 Subcutaneous immunotherapy must be done for 3 to 5 years for sustained effective treatment.15
ARIA 2010 suggests subcutaneous immunotherapy for adults with seasonal AR and with persistent AR due to house dust mites.4 A 2007 Cochrane review found subcutaneous immunotherapy is efficacious for patients with seasonal AR due to pollens, resulting in decreased symptoms and medication use with few significant severe adverse reactions.9 A meta-analysis showed subcutaneous immunotherapy is as potent as pharmacotherapy in controlling seasonal AR symptoms as early as the first season of treatment.31
What if the patient is pregnant—or a child? BSACI notes that maintenance ASI may be continued in a patient who becomes pregnant, but starting ASI or increasing the dose is contraindicated.5
Based on ARIA 2008 and 2010, consider subcutaneous immunotherapy for children—but not for those <5 years.3,4 Care must be used in selecting patients, as 3 to 5 years of treatment are necessary for sustained benefit.15
Lifestyle changes: Limited benefit may be achievable
ARIA 2010 recommends mold avoidance and animal dander avoidance for patients so affected.4 Allergens from pets can persist in homes for months after pet removal.15 BSACI found that commercially available nasal filters (filters or screens placed over or within both nares) reduced symptoms of AR during ragweed and grass pollen seasons.5 Allergen avoidance for children with persistent AR has not shown consistent benefit.15 A 2010 Cochrane review concluded that allergen avoidance may decrease AR symptoms, but more research is needed.11
House dust mites. The 2010 Cochrane review also reported on 2 trials that assessed high-efficiency particulate air (HEPA) filters specifically for patients allergic to house dust mites.11 The studies, which had methodological limitations (inconsistent randomization, small sample size, and short duration), concluded that HEPA filters alone will not likely reduce symptoms of house dust mite allergy. But HEPA filters may be beneficial as one component of an extensive bedroom-based environmental control program.11
Impermeable bedding has been shown to reduce dust mite load by 50% to 70%, leaving residual allergen that may still trigger symptoms.11 A 2012 Cochrane review concluded that achieving substantial reductions in house dust mite load using a combination approach of multiple interventions, including acaricides and extensive bedroom-based environmental control programs, may decrease AR symptoms.12 However, ARIA 2010 recommends against single chemical or physical preventive methods and against combination preventive methods to reduce house dust mite exposure.4
Total elimination of house dust mites may be impossible, and recommending use of impermeable covers and HEPA filters, removal of rugs and curtains, and frequent cleaning must take into account a patient’s symptoms and a family’s motivation and finances.11,18
Complementary and alternative medicine: Too little evidence
ARIA 2010 suggests against patients using homeopathy, acupuncture, butterbur, herbal medicines, or phototherapy for AR.4 While one systematic review of acupuncture for AR demonstrated mixed results with no specific effects for seasonal AR and some improvement of frequent nonseasonal symptoms,32 another review concluded evidence was insufficient to make any recommendation.32,33 The benefit of ear acupressure is unknown, as supporting studies are of low methodological quality, although it appeared to provide some benefit for AR.34
Due to lack of data, probiotics should not be recommended.27 A pediatric review article noted that probiotics may alter cytokine production in patients with seasonal AR and may be more helpful in AR than in asthma, although more research was needed.15 Another review showed that probiotics may reduce AR symptoms and medication use.35
CASE Since the nasal steroid you prescribed for your patient did not provide adequate relief, you opt to add cetirizine 10 mg to his NS regimen. This step relieved his symptoms within 2 to 3 days. Had his symptoms persisted, the patient would have been a candidate for a one-week course of oral decongestant, such as pseudoephedrine 120 mg orally every 12 hours, as needed; and then for allergen testing, specifically for pollens corresponding to the seasonality of his AR. Appropriate follow-up would be to monitor the patient until his symptoms resolved or became manageable.
1. Bousquet J, Schünemann HJ, Zuberbier T, et al. Development and implementation of guidelines in allergic rhinitis – an ARIA-GA2LEN paper. Allergy. 2010;65:1212-1221.
2. Bousquet J, Van-Cauwenberge P, Khaltaev N. Allergic rhinitis and its impact on asthma. J Allergy Clin Immunol. 2001;108(suppl):S147-S334.
3. Bousquet J, Khaltaev N, Cruz AA, et al. Allergic Rhinitis and its Impact on Asthma (ARIA) 2008. Allergy. 2008;63(suppl 86):S8-S160.
4. Brozek JL, Bousquet J, Baena-Cagnani CE, et al. Allergic Rhinitis and its Impact on Asthma (ARIA) Guidelines: 2010 revision. J Allergy Clin Immunol. 2010;126:466-476.
5. Scadding GK, Durham SR, Mirakian R, et al. BSACI guidelines for the management of allergic and non-allergic rhinitis. Clin Exp Allergy. 2008;38:19-42.
6. Walker SM, Durham SR, Till SJ, et al. Immunotherapy for allergic rhinitis. Clin Exp Allergy. 2011;41:1177-1200.
7. Al Sayyad JJ, Fedorowicz Z, Alhashimi D, et al. Topical nasal steroids for intermittent and persistent allergic rhinitis in children. Cochrane Database Syst Rev. 2007;(1):CD003163.-
8. Nasser M, Fedorowicz, Alijufairi H, et al. Antihistamines used in addition to topical nasal steroids for intermittent and persistent allergic rhinitis in children. Cochrane Database Syst Rev. 2010;(7):CD006989.-
9. Calderon MA, Alves B, Jacobson M, et al. Allergen injection immunotherapy for seasonal allergic rhinitis. Cochrane Database Syst Rev. 2007;(1):CD001936.-
10. Wilson D, Torres-Lima M, Durham S. Sublingual immunotherapy for allergic rhinitis. Cochrane Database Syst Rev. 2003;(2):CD002893.-
11. Sheikh A, Hurwitz B, Nurmatov U, et al. House dust mite avoidance measures for perennial allergic rhinitis. Cochrane Database Syst Rev. 2010;(7):CD001563.-
12. Nurmatov U, van Schayck CP, Hurwitz B, et al. House dust mite avoidance measures for perennial allergic rhinitis: an updated Cochrane systematic review. Allergy. 2012;67:158-165.
13. Skoner DP. Allergic rhinitis: definition, epidemiology, pathophysiology, detection, and diagnosis. J Allergy Clin Immunol. 2001;108(suppl):S2-S8.
14. Nathan RA. The pathophysiology, clinical impact, and management of nasal congestion in allergic rhinitis. Clin Ther. 2008;30:573-586.
15. Kemp AS. Allergic rhinitis. Paediatric Respir Rev. 2009;10:63-68.
16. Sur DK, Scandale S. Treatment of allergic rhinitis. Am Fam Physician. 2010;81:1440-1446.
17. Hong J, Bielory B, Rosenberg JL, et al. Efficacy of intranasal corticosteroids for the ocular symptoms of allergic rhinitis: a systematic review. Allergy Asthma Proc. 2011;32:22-35.
18. Hu W, Katelaris CH, Kemp AS. Allergic rhinitis – practical management strategies. Aust Fam Physician. 2008;37:214-220.
19. Veramyst (fluticasone furoate) nasal spray [prescribing information]. Research Triangle Park, NC: GlaxoSmithKline; August 2012. Available at: http://us.gsk.com/products/assets/us_veramyst.pdf. Accessed January 16, 2013.
20. Nasacort AQ (triamcinolone acetonide) nasal spray [prescribing information]. Bridgewater, NJ: sanofi-aventis; 2010. Available at: http://products.sanofi.us/nasacort_aq/nasacort_aq.html. Accessed January 16, 2013.
21. Rhinocort AQUA 32 mcg (budesonide) nasal spray [prescribing information]. Wilmington, Del: AstraZeneca; revised December 2010. Available at: http://www1.astrazeneca-us.com/pi/Rhinocort_Aqua.pdf. Accessed January 16, 2013.
22. Astelin (azelastine hydrochloride) spray, metered [prescribing information]. Somerset, NJ: Meda Pharmaceuticals; revised July 2011. Available at: http://www.astelin.com/pdf/astelin_pi.pdf. Accessed January 16, 2013.
23. Patanase (olopatadine hydrochloride) nasal spray [prescribing information]. Fort Worth, Tex: Alcon Laboratories; revised February 2012. Available at: http://ecatalog.alcon.com/PI/Patanase_us_en.pdf. Accessed January 16, 2013.
24. Xyzal (levocetirizine dihydrochloride) tablets and oral solution [prescribing information]. Smyrna, Ga: UCB and Bridgewater, NJ: sanofi-aventis; 2010. Available at: http://products.sanofi.us/xyzal/xyzal.pdf. Accessed January 16, 2013.
25. Allegra (fexofenadine hydrochloride) tablets, ODT, and oral suspension [prescribing information]. Bridgewater, NJ: sanofi-aventis; 2007. Available at: http://products.sanofi.us/allegra/allegra.html. Accessed January 16, 2013.
26. Singulair (montelukast sodium) tablets, chewable tablets, and oral granules [prescribing information]. Whitehouse Station, NJ: Merck; revised November 2012. Available at: http://www.merck.com/product/usa/pi_circulars/s/singulair/singulair_pi.pdf. Accessed January 16, 2013.
27. Meltzer EO, Bukstein DA. The economic impact of allergic rhinitis and current guidelines for treatment. Ann Allergy Asthma Immunol. 2011;106(suppl):S12-S16.
28. Lim MY, Leong JM. Allergic rhinitis: evidence-based practice. Singapore Med J. 2010;51:542-550.
29. Angier E, Willington J, Scadding G, et al. Management of allergic and non-allergic rhinitis: a primary care summary of the BSACI guideline. Prim Care Respir J. 2010;19:217-222.
30. Radulovic S, Wilson D, Calderon M, et al. Systematic reviews of sublingual immunotherapy (SLIT). Allergy. 2011;66:740-752.
31. Matricardi PM, Kuna P, Panetta V, et al. Subcutaneous immunotherapy and pharmacology in seasonal allergic rhinitis: a comparison based on meta-analyses. J Allergy Clin Immunol. 2011;128:791-799.
32. Lee MS, Pittler MH, Shin B, et al. Acupuncture for allergic rhinitis: a systematic review. Ann Allergy Asthma Immunol. 2009;102:269-279.
33. Roberts J, Huissoon A, Dretzke J, et al. A systematic review of the clinical effectiveness of acupuncture for allergic rhinitis. BMC Complement Altern Med. 2008;8:13.-
34. Zhang CS, Yang AW, Zhang AL, et al. Ear-acupressure for allergic rhinitis: a systematic review. Clin Otolaryngol. 2010;35:6-12.
35. Vliagoftis H, Kouranos VD, Betsi GI, et al. Probiotics for the treatment of allergic rhinitis and asthma: systematic review of randomized controlled trials. Ann Allergy Asthma Immunol. 2008;101:570-579.
CORRESPONDENCE Suzanne Minor, MD, Florida International University Herbert Wertheim College of Medicine; 11200 SW 8th Street, AHC II 361A, Miami, FL 33199; [email protected]
1. Bousquet J, Schünemann HJ, Zuberbier T, et al. Development and implementation of guidelines in allergic rhinitis – an ARIA-GA2LEN paper. Allergy. 2010;65:1212-1221.
2. Bousquet J, Van-Cauwenberge P, Khaltaev N. Allergic rhinitis and its impact on asthma. J Allergy Clin Immunol. 2001;108(suppl):S147-S334.
3. Bousquet J, Khaltaev N, Cruz AA, et al. Allergic Rhinitis and its Impact on Asthma (ARIA) 2008. Allergy. 2008;63(suppl 86):S8-S160.
4. Brozek JL, Bousquet J, Baena-Cagnani CE, et al. Allergic Rhinitis and its Impact on Asthma (ARIA) Guidelines: 2010 revision. J Allergy Clin Immunol. 2010;126:466-476.
5. Scadding GK, Durham SR, Mirakian R, et al. BSACI guidelines for the management of allergic and non-allergic rhinitis. Clin Exp Allergy. 2008;38:19-42.
6. Walker SM, Durham SR, Till SJ, et al. Immunotherapy for allergic rhinitis. Clin Exp Allergy. 2011;41:1177-1200.
7. Al Sayyad JJ, Fedorowicz Z, Alhashimi D, et al. Topical nasal steroids for intermittent and persistent allergic rhinitis in children. Cochrane Database Syst Rev. 2007;(1):CD003163.-
8. Nasser M, Fedorowicz, Alijufairi H, et al. Antihistamines used in addition to topical nasal steroids for intermittent and persistent allergic rhinitis in children. Cochrane Database Syst Rev. 2010;(7):CD006989.-
9. Calderon MA, Alves B, Jacobson M, et al. Allergen injection immunotherapy for seasonal allergic rhinitis. Cochrane Database Syst Rev. 2007;(1):CD001936.-
10. Wilson D, Torres-Lima M, Durham S. Sublingual immunotherapy for allergic rhinitis. Cochrane Database Syst Rev. 2003;(2):CD002893.-
11. Sheikh A, Hurwitz B, Nurmatov U, et al. House dust mite avoidance measures for perennial allergic rhinitis. Cochrane Database Syst Rev. 2010;(7):CD001563.-
12. Nurmatov U, van Schayck CP, Hurwitz B, et al. House dust mite avoidance measures for perennial allergic rhinitis: an updated Cochrane systematic review. Allergy. 2012;67:158-165.
13. Skoner DP. Allergic rhinitis: definition, epidemiology, pathophysiology, detection, and diagnosis. J Allergy Clin Immunol. 2001;108(suppl):S2-S8.
14. Nathan RA. The pathophysiology, clinical impact, and management of nasal congestion in allergic rhinitis. Clin Ther. 2008;30:573-586.
15. Kemp AS. Allergic rhinitis. Paediatric Respir Rev. 2009;10:63-68.
16. Sur DK, Scandale S. Treatment of allergic rhinitis. Am Fam Physician. 2010;81:1440-1446.
17. Hong J, Bielory B, Rosenberg JL, et al. Efficacy of intranasal corticosteroids for the ocular symptoms of allergic rhinitis: a systematic review. Allergy Asthma Proc. 2011;32:22-35.
18. Hu W, Katelaris CH, Kemp AS. Allergic rhinitis – practical management strategies. Aust Fam Physician. 2008;37:214-220.
19. Veramyst (fluticasone furoate) nasal spray [prescribing information]. Research Triangle Park, NC: GlaxoSmithKline; August 2012. Available at: http://us.gsk.com/products/assets/us_veramyst.pdf. Accessed January 16, 2013.
20. Nasacort AQ (triamcinolone acetonide) nasal spray [prescribing information]. Bridgewater, NJ: sanofi-aventis; 2010. Available at: http://products.sanofi.us/nasacort_aq/nasacort_aq.html. Accessed January 16, 2013.
21. Rhinocort AQUA 32 mcg (budesonide) nasal spray [prescribing information]. Wilmington, Del: AstraZeneca; revised December 2010. Available at: http://www1.astrazeneca-us.com/pi/Rhinocort_Aqua.pdf. Accessed January 16, 2013.
22. Astelin (azelastine hydrochloride) spray, metered [prescribing information]. Somerset, NJ: Meda Pharmaceuticals; revised July 2011. Available at: http://www.astelin.com/pdf/astelin_pi.pdf. Accessed January 16, 2013.
23. Patanase (olopatadine hydrochloride) nasal spray [prescribing information]. Fort Worth, Tex: Alcon Laboratories; revised February 2012. Available at: http://ecatalog.alcon.com/PI/Patanase_us_en.pdf. Accessed January 16, 2013.
24. Xyzal (levocetirizine dihydrochloride) tablets and oral solution [prescribing information]. Smyrna, Ga: UCB and Bridgewater, NJ: sanofi-aventis; 2010. Available at: http://products.sanofi.us/xyzal/xyzal.pdf. Accessed January 16, 2013.
25. Allegra (fexofenadine hydrochloride) tablets, ODT, and oral suspension [prescribing information]. Bridgewater, NJ: sanofi-aventis; 2007. Available at: http://products.sanofi.us/allegra/allegra.html. Accessed January 16, 2013.
26. Singulair (montelukast sodium) tablets, chewable tablets, and oral granules [prescribing information]. Whitehouse Station, NJ: Merck; revised November 2012. Available at: http://www.merck.com/product/usa/pi_circulars/s/singulair/singulair_pi.pdf. Accessed January 16, 2013.
27. Meltzer EO, Bukstein DA. The economic impact of allergic rhinitis and current guidelines for treatment. Ann Allergy Asthma Immunol. 2011;106(suppl):S12-S16.
28. Lim MY, Leong JM. Allergic rhinitis: evidence-based practice. Singapore Med J. 2010;51:542-550.
29. Angier E, Willington J, Scadding G, et al. Management of allergic and non-allergic rhinitis: a primary care summary of the BSACI guideline. Prim Care Respir J. 2010;19:217-222.
30. Radulovic S, Wilson D, Calderon M, et al. Systematic reviews of sublingual immunotherapy (SLIT). Allergy. 2011;66:740-752.
31. Matricardi PM, Kuna P, Panetta V, et al. Subcutaneous immunotherapy and pharmacology in seasonal allergic rhinitis: a comparison based on meta-analyses. J Allergy Clin Immunol. 2011;128:791-799.
32. Lee MS, Pittler MH, Shin B, et al. Acupuncture for allergic rhinitis: a systematic review. Ann Allergy Asthma Immunol. 2009;102:269-279.
33. Roberts J, Huissoon A, Dretzke J, et al. A systematic review of the clinical effectiveness of acupuncture for allergic rhinitis. BMC Complement Altern Med. 2008;8:13.-
34. Zhang CS, Yang AW, Zhang AL, et al. Ear-acupressure for allergic rhinitis: a systematic review. Clin Otolaryngol. 2010;35:6-12.
35. Vliagoftis H, Kouranos VD, Betsi GI, et al. Probiotics for the treatment of allergic rhinitis and asthma: systematic review of randomized controlled trials. Ann Allergy Asthma Immunol. 2008;101:570-579.
CORRESPONDENCE Suzanne Minor, MD, Florida International University Herbert Wertheim College of Medicine; 11200 SW 8th Street, AHC II 361A, Miami, FL 33199; [email protected]
Colon cancer screening comes too late . . . A drug reaction with lasting consequences . . . More
Colon cancer screening comes too late
AFTER 14 YEARS OF TREATMENT by her physician, a 73-year-old woman with a medical history that included chronic obstructive pulmonary disease and major depression underwent her first colonoscopy. It revealed colon cancer. The patient died about a year and a half later.
PLAINTIFF’S CLAIM No information about the plaintiff’s claim is available.
THE DEFENSE The physician claimed that the patient had declined his recommendations for colon cancer screening many times and that she had failed to return stool samples from a home test kit he had given her. The physician’s medical records, which began in 2001, didn’t reflect his screening recommendations. Earlier records had been destroyed in 2007 in accordance with office policy.
VERDICT $500,000 Massachusetts settlement.
COMMENT Do you routinely document refusal of preventive services by your patients? If not, you, too, may fall victim to a plaintiff’s attorney!
A drug reaction with lasting consequences
AN ALLERGIC REACTION to trimethoprim/ sulfamethoxazole caused skin changes in a 44-year-old woman. Nevertheless, her physician prescribed another regimen of the drug 4 years later. This time, the patient had a full-blown allergic reaction, characterized by red, scaly, weepy skin and elevated liver enzymes, among other symptoms.
After several emergency department visits and a hospital admission, the patient was transferred to the burn unit of a regional medical center, with a presumed diagnosis of Stevens-Johnson syndrome (SJS). After evaluating the patient, however, the director of the burn unit concluded that her symptoms were not severe enough to be SJS; he attributed them to a simple drug reaction and had the patient moved to a medical/surgical floor.
At some point, she developed peripheral sensory neuropathy in her hands and feet. The parties involved disagreed about when the neuropathy began and what caused it.
PLAINTIFF’S CLAIM The patient should not have been transferred to the medical/surgical unit; the higher level of care provided on the burn unit would have prevented the peripheral neuropathy. The patient received inadequate nutrition, which contributed to her injuries.
THE DEFENSE Because the patient didn’t actually have SJS, the medical/surgical floor was the appropriate place to treat her. The patient received proper skin care and nutrition. The patient had complained of numbness and tingling in her hands and feet before she was hospitalized, indicating that the drug-related neuropathy had existed before admission to the regional facility.
VERDICT Defense verdict following confidential settlement with the physician who prescribed trimethoprim/sulfamethoxazole.
COMMENT When prescribing any antibiotic, always confirm that the patient isn’t allergic to it. Have your nurses and medical assistants help you maintain accurate medication and allergy lists in your office chart or electronic medical record.
A colonoscopy, then hepatitis C
AFTER UNDERGOING A COLONOSCOPY, a 44-year-old man was diagnosed with hepatitis C. He claimed that the infection had been transmitted by the anesthetic used during the procedure.
PLAINTIFF’S CLAIM The anesthesiologist drew the anesthetic from a multiple-dose vial that had been used during previous procedures; proper sterile techniques weren’t followed.
THE DEFENSE No information about the defense is available.
VERDICT $675,000 New York settlement.
COMMENT I thought this practice had stopped 20 years ago. Review your office procedures and make sure it doesn’t happen. Don’t use single-dose, single-use vials for more than one patient—ever.
Colon cancer screening comes too late
AFTER 14 YEARS OF TREATMENT by her physician, a 73-year-old woman with a medical history that included chronic obstructive pulmonary disease and major depression underwent her first colonoscopy. It revealed colon cancer. The patient died about a year and a half later.
PLAINTIFF’S CLAIM No information about the plaintiff’s claim is available.
THE DEFENSE The physician claimed that the patient had declined his recommendations for colon cancer screening many times and that she had failed to return stool samples from a home test kit he had given her. The physician’s medical records, which began in 2001, didn’t reflect his screening recommendations. Earlier records had been destroyed in 2007 in accordance with office policy.
VERDICT $500,000 Massachusetts settlement.
COMMENT Do you routinely document refusal of preventive services by your patients? If not, you, too, may fall victim to a plaintiff’s attorney!
A drug reaction with lasting consequences
AN ALLERGIC REACTION to trimethoprim/ sulfamethoxazole caused skin changes in a 44-year-old woman. Nevertheless, her physician prescribed another regimen of the drug 4 years later. This time, the patient had a full-blown allergic reaction, characterized by red, scaly, weepy skin and elevated liver enzymes, among other symptoms.
After several emergency department visits and a hospital admission, the patient was transferred to the burn unit of a regional medical center, with a presumed diagnosis of Stevens-Johnson syndrome (SJS). After evaluating the patient, however, the director of the burn unit concluded that her symptoms were not severe enough to be SJS; he attributed them to a simple drug reaction and had the patient moved to a medical/surgical floor.
At some point, she developed peripheral sensory neuropathy in her hands and feet. The parties involved disagreed about when the neuropathy began and what caused it.
PLAINTIFF’S CLAIM The patient should not have been transferred to the medical/surgical unit; the higher level of care provided on the burn unit would have prevented the peripheral neuropathy. The patient received inadequate nutrition, which contributed to her injuries.
THE DEFENSE Because the patient didn’t actually have SJS, the medical/surgical floor was the appropriate place to treat her. The patient received proper skin care and nutrition. The patient had complained of numbness and tingling in her hands and feet before she was hospitalized, indicating that the drug-related neuropathy had existed before admission to the regional facility.
VERDICT Defense verdict following confidential settlement with the physician who prescribed trimethoprim/sulfamethoxazole.
COMMENT When prescribing any antibiotic, always confirm that the patient isn’t allergic to it. Have your nurses and medical assistants help you maintain accurate medication and allergy lists in your office chart or electronic medical record.
A colonoscopy, then hepatitis C
AFTER UNDERGOING A COLONOSCOPY, a 44-year-old man was diagnosed with hepatitis C. He claimed that the infection had been transmitted by the anesthetic used during the procedure.
PLAINTIFF’S CLAIM The anesthesiologist drew the anesthetic from a multiple-dose vial that had been used during previous procedures; proper sterile techniques weren’t followed.
THE DEFENSE No information about the defense is available.
VERDICT $675,000 New York settlement.
COMMENT I thought this practice had stopped 20 years ago. Review your office procedures and make sure it doesn’t happen. Don’t use single-dose, single-use vials for more than one patient—ever.
Colon cancer screening comes too late
AFTER 14 YEARS OF TREATMENT by her physician, a 73-year-old woman with a medical history that included chronic obstructive pulmonary disease and major depression underwent her first colonoscopy. It revealed colon cancer. The patient died about a year and a half later.
PLAINTIFF’S CLAIM No information about the plaintiff’s claim is available.
THE DEFENSE The physician claimed that the patient had declined his recommendations for colon cancer screening many times and that she had failed to return stool samples from a home test kit he had given her. The physician’s medical records, which began in 2001, didn’t reflect his screening recommendations. Earlier records had been destroyed in 2007 in accordance with office policy.
VERDICT $500,000 Massachusetts settlement.
COMMENT Do you routinely document refusal of preventive services by your patients? If not, you, too, may fall victim to a plaintiff’s attorney!
A drug reaction with lasting consequences
AN ALLERGIC REACTION to trimethoprim/ sulfamethoxazole caused skin changes in a 44-year-old woman. Nevertheless, her physician prescribed another regimen of the drug 4 years later. This time, the patient had a full-blown allergic reaction, characterized by red, scaly, weepy skin and elevated liver enzymes, among other symptoms.
After several emergency department visits and a hospital admission, the patient was transferred to the burn unit of a regional medical center, with a presumed diagnosis of Stevens-Johnson syndrome (SJS). After evaluating the patient, however, the director of the burn unit concluded that her symptoms were not severe enough to be SJS; he attributed them to a simple drug reaction and had the patient moved to a medical/surgical floor.
At some point, she developed peripheral sensory neuropathy in her hands and feet. The parties involved disagreed about when the neuropathy began and what caused it.
PLAINTIFF’S CLAIM The patient should not have been transferred to the medical/surgical unit; the higher level of care provided on the burn unit would have prevented the peripheral neuropathy. The patient received inadequate nutrition, which contributed to her injuries.
THE DEFENSE Because the patient didn’t actually have SJS, the medical/surgical floor was the appropriate place to treat her. The patient received proper skin care and nutrition. The patient had complained of numbness and tingling in her hands and feet before she was hospitalized, indicating that the drug-related neuropathy had existed before admission to the regional facility.
VERDICT Defense verdict following confidential settlement with the physician who prescribed trimethoprim/sulfamethoxazole.
COMMENT When prescribing any antibiotic, always confirm that the patient isn’t allergic to it. Have your nurses and medical assistants help you maintain accurate medication and allergy lists in your office chart or electronic medical record.
A colonoscopy, then hepatitis C
AFTER UNDERGOING A COLONOSCOPY, a 44-year-old man was diagnosed with hepatitis C. He claimed that the infection had been transmitted by the anesthetic used during the procedure.
PLAINTIFF’S CLAIM The anesthesiologist drew the anesthetic from a multiple-dose vial that had been used during previous procedures; proper sterile techniques weren’t followed.
THE DEFENSE No information about the defense is available.
VERDICT $675,000 New York settlement.
COMMENT I thought this practice had stopped 20 years ago. Review your office procedures and make sure it doesn’t happen. Don’t use single-dose, single-use vials for more than one patient—ever.
Prescribing an antibiotic? Pair it with probiotics
Recommend that patients taking antibiotics also take probiotics, which have been found to be effective both for the prevention and treatment of antibiotic-associated diarrhea (AAD).1
STRENGTH OF RECOMMENDATION
A: Based on a systematic review and meta-analysis of randomized controlled trials.
Hempel S, Newberry S, Maher A, et al. Probiotics for the prevention and treatment of antibiotic-associated diarrhea. JAMA. 2012;307: 1959-1969.
ILLUSTRATIVE CASE
When you prescribe an antibiotic for a 45-year-old patient with Helicobacter pylori, he worries that the medication will cause diarrhea. Should you recommend that he take probiotics?
More than a third of patients taking antibiotics develop AAD,2 and in 17% of cases, AAD is fatal.3,4 Although the diarrhea may be the result of increased gastrointestinal (GI) motility in some cases, a disruption of the GI flora that normally acts as a barrier to infection and aids in the digestion of carbohydrates is a far more common cause.
Morbidity and mortality are high
AAD is associated with several pathogens, including Clostridium difficile, Clostridium perfringens, Klebsiella oxytoca, and Staphylococcus aureus,2 and varies widely in severity. Pseudomembranous colitis secondary to C difficile is the main cause of AAD-related mortality, which more than doubled from 2002 to 2009.3,4 C difficile infections cost the US health care system up to $1.3 billion annually.5 With such high rates of morbidity and mortality and high health care costs associated with AAD, even a small reduction in the number of cases would have a big impact.
Probiotics replenish the natural GI flora with nonpathogenic organisms. A 2006 meta-analysis of 31 randomized controlled trials (RCTs) assessing the efficacy of probiotics for both the prevention of AAD and treatment of C difficile found a pooled relative risk of 0.43 for AAD in the patients taking probiotics.6 However, many of the studies included in that meta-analysis were small. As a result, in 2010, the Society for Healthcare Epidemiology of America (SHEA) and the Infectious Diseases Society of America (IDSA) recommended against the use of probiotics for the prevention of primary C difficile infection, citing a lack of high-quality evidence.7
Nonetheless, that same year, 98% of gastroenterologists surveyed expressed a belief that probiotics had a role in the treatment of GI illness.8 And in 2011, the 3rd Yale Working Group on Probiotic Use published recommendations for probiotic use based on expert opinion.9 The meta-analysis detailed in this PURL, which included more than 30 trials published since the 2006 meta-analysis, addressed the efficacy of probiotics for prevention and treatment of AAD.
STUDY SUMMARY: Probiotics significantly reduce AAD
Hempel et al reviewed 82 studies and pooled data from 63 RCTs (N=11,811) to identify the relative risk (RR) of AAD among patients who received probiotics during antibiotic treatment compared with those who received no probiotics or were given a placebo.1 The studies encompassed a variety of antibiotics, taken alone or in combination, and several probiotics, including Lactobacillus, Bifidobacterium, Saccharomyces, and some combinations.
The outcome: The pooled RR for AAD in the probiotics groups was 0.58 (95% confidence interval, 0.50-0.68; P<.001), with a number needed to treat of 13. Although the authors reported that the overall quality of the included trials was poor, a sensitivity analysis of the higher quality studies yielded similar results.
Subgroup analyses by type of probiotic and duration of antibiotic treatment were also consistent with the overall pooled RR. In subgroup analysis by age, a similar decrease in AAD was found among the youngest patients (0-17 years) and those between the ages of 17 and 65 years. Among patients older than 65 years—for whom there were just 3 studies—a non-significant decrease in risk was found. Twenty-three of the studies assessed adverse outcomes, and none was found.
WHAT’S NEW: A reason to pair antibiotics and probiotics
This meta-analysis reached a similar conclusion as the 2006 meta-analysis: Probiotics appear to be effective in preventing and treating AAD in children and adults receiving a wide variety of antibiotics for a number of conditions. The results were also consistent with those of a new meta-analysis that looked specifically at one pathogen—and found a reduction of 66% in C difficile-associated diarrhea in patients taking probiotics with their antibiotics.10
CAVEATS: Limited data on the safety of probiotics exist
There was some heterogeneity among the studies in the meta-analysis by Hempel et al, and some of the studies were of poor quality. Because of this, the authors used subgroup and sensitivity analysis, which supported their initial conclusion.
Probiotics have generally been considered safe; however, there have been rare reports of sepsis and fungemia associated with probiotic use, especially in immunosuppressed patients.1 Fifty-nine of the included studies did not assess adverse events, which limited the ability of this meta-analysis to assess safety.1 Patients taking probiotics should be monitored for adverse effects.
CHALLENGES TO IMPLEMENTATION: Lack of guidance on dosing and duration
Since probiotics are considered food supplements, health insurance will not cover the cost (which will likely be more than $20 per month; www.walgreens.com). No single probiotic strain has high-quality evidence; however, most of the RCTs included in the meta-analysis used combinations of Lactobacillus species, which are usually found in over-the-counter antidiarrheal probiotic supplements. No standard dose exists, but dose ranges in RCTs are 107 to 1010 colony-forming units per capsule (taken one to 3 times daily);1 however, product labels have variable accuracy.11 The duration of treatment ranges from one to 3 weeks—or as long as the patient continues to take antibiotics.
Acknowledgement
The PURLs Surveillance System was developed with support from Grant Number UL1RR024999 from the National Center for Research Resources, a Clinical Translational Science Award to the University of Chicago. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Center for Research Resources or the National Institutes of Health.
1. Hempel S, Newberry S, Maher A, et al. probiotics for the prevention and treatment of antibiotic-associated diarrhea. JAMA. 2012;307:1959-1969.
2. McFarland LV. Antibiotic-associated diarrhea: epidemiology, trends and treatment. Future Microbiol. 2008;3:563-578.
3. Pepin J, Valiquette L, Cossette B. Mortality attributable to nosocomial Clostridium difficile-associated disease during an epidemic caused by a hypervirulent strain in Quebec. CMAJ. 2005;173:1037-1042.
4. Perry A, Dellon E, Lund J, et al. Burden of gastrointestinal disease in the United States: 2012 Update. Gastroenterology. 2012;143:1179-1187.
5. Dubberke E, Wertheimer A. review of current literature on the economic burden of Clostridium difficile Infection. Infect Control Hosp Epidemiol. 2009;30:57-66.
6. McFarland L. Meta-analysis of probiotics for the prevention of antibiotic associated diarrhea and the treatment of Clostridium difficile disease. Am J Gastroenterol. 2006;101:812-822.
7. Cohen S, Gerding D, Johnson S, et al. Clinical practice guidelines for Clostridium difficile infection in adults: 2010 update by the Society for Healthcare Epidemiology of America and the Infectious Diseases Society of America. Infect Control Hosp Epidemiol. 2010;31:431-455.
8. Williams M, Ha C, Ciorba M. Probiotics as therapy in gastroenterology. J Clin Gastroenterol. 2010;44:631-636.
9. Floch M, Walker A, Madsne K, et al. Recommendations for probiotic use—2011 update. J Clin Gastroenterol. 2011;45(suppl):S168-S171.
10. Johnston BC, Ma SS, Goldenberg JZ, et al. Probiotics for the prevention of Clostridium difficile-associated diarrhea: a systematic review and meta-analysis. Ann Intern Med. 2012;157:878-888.
11. Hamilton-Miller J, Shah S. Deficiencies in microbiological quality and labeling of probiotic supplements. Int J Food Microbiol. 2002;72:175-176.
Recommend that patients taking antibiotics also take probiotics, which have been found to be effective both for the prevention and treatment of antibiotic-associated diarrhea (AAD).1
STRENGTH OF RECOMMENDATION
A: Based on a systematic review and meta-analysis of randomized controlled trials.
Hempel S, Newberry S, Maher A, et al. Probiotics for the prevention and treatment of antibiotic-associated diarrhea. JAMA. 2012;307: 1959-1969.
ILLUSTRATIVE CASE
When you prescribe an antibiotic for a 45-year-old patient with Helicobacter pylori, he worries that the medication will cause diarrhea. Should you recommend that he take probiotics?
More than a third of patients taking antibiotics develop AAD,2 and in 17% of cases, AAD is fatal.3,4 Although the diarrhea may be the result of increased gastrointestinal (GI) motility in some cases, a disruption of the GI flora that normally acts as a barrier to infection and aids in the digestion of carbohydrates is a far more common cause.
Morbidity and mortality are high
AAD is associated with several pathogens, including Clostridium difficile, Clostridium perfringens, Klebsiella oxytoca, and Staphylococcus aureus,2 and varies widely in severity. Pseudomembranous colitis secondary to C difficile is the main cause of AAD-related mortality, which more than doubled from 2002 to 2009.3,4 C difficile infections cost the US health care system up to $1.3 billion annually.5 With such high rates of morbidity and mortality and high health care costs associated with AAD, even a small reduction in the number of cases would have a big impact.
Probiotics replenish the natural GI flora with nonpathogenic organisms. A 2006 meta-analysis of 31 randomized controlled trials (RCTs) assessing the efficacy of probiotics for both the prevention of AAD and treatment of C difficile found a pooled relative risk of 0.43 for AAD in the patients taking probiotics.6 However, many of the studies included in that meta-analysis were small. As a result, in 2010, the Society for Healthcare Epidemiology of America (SHEA) and the Infectious Diseases Society of America (IDSA) recommended against the use of probiotics for the prevention of primary C difficile infection, citing a lack of high-quality evidence.7
Nonetheless, that same year, 98% of gastroenterologists surveyed expressed a belief that probiotics had a role in the treatment of GI illness.8 And in 2011, the 3rd Yale Working Group on Probiotic Use published recommendations for probiotic use based on expert opinion.9 The meta-analysis detailed in this PURL, which included more than 30 trials published since the 2006 meta-analysis, addressed the efficacy of probiotics for prevention and treatment of AAD.
STUDY SUMMARY: Probiotics significantly reduce AAD
Hempel et al reviewed 82 studies and pooled data from 63 RCTs (N=11,811) to identify the relative risk (RR) of AAD among patients who received probiotics during antibiotic treatment compared with those who received no probiotics or were given a placebo.1 The studies encompassed a variety of antibiotics, taken alone or in combination, and several probiotics, including Lactobacillus, Bifidobacterium, Saccharomyces, and some combinations.
The outcome: The pooled RR for AAD in the probiotics groups was 0.58 (95% confidence interval, 0.50-0.68; P<.001), with a number needed to treat of 13. Although the authors reported that the overall quality of the included trials was poor, a sensitivity analysis of the higher quality studies yielded similar results.
Subgroup analyses by type of probiotic and duration of antibiotic treatment were also consistent with the overall pooled RR. In subgroup analysis by age, a similar decrease in AAD was found among the youngest patients (0-17 years) and those between the ages of 17 and 65 years. Among patients older than 65 years—for whom there were just 3 studies—a non-significant decrease in risk was found. Twenty-three of the studies assessed adverse outcomes, and none was found.
WHAT’S NEW: A reason to pair antibiotics and probiotics
This meta-analysis reached a similar conclusion as the 2006 meta-analysis: Probiotics appear to be effective in preventing and treating AAD in children and adults receiving a wide variety of antibiotics for a number of conditions. The results were also consistent with those of a new meta-analysis that looked specifically at one pathogen—and found a reduction of 66% in C difficile-associated diarrhea in patients taking probiotics with their antibiotics.10
CAVEATS: Limited data on the safety of probiotics exist
There was some heterogeneity among the studies in the meta-analysis by Hempel et al, and some of the studies were of poor quality. Because of this, the authors used subgroup and sensitivity analysis, which supported their initial conclusion.
Probiotics have generally been considered safe; however, there have been rare reports of sepsis and fungemia associated with probiotic use, especially in immunosuppressed patients.1 Fifty-nine of the included studies did not assess adverse events, which limited the ability of this meta-analysis to assess safety.1 Patients taking probiotics should be monitored for adverse effects.
CHALLENGES TO IMPLEMENTATION: Lack of guidance on dosing and duration
Since probiotics are considered food supplements, health insurance will not cover the cost (which will likely be more than $20 per month; www.walgreens.com). No single probiotic strain has high-quality evidence; however, most of the RCTs included in the meta-analysis used combinations of Lactobacillus species, which are usually found in over-the-counter antidiarrheal probiotic supplements. No standard dose exists, but dose ranges in RCTs are 107 to 1010 colony-forming units per capsule (taken one to 3 times daily);1 however, product labels have variable accuracy.11 The duration of treatment ranges from one to 3 weeks—or as long as the patient continues to take antibiotics.
Acknowledgement
The PURLs Surveillance System was developed with support from Grant Number UL1RR024999 from the National Center for Research Resources, a Clinical Translational Science Award to the University of Chicago. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Center for Research Resources or the National Institutes of Health.
Recommend that patients taking antibiotics also take probiotics, which have been found to be effective both for the prevention and treatment of antibiotic-associated diarrhea (AAD).1
STRENGTH OF RECOMMENDATION
A: Based on a systematic review and meta-analysis of randomized controlled trials.
Hempel S, Newberry S, Maher A, et al. Probiotics for the prevention and treatment of antibiotic-associated diarrhea. JAMA. 2012;307: 1959-1969.
ILLUSTRATIVE CASE
When you prescribe an antibiotic for a 45-year-old patient with Helicobacter pylori, he worries that the medication will cause diarrhea. Should you recommend that he take probiotics?
More than a third of patients taking antibiotics develop AAD,2 and in 17% of cases, AAD is fatal.3,4 Although the diarrhea may be the result of increased gastrointestinal (GI) motility in some cases, a disruption of the GI flora that normally acts as a barrier to infection and aids in the digestion of carbohydrates is a far more common cause.
Morbidity and mortality are high
AAD is associated with several pathogens, including Clostridium difficile, Clostridium perfringens, Klebsiella oxytoca, and Staphylococcus aureus,2 and varies widely in severity. Pseudomembranous colitis secondary to C difficile is the main cause of AAD-related mortality, which more than doubled from 2002 to 2009.3,4 C difficile infections cost the US health care system up to $1.3 billion annually.5 With such high rates of morbidity and mortality and high health care costs associated with AAD, even a small reduction in the number of cases would have a big impact.
Probiotics replenish the natural GI flora with nonpathogenic organisms. A 2006 meta-analysis of 31 randomized controlled trials (RCTs) assessing the efficacy of probiotics for both the prevention of AAD and treatment of C difficile found a pooled relative risk of 0.43 for AAD in the patients taking probiotics.6 However, many of the studies included in that meta-analysis were small. As a result, in 2010, the Society for Healthcare Epidemiology of America (SHEA) and the Infectious Diseases Society of America (IDSA) recommended against the use of probiotics for the prevention of primary C difficile infection, citing a lack of high-quality evidence.7
Nonetheless, that same year, 98% of gastroenterologists surveyed expressed a belief that probiotics had a role in the treatment of GI illness.8 And in 2011, the 3rd Yale Working Group on Probiotic Use published recommendations for probiotic use based on expert opinion.9 The meta-analysis detailed in this PURL, which included more than 30 trials published since the 2006 meta-analysis, addressed the efficacy of probiotics for prevention and treatment of AAD.
STUDY SUMMARY: Probiotics significantly reduce AAD
Hempel et al reviewed 82 studies and pooled data from 63 RCTs (N=11,811) to identify the relative risk (RR) of AAD among patients who received probiotics during antibiotic treatment compared with those who received no probiotics or were given a placebo.1 The studies encompassed a variety of antibiotics, taken alone or in combination, and several probiotics, including Lactobacillus, Bifidobacterium, Saccharomyces, and some combinations.
The outcome: The pooled RR for AAD in the probiotics groups was 0.58 (95% confidence interval, 0.50-0.68; P<.001), with a number needed to treat of 13. Although the authors reported that the overall quality of the included trials was poor, a sensitivity analysis of the higher quality studies yielded similar results.
Subgroup analyses by type of probiotic and duration of antibiotic treatment were also consistent with the overall pooled RR. In subgroup analysis by age, a similar decrease in AAD was found among the youngest patients (0-17 years) and those between the ages of 17 and 65 years. Among patients older than 65 years—for whom there were just 3 studies—a non-significant decrease in risk was found. Twenty-three of the studies assessed adverse outcomes, and none was found.
WHAT’S NEW: A reason to pair antibiotics and probiotics
This meta-analysis reached a similar conclusion as the 2006 meta-analysis: Probiotics appear to be effective in preventing and treating AAD in children and adults receiving a wide variety of antibiotics for a number of conditions. The results were also consistent with those of a new meta-analysis that looked specifically at one pathogen—and found a reduction of 66% in C difficile-associated diarrhea in patients taking probiotics with their antibiotics.10
CAVEATS: Limited data on the safety of probiotics exist
There was some heterogeneity among the studies in the meta-analysis by Hempel et al, and some of the studies were of poor quality. Because of this, the authors used subgroup and sensitivity analysis, which supported their initial conclusion.
Probiotics have generally been considered safe; however, there have been rare reports of sepsis and fungemia associated with probiotic use, especially in immunosuppressed patients.1 Fifty-nine of the included studies did not assess adverse events, which limited the ability of this meta-analysis to assess safety.1 Patients taking probiotics should be monitored for adverse effects.
CHALLENGES TO IMPLEMENTATION: Lack of guidance on dosing and duration
Since probiotics are considered food supplements, health insurance will not cover the cost (which will likely be more than $20 per month; www.walgreens.com). No single probiotic strain has high-quality evidence; however, most of the RCTs included in the meta-analysis used combinations of Lactobacillus species, which are usually found in over-the-counter antidiarrheal probiotic supplements. No standard dose exists, but dose ranges in RCTs are 107 to 1010 colony-forming units per capsule (taken one to 3 times daily);1 however, product labels have variable accuracy.11 The duration of treatment ranges from one to 3 weeks—or as long as the patient continues to take antibiotics.
Acknowledgement
The PURLs Surveillance System was developed with support from Grant Number UL1RR024999 from the National Center for Research Resources, a Clinical Translational Science Award to the University of Chicago. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Center for Research Resources or the National Institutes of Health.
1. Hempel S, Newberry S, Maher A, et al. probiotics for the prevention and treatment of antibiotic-associated diarrhea. JAMA. 2012;307:1959-1969.
2. McFarland LV. Antibiotic-associated diarrhea: epidemiology, trends and treatment. Future Microbiol. 2008;3:563-578.
3. Pepin J, Valiquette L, Cossette B. Mortality attributable to nosocomial Clostridium difficile-associated disease during an epidemic caused by a hypervirulent strain in Quebec. CMAJ. 2005;173:1037-1042.
4. Perry A, Dellon E, Lund J, et al. Burden of gastrointestinal disease in the United States: 2012 Update. Gastroenterology. 2012;143:1179-1187.
5. Dubberke E, Wertheimer A. review of current literature on the economic burden of Clostridium difficile Infection. Infect Control Hosp Epidemiol. 2009;30:57-66.
6. McFarland L. Meta-analysis of probiotics for the prevention of antibiotic associated diarrhea and the treatment of Clostridium difficile disease. Am J Gastroenterol. 2006;101:812-822.
7. Cohen S, Gerding D, Johnson S, et al. Clinical practice guidelines for Clostridium difficile infection in adults: 2010 update by the Society for Healthcare Epidemiology of America and the Infectious Diseases Society of America. Infect Control Hosp Epidemiol. 2010;31:431-455.
8. Williams M, Ha C, Ciorba M. Probiotics as therapy in gastroenterology. J Clin Gastroenterol. 2010;44:631-636.
9. Floch M, Walker A, Madsne K, et al. Recommendations for probiotic use—2011 update. J Clin Gastroenterol. 2011;45(suppl):S168-S171.
10. Johnston BC, Ma SS, Goldenberg JZ, et al. Probiotics for the prevention of Clostridium difficile-associated diarrhea: a systematic review and meta-analysis. Ann Intern Med. 2012;157:878-888.
11. Hamilton-Miller J, Shah S. Deficiencies in microbiological quality and labeling of probiotic supplements. Int J Food Microbiol. 2002;72:175-176.
1. Hempel S, Newberry S, Maher A, et al. probiotics for the prevention and treatment of antibiotic-associated diarrhea. JAMA. 2012;307:1959-1969.
2. McFarland LV. Antibiotic-associated diarrhea: epidemiology, trends and treatment. Future Microbiol. 2008;3:563-578.
3. Pepin J, Valiquette L, Cossette B. Mortality attributable to nosocomial Clostridium difficile-associated disease during an epidemic caused by a hypervirulent strain in Quebec. CMAJ. 2005;173:1037-1042.
4. Perry A, Dellon E, Lund J, et al. Burden of gastrointestinal disease in the United States: 2012 Update. Gastroenterology. 2012;143:1179-1187.
5. Dubberke E, Wertheimer A. review of current literature on the economic burden of Clostridium difficile Infection. Infect Control Hosp Epidemiol. 2009;30:57-66.
6. McFarland L. Meta-analysis of probiotics for the prevention of antibiotic associated diarrhea and the treatment of Clostridium difficile disease. Am J Gastroenterol. 2006;101:812-822.
7. Cohen S, Gerding D, Johnson S, et al. Clinical practice guidelines for Clostridium difficile infection in adults: 2010 update by the Society for Healthcare Epidemiology of America and the Infectious Diseases Society of America. Infect Control Hosp Epidemiol. 2010;31:431-455.
8. Williams M, Ha C, Ciorba M. Probiotics as therapy in gastroenterology. J Clin Gastroenterol. 2010;44:631-636.
9. Floch M, Walker A, Madsne K, et al. Recommendations for probiotic use—2011 update. J Clin Gastroenterol. 2011;45(suppl):S168-S171.
10. Johnston BC, Ma SS, Goldenberg JZ, et al. Probiotics for the prevention of Clostridium difficile-associated diarrhea: a systematic review and meta-analysis. Ann Intern Med. 2012;157:878-888.
11. Hamilton-Miller J, Shah S. Deficiencies in microbiological quality and labeling of probiotic supplements. Int J Food Microbiol. 2002;72:175-176.
Copyright © 2013 The Family Physicians Inquiries Network. All rights reserved.
Vaccine update: The latest from ACIP
The 2013 immunization schedules have been published by the Centers for Disease Control and Prevention (CDC)’s Advisory Committee on Immunization Practices (ACIP).1,2 Perhaps the most noticeable change is a single schedule for infants, children, and adolescents, instead of the previous 2 schedules (for those ages 0-6 years, and for those ages 7-18 years). Other major new recommendations include the following:
- tetanus-diphtheria-pertussis (Tdap) vaccine for individuals ≥65 years of age
- Tdap for pregnant women during every pregnancy
- meningococcal conjugate vaccine for high-risk infants and children
- pneumococcal conjugate vaccine for high-risk adults.
There are also minor changes in recommendations for the use of measles, mumps, and rubella (MMR) vaccine among those with human immunodeficiency virus (HIV) infection. The new immunization schedules can be found on the CDC’s immunization Web site, at http://www.cdc.gov/vaccines/schedules/index.html.
Previous Practice Alerts have reported on recommendation changes made throughout 2012, including removal of egg allergy as a contraindication for influenza vaccine for those who experience only hives after eating eggs,3 the addition of a simplified algorithm for deciding whether children younger than 9 years need one or 2 doses of influenza vaccine,3 and the addition of human papillomavirus vaccine as a routine recommendation for males ages 11 to 21 years.4
Tdap: Some recommendations are off label
Given the continuing elevated rates of pertussis in the United States and our understanding about the duration of protection and safety of the Tdap vaccine, ACIP has made new recommendations for the use of Tdap, including some off-label uses. Two Tdap products are available: Boostrix, approved for individuals ≥10 years, and Adacel, approved for individuals 11 to 64 years (TABLE 1).5 ACIP states that those ≥65 years may be vaccinated with Tdap, and that an opportunity for vaccination should not be missed; Adacel can be substituted if it is the only product available. To control the spread of pertussis to the most vulnerable, it is especially important to immunize grandparents, childcare providers, and those who are around infants.
TABLE 1
Available tetanus-diphtheria-pertussis vaccines5
Trade name | Manufacturer | FDA-approved age for use* (y) | Pertussis antigens (mcg) | Diphtheria toxoid (Lf) | Tetanus toxoid (Lf) | |||
---|---|---|---|---|---|---|---|---|
PT | FHA | PRN | FIM | |||||
Boostrix | GlaxoSmithKline Biologicals | ≥10 | 8 | 8 | 2.5 | — | 2.5 | 5 |
Adacel | Sanofi Pasteur | 11-64 | 2.5 | 5 | 3 | 5† | 2 | 5 |
FDA, Food and Drug Administration; FHA, filamentous hemagglutinin; FIM, fimbriae; Lf, limit of flocculation units; PRN, pertactin; PT, pertussis toxin. *Indicated as a single dose. †Types 2 and 3. |
Wound management. If a tetanus booster is indicated for wound management in an individual ≥19 years who has never received Tdap, this product is preferred to Td.5 There is now no suggested minimum time interval for administering Tdap after Td. Currently only one dose of Tdap is recommended for adults (except for pregnant women, as described in the next section). But this may change as time passes and we learn more about the duration of protection from the acellular pertussis antigen in the vaccine.
Pregnancy. ACIP first recommended the use of Tdap during pregnancy in October 2011, in an attempt to provide protection for newborns through the transfer of maternal antibodies to the fetus.6 Recent evidence indicates that the duration of protective antibody levels wanes between pregnancies and may not be high enough to protect a newborn in subsequent pregnancies.7 ACIP voted in October 2012 to recommend Tdap for pregnant women during each pregnancy, at the gestational age of 27 through 36 weeks. If a mother does not receive Tdap during pregnancy and has never received it, she should be vaccinated soon after delivery.
The safety data for serial vaccination with Tdap in pregnant women is sparse, and ACIP considered this concern. In the opinion of ACIP, the potential benefits to the newborn, coupled with the high rate of pertussis, outweigh this concern, and efforts will be made to monitor for safety issues. If the rate of pertussis declines, ACIP will likely revisit this recommendation.
Meningococcal vaccine: No routine immunization for infants
A previous Practice Alert described 3 new products to protect infants and children against meningococcal disease, and identified issues that make recommendations about their use difficult at a time when rates of meningococcal disease in this age group are very low.8 At its October 2012 meeting, ACIP considered one of these products, HibMenCY (MenHibrix), which contains antigens against meningococcal serogroups C and Y and Haemophilus influenzae B (Hib).
ACIP voted not to recommend routine immunization against meningococcal disease in infants. However, HibMenCY was recommended for high-risk infants, and it was noted that it can be used as an Hib vaccine. The details of the recommendation appear in “When should you use HibMenCY in infants?”.9 The current recommendation also includes vaccinating high-risk infants ages 9 through 23 months with 2 doses of MenACWY-D (Menactra) with at least 8 weeks between doses. Only one of these products should be used, and ACIP does not cite a preference between them.
Vaccinate infants at increased risk for meningococcal disease with 4 doses of HibMenCY at 2, 4, 6, and 12-15 months. Candidates for vaccination are infants with recognized persistent complement pathway deficiencies and infants who have anatomic or functional asplenia (including sickle cell disease).
HibMenCY can also be used for infants ages 2-18 months in communities with serogroup C and Y meningococcal disease outbreaks for which vaccination is recommended.
ACIP does not recommend routine meningococcal vaccination for infants.
HibMenCY is safe and immunogenic and may be administered to infants to complete the routine Hib vaccination series. If HibMenCY is used to achieve protection against serogroups C and Y, HibMenCY should be used for all 4 doses of Hib vaccine.
Pneumococcal conjugate vaccine recommended for high-risk adults
There are now 2 products that provide protection for adults against pneumococcal disease: a 23-valent polysaccharide product (PPSV23) and a 13-valent conjugate product (PCV13). PPSV23 is recommended for all adults ≥65 years and for those <65 who are at high risk for pneumococcal disease or complications from pneumococcal disease. While PCV13 is approved by the FDA for all adults ≥50 years, ACIP recommends it only for those at higher risk for pneumococcal disease.10
ACIP also recommends that those at risk should receive both PCV13 and PPSV23. Give PCV13 first, followed by PPSV23 2 months later.10 However, if PPSV23 is given first, administer PCV13 12 months later. To complicate matters, for some risk categories it is recommended that patients receive a second dose of PPSV23 5 years after the first one. No more than 2 doses of PPSV23 should be given prior to age 65. This complicated set of recommendations is summarized in TABLE 2.10
TABLE 2
Indications for using pneumococcal vaccines in adults ≥19 years*10
Risk group | Underlying medical conditions | PCV13 | PPSV23 | |
---|---|---|---|---|
Recommended | Recommended | Revaccination 5 years after first dose | ||
Immunocompetent individuals | Chronic heart disease† | √ | ||
Chronic lung disease‡ | √ | |||
Diabetes mellitus | √ | |||
Cerebrospinal fluid leak | √ | √ | ||
Cochlear implant | √ | √ | ||
Alcoholism | √ | |||
Chronic liver disease, cirrhosis | √ | |||
Cigarette smoking | √ | |||
Individuals with functional or anatomic asplenia | Sickle cell disease/other hemoglobinopathy | √ | √ | √ |
Congenital or acquired asplenia | √ | √ | √ | |
Immunocompromised individuals | Congenital or acquired immunodeficiency§ | √ | √ | √ |
Human immunodeficiency virus infection | √ | √ | √ | |
Chronic renal failure | √ | √ | √ | |
Nephrotic syndrome | √ | √ | √ | |
Leukemia | √ | √ | √ | |
Lymphoma | √ | √ | √ | |
Hodgkin disease | √ | √ | √ | |
Generalized malignancy | √ | √ | √ | |
Iatrogenic immunosuppression|| | √ | √ | √ | |
Solid organ transplant | √ | √ | √ | |
Multiple myeloma | √ | √ | √ | |
PCV13, 13-valent pneumococcal conjugate vaccine; PPSV23, 23-valent pneumococcal polysaccharide vaccine. *All adults ≥65 years should receive a dose of PPSV23, regardless of previous history of vaccination with pneumococcal vaccine. †Including congestive heart failure and cardiomyopathies; excluding hypertension. ‡Including chronic obstructive pulmonary disease, emphysema, and asthma. §Including B- (humoral) or T-lymphocyte deficiency, complement deficiencies (particularly C1, C2, C3, and C4 deficiencies), and phagocytic disorders (excluding chronic granulomatous disease). ||Diseases requiring treatment with immunosuppressive drugs, including long-term systemic corticosteroids and radiation therapy. |
MMR for those with HIV and use of IG for measles prevention
The last set of significant changes to the schedules are updated recommendations for the use of MMR vaccine in those who have HIV infection, and the use of immune globulin to prevent measles in those previously unvaccinated who are exposed to the disease. Details of these recommendations can be found at http://www.cdc.gov/vaccines/recs/provisional/downloads/mmr-Oct-2012.pdf.
1. CDC. Advisory Committee on Immunization Practices (ACIP) recommended immunization schedules for persons aged 0 through 18 years—United States, 2013. MMWR Morb Mortal Wkly Rep. 2013;62:2-8.
2. CDC. Advisory Committee on Immunization Practices (ACIP) recommended immunization schedule for adults aged 19 years and older—United States, 2013. MMWR Morb Mortal Wkly Rep. 2013;62:9-19.
3. Campos-Outcalt D. Battling influenza: changes for the 2012-2013 season. J Fam Pract. 2012;61:606-609.
4. Campos-Outcalt D. HPV is now routinely recommended for males. J Fam Pract. 2012;61:38-40.
5. CDC. Updated recommendations for use of tetanus toxoid, reduced diphtheria toxoid, and acellular pertussis (Tdap) vaccine in adults aged 65 years and older—Advisory Committee on Immunization Practices (ACIP), 2012. MMWR Morb Mortal Wkly Rep. 2012;61:468-470.
6. CDC. Updated recommendations for use of tetanus toxoid, reduced diphtheria toxoid and acellular pertussis vaccine (Tdap) in pregnant women and persons who have or anticipate having close contact with an infant aged <12 months—Advisory Committee on Immunization Practices (ACIP), 2011. MMWR Morb Mortal Wkly Rep. 2011;60:1424-1426.
7. Liang JL. Review of evidence considered for pregnancy Tdap recommendation. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); October 24, 2012; Atlanta, Ga. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-oct-2012/02-pertussis-Liang.pdf. Accessed December 15, 2012.
8. Campos-Outcalt D. Meningococcal vaccine for infants? J Fam Pract. 2012;61:482-484.
9. Cohn A. Considerations for use of meningococcal conjugate vaccines in infants. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); October 24, 2012; Atlanta, Ga. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-oct-2012/04-MCV-Cohn.pdf. Accessed February 8, 2013.
10. CDC. Use of 13-valent pneumococcal conjugate vaccine and 23-valent pneumococcal polysaccharide vaccine for adults with immunocompromising conditions: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Morb Mortal Wkly Rep. 2012;61:816-819.
The 2013 immunization schedules have been published by the Centers for Disease Control and Prevention (CDC)’s Advisory Committee on Immunization Practices (ACIP).1,2 Perhaps the most noticeable change is a single schedule for infants, children, and adolescents, instead of the previous 2 schedules (for those ages 0-6 years, and for those ages 7-18 years). Other major new recommendations include the following:
- tetanus-diphtheria-pertussis (Tdap) vaccine for individuals ≥65 years of age
- Tdap for pregnant women during every pregnancy
- meningococcal conjugate vaccine for high-risk infants and children
- pneumococcal conjugate vaccine for high-risk adults.
There are also minor changes in recommendations for the use of measles, mumps, and rubella (MMR) vaccine among those with human immunodeficiency virus (HIV) infection. The new immunization schedules can be found on the CDC’s immunization Web site, at http://www.cdc.gov/vaccines/schedules/index.html.
Previous Practice Alerts have reported on recommendation changes made throughout 2012, including removal of egg allergy as a contraindication for influenza vaccine for those who experience only hives after eating eggs,3 the addition of a simplified algorithm for deciding whether children younger than 9 years need one or 2 doses of influenza vaccine,3 and the addition of human papillomavirus vaccine as a routine recommendation for males ages 11 to 21 years.4
Tdap: Some recommendations are off label
Given the continuing elevated rates of pertussis in the United States and our understanding about the duration of protection and safety of the Tdap vaccine, ACIP has made new recommendations for the use of Tdap, including some off-label uses. Two Tdap products are available: Boostrix, approved for individuals ≥10 years, and Adacel, approved for individuals 11 to 64 years (TABLE 1).5 ACIP states that those ≥65 years may be vaccinated with Tdap, and that an opportunity for vaccination should not be missed; Adacel can be substituted if it is the only product available. To control the spread of pertussis to the most vulnerable, it is especially important to immunize grandparents, childcare providers, and those who are around infants.
TABLE 1
Available tetanus-diphtheria-pertussis vaccines5
Trade name | Manufacturer | FDA-approved age for use* (y) | Pertussis antigens (mcg) | Diphtheria toxoid (Lf) | Tetanus toxoid (Lf) | |||
---|---|---|---|---|---|---|---|---|
PT | FHA | PRN | FIM | |||||
Boostrix | GlaxoSmithKline Biologicals | ≥10 | 8 | 8 | 2.5 | — | 2.5 | 5 |
Adacel | Sanofi Pasteur | 11-64 | 2.5 | 5 | 3 | 5† | 2 | 5 |
FDA, Food and Drug Administration; FHA, filamentous hemagglutinin; FIM, fimbriae; Lf, limit of flocculation units; PRN, pertactin; PT, pertussis toxin. *Indicated as a single dose. †Types 2 and 3. |
Wound management. If a tetanus booster is indicated for wound management in an individual ≥19 years who has never received Tdap, this product is preferred to Td.5 There is now no suggested minimum time interval for administering Tdap after Td. Currently only one dose of Tdap is recommended for adults (except for pregnant women, as described in the next section). But this may change as time passes and we learn more about the duration of protection from the acellular pertussis antigen in the vaccine.
Pregnancy. ACIP first recommended the use of Tdap during pregnancy in October 2011, in an attempt to provide protection for newborns through the transfer of maternal antibodies to the fetus.6 Recent evidence indicates that the duration of protective antibody levels wanes between pregnancies and may not be high enough to protect a newborn in subsequent pregnancies.7 ACIP voted in October 2012 to recommend Tdap for pregnant women during each pregnancy, at the gestational age of 27 through 36 weeks. If a mother does not receive Tdap during pregnancy and has never received it, she should be vaccinated soon after delivery.
The safety data for serial vaccination with Tdap in pregnant women is sparse, and ACIP considered this concern. In the opinion of ACIP, the potential benefits to the newborn, coupled with the high rate of pertussis, outweigh this concern, and efforts will be made to monitor for safety issues. If the rate of pertussis declines, ACIP will likely revisit this recommendation.
Meningococcal vaccine: No routine immunization for infants
A previous Practice Alert described 3 new products to protect infants and children against meningococcal disease, and identified issues that make recommendations about their use difficult at a time when rates of meningococcal disease in this age group are very low.8 At its October 2012 meeting, ACIP considered one of these products, HibMenCY (MenHibrix), which contains antigens against meningococcal serogroups C and Y and Haemophilus influenzae B (Hib).
ACIP voted not to recommend routine immunization against meningococcal disease in infants. However, HibMenCY was recommended for high-risk infants, and it was noted that it can be used as an Hib vaccine. The details of the recommendation appear in “When should you use HibMenCY in infants?”.9 The current recommendation also includes vaccinating high-risk infants ages 9 through 23 months with 2 doses of MenACWY-D (Menactra) with at least 8 weeks between doses. Only one of these products should be used, and ACIP does not cite a preference between them.
Vaccinate infants at increased risk for meningococcal disease with 4 doses of HibMenCY at 2, 4, 6, and 12-15 months. Candidates for vaccination are infants with recognized persistent complement pathway deficiencies and infants who have anatomic or functional asplenia (including sickle cell disease).
HibMenCY can also be used for infants ages 2-18 months in communities with serogroup C and Y meningococcal disease outbreaks for which vaccination is recommended.
ACIP does not recommend routine meningococcal vaccination for infants.
HibMenCY is safe and immunogenic and may be administered to infants to complete the routine Hib vaccination series. If HibMenCY is used to achieve protection against serogroups C and Y, HibMenCY should be used for all 4 doses of Hib vaccine.
Pneumococcal conjugate vaccine recommended for high-risk adults
There are now 2 products that provide protection for adults against pneumococcal disease: a 23-valent polysaccharide product (PPSV23) and a 13-valent conjugate product (PCV13). PPSV23 is recommended for all adults ≥65 years and for those <65 who are at high risk for pneumococcal disease or complications from pneumococcal disease. While PCV13 is approved by the FDA for all adults ≥50 years, ACIP recommends it only for those at higher risk for pneumococcal disease.10
ACIP also recommends that those at risk should receive both PCV13 and PPSV23. Give PCV13 first, followed by PPSV23 2 months later.10 However, if PPSV23 is given first, administer PCV13 12 months later. To complicate matters, for some risk categories it is recommended that patients receive a second dose of PPSV23 5 years after the first one. No more than 2 doses of PPSV23 should be given prior to age 65. This complicated set of recommendations is summarized in TABLE 2.10
TABLE 2
Indications for using pneumococcal vaccines in adults ≥19 years*10
Risk group | Underlying medical conditions | PCV13 | PPSV23 | |
---|---|---|---|---|
Recommended | Recommended | Revaccination 5 years after first dose | ||
Immunocompetent individuals | Chronic heart disease† | √ | ||
Chronic lung disease‡ | √ | |||
Diabetes mellitus | √ | |||
Cerebrospinal fluid leak | √ | √ | ||
Cochlear implant | √ | √ | ||
Alcoholism | √ | |||
Chronic liver disease, cirrhosis | √ | |||
Cigarette smoking | √ | |||
Individuals with functional or anatomic asplenia | Sickle cell disease/other hemoglobinopathy | √ | √ | √ |
Congenital or acquired asplenia | √ | √ | √ | |
Immunocompromised individuals | Congenital or acquired immunodeficiency§ | √ | √ | √ |
Human immunodeficiency virus infection | √ | √ | √ | |
Chronic renal failure | √ | √ | √ | |
Nephrotic syndrome | √ | √ | √ | |
Leukemia | √ | √ | √ | |
Lymphoma | √ | √ | √ | |
Hodgkin disease | √ | √ | √ | |
Generalized malignancy | √ | √ | √ | |
Iatrogenic immunosuppression|| | √ | √ | √ | |
Solid organ transplant | √ | √ | √ | |
Multiple myeloma | √ | √ | √ | |
PCV13, 13-valent pneumococcal conjugate vaccine; PPSV23, 23-valent pneumococcal polysaccharide vaccine. *All adults ≥65 years should receive a dose of PPSV23, regardless of previous history of vaccination with pneumococcal vaccine. †Including congestive heart failure and cardiomyopathies; excluding hypertension. ‡Including chronic obstructive pulmonary disease, emphysema, and asthma. §Including B- (humoral) or T-lymphocyte deficiency, complement deficiencies (particularly C1, C2, C3, and C4 deficiencies), and phagocytic disorders (excluding chronic granulomatous disease). ||Diseases requiring treatment with immunosuppressive drugs, including long-term systemic corticosteroids and radiation therapy. |
MMR for those with HIV and use of IG for measles prevention
The last set of significant changes to the schedules are updated recommendations for the use of MMR vaccine in those who have HIV infection, and the use of immune globulin to prevent measles in those previously unvaccinated who are exposed to the disease. Details of these recommendations can be found at http://www.cdc.gov/vaccines/recs/provisional/downloads/mmr-Oct-2012.pdf.
The 2013 immunization schedules have been published by the Centers for Disease Control and Prevention (CDC)’s Advisory Committee on Immunization Practices (ACIP).1,2 Perhaps the most noticeable change is a single schedule for infants, children, and adolescents, instead of the previous 2 schedules (for those ages 0-6 years, and for those ages 7-18 years). Other major new recommendations include the following:
- tetanus-diphtheria-pertussis (Tdap) vaccine for individuals ≥65 years of age
- Tdap for pregnant women during every pregnancy
- meningococcal conjugate vaccine for high-risk infants and children
- pneumococcal conjugate vaccine for high-risk adults.
There are also minor changes in recommendations for the use of measles, mumps, and rubella (MMR) vaccine among those with human immunodeficiency virus (HIV) infection. The new immunization schedules can be found on the CDC’s immunization Web site, at http://www.cdc.gov/vaccines/schedules/index.html.
Previous Practice Alerts have reported on recommendation changes made throughout 2012, including removal of egg allergy as a contraindication for influenza vaccine for those who experience only hives after eating eggs,3 the addition of a simplified algorithm for deciding whether children younger than 9 years need one or 2 doses of influenza vaccine,3 and the addition of human papillomavirus vaccine as a routine recommendation for males ages 11 to 21 years.4
Tdap: Some recommendations are off label
Given the continuing elevated rates of pertussis in the United States and our understanding about the duration of protection and safety of the Tdap vaccine, ACIP has made new recommendations for the use of Tdap, including some off-label uses. Two Tdap products are available: Boostrix, approved for individuals ≥10 years, and Adacel, approved for individuals 11 to 64 years (TABLE 1).5 ACIP states that those ≥65 years may be vaccinated with Tdap, and that an opportunity for vaccination should not be missed; Adacel can be substituted if it is the only product available. To control the spread of pertussis to the most vulnerable, it is especially important to immunize grandparents, childcare providers, and those who are around infants.
TABLE 1
Available tetanus-diphtheria-pertussis vaccines5
Trade name | Manufacturer | FDA-approved age for use* (y) | Pertussis antigens (mcg) | Diphtheria toxoid (Lf) | Tetanus toxoid (Lf) | |||
---|---|---|---|---|---|---|---|---|
PT | FHA | PRN | FIM | |||||
Boostrix | GlaxoSmithKline Biologicals | ≥10 | 8 | 8 | 2.5 | — | 2.5 | 5 |
Adacel | Sanofi Pasteur | 11-64 | 2.5 | 5 | 3 | 5† | 2 | 5 |
FDA, Food and Drug Administration; FHA, filamentous hemagglutinin; FIM, fimbriae; Lf, limit of flocculation units; PRN, pertactin; PT, pertussis toxin. *Indicated as a single dose. †Types 2 and 3. |
Wound management. If a tetanus booster is indicated for wound management in an individual ≥19 years who has never received Tdap, this product is preferred to Td.5 There is now no suggested minimum time interval for administering Tdap after Td. Currently only one dose of Tdap is recommended for adults (except for pregnant women, as described in the next section). But this may change as time passes and we learn more about the duration of protection from the acellular pertussis antigen in the vaccine.
Pregnancy. ACIP first recommended the use of Tdap during pregnancy in October 2011, in an attempt to provide protection for newborns through the transfer of maternal antibodies to the fetus.6 Recent evidence indicates that the duration of protective antibody levels wanes between pregnancies and may not be high enough to protect a newborn in subsequent pregnancies.7 ACIP voted in October 2012 to recommend Tdap for pregnant women during each pregnancy, at the gestational age of 27 through 36 weeks. If a mother does not receive Tdap during pregnancy and has never received it, she should be vaccinated soon after delivery.
The safety data for serial vaccination with Tdap in pregnant women is sparse, and ACIP considered this concern. In the opinion of ACIP, the potential benefits to the newborn, coupled with the high rate of pertussis, outweigh this concern, and efforts will be made to monitor for safety issues. If the rate of pertussis declines, ACIP will likely revisit this recommendation.
Meningococcal vaccine: No routine immunization for infants
A previous Practice Alert described 3 new products to protect infants and children against meningococcal disease, and identified issues that make recommendations about their use difficult at a time when rates of meningococcal disease in this age group are very low.8 At its October 2012 meeting, ACIP considered one of these products, HibMenCY (MenHibrix), which contains antigens against meningococcal serogroups C and Y and Haemophilus influenzae B (Hib).
ACIP voted not to recommend routine immunization against meningococcal disease in infants. However, HibMenCY was recommended for high-risk infants, and it was noted that it can be used as an Hib vaccine. The details of the recommendation appear in “When should you use HibMenCY in infants?”.9 The current recommendation also includes vaccinating high-risk infants ages 9 through 23 months with 2 doses of MenACWY-D (Menactra) with at least 8 weeks between doses. Only one of these products should be used, and ACIP does not cite a preference between them.
Vaccinate infants at increased risk for meningococcal disease with 4 doses of HibMenCY at 2, 4, 6, and 12-15 months. Candidates for vaccination are infants with recognized persistent complement pathway deficiencies and infants who have anatomic or functional asplenia (including sickle cell disease).
HibMenCY can also be used for infants ages 2-18 months in communities with serogroup C and Y meningococcal disease outbreaks for which vaccination is recommended.
ACIP does not recommend routine meningococcal vaccination for infants.
HibMenCY is safe and immunogenic and may be administered to infants to complete the routine Hib vaccination series. If HibMenCY is used to achieve protection against serogroups C and Y, HibMenCY should be used for all 4 doses of Hib vaccine.
Pneumococcal conjugate vaccine recommended for high-risk adults
There are now 2 products that provide protection for adults against pneumococcal disease: a 23-valent polysaccharide product (PPSV23) and a 13-valent conjugate product (PCV13). PPSV23 is recommended for all adults ≥65 years and for those <65 who are at high risk for pneumococcal disease or complications from pneumococcal disease. While PCV13 is approved by the FDA for all adults ≥50 years, ACIP recommends it only for those at higher risk for pneumococcal disease.10
ACIP also recommends that those at risk should receive both PCV13 and PPSV23. Give PCV13 first, followed by PPSV23 2 months later.10 However, if PPSV23 is given first, administer PCV13 12 months later. To complicate matters, for some risk categories it is recommended that patients receive a second dose of PPSV23 5 years after the first one. No more than 2 doses of PPSV23 should be given prior to age 65. This complicated set of recommendations is summarized in TABLE 2.10
TABLE 2
Indications for using pneumococcal vaccines in adults ≥19 years*10
Risk group | Underlying medical conditions | PCV13 | PPSV23 | |
---|---|---|---|---|
Recommended | Recommended | Revaccination 5 years after first dose | ||
Immunocompetent individuals | Chronic heart disease† | √ | ||
Chronic lung disease‡ | √ | |||
Diabetes mellitus | √ | |||
Cerebrospinal fluid leak | √ | √ | ||
Cochlear implant | √ | √ | ||
Alcoholism | √ | |||
Chronic liver disease, cirrhosis | √ | |||
Cigarette smoking | √ | |||
Individuals with functional or anatomic asplenia | Sickle cell disease/other hemoglobinopathy | √ | √ | √ |
Congenital or acquired asplenia | √ | √ | √ | |
Immunocompromised individuals | Congenital or acquired immunodeficiency§ | √ | √ | √ |
Human immunodeficiency virus infection | √ | √ | √ | |
Chronic renal failure | √ | √ | √ | |
Nephrotic syndrome | √ | √ | √ | |
Leukemia | √ | √ | √ | |
Lymphoma | √ | √ | √ | |
Hodgkin disease | √ | √ | √ | |
Generalized malignancy | √ | √ | √ | |
Iatrogenic immunosuppression|| | √ | √ | √ | |
Solid organ transplant | √ | √ | √ | |
Multiple myeloma | √ | √ | √ | |
PCV13, 13-valent pneumococcal conjugate vaccine; PPSV23, 23-valent pneumococcal polysaccharide vaccine. *All adults ≥65 years should receive a dose of PPSV23, regardless of previous history of vaccination with pneumococcal vaccine. †Including congestive heart failure and cardiomyopathies; excluding hypertension. ‡Including chronic obstructive pulmonary disease, emphysema, and asthma. §Including B- (humoral) or T-lymphocyte deficiency, complement deficiencies (particularly C1, C2, C3, and C4 deficiencies), and phagocytic disorders (excluding chronic granulomatous disease). ||Diseases requiring treatment with immunosuppressive drugs, including long-term systemic corticosteroids and radiation therapy. |
MMR for those with HIV and use of IG for measles prevention
The last set of significant changes to the schedules are updated recommendations for the use of MMR vaccine in those who have HIV infection, and the use of immune globulin to prevent measles in those previously unvaccinated who are exposed to the disease. Details of these recommendations can be found at http://www.cdc.gov/vaccines/recs/provisional/downloads/mmr-Oct-2012.pdf.
1. CDC. Advisory Committee on Immunization Practices (ACIP) recommended immunization schedules for persons aged 0 through 18 years—United States, 2013. MMWR Morb Mortal Wkly Rep. 2013;62:2-8.
2. CDC. Advisory Committee on Immunization Practices (ACIP) recommended immunization schedule for adults aged 19 years and older—United States, 2013. MMWR Morb Mortal Wkly Rep. 2013;62:9-19.
3. Campos-Outcalt D. Battling influenza: changes for the 2012-2013 season. J Fam Pract. 2012;61:606-609.
4. Campos-Outcalt D. HPV is now routinely recommended for males. J Fam Pract. 2012;61:38-40.
5. CDC. Updated recommendations for use of tetanus toxoid, reduced diphtheria toxoid, and acellular pertussis (Tdap) vaccine in adults aged 65 years and older—Advisory Committee on Immunization Practices (ACIP), 2012. MMWR Morb Mortal Wkly Rep. 2012;61:468-470.
6. CDC. Updated recommendations for use of tetanus toxoid, reduced diphtheria toxoid and acellular pertussis vaccine (Tdap) in pregnant women and persons who have or anticipate having close contact with an infant aged <12 months—Advisory Committee on Immunization Practices (ACIP), 2011. MMWR Morb Mortal Wkly Rep. 2011;60:1424-1426.
7. Liang JL. Review of evidence considered for pregnancy Tdap recommendation. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); October 24, 2012; Atlanta, Ga. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-oct-2012/02-pertussis-Liang.pdf. Accessed December 15, 2012.
8. Campos-Outcalt D. Meningococcal vaccine for infants? J Fam Pract. 2012;61:482-484.
9. Cohn A. Considerations for use of meningococcal conjugate vaccines in infants. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); October 24, 2012; Atlanta, Ga. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-oct-2012/04-MCV-Cohn.pdf. Accessed February 8, 2013.
10. CDC. Use of 13-valent pneumococcal conjugate vaccine and 23-valent pneumococcal polysaccharide vaccine for adults with immunocompromising conditions: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Morb Mortal Wkly Rep. 2012;61:816-819.
1. CDC. Advisory Committee on Immunization Practices (ACIP) recommended immunization schedules for persons aged 0 through 18 years—United States, 2013. MMWR Morb Mortal Wkly Rep. 2013;62:2-8.
2. CDC. Advisory Committee on Immunization Practices (ACIP) recommended immunization schedule for adults aged 19 years and older—United States, 2013. MMWR Morb Mortal Wkly Rep. 2013;62:9-19.
3. Campos-Outcalt D. Battling influenza: changes for the 2012-2013 season. J Fam Pract. 2012;61:606-609.
4. Campos-Outcalt D. HPV is now routinely recommended for males. J Fam Pract. 2012;61:38-40.
5. CDC. Updated recommendations for use of tetanus toxoid, reduced diphtheria toxoid, and acellular pertussis (Tdap) vaccine in adults aged 65 years and older—Advisory Committee on Immunization Practices (ACIP), 2012. MMWR Morb Mortal Wkly Rep. 2012;61:468-470.
6. CDC. Updated recommendations for use of tetanus toxoid, reduced diphtheria toxoid and acellular pertussis vaccine (Tdap) in pregnant women and persons who have or anticipate having close contact with an infant aged <12 months—Advisory Committee on Immunization Practices (ACIP), 2011. MMWR Morb Mortal Wkly Rep. 2011;60:1424-1426.
7. Liang JL. Review of evidence considered for pregnancy Tdap recommendation. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); October 24, 2012; Atlanta, Ga. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-oct-2012/02-pertussis-Liang.pdf. Accessed December 15, 2012.
8. Campos-Outcalt D. Meningococcal vaccine for infants? J Fam Pract. 2012;61:482-484.
9. Cohn A. Considerations for use of meningococcal conjugate vaccines in infants. Presented at: meeting of the Advisory Committee on Immunization Practices (ACIP); October 24, 2012; Atlanta, Ga. Available at: http://www.cdc.gov/vaccines/acip/meetings/downloads/slides-oct-2012/04-MCV-Cohn.pdf. Accessed February 8, 2013.
10. CDC. Use of 13-valent pneumococcal conjugate vaccine and 23-valent pneumococcal polysaccharide vaccine for adults with immunocompromising conditions: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Morb Mortal Wkly Rep. 2012;61:816-819.
When is a conservative approach best for proximal biceps tendon rupture?
CASE Mr. A, a 59-year-old high school science teacher, came into our medical clinic with severe pain (7/10) in his left shoulder and arm and weakness on flexion of his left elbow. A week earlier, he felt a “pop” and experienced sharp pain and immediate “swelling” of the left biceps after throwing a heavy trash bag away while at work. He went to the school nurse for evaluation and was referred to a physician.
Mr. A was healthy, had no chronic diseases, and reported no previous injuries or trauma. He denied smoking, drinking alcohol, using illegal drugs, or taking steroids or other medications. He had worked as a high school teacher for the last 10 years at the time of his clinic visit.
Imaging, physical exam tell the tale. The patient’s physical exam was normal, with one outstanding exception: a “Popeye” deformity in his left biceps (FIGURE), accompanied by severe pain and tenderness to palpation over the proximal aspect of the left biceps. Both active and passive range of motion of the elbow were full and symmetrical, but the patient had prominent pain and weakness on elbow flexion and supination. However, he had good rotator cuff strength without pain and no impingement signs or acromioclavicular joint pain. He had no atrophy or scapular dyskinesia. Similarly, a neurovascular exam of the distal aspect of the extremity was normal.
FIGURE
“Popeye” deformity in left biceps
With long head tendon rupture, the muscle belly retracts, causing “Popeye” biceps. Since only the long head tendon—and not the short head tendon—is involved, the biceps still functions.
The magnetic resonance imaging report revealed a complete tendon rupture of the long head of the biceps brachii muscle. The long head muscle was intact and there was a posttraumatic hemorrhage in the region of the tear in the upper arm. The remaining muscle, ligaments, and tendon were intact. There was no evidence of a fracture.
A 3-pronged approach. Once the diagnosis of acute complete rupture of the left long head tendon biceps brachii was reached, we laid out a 3-pronged treatment approach:
- nonsteroidal anti-inflammatory agents and muscle relaxants such as cyclobenzaprine, tizanidine, or metaxalone
- physical therapy (2-3 times per week) and daily home exercise
- modified activities—specifically, no overhead work or lifting of anything >10 lb with the affected arm.
Before we proceeded with this plan, we referred the patient to a specialist for evaluation and a second opinion.
Biceps tendon rupture usually follows a traumatic event
Long head biceps tendon ruptures often involve people between 40 and 60 years of age, with men affected significantly more often than women.1,2 Tennis players and ballplayers are also affected, as a result of frequent swinging motions.3 As you might expect, a person’s dominant arm is more often affected.3
Excessive weightlifting or rapid stress upon the tendon can cause an acute tendon rupture. As a rule, biceps tendon ruptures are caused by a single traumatic event that typically involves lifting a heavy object while the elbow is bent at a 90-degree angle. Weight lifters who use anabolic steroids are at an increased risk of sustaining a rupture at the tendon, and clinicians may also see such ruptures among patients who have fallen forcefully onto an outstretched arm.2,3
Keep in mind, however, that rupture can also occur in the absence of a traumatic event. This usually happens in elderly individuals with advanced tendon degeneration.4 Smoking, rheumatoid arthritis, steroid medications,2,5 fluoroquinolones,6 and statin therapy7 can affect this tendon and increase the risk of spontaneous rupture, as well.
“Popeye” biceps—a telltale sign. Understanding the function of the biceps brachii helps explain at least one of the telltale signs of long head tendon rupture. The biceps muscle enables supination of the forearm and flexion of the elbow. With long head tendon rupture, however, the muscle belly retracts, causing prominent fullness and bulging of the upper arm—what’s called “Popeye” biceps. Because the rupture involves only the long head tendon of the biceps and not the short head tendon, the biceps still functions.8
Surgical repair vs conservative management
Whether to pursue surgery or conservative management when caring for a patient with a biceps rupture remains a subject of debate in the medical literature. There are no studies that demonstrate the superiority of one approach over the other.2,5,9,10
Surgery. The serious complications associated with surgery have led some experts to question whether the risks of surgery outweigh the benefits.11 Equally important is the patient’s individual circumstances. Clinicians need to consider each patient’s occupation, lifestyle, and age when recommending a course of action.
Published clinical guidelines usually recommend surgical repair for young athletes who require maximum supination strength in daily activities. Although the size of the Popeye deformity does diminish after conservative treatment, surgery is often recommended for patients who are unwilling to accept the cosmetic defect seen after the tendon ruptures. And finally, operative treatment is indicated for middle-aged carpenters and manual laborers whose occupations require full supination and arm strength.2,12-14
The surgical procedure, called tenodesis, involves reattaching the torn section of the tendon to the bone.5,15 A recent study involving 5 professional wrestlers injured while performing noted that tenodesis restored full biceps function, gave excellent cosmetic results, and allowed all of the young men to return to wrestling.15
Conservative treatment. A conservative approach is appropriate for older patients when their profession and lifestyle do not demand a high degree of supination and upper arm strength.5,8,13,14 In addition, the more conservative approach is very well tolerated, which reduces the risk of serious complications and the cost of surgery.11 Avoiding surgery also permits patients to return to work much sooner.
Patients may, however, lose up to 20% of their supination strength with conservative treatment.14 But this approach does not cause weakness in grip, pronation, or elbow extension. Nor does it affect patients’ activities of daily living,14 which may explain why more patients are treated conservatively than with surgery.5,11 Additionally, some experts recommend nonoperative treatment of distal biceps tendon ruptures for people who are wary of surgery or present late with the injury.11
CASE Two orthopedic surgeons examined our patient and both supported our recommendation to pursue conservative treatment for Mr. A.
Over the next 4 to 6 weeks, he received physical therapy 2 to 3 times per week. With the help of the physiotherapist, Mr. A performed joint mobilization and flexibility exercises to improve the range of motion in his shoulder. The therapist also helped him with strengthening and stretching exercises to restore the strength of his biceps and elbow muscle.
At home, our patient’s regimen included elbow bend and straighten movements, elbow supination and pronation movements, and static biceps contractions.
Over time, his pain diminished and the strength in his left arm improved. Mr. A was able to return to work with modified duty, 2 to 3 weeks after his injury. By Week 8, he had full range of motion in his left arm and normal strength. He was able to do his job as a high school science teacher without any restrictions, but continued to have the Popeye deformity.
Our experience treating Mr. A serves as a reminder to physicians that complete long head biceps tendon rupture can be successfully treated conservatively. Patients working in sedentary occupations usually do not need a high degree of supination or physical strength in their upper extremities, making this a worthwhile treatment option for them.
CORRESPONDENCE
Sofya Pugach, MD, PhD, MPH, Complete Med Care, 8989 Forest Lane, Dallas, TX 75243; [email protected]
1. Carter AN, Erikson SM. Proximal biceps tendon rupture: primarily an injury of middle age. Phys Sportsmed. 1999;27:95-101.
2. Miller R, Dlabach J. Sports medicine. In: Canale ST Beaty JH, eds. Campbell’s Operative Orthopaedics. 11th ed. Philadelphia, Pa: Mosby Elsevier; 2007: 2601–2775.
3. Brunelli MP, Gill TJ. Fractures and tendon injuries of the athletic shoulder. Orthop Clinic N Am. 2002;33:497-508.
4. Kannus P, Jozsa L. Histopathological changes preceding spontaneous rupture of the tendon. A controlled study of 891 patients. J Bone Joint Surg Am. 1991;73:1507-1525.
5. Branch GL, Wieting JM. Biceps rupture. Web MD web site. Updated 2012. Available at: http://emedicine.medscape.com/article/327119-overview. Accessed January 28 2013.
6. Gold L, Igra H. Levofloxacin-induced tendon rupture: a case report and review of the literature. J Am Board Fam Pract. 2003;16:458-460.
7. Pullatt RC, Gadarla MR, Karas RH, et al. Tendon rupture associated with simvastatin/ezetimibe therapy. Am J Cardiol. 2007;100:152-153.
8. Dvorkin ML. Office Orthopedics. Norwalk Conn: Appleton & Lange, 1993;1–35.
9. Gaskin CM, Anderson MW, Choudhri A, et al. Focal partial tears of the long head of the biceps brachii tendon at the entrance to the bicipital groove: MR imaging findings, surgical correction and clinical significance. Skeletal Radiol. 2009;38:959-965.
10. Busconi BB, DeAngelis N, Guerrero PE. The proximal biceps tendon: trick and pearls. Sports Med Arthrosc Rev. 2008;16:187-194.
11. Freeman CR, McCormick KR, Mahoney D, et al. Nonoperative treatment of distal biceps tendon ruptures compared with a historical control group. J Bone Joint Surg Am. 2009;91:2329-2334.
12. Roukoz S, Naccache N, Sleilaty G. The role of the musculocutaneous and radial nerves in elbow flexion and forearm supination: a biomechanical study. J Hand Surg Eur. 2008;33:201-204.
13. Curtis AS, Snyder SJ. Evaluation and treatment of biceps tendon pathology. Orthop Clin North Am. 1993;24:33-43.
14. Mariani EM, Cofield RH, Askew LJ, et al. Rupture of the tendon of the long head of the biceps brachii: Surgical versus nonsurgical treatment. Clin Orthop Relat Res. 1988;228:233-239.
15. Tangari M, Carbone S, Callo M, et al. Long head of the biceps tendon rupture in professional wrestlers: treatment with a mini-open tenodesis. J Shoulder Elbow Surg. 2011;20:409-413.
CASE Mr. A, a 59-year-old high school science teacher, came into our medical clinic with severe pain (7/10) in his left shoulder and arm and weakness on flexion of his left elbow. A week earlier, he felt a “pop” and experienced sharp pain and immediate “swelling” of the left biceps after throwing a heavy trash bag away while at work. He went to the school nurse for evaluation and was referred to a physician.
Mr. A was healthy, had no chronic diseases, and reported no previous injuries or trauma. He denied smoking, drinking alcohol, using illegal drugs, or taking steroids or other medications. He had worked as a high school teacher for the last 10 years at the time of his clinic visit.
Imaging, physical exam tell the tale. The patient’s physical exam was normal, with one outstanding exception: a “Popeye” deformity in his left biceps (FIGURE), accompanied by severe pain and tenderness to palpation over the proximal aspect of the left biceps. Both active and passive range of motion of the elbow were full and symmetrical, but the patient had prominent pain and weakness on elbow flexion and supination. However, he had good rotator cuff strength without pain and no impingement signs or acromioclavicular joint pain. He had no atrophy or scapular dyskinesia. Similarly, a neurovascular exam of the distal aspect of the extremity was normal.
FIGURE
“Popeye” deformity in left biceps
With long head tendon rupture, the muscle belly retracts, causing “Popeye” biceps. Since only the long head tendon—and not the short head tendon—is involved, the biceps still functions.
The magnetic resonance imaging report revealed a complete tendon rupture of the long head of the biceps brachii muscle. The long head muscle was intact and there was a posttraumatic hemorrhage in the region of the tear in the upper arm. The remaining muscle, ligaments, and tendon were intact. There was no evidence of a fracture.
A 3-pronged approach. Once the diagnosis of acute complete rupture of the left long head tendon biceps brachii was reached, we laid out a 3-pronged treatment approach:
- nonsteroidal anti-inflammatory agents and muscle relaxants such as cyclobenzaprine, tizanidine, or metaxalone
- physical therapy (2-3 times per week) and daily home exercise
- modified activities—specifically, no overhead work or lifting of anything >10 lb with the affected arm.
Before we proceeded with this plan, we referred the patient to a specialist for evaluation and a second opinion.
Biceps tendon rupture usually follows a traumatic event
Long head biceps tendon ruptures often involve people between 40 and 60 years of age, with men affected significantly more often than women.1,2 Tennis players and ballplayers are also affected, as a result of frequent swinging motions.3 As you might expect, a person’s dominant arm is more often affected.3
Excessive weightlifting or rapid stress upon the tendon can cause an acute tendon rupture. As a rule, biceps tendon ruptures are caused by a single traumatic event that typically involves lifting a heavy object while the elbow is bent at a 90-degree angle. Weight lifters who use anabolic steroids are at an increased risk of sustaining a rupture at the tendon, and clinicians may also see such ruptures among patients who have fallen forcefully onto an outstretched arm.2,3
Keep in mind, however, that rupture can also occur in the absence of a traumatic event. This usually happens in elderly individuals with advanced tendon degeneration.4 Smoking, rheumatoid arthritis, steroid medications,2,5 fluoroquinolones,6 and statin therapy7 can affect this tendon and increase the risk of spontaneous rupture, as well.
“Popeye” biceps—a telltale sign. Understanding the function of the biceps brachii helps explain at least one of the telltale signs of long head tendon rupture. The biceps muscle enables supination of the forearm and flexion of the elbow. With long head tendon rupture, however, the muscle belly retracts, causing prominent fullness and bulging of the upper arm—what’s called “Popeye” biceps. Because the rupture involves only the long head tendon of the biceps and not the short head tendon, the biceps still functions.8
Surgical repair vs conservative management
Whether to pursue surgery or conservative management when caring for a patient with a biceps rupture remains a subject of debate in the medical literature. There are no studies that demonstrate the superiority of one approach over the other.2,5,9,10
Surgery. The serious complications associated with surgery have led some experts to question whether the risks of surgery outweigh the benefits.11 Equally important is the patient’s individual circumstances. Clinicians need to consider each patient’s occupation, lifestyle, and age when recommending a course of action.
Published clinical guidelines usually recommend surgical repair for young athletes who require maximum supination strength in daily activities. Although the size of the Popeye deformity does diminish after conservative treatment, surgery is often recommended for patients who are unwilling to accept the cosmetic defect seen after the tendon ruptures. And finally, operative treatment is indicated for middle-aged carpenters and manual laborers whose occupations require full supination and arm strength.2,12-14
The surgical procedure, called tenodesis, involves reattaching the torn section of the tendon to the bone.5,15 A recent study involving 5 professional wrestlers injured while performing noted that tenodesis restored full biceps function, gave excellent cosmetic results, and allowed all of the young men to return to wrestling.15
Conservative treatment. A conservative approach is appropriate for older patients when their profession and lifestyle do not demand a high degree of supination and upper arm strength.5,8,13,14 In addition, the more conservative approach is very well tolerated, which reduces the risk of serious complications and the cost of surgery.11 Avoiding surgery also permits patients to return to work much sooner.
Patients may, however, lose up to 20% of their supination strength with conservative treatment.14 But this approach does not cause weakness in grip, pronation, or elbow extension. Nor does it affect patients’ activities of daily living,14 which may explain why more patients are treated conservatively than with surgery.5,11 Additionally, some experts recommend nonoperative treatment of distal biceps tendon ruptures for people who are wary of surgery or present late with the injury.11
CASE Two orthopedic surgeons examined our patient and both supported our recommendation to pursue conservative treatment for Mr. A.
Over the next 4 to 6 weeks, he received physical therapy 2 to 3 times per week. With the help of the physiotherapist, Mr. A performed joint mobilization and flexibility exercises to improve the range of motion in his shoulder. The therapist also helped him with strengthening and stretching exercises to restore the strength of his biceps and elbow muscle.
At home, our patient’s regimen included elbow bend and straighten movements, elbow supination and pronation movements, and static biceps contractions.
Over time, his pain diminished and the strength in his left arm improved. Mr. A was able to return to work with modified duty, 2 to 3 weeks after his injury. By Week 8, he had full range of motion in his left arm and normal strength. He was able to do his job as a high school science teacher without any restrictions, but continued to have the Popeye deformity.
Our experience treating Mr. A serves as a reminder to physicians that complete long head biceps tendon rupture can be successfully treated conservatively. Patients working in sedentary occupations usually do not need a high degree of supination or physical strength in their upper extremities, making this a worthwhile treatment option for them.
CORRESPONDENCE
Sofya Pugach, MD, PhD, MPH, Complete Med Care, 8989 Forest Lane, Dallas, TX 75243; [email protected]
CASE Mr. A, a 59-year-old high school science teacher, came into our medical clinic with severe pain (7/10) in his left shoulder and arm and weakness on flexion of his left elbow. A week earlier, he felt a “pop” and experienced sharp pain and immediate “swelling” of the left biceps after throwing a heavy trash bag away while at work. He went to the school nurse for evaluation and was referred to a physician.
Mr. A was healthy, had no chronic diseases, and reported no previous injuries or trauma. He denied smoking, drinking alcohol, using illegal drugs, or taking steroids or other medications. He had worked as a high school teacher for the last 10 years at the time of his clinic visit.
Imaging, physical exam tell the tale. The patient’s physical exam was normal, with one outstanding exception: a “Popeye” deformity in his left biceps (FIGURE), accompanied by severe pain and tenderness to palpation over the proximal aspect of the left biceps. Both active and passive range of motion of the elbow were full and symmetrical, but the patient had prominent pain and weakness on elbow flexion and supination. However, he had good rotator cuff strength without pain and no impingement signs or acromioclavicular joint pain. He had no atrophy or scapular dyskinesia. Similarly, a neurovascular exam of the distal aspect of the extremity was normal.
FIGURE
“Popeye” deformity in left biceps
With long head tendon rupture, the muscle belly retracts, causing “Popeye” biceps. Since only the long head tendon—and not the short head tendon—is involved, the biceps still functions.
The magnetic resonance imaging report revealed a complete tendon rupture of the long head of the biceps brachii muscle. The long head muscle was intact and there was a posttraumatic hemorrhage in the region of the tear in the upper arm. The remaining muscle, ligaments, and tendon were intact. There was no evidence of a fracture.
A 3-pronged approach. Once the diagnosis of acute complete rupture of the left long head tendon biceps brachii was reached, we laid out a 3-pronged treatment approach:
- nonsteroidal anti-inflammatory agents and muscle relaxants such as cyclobenzaprine, tizanidine, or metaxalone
- physical therapy (2-3 times per week) and daily home exercise
- modified activities—specifically, no overhead work or lifting of anything >10 lb with the affected arm.
Before we proceeded with this plan, we referred the patient to a specialist for evaluation and a second opinion.
Biceps tendon rupture usually follows a traumatic event
Long head biceps tendon ruptures often involve people between 40 and 60 years of age, with men affected significantly more often than women.1,2 Tennis players and ballplayers are also affected, as a result of frequent swinging motions.3 As you might expect, a person’s dominant arm is more often affected.3
Excessive weightlifting or rapid stress upon the tendon can cause an acute tendon rupture. As a rule, biceps tendon ruptures are caused by a single traumatic event that typically involves lifting a heavy object while the elbow is bent at a 90-degree angle. Weight lifters who use anabolic steroids are at an increased risk of sustaining a rupture at the tendon, and clinicians may also see such ruptures among patients who have fallen forcefully onto an outstretched arm.2,3
Keep in mind, however, that rupture can also occur in the absence of a traumatic event. This usually happens in elderly individuals with advanced tendon degeneration.4 Smoking, rheumatoid arthritis, steroid medications,2,5 fluoroquinolones,6 and statin therapy7 can affect this tendon and increase the risk of spontaneous rupture, as well.
“Popeye” biceps—a telltale sign. Understanding the function of the biceps brachii helps explain at least one of the telltale signs of long head tendon rupture. The biceps muscle enables supination of the forearm and flexion of the elbow. With long head tendon rupture, however, the muscle belly retracts, causing prominent fullness and bulging of the upper arm—what’s called “Popeye” biceps. Because the rupture involves only the long head tendon of the biceps and not the short head tendon, the biceps still functions.8
Surgical repair vs conservative management
Whether to pursue surgery or conservative management when caring for a patient with a biceps rupture remains a subject of debate in the medical literature. There are no studies that demonstrate the superiority of one approach over the other.2,5,9,10
Surgery. The serious complications associated with surgery have led some experts to question whether the risks of surgery outweigh the benefits.11 Equally important is the patient’s individual circumstances. Clinicians need to consider each patient’s occupation, lifestyle, and age when recommending a course of action.
Published clinical guidelines usually recommend surgical repair for young athletes who require maximum supination strength in daily activities. Although the size of the Popeye deformity does diminish after conservative treatment, surgery is often recommended for patients who are unwilling to accept the cosmetic defect seen after the tendon ruptures. And finally, operative treatment is indicated for middle-aged carpenters and manual laborers whose occupations require full supination and arm strength.2,12-14
The surgical procedure, called tenodesis, involves reattaching the torn section of the tendon to the bone.5,15 A recent study involving 5 professional wrestlers injured while performing noted that tenodesis restored full biceps function, gave excellent cosmetic results, and allowed all of the young men to return to wrestling.15
Conservative treatment. A conservative approach is appropriate for older patients when their profession and lifestyle do not demand a high degree of supination and upper arm strength.5,8,13,14 In addition, the more conservative approach is very well tolerated, which reduces the risk of serious complications and the cost of surgery.11 Avoiding surgery also permits patients to return to work much sooner.
Patients may, however, lose up to 20% of their supination strength with conservative treatment.14 But this approach does not cause weakness in grip, pronation, or elbow extension. Nor does it affect patients’ activities of daily living,14 which may explain why more patients are treated conservatively than with surgery.5,11 Additionally, some experts recommend nonoperative treatment of distal biceps tendon ruptures for people who are wary of surgery or present late with the injury.11
CASE Two orthopedic surgeons examined our patient and both supported our recommendation to pursue conservative treatment for Mr. A.
Over the next 4 to 6 weeks, he received physical therapy 2 to 3 times per week. With the help of the physiotherapist, Mr. A performed joint mobilization and flexibility exercises to improve the range of motion in his shoulder. The therapist also helped him with strengthening and stretching exercises to restore the strength of his biceps and elbow muscle.
At home, our patient’s regimen included elbow bend and straighten movements, elbow supination and pronation movements, and static biceps contractions.
Over time, his pain diminished and the strength in his left arm improved. Mr. A was able to return to work with modified duty, 2 to 3 weeks after his injury. By Week 8, he had full range of motion in his left arm and normal strength. He was able to do his job as a high school science teacher without any restrictions, but continued to have the Popeye deformity.
Our experience treating Mr. A serves as a reminder to physicians that complete long head biceps tendon rupture can be successfully treated conservatively. Patients working in sedentary occupations usually do not need a high degree of supination or physical strength in their upper extremities, making this a worthwhile treatment option for them.
CORRESPONDENCE
Sofya Pugach, MD, PhD, MPH, Complete Med Care, 8989 Forest Lane, Dallas, TX 75243; [email protected]
1. Carter AN, Erikson SM. Proximal biceps tendon rupture: primarily an injury of middle age. Phys Sportsmed. 1999;27:95-101.
2. Miller R, Dlabach J. Sports medicine. In: Canale ST Beaty JH, eds. Campbell’s Operative Orthopaedics. 11th ed. Philadelphia, Pa: Mosby Elsevier; 2007: 2601–2775.
3. Brunelli MP, Gill TJ. Fractures and tendon injuries of the athletic shoulder. Orthop Clinic N Am. 2002;33:497-508.
4. Kannus P, Jozsa L. Histopathological changes preceding spontaneous rupture of the tendon. A controlled study of 891 patients. J Bone Joint Surg Am. 1991;73:1507-1525.
5. Branch GL, Wieting JM. Biceps rupture. Web MD web site. Updated 2012. Available at: http://emedicine.medscape.com/article/327119-overview. Accessed January 28 2013.
6. Gold L, Igra H. Levofloxacin-induced tendon rupture: a case report and review of the literature. J Am Board Fam Pract. 2003;16:458-460.
7. Pullatt RC, Gadarla MR, Karas RH, et al. Tendon rupture associated with simvastatin/ezetimibe therapy. Am J Cardiol. 2007;100:152-153.
8. Dvorkin ML. Office Orthopedics. Norwalk Conn: Appleton & Lange, 1993;1–35.
9. Gaskin CM, Anderson MW, Choudhri A, et al. Focal partial tears of the long head of the biceps brachii tendon at the entrance to the bicipital groove: MR imaging findings, surgical correction and clinical significance. Skeletal Radiol. 2009;38:959-965.
10. Busconi BB, DeAngelis N, Guerrero PE. The proximal biceps tendon: trick and pearls. Sports Med Arthrosc Rev. 2008;16:187-194.
11. Freeman CR, McCormick KR, Mahoney D, et al. Nonoperative treatment of distal biceps tendon ruptures compared with a historical control group. J Bone Joint Surg Am. 2009;91:2329-2334.
12. Roukoz S, Naccache N, Sleilaty G. The role of the musculocutaneous and radial nerves in elbow flexion and forearm supination: a biomechanical study. J Hand Surg Eur. 2008;33:201-204.
13. Curtis AS, Snyder SJ. Evaluation and treatment of biceps tendon pathology. Orthop Clin North Am. 1993;24:33-43.
14. Mariani EM, Cofield RH, Askew LJ, et al. Rupture of the tendon of the long head of the biceps brachii: Surgical versus nonsurgical treatment. Clin Orthop Relat Res. 1988;228:233-239.
15. Tangari M, Carbone S, Callo M, et al. Long head of the biceps tendon rupture in professional wrestlers: treatment with a mini-open tenodesis. J Shoulder Elbow Surg. 2011;20:409-413.
1. Carter AN, Erikson SM. Proximal biceps tendon rupture: primarily an injury of middle age. Phys Sportsmed. 1999;27:95-101.
2. Miller R, Dlabach J. Sports medicine. In: Canale ST Beaty JH, eds. Campbell’s Operative Orthopaedics. 11th ed. Philadelphia, Pa: Mosby Elsevier; 2007: 2601–2775.
3. Brunelli MP, Gill TJ. Fractures and tendon injuries of the athletic shoulder. Orthop Clinic N Am. 2002;33:497-508.
4. Kannus P, Jozsa L. Histopathological changes preceding spontaneous rupture of the tendon. A controlled study of 891 patients. J Bone Joint Surg Am. 1991;73:1507-1525.
5. Branch GL, Wieting JM. Biceps rupture. Web MD web site. Updated 2012. Available at: http://emedicine.medscape.com/article/327119-overview. Accessed January 28 2013.
6. Gold L, Igra H. Levofloxacin-induced tendon rupture: a case report and review of the literature. J Am Board Fam Pract. 2003;16:458-460.
7. Pullatt RC, Gadarla MR, Karas RH, et al. Tendon rupture associated with simvastatin/ezetimibe therapy. Am J Cardiol. 2007;100:152-153.
8. Dvorkin ML. Office Orthopedics. Norwalk Conn: Appleton & Lange, 1993;1–35.
9. Gaskin CM, Anderson MW, Choudhri A, et al. Focal partial tears of the long head of the biceps brachii tendon at the entrance to the bicipital groove: MR imaging findings, surgical correction and clinical significance. Skeletal Radiol. 2009;38:959-965.
10. Busconi BB, DeAngelis N, Guerrero PE. The proximal biceps tendon: trick and pearls. Sports Med Arthrosc Rev. 2008;16:187-194.
11. Freeman CR, McCormick KR, Mahoney D, et al. Nonoperative treatment of distal biceps tendon ruptures compared with a historical control group. J Bone Joint Surg Am. 2009;91:2329-2334.
12. Roukoz S, Naccache N, Sleilaty G. The role of the musculocutaneous and radial nerves in elbow flexion and forearm supination: a biomechanical study. J Hand Surg Eur. 2008;33:201-204.
13. Curtis AS, Snyder SJ. Evaluation and treatment of biceps tendon pathology. Orthop Clin North Am. 1993;24:33-43.
14. Mariani EM, Cofield RH, Askew LJ, et al. Rupture of the tendon of the long head of the biceps brachii: Surgical versus nonsurgical treatment. Clin Orthop Relat Res. 1988;228:233-239.
15. Tangari M, Carbone S, Callo M, et al. Long head of the biceps tendon rupture in professional wrestlers: treatment with a mini-open tenodesis. J Shoulder Elbow Surg. 2011;20:409-413.
Victims of military sexual trauma—you see them, too
• Routinely question veterans about physical and sexual assault. C
• Suspect a history of military sexual trauma (MST) in veterans who present with multiple physical symptoms. B
• Screen patients with a history of MST for posttraumatic stress disorder and other psychiatric comorbidities. B
Strength of recommendation (SOR)
A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C Consensus, usual practice, opinion, disease-oriented evidence, case series
CASE A 29-year-old veteran (whom we’ll call Jane Doe) served as a medical corpsman in Iraq and has been pursuing a nursing degree since her honorable discharge a year ago. She comes in for a visit and reports a 3-month history of depression without suicidal ideation. In addition, Ms. Doe says, she has had abdominal pain that waxes and wanes for the past month. The pain is diffuse and nonfocal and appears to be unaffected by eating or bowel movements. She is unable to identify a particular pattern.
The patient has no significant medical or psychiatric history, and a physical examination is unremarkable. You advise her to follow a simplified dietary regimen, avoiding spicy foods and limiting dairy intake, and schedule a follow-up visit in 2 weeks.
Since 2002, some 2.4 million US troops have served in Iraq and Afghanistan,1 creating a new generation of veterans who need broad-based support to recover from the physical and psychological wounds of war. All too often, those wounds include sexual assault or harassment, collectively known as military sexual trauma (MST).
MST is a growing concern for the Veterans Administration (VA) for a number of reasons—an increase in women on the front lines and greater media coverage of patterns of sexual assault in the military among them.2 The official lifting of the ban on women in combat announced by the Pentagon in January brought the issue to the forefront, as well.3
In fact, MST should be a concern not only for clinicians within the VA, but also for civilian physicians. There are nearly 22 million American veterans, and the vast majority (>95%) get at least some of their medical care outside of the VA system4—often in outpatient facilities like yours.5 Family physicians need to be aware of the problem and able to give veterans who have suffered from sexual trauma the sensitive care they require.
The scope of the problem? No one is sure
How widespread is MST? That question is not easily answered. The prevalence rate among female service members is 20% to 43%,6 according to internal reports, while studies outside the military have reported rates that range from 3% to as high as 71%.5 In a recent anonymous survey of women in combat zones, led by a VA researcher—widely reported but still undergoing final review—half of those surveyed reported sexual harassment and nearly one in 4 reported sexual assault.7
There are far less data on rates of MST among male service members. The documented prevalence rate for men is 1.1%, with a range of 0.03% to 12.4%, but these figures are based on internal reports of sexual harassment and assault.8
Military culture and personal history are key factors
While the rate at which MST is reported has increased over the past 30 years,8 many reasons for not reporting it—stigma, fear of blame, accusations of homosexuality or promiscuity, and the threat of charges of fraternization among them—still remain.8,9 Military culture is still male-dominated, with an emphasis on self-sufficiency that often leaves victims of MST feeling as though they have nowhere to turn.
There are also circumstances military members face that can aggravate the effects of sexual trauma. Soldiers on deployment are typically isolated from their normal support systems, under significant pressure, and unable to leave their post, which often means they have ongoing exposure to the abuser.
A history of childhood sexual abuse (CSA). As many as 50% of female service members (and about 17% of military men) have reported CSA,10 compared with 25% to 27% of women and 16% of men outside of the military.5,11 That finding may be partially explained by data showing that nearly half of women in the military cited escaping from their home environment as a primary reason for enlisting.12
Women in the military who have a history of CSA, however, face a significantly higher risk for MST than servicewomen who were not sexually assaulted as children.8 Among female Navy recruits, for example, those who reported CSA were 4.8 times more likely to be raped than those who had no history of CSA.13
Combat-related trauma further complicates the picture. Evidence suggests that exposure to childhood physical and sexual abuse was associated with increased risk for combat-related posttraumatic stress disorder (PTSD) among men who served in Vietnam14 and women who served in Operation Desert Storm.15
Broaching the subject should be routine
Primary care physicians can play an important role in helping veterans transition back to their civilian lives and local communities, starting with a holistic medical assessment. When you see a patient whose return is relatively recent, inquire about his or her experiences during deployment. It is important to ask specifically about traumatic experiences, and to routinely screen for MST.
CASE When Ms. Doe returns. you begin by asking about her mood, using open-ended, nondirective questions. She responds by admitting that she had left important information off of the intake form she filled out on her last visit—most notably, a history of CSA. You gently ask about her experiences in the military, particularly during the year she spent in Iraq—and whether anything happened there that you should know.
Haltingly and with much emotion, the patient tells of her experience with another soldier. She worked with him every day, she says, and had grown close to him. One evening things went further than she expected. At first, it was only kissing, but then he forced himself on her sexually. She has not told anyone else about this event, Ms. Doe confides, because she wasn’t sure whether she precipitated it and felt embarrassed and humiliated by her choice to trust this man.
She did not feel that her supervising officers would listen or understand, as romantic attachments are best avoided in a combat zone and daily injuries are the norm. She says that her role as a medic kept her focused on the pain of others and enabled her to avoid looking at her own situation.
Evidence has shown that, like Ms. Doe, most survivors of trauma do not volunteer such information, but will often respond to direct and empathic questions from their physician.16 Routine screening of all veterans for MST, which the VA recommends, has been shown to increase their use of mental health resources.17,18 This can be easily incorporated into a medical history or an intake questionnaire, using this simple 2-question tool:17,18
While you were in the military:
- Did you receive uninvited and unwanted sexual attention, such as touching, cornering, pressure for sexual favors, or verbal remarks?
- Did anyone ever use force or the threat of force to have sexual contact with you against your will?
Screen for PTSD, and consider other psychiatric disorders
MST has been found to confer a 9-fold risk for PTSD. Indeed, more than 4 in 10 (42%) women with a history of MST have a PTSD diagnosis.19 Thus, if the screen for MST is positive—as indicated by a Yes answer to either question—follow up with the 4-question Primary Care PTSD screen (TABLE 1) is recommended.20
Veterans with a history of MST are twice as likely as other veterans to receive a mental health diagnosis;17 they’re also more likely to have 3 or more comorbid psychiatric conditions.21 Women appear to be more likely than men to suffer from depression, eating disorders, substance abuse,22 anxiety disorders,21 dissociative disorders, and personality disorders.17
Research on the mental health consequences of sexual assault in men (in any setting) is limited, however, and data on male survivors of MST are particularly sparse. What is known is that men who have experienced sexual trauma have higher rates of alcohol abuse23 and self-harm24 than women with a history of sexual trauma, and that MST has a greater association with bipolar disorder, schizophrenia, and psychosis in men.17
TABLE 1
Primary care PTSD screen (PC-PTSD)
In your life, have you ever had any experience that was so frightening, horrible, or upsetting that, in the past month, you:
| |||||||||
A Yes response to any 3 questions is a positive screen, indicating a need for further investigation and possible referral to a mental health professional. PTSD, posttraumatic stress disorder. Source: National Center for PTSD. http://www.ptsd.va.gov/professional/pages/assessments/pc-ptsd.asp. |
Multiple physical symptoms are often trauma-related
Veterans with a history of MST are also more likely to report physical symptoms25 and to have a lower health-related quality of life,26 poorer health status, and more outpatient visits12 than vets who were not exposed to MST. And, while pelvic pain is widely believed to be associated with female sexual abuse, survivors often present with a wide range of physical problems. The most common symptoms, similar to those affecting civilian rape survivors, include headache, gastrointestinal (GI) problems, chronic fatigue, severe menopause symptoms, and urological problems, as well as pelvic pain and sexual problems.27 Cardiac and respiratory disorders are also common (TABLE 2).17,25
Compared with their unaffected counterparts, women with a history of MST are more likely to be obese and sedentary, to smoke and drink, and to have had a hysterectomy before the age of 40 years.28 They are also more than twice as likely as other female veterans to say that they were treated for a heart attack within the past year.25 Data on the physical symptoms of male survivors of MST are extremely limited, but one study found an association with pulmonary and liver disease and human immunodeficiency virus and acquired immune deficiency syndrome.17
TABLE 2
Common physical symptoms reported by female MST survivors*17,25
Reproductive/gynecological
| Pulmonary
|
GI
| Neurologic/rheumatologic
|
Other
| CVD/CVD risk factors
|
*This is a selection of the symptoms and risk factors MST survivors present with; it is not an exhaustive list. CVD, cardiovascular disease; GI, gastrointestinal; HTN, hypertension; MST, military sexual trauma. |
A cluster of nonspecific findings?
Patients with a history of MST often present with complex and nonspecific signs and symptoms, making it difficult for a primary care physician to arrive at a diagnosis. MST and combat-related trauma should be considered in such cases, as well as in veterans who present with complaints involving multiple organ systems.21,25
Refer, treat—or do both
Once you have evidence that a patient is a survivor of MST, you need to consider a mental health referral or consultation and address physical symptoms. All honorably discharged veterans are eligible to receive VA treatment for MST, regardless of their disability rating or eligibility for other services. If a veteran indicates that he or she would like to seek psychotherapy or see a specialist outside of the VA system, it will fall to you to help the patient find the most appropriate treatment. (You’ll find links to VA and nonmilitary resources in the box.) Either way, patient acuity is a guide to the optimal approach.
Department of Veterans Affairs
Military sexual trauma
www.mentalhealth.va.gov/msthome.asp
National Center for PTSD
www.ptsd.va.gov
Vet center
www.vetcenter.va.gov
Women Veterans Health Care
www.womenshealth.va.gov/womenshealth/trauma.asp
Other resources:
American Psychiatric Association
www.psych.org
American Psychological Association
www.apa.org
Give an Hour
www.giveanhour.org
National Alliance on Mental Illness Veterans Resource Center
www.nami.org/veterans
Inpatient treatment will likely be needed for a patient who reveals thoughts of self-harm or harming others. If the patient is safe and stable enough for outpatient treatment, a therapist or psychiatrist with experience in treating sexual trauma is a good first step. Cognitive behavioral therapy and trauma-focused therapy have both been shown to have good outcomes in patients with sexual trauma and PTSD.29 Depending on the individual’s key presenting issues, a consultation with a substance abuse specialist, gynecologist, or other specialist may be helpful, as well.
As a family physician, you are in a position to build a long-term, trusting relationship with such a patient, which may be therapeutic in itself.9 In building such a relationship, keep in mind that the experience of serving in the military could make a patient particularly sensitive, or resistant, to your advice; you’ll need to strive for a collaborative approach.
CASE You tell Ms. Doe that the incident she described was indeed sexual violence—and specifically known as military sexual trauma. Her feelings about it are likely surfacing now due to the time away from the military—and by the fact that she’s beginning to date. In addition to spending some time listening to her story, you advise Ms. Doe to start seeing a therapist. You suggest she consider VA treatment services, and direct her to its MST web site (www.mentalhealth.va.gov/msthome.asp). Before she leaves, you make it clear that you will continue to see and support her through this difficult time, and you schedule a follow-up visit.
CORRESPONDENCE
Niranjan S. Karnik, MD, PhD, FAPA, University of Chicago, Pritzker School of Medicine, 5841 South Maryland, MC 3077, Chicago, IL 60637; [email protected]
1. US Department of Veterans Affairs. Analysis of VA health care utilization among Operation Enduring Freedom (OEF) Operation Iraqi Freedom (OIF), and Operation New Dawn (OND) Veterans. Cumulative from 1st Qtr FY 2002 through 1st Qtr FY 2012 (October 1, 2001 – December 31, 2011). Released March 2012. Available at: http://www.publichealth.va.gov/docs/epidemiology/healthcare-utilization-report-fy2012-qtr1.pdf. Accessed February 14, 2013.
2. Kaplan S. Military sexual trauma: a little-known veteran Issue. National Public Radio Web site. May 13 2010. Available at: http://www.npr.org/templates/story/story.php?storyId=126783956. Accessed February 14, 2013.
3. Pellerin C. Dempsey: Allowing women in combat strengthens joint force. US Department of Defense Web site. January 24 2013. Available at: http://www.defense.gov/news/newsarticle.aspx?id=119100. Accessed February 14, 2013.
4. National Center for Veterans Analysis and Statistics. Profile of veterans: 2009 data from the American Community Survey. January 2011. Available at: http://www.va.gov/vetdata/docs/SpecialReports/Profile_of_Veterans_2009_FINAL.pdf. Accessed February 14 2013.
5. Zinzow HM, Grubaugh AL, Monnier J, et al. Trauma among female veterans: a critical review. Trauma Violence Abuse. 2007;8:384-400.
6. Suris A, Lind L. Military sexual trauma: a review of prevalence and associated health consequences in veterans. Trauma Violence Abuse. 2008;9:250-269.
7. Zoroya G. Study: sex assault more common than DoD says. Army Times. December 27 2012. Available at: http://www.armytimes.com/news/2012/12/gannett-va-study-says-sex-assault-more-common-than-pentagon-reports-122712. Accessed February 12, 2013.
8. Hoyt T, Klosterman Rielage J, Williams LF. Military sexual trauma in men: a review of reported rates. J Trauma Dissociation. 2011;12:244-260.
9. Bell ME, Reardon A. Experiences of sexual harassment and sexual assault in the military among OEF/OIF veterans: implications for health care providers. Social Work Health Care. 2011;50:34-50.
10. Rosen LN, Martin L. The measurement of childhood trauma among male and female soldiers in the US Army. Mil Med. 1996;161:342-345.
11. Perez-Fuentes G, Olfson M, Villegas L, et al. Prevalence and correlates of child sex abuse: a national study. Comprehensive Psychiatry. 2013;54:16-27.
12. Sadler AG, Booth BM, Mengeling MA, et al. Life span and repeated violence against women during military service: effects on health status and outpatient utilization. J Womens Health (Larchmt). 2004;13:799-811.
13. Merrill LL, Newell CE, Thomsen CJ, et al. Childhood abuse and sexual revictimization in a female Navy recruit sample. J Trauma Stress. 1999;12:211-225.
14. Bremner JD, Southwick SM, Johnson DR, et al. Childhood physical abuse and combat-related posttraumatic stress disorder in Vietnam veterans. Am J Psychiatry. 1993;150:235-239.
15. Engel CC, Jr, Engel AL, Campbell SJ, et al. Posttraumatic stress disorder symptoms and precombat sexual and physical abuse in Desert Storm veterans. J Nerv Ment Dis. 1993;181:683-688.
16. Friedman LS, Samet JH, Roberts MS, et al. Inquiry about victimization experiences. A survey of patient p and physician practices. Arch Intern Med. 1992;152:1186-1190.
17. Kimerling R, Gima K, Smith MW, et al. The Veterans Health Administration and military sexual trauma. Am J Public Health. 2007;97:2160-2166.
18. Kimerling R, Street AE, Gima K, et al. Evaluation of universal screening for military-related sexual trauma. Psychiatr Serv. 2008;59:635-640.
19. Surís A, Lind L, Kashner TM, et al. Sexual assault in women veterans: an examination of PTSD risk, health care utilization, and cost of care. Psychosom Med. 2004;66:749-756.
20. Ouimette P, Wade M, Prins A, et al. Identifying PTSD in primary care: comparison of the Primary Care-PTSD screen (PC-PTSD) and the General Health Questionnaire-12 (GHQ). J Anxiety Disord. 2008;22:337-343.
21. Maguen S, Cohen B, Ren L, et al. Gender differences in military sexual trauma and mental health diagnoses among Iraq and Afghanistan veterans with posttraumatic stress disorder. Womens Health Issues. 2012;22:e61-e66.
22. Skinner KM, Kressin N, Frayne S, et al. The prevalence of military sexual assault among female Veterans’ Administration outpatients. J Interpers Violence. 2000;15:291-310.
23. Cucciare MA, Ghaus S, Weingardt KR, et al. Sexual assault and substance use in male veterans receiving a brief alcohol intervention. J Stud Alcohol Drugs. 2011;72:693-700.
24. Coxell A, King M, Mezey G, et al. Lifetime prevalence, characteristics, and associated problems of non-consensual sex in men: cross sectional survey. BMJ. 1999;318:846-850.
25. Frayne SM, Skinner KM, Sullivan LM, Tripp TJ, Hankin CS, Kressin NR, Miller DR. Medical profile of women Veterans Administration outpatients who report a history of sexual assault occurring while in the military. J Womens Health Gend Based Med. 1999;8:835-845.
26. Sadler AG, Booth BM, Nielson D, et al. Health-related consequences of physical and sexual violence: women in the military. Obstet Gynecol. 2000;96:473-480.
27. Petter LM, Whitehill DL. Management of female sexual assault. Am Fam Physician. 1998;58:920-926, 929–930.
28. Frayne SM, Skinner KM, Sullivan LM, et al. Sexual assault while in the military: violence as a predictor of cardiac risk? Violence Vict 2003;18:219-225.
29. Nemeroff C, Heim C, Thas ME, et al. Differential responses to psychotherapy versus pharmacotherapy in patients with chronic forms of major depression and childhood trauma. P Natl Acad Sci Usa. 2003;100:14293-14296.
• Routinely question veterans about physical and sexual assault. C
• Suspect a history of military sexual trauma (MST) in veterans who present with multiple physical symptoms. B
• Screen patients with a history of MST for posttraumatic stress disorder and other psychiatric comorbidities. B
Strength of recommendation (SOR)
A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C Consensus, usual practice, opinion, disease-oriented evidence, case series
CASE A 29-year-old veteran (whom we’ll call Jane Doe) served as a medical corpsman in Iraq and has been pursuing a nursing degree since her honorable discharge a year ago. She comes in for a visit and reports a 3-month history of depression without suicidal ideation. In addition, Ms. Doe says, she has had abdominal pain that waxes and wanes for the past month. The pain is diffuse and nonfocal and appears to be unaffected by eating or bowel movements. She is unable to identify a particular pattern.
The patient has no significant medical or psychiatric history, and a physical examination is unremarkable. You advise her to follow a simplified dietary regimen, avoiding spicy foods and limiting dairy intake, and schedule a follow-up visit in 2 weeks.
Since 2002, some 2.4 million US troops have served in Iraq and Afghanistan,1 creating a new generation of veterans who need broad-based support to recover from the physical and psychological wounds of war. All too often, those wounds include sexual assault or harassment, collectively known as military sexual trauma (MST).
MST is a growing concern for the Veterans Administration (VA) for a number of reasons—an increase in women on the front lines and greater media coverage of patterns of sexual assault in the military among them.2 The official lifting of the ban on women in combat announced by the Pentagon in January brought the issue to the forefront, as well.3
In fact, MST should be a concern not only for clinicians within the VA, but also for civilian physicians. There are nearly 22 million American veterans, and the vast majority (>95%) get at least some of their medical care outside of the VA system4—often in outpatient facilities like yours.5 Family physicians need to be aware of the problem and able to give veterans who have suffered from sexual trauma the sensitive care they require.
The scope of the problem? No one is sure
How widespread is MST? That question is not easily answered. The prevalence rate among female service members is 20% to 43%,6 according to internal reports, while studies outside the military have reported rates that range from 3% to as high as 71%.5 In a recent anonymous survey of women in combat zones, led by a VA researcher—widely reported but still undergoing final review—half of those surveyed reported sexual harassment and nearly one in 4 reported sexual assault.7
There are far less data on rates of MST among male service members. The documented prevalence rate for men is 1.1%, with a range of 0.03% to 12.4%, but these figures are based on internal reports of sexual harassment and assault.8
Military culture and personal history are key factors
While the rate at which MST is reported has increased over the past 30 years,8 many reasons for not reporting it—stigma, fear of blame, accusations of homosexuality or promiscuity, and the threat of charges of fraternization among them—still remain.8,9 Military culture is still male-dominated, with an emphasis on self-sufficiency that often leaves victims of MST feeling as though they have nowhere to turn.
There are also circumstances military members face that can aggravate the effects of sexual trauma. Soldiers on deployment are typically isolated from their normal support systems, under significant pressure, and unable to leave their post, which often means they have ongoing exposure to the abuser.
A history of childhood sexual abuse (CSA). As many as 50% of female service members (and about 17% of military men) have reported CSA,10 compared with 25% to 27% of women and 16% of men outside of the military.5,11 That finding may be partially explained by data showing that nearly half of women in the military cited escaping from their home environment as a primary reason for enlisting.12
Women in the military who have a history of CSA, however, face a significantly higher risk for MST than servicewomen who were not sexually assaulted as children.8 Among female Navy recruits, for example, those who reported CSA were 4.8 times more likely to be raped than those who had no history of CSA.13
Combat-related trauma further complicates the picture. Evidence suggests that exposure to childhood physical and sexual abuse was associated with increased risk for combat-related posttraumatic stress disorder (PTSD) among men who served in Vietnam14 and women who served in Operation Desert Storm.15
Broaching the subject should be routine
Primary care physicians can play an important role in helping veterans transition back to their civilian lives and local communities, starting with a holistic medical assessment. When you see a patient whose return is relatively recent, inquire about his or her experiences during deployment. It is important to ask specifically about traumatic experiences, and to routinely screen for MST.
CASE When Ms. Doe returns. you begin by asking about her mood, using open-ended, nondirective questions. She responds by admitting that she had left important information off of the intake form she filled out on her last visit—most notably, a history of CSA. You gently ask about her experiences in the military, particularly during the year she spent in Iraq—and whether anything happened there that you should know.
Haltingly and with much emotion, the patient tells of her experience with another soldier. She worked with him every day, she says, and had grown close to him. One evening things went further than she expected. At first, it was only kissing, but then he forced himself on her sexually. She has not told anyone else about this event, Ms. Doe confides, because she wasn’t sure whether she precipitated it and felt embarrassed and humiliated by her choice to trust this man.
She did not feel that her supervising officers would listen or understand, as romantic attachments are best avoided in a combat zone and daily injuries are the norm. She says that her role as a medic kept her focused on the pain of others and enabled her to avoid looking at her own situation.
Evidence has shown that, like Ms. Doe, most survivors of trauma do not volunteer such information, but will often respond to direct and empathic questions from their physician.16 Routine screening of all veterans for MST, which the VA recommends, has been shown to increase their use of mental health resources.17,18 This can be easily incorporated into a medical history or an intake questionnaire, using this simple 2-question tool:17,18
While you were in the military:
- Did you receive uninvited and unwanted sexual attention, such as touching, cornering, pressure for sexual favors, or verbal remarks?
- Did anyone ever use force or the threat of force to have sexual contact with you against your will?
Screen for PTSD, and consider other psychiatric disorders
MST has been found to confer a 9-fold risk for PTSD. Indeed, more than 4 in 10 (42%) women with a history of MST have a PTSD diagnosis.19 Thus, if the screen for MST is positive—as indicated by a Yes answer to either question—follow up with the 4-question Primary Care PTSD screen (TABLE 1) is recommended.20
Veterans with a history of MST are twice as likely as other veterans to receive a mental health diagnosis;17 they’re also more likely to have 3 or more comorbid psychiatric conditions.21 Women appear to be more likely than men to suffer from depression, eating disorders, substance abuse,22 anxiety disorders,21 dissociative disorders, and personality disorders.17
Research on the mental health consequences of sexual assault in men (in any setting) is limited, however, and data on male survivors of MST are particularly sparse. What is known is that men who have experienced sexual trauma have higher rates of alcohol abuse23 and self-harm24 than women with a history of sexual trauma, and that MST has a greater association with bipolar disorder, schizophrenia, and psychosis in men.17
TABLE 1
Primary care PTSD screen (PC-PTSD)
In your life, have you ever had any experience that was so frightening, horrible, or upsetting that, in the past month, you:
| |||||||||
A Yes response to any 3 questions is a positive screen, indicating a need for further investigation and possible referral to a mental health professional. PTSD, posttraumatic stress disorder. Source: National Center for PTSD. http://www.ptsd.va.gov/professional/pages/assessments/pc-ptsd.asp. |
Multiple physical symptoms are often trauma-related
Veterans with a history of MST are also more likely to report physical symptoms25 and to have a lower health-related quality of life,26 poorer health status, and more outpatient visits12 than vets who were not exposed to MST. And, while pelvic pain is widely believed to be associated with female sexual abuse, survivors often present with a wide range of physical problems. The most common symptoms, similar to those affecting civilian rape survivors, include headache, gastrointestinal (GI) problems, chronic fatigue, severe menopause symptoms, and urological problems, as well as pelvic pain and sexual problems.27 Cardiac and respiratory disorders are also common (TABLE 2).17,25
Compared with their unaffected counterparts, women with a history of MST are more likely to be obese and sedentary, to smoke and drink, and to have had a hysterectomy before the age of 40 years.28 They are also more than twice as likely as other female veterans to say that they were treated for a heart attack within the past year.25 Data on the physical symptoms of male survivors of MST are extremely limited, but one study found an association with pulmonary and liver disease and human immunodeficiency virus and acquired immune deficiency syndrome.17
TABLE 2
Common physical symptoms reported by female MST survivors*17,25
Reproductive/gynecological
| Pulmonary
|
GI
| Neurologic/rheumatologic
|
Other
| CVD/CVD risk factors
|
*This is a selection of the symptoms and risk factors MST survivors present with; it is not an exhaustive list. CVD, cardiovascular disease; GI, gastrointestinal; HTN, hypertension; MST, military sexual trauma. |
A cluster of nonspecific findings?
Patients with a history of MST often present with complex and nonspecific signs and symptoms, making it difficult for a primary care physician to arrive at a diagnosis. MST and combat-related trauma should be considered in such cases, as well as in veterans who present with complaints involving multiple organ systems.21,25
Refer, treat—or do both
Once you have evidence that a patient is a survivor of MST, you need to consider a mental health referral or consultation and address physical symptoms. All honorably discharged veterans are eligible to receive VA treatment for MST, regardless of their disability rating or eligibility for other services. If a veteran indicates that he or she would like to seek psychotherapy or see a specialist outside of the VA system, it will fall to you to help the patient find the most appropriate treatment. (You’ll find links to VA and nonmilitary resources in the box.) Either way, patient acuity is a guide to the optimal approach.
Department of Veterans Affairs
Military sexual trauma
www.mentalhealth.va.gov/msthome.asp
National Center for PTSD
www.ptsd.va.gov
Vet center
www.vetcenter.va.gov
Women Veterans Health Care
www.womenshealth.va.gov/womenshealth/trauma.asp
Other resources:
American Psychiatric Association
www.psych.org
American Psychological Association
www.apa.org
Give an Hour
www.giveanhour.org
National Alliance on Mental Illness Veterans Resource Center
www.nami.org/veterans
Inpatient treatment will likely be needed for a patient who reveals thoughts of self-harm or harming others. If the patient is safe and stable enough for outpatient treatment, a therapist or psychiatrist with experience in treating sexual trauma is a good first step. Cognitive behavioral therapy and trauma-focused therapy have both been shown to have good outcomes in patients with sexual trauma and PTSD.29 Depending on the individual’s key presenting issues, a consultation with a substance abuse specialist, gynecologist, or other specialist may be helpful, as well.
As a family physician, you are in a position to build a long-term, trusting relationship with such a patient, which may be therapeutic in itself.9 In building such a relationship, keep in mind that the experience of serving in the military could make a patient particularly sensitive, or resistant, to your advice; you’ll need to strive for a collaborative approach.
CASE You tell Ms. Doe that the incident she described was indeed sexual violence—and specifically known as military sexual trauma. Her feelings about it are likely surfacing now due to the time away from the military—and by the fact that she’s beginning to date. In addition to spending some time listening to her story, you advise Ms. Doe to start seeing a therapist. You suggest she consider VA treatment services, and direct her to its MST web site (www.mentalhealth.va.gov/msthome.asp). Before she leaves, you make it clear that you will continue to see and support her through this difficult time, and you schedule a follow-up visit.
CORRESPONDENCE
Niranjan S. Karnik, MD, PhD, FAPA, University of Chicago, Pritzker School of Medicine, 5841 South Maryland, MC 3077, Chicago, IL 60637; [email protected]
• Routinely question veterans about physical and sexual assault. C
• Suspect a history of military sexual trauma (MST) in veterans who present with multiple physical symptoms. B
• Screen patients with a history of MST for posttraumatic stress disorder and other psychiatric comorbidities. B
Strength of recommendation (SOR)
A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C Consensus, usual practice, opinion, disease-oriented evidence, case series
CASE A 29-year-old veteran (whom we’ll call Jane Doe) served as a medical corpsman in Iraq and has been pursuing a nursing degree since her honorable discharge a year ago. She comes in for a visit and reports a 3-month history of depression without suicidal ideation. In addition, Ms. Doe says, she has had abdominal pain that waxes and wanes for the past month. The pain is diffuse and nonfocal and appears to be unaffected by eating or bowel movements. She is unable to identify a particular pattern.
The patient has no significant medical or psychiatric history, and a physical examination is unremarkable. You advise her to follow a simplified dietary regimen, avoiding spicy foods and limiting dairy intake, and schedule a follow-up visit in 2 weeks.
Since 2002, some 2.4 million US troops have served in Iraq and Afghanistan,1 creating a new generation of veterans who need broad-based support to recover from the physical and psychological wounds of war. All too often, those wounds include sexual assault or harassment, collectively known as military sexual trauma (MST).
MST is a growing concern for the Veterans Administration (VA) for a number of reasons—an increase in women on the front lines and greater media coverage of patterns of sexual assault in the military among them.2 The official lifting of the ban on women in combat announced by the Pentagon in January brought the issue to the forefront, as well.3
In fact, MST should be a concern not only for clinicians within the VA, but also for civilian physicians. There are nearly 22 million American veterans, and the vast majority (>95%) get at least some of their medical care outside of the VA system4—often in outpatient facilities like yours.5 Family physicians need to be aware of the problem and able to give veterans who have suffered from sexual trauma the sensitive care they require.
The scope of the problem? No one is sure
How widespread is MST? That question is not easily answered. The prevalence rate among female service members is 20% to 43%,6 according to internal reports, while studies outside the military have reported rates that range from 3% to as high as 71%.5 In a recent anonymous survey of women in combat zones, led by a VA researcher—widely reported but still undergoing final review—half of those surveyed reported sexual harassment and nearly one in 4 reported sexual assault.7
There are far less data on rates of MST among male service members. The documented prevalence rate for men is 1.1%, with a range of 0.03% to 12.4%, but these figures are based on internal reports of sexual harassment and assault.8
Military culture and personal history are key factors
While the rate at which MST is reported has increased over the past 30 years,8 many reasons for not reporting it—stigma, fear of blame, accusations of homosexuality or promiscuity, and the threat of charges of fraternization among them—still remain.8,9 Military culture is still male-dominated, with an emphasis on self-sufficiency that often leaves victims of MST feeling as though they have nowhere to turn.
There are also circumstances military members face that can aggravate the effects of sexual trauma. Soldiers on deployment are typically isolated from their normal support systems, under significant pressure, and unable to leave their post, which often means they have ongoing exposure to the abuser.
A history of childhood sexual abuse (CSA). As many as 50% of female service members (and about 17% of military men) have reported CSA,10 compared with 25% to 27% of women and 16% of men outside of the military.5,11 That finding may be partially explained by data showing that nearly half of women in the military cited escaping from their home environment as a primary reason for enlisting.12
Women in the military who have a history of CSA, however, face a significantly higher risk for MST than servicewomen who were not sexually assaulted as children.8 Among female Navy recruits, for example, those who reported CSA were 4.8 times more likely to be raped than those who had no history of CSA.13
Combat-related trauma further complicates the picture. Evidence suggests that exposure to childhood physical and sexual abuse was associated with increased risk for combat-related posttraumatic stress disorder (PTSD) among men who served in Vietnam14 and women who served in Operation Desert Storm.15
Broaching the subject should be routine
Primary care physicians can play an important role in helping veterans transition back to their civilian lives and local communities, starting with a holistic medical assessment. When you see a patient whose return is relatively recent, inquire about his or her experiences during deployment. It is important to ask specifically about traumatic experiences, and to routinely screen for MST.
CASE When Ms. Doe returns. you begin by asking about her mood, using open-ended, nondirective questions. She responds by admitting that she had left important information off of the intake form she filled out on her last visit—most notably, a history of CSA. You gently ask about her experiences in the military, particularly during the year she spent in Iraq—and whether anything happened there that you should know.
Haltingly and with much emotion, the patient tells of her experience with another soldier. She worked with him every day, she says, and had grown close to him. One evening things went further than she expected. At first, it was only kissing, but then he forced himself on her sexually. She has not told anyone else about this event, Ms. Doe confides, because she wasn’t sure whether she precipitated it and felt embarrassed and humiliated by her choice to trust this man.
She did not feel that her supervising officers would listen or understand, as romantic attachments are best avoided in a combat zone and daily injuries are the norm. She says that her role as a medic kept her focused on the pain of others and enabled her to avoid looking at her own situation.
Evidence has shown that, like Ms. Doe, most survivors of trauma do not volunteer such information, but will often respond to direct and empathic questions from their physician.16 Routine screening of all veterans for MST, which the VA recommends, has been shown to increase their use of mental health resources.17,18 This can be easily incorporated into a medical history or an intake questionnaire, using this simple 2-question tool:17,18
While you were in the military:
- Did you receive uninvited and unwanted sexual attention, such as touching, cornering, pressure for sexual favors, or verbal remarks?
- Did anyone ever use force or the threat of force to have sexual contact with you against your will?
Screen for PTSD, and consider other psychiatric disorders
MST has been found to confer a 9-fold risk for PTSD. Indeed, more than 4 in 10 (42%) women with a history of MST have a PTSD diagnosis.19 Thus, if the screen for MST is positive—as indicated by a Yes answer to either question—follow up with the 4-question Primary Care PTSD screen (TABLE 1) is recommended.20
Veterans with a history of MST are twice as likely as other veterans to receive a mental health diagnosis;17 they’re also more likely to have 3 or more comorbid psychiatric conditions.21 Women appear to be more likely than men to suffer from depression, eating disorders, substance abuse,22 anxiety disorders,21 dissociative disorders, and personality disorders.17
Research on the mental health consequences of sexual assault in men (in any setting) is limited, however, and data on male survivors of MST are particularly sparse. What is known is that men who have experienced sexual trauma have higher rates of alcohol abuse23 and self-harm24 than women with a history of sexual trauma, and that MST has a greater association with bipolar disorder, schizophrenia, and psychosis in men.17
TABLE 1
Primary care PTSD screen (PC-PTSD)
In your life, have you ever had any experience that was so frightening, horrible, or upsetting that, in the past month, you:
| |||||||||
A Yes response to any 3 questions is a positive screen, indicating a need for further investigation and possible referral to a mental health professional. PTSD, posttraumatic stress disorder. Source: National Center for PTSD. http://www.ptsd.va.gov/professional/pages/assessments/pc-ptsd.asp. |
Multiple physical symptoms are often trauma-related
Veterans with a history of MST are also more likely to report physical symptoms25 and to have a lower health-related quality of life,26 poorer health status, and more outpatient visits12 than vets who were not exposed to MST. And, while pelvic pain is widely believed to be associated with female sexual abuse, survivors often present with a wide range of physical problems. The most common symptoms, similar to those affecting civilian rape survivors, include headache, gastrointestinal (GI) problems, chronic fatigue, severe menopause symptoms, and urological problems, as well as pelvic pain and sexual problems.27 Cardiac and respiratory disorders are also common (TABLE 2).17,25
Compared with their unaffected counterparts, women with a history of MST are more likely to be obese and sedentary, to smoke and drink, and to have had a hysterectomy before the age of 40 years.28 They are also more than twice as likely as other female veterans to say that they were treated for a heart attack within the past year.25 Data on the physical symptoms of male survivors of MST are extremely limited, but one study found an association with pulmonary and liver disease and human immunodeficiency virus and acquired immune deficiency syndrome.17
TABLE 2
Common physical symptoms reported by female MST survivors*17,25
Reproductive/gynecological
| Pulmonary
|
GI
| Neurologic/rheumatologic
|
Other
| CVD/CVD risk factors
|
*This is a selection of the symptoms and risk factors MST survivors present with; it is not an exhaustive list. CVD, cardiovascular disease; GI, gastrointestinal; HTN, hypertension; MST, military sexual trauma. |
A cluster of nonspecific findings?
Patients with a history of MST often present with complex and nonspecific signs and symptoms, making it difficult for a primary care physician to arrive at a diagnosis. MST and combat-related trauma should be considered in such cases, as well as in veterans who present with complaints involving multiple organ systems.21,25
Refer, treat—or do both
Once you have evidence that a patient is a survivor of MST, you need to consider a mental health referral or consultation and address physical symptoms. All honorably discharged veterans are eligible to receive VA treatment for MST, regardless of their disability rating or eligibility for other services. If a veteran indicates that he or she would like to seek psychotherapy or see a specialist outside of the VA system, it will fall to you to help the patient find the most appropriate treatment. (You’ll find links to VA and nonmilitary resources in the box.) Either way, patient acuity is a guide to the optimal approach.
Department of Veterans Affairs
Military sexual trauma
www.mentalhealth.va.gov/msthome.asp
National Center for PTSD
www.ptsd.va.gov
Vet center
www.vetcenter.va.gov
Women Veterans Health Care
www.womenshealth.va.gov/womenshealth/trauma.asp
Other resources:
American Psychiatric Association
www.psych.org
American Psychological Association
www.apa.org
Give an Hour
www.giveanhour.org
National Alliance on Mental Illness Veterans Resource Center
www.nami.org/veterans
Inpatient treatment will likely be needed for a patient who reveals thoughts of self-harm or harming others. If the patient is safe and stable enough for outpatient treatment, a therapist or psychiatrist with experience in treating sexual trauma is a good first step. Cognitive behavioral therapy and trauma-focused therapy have both been shown to have good outcomes in patients with sexual trauma and PTSD.29 Depending on the individual’s key presenting issues, a consultation with a substance abuse specialist, gynecologist, or other specialist may be helpful, as well.
As a family physician, you are in a position to build a long-term, trusting relationship with such a patient, which may be therapeutic in itself.9 In building such a relationship, keep in mind that the experience of serving in the military could make a patient particularly sensitive, or resistant, to your advice; you’ll need to strive for a collaborative approach.
CASE You tell Ms. Doe that the incident she described was indeed sexual violence—and specifically known as military sexual trauma. Her feelings about it are likely surfacing now due to the time away from the military—and by the fact that she’s beginning to date. In addition to spending some time listening to her story, you advise Ms. Doe to start seeing a therapist. You suggest she consider VA treatment services, and direct her to its MST web site (www.mentalhealth.va.gov/msthome.asp). Before she leaves, you make it clear that you will continue to see and support her through this difficult time, and you schedule a follow-up visit.
CORRESPONDENCE
Niranjan S. Karnik, MD, PhD, FAPA, University of Chicago, Pritzker School of Medicine, 5841 South Maryland, MC 3077, Chicago, IL 60637; [email protected]
1. US Department of Veterans Affairs. Analysis of VA health care utilization among Operation Enduring Freedom (OEF) Operation Iraqi Freedom (OIF), and Operation New Dawn (OND) Veterans. Cumulative from 1st Qtr FY 2002 through 1st Qtr FY 2012 (October 1, 2001 – December 31, 2011). Released March 2012. Available at: http://www.publichealth.va.gov/docs/epidemiology/healthcare-utilization-report-fy2012-qtr1.pdf. Accessed February 14, 2013.
2. Kaplan S. Military sexual trauma: a little-known veteran Issue. National Public Radio Web site. May 13 2010. Available at: http://www.npr.org/templates/story/story.php?storyId=126783956. Accessed February 14, 2013.
3. Pellerin C. Dempsey: Allowing women in combat strengthens joint force. US Department of Defense Web site. January 24 2013. Available at: http://www.defense.gov/news/newsarticle.aspx?id=119100. Accessed February 14, 2013.
4. National Center for Veterans Analysis and Statistics. Profile of veterans: 2009 data from the American Community Survey. January 2011. Available at: http://www.va.gov/vetdata/docs/SpecialReports/Profile_of_Veterans_2009_FINAL.pdf. Accessed February 14 2013.
5. Zinzow HM, Grubaugh AL, Monnier J, et al. Trauma among female veterans: a critical review. Trauma Violence Abuse. 2007;8:384-400.
6. Suris A, Lind L. Military sexual trauma: a review of prevalence and associated health consequences in veterans. Trauma Violence Abuse. 2008;9:250-269.
7. Zoroya G. Study: sex assault more common than DoD says. Army Times. December 27 2012. Available at: http://www.armytimes.com/news/2012/12/gannett-va-study-says-sex-assault-more-common-than-pentagon-reports-122712. Accessed February 12, 2013.
8. Hoyt T, Klosterman Rielage J, Williams LF. Military sexual trauma in men: a review of reported rates. J Trauma Dissociation. 2011;12:244-260.
9. Bell ME, Reardon A. Experiences of sexual harassment and sexual assault in the military among OEF/OIF veterans: implications for health care providers. Social Work Health Care. 2011;50:34-50.
10. Rosen LN, Martin L. The measurement of childhood trauma among male and female soldiers in the US Army. Mil Med. 1996;161:342-345.
11. Perez-Fuentes G, Olfson M, Villegas L, et al. Prevalence and correlates of child sex abuse: a national study. Comprehensive Psychiatry. 2013;54:16-27.
12. Sadler AG, Booth BM, Mengeling MA, et al. Life span and repeated violence against women during military service: effects on health status and outpatient utilization. J Womens Health (Larchmt). 2004;13:799-811.
13. Merrill LL, Newell CE, Thomsen CJ, et al. Childhood abuse and sexual revictimization in a female Navy recruit sample. J Trauma Stress. 1999;12:211-225.
14. Bremner JD, Southwick SM, Johnson DR, et al. Childhood physical abuse and combat-related posttraumatic stress disorder in Vietnam veterans. Am J Psychiatry. 1993;150:235-239.
15. Engel CC, Jr, Engel AL, Campbell SJ, et al. Posttraumatic stress disorder symptoms and precombat sexual and physical abuse in Desert Storm veterans. J Nerv Ment Dis. 1993;181:683-688.
16. Friedman LS, Samet JH, Roberts MS, et al. Inquiry about victimization experiences. A survey of patient p and physician practices. Arch Intern Med. 1992;152:1186-1190.
17. Kimerling R, Gima K, Smith MW, et al. The Veterans Health Administration and military sexual trauma. Am J Public Health. 2007;97:2160-2166.
18. Kimerling R, Street AE, Gima K, et al. Evaluation of universal screening for military-related sexual trauma. Psychiatr Serv. 2008;59:635-640.
19. Surís A, Lind L, Kashner TM, et al. Sexual assault in women veterans: an examination of PTSD risk, health care utilization, and cost of care. Psychosom Med. 2004;66:749-756.
20. Ouimette P, Wade M, Prins A, et al. Identifying PTSD in primary care: comparison of the Primary Care-PTSD screen (PC-PTSD) and the General Health Questionnaire-12 (GHQ). J Anxiety Disord. 2008;22:337-343.
21. Maguen S, Cohen B, Ren L, et al. Gender differences in military sexual trauma and mental health diagnoses among Iraq and Afghanistan veterans with posttraumatic stress disorder. Womens Health Issues. 2012;22:e61-e66.
22. Skinner KM, Kressin N, Frayne S, et al. The prevalence of military sexual assault among female Veterans’ Administration outpatients. J Interpers Violence. 2000;15:291-310.
23. Cucciare MA, Ghaus S, Weingardt KR, et al. Sexual assault and substance use in male veterans receiving a brief alcohol intervention. J Stud Alcohol Drugs. 2011;72:693-700.
24. Coxell A, King M, Mezey G, et al. Lifetime prevalence, characteristics, and associated problems of non-consensual sex in men: cross sectional survey. BMJ. 1999;318:846-850.
25. Frayne SM, Skinner KM, Sullivan LM, Tripp TJ, Hankin CS, Kressin NR, Miller DR. Medical profile of women Veterans Administration outpatients who report a history of sexual assault occurring while in the military. J Womens Health Gend Based Med. 1999;8:835-845.
26. Sadler AG, Booth BM, Nielson D, et al. Health-related consequences of physical and sexual violence: women in the military. Obstet Gynecol. 2000;96:473-480.
27. Petter LM, Whitehill DL. Management of female sexual assault. Am Fam Physician. 1998;58:920-926, 929–930.
28. Frayne SM, Skinner KM, Sullivan LM, et al. Sexual assault while in the military: violence as a predictor of cardiac risk? Violence Vict 2003;18:219-225.
29. Nemeroff C, Heim C, Thas ME, et al. Differential responses to psychotherapy versus pharmacotherapy in patients with chronic forms of major depression and childhood trauma. P Natl Acad Sci Usa. 2003;100:14293-14296.
1. US Department of Veterans Affairs. Analysis of VA health care utilization among Operation Enduring Freedom (OEF) Operation Iraqi Freedom (OIF), and Operation New Dawn (OND) Veterans. Cumulative from 1st Qtr FY 2002 through 1st Qtr FY 2012 (October 1, 2001 – December 31, 2011). Released March 2012. Available at: http://www.publichealth.va.gov/docs/epidemiology/healthcare-utilization-report-fy2012-qtr1.pdf. Accessed February 14, 2013.
2. Kaplan S. Military sexual trauma: a little-known veteran Issue. National Public Radio Web site. May 13 2010. Available at: http://www.npr.org/templates/story/story.php?storyId=126783956. Accessed February 14, 2013.
3. Pellerin C. Dempsey: Allowing women in combat strengthens joint force. US Department of Defense Web site. January 24 2013. Available at: http://www.defense.gov/news/newsarticle.aspx?id=119100. Accessed February 14, 2013.
4. National Center for Veterans Analysis and Statistics. Profile of veterans: 2009 data from the American Community Survey. January 2011. Available at: http://www.va.gov/vetdata/docs/SpecialReports/Profile_of_Veterans_2009_FINAL.pdf. Accessed February 14 2013.
5. Zinzow HM, Grubaugh AL, Monnier J, et al. Trauma among female veterans: a critical review. Trauma Violence Abuse. 2007;8:384-400.
6. Suris A, Lind L. Military sexual trauma: a review of prevalence and associated health consequences in veterans. Trauma Violence Abuse. 2008;9:250-269.
7. Zoroya G. Study: sex assault more common than DoD says. Army Times. December 27 2012. Available at: http://www.armytimes.com/news/2012/12/gannett-va-study-says-sex-assault-more-common-than-pentagon-reports-122712. Accessed February 12, 2013.
8. Hoyt T, Klosterman Rielage J, Williams LF. Military sexual trauma in men: a review of reported rates. J Trauma Dissociation. 2011;12:244-260.
9. Bell ME, Reardon A. Experiences of sexual harassment and sexual assault in the military among OEF/OIF veterans: implications for health care providers. Social Work Health Care. 2011;50:34-50.
10. Rosen LN, Martin L. The measurement of childhood trauma among male and female soldiers in the US Army. Mil Med. 1996;161:342-345.
11. Perez-Fuentes G, Olfson M, Villegas L, et al. Prevalence and correlates of child sex abuse: a national study. Comprehensive Psychiatry. 2013;54:16-27.
12. Sadler AG, Booth BM, Mengeling MA, et al. Life span and repeated violence against women during military service: effects on health status and outpatient utilization. J Womens Health (Larchmt). 2004;13:799-811.
13. Merrill LL, Newell CE, Thomsen CJ, et al. Childhood abuse and sexual revictimization in a female Navy recruit sample. J Trauma Stress. 1999;12:211-225.
14. Bremner JD, Southwick SM, Johnson DR, et al. Childhood physical abuse and combat-related posttraumatic stress disorder in Vietnam veterans. Am J Psychiatry. 1993;150:235-239.
15. Engel CC, Jr, Engel AL, Campbell SJ, et al. Posttraumatic stress disorder symptoms and precombat sexual and physical abuse in Desert Storm veterans. J Nerv Ment Dis. 1993;181:683-688.
16. Friedman LS, Samet JH, Roberts MS, et al. Inquiry about victimization experiences. A survey of patient p and physician practices. Arch Intern Med. 1992;152:1186-1190.
17. Kimerling R, Gima K, Smith MW, et al. The Veterans Health Administration and military sexual trauma. Am J Public Health. 2007;97:2160-2166.
18. Kimerling R, Street AE, Gima K, et al. Evaluation of universal screening for military-related sexual trauma. Psychiatr Serv. 2008;59:635-640.
19. Surís A, Lind L, Kashner TM, et al. Sexual assault in women veterans: an examination of PTSD risk, health care utilization, and cost of care. Psychosom Med. 2004;66:749-756.
20. Ouimette P, Wade M, Prins A, et al. Identifying PTSD in primary care: comparison of the Primary Care-PTSD screen (PC-PTSD) and the General Health Questionnaire-12 (GHQ). J Anxiety Disord. 2008;22:337-343.
21. Maguen S, Cohen B, Ren L, et al. Gender differences in military sexual trauma and mental health diagnoses among Iraq and Afghanistan veterans with posttraumatic stress disorder. Womens Health Issues. 2012;22:e61-e66.
22. Skinner KM, Kressin N, Frayne S, et al. The prevalence of military sexual assault among female Veterans’ Administration outpatients. J Interpers Violence. 2000;15:291-310.
23. Cucciare MA, Ghaus S, Weingardt KR, et al. Sexual assault and substance use in male veterans receiving a brief alcohol intervention. J Stud Alcohol Drugs. 2011;72:693-700.
24. Coxell A, King M, Mezey G, et al. Lifetime prevalence, characteristics, and associated problems of non-consensual sex in men: cross sectional survey. BMJ. 1999;318:846-850.
25. Frayne SM, Skinner KM, Sullivan LM, Tripp TJ, Hankin CS, Kressin NR, Miller DR. Medical profile of women Veterans Administration outpatients who report a history of sexual assault occurring while in the military. J Womens Health Gend Based Med. 1999;8:835-845.
26. Sadler AG, Booth BM, Nielson D, et al. Health-related consequences of physical and sexual violence: women in the military. Obstet Gynecol. 2000;96:473-480.
27. Petter LM, Whitehill DL. Management of female sexual assault. Am Fam Physician. 1998;58:920-926, 929–930.
28. Frayne SM, Skinner KM, Sullivan LM, et al. Sexual assault while in the military: violence as a predictor of cardiac risk? Violence Vict 2003;18:219-225.
29. Nemeroff C, Heim C, Thas ME, et al. Differential responses to psychotherapy versus pharmacotherapy in patients with chronic forms of major depression and childhood trauma. P Natl Acad Sci Usa. 2003;100:14293-14296.
Obese mother gains another 60 lb before delivery … and more

AN OBESE WOMAN with a family history of diabetes had previously given birth to a large baby. Even though she expressed her concern that this fetus would also be macrosomic, the ObGyn planned for spontaneous vaginal delivery. At 39 weeks’ gestation, after gaining 60 lb, she went to the hospital requesting induction of labor; the ObGyn reluctantly agreed. Labor was lengthy, forceps-assisted delivery was performed, and a shoulder dystocia was encountered. The baby was born with respiratory distress, a brachial plexus injury, bruises on his right cheek and both ears, and multiple rib fractures. After transfer to a children’s hospital, surgical exploration revealed avulsion of the C6 root nerve from the spinal cord and damage to C5, C7, and C8 nerve roots. Several surgical repairs and physical therapy have led to some improvement, but the child is permanently injured. His right arm is shorter than the left, his right hand is smaller, and he has less strength and range of motion in the right arm. He also has excessive tearing in the right eye and his right eyelid droops.
PARENTS’ CLAIM The ObGyn failed to recognize the risk of delivering a macrosomic baby and did not consider cesarean delivery. The brachial plexus injury was due to downward traction applied during delivery.
PHYSICIAN’S DEFENSE There was no negligence. The brachial plexus injury was not caused by downward traction.
VERDICT A $4.1 million Indiana verdict was returned, but was reduced to the state cap of $1.25 million.
Failure to follow-up on mass: $1.97M verdict
AFTER STAGE II OVARIAN CANCER was found in 1999, a woman underwent surgery and chemotherapy, and was told she was cancer-free. She had regular visits between 2000 and 2008 with another surgical oncologist after her first surgeon moved. In 2004, the oncologist documented finding a round fullness during a pelvic exam. A CT scan confirmed a mass in the pelvic cul-de-sac.
In August 2008, the patient was treated for deep venous thrombosis in her leg. The attending physician saw the pelvic mass on imaging, and a biopsy indicated a recurrence of ovarian cancer. After chemotherapy, the patient underwent surgery, but the tumor was unresectable. In early 2011, testing revealed metastasis to the spine, sternum, pelvic bone, arm, and lung.
PATIENT’S CLAIM The surgeon did not properly investigate the mass resulting in a delayed diagnosis of cancer recurrence. The patient alleged that the surgical oncologist repeatedly stated that the mass had not changed and was most likely fluid; it was nothing to worry about. Radiology reports indicated a suspicion of cancer.
DEFENDANTS’ DEFENSE The oncologist repeatedly told the patient that the mass should be biopsied, but the patient refused because she was dealing with other medical issues. The radiologist argued that reports to the oncologist included everything needed to diagnose the cancer.
VERDICT A Pennsylvania jury found the surgical oncologist fully at fault and returned a $1,971,455 verdict.
Incomplete tubal ligation
BEFORE DELIVERY OF HER THIRD CHILD, a 26-year-old woman requested sterilization using tubal ligation. After delivery, the ObGyn performed a bilateral tubal ligation. The pathologist’s report indicated that the ligation was incomplete: the left fallopian tube had not been fully removed. The ObGyn failed to note the report’s results in the patient’s record, nor did he advise the patient. Two years later, the patient delivered a fourth child.
PATIENT’S CLAIM The patient alleged wrongful birth against both the ObGyn and pathologist. The ObGyn was negligent for not reacting to the pathologist’s report of incomplete tubal ligation, and for not informing the patient. The pathologist should have verbally confirmed receipt of the report with the ObGyn.
PHYSICIANS’ DEFENSE The ObGyn settled before trial. The pathologist claimed he had properly interpreted the specimen and reported the results.
VERDICT A Louisiana jury found the ObGyn fully at fault and assessed additional damages of $56,252 to the $100,000 settlement.

A WOMAN SUFFERED FROM PELVIC PAIN caused by adhesions following two cesarean deliveries and a hysterectomy. In January 2003, her ObGyn performed laparotomy to reduce adhesions from prior surgeries and place Gore-Tex mesh to prevent future adhesions. In October 2010, the patient reported epigastric pain, and went to a different surgeon (her insurance changed). A CT scan identified a foreign body encapsulated in scar tissue in the patient’s lower abdomen/pelvis. The surgeon removed the foreign body.
PATIENT’S CLAIM The ObGyn and hospital were negligent in conducting the 2003 procedure; the foreign object was a retained surgical sponge.
DEFENDANTS’ DEFENSE The foreign body removed in 2010 was the Gore-Tex mesh placed in 2003. The mesh became encapsulated in scar tissue due to the patient’s propensity to develop adhesions, and then moved within the patient’s body. Surgical sponges have embedded radiopaque tracers; CT scans in 2003 and 2010 did not detect any radiopaque tracers.
VERDICT A California defense verdict was returned.
Massive bleed during sacrocolpopexy
AFTER A 72-YEAR-OLD WOMAN developed pelvic organ prolapse, her urologist performed an abdominal sacrocolpopexy. As the urologist attempted to gain access to the sacral prominence, a tear in the median sacral vein expanded to involve the inferior vena cava and left iliac vein. Massive bleeding occurred and multiple units of blood were transfused. A general surgeon successfully repaired the vascular injuries. The patient was hospitalized for 16 days, received home healthcare, and fully recovered.
PATIENT’S CLAIM The urologist was negligent in overaggressive manipulation of the median sacral vein, causing it to avulse.
PHYSICIAN’S DEFENSE Bleeds of this type are a known complication of the procedure.
VERDICT A Michigan defense verdict was returned.
Was it hypoxia or autism?
AFTER SEVERAL HOURS IN LABOR, a fetal heart-rate monitor indicated decreasing fetal heart rate that led to terminal bradycardia. The ObGyn was called and performed an emergency cesarean delivery. The child was diagnosed with brain damage at 2 years of age.
PARENTS’ CLAIM A cesarean delivery should have been planned because of the fetal weight (8 lb 11 oz). A hypoxic event occurred during labor. Ultrasonography would have shown that the fetus was inverted and that the baby’s face was covered by one of its hands. Delivery was not properly managed, and fetal distress was not reported to the ObGyn in a timely manner.
DEFENDANTS’ DEFENSE The infant’s weight was not sufficient to warrant a cesarean delivery. The infant did not suffer hypoxia. The child’s abnormalities only emerged in the second year of life. An MRI at that time did not indicate brain damage. The child’s development with subsequent regression suggests autism.
VERDICT A New York defense verdict was returned.
Should mammography have been diagnostic?
A 46-YEAR-OLD WOMAN with a family history of breast cancer had regular annual screenings. In December 2006, the patient reported pain, hardness, and burning in her left breast to her gynecologist. A radiologist interpreted the mammography as normal. In May 2007, the patient found a lump in her left breast. Testing indicated she had stage IV breast cancer. She died 2 months after the trial concluded.
PATIENT’S CLAIM The 2006 mammogram was performed as a screening mammography, but should have been diagnostic, considering her family history and reported symptoms. The radiologist improperly interpreted the films.
DEFENDANTS’ DEFENSE The hospital staff testified that the patient did not report pain, hardness, and burning in her left breast when she presented for the 2006 mammography. The radiologist claimed his screening and interpretation were appropriate.
VERDICT The Louisiana court granted the patient’s motion for judgment, and awarded $558,000 in medical costs and $1.3 million in noneconomic damages, totalling $1.808 million. This was reduced to the $500,000 statutory cap.
These cases were selected by the editors of OBG Management from Medical Malpractice Verdicts, Settlements & Experts, with permission of the editor, Lewis Laska (www.verdictslaska.com). The information available to the editors about the cases presented here is sometimes incomplete. Moreover, the cases may or may not have merit. Nevertheless, these cases represent the types of clinical situations that typically result in litigation and are meant to illustrate nationwide variation in jury verdicts and awards.
We want to hear from you! Tell us what you think.

AN OBESE WOMAN with a family history of diabetes had previously given birth to a large baby. Even though she expressed her concern that this fetus would also be macrosomic, the ObGyn planned for spontaneous vaginal delivery. At 39 weeks’ gestation, after gaining 60 lb, she went to the hospital requesting induction of labor; the ObGyn reluctantly agreed. Labor was lengthy, forceps-assisted delivery was performed, and a shoulder dystocia was encountered. The baby was born with respiratory distress, a brachial plexus injury, bruises on his right cheek and both ears, and multiple rib fractures. After transfer to a children’s hospital, surgical exploration revealed avulsion of the C6 root nerve from the spinal cord and damage to C5, C7, and C8 nerve roots. Several surgical repairs and physical therapy have led to some improvement, but the child is permanently injured. His right arm is shorter than the left, his right hand is smaller, and he has less strength and range of motion in the right arm. He also has excessive tearing in the right eye and his right eyelid droops.
PARENTS’ CLAIM The ObGyn failed to recognize the risk of delivering a macrosomic baby and did not consider cesarean delivery. The brachial plexus injury was due to downward traction applied during delivery.
PHYSICIAN’S DEFENSE There was no negligence. The brachial plexus injury was not caused by downward traction.
VERDICT A $4.1 million Indiana verdict was returned, but was reduced to the state cap of $1.25 million.
Failure to follow-up on mass: $1.97M verdict
AFTER STAGE II OVARIAN CANCER was found in 1999, a woman underwent surgery and chemotherapy, and was told she was cancer-free. She had regular visits between 2000 and 2008 with another surgical oncologist after her first surgeon moved. In 2004, the oncologist documented finding a round fullness during a pelvic exam. A CT scan confirmed a mass in the pelvic cul-de-sac.
In August 2008, the patient was treated for deep venous thrombosis in her leg. The attending physician saw the pelvic mass on imaging, and a biopsy indicated a recurrence of ovarian cancer. After chemotherapy, the patient underwent surgery, but the tumor was unresectable. In early 2011, testing revealed metastasis to the spine, sternum, pelvic bone, arm, and lung.
PATIENT’S CLAIM The surgeon did not properly investigate the mass resulting in a delayed diagnosis of cancer recurrence. The patient alleged that the surgical oncologist repeatedly stated that the mass had not changed and was most likely fluid; it was nothing to worry about. Radiology reports indicated a suspicion of cancer.
DEFENDANTS’ DEFENSE The oncologist repeatedly told the patient that the mass should be biopsied, but the patient refused because she was dealing with other medical issues. The radiologist argued that reports to the oncologist included everything needed to diagnose the cancer.
VERDICT A Pennsylvania jury found the surgical oncologist fully at fault and returned a $1,971,455 verdict.
Incomplete tubal ligation
BEFORE DELIVERY OF HER THIRD CHILD, a 26-year-old woman requested sterilization using tubal ligation. After delivery, the ObGyn performed a bilateral tubal ligation. The pathologist’s report indicated that the ligation was incomplete: the left fallopian tube had not been fully removed. The ObGyn failed to note the report’s results in the patient’s record, nor did he advise the patient. Two years later, the patient delivered a fourth child.
PATIENT’S CLAIM The patient alleged wrongful birth against both the ObGyn and pathologist. The ObGyn was negligent for not reacting to the pathologist’s report of incomplete tubal ligation, and for not informing the patient. The pathologist should have verbally confirmed receipt of the report with the ObGyn.
PHYSICIANS’ DEFENSE The ObGyn settled before trial. The pathologist claimed he had properly interpreted the specimen and reported the results.
VERDICT A Louisiana jury found the ObGyn fully at fault and assessed additional damages of $56,252 to the $100,000 settlement.

A WOMAN SUFFERED FROM PELVIC PAIN caused by adhesions following two cesarean deliveries and a hysterectomy. In January 2003, her ObGyn performed laparotomy to reduce adhesions from prior surgeries and place Gore-Tex mesh to prevent future adhesions. In October 2010, the patient reported epigastric pain, and went to a different surgeon (her insurance changed). A CT scan identified a foreign body encapsulated in scar tissue in the patient’s lower abdomen/pelvis. The surgeon removed the foreign body.
PATIENT’S CLAIM The ObGyn and hospital were negligent in conducting the 2003 procedure; the foreign object was a retained surgical sponge.
DEFENDANTS’ DEFENSE The foreign body removed in 2010 was the Gore-Tex mesh placed in 2003. The mesh became encapsulated in scar tissue due to the patient’s propensity to develop adhesions, and then moved within the patient’s body. Surgical sponges have embedded radiopaque tracers; CT scans in 2003 and 2010 did not detect any radiopaque tracers.
VERDICT A California defense verdict was returned.
Massive bleed during sacrocolpopexy
AFTER A 72-YEAR-OLD WOMAN developed pelvic organ prolapse, her urologist performed an abdominal sacrocolpopexy. As the urologist attempted to gain access to the sacral prominence, a tear in the median sacral vein expanded to involve the inferior vena cava and left iliac vein. Massive bleeding occurred and multiple units of blood were transfused. A general surgeon successfully repaired the vascular injuries. The patient was hospitalized for 16 days, received home healthcare, and fully recovered.
PATIENT’S CLAIM The urologist was negligent in overaggressive manipulation of the median sacral vein, causing it to avulse.
PHYSICIAN’S DEFENSE Bleeds of this type are a known complication of the procedure.
VERDICT A Michigan defense verdict was returned.
Was it hypoxia or autism?
AFTER SEVERAL HOURS IN LABOR, a fetal heart-rate monitor indicated decreasing fetal heart rate that led to terminal bradycardia. The ObGyn was called and performed an emergency cesarean delivery. The child was diagnosed with brain damage at 2 years of age.
PARENTS’ CLAIM A cesarean delivery should have been planned because of the fetal weight (8 lb 11 oz). A hypoxic event occurred during labor. Ultrasonography would have shown that the fetus was inverted and that the baby’s face was covered by one of its hands. Delivery was not properly managed, and fetal distress was not reported to the ObGyn in a timely manner.
DEFENDANTS’ DEFENSE The infant’s weight was not sufficient to warrant a cesarean delivery. The infant did not suffer hypoxia. The child’s abnormalities only emerged in the second year of life. An MRI at that time did not indicate brain damage. The child’s development with subsequent regression suggests autism.
VERDICT A New York defense verdict was returned.
Should mammography have been diagnostic?
A 46-YEAR-OLD WOMAN with a family history of breast cancer had regular annual screenings. In December 2006, the patient reported pain, hardness, and burning in her left breast to her gynecologist. A radiologist interpreted the mammography as normal. In May 2007, the patient found a lump in her left breast. Testing indicated she had stage IV breast cancer. She died 2 months after the trial concluded.
PATIENT’S CLAIM The 2006 mammogram was performed as a screening mammography, but should have been diagnostic, considering her family history and reported symptoms. The radiologist improperly interpreted the films.
DEFENDANTS’ DEFENSE The hospital staff testified that the patient did not report pain, hardness, and burning in her left breast when she presented for the 2006 mammography. The radiologist claimed his screening and interpretation were appropriate.
VERDICT The Louisiana court granted the patient’s motion for judgment, and awarded $558,000 in medical costs and $1.3 million in noneconomic damages, totalling $1.808 million. This was reduced to the $500,000 statutory cap.

AN OBESE WOMAN with a family history of diabetes had previously given birth to a large baby. Even though she expressed her concern that this fetus would also be macrosomic, the ObGyn planned for spontaneous vaginal delivery. At 39 weeks’ gestation, after gaining 60 lb, she went to the hospital requesting induction of labor; the ObGyn reluctantly agreed. Labor was lengthy, forceps-assisted delivery was performed, and a shoulder dystocia was encountered. The baby was born with respiratory distress, a brachial plexus injury, bruises on his right cheek and both ears, and multiple rib fractures. After transfer to a children’s hospital, surgical exploration revealed avulsion of the C6 root nerve from the spinal cord and damage to C5, C7, and C8 nerve roots. Several surgical repairs and physical therapy have led to some improvement, but the child is permanently injured. His right arm is shorter than the left, his right hand is smaller, and he has less strength and range of motion in the right arm. He also has excessive tearing in the right eye and his right eyelid droops.
PARENTS’ CLAIM The ObGyn failed to recognize the risk of delivering a macrosomic baby and did not consider cesarean delivery. The brachial plexus injury was due to downward traction applied during delivery.
PHYSICIAN’S DEFENSE There was no negligence. The brachial plexus injury was not caused by downward traction.
VERDICT A $4.1 million Indiana verdict was returned, but was reduced to the state cap of $1.25 million.
Failure to follow-up on mass: $1.97M verdict
AFTER STAGE II OVARIAN CANCER was found in 1999, a woman underwent surgery and chemotherapy, and was told she was cancer-free. She had regular visits between 2000 and 2008 with another surgical oncologist after her first surgeon moved. In 2004, the oncologist documented finding a round fullness during a pelvic exam. A CT scan confirmed a mass in the pelvic cul-de-sac.
In August 2008, the patient was treated for deep venous thrombosis in her leg. The attending physician saw the pelvic mass on imaging, and a biopsy indicated a recurrence of ovarian cancer. After chemotherapy, the patient underwent surgery, but the tumor was unresectable. In early 2011, testing revealed metastasis to the spine, sternum, pelvic bone, arm, and lung.
PATIENT’S CLAIM The surgeon did not properly investigate the mass resulting in a delayed diagnosis of cancer recurrence. The patient alleged that the surgical oncologist repeatedly stated that the mass had not changed and was most likely fluid; it was nothing to worry about. Radiology reports indicated a suspicion of cancer.
DEFENDANTS’ DEFENSE The oncologist repeatedly told the patient that the mass should be biopsied, but the patient refused because she was dealing with other medical issues. The radiologist argued that reports to the oncologist included everything needed to diagnose the cancer.
VERDICT A Pennsylvania jury found the surgical oncologist fully at fault and returned a $1,971,455 verdict.
Incomplete tubal ligation
BEFORE DELIVERY OF HER THIRD CHILD, a 26-year-old woman requested sterilization using tubal ligation. After delivery, the ObGyn performed a bilateral tubal ligation. The pathologist’s report indicated that the ligation was incomplete: the left fallopian tube had not been fully removed. The ObGyn failed to note the report’s results in the patient’s record, nor did he advise the patient. Two years later, the patient delivered a fourth child.
PATIENT’S CLAIM The patient alleged wrongful birth against both the ObGyn and pathologist. The ObGyn was negligent for not reacting to the pathologist’s report of incomplete tubal ligation, and for not informing the patient. The pathologist should have verbally confirmed receipt of the report with the ObGyn.
PHYSICIANS’ DEFENSE The ObGyn settled before trial. The pathologist claimed he had properly interpreted the specimen and reported the results.
VERDICT A Louisiana jury found the ObGyn fully at fault and assessed additional damages of $56,252 to the $100,000 settlement.

A WOMAN SUFFERED FROM PELVIC PAIN caused by adhesions following two cesarean deliveries and a hysterectomy. In January 2003, her ObGyn performed laparotomy to reduce adhesions from prior surgeries and place Gore-Tex mesh to prevent future adhesions. In October 2010, the patient reported epigastric pain, and went to a different surgeon (her insurance changed). A CT scan identified a foreign body encapsulated in scar tissue in the patient’s lower abdomen/pelvis. The surgeon removed the foreign body.
PATIENT’S CLAIM The ObGyn and hospital were negligent in conducting the 2003 procedure; the foreign object was a retained surgical sponge.
DEFENDANTS’ DEFENSE The foreign body removed in 2010 was the Gore-Tex mesh placed in 2003. The mesh became encapsulated in scar tissue due to the patient’s propensity to develop adhesions, and then moved within the patient’s body. Surgical sponges have embedded radiopaque tracers; CT scans in 2003 and 2010 did not detect any radiopaque tracers.
VERDICT A California defense verdict was returned.
Massive bleed during sacrocolpopexy
AFTER A 72-YEAR-OLD WOMAN developed pelvic organ prolapse, her urologist performed an abdominal sacrocolpopexy. As the urologist attempted to gain access to the sacral prominence, a tear in the median sacral vein expanded to involve the inferior vena cava and left iliac vein. Massive bleeding occurred and multiple units of blood were transfused. A general surgeon successfully repaired the vascular injuries. The patient was hospitalized for 16 days, received home healthcare, and fully recovered.
PATIENT’S CLAIM The urologist was negligent in overaggressive manipulation of the median sacral vein, causing it to avulse.
PHYSICIAN’S DEFENSE Bleeds of this type are a known complication of the procedure.
VERDICT A Michigan defense verdict was returned.
Was it hypoxia or autism?
AFTER SEVERAL HOURS IN LABOR, a fetal heart-rate monitor indicated decreasing fetal heart rate that led to terminal bradycardia. The ObGyn was called and performed an emergency cesarean delivery. The child was diagnosed with brain damage at 2 years of age.
PARENTS’ CLAIM A cesarean delivery should have been planned because of the fetal weight (8 lb 11 oz). A hypoxic event occurred during labor. Ultrasonography would have shown that the fetus was inverted and that the baby’s face was covered by one of its hands. Delivery was not properly managed, and fetal distress was not reported to the ObGyn in a timely manner.
DEFENDANTS’ DEFENSE The infant’s weight was not sufficient to warrant a cesarean delivery. The infant did not suffer hypoxia. The child’s abnormalities only emerged in the second year of life. An MRI at that time did not indicate brain damage. The child’s development with subsequent regression suggests autism.
VERDICT A New York defense verdict was returned.
Should mammography have been diagnostic?
A 46-YEAR-OLD WOMAN with a family history of breast cancer had regular annual screenings. In December 2006, the patient reported pain, hardness, and burning in her left breast to her gynecologist. A radiologist interpreted the mammography as normal. In May 2007, the patient found a lump in her left breast. Testing indicated she had stage IV breast cancer. She died 2 months after the trial concluded.
PATIENT’S CLAIM The 2006 mammogram was performed as a screening mammography, but should have been diagnostic, considering her family history and reported symptoms. The radiologist improperly interpreted the films.
DEFENDANTS’ DEFENSE The hospital staff testified that the patient did not report pain, hardness, and burning in her left breast when she presented for the 2006 mammography. The radiologist claimed his screening and interpretation were appropriate.
VERDICT The Louisiana court granted the patient’s motion for judgment, and awarded $558,000 in medical costs and $1.3 million in noneconomic damages, totalling $1.808 million. This was reduced to the $500,000 statutory cap.
These cases were selected by the editors of OBG Management from Medical Malpractice Verdicts, Settlements & Experts, with permission of the editor, Lewis Laska (www.verdictslaska.com). The information available to the editors about the cases presented here is sometimes incomplete. Moreover, the cases may or may not have merit. Nevertheless, these cases represent the types of clinical situations that typically result in litigation and are meant to illustrate nationwide variation in jury verdicts and awards.
We want to hear from you! Tell us what you think.
These cases were selected by the editors of OBG Management from Medical Malpractice Verdicts, Settlements & Experts, with permission of the editor, Lewis Laska (www.verdictslaska.com). The information available to the editors about the cases presented here is sometimes incomplete. Moreover, the cases may or may not have merit. Nevertheless, these cases represent the types of clinical situations that typically result in litigation and are meant to illustrate nationwide variation in jury verdicts and awards.
We want to hear from you! Tell us what you think.
When is her pelvic pressure and bulge due to Pouch of Douglas hernia?
CASE: Pelvic organ prolapse or Pouch of Douglas hernia?
A 42-year-old G3P2 woman is referred to you by her primary care provider for pelvic organ prolapse. Her medical history reveals that she has been bothered by a sense of pelvic pressure and bulge progressing over several years, and she has noticed that her symptoms are particularly worse during and after bowel movements. She reports some improved bowel evacuation with external splinting of her perineum. Upon closer questioning, the patient reports a history of chronic constipation since childhood associated with straining and a sense of incomplete emptying. She reports spending up to 30 minutes three to four times per day on the commode to completely empty her bowels.
Physical examination reveals an overweight woman with a soft, nontender abdomen remarkable for laparoscopic incision scars from a previous tubal ligation. Inspection of the external genitalia at rest is normal. Cough stress test is negative. At maximum Valsalva, however, there is significant perineal ballooning present.
Speculum examination demonstrates grade 1 uterine prolapse, grade 1 cystocele, and grade 2 rectocele. There is no evidence of pelvic floor tension myalgia. She has weak pelvic muscle strength. Visualization of the anus at maximum Valsalva reveals there is some asymmetric rectal prolapse of the anterior rectal wall. Digital rectal exam is unremarkable.
Are these patient’s symptoms due to pelvic organ prolapse or Pouch of Douglas hernia?
Pelvic organ prolapse: A common problem
Pelvic organ prolapse has an estimated prevalence of 55% in women aged 50 to 59 years.1 More than 200,000 pelvic organ prolapse surgeries are performed annually in the United States.2 Typically, patients report:
- vaginal bulge causing discomfort
- pelvic pressure or heaviness, or
- rubbing of the vaginal bulge on undergarments.
In more advanced pelvic organ prolapse, patients may report voiding dysfunction or stool trapping that requires manual splinting of the prolapse to assist in bladder and bowel evacuation.
Pouch of Douglas hernia: A lesser-known
(recognized) phenomenon
Similar to pelvic organ prolapse, Pouch of Douglas hernia also can present with symptoms of:
- pelvic pressure
- vague perineal aching
- defecatory dysfunction.
The phenomenon has been variably referred to in the literature as enterocele, descending perineum syndrome, peritoneocele, or Pouch of Douglas hernia. The concept was first introduced in 19663 and describes descent of the entire pelvic floor and small bowel through a hernia in the Pouch of Douglas (FIGURE 1).
FIGURE 1: Pouch of Douglas hernia. The pelvic floor and small bowel descend into the Pouch of Douglas.
How does it occur? The pathophysiology is thought to be related to excessive abdominal straining in individuals with chronic constipation. This results in diminished pelvic floor muscle tone. Eventually, the whole pelvic floor descends, becoming funnel shaped due to stretching of the puborectalis muscle. Thus, stool is expelled by force, mostly through forces on the anterior rectal wall (which tends to prolapse after stool evacuation, with accompanied mucus secretion, soreness, and irritation).
Clinical pearl: Given the rectal wall prolapse that occurs after stool evacuation in Pouch of Douglas hernia, some patients will describe a rectal lump that bleeds after a bowel movement. The sensation of the rectal lump from the anterior rectal wall prolapse causes further straining.
Your patient reports pelvic pressure and bulge.
How do you proceed?
Physical examination
Look for perineal ballooning. Physical examination should start with inspection of the external genitalia. This inspection will identify any pelvic organ prolapse at or beyond the introitus. However, a Pouch of Douglas hernia will be missed if the patient is not examined during Valsalva or maximal strain. This maneuver will demonstrate the classic finding of perineal ballooning and is crucial to a final diagnosis of Pouch of Douglas hernia. Normally, the perineum will descend 1 cm to 2 cm during maximal strain; in Pouch of Douglas hernias, the perineum can descend up to 4 cm to 8 cm.4
Clinical pearl: It should be noted that, often, patients will not have a great deal of vaginal prolapse accompanying the perineal ballooning. In our opinion, this finding distinguishes Pouch of Douglas hernia from a vaginal vault prolapse caused by an enterocele.
Is rectal prolapse present? Beyond perineal ballooning, the presence of rectal prolapse should be evaluated. A rectocele of some degree is usually present. Asymmetric rectal prolapse affecting the anterior aspect of the rectal wall is consistent with a Pouch of Douglas hernia. This anatomic finding should be distinguished from true circumferential rectal prolapse, which remains in the differential diagnosis.
Basing the diagnosis of Pouch of Douglas hernia on physical examination alone can be difficult. Therefore, imaging studies are essential for accurate diagnosis.
Imaging investigations
Several imaging modalities can be used to diagnose such disorders of the pelvic floor as Pouch of Douglas hernia. These include:
- dynamic colpocystoproctography5
- defecography with oral barium6
- dynamic pelvic magnetic resonance imaging (MRI).7
In our experience, dynamic pelvic MRI has a high accuracy rate for diagnosing Pouch of Douglas hernia. FIGURE 2 illustrates the large Pouch of Douglas hernia filled with loops of small bowel. Perineal descent of the anorectal junction more than 3 cm below the pubococcygeal line during maximal straining is a diagnostic finding on imaging.7
FIGURE 2: MRI
Sagittal MRI during maximal Valsalva straining, demonstrating Pouch of Douglas hernia filled with small bowel.
What are your patient’s treatment options?
Reduce straining during bowel movements. The primary goal of treatment for Pouch of Douglas hernia should be relief of bothersome symptoms. Therefore, further damage can be prevented by eliminating straining during defecation. This can be accomplished with a bowel regimen that combines an irritant suppository (glycerin or bisacodyl) with a fiber supplement (the latter to increase bulk of the stool). Oral laxatives have limited use as many patients have lax anal sphincters and liquid stool could cause fecal incontinence.
Pelvic floor strengthening. The importance of pelvic floor physical therapy should be stressed. Patients can benefit from the use of modalities such as biofeedback to learn appropriate pelvic floor muscle relaxation techniques during defecation.8 While there is limited published evidence supporting the use of pelvic floor physical therapy, our anecdotal experience suggests that patients can gain considerable benefit with such conservative therapy.
Surgical therapy
Surgical repair of Pouch of Douglas hernia requires obliteration of the deep cul-de-sac (to prevent the small bowel from filling this space) and simultaneous pelvic floor reconstruction of the vaginal apex and any other compartments that are prolapsing (if pelvic organ prolapse is present). In our experience, these patients typically have derived greatest benefit from an abdominal approach. This usually can be accomplished with a sacrocolpopexy (if vaginal vault prolapse exists) with a Moschowitz or Halban procedure,9 uterosacral ligament plication, or a modified sacrocolpopexy with mesh augmentation to the sidewalls of the pelvis.10 There are currently no studies supporting one particular approach over another, but the most important feature of a surgical intervention is obliteration of the cul-de-sac (FIGURES 3, 4, and 5).
FIGURE 3: Open cul-de-sac. Open cul-de-sac after a prior abdominal sacrocolpopexy in a patient with a Pouch of Douglas hernia.
FIGURE 4: Obliterated cul-de-sac. Obliteration of the cul-de-sac with uterosacral ligament plication. Care is taken to prevent obstruction of the rectum at this level.
FIGURE 5: Cul-de-sac obliteration. Schematic diagram of obliteration of the cul-de-sac with uterosacral ligament plication sutures.
Final takeaways
Pouch of Douglas hernia is an important but often unrecognized cause of pelvic pressure and defecatory dysfunction. Perineal ballooning during maximal straining is highly suggestive of the diagnosis, with final diagnosis confirmed with various functional imaging studies of the pelvic floor. Management should include both conservative and surgical interventions to alleviate and prevent recurrence of symptoms.
ACKNOWLEDGMENT. The authors would like to thank Mr. John Hagen, Medical Illustrator, Mayo Clinic, for producing the illustrations in Figures 1 and 5.
We want to hear from you! Tell us what you think.
Urinary incontinence
Karen L. Noblett, MD, MAS, and Stephanie A. Jacobs, MD (Update, December 2012)
When and how to place an autologous rectus fascia
pubovaginal sling
Mickey Karram, MD, and Dani Zoorob, MD (Surgical Techniques, November 2012)
Pelvic floor dysfunction
Autumn L. Edenfield, MD, and Cindy L. Amundsen, MD (Update, October 2012)
Step by step: Obliterating the vaginal canal to correct pelvic organ prolapse
Mickey Karram, MD, and Janelle Evans, MD (Surgical Techniques, February 2012)
1. Samuelsson EC, Victor FT, Tibblin G, Svärdsudd KF. Signs of genital prolapse in a Swedish population of women 20 to 59 years of age and possible related factors. Am J Obstet Gynecol. 1999;180(2 Pt 1):299-305.
2. Boyles SH, Weber AM, Meyn L. Procedures for pelvic organ prolapse in the United States 1979-1997. Am J Obstet Gynecol. 2003;188(1):108-115.
3. Parks AG, Porter NH, Hardcastle J. The syndrome of the descending perineum. Proc R Soc Med. 1966;59(6):477-482.
4. Hardcastle JD. The descending perineum syndrome. Practitioner. 1969;203(217):612-619.
5. Maglinte DD, Bartram CI, Hale DA, et al. Functional imaging of the pelvic floor. Radiology. 2011;258(1):23-39.
6. Roos JE, Weishaupt D, Wildermuth S, Willmann JK, Marincek B, Hilfiker PR. Experience of 4 years with open MR defecography: pictorial review of anorectal anatomy and disease. Radiographics. 2002;22(4):817-832.
7. Fletcher JG, Busse RF, Riederer SJ, et al. Magnetic resonance imaging of anatomic and dynamic defects of the pelvic floor in defecatory disorders. Am J Gastroenterol. 2003;98(2):399-411.
8. Harewood GC, Coulie B, Camilleri M, Rath-Harvey D, Pemberton JH. Descending perineum syndrome: audit of clinical and laboratory features and outcome of pelvic floor retraining. Am J Gastroenterol. 1999;94(1):126-130.
9. Moschcowitz AV. The pathogenesis anatomy and cure of prolapse of the rectum. Surg Gyncol Obstetrics. 1912;15:7-21.
10. Gosselink MJ, van Dam JH, Huisman WM, Ginai AZ, Schouten WR. Treatment of enterocele by obliteration of the pelvic inlet. Dis Colon Rectum. 1999;42(7):940-944.
CASE: Pelvic organ prolapse or Pouch of Douglas hernia?
A 42-year-old G3P2 woman is referred to you by her primary care provider for pelvic organ prolapse. Her medical history reveals that she has been bothered by a sense of pelvic pressure and bulge progressing over several years, and she has noticed that her symptoms are particularly worse during and after bowel movements. She reports some improved bowel evacuation with external splinting of her perineum. Upon closer questioning, the patient reports a history of chronic constipation since childhood associated with straining and a sense of incomplete emptying. She reports spending up to 30 minutes three to four times per day on the commode to completely empty her bowels.
Physical examination reveals an overweight woman with a soft, nontender abdomen remarkable for laparoscopic incision scars from a previous tubal ligation. Inspection of the external genitalia at rest is normal. Cough stress test is negative. At maximum Valsalva, however, there is significant perineal ballooning present.
Speculum examination demonstrates grade 1 uterine prolapse, grade 1 cystocele, and grade 2 rectocele. There is no evidence of pelvic floor tension myalgia. She has weak pelvic muscle strength. Visualization of the anus at maximum Valsalva reveals there is some asymmetric rectal prolapse of the anterior rectal wall. Digital rectal exam is unremarkable.
Are these patient’s symptoms due to pelvic organ prolapse or Pouch of Douglas hernia?
Pelvic organ prolapse: A common problem
Pelvic organ prolapse has an estimated prevalence of 55% in women aged 50 to 59 years.1 More than 200,000 pelvic organ prolapse surgeries are performed annually in the United States.2 Typically, patients report:
- vaginal bulge causing discomfort
- pelvic pressure or heaviness, or
- rubbing of the vaginal bulge on undergarments.
In more advanced pelvic organ prolapse, patients may report voiding dysfunction or stool trapping that requires manual splinting of the prolapse to assist in bladder and bowel evacuation.
Pouch of Douglas hernia: A lesser-known
(recognized) phenomenon
Similar to pelvic organ prolapse, Pouch of Douglas hernia also can present with symptoms of:
- pelvic pressure
- vague perineal aching
- defecatory dysfunction.
The phenomenon has been variably referred to in the literature as enterocele, descending perineum syndrome, peritoneocele, or Pouch of Douglas hernia. The concept was first introduced in 19663 and describes descent of the entire pelvic floor and small bowel through a hernia in the Pouch of Douglas (FIGURE 1).
FIGURE 1: Pouch of Douglas hernia. The pelvic floor and small bowel descend into the Pouch of Douglas.
How does it occur? The pathophysiology is thought to be related to excessive abdominal straining in individuals with chronic constipation. This results in diminished pelvic floor muscle tone. Eventually, the whole pelvic floor descends, becoming funnel shaped due to stretching of the puborectalis muscle. Thus, stool is expelled by force, mostly through forces on the anterior rectal wall (which tends to prolapse after stool evacuation, with accompanied mucus secretion, soreness, and irritation).
Clinical pearl: Given the rectal wall prolapse that occurs after stool evacuation in Pouch of Douglas hernia, some patients will describe a rectal lump that bleeds after a bowel movement. The sensation of the rectal lump from the anterior rectal wall prolapse causes further straining.
Your patient reports pelvic pressure and bulge.
How do you proceed?
Physical examination
Look for perineal ballooning. Physical examination should start with inspection of the external genitalia. This inspection will identify any pelvic organ prolapse at or beyond the introitus. However, a Pouch of Douglas hernia will be missed if the patient is not examined during Valsalva or maximal strain. This maneuver will demonstrate the classic finding of perineal ballooning and is crucial to a final diagnosis of Pouch of Douglas hernia. Normally, the perineum will descend 1 cm to 2 cm during maximal strain; in Pouch of Douglas hernias, the perineum can descend up to 4 cm to 8 cm.4
Clinical pearl: It should be noted that, often, patients will not have a great deal of vaginal prolapse accompanying the perineal ballooning. In our opinion, this finding distinguishes Pouch of Douglas hernia from a vaginal vault prolapse caused by an enterocele.
Is rectal prolapse present? Beyond perineal ballooning, the presence of rectal prolapse should be evaluated. A rectocele of some degree is usually present. Asymmetric rectal prolapse affecting the anterior aspect of the rectal wall is consistent with a Pouch of Douglas hernia. This anatomic finding should be distinguished from true circumferential rectal prolapse, which remains in the differential diagnosis.
Basing the diagnosis of Pouch of Douglas hernia on physical examination alone can be difficult. Therefore, imaging studies are essential for accurate diagnosis.
Imaging investigations
Several imaging modalities can be used to diagnose such disorders of the pelvic floor as Pouch of Douglas hernia. These include:
- dynamic colpocystoproctography5
- defecography with oral barium6
- dynamic pelvic magnetic resonance imaging (MRI).7
In our experience, dynamic pelvic MRI has a high accuracy rate for diagnosing Pouch of Douglas hernia. FIGURE 2 illustrates the large Pouch of Douglas hernia filled with loops of small bowel. Perineal descent of the anorectal junction more than 3 cm below the pubococcygeal line during maximal straining is a diagnostic finding on imaging.7
FIGURE 2: MRI
Sagittal MRI during maximal Valsalva straining, demonstrating Pouch of Douglas hernia filled with small bowel.
What are your patient’s treatment options?
Reduce straining during bowel movements. The primary goal of treatment for Pouch of Douglas hernia should be relief of bothersome symptoms. Therefore, further damage can be prevented by eliminating straining during defecation. This can be accomplished with a bowel regimen that combines an irritant suppository (glycerin or bisacodyl) with a fiber supplement (the latter to increase bulk of the stool). Oral laxatives have limited use as many patients have lax anal sphincters and liquid stool could cause fecal incontinence.
Pelvic floor strengthening. The importance of pelvic floor physical therapy should be stressed. Patients can benefit from the use of modalities such as biofeedback to learn appropriate pelvic floor muscle relaxation techniques during defecation.8 While there is limited published evidence supporting the use of pelvic floor physical therapy, our anecdotal experience suggests that patients can gain considerable benefit with such conservative therapy.
Surgical therapy
Surgical repair of Pouch of Douglas hernia requires obliteration of the deep cul-de-sac (to prevent the small bowel from filling this space) and simultaneous pelvic floor reconstruction of the vaginal apex and any other compartments that are prolapsing (if pelvic organ prolapse is present). In our experience, these patients typically have derived greatest benefit from an abdominal approach. This usually can be accomplished with a sacrocolpopexy (if vaginal vault prolapse exists) with a Moschowitz or Halban procedure,9 uterosacral ligament plication, or a modified sacrocolpopexy with mesh augmentation to the sidewalls of the pelvis.10 There are currently no studies supporting one particular approach over another, but the most important feature of a surgical intervention is obliteration of the cul-de-sac (FIGURES 3, 4, and 5).
FIGURE 3: Open cul-de-sac. Open cul-de-sac after a prior abdominal sacrocolpopexy in a patient with a Pouch of Douglas hernia.
FIGURE 4: Obliterated cul-de-sac. Obliteration of the cul-de-sac with uterosacral ligament plication. Care is taken to prevent obstruction of the rectum at this level.
FIGURE 5: Cul-de-sac obliteration. Schematic diagram of obliteration of the cul-de-sac with uterosacral ligament plication sutures.
Final takeaways
Pouch of Douglas hernia is an important but often unrecognized cause of pelvic pressure and defecatory dysfunction. Perineal ballooning during maximal straining is highly suggestive of the diagnosis, with final diagnosis confirmed with various functional imaging studies of the pelvic floor. Management should include both conservative and surgical interventions to alleviate and prevent recurrence of symptoms.
ACKNOWLEDGMENT. The authors would like to thank Mr. John Hagen, Medical Illustrator, Mayo Clinic, for producing the illustrations in Figures 1 and 5.
We want to hear from you! Tell us what you think.
Urinary incontinence
Karen L. Noblett, MD, MAS, and Stephanie A. Jacobs, MD (Update, December 2012)
When and how to place an autologous rectus fascia
pubovaginal sling
Mickey Karram, MD, and Dani Zoorob, MD (Surgical Techniques, November 2012)
Pelvic floor dysfunction
Autumn L. Edenfield, MD, and Cindy L. Amundsen, MD (Update, October 2012)
Step by step: Obliterating the vaginal canal to correct pelvic organ prolapse
Mickey Karram, MD, and Janelle Evans, MD (Surgical Techniques, February 2012)
CASE: Pelvic organ prolapse or Pouch of Douglas hernia?
A 42-year-old G3P2 woman is referred to you by her primary care provider for pelvic organ prolapse. Her medical history reveals that she has been bothered by a sense of pelvic pressure and bulge progressing over several years, and she has noticed that her symptoms are particularly worse during and after bowel movements. She reports some improved bowel evacuation with external splinting of her perineum. Upon closer questioning, the patient reports a history of chronic constipation since childhood associated with straining and a sense of incomplete emptying. She reports spending up to 30 minutes three to four times per day on the commode to completely empty her bowels.
Physical examination reveals an overweight woman with a soft, nontender abdomen remarkable for laparoscopic incision scars from a previous tubal ligation. Inspection of the external genitalia at rest is normal. Cough stress test is negative. At maximum Valsalva, however, there is significant perineal ballooning present.
Speculum examination demonstrates grade 1 uterine prolapse, grade 1 cystocele, and grade 2 rectocele. There is no evidence of pelvic floor tension myalgia. She has weak pelvic muscle strength. Visualization of the anus at maximum Valsalva reveals there is some asymmetric rectal prolapse of the anterior rectal wall. Digital rectal exam is unremarkable.
Are these patient’s symptoms due to pelvic organ prolapse or Pouch of Douglas hernia?
Pelvic organ prolapse: A common problem
Pelvic organ prolapse has an estimated prevalence of 55% in women aged 50 to 59 years.1 More than 200,000 pelvic organ prolapse surgeries are performed annually in the United States.2 Typically, patients report:
- vaginal bulge causing discomfort
- pelvic pressure or heaviness, or
- rubbing of the vaginal bulge on undergarments.
In more advanced pelvic organ prolapse, patients may report voiding dysfunction or stool trapping that requires manual splinting of the prolapse to assist in bladder and bowel evacuation.
Pouch of Douglas hernia: A lesser-known
(recognized) phenomenon
Similar to pelvic organ prolapse, Pouch of Douglas hernia also can present with symptoms of:
- pelvic pressure
- vague perineal aching
- defecatory dysfunction.
The phenomenon has been variably referred to in the literature as enterocele, descending perineum syndrome, peritoneocele, or Pouch of Douglas hernia. The concept was first introduced in 19663 and describes descent of the entire pelvic floor and small bowel through a hernia in the Pouch of Douglas (FIGURE 1).
FIGURE 1: Pouch of Douglas hernia. The pelvic floor and small bowel descend into the Pouch of Douglas.
How does it occur? The pathophysiology is thought to be related to excessive abdominal straining in individuals with chronic constipation. This results in diminished pelvic floor muscle tone. Eventually, the whole pelvic floor descends, becoming funnel shaped due to stretching of the puborectalis muscle. Thus, stool is expelled by force, mostly through forces on the anterior rectal wall (which tends to prolapse after stool evacuation, with accompanied mucus secretion, soreness, and irritation).
Clinical pearl: Given the rectal wall prolapse that occurs after stool evacuation in Pouch of Douglas hernia, some patients will describe a rectal lump that bleeds after a bowel movement. The sensation of the rectal lump from the anterior rectal wall prolapse causes further straining.
Your patient reports pelvic pressure and bulge.
How do you proceed?
Physical examination
Look for perineal ballooning. Physical examination should start with inspection of the external genitalia. This inspection will identify any pelvic organ prolapse at or beyond the introitus. However, a Pouch of Douglas hernia will be missed if the patient is not examined during Valsalva or maximal strain. This maneuver will demonstrate the classic finding of perineal ballooning and is crucial to a final diagnosis of Pouch of Douglas hernia. Normally, the perineum will descend 1 cm to 2 cm during maximal strain; in Pouch of Douglas hernias, the perineum can descend up to 4 cm to 8 cm.4
Clinical pearl: It should be noted that, often, patients will not have a great deal of vaginal prolapse accompanying the perineal ballooning. In our opinion, this finding distinguishes Pouch of Douglas hernia from a vaginal vault prolapse caused by an enterocele.
Is rectal prolapse present? Beyond perineal ballooning, the presence of rectal prolapse should be evaluated. A rectocele of some degree is usually present. Asymmetric rectal prolapse affecting the anterior aspect of the rectal wall is consistent with a Pouch of Douglas hernia. This anatomic finding should be distinguished from true circumferential rectal prolapse, which remains in the differential diagnosis.
Basing the diagnosis of Pouch of Douglas hernia on physical examination alone can be difficult. Therefore, imaging studies are essential for accurate diagnosis.
Imaging investigations
Several imaging modalities can be used to diagnose such disorders of the pelvic floor as Pouch of Douglas hernia. These include:
- dynamic colpocystoproctography5
- defecography with oral barium6
- dynamic pelvic magnetic resonance imaging (MRI).7
In our experience, dynamic pelvic MRI has a high accuracy rate for diagnosing Pouch of Douglas hernia. FIGURE 2 illustrates the large Pouch of Douglas hernia filled with loops of small bowel. Perineal descent of the anorectal junction more than 3 cm below the pubococcygeal line during maximal straining is a diagnostic finding on imaging.7
FIGURE 2: MRI
Sagittal MRI during maximal Valsalva straining, demonstrating Pouch of Douglas hernia filled with small bowel.
What are your patient’s treatment options?
Reduce straining during bowel movements. The primary goal of treatment for Pouch of Douglas hernia should be relief of bothersome symptoms. Therefore, further damage can be prevented by eliminating straining during defecation. This can be accomplished with a bowel regimen that combines an irritant suppository (glycerin or bisacodyl) with a fiber supplement (the latter to increase bulk of the stool). Oral laxatives have limited use as many patients have lax anal sphincters and liquid stool could cause fecal incontinence.
Pelvic floor strengthening. The importance of pelvic floor physical therapy should be stressed. Patients can benefit from the use of modalities such as biofeedback to learn appropriate pelvic floor muscle relaxation techniques during defecation.8 While there is limited published evidence supporting the use of pelvic floor physical therapy, our anecdotal experience suggests that patients can gain considerable benefit with such conservative therapy.
Surgical therapy
Surgical repair of Pouch of Douglas hernia requires obliteration of the deep cul-de-sac (to prevent the small bowel from filling this space) and simultaneous pelvic floor reconstruction of the vaginal apex and any other compartments that are prolapsing (if pelvic organ prolapse is present). In our experience, these patients typically have derived greatest benefit from an abdominal approach. This usually can be accomplished with a sacrocolpopexy (if vaginal vault prolapse exists) with a Moschowitz or Halban procedure,9 uterosacral ligament plication, or a modified sacrocolpopexy with mesh augmentation to the sidewalls of the pelvis.10 There are currently no studies supporting one particular approach over another, but the most important feature of a surgical intervention is obliteration of the cul-de-sac (FIGURES 3, 4, and 5).
FIGURE 3: Open cul-de-sac. Open cul-de-sac after a prior abdominal sacrocolpopexy in a patient with a Pouch of Douglas hernia.
FIGURE 4: Obliterated cul-de-sac. Obliteration of the cul-de-sac with uterosacral ligament plication. Care is taken to prevent obstruction of the rectum at this level.
FIGURE 5: Cul-de-sac obliteration. Schematic diagram of obliteration of the cul-de-sac with uterosacral ligament plication sutures.
Final takeaways
Pouch of Douglas hernia is an important but often unrecognized cause of pelvic pressure and defecatory dysfunction. Perineal ballooning during maximal straining is highly suggestive of the diagnosis, with final diagnosis confirmed with various functional imaging studies of the pelvic floor. Management should include both conservative and surgical interventions to alleviate and prevent recurrence of symptoms.
ACKNOWLEDGMENT. The authors would like to thank Mr. John Hagen, Medical Illustrator, Mayo Clinic, for producing the illustrations in Figures 1 and 5.
We want to hear from you! Tell us what you think.
Urinary incontinence
Karen L. Noblett, MD, MAS, and Stephanie A. Jacobs, MD (Update, December 2012)
When and how to place an autologous rectus fascia
pubovaginal sling
Mickey Karram, MD, and Dani Zoorob, MD (Surgical Techniques, November 2012)
Pelvic floor dysfunction
Autumn L. Edenfield, MD, and Cindy L. Amundsen, MD (Update, October 2012)
Step by step: Obliterating the vaginal canal to correct pelvic organ prolapse
Mickey Karram, MD, and Janelle Evans, MD (Surgical Techniques, February 2012)
1. Samuelsson EC, Victor FT, Tibblin G, Svärdsudd KF. Signs of genital prolapse in a Swedish population of women 20 to 59 years of age and possible related factors. Am J Obstet Gynecol. 1999;180(2 Pt 1):299-305.
2. Boyles SH, Weber AM, Meyn L. Procedures for pelvic organ prolapse in the United States 1979-1997. Am J Obstet Gynecol. 2003;188(1):108-115.
3. Parks AG, Porter NH, Hardcastle J. The syndrome of the descending perineum. Proc R Soc Med. 1966;59(6):477-482.
4. Hardcastle JD. The descending perineum syndrome. Practitioner. 1969;203(217):612-619.
5. Maglinte DD, Bartram CI, Hale DA, et al. Functional imaging of the pelvic floor. Radiology. 2011;258(1):23-39.
6. Roos JE, Weishaupt D, Wildermuth S, Willmann JK, Marincek B, Hilfiker PR. Experience of 4 years with open MR defecography: pictorial review of anorectal anatomy and disease. Radiographics. 2002;22(4):817-832.
7. Fletcher JG, Busse RF, Riederer SJ, et al. Magnetic resonance imaging of anatomic and dynamic defects of the pelvic floor in defecatory disorders. Am J Gastroenterol. 2003;98(2):399-411.
8. Harewood GC, Coulie B, Camilleri M, Rath-Harvey D, Pemberton JH. Descending perineum syndrome: audit of clinical and laboratory features and outcome of pelvic floor retraining. Am J Gastroenterol. 1999;94(1):126-130.
9. Moschcowitz AV. The pathogenesis anatomy and cure of prolapse of the rectum. Surg Gyncol Obstetrics. 1912;15:7-21.
10. Gosselink MJ, van Dam JH, Huisman WM, Ginai AZ, Schouten WR. Treatment of enterocele by obliteration of the pelvic inlet. Dis Colon Rectum. 1999;42(7):940-944.
1. Samuelsson EC, Victor FT, Tibblin G, Svärdsudd KF. Signs of genital prolapse in a Swedish population of women 20 to 59 years of age and possible related factors. Am J Obstet Gynecol. 1999;180(2 Pt 1):299-305.
2. Boyles SH, Weber AM, Meyn L. Procedures for pelvic organ prolapse in the United States 1979-1997. Am J Obstet Gynecol. 2003;188(1):108-115.
3. Parks AG, Porter NH, Hardcastle J. The syndrome of the descending perineum. Proc R Soc Med. 1966;59(6):477-482.
4. Hardcastle JD. The descending perineum syndrome. Practitioner. 1969;203(217):612-619.
5. Maglinte DD, Bartram CI, Hale DA, et al. Functional imaging of the pelvic floor. Radiology. 2011;258(1):23-39.
6. Roos JE, Weishaupt D, Wildermuth S, Willmann JK, Marincek B, Hilfiker PR. Experience of 4 years with open MR defecography: pictorial review of anorectal anatomy and disease. Radiographics. 2002;22(4):817-832.
7. Fletcher JG, Busse RF, Riederer SJ, et al. Magnetic resonance imaging of anatomic and dynamic defects of the pelvic floor in defecatory disorders. Am J Gastroenterol. 2003;98(2):399-411.
8. Harewood GC, Coulie B, Camilleri M, Rath-Harvey D, Pemberton JH. Descending perineum syndrome: audit of clinical and laboratory features and outcome of pelvic floor retraining. Am J Gastroenterol. 1999;94(1):126-130.
9. Moschcowitz AV. The pathogenesis anatomy and cure of prolapse of the rectum. Surg Gyncol Obstetrics. 1912;15:7-21.
10. Gosselink MJ, van Dam JH, Huisman WM, Ginai AZ, Schouten WR. Treatment of enterocele by obliteration of the pelvic inlet. Dis Colon Rectum. 1999;42(7):940-944.
IN THIS ARTICLE
Clinical pearls at physical exam
Treatment options
Metabolic disturbance and dementia: A modifiable link
Discuss this article at www.facebook.com/CurrentPsychiatry
In addition to increasing patients’ risk for cardiovascular disease, stroke, and cancer, obesity and metabolic disturbance contribute to age-related cognitive decline and dementia. In particular, insulin resistance and hyperinsulinemia promote neurocognitive dysfunction and neurodegenerative changes during the extended, preclinical phase of Alzheimer’s disease (AD). However, with dietary modification it may be possible to resensitize insulin receptors, correct hyperinsulinemia, and improve memory function.
Metabolic disturbance and neurodegeneration
In the United States, 5.4 million people have AD, and there will be an estimated 16 million cases by 2050.1 Simultaneously we are experiencing an epidemic of metabolic disturbance and obesity. Approximately, 64% of adults in the United States are overweight (body mass index [BMI]: 25.0 to 29.9 kg/m2) and 34% are obese (BMI: ≥30 kg/m2).2 By 2030, 86% of adults will be overweight and 51% will be obese.3 This confluence of epidemics is not coincidental but instead reflects the fact that metabolic disturbance is a fundamental factor contributing to cognitive decline and neurodegeneration.4
Ninety-six percent of AD cases are classified as late onset, sporadic AD, occurring after age 64.1 Mild cognitive impairment (MCI) is a clinical construct that entails greater than expected memory impairment for the patient’s age and identifies older adults who are at increased risk for dementia. MCI represents the first clinical manifestation of neurodegeneration for a subset of patients who will progress to AD.5,6 MCI is distinguished from age-associated memory impairment (AAMI), which originally was conceptualized as normal or benign memory decline with aging.7,8 Recent data indicate that Alzheimer’s-type neuropathologic changes are the basis for subjective memory complaints and objectively assessed age-related cognitive decline,9 and early neurodegeneration is present in many patients with AAMI or MCI.10 This is consistent with the idea that an extended preclinical phase precedes AD onset. The preclinical phase can persist for a decade or more and precedes MCI and overt functional decline. However, neuropathologic changes accumulate during the preclinical phase of AD11 and during the preclinical phase of type 2 diabetes mellitus (T2DM).
Hyperinsulinemia and dementia
Insulin resistance and hyperinsulinemia occur in >40% of individuals age ≥60 and prevalence increases with age.4,12 Hyperinsulinemia develops to compensate for insulin resistance to overcome receptor insensitivity and maintain glucose homeostasis. Insulin receptors are densely expressed in brain regions vulnerable to neurodegeneration, including the medial temporal lobe and prefrontal cortex, which mediate long-term memory and working memory. However, insulin must be transported into the CNS from the periphery because little is synthesized in the brain. Paradoxically, peripheral compensatory hyperinsulinemia resulting from insulin resistance is associated with central (brain) hypoinsulinemia because of insensitivity and saturation of the receptor-mediated blood-brain barrier transport mechanism.13-15
Hyperinsulinemia is the precursor to T2DM. However, hyperinsulinemia is not well recognized in clinical contexts and generally is not a treatment target. Nonetheless, it contributes to several health problems, and insulin resistance in middle age is associated with age-related diseases such as hypertension, coronary artery disease, stroke, and cancer, while insulin sensitivity protects against such disorders.16
Chronic insulin resistance may contribute more to dementia development than T2DM because of the extended period of hyperinsulinemia that precedes T2DM onset. In population studies,17 insulin resistance syndrome increases risk for developing AD independent of apolipoprotein E (APOE e4) allele status, and in a longitudinal study,18 the risk for AD solely attributable to peripheral hyperinsulinemia was up to 39%. Being overweight in midlife increases risk for dementia in late life, and APOE e4 allele status does not contribute additional risk after accounting for BMI.19 Middle-aged individuals with hyperinsulinemia show memory decline, and obesity in middle age was associated with greater cognitive impairment after 6-year follow-up.20 Even in older adults who seem cognitively unimpaired, BMI and fasting insulin are positively correlated with atrophy in frontal, temporal, and subcortical brain regions, and obesity is an independent risk for atrophy in several brain regions, including the hippocampus.21
Compared with healthy older adults, individuals with AD have lower ratios of cerebrospinal fluid to plasma insulin.22 This lower ratio reflects the peripheral-to-central gradient of insulin levels in AD and suggests an etiological role for such metabolic disturbance. Insulin resistance has downstream effects that potentiate neurodegenerative factors, and central hypoinsulinemia can accelerate neurodegenerative processes and cognitive decline.4,23 Brain insulin plays a direct role in regulating proinflammatory cytokines and neurotrophic and neuroplastic factors essential for memory function. Insulin degrading enzyme, which varies with insulin levels,24 regulates the generation and clearance of amyloid β (Aβ) from the brain.25
Hyperinsulinemia typically is evident in increasing waist circumference and body weight.26 Waist circumference of ≥100 cm (39 inches) is a sensitive, specific, and independent predictor of hyperinsulinemia for men and women and a stronger predictor than BMI, waist-to-hip ratio, and other measures of body fat.27 Unpublished data derived from our clinical research with MCI subjects supports the association of metabolic disturbance with age-related cognitive decline. Our subjects are recruited from the community on the basis of mild memory decline and—other than excluding those with diabetes—weight and metabolic status are not considered in evaluating individuals for enrollment. The Table contains data on waist circumference and metabolic function in 122 older adults (age ≥68) with MCI. On average, these individuals exhibited fasting insulin values in the hyperinsulinemia range and elevated fasting glucose levels that indicated borderline diabetes. Waist circumference also was high, indicating excessive visceral fat deposition. We also observed a relationship between waist circumference and insulin, a consistent observation in older adults with memory decline. These data would not be surprising in any sample of older adults because of the population base rates for these conditions. However, we also found that waist circumference was a significant predictor of memory performance in patients with MCI. Abdominal adiposity is highly correlated with intrahepatic fat.28 Given this and recent indications that Alzheimer’s-type neuropathologic factors are generated in the liver,29,30 the predictive value of waist circumference to memory performance may reflect the fact that it is a proxy for downstream actions of liver fat.
Table
Waist circumference and metabolic factors in 122 older adults with MCIa
Metabolic indicator | Value |
---|---|
Mean (SD) fasting glucose, mg/dL | 99.5 (11.2) |
Mean (SD) fasting insulin, μIU/mL | 15.2 (8.1) |
Mean (SD) waist, cm | 96.4 (13.3) |
Waist-insulin correlation | r=0.51, P < .001 |
aOlder adult patients (age ≥68) with subjective memory complaints were recruited from the community and screened with instruments assessing everyday functioning and objective memory performance to establish the presence of MCI MCI: mild cognitive impairment; SD: standard deviation |
Dietary interventions
There is no cure for dementia, and it is not clear when effective therapy might be developed. Prevention and risk mitigation represent the best means of reducing the impact of this public health problem. Researchers have proposed that interventions initiated when individuals have predementia conditions such as AAMI and MCI might stall progression of cognitive decline, and MCI may be the last point when interventions might be effective because of the self-reinforcing neuropathologic cascades of AD.31 Because central hypoinsulinemia may promote central inflammation, Aβ generation, and reduced neuroplasticity, approaches aimed at improving metabolic function (and in particular correcting hyperinsulinemia) could influence fundamental neurodegenerative processes. Dietary approaches to preventing dementia are effective, low-risk, yet underutilized interventions. Reducing insulin by restricting calories32 or maintaining a ketogenic diet33 has been associated with improved memory function in middle-aged and older adults.
Carbohydrate consumption is the principal determinant of insulin secretion. Eliminating high-glycemic foods, including processed carbohydrates and sweets, would sensitize insulin receptors and correct hyperinsulinemia. In addition, replacing high glycemic foods with fruits and vegetables would increase polyphenol intake. Epidemiologic evidence supports the idea that greater consumption of polyphenol-containing vegetables and fruits mitigates risk for neurocognitive decline and dementia.34,35 Preclinical evidence suggests that such protection may be related to neuronal signaling effects and anti- inflammatory and antioxidant actions.36 In addition, certain polyphenol compounds, such as those found in berries, enhance metabolic function.37,38 In a 12-week pilot trial, older adults with early memory changes (N=9, mean age 76) who drank supplemental blueberry juice showed enhanced memory and improved metabolic parameters.39
Dietary changes that preserve insulin receptor sensitivity can help ensure general health with aging and substantially mitigate risk for neurodegeneration. The Western diet is particularly insulinogenic and dietary habits are difficult to change. However, the substantial benefits, absence of adverse effects, and low cost make dietary intervention the optimal means of protecting against neurodegeneration and other age-related diseases. Embarking on such a program early in life would be best, although late-life intervention can be effective.
Related Resources
- Craft S, Watson GS. Insulin and neurodegenerative disease: shared and specific mechanisms. Lancet Neurol. 2004;3(3):169-178.
- Luchsinger JA, Tang MX, Shea S, et al. Hyperinsulinemia and risk of Alzheimer’s disease. Neurology. 2004; 63(7):1187-1192.
- Krikorian R, Shidler MD, Dangelo K, et al. Dietary ketosis enhances memory in mild cognitive impairment. Neurbiol Aging. 2012;33(2):425.e19-e27.
Disclosure
Dr. Krikorian receives grant support from the National Institutes of Health, 1R01AG034617-01.
1. Alzheimer’s Association; Thies W, Bleiler L. 2011 Alzheimer’s disease facts and figures. Alzheimers Dement. 2011;7(2):208-244.
2. Flegal KM, Carroll MD, Ogden CL, et al. Prevalence and trends in obesity among US adults, 1999-2008. JAMA. 2010;303(3):235-241.
3. Wang Y, Beydoun MA, Liang L, et al. Will all Americans become overweight or obese? Estimating the progression and cost of the US obesity epidemic. Obesity (Silver Spring). 2008;16(10):2323-2330.
4. Craft S. Insulin resistance syndrome and Alzheimer’s disease: age- and obesity-related effect on memory amyloid, and inflammation. Neurobiol Aging. 2005;26(suppl 1):S65-S69.
5. Mitchell AJ, Shiri-Feshki M. Rate of progression of mild cognitive impairment to dementia – meta-analysis of 41 robust inception cohort studies. Acta Psychiat Scand. 2009;119(4):252-265.
6. Petersen RC. Mild cognitive impairment as a diagnostic entity. J Intern Med. 2004;256(3):183-194.
7. Crook TH, Bartus RT, Ferris SH, et al. Age-associated memory impairment: proposed diagnostic criteria and measures of clinical change—report of a National Institute of Mental Health work group. Dev Neuropsychol. 1986;2(4):261-276.
8. Neilsen H, Lolk A, Kragh-Sørensen P. Age-associated memory impairment–pathological memory decline or normal aging? Scand J Psychol. 1998;39(1):33-37.
9. Wilson RS, Leurgans SE, Boyle PA, et al. Neurodegenerative basis of age related cognitive decline. Neurology. 2010;75(12):1070-1078.
10. Saykin AJ, Wishart HA, Rabin LA, et al. Older adults with cognitive complaints show brain atrophy similar to that of amnestic MCI. Neurology. 2006;67(5):834-842.
11. Sperling RA, Aisen PS, Beckett LA, et al. Toward defining the preclinical stages of Alzheimer’s disease: recommendations from the National Institute on Aging-Alzheimer’s Association workgroups on diagnostic guidelines for Alzheimer’s disease. Alzheimers Dement. 2011;7(3):280-292.
12. Ford ES, Giles WH, Dietz WH. Prevalence of the metabolic syndrome among US adults: findings from the third National Health and Nutrition Examination Survey. JAMA. 2002;287(3):356-359.
13. Baura GD, Foster DM, Kaiyala K, et al. Insulin transport from plasma into the central nervous system is inhibited by dexamethasone in dogs. Diabetes. 1996;45(1):86-90.
14. Wallum BJ, Taborsky GJ, Jr, Porte D Jr, et al. Cerebrospinal fluid insulin levels increase during intravenous insulin infusions in man. J Clin Endocr Metab. 1987;64(1):190-194.
15. Woods SC, Seeley RJ, Baskin DG, et al. Insulin and the blood-brain barrier. Curr Pharm Des. 2003;9(10):795-800.
16. Facchini FS, Hua N, Abbasi F, et al. Insulin resistance as a predictor of age-related diseases. J Clin Endocrinol Metab. 2001;86(8):3574-3578.
17. Kuusisto J, Koivisto K, Mykkänen L, et al. Association between features of the insulin resistance syndrome and Alzheimer’s disease independently of apolipoprotein E4 phenotype. BMJ. 1997;315(7115):1045-1049.
18. Luchsinger JA, Tang MX, Shea S, et al. Hyperinsulinemia and risk of Alzheimer’s disease. Neurology. 2004;63(7):1187-1192.
19. Hassing LB, Dahl AK, Thorvaldsson V, et al. Overweight in midlife and risk of dementia: a 40-year follow up study. Int J Obesity (Lond). 2009;33(8):893-898.
20. Young SE, Mainous AG 3rd, Carnemolla M. Hyperinsulinemia and cognitive decline in a middle-aged cohort. Diabetes Care. 2006;29(12):2688-2693.
21. Raji CA, Ho AJ, Parikshak NN, et al. Brain structure and obesity. Hum Brain Mapp. 2009;31(3):353-364.
22. Craft S, Peskind E, Schwartz MW, et al. Cerebrospinal fluid and plasma insulin levels in Alzheimer’s disease. Neurology. 1998;50(1):164-168.
23. Craft S, Asthana S, Cook DG, et al. Insulin dose-response effects on memory and plasma amyloid precursor protein in Alzheimer’s disease: interactions with apolipoprotein E genotype. Psychoneuroendocrinology. 2003;28(6):809-822.
24. Zhao L, Teter B, Morihara T, et al. Insulin-degrading enzyme as a downstream target of insulin receptor signaling cascade: implications for Alzheimer’s disease intervention. J Neurosci. 2004;24(49):11120-11126.
25. Farris W, Mansourian S, Chang Y, et al. Insulin-degrading enzyme regulates the levels of insulin, amyloid β-protein, and the β-amyloid precursor protein intracellular domain in vivo. Proc Natl Acad Sci U S A. 2003;100(7):4162-4167.
26. Tabata S, Yoshimitsu S, Hamachi T, et al. Waist circumference and insulin resistance: a cross-sectional study of Japanese men. BMC Endocr Disord. 2009;9:1.-doi: 10.1186/1472-6823-9-1.
27. Wahrenberg H, Hertel K, Leijonhufvud B, et al. Use of waist circumference to predict insulin resistance: retrospective study. BMJ. 2005;330(7504):1363-1364.
28. Jang S, Lee CH, Choi KM, et al. Correlation of fatty liver and abdominal fat distribution using a simple fat computed tomography protocol. World J Gastroenterol. 2011;17(28):3335-3341.
29. Sutcliffe JG, Hedlund PB, Thomas EA, et al. Peripheral reduction of ß-amyloid is sufficient to reduce brain ß-amyloid: implications for Alzheimer’s disease. J Neurosci Res. 2011;89(6):808-814.
30. Marques MA, Kulstad JJ, Savard CE, et al. Peripheral amyloid-β levels regulate amyloid-β clearance from the central nervous system. J Alzheimers Dis. 2009;16(2):325-329.
31. Cotman CW. Homeostatic processes in brain aging: the role of apoptosis inflammation, and oxidative stress in regulating healthy neural circuitry in the aging brain. In: Stern P, Carstensen L, eds. The aging mind: opportunities in cognitive research. Washington, DC: National Academy Press; 2000:114–143.
32. Witte AV, Fobker M, Gellner R, et al. Caloric restriction improves memory in elderly humans. Proc Natl Acad Sci U S A. 2009;106(4):1255-1260.
33. Krikorian R, Shidler MD, Dangelo K, et al. Dietary ketosis enhances memory in mild cognitive impairment. Neurbiol Aging. 2012;33(2):425.e19-e27.
34. Letenneur L, Proust-Lima C, Le Gouge A, et al. Flavonoid intake and cognitive decline over a 10-year period. Am J Epidemiol. 2007;165(2):1364-1371.
35. Solfrizzi V, Panza F, Capurso A. The role of diet in cognitive decline. J Neural Transm. 2003;110(3):95-110.
36. Williams CM, El Mohsen MA, Vauzour D, et al. Blueberry-induced changes in spatial working memory correlate with changes in hippocampal CREB phosphorylation and brain-derived neurotrophic factor (BDNF) levels. Free Radical Bio Med. 2008;45(3):295-305.
37. Martineau LC, Couture A, Spoor D, et al. Anti-diabetic properties of the Canadian lowbush blueberry Vaccinium angustifolium Ait. Phytomedicine. 2006;13(9-10):612-623.
38. Tsuda T. Regulation of adipocyte function by anthocyanins; possibility of preventing the metabolic syndrome. J Agr Food Chem. 2008;56(3):642-646.
39. Krikorian R, Shidler MD, Nash TA, et al. Blueberry supplementation improves memory in older adults. J Agric Food Chem. 2010;58(7):3996-4000.
Discuss this article at www.facebook.com/CurrentPsychiatry
In addition to increasing patients’ risk for cardiovascular disease, stroke, and cancer, obesity and metabolic disturbance contribute to age-related cognitive decline and dementia. In particular, insulin resistance and hyperinsulinemia promote neurocognitive dysfunction and neurodegenerative changes during the extended, preclinical phase of Alzheimer’s disease (AD). However, with dietary modification it may be possible to resensitize insulin receptors, correct hyperinsulinemia, and improve memory function.
Metabolic disturbance and neurodegeneration
In the United States, 5.4 million people have AD, and there will be an estimated 16 million cases by 2050.1 Simultaneously we are experiencing an epidemic of metabolic disturbance and obesity. Approximately, 64% of adults in the United States are overweight (body mass index [BMI]: 25.0 to 29.9 kg/m2) and 34% are obese (BMI: ≥30 kg/m2).2 By 2030, 86% of adults will be overweight and 51% will be obese.3 This confluence of epidemics is not coincidental but instead reflects the fact that metabolic disturbance is a fundamental factor contributing to cognitive decline and neurodegeneration.4
Ninety-six percent of AD cases are classified as late onset, sporadic AD, occurring after age 64.1 Mild cognitive impairment (MCI) is a clinical construct that entails greater than expected memory impairment for the patient’s age and identifies older adults who are at increased risk for dementia. MCI represents the first clinical manifestation of neurodegeneration for a subset of patients who will progress to AD.5,6 MCI is distinguished from age-associated memory impairment (AAMI), which originally was conceptualized as normal or benign memory decline with aging.7,8 Recent data indicate that Alzheimer’s-type neuropathologic changes are the basis for subjective memory complaints and objectively assessed age-related cognitive decline,9 and early neurodegeneration is present in many patients with AAMI or MCI.10 This is consistent with the idea that an extended preclinical phase precedes AD onset. The preclinical phase can persist for a decade or more and precedes MCI and overt functional decline. However, neuropathologic changes accumulate during the preclinical phase of AD11 and during the preclinical phase of type 2 diabetes mellitus (T2DM).
Hyperinsulinemia and dementia
Insulin resistance and hyperinsulinemia occur in >40% of individuals age ≥60 and prevalence increases with age.4,12 Hyperinsulinemia develops to compensate for insulin resistance to overcome receptor insensitivity and maintain glucose homeostasis. Insulin receptors are densely expressed in brain regions vulnerable to neurodegeneration, including the medial temporal lobe and prefrontal cortex, which mediate long-term memory and working memory. However, insulin must be transported into the CNS from the periphery because little is synthesized in the brain. Paradoxically, peripheral compensatory hyperinsulinemia resulting from insulin resistance is associated with central (brain) hypoinsulinemia because of insensitivity and saturation of the receptor-mediated blood-brain barrier transport mechanism.13-15
Hyperinsulinemia is the precursor to T2DM. However, hyperinsulinemia is not well recognized in clinical contexts and generally is not a treatment target. Nonetheless, it contributes to several health problems, and insulin resistance in middle age is associated with age-related diseases such as hypertension, coronary artery disease, stroke, and cancer, while insulin sensitivity protects against such disorders.16
Chronic insulin resistance may contribute more to dementia development than T2DM because of the extended period of hyperinsulinemia that precedes T2DM onset. In population studies,17 insulin resistance syndrome increases risk for developing AD independent of apolipoprotein E (APOE e4) allele status, and in a longitudinal study,18 the risk for AD solely attributable to peripheral hyperinsulinemia was up to 39%. Being overweight in midlife increases risk for dementia in late life, and APOE e4 allele status does not contribute additional risk after accounting for BMI.19 Middle-aged individuals with hyperinsulinemia show memory decline, and obesity in middle age was associated with greater cognitive impairment after 6-year follow-up.20 Even in older adults who seem cognitively unimpaired, BMI and fasting insulin are positively correlated with atrophy in frontal, temporal, and subcortical brain regions, and obesity is an independent risk for atrophy in several brain regions, including the hippocampus.21
Compared with healthy older adults, individuals with AD have lower ratios of cerebrospinal fluid to plasma insulin.22 This lower ratio reflects the peripheral-to-central gradient of insulin levels in AD and suggests an etiological role for such metabolic disturbance. Insulin resistance has downstream effects that potentiate neurodegenerative factors, and central hypoinsulinemia can accelerate neurodegenerative processes and cognitive decline.4,23 Brain insulin plays a direct role in regulating proinflammatory cytokines and neurotrophic and neuroplastic factors essential for memory function. Insulin degrading enzyme, which varies with insulin levels,24 regulates the generation and clearance of amyloid β (Aβ) from the brain.25
Hyperinsulinemia typically is evident in increasing waist circumference and body weight.26 Waist circumference of ≥100 cm (39 inches) is a sensitive, specific, and independent predictor of hyperinsulinemia for men and women and a stronger predictor than BMI, waist-to-hip ratio, and other measures of body fat.27 Unpublished data derived from our clinical research with MCI subjects supports the association of metabolic disturbance with age-related cognitive decline. Our subjects are recruited from the community on the basis of mild memory decline and—other than excluding those with diabetes—weight and metabolic status are not considered in evaluating individuals for enrollment. The Table contains data on waist circumference and metabolic function in 122 older adults (age ≥68) with MCI. On average, these individuals exhibited fasting insulin values in the hyperinsulinemia range and elevated fasting glucose levels that indicated borderline diabetes. Waist circumference also was high, indicating excessive visceral fat deposition. We also observed a relationship between waist circumference and insulin, a consistent observation in older adults with memory decline. These data would not be surprising in any sample of older adults because of the population base rates for these conditions. However, we also found that waist circumference was a significant predictor of memory performance in patients with MCI. Abdominal adiposity is highly correlated with intrahepatic fat.28 Given this and recent indications that Alzheimer’s-type neuropathologic factors are generated in the liver,29,30 the predictive value of waist circumference to memory performance may reflect the fact that it is a proxy for downstream actions of liver fat.
Table
Waist circumference and metabolic factors in 122 older adults with MCIa
Metabolic indicator | Value |
---|---|
Mean (SD) fasting glucose, mg/dL | 99.5 (11.2) |
Mean (SD) fasting insulin, μIU/mL | 15.2 (8.1) |
Mean (SD) waist, cm | 96.4 (13.3) |
Waist-insulin correlation | r=0.51, P < .001 |
aOlder adult patients (age ≥68) with subjective memory complaints were recruited from the community and screened with instruments assessing everyday functioning and objective memory performance to establish the presence of MCI MCI: mild cognitive impairment; SD: standard deviation |
Dietary interventions
There is no cure for dementia, and it is not clear when effective therapy might be developed. Prevention and risk mitigation represent the best means of reducing the impact of this public health problem. Researchers have proposed that interventions initiated when individuals have predementia conditions such as AAMI and MCI might stall progression of cognitive decline, and MCI may be the last point when interventions might be effective because of the self-reinforcing neuropathologic cascades of AD.31 Because central hypoinsulinemia may promote central inflammation, Aβ generation, and reduced neuroplasticity, approaches aimed at improving metabolic function (and in particular correcting hyperinsulinemia) could influence fundamental neurodegenerative processes. Dietary approaches to preventing dementia are effective, low-risk, yet underutilized interventions. Reducing insulin by restricting calories32 or maintaining a ketogenic diet33 has been associated with improved memory function in middle-aged and older adults.
Carbohydrate consumption is the principal determinant of insulin secretion. Eliminating high-glycemic foods, including processed carbohydrates and sweets, would sensitize insulin receptors and correct hyperinsulinemia. In addition, replacing high glycemic foods with fruits and vegetables would increase polyphenol intake. Epidemiologic evidence supports the idea that greater consumption of polyphenol-containing vegetables and fruits mitigates risk for neurocognitive decline and dementia.34,35 Preclinical evidence suggests that such protection may be related to neuronal signaling effects and anti- inflammatory and antioxidant actions.36 In addition, certain polyphenol compounds, such as those found in berries, enhance metabolic function.37,38 In a 12-week pilot trial, older adults with early memory changes (N=9, mean age 76) who drank supplemental blueberry juice showed enhanced memory and improved metabolic parameters.39
Dietary changes that preserve insulin receptor sensitivity can help ensure general health with aging and substantially mitigate risk for neurodegeneration. The Western diet is particularly insulinogenic and dietary habits are difficult to change. However, the substantial benefits, absence of adverse effects, and low cost make dietary intervention the optimal means of protecting against neurodegeneration and other age-related diseases. Embarking on such a program early in life would be best, although late-life intervention can be effective.
Related Resources
- Craft S, Watson GS. Insulin and neurodegenerative disease: shared and specific mechanisms. Lancet Neurol. 2004;3(3):169-178.
- Luchsinger JA, Tang MX, Shea S, et al. Hyperinsulinemia and risk of Alzheimer’s disease. Neurology. 2004; 63(7):1187-1192.
- Krikorian R, Shidler MD, Dangelo K, et al. Dietary ketosis enhances memory in mild cognitive impairment. Neurbiol Aging. 2012;33(2):425.e19-e27.
Disclosure
Dr. Krikorian receives grant support from the National Institutes of Health, 1R01AG034617-01.
Discuss this article at www.facebook.com/CurrentPsychiatry
In addition to increasing patients’ risk for cardiovascular disease, stroke, and cancer, obesity and metabolic disturbance contribute to age-related cognitive decline and dementia. In particular, insulin resistance and hyperinsulinemia promote neurocognitive dysfunction and neurodegenerative changes during the extended, preclinical phase of Alzheimer’s disease (AD). However, with dietary modification it may be possible to resensitize insulin receptors, correct hyperinsulinemia, and improve memory function.
Metabolic disturbance and neurodegeneration
In the United States, 5.4 million people have AD, and there will be an estimated 16 million cases by 2050.1 Simultaneously we are experiencing an epidemic of metabolic disturbance and obesity. Approximately, 64% of adults in the United States are overweight (body mass index [BMI]: 25.0 to 29.9 kg/m2) and 34% are obese (BMI: ≥30 kg/m2).2 By 2030, 86% of adults will be overweight and 51% will be obese.3 This confluence of epidemics is not coincidental but instead reflects the fact that metabolic disturbance is a fundamental factor contributing to cognitive decline and neurodegeneration.4
Ninety-six percent of AD cases are classified as late onset, sporadic AD, occurring after age 64.1 Mild cognitive impairment (MCI) is a clinical construct that entails greater than expected memory impairment for the patient’s age and identifies older adults who are at increased risk for dementia. MCI represents the first clinical manifestation of neurodegeneration for a subset of patients who will progress to AD.5,6 MCI is distinguished from age-associated memory impairment (AAMI), which originally was conceptualized as normal or benign memory decline with aging.7,8 Recent data indicate that Alzheimer’s-type neuropathologic changes are the basis for subjective memory complaints and objectively assessed age-related cognitive decline,9 and early neurodegeneration is present in many patients with AAMI or MCI.10 This is consistent with the idea that an extended preclinical phase precedes AD onset. The preclinical phase can persist for a decade or more and precedes MCI and overt functional decline. However, neuropathologic changes accumulate during the preclinical phase of AD11 and during the preclinical phase of type 2 diabetes mellitus (T2DM).
Hyperinsulinemia and dementia
Insulin resistance and hyperinsulinemia occur in >40% of individuals age ≥60 and prevalence increases with age.4,12 Hyperinsulinemia develops to compensate for insulin resistance to overcome receptor insensitivity and maintain glucose homeostasis. Insulin receptors are densely expressed in brain regions vulnerable to neurodegeneration, including the medial temporal lobe and prefrontal cortex, which mediate long-term memory and working memory. However, insulin must be transported into the CNS from the periphery because little is synthesized in the brain. Paradoxically, peripheral compensatory hyperinsulinemia resulting from insulin resistance is associated with central (brain) hypoinsulinemia because of insensitivity and saturation of the receptor-mediated blood-brain barrier transport mechanism.13-15
Hyperinsulinemia is the precursor to T2DM. However, hyperinsulinemia is not well recognized in clinical contexts and generally is not a treatment target. Nonetheless, it contributes to several health problems, and insulin resistance in middle age is associated with age-related diseases such as hypertension, coronary artery disease, stroke, and cancer, while insulin sensitivity protects against such disorders.16
Chronic insulin resistance may contribute more to dementia development than T2DM because of the extended period of hyperinsulinemia that precedes T2DM onset. In population studies,17 insulin resistance syndrome increases risk for developing AD independent of apolipoprotein E (APOE e4) allele status, and in a longitudinal study,18 the risk for AD solely attributable to peripheral hyperinsulinemia was up to 39%. Being overweight in midlife increases risk for dementia in late life, and APOE e4 allele status does not contribute additional risk after accounting for BMI.19 Middle-aged individuals with hyperinsulinemia show memory decline, and obesity in middle age was associated with greater cognitive impairment after 6-year follow-up.20 Even in older adults who seem cognitively unimpaired, BMI and fasting insulin are positively correlated with atrophy in frontal, temporal, and subcortical brain regions, and obesity is an independent risk for atrophy in several brain regions, including the hippocampus.21
Compared with healthy older adults, individuals with AD have lower ratios of cerebrospinal fluid to plasma insulin.22 This lower ratio reflects the peripheral-to-central gradient of insulin levels in AD and suggests an etiological role for such metabolic disturbance. Insulin resistance has downstream effects that potentiate neurodegenerative factors, and central hypoinsulinemia can accelerate neurodegenerative processes and cognitive decline.4,23 Brain insulin plays a direct role in regulating proinflammatory cytokines and neurotrophic and neuroplastic factors essential for memory function. Insulin degrading enzyme, which varies with insulin levels,24 regulates the generation and clearance of amyloid β (Aβ) from the brain.25
Hyperinsulinemia typically is evident in increasing waist circumference and body weight.26 Waist circumference of ≥100 cm (39 inches) is a sensitive, specific, and independent predictor of hyperinsulinemia for men and women and a stronger predictor than BMI, waist-to-hip ratio, and other measures of body fat.27 Unpublished data derived from our clinical research with MCI subjects supports the association of metabolic disturbance with age-related cognitive decline. Our subjects are recruited from the community on the basis of mild memory decline and—other than excluding those with diabetes—weight and metabolic status are not considered in evaluating individuals for enrollment. The Table contains data on waist circumference and metabolic function in 122 older adults (age ≥68) with MCI. On average, these individuals exhibited fasting insulin values in the hyperinsulinemia range and elevated fasting glucose levels that indicated borderline diabetes. Waist circumference also was high, indicating excessive visceral fat deposition. We also observed a relationship between waist circumference and insulin, a consistent observation in older adults with memory decline. These data would not be surprising in any sample of older adults because of the population base rates for these conditions. However, we also found that waist circumference was a significant predictor of memory performance in patients with MCI. Abdominal adiposity is highly correlated with intrahepatic fat.28 Given this and recent indications that Alzheimer’s-type neuropathologic factors are generated in the liver,29,30 the predictive value of waist circumference to memory performance may reflect the fact that it is a proxy for downstream actions of liver fat.
Table
Waist circumference and metabolic factors in 122 older adults with MCIa
Metabolic indicator | Value |
---|---|
Mean (SD) fasting glucose, mg/dL | 99.5 (11.2) |
Mean (SD) fasting insulin, μIU/mL | 15.2 (8.1) |
Mean (SD) waist, cm | 96.4 (13.3) |
Waist-insulin correlation | r=0.51, P < .001 |
aOlder adult patients (age ≥68) with subjective memory complaints were recruited from the community and screened with instruments assessing everyday functioning and objective memory performance to establish the presence of MCI MCI: mild cognitive impairment; SD: standard deviation |
Dietary interventions
There is no cure for dementia, and it is not clear when effective therapy might be developed. Prevention and risk mitigation represent the best means of reducing the impact of this public health problem. Researchers have proposed that interventions initiated when individuals have predementia conditions such as AAMI and MCI might stall progression of cognitive decline, and MCI may be the last point when interventions might be effective because of the self-reinforcing neuropathologic cascades of AD.31 Because central hypoinsulinemia may promote central inflammation, Aβ generation, and reduced neuroplasticity, approaches aimed at improving metabolic function (and in particular correcting hyperinsulinemia) could influence fundamental neurodegenerative processes. Dietary approaches to preventing dementia are effective, low-risk, yet underutilized interventions. Reducing insulin by restricting calories32 or maintaining a ketogenic diet33 has been associated with improved memory function in middle-aged and older adults.
Carbohydrate consumption is the principal determinant of insulin secretion. Eliminating high-glycemic foods, including processed carbohydrates and sweets, would sensitize insulin receptors and correct hyperinsulinemia. In addition, replacing high glycemic foods with fruits and vegetables would increase polyphenol intake. Epidemiologic evidence supports the idea that greater consumption of polyphenol-containing vegetables and fruits mitigates risk for neurocognitive decline and dementia.34,35 Preclinical evidence suggests that such protection may be related to neuronal signaling effects and anti- inflammatory and antioxidant actions.36 In addition, certain polyphenol compounds, such as those found in berries, enhance metabolic function.37,38 In a 12-week pilot trial, older adults with early memory changes (N=9, mean age 76) who drank supplemental blueberry juice showed enhanced memory and improved metabolic parameters.39
Dietary changes that preserve insulin receptor sensitivity can help ensure general health with aging and substantially mitigate risk for neurodegeneration. The Western diet is particularly insulinogenic and dietary habits are difficult to change. However, the substantial benefits, absence of adverse effects, and low cost make dietary intervention the optimal means of protecting against neurodegeneration and other age-related diseases. Embarking on such a program early in life would be best, although late-life intervention can be effective.
Related Resources
- Craft S, Watson GS. Insulin and neurodegenerative disease: shared and specific mechanisms. Lancet Neurol. 2004;3(3):169-178.
- Luchsinger JA, Tang MX, Shea S, et al. Hyperinsulinemia and risk of Alzheimer’s disease. Neurology. 2004; 63(7):1187-1192.
- Krikorian R, Shidler MD, Dangelo K, et al. Dietary ketosis enhances memory in mild cognitive impairment. Neurbiol Aging. 2012;33(2):425.e19-e27.
Disclosure
Dr. Krikorian receives grant support from the National Institutes of Health, 1R01AG034617-01.
1. Alzheimer’s Association; Thies W, Bleiler L. 2011 Alzheimer’s disease facts and figures. Alzheimers Dement. 2011;7(2):208-244.
2. Flegal KM, Carroll MD, Ogden CL, et al. Prevalence and trends in obesity among US adults, 1999-2008. JAMA. 2010;303(3):235-241.
3. Wang Y, Beydoun MA, Liang L, et al. Will all Americans become overweight or obese? Estimating the progression and cost of the US obesity epidemic. Obesity (Silver Spring). 2008;16(10):2323-2330.
4. Craft S. Insulin resistance syndrome and Alzheimer’s disease: age- and obesity-related effect on memory amyloid, and inflammation. Neurobiol Aging. 2005;26(suppl 1):S65-S69.
5. Mitchell AJ, Shiri-Feshki M. Rate of progression of mild cognitive impairment to dementia – meta-analysis of 41 robust inception cohort studies. Acta Psychiat Scand. 2009;119(4):252-265.
6. Petersen RC. Mild cognitive impairment as a diagnostic entity. J Intern Med. 2004;256(3):183-194.
7. Crook TH, Bartus RT, Ferris SH, et al. Age-associated memory impairment: proposed diagnostic criteria and measures of clinical change—report of a National Institute of Mental Health work group. Dev Neuropsychol. 1986;2(4):261-276.
8. Neilsen H, Lolk A, Kragh-Sørensen P. Age-associated memory impairment–pathological memory decline or normal aging? Scand J Psychol. 1998;39(1):33-37.
9. Wilson RS, Leurgans SE, Boyle PA, et al. Neurodegenerative basis of age related cognitive decline. Neurology. 2010;75(12):1070-1078.
10. Saykin AJ, Wishart HA, Rabin LA, et al. Older adults with cognitive complaints show brain atrophy similar to that of amnestic MCI. Neurology. 2006;67(5):834-842.
11. Sperling RA, Aisen PS, Beckett LA, et al. Toward defining the preclinical stages of Alzheimer’s disease: recommendations from the National Institute on Aging-Alzheimer’s Association workgroups on diagnostic guidelines for Alzheimer’s disease. Alzheimers Dement. 2011;7(3):280-292.
12. Ford ES, Giles WH, Dietz WH. Prevalence of the metabolic syndrome among US adults: findings from the third National Health and Nutrition Examination Survey. JAMA. 2002;287(3):356-359.
13. Baura GD, Foster DM, Kaiyala K, et al. Insulin transport from plasma into the central nervous system is inhibited by dexamethasone in dogs. Diabetes. 1996;45(1):86-90.
14. Wallum BJ, Taborsky GJ, Jr, Porte D Jr, et al. Cerebrospinal fluid insulin levels increase during intravenous insulin infusions in man. J Clin Endocr Metab. 1987;64(1):190-194.
15. Woods SC, Seeley RJ, Baskin DG, et al. Insulin and the blood-brain barrier. Curr Pharm Des. 2003;9(10):795-800.
16. Facchini FS, Hua N, Abbasi F, et al. Insulin resistance as a predictor of age-related diseases. J Clin Endocrinol Metab. 2001;86(8):3574-3578.
17. Kuusisto J, Koivisto K, Mykkänen L, et al. Association between features of the insulin resistance syndrome and Alzheimer’s disease independently of apolipoprotein E4 phenotype. BMJ. 1997;315(7115):1045-1049.
18. Luchsinger JA, Tang MX, Shea S, et al. Hyperinsulinemia and risk of Alzheimer’s disease. Neurology. 2004;63(7):1187-1192.
19. Hassing LB, Dahl AK, Thorvaldsson V, et al. Overweight in midlife and risk of dementia: a 40-year follow up study. Int J Obesity (Lond). 2009;33(8):893-898.
20. Young SE, Mainous AG 3rd, Carnemolla M. Hyperinsulinemia and cognitive decline in a middle-aged cohort. Diabetes Care. 2006;29(12):2688-2693.
21. Raji CA, Ho AJ, Parikshak NN, et al. Brain structure and obesity. Hum Brain Mapp. 2009;31(3):353-364.
22. Craft S, Peskind E, Schwartz MW, et al. Cerebrospinal fluid and plasma insulin levels in Alzheimer’s disease. Neurology. 1998;50(1):164-168.
23. Craft S, Asthana S, Cook DG, et al. Insulin dose-response effects on memory and plasma amyloid precursor protein in Alzheimer’s disease: interactions with apolipoprotein E genotype. Psychoneuroendocrinology. 2003;28(6):809-822.
24. Zhao L, Teter B, Morihara T, et al. Insulin-degrading enzyme as a downstream target of insulin receptor signaling cascade: implications for Alzheimer’s disease intervention. J Neurosci. 2004;24(49):11120-11126.
25. Farris W, Mansourian S, Chang Y, et al. Insulin-degrading enzyme regulates the levels of insulin, amyloid β-protein, and the β-amyloid precursor protein intracellular domain in vivo. Proc Natl Acad Sci U S A. 2003;100(7):4162-4167.
26. Tabata S, Yoshimitsu S, Hamachi T, et al. Waist circumference and insulin resistance: a cross-sectional study of Japanese men. BMC Endocr Disord. 2009;9:1.-doi: 10.1186/1472-6823-9-1.
27. Wahrenberg H, Hertel K, Leijonhufvud B, et al. Use of waist circumference to predict insulin resistance: retrospective study. BMJ. 2005;330(7504):1363-1364.
28. Jang S, Lee CH, Choi KM, et al. Correlation of fatty liver and abdominal fat distribution using a simple fat computed tomography protocol. World J Gastroenterol. 2011;17(28):3335-3341.
29. Sutcliffe JG, Hedlund PB, Thomas EA, et al. Peripheral reduction of ß-amyloid is sufficient to reduce brain ß-amyloid: implications for Alzheimer’s disease. J Neurosci Res. 2011;89(6):808-814.
30. Marques MA, Kulstad JJ, Savard CE, et al. Peripheral amyloid-β levels regulate amyloid-β clearance from the central nervous system. J Alzheimers Dis. 2009;16(2):325-329.
31. Cotman CW. Homeostatic processes in brain aging: the role of apoptosis inflammation, and oxidative stress in regulating healthy neural circuitry in the aging brain. In: Stern P, Carstensen L, eds. The aging mind: opportunities in cognitive research. Washington, DC: National Academy Press; 2000:114–143.
32. Witte AV, Fobker M, Gellner R, et al. Caloric restriction improves memory in elderly humans. Proc Natl Acad Sci U S A. 2009;106(4):1255-1260.
33. Krikorian R, Shidler MD, Dangelo K, et al. Dietary ketosis enhances memory in mild cognitive impairment. Neurbiol Aging. 2012;33(2):425.e19-e27.
34. Letenneur L, Proust-Lima C, Le Gouge A, et al. Flavonoid intake and cognitive decline over a 10-year period. Am J Epidemiol. 2007;165(2):1364-1371.
35. Solfrizzi V, Panza F, Capurso A. The role of diet in cognitive decline. J Neural Transm. 2003;110(3):95-110.
36. Williams CM, El Mohsen MA, Vauzour D, et al. Blueberry-induced changes in spatial working memory correlate with changes in hippocampal CREB phosphorylation and brain-derived neurotrophic factor (BDNF) levels. Free Radical Bio Med. 2008;45(3):295-305.
37. Martineau LC, Couture A, Spoor D, et al. Anti-diabetic properties of the Canadian lowbush blueberry Vaccinium angustifolium Ait. Phytomedicine. 2006;13(9-10):612-623.
38. Tsuda T. Regulation of adipocyte function by anthocyanins; possibility of preventing the metabolic syndrome. J Agr Food Chem. 2008;56(3):642-646.
39. Krikorian R, Shidler MD, Nash TA, et al. Blueberry supplementation improves memory in older adults. J Agric Food Chem. 2010;58(7):3996-4000.
1. Alzheimer’s Association; Thies W, Bleiler L. 2011 Alzheimer’s disease facts and figures. Alzheimers Dement. 2011;7(2):208-244.
2. Flegal KM, Carroll MD, Ogden CL, et al. Prevalence and trends in obesity among US adults, 1999-2008. JAMA. 2010;303(3):235-241.
3. Wang Y, Beydoun MA, Liang L, et al. Will all Americans become overweight or obese? Estimating the progression and cost of the US obesity epidemic. Obesity (Silver Spring). 2008;16(10):2323-2330.
4. Craft S. Insulin resistance syndrome and Alzheimer’s disease: age- and obesity-related effect on memory amyloid, and inflammation. Neurobiol Aging. 2005;26(suppl 1):S65-S69.
5. Mitchell AJ, Shiri-Feshki M. Rate of progression of mild cognitive impairment to dementia – meta-analysis of 41 robust inception cohort studies. Acta Psychiat Scand. 2009;119(4):252-265.
6. Petersen RC. Mild cognitive impairment as a diagnostic entity. J Intern Med. 2004;256(3):183-194.
7. Crook TH, Bartus RT, Ferris SH, et al. Age-associated memory impairment: proposed diagnostic criteria and measures of clinical change—report of a National Institute of Mental Health work group. Dev Neuropsychol. 1986;2(4):261-276.
8. Neilsen H, Lolk A, Kragh-Sørensen P. Age-associated memory impairment–pathological memory decline or normal aging? Scand J Psychol. 1998;39(1):33-37.
9. Wilson RS, Leurgans SE, Boyle PA, et al. Neurodegenerative basis of age related cognitive decline. Neurology. 2010;75(12):1070-1078.
10. Saykin AJ, Wishart HA, Rabin LA, et al. Older adults with cognitive complaints show brain atrophy similar to that of amnestic MCI. Neurology. 2006;67(5):834-842.
11. Sperling RA, Aisen PS, Beckett LA, et al. Toward defining the preclinical stages of Alzheimer’s disease: recommendations from the National Institute on Aging-Alzheimer’s Association workgroups on diagnostic guidelines for Alzheimer’s disease. Alzheimers Dement. 2011;7(3):280-292.
12. Ford ES, Giles WH, Dietz WH. Prevalence of the metabolic syndrome among US adults: findings from the third National Health and Nutrition Examination Survey. JAMA. 2002;287(3):356-359.
13. Baura GD, Foster DM, Kaiyala K, et al. Insulin transport from plasma into the central nervous system is inhibited by dexamethasone in dogs. Diabetes. 1996;45(1):86-90.
14. Wallum BJ, Taborsky GJ, Jr, Porte D Jr, et al. Cerebrospinal fluid insulin levels increase during intravenous insulin infusions in man. J Clin Endocr Metab. 1987;64(1):190-194.
15. Woods SC, Seeley RJ, Baskin DG, et al. Insulin and the blood-brain barrier. Curr Pharm Des. 2003;9(10):795-800.
16. Facchini FS, Hua N, Abbasi F, et al. Insulin resistance as a predictor of age-related diseases. J Clin Endocrinol Metab. 2001;86(8):3574-3578.
17. Kuusisto J, Koivisto K, Mykkänen L, et al. Association between features of the insulin resistance syndrome and Alzheimer’s disease independently of apolipoprotein E4 phenotype. BMJ. 1997;315(7115):1045-1049.
18. Luchsinger JA, Tang MX, Shea S, et al. Hyperinsulinemia and risk of Alzheimer’s disease. Neurology. 2004;63(7):1187-1192.
19. Hassing LB, Dahl AK, Thorvaldsson V, et al. Overweight in midlife and risk of dementia: a 40-year follow up study. Int J Obesity (Lond). 2009;33(8):893-898.
20. Young SE, Mainous AG 3rd, Carnemolla M. Hyperinsulinemia and cognitive decline in a middle-aged cohort. Diabetes Care. 2006;29(12):2688-2693.
21. Raji CA, Ho AJ, Parikshak NN, et al. Brain structure and obesity. Hum Brain Mapp. 2009;31(3):353-364.
22. Craft S, Peskind E, Schwartz MW, et al. Cerebrospinal fluid and plasma insulin levels in Alzheimer’s disease. Neurology. 1998;50(1):164-168.
23. Craft S, Asthana S, Cook DG, et al. Insulin dose-response effects on memory and plasma amyloid precursor protein in Alzheimer’s disease: interactions with apolipoprotein E genotype. Psychoneuroendocrinology. 2003;28(6):809-822.
24. Zhao L, Teter B, Morihara T, et al. Insulin-degrading enzyme as a downstream target of insulin receptor signaling cascade: implications for Alzheimer’s disease intervention. J Neurosci. 2004;24(49):11120-11126.
25. Farris W, Mansourian S, Chang Y, et al. Insulin-degrading enzyme regulates the levels of insulin, amyloid β-protein, and the β-amyloid precursor protein intracellular domain in vivo. Proc Natl Acad Sci U S A. 2003;100(7):4162-4167.
26. Tabata S, Yoshimitsu S, Hamachi T, et al. Waist circumference and insulin resistance: a cross-sectional study of Japanese men. BMC Endocr Disord. 2009;9:1.-doi: 10.1186/1472-6823-9-1.
27. Wahrenberg H, Hertel K, Leijonhufvud B, et al. Use of waist circumference to predict insulin resistance: retrospective study. BMJ. 2005;330(7504):1363-1364.
28. Jang S, Lee CH, Choi KM, et al. Correlation of fatty liver and abdominal fat distribution using a simple fat computed tomography protocol. World J Gastroenterol. 2011;17(28):3335-3341.
29. Sutcliffe JG, Hedlund PB, Thomas EA, et al. Peripheral reduction of ß-amyloid is sufficient to reduce brain ß-amyloid: implications for Alzheimer’s disease. J Neurosci Res. 2011;89(6):808-814.
30. Marques MA, Kulstad JJ, Savard CE, et al. Peripheral amyloid-β levels regulate amyloid-β clearance from the central nervous system. J Alzheimers Dis. 2009;16(2):325-329.
31. Cotman CW. Homeostatic processes in brain aging: the role of apoptosis inflammation, and oxidative stress in regulating healthy neural circuitry in the aging brain. In: Stern P, Carstensen L, eds. The aging mind: opportunities in cognitive research. Washington, DC: National Academy Press; 2000:114–143.
32. Witte AV, Fobker M, Gellner R, et al. Caloric restriction improves memory in elderly humans. Proc Natl Acad Sci U S A. 2009;106(4):1255-1260.
33. Krikorian R, Shidler MD, Dangelo K, et al. Dietary ketosis enhances memory in mild cognitive impairment. Neurbiol Aging. 2012;33(2):425.e19-e27.
34. Letenneur L, Proust-Lima C, Le Gouge A, et al. Flavonoid intake and cognitive decline over a 10-year period. Am J Epidemiol. 2007;165(2):1364-1371.
35. Solfrizzi V, Panza F, Capurso A. The role of diet in cognitive decline. J Neural Transm. 2003;110(3):95-110.
36. Williams CM, El Mohsen MA, Vauzour D, et al. Blueberry-induced changes in spatial working memory correlate with changes in hippocampal CREB phosphorylation and brain-derived neurotrophic factor (BDNF) levels. Free Radical Bio Med. 2008;45(3):295-305.
37. Martineau LC, Couture A, Spoor D, et al. Anti-diabetic properties of the Canadian lowbush blueberry Vaccinium angustifolium Ait. Phytomedicine. 2006;13(9-10):612-623.
38. Tsuda T. Regulation of adipocyte function by anthocyanins; possibility of preventing the metabolic syndrome. J Agr Food Chem. 2008;56(3):642-646.
39. Krikorian R, Shidler MD, Nash TA, et al. Blueberry supplementation improves memory in older adults. J Agric Food Chem. 2010;58(7):3996-4000.