User login
HM’s Role in Helping Hospitals Profit
A new report shows that 1 in 5 community hospitals operates in the red, but the chief strategy officer of the firm that conducted the survey thinks hospitals can help change that.
The second annual survey from healthcare information technology (HIT) provider Anthelio and leadership group Community Hospital 100 found that 22% of community hospitals operate with margins below 2%; another 38% operate below 1%. Rick Kneipper, Anthelio’s cofounder and chief strategy officer, says that hospitalists can be at the forefront “of the creative changes needed” to reduce costs and improve profitability.
“Hospital medicine groups and hospitals could free up significant funds to devote to improved patient-care services if they focus on their core competency of patient care and farm out their non-core, back-office services to experts who can use leverage to provide more efficient services at significantly reduced costs,” Kneipper wrote in an email to The Hospitalist. “Financial pressures have historically forced most industries to stop trying to be vertically integrated [trying to be ‘all things to all people’] and instead to focus on their core competencies—it’s time for healthcare to do the same.”
—Rick Kneipper, cofounder, chief strategy officer, Anthelio
HM’s foothold at the intersection of clinical care and safety and QI positions the specialty to “respond to the new challenges of readmission penalties, evidenced-based medicine requirements, EMR implementation, and operation challenges,” Kneipper wrote.
For the full survey, please visit www.antheliohealth.com and search “survey.”
A new report shows that 1 in 5 community hospitals operates in the red, but the chief strategy officer of the firm that conducted the survey thinks hospitals can help change that.
The second annual survey from healthcare information technology (HIT) provider Anthelio and leadership group Community Hospital 100 found that 22% of community hospitals operate with margins below 2%; another 38% operate below 1%. Rick Kneipper, Anthelio’s cofounder and chief strategy officer, says that hospitalists can be at the forefront “of the creative changes needed” to reduce costs and improve profitability.
“Hospital medicine groups and hospitals could free up significant funds to devote to improved patient-care services if they focus on their core competency of patient care and farm out their non-core, back-office services to experts who can use leverage to provide more efficient services at significantly reduced costs,” Kneipper wrote in an email to The Hospitalist. “Financial pressures have historically forced most industries to stop trying to be vertically integrated [trying to be ‘all things to all people’] and instead to focus on their core competencies—it’s time for healthcare to do the same.”
—Rick Kneipper, cofounder, chief strategy officer, Anthelio
HM’s foothold at the intersection of clinical care and safety and QI positions the specialty to “respond to the new challenges of readmission penalties, evidenced-based medicine requirements, EMR implementation, and operation challenges,” Kneipper wrote.
For the full survey, please visit www.antheliohealth.com and search “survey.”
A new report shows that 1 in 5 community hospitals operates in the red, but the chief strategy officer of the firm that conducted the survey thinks hospitals can help change that.
The second annual survey from healthcare information technology (HIT) provider Anthelio and leadership group Community Hospital 100 found that 22% of community hospitals operate with margins below 2%; another 38% operate below 1%. Rick Kneipper, Anthelio’s cofounder and chief strategy officer, says that hospitalists can be at the forefront “of the creative changes needed” to reduce costs and improve profitability.
“Hospital medicine groups and hospitals could free up significant funds to devote to improved patient-care services if they focus on their core competency of patient care and farm out their non-core, back-office services to experts who can use leverage to provide more efficient services at significantly reduced costs,” Kneipper wrote in an email to The Hospitalist. “Financial pressures have historically forced most industries to stop trying to be vertically integrated [trying to be ‘all things to all people’] and instead to focus on their core competencies—it’s time for healthcare to do the same.”
—Rick Kneipper, cofounder, chief strategy officer, Anthelio
HM’s foothold at the intersection of clinical care and safety and QI positions the specialty to “respond to the new challenges of readmission penalties, evidenced-based medicine requirements, EMR implementation, and operation challenges,” Kneipper wrote.
For the full survey, please visit www.antheliohealth.com and search “survey.”
Occupy SHM
As a charter member of SHM, I have been paying my annual membership dues since the late 1990s. For those of you who are SHM members, I thank you. Our small group, which organized in the late 1990s, has grown to thousands. In addition to improving patient care, your SHM membership dues help hospitalists advocate for hospitalists and support the profession we call hospital medicine.
In addition to joining SHM, there are many other ways to support SHM and do your part to support the profession. As a longtime leader of the Boston SHM chapter, I encourage you to not only attend your local SHM chapter meetings, but also become involved in its operation. You might be surprised where your attendance and participation at local SHM chapter meetings lead you.
My friend Kathleen Finn, MD, and I first organized our “Boston Hospitalist Meetings” in the late 1990s, when we signed up as members of NAIP (National Association of Inpatient Physicians), which later became SHM. Our goal for meetings was pretty simple: We wanted a venue for Boston area hospitalists to share ideas and figure out what we were supposed to do as “hospitalists.” Our first meeting was held at Beth Israel Deaconess Medical Center, and we invited Win Whitcomb, MD, MHM, to speak. Win is a cofounder of NAIP and resided in central Massachusetts. Never could I have imagined back in the late 1990s that, in 2011, Kathleen and I would still be holding our quarterly meetings, nor could I imagine that I would become SHM’s president. I am proud of the part we played in shaping HM locally, regionally, and nationally.
Something else I am proud of is the fact that SHM members have a voice when it comes to electing its leaders. Today I received an email asking me to cast my vote for the SHM board of directors. Like me, some of you are members of other professional medical societies. Think about this: How many other organizations ask you for your vote when it comes to selecting its leaders? The board of directors set the direction for SHM and our profession. They not only choose the editors for our publications (The Hospitalist and Journal of Hospital Medicine) and the director of our annual meeting, but they also hire our CEO and elect our president. They make some decisions that seem pretty important to our organization and to our profession, don’t you think?
Here is where it gets a bit puzzling to me. Despite the size of our society (around 10,000 members), relatively few SHM members choose to exercise their right to vote.
I liken the right to vote to getting the flu shot: Nobody seems to miss the flu shot until we hear there is a vaccine shortage. Then we are outraged there aren’t enough vaccines for everyone. Let’s think about the alternative. What if SHM were to change the way it picks its leaders? Why not act like most other professional medical societies and do away with membership elections and ask existing leadership to hand-select the organization’s future leaders? “We know better who should be leading our organization!” Would we be surprised when people pick their own friends and colleagues to replace them on the board? That doesn’t sound “American,” does it? What if we were to ask congressmen to select their own members? As costly and cumbersome as our election process might be (think “hanging chads” in Florida), there is something comforting in knowing that I have a voice in electing my leaders.
The right to vote is a founding principle of our great nation, right? It is the reason why many of us and/or our ancestors came to the U.S. My maternal grandparents left China in the 1950s so they could live “free” in Hong Kong. My parents moved our family to the U.S. in the mid-1970s because of the anticipated “handover” of Hong Kong from Great Britain to China in 1997. Look back far enough in your family tree, and you likely will find similar stories.
Should we be concerned with the “as is” process and plod along with our annual SHM elections, even if voter turnout is low? Is there a problem with the status quo? Voter apathy is a bigger problem than we may realize. Low voter turnout creates the potential for any one group to insidiously wrest over the control of any organization’s agenda.
There are typically three or four board seats up for election annually. This means half the 12-person board could change every two years. One could easily imagine a scenario in which a special-interest group could elect directors with a like-minded agenda simply by generating increased voter turnout over two election cycles.
Sound crazy? Is this is Joe’s “Occupy SHM” conspiracy theory? I don’t think so. Take a look around and ask yourself why there are multiple professional societies that represent ED physicians or pulmonary/critical-care physicians. The list goes on and on when it comes to medical societies. With enough numbers, groups with their own interests can take over an organization and advance their own agenda. Overnight, we could see the hospitalist community splinter into multiple professional societies, each with its own agenda. This could happen to us. For example, we could have a society for academic hospitalists, another for community hospitalists, etc.
I think our patients and profession are better served long-term if there is one professional organization representing all hospitalists, whether you are a pediatrician, family physician, nurse practitioner, internist, etc., and whether you are self-employed, work for a management company, work for a hospital, etc.
The list of special-interest groups could go on and on. But it should be viewed as a strength, not a weakness, to preserve one professional society that represents all of hospital medicine’s interests. I am interested in your thoughts on how we can increase voter turnout for SHM’s board of director elections. Please email me at [email protected].
Dr. Li is president of SHM.
As a charter member of SHM, I have been paying my annual membership dues since the late 1990s. For those of you who are SHM members, I thank you. Our small group, which organized in the late 1990s, has grown to thousands. In addition to improving patient care, your SHM membership dues help hospitalists advocate for hospitalists and support the profession we call hospital medicine.
In addition to joining SHM, there are many other ways to support SHM and do your part to support the profession. As a longtime leader of the Boston SHM chapter, I encourage you to not only attend your local SHM chapter meetings, but also become involved in its operation. You might be surprised where your attendance and participation at local SHM chapter meetings lead you.
My friend Kathleen Finn, MD, and I first organized our “Boston Hospitalist Meetings” in the late 1990s, when we signed up as members of NAIP (National Association of Inpatient Physicians), which later became SHM. Our goal for meetings was pretty simple: We wanted a venue for Boston area hospitalists to share ideas and figure out what we were supposed to do as “hospitalists.” Our first meeting was held at Beth Israel Deaconess Medical Center, and we invited Win Whitcomb, MD, MHM, to speak. Win is a cofounder of NAIP and resided in central Massachusetts. Never could I have imagined back in the late 1990s that, in 2011, Kathleen and I would still be holding our quarterly meetings, nor could I imagine that I would become SHM’s president. I am proud of the part we played in shaping HM locally, regionally, and nationally.
Something else I am proud of is the fact that SHM members have a voice when it comes to electing its leaders. Today I received an email asking me to cast my vote for the SHM board of directors. Like me, some of you are members of other professional medical societies. Think about this: How many other organizations ask you for your vote when it comes to selecting its leaders? The board of directors set the direction for SHM and our profession. They not only choose the editors for our publications (The Hospitalist and Journal of Hospital Medicine) and the director of our annual meeting, but they also hire our CEO and elect our president. They make some decisions that seem pretty important to our organization and to our profession, don’t you think?
Here is where it gets a bit puzzling to me. Despite the size of our society (around 10,000 members), relatively few SHM members choose to exercise their right to vote.
I liken the right to vote to getting the flu shot: Nobody seems to miss the flu shot until we hear there is a vaccine shortage. Then we are outraged there aren’t enough vaccines for everyone. Let’s think about the alternative. What if SHM were to change the way it picks its leaders? Why not act like most other professional medical societies and do away with membership elections and ask existing leadership to hand-select the organization’s future leaders? “We know better who should be leading our organization!” Would we be surprised when people pick their own friends and colleagues to replace them on the board? That doesn’t sound “American,” does it? What if we were to ask congressmen to select their own members? As costly and cumbersome as our election process might be (think “hanging chads” in Florida), there is something comforting in knowing that I have a voice in electing my leaders.
The right to vote is a founding principle of our great nation, right? It is the reason why many of us and/or our ancestors came to the U.S. My maternal grandparents left China in the 1950s so they could live “free” in Hong Kong. My parents moved our family to the U.S. in the mid-1970s because of the anticipated “handover” of Hong Kong from Great Britain to China in 1997. Look back far enough in your family tree, and you likely will find similar stories.
Should we be concerned with the “as is” process and plod along with our annual SHM elections, even if voter turnout is low? Is there a problem with the status quo? Voter apathy is a bigger problem than we may realize. Low voter turnout creates the potential for any one group to insidiously wrest over the control of any organization’s agenda.
There are typically three or four board seats up for election annually. This means half the 12-person board could change every two years. One could easily imagine a scenario in which a special-interest group could elect directors with a like-minded agenda simply by generating increased voter turnout over two election cycles.
Sound crazy? Is this is Joe’s “Occupy SHM” conspiracy theory? I don’t think so. Take a look around and ask yourself why there are multiple professional societies that represent ED physicians or pulmonary/critical-care physicians. The list goes on and on when it comes to medical societies. With enough numbers, groups with their own interests can take over an organization and advance their own agenda. Overnight, we could see the hospitalist community splinter into multiple professional societies, each with its own agenda. This could happen to us. For example, we could have a society for academic hospitalists, another for community hospitalists, etc.
I think our patients and profession are better served long-term if there is one professional organization representing all hospitalists, whether you are a pediatrician, family physician, nurse practitioner, internist, etc., and whether you are self-employed, work for a management company, work for a hospital, etc.
The list of special-interest groups could go on and on. But it should be viewed as a strength, not a weakness, to preserve one professional society that represents all of hospital medicine’s interests. I am interested in your thoughts on how we can increase voter turnout for SHM’s board of director elections. Please email me at [email protected].
Dr. Li is president of SHM.
As a charter member of SHM, I have been paying my annual membership dues since the late 1990s. For those of you who are SHM members, I thank you. Our small group, which organized in the late 1990s, has grown to thousands. In addition to improving patient care, your SHM membership dues help hospitalists advocate for hospitalists and support the profession we call hospital medicine.
In addition to joining SHM, there are many other ways to support SHM and do your part to support the profession. As a longtime leader of the Boston SHM chapter, I encourage you to not only attend your local SHM chapter meetings, but also become involved in its operation. You might be surprised where your attendance and participation at local SHM chapter meetings lead you.
My friend Kathleen Finn, MD, and I first organized our “Boston Hospitalist Meetings” in the late 1990s, when we signed up as members of NAIP (National Association of Inpatient Physicians), which later became SHM. Our goal for meetings was pretty simple: We wanted a venue for Boston area hospitalists to share ideas and figure out what we were supposed to do as “hospitalists.” Our first meeting was held at Beth Israel Deaconess Medical Center, and we invited Win Whitcomb, MD, MHM, to speak. Win is a cofounder of NAIP and resided in central Massachusetts. Never could I have imagined back in the late 1990s that, in 2011, Kathleen and I would still be holding our quarterly meetings, nor could I imagine that I would become SHM’s president. I am proud of the part we played in shaping HM locally, regionally, and nationally.
Something else I am proud of is the fact that SHM members have a voice when it comes to electing its leaders. Today I received an email asking me to cast my vote for the SHM board of directors. Like me, some of you are members of other professional medical societies. Think about this: How many other organizations ask you for your vote when it comes to selecting its leaders? The board of directors set the direction for SHM and our profession. They not only choose the editors for our publications (The Hospitalist and Journal of Hospital Medicine) and the director of our annual meeting, but they also hire our CEO and elect our president. They make some decisions that seem pretty important to our organization and to our profession, don’t you think?
Here is where it gets a bit puzzling to me. Despite the size of our society (around 10,000 members), relatively few SHM members choose to exercise their right to vote.
I liken the right to vote to getting the flu shot: Nobody seems to miss the flu shot until we hear there is a vaccine shortage. Then we are outraged there aren’t enough vaccines for everyone. Let’s think about the alternative. What if SHM were to change the way it picks its leaders? Why not act like most other professional medical societies and do away with membership elections and ask existing leadership to hand-select the organization’s future leaders? “We know better who should be leading our organization!” Would we be surprised when people pick their own friends and colleagues to replace them on the board? That doesn’t sound “American,” does it? What if we were to ask congressmen to select their own members? As costly and cumbersome as our election process might be (think “hanging chads” in Florida), there is something comforting in knowing that I have a voice in electing my leaders.
The right to vote is a founding principle of our great nation, right? It is the reason why many of us and/or our ancestors came to the U.S. My maternal grandparents left China in the 1950s so they could live “free” in Hong Kong. My parents moved our family to the U.S. in the mid-1970s because of the anticipated “handover” of Hong Kong from Great Britain to China in 1997. Look back far enough in your family tree, and you likely will find similar stories.
Should we be concerned with the “as is” process and plod along with our annual SHM elections, even if voter turnout is low? Is there a problem with the status quo? Voter apathy is a bigger problem than we may realize. Low voter turnout creates the potential for any one group to insidiously wrest over the control of any organization’s agenda.
There are typically three or four board seats up for election annually. This means half the 12-person board could change every two years. One could easily imagine a scenario in which a special-interest group could elect directors with a like-minded agenda simply by generating increased voter turnout over two election cycles.
Sound crazy? Is this is Joe’s “Occupy SHM” conspiracy theory? I don’t think so. Take a look around and ask yourself why there are multiple professional societies that represent ED physicians or pulmonary/critical-care physicians. The list goes on and on when it comes to medical societies. With enough numbers, groups with their own interests can take over an organization and advance their own agenda. Overnight, we could see the hospitalist community splinter into multiple professional societies, each with its own agenda. This could happen to us. For example, we could have a society for academic hospitalists, another for community hospitalists, etc.
I think our patients and profession are better served long-term if there is one professional organization representing all hospitalists, whether you are a pediatrician, family physician, nurse practitioner, internist, etc., and whether you are self-employed, work for a management company, work for a hospital, etc.
The list of special-interest groups could go on and on. But it should be viewed as a strength, not a weakness, to preserve one professional society that represents all of hospital medicine’s interests. I am interested in your thoughts on how we can increase voter turnout for SHM’s board of director elections. Please email me at [email protected].
Dr. Li is president of SHM.
I Resolve…
It’s that time of year again. A new year is upon us. It’s resolution time.
I must admit, somewhat sheepishly, that I am a bit of “resolver.” What can I say? I like to resolve. I like to think about resolutions. I like to plan resolutions. I like to regale my uninterested wife with my resolutions. And I am, in fact, actually quite good at all phases of resolving, with one small exception—the follow-through.
You see, while I love to plan changes in my life, I’m horrible at making changes in my life. There’s nothing too shocking about that, I suppose. Most people fail when change is required. What is interesting, though, is that years of failure have yet to imbue me with the sense to stop resolving. I mean, how many times can a man fail at resolutions before he stumbles upon a resolution to stop resolving—a resolution I’d surely fail at?
But what are perhaps even more interesting are the things I’ve apparently resolved to do. I say “apparently” because not only do I typically not remember making the resolutions, but most often I also can’t even fathom why I’d resolve such things in the first place. But clearly I do. In fact, every year, I commit to about 10-20 resolutions. I actually write them down, threaten to make my wife read them, then stow them safely in my desk drawer, only to unearth them a year later to discover that I actually resolved to write a children’s book. True story; I just reviewed my resolutions from last year. I don’t remember why I put that on the list. But I did. And, of course, I failed—but I did, in fact, read a children’s book. Maybe that’s what I meant.
Over the years I’ve also resolved to make a hole-in-one, get better hair, and read War and Peace (on the toilet, during medical school). Fail, fail, and fail. The last one’s a great example of good intentions and no follow-through. Driven by the numerology (1,296 pages+1,296 days of medical school, excluding the last semester, of course, as most of us did=one page per day!) and the symbolism (medical school+grueling+war=challenging, long, grueling book about war) of the goal, I was ultimately undone by an inability to reliably differentiate a Bezukhov from a Bolkonsky, and constipation.
I bring this all up because it is time again for New Year’s resolutions. So here, in no particular order, are my 2012 resolutions.
Oh, That’s How Full Feels!
In 2012, I resolve to finally have a fully staffed HM group. From our group’s origins in 2003 to our current 30-member group, we have been intermittently understaffed to various degrees—a feeling I know most of you have experienced. For a couple of years we were fully staffed, but recent hospital expansions again place us at risk of being understaffed. As most of you know, it is exceedingly difficult to move the clinical, quality, and efficiency goals of a group forward without enough boots on the ground. So, if you’re in the market, the skiing in Colorado can’t be beat!
Appreciate VBP
I resolve to position our hospitalist group for the coming value-based purchasing world. We all know that the future belongs to those who can provide fundamental value—that is, higher-quality care at lower cost. This has been HM’s mantra the past decade. 2012 is the year I resolve to see our group fully realize this.
Leave the Cave
I resolve to (really) learn how to use Epic. We implemented our new Epic electronic health record in 2011. I’m a big proponent, but also a Luddite. I tinker around the edges of what is a truly powerful tool in advancing clinical care. I resolve to move past casual to highly functional user.
Make “10” Perfect
I resolve to figure out this new ICD-10 system. OK, technically it’s not “new.” It’s been complete since 1992 and in use in many countries for the better part of a decade. This is not a simple update of the ICD-9 system; rather, this is an entire overhaul that adds two more digits to the system. This takes the number of possible codes from 13,000 (ICD-9) to 68,000 (ICD-10). This allows for much more specificity and laterality—that is, you could have cellulitis of the right or left foot.
These changes are more than just job security for coders. The issue monetizes as payors decide not to pay for readmissions. Consider a patient who had a right-foot cellulitis, only to be admitted two weeks later with a left-foot cellulitis. ICD-9 does not have laterality, such that both stays would have the same code and the second admit could be denied as a 30-day readmission.
Twitter With Excitement
I resolve to figure out social media. I must admit that this is a red-alert, high-risk-of-failure resolution, partly because I don’t Facebook, tweet, or blog; heck, I’m not even LinkedIn! Additionally, I don’t have any friends. And finally, I just don’t get it. Then again, I didn’t get “The Simpsons” when they first came out. D’oh!
Get Hipper
And I resolve to re-enter the pop culture world in general. My social and cultural life came to a screeching halt near midnight on Sept. 29, 2007: One moment I was innocently watching the Colorado Rockies battle into their first playoffs in 12 years, and the next I was blasted onto a four-year hyper-blur of crying, spoon-feeding, and diaper-changing—for the non-parent readers, I’m describing child-rearing, not residency training, which is admittedly often marked by these same mileposts. Now 4 and 2 years old, my kiddos have finally reached the stages of self-care that allow for my gradual re-entry into the outside world.
As such, I resolve to go to a movie (in the theater) again. The last two movies we saw in the theatre in 2007 were chosen by my pregnant wife and contained an uncomfortable subliminal theme—Knocked Up (pregnant woman hates impregnating sloth of a man), Juno (pregnant woman has love-hate relationship with pasty, impregnating nerd in tight gym shorts).
I’m also interested to see what’s on TV and on the radio. When I last turned off the cathodes, “Lost” was big; ditto “The Sopranos.” And in a clearly ill-fated second season, “Dancing with the Stars” was well on its way to its undeniable cancellation. Musically, Britney was shaving her head and Jordin Sparks was edging out Sanjaya’s faux-hawk on “Idol.”
I’m also looking forward to learning what a Kardashian is (a sweater?), explaining the strange pull toward vampire romances, and discovering the difference between a Pippa and a Snooki. Should be fun. I just hope I don’t catch “Bieber Fever.”
Aspire To “Be The Cup”
Finally, in 2012, I resolve to live up to the coffee cup—you know, the Father’s Day 2011 gift emblazoned with “World’s Best Dad.” I’m sure you all feel this in your own way—that constant tension between work and life. In 2011, work won a few too many of the tug-o’-wars. Too many missed gymnastics lessons, soccer practices, parent events at daycare, and late dinners. 2012 will be different.
I resolve to teach my son the art of hitting a curveball (even if it’s off a tee) and my daughter her letters and numbers. The dogs will get more tennis balls, the wife fewer resolutions to review.
In fact, this year is going to be totally different. This is the year my to-do list doesn’t once again end as an “undid list.” This is the year I will accomplish my resolutions … not just one or two, but all of my resolutions.
And I might just write a children’s book for good measure.
Dr. Glasheen is The Hospitalist’s physician editor.
It’s that time of year again. A new year is upon us. It’s resolution time.
I must admit, somewhat sheepishly, that I am a bit of “resolver.” What can I say? I like to resolve. I like to think about resolutions. I like to plan resolutions. I like to regale my uninterested wife with my resolutions. And I am, in fact, actually quite good at all phases of resolving, with one small exception—the follow-through.
You see, while I love to plan changes in my life, I’m horrible at making changes in my life. There’s nothing too shocking about that, I suppose. Most people fail when change is required. What is interesting, though, is that years of failure have yet to imbue me with the sense to stop resolving. I mean, how many times can a man fail at resolutions before he stumbles upon a resolution to stop resolving—a resolution I’d surely fail at?
But what are perhaps even more interesting are the things I’ve apparently resolved to do. I say “apparently” because not only do I typically not remember making the resolutions, but most often I also can’t even fathom why I’d resolve such things in the first place. But clearly I do. In fact, every year, I commit to about 10-20 resolutions. I actually write them down, threaten to make my wife read them, then stow them safely in my desk drawer, only to unearth them a year later to discover that I actually resolved to write a children’s book. True story; I just reviewed my resolutions from last year. I don’t remember why I put that on the list. But I did. And, of course, I failed—but I did, in fact, read a children’s book. Maybe that’s what I meant.
Over the years I’ve also resolved to make a hole-in-one, get better hair, and read War and Peace (on the toilet, during medical school). Fail, fail, and fail. The last one’s a great example of good intentions and no follow-through. Driven by the numerology (1,296 pages+1,296 days of medical school, excluding the last semester, of course, as most of us did=one page per day!) and the symbolism (medical school+grueling+war=challenging, long, grueling book about war) of the goal, I was ultimately undone by an inability to reliably differentiate a Bezukhov from a Bolkonsky, and constipation.
I bring this all up because it is time again for New Year’s resolutions. So here, in no particular order, are my 2012 resolutions.
Oh, That’s How Full Feels!
In 2012, I resolve to finally have a fully staffed HM group. From our group’s origins in 2003 to our current 30-member group, we have been intermittently understaffed to various degrees—a feeling I know most of you have experienced. For a couple of years we were fully staffed, but recent hospital expansions again place us at risk of being understaffed. As most of you know, it is exceedingly difficult to move the clinical, quality, and efficiency goals of a group forward without enough boots on the ground. So, if you’re in the market, the skiing in Colorado can’t be beat!
Appreciate VBP
I resolve to position our hospitalist group for the coming value-based purchasing world. We all know that the future belongs to those who can provide fundamental value—that is, higher-quality care at lower cost. This has been HM’s mantra the past decade. 2012 is the year I resolve to see our group fully realize this.
Leave the Cave
I resolve to (really) learn how to use Epic. We implemented our new Epic electronic health record in 2011. I’m a big proponent, but also a Luddite. I tinker around the edges of what is a truly powerful tool in advancing clinical care. I resolve to move past casual to highly functional user.
Make “10” Perfect
I resolve to figure out this new ICD-10 system. OK, technically it’s not “new.” It’s been complete since 1992 and in use in many countries for the better part of a decade. This is not a simple update of the ICD-9 system; rather, this is an entire overhaul that adds two more digits to the system. This takes the number of possible codes from 13,000 (ICD-9) to 68,000 (ICD-10). This allows for much more specificity and laterality—that is, you could have cellulitis of the right or left foot.
These changes are more than just job security for coders. The issue monetizes as payors decide not to pay for readmissions. Consider a patient who had a right-foot cellulitis, only to be admitted two weeks later with a left-foot cellulitis. ICD-9 does not have laterality, such that both stays would have the same code and the second admit could be denied as a 30-day readmission.
Twitter With Excitement
I resolve to figure out social media. I must admit that this is a red-alert, high-risk-of-failure resolution, partly because I don’t Facebook, tweet, or blog; heck, I’m not even LinkedIn! Additionally, I don’t have any friends. And finally, I just don’t get it. Then again, I didn’t get “The Simpsons” when they first came out. D’oh!
Get Hipper
And I resolve to re-enter the pop culture world in general. My social and cultural life came to a screeching halt near midnight on Sept. 29, 2007: One moment I was innocently watching the Colorado Rockies battle into their first playoffs in 12 years, and the next I was blasted onto a four-year hyper-blur of crying, spoon-feeding, and diaper-changing—for the non-parent readers, I’m describing child-rearing, not residency training, which is admittedly often marked by these same mileposts. Now 4 and 2 years old, my kiddos have finally reached the stages of self-care that allow for my gradual re-entry into the outside world.
As such, I resolve to go to a movie (in the theater) again. The last two movies we saw in the theatre in 2007 were chosen by my pregnant wife and contained an uncomfortable subliminal theme—Knocked Up (pregnant woman hates impregnating sloth of a man), Juno (pregnant woman has love-hate relationship with pasty, impregnating nerd in tight gym shorts).
I’m also interested to see what’s on TV and on the radio. When I last turned off the cathodes, “Lost” was big; ditto “The Sopranos.” And in a clearly ill-fated second season, “Dancing with the Stars” was well on its way to its undeniable cancellation. Musically, Britney was shaving her head and Jordin Sparks was edging out Sanjaya’s faux-hawk on “Idol.”
I’m also looking forward to learning what a Kardashian is (a sweater?), explaining the strange pull toward vampire romances, and discovering the difference between a Pippa and a Snooki. Should be fun. I just hope I don’t catch “Bieber Fever.”
Aspire To “Be The Cup”
Finally, in 2012, I resolve to live up to the coffee cup—you know, the Father’s Day 2011 gift emblazoned with “World’s Best Dad.” I’m sure you all feel this in your own way—that constant tension between work and life. In 2011, work won a few too many of the tug-o’-wars. Too many missed gymnastics lessons, soccer practices, parent events at daycare, and late dinners. 2012 will be different.
I resolve to teach my son the art of hitting a curveball (even if it’s off a tee) and my daughter her letters and numbers. The dogs will get more tennis balls, the wife fewer resolutions to review.
In fact, this year is going to be totally different. This is the year my to-do list doesn’t once again end as an “undid list.” This is the year I will accomplish my resolutions … not just one or two, but all of my resolutions.
And I might just write a children’s book for good measure.
Dr. Glasheen is The Hospitalist’s physician editor.
It’s that time of year again. A new year is upon us. It’s resolution time.
I must admit, somewhat sheepishly, that I am a bit of “resolver.” What can I say? I like to resolve. I like to think about resolutions. I like to plan resolutions. I like to regale my uninterested wife with my resolutions. And I am, in fact, actually quite good at all phases of resolving, with one small exception—the follow-through.
You see, while I love to plan changes in my life, I’m horrible at making changes in my life. There’s nothing too shocking about that, I suppose. Most people fail when change is required. What is interesting, though, is that years of failure have yet to imbue me with the sense to stop resolving. I mean, how many times can a man fail at resolutions before he stumbles upon a resolution to stop resolving—a resolution I’d surely fail at?
But what are perhaps even more interesting are the things I’ve apparently resolved to do. I say “apparently” because not only do I typically not remember making the resolutions, but most often I also can’t even fathom why I’d resolve such things in the first place. But clearly I do. In fact, every year, I commit to about 10-20 resolutions. I actually write them down, threaten to make my wife read them, then stow them safely in my desk drawer, only to unearth them a year later to discover that I actually resolved to write a children’s book. True story; I just reviewed my resolutions from last year. I don’t remember why I put that on the list. But I did. And, of course, I failed—but I did, in fact, read a children’s book. Maybe that’s what I meant.
Over the years I’ve also resolved to make a hole-in-one, get better hair, and read War and Peace (on the toilet, during medical school). Fail, fail, and fail. The last one’s a great example of good intentions and no follow-through. Driven by the numerology (1,296 pages+1,296 days of medical school, excluding the last semester, of course, as most of us did=one page per day!) and the symbolism (medical school+grueling+war=challenging, long, grueling book about war) of the goal, I was ultimately undone by an inability to reliably differentiate a Bezukhov from a Bolkonsky, and constipation.
I bring this all up because it is time again for New Year’s resolutions. So here, in no particular order, are my 2012 resolutions.
Oh, That’s How Full Feels!
In 2012, I resolve to finally have a fully staffed HM group. From our group’s origins in 2003 to our current 30-member group, we have been intermittently understaffed to various degrees—a feeling I know most of you have experienced. For a couple of years we were fully staffed, but recent hospital expansions again place us at risk of being understaffed. As most of you know, it is exceedingly difficult to move the clinical, quality, and efficiency goals of a group forward without enough boots on the ground. So, if you’re in the market, the skiing in Colorado can’t be beat!
Appreciate VBP
I resolve to position our hospitalist group for the coming value-based purchasing world. We all know that the future belongs to those who can provide fundamental value—that is, higher-quality care at lower cost. This has been HM’s mantra the past decade. 2012 is the year I resolve to see our group fully realize this.
Leave the Cave
I resolve to (really) learn how to use Epic. We implemented our new Epic electronic health record in 2011. I’m a big proponent, but also a Luddite. I tinker around the edges of what is a truly powerful tool in advancing clinical care. I resolve to move past casual to highly functional user.
Make “10” Perfect
I resolve to figure out this new ICD-10 system. OK, technically it’s not “new.” It’s been complete since 1992 and in use in many countries for the better part of a decade. This is not a simple update of the ICD-9 system; rather, this is an entire overhaul that adds two more digits to the system. This takes the number of possible codes from 13,000 (ICD-9) to 68,000 (ICD-10). This allows for much more specificity and laterality—that is, you could have cellulitis of the right or left foot.
These changes are more than just job security for coders. The issue monetizes as payors decide not to pay for readmissions. Consider a patient who had a right-foot cellulitis, only to be admitted two weeks later with a left-foot cellulitis. ICD-9 does not have laterality, such that both stays would have the same code and the second admit could be denied as a 30-day readmission.
Twitter With Excitement
I resolve to figure out social media. I must admit that this is a red-alert, high-risk-of-failure resolution, partly because I don’t Facebook, tweet, or blog; heck, I’m not even LinkedIn! Additionally, I don’t have any friends. And finally, I just don’t get it. Then again, I didn’t get “The Simpsons” when they first came out. D’oh!
Get Hipper
And I resolve to re-enter the pop culture world in general. My social and cultural life came to a screeching halt near midnight on Sept. 29, 2007: One moment I was innocently watching the Colorado Rockies battle into their first playoffs in 12 years, and the next I was blasted onto a four-year hyper-blur of crying, spoon-feeding, and diaper-changing—for the non-parent readers, I’m describing child-rearing, not residency training, which is admittedly often marked by these same mileposts. Now 4 and 2 years old, my kiddos have finally reached the stages of self-care that allow for my gradual re-entry into the outside world.
As such, I resolve to go to a movie (in the theater) again. The last two movies we saw in the theatre in 2007 were chosen by my pregnant wife and contained an uncomfortable subliminal theme—Knocked Up (pregnant woman hates impregnating sloth of a man), Juno (pregnant woman has love-hate relationship with pasty, impregnating nerd in tight gym shorts).
I’m also interested to see what’s on TV and on the radio. When I last turned off the cathodes, “Lost” was big; ditto “The Sopranos.” And in a clearly ill-fated second season, “Dancing with the Stars” was well on its way to its undeniable cancellation. Musically, Britney was shaving her head and Jordin Sparks was edging out Sanjaya’s faux-hawk on “Idol.”
I’m also looking forward to learning what a Kardashian is (a sweater?), explaining the strange pull toward vampire romances, and discovering the difference between a Pippa and a Snooki. Should be fun. I just hope I don’t catch “Bieber Fever.”
Aspire To “Be The Cup”
Finally, in 2012, I resolve to live up to the coffee cup—you know, the Father’s Day 2011 gift emblazoned with “World’s Best Dad.” I’m sure you all feel this in your own way—that constant tension between work and life. In 2011, work won a few too many of the tug-o’-wars. Too many missed gymnastics lessons, soccer practices, parent events at daycare, and late dinners. 2012 will be different.
I resolve to teach my son the art of hitting a curveball (even if it’s off a tee) and my daughter her letters and numbers. The dogs will get more tennis balls, the wife fewer resolutions to review.
In fact, this year is going to be totally different. This is the year my to-do list doesn’t once again end as an “undid list.” This is the year I will accomplish my resolutions … not just one or two, but all of my resolutions.
And I might just write a children’s book for good measure.
Dr. Glasheen is The Hospitalist’s physician editor.
Reimbursement Readiness
Doctors shouldn’t have to worry about financial issues. The welfare of our patients should be our only concern.
We should be able to devote our full attention to studying how best to serve the needs of the people we care for. We shouldn’t need to spend time learning about healthcare reform or things like ICD-9 (or ICD-10!)—things that don’t help us provide better care to patients.
But these are pie-in-the-sky dreams. As far as I can tell, all healthcare systems require caregivers to attend to economics and data management that aren’t directly tied to clinical care. Our system depends on all caregivers devoting some time to learn how the system is organized, and keeping up with how it evolves. And the crisis in runaway costs in U.S. healthcare only increases the need for all who work in healthcare to devote significant time (too much) to the operational (nonclinical side) of healthcare.
Hospitalist practice is a much simpler business to manage and operate than most forms of clinical practice. There usually is no building to rent, few nonclinical employees to manage, and a comparatively simple financial model. And if employed by a hospital or other large entity, nonclinicians handle most of the “business management.” So when it comes to the number of brain cells diverted to business rather than clinical concerns, hospitalists start with an advantage over most other specialties.
Still, we have a lot of nonclinical stuff to keep up with. Consider the concept of “managing to Medicare reimbursement.” This means managing a practice or hospital in a way that minimizes the failure to capture all appropriate Medicare reimbursement dollars. Even if you’ve never heard of this concept before, there are probably a lot of people at your hospital who have this as their main responsibility, and clinicians should know something about it.
So in an effort to distract the fewest brain cells away from clinical matters, here is a very simple overview of some components of managing to Medicare reimbursement relevant to hospitalists. This isn’t a comprehensive list, only some hospitalist-relevant highlights.
Medicare Reimbursement Today
Accurate determination of inpatient vs. observation status. Wow, this can get complicated. Most hospitals have people who devote significant time to doing this for patients every day, and even those experts sometimes disagree on the appropriate status. But all hospitalists should have a basic understanding of how this works and a willingness to answer questions from the hospital’s experts, and, when appropriate, write additional information in the chart to clarify the appropriate status.
Optimal resource utilization, including length of stay. Because Medicare pays an essentially fixed amount based on the diagnoses for each inpatient admission, managing costs is critical to a hospital’s financial well-being. Hospitalists have a huge role in this. And regardless of how Medicare reimburses for services, there is clinical rationale for being careful about resources used and how long someone stays in a hospital. In many cases, more is not better—and it even could be worse—for the patient.
Optimal clinical documentation and accurate DRG assignment. Good documentation is important for clinical care, but beyond that, the precise way things are documented can have significant influence on Medicare reimbursement. Low potassium might in some cases lead to higher reimbursement, but a doctor must write “hypokalemia”; simply writing K+ means the hospital can’t include hypokalemia as a diagnosis. (A doctor, nurse practitioner, or physician assistant must write out “hypokalemia” only once for Medicare purposes; it would then be fine to use K+ in the chart every other time.)
Say you have a patient with a UTI and sepsis. Write only “urosepsis,” and the hospital must bill for cystitis—low reimbursement. Write “urinary tract infection with sepsis,” and the hospital can bill for higher reimbursement.
There should be people at your hospital who are experts at this, and all hospitalists should work with them to learn appropriate documentation language to describe illnesses correctly for billing purposes. Many hospitals use a system of “DRG queries,” which hospitalists should always respond to (though they should agree with the issue raised, such as “was the pneumonia likely due to aspiration?” only when clinically appropriate).
Change Is Coming
Don’t make the mistake of thinking Medicare reimbursement is a static phenomenon. It is undergoing rapid and significant evolution. For example, the Affordable Care Act, aka healthcare reform legislation, provides for a number of changes hospitalists need to understand.
I suggest that you make sure to understand your hospital’s or medical group’s position on accountable-care organizations (ACOs). It is a pretty complicated program that, in the first few years, has modest impact on reimbursement. If the ACO performs well, the additional reimbursement to an organization might pay for little more than the staff salaries of the staff that managed the considerable complexity of enrolling in and reporting for the program. And there is a risk the organization could lose money if it doesn’t perform well. So many organizations have decided not to pursue participation as an ACO, but they may decide to put in place most of the elements of an ACO without enrolling in the program. Some refer to this as an “aco” rather than an “ACO.”
Value-based purchasing (VBP) is set to influence hospital reimbursement rates starting in 2013 based on a hospital’s performance in 2012. SHM has a terrific VBP toolkit available online.
Bundled payments and financial penalties for readmissions also take effect in 2013. Now is the time ensure that you understand the implications of these programs; they are designed so that the financial impact to most organizations will be modest.
Reimbursement penalties for a specified list of hospital-acquired conditions (HACs) will begin in 2015. Conditions most relevant for hospitalists include vascular catheter-related bloodstream infections, catheter-related urinary infection, or manifestations of poor glycemic control (HONK, DKA, hypo-/hyperglycemia).
I plan to address some of these programs in greater detail in future practice management columns.
Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.
Doctors shouldn’t have to worry about financial issues. The welfare of our patients should be our only concern.
We should be able to devote our full attention to studying how best to serve the needs of the people we care for. We shouldn’t need to spend time learning about healthcare reform or things like ICD-9 (or ICD-10!)—things that don’t help us provide better care to patients.
But these are pie-in-the-sky dreams. As far as I can tell, all healthcare systems require caregivers to attend to economics and data management that aren’t directly tied to clinical care. Our system depends on all caregivers devoting some time to learn how the system is organized, and keeping up with how it evolves. And the crisis in runaway costs in U.S. healthcare only increases the need for all who work in healthcare to devote significant time (too much) to the operational (nonclinical side) of healthcare.
Hospitalist practice is a much simpler business to manage and operate than most forms of clinical practice. There usually is no building to rent, few nonclinical employees to manage, and a comparatively simple financial model. And if employed by a hospital or other large entity, nonclinicians handle most of the “business management.” So when it comes to the number of brain cells diverted to business rather than clinical concerns, hospitalists start with an advantage over most other specialties.
Still, we have a lot of nonclinical stuff to keep up with. Consider the concept of “managing to Medicare reimbursement.” This means managing a practice or hospital in a way that minimizes the failure to capture all appropriate Medicare reimbursement dollars. Even if you’ve never heard of this concept before, there are probably a lot of people at your hospital who have this as their main responsibility, and clinicians should know something about it.
So in an effort to distract the fewest brain cells away from clinical matters, here is a very simple overview of some components of managing to Medicare reimbursement relevant to hospitalists. This isn’t a comprehensive list, only some hospitalist-relevant highlights.
Medicare Reimbursement Today
Accurate determination of inpatient vs. observation status. Wow, this can get complicated. Most hospitals have people who devote significant time to doing this for patients every day, and even those experts sometimes disagree on the appropriate status. But all hospitalists should have a basic understanding of how this works and a willingness to answer questions from the hospital’s experts, and, when appropriate, write additional information in the chart to clarify the appropriate status.
Optimal resource utilization, including length of stay. Because Medicare pays an essentially fixed amount based on the diagnoses for each inpatient admission, managing costs is critical to a hospital’s financial well-being. Hospitalists have a huge role in this. And regardless of how Medicare reimburses for services, there is clinical rationale for being careful about resources used and how long someone stays in a hospital. In many cases, more is not better—and it even could be worse—for the patient.
Optimal clinical documentation and accurate DRG assignment. Good documentation is important for clinical care, but beyond that, the precise way things are documented can have significant influence on Medicare reimbursement. Low potassium might in some cases lead to higher reimbursement, but a doctor must write “hypokalemia”; simply writing K+ means the hospital can’t include hypokalemia as a diagnosis. (A doctor, nurse practitioner, or physician assistant must write out “hypokalemia” only once for Medicare purposes; it would then be fine to use K+ in the chart every other time.)
Say you have a patient with a UTI and sepsis. Write only “urosepsis,” and the hospital must bill for cystitis—low reimbursement. Write “urinary tract infection with sepsis,” and the hospital can bill for higher reimbursement.
There should be people at your hospital who are experts at this, and all hospitalists should work with them to learn appropriate documentation language to describe illnesses correctly for billing purposes. Many hospitals use a system of “DRG queries,” which hospitalists should always respond to (though they should agree with the issue raised, such as “was the pneumonia likely due to aspiration?” only when clinically appropriate).
Change Is Coming
Don’t make the mistake of thinking Medicare reimbursement is a static phenomenon. It is undergoing rapid and significant evolution. For example, the Affordable Care Act, aka healthcare reform legislation, provides for a number of changes hospitalists need to understand.
I suggest that you make sure to understand your hospital’s or medical group’s position on accountable-care organizations (ACOs). It is a pretty complicated program that, in the first few years, has modest impact on reimbursement. If the ACO performs well, the additional reimbursement to an organization might pay for little more than the staff salaries of the staff that managed the considerable complexity of enrolling in and reporting for the program. And there is a risk the organization could lose money if it doesn’t perform well. So many organizations have decided not to pursue participation as an ACO, but they may decide to put in place most of the elements of an ACO without enrolling in the program. Some refer to this as an “aco” rather than an “ACO.”
Value-based purchasing (VBP) is set to influence hospital reimbursement rates starting in 2013 based on a hospital’s performance in 2012. SHM has a terrific VBP toolkit available online.
Bundled payments and financial penalties for readmissions also take effect in 2013. Now is the time ensure that you understand the implications of these programs; they are designed so that the financial impact to most organizations will be modest.
Reimbursement penalties for a specified list of hospital-acquired conditions (HACs) will begin in 2015. Conditions most relevant for hospitalists include vascular catheter-related bloodstream infections, catheter-related urinary infection, or manifestations of poor glycemic control (HONK, DKA, hypo-/hyperglycemia).
I plan to address some of these programs in greater detail in future practice management columns.
Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.
Doctors shouldn’t have to worry about financial issues. The welfare of our patients should be our only concern.
We should be able to devote our full attention to studying how best to serve the needs of the people we care for. We shouldn’t need to spend time learning about healthcare reform or things like ICD-9 (or ICD-10!)—things that don’t help us provide better care to patients.
But these are pie-in-the-sky dreams. As far as I can tell, all healthcare systems require caregivers to attend to economics and data management that aren’t directly tied to clinical care. Our system depends on all caregivers devoting some time to learn how the system is organized, and keeping up with how it evolves. And the crisis in runaway costs in U.S. healthcare only increases the need for all who work in healthcare to devote significant time (too much) to the operational (nonclinical side) of healthcare.
Hospitalist practice is a much simpler business to manage and operate than most forms of clinical practice. There usually is no building to rent, few nonclinical employees to manage, and a comparatively simple financial model. And if employed by a hospital or other large entity, nonclinicians handle most of the “business management.” So when it comes to the number of brain cells diverted to business rather than clinical concerns, hospitalists start with an advantage over most other specialties.
Still, we have a lot of nonclinical stuff to keep up with. Consider the concept of “managing to Medicare reimbursement.” This means managing a practice or hospital in a way that minimizes the failure to capture all appropriate Medicare reimbursement dollars. Even if you’ve never heard of this concept before, there are probably a lot of people at your hospital who have this as their main responsibility, and clinicians should know something about it.
So in an effort to distract the fewest brain cells away from clinical matters, here is a very simple overview of some components of managing to Medicare reimbursement relevant to hospitalists. This isn’t a comprehensive list, only some hospitalist-relevant highlights.
Medicare Reimbursement Today
Accurate determination of inpatient vs. observation status. Wow, this can get complicated. Most hospitals have people who devote significant time to doing this for patients every day, and even those experts sometimes disagree on the appropriate status. But all hospitalists should have a basic understanding of how this works and a willingness to answer questions from the hospital’s experts, and, when appropriate, write additional information in the chart to clarify the appropriate status.
Optimal resource utilization, including length of stay. Because Medicare pays an essentially fixed amount based on the diagnoses for each inpatient admission, managing costs is critical to a hospital’s financial well-being. Hospitalists have a huge role in this. And regardless of how Medicare reimburses for services, there is clinical rationale for being careful about resources used and how long someone stays in a hospital. In many cases, more is not better—and it even could be worse—for the patient.
Optimal clinical documentation and accurate DRG assignment. Good documentation is important for clinical care, but beyond that, the precise way things are documented can have significant influence on Medicare reimbursement. Low potassium might in some cases lead to higher reimbursement, but a doctor must write “hypokalemia”; simply writing K+ means the hospital can’t include hypokalemia as a diagnosis. (A doctor, nurse practitioner, or physician assistant must write out “hypokalemia” only once for Medicare purposes; it would then be fine to use K+ in the chart every other time.)
Say you have a patient with a UTI and sepsis. Write only “urosepsis,” and the hospital must bill for cystitis—low reimbursement. Write “urinary tract infection with sepsis,” and the hospital can bill for higher reimbursement.
There should be people at your hospital who are experts at this, and all hospitalists should work with them to learn appropriate documentation language to describe illnesses correctly for billing purposes. Many hospitals use a system of “DRG queries,” which hospitalists should always respond to (though they should agree with the issue raised, such as “was the pneumonia likely due to aspiration?” only when clinically appropriate).
Change Is Coming
Don’t make the mistake of thinking Medicare reimbursement is a static phenomenon. It is undergoing rapid and significant evolution. For example, the Affordable Care Act, aka healthcare reform legislation, provides for a number of changes hospitalists need to understand.
I suggest that you make sure to understand your hospital’s or medical group’s position on accountable-care organizations (ACOs). It is a pretty complicated program that, in the first few years, has modest impact on reimbursement. If the ACO performs well, the additional reimbursement to an organization might pay for little more than the staff salaries of the staff that managed the considerable complexity of enrolling in and reporting for the program. And there is a risk the organization could lose money if it doesn’t perform well. So many organizations have decided not to pursue participation as an ACO, but they may decide to put in place most of the elements of an ACO without enrolling in the program. Some refer to this as an “aco” rather than an “ACO.”
Value-based purchasing (VBP) is set to influence hospital reimbursement rates starting in 2013 based on a hospital’s performance in 2012. SHM has a terrific VBP toolkit available online.
Bundled payments and financial penalties for readmissions also take effect in 2013. Now is the time ensure that you understand the implications of these programs; they are designed so that the financial impact to most organizations will be modest.
Reimbursement penalties for a specified list of hospital-acquired conditions (HACs) will begin in 2015. Conditions most relevant for hospitalists include vascular catheter-related bloodstream infections, catheter-related urinary infection, or manifestations of poor glycemic control (HONK, DKA, hypo-/hyperglycemia).
I plan to address some of these programs in greater detail in future practice management columns.
Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.
Leadership, Experience, Quality Factor into HM Compensation Formula
Last month, we looked at the three main factors affecting workload variability across different HM practices and its relationship to compensation. This month we will examine how physician pay varies within a single site.
For the purposes of this discussion, we will ignore volume of encounters by physician. It goes without saying that if two physicians are working and producing an equal amount at the same site, their compensation will be similar. Outside of volume variability, then, what causes differences in compensation?
Leadership: This is a hugely important piece of the puzzle, and one that merits some attention. There always should be differential pay attached to those physicians willing to shoulder the leadership burden. In my honest opinion, local HM group leaders are horrifically, grotesquely, and shockingly underpaid. They tend to be very hard-working, almost servants to the other members of the group, and usually are vastly underappreciated.
Money isn’t necessarily the answer here; maybe the reward is a lighter schedule or lighter rounding load, but the bottom line is that there should be a substantial differential for leaders. Unfortunately, I think that still tends to be the exception rather than the rule. Hospitalist group leaders have a heck of a hard job trying to lead other physicians, and they should be paid accordingly.
At the same time, the best leaders are the ones that are still working a clinical schedule and, because of that, still understand the day-to-day demands of the job. I am always a bit skeptical of the folks who are in positions of power but aren’t experiencing the daily workload.
Experience: This is a little bit tricky. In their simplest form, physician practices tend to have partners and non-partners. The timeline from employment to partnership is about two to three years. Upon becoming partner, additional benefits accrue, generally in the form of higher compensation or the ability to work a reduced schedule.
However, “experience” prima facie will not vault one into the partnership level upon joining a new group. That experience only counts for the group you are in. (And the partner collections from the insurance payor system? No change in reimbursement. We have a payor system that, at this point, does not adequately recognize experience or quality. I always have fun trying to explain this to my friends outside of healthcare. They tend to just shake their head and sigh. Hopefully we can get somewhere new with value-based purchasing and ACOs.) Anyway, enough digressing...
Nights: A fair number of groups use a night shift model. These shifts, due to their timing, will generate a lower volume of encounters and require a commensurately higher pay. As a result, the inclusion of nocturnist compensation in a pay model will skew the numbers. In a practice with a large number of hospitals and night shifts, nocturnists are a sought-after commodity.
Quality: Here is where things are going to get interesting in the very near future. A lot of hospitalist groups have quality measures that play a part in compensation, but it’s mostly small numbers, maybe 10% of total compensation. These measures tend to be internal quality metrics for things like chart completion, citizenship, or meeting attendance. Now, with the Centers for Medicare & Medicaid Services (CMS) getting into the game, hospitals are starting to sit up and pay attention. That means administrators want hospitalists to pay attention, too. Exactly how data for each physician will be extracted from the group, which typically is extracted from the hospital as a whole, is a valid question. However, expect quality measures to persistently factor into the compensation equation.
The response I’ve laid out is meant to foster discussion, not serve as a final determination, and represents only one hospitalist’s view on the subject.
Last month, we looked at the three main factors affecting workload variability across different HM practices and its relationship to compensation. This month we will examine how physician pay varies within a single site.
For the purposes of this discussion, we will ignore volume of encounters by physician. It goes without saying that if two physicians are working and producing an equal amount at the same site, their compensation will be similar. Outside of volume variability, then, what causes differences in compensation?
Leadership: This is a hugely important piece of the puzzle, and one that merits some attention. There always should be differential pay attached to those physicians willing to shoulder the leadership burden. In my honest opinion, local HM group leaders are horrifically, grotesquely, and shockingly underpaid. They tend to be very hard-working, almost servants to the other members of the group, and usually are vastly underappreciated.
Money isn’t necessarily the answer here; maybe the reward is a lighter schedule or lighter rounding load, but the bottom line is that there should be a substantial differential for leaders. Unfortunately, I think that still tends to be the exception rather than the rule. Hospitalist group leaders have a heck of a hard job trying to lead other physicians, and they should be paid accordingly.
At the same time, the best leaders are the ones that are still working a clinical schedule and, because of that, still understand the day-to-day demands of the job. I am always a bit skeptical of the folks who are in positions of power but aren’t experiencing the daily workload.
Experience: This is a little bit tricky. In their simplest form, physician practices tend to have partners and non-partners. The timeline from employment to partnership is about two to three years. Upon becoming partner, additional benefits accrue, generally in the form of higher compensation or the ability to work a reduced schedule.
However, “experience” prima facie will not vault one into the partnership level upon joining a new group. That experience only counts for the group you are in. (And the partner collections from the insurance payor system? No change in reimbursement. We have a payor system that, at this point, does not adequately recognize experience or quality. I always have fun trying to explain this to my friends outside of healthcare. They tend to just shake their head and sigh. Hopefully we can get somewhere new with value-based purchasing and ACOs.) Anyway, enough digressing...
Nights: A fair number of groups use a night shift model. These shifts, due to their timing, will generate a lower volume of encounters and require a commensurately higher pay. As a result, the inclusion of nocturnist compensation in a pay model will skew the numbers. In a practice with a large number of hospitals and night shifts, nocturnists are a sought-after commodity.
Quality: Here is where things are going to get interesting in the very near future. A lot of hospitalist groups have quality measures that play a part in compensation, but it’s mostly small numbers, maybe 10% of total compensation. These measures tend to be internal quality metrics for things like chart completion, citizenship, or meeting attendance. Now, with the Centers for Medicare & Medicaid Services (CMS) getting into the game, hospitals are starting to sit up and pay attention. That means administrators want hospitalists to pay attention, too. Exactly how data for each physician will be extracted from the group, which typically is extracted from the hospital as a whole, is a valid question. However, expect quality measures to persistently factor into the compensation equation.
The response I’ve laid out is meant to foster discussion, not serve as a final determination, and represents only one hospitalist’s view on the subject.
Last month, we looked at the three main factors affecting workload variability across different HM practices and its relationship to compensation. This month we will examine how physician pay varies within a single site.
For the purposes of this discussion, we will ignore volume of encounters by physician. It goes without saying that if two physicians are working and producing an equal amount at the same site, their compensation will be similar. Outside of volume variability, then, what causes differences in compensation?
Leadership: This is a hugely important piece of the puzzle, and one that merits some attention. There always should be differential pay attached to those physicians willing to shoulder the leadership burden. In my honest opinion, local HM group leaders are horrifically, grotesquely, and shockingly underpaid. They tend to be very hard-working, almost servants to the other members of the group, and usually are vastly underappreciated.
Money isn’t necessarily the answer here; maybe the reward is a lighter schedule or lighter rounding load, but the bottom line is that there should be a substantial differential for leaders. Unfortunately, I think that still tends to be the exception rather than the rule. Hospitalist group leaders have a heck of a hard job trying to lead other physicians, and they should be paid accordingly.
At the same time, the best leaders are the ones that are still working a clinical schedule and, because of that, still understand the day-to-day demands of the job. I am always a bit skeptical of the folks who are in positions of power but aren’t experiencing the daily workload.
Experience: This is a little bit tricky. In their simplest form, physician practices tend to have partners and non-partners. The timeline from employment to partnership is about two to three years. Upon becoming partner, additional benefits accrue, generally in the form of higher compensation or the ability to work a reduced schedule.
However, “experience” prima facie will not vault one into the partnership level upon joining a new group. That experience only counts for the group you are in. (And the partner collections from the insurance payor system? No change in reimbursement. We have a payor system that, at this point, does not adequately recognize experience or quality. I always have fun trying to explain this to my friends outside of healthcare. They tend to just shake their head and sigh. Hopefully we can get somewhere new with value-based purchasing and ACOs.) Anyway, enough digressing...
Nights: A fair number of groups use a night shift model. These shifts, due to their timing, will generate a lower volume of encounters and require a commensurately higher pay. As a result, the inclusion of nocturnist compensation in a pay model will skew the numbers. In a practice with a large number of hospitals and night shifts, nocturnists are a sought-after commodity.
Quality: Here is where things are going to get interesting in the very near future. A lot of hospitalist groups have quality measures that play a part in compensation, but it’s mostly small numbers, maybe 10% of total compensation. These measures tend to be internal quality metrics for things like chart completion, citizenship, or meeting attendance. Now, with the Centers for Medicare & Medicaid Services (CMS) getting into the game, hospitals are starting to sit up and pay attention. That means administrators want hospitalists to pay attention, too. Exactly how data for each physician will be extracted from the group, which typically is extracted from the hospital as a whole, is a valid question. However, expect quality measures to persistently factor into the compensation equation.
The response I’ve laid out is meant to foster discussion, not serve as a final determination, and represents only one hospitalist’s view on the subject.
Annals Study Might Not Cover All Situations
Just a quick comment regarding your editorial “Fiddling as HM Burns” (The Hospitalist, August 2011, p. 62) with regard to our hospital in the Florida Panhandle. The 60-plus patients we see daily are:
- Indigent (most) and uninsured working poor; and
- Unassigned (the local providers see their own patients).
Our length of stay is less than the providers’, but, of course, our follow-up expenses are high—we have a 15% 30-day readmission rate, and with no providers in the area that accept Medicaid, and almost no provision by the county to take care of indigent patients, the ER is the main de facto provider of healthcare. The majority of our discharges, therefore, have no follow-up plan.
I wonder if other hospitals in the Annals study (Ann Intern Med. 2011;155:152-159) had similar circumstances.
Stephen R. Gilmore, MD
Just a quick comment regarding your editorial “Fiddling as HM Burns” (The Hospitalist, August 2011, p. 62) with regard to our hospital in the Florida Panhandle. The 60-plus patients we see daily are:
- Indigent (most) and uninsured working poor; and
- Unassigned (the local providers see their own patients).
Our length of stay is less than the providers’, but, of course, our follow-up expenses are high—we have a 15% 30-day readmission rate, and with no providers in the area that accept Medicaid, and almost no provision by the county to take care of indigent patients, the ER is the main de facto provider of healthcare. The majority of our discharges, therefore, have no follow-up plan.
I wonder if other hospitals in the Annals study (Ann Intern Med. 2011;155:152-159) had similar circumstances.
Stephen R. Gilmore, MD
Just a quick comment regarding your editorial “Fiddling as HM Burns” (The Hospitalist, August 2011, p. 62) with regard to our hospital in the Florida Panhandle. The 60-plus patients we see daily are:
- Indigent (most) and uninsured working poor; and
- Unassigned (the local providers see their own patients).
Our length of stay is less than the providers’, but, of course, our follow-up expenses are high—we have a 15% 30-day readmission rate, and with no providers in the area that accept Medicaid, and almost no provision by the county to take care of indigent patients, the ER is the main de facto provider of healthcare. The majority of our discharges, therefore, have no follow-up plan.
I wonder if other hospitals in the Annals study (Ann Intern Med. 2011;155:152-159) had similar circumstances.
Stephen R. Gilmore, MD
Specialization Teams Offer Providers Opportunity, Strengthen HM Group Integrity
Of the 2.7 million visitors who visit Mount Rushmore each year, some unknowingly enlist in the Rushmore (elevation 5,725 feet) stress test. Having their acute coronary syndrome at the foot of the faces can be a memorable event, providing a subsequent introduction to Rapid City Regional Hospital’s (RCRH) ED, with an average door to balloon time of 70 minutes. Other tourists, including Harley Davidson riders at the annual motorcycle rally in nearby Sturgis, S.D., find their way to RCRH as one of 750 annual trauma admissions.
The ED is one of the busiest in the state, evaluating more than 50,000 patients a year. In many cases, it is the hospitalist team that provides care for visitors and the 375,000 people served by RCRH, which includes western South Dakota, the Black Hills, three Sioux Indian reservations, Ellsworth Air Force Base, and regions of North Dakota, Wyoming, and Nebraska.
The hospitalist program at RCRH originated in 2004 with three physicians: pulmonologist Stephen Calhoon and internists Gerald Hepnar and Greg Smith. They recognized the increasing demand for inpatient management of unassigned inpatients, together with diminishing community physician resources, as an opportunity to launch the program.
With exceptional support from our chief medical officer and infectious-disease specialist, the HM group has since grown to employ 20 physicians, six nocturnists, and five nurse practitioners. We care for an average of 140 patients daily in our 370-bed facility.
—Rita McGauvran, hospitalist, nurse practitioner, Rapid City (S.D.) Regional Hospital
The hospitalist group at RCRH is comanaged by Tony Blair and Robert Houser. During the day, eight physicians each care for approximately 16 patients, with an average seven-on/seven-off schedule that starts at 7 a.m. and ends at 5 p.m. One physician provides additional swing-shift coverage. The service is capped, to protect patients, and depending on the census. Three nocturnists and a nurse practitioner manage the night shift, 5 p.m. to 7 a.m. They work 10 shifts a month, with a monthly average of 390 admissions at night. Kristi Gylten provides administrative support, and we have a dedicated coding and billing staff to keep the entire program moving forward.
With growth came the need for restructuring. Initially, a two-team focus allowed close interdisciplinary communication with physicians, pharmacy, social work, and nurse practitioners as they met each morning to plan the day. As the group expanded, however, providing care on a team-based model was logistically less possible, due to the increasing numbers of patients and providers. The original team approach has since transitioned to each physician managing their own caseload and communicating, as needed, with support staff.
There are advantages in a larger group, and Dr. Houser believes that new areas of opportunity are now available. One such area is physician specialization. Interested hospitalists at RCRH are designing a consultative-based medicine delivery system, exploring an intensivist option, expanding the nocturnist program, and beginning a geographically based model for hospitalist patients offering continuity of location, staffing, and improved delivery of care. During the first six months of the pilot geographical model, nursing and patient satisfaction scores have skyrocketed, and cost savings already are apparent.
These interdisciplinary concentrations offer providers the options to pursue individual professional interests, while at the same time strengthening and preserving the groups’ integrity. Academically, medical students and family practice residents continue to be mentored by physicians with teaching interests as they rotate through the service.
One example of a hospitalist sub-group is our chronic inpatient service. This team was created within the last year to care for a subset of longer-term patients who are managed independently by two nurse practitioners in collaboration with Dr. Houser and Marc Aldrich, MD. The goal of the chronic team service is to provide continuity of care for patients and families, with a reduced length of stay. Many are difficult-to-place patients who have few family or material resources, live in rural locations, have dialysis needs, have wound-healing issues, are quadriplegic, etc. This team is supported by a dedicated pharmacist and social worker who meet with providers daily to analyze therapy, set goals, and measure progress.
Ongoing projects for the entire group include developing a comanagement model with the orthopedic and neurosurgery inpatient service, continuing to optimize computer order entry, exploring outreach to community physicians and facilities, and visiting other HM programs to learn more about geographical models.
In such a varied and rural location, the HM program at RCRH continues to grow and adapt to meet the challenges. Feel free to visit; you will be one of millions.
Rita McGauvran, hospitalist, nurse practitioner, Rapid City (S.D.) Regional Hospital
Of the 2.7 million visitors who visit Mount Rushmore each year, some unknowingly enlist in the Rushmore (elevation 5,725 feet) stress test. Having their acute coronary syndrome at the foot of the faces can be a memorable event, providing a subsequent introduction to Rapid City Regional Hospital’s (RCRH) ED, with an average door to balloon time of 70 minutes. Other tourists, including Harley Davidson riders at the annual motorcycle rally in nearby Sturgis, S.D., find their way to RCRH as one of 750 annual trauma admissions.
The ED is one of the busiest in the state, evaluating more than 50,000 patients a year. In many cases, it is the hospitalist team that provides care for visitors and the 375,000 people served by RCRH, which includes western South Dakota, the Black Hills, three Sioux Indian reservations, Ellsworth Air Force Base, and regions of North Dakota, Wyoming, and Nebraska.
The hospitalist program at RCRH originated in 2004 with three physicians: pulmonologist Stephen Calhoon and internists Gerald Hepnar and Greg Smith. They recognized the increasing demand for inpatient management of unassigned inpatients, together with diminishing community physician resources, as an opportunity to launch the program.
With exceptional support from our chief medical officer and infectious-disease specialist, the HM group has since grown to employ 20 physicians, six nocturnists, and five nurse practitioners. We care for an average of 140 patients daily in our 370-bed facility.
—Rita McGauvran, hospitalist, nurse practitioner, Rapid City (S.D.) Regional Hospital
The hospitalist group at RCRH is comanaged by Tony Blair and Robert Houser. During the day, eight physicians each care for approximately 16 patients, with an average seven-on/seven-off schedule that starts at 7 a.m. and ends at 5 p.m. One physician provides additional swing-shift coverage. The service is capped, to protect patients, and depending on the census. Three nocturnists and a nurse practitioner manage the night shift, 5 p.m. to 7 a.m. They work 10 shifts a month, with a monthly average of 390 admissions at night. Kristi Gylten provides administrative support, and we have a dedicated coding and billing staff to keep the entire program moving forward.
With growth came the need for restructuring. Initially, a two-team focus allowed close interdisciplinary communication with physicians, pharmacy, social work, and nurse practitioners as they met each morning to plan the day. As the group expanded, however, providing care on a team-based model was logistically less possible, due to the increasing numbers of patients and providers. The original team approach has since transitioned to each physician managing their own caseload and communicating, as needed, with support staff.
There are advantages in a larger group, and Dr. Houser believes that new areas of opportunity are now available. One such area is physician specialization. Interested hospitalists at RCRH are designing a consultative-based medicine delivery system, exploring an intensivist option, expanding the nocturnist program, and beginning a geographically based model for hospitalist patients offering continuity of location, staffing, and improved delivery of care. During the first six months of the pilot geographical model, nursing and patient satisfaction scores have skyrocketed, and cost savings already are apparent.
These interdisciplinary concentrations offer providers the options to pursue individual professional interests, while at the same time strengthening and preserving the groups’ integrity. Academically, medical students and family practice residents continue to be mentored by physicians with teaching interests as they rotate through the service.
One example of a hospitalist sub-group is our chronic inpatient service. This team was created within the last year to care for a subset of longer-term patients who are managed independently by two nurse practitioners in collaboration with Dr. Houser and Marc Aldrich, MD. The goal of the chronic team service is to provide continuity of care for patients and families, with a reduced length of stay. Many are difficult-to-place patients who have few family or material resources, live in rural locations, have dialysis needs, have wound-healing issues, are quadriplegic, etc. This team is supported by a dedicated pharmacist and social worker who meet with providers daily to analyze therapy, set goals, and measure progress.
Ongoing projects for the entire group include developing a comanagement model with the orthopedic and neurosurgery inpatient service, continuing to optimize computer order entry, exploring outreach to community physicians and facilities, and visiting other HM programs to learn more about geographical models.
In such a varied and rural location, the HM program at RCRH continues to grow and adapt to meet the challenges. Feel free to visit; you will be one of millions.
Rita McGauvran, hospitalist, nurse practitioner, Rapid City (S.D.) Regional Hospital
Of the 2.7 million visitors who visit Mount Rushmore each year, some unknowingly enlist in the Rushmore (elevation 5,725 feet) stress test. Having their acute coronary syndrome at the foot of the faces can be a memorable event, providing a subsequent introduction to Rapid City Regional Hospital’s (RCRH) ED, with an average door to balloon time of 70 minutes. Other tourists, including Harley Davidson riders at the annual motorcycle rally in nearby Sturgis, S.D., find their way to RCRH as one of 750 annual trauma admissions.
The ED is one of the busiest in the state, evaluating more than 50,000 patients a year. In many cases, it is the hospitalist team that provides care for visitors and the 375,000 people served by RCRH, which includes western South Dakota, the Black Hills, three Sioux Indian reservations, Ellsworth Air Force Base, and regions of North Dakota, Wyoming, and Nebraska.
The hospitalist program at RCRH originated in 2004 with three physicians: pulmonologist Stephen Calhoon and internists Gerald Hepnar and Greg Smith. They recognized the increasing demand for inpatient management of unassigned inpatients, together with diminishing community physician resources, as an opportunity to launch the program.
With exceptional support from our chief medical officer and infectious-disease specialist, the HM group has since grown to employ 20 physicians, six nocturnists, and five nurse practitioners. We care for an average of 140 patients daily in our 370-bed facility.
—Rita McGauvran, hospitalist, nurse practitioner, Rapid City (S.D.) Regional Hospital
The hospitalist group at RCRH is comanaged by Tony Blair and Robert Houser. During the day, eight physicians each care for approximately 16 patients, with an average seven-on/seven-off schedule that starts at 7 a.m. and ends at 5 p.m. One physician provides additional swing-shift coverage. The service is capped, to protect patients, and depending on the census. Three nocturnists and a nurse practitioner manage the night shift, 5 p.m. to 7 a.m. They work 10 shifts a month, with a monthly average of 390 admissions at night. Kristi Gylten provides administrative support, and we have a dedicated coding and billing staff to keep the entire program moving forward.
With growth came the need for restructuring. Initially, a two-team focus allowed close interdisciplinary communication with physicians, pharmacy, social work, and nurse practitioners as they met each morning to plan the day. As the group expanded, however, providing care on a team-based model was logistically less possible, due to the increasing numbers of patients and providers. The original team approach has since transitioned to each physician managing their own caseload and communicating, as needed, with support staff.
There are advantages in a larger group, and Dr. Houser believes that new areas of opportunity are now available. One such area is physician specialization. Interested hospitalists at RCRH are designing a consultative-based medicine delivery system, exploring an intensivist option, expanding the nocturnist program, and beginning a geographically based model for hospitalist patients offering continuity of location, staffing, and improved delivery of care. During the first six months of the pilot geographical model, nursing and patient satisfaction scores have skyrocketed, and cost savings already are apparent.
These interdisciplinary concentrations offer providers the options to pursue individual professional interests, while at the same time strengthening and preserving the groups’ integrity. Academically, medical students and family practice residents continue to be mentored by physicians with teaching interests as they rotate through the service.
One example of a hospitalist sub-group is our chronic inpatient service. This team was created within the last year to care for a subset of longer-term patients who are managed independently by two nurse practitioners in collaboration with Dr. Houser and Marc Aldrich, MD. The goal of the chronic team service is to provide continuity of care for patients and families, with a reduced length of stay. Many are difficult-to-place patients who have few family or material resources, live in rural locations, have dialysis needs, have wound-healing issues, are quadriplegic, etc. This team is supported by a dedicated pharmacist and social worker who meet with providers daily to analyze therapy, set goals, and measure progress.
Ongoing projects for the entire group include developing a comanagement model with the orthopedic and neurosurgery inpatient service, continuing to optimize computer order entry, exploring outreach to community physicians and facilities, and visiting other HM programs to learn more about geographical models.
In such a varied and rural location, the HM program at RCRH continues to grow and adapt to meet the challenges. Feel free to visit; you will be one of millions.
Rita McGauvran, hospitalist, nurse practitioner, Rapid City (S.D.) Regional Hospital
Dedicated Texas Team Improves Quality of Care
I have been a hospitalist for eight years but joined SHM two and a half years ago at the encouragement of my sister, a hospitalist program director in New York. I am the chief of staff and have been the sole hospitalist at a rural Texas hospital since April of this year, as the other hospitalist was let go. I decided to be the only hospitalist for a while so that I would be able to take the responsibility on myself to improve core measures, decrease readmissions, etc. Quite honestly, it had been a challenge getting our core measures up, per CMS requirements, for a number of reasons (physicians, staff, etc.)
Through all that I have learned from SHM over the past two and a half years, I am pleased to report that we were the only hospital in a 100-mile radius to be at the 99th percentile on our Press Ganey scores and HCAPS. As a matter of fact, we scored 14th in the state of Texas.
It took a lot of dedication on all of our parts, including the RNs, MDs, and other hospital staff to make it happen, but we were determined to provide the quality of care our patients deserve—and we did it.
Thank you, SHM, for your leadership in striving for excellence!
I. Upendran, MD, chief of staff, East Texas Medical Center, Regional Healthcare System, Tyler, Texas
I have been a hospitalist for eight years but joined SHM two and a half years ago at the encouragement of my sister, a hospitalist program director in New York. I am the chief of staff and have been the sole hospitalist at a rural Texas hospital since April of this year, as the other hospitalist was let go. I decided to be the only hospitalist for a while so that I would be able to take the responsibility on myself to improve core measures, decrease readmissions, etc. Quite honestly, it had been a challenge getting our core measures up, per CMS requirements, for a number of reasons (physicians, staff, etc.)
Through all that I have learned from SHM over the past two and a half years, I am pleased to report that we were the only hospital in a 100-mile radius to be at the 99th percentile on our Press Ganey scores and HCAPS. As a matter of fact, we scored 14th in the state of Texas.
It took a lot of dedication on all of our parts, including the RNs, MDs, and other hospital staff to make it happen, but we were determined to provide the quality of care our patients deserve—and we did it.
Thank you, SHM, for your leadership in striving for excellence!
I. Upendran, MD, chief of staff, East Texas Medical Center, Regional Healthcare System, Tyler, Texas
I have been a hospitalist for eight years but joined SHM two and a half years ago at the encouragement of my sister, a hospitalist program director in New York. I am the chief of staff and have been the sole hospitalist at a rural Texas hospital since April of this year, as the other hospitalist was let go. I decided to be the only hospitalist for a while so that I would be able to take the responsibility on myself to improve core measures, decrease readmissions, etc. Quite honestly, it had been a challenge getting our core measures up, per CMS requirements, for a number of reasons (physicians, staff, etc.)
Through all that I have learned from SHM over the past two and a half years, I am pleased to report that we were the only hospital in a 100-mile radius to be at the 99th percentile on our Press Ganey scores and HCAPS. As a matter of fact, we scored 14th in the state of Texas.
It took a lot of dedication on all of our parts, including the RNs, MDs, and other hospital staff to make it happen, but we were determined to provide the quality of care our patients deserve—and we did it.
Thank you, SHM, for your leadership in striving for excellence!
I. Upendran, MD, chief of staff, East Texas Medical Center, Regional Healthcare System, Tyler, Texas
Six Ways You Can Help Reduce HAIs in Your Hospital
- Encourage good hand hygiene. This should be obvious, but hospitals are struggling to achieve compliance rates of even 50%. One study has found significant improvement by appealing to medical providers’ altruistic sense: “Hand hygiene prevents patients from catching diseases.”1
- Embrace checklists. If they work for airline pilots, they can work for you. Study after study has supported their effectiveness, particularly in preventing CLABSIs and CAUTIs when well-integrated into a multifaceted approach.
- Bundle up. A bundled approach that emphasized proper hand hygiene, disinfection, catheter avoidance, and timely removal cut CLABSI rates by morethan half, on average, in Veterans Administration ICUs throughout the U.S.2
- Team up. For a C. diff-reduction effort at Kaiser Permanente Medical Center in Santa Clara, Calif., success meant getting doctors, nurses, specialists, and administrators on board, both to brainstorm and to sustain momentum.
- Be a role model. Consistently following HAI-prevention protocols, such as contact precautions, can make adherence contagious—in a very good way.
- Be an innovator. By virtue of being ubiquitous in inpatient wards, hospitalists know what works and what doesn’t; your insight can be particularly valuable for a team-based, HAI-reduction effort.
References
- Grant AM, Hofmann DA. It’s not all about me: Motivating hospital hand hygiene by focusing on patients. Psychol Sci. 2011;22:1494-1499.
- Render ML, Hasselbeck R, Freyberg RW, Hofer TP, et al. Reduction of central line infections in Veterans Administration intensive care units: an observational cohort using a central infrastructure to support learning and improvement. BMJ Qual Saf. 2011;20(8):725-732.
- Encourage good hand hygiene. This should be obvious, but hospitals are struggling to achieve compliance rates of even 50%. One study has found significant improvement by appealing to medical providers’ altruistic sense: “Hand hygiene prevents patients from catching diseases.”1
- Embrace checklists. If they work for airline pilots, they can work for you. Study after study has supported their effectiveness, particularly in preventing CLABSIs and CAUTIs when well-integrated into a multifaceted approach.
- Bundle up. A bundled approach that emphasized proper hand hygiene, disinfection, catheter avoidance, and timely removal cut CLABSI rates by morethan half, on average, in Veterans Administration ICUs throughout the U.S.2
- Team up. For a C. diff-reduction effort at Kaiser Permanente Medical Center in Santa Clara, Calif., success meant getting doctors, nurses, specialists, and administrators on board, both to brainstorm and to sustain momentum.
- Be a role model. Consistently following HAI-prevention protocols, such as contact precautions, can make adherence contagious—in a very good way.
- Be an innovator. By virtue of being ubiquitous in inpatient wards, hospitalists know what works and what doesn’t; your insight can be particularly valuable for a team-based, HAI-reduction effort.
References
- Grant AM, Hofmann DA. It’s not all about me: Motivating hospital hand hygiene by focusing on patients. Psychol Sci. 2011;22:1494-1499.
- Render ML, Hasselbeck R, Freyberg RW, Hofer TP, et al. Reduction of central line infections in Veterans Administration intensive care units: an observational cohort using a central infrastructure to support learning and improvement. BMJ Qual Saf. 2011;20(8):725-732.
- Encourage good hand hygiene. This should be obvious, but hospitals are struggling to achieve compliance rates of even 50%. One study has found significant improvement by appealing to medical providers’ altruistic sense: “Hand hygiene prevents patients from catching diseases.”1
- Embrace checklists. If they work for airline pilots, they can work for you. Study after study has supported their effectiveness, particularly in preventing CLABSIs and CAUTIs when well-integrated into a multifaceted approach.
- Bundle up. A bundled approach that emphasized proper hand hygiene, disinfection, catheter avoidance, and timely removal cut CLABSI rates by morethan half, on average, in Veterans Administration ICUs throughout the U.S.2
- Team up. For a C. diff-reduction effort at Kaiser Permanente Medical Center in Santa Clara, Calif., success meant getting doctors, nurses, specialists, and administrators on board, both to brainstorm and to sustain momentum.
- Be a role model. Consistently following HAI-prevention protocols, such as contact precautions, can make adherence contagious—in a very good way.
- Be an innovator. By virtue of being ubiquitous in inpatient wards, hospitalists know what works and what doesn’t; your insight can be particularly valuable for a team-based, HAI-reduction effort.
References
- Grant AM, Hofmann DA. It’s not all about me: Motivating hospital hand hygiene by focusing on patients. Psychol Sci. 2011;22:1494-1499.
- Render ML, Hasselbeck R, Freyberg RW, Hofer TP, et al. Reduction of central line infections in Veterans Administration intensive care units: an observational cohort using a central infrastructure to support learning and improvement. BMJ Qual Saf. 2011;20(8):725-732.
Why Surgeons Can Say “No”
Each day, hospitalists interact with a variety of specialists and sub‐specialists to provide consultative or procedural assistance in care of their patients. Physicians have a duty to practice beneficently and to simultaneously respect patients' autonomy.1 Whether to offer a treatment is a function of many variables, but when benefits approach zero, or when risks substantially outweigh benefits, physicians may justifiably withhold therapies without assent or consent of patients.2 The purpose of this article is to explore why it is accepted practice in the United States to permit unilateral withholding of some potentially life‐prolonging treatments (eg, surgery as the paradigm), while it is not common practice for other critical care procedures (eg, cardiopulmonary resuscitation [CPR]). We offer that these examples demonstrate the tension of 2 pillars of medical ethical conduct, namely beneficence and respect of autonomy.1
Consider 2 real cases that demonstrated a juxtaposition of diametrically opposing views of thoughtful, capable surgeons asked to provide life‐saving surgery to critically ill patients.
CASE 1
A 33‐year‐old man, with a history of obesity, presents with mild epigastric pain and hematemesis of a day's duration. Endoscopic evaluation demonstrates a deep gastric ulcer with visible vessel that is injected with epinephrine. He is transferred to the medical intensive care unit (ICU) for monitoring and has an uneventful first 24 hours. On his second hospital day, he develops severe epigastric pain of sudden onset, accompanied by light‐headedness. He is diaphoretic and dyspneic, sitting bolt upright. His body mass index (BMI) is 40 kg/m2, and his vital signs are: 130/min, 140/80 mmHg, 30/min, 99.0F. Examination is normal except for severe upper abdominal tenderness, absent bowel sounds, and voluntary guarding. Abdominal computed tomography demonstrates a perforation, free air, and a loculated collection adjacent to the original ulcer. He is treated with 4 liters of crystalloids, oxygen, and an emergent surgical consultation is performed. The examining surgeon confirms the diagnosis of acute perforation, but asserts that his operative risk of mortality, due to obesity, is excessive. He will never get off the ventilator. He advises watchful waiting. The medical intensivist believes the patient will die without surgery; he asks for a second opinion. A more senior colleague assesses the patient and reiterates the first surgeon's opinion. The intensivist begins preparations to transfer the patient to the nearest tertiary care center for a third opinion, when the surgeons reverse themselves. The patient is taken to surgery where the collection is removed, with partial gastrectomy. He is extubated in the recovery room, spends 12 hours in the ICU, and is transferred to the wards where he undergoes an uneventful recovery.
CASE 2
A 50‐year‐old man, with a history of end‐stage alcoholic cirrhosis, presents to the intensive care unit with respiratory embarrassment associated with tense ascites, complicated by pneumococcal pneumonia. He responds to antibiotics but has rapidly reaccumulating ascites, where large volume paracentesis (of 4‐5 liters of transudative fluid) is required every 3 to 4 days to promote weaning trials. On his 20th hospital day, the patient develops fulminant septic shock, and work‐up reveals free air in the abdomen. A Board‐certified critical care surgeon meets with the family and informs them that he is willing to attempt exploratory laparotomy, but that operative mortality exceeds 95%. However, he was willing to try because the alternative otherwise is >99% mortality. The family asks for surgery, which reveals a small perforation, but the patient dies shortly thereafter.
In both cases, patients were very likely, if not certain, to die without operative procedures. Equally certain, the (critical care) surgeon in the second case might find case 1s surgeons neglectful. And they might consider operating on case 2with >95% preoperative mortalitymalpractice.
WHY IS SURGERY DIFFERENT FROM CPR? BENEFICENCE VERSUS AUTONOMY MODELS
Why can surgeons withhold potentially life‐saving surgery, whereas most US physicianssurgeons or internistsdo not (routinely) unilaterally withhold CPR or mechanical ventilation?3 A variety of possible reasons may underlie this asymmetry. First, to compel a surgeon to cut another human against his/her judgment would violate the surgeon's autonomy. But why is the act of cutting viewed differently from the act of intubating and ventilating, or compressing and shocking? The bodily integrity of the patient is violated in both. Nobody would take issue with a surgeon who assesses a 2% chance of survival and so does not offer surgery. Yet physicians struggle often with patients/surrogates who demand CPR/mechanical ventilation for similar prognoses.4 In the United States, CPR has crept into general acceptance (ie, when the only other option is death) as a system‐wide default. In the case of surgery, the judgment of the physician is accepted both by patients and the medical establishment, whereas for CPRwith hypothetically identical consequencesthe patient must opt out. Neither model is right or wrong; but the focus in the balance of decision‐making (paternalism/beneficence vs autonomy) is different.
Albert Jonsen introduced the rule of rescue which suggests that we have an instinctive response to rescue the doomed.5 Surgeons can make the reasonable argument that, in some cases, surgery is only likely to hasten death, and so beneficence requires that they not provide it. The same argument cannot be made for CPR; we do not provide it until patients have already died. And some (albeit small) fraction of the sickest patients survive. For example, 6.4% of those on 2 or more vasopressors who arrest, survive hospitalization.4 Another distinction between CPR and surgery is that when a physician does not withhold CPR for a patient who he thinks is not likely to benefit, he is ordinarily not the party providing the CPR. Most hospitals have teams of individuals who may or may not know the patient and the precise pathophysiology and ethics of their case. So there is greater physical distance (than with surgery) between making the decision and performing the procedure. Moreover, the process of informed consent is temporally proximate and prior to the need for surgery, whereas informed consent is not uniformly obtained a priori, and never after cardiac arrest in a patient who has not previously opted out.
PROBLEMS INHERENT IN BOTH EXTREMES
Viewed through the prism of ethical principlism,1 the ability to withhold surgery may be viewed as beneficence‐strong/autonomy‐weak (BS/AW) whereas prohibiting physicians from withholding CPR when it is only likely to prolong death is beneficence‐weak/autonomy‐strong (BW/AS). These extremes have definable risks that can be named and minimized.
Risks of Beneficence at the Expense of Autonomy
All physicians routinely assess patients to determine whether the risk of a particular intervention (eg, surgery or CPR) outweighs potential benefits. Since unilateral withholding of CPR has not been studied, we can only examine what is known about factors that may impact decisions to withhold surgery. While an elegant study demonstrated substantial interoperator variability of surgeons' opinions for elective cases,1 no similar studies have been performed to quantify or qualify this problem for emergency cases. Nonetheless, some factors that may contribute include:
-
Knowledge and heuristicsWe only know what we know. So the surgeon's knowledge about a particular surgical problem and heuristics are sure to contribute to the result of the calculus preceding whether to offer surgery.610 Unilateral withholding of any potentially life‐saving therapy (surgery or CPR) should be predicated on near‐certitude. Unfortunately, clinicians of all specialties are not particularly good at prognosticating. All available evidence suggests that doctors are very poor at predicting which severely ill patients will live or die, and when.1113 In a study that calls into serious question the accuracy of prognostication of critically ill patients, Meadow and colleagues showed that only half of patients with a prediction of death before discharge actually died in hospital.11 So the clinical judgment upon which risk estimates are predicated, are themselves imprecise and vulnerable to a multitude of heuristics.8
-
Risk aversionRisk proclivity is inherent in all medical disciplines, and is likely impacted by a multitude of factors, including genetics,14, 15 upbringing, moral beliefs, fear of litigation (even if reduced by informed consent), and effect of bad outcomes on reputation and morale. A review demonstrates the epidemiology of risk‐taking across various disciplines, but there is very little data regarding the impact of risk and ambiguity on surgeons' practice.16 Medical culture can also impact risk aversion. Morbidity and Mortality Conference (M&M) could serve as a disincentive to undertaking risky care, but such fears can be attenuated by minimizing cultures of blame.17
-
ExperienceThere is scarce data on the effects of years of experience on surgeons' practice. It is plausible that surgeons with greater experiencewith a more extensive personal library of casesare more comfortable or certain about outcomes. There is data to support that older surgeons are more risk‐averse, but the reasons have not been deciphered.18
-
Death by omission or commissionEthicists argue that if the result is the same (ie, the patient is very likely to die irrespective), acts of commission are not morally distinguishable from those of omission. Yet, clinicians in various fields are predisposed to omission bias, that is, when faced with the choice of action or inaction, when the result is likely to be the same, we often favor inaction.1921 So it is not surprising that some surgeons, when faced with difficult, lifedeath decisions regarding surgery, favor omission, because to actto perform surgery and the patient dies nonethelessincludes the possibility that their action could have caused the death, whereas the result from the alternative (ie, no surgery) is unknown.20 The reciprocal is also true, but omission bias allows the surgeon to attribute death entirely to the disease (even if there was a small chance that surgery could have changed the course). If the chances of success of surgery are small, and the chances of death and/or prolonging suffering are substantially larger, beneficence (and non‐malfeasance) is certainly an appropriate consideration.2 But the thresholds, that is, percent likelihood of success versus percent likelihood of failure defined as death or prolonged suffering, at which surgeons withhold (ie, omit consideration; don't offer surgery) will vary based on their own views of professional and moral obligation,22 and some of the factors (ie, knowledge, heuristics, risk aversion) suggested above.
Withholding CPR does not cause the death of the patient, who has already died. We may have hard‐wired survival bias that CPR will not harm a dead personbecause success entails life. There is an intrinsic (biological or value‐laden) presumption that life is always preferable to death, so there is nothing to lose. Yet many patients don't want CPR after they've learned the risks, benefits, and alternatives.23 And beyond issues of patient autonomy, CPR by default has a number of additional negative consequences, including reinforcement of false optimism,24 prolongation of dying in many initial survivors, and distress to clinicians who administer this invasive therapy to some patients who are highly unlikely to benefit. But, as Pope articulates, there is currently a now supposed right of patients to make requests for non‐indicated CPR.24
-
OtherMedical decision‐making is an extremely complex process and is certainly impacted by a multitude of variables. Even nonmedical or logistic exigencies, not considered here, couldin theoryaffect or frame decisions. Surgery often involves hours of hard work and a large emotional investment, whereas CPR is a relatively impersonal procedure, most often performed on an individual we don't know, and seldom lasting for more than an hour. So it is possible that differences in operators' personal/emotional investment impact the apparent inconsistency (of why surgeons can say no, while it is rare to unilaterally withhold CPR).
Other psychological factors, including patients' expectations and physicians' fears may also play a role. Popular culture has (mis‐)shapen patients' understanding of CPR, grossly overestimating success of the procedure.25 Misunderstanding is coupled to creep of CPR from a procedure initially introduced for highly selected cardiac care patients, to a default/right for all Americans. Patients simply don't expect life‐saving surgery on demand; whether it's the mystery of the OR, or some other factor, they're more willing to rely on the surgeon's clinical judgment.
We offer the 4 possibilities discussed above, not as an exhaustive list, but rather to spur greater consideration and discourse on this subject. Even a survey, similar to that undertaken by Rutkow and colleagues to examine elective surgery decisions,6 would be a first step to answering this question with more precision and detail.
RECOMMENDATIONS FOR MINIMIZING ETHICAL RISKS
Life‐Saving Surgery
The inherent ethical risks of extremes (eg, BS/AW as with withholding surgery vs BW/AS as with CPR) can be attenuated. Those who are highly uncomfortable with high risk could make it known, and their exposure to covering in situations where high‐risk patients are likely to be encountered could be minimized wherever possible. In recent years, acute care surgeons have been self‐selected and trained to deal with critically ill patients.26 It stands to reason that ranges of risk aversion are likely to exist among surgeonsand that those who select acute care surgery will have greater facility and comfort with high‐risk critically ill patients. Since there are insufficient acute care surgeons in the country, even if they were preferable (which is unproven) for high‐risk critical care surgery, general surgeons would still be required to fill the manpower gap to staff acute care hospitals appropriately for these problems.26, 27 Surgery, like all of Medicine, will always remain as much art as science, and variability is sure to impact what decisions are made in the care of acutely ill patients; it is a premise of being human. Those who know that they are risk‐averse, but are in a situation of assessing a case with very high but not 100% risk, could acknowledge this in their assessments and offer opportunities for second opinions using validated prognostic tools where possible.28
As some have suggested,9 metacognition, that is, greater attention to thinking about how we think, should be included in all medical curricula. If we consider carefully is there no chance of survival or only small chance of survival, then an optimal model of shared decision‐making can result. For those where they estimate no chance: It is my best professional opinion that your loved one will certainly die if surgery is performed, so I cannot provide it in good faith. But since this decision involves such finality, I'm glad to help you obtain a second opinion if it will help your peace of mind. Or: It is my best professional opinion that your loved one will die without surgery. While there may be a very remote possibility of a miracle, surgery is only likely to prolong death and suffering; the likelihood of survival is very low and the quality of that survival is likely to be very poor what would he want? Such an approach acknowledges the imprecision of medical science, and fully respects autonomy of patients. Beneficence, non‐malfeasance, and respect of autonomy can be served simultaneously without unilateral withholding, in those cases where perioperative mortality is not believed to be 100%.
Additionally, metacognition is a deliberate method for increasing the likelihood that our conclusions are predicated on sound medical science and judgment, and not on biases (eg, heuristics), exigencies related to the healthcare system (eg, resource/personnel availability), fear of litigation, or patient traits. To the extent that socioeconomic variables impact the quality and quantity of care provided to American citizens,29 it is particularly imperative that unconscious, value‐laden effectors of behavior not impact life and death decisions.
Surgical leaders should provide psychological safety30 for surgeons who offer surgery that is not futile, but highly unlikely to succeed, if proper care is taken to quantify and share risks, benefits, and alternatives with patients/surrogates.
Finally, medical physicians who request surgical consultations should always communicate directly, whenever possible, with surgical colleagues. Not infrequently, details are clarified that permit the most accurate costbenefit ratio. If a surgeon feels that surgery will only prolong dying or cause immediate death, and the internist is not so sure (as in case 1 above), a second opinion can be requested respectfully.
Withholding Cardiopulmonary Resuscitation
Unilateral withholding of CPR is a more difficult problem. Since some (albeit a small percentage) of even the most critically ill patients survive, it would be difficult to assert that CPR would be futile in the preponderance of very ill patients.4 There is simply no tool that pre‐defines with certainty successes and failure. There are patients with end‐stage diseases (eg, widely metastatic cancer, end‐stage dementia, or heart disease) where the short‐term prognosis without cardiac arrest is abysmal, and survival after CPR is only likely to extend a patient's suffering. To date, some medical cultures, notably the United States, have not allowed physicians to act beneficently to withhold CPR in such circumstances, requiring instead consent or assent of the patient or surrogate.31, 32 For those who practice in this model, there is room for greater beneficence at the expense of autonomy, but such will come only if accepted norms of conduct change in this medical culture. Medical norms in other countries permit physicians greater latitude to withhold CPR in such situations,33 whereas it is not common in the United States. The risk, of course, is that CPR is withheld unilaterally for patients who otherwise would have wanted it and survived. Nonetheless, perhaps greater emphasis on truly informed consent for CPR increases our duty to beneficence and reduces the likelihood that a patient will insist on CPR that is contrary to their best (medical) interests. There is abundant evidence that patients do not fully understand the risks, benefits, and alternatives of CPR, but when apprised, many opt out.23 The improbable likelihood of survival and the long‐term prognosis (including quality of life) following CPR, and the resulting stay in the critical care unit, should be included in truly informed consent for this procedure. Then, beneficence can be served more fully, albeit short of unilateral withholding. Importantly, while informed consent for CPR may respect patient autonomy, it does not address the (arguably incorrect) notion that CPR is a right.24 Such a shift in views/practicesof both clinicians and laypersonsmight require substantial investment by professional societies and policy‐makers to engage citizens. It has taken 50 years for CPR to be viewed as a right in the United States, and it is likely to require considerable focus and effort to modify that expectation.
Our acutely and critically ill patients are most vulnerable and at the highest risk of adverse and irreversible consequences resulting from medical decisionswhether for surgical or nonsurgical treatments. We will never eliminate entirely interprovider variability of skills and behaviors. But to the extent possible, we might acknowledge and attenuate, where possible, human and systems features that contribute to inconsistent care. It is worth stressing here that while this discussion has been focused through the prism of surgical care, these concepts apply to all medical disciplines. A transparent, mindful approachthat applies shared, rather than unilateral decision‐making, whenever possiblemay simultaneously protect the autonomy of both physicians and patients.
Postscript
Interested readers can explore this topic in greater detail in: Lo B. Resolving Ethical Dilemmas: A Guide for Clinicians. Philadelphia, PA: Lippincott Williams & Wilkins; 2009.
- Medical professionalism in the new millennium: a physician charter.Ann Intern Med.2002;136:243–246.
- Opinion 2.035: Futile Care. AMA Code of Medical Ethics. Available at: http://www.ama‐assn.org/ama/pub/physician‐resources/medical‐ethics/code‐medical‐ethics/opinion2035.page. Accessed March 23,2011.
- .The Texas advance directives act is ethically flawed: medical futility disputes must be resolved by a fair process.Chest.2009;136:971–973.
- ,,, et al.Outcomes of critically ill patients who received cardiopulmonary resuscitation.Am J Respir Crit Care Med.2010;182:501–506.
- .Bentham in a box: technology assessment and health care allocation.Law Med Health Care.1986;14:172–174.
- ,,.Surgical decision making. The reliability of clinical judgment.Ann Surg.1979;190:409–419.
- ,,.Risk taking and tolerance of uncertainty: implications for surgeons.J Surg Res.2006;131:1–6.
- .Simple inference heuristics versus complex decision machines.Minds and Machines.1999;9:461–477.
- ,,.Surgeons and cognitive processes.Br J Surg.2003;90:1–6.
- ,,,,,.Evaluation of patients with severe symptomatic aortic stenosis who do not undergo aortic valve replacement: the potential role of subjectively overestimated operative risk.Circ Cardiovasc Qual Outcomes.2009;2:533–539.
- ,,, et al.Power and limitations of daily prognostications of death in the medical intensive care unit.Crit Care Med.2011;39:474–479.
- ,.Extent and determinants of error in doctors' prognoses in terminally ill patients: prospective cohort study.BMJ.2000;320:469–473.
- ,.Prognostic disclosure to patients with cancer near the end of life.Ann Intern Med.2001;134:1096–1105.
- ,,,.Genetic and environmental influences on disordered gambling in men and women.Arch Gen Psychiatry.2010;67:624–630.
- ,,,,.The dopamine transporter gene, a spectrum of most common risky behaviors, and the legal status of the behaviors.PLoS ONE.2010;22:e935216..
- ,,, et al.An international comparison of physicians' judgments of outcome rates of cardiac procedures and attitudes toward risk, uncertainty, justifiability and regret.Med Decis Making.1998;18:131–140.
- ,,,,.Educational quality improvement report: outcomes from a revised morbidity and mortality format that emphasized patient safety.Qual Saf Health Care.2007;16:422–427.
- ,,,.Risk attitudes of anesthesiologists and surgeons in clinical decision making with expected years of life.J Clin Anesthesia.2000;12:146–150.
- .Intention and the omission bias: omissions perceived as nondecisions.Acta Psychol.1996;93:161–172.
- ,,, et al.An objective analysis of process errors in trauma resuscitations.Acad Emerg Med.2000;1303–1310.
- ,,.Omission bias and decision making in pulmonary and critical care medicine.Chest.2005;128:1497–1505.
- .Professing ethically. On the place of ethics in defining decisions.JAMA.1983;249:1305–1310.
- ,,, et al.The influence of the probability of survival on patients' preferences regarding cardiopulmonary resuscitation.N Engl J Med.1994;330:545–549.
- .Restricting CPR to patients who provide informed consent will not permit physicians to unilaterally refuse requested CPR.Am J Bioethics.2010;10:82–83.
- ,,.Cardiopulmonary resuscitation on television. Miracles and misinformation.N Engl J Med.1996;334:1578–1582.
- ,.Acute care surgery in evolution.Crit Care Med.2010;38:S405–S410.
- ,,,.Acute care surgery survey: opinion of surgeons about a new training paradigm.Arch Surg.2011;146:101–106.
- ,,,.ASA classification and perioperative variables as predictors of postoperative outcome.Br J Anaesth.1996;77:217–222.
- ,.Multicultural Medicine and Health Disparities.New York, NY:McGraw‐Hill;2006.
- ,.Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams.J Organiz Behav.2006;27:941–966.
- .Counterpoint: is it ethical to order “do not resuscitation” without patient consent?Chest.2007;132:751–754.
- ,.Point: the ethics of unilateral “do not resuscitate” orders: the role of “informed assent.”Chest.2007;132:748–751.
- ,,,.Reviving the conversation around CPR/DNR.Am J Bioethics.2010;10:61–67.
Each day, hospitalists interact with a variety of specialists and sub‐specialists to provide consultative or procedural assistance in care of their patients. Physicians have a duty to practice beneficently and to simultaneously respect patients' autonomy.1 Whether to offer a treatment is a function of many variables, but when benefits approach zero, or when risks substantially outweigh benefits, physicians may justifiably withhold therapies without assent or consent of patients.2 The purpose of this article is to explore why it is accepted practice in the United States to permit unilateral withholding of some potentially life‐prolonging treatments (eg, surgery as the paradigm), while it is not common practice for other critical care procedures (eg, cardiopulmonary resuscitation [CPR]). We offer that these examples demonstrate the tension of 2 pillars of medical ethical conduct, namely beneficence and respect of autonomy.1
Consider 2 real cases that demonstrated a juxtaposition of diametrically opposing views of thoughtful, capable surgeons asked to provide life‐saving surgery to critically ill patients.
CASE 1
A 33‐year‐old man, with a history of obesity, presents with mild epigastric pain and hematemesis of a day's duration. Endoscopic evaluation demonstrates a deep gastric ulcer with visible vessel that is injected with epinephrine. He is transferred to the medical intensive care unit (ICU) for monitoring and has an uneventful first 24 hours. On his second hospital day, he develops severe epigastric pain of sudden onset, accompanied by light‐headedness. He is diaphoretic and dyspneic, sitting bolt upright. His body mass index (BMI) is 40 kg/m2, and his vital signs are: 130/min, 140/80 mmHg, 30/min, 99.0F. Examination is normal except for severe upper abdominal tenderness, absent bowel sounds, and voluntary guarding. Abdominal computed tomography demonstrates a perforation, free air, and a loculated collection adjacent to the original ulcer. He is treated with 4 liters of crystalloids, oxygen, and an emergent surgical consultation is performed. The examining surgeon confirms the diagnosis of acute perforation, but asserts that his operative risk of mortality, due to obesity, is excessive. He will never get off the ventilator. He advises watchful waiting. The medical intensivist believes the patient will die without surgery; he asks for a second opinion. A more senior colleague assesses the patient and reiterates the first surgeon's opinion. The intensivist begins preparations to transfer the patient to the nearest tertiary care center for a third opinion, when the surgeons reverse themselves. The patient is taken to surgery where the collection is removed, with partial gastrectomy. He is extubated in the recovery room, spends 12 hours in the ICU, and is transferred to the wards where he undergoes an uneventful recovery.
CASE 2
A 50‐year‐old man, with a history of end‐stage alcoholic cirrhosis, presents to the intensive care unit with respiratory embarrassment associated with tense ascites, complicated by pneumococcal pneumonia. He responds to antibiotics but has rapidly reaccumulating ascites, where large volume paracentesis (of 4‐5 liters of transudative fluid) is required every 3 to 4 days to promote weaning trials. On his 20th hospital day, the patient develops fulminant septic shock, and work‐up reveals free air in the abdomen. A Board‐certified critical care surgeon meets with the family and informs them that he is willing to attempt exploratory laparotomy, but that operative mortality exceeds 95%. However, he was willing to try because the alternative otherwise is >99% mortality. The family asks for surgery, which reveals a small perforation, but the patient dies shortly thereafter.
In both cases, patients were very likely, if not certain, to die without operative procedures. Equally certain, the (critical care) surgeon in the second case might find case 1s surgeons neglectful. And they might consider operating on case 2with >95% preoperative mortalitymalpractice.
WHY IS SURGERY DIFFERENT FROM CPR? BENEFICENCE VERSUS AUTONOMY MODELS
Why can surgeons withhold potentially life‐saving surgery, whereas most US physicianssurgeons or internistsdo not (routinely) unilaterally withhold CPR or mechanical ventilation?3 A variety of possible reasons may underlie this asymmetry. First, to compel a surgeon to cut another human against his/her judgment would violate the surgeon's autonomy. But why is the act of cutting viewed differently from the act of intubating and ventilating, or compressing and shocking? The bodily integrity of the patient is violated in both. Nobody would take issue with a surgeon who assesses a 2% chance of survival and so does not offer surgery. Yet physicians struggle often with patients/surrogates who demand CPR/mechanical ventilation for similar prognoses.4 In the United States, CPR has crept into general acceptance (ie, when the only other option is death) as a system‐wide default. In the case of surgery, the judgment of the physician is accepted both by patients and the medical establishment, whereas for CPRwith hypothetically identical consequencesthe patient must opt out. Neither model is right or wrong; but the focus in the balance of decision‐making (paternalism/beneficence vs autonomy) is different.
Albert Jonsen introduced the rule of rescue which suggests that we have an instinctive response to rescue the doomed.5 Surgeons can make the reasonable argument that, in some cases, surgery is only likely to hasten death, and so beneficence requires that they not provide it. The same argument cannot be made for CPR; we do not provide it until patients have already died. And some (albeit small) fraction of the sickest patients survive. For example, 6.4% of those on 2 or more vasopressors who arrest, survive hospitalization.4 Another distinction between CPR and surgery is that when a physician does not withhold CPR for a patient who he thinks is not likely to benefit, he is ordinarily not the party providing the CPR. Most hospitals have teams of individuals who may or may not know the patient and the precise pathophysiology and ethics of their case. So there is greater physical distance (than with surgery) between making the decision and performing the procedure. Moreover, the process of informed consent is temporally proximate and prior to the need for surgery, whereas informed consent is not uniformly obtained a priori, and never after cardiac arrest in a patient who has not previously opted out.
PROBLEMS INHERENT IN BOTH EXTREMES
Viewed through the prism of ethical principlism,1 the ability to withhold surgery may be viewed as beneficence‐strong/autonomy‐weak (BS/AW) whereas prohibiting physicians from withholding CPR when it is only likely to prolong death is beneficence‐weak/autonomy‐strong (BW/AS). These extremes have definable risks that can be named and minimized.
Risks of Beneficence at the Expense of Autonomy
All physicians routinely assess patients to determine whether the risk of a particular intervention (eg, surgery or CPR) outweighs potential benefits. Since unilateral withholding of CPR has not been studied, we can only examine what is known about factors that may impact decisions to withhold surgery. While an elegant study demonstrated substantial interoperator variability of surgeons' opinions for elective cases,1 no similar studies have been performed to quantify or qualify this problem for emergency cases. Nonetheless, some factors that may contribute include:
-
Knowledge and heuristicsWe only know what we know. So the surgeon's knowledge about a particular surgical problem and heuristics are sure to contribute to the result of the calculus preceding whether to offer surgery.610 Unilateral withholding of any potentially life‐saving therapy (surgery or CPR) should be predicated on near‐certitude. Unfortunately, clinicians of all specialties are not particularly good at prognosticating. All available evidence suggests that doctors are very poor at predicting which severely ill patients will live or die, and when.1113 In a study that calls into serious question the accuracy of prognostication of critically ill patients, Meadow and colleagues showed that only half of patients with a prediction of death before discharge actually died in hospital.11 So the clinical judgment upon which risk estimates are predicated, are themselves imprecise and vulnerable to a multitude of heuristics.8
-
Risk aversionRisk proclivity is inherent in all medical disciplines, and is likely impacted by a multitude of factors, including genetics,14, 15 upbringing, moral beliefs, fear of litigation (even if reduced by informed consent), and effect of bad outcomes on reputation and morale. A review demonstrates the epidemiology of risk‐taking across various disciplines, but there is very little data regarding the impact of risk and ambiguity on surgeons' practice.16 Medical culture can also impact risk aversion. Morbidity and Mortality Conference (M&M) could serve as a disincentive to undertaking risky care, but such fears can be attenuated by minimizing cultures of blame.17
-
ExperienceThere is scarce data on the effects of years of experience on surgeons' practice. It is plausible that surgeons with greater experiencewith a more extensive personal library of casesare more comfortable or certain about outcomes. There is data to support that older surgeons are more risk‐averse, but the reasons have not been deciphered.18
-
Death by omission or commissionEthicists argue that if the result is the same (ie, the patient is very likely to die irrespective), acts of commission are not morally distinguishable from those of omission. Yet, clinicians in various fields are predisposed to omission bias, that is, when faced with the choice of action or inaction, when the result is likely to be the same, we often favor inaction.1921 So it is not surprising that some surgeons, when faced with difficult, lifedeath decisions regarding surgery, favor omission, because to actto perform surgery and the patient dies nonethelessincludes the possibility that their action could have caused the death, whereas the result from the alternative (ie, no surgery) is unknown.20 The reciprocal is also true, but omission bias allows the surgeon to attribute death entirely to the disease (even if there was a small chance that surgery could have changed the course). If the chances of success of surgery are small, and the chances of death and/or prolonging suffering are substantially larger, beneficence (and non‐malfeasance) is certainly an appropriate consideration.2 But the thresholds, that is, percent likelihood of success versus percent likelihood of failure defined as death or prolonged suffering, at which surgeons withhold (ie, omit consideration; don't offer surgery) will vary based on their own views of professional and moral obligation,22 and some of the factors (ie, knowledge, heuristics, risk aversion) suggested above.
Withholding CPR does not cause the death of the patient, who has already died. We may have hard‐wired survival bias that CPR will not harm a dead personbecause success entails life. There is an intrinsic (biological or value‐laden) presumption that life is always preferable to death, so there is nothing to lose. Yet many patients don't want CPR after they've learned the risks, benefits, and alternatives.23 And beyond issues of patient autonomy, CPR by default has a number of additional negative consequences, including reinforcement of false optimism,24 prolongation of dying in many initial survivors, and distress to clinicians who administer this invasive therapy to some patients who are highly unlikely to benefit. But, as Pope articulates, there is currently a now supposed right of patients to make requests for non‐indicated CPR.24
-
OtherMedical decision‐making is an extremely complex process and is certainly impacted by a multitude of variables. Even nonmedical or logistic exigencies, not considered here, couldin theoryaffect or frame decisions. Surgery often involves hours of hard work and a large emotional investment, whereas CPR is a relatively impersonal procedure, most often performed on an individual we don't know, and seldom lasting for more than an hour. So it is possible that differences in operators' personal/emotional investment impact the apparent inconsistency (of why surgeons can say no, while it is rare to unilaterally withhold CPR).
Other psychological factors, including patients' expectations and physicians' fears may also play a role. Popular culture has (mis‐)shapen patients' understanding of CPR, grossly overestimating success of the procedure.25 Misunderstanding is coupled to creep of CPR from a procedure initially introduced for highly selected cardiac care patients, to a default/right for all Americans. Patients simply don't expect life‐saving surgery on demand; whether it's the mystery of the OR, or some other factor, they're more willing to rely on the surgeon's clinical judgment.
We offer the 4 possibilities discussed above, not as an exhaustive list, but rather to spur greater consideration and discourse on this subject. Even a survey, similar to that undertaken by Rutkow and colleagues to examine elective surgery decisions,6 would be a first step to answering this question with more precision and detail.
RECOMMENDATIONS FOR MINIMIZING ETHICAL RISKS
Life‐Saving Surgery
The inherent ethical risks of extremes (eg, BS/AW as with withholding surgery vs BW/AS as with CPR) can be attenuated. Those who are highly uncomfortable with high risk could make it known, and their exposure to covering in situations where high‐risk patients are likely to be encountered could be minimized wherever possible. In recent years, acute care surgeons have been self‐selected and trained to deal with critically ill patients.26 It stands to reason that ranges of risk aversion are likely to exist among surgeonsand that those who select acute care surgery will have greater facility and comfort with high‐risk critically ill patients. Since there are insufficient acute care surgeons in the country, even if they were preferable (which is unproven) for high‐risk critical care surgery, general surgeons would still be required to fill the manpower gap to staff acute care hospitals appropriately for these problems.26, 27 Surgery, like all of Medicine, will always remain as much art as science, and variability is sure to impact what decisions are made in the care of acutely ill patients; it is a premise of being human. Those who know that they are risk‐averse, but are in a situation of assessing a case with very high but not 100% risk, could acknowledge this in their assessments and offer opportunities for second opinions using validated prognostic tools where possible.28
As some have suggested,9 metacognition, that is, greater attention to thinking about how we think, should be included in all medical curricula. If we consider carefully is there no chance of survival or only small chance of survival, then an optimal model of shared decision‐making can result. For those where they estimate no chance: It is my best professional opinion that your loved one will certainly die if surgery is performed, so I cannot provide it in good faith. But since this decision involves such finality, I'm glad to help you obtain a second opinion if it will help your peace of mind. Or: It is my best professional opinion that your loved one will die without surgery. While there may be a very remote possibility of a miracle, surgery is only likely to prolong death and suffering; the likelihood of survival is very low and the quality of that survival is likely to be very poor what would he want? Such an approach acknowledges the imprecision of medical science, and fully respects autonomy of patients. Beneficence, non‐malfeasance, and respect of autonomy can be served simultaneously without unilateral withholding, in those cases where perioperative mortality is not believed to be 100%.
Additionally, metacognition is a deliberate method for increasing the likelihood that our conclusions are predicated on sound medical science and judgment, and not on biases (eg, heuristics), exigencies related to the healthcare system (eg, resource/personnel availability), fear of litigation, or patient traits. To the extent that socioeconomic variables impact the quality and quantity of care provided to American citizens,29 it is particularly imperative that unconscious, value‐laden effectors of behavior not impact life and death decisions.
Surgical leaders should provide psychological safety30 for surgeons who offer surgery that is not futile, but highly unlikely to succeed, if proper care is taken to quantify and share risks, benefits, and alternatives with patients/surrogates.
Finally, medical physicians who request surgical consultations should always communicate directly, whenever possible, with surgical colleagues. Not infrequently, details are clarified that permit the most accurate costbenefit ratio. If a surgeon feels that surgery will only prolong dying or cause immediate death, and the internist is not so sure (as in case 1 above), a second opinion can be requested respectfully.
Withholding Cardiopulmonary Resuscitation
Unilateral withholding of CPR is a more difficult problem. Since some (albeit a small percentage) of even the most critically ill patients survive, it would be difficult to assert that CPR would be futile in the preponderance of very ill patients.4 There is simply no tool that pre‐defines with certainty successes and failure. There are patients with end‐stage diseases (eg, widely metastatic cancer, end‐stage dementia, or heart disease) where the short‐term prognosis without cardiac arrest is abysmal, and survival after CPR is only likely to extend a patient's suffering. To date, some medical cultures, notably the United States, have not allowed physicians to act beneficently to withhold CPR in such circumstances, requiring instead consent or assent of the patient or surrogate.31, 32 For those who practice in this model, there is room for greater beneficence at the expense of autonomy, but such will come only if accepted norms of conduct change in this medical culture. Medical norms in other countries permit physicians greater latitude to withhold CPR in such situations,33 whereas it is not common in the United States. The risk, of course, is that CPR is withheld unilaterally for patients who otherwise would have wanted it and survived. Nonetheless, perhaps greater emphasis on truly informed consent for CPR increases our duty to beneficence and reduces the likelihood that a patient will insist on CPR that is contrary to their best (medical) interests. There is abundant evidence that patients do not fully understand the risks, benefits, and alternatives of CPR, but when apprised, many opt out.23 The improbable likelihood of survival and the long‐term prognosis (including quality of life) following CPR, and the resulting stay in the critical care unit, should be included in truly informed consent for this procedure. Then, beneficence can be served more fully, albeit short of unilateral withholding. Importantly, while informed consent for CPR may respect patient autonomy, it does not address the (arguably incorrect) notion that CPR is a right.24 Such a shift in views/practicesof both clinicians and laypersonsmight require substantial investment by professional societies and policy‐makers to engage citizens. It has taken 50 years for CPR to be viewed as a right in the United States, and it is likely to require considerable focus and effort to modify that expectation.
Our acutely and critically ill patients are most vulnerable and at the highest risk of adverse and irreversible consequences resulting from medical decisionswhether for surgical or nonsurgical treatments. We will never eliminate entirely interprovider variability of skills and behaviors. But to the extent possible, we might acknowledge and attenuate, where possible, human and systems features that contribute to inconsistent care. It is worth stressing here that while this discussion has been focused through the prism of surgical care, these concepts apply to all medical disciplines. A transparent, mindful approachthat applies shared, rather than unilateral decision‐making, whenever possiblemay simultaneously protect the autonomy of both physicians and patients.
Postscript
Interested readers can explore this topic in greater detail in: Lo B. Resolving Ethical Dilemmas: A Guide for Clinicians. Philadelphia, PA: Lippincott Williams & Wilkins; 2009.
Each day, hospitalists interact with a variety of specialists and sub‐specialists to provide consultative or procedural assistance in care of their patients. Physicians have a duty to practice beneficently and to simultaneously respect patients' autonomy.1 Whether to offer a treatment is a function of many variables, but when benefits approach zero, or when risks substantially outweigh benefits, physicians may justifiably withhold therapies without assent or consent of patients.2 The purpose of this article is to explore why it is accepted practice in the United States to permit unilateral withholding of some potentially life‐prolonging treatments (eg, surgery as the paradigm), while it is not common practice for other critical care procedures (eg, cardiopulmonary resuscitation [CPR]). We offer that these examples demonstrate the tension of 2 pillars of medical ethical conduct, namely beneficence and respect of autonomy.1
Consider 2 real cases that demonstrated a juxtaposition of diametrically opposing views of thoughtful, capable surgeons asked to provide life‐saving surgery to critically ill patients.
CASE 1
A 33‐year‐old man, with a history of obesity, presents with mild epigastric pain and hematemesis of a day's duration. Endoscopic evaluation demonstrates a deep gastric ulcer with visible vessel that is injected with epinephrine. He is transferred to the medical intensive care unit (ICU) for monitoring and has an uneventful first 24 hours. On his second hospital day, he develops severe epigastric pain of sudden onset, accompanied by light‐headedness. He is diaphoretic and dyspneic, sitting bolt upright. His body mass index (BMI) is 40 kg/m2, and his vital signs are: 130/min, 140/80 mmHg, 30/min, 99.0F. Examination is normal except for severe upper abdominal tenderness, absent bowel sounds, and voluntary guarding. Abdominal computed tomography demonstrates a perforation, free air, and a loculated collection adjacent to the original ulcer. He is treated with 4 liters of crystalloids, oxygen, and an emergent surgical consultation is performed. The examining surgeon confirms the diagnosis of acute perforation, but asserts that his operative risk of mortality, due to obesity, is excessive. He will never get off the ventilator. He advises watchful waiting. The medical intensivist believes the patient will die without surgery; he asks for a second opinion. A more senior colleague assesses the patient and reiterates the first surgeon's opinion. The intensivist begins preparations to transfer the patient to the nearest tertiary care center for a third opinion, when the surgeons reverse themselves. The patient is taken to surgery where the collection is removed, with partial gastrectomy. He is extubated in the recovery room, spends 12 hours in the ICU, and is transferred to the wards where he undergoes an uneventful recovery.
CASE 2
A 50‐year‐old man, with a history of end‐stage alcoholic cirrhosis, presents to the intensive care unit with respiratory embarrassment associated with tense ascites, complicated by pneumococcal pneumonia. He responds to antibiotics but has rapidly reaccumulating ascites, where large volume paracentesis (of 4‐5 liters of transudative fluid) is required every 3 to 4 days to promote weaning trials. On his 20th hospital day, the patient develops fulminant septic shock, and work‐up reveals free air in the abdomen. A Board‐certified critical care surgeon meets with the family and informs them that he is willing to attempt exploratory laparotomy, but that operative mortality exceeds 95%. However, he was willing to try because the alternative otherwise is >99% mortality. The family asks for surgery, which reveals a small perforation, but the patient dies shortly thereafter.
In both cases, patients were very likely, if not certain, to die without operative procedures. Equally certain, the (critical care) surgeon in the second case might find case 1s surgeons neglectful. And they might consider operating on case 2with >95% preoperative mortalitymalpractice.
WHY IS SURGERY DIFFERENT FROM CPR? BENEFICENCE VERSUS AUTONOMY MODELS
Why can surgeons withhold potentially life‐saving surgery, whereas most US physicianssurgeons or internistsdo not (routinely) unilaterally withhold CPR or mechanical ventilation?3 A variety of possible reasons may underlie this asymmetry. First, to compel a surgeon to cut another human against his/her judgment would violate the surgeon's autonomy. But why is the act of cutting viewed differently from the act of intubating and ventilating, or compressing and shocking? The bodily integrity of the patient is violated in both. Nobody would take issue with a surgeon who assesses a 2% chance of survival and so does not offer surgery. Yet physicians struggle often with patients/surrogates who demand CPR/mechanical ventilation for similar prognoses.4 In the United States, CPR has crept into general acceptance (ie, when the only other option is death) as a system‐wide default. In the case of surgery, the judgment of the physician is accepted both by patients and the medical establishment, whereas for CPRwith hypothetically identical consequencesthe patient must opt out. Neither model is right or wrong; but the focus in the balance of decision‐making (paternalism/beneficence vs autonomy) is different.
Albert Jonsen introduced the rule of rescue which suggests that we have an instinctive response to rescue the doomed.5 Surgeons can make the reasonable argument that, in some cases, surgery is only likely to hasten death, and so beneficence requires that they not provide it. The same argument cannot be made for CPR; we do not provide it until patients have already died. And some (albeit small) fraction of the sickest patients survive. For example, 6.4% of those on 2 or more vasopressors who arrest, survive hospitalization.4 Another distinction between CPR and surgery is that when a physician does not withhold CPR for a patient who he thinks is not likely to benefit, he is ordinarily not the party providing the CPR. Most hospitals have teams of individuals who may or may not know the patient and the precise pathophysiology and ethics of their case. So there is greater physical distance (than with surgery) between making the decision and performing the procedure. Moreover, the process of informed consent is temporally proximate and prior to the need for surgery, whereas informed consent is not uniformly obtained a priori, and never after cardiac arrest in a patient who has not previously opted out.
PROBLEMS INHERENT IN BOTH EXTREMES
Viewed through the prism of ethical principlism,1 the ability to withhold surgery may be viewed as beneficence‐strong/autonomy‐weak (BS/AW) whereas prohibiting physicians from withholding CPR when it is only likely to prolong death is beneficence‐weak/autonomy‐strong (BW/AS). These extremes have definable risks that can be named and minimized.
Risks of Beneficence at the Expense of Autonomy
All physicians routinely assess patients to determine whether the risk of a particular intervention (eg, surgery or CPR) outweighs potential benefits. Since unilateral withholding of CPR has not been studied, we can only examine what is known about factors that may impact decisions to withhold surgery. While an elegant study demonstrated substantial interoperator variability of surgeons' opinions for elective cases,1 no similar studies have been performed to quantify or qualify this problem for emergency cases. Nonetheless, some factors that may contribute include:
-
Knowledge and heuristicsWe only know what we know. So the surgeon's knowledge about a particular surgical problem and heuristics are sure to contribute to the result of the calculus preceding whether to offer surgery.610 Unilateral withholding of any potentially life‐saving therapy (surgery or CPR) should be predicated on near‐certitude. Unfortunately, clinicians of all specialties are not particularly good at prognosticating. All available evidence suggests that doctors are very poor at predicting which severely ill patients will live or die, and when.1113 In a study that calls into serious question the accuracy of prognostication of critically ill patients, Meadow and colleagues showed that only half of patients with a prediction of death before discharge actually died in hospital.11 So the clinical judgment upon which risk estimates are predicated, are themselves imprecise and vulnerable to a multitude of heuristics.8
-
Risk aversionRisk proclivity is inherent in all medical disciplines, and is likely impacted by a multitude of factors, including genetics,14, 15 upbringing, moral beliefs, fear of litigation (even if reduced by informed consent), and effect of bad outcomes on reputation and morale. A review demonstrates the epidemiology of risk‐taking across various disciplines, but there is very little data regarding the impact of risk and ambiguity on surgeons' practice.16 Medical culture can also impact risk aversion. Morbidity and Mortality Conference (M&M) could serve as a disincentive to undertaking risky care, but such fears can be attenuated by minimizing cultures of blame.17
-
ExperienceThere is scarce data on the effects of years of experience on surgeons' practice. It is plausible that surgeons with greater experiencewith a more extensive personal library of casesare more comfortable or certain about outcomes. There is data to support that older surgeons are more risk‐averse, but the reasons have not been deciphered.18
-
Death by omission or commissionEthicists argue that if the result is the same (ie, the patient is very likely to die irrespective), acts of commission are not morally distinguishable from those of omission. Yet, clinicians in various fields are predisposed to omission bias, that is, when faced with the choice of action or inaction, when the result is likely to be the same, we often favor inaction.1921 So it is not surprising that some surgeons, when faced with difficult, lifedeath decisions regarding surgery, favor omission, because to actto perform surgery and the patient dies nonethelessincludes the possibility that their action could have caused the death, whereas the result from the alternative (ie, no surgery) is unknown.20 The reciprocal is also true, but omission bias allows the surgeon to attribute death entirely to the disease (even if there was a small chance that surgery could have changed the course). If the chances of success of surgery are small, and the chances of death and/or prolonging suffering are substantially larger, beneficence (and non‐malfeasance) is certainly an appropriate consideration.2 But the thresholds, that is, percent likelihood of success versus percent likelihood of failure defined as death or prolonged suffering, at which surgeons withhold (ie, omit consideration; don't offer surgery) will vary based on their own views of professional and moral obligation,22 and some of the factors (ie, knowledge, heuristics, risk aversion) suggested above.
Withholding CPR does not cause the death of the patient, who has already died. We may have hard‐wired survival bias that CPR will not harm a dead personbecause success entails life. There is an intrinsic (biological or value‐laden) presumption that life is always preferable to death, so there is nothing to lose. Yet many patients don't want CPR after they've learned the risks, benefits, and alternatives.23 And beyond issues of patient autonomy, CPR by default has a number of additional negative consequences, including reinforcement of false optimism,24 prolongation of dying in many initial survivors, and distress to clinicians who administer this invasive therapy to some patients who are highly unlikely to benefit. But, as Pope articulates, there is currently a now supposed right of patients to make requests for non‐indicated CPR.24
-
OtherMedical decision‐making is an extremely complex process and is certainly impacted by a multitude of variables. Even nonmedical or logistic exigencies, not considered here, couldin theoryaffect or frame decisions. Surgery often involves hours of hard work and a large emotional investment, whereas CPR is a relatively impersonal procedure, most often performed on an individual we don't know, and seldom lasting for more than an hour. So it is possible that differences in operators' personal/emotional investment impact the apparent inconsistency (of why surgeons can say no, while it is rare to unilaterally withhold CPR).
Other psychological factors, including patients' expectations and physicians' fears may also play a role. Popular culture has (mis‐)shapen patients' understanding of CPR, grossly overestimating success of the procedure.25 Misunderstanding is coupled to creep of CPR from a procedure initially introduced for highly selected cardiac care patients, to a default/right for all Americans. Patients simply don't expect life‐saving surgery on demand; whether it's the mystery of the OR, or some other factor, they're more willing to rely on the surgeon's clinical judgment.
We offer the 4 possibilities discussed above, not as an exhaustive list, but rather to spur greater consideration and discourse on this subject. Even a survey, similar to that undertaken by Rutkow and colleagues to examine elective surgery decisions,6 would be a first step to answering this question with more precision and detail.
RECOMMENDATIONS FOR MINIMIZING ETHICAL RISKS
Life‐Saving Surgery
The inherent ethical risks of extremes (eg, BS/AW as with withholding surgery vs BW/AS as with CPR) can be attenuated. Those who are highly uncomfortable with high risk could make it known, and their exposure to covering in situations where high‐risk patients are likely to be encountered could be minimized wherever possible. In recent years, acute care surgeons have been self‐selected and trained to deal with critically ill patients.26 It stands to reason that ranges of risk aversion are likely to exist among surgeonsand that those who select acute care surgery will have greater facility and comfort with high‐risk critically ill patients. Since there are insufficient acute care surgeons in the country, even if they were preferable (which is unproven) for high‐risk critical care surgery, general surgeons would still be required to fill the manpower gap to staff acute care hospitals appropriately for these problems.26, 27 Surgery, like all of Medicine, will always remain as much art as science, and variability is sure to impact what decisions are made in the care of acutely ill patients; it is a premise of being human. Those who know that they are risk‐averse, but are in a situation of assessing a case with very high but not 100% risk, could acknowledge this in their assessments and offer opportunities for second opinions using validated prognostic tools where possible.28
As some have suggested,9 metacognition, that is, greater attention to thinking about how we think, should be included in all medical curricula. If we consider carefully is there no chance of survival or only small chance of survival, then an optimal model of shared decision‐making can result. For those where they estimate no chance: It is my best professional opinion that your loved one will certainly die if surgery is performed, so I cannot provide it in good faith. But since this decision involves such finality, I'm glad to help you obtain a second opinion if it will help your peace of mind. Or: It is my best professional opinion that your loved one will die without surgery. While there may be a very remote possibility of a miracle, surgery is only likely to prolong death and suffering; the likelihood of survival is very low and the quality of that survival is likely to be very poor what would he want? Such an approach acknowledges the imprecision of medical science, and fully respects autonomy of patients. Beneficence, non‐malfeasance, and respect of autonomy can be served simultaneously without unilateral withholding, in those cases where perioperative mortality is not believed to be 100%.
Additionally, metacognition is a deliberate method for increasing the likelihood that our conclusions are predicated on sound medical science and judgment, and not on biases (eg, heuristics), exigencies related to the healthcare system (eg, resource/personnel availability), fear of litigation, or patient traits. To the extent that socioeconomic variables impact the quality and quantity of care provided to American citizens,29 it is particularly imperative that unconscious, value‐laden effectors of behavior not impact life and death decisions.
Surgical leaders should provide psychological safety30 for surgeons who offer surgery that is not futile, but highly unlikely to succeed, if proper care is taken to quantify and share risks, benefits, and alternatives with patients/surrogates.
Finally, medical physicians who request surgical consultations should always communicate directly, whenever possible, with surgical colleagues. Not infrequently, details are clarified that permit the most accurate costbenefit ratio. If a surgeon feels that surgery will only prolong dying or cause immediate death, and the internist is not so sure (as in case 1 above), a second opinion can be requested respectfully.
Withholding Cardiopulmonary Resuscitation
Unilateral withholding of CPR is a more difficult problem. Since some (albeit a small percentage) of even the most critically ill patients survive, it would be difficult to assert that CPR would be futile in the preponderance of very ill patients.4 There is simply no tool that pre‐defines with certainty successes and failure. There are patients with end‐stage diseases (eg, widely metastatic cancer, end‐stage dementia, or heart disease) where the short‐term prognosis without cardiac arrest is abysmal, and survival after CPR is only likely to extend a patient's suffering. To date, some medical cultures, notably the United States, have not allowed physicians to act beneficently to withhold CPR in such circumstances, requiring instead consent or assent of the patient or surrogate.31, 32 For those who practice in this model, there is room for greater beneficence at the expense of autonomy, but such will come only if accepted norms of conduct change in this medical culture. Medical norms in other countries permit physicians greater latitude to withhold CPR in such situations,33 whereas it is not common in the United States. The risk, of course, is that CPR is withheld unilaterally for patients who otherwise would have wanted it and survived. Nonetheless, perhaps greater emphasis on truly informed consent for CPR increases our duty to beneficence and reduces the likelihood that a patient will insist on CPR that is contrary to their best (medical) interests. There is abundant evidence that patients do not fully understand the risks, benefits, and alternatives of CPR, but when apprised, many opt out.23 The improbable likelihood of survival and the long‐term prognosis (including quality of life) following CPR, and the resulting stay in the critical care unit, should be included in truly informed consent for this procedure. Then, beneficence can be served more fully, albeit short of unilateral withholding. Importantly, while informed consent for CPR may respect patient autonomy, it does not address the (arguably incorrect) notion that CPR is a right.24 Such a shift in views/practicesof both clinicians and laypersonsmight require substantial investment by professional societies and policy‐makers to engage citizens. It has taken 50 years for CPR to be viewed as a right in the United States, and it is likely to require considerable focus and effort to modify that expectation.
Our acutely and critically ill patients are most vulnerable and at the highest risk of adverse and irreversible consequences resulting from medical decisionswhether for surgical or nonsurgical treatments. We will never eliminate entirely interprovider variability of skills and behaviors. But to the extent possible, we might acknowledge and attenuate, where possible, human and systems features that contribute to inconsistent care. It is worth stressing here that while this discussion has been focused through the prism of surgical care, these concepts apply to all medical disciplines. A transparent, mindful approachthat applies shared, rather than unilateral decision‐making, whenever possiblemay simultaneously protect the autonomy of both physicians and patients.
Postscript
Interested readers can explore this topic in greater detail in: Lo B. Resolving Ethical Dilemmas: A Guide for Clinicians. Philadelphia, PA: Lippincott Williams & Wilkins; 2009.
- Medical professionalism in the new millennium: a physician charter.Ann Intern Med.2002;136:243–246.
- Opinion 2.035: Futile Care. AMA Code of Medical Ethics. Available at: http://www.ama‐assn.org/ama/pub/physician‐resources/medical‐ethics/code‐medical‐ethics/opinion2035.page. Accessed March 23,2011.
- .The Texas advance directives act is ethically flawed: medical futility disputes must be resolved by a fair process.Chest.2009;136:971–973.
- ,,, et al.Outcomes of critically ill patients who received cardiopulmonary resuscitation.Am J Respir Crit Care Med.2010;182:501–506.
- .Bentham in a box: technology assessment and health care allocation.Law Med Health Care.1986;14:172–174.
- ,,.Surgical decision making. The reliability of clinical judgment.Ann Surg.1979;190:409–419.
- ,,.Risk taking and tolerance of uncertainty: implications for surgeons.J Surg Res.2006;131:1–6.
- .Simple inference heuristics versus complex decision machines.Minds and Machines.1999;9:461–477.
- ,,.Surgeons and cognitive processes.Br J Surg.2003;90:1–6.
- ,,,,,.Evaluation of patients with severe symptomatic aortic stenosis who do not undergo aortic valve replacement: the potential role of subjectively overestimated operative risk.Circ Cardiovasc Qual Outcomes.2009;2:533–539.
- ,,, et al.Power and limitations of daily prognostications of death in the medical intensive care unit.Crit Care Med.2011;39:474–479.
- ,.Extent and determinants of error in doctors' prognoses in terminally ill patients: prospective cohort study.BMJ.2000;320:469–473.
- ,.Prognostic disclosure to patients with cancer near the end of life.Ann Intern Med.2001;134:1096–1105.
- ,,,.Genetic and environmental influences on disordered gambling in men and women.Arch Gen Psychiatry.2010;67:624–630.
- ,,,,.The dopamine transporter gene, a spectrum of most common risky behaviors, and the legal status of the behaviors.PLoS ONE.2010;22:e935216..
- ,,, et al.An international comparison of physicians' judgments of outcome rates of cardiac procedures and attitudes toward risk, uncertainty, justifiability and regret.Med Decis Making.1998;18:131–140.
- ,,,,.Educational quality improvement report: outcomes from a revised morbidity and mortality format that emphasized patient safety.Qual Saf Health Care.2007;16:422–427.
- ,,,.Risk attitudes of anesthesiologists and surgeons in clinical decision making with expected years of life.J Clin Anesthesia.2000;12:146–150.
- .Intention and the omission bias: omissions perceived as nondecisions.Acta Psychol.1996;93:161–172.
- ,,, et al.An objective analysis of process errors in trauma resuscitations.Acad Emerg Med.2000;1303–1310.
- ,,.Omission bias and decision making in pulmonary and critical care medicine.Chest.2005;128:1497–1505.
- .Professing ethically. On the place of ethics in defining decisions.JAMA.1983;249:1305–1310.
- ,,, et al.The influence of the probability of survival on patients' preferences regarding cardiopulmonary resuscitation.N Engl J Med.1994;330:545–549.
- .Restricting CPR to patients who provide informed consent will not permit physicians to unilaterally refuse requested CPR.Am J Bioethics.2010;10:82–83.
- ,,.Cardiopulmonary resuscitation on television. Miracles and misinformation.N Engl J Med.1996;334:1578–1582.
- ,.Acute care surgery in evolution.Crit Care Med.2010;38:S405–S410.
- ,,,.Acute care surgery survey: opinion of surgeons about a new training paradigm.Arch Surg.2011;146:101–106.
- ,,,.ASA classification and perioperative variables as predictors of postoperative outcome.Br J Anaesth.1996;77:217–222.
- ,.Multicultural Medicine and Health Disparities.New York, NY:McGraw‐Hill;2006.
- ,.Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams.J Organiz Behav.2006;27:941–966.
- .Counterpoint: is it ethical to order “do not resuscitation” without patient consent?Chest.2007;132:751–754.
- ,.Point: the ethics of unilateral “do not resuscitate” orders: the role of “informed assent.”Chest.2007;132:748–751.
- ,,,.Reviving the conversation around CPR/DNR.Am J Bioethics.2010;10:61–67.
- Medical professionalism in the new millennium: a physician charter.Ann Intern Med.2002;136:243–246.
- Opinion 2.035: Futile Care. AMA Code of Medical Ethics. Available at: http://www.ama‐assn.org/ama/pub/physician‐resources/medical‐ethics/code‐medical‐ethics/opinion2035.page. Accessed March 23,2011.
- .The Texas advance directives act is ethically flawed: medical futility disputes must be resolved by a fair process.Chest.2009;136:971–973.
- ,,, et al.Outcomes of critically ill patients who received cardiopulmonary resuscitation.Am J Respir Crit Care Med.2010;182:501–506.
- .Bentham in a box: technology assessment and health care allocation.Law Med Health Care.1986;14:172–174.
- ,,.Surgical decision making. The reliability of clinical judgment.Ann Surg.1979;190:409–419.
- ,,.Risk taking and tolerance of uncertainty: implications for surgeons.J Surg Res.2006;131:1–6.
- .Simple inference heuristics versus complex decision machines.Minds and Machines.1999;9:461–477.
- ,,.Surgeons and cognitive processes.Br J Surg.2003;90:1–6.
- ,,,,,.Evaluation of patients with severe symptomatic aortic stenosis who do not undergo aortic valve replacement: the potential role of subjectively overestimated operative risk.Circ Cardiovasc Qual Outcomes.2009;2:533–539.
- ,,, et al.Power and limitations of daily prognostications of death in the medical intensive care unit.Crit Care Med.2011;39:474–479.
- ,.Extent and determinants of error in doctors' prognoses in terminally ill patients: prospective cohort study.BMJ.2000;320:469–473.
- ,.Prognostic disclosure to patients with cancer near the end of life.Ann Intern Med.2001;134:1096–1105.
- ,,,.Genetic and environmental influences on disordered gambling in men and women.Arch Gen Psychiatry.2010;67:624–630.
- ,,,,.The dopamine transporter gene, a spectrum of most common risky behaviors, and the legal status of the behaviors.PLoS ONE.2010;22:e935216..
- ,,, et al.An international comparison of physicians' judgments of outcome rates of cardiac procedures and attitudes toward risk, uncertainty, justifiability and regret.Med Decis Making.1998;18:131–140.
- ,,,,.Educational quality improvement report: outcomes from a revised morbidity and mortality format that emphasized patient safety.Qual Saf Health Care.2007;16:422–427.
- ,,,.Risk attitudes of anesthesiologists and surgeons in clinical decision making with expected years of life.J Clin Anesthesia.2000;12:146–150.
- .Intention and the omission bias: omissions perceived as nondecisions.Acta Psychol.1996;93:161–172.
- ,,, et al.An objective analysis of process errors in trauma resuscitations.Acad Emerg Med.2000;1303–1310.
- ,,.Omission bias and decision making in pulmonary and critical care medicine.Chest.2005;128:1497–1505.
- .Professing ethically. On the place of ethics in defining decisions.JAMA.1983;249:1305–1310.
- ,,, et al.The influence of the probability of survival on patients' preferences regarding cardiopulmonary resuscitation.N Engl J Med.1994;330:545–549.
- .Restricting CPR to patients who provide informed consent will not permit physicians to unilaterally refuse requested CPR.Am J Bioethics.2010;10:82–83.
- ,,.Cardiopulmonary resuscitation on television. Miracles and misinformation.N Engl J Med.1996;334:1578–1582.
- ,.Acute care surgery in evolution.Crit Care Med.2010;38:S405–S410.
- ,,,.Acute care surgery survey: opinion of surgeons about a new training paradigm.Arch Surg.2011;146:101–106.
- ,,,.ASA classification and perioperative variables as predictors of postoperative outcome.Br J Anaesth.1996;77:217–222.
- ,.Multicultural Medicine and Health Disparities.New York, NY:McGraw‐Hill;2006.
- ,.Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams.J Organiz Behav.2006;27:941–966.
- .Counterpoint: is it ethical to order “do not resuscitation” without patient consent?Chest.2007;132:751–754.
- ,.Point: the ethics of unilateral “do not resuscitate” orders: the role of “informed assent.”Chest.2007;132:748–751.
- ,,,.Reviving the conversation around CPR/DNR.Am J Bioethics.2010;10:61–67.