Using Video to Validate Handoff Quality

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Using standardized videos to validate a measure of handoff quality: The handoff mini‐clinical examination exercise

Over the last decade, there has been an unprecedented focus on physician handoffs in US hospitals. One major reason for this are the reductions in residency duty hours that have been mandated by the American Council for Graduate Medical Education (ACGME), first in 2003 and subsequently revised in 2011.[1, 2] As residents work fewer hours, experts believe that potential safety gains from reduced fatigue are countered by an increase in the number of handoffs, which represent a risk due to the potential miscommunication. Prior studies show that critical patient information is often lost or altered during this transfer of clinical information and professional responsibility, which can result in patient harm.[3, 4] As a result of these concerns, the ACGME now requires residency programs to ensure and monitor effective, structured hand‐over processes to facilitate both continuity of care and patient safety. Programs must ensure that residents are competent in communicating with team members in the hand‐over process.[2] Moreover, handoffs have also been a major improvement focus for organizations with broader scope than teaching hospitals, including the World Health Organization, Joint Commission, and the Society for Hospital Medicine (SHM).[5, 6, 7]

Despite this focus on handoffs, monitoring quality of handoffs has proven challenging due to lack of a reliable and validated tool to measure handoff quality. More recently, the Accreditation Council of Graduate Medical Education's introduction of the Next Accreditation System, with its focus on direct observation of clinical skills to achieve milestones, makes it crucial for residency educators to have valid tools to measure competence in handoffs. As a result, it is critical that instruments to measure handoff performance are not only created but also validated.[8]

To help fill this gap, we previously reported on the development of a 9‐item Handoff Clinical Examination Exercise (CEX) assessment tool. The Handoff CEX, designed for use by those participating in the handoff or by a third‐party observer, can be used to rate the quality of patient handoffs in domains such as professionalism and communication skills between the receiver and sender of patient information.[9, 10] Despite prior demonstration of feasibility of use, the initial tool was perceived as lengthy and redundant. In addition, although the tool has been shown to discriminate between performance of novice and expert nurses, the construct validity of this tool has not been established.[11] Establishing construct validity is important to ensuring that the tool can measure the construct in question, namely whether it detects those who are actually competent to perform handoffs safely and effectively. We present here the results of the development of a shorter Handoff Mini‐CEX, along with the formal establishment of its construct validity, namely its ability to distinguish between levels of performance in 3 domains of handoff quality.

METHODS

Adaption of the Handoff CEX and Development of the Abbreviated Tool

The 9‐item Handoff CEX is a paper‐based instrument that was created by the investigators (L.I.H., J.M.F., V.M.A.) to evaluate either the sender or the receiver of handoff communications and has been used in prior studies (see Supporting Information, Appendix 1, in the online version of this article).[9, 10] The evaluation may be conducted by either an observer or by a handoff participant. The instrument includes 6 domains: (1) setting, (2) organization and efficiency, (3) communication skills, (4) content, (5) clinical judgment, and (6) humanistic skills/professionalism. Each domain is graded on a 9‐point rating scale, modeled on the widely used Mini‐CEX (Clinical Evaluation Exercise) for real‐time observation of clinical history and exam skills in internal medicine clerkships and residencies (13=unsatisfactory, 46=marginal/satisfactory, 79=superior).[12] This familiar 9‐point scale is utilized in graduate medical education evaluation of the ACGME core competencies.

To standardize the evaluation, the instrument uses performance‐based anchors for evaluating both the sender and the receiver of the handoff information. The anchors are derived from functional evaluation of the roles of senders and receivers in our preliminary work at both the University of Chicago and Yale University, best practices in other high‐reliability industries, guidelines from the Joint Commission and the SHM, and prior studies of effective communication in clinical systems.[5, 6, 13]

After piloting the Handoff CEX with the University of Chicago's internal medicine residency program (n=280 handoff evaluations), a strong correlation was noted between the measures of content (medical knowledge), patient care, clinical judgment, organization/efficiency, and communication skills. Moreover, the Handoff CEX's Cronbach , or measurement of internal reliability and consistency, was very high (=0.95). Given the potential of redundant items, and to increase ease of use of the instrument, factor analysis was used to reduce the instrument to yield a shorter 3‐item tool, the Handoff Mini‐CEX, that assessed 3 of the initial items: setting, communication skills, and professionalism. Overall, performance on these 3 items were responsible for 82% of the variance of overall sign‐out quality (see Supporting Information, Appendix 2, in the online version of this article).

Establishing Construct Validity of the Handoff Mini‐CEX

To establish construct validity of the Handoff Mini‐CEX, we adapted a protocol used by Holmboe and colleagues to report the construct validity of the Handoff Mini‐CEX, which is based on the development and use of video scenarios depicting varying levels of clinical performance.[14] A clinical scenario script, based on prior observational work, was developed, which represented an internal medicine resident (the sender) signing out 3 different patients to colleagues (intern [postgraduate year 1] and resident). This scenario was developed to explicitly include observable components of professionalism, communication, and setting. Three levels of performancesuperior, satisfactory, and unsatisfactorywere defined and described for the 3 domains. These levels were defined, and separate scripts were written using this information, demonstrating varying levels of performance in each of the domains of interest, using the descriptive anchors of the Handoff Mini‐CEX.

After constructing the superior, or gold standard, script that showcases superior communication, professionalism, and setting, individual domains of performance were changed (eg, to satisfactory or unsatisfactory), while holding the other 2 constant at the superior level of performance. For example, superior communication requires that the sender provides anticipatory guidance and includes clinical rationale, whereas unsatisfactory communication includes vague language about overnight events and a disorganized presentation of patients. Superior professionalism requires no inappropriate comments by the sender about patients, family, and staff as well as a presentation focused on the most urgent patients. Unsatisfactory professionalism is shown by a hurried and inattentive sign‐out, with inappropriate comments about patients, family, and staff. Finally, a superior setting is one in which the receiver is listening attentively and discourages interruptions, whereas an unsatisfactory setting finds the sender or receiver answering pages during the handoff surrounded by background noise. We omitted the satisfactory level for setting due to the difficulties in creating subtleties in the environment.

Permutations of each of these domains resulted in 6 scripts depicting different levels of sender performance (see Supporting Information, Appendix 3, in the online version of this article). Only the performance level of the sender was changed, and the receivers of the handoff performance remained consistent, using best practices for receivers, such as attentive listening, asking questions, reading back, and taking notes during the handoff. The scripts were developed by 2 investigators (V.M.A., S.B.), then reviewed and edited independently by other investigators (J.M.F., P.S.) to achieve consensus. Actors were recruited to perform the video scenarios and were trained by the physician investigators (J.M.F., V.M.A.). The part of the sender was played by a study investigator (P.S.) with prior acting experience, and who had accrued over 40 hours of experience observing handoffs to depict varying levels of handoff performance. The digital video recordings ranged in length from 2.00 minutes to 4.08 minutes. All digital videos were recorded using a Sony XDCAM PMW‐EX3 HD camcorder (Sony Corp., Tokyo, Japan.

Participants

Faculty from the University of Chicago Medical Center and Yale University were included. At the University of Chicago, faculty were recruited to participate via email by the study investigators to the Research in Medical Education (RIME) listhost, which includes program directors, clerkship directors, and medical educators. Two sessions were offered and administered. Continuing medical education (CME) credit was provided for participation, as this workshop was given in conjunction with the RIME CME conference. Evaluations were deidentified using a unique identifier for each rater. At Yale University, the workshop on handoffs was offered as part of 2 seminars for program directors and chief residents from all specialties. During these seminars, program directors and chief residents used anonymous evaluation rating forms that did not capture rater identifiers. No other incentive was provided for participation. Although neither faculty at the University of Chicago nor Yale University received any formal training on handoff evaluation, they did receive a short introduction to the importance of handoffs and the goals of the workshop. The protocol was deemed exempt by the institutional review board at the University of Chicago.

Workshop Protocol

After a brief introduction, faculty viewed the tapes in random order on a projected screen. Participants were instructed to use the Handoff Mini‐CEX to rate whichever element(s) of handoff quality they believed they could suitably evaluate while watching the tapes. The videos were rated on the Handoff Mini‐CEX form, and participants anonymously completed the forms independently without any contact with other participants. The lead investigators proctored all sessions. At University of Chicago, participants viewed and rated all 6 videos over the course of an hour. At Yale University, due to time constraints in the program director and chief resident seminars, participants reviewed 1 of the videos in seminar 1 (unsatisfactory professionalism) and 2 in the other seminar (unsatisfactory communication, unsatisfactory professionalism) (Table 1).

Script Matrix
 UnsatisfactorySatisfactorySuperior
  • NOTE: Abbreviations: CBC, complete blood count; CCU, coronary care unit; ECG, electrocardiogram.

  • Denotes video scenario seen by Yale University raters. All videos were seen by University of Chicago raters.

CommunicationScript 3 (n=36)aScript 2 (n=13)Script 1 (n=13)
Uses vague language about overnight events, missing critical patient information, disorganized.Insufficient level of clinical detail, directions are not as thorough, handoff is generally on task and sufficient.Anticipatory guidance provided, rationale explained; important information is included, highlights sick patients.
Look in the record; I'm sure it's in there. And oh yeah, I need you to check enzymes and finish ruling her out.So the only thing to do is to check labs; you know, check CBC and cardiac enzymes.So for today, I need you to check post‐transfusion hemoglobin to make sure it's back to the baseline of 10. If it's under 10, then transfuse her 2 units, but hopefully it will be bumped up. Also continue to check cardiac enzymes; the next set is coming at 2 pm, and we need to continue the rule out. If her enzymes are positive or she has other ECG changes, definitely call the cardio fellow, since they'll want to take her to the CCU.
ProfessionalismScript 5 (n=39)aScript 4 (n=22)aScript 1
Hurried, inattentive, rushing to leave, inappropriate comments (re: patients, family, staff).Some tangential comments (re: patients, family, staff).Appropriate comments (re: patients, family, staff), focused on task.
[D]efinitely call the cards fellow, since they'll want to take her to the CCU. And let me tell you, if you don't call her, she'll rip you a new one.Let's breeze through them quickly so I can get out of here, I've had a rough day. I'll start with the sickest first, and oh my God she's a train wreck! 
SettingScript 6 (n=13) Script 1
Answering pages during handoff, interruptions (people entering room, phone ringing). Attentive listening, no interruptions, pager silenced.

Data Collection and Statistical Analysis

Using combined data from University of Chicago and Yale University, descriptive statistics were reported as raw scores on the Handoff Mini‐CEX. To assess internal consistency of the tool, Cronbach was used. To assess inter‐rater reliability of these attending physician ratings on the tool, we performed a Kendall coefficient of concordance analysis after collapsing the ratings into 3 categories (unsatisfactory, satisfactory, superior). In addition, we also calculated intraclass correlation coefficients for each item using the raw data and generalizability analysis to calculate the number of raters that would be needed to achieve a desired reliability of 0.95. To ascertain if faculty were able to detect varying levels of performance depicted in the video, an ordinal test of trend on the communication, professionalism, and setting scores was performed.

To assess for rater bias, we were able to use the identifiers on the University of Chicago data to perform a 2‐way analysis of variance (ANOVA) to assess if faculty scores were associated with performance level after controlling for faculty. The results of the faculty rater coefficients and P values in the 2‐way ANOVA were also examined for any evidence of rater bias. All calculations were performed in Stata 11.0 (StataCorp, College Station, TX) with statistical significance defined as P<0.05.

RESULTS

Forty‐seven faculty members (14=site 1; 33=site 2) participated in the validation workshops (2 at the University of Chicago, and 2 at Yale University), which were held in August 2011 and September 2011, providing a total of 172 observations of a possible 191 (90%).

The overall handoff quality ratings for the superior, gold standard video (superior communication, professionalism, and communication) ranged from 7 to 9 with a mean of 8.5 (standard deviation [SD] 0.7). The overall ratings for the video depicting satisfactory communication (satisfactory communication, superior professionalism and setting) ranged from 5 to 9 with a mean of 7.3 (SD 1.1). The overall ratings for the unsatisfactory communication (unsatisfactory communication, superior professionalism and setting) video ranged from 1 to 7 with a mean of 2.6 (SD 1.2). The overall ratings for the satisfactory professionalism video (satisfactory professionalism, superior communication and setting) ranged from 4 to 8 with a mean of 5.7 (SD 1.3). The overall ratings for the unsatisfactory professionalism (unsatisfactory professionalism, superior communication and setting) video ranged from 2 to 5 with a mean of 2.4 (SD 1.03). Finally, the overall ratings for the unsatisfactory setting (unsatisfactory setting, superior communication and professionalism) video ranged from 1 to 8 with a mean of 3.1 (SD 1.7).

Figure 1 demonstrates that for the domain of communication, the raters were able to discern the unsatisfactory performance but had difficulty reliably distinguishing between superior and satisfactory performance. Figure 2 illustrates that for the domain of professionalism, raters were able to detect the videos' changing levels of performance at the extremes of behavior, with unsatisfactory and superior displays more readily identified. Figure 3 shows that for the domain of setting, the raters were able to discern the unsatisfactory versus superior level of the changing setting. Of note, we also found a moderate significant correlation between ratings of professionalism and communication (r=0.47, P<0.001).

Figure 1
Faculty ratings of communication by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.
Figure 2
Faculty ratings of professionalism by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.
Figure 3
Faculty ratings of setting by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.

The Cronbach , or measurement of internal reliability and consistency, for the Handoff Mini‐CEX (3 items plus overall) was 0.77, indicating high internal reliability and consistency. Using data from University of Chicago, where raters were labeled with a unique identifier, the Kendall coefficient of concordance was calculated to be 0.79, demonstrating high inter‐rater reliability of the faculty raters. High inter‐rater reliability was also seen using intraclass coefficients for each domain: communication (0.84), professionalism (0.68), setting (0.83), and overall (0.89). Using generalizability analysis, the average reliability was determined to be above 0.9 for all domains (0.99 for overall).

Last, the 2‐way ANOVA (n=75 observations from 13 raters) revealed no evidence of rater bias when examining the coefficient for attending rater (P=0.55 for professionalism, P=0.45 for communication, P=0.92 for setting). The range of scores for each video, however, was broad (Table 2).

Faculty's Mini‐Handoff Clinical Examination Exercise Ratings by Level of Performance Depicted in Video
 UnsatisfactorySatisfactorySuperior 
MeanMedianRangeMeanMedianRangeMeanMedianRangePb
  • NOTE: Clinical Examination Exercise ratings are on a 9‐point scale: 13=unsatisfactory, 46=satisfactory, 79=superior.

  • P value is from 2‐way analysis of variance examining the level of performance on rating of that construct controlling for rater.

Professionalism2.32144.44387.07390.026
Communication2.831678596.67190.005
Setting3.1318 7.58290.005

DISCUSSION

This study demonstrates that valid conclusions on handoff performance can be drawn using the Handoff CEX as the instrument to rate handoff quality. Utilizing standardized videos depicting varying levels of performance communication, professionalism, and setting, the Handoff Mini‐CEX has demonstrated potential to discern between increasing levels of performance, providing evidence for the construct validity of the instrument.

We observed that faculty could reliably detect unsatisfactory professionalism with ease, and that there was a distinct correlation between faculty ratings and the internally set levels of performance displayed in the videos. This trend demonstrated that faculty were able to discern different levels of professionalism using the Handoff Mini‐CEX. It became more difficult, however, for faculty to detect superior professionalism when the domain of communication was permuted. If the sender of the handoff was professional but the information delivered was disorganized, inaccurate, and missing crucial pieces of information, the faculty perceived this ineffective communication as unprofessional. Prior literature on professionalism has found that communication is a necessary component of professional behavior, and consequently, being a competent communicator is necessary to fulfill ones duty as a professional physician.[15, 16]

This is of note because we did find a moderate significant correlation between ratings of professionalism and communication. It is possible that this distinction would be made clearer with formal rater training in the future prior to any evaluations. However, it is also possible that professionalism and communication, due to a synergistic role between the 2 domains, cannot be separated. If this is the case, it would be important to educate clinicians to present patients in a concise, clear, and accurate way with a professional demeanor. Acknowledging professional responsibility as an integral piece of patient care is also critical in effectively communicating patient information.[5]

We also noted that faculty could detect unsatisfactory communication consistently; however, they were unable to differentiate between satisfactory and superior communication reliably or consistently. Because the unsatisfactory professionalism, unsatisfactory setting, and satisfactory professionalism videos all demonstrated superior communication, we believe that the faculty penalized communication when distractions, in the form of interruptions and rude behavior by the resident giving the handoff, interrupted the flow of the handoff. Thus, the wide ranges in scores observed by some raters may be attributed to this interaction between the Handoff Mini‐CEX domains. In the future, definitions of the anchors, including at the middle spectrum of performance, and rater training may improve the ability of raters to distinguish performance between each domain.

The overall value of the Handoff Mini‐CEX is in its ease of use, in part due to its brevity, as well as evidence for its validity in distinguishing between varying levels of performance. Given the emphasis on monitoring handoff quality and performance, the Handoff Mini‐CEX provides a standard foundation from which baseline handoff performance can be easily measured and improved. Moreover, it can also be used to give individual feedback to a specific practicing clinician on their practices and an opportunity to improve. This is particularly important given current recommendations by the Joint Commission, that handoffs are standardized, and by the ACGME, that residents are competent in handoff skills. Moreover, given the creation of the SHM's handoff recommendations and handoffs as a core competency for hospitalists, the tool provides the ability for hospitalist programs to actually assess their handoff practices as baseline measurements for any quality improvement activities that may take place.

Faculty were able to discern the superior and unsatisfactory levels of setting with ease. After watching and rating the videos, participants said that the chaotic scene of the unsatisfactory setting video had significant authenticity, and that they were constantly interrupted during their own handoffs by pages, phone calls, and people entering the handoff space. System‐level fixes, such as protected time and dedicated space for handoffs, and discouraging pages to be sent during the designated handoff time, could mitigate the reality of unsatisfactory settings.[17, 18]

Our study has several limitations. First, although this study was held at 2 sites, it included a small number of faculty, which can impact the generalizability of our findings. Implementation varied at Yale University and the University of Chicago, preventing use of all data for all analyses. Furthermore, institutional culture may also impact faculty raters' perceptions, so future work aims at repeating our protocol at partner institutions, increasing both the number and diversity of participants. We were also unable to compare the new shorter Handoff Mini‐CEX to the larger 9‐item Handoff CEX in this study.

Despite these limitations, we believe that the Handoff Mini‐CEX, has future potential as an instrument with which to make valid and reliable conclusions about handoff quality, and could be used to both evaluate handoff quality and as an educational tool for trainees and faculty on effective handoff communication.

Disclosures

This work was supported by the National Institute on Aging Short‐Term Aging‐Related Research Program (5T35AG029795), Agency for Healthcare Research and Quality (1 R03HS018278‐01), and the University of Chicago Department of Medicine Excellence in Medical Education Award. Dr. Horwitz is supported by the National Institute on Aging (K08 AG038336) and by the American Federation for Aging Research through the Paul B. Beeson Career Development Award Program. Dr. Arora is funded by National Institute on Aging Career Development Award K23AG033763. Prior presentations of these data include the 2011 Association of American Medical Colleges meeting in Denver, Colorado, the 2012 Association of Program Directors of Internal Medicine meeting in Atlanta, Georgia, and the 2012 Society of General Internal Medicine Meeting in Orlando, Florida.

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References
  1. Nasca TJ, Day SH, Amis ES. The new recommendations on duty hours from the ACGME task force. New Engl J Med. 2010;363(2):e3.
  2. ACGME common program requirements. Effective July 1, 2011. Available at: http://www.acgme.org/acgmeweb/Portals/0/PDFs/Common_Program_Requirements_07012011[2].pdf. Accessed February 8, 2014.
  3. Horwitz LI, Moin T, Krumholz HM, Wang L, Bradley EH. Consequences of inadequate sign‐out for patient care. Arch Intern Med. 2008;168(16):17551760.
  4. Arora V, Johnson J, Lovinger D, Humphrey HJ, Meltzer DO. Communication failures in patient sign‐out and suggestions for improvement: a critical incident analysis. Qual Saf Healthcare. 2005;14(6):401407.
  5. Arora VM, Manjarrez E, Dressler DD, Basaviah P, Halasyamani L, Kripalani S. Hospitalist handoffs: a systematic review and task force recommendations. J Hosp Med. 2009;4(7):433440.
  6. Arora V, Johnson J. A model for building a standardized hand‐off protocol. Jt Comm J Qual Patient Saf. 2006;32(11):646655.
  7. World Health Organization Collaborating Centre for Patient Safety. Solutions on communication during patient hand‐overs. 2007; Volume 1, Solution 1. Available at: http://www.who.int/patientsafety/solutions/patientsafety/PS‐Solution3.pdf. Accessed February 8, 2014.
  8. Patterson ES, Wears RL. Patient handoffs: standardized and reliable measurement tools remain elusive. Jt Comm J Qual Patient Saf. 2010;36(2):5261.
  9. Horwitz L, Rand D, Staisiunas P, et al. Development of a handoff evaluation tool for shift‐to‐shift physician handoffs: the handoff CEX. J Hosp Med. 2013;8(4):191200.
  10. Farnan JM, Paro JAM, Rodriguez RM, et al. Hand‐off education and evaluation: piloting the observed simulated hand‐off experience (OSHE). J Gen Intern Med. 2010;25(2):129134.
  11. Horwitz LI, Dombroski J, Murphy TE, Farnan JM, Johnson JK, Arora VM. Validation of a handoff tool: the Handoff CEX. J Clin Nurs. 2013;22(9‐10):14771486.
  12. Norcini JJ, Blank LL, Duffy FD, Fortna GS. The mini‐CEX: a method for assessing clinical skills. Ann Intern Med. 2003;138(6):476481.
  13. Patterson ES, Roth EM, Woods DD, Chow R, Gomes JO. Handoff strategies in settings with high consequences for failure: lessons for health care operations. Int J Qual Health Care. 2004;16(2):125132.
  14. Holmboe ES, Huot S, Chung J, Norcini J, Hawkins RE. Construct validity of the miniclinical evaluation exercise (miniCEX). Acad Med. 2003;78(8):826830.
  15. Reddy ST, Farnan JM, Yoon JD, et al. Third‐year medical students' participation in and perceptions of unprofessional behaviors. Acad Med. 2007;82(10 suppl):S35S39.
  16. Hafferty FW. Professionalism—the next wave. N Engl J Med. 2006;355(20):21512152.
  17. Chang VY, Arora VM, Lev‐Ari S, D'Arcy M, Keysar B. Interns overestimate the effectiveness of their hand‐off communication. Pediatrics. 2010;125(3):491496.
  18. Greenstein EA, Arora VM, Staisiunas PG, Banerjee SS, Farnan JM. Characterising physician listening behaviour during hospitalist handoffs using the HEAR checklist. BMJ Qual Saf. 2013;22(3):203209.
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Over the last decade, there has been an unprecedented focus on physician handoffs in US hospitals. One major reason for this are the reductions in residency duty hours that have been mandated by the American Council for Graduate Medical Education (ACGME), first in 2003 and subsequently revised in 2011.[1, 2] As residents work fewer hours, experts believe that potential safety gains from reduced fatigue are countered by an increase in the number of handoffs, which represent a risk due to the potential miscommunication. Prior studies show that critical patient information is often lost or altered during this transfer of clinical information and professional responsibility, which can result in patient harm.[3, 4] As a result of these concerns, the ACGME now requires residency programs to ensure and monitor effective, structured hand‐over processes to facilitate both continuity of care and patient safety. Programs must ensure that residents are competent in communicating with team members in the hand‐over process.[2] Moreover, handoffs have also been a major improvement focus for organizations with broader scope than teaching hospitals, including the World Health Organization, Joint Commission, and the Society for Hospital Medicine (SHM).[5, 6, 7]

Despite this focus on handoffs, monitoring quality of handoffs has proven challenging due to lack of a reliable and validated tool to measure handoff quality. More recently, the Accreditation Council of Graduate Medical Education's introduction of the Next Accreditation System, with its focus on direct observation of clinical skills to achieve milestones, makes it crucial for residency educators to have valid tools to measure competence in handoffs. As a result, it is critical that instruments to measure handoff performance are not only created but also validated.[8]

To help fill this gap, we previously reported on the development of a 9‐item Handoff Clinical Examination Exercise (CEX) assessment tool. The Handoff CEX, designed for use by those participating in the handoff or by a third‐party observer, can be used to rate the quality of patient handoffs in domains such as professionalism and communication skills between the receiver and sender of patient information.[9, 10] Despite prior demonstration of feasibility of use, the initial tool was perceived as lengthy and redundant. In addition, although the tool has been shown to discriminate between performance of novice and expert nurses, the construct validity of this tool has not been established.[11] Establishing construct validity is important to ensuring that the tool can measure the construct in question, namely whether it detects those who are actually competent to perform handoffs safely and effectively. We present here the results of the development of a shorter Handoff Mini‐CEX, along with the formal establishment of its construct validity, namely its ability to distinguish between levels of performance in 3 domains of handoff quality.

METHODS

Adaption of the Handoff CEX and Development of the Abbreviated Tool

The 9‐item Handoff CEX is a paper‐based instrument that was created by the investigators (L.I.H., J.M.F., V.M.A.) to evaluate either the sender or the receiver of handoff communications and has been used in prior studies (see Supporting Information, Appendix 1, in the online version of this article).[9, 10] The evaluation may be conducted by either an observer or by a handoff participant. The instrument includes 6 domains: (1) setting, (2) organization and efficiency, (3) communication skills, (4) content, (5) clinical judgment, and (6) humanistic skills/professionalism. Each domain is graded on a 9‐point rating scale, modeled on the widely used Mini‐CEX (Clinical Evaluation Exercise) for real‐time observation of clinical history and exam skills in internal medicine clerkships and residencies (13=unsatisfactory, 46=marginal/satisfactory, 79=superior).[12] This familiar 9‐point scale is utilized in graduate medical education evaluation of the ACGME core competencies.

To standardize the evaluation, the instrument uses performance‐based anchors for evaluating both the sender and the receiver of the handoff information. The anchors are derived from functional evaluation of the roles of senders and receivers in our preliminary work at both the University of Chicago and Yale University, best practices in other high‐reliability industries, guidelines from the Joint Commission and the SHM, and prior studies of effective communication in clinical systems.[5, 6, 13]

After piloting the Handoff CEX with the University of Chicago's internal medicine residency program (n=280 handoff evaluations), a strong correlation was noted between the measures of content (medical knowledge), patient care, clinical judgment, organization/efficiency, and communication skills. Moreover, the Handoff CEX's Cronbach , or measurement of internal reliability and consistency, was very high (=0.95). Given the potential of redundant items, and to increase ease of use of the instrument, factor analysis was used to reduce the instrument to yield a shorter 3‐item tool, the Handoff Mini‐CEX, that assessed 3 of the initial items: setting, communication skills, and professionalism. Overall, performance on these 3 items were responsible for 82% of the variance of overall sign‐out quality (see Supporting Information, Appendix 2, in the online version of this article).

Establishing Construct Validity of the Handoff Mini‐CEX

To establish construct validity of the Handoff Mini‐CEX, we adapted a protocol used by Holmboe and colleagues to report the construct validity of the Handoff Mini‐CEX, which is based on the development and use of video scenarios depicting varying levels of clinical performance.[14] A clinical scenario script, based on prior observational work, was developed, which represented an internal medicine resident (the sender) signing out 3 different patients to colleagues (intern [postgraduate year 1] and resident). This scenario was developed to explicitly include observable components of professionalism, communication, and setting. Three levels of performancesuperior, satisfactory, and unsatisfactorywere defined and described for the 3 domains. These levels were defined, and separate scripts were written using this information, demonstrating varying levels of performance in each of the domains of interest, using the descriptive anchors of the Handoff Mini‐CEX.

After constructing the superior, or gold standard, script that showcases superior communication, professionalism, and setting, individual domains of performance were changed (eg, to satisfactory or unsatisfactory), while holding the other 2 constant at the superior level of performance. For example, superior communication requires that the sender provides anticipatory guidance and includes clinical rationale, whereas unsatisfactory communication includes vague language about overnight events and a disorganized presentation of patients. Superior professionalism requires no inappropriate comments by the sender about patients, family, and staff as well as a presentation focused on the most urgent patients. Unsatisfactory professionalism is shown by a hurried and inattentive sign‐out, with inappropriate comments about patients, family, and staff. Finally, a superior setting is one in which the receiver is listening attentively and discourages interruptions, whereas an unsatisfactory setting finds the sender or receiver answering pages during the handoff surrounded by background noise. We omitted the satisfactory level for setting due to the difficulties in creating subtleties in the environment.

Permutations of each of these domains resulted in 6 scripts depicting different levels of sender performance (see Supporting Information, Appendix 3, in the online version of this article). Only the performance level of the sender was changed, and the receivers of the handoff performance remained consistent, using best practices for receivers, such as attentive listening, asking questions, reading back, and taking notes during the handoff. The scripts were developed by 2 investigators (V.M.A., S.B.), then reviewed and edited independently by other investigators (J.M.F., P.S.) to achieve consensus. Actors were recruited to perform the video scenarios and were trained by the physician investigators (J.M.F., V.M.A.). The part of the sender was played by a study investigator (P.S.) with prior acting experience, and who had accrued over 40 hours of experience observing handoffs to depict varying levels of handoff performance. The digital video recordings ranged in length from 2.00 minutes to 4.08 minutes. All digital videos were recorded using a Sony XDCAM PMW‐EX3 HD camcorder (Sony Corp., Tokyo, Japan.

Participants

Faculty from the University of Chicago Medical Center and Yale University were included. At the University of Chicago, faculty were recruited to participate via email by the study investigators to the Research in Medical Education (RIME) listhost, which includes program directors, clerkship directors, and medical educators. Two sessions were offered and administered. Continuing medical education (CME) credit was provided for participation, as this workshop was given in conjunction with the RIME CME conference. Evaluations were deidentified using a unique identifier for each rater. At Yale University, the workshop on handoffs was offered as part of 2 seminars for program directors and chief residents from all specialties. During these seminars, program directors and chief residents used anonymous evaluation rating forms that did not capture rater identifiers. No other incentive was provided for participation. Although neither faculty at the University of Chicago nor Yale University received any formal training on handoff evaluation, they did receive a short introduction to the importance of handoffs and the goals of the workshop. The protocol was deemed exempt by the institutional review board at the University of Chicago.

Workshop Protocol

After a brief introduction, faculty viewed the tapes in random order on a projected screen. Participants were instructed to use the Handoff Mini‐CEX to rate whichever element(s) of handoff quality they believed they could suitably evaluate while watching the tapes. The videos were rated on the Handoff Mini‐CEX form, and participants anonymously completed the forms independently without any contact with other participants. The lead investigators proctored all sessions. At University of Chicago, participants viewed and rated all 6 videos over the course of an hour. At Yale University, due to time constraints in the program director and chief resident seminars, participants reviewed 1 of the videos in seminar 1 (unsatisfactory professionalism) and 2 in the other seminar (unsatisfactory communication, unsatisfactory professionalism) (Table 1).

Script Matrix
 UnsatisfactorySatisfactorySuperior
  • NOTE: Abbreviations: CBC, complete blood count; CCU, coronary care unit; ECG, electrocardiogram.

  • Denotes video scenario seen by Yale University raters. All videos were seen by University of Chicago raters.

CommunicationScript 3 (n=36)aScript 2 (n=13)Script 1 (n=13)
Uses vague language about overnight events, missing critical patient information, disorganized.Insufficient level of clinical detail, directions are not as thorough, handoff is generally on task and sufficient.Anticipatory guidance provided, rationale explained; important information is included, highlights sick patients.
Look in the record; I'm sure it's in there. And oh yeah, I need you to check enzymes and finish ruling her out.So the only thing to do is to check labs; you know, check CBC and cardiac enzymes.So for today, I need you to check post‐transfusion hemoglobin to make sure it's back to the baseline of 10. If it's under 10, then transfuse her 2 units, but hopefully it will be bumped up. Also continue to check cardiac enzymes; the next set is coming at 2 pm, and we need to continue the rule out. If her enzymes are positive or she has other ECG changes, definitely call the cardio fellow, since they'll want to take her to the CCU.
ProfessionalismScript 5 (n=39)aScript 4 (n=22)aScript 1
Hurried, inattentive, rushing to leave, inappropriate comments (re: patients, family, staff).Some tangential comments (re: patients, family, staff).Appropriate comments (re: patients, family, staff), focused on task.
[D]efinitely call the cards fellow, since they'll want to take her to the CCU. And let me tell you, if you don't call her, she'll rip you a new one.Let's breeze through them quickly so I can get out of here, I've had a rough day. I'll start with the sickest first, and oh my God she's a train wreck! 
SettingScript 6 (n=13) Script 1
Answering pages during handoff, interruptions (people entering room, phone ringing). Attentive listening, no interruptions, pager silenced.

Data Collection and Statistical Analysis

Using combined data from University of Chicago and Yale University, descriptive statistics were reported as raw scores on the Handoff Mini‐CEX. To assess internal consistency of the tool, Cronbach was used. To assess inter‐rater reliability of these attending physician ratings on the tool, we performed a Kendall coefficient of concordance analysis after collapsing the ratings into 3 categories (unsatisfactory, satisfactory, superior). In addition, we also calculated intraclass correlation coefficients for each item using the raw data and generalizability analysis to calculate the number of raters that would be needed to achieve a desired reliability of 0.95. To ascertain if faculty were able to detect varying levels of performance depicted in the video, an ordinal test of trend on the communication, professionalism, and setting scores was performed.

To assess for rater bias, we were able to use the identifiers on the University of Chicago data to perform a 2‐way analysis of variance (ANOVA) to assess if faculty scores were associated with performance level after controlling for faculty. The results of the faculty rater coefficients and P values in the 2‐way ANOVA were also examined for any evidence of rater bias. All calculations were performed in Stata 11.0 (StataCorp, College Station, TX) with statistical significance defined as P<0.05.

RESULTS

Forty‐seven faculty members (14=site 1; 33=site 2) participated in the validation workshops (2 at the University of Chicago, and 2 at Yale University), which were held in August 2011 and September 2011, providing a total of 172 observations of a possible 191 (90%).

The overall handoff quality ratings for the superior, gold standard video (superior communication, professionalism, and communication) ranged from 7 to 9 with a mean of 8.5 (standard deviation [SD] 0.7). The overall ratings for the video depicting satisfactory communication (satisfactory communication, superior professionalism and setting) ranged from 5 to 9 with a mean of 7.3 (SD 1.1). The overall ratings for the unsatisfactory communication (unsatisfactory communication, superior professionalism and setting) video ranged from 1 to 7 with a mean of 2.6 (SD 1.2). The overall ratings for the satisfactory professionalism video (satisfactory professionalism, superior communication and setting) ranged from 4 to 8 with a mean of 5.7 (SD 1.3). The overall ratings for the unsatisfactory professionalism (unsatisfactory professionalism, superior communication and setting) video ranged from 2 to 5 with a mean of 2.4 (SD 1.03). Finally, the overall ratings for the unsatisfactory setting (unsatisfactory setting, superior communication and professionalism) video ranged from 1 to 8 with a mean of 3.1 (SD 1.7).

Figure 1 demonstrates that for the domain of communication, the raters were able to discern the unsatisfactory performance but had difficulty reliably distinguishing between superior and satisfactory performance. Figure 2 illustrates that for the domain of professionalism, raters were able to detect the videos' changing levels of performance at the extremes of behavior, with unsatisfactory and superior displays more readily identified. Figure 3 shows that for the domain of setting, the raters were able to discern the unsatisfactory versus superior level of the changing setting. Of note, we also found a moderate significant correlation between ratings of professionalism and communication (r=0.47, P<0.001).

Figure 1
Faculty ratings of communication by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.
Figure 2
Faculty ratings of professionalism by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.
Figure 3
Faculty ratings of setting by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.

The Cronbach , or measurement of internal reliability and consistency, for the Handoff Mini‐CEX (3 items plus overall) was 0.77, indicating high internal reliability and consistency. Using data from University of Chicago, where raters were labeled with a unique identifier, the Kendall coefficient of concordance was calculated to be 0.79, demonstrating high inter‐rater reliability of the faculty raters. High inter‐rater reliability was also seen using intraclass coefficients for each domain: communication (0.84), professionalism (0.68), setting (0.83), and overall (0.89). Using generalizability analysis, the average reliability was determined to be above 0.9 for all domains (0.99 for overall).

Last, the 2‐way ANOVA (n=75 observations from 13 raters) revealed no evidence of rater bias when examining the coefficient for attending rater (P=0.55 for professionalism, P=0.45 for communication, P=0.92 for setting). The range of scores for each video, however, was broad (Table 2).

Faculty's Mini‐Handoff Clinical Examination Exercise Ratings by Level of Performance Depicted in Video
 UnsatisfactorySatisfactorySuperior 
MeanMedianRangeMeanMedianRangeMeanMedianRangePb
  • NOTE: Clinical Examination Exercise ratings are on a 9‐point scale: 13=unsatisfactory, 46=satisfactory, 79=superior.

  • P value is from 2‐way analysis of variance examining the level of performance on rating of that construct controlling for rater.

Professionalism2.32144.44387.07390.026
Communication2.831678596.67190.005
Setting3.1318 7.58290.005

DISCUSSION

This study demonstrates that valid conclusions on handoff performance can be drawn using the Handoff CEX as the instrument to rate handoff quality. Utilizing standardized videos depicting varying levels of performance communication, professionalism, and setting, the Handoff Mini‐CEX has demonstrated potential to discern between increasing levels of performance, providing evidence for the construct validity of the instrument.

We observed that faculty could reliably detect unsatisfactory professionalism with ease, and that there was a distinct correlation between faculty ratings and the internally set levels of performance displayed in the videos. This trend demonstrated that faculty were able to discern different levels of professionalism using the Handoff Mini‐CEX. It became more difficult, however, for faculty to detect superior professionalism when the domain of communication was permuted. If the sender of the handoff was professional but the information delivered was disorganized, inaccurate, and missing crucial pieces of information, the faculty perceived this ineffective communication as unprofessional. Prior literature on professionalism has found that communication is a necessary component of professional behavior, and consequently, being a competent communicator is necessary to fulfill ones duty as a professional physician.[15, 16]

This is of note because we did find a moderate significant correlation between ratings of professionalism and communication. It is possible that this distinction would be made clearer with formal rater training in the future prior to any evaluations. However, it is also possible that professionalism and communication, due to a synergistic role between the 2 domains, cannot be separated. If this is the case, it would be important to educate clinicians to present patients in a concise, clear, and accurate way with a professional demeanor. Acknowledging professional responsibility as an integral piece of patient care is also critical in effectively communicating patient information.[5]

We also noted that faculty could detect unsatisfactory communication consistently; however, they were unable to differentiate between satisfactory and superior communication reliably or consistently. Because the unsatisfactory professionalism, unsatisfactory setting, and satisfactory professionalism videos all demonstrated superior communication, we believe that the faculty penalized communication when distractions, in the form of interruptions and rude behavior by the resident giving the handoff, interrupted the flow of the handoff. Thus, the wide ranges in scores observed by some raters may be attributed to this interaction between the Handoff Mini‐CEX domains. In the future, definitions of the anchors, including at the middle spectrum of performance, and rater training may improve the ability of raters to distinguish performance between each domain.

The overall value of the Handoff Mini‐CEX is in its ease of use, in part due to its brevity, as well as evidence for its validity in distinguishing between varying levels of performance. Given the emphasis on monitoring handoff quality and performance, the Handoff Mini‐CEX provides a standard foundation from which baseline handoff performance can be easily measured and improved. Moreover, it can also be used to give individual feedback to a specific practicing clinician on their practices and an opportunity to improve. This is particularly important given current recommendations by the Joint Commission, that handoffs are standardized, and by the ACGME, that residents are competent in handoff skills. Moreover, given the creation of the SHM's handoff recommendations and handoffs as a core competency for hospitalists, the tool provides the ability for hospitalist programs to actually assess their handoff practices as baseline measurements for any quality improvement activities that may take place.

Faculty were able to discern the superior and unsatisfactory levels of setting with ease. After watching and rating the videos, participants said that the chaotic scene of the unsatisfactory setting video had significant authenticity, and that they were constantly interrupted during their own handoffs by pages, phone calls, and people entering the handoff space. System‐level fixes, such as protected time and dedicated space for handoffs, and discouraging pages to be sent during the designated handoff time, could mitigate the reality of unsatisfactory settings.[17, 18]

Our study has several limitations. First, although this study was held at 2 sites, it included a small number of faculty, which can impact the generalizability of our findings. Implementation varied at Yale University and the University of Chicago, preventing use of all data for all analyses. Furthermore, institutional culture may also impact faculty raters' perceptions, so future work aims at repeating our protocol at partner institutions, increasing both the number and diversity of participants. We were also unable to compare the new shorter Handoff Mini‐CEX to the larger 9‐item Handoff CEX in this study.

Despite these limitations, we believe that the Handoff Mini‐CEX, has future potential as an instrument with which to make valid and reliable conclusions about handoff quality, and could be used to both evaluate handoff quality and as an educational tool for trainees and faculty on effective handoff communication.

Disclosures

This work was supported by the National Institute on Aging Short‐Term Aging‐Related Research Program (5T35AG029795), Agency for Healthcare Research and Quality (1 R03HS018278‐01), and the University of Chicago Department of Medicine Excellence in Medical Education Award. Dr. Horwitz is supported by the National Institute on Aging (K08 AG038336) and by the American Federation for Aging Research through the Paul B. Beeson Career Development Award Program. Dr. Arora is funded by National Institute on Aging Career Development Award K23AG033763. Prior presentations of these data include the 2011 Association of American Medical Colleges meeting in Denver, Colorado, the 2012 Association of Program Directors of Internal Medicine meeting in Atlanta, Georgia, and the 2012 Society of General Internal Medicine Meeting in Orlando, Florida.

Over the last decade, there has been an unprecedented focus on physician handoffs in US hospitals. One major reason for this are the reductions in residency duty hours that have been mandated by the American Council for Graduate Medical Education (ACGME), first in 2003 and subsequently revised in 2011.[1, 2] As residents work fewer hours, experts believe that potential safety gains from reduced fatigue are countered by an increase in the number of handoffs, which represent a risk due to the potential miscommunication. Prior studies show that critical patient information is often lost or altered during this transfer of clinical information and professional responsibility, which can result in patient harm.[3, 4] As a result of these concerns, the ACGME now requires residency programs to ensure and monitor effective, structured hand‐over processes to facilitate both continuity of care and patient safety. Programs must ensure that residents are competent in communicating with team members in the hand‐over process.[2] Moreover, handoffs have also been a major improvement focus for organizations with broader scope than teaching hospitals, including the World Health Organization, Joint Commission, and the Society for Hospital Medicine (SHM).[5, 6, 7]

Despite this focus on handoffs, monitoring quality of handoffs has proven challenging due to lack of a reliable and validated tool to measure handoff quality. More recently, the Accreditation Council of Graduate Medical Education's introduction of the Next Accreditation System, with its focus on direct observation of clinical skills to achieve milestones, makes it crucial for residency educators to have valid tools to measure competence in handoffs. As a result, it is critical that instruments to measure handoff performance are not only created but also validated.[8]

To help fill this gap, we previously reported on the development of a 9‐item Handoff Clinical Examination Exercise (CEX) assessment tool. The Handoff CEX, designed for use by those participating in the handoff or by a third‐party observer, can be used to rate the quality of patient handoffs in domains such as professionalism and communication skills between the receiver and sender of patient information.[9, 10] Despite prior demonstration of feasibility of use, the initial tool was perceived as lengthy and redundant. In addition, although the tool has been shown to discriminate between performance of novice and expert nurses, the construct validity of this tool has not been established.[11] Establishing construct validity is important to ensuring that the tool can measure the construct in question, namely whether it detects those who are actually competent to perform handoffs safely and effectively. We present here the results of the development of a shorter Handoff Mini‐CEX, along with the formal establishment of its construct validity, namely its ability to distinguish between levels of performance in 3 domains of handoff quality.

METHODS

Adaption of the Handoff CEX and Development of the Abbreviated Tool

The 9‐item Handoff CEX is a paper‐based instrument that was created by the investigators (L.I.H., J.M.F., V.M.A.) to evaluate either the sender or the receiver of handoff communications and has been used in prior studies (see Supporting Information, Appendix 1, in the online version of this article).[9, 10] The evaluation may be conducted by either an observer or by a handoff participant. The instrument includes 6 domains: (1) setting, (2) organization and efficiency, (3) communication skills, (4) content, (5) clinical judgment, and (6) humanistic skills/professionalism. Each domain is graded on a 9‐point rating scale, modeled on the widely used Mini‐CEX (Clinical Evaluation Exercise) for real‐time observation of clinical history and exam skills in internal medicine clerkships and residencies (13=unsatisfactory, 46=marginal/satisfactory, 79=superior).[12] This familiar 9‐point scale is utilized in graduate medical education evaluation of the ACGME core competencies.

To standardize the evaluation, the instrument uses performance‐based anchors for evaluating both the sender and the receiver of the handoff information. The anchors are derived from functional evaluation of the roles of senders and receivers in our preliminary work at both the University of Chicago and Yale University, best practices in other high‐reliability industries, guidelines from the Joint Commission and the SHM, and prior studies of effective communication in clinical systems.[5, 6, 13]

After piloting the Handoff CEX with the University of Chicago's internal medicine residency program (n=280 handoff evaluations), a strong correlation was noted between the measures of content (medical knowledge), patient care, clinical judgment, organization/efficiency, and communication skills. Moreover, the Handoff CEX's Cronbach , or measurement of internal reliability and consistency, was very high (=0.95). Given the potential of redundant items, and to increase ease of use of the instrument, factor analysis was used to reduce the instrument to yield a shorter 3‐item tool, the Handoff Mini‐CEX, that assessed 3 of the initial items: setting, communication skills, and professionalism. Overall, performance on these 3 items were responsible for 82% of the variance of overall sign‐out quality (see Supporting Information, Appendix 2, in the online version of this article).

Establishing Construct Validity of the Handoff Mini‐CEX

To establish construct validity of the Handoff Mini‐CEX, we adapted a protocol used by Holmboe and colleagues to report the construct validity of the Handoff Mini‐CEX, which is based on the development and use of video scenarios depicting varying levels of clinical performance.[14] A clinical scenario script, based on prior observational work, was developed, which represented an internal medicine resident (the sender) signing out 3 different patients to colleagues (intern [postgraduate year 1] and resident). This scenario was developed to explicitly include observable components of professionalism, communication, and setting. Three levels of performancesuperior, satisfactory, and unsatisfactorywere defined and described for the 3 domains. These levels were defined, and separate scripts were written using this information, demonstrating varying levels of performance in each of the domains of interest, using the descriptive anchors of the Handoff Mini‐CEX.

After constructing the superior, or gold standard, script that showcases superior communication, professionalism, and setting, individual domains of performance were changed (eg, to satisfactory or unsatisfactory), while holding the other 2 constant at the superior level of performance. For example, superior communication requires that the sender provides anticipatory guidance and includes clinical rationale, whereas unsatisfactory communication includes vague language about overnight events and a disorganized presentation of patients. Superior professionalism requires no inappropriate comments by the sender about patients, family, and staff as well as a presentation focused on the most urgent patients. Unsatisfactory professionalism is shown by a hurried and inattentive sign‐out, with inappropriate comments about patients, family, and staff. Finally, a superior setting is one in which the receiver is listening attentively and discourages interruptions, whereas an unsatisfactory setting finds the sender or receiver answering pages during the handoff surrounded by background noise. We omitted the satisfactory level for setting due to the difficulties in creating subtleties in the environment.

Permutations of each of these domains resulted in 6 scripts depicting different levels of sender performance (see Supporting Information, Appendix 3, in the online version of this article). Only the performance level of the sender was changed, and the receivers of the handoff performance remained consistent, using best practices for receivers, such as attentive listening, asking questions, reading back, and taking notes during the handoff. The scripts were developed by 2 investigators (V.M.A., S.B.), then reviewed and edited independently by other investigators (J.M.F., P.S.) to achieve consensus. Actors were recruited to perform the video scenarios and were trained by the physician investigators (J.M.F., V.M.A.). The part of the sender was played by a study investigator (P.S.) with prior acting experience, and who had accrued over 40 hours of experience observing handoffs to depict varying levels of handoff performance. The digital video recordings ranged in length from 2.00 minutes to 4.08 minutes. All digital videos were recorded using a Sony XDCAM PMW‐EX3 HD camcorder (Sony Corp., Tokyo, Japan.

Participants

Faculty from the University of Chicago Medical Center and Yale University were included. At the University of Chicago, faculty were recruited to participate via email by the study investigators to the Research in Medical Education (RIME) listhost, which includes program directors, clerkship directors, and medical educators. Two sessions were offered and administered. Continuing medical education (CME) credit was provided for participation, as this workshop was given in conjunction with the RIME CME conference. Evaluations were deidentified using a unique identifier for each rater. At Yale University, the workshop on handoffs was offered as part of 2 seminars for program directors and chief residents from all specialties. During these seminars, program directors and chief residents used anonymous evaluation rating forms that did not capture rater identifiers. No other incentive was provided for participation. Although neither faculty at the University of Chicago nor Yale University received any formal training on handoff evaluation, they did receive a short introduction to the importance of handoffs and the goals of the workshop. The protocol was deemed exempt by the institutional review board at the University of Chicago.

Workshop Protocol

After a brief introduction, faculty viewed the tapes in random order on a projected screen. Participants were instructed to use the Handoff Mini‐CEX to rate whichever element(s) of handoff quality they believed they could suitably evaluate while watching the tapes. The videos were rated on the Handoff Mini‐CEX form, and participants anonymously completed the forms independently without any contact with other participants. The lead investigators proctored all sessions. At University of Chicago, participants viewed and rated all 6 videos over the course of an hour. At Yale University, due to time constraints in the program director and chief resident seminars, participants reviewed 1 of the videos in seminar 1 (unsatisfactory professionalism) and 2 in the other seminar (unsatisfactory communication, unsatisfactory professionalism) (Table 1).

Script Matrix
 UnsatisfactorySatisfactorySuperior
  • NOTE: Abbreviations: CBC, complete blood count; CCU, coronary care unit; ECG, electrocardiogram.

  • Denotes video scenario seen by Yale University raters. All videos were seen by University of Chicago raters.

CommunicationScript 3 (n=36)aScript 2 (n=13)Script 1 (n=13)
Uses vague language about overnight events, missing critical patient information, disorganized.Insufficient level of clinical detail, directions are not as thorough, handoff is generally on task and sufficient.Anticipatory guidance provided, rationale explained; important information is included, highlights sick patients.
Look in the record; I'm sure it's in there. And oh yeah, I need you to check enzymes and finish ruling her out.So the only thing to do is to check labs; you know, check CBC and cardiac enzymes.So for today, I need you to check post‐transfusion hemoglobin to make sure it's back to the baseline of 10. If it's under 10, then transfuse her 2 units, but hopefully it will be bumped up. Also continue to check cardiac enzymes; the next set is coming at 2 pm, and we need to continue the rule out. If her enzymes are positive or she has other ECG changes, definitely call the cardio fellow, since they'll want to take her to the CCU.
ProfessionalismScript 5 (n=39)aScript 4 (n=22)aScript 1
Hurried, inattentive, rushing to leave, inappropriate comments (re: patients, family, staff).Some tangential comments (re: patients, family, staff).Appropriate comments (re: patients, family, staff), focused on task.
[D]efinitely call the cards fellow, since they'll want to take her to the CCU. And let me tell you, if you don't call her, she'll rip you a new one.Let's breeze through them quickly so I can get out of here, I've had a rough day. I'll start with the sickest first, and oh my God she's a train wreck! 
SettingScript 6 (n=13) Script 1
Answering pages during handoff, interruptions (people entering room, phone ringing). Attentive listening, no interruptions, pager silenced.

Data Collection and Statistical Analysis

Using combined data from University of Chicago and Yale University, descriptive statistics were reported as raw scores on the Handoff Mini‐CEX. To assess internal consistency of the tool, Cronbach was used. To assess inter‐rater reliability of these attending physician ratings on the tool, we performed a Kendall coefficient of concordance analysis after collapsing the ratings into 3 categories (unsatisfactory, satisfactory, superior). In addition, we also calculated intraclass correlation coefficients for each item using the raw data and generalizability analysis to calculate the number of raters that would be needed to achieve a desired reliability of 0.95. To ascertain if faculty were able to detect varying levels of performance depicted in the video, an ordinal test of trend on the communication, professionalism, and setting scores was performed.

To assess for rater bias, we were able to use the identifiers on the University of Chicago data to perform a 2‐way analysis of variance (ANOVA) to assess if faculty scores were associated with performance level after controlling for faculty. The results of the faculty rater coefficients and P values in the 2‐way ANOVA were also examined for any evidence of rater bias. All calculations were performed in Stata 11.0 (StataCorp, College Station, TX) with statistical significance defined as P<0.05.

RESULTS

Forty‐seven faculty members (14=site 1; 33=site 2) participated in the validation workshops (2 at the University of Chicago, and 2 at Yale University), which were held in August 2011 and September 2011, providing a total of 172 observations of a possible 191 (90%).

The overall handoff quality ratings for the superior, gold standard video (superior communication, professionalism, and communication) ranged from 7 to 9 with a mean of 8.5 (standard deviation [SD] 0.7). The overall ratings for the video depicting satisfactory communication (satisfactory communication, superior professionalism and setting) ranged from 5 to 9 with a mean of 7.3 (SD 1.1). The overall ratings for the unsatisfactory communication (unsatisfactory communication, superior professionalism and setting) video ranged from 1 to 7 with a mean of 2.6 (SD 1.2). The overall ratings for the satisfactory professionalism video (satisfactory professionalism, superior communication and setting) ranged from 4 to 8 with a mean of 5.7 (SD 1.3). The overall ratings for the unsatisfactory professionalism (unsatisfactory professionalism, superior communication and setting) video ranged from 2 to 5 with a mean of 2.4 (SD 1.03). Finally, the overall ratings for the unsatisfactory setting (unsatisfactory setting, superior communication and professionalism) video ranged from 1 to 8 with a mean of 3.1 (SD 1.7).

Figure 1 demonstrates that for the domain of communication, the raters were able to discern the unsatisfactory performance but had difficulty reliably distinguishing between superior and satisfactory performance. Figure 2 illustrates that for the domain of professionalism, raters were able to detect the videos' changing levels of performance at the extremes of behavior, with unsatisfactory and superior displays more readily identified. Figure 3 shows that for the domain of setting, the raters were able to discern the unsatisfactory versus superior level of the changing setting. Of note, we also found a moderate significant correlation between ratings of professionalism and communication (r=0.47, P<0.001).

Figure 1
Faculty ratings of communication by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.
Figure 2
Faculty ratings of professionalism by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.
Figure 3
Faculty ratings of setting by performance. The handoff Clinical Examination Exercise ratings are a 9‐point scale: 1–3 = unsatisfactory, 4–6 = satisfactory, 7–9 = superior.

The Cronbach , or measurement of internal reliability and consistency, for the Handoff Mini‐CEX (3 items plus overall) was 0.77, indicating high internal reliability and consistency. Using data from University of Chicago, where raters were labeled with a unique identifier, the Kendall coefficient of concordance was calculated to be 0.79, demonstrating high inter‐rater reliability of the faculty raters. High inter‐rater reliability was also seen using intraclass coefficients for each domain: communication (0.84), professionalism (0.68), setting (0.83), and overall (0.89). Using generalizability analysis, the average reliability was determined to be above 0.9 for all domains (0.99 for overall).

Last, the 2‐way ANOVA (n=75 observations from 13 raters) revealed no evidence of rater bias when examining the coefficient for attending rater (P=0.55 for professionalism, P=0.45 for communication, P=0.92 for setting). The range of scores for each video, however, was broad (Table 2).

Faculty's Mini‐Handoff Clinical Examination Exercise Ratings by Level of Performance Depicted in Video
 UnsatisfactorySatisfactorySuperior 
MeanMedianRangeMeanMedianRangeMeanMedianRangePb
  • NOTE: Clinical Examination Exercise ratings are on a 9‐point scale: 13=unsatisfactory, 46=satisfactory, 79=superior.

  • P value is from 2‐way analysis of variance examining the level of performance on rating of that construct controlling for rater.

Professionalism2.32144.44387.07390.026
Communication2.831678596.67190.005
Setting3.1318 7.58290.005

DISCUSSION

This study demonstrates that valid conclusions on handoff performance can be drawn using the Handoff CEX as the instrument to rate handoff quality. Utilizing standardized videos depicting varying levels of performance communication, professionalism, and setting, the Handoff Mini‐CEX has demonstrated potential to discern between increasing levels of performance, providing evidence for the construct validity of the instrument.

We observed that faculty could reliably detect unsatisfactory professionalism with ease, and that there was a distinct correlation between faculty ratings and the internally set levels of performance displayed in the videos. This trend demonstrated that faculty were able to discern different levels of professionalism using the Handoff Mini‐CEX. It became more difficult, however, for faculty to detect superior professionalism when the domain of communication was permuted. If the sender of the handoff was professional but the information delivered was disorganized, inaccurate, and missing crucial pieces of information, the faculty perceived this ineffective communication as unprofessional. Prior literature on professionalism has found that communication is a necessary component of professional behavior, and consequently, being a competent communicator is necessary to fulfill ones duty as a professional physician.[15, 16]

This is of note because we did find a moderate significant correlation between ratings of professionalism and communication. It is possible that this distinction would be made clearer with formal rater training in the future prior to any evaluations. However, it is also possible that professionalism and communication, due to a synergistic role between the 2 domains, cannot be separated. If this is the case, it would be important to educate clinicians to present patients in a concise, clear, and accurate way with a professional demeanor. Acknowledging professional responsibility as an integral piece of patient care is also critical in effectively communicating patient information.[5]

We also noted that faculty could detect unsatisfactory communication consistently; however, they were unable to differentiate between satisfactory and superior communication reliably or consistently. Because the unsatisfactory professionalism, unsatisfactory setting, and satisfactory professionalism videos all demonstrated superior communication, we believe that the faculty penalized communication when distractions, in the form of interruptions and rude behavior by the resident giving the handoff, interrupted the flow of the handoff. Thus, the wide ranges in scores observed by some raters may be attributed to this interaction between the Handoff Mini‐CEX domains. In the future, definitions of the anchors, including at the middle spectrum of performance, and rater training may improve the ability of raters to distinguish performance between each domain.

The overall value of the Handoff Mini‐CEX is in its ease of use, in part due to its brevity, as well as evidence for its validity in distinguishing between varying levels of performance. Given the emphasis on monitoring handoff quality and performance, the Handoff Mini‐CEX provides a standard foundation from which baseline handoff performance can be easily measured and improved. Moreover, it can also be used to give individual feedback to a specific practicing clinician on their practices and an opportunity to improve. This is particularly important given current recommendations by the Joint Commission, that handoffs are standardized, and by the ACGME, that residents are competent in handoff skills. Moreover, given the creation of the SHM's handoff recommendations and handoffs as a core competency for hospitalists, the tool provides the ability for hospitalist programs to actually assess their handoff practices as baseline measurements for any quality improvement activities that may take place.

Faculty were able to discern the superior and unsatisfactory levels of setting with ease. After watching and rating the videos, participants said that the chaotic scene of the unsatisfactory setting video had significant authenticity, and that they were constantly interrupted during their own handoffs by pages, phone calls, and people entering the handoff space. System‐level fixes, such as protected time and dedicated space for handoffs, and discouraging pages to be sent during the designated handoff time, could mitigate the reality of unsatisfactory settings.[17, 18]

Our study has several limitations. First, although this study was held at 2 sites, it included a small number of faculty, which can impact the generalizability of our findings. Implementation varied at Yale University and the University of Chicago, preventing use of all data for all analyses. Furthermore, institutional culture may also impact faculty raters' perceptions, so future work aims at repeating our protocol at partner institutions, increasing both the number and diversity of participants. We were also unable to compare the new shorter Handoff Mini‐CEX to the larger 9‐item Handoff CEX in this study.

Despite these limitations, we believe that the Handoff Mini‐CEX, has future potential as an instrument with which to make valid and reliable conclusions about handoff quality, and could be used to both evaluate handoff quality and as an educational tool for trainees and faculty on effective handoff communication.

Disclosures

This work was supported by the National Institute on Aging Short‐Term Aging‐Related Research Program (5T35AG029795), Agency for Healthcare Research and Quality (1 R03HS018278‐01), and the University of Chicago Department of Medicine Excellence in Medical Education Award. Dr. Horwitz is supported by the National Institute on Aging (K08 AG038336) and by the American Federation for Aging Research through the Paul B. Beeson Career Development Award Program. Dr. Arora is funded by National Institute on Aging Career Development Award K23AG033763. Prior presentations of these data include the 2011 Association of American Medical Colleges meeting in Denver, Colorado, the 2012 Association of Program Directors of Internal Medicine meeting in Atlanta, Georgia, and the 2012 Society of General Internal Medicine Meeting in Orlando, Florida.

References
  1. Nasca TJ, Day SH, Amis ES. The new recommendations on duty hours from the ACGME task force. New Engl J Med. 2010;363(2):e3.
  2. ACGME common program requirements. Effective July 1, 2011. Available at: http://www.acgme.org/acgmeweb/Portals/0/PDFs/Common_Program_Requirements_07012011[2].pdf. Accessed February 8, 2014.
  3. Horwitz LI, Moin T, Krumholz HM, Wang L, Bradley EH. Consequences of inadequate sign‐out for patient care. Arch Intern Med. 2008;168(16):17551760.
  4. Arora V, Johnson J, Lovinger D, Humphrey HJ, Meltzer DO. Communication failures in patient sign‐out and suggestions for improvement: a critical incident analysis. Qual Saf Healthcare. 2005;14(6):401407.
  5. Arora VM, Manjarrez E, Dressler DD, Basaviah P, Halasyamani L, Kripalani S. Hospitalist handoffs: a systematic review and task force recommendations. J Hosp Med. 2009;4(7):433440.
  6. Arora V, Johnson J. A model for building a standardized hand‐off protocol. Jt Comm J Qual Patient Saf. 2006;32(11):646655.
  7. World Health Organization Collaborating Centre for Patient Safety. Solutions on communication during patient hand‐overs. 2007; Volume 1, Solution 1. Available at: http://www.who.int/patientsafety/solutions/patientsafety/PS‐Solution3.pdf. Accessed February 8, 2014.
  8. Patterson ES, Wears RL. Patient handoffs: standardized and reliable measurement tools remain elusive. Jt Comm J Qual Patient Saf. 2010;36(2):5261.
  9. Horwitz L, Rand D, Staisiunas P, et al. Development of a handoff evaluation tool for shift‐to‐shift physician handoffs: the handoff CEX. J Hosp Med. 2013;8(4):191200.
  10. Farnan JM, Paro JAM, Rodriguez RM, et al. Hand‐off education and evaluation: piloting the observed simulated hand‐off experience (OSHE). J Gen Intern Med. 2010;25(2):129134.
  11. Horwitz LI, Dombroski J, Murphy TE, Farnan JM, Johnson JK, Arora VM. Validation of a handoff tool: the Handoff CEX. J Clin Nurs. 2013;22(9‐10):14771486.
  12. Norcini JJ, Blank LL, Duffy FD, Fortna GS. The mini‐CEX: a method for assessing clinical skills. Ann Intern Med. 2003;138(6):476481.
  13. Patterson ES, Roth EM, Woods DD, Chow R, Gomes JO. Handoff strategies in settings with high consequences for failure: lessons for health care operations. Int J Qual Health Care. 2004;16(2):125132.
  14. Holmboe ES, Huot S, Chung J, Norcini J, Hawkins RE. Construct validity of the miniclinical evaluation exercise (miniCEX). Acad Med. 2003;78(8):826830.
  15. Reddy ST, Farnan JM, Yoon JD, et al. Third‐year medical students' participation in and perceptions of unprofessional behaviors. Acad Med. 2007;82(10 suppl):S35S39.
  16. Hafferty FW. Professionalism—the next wave. N Engl J Med. 2006;355(20):21512152.
  17. Chang VY, Arora VM, Lev‐Ari S, D'Arcy M, Keysar B. Interns overestimate the effectiveness of their hand‐off communication. Pediatrics. 2010;125(3):491496.
  18. Greenstein EA, Arora VM, Staisiunas PG, Banerjee SS, Farnan JM. Characterising physician listening behaviour during hospitalist handoffs using the HEAR checklist. BMJ Qual Saf. 2013;22(3):203209.
References
  1. Nasca TJ, Day SH, Amis ES. The new recommendations on duty hours from the ACGME task force. New Engl J Med. 2010;363(2):e3.
  2. ACGME common program requirements. Effective July 1, 2011. Available at: http://www.acgme.org/acgmeweb/Portals/0/PDFs/Common_Program_Requirements_07012011[2].pdf. Accessed February 8, 2014.
  3. Horwitz LI, Moin T, Krumholz HM, Wang L, Bradley EH. Consequences of inadequate sign‐out for patient care. Arch Intern Med. 2008;168(16):17551760.
  4. Arora V, Johnson J, Lovinger D, Humphrey HJ, Meltzer DO. Communication failures in patient sign‐out and suggestions for improvement: a critical incident analysis. Qual Saf Healthcare. 2005;14(6):401407.
  5. Arora VM, Manjarrez E, Dressler DD, Basaviah P, Halasyamani L, Kripalani S. Hospitalist handoffs: a systematic review and task force recommendations. J Hosp Med. 2009;4(7):433440.
  6. Arora V, Johnson J. A model for building a standardized hand‐off protocol. Jt Comm J Qual Patient Saf. 2006;32(11):646655.
  7. World Health Organization Collaborating Centre for Patient Safety. Solutions on communication during patient hand‐overs. 2007; Volume 1, Solution 1. Available at: http://www.who.int/patientsafety/solutions/patientsafety/PS‐Solution3.pdf. Accessed February 8, 2014.
  8. Patterson ES, Wears RL. Patient handoffs: standardized and reliable measurement tools remain elusive. Jt Comm J Qual Patient Saf. 2010;36(2):5261.
  9. Horwitz L, Rand D, Staisiunas P, et al. Development of a handoff evaluation tool for shift‐to‐shift physician handoffs: the handoff CEX. J Hosp Med. 2013;8(4):191200.
  10. Farnan JM, Paro JAM, Rodriguez RM, et al. Hand‐off education and evaluation: piloting the observed simulated hand‐off experience (OSHE). J Gen Intern Med. 2010;25(2):129134.
  11. Horwitz LI, Dombroski J, Murphy TE, Farnan JM, Johnson JK, Arora VM. Validation of a handoff tool: the Handoff CEX. J Clin Nurs. 2013;22(9‐10):14771486.
  12. Norcini JJ, Blank LL, Duffy FD, Fortna GS. The mini‐CEX: a method for assessing clinical skills. Ann Intern Med. 2003;138(6):476481.
  13. Patterson ES, Roth EM, Woods DD, Chow R, Gomes JO. Handoff strategies in settings with high consequences for failure: lessons for health care operations. Int J Qual Health Care. 2004;16(2):125132.
  14. Holmboe ES, Huot S, Chung J, Norcini J, Hawkins RE. Construct validity of the miniclinical evaluation exercise (miniCEX). Acad Med. 2003;78(8):826830.
  15. Reddy ST, Farnan JM, Yoon JD, et al. Third‐year medical students' participation in and perceptions of unprofessional behaviors. Acad Med. 2007;82(10 suppl):S35S39.
  16. Hafferty FW. Professionalism—the next wave. N Engl J Med. 2006;355(20):21512152.
  17. Chang VY, Arora VM, Lev‐Ari S, D'Arcy M, Keysar B. Interns overestimate the effectiveness of their hand‐off communication. Pediatrics. 2010;125(3):491496.
  18. Greenstein EA, Arora VM, Staisiunas PG, Banerjee SS, Farnan JM. Characterising physician listening behaviour during hospitalist handoffs using the HEAR checklist. BMJ Qual Saf. 2013;22(3):203209.
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Using standardized videos to validate a measure of handoff quality: The handoff mini‐clinical examination exercise
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Address for correspondence and reprint requests: Vineet Arora, MD, 5841 South Maryland Ave., MC 2007, AMB W216, Chicago, IL 60637; Telephone: 773‐702‐8157; Fax: 773–834‐2238; E‐mail: [email protected]
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NICE recommends bortezomib for untreated MM

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NICE recommends bortezomib for untreated MM

Vials of drugs

Credit: Bill Branson

In a new draft guidance, the UK’s National Institute for Health and Care Excellence (NICE) has recommended bortezomib (Velcade) for certain patients with newly diagnosed multiple myeloma (MM).

NICE is recommending the drug in combination with dexamethasone, or with dexamethasone and thalidomide, as induction treatment for adults with previously untreated MM who are eligible for high-dose chemotherapy with hematopoietic stem cell transplant (HSCT).

An appraisal committee said these regimens are clinically effective for this patient population. Trial data suggest the regimens confer a “clear advantage” over standard therapy with respect to induction response.

And it’s plausible that this may translate to improved survival, the committee said. (Standard treatment in the UK is a combination of cyclophosphamide, thalidomide, and dexamethasone.)

“Clinical specialists told the committee that induction treatment with bortezomib would enable a greater number of patients to proceed to [HSCT] and, consequently, prevent the disease from progressing for longer,” said Sir Andrew Dillon, NICE Chief Executive.

In addition, the committee said the bortezomib regimens are cost-effective for this patient population. The cost of bortezomib is £762.38 per 3.5 mg vial.

On average, a course of treatment with bortezomib given with dexamethasone costs £12,260.91. And a course of bortezomib given with dexamethasone and thalidomide costs £24,840.10.

The cost for bortezomib, thalidomide, and dexamethasone compared to thalidomide and dexamethasone is likely to be below £30,000 per quality-adjusted life-year gained.

The same is true when comparing bortezomib and dexamethasone to cyclophosphamide, thalidomide, and dexamethasone as well as vincristine, doxorubicin, and dexamethasone.

This draft guidance is now with consultees, who have the opportunity to appeal against it.

Other NICE recommendations for MM

NICE already recommends bortezomib monotherapy as a treatment option for MM patients at first relapse who have received one prior therapy and who have undergone, or are unsuitable for, HSCT.

Thalidomide in combination with an alkylating agent and a corticosteroid is recommended as a first-line treatment option in MM patients for whom high-dose chemotherapy with HSCT is considered inappropriate.

Bortezomib is also recommended under these circumstances, if the patient is unable to tolerate or has contraindications to thalidomide.

Lenalidomide in combination with dexamethasone is recommended as a treatment option for people with MM who have received 2 or more prior therapies.

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Vials of drugs

Credit: Bill Branson

In a new draft guidance, the UK’s National Institute for Health and Care Excellence (NICE) has recommended bortezomib (Velcade) for certain patients with newly diagnosed multiple myeloma (MM).

NICE is recommending the drug in combination with dexamethasone, or with dexamethasone and thalidomide, as induction treatment for adults with previously untreated MM who are eligible for high-dose chemotherapy with hematopoietic stem cell transplant (HSCT).

An appraisal committee said these regimens are clinically effective for this patient population. Trial data suggest the regimens confer a “clear advantage” over standard therapy with respect to induction response.

And it’s plausible that this may translate to improved survival, the committee said. (Standard treatment in the UK is a combination of cyclophosphamide, thalidomide, and dexamethasone.)

“Clinical specialists told the committee that induction treatment with bortezomib would enable a greater number of patients to proceed to [HSCT] and, consequently, prevent the disease from progressing for longer,” said Sir Andrew Dillon, NICE Chief Executive.

In addition, the committee said the bortezomib regimens are cost-effective for this patient population. The cost of bortezomib is £762.38 per 3.5 mg vial.

On average, a course of treatment with bortezomib given with dexamethasone costs £12,260.91. And a course of bortezomib given with dexamethasone and thalidomide costs £24,840.10.

The cost for bortezomib, thalidomide, and dexamethasone compared to thalidomide and dexamethasone is likely to be below £30,000 per quality-adjusted life-year gained.

The same is true when comparing bortezomib and dexamethasone to cyclophosphamide, thalidomide, and dexamethasone as well as vincristine, doxorubicin, and dexamethasone.

This draft guidance is now with consultees, who have the opportunity to appeal against it.

Other NICE recommendations for MM

NICE already recommends bortezomib monotherapy as a treatment option for MM patients at first relapse who have received one prior therapy and who have undergone, or are unsuitable for, HSCT.

Thalidomide in combination with an alkylating agent and a corticosteroid is recommended as a first-line treatment option in MM patients for whom high-dose chemotherapy with HSCT is considered inappropriate.

Bortezomib is also recommended under these circumstances, if the patient is unable to tolerate or has contraindications to thalidomide.

Lenalidomide in combination with dexamethasone is recommended as a treatment option for people with MM who have received 2 or more prior therapies.

Vials of drugs

Credit: Bill Branson

In a new draft guidance, the UK’s National Institute for Health and Care Excellence (NICE) has recommended bortezomib (Velcade) for certain patients with newly diagnosed multiple myeloma (MM).

NICE is recommending the drug in combination with dexamethasone, or with dexamethasone and thalidomide, as induction treatment for adults with previously untreated MM who are eligible for high-dose chemotherapy with hematopoietic stem cell transplant (HSCT).

An appraisal committee said these regimens are clinically effective for this patient population. Trial data suggest the regimens confer a “clear advantage” over standard therapy with respect to induction response.

And it’s plausible that this may translate to improved survival, the committee said. (Standard treatment in the UK is a combination of cyclophosphamide, thalidomide, and dexamethasone.)

“Clinical specialists told the committee that induction treatment with bortezomib would enable a greater number of patients to proceed to [HSCT] and, consequently, prevent the disease from progressing for longer,” said Sir Andrew Dillon, NICE Chief Executive.

In addition, the committee said the bortezomib regimens are cost-effective for this patient population. The cost of bortezomib is £762.38 per 3.5 mg vial.

On average, a course of treatment with bortezomib given with dexamethasone costs £12,260.91. And a course of bortezomib given with dexamethasone and thalidomide costs £24,840.10.

The cost for bortezomib, thalidomide, and dexamethasone compared to thalidomide and dexamethasone is likely to be below £30,000 per quality-adjusted life-year gained.

The same is true when comparing bortezomib and dexamethasone to cyclophosphamide, thalidomide, and dexamethasone as well as vincristine, doxorubicin, and dexamethasone.

This draft guidance is now with consultees, who have the opportunity to appeal against it.

Other NICE recommendations for MM

NICE already recommends bortezomib monotherapy as a treatment option for MM patients at first relapse who have received one prior therapy and who have undergone, or are unsuitable for, HSCT.

Thalidomide in combination with an alkylating agent and a corticosteroid is recommended as a first-line treatment option in MM patients for whom high-dose chemotherapy with HSCT is considered inappropriate.

Bortezomib is also recommended under these circumstances, if the patient is unable to tolerate or has contraindications to thalidomide.

Lenalidomide in combination with dexamethasone is recommended as a treatment option for people with MM who have received 2 or more prior therapies.

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How low levels of oxygen, nitric oxide worsen SCD

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Tohru Ikuta, MD, PhD

Medical College of Georgia

Low levels of oxygen and nitric oxide have an unfortunate synergy in sickle cell disease (SCD), according to preclinical research published in Blood.

The study indicates that these conditions dramatically increase red blood cells’ adhesion to endothelial cells and intensify the debilitating pain crises that can result.

The good news is that restoring normal levels of nitric oxide can substantially reduce red blood cell adhesion, said study author Tohru Ikuta, MD, PhD, of the Medical College of Georgia at Georgia Regents University in Augusta.

The study also points to a potential therapeutic target—the self-adhesion molecule P-selectin, which the researchers found played a central role in increased red blood cell adhesion. Low levels of oxygen and nitric oxide both increase expression of P-selectin.

To understand the relationship between hypoxia and nitric oxide, the researchers infused sickled red blood cells into mice incapable of producing nitric oxide.

The cells immediately began sticking to blood vessel walls, while normal mice were unaffected. In the face of low oxygen levels, cell adhesion increased significantly in the nitric oxide-deficient mice.

“It’s a synergy,” Dr Ikuta said. “This shows that hypoxia and low nitric oxide levels work together in a bad way for sickle cell patients.”

When the researchers restored normal nitric oxide levels by having mice breathe in the short-lived gas, cell adhesion did not increase when oxygen levels decreased.

And there was no additional benefit from increasing nitric oxide levels beyond normal. Rather, restoring normal nitric oxide levels appears the most efficient, effective way to reduce red blood cell adhesion, the researchers said.

They noted that clinical trials of nitric oxide therapy to ease pain in SCD patients have yielded conflicting results, with some patients reporting increased pain.

These new findings and the fact that SCD patients have significant variability in their nitric oxide levels—even during a pain crisis—likely explains why, Dr Ikuta said. Nitric oxide therapy likely would benefit only patients with intermittent or chronically low levels of nitric oxide.

“The answer is that some patients may not need this,” Dr Ikuta said. “And our studies indicate that there is no therapeutic benefit to increasing levels beyond physiologic levels.”

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Tohru Ikuta, MD, PhD

Medical College of Georgia

Low levels of oxygen and nitric oxide have an unfortunate synergy in sickle cell disease (SCD), according to preclinical research published in Blood.

The study indicates that these conditions dramatically increase red blood cells’ adhesion to endothelial cells and intensify the debilitating pain crises that can result.

The good news is that restoring normal levels of nitric oxide can substantially reduce red blood cell adhesion, said study author Tohru Ikuta, MD, PhD, of the Medical College of Georgia at Georgia Regents University in Augusta.

The study also points to a potential therapeutic target—the self-adhesion molecule P-selectin, which the researchers found played a central role in increased red blood cell adhesion. Low levels of oxygen and nitric oxide both increase expression of P-selectin.

To understand the relationship between hypoxia and nitric oxide, the researchers infused sickled red blood cells into mice incapable of producing nitric oxide.

The cells immediately began sticking to blood vessel walls, while normal mice were unaffected. In the face of low oxygen levels, cell adhesion increased significantly in the nitric oxide-deficient mice.

“It’s a synergy,” Dr Ikuta said. “This shows that hypoxia and low nitric oxide levels work together in a bad way for sickle cell patients.”

When the researchers restored normal nitric oxide levels by having mice breathe in the short-lived gas, cell adhesion did not increase when oxygen levels decreased.

And there was no additional benefit from increasing nitric oxide levels beyond normal. Rather, restoring normal nitric oxide levels appears the most efficient, effective way to reduce red blood cell adhesion, the researchers said.

They noted that clinical trials of nitric oxide therapy to ease pain in SCD patients have yielded conflicting results, with some patients reporting increased pain.

These new findings and the fact that SCD patients have significant variability in their nitric oxide levels—even during a pain crisis—likely explains why, Dr Ikuta said. Nitric oxide therapy likely would benefit only patients with intermittent or chronically low levels of nitric oxide.

“The answer is that some patients may not need this,” Dr Ikuta said. “And our studies indicate that there is no therapeutic benefit to increasing levels beyond physiologic levels.”

Tohru Ikuta, MD, PhD

Medical College of Georgia

Low levels of oxygen and nitric oxide have an unfortunate synergy in sickle cell disease (SCD), according to preclinical research published in Blood.

The study indicates that these conditions dramatically increase red blood cells’ adhesion to endothelial cells and intensify the debilitating pain crises that can result.

The good news is that restoring normal levels of nitric oxide can substantially reduce red blood cell adhesion, said study author Tohru Ikuta, MD, PhD, of the Medical College of Georgia at Georgia Regents University in Augusta.

The study also points to a potential therapeutic target—the self-adhesion molecule P-selectin, which the researchers found played a central role in increased red blood cell adhesion. Low levels of oxygen and nitric oxide both increase expression of P-selectin.

To understand the relationship between hypoxia and nitric oxide, the researchers infused sickled red blood cells into mice incapable of producing nitric oxide.

The cells immediately began sticking to blood vessel walls, while normal mice were unaffected. In the face of low oxygen levels, cell adhesion increased significantly in the nitric oxide-deficient mice.

“It’s a synergy,” Dr Ikuta said. “This shows that hypoxia and low nitric oxide levels work together in a bad way for sickle cell patients.”

When the researchers restored normal nitric oxide levels by having mice breathe in the short-lived gas, cell adhesion did not increase when oxygen levels decreased.

And there was no additional benefit from increasing nitric oxide levels beyond normal. Rather, restoring normal nitric oxide levels appears the most efficient, effective way to reduce red blood cell adhesion, the researchers said.

They noted that clinical trials of nitric oxide therapy to ease pain in SCD patients have yielded conflicting results, with some patients reporting increased pain.

These new findings and the fact that SCD patients have significant variability in their nitric oxide levels—even during a pain crisis—likely explains why, Dr Ikuta said. Nitric oxide therapy likely would benefit only patients with intermittent or chronically low levels of nitric oxide.

“The answer is that some patients may not need this,” Dr Ikuta said. “And our studies indicate that there is no therapeutic benefit to increasing levels beyond physiologic levels.”

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Nanotherapies make inroads in wound regeneration

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DENVER – Move over, gauze, bandages, and moist wound-healing techniques. Nanomaterials are making significant inroads in wound regeneration.

Dr. Adam Friedman, director of dermatologic research at the Montefiore-Einstein College of Medicine, New York, highlighted four nanotherapies in the field of wound care.

Dr. Adam Friedman

Antimicrobial nano-based dressings. The antibacterial properties of silver have been documented since 1000 B.C., said Dr. Friedman of the departments of dermatology and of physiology and biophysics at the medical school. Silver ions are believed to directly disrupt pathogen cell walls/membranes and suppress respiratory enzymes and electron transport components. Silver has been used commercially for decades, with demonstrated antimicrobial effects (Crede’s 1% silver nitrate eyedrops were used to prevent mother to child transmission of gonococcal eye infection); anti-inflammatory properties (silver nitrate is used in pleurodesis); and infection protection (silver nanoparticle–impregnated wound dressings prevent infection and enhance wound healing).

Silver nanoparticles have an "increased likelihood of directly interacting with the target bacteria or virus," Dr. Friedman said in an interview in advance of the annual meeting of the American Academy of Dermatology. "They bind to and/or disturb bacterial cell membrane activity as well as release silver ions much more readily then their bulk counterparts." Silver dressings currently on the market include Silvercel, Aquacel, and Acticoat.

Similarly to nanometals, the biological activity of curcumin (a water-insoluble polyphenolic compound derived from tumeric) can be used in the nanoform and has been shown to both effectively clear methicillin-resistant Staphylococcus aureus in burn wound infections and accelerate the healing of thermal burn wounds.

Immunomodulating antimicrobial nanoparticles. One of the most promising immunomodulators in wound healing is the gaseous molecule nitric oxide (NO). This potential has yet to be realized, Dr. Friedman said, as NO is highly unstable and its site of action is often microns from its source of generation. Nanotechnology can allow for controlled and sustained release of this evasive biomolecule and make therapeutic translation a reality. "At Einstein, we are utilizing NO-generating nanoparticles to accelerate wound healing and eradicate multidrug resistant pathogens," he said. "But, because NO is integral to so many biological processes, it can do so much more. This technology is also being studied for the treatment of cardiovascular disease and even the topical treatment of erectile dysfunction."

Gene modifying/silencing technologies. RNA interference is an endogenous mechanism to control gene expression in a variety of organisms. "We can take advantage of this process using siRNA (small interfering RNA) to manipulate limitless biological processes," Dr. Friedman explained. "While a hot area, translation to the bedside has been difficult as siRNA are very unstable and have a difficult time reaching their targets inside cells. Nanoparticles have been shown to overcome these limitations." Dr. Friedman noted how siRNA encapsulate nanoparticles targeting fidgetin-like 2 (an ATPase that cleaves microtubules), can knock down this gene in vivo, resulting in accelerated epithelial cell migration and hastened wound closure in both excisional and burn wound mouse models.

Growth factor–releasing nanoparticles. Growth factors have been found to speed the healing of acute and chronic wounds in humans, including Regranex, a analogue of platelet-derived growth factor that is FDA-approved for treating leg and foot ulcers in diabetic patients, epidermal growth factor (donor-site wounds), fibroblast growth factor (burn wounds), and growth hormone (donor sites in burned children). "Nanomaterials offer many advantages here, from allowing for temporal release depending on the wound environment to delivering multiple factors at the same or different times, to even serving as a structural foundation for wound healing while releasing factors simultaneously," Dr. Friedman said. "The possibilities are limitless."

Dr. Friedman characterized nanomedicine as "a newborn branch of science. These promising and innovative tools should help us overcome limitations of traditional wound care, improve direct intervention on phases of wound healing, and provide better solutions for wound dressing that induce favorable wound healing environments. More work – and funding – is needed."

Dr. Friedman disclosed that he is a consultant and/or a member of the scientific advisory board for SanovaWorks, Prodigy, Oakstone Institute, Liquidia Technologies, L’Oréal, Amgen, Onset, Aveeno, GSK, MicroCures, and Nano Bio-Med. He is also a speaker for Onset and Amgen.

This article was updated March 24, 2014.

[email protected]

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DENVER – Move over, gauze, bandages, and moist wound-healing techniques. Nanomaterials are making significant inroads in wound regeneration.

Dr. Adam Friedman, director of dermatologic research at the Montefiore-Einstein College of Medicine, New York, highlighted four nanotherapies in the field of wound care.

Dr. Adam Friedman

Antimicrobial nano-based dressings. The antibacterial properties of silver have been documented since 1000 B.C., said Dr. Friedman of the departments of dermatology and of physiology and biophysics at the medical school. Silver ions are believed to directly disrupt pathogen cell walls/membranes and suppress respiratory enzymes and electron transport components. Silver has been used commercially for decades, with demonstrated antimicrobial effects (Crede’s 1% silver nitrate eyedrops were used to prevent mother to child transmission of gonococcal eye infection); anti-inflammatory properties (silver nitrate is used in pleurodesis); and infection protection (silver nanoparticle–impregnated wound dressings prevent infection and enhance wound healing).

Silver nanoparticles have an "increased likelihood of directly interacting with the target bacteria or virus," Dr. Friedman said in an interview in advance of the annual meeting of the American Academy of Dermatology. "They bind to and/or disturb bacterial cell membrane activity as well as release silver ions much more readily then their bulk counterparts." Silver dressings currently on the market include Silvercel, Aquacel, and Acticoat.

Similarly to nanometals, the biological activity of curcumin (a water-insoluble polyphenolic compound derived from tumeric) can be used in the nanoform and has been shown to both effectively clear methicillin-resistant Staphylococcus aureus in burn wound infections and accelerate the healing of thermal burn wounds.

Immunomodulating antimicrobial nanoparticles. One of the most promising immunomodulators in wound healing is the gaseous molecule nitric oxide (NO). This potential has yet to be realized, Dr. Friedman said, as NO is highly unstable and its site of action is often microns from its source of generation. Nanotechnology can allow for controlled and sustained release of this evasive biomolecule and make therapeutic translation a reality. "At Einstein, we are utilizing NO-generating nanoparticles to accelerate wound healing and eradicate multidrug resistant pathogens," he said. "But, because NO is integral to so many biological processes, it can do so much more. This technology is also being studied for the treatment of cardiovascular disease and even the topical treatment of erectile dysfunction."

Gene modifying/silencing technologies. RNA interference is an endogenous mechanism to control gene expression in a variety of organisms. "We can take advantage of this process using siRNA (small interfering RNA) to manipulate limitless biological processes," Dr. Friedman explained. "While a hot area, translation to the bedside has been difficult as siRNA are very unstable and have a difficult time reaching their targets inside cells. Nanoparticles have been shown to overcome these limitations." Dr. Friedman noted how siRNA encapsulate nanoparticles targeting fidgetin-like 2 (an ATPase that cleaves microtubules), can knock down this gene in vivo, resulting in accelerated epithelial cell migration and hastened wound closure in both excisional and burn wound mouse models.

Growth factor–releasing nanoparticles. Growth factors have been found to speed the healing of acute and chronic wounds in humans, including Regranex, a analogue of platelet-derived growth factor that is FDA-approved for treating leg and foot ulcers in diabetic patients, epidermal growth factor (donor-site wounds), fibroblast growth factor (burn wounds), and growth hormone (donor sites in burned children). "Nanomaterials offer many advantages here, from allowing for temporal release depending on the wound environment to delivering multiple factors at the same or different times, to even serving as a structural foundation for wound healing while releasing factors simultaneously," Dr. Friedman said. "The possibilities are limitless."

Dr. Friedman characterized nanomedicine as "a newborn branch of science. These promising and innovative tools should help us overcome limitations of traditional wound care, improve direct intervention on phases of wound healing, and provide better solutions for wound dressing that induce favorable wound healing environments. More work – and funding – is needed."

Dr. Friedman disclosed that he is a consultant and/or a member of the scientific advisory board for SanovaWorks, Prodigy, Oakstone Institute, Liquidia Technologies, L’Oréal, Amgen, Onset, Aveeno, GSK, MicroCures, and Nano Bio-Med. He is also a speaker for Onset and Amgen.

This article was updated March 24, 2014.

[email protected]

DENVER – Move over, gauze, bandages, and moist wound-healing techniques. Nanomaterials are making significant inroads in wound regeneration.

Dr. Adam Friedman, director of dermatologic research at the Montefiore-Einstein College of Medicine, New York, highlighted four nanotherapies in the field of wound care.

Dr. Adam Friedman

Antimicrobial nano-based dressings. The antibacterial properties of silver have been documented since 1000 B.C., said Dr. Friedman of the departments of dermatology and of physiology and biophysics at the medical school. Silver ions are believed to directly disrupt pathogen cell walls/membranes and suppress respiratory enzymes and electron transport components. Silver has been used commercially for decades, with demonstrated antimicrobial effects (Crede’s 1% silver nitrate eyedrops were used to prevent mother to child transmission of gonococcal eye infection); anti-inflammatory properties (silver nitrate is used in pleurodesis); and infection protection (silver nanoparticle–impregnated wound dressings prevent infection and enhance wound healing).

Silver nanoparticles have an "increased likelihood of directly interacting with the target bacteria or virus," Dr. Friedman said in an interview in advance of the annual meeting of the American Academy of Dermatology. "They bind to and/or disturb bacterial cell membrane activity as well as release silver ions much more readily then their bulk counterparts." Silver dressings currently on the market include Silvercel, Aquacel, and Acticoat.

Similarly to nanometals, the biological activity of curcumin (a water-insoluble polyphenolic compound derived from tumeric) can be used in the nanoform and has been shown to both effectively clear methicillin-resistant Staphylococcus aureus in burn wound infections and accelerate the healing of thermal burn wounds.

Immunomodulating antimicrobial nanoparticles. One of the most promising immunomodulators in wound healing is the gaseous molecule nitric oxide (NO). This potential has yet to be realized, Dr. Friedman said, as NO is highly unstable and its site of action is often microns from its source of generation. Nanotechnology can allow for controlled and sustained release of this evasive biomolecule and make therapeutic translation a reality. "At Einstein, we are utilizing NO-generating nanoparticles to accelerate wound healing and eradicate multidrug resistant pathogens," he said. "But, because NO is integral to so many biological processes, it can do so much more. This technology is also being studied for the treatment of cardiovascular disease and even the topical treatment of erectile dysfunction."

Gene modifying/silencing technologies. RNA interference is an endogenous mechanism to control gene expression in a variety of organisms. "We can take advantage of this process using siRNA (small interfering RNA) to manipulate limitless biological processes," Dr. Friedman explained. "While a hot area, translation to the bedside has been difficult as siRNA are very unstable and have a difficult time reaching their targets inside cells. Nanoparticles have been shown to overcome these limitations." Dr. Friedman noted how siRNA encapsulate nanoparticles targeting fidgetin-like 2 (an ATPase that cleaves microtubules), can knock down this gene in vivo, resulting in accelerated epithelial cell migration and hastened wound closure in both excisional and burn wound mouse models.

Growth factor–releasing nanoparticles. Growth factors have been found to speed the healing of acute and chronic wounds in humans, including Regranex, a analogue of platelet-derived growth factor that is FDA-approved for treating leg and foot ulcers in diabetic patients, epidermal growth factor (donor-site wounds), fibroblast growth factor (burn wounds), and growth hormone (donor sites in burned children). "Nanomaterials offer many advantages here, from allowing for temporal release depending on the wound environment to delivering multiple factors at the same or different times, to even serving as a structural foundation for wound healing while releasing factors simultaneously," Dr. Friedman said. "The possibilities are limitless."

Dr. Friedman characterized nanomedicine as "a newborn branch of science. These promising and innovative tools should help us overcome limitations of traditional wound care, improve direct intervention on phases of wound healing, and provide better solutions for wound dressing that induce favorable wound healing environments. More work – and funding – is needed."

Dr. Friedman disclosed that he is a consultant and/or a member of the scientific advisory board for SanovaWorks, Prodigy, Oakstone Institute, Liquidia Technologies, L’Oréal, Amgen, Onset, Aveeno, GSK, MicroCures, and Nano Bio-Med. He is also a speaker for Onset and Amgen.

This article was updated March 24, 2014.

[email protected]

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VIDEO: Vitiligo gene hunt could open door to eventual drug treatment

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DENVER – Vitiligo has been known for thousands of years, but only in the past six decades have researchers begun to better understand it and uncover genes associated with the disorder.

Dr. Richard A. Spritz, one of the leaders in vitiligo research, says that scientists are very close to understanding the condition’s pathogenesis. He is embarking on another analysis of data from a large genetic study, which could double the number of known vitiligo genes, putting the disorder on par with other autoimmune diseases such as type 1 diabetes and rheumatoid arthritis.

At the Society of Pediatric Dermatology’s annual meeting, held immediately before the annual meeting of the American Academy of Dermatology, Dr. Spritz spoke about what is known so far about vitiligo and what the future holds. Dr. Spritz is professor and director of the Human Medical Genetics and Genomics Program at the University of Colorado, Aurora.

[email protected]

On Twitter @naseemsmiller

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DENVER – Vitiligo has been known for thousands of years, but only in the past six decades have researchers begun to better understand it and uncover genes associated with the disorder.

Dr. Richard A. Spritz, one of the leaders in vitiligo research, says that scientists are very close to understanding the condition’s pathogenesis. He is embarking on another analysis of data from a large genetic study, which could double the number of known vitiligo genes, putting the disorder on par with other autoimmune diseases such as type 1 diabetes and rheumatoid arthritis.

At the Society of Pediatric Dermatology’s annual meeting, held immediately before the annual meeting of the American Academy of Dermatology, Dr. Spritz spoke about what is known so far about vitiligo and what the future holds. Dr. Spritz is professor and director of the Human Medical Genetics and Genomics Program at the University of Colorado, Aurora.

[email protected]

On Twitter @naseemsmiller

DENVER – Vitiligo has been known for thousands of years, but only in the past six decades have researchers begun to better understand it and uncover genes associated with the disorder.

Dr. Richard A. Spritz, one of the leaders in vitiligo research, says that scientists are very close to understanding the condition’s pathogenesis. He is embarking on another analysis of data from a large genetic study, which could double the number of known vitiligo genes, putting the disorder on par with other autoimmune diseases such as type 1 diabetes and rheumatoid arthritis.

At the Society of Pediatric Dermatology’s annual meeting, held immediately before the annual meeting of the American Academy of Dermatology, Dr. Spritz spoke about what is known so far about vitiligo and what the future holds. Dr. Spritz is professor and director of the Human Medical Genetics and Genomics Program at the University of Colorado, Aurora.

[email protected]

On Twitter @naseemsmiller

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Omitting RT can increase risk of relapse in HL

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Administering radiotherapy

Credit: Sue Campbell

Interim results of a randomized trial suggest that omitting radiotherapy in Hodgkin lymphoma patients with an early negative PET scan can increase their risk of relapse.

Patients with stage I/II Hodgkin lymphoma who received involved-node radiotherapy after chemotherapy with ABVD (adriamycin, bleomycin, vinblastine, and dacarbazin) were less likely to relapse than patients who received ABVD alone, regardless of prognosis.

However, patients who received chemotherapy alone still had a high rate of progression-free survival (PFS), at about 95%.

John M.M. Raemaekers, MD, PhD, of the Radboud University Medical Center in Nijmegen, The Netherlands, and his colleagues reported these results in the Journal of Clinical Oncology.

“Striking the right balance between initial cure through combined-modality treatment and accepting a higher risk of late complications, and a higher recurrence rate after omitting radiotherapy in subsets of patients who will subsequently need intensive salvage treatment, is a matter of unsettled debate,” Dr Raemaekers said.

So he and his colleagues set out to evaluate whether involved-node radiotherapy could be omitted without compromising PFS in patients with stage I/II Hodgkin lymphoma who had an early negative PET scan after treatment with ABVD.

The interim analysis included 1137 patients with untreated clinical stage I/II Hodgkin lymphoma. Of these, 444 patients had favorable prognoses, and 693 had unfavorable prognoses.

Patients in each prognostic group were randomized to receive standard treatment—2 cycles of ABVD followed by radiotherapy (n=188)—or experimental treatment—ABVD alone (n=193).

For patients with a favorable prognosis and an early negative PET scan, 1 progression occurred in the standard arm, and 9 occurred in the experimental arm. At 1 year, PFS rates were 100% and 94.9%, respectively.

For patients with unfavorable prognosis and an early negative PET scan, 7 events occurred in the standard arm, and 16 occurred in the experimental arm.

One patient died from toxicity without signs of progression, but all of the remaining events were progressions. At 1 year, the PFS rates were 97.3% and 94.7%, respectively.

Although there were few events and the median follow-up time was short, an independent data monitoring committee said it was unlikely that the final results would show non-inferiority for the experimental treatment. They therefore advised that randomization be stopped for early PET-negative patients.

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Administering radiotherapy

Credit: Sue Campbell

Interim results of a randomized trial suggest that omitting radiotherapy in Hodgkin lymphoma patients with an early negative PET scan can increase their risk of relapse.

Patients with stage I/II Hodgkin lymphoma who received involved-node radiotherapy after chemotherapy with ABVD (adriamycin, bleomycin, vinblastine, and dacarbazin) were less likely to relapse than patients who received ABVD alone, regardless of prognosis.

However, patients who received chemotherapy alone still had a high rate of progression-free survival (PFS), at about 95%.

John M.M. Raemaekers, MD, PhD, of the Radboud University Medical Center in Nijmegen, The Netherlands, and his colleagues reported these results in the Journal of Clinical Oncology.

“Striking the right balance between initial cure through combined-modality treatment and accepting a higher risk of late complications, and a higher recurrence rate after omitting radiotherapy in subsets of patients who will subsequently need intensive salvage treatment, is a matter of unsettled debate,” Dr Raemaekers said.

So he and his colleagues set out to evaluate whether involved-node radiotherapy could be omitted without compromising PFS in patients with stage I/II Hodgkin lymphoma who had an early negative PET scan after treatment with ABVD.

The interim analysis included 1137 patients with untreated clinical stage I/II Hodgkin lymphoma. Of these, 444 patients had favorable prognoses, and 693 had unfavorable prognoses.

Patients in each prognostic group were randomized to receive standard treatment—2 cycles of ABVD followed by radiotherapy (n=188)—or experimental treatment—ABVD alone (n=193).

For patients with a favorable prognosis and an early negative PET scan, 1 progression occurred in the standard arm, and 9 occurred in the experimental arm. At 1 year, PFS rates were 100% and 94.9%, respectively.

For patients with unfavorable prognosis and an early negative PET scan, 7 events occurred in the standard arm, and 16 occurred in the experimental arm.

One patient died from toxicity without signs of progression, but all of the remaining events were progressions. At 1 year, the PFS rates were 97.3% and 94.7%, respectively.

Although there were few events and the median follow-up time was short, an independent data monitoring committee said it was unlikely that the final results would show non-inferiority for the experimental treatment. They therefore advised that randomization be stopped for early PET-negative patients.

Administering radiotherapy

Credit: Sue Campbell

Interim results of a randomized trial suggest that omitting radiotherapy in Hodgkin lymphoma patients with an early negative PET scan can increase their risk of relapse.

Patients with stage I/II Hodgkin lymphoma who received involved-node radiotherapy after chemotherapy with ABVD (adriamycin, bleomycin, vinblastine, and dacarbazin) were less likely to relapse than patients who received ABVD alone, regardless of prognosis.

However, patients who received chemotherapy alone still had a high rate of progression-free survival (PFS), at about 95%.

John M.M. Raemaekers, MD, PhD, of the Radboud University Medical Center in Nijmegen, The Netherlands, and his colleagues reported these results in the Journal of Clinical Oncology.

“Striking the right balance between initial cure through combined-modality treatment and accepting a higher risk of late complications, and a higher recurrence rate after omitting radiotherapy in subsets of patients who will subsequently need intensive salvage treatment, is a matter of unsettled debate,” Dr Raemaekers said.

So he and his colleagues set out to evaluate whether involved-node radiotherapy could be omitted without compromising PFS in patients with stage I/II Hodgkin lymphoma who had an early negative PET scan after treatment with ABVD.

The interim analysis included 1137 patients with untreated clinical stage I/II Hodgkin lymphoma. Of these, 444 patients had favorable prognoses, and 693 had unfavorable prognoses.

Patients in each prognostic group were randomized to receive standard treatment—2 cycles of ABVD followed by radiotherapy (n=188)—or experimental treatment—ABVD alone (n=193).

For patients with a favorable prognosis and an early negative PET scan, 1 progression occurred in the standard arm, and 9 occurred in the experimental arm. At 1 year, PFS rates were 100% and 94.9%, respectively.

For patients with unfavorable prognosis and an early negative PET scan, 7 events occurred in the standard arm, and 16 occurred in the experimental arm.

One patient died from toxicity without signs of progression, but all of the remaining events were progressions. At 1 year, the PFS rates were 97.3% and 94.7%, respectively.

Although there were few events and the median follow-up time was short, an independent data monitoring committee said it was unlikely that the final results would show non-inferiority for the experimental treatment. They therefore advised that randomization be stopped for early PET-negative patients.

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Finger prick yields ample iPSCs for banking

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Colony of iPSCs

Credit: Salk Institute

Researchers say they’ve discovered an easy way to collect large quantities of viable, bankable stem cells.

Donors prick their own fingers to provide a single drop of blood, and the team generates induced pluripotent stem cells (iPSCs) from that sample.

“We show that a single drop of blood from a finger-prick sample is sufficient for performing cellular reprogramming, DNA sequencing, and blood typing in parallel,” said Jonathan Yuin-Han Loh, PhD, of the Agency for Science, Technology and Research (A*STAR) in Singapore.

“Our strategy has the potential of facilitating the development of large-scale human iPSC banking worldwide.”

The researchers described this strategy in STEM CELLS Translational Medicine.

“We gradually reduced the starting volume of blood (collected using a needle) and confirmed that reprogramming can be achieved with as little as 0.25 milliliters,” said Hong Kee Tan, a research officer in the Loh lab.

And this made the team wonder whether a do-it-yourself approach to blood collection might work too.

“To test this idea, we asked donors to prick their own fingers in a normal room environment and collect a single drop of blood sample into a tube,” Tan said. “The tube was placed on ice and delivered to the lab for reprogramming.”

The cells were treated with a buffer at 12-, 24- or 48-hour increments and observed under the microscope for viability and signs of contamination. After 12 days of expansion in medium, the cells appeared healthy and were actively dividing.

The researchers then succeeded in forcing the cells to become mesodermal, endodermal, and neural cells. They were also able to produce cells that gave rise to rhythmically beating cardiomyocytes.

The team said there was no noticeable reduction in reprogramming efficiency between the freshly collected finger-prick samples and the do-it-yourself samples.

“[W]e derived healthy iPSCs from tiny volumes of venipuncture and a single drop from finger-prick blood samples,” Dr Loh said. “We also report a high reprogramming yield of 100 to 600 colonies per milliliter of blood.”

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Colony of iPSCs

Credit: Salk Institute

Researchers say they’ve discovered an easy way to collect large quantities of viable, bankable stem cells.

Donors prick their own fingers to provide a single drop of blood, and the team generates induced pluripotent stem cells (iPSCs) from that sample.

“We show that a single drop of blood from a finger-prick sample is sufficient for performing cellular reprogramming, DNA sequencing, and blood typing in parallel,” said Jonathan Yuin-Han Loh, PhD, of the Agency for Science, Technology and Research (A*STAR) in Singapore.

“Our strategy has the potential of facilitating the development of large-scale human iPSC banking worldwide.”

The researchers described this strategy in STEM CELLS Translational Medicine.

“We gradually reduced the starting volume of blood (collected using a needle) and confirmed that reprogramming can be achieved with as little as 0.25 milliliters,” said Hong Kee Tan, a research officer in the Loh lab.

And this made the team wonder whether a do-it-yourself approach to blood collection might work too.

“To test this idea, we asked donors to prick their own fingers in a normal room environment and collect a single drop of blood sample into a tube,” Tan said. “The tube was placed on ice and delivered to the lab for reprogramming.”

The cells were treated with a buffer at 12-, 24- or 48-hour increments and observed under the microscope for viability and signs of contamination. After 12 days of expansion in medium, the cells appeared healthy and were actively dividing.

The researchers then succeeded in forcing the cells to become mesodermal, endodermal, and neural cells. They were also able to produce cells that gave rise to rhythmically beating cardiomyocytes.

The team said there was no noticeable reduction in reprogramming efficiency between the freshly collected finger-prick samples and the do-it-yourself samples.

“[W]e derived healthy iPSCs from tiny volumes of venipuncture and a single drop from finger-prick blood samples,” Dr Loh said. “We also report a high reprogramming yield of 100 to 600 colonies per milliliter of blood.”

Colony of iPSCs

Credit: Salk Institute

Researchers say they’ve discovered an easy way to collect large quantities of viable, bankable stem cells.

Donors prick their own fingers to provide a single drop of blood, and the team generates induced pluripotent stem cells (iPSCs) from that sample.

“We show that a single drop of blood from a finger-prick sample is sufficient for performing cellular reprogramming, DNA sequencing, and blood typing in parallel,” said Jonathan Yuin-Han Loh, PhD, of the Agency for Science, Technology and Research (A*STAR) in Singapore.

“Our strategy has the potential of facilitating the development of large-scale human iPSC banking worldwide.”

The researchers described this strategy in STEM CELLS Translational Medicine.

“We gradually reduced the starting volume of blood (collected using a needle) and confirmed that reprogramming can be achieved with as little as 0.25 milliliters,” said Hong Kee Tan, a research officer in the Loh lab.

And this made the team wonder whether a do-it-yourself approach to blood collection might work too.

“To test this idea, we asked donors to prick their own fingers in a normal room environment and collect a single drop of blood sample into a tube,” Tan said. “The tube was placed on ice and delivered to the lab for reprogramming.”

The cells were treated with a buffer at 12-, 24- or 48-hour increments and observed under the microscope for viability and signs of contamination. After 12 days of expansion in medium, the cells appeared healthy and were actively dividing.

The researchers then succeeded in forcing the cells to become mesodermal, endodermal, and neural cells. They were also able to produce cells that gave rise to rhythmically beating cardiomyocytes.

The team said there was no noticeable reduction in reprogramming efficiency between the freshly collected finger-prick samples and the do-it-yourself samples.

“[W]e derived healthy iPSCs from tiny volumes of venipuncture and a single drop from finger-prick blood samples,” Dr Loh said. “We also report a high reprogramming yield of 100 to 600 colonies per milliliter of blood.”

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Bloodstream infections treated ‘inappropriately’

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Staphylococcus aureus
Credit: Janice Haney Carr

An analysis of 9 community hospitals showed that 1 in 3 patients with bloodstream infections received inappropriate therapy.

The study also revealed growing resistance to treatment and a high prevalence of Staphylococcus aureus bacteria in these hospitals.

Investigators said the findings, published in PLOS ONE, provide the most comprehensive look at bloodstream infections in community hospitals to date.

Much of the existing research on bloodstream infections focuses on tertiary care centers.

“Our study provides a much-needed update on what we’re seeing in community hospitals, and ultimately, we’re finding similar types of infections in these hospitals as in tertiary care centers,” said study author Deverick Anderson, MD, of Duke University in Durham North Carolina.

“It’s a challenge to identify bloodstream infections and treat them quickly and appropriately, but this study shows that there is room for improvement in both kinds of hospital settings.”

Types of infection

To better understand the types of bloodstream infections found in community hospitals, Dr Anderson and his colleagues collected information on patients treated at these hospitals in Virginia and North Carolina from 2003 to 2006.

The investigators focused on 1470 patients diagnosed with bloodstream infections. The infections were classified depending on where and when they were contracted.

Infections resulting from prior hospitalization, surgery, invasive devices (such as catheters), or living in long-term care facilities were designated healthcare-associated infections.

Community-acquired infections were contracted outside of medical settings or shortly after being admitted to a hospital. And hospital-onset infections occurred after being in a hospital for several days.

The investigators found that 56% of bloodstream infections were healthcare-associated, but symptoms began prior to hospital admission. Community-acquired infections unrelated to medical care were seen in 29% of patients. And 15% had hospital-onset healthcare-associated infections.

S aureus was the most common pathogen, causing 28% of bloodstream infections. This was closely followed by Escherichia coli, which was found in 24% of patients.

Bloodstream infections due to multidrug-resistant pathogens occurred in 23% of patients—an increase over earlier studies. And methicillin-resistant S aureus (MRSA) was the most common multidrug-resistant pathogen.

“Similar patterns of pathogens and drug resistance have been observed in tertiary care centers, suggesting that bloodstream infections in community hospitals aren’t that different from tertiary care centers,” Dr Anderson said.

“There’s a misconception that community hospitals don’t have to deal with S aureus and MRSA, but our findings dispel that myth, since community hospitals also see these serious infections.”

Inappropriate therapy

The investigators also found that approximately 38% of patients with bloodstream infections received inappropriate empiric antimicrobial therapy or were not initially prescribed an effective antibiotic while the cause of the infection was still unknown.

A multivariate analysis revealed several factors associated with receiving inappropriate therapy, including the hospital where the patient received care (P<0.001), the need for assistance with 3 or more “daily living” activities (P=0.005), and a high Charlson score (P=0.05).

Community-onset healthcare-associated infections (P=0.01) and hospital-onset healthcare-associated infections (P=0.02) were associated with the failure to receive appropriate therapy, when community-acquired infections were used as the reference.

The investigators also incorporated drug resistance into their analysis. And they found that infection due to a multidrug-resistant organism was strongly associated with the failure to receive appropriate therapy (P<0.0001).

But most of the predictors the team initially identified retained their significance. The patient’s hospital (P<0.001), need for assistance with activities (P=0.02), and type of infection remained significant (P=0.04), but the Charlson score did not (P=0.07).
 
Dr Anderson recommended that clinicians in community hospitals focus on these risk factors when choosing antibiotic therapy for patients with bloodstream infections. He noted that most risk factors for receiving inappropriate therapy are already recorded in electronic health records.

“Developing an intervention where electronic records automatically alert clinicians to these risk factors when they’re choosing antibiotics could help reduce the problem,” he said. “This is just a place to start, but it’s an example of an area where we could improve how we treat patients with bloodstream infections.”

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Staphylococcus aureus
Credit: Janice Haney Carr

An analysis of 9 community hospitals showed that 1 in 3 patients with bloodstream infections received inappropriate therapy.

The study also revealed growing resistance to treatment and a high prevalence of Staphylococcus aureus bacteria in these hospitals.

Investigators said the findings, published in PLOS ONE, provide the most comprehensive look at bloodstream infections in community hospitals to date.

Much of the existing research on bloodstream infections focuses on tertiary care centers.

“Our study provides a much-needed update on what we’re seeing in community hospitals, and ultimately, we’re finding similar types of infections in these hospitals as in tertiary care centers,” said study author Deverick Anderson, MD, of Duke University in Durham North Carolina.

“It’s a challenge to identify bloodstream infections and treat them quickly and appropriately, but this study shows that there is room for improvement in both kinds of hospital settings.”

Types of infection

To better understand the types of bloodstream infections found in community hospitals, Dr Anderson and his colleagues collected information on patients treated at these hospitals in Virginia and North Carolina from 2003 to 2006.

The investigators focused on 1470 patients diagnosed with bloodstream infections. The infections were classified depending on where and when they were contracted.

Infections resulting from prior hospitalization, surgery, invasive devices (such as catheters), or living in long-term care facilities were designated healthcare-associated infections.

Community-acquired infections were contracted outside of medical settings or shortly after being admitted to a hospital. And hospital-onset infections occurred after being in a hospital for several days.

The investigators found that 56% of bloodstream infections were healthcare-associated, but symptoms began prior to hospital admission. Community-acquired infections unrelated to medical care were seen in 29% of patients. And 15% had hospital-onset healthcare-associated infections.

S aureus was the most common pathogen, causing 28% of bloodstream infections. This was closely followed by Escherichia coli, which was found in 24% of patients.

Bloodstream infections due to multidrug-resistant pathogens occurred in 23% of patients—an increase over earlier studies. And methicillin-resistant S aureus (MRSA) was the most common multidrug-resistant pathogen.

“Similar patterns of pathogens and drug resistance have been observed in tertiary care centers, suggesting that bloodstream infections in community hospitals aren’t that different from tertiary care centers,” Dr Anderson said.

“There’s a misconception that community hospitals don’t have to deal with S aureus and MRSA, but our findings dispel that myth, since community hospitals also see these serious infections.”

Inappropriate therapy

The investigators also found that approximately 38% of patients with bloodstream infections received inappropriate empiric antimicrobial therapy or were not initially prescribed an effective antibiotic while the cause of the infection was still unknown.

A multivariate analysis revealed several factors associated with receiving inappropriate therapy, including the hospital where the patient received care (P<0.001), the need for assistance with 3 or more “daily living” activities (P=0.005), and a high Charlson score (P=0.05).

Community-onset healthcare-associated infections (P=0.01) and hospital-onset healthcare-associated infections (P=0.02) were associated with the failure to receive appropriate therapy, when community-acquired infections were used as the reference.

The investigators also incorporated drug resistance into their analysis. And they found that infection due to a multidrug-resistant organism was strongly associated with the failure to receive appropriate therapy (P<0.0001).

But most of the predictors the team initially identified retained their significance. The patient’s hospital (P<0.001), need for assistance with activities (P=0.02), and type of infection remained significant (P=0.04), but the Charlson score did not (P=0.07).
 
Dr Anderson recommended that clinicians in community hospitals focus on these risk factors when choosing antibiotic therapy for patients with bloodstream infections. He noted that most risk factors for receiving inappropriate therapy are already recorded in electronic health records.

“Developing an intervention where electronic records automatically alert clinicians to these risk factors when they’re choosing antibiotics could help reduce the problem,” he said. “This is just a place to start, but it’s an example of an area where we could improve how we treat patients with bloodstream infections.”

Staphylococcus aureus
Credit: Janice Haney Carr

An analysis of 9 community hospitals showed that 1 in 3 patients with bloodstream infections received inappropriate therapy.

The study also revealed growing resistance to treatment and a high prevalence of Staphylococcus aureus bacteria in these hospitals.

Investigators said the findings, published in PLOS ONE, provide the most comprehensive look at bloodstream infections in community hospitals to date.

Much of the existing research on bloodstream infections focuses on tertiary care centers.

“Our study provides a much-needed update on what we’re seeing in community hospitals, and ultimately, we’re finding similar types of infections in these hospitals as in tertiary care centers,” said study author Deverick Anderson, MD, of Duke University in Durham North Carolina.

“It’s a challenge to identify bloodstream infections and treat them quickly and appropriately, but this study shows that there is room for improvement in both kinds of hospital settings.”

Types of infection

To better understand the types of bloodstream infections found in community hospitals, Dr Anderson and his colleagues collected information on patients treated at these hospitals in Virginia and North Carolina from 2003 to 2006.

The investigators focused on 1470 patients diagnosed with bloodstream infections. The infections were classified depending on where and when they were contracted.

Infections resulting from prior hospitalization, surgery, invasive devices (such as catheters), or living in long-term care facilities were designated healthcare-associated infections.

Community-acquired infections were contracted outside of medical settings or shortly after being admitted to a hospital. And hospital-onset infections occurred after being in a hospital for several days.

The investigators found that 56% of bloodstream infections were healthcare-associated, but symptoms began prior to hospital admission. Community-acquired infections unrelated to medical care were seen in 29% of patients. And 15% had hospital-onset healthcare-associated infections.

S aureus was the most common pathogen, causing 28% of bloodstream infections. This was closely followed by Escherichia coli, which was found in 24% of patients.

Bloodstream infections due to multidrug-resistant pathogens occurred in 23% of patients—an increase over earlier studies. And methicillin-resistant S aureus (MRSA) was the most common multidrug-resistant pathogen.

“Similar patterns of pathogens and drug resistance have been observed in tertiary care centers, suggesting that bloodstream infections in community hospitals aren’t that different from tertiary care centers,” Dr Anderson said.

“There’s a misconception that community hospitals don’t have to deal with S aureus and MRSA, but our findings dispel that myth, since community hospitals also see these serious infections.”

Inappropriate therapy

The investigators also found that approximately 38% of patients with bloodstream infections received inappropriate empiric antimicrobial therapy or were not initially prescribed an effective antibiotic while the cause of the infection was still unknown.

A multivariate analysis revealed several factors associated with receiving inappropriate therapy, including the hospital where the patient received care (P<0.001), the need for assistance with 3 or more “daily living” activities (P=0.005), and a high Charlson score (P=0.05).

Community-onset healthcare-associated infections (P=0.01) and hospital-onset healthcare-associated infections (P=0.02) were associated with the failure to receive appropriate therapy, when community-acquired infections were used as the reference.

The investigators also incorporated drug resistance into their analysis. And they found that infection due to a multidrug-resistant organism was strongly associated with the failure to receive appropriate therapy (P<0.0001).

But most of the predictors the team initially identified retained their significance. The patient’s hospital (P<0.001), need for assistance with activities (P=0.02), and type of infection remained significant (P=0.04), but the Charlson score did not (P=0.07).
 
Dr Anderson recommended that clinicians in community hospitals focus on these risk factors when choosing antibiotic therapy for patients with bloodstream infections. He noted that most risk factors for receiving inappropriate therapy are already recorded in electronic health records.

“Developing an intervention where electronic records automatically alert clinicians to these risk factors when they’re choosing antibiotics could help reduce the problem,” he said. “This is just a place to start, but it’s an example of an area where we could improve how we treat patients with bloodstream infections.”

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Group grows functional LSCs in culture

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Cell culture in a petri dish

Two small-molecule compounds can help researchers maintain leukemic stem cells (LSCs) in culture, according to a paper published in Nature Methods.

Investigators said they created improved culture conditions for primary human acute myeloid leukemia (AML) cells, based on serum-free medium supplemented with the small molecules SR1 and UM729.

These conditions increased the yield of phenotypically undifferentiated CD34+ AML cells and supported the ex vivo maintenance of LSCs that are typically lost in culture.

Caroline Pabst, MD, of the Institute for Research in Immunology and Cancer at the University of Montreal in Quebec, Canada, and her colleagues conducted this research using AML patient samples.

The team screened about 6000 compounds in an attempt to identify small molecules that promote the ex vivo expansion of undifferentiated AML cells.

And they found that suppressors of the aryl-hydrocarbon receptor (AhR) pathway were enriched among the hit compounds.

So the researchers decided to study 2 chemically distinct AhR suppressors: N-methyl-β-carboline-3-carboxamide (C05), which yielded the highest CD34+CD15- cell counts in secondary screens, and the known AhR antagonist SR1. They also studied the pyrimidoindole UM729, which had shown no effects on AhR target genes.

Experiments showed that the AhR pathway was “rapidly and robustly” activated in the AML samples upon culture. However, suppressing the pathway with SR1 and C05 enabled the expansion of CD34+ AML cells and supported the maintenance of LSCs.

In addition, UM729 had an additive effect with SR1 on the maintenance of AML stem and progenitor cells in vitro.

The investigators said these results should help establish defined conditions to overcome spontaneous differentiation and cell death in ex vivo cultures of primary human AML specimens.

The team believes at least 3 molecular targets could be involved in this process, and 2 of them are targeted by SR1 and UM729.

So these compounds could serve as a standardized supplement to culture media. They might aid studies of self-renewal mechanisms and help researchers identify new antileukemic drugs.

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Cell culture in a petri dish

Two small-molecule compounds can help researchers maintain leukemic stem cells (LSCs) in culture, according to a paper published in Nature Methods.

Investigators said they created improved culture conditions for primary human acute myeloid leukemia (AML) cells, based on serum-free medium supplemented with the small molecules SR1 and UM729.

These conditions increased the yield of phenotypically undifferentiated CD34+ AML cells and supported the ex vivo maintenance of LSCs that are typically lost in culture.

Caroline Pabst, MD, of the Institute for Research in Immunology and Cancer at the University of Montreal in Quebec, Canada, and her colleagues conducted this research using AML patient samples.

The team screened about 6000 compounds in an attempt to identify small molecules that promote the ex vivo expansion of undifferentiated AML cells.

And they found that suppressors of the aryl-hydrocarbon receptor (AhR) pathway were enriched among the hit compounds.

So the researchers decided to study 2 chemically distinct AhR suppressors: N-methyl-β-carboline-3-carboxamide (C05), which yielded the highest CD34+CD15- cell counts in secondary screens, and the known AhR antagonist SR1. They also studied the pyrimidoindole UM729, which had shown no effects on AhR target genes.

Experiments showed that the AhR pathway was “rapidly and robustly” activated in the AML samples upon culture. However, suppressing the pathway with SR1 and C05 enabled the expansion of CD34+ AML cells and supported the maintenance of LSCs.

In addition, UM729 had an additive effect with SR1 on the maintenance of AML stem and progenitor cells in vitro.

The investigators said these results should help establish defined conditions to overcome spontaneous differentiation and cell death in ex vivo cultures of primary human AML specimens.

The team believes at least 3 molecular targets could be involved in this process, and 2 of them are targeted by SR1 and UM729.

So these compounds could serve as a standardized supplement to culture media. They might aid studies of self-renewal mechanisms and help researchers identify new antileukemic drugs.

Cell culture in a petri dish

Two small-molecule compounds can help researchers maintain leukemic stem cells (LSCs) in culture, according to a paper published in Nature Methods.

Investigators said they created improved culture conditions for primary human acute myeloid leukemia (AML) cells, based on serum-free medium supplemented with the small molecules SR1 and UM729.

These conditions increased the yield of phenotypically undifferentiated CD34+ AML cells and supported the ex vivo maintenance of LSCs that are typically lost in culture.

Caroline Pabst, MD, of the Institute for Research in Immunology and Cancer at the University of Montreal in Quebec, Canada, and her colleagues conducted this research using AML patient samples.

The team screened about 6000 compounds in an attempt to identify small molecules that promote the ex vivo expansion of undifferentiated AML cells.

And they found that suppressors of the aryl-hydrocarbon receptor (AhR) pathway were enriched among the hit compounds.

So the researchers decided to study 2 chemically distinct AhR suppressors: N-methyl-β-carboline-3-carboxamide (C05), which yielded the highest CD34+CD15- cell counts in secondary screens, and the known AhR antagonist SR1. They also studied the pyrimidoindole UM729, which had shown no effects on AhR target genes.

Experiments showed that the AhR pathway was “rapidly and robustly” activated in the AML samples upon culture. However, suppressing the pathway with SR1 and C05 enabled the expansion of CD34+ AML cells and supported the maintenance of LSCs.

In addition, UM729 had an additive effect with SR1 on the maintenance of AML stem and progenitor cells in vitro.

The investigators said these results should help establish defined conditions to overcome spontaneous differentiation and cell death in ex vivo cultures of primary human AML specimens.

The team believes at least 3 molecular targets could be involved in this process, and 2 of them are targeted by SR1 and UM729.

So these compounds could serve as a standardized supplement to culture media. They might aid studies of self-renewal mechanisms and help researchers identify new antileukemic drugs.

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New cholesterol guidelines would add 13 million new statin users

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New cholesterol guidelines would add 13 million new statin users

Strict adherence to the new risk-based American College of Cardiology–American Heart Association guidelines for managing cholesterol would increase the number of adults eligible for statin therapy by nearly 13 million, a study suggests.

Most of the increase would be among older adults without cardiovascular disease, Michael J. Pencina, Ph.D., of the Duke Clinical Research Institute of Duke University, Durham, N.C., and his colleagues reported online March 19 in the New England Journal of Medicine.

Dr. Eric Peterson

The investigators used fasting data from 3,773 adults aged 40-75 years who participated in the National Health and Nutrition Examination Survey (NHANES) of 2005-2010 to estimate the number of individuals for whom statin therapy would be recommended under the new guidelines, published in November 2013, compared with the previously recommended 2007 guidelines from the Third Adult Treatment Panel (ATP III) of the National Cholesterol Education Program.

After extrapolating the results to the estimated population of U.S. adults aged 40-75 years (115.4 million adults), they determined that 14.4 million adults would be newly eligible for statin therapy based on the new guidelines, and that 1.6 million previously eligible adults would become ineligible under the new guidelines, for a net increase in the number of adults receiving or eligible for statin therapy from 43.2 million (38%) to 56.0 million (49%), the investigators said (N. Engl. J. Med. 2014 March 19 [doi: 10.1056/NEJMoa1315665]).

Of the 12.8 million additional eligible adults, 10.4 million would be individuals without existing cardiovascular disease, and 8.4 million of those would be aged 60-75 years; among the 60- to 75-year-olds without cardiovascular disease, the percentage eligible would increase from 30% to 87% for men, and from 21% to 54% for women.

"The median age of adults who would be newly eligible for statin therapy under the new ACC-AHA guidelines would be 63.4 years, and 61.7% would be men. The median LDL cholesterol level for these adults is 105.2 mg per deciliter," the investigators wrote, adding that the new guidelines increase the estimated number of adults who would be eligible across all categories.

The largest increase would occur among adults who have an indication for primary prevention on the basis of their 10-year risk of cardiovascular disease (15.1 million by the new guidelines vs. 6.9 million by ATP III), they said.

"Furthermore, 2.4 million adults with prevalent cardiovascular disease and LDL cholesterol levels of less than 100 mg per deciliter who would not be eligible for statin therapy according to the ATP III guidelines would be eligible under the new ACC-AHA guidelines. Finally, the number of adults with diabetes who are eligible for statin therapy would increase from 4.5 million to 6.7 million as a result of the lowering of the threshold for LDL cholesterol treatment from 100 to 70 mg per deciliter," the investigators wrote.

According to the ATP III guidelines, patients with established cardiovascular disease or diabetes and LDL cholesterol levels of 100 mg/dL or higher were eligible for statin therapy. Those guidelines also recommended statins for primary prevention in patients on the basis of a combined assessment of LDL cholesterol and a 10-year risk of coronary heart disease.

The new ACC-AHA guidelines differ substantially from the ATP III guidelines in that they expand the treatment recommendation to all adults with known cardiovascular disease, regardless of LDL cholesterol level, and for primary prevention they recommend statin therapy for all those with an LDL cholesterol level of 70 mg/dL or higher and who also have diabetes or a 10-year risk of cardiovascular disease of 7.5% or greater based on new pooled-cohort equations.

Dr. Donald Lloyd-Jones

"These new treatment recommendations have a larger effect in the older age group (60 to 75 years) than in the younger age group (40 to 59 years). Although up to 30% of adults in the younger age group without cardiovascular disease would be eligible for statin therapy for primary prevention, more than 77% of those in the older age group would be eligible. This difference might be partially explained by the addition of stroke to coronary heart disease as a target for prevention in the new pooled-cohort equations," they wrote. Because the prevalence of cardiovascular disease rises markedly with age, the large proportion of older adults who would be eligible for statin therapy may be justifiable, they added.

"Further research is required to determine whether more aggressive preventive strategies are needed for younger adults," they said.

Though limited by a number of factors, such as the extrapolation of data from 3,773 NHANES participants to 115.4 million U.S. adults, and by an inability to accurately quantify the effects of the new and old guidelines on patients currently receiving lipid-lowering therapy (since it was unclear why therapy was initiated), the findings nonetheless suggest a need for personalization with respect to applying the new guidelines.

 

 

The new guidelines "treat risk as the predominant reason for treating patients," according to one of the study’s lead authors, Dr. Eric D. Peterson of Duke University.

However, there is a paucity of data on the whether this approach works for older adults, Dr. Peterson said in an interview.

"I’m not willing to say we will be overtreating these patients [based on the new guidelines], but we need more data; this is a pretty big leap," he said.

Conversely, the new guidelines could lead to undertreatment of younger patients with high lipid levels, he added.

"This is kind of frightening," Dr. Peterson said, explaining that a younger patient who appears to have a relatively low 10-year risk of developing cardiovascular disease, but who has high lipid levels, would not be recommended for intervention – even though such a patient has a high likelihood of eventually developing cardiovascular disease.

"There is good research saying we should treat these patients, but these guidelines don’t recommend that. If we strictly follow the guidelines, we will undertreat younger patients," he said.

It is important to remember that the new guidelines are not "the letter of law," but rather are guides.

"Some degree of personalization for the patient in front of us is definitely needed right now," he said.

Dr. Donald M. Lloyd-Jones, cochair of the ACC-AHA guidelines, said he "agrees with the careful analysis" by Dr. Pencina, Dr. Peterson, and their colleagues.

"These findings are consistent with the analyses we reported in the guideline documents using NHANES data," said Dr. Lloyd-Jones, senior associate dean and professor and chair of preventive medicine at Northwestern University Feinberg School of Medicine, Chicago.

Of note, the majority of the difference between the estimates based on the ATP III guidelines and the ACC-AHA guidelines is due to the lower threshold for consideration of treatment, which was derived directly from the evidence base from newer primary-prevention randomized clinical trials, he said.

"The authors recognized that the reported estimate is the maximum estimate of the increase in the number of people potentially eligible for statin therapy, because the guideline recommendation is for the clinician and patient to use the risk equations as the starting point for a risk discussion, not to mandate a statin prescription," he said.

Additionally, the results "refute the alarmist claims that we saw from a number of commentators in the media a few months ago that 70-100 million Americans would be put on statin therapy as a result of the new guidelines," Dr. Lloyd-Jones said.

"With one in three Americans dying of a preventable or postponable cardiovascular event, and more than half experiencing a major vascular event before they die, evidence-based guidelines that recommend that statins be considered for about half of American adults seem about right. Furthermore, we currently recommend that about 70 million Americans be treated for hypertension, so recommending that about 50 million should be considered for statins also seems about right," he said.

This study was funded by the Duke Clinical Research Institute and by grants from M. Jean de Granpre and Louis and Sylvia Vogel. Dr. Pencina reported receiving research fees (unrelated to this study) from McGill University Health Center and AbbVie. Dr. Peterson reported receiving grants from Eli Lilly and grant support and/or personal fees from Janssen and Boehringer Ingelheim. The remaining authors reported having nothing to disclose.

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Strict adherence to the new risk-based American College of Cardiology–American Heart Association guidelines for managing cholesterol would increase the number of adults eligible for statin therapy by nearly 13 million, a study suggests.

Most of the increase would be among older adults without cardiovascular disease, Michael J. Pencina, Ph.D., of the Duke Clinical Research Institute of Duke University, Durham, N.C., and his colleagues reported online March 19 in the New England Journal of Medicine.

Dr. Eric Peterson

The investigators used fasting data from 3,773 adults aged 40-75 years who participated in the National Health and Nutrition Examination Survey (NHANES) of 2005-2010 to estimate the number of individuals for whom statin therapy would be recommended under the new guidelines, published in November 2013, compared with the previously recommended 2007 guidelines from the Third Adult Treatment Panel (ATP III) of the National Cholesterol Education Program.

After extrapolating the results to the estimated population of U.S. adults aged 40-75 years (115.4 million adults), they determined that 14.4 million adults would be newly eligible for statin therapy based on the new guidelines, and that 1.6 million previously eligible adults would become ineligible under the new guidelines, for a net increase in the number of adults receiving or eligible for statin therapy from 43.2 million (38%) to 56.0 million (49%), the investigators said (N. Engl. J. Med. 2014 March 19 [doi: 10.1056/NEJMoa1315665]).

Of the 12.8 million additional eligible adults, 10.4 million would be individuals without existing cardiovascular disease, and 8.4 million of those would be aged 60-75 years; among the 60- to 75-year-olds without cardiovascular disease, the percentage eligible would increase from 30% to 87% for men, and from 21% to 54% for women.

"The median age of adults who would be newly eligible for statin therapy under the new ACC-AHA guidelines would be 63.4 years, and 61.7% would be men. The median LDL cholesterol level for these adults is 105.2 mg per deciliter," the investigators wrote, adding that the new guidelines increase the estimated number of adults who would be eligible across all categories.

The largest increase would occur among adults who have an indication for primary prevention on the basis of their 10-year risk of cardiovascular disease (15.1 million by the new guidelines vs. 6.9 million by ATP III), they said.

"Furthermore, 2.4 million adults with prevalent cardiovascular disease and LDL cholesterol levels of less than 100 mg per deciliter who would not be eligible for statin therapy according to the ATP III guidelines would be eligible under the new ACC-AHA guidelines. Finally, the number of adults with diabetes who are eligible for statin therapy would increase from 4.5 million to 6.7 million as a result of the lowering of the threshold for LDL cholesterol treatment from 100 to 70 mg per deciliter," the investigators wrote.

According to the ATP III guidelines, patients with established cardiovascular disease or diabetes and LDL cholesterol levels of 100 mg/dL or higher were eligible for statin therapy. Those guidelines also recommended statins for primary prevention in patients on the basis of a combined assessment of LDL cholesterol and a 10-year risk of coronary heart disease.

The new ACC-AHA guidelines differ substantially from the ATP III guidelines in that they expand the treatment recommendation to all adults with known cardiovascular disease, regardless of LDL cholesterol level, and for primary prevention they recommend statin therapy for all those with an LDL cholesterol level of 70 mg/dL or higher and who also have diabetes or a 10-year risk of cardiovascular disease of 7.5% or greater based on new pooled-cohort equations.

Dr. Donald Lloyd-Jones

"These new treatment recommendations have a larger effect in the older age group (60 to 75 years) than in the younger age group (40 to 59 years). Although up to 30% of adults in the younger age group without cardiovascular disease would be eligible for statin therapy for primary prevention, more than 77% of those in the older age group would be eligible. This difference might be partially explained by the addition of stroke to coronary heart disease as a target for prevention in the new pooled-cohort equations," they wrote. Because the prevalence of cardiovascular disease rises markedly with age, the large proportion of older adults who would be eligible for statin therapy may be justifiable, they added.

"Further research is required to determine whether more aggressive preventive strategies are needed for younger adults," they said.

Though limited by a number of factors, such as the extrapolation of data from 3,773 NHANES participants to 115.4 million U.S. adults, and by an inability to accurately quantify the effects of the new and old guidelines on patients currently receiving lipid-lowering therapy (since it was unclear why therapy was initiated), the findings nonetheless suggest a need for personalization with respect to applying the new guidelines.

 

 

The new guidelines "treat risk as the predominant reason for treating patients," according to one of the study’s lead authors, Dr. Eric D. Peterson of Duke University.

However, there is a paucity of data on the whether this approach works for older adults, Dr. Peterson said in an interview.

"I’m not willing to say we will be overtreating these patients [based on the new guidelines], but we need more data; this is a pretty big leap," he said.

Conversely, the new guidelines could lead to undertreatment of younger patients with high lipid levels, he added.

"This is kind of frightening," Dr. Peterson said, explaining that a younger patient who appears to have a relatively low 10-year risk of developing cardiovascular disease, but who has high lipid levels, would not be recommended for intervention – even though such a patient has a high likelihood of eventually developing cardiovascular disease.

"There is good research saying we should treat these patients, but these guidelines don’t recommend that. If we strictly follow the guidelines, we will undertreat younger patients," he said.

It is important to remember that the new guidelines are not "the letter of law," but rather are guides.

"Some degree of personalization for the patient in front of us is definitely needed right now," he said.

Dr. Donald M. Lloyd-Jones, cochair of the ACC-AHA guidelines, said he "agrees with the careful analysis" by Dr. Pencina, Dr. Peterson, and their colleagues.

"These findings are consistent with the analyses we reported in the guideline documents using NHANES data," said Dr. Lloyd-Jones, senior associate dean and professor and chair of preventive medicine at Northwestern University Feinberg School of Medicine, Chicago.

Of note, the majority of the difference between the estimates based on the ATP III guidelines and the ACC-AHA guidelines is due to the lower threshold for consideration of treatment, which was derived directly from the evidence base from newer primary-prevention randomized clinical trials, he said.

"The authors recognized that the reported estimate is the maximum estimate of the increase in the number of people potentially eligible for statin therapy, because the guideline recommendation is for the clinician and patient to use the risk equations as the starting point for a risk discussion, not to mandate a statin prescription," he said.

Additionally, the results "refute the alarmist claims that we saw from a number of commentators in the media a few months ago that 70-100 million Americans would be put on statin therapy as a result of the new guidelines," Dr. Lloyd-Jones said.

"With one in three Americans dying of a preventable or postponable cardiovascular event, and more than half experiencing a major vascular event before they die, evidence-based guidelines that recommend that statins be considered for about half of American adults seem about right. Furthermore, we currently recommend that about 70 million Americans be treated for hypertension, so recommending that about 50 million should be considered for statins also seems about right," he said.

This study was funded by the Duke Clinical Research Institute and by grants from M. Jean de Granpre and Louis and Sylvia Vogel. Dr. Pencina reported receiving research fees (unrelated to this study) from McGill University Health Center and AbbVie. Dr. Peterson reported receiving grants from Eli Lilly and grant support and/or personal fees from Janssen and Boehringer Ingelheim. The remaining authors reported having nothing to disclose.

Strict adherence to the new risk-based American College of Cardiology–American Heart Association guidelines for managing cholesterol would increase the number of adults eligible for statin therapy by nearly 13 million, a study suggests.

Most of the increase would be among older adults without cardiovascular disease, Michael J. Pencina, Ph.D., of the Duke Clinical Research Institute of Duke University, Durham, N.C., and his colleagues reported online March 19 in the New England Journal of Medicine.

Dr. Eric Peterson

The investigators used fasting data from 3,773 adults aged 40-75 years who participated in the National Health and Nutrition Examination Survey (NHANES) of 2005-2010 to estimate the number of individuals for whom statin therapy would be recommended under the new guidelines, published in November 2013, compared with the previously recommended 2007 guidelines from the Third Adult Treatment Panel (ATP III) of the National Cholesterol Education Program.

After extrapolating the results to the estimated population of U.S. adults aged 40-75 years (115.4 million adults), they determined that 14.4 million adults would be newly eligible for statin therapy based on the new guidelines, and that 1.6 million previously eligible adults would become ineligible under the new guidelines, for a net increase in the number of adults receiving or eligible for statin therapy from 43.2 million (38%) to 56.0 million (49%), the investigators said (N. Engl. J. Med. 2014 March 19 [doi: 10.1056/NEJMoa1315665]).

Of the 12.8 million additional eligible adults, 10.4 million would be individuals without existing cardiovascular disease, and 8.4 million of those would be aged 60-75 years; among the 60- to 75-year-olds without cardiovascular disease, the percentage eligible would increase from 30% to 87% for men, and from 21% to 54% for women.

"The median age of adults who would be newly eligible for statin therapy under the new ACC-AHA guidelines would be 63.4 years, and 61.7% would be men. The median LDL cholesterol level for these adults is 105.2 mg per deciliter," the investigators wrote, adding that the new guidelines increase the estimated number of adults who would be eligible across all categories.

The largest increase would occur among adults who have an indication for primary prevention on the basis of their 10-year risk of cardiovascular disease (15.1 million by the new guidelines vs. 6.9 million by ATP III), they said.

"Furthermore, 2.4 million adults with prevalent cardiovascular disease and LDL cholesterol levels of less than 100 mg per deciliter who would not be eligible for statin therapy according to the ATP III guidelines would be eligible under the new ACC-AHA guidelines. Finally, the number of adults with diabetes who are eligible for statin therapy would increase from 4.5 million to 6.7 million as a result of the lowering of the threshold for LDL cholesterol treatment from 100 to 70 mg per deciliter," the investigators wrote.

According to the ATP III guidelines, patients with established cardiovascular disease or diabetes and LDL cholesterol levels of 100 mg/dL or higher were eligible for statin therapy. Those guidelines also recommended statins for primary prevention in patients on the basis of a combined assessment of LDL cholesterol and a 10-year risk of coronary heart disease.

The new ACC-AHA guidelines differ substantially from the ATP III guidelines in that they expand the treatment recommendation to all adults with known cardiovascular disease, regardless of LDL cholesterol level, and for primary prevention they recommend statin therapy for all those with an LDL cholesterol level of 70 mg/dL or higher and who also have diabetes or a 10-year risk of cardiovascular disease of 7.5% or greater based on new pooled-cohort equations.

Dr. Donald Lloyd-Jones

"These new treatment recommendations have a larger effect in the older age group (60 to 75 years) than in the younger age group (40 to 59 years). Although up to 30% of adults in the younger age group without cardiovascular disease would be eligible for statin therapy for primary prevention, more than 77% of those in the older age group would be eligible. This difference might be partially explained by the addition of stroke to coronary heart disease as a target for prevention in the new pooled-cohort equations," they wrote. Because the prevalence of cardiovascular disease rises markedly with age, the large proportion of older adults who would be eligible for statin therapy may be justifiable, they added.

"Further research is required to determine whether more aggressive preventive strategies are needed for younger adults," they said.

Though limited by a number of factors, such as the extrapolation of data from 3,773 NHANES participants to 115.4 million U.S. adults, and by an inability to accurately quantify the effects of the new and old guidelines on patients currently receiving lipid-lowering therapy (since it was unclear why therapy was initiated), the findings nonetheless suggest a need for personalization with respect to applying the new guidelines.

 

 

The new guidelines "treat risk as the predominant reason for treating patients," according to one of the study’s lead authors, Dr. Eric D. Peterson of Duke University.

However, there is a paucity of data on the whether this approach works for older adults, Dr. Peterson said in an interview.

"I’m not willing to say we will be overtreating these patients [based on the new guidelines], but we need more data; this is a pretty big leap," he said.

Conversely, the new guidelines could lead to undertreatment of younger patients with high lipid levels, he added.

"This is kind of frightening," Dr. Peterson said, explaining that a younger patient who appears to have a relatively low 10-year risk of developing cardiovascular disease, but who has high lipid levels, would not be recommended for intervention – even though such a patient has a high likelihood of eventually developing cardiovascular disease.

"There is good research saying we should treat these patients, but these guidelines don’t recommend that. If we strictly follow the guidelines, we will undertreat younger patients," he said.

It is important to remember that the new guidelines are not "the letter of law," but rather are guides.

"Some degree of personalization for the patient in front of us is definitely needed right now," he said.

Dr. Donald M. Lloyd-Jones, cochair of the ACC-AHA guidelines, said he "agrees with the careful analysis" by Dr. Pencina, Dr. Peterson, and their colleagues.

"These findings are consistent with the analyses we reported in the guideline documents using NHANES data," said Dr. Lloyd-Jones, senior associate dean and professor and chair of preventive medicine at Northwestern University Feinberg School of Medicine, Chicago.

Of note, the majority of the difference between the estimates based on the ATP III guidelines and the ACC-AHA guidelines is due to the lower threshold for consideration of treatment, which was derived directly from the evidence base from newer primary-prevention randomized clinical trials, he said.

"The authors recognized that the reported estimate is the maximum estimate of the increase in the number of people potentially eligible for statin therapy, because the guideline recommendation is for the clinician and patient to use the risk equations as the starting point for a risk discussion, not to mandate a statin prescription," he said.

Additionally, the results "refute the alarmist claims that we saw from a number of commentators in the media a few months ago that 70-100 million Americans would be put on statin therapy as a result of the new guidelines," Dr. Lloyd-Jones said.

"With one in three Americans dying of a preventable or postponable cardiovascular event, and more than half experiencing a major vascular event before they die, evidence-based guidelines that recommend that statins be considered for about half of American adults seem about right. Furthermore, we currently recommend that about 70 million Americans be treated for hypertension, so recommending that about 50 million should be considered for statins also seems about right," he said.

This study was funded by the Duke Clinical Research Institute and by grants from M. Jean de Granpre and Louis and Sylvia Vogel. Dr. Pencina reported receiving research fees (unrelated to this study) from McGill University Health Center and AbbVie. Dr. Peterson reported receiving grants from Eli Lilly and grant support and/or personal fees from Janssen and Boehringer Ingelheim. The remaining authors reported having nothing to disclose.

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Major finding: The new ACC-AHA cholesterol guidelines could increase number of statin users by 13 million.

Data source: Extrapolation of NHANES data for the U.S. adult population aged 40-75 years.

Disclosures: This study was funded by the Duke Clinical Research Institute and by grants from M. Jean de Granpre and Louis and Sylvia Vogel. Dr. Pencina reported receiving research fees (unrelated to this study) from McGill University Health Center and AbbVie. Dr. Peterson reported receiving grants from Eli Lilly and grant support and/or personal fees from Janssen and Boehringer Ingelheim. The remaining authors reported having nothing to disclose.