BEST PRACTICES IN: Psychosocial Impact of Rosacea

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A supplement Family Practice News®. This supplement was sponsored by Galderma Laboratories, L.P.

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  • NRS Digital Perception Survey
  • Presentation And Diagnosis
  • Treatment Strategies

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Debra B. Luftman, MD

Coauthor of The Beauty Prescription:
The Complete Formula for Looking and Feeling Beautiful

Calabasas, California

Dr Luftman has received funding for clinical grants from and is a consultant for Galderma Laboratories, L.P.

Copyright © 2011 Elsevier Inc.

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A supplement Family Practice News®. This supplement was sponsored by Galderma Laboratories, L.P.

Click here to download PDF.


To view the supplement, click the image above.

Topics

 

  • NRS Digital Perception Survey
  • Presentation And Diagnosis
  • Treatment Strategies

Faculty/Faculty Disclosure

Debra B. Luftman, MD

Coauthor of The Beauty Prescription:
The Complete Formula for Looking and Feeling Beautiful

Calabasas, California

Dr Luftman has received funding for clinical grants from and is a consultant for Galderma Laboratories, L.P.

Copyright © 2011 Elsevier Inc.

A supplement Family Practice News®. This supplement was sponsored by Galderma Laboratories, L.P.

Click here to download PDF.


To view the supplement, click the image above.

Topics

 

  • NRS Digital Perception Survey
  • Presentation And Diagnosis
  • Treatment Strategies

Faculty/Faculty Disclosure

Debra B. Luftman, MD

Coauthor of The Beauty Prescription:
The Complete Formula for Looking and Feeling Beautiful

Calabasas, California

Dr Luftman has received funding for clinical grants from and is a consultant for Galderma Laboratories, L.P.

Copyright © 2011 Elsevier Inc.

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Rare Lymphoma Reports Continue in Young Patients on TNF Blockers

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Rare Lymphoma Reports Continue in Young Patients on TNF Blockers

Cases of a rare, aggressive, and usually fatal lymphoma continue to be reported in people being treated with tumor necrosis factor blockers, azathioprine, and/or mercaptopurine, the Food and Drug Administration announced in an April 14 statement.

The reports of the lymphoma, hepatosplenic T-cell lymphoma (HSTCL), have primarily involved adolescents and young adults being treated with these agents for Crohn’s disease or ulcerative colitis. One patient, however, was being treated for psoriasis, and two others for rheumatoid arthritis.

Most patients were on a combination of treatments that are known to suppress the immune system, but there have been cases in patients taking azathioprine or mercaptopurine alone, the statement said.

"The risks and benefits of using TNF blockers, azathioprine, and/or mercaptopurine should be carefully weighed when prescribing these drugs to children and young adults, especially for the treatment of Crohn’s disease and ulcerative colitis," according to the FDA.

The statement recommends that health care professionals monitor patients on these treatments for malignancies and educate patients and their caregivers about the signs and symptoms of HSTCL, which can include splenomegaly, hepatomegaly, abdominal pain, persistent fever, night sweats, and weight loss.

The statement also notes that people with rheumatoid arthritis, Crohn’s, ankylosing spondylitis, psoriatic arthritis, and plaque psoriasis "may be more likely to develop lymphoma," compared with the general U.S. population, making it difficult to estimate the increased risk of malignancies associated with TNF blockers, azathioprine and/or mercaptopurine.

As of Dec. 31, 2010, the FDA’s Adverse Event Reporting System (AERS), the medical literature, and the Cancer Survivors Network had received the following unduplicated reports of HSTCL:

20 cases in patients taking infliximab (Remicade), including 18 patients also taking mercaptopurine or azathioprine.

• 1 case in a patient taking etanercept (Enbrel).

• 2 cases in patients taking adalimumab (Humira).

• 5 cases in patients taking a combination of infliximab and adalimumab (including 4 patients also taking mercaptopurine or azathioprine).

• 12 cases in patients taking azathioprine.

• 3 cases in patients taking mercaptopurine.

No cases have been reported in the TNF blockers certolizumab pegol (Cimzia) and golimumab (Simponi).

Reports of serious adverse events associated with these and other drugs should be reported online to the FDA’s MedWatch program or by phone to 800-332-1088.

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Cases of a rare, aggressive, and usually fatal lymphoma continue to be reported in people being treated with tumor necrosis factor blockers, azathioprine, and/or mercaptopurine, the Food and Drug Administration announced in an April 14 statement.

The reports of the lymphoma, hepatosplenic T-cell lymphoma (HSTCL), have primarily involved adolescents and young adults being treated with these agents for Crohn’s disease or ulcerative colitis. One patient, however, was being treated for psoriasis, and two others for rheumatoid arthritis.

Most patients were on a combination of treatments that are known to suppress the immune system, but there have been cases in patients taking azathioprine or mercaptopurine alone, the statement said.

"The risks and benefits of using TNF blockers, azathioprine, and/or mercaptopurine should be carefully weighed when prescribing these drugs to children and young adults, especially for the treatment of Crohn’s disease and ulcerative colitis," according to the FDA.

The statement recommends that health care professionals monitor patients on these treatments for malignancies and educate patients and their caregivers about the signs and symptoms of HSTCL, which can include splenomegaly, hepatomegaly, abdominal pain, persistent fever, night sweats, and weight loss.

The statement also notes that people with rheumatoid arthritis, Crohn’s, ankylosing spondylitis, psoriatic arthritis, and plaque psoriasis "may be more likely to develop lymphoma," compared with the general U.S. population, making it difficult to estimate the increased risk of malignancies associated with TNF blockers, azathioprine and/or mercaptopurine.

As of Dec. 31, 2010, the FDA’s Adverse Event Reporting System (AERS), the medical literature, and the Cancer Survivors Network had received the following unduplicated reports of HSTCL:

20 cases in patients taking infliximab (Remicade), including 18 patients also taking mercaptopurine or azathioprine.

• 1 case in a patient taking etanercept (Enbrel).

• 2 cases in patients taking adalimumab (Humira).

• 5 cases in patients taking a combination of infliximab and adalimumab (including 4 patients also taking mercaptopurine or azathioprine).

• 12 cases in patients taking azathioprine.

• 3 cases in patients taking mercaptopurine.

No cases have been reported in the TNF blockers certolizumab pegol (Cimzia) and golimumab (Simponi).

Reports of serious adverse events associated with these and other drugs should be reported online to the FDA’s MedWatch program or by phone to 800-332-1088.

Cases of a rare, aggressive, and usually fatal lymphoma continue to be reported in people being treated with tumor necrosis factor blockers, azathioprine, and/or mercaptopurine, the Food and Drug Administration announced in an April 14 statement.

The reports of the lymphoma, hepatosplenic T-cell lymphoma (HSTCL), have primarily involved adolescents and young adults being treated with these agents for Crohn’s disease or ulcerative colitis. One patient, however, was being treated for psoriasis, and two others for rheumatoid arthritis.

Most patients were on a combination of treatments that are known to suppress the immune system, but there have been cases in patients taking azathioprine or mercaptopurine alone, the statement said.

"The risks and benefits of using TNF blockers, azathioprine, and/or mercaptopurine should be carefully weighed when prescribing these drugs to children and young adults, especially for the treatment of Crohn’s disease and ulcerative colitis," according to the FDA.

The statement recommends that health care professionals monitor patients on these treatments for malignancies and educate patients and their caregivers about the signs and symptoms of HSTCL, which can include splenomegaly, hepatomegaly, abdominal pain, persistent fever, night sweats, and weight loss.

The statement also notes that people with rheumatoid arthritis, Crohn’s, ankylosing spondylitis, psoriatic arthritis, and plaque psoriasis "may be more likely to develop lymphoma," compared with the general U.S. population, making it difficult to estimate the increased risk of malignancies associated with TNF blockers, azathioprine and/or mercaptopurine.

As of Dec. 31, 2010, the FDA’s Adverse Event Reporting System (AERS), the medical literature, and the Cancer Survivors Network had received the following unduplicated reports of HSTCL:

20 cases in patients taking infliximab (Remicade), including 18 patients also taking mercaptopurine or azathioprine.

• 1 case in a patient taking etanercept (Enbrel).

• 2 cases in patients taking adalimumab (Humira).

• 5 cases in patients taking a combination of infliximab and adalimumab (including 4 patients also taking mercaptopurine or azathioprine).

• 12 cases in patients taking azathioprine.

• 3 cases in patients taking mercaptopurine.

No cases have been reported in the TNF blockers certolizumab pegol (Cimzia) and golimumab (Simponi).

Reports of serious adverse events associated with these and other drugs should be reported online to the FDA’s MedWatch program or by phone to 800-332-1088.

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ACOs Present HM Risk/Reward Opportunity

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As the healthcare industry digests the Centers for Medicare & Medicaid Services’ (CMS) proposed regulations on accountable care organizations (ACOs), a leading hospitalist wants to ensure that physicians are duly compensated for risk in the process.

An ACO is a type of healthcare delivery model being piloted by CMS in which a group of providers band together to coordinate the care of beneficiaries. Reimbursement is shared by the group and is tied to the quality of care provided.

Under rules released March 31 and published in the Federal Register (PDF) last week, ACOs can enter a shared savings or a shared savings/losses model. According to Becker's Hospital Review, in the shared savings model, also called a "one-sided model," an ACO that creates at least 2% savings is then entitled to 50% of the revenue above that amount. The shared savings/losses construct, known as a "two-sided model," entitles an ACO to 60% of the threshold, but also penalizes them if the model increase costs, the review says.

"You can certainly start by taking a lower amount of risk, just upside risk," says Ron Greeno, MD, FCCP, SFHM, chief medical officer for Brentwood, Tenn.-based Cogent Healthcare and a senior member of SHM's Public Policy Committee. "But your plan should be not to stay there. Your plan should be to take more and more risk as soon as you can, as soon as you're capable."

By the third year of the program, all ACOs would become responsible for losses.

"I didn't see a lot with capitated risk," Dr. Greeno says. "That's where the opportunity is for providers. That's the opportunity to create the most savings in Medicare."

CMS will take comments on the proposed regulations until the first week of June. The program is set to go live Jan. 1, 2012.

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As the healthcare industry digests the Centers for Medicare & Medicaid Services’ (CMS) proposed regulations on accountable care organizations (ACOs), a leading hospitalist wants to ensure that physicians are duly compensated for risk in the process.

An ACO is a type of healthcare delivery model being piloted by CMS in which a group of providers band together to coordinate the care of beneficiaries. Reimbursement is shared by the group and is tied to the quality of care provided.

Under rules released March 31 and published in the Federal Register (PDF) last week, ACOs can enter a shared savings or a shared savings/losses model. According to Becker's Hospital Review, in the shared savings model, also called a "one-sided model," an ACO that creates at least 2% savings is then entitled to 50% of the revenue above that amount. The shared savings/losses construct, known as a "two-sided model," entitles an ACO to 60% of the threshold, but also penalizes them if the model increase costs, the review says.

"You can certainly start by taking a lower amount of risk, just upside risk," says Ron Greeno, MD, FCCP, SFHM, chief medical officer for Brentwood, Tenn.-based Cogent Healthcare and a senior member of SHM's Public Policy Committee. "But your plan should be not to stay there. Your plan should be to take more and more risk as soon as you can, as soon as you're capable."

By the third year of the program, all ACOs would become responsible for losses.

"I didn't see a lot with capitated risk," Dr. Greeno says. "That's where the opportunity is for providers. That's the opportunity to create the most savings in Medicare."

CMS will take comments on the proposed regulations until the first week of June. The program is set to go live Jan. 1, 2012.

As the healthcare industry digests the Centers for Medicare & Medicaid Services’ (CMS) proposed regulations on accountable care organizations (ACOs), a leading hospitalist wants to ensure that physicians are duly compensated for risk in the process.

An ACO is a type of healthcare delivery model being piloted by CMS in which a group of providers band together to coordinate the care of beneficiaries. Reimbursement is shared by the group and is tied to the quality of care provided.

Under rules released March 31 and published in the Federal Register (PDF) last week, ACOs can enter a shared savings or a shared savings/losses model. According to Becker's Hospital Review, in the shared savings model, also called a "one-sided model," an ACO that creates at least 2% savings is then entitled to 50% of the revenue above that amount. The shared savings/losses construct, known as a "two-sided model," entitles an ACO to 60% of the threshold, but also penalizes them if the model increase costs, the review says.

"You can certainly start by taking a lower amount of risk, just upside risk," says Ron Greeno, MD, FCCP, SFHM, chief medical officer for Brentwood, Tenn.-based Cogent Healthcare and a senior member of SHM's Public Policy Committee. "But your plan should be not to stay there. Your plan should be to take more and more risk as soon as you can, as soon as you're capable."

By the third year of the program, all ACOs would become responsible for losses.

"I didn't see a lot with capitated risk," Dr. Greeno says. "That's where the opportunity is for providers. That's the opportunity to create the most savings in Medicare."

CMS will take comments on the proposed regulations until the first week of June. The program is set to go live Jan. 1, 2012.

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In the Literature: Research You Need to Know

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Clinical question: What is the in-hospital mortality risk associated with hospital-acquired Clostridium difficile infection after accounting for time to infection and baseline mortality risk at admission?

Background: Hospital-acquired C. diff infection (CDI) has been shown to be associated with a higher mortality rate and longer length of stay and cost. Previous studies have demonstrated an independent association of mortality with CDI, but have not incorporated time to infection and baseline mortality risk in the analyses.

Study design: Retrospective observational study.

Setting: Single-center, tertiary-care teaching hospital.

Synopsis: Patients who were hospitalized for more than three days were eligible. A baseline in-hospital mortality risk was estimated for each patient using an internally validated tool. A total of 136,877 admissions were identified. Mean baseline mortality risk was 1.8%. Overall rate of CDI was 1.02%.

Patients in the highest decile of baseline mortality risk had a higher rate of CDI than patients in the lowest decile (2.6% vs. 0.2%). Median time to diagnosis was 12 days. CDI was associated with an unadjusted fourfold higher risk of in-hospital death. When baseline mortality risk was included, the RR of death with CDI was 1.99 (95% CI 1.81-2.19).

Patients in the lowest decile of mortality risk had the highest risk of death (RR 45.70, 95% CI 11.35-183.98) compared with those in the highest decile (RR 1.29, 95% CI 1.11-1.50). Cox modeling estimated a threefold increase in death.

This study is limited by being single-site and the mortality risk model has not been validated externally. Results are also estimated from a small number of cases in the lower deciles.

Bottom line: CDI is associated with threefold higher in-hospital mortality. Patients with higher baseline mortality risk have a higher risk of CDI but have a lesser risk of dying compared with patients with lower baseline mortality risk. Hospitals should continue their efforts to reduce rates of CDI.

Citation: Oake N, Taljaard M, van Walraven C, Wilson K, Roth V, Forster AJ. The effect of hospital-acquired C. diff infection on in-hospital mortality. Arch Intern Med. 2010;170(20):1804-1810.

For more physician reviews of HM-related research, visit our website.

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Clinical question: What is the in-hospital mortality risk associated with hospital-acquired Clostridium difficile infection after accounting for time to infection and baseline mortality risk at admission?

Background: Hospital-acquired C. diff infection (CDI) has been shown to be associated with a higher mortality rate and longer length of stay and cost. Previous studies have demonstrated an independent association of mortality with CDI, but have not incorporated time to infection and baseline mortality risk in the analyses.

Study design: Retrospective observational study.

Setting: Single-center, tertiary-care teaching hospital.

Synopsis: Patients who were hospitalized for more than three days were eligible. A baseline in-hospital mortality risk was estimated for each patient using an internally validated tool. A total of 136,877 admissions were identified. Mean baseline mortality risk was 1.8%. Overall rate of CDI was 1.02%.

Patients in the highest decile of baseline mortality risk had a higher rate of CDI than patients in the lowest decile (2.6% vs. 0.2%). Median time to diagnosis was 12 days. CDI was associated with an unadjusted fourfold higher risk of in-hospital death. When baseline mortality risk was included, the RR of death with CDI was 1.99 (95% CI 1.81-2.19).

Patients in the lowest decile of mortality risk had the highest risk of death (RR 45.70, 95% CI 11.35-183.98) compared with those in the highest decile (RR 1.29, 95% CI 1.11-1.50). Cox modeling estimated a threefold increase in death.

This study is limited by being single-site and the mortality risk model has not been validated externally. Results are also estimated from a small number of cases in the lower deciles.

Bottom line: CDI is associated with threefold higher in-hospital mortality. Patients with higher baseline mortality risk have a higher risk of CDI but have a lesser risk of dying compared with patients with lower baseline mortality risk. Hospitals should continue their efforts to reduce rates of CDI.

Citation: Oake N, Taljaard M, van Walraven C, Wilson K, Roth V, Forster AJ. The effect of hospital-acquired C. diff infection on in-hospital mortality. Arch Intern Med. 2010;170(20):1804-1810.

For more physician reviews of HM-related research, visit our website.

Clinical question: What is the in-hospital mortality risk associated with hospital-acquired Clostridium difficile infection after accounting for time to infection and baseline mortality risk at admission?

Background: Hospital-acquired C. diff infection (CDI) has been shown to be associated with a higher mortality rate and longer length of stay and cost. Previous studies have demonstrated an independent association of mortality with CDI, but have not incorporated time to infection and baseline mortality risk in the analyses.

Study design: Retrospective observational study.

Setting: Single-center, tertiary-care teaching hospital.

Synopsis: Patients who were hospitalized for more than three days were eligible. A baseline in-hospital mortality risk was estimated for each patient using an internally validated tool. A total of 136,877 admissions were identified. Mean baseline mortality risk was 1.8%. Overall rate of CDI was 1.02%.

Patients in the highest decile of baseline mortality risk had a higher rate of CDI than patients in the lowest decile (2.6% vs. 0.2%). Median time to diagnosis was 12 days. CDI was associated with an unadjusted fourfold higher risk of in-hospital death. When baseline mortality risk was included, the RR of death with CDI was 1.99 (95% CI 1.81-2.19).

Patients in the lowest decile of mortality risk had the highest risk of death (RR 45.70, 95% CI 11.35-183.98) compared with those in the highest decile (RR 1.29, 95% CI 1.11-1.50). Cox modeling estimated a threefold increase in death.

This study is limited by being single-site and the mortality risk model has not been validated externally. Results are also estimated from a small number of cases in the lower deciles.

Bottom line: CDI is associated with threefold higher in-hospital mortality. Patients with higher baseline mortality risk have a higher risk of CDI but have a lesser risk of dying compared with patients with lower baseline mortality risk. Hospitals should continue their efforts to reduce rates of CDI.

Citation: Oake N, Taljaard M, van Walraven C, Wilson K, Roth V, Forster AJ. The effect of hospital-acquired C. diff infection on in-hospital mortality. Arch Intern Med. 2010;170(20):1804-1810.

For more physician reviews of HM-related research, visit our website.

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ASCO, NCCN Recommend EGFR Testing in Advanced Lung Cancer

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Testing for epidermal growth factor receptor mutations is an important step in the evaluation process for systemic therapy in patients with metastatic or recurrent non–small cell lung cancer according to updated recommendations issued by the American Society of Clinical Oncology and the National Comprehensive Cancer Network.

ASCO issued a provisional clinical opinion (PCO) on April 7 that patients with advanced non–small cell lung cancer (NSCLC) who are being considered for treatment with one of the tyrosine kinase inhibitors (TKIs) that target the epidermal growth factor receptor (EGFR) should undergo EGFR-mutation testing.

Oncologists have learned that NSCLC is "really a collection of genetically distinct diseases," ASCO’s PCO panel cochair Dr. Vicki L. Keedy of Vanderbilt-Ingram Cancer Center in Nashville, Tenn., said in a press release. The goal is to "treat patients with drugs that target the molecular drivers of their specific tumors rather than using a one-size-fits-all approach."

The NCCN earlier updated its clinical management guidelines to include a category 1 recommendation that EGFR testing should be undertaken after histologic diagnosis of adenocarcinoma, large cell carcinoma, or undifferentiated carcinoma.

The NCCN recommendation does not extend to patients with squamous cell lung cancer, because the incidence of EGFR mutation in this patient subgroup is less than 3.6%, Dr. David S. Ettinger said in March at the organization’s annual conference.

Both groups based their endorsements on studies demonstrating that mutations in two regions of EGFR gene appear to predict tumor response to chemotherapy in general, and to TKIs specifically.

Among the research priorities that were identified by ASCO, Dr. Keedy noted the trials that are designed to discern whether first-line treatment with a TKI in EGFR mutation–negative patients delays chemotherapy or affects outcome; whether chemotherapy prior to TKI treatment in EGFR mutation–positive patients affects outcome; and whether there are clinically significant differences between erlotinib (Tarceva) and gefitinib (Iressa) among EGFR mutation–positive patients.

The last question is of particular interest, because gefitinib is not Food and Drug Administration approved outside a special program in the United States, whereas erlotinib is currently approved as second-line therapy, she said.

Dr. Ettinger, chair of the NCCN’s NSCLC guideline panel and professor of oncology at Johns Hopkins University in Baltimore, cited findings from the landmark IPASS (Iressa Pan-Asia Study) investigation that compared progression-free and overall survival in 1,217 East Asian patients with advanced NSCLC that was treated with the gefitinib or standard carboplatin and paclitaxel chemotherapy.

IPASS demonstrated that EGFR mutation strongly predicted a lower risk of progression on gefitinib vs. chemotherapy (hazard ratio, 0.48), whereas wild-type EGFR predicted a higher risk of progression on gefitinib relative to chemotherapy (HR, 2.85) (N. Engl. J. Med. 2009;361:947-57).

Similarly, in a pooled analysis of clinical outcomes of NSCLC patients who were treated with erlotinib, EGFR mutations were associated with a median progression-free survival of 13.2 vs. 5.9 months (J. Cell. Mol. Med. 2010;14:51-69). Neither study demonstrated a difference in overall survival among treated patients with and without EGFR mutations, Dr. Ettinger said.

The updated NCCN guidelines also state that the sequencing of KRAS (a G protein involved in the EGFR-related signal transmission) could be useful for the selection of patients as candidates for TKI therapy. The KRAS gene can harbor oncogenic mutations that may render a tumor resistant to EGFR-targeting agents, Dr. Ettinger explained, noting that studies have shown that a KRAS mutation in patients with NSCLC "confers a high level of resistance" to TKIs.

Although the data – which primarily come from retrospective reviews with small sample sizes – are insufficient to make a determination about an association between KRAS mutation status and survival, he said, they are sufficient to warrant a category 2A recommendation for sequencing, as well as a recommendation that patients with a known KRAS mutation should undergo first-line therapy with an agent other than a TKI.

Individuals who test negative for EGFR and KRAS should also be screened for a mutation of the anaplastic lymphoma kinase (ALK) fusion gene, Dr. Ettinger said. "Patients who screen positive may not benefit from EGFR TKIs, but they may be good candidates for an ALK-targeted therapy," he said, noting that the investigational ALK-targeting drug crizotinib, in particular, has demonstrated positive results in early studies of NSCLC patients with echinoderm microtubule-associated proteinlike 4 (EML4)-ALK translocations (N. Engl. J. Med. 2010;363:1693-703).

With respect to first-line systemic therapy, patients with adenocarcinoma, large cell carcinoma, or NSCLC "not otherwise specified" who have an Eastern Cooperative Oncology Group/World Health Organization performance status grade of 0-4 and who test positive for the EGFR mutation prior to first-line therapy should be treated with erlotinib, according to the NCCN guidelines. Alternatively, the guidelines state that gefitinib can be used in place of erlotinib "in areas of the world where it is available."

 

 

For patients in whom the EGFR mutation is discovered during chemotherapy, the guidelines recommend either adding erlotinib to the current chemotherapy protocol or switching to erlotinib as maintenance treatment."

For patients whose EGFR status is negative or unknown, even in the presence of clinical characteristics that might be suggestive of a mutation (for example, female, nonsmoker, Asian race), conventional chemotherapy is recommended, Dr. Ettinger said.

The updated NCCN guidelines for NSCLC are posted at www.nccn.org.

The guidelines take a conservative stance on the National Lung Screening Trial finding that screening with low-dose helical CT was associated with a 20% reduction in lung cancer deaths vs. screening with standard chest x-ray. Despite this positive finding, "the NCCN panel does not recommend the routine use of screening CT as a standard clinical practice," said Dr. Ettinger; more conclusive data from ongoing national trials are needed to define the associated risks and benefits. "High-risk patients should participate in a clinical trial evaluating CT screening or go to a center of excellence to discuss the potential risks and benefits of a screening CT," Dr. Ettinger said.

Other notable updates include the following:

• The addition of EBUS (endobronchial ultrasound) as a work-up recommendation.

• The recommendation that bevacizumab (Avastin) and chemotherapy or chemotherapy alone is indicated in performance status 0-1 patients with advanced or recurrent NSCLC, and that bevacizumab should be given until disease progression.

• The recommendation against systemic chemotherapy in performance status 3-4 NSCLC patients.

• The guidance that chemoradiation is better than chemotherapy alone in locally advanced NSCLC, and that concurrent chemoradiation is better than sequential chemoradiation.

• The addition of denosumab (Xgeva) as a treatment option for patients with bone metastases.

• The recommendation favoring cisplatin/pemetrexed (Alimta) vs. cisplatin/gemcitabine (Gemzar) in patients with nonsquamous histology.

• The recommendation against adding a third cytotoxic drug, with the exception of bevacizumab or cetuximab (Erbitux), in treatment-naive performance status 0-1 NSCLC patients.

• The guidance that cisplatin-based combinations are better than best supportive care in advanced, incurable disease, with improvement in median survival and 1-year survival rates.

The ASCO PCO is available online.

In an editorial that accompanied ASCO’s PCO announcement, Dr. Paul A. Bunn Jr. and Dr. Robert C. Doebele of the University of Colorado Cancer Center in Aurora wrote that the growing clinical importance of molecularly defined subgroups of adenocarcinoma signals a "new era of personalized medicine for patients with advanced lung cancer, in which it will be imperative to match the specific mutations of a patient’s tumor with a specific therapy."

The implementation of routine, simultaneous testing of multiple markers will likely be conducted on all patients prior to treatment initiation, regardless of clinical features, they stated, acknowledging certain procedural challenges, including obtaining adequate tumor material at the time of diagnostic biopsy and developing testing platforms "that simultaneously analyze for the presence of somatic mutations, gene fusions, or other genetic challenges."

Dr. Ettinger has consultancy agreements with the following companies: Biodesix, Boehringer Ingelheim, Daiichi Sankyo, Eli Lilly, Genentech, Merck, Novartis Pharmaceuticals, Poniard Pharmaceuticals, Prometheus Laboratories, Shin Nippon Biomedical Laboratories, and Telik. Dr. Keedy receives commercial research support from Ariad Pharmaceuticals, Ziopharm Oncology, and Amgen Oncology Therapeutics. Dr. Bunn has a consultant or advisory role with Amgen, AstraZeneca, Abraxis, Bayer, Boehringer Ingelheim, Bristol-Myers Squibb, Daiichi-Sankyo, Eli Lilly, GlaxoSmithKline, Syndax, Biodesix, Allos Therapeutics, Novartis, OSI/Genentech/Roche, Poniard, and Sanofi-Aventis. Dr. Doebele disclosed research funding from Lilly, ImClone Systems, and Pfizer.

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Testing for epidermal growth factor receptor mutations is an important step in the evaluation process for systemic therapy in patients with metastatic or recurrent non–small cell lung cancer according to updated recommendations issued by the American Society of Clinical Oncology and the National Comprehensive Cancer Network.

ASCO issued a provisional clinical opinion (PCO) on April 7 that patients with advanced non–small cell lung cancer (NSCLC) who are being considered for treatment with one of the tyrosine kinase inhibitors (TKIs) that target the epidermal growth factor receptor (EGFR) should undergo EGFR-mutation testing.

Oncologists have learned that NSCLC is "really a collection of genetically distinct diseases," ASCO’s PCO panel cochair Dr. Vicki L. Keedy of Vanderbilt-Ingram Cancer Center in Nashville, Tenn., said in a press release. The goal is to "treat patients with drugs that target the molecular drivers of their specific tumors rather than using a one-size-fits-all approach."

The NCCN earlier updated its clinical management guidelines to include a category 1 recommendation that EGFR testing should be undertaken after histologic diagnosis of adenocarcinoma, large cell carcinoma, or undifferentiated carcinoma.

The NCCN recommendation does not extend to patients with squamous cell lung cancer, because the incidence of EGFR mutation in this patient subgroup is less than 3.6%, Dr. David S. Ettinger said in March at the organization’s annual conference.

Both groups based their endorsements on studies demonstrating that mutations in two regions of EGFR gene appear to predict tumor response to chemotherapy in general, and to TKIs specifically.

Among the research priorities that were identified by ASCO, Dr. Keedy noted the trials that are designed to discern whether first-line treatment with a TKI in EGFR mutation–negative patients delays chemotherapy or affects outcome; whether chemotherapy prior to TKI treatment in EGFR mutation–positive patients affects outcome; and whether there are clinically significant differences between erlotinib (Tarceva) and gefitinib (Iressa) among EGFR mutation–positive patients.

The last question is of particular interest, because gefitinib is not Food and Drug Administration approved outside a special program in the United States, whereas erlotinib is currently approved as second-line therapy, she said.

Dr. Ettinger, chair of the NCCN’s NSCLC guideline panel and professor of oncology at Johns Hopkins University in Baltimore, cited findings from the landmark IPASS (Iressa Pan-Asia Study) investigation that compared progression-free and overall survival in 1,217 East Asian patients with advanced NSCLC that was treated with the gefitinib or standard carboplatin and paclitaxel chemotherapy.

IPASS demonstrated that EGFR mutation strongly predicted a lower risk of progression on gefitinib vs. chemotherapy (hazard ratio, 0.48), whereas wild-type EGFR predicted a higher risk of progression on gefitinib relative to chemotherapy (HR, 2.85) (N. Engl. J. Med. 2009;361:947-57).

Similarly, in a pooled analysis of clinical outcomes of NSCLC patients who were treated with erlotinib, EGFR mutations were associated with a median progression-free survival of 13.2 vs. 5.9 months (J. Cell. Mol. Med. 2010;14:51-69). Neither study demonstrated a difference in overall survival among treated patients with and without EGFR mutations, Dr. Ettinger said.

The updated NCCN guidelines also state that the sequencing of KRAS (a G protein involved in the EGFR-related signal transmission) could be useful for the selection of patients as candidates for TKI therapy. The KRAS gene can harbor oncogenic mutations that may render a tumor resistant to EGFR-targeting agents, Dr. Ettinger explained, noting that studies have shown that a KRAS mutation in patients with NSCLC "confers a high level of resistance" to TKIs.

Although the data – which primarily come from retrospective reviews with small sample sizes – are insufficient to make a determination about an association between KRAS mutation status and survival, he said, they are sufficient to warrant a category 2A recommendation for sequencing, as well as a recommendation that patients with a known KRAS mutation should undergo first-line therapy with an agent other than a TKI.

Individuals who test negative for EGFR and KRAS should also be screened for a mutation of the anaplastic lymphoma kinase (ALK) fusion gene, Dr. Ettinger said. "Patients who screen positive may not benefit from EGFR TKIs, but they may be good candidates for an ALK-targeted therapy," he said, noting that the investigational ALK-targeting drug crizotinib, in particular, has demonstrated positive results in early studies of NSCLC patients with echinoderm microtubule-associated proteinlike 4 (EML4)-ALK translocations (N. Engl. J. Med. 2010;363:1693-703).

With respect to first-line systemic therapy, patients with adenocarcinoma, large cell carcinoma, or NSCLC "not otherwise specified" who have an Eastern Cooperative Oncology Group/World Health Organization performance status grade of 0-4 and who test positive for the EGFR mutation prior to first-line therapy should be treated with erlotinib, according to the NCCN guidelines. Alternatively, the guidelines state that gefitinib can be used in place of erlotinib "in areas of the world where it is available."

 

 

For patients in whom the EGFR mutation is discovered during chemotherapy, the guidelines recommend either adding erlotinib to the current chemotherapy protocol or switching to erlotinib as maintenance treatment."

For patients whose EGFR status is negative or unknown, even in the presence of clinical characteristics that might be suggestive of a mutation (for example, female, nonsmoker, Asian race), conventional chemotherapy is recommended, Dr. Ettinger said.

The updated NCCN guidelines for NSCLC are posted at www.nccn.org.

The guidelines take a conservative stance on the National Lung Screening Trial finding that screening with low-dose helical CT was associated with a 20% reduction in lung cancer deaths vs. screening with standard chest x-ray. Despite this positive finding, "the NCCN panel does not recommend the routine use of screening CT as a standard clinical practice," said Dr. Ettinger; more conclusive data from ongoing national trials are needed to define the associated risks and benefits. "High-risk patients should participate in a clinical trial evaluating CT screening or go to a center of excellence to discuss the potential risks and benefits of a screening CT," Dr. Ettinger said.

Other notable updates include the following:

• The addition of EBUS (endobronchial ultrasound) as a work-up recommendation.

• The recommendation that bevacizumab (Avastin) and chemotherapy or chemotherapy alone is indicated in performance status 0-1 patients with advanced or recurrent NSCLC, and that bevacizumab should be given until disease progression.

• The recommendation against systemic chemotherapy in performance status 3-4 NSCLC patients.

• The guidance that chemoradiation is better than chemotherapy alone in locally advanced NSCLC, and that concurrent chemoradiation is better than sequential chemoradiation.

• The addition of denosumab (Xgeva) as a treatment option for patients with bone metastases.

• The recommendation favoring cisplatin/pemetrexed (Alimta) vs. cisplatin/gemcitabine (Gemzar) in patients with nonsquamous histology.

• The recommendation against adding a third cytotoxic drug, with the exception of bevacizumab or cetuximab (Erbitux), in treatment-naive performance status 0-1 NSCLC patients.

• The guidance that cisplatin-based combinations are better than best supportive care in advanced, incurable disease, with improvement in median survival and 1-year survival rates.

The ASCO PCO is available online.

In an editorial that accompanied ASCO’s PCO announcement, Dr. Paul A. Bunn Jr. and Dr. Robert C. Doebele of the University of Colorado Cancer Center in Aurora wrote that the growing clinical importance of molecularly defined subgroups of adenocarcinoma signals a "new era of personalized medicine for patients with advanced lung cancer, in which it will be imperative to match the specific mutations of a patient’s tumor with a specific therapy."

The implementation of routine, simultaneous testing of multiple markers will likely be conducted on all patients prior to treatment initiation, regardless of clinical features, they stated, acknowledging certain procedural challenges, including obtaining adequate tumor material at the time of diagnostic biopsy and developing testing platforms "that simultaneously analyze for the presence of somatic mutations, gene fusions, or other genetic challenges."

Dr. Ettinger has consultancy agreements with the following companies: Biodesix, Boehringer Ingelheim, Daiichi Sankyo, Eli Lilly, Genentech, Merck, Novartis Pharmaceuticals, Poniard Pharmaceuticals, Prometheus Laboratories, Shin Nippon Biomedical Laboratories, and Telik. Dr. Keedy receives commercial research support from Ariad Pharmaceuticals, Ziopharm Oncology, and Amgen Oncology Therapeutics. Dr. Bunn has a consultant or advisory role with Amgen, AstraZeneca, Abraxis, Bayer, Boehringer Ingelheim, Bristol-Myers Squibb, Daiichi-Sankyo, Eli Lilly, GlaxoSmithKline, Syndax, Biodesix, Allos Therapeutics, Novartis, OSI/Genentech/Roche, Poniard, and Sanofi-Aventis. Dr. Doebele disclosed research funding from Lilly, ImClone Systems, and Pfizer.

Testing for epidermal growth factor receptor mutations is an important step in the evaluation process for systemic therapy in patients with metastatic or recurrent non–small cell lung cancer according to updated recommendations issued by the American Society of Clinical Oncology and the National Comprehensive Cancer Network.

ASCO issued a provisional clinical opinion (PCO) on April 7 that patients with advanced non–small cell lung cancer (NSCLC) who are being considered for treatment with one of the tyrosine kinase inhibitors (TKIs) that target the epidermal growth factor receptor (EGFR) should undergo EGFR-mutation testing.

Oncologists have learned that NSCLC is "really a collection of genetically distinct diseases," ASCO’s PCO panel cochair Dr. Vicki L. Keedy of Vanderbilt-Ingram Cancer Center in Nashville, Tenn., said in a press release. The goal is to "treat patients with drugs that target the molecular drivers of their specific tumors rather than using a one-size-fits-all approach."

The NCCN earlier updated its clinical management guidelines to include a category 1 recommendation that EGFR testing should be undertaken after histologic diagnosis of adenocarcinoma, large cell carcinoma, or undifferentiated carcinoma.

The NCCN recommendation does not extend to patients with squamous cell lung cancer, because the incidence of EGFR mutation in this patient subgroup is less than 3.6%, Dr. David S. Ettinger said in March at the organization’s annual conference.

Both groups based their endorsements on studies demonstrating that mutations in two regions of EGFR gene appear to predict tumor response to chemotherapy in general, and to TKIs specifically.

Among the research priorities that were identified by ASCO, Dr. Keedy noted the trials that are designed to discern whether first-line treatment with a TKI in EGFR mutation–negative patients delays chemotherapy or affects outcome; whether chemotherapy prior to TKI treatment in EGFR mutation–positive patients affects outcome; and whether there are clinically significant differences between erlotinib (Tarceva) and gefitinib (Iressa) among EGFR mutation–positive patients.

The last question is of particular interest, because gefitinib is not Food and Drug Administration approved outside a special program in the United States, whereas erlotinib is currently approved as second-line therapy, she said.

Dr. Ettinger, chair of the NCCN’s NSCLC guideline panel and professor of oncology at Johns Hopkins University in Baltimore, cited findings from the landmark IPASS (Iressa Pan-Asia Study) investigation that compared progression-free and overall survival in 1,217 East Asian patients with advanced NSCLC that was treated with the gefitinib or standard carboplatin and paclitaxel chemotherapy.

IPASS demonstrated that EGFR mutation strongly predicted a lower risk of progression on gefitinib vs. chemotherapy (hazard ratio, 0.48), whereas wild-type EGFR predicted a higher risk of progression on gefitinib relative to chemotherapy (HR, 2.85) (N. Engl. J. Med. 2009;361:947-57).

Similarly, in a pooled analysis of clinical outcomes of NSCLC patients who were treated with erlotinib, EGFR mutations were associated with a median progression-free survival of 13.2 vs. 5.9 months (J. Cell. Mol. Med. 2010;14:51-69). Neither study demonstrated a difference in overall survival among treated patients with and without EGFR mutations, Dr. Ettinger said.

The updated NCCN guidelines also state that the sequencing of KRAS (a G protein involved in the EGFR-related signal transmission) could be useful for the selection of patients as candidates for TKI therapy. The KRAS gene can harbor oncogenic mutations that may render a tumor resistant to EGFR-targeting agents, Dr. Ettinger explained, noting that studies have shown that a KRAS mutation in patients with NSCLC "confers a high level of resistance" to TKIs.

Although the data – which primarily come from retrospective reviews with small sample sizes – are insufficient to make a determination about an association between KRAS mutation status and survival, he said, they are sufficient to warrant a category 2A recommendation for sequencing, as well as a recommendation that patients with a known KRAS mutation should undergo first-line therapy with an agent other than a TKI.

Individuals who test negative for EGFR and KRAS should also be screened for a mutation of the anaplastic lymphoma kinase (ALK) fusion gene, Dr. Ettinger said. "Patients who screen positive may not benefit from EGFR TKIs, but they may be good candidates for an ALK-targeted therapy," he said, noting that the investigational ALK-targeting drug crizotinib, in particular, has demonstrated positive results in early studies of NSCLC patients with echinoderm microtubule-associated proteinlike 4 (EML4)-ALK translocations (N. Engl. J. Med. 2010;363:1693-703).

With respect to first-line systemic therapy, patients with adenocarcinoma, large cell carcinoma, or NSCLC "not otherwise specified" who have an Eastern Cooperative Oncology Group/World Health Organization performance status grade of 0-4 and who test positive for the EGFR mutation prior to first-line therapy should be treated with erlotinib, according to the NCCN guidelines. Alternatively, the guidelines state that gefitinib can be used in place of erlotinib "in areas of the world where it is available."

 

 

For patients in whom the EGFR mutation is discovered during chemotherapy, the guidelines recommend either adding erlotinib to the current chemotherapy protocol or switching to erlotinib as maintenance treatment."

For patients whose EGFR status is negative or unknown, even in the presence of clinical characteristics that might be suggestive of a mutation (for example, female, nonsmoker, Asian race), conventional chemotherapy is recommended, Dr. Ettinger said.

The updated NCCN guidelines for NSCLC are posted at www.nccn.org.

The guidelines take a conservative stance on the National Lung Screening Trial finding that screening with low-dose helical CT was associated with a 20% reduction in lung cancer deaths vs. screening with standard chest x-ray. Despite this positive finding, "the NCCN panel does not recommend the routine use of screening CT as a standard clinical practice," said Dr. Ettinger; more conclusive data from ongoing national trials are needed to define the associated risks and benefits. "High-risk patients should participate in a clinical trial evaluating CT screening or go to a center of excellence to discuss the potential risks and benefits of a screening CT," Dr. Ettinger said.

Other notable updates include the following:

• The addition of EBUS (endobronchial ultrasound) as a work-up recommendation.

• The recommendation that bevacizumab (Avastin) and chemotherapy or chemotherapy alone is indicated in performance status 0-1 patients with advanced or recurrent NSCLC, and that bevacizumab should be given until disease progression.

• The recommendation against systemic chemotherapy in performance status 3-4 NSCLC patients.

• The guidance that chemoradiation is better than chemotherapy alone in locally advanced NSCLC, and that concurrent chemoradiation is better than sequential chemoradiation.

• The addition of denosumab (Xgeva) as a treatment option for patients with bone metastases.

• The recommendation favoring cisplatin/pemetrexed (Alimta) vs. cisplatin/gemcitabine (Gemzar) in patients with nonsquamous histology.

• The recommendation against adding a third cytotoxic drug, with the exception of bevacizumab or cetuximab (Erbitux), in treatment-naive performance status 0-1 NSCLC patients.

• The guidance that cisplatin-based combinations are better than best supportive care in advanced, incurable disease, with improvement in median survival and 1-year survival rates.

The ASCO PCO is available online.

In an editorial that accompanied ASCO’s PCO announcement, Dr. Paul A. Bunn Jr. and Dr. Robert C. Doebele of the University of Colorado Cancer Center in Aurora wrote that the growing clinical importance of molecularly defined subgroups of adenocarcinoma signals a "new era of personalized medicine for patients with advanced lung cancer, in which it will be imperative to match the specific mutations of a patient’s tumor with a specific therapy."

The implementation of routine, simultaneous testing of multiple markers will likely be conducted on all patients prior to treatment initiation, regardless of clinical features, they stated, acknowledging certain procedural challenges, including obtaining adequate tumor material at the time of diagnostic biopsy and developing testing platforms "that simultaneously analyze for the presence of somatic mutations, gene fusions, or other genetic challenges."

Dr. Ettinger has consultancy agreements with the following companies: Biodesix, Boehringer Ingelheim, Daiichi Sankyo, Eli Lilly, Genentech, Merck, Novartis Pharmaceuticals, Poniard Pharmaceuticals, Prometheus Laboratories, Shin Nippon Biomedical Laboratories, and Telik. Dr. Keedy receives commercial research support from Ariad Pharmaceuticals, Ziopharm Oncology, and Amgen Oncology Therapeutics. Dr. Bunn has a consultant or advisory role with Amgen, AstraZeneca, Abraxis, Bayer, Boehringer Ingelheim, Bristol-Myers Squibb, Daiichi-Sankyo, Eli Lilly, GlaxoSmithKline, Syndax, Biodesix, Allos Therapeutics, Novartis, OSI/Genentech/Roche, Poniard, and Sanofi-Aventis. Dr. Doebele disclosed research funding from Lilly, ImClone Systems, and Pfizer.

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FDA Keeping an Eye on New Malignancy Concerns With Lenalidomide

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The Food and Drug Administration has alerted the public that the agency is currently reviewing all available information on the potential for increased risk of new malignancies associated with lenalidomide in patients treated for multiple myeloma or myelodysplatic syndromes.

The agency plans to communicate any new recommendations once it has completed its review of existing data, according to a safety announcement released on April 8, 2011. "At this time, [the] FDA recommends that patients continue their Revlimid [lenalidomide] treatment as prescribed by their health care provider," it said.

The concerns appear to be based in part on results from the phase III Cancer and Leukemia Group B (CALGB) 100104 trial of 460 patients with stage I-III multiple myeloma. In the trial, the estimated time to progression reached 42.3 months with lenalidomide maintenance following transplant vs. 21.8 months with placebo. (The results were reported at the 2010 annual meeting of the American Society of Hematology.)

As of late 2010, though, 25 patients had new malignancies: 15 patients in the lenalidomide group, 6 on placebo, and 4 who developed these before randomization. The second cancers included five cases of acute myeloid leukemia or myelodysplastic syndrome, three of which occurred in patients on lenalidomide maintenance.

Lenalidomide, a less-toxic thalidomide analogue, is one of the more important new therapies in multiple myeloma. In addition to the CALGB trial, results from the Intergroupe Francophone du Myélome (IFM) 2005-02 trial also support maintenance lenalidomide.

Lenalidomide is indicated for the treatment of multiple myeloma, in combination with dexamethasone, in patients who have received at least one prior therapy. It is also indicated for patients with transfusion-dependent anemia due to low- or intermediate-1-risk myelodysplastic syndromes associated with a deletion 5q abnormality with or without additional cytogenetic abnormalities.

"At this time, there is no recommendation to delay, modify, or restrict the use of Revlimid for patients being treated according to the FDA-approved indications," the agency noted. "[The] FDA believes the benefits of Revlimid continue to outweigh the potential risks."

The FDA is also currently reviewing all available information on this potential risk for thalidomide.

Physicians are encouraged to report adverse events involving lenalidomide to the FDA MedWatch program.

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The Food and Drug Administration has alerted the public that the agency is currently reviewing all available information on the potential for increased risk of new malignancies associated with lenalidomide in patients treated for multiple myeloma or myelodysplatic syndromes.

The agency plans to communicate any new recommendations once it has completed its review of existing data, according to a safety announcement released on April 8, 2011. "At this time, [the] FDA recommends that patients continue their Revlimid [lenalidomide] treatment as prescribed by their health care provider," it said.

The concerns appear to be based in part on results from the phase III Cancer and Leukemia Group B (CALGB) 100104 trial of 460 patients with stage I-III multiple myeloma. In the trial, the estimated time to progression reached 42.3 months with lenalidomide maintenance following transplant vs. 21.8 months with placebo. (The results were reported at the 2010 annual meeting of the American Society of Hematology.)

As of late 2010, though, 25 patients had new malignancies: 15 patients in the lenalidomide group, 6 on placebo, and 4 who developed these before randomization. The second cancers included five cases of acute myeloid leukemia or myelodysplastic syndrome, three of which occurred in patients on lenalidomide maintenance.

Lenalidomide, a less-toxic thalidomide analogue, is one of the more important new therapies in multiple myeloma. In addition to the CALGB trial, results from the Intergroupe Francophone du Myélome (IFM) 2005-02 trial also support maintenance lenalidomide.

Lenalidomide is indicated for the treatment of multiple myeloma, in combination with dexamethasone, in patients who have received at least one prior therapy. It is also indicated for patients with transfusion-dependent anemia due to low- or intermediate-1-risk myelodysplastic syndromes associated with a deletion 5q abnormality with or without additional cytogenetic abnormalities.

"At this time, there is no recommendation to delay, modify, or restrict the use of Revlimid for patients being treated according to the FDA-approved indications," the agency noted. "[The] FDA believes the benefits of Revlimid continue to outweigh the potential risks."

The FDA is also currently reviewing all available information on this potential risk for thalidomide.

Physicians are encouraged to report adverse events involving lenalidomide to the FDA MedWatch program.

The Food and Drug Administration has alerted the public that the agency is currently reviewing all available information on the potential for increased risk of new malignancies associated with lenalidomide in patients treated for multiple myeloma or myelodysplatic syndromes.

The agency plans to communicate any new recommendations once it has completed its review of existing data, according to a safety announcement released on April 8, 2011. "At this time, [the] FDA recommends that patients continue their Revlimid [lenalidomide] treatment as prescribed by their health care provider," it said.

The concerns appear to be based in part on results from the phase III Cancer and Leukemia Group B (CALGB) 100104 trial of 460 patients with stage I-III multiple myeloma. In the trial, the estimated time to progression reached 42.3 months with lenalidomide maintenance following transplant vs. 21.8 months with placebo. (The results were reported at the 2010 annual meeting of the American Society of Hematology.)

As of late 2010, though, 25 patients had new malignancies: 15 patients in the lenalidomide group, 6 on placebo, and 4 who developed these before randomization. The second cancers included five cases of acute myeloid leukemia or myelodysplastic syndrome, three of which occurred in patients on lenalidomide maintenance.

Lenalidomide, a less-toxic thalidomide analogue, is one of the more important new therapies in multiple myeloma. In addition to the CALGB trial, results from the Intergroupe Francophone du Myélome (IFM) 2005-02 trial also support maintenance lenalidomide.

Lenalidomide is indicated for the treatment of multiple myeloma, in combination with dexamethasone, in patients who have received at least one prior therapy. It is also indicated for patients with transfusion-dependent anemia due to low- or intermediate-1-risk myelodysplastic syndromes associated with a deletion 5q abnormality with or without additional cytogenetic abnormalities.

"At this time, there is no recommendation to delay, modify, or restrict the use of Revlimid for patients being treated according to the FDA-approved indications," the agency noted. "[The] FDA believes the benefits of Revlimid continue to outweigh the potential risks."

The FDA is also currently reviewing all available information on this potential risk for thalidomide.

Physicians are encouraged to report adverse events involving lenalidomide to the FDA MedWatch program.

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FDA Keeping an Eye on New Malignancy Concerns With Lenalidomide
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Serum Sickness with Clarithromycin

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Serum sickness‐like reaction with clarithromycin

Serum sickness is an immunological condition characterized by fever, rash, arthralgia/arthritis, myalgia, edema, and localized lymphadenopathy. Historically, this syndrome was seen as an immunologic response to heterologous protein components administered for therapeutic purposes, such as in the treatment of diphtheria and scarlet fever. Following the decline in use of such heterologous proteins, this same condition is now seen with equine antitoxins, monoclonal antibodies, and some drugs.13 Specifically, the immunologic response to these drugs is referred to as serum sickness‐like reaction (SSLR). The classic serum sickness is described as a prototype Gell and Coombs type III or immune complex‐mediated hypersensitivity disease.4 When a foreign protein antitoxin is administered into human serum, immune system recognition and antibody production occurs. Antibodies become attached to antigens and, when there are sufficient antibody/antigen bonds, a lattice‐like aggregate called the immune complex forms. Normally these immune complexes are cleared from the blood by the reticulo‐endothelial system, but if the system is defective, or the complexes are in a sufficiently large quantity, then deposition into various tissues like the internal elastic lamina of arteries, perivascular regions, synovia, and glomeruli occurs. Following deposition, complement is activated, causing inflammation in these same tissues, resulting in fever, rash, arthralgia, and myalgia.5 A similar reaction has been seen with certain drug exposures as well. The mechanism for this reaction is less clear, but thought to be similar to haptens attaching to plasma proteins and inciting the immunological response.6

Case

A 57‐year‐old white female presented with rash and generalized body aches. She had no significant past medical history, except for sinusitis several years ago; she was prescribed clarithromycin but did not report any problem with this medication at that time. The patient was diagnosed with acute sinusitis 4 days before this presentation. She had visited a primary care physician for her sinusitis and had been prescribed clarithromycin 500 mg twice daily for 7 days. The patient did not use any prescribed or nonprescribed medications in the last 6 months, except the current use of clarithromycin. She used the medication for 3 days as directed, when she developed a generalized rash. The rash first developed on both arms and then migrated to involve the rest of the body within 1 day. The following day, she developed generalized weakness, muscle aches, and symmetric joint pain in the wrists, arms, fingers, and knees. She stopped taking the medication after her sixth dose because she thought her symptoms might be related to its use. Her rash began to fade away slightly. On the 4th day, her myalgias and arthralgias acutely worsened, limiting her normal activities. She developed shortness of breath, ultimately prompting her visit to the emergency department. On presentation, her temperature was 98F, pulse 76, blood pressure 115/73, and oxygen saturation 99% on room air. She was in no acute distress, had no signs of acute airway compromise, and was comfortable at rest. On examination, she had a pruritic morbilliform rash which was most prominent on her upper extremities. There was no muscular tenderness elicited on her body. The joint examination was entirely normal. Ear, nose, and throat examination was normal; there was no lip swelling, erythema, or swelling in the oral cavity or stridor. The chest was clear to auscultation, and the heart examination was normal. Pertinent labs (and normal ranges) included: C3, 83 mg/dL (79‐152 mg/dL); C4, 11 mg/dL (16‐38 mg/dL); total complement, 24 mg/dL (30‐75 mg/dL); erythrocyte sedimentation rate (ESR), 21 mm/hr (20 mm/hr); and C‐reactive protein (CRP), 0.8 mg/dL (normal, 0.8 mg/dL). Basic chemistries were unremarkable. Serum creatinine was 0.8 mg/dL, and blood urea nitrogen was 11 mg/dL. Creatine phosphokinase was 54 U/L. Liver function tests were normal. Complete blood count with differential showed: Hb, 12.5 g/dL; platelets, 228,000/mm3; polymorphonuclear cells, 76%; lymphocytes, 15%; and eosinophils, 5%. Given the history, the temporal association of symptoms with medication use, physical examination findings, low complement level, and elevated ESR, the diagnosis of serum sickness‐like reaction was made. The patient received intravenous dexamethasone 4 mg once and, following an observation period in the emergency department, was discharged on an oral prednisone taper, with diphenhydramine to use as needed. The patient responded well, and recovered uneventfully.

Discussion

Serum sickness‐like reaction has been described for many drugs, especially antibiotics.7 A clarithromycin‐associated reaction has not been reported previously. Diagnosis of SSLR in this case was suggested by several factors, including the temporal association between clarithromycin ingestion, as well as consistent physical examination and laboratory findings. The patient's past history of clarithromycin use caused the reaction to occur within 36 hours of drug ingestion. Important diagnoses that were considered included angioedema, systemic lupus erythematosus, StevensJohnson syndrome or other drug eruptions, viral exanthemata, reactive arthritis, and acute rheumatic fever. However, the typical morbilliform skin eruptions with mucosal sparing made both lupus and StevensJohnson syndrome unlikely. Without facial or lip edema, angioedema also seemed less probable. Typical features of viral exanthem were also not seen in this patient. The lack of a prior history of a similar reaction and prompt recovery with antiinflammatories also supported a diagnosis of SSLR. Clarithromycin is a very commonly prescribed antibiotic for the treatment of upper respiratory tract infections; this case emphasizes that clinicians should remain aware that its use may rarely be associated with SSLR.

Files
References
  1. Gamarra RM,McGraw SD,Drelichman VS,Maas LC.Serum sickness‐like reactions in patients receiving intravenous infliximab.J Emerg Med.2006;30(1):4144.
  2. Clark BM,Kotti GH,Shah AD,Conger NG.Severe serum sickness reaction to oral and intramuscular penicillin.Pharmacotherapy.2006;26(5):705708.
  3. Platt R,Dreis MW,Kennedy DL,Kuritsky JN.Serum sickness‐like reactions to amoxicillin, cefaclor, cephalexin, and trimethoprim‐sulfamethoxazole.J Infect Dis.1988;158(2):474477.
  4. Lawley TJ,Bielory L,Gascon P, et al.A prospective clinical and immunologic analysis of patients with serum sickness.N Engl J Med.1984;311(22):14071413.
  5. Roujeau JC,Stern RS.Severe adverse cutaneous reactions to drugs.N Engl J Med.1994;331(19):12721285.
  6. Knowles SR,Uetrecht J,Shear NH.Idiosyncratic drug reactions: the reactive metabolite syndromes.Lancet2000;356(9241):15871591.
  7. Vial T,Pont J,Pham E,Rabilloud M,Descotes J.Cefaclor‐associated serum sickness‐like disease: eight cases and review of the literature.Ann Pharmacother.1992;26(7–8):910914.
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Serum sickness is an immunological condition characterized by fever, rash, arthralgia/arthritis, myalgia, edema, and localized lymphadenopathy. Historically, this syndrome was seen as an immunologic response to heterologous protein components administered for therapeutic purposes, such as in the treatment of diphtheria and scarlet fever. Following the decline in use of such heterologous proteins, this same condition is now seen with equine antitoxins, monoclonal antibodies, and some drugs.13 Specifically, the immunologic response to these drugs is referred to as serum sickness‐like reaction (SSLR). The classic serum sickness is described as a prototype Gell and Coombs type III or immune complex‐mediated hypersensitivity disease.4 When a foreign protein antitoxin is administered into human serum, immune system recognition and antibody production occurs. Antibodies become attached to antigens and, when there are sufficient antibody/antigen bonds, a lattice‐like aggregate called the immune complex forms. Normally these immune complexes are cleared from the blood by the reticulo‐endothelial system, but if the system is defective, or the complexes are in a sufficiently large quantity, then deposition into various tissues like the internal elastic lamina of arteries, perivascular regions, synovia, and glomeruli occurs. Following deposition, complement is activated, causing inflammation in these same tissues, resulting in fever, rash, arthralgia, and myalgia.5 A similar reaction has been seen with certain drug exposures as well. The mechanism for this reaction is less clear, but thought to be similar to haptens attaching to plasma proteins and inciting the immunological response.6

Case

A 57‐year‐old white female presented with rash and generalized body aches. She had no significant past medical history, except for sinusitis several years ago; she was prescribed clarithromycin but did not report any problem with this medication at that time. The patient was diagnosed with acute sinusitis 4 days before this presentation. She had visited a primary care physician for her sinusitis and had been prescribed clarithromycin 500 mg twice daily for 7 days. The patient did not use any prescribed or nonprescribed medications in the last 6 months, except the current use of clarithromycin. She used the medication for 3 days as directed, when she developed a generalized rash. The rash first developed on both arms and then migrated to involve the rest of the body within 1 day. The following day, she developed generalized weakness, muscle aches, and symmetric joint pain in the wrists, arms, fingers, and knees. She stopped taking the medication after her sixth dose because she thought her symptoms might be related to its use. Her rash began to fade away slightly. On the 4th day, her myalgias and arthralgias acutely worsened, limiting her normal activities. She developed shortness of breath, ultimately prompting her visit to the emergency department. On presentation, her temperature was 98F, pulse 76, blood pressure 115/73, and oxygen saturation 99% on room air. She was in no acute distress, had no signs of acute airway compromise, and was comfortable at rest. On examination, she had a pruritic morbilliform rash which was most prominent on her upper extremities. There was no muscular tenderness elicited on her body. The joint examination was entirely normal. Ear, nose, and throat examination was normal; there was no lip swelling, erythema, or swelling in the oral cavity or stridor. The chest was clear to auscultation, and the heart examination was normal. Pertinent labs (and normal ranges) included: C3, 83 mg/dL (79‐152 mg/dL); C4, 11 mg/dL (16‐38 mg/dL); total complement, 24 mg/dL (30‐75 mg/dL); erythrocyte sedimentation rate (ESR), 21 mm/hr (20 mm/hr); and C‐reactive protein (CRP), 0.8 mg/dL (normal, 0.8 mg/dL). Basic chemistries were unremarkable. Serum creatinine was 0.8 mg/dL, and blood urea nitrogen was 11 mg/dL. Creatine phosphokinase was 54 U/L. Liver function tests were normal. Complete blood count with differential showed: Hb, 12.5 g/dL; platelets, 228,000/mm3; polymorphonuclear cells, 76%; lymphocytes, 15%; and eosinophils, 5%. Given the history, the temporal association of symptoms with medication use, physical examination findings, low complement level, and elevated ESR, the diagnosis of serum sickness‐like reaction was made. The patient received intravenous dexamethasone 4 mg once and, following an observation period in the emergency department, was discharged on an oral prednisone taper, with diphenhydramine to use as needed. The patient responded well, and recovered uneventfully.

Discussion

Serum sickness‐like reaction has been described for many drugs, especially antibiotics.7 A clarithromycin‐associated reaction has not been reported previously. Diagnosis of SSLR in this case was suggested by several factors, including the temporal association between clarithromycin ingestion, as well as consistent physical examination and laboratory findings. The patient's past history of clarithromycin use caused the reaction to occur within 36 hours of drug ingestion. Important diagnoses that were considered included angioedema, systemic lupus erythematosus, StevensJohnson syndrome or other drug eruptions, viral exanthemata, reactive arthritis, and acute rheumatic fever. However, the typical morbilliform skin eruptions with mucosal sparing made both lupus and StevensJohnson syndrome unlikely. Without facial or lip edema, angioedema also seemed less probable. Typical features of viral exanthem were also not seen in this patient. The lack of a prior history of a similar reaction and prompt recovery with antiinflammatories also supported a diagnosis of SSLR. Clarithromycin is a very commonly prescribed antibiotic for the treatment of upper respiratory tract infections; this case emphasizes that clinicians should remain aware that its use may rarely be associated with SSLR.

Serum sickness is an immunological condition characterized by fever, rash, arthralgia/arthritis, myalgia, edema, and localized lymphadenopathy. Historically, this syndrome was seen as an immunologic response to heterologous protein components administered for therapeutic purposes, such as in the treatment of diphtheria and scarlet fever. Following the decline in use of such heterologous proteins, this same condition is now seen with equine antitoxins, monoclonal antibodies, and some drugs.13 Specifically, the immunologic response to these drugs is referred to as serum sickness‐like reaction (SSLR). The classic serum sickness is described as a prototype Gell and Coombs type III or immune complex‐mediated hypersensitivity disease.4 When a foreign protein antitoxin is administered into human serum, immune system recognition and antibody production occurs. Antibodies become attached to antigens and, when there are sufficient antibody/antigen bonds, a lattice‐like aggregate called the immune complex forms. Normally these immune complexes are cleared from the blood by the reticulo‐endothelial system, but if the system is defective, or the complexes are in a sufficiently large quantity, then deposition into various tissues like the internal elastic lamina of arteries, perivascular regions, synovia, and glomeruli occurs. Following deposition, complement is activated, causing inflammation in these same tissues, resulting in fever, rash, arthralgia, and myalgia.5 A similar reaction has been seen with certain drug exposures as well. The mechanism for this reaction is less clear, but thought to be similar to haptens attaching to plasma proteins and inciting the immunological response.6

Case

A 57‐year‐old white female presented with rash and generalized body aches. She had no significant past medical history, except for sinusitis several years ago; she was prescribed clarithromycin but did not report any problem with this medication at that time. The patient was diagnosed with acute sinusitis 4 days before this presentation. She had visited a primary care physician for her sinusitis and had been prescribed clarithromycin 500 mg twice daily for 7 days. The patient did not use any prescribed or nonprescribed medications in the last 6 months, except the current use of clarithromycin. She used the medication for 3 days as directed, when she developed a generalized rash. The rash first developed on both arms and then migrated to involve the rest of the body within 1 day. The following day, she developed generalized weakness, muscle aches, and symmetric joint pain in the wrists, arms, fingers, and knees. She stopped taking the medication after her sixth dose because she thought her symptoms might be related to its use. Her rash began to fade away slightly. On the 4th day, her myalgias and arthralgias acutely worsened, limiting her normal activities. She developed shortness of breath, ultimately prompting her visit to the emergency department. On presentation, her temperature was 98F, pulse 76, blood pressure 115/73, and oxygen saturation 99% on room air. She was in no acute distress, had no signs of acute airway compromise, and was comfortable at rest. On examination, she had a pruritic morbilliform rash which was most prominent on her upper extremities. There was no muscular tenderness elicited on her body. The joint examination was entirely normal. Ear, nose, and throat examination was normal; there was no lip swelling, erythema, or swelling in the oral cavity or stridor. The chest was clear to auscultation, and the heart examination was normal. Pertinent labs (and normal ranges) included: C3, 83 mg/dL (79‐152 mg/dL); C4, 11 mg/dL (16‐38 mg/dL); total complement, 24 mg/dL (30‐75 mg/dL); erythrocyte sedimentation rate (ESR), 21 mm/hr (20 mm/hr); and C‐reactive protein (CRP), 0.8 mg/dL (normal, 0.8 mg/dL). Basic chemistries were unremarkable. Serum creatinine was 0.8 mg/dL, and blood urea nitrogen was 11 mg/dL. Creatine phosphokinase was 54 U/L. Liver function tests were normal. Complete blood count with differential showed: Hb, 12.5 g/dL; platelets, 228,000/mm3; polymorphonuclear cells, 76%; lymphocytes, 15%; and eosinophils, 5%. Given the history, the temporal association of symptoms with medication use, physical examination findings, low complement level, and elevated ESR, the diagnosis of serum sickness‐like reaction was made. The patient received intravenous dexamethasone 4 mg once and, following an observation period in the emergency department, was discharged on an oral prednisone taper, with diphenhydramine to use as needed. The patient responded well, and recovered uneventfully.

Discussion

Serum sickness‐like reaction has been described for many drugs, especially antibiotics.7 A clarithromycin‐associated reaction has not been reported previously. Diagnosis of SSLR in this case was suggested by several factors, including the temporal association between clarithromycin ingestion, as well as consistent physical examination and laboratory findings. The patient's past history of clarithromycin use caused the reaction to occur within 36 hours of drug ingestion. Important diagnoses that were considered included angioedema, systemic lupus erythematosus, StevensJohnson syndrome or other drug eruptions, viral exanthemata, reactive arthritis, and acute rheumatic fever. However, the typical morbilliform skin eruptions with mucosal sparing made both lupus and StevensJohnson syndrome unlikely. Without facial or lip edema, angioedema also seemed less probable. Typical features of viral exanthem were also not seen in this patient. The lack of a prior history of a similar reaction and prompt recovery with antiinflammatories also supported a diagnosis of SSLR. Clarithromycin is a very commonly prescribed antibiotic for the treatment of upper respiratory tract infections; this case emphasizes that clinicians should remain aware that its use may rarely be associated with SSLR.

References
  1. Gamarra RM,McGraw SD,Drelichman VS,Maas LC.Serum sickness‐like reactions in patients receiving intravenous infliximab.J Emerg Med.2006;30(1):4144.
  2. Clark BM,Kotti GH,Shah AD,Conger NG.Severe serum sickness reaction to oral and intramuscular penicillin.Pharmacotherapy.2006;26(5):705708.
  3. Platt R,Dreis MW,Kennedy DL,Kuritsky JN.Serum sickness‐like reactions to amoxicillin, cefaclor, cephalexin, and trimethoprim‐sulfamethoxazole.J Infect Dis.1988;158(2):474477.
  4. Lawley TJ,Bielory L,Gascon P, et al.A prospective clinical and immunologic analysis of patients with serum sickness.N Engl J Med.1984;311(22):14071413.
  5. Roujeau JC,Stern RS.Severe adverse cutaneous reactions to drugs.N Engl J Med.1994;331(19):12721285.
  6. Knowles SR,Uetrecht J,Shear NH.Idiosyncratic drug reactions: the reactive metabolite syndromes.Lancet2000;356(9241):15871591.
  7. Vial T,Pont J,Pham E,Rabilloud M,Descotes J.Cefaclor‐associated serum sickness‐like disease: eight cases and review of the literature.Ann Pharmacother.1992;26(7–8):910914.
References
  1. Gamarra RM,McGraw SD,Drelichman VS,Maas LC.Serum sickness‐like reactions in patients receiving intravenous infliximab.J Emerg Med.2006;30(1):4144.
  2. Clark BM,Kotti GH,Shah AD,Conger NG.Severe serum sickness reaction to oral and intramuscular penicillin.Pharmacotherapy.2006;26(5):705708.
  3. Platt R,Dreis MW,Kennedy DL,Kuritsky JN.Serum sickness‐like reactions to amoxicillin, cefaclor, cephalexin, and trimethoprim‐sulfamethoxazole.J Infect Dis.1988;158(2):474477.
  4. Lawley TJ,Bielory L,Gascon P, et al.A prospective clinical and immunologic analysis of patients with serum sickness.N Engl J Med.1984;311(22):14071413.
  5. Roujeau JC,Stern RS.Severe adverse cutaneous reactions to drugs.N Engl J Med.1994;331(19):12721285.
  6. Knowles SR,Uetrecht J,Shear NH.Idiosyncratic drug reactions: the reactive metabolite syndromes.Lancet2000;356(9241):15871591.
  7. Vial T,Pont J,Pham E,Rabilloud M,Descotes J.Cefaclor‐associated serum sickness‐like disease: eight cases and review of the literature.Ann Pharmacother.1992;26(7–8):910914.
Issue
Journal of Hospital Medicine - 6(4)
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Journal of Hospital Medicine - 6(4)
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231-232
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Serum sickness‐like reaction with clarithromycin
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Serum sickness‐like reaction with clarithromycin
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Journal of Hospital Medicine Because It Matters

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Because it matters to more than one

An old man and a young boy walk along a beach, with the old man throwing stranded starfish back into the ocean. The boy asks, Why bother tossing them back when you know they'll just keep washing up? To which the old man replies, after casting another starfish into the water, Because it matters to that one.

The Starfish Story, based upon an essay by Loren Eiseley

Most patients seem not to notice it. Occasionally I'll have a patient who, with comedic license, overlooks the stipples and wavy edges and jokingly asks, What are you, a 1‐star general?

I'm referring to the gold starfish pin I wear on the left lapel of my white coat. Where I trained, all Medicine interns receive one on the first day of internship, in tribute of the much‐celebrated story above. The purpose of the pin is simple: to remind us that no matter how tired, frustrated, or overwhelmed we sometimes feel in medicine, we can always make a difference in the life of the patient in front of us.

The older I get the more I've come to appreciate that the starfish tale ‐ inspiring as it is ‐ reminds us of only half the story. As we all know, patients don't exist in isolation. They have brothers and sisters, mothers and fathers, sons and daughters, friends and lovers. In the middle of the night, or from under a pile of paperwork, it can be even harder to remember that what we as healthcare professionals do for our patients matters to these people, too. For this latter reminder, I turn to my hospital chapel.

For those who know me this might come as a surprise. I'm spiritual, but not very religious, and while I often reflect on what's going on in my life or the lives of my loved ones, I usually don't feel the need to go to a sanctuary to do it. I'm not sure why I visited the chapel that first time.

Located behind 2 unadorned double doors off the main hallway, my hospital chapel looks from the outside like any other room in the building. Similarly, on the inside it looks like any other chapel ‐ dimly lit, with an altar, a Bible, pews, and an electric organ. What makes this space special for me is the volume that rests on a podium opposite the altar, under a bright fluorescent lamp and a sign that reads, This book is for your prayer requests. Please write down whatever helps you.

On the days when I feel overwhelmed with patient care, in addition to glancing at the starfish pin on my lapel I think of the prayer request book. Open for all to read, the book is a place where people can share their hopes and fears, about themselves or loved ones, with others who may or may not be complete strangers. Most people write about ill loved ones. What they have to say is profoundly moving and can only be done justice in their own words (with names and other details altered to protect confidentiality).

Some people write about letting go, about redirecting care from attempts at cure to comfort. Their anguish, like the indentation from their pen, is palpable. Dear God, our mom is almost 91 years old, says one person. She's been sick and hospitalized about 7 times or so. We really don't want her to leave us, but[w]e know she has had enough pain and wants to join our dad. Another person reflects, Dear God, my sister Pat is on the 4th floor. I know today I will take her off the vent. Please take her hand. Show her the way if that's Your will.

Others write about specific procedures or illnesses. In the jagged hand of a 10‐year‐old, a child prays for my mother, Mary, because she is getting a spinal tap right now and I want her to get well, which he then signs with a large heart and Love you, Mom. Someone else writes, Dear God, I need Your healing touch for my dad, who has lung cancer. Then, as if an afterthought, Also for me, because I have to have a colonoscopy this weekend.

Although many of the entries are addressed to God, a considerable number are directed toward anyone reading the book. Please pray for my dad, implores one person in an earnest hand. He was in a bad accident. I just want him to get better. He makes everything better. I just want my dad back. Is that selfish? Please pray for him. One of the most heart‐wrenching requests is from a new mother hoping for a second chance: My newborn son is here in the NICU. Please pray he is alrightand that they (the social workers) give me the next 18 or so years to make up for what I've done to him. Please, I want another chance to be the good mother I know he needs.

Every few months, the prayer request book fills up with hopes and fears just like these, including ‐ if it's not refreshed quickly enough ‐ the inside of the front and back cover. More meaningful than anything I could ever pin to my white coat, each entry is a powerful reminder of how we as healthcare providers affect more than just our patients. Indeed, for better or for worse, the stakes are much higher than that. What we do also matters to the people to whom our patients matter.

The people who penned the preceding entries are among those I see walking down the hall, riding with me in the elevator, standing in line next to me in the cafeteria, and sitting at my patients' bedsides. They could be anyone, and so they are everyone. In honor of them all I share this entry of my own: Thank you for opening up your hearts. Thank you for helping me remember how privileged I am to be a physician, and how, through helping one, I help more than one.

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Journal of Hospital Medicine - 6(4)
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An old man and a young boy walk along a beach, with the old man throwing stranded starfish back into the ocean. The boy asks, Why bother tossing them back when you know they'll just keep washing up? To which the old man replies, after casting another starfish into the water, Because it matters to that one.

The Starfish Story, based upon an essay by Loren Eiseley

Most patients seem not to notice it. Occasionally I'll have a patient who, with comedic license, overlooks the stipples and wavy edges and jokingly asks, What are you, a 1‐star general?

I'm referring to the gold starfish pin I wear on the left lapel of my white coat. Where I trained, all Medicine interns receive one on the first day of internship, in tribute of the much‐celebrated story above. The purpose of the pin is simple: to remind us that no matter how tired, frustrated, or overwhelmed we sometimes feel in medicine, we can always make a difference in the life of the patient in front of us.

The older I get the more I've come to appreciate that the starfish tale ‐ inspiring as it is ‐ reminds us of only half the story. As we all know, patients don't exist in isolation. They have brothers and sisters, mothers and fathers, sons and daughters, friends and lovers. In the middle of the night, or from under a pile of paperwork, it can be even harder to remember that what we as healthcare professionals do for our patients matters to these people, too. For this latter reminder, I turn to my hospital chapel.

For those who know me this might come as a surprise. I'm spiritual, but not very religious, and while I often reflect on what's going on in my life or the lives of my loved ones, I usually don't feel the need to go to a sanctuary to do it. I'm not sure why I visited the chapel that first time.

Located behind 2 unadorned double doors off the main hallway, my hospital chapel looks from the outside like any other room in the building. Similarly, on the inside it looks like any other chapel ‐ dimly lit, with an altar, a Bible, pews, and an electric organ. What makes this space special for me is the volume that rests on a podium opposite the altar, under a bright fluorescent lamp and a sign that reads, This book is for your prayer requests. Please write down whatever helps you.

On the days when I feel overwhelmed with patient care, in addition to glancing at the starfish pin on my lapel I think of the prayer request book. Open for all to read, the book is a place where people can share their hopes and fears, about themselves or loved ones, with others who may or may not be complete strangers. Most people write about ill loved ones. What they have to say is profoundly moving and can only be done justice in their own words (with names and other details altered to protect confidentiality).

Some people write about letting go, about redirecting care from attempts at cure to comfort. Their anguish, like the indentation from their pen, is palpable. Dear God, our mom is almost 91 years old, says one person. She's been sick and hospitalized about 7 times or so. We really don't want her to leave us, but[w]e know she has had enough pain and wants to join our dad. Another person reflects, Dear God, my sister Pat is on the 4th floor. I know today I will take her off the vent. Please take her hand. Show her the way if that's Your will.

Others write about specific procedures or illnesses. In the jagged hand of a 10‐year‐old, a child prays for my mother, Mary, because she is getting a spinal tap right now and I want her to get well, which he then signs with a large heart and Love you, Mom. Someone else writes, Dear God, I need Your healing touch for my dad, who has lung cancer. Then, as if an afterthought, Also for me, because I have to have a colonoscopy this weekend.

Although many of the entries are addressed to God, a considerable number are directed toward anyone reading the book. Please pray for my dad, implores one person in an earnest hand. He was in a bad accident. I just want him to get better. He makes everything better. I just want my dad back. Is that selfish? Please pray for him. One of the most heart‐wrenching requests is from a new mother hoping for a second chance: My newborn son is here in the NICU. Please pray he is alrightand that they (the social workers) give me the next 18 or so years to make up for what I've done to him. Please, I want another chance to be the good mother I know he needs.

Every few months, the prayer request book fills up with hopes and fears just like these, including ‐ if it's not refreshed quickly enough ‐ the inside of the front and back cover. More meaningful than anything I could ever pin to my white coat, each entry is a powerful reminder of how we as healthcare providers affect more than just our patients. Indeed, for better or for worse, the stakes are much higher than that. What we do also matters to the people to whom our patients matter.

The people who penned the preceding entries are among those I see walking down the hall, riding with me in the elevator, standing in line next to me in the cafeteria, and sitting at my patients' bedsides. They could be anyone, and so they are everyone. In honor of them all I share this entry of my own: Thank you for opening up your hearts. Thank you for helping me remember how privileged I am to be a physician, and how, through helping one, I help more than one.

An old man and a young boy walk along a beach, with the old man throwing stranded starfish back into the ocean. The boy asks, Why bother tossing them back when you know they'll just keep washing up? To which the old man replies, after casting another starfish into the water, Because it matters to that one.

The Starfish Story, based upon an essay by Loren Eiseley

Most patients seem not to notice it. Occasionally I'll have a patient who, with comedic license, overlooks the stipples and wavy edges and jokingly asks, What are you, a 1‐star general?

I'm referring to the gold starfish pin I wear on the left lapel of my white coat. Where I trained, all Medicine interns receive one on the first day of internship, in tribute of the much‐celebrated story above. The purpose of the pin is simple: to remind us that no matter how tired, frustrated, or overwhelmed we sometimes feel in medicine, we can always make a difference in the life of the patient in front of us.

The older I get the more I've come to appreciate that the starfish tale ‐ inspiring as it is ‐ reminds us of only half the story. As we all know, patients don't exist in isolation. They have brothers and sisters, mothers and fathers, sons and daughters, friends and lovers. In the middle of the night, or from under a pile of paperwork, it can be even harder to remember that what we as healthcare professionals do for our patients matters to these people, too. For this latter reminder, I turn to my hospital chapel.

For those who know me this might come as a surprise. I'm spiritual, but not very religious, and while I often reflect on what's going on in my life or the lives of my loved ones, I usually don't feel the need to go to a sanctuary to do it. I'm not sure why I visited the chapel that first time.

Located behind 2 unadorned double doors off the main hallway, my hospital chapel looks from the outside like any other room in the building. Similarly, on the inside it looks like any other chapel ‐ dimly lit, with an altar, a Bible, pews, and an electric organ. What makes this space special for me is the volume that rests on a podium opposite the altar, under a bright fluorescent lamp and a sign that reads, This book is for your prayer requests. Please write down whatever helps you.

On the days when I feel overwhelmed with patient care, in addition to glancing at the starfish pin on my lapel I think of the prayer request book. Open for all to read, the book is a place where people can share their hopes and fears, about themselves or loved ones, with others who may or may not be complete strangers. Most people write about ill loved ones. What they have to say is profoundly moving and can only be done justice in their own words (with names and other details altered to protect confidentiality).

Some people write about letting go, about redirecting care from attempts at cure to comfort. Their anguish, like the indentation from their pen, is palpable. Dear God, our mom is almost 91 years old, says one person. She's been sick and hospitalized about 7 times or so. We really don't want her to leave us, but[w]e know she has had enough pain and wants to join our dad. Another person reflects, Dear God, my sister Pat is on the 4th floor. I know today I will take her off the vent. Please take her hand. Show her the way if that's Your will.

Others write about specific procedures or illnesses. In the jagged hand of a 10‐year‐old, a child prays for my mother, Mary, because she is getting a spinal tap right now and I want her to get well, which he then signs with a large heart and Love you, Mom. Someone else writes, Dear God, I need Your healing touch for my dad, who has lung cancer. Then, as if an afterthought, Also for me, because I have to have a colonoscopy this weekend.

Although many of the entries are addressed to God, a considerable number are directed toward anyone reading the book. Please pray for my dad, implores one person in an earnest hand. He was in a bad accident. I just want him to get better. He makes everything better. I just want my dad back. Is that selfish? Please pray for him. One of the most heart‐wrenching requests is from a new mother hoping for a second chance: My newborn son is here in the NICU. Please pray he is alrightand that they (the social workers) give me the next 18 or so years to make up for what I've done to him. Please, I want another chance to be the good mother I know he needs.

Every few months, the prayer request book fills up with hopes and fears just like these, including ‐ if it's not refreshed quickly enough ‐ the inside of the front and back cover. More meaningful than anything I could ever pin to my white coat, each entry is a powerful reminder of how we as healthcare providers affect more than just our patients. Indeed, for better or for worse, the stakes are much higher than that. What we do also matters to the people to whom our patients matter.

The people who penned the preceding entries are among those I see walking down the hall, riding with me in the elevator, standing in line next to me in the cafeteria, and sitting at my patients' bedsides. They could be anyone, and so they are everyone. In honor of them all I share this entry of my own: Thank you for opening up your hearts. Thank you for helping me remember how privileged I am to be a physician, and how, through helping one, I help more than one.

Issue
Journal of Hospital Medicine - 6(4)
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Journal of Hospital Medicine - 6(4)
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241-242
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241-242
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Because it matters to more than one
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Because it matters to more than one
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Erratum: Investing in the future: Building an academic hospitalist faculty development program

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Erratum: Investing in the future: Building an academic hospitalist faculty development program

The disclosure statement for the following article, Investing in the Future: Building an Academic Hospitalist Faculty Development Program, by Niraj L. Sehgal, MD, MPH, Bradley A. Sharpe, MD, Andrew A. Auerbach, MD, MPH, Robert M. Wachter, MD, that published in Volume 6, Issue 3 pages 161166 of the Journal of Hospital Medicine, was incorrect. The correct disclosure statement is: All authors report no relevant conflicts of interest. The publisher regrets this error.

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Journal of Hospital Medicine - 6(4)
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The disclosure statement for the following article, Investing in the Future: Building an Academic Hospitalist Faculty Development Program, by Niraj L. Sehgal, MD, MPH, Bradley A. Sharpe, MD, Andrew A. Auerbach, MD, MPH, Robert M. Wachter, MD, that published in Volume 6, Issue 3 pages 161166 of the Journal of Hospital Medicine, was incorrect. The correct disclosure statement is: All authors report no relevant conflicts of interest. The publisher regrets this error.

The disclosure statement for the following article, Investing in the Future: Building an Academic Hospitalist Faculty Development Program, by Niraj L. Sehgal, MD, MPH, Bradley A. Sharpe, MD, Andrew A. Auerbach, MD, MPH, Robert M. Wachter, MD, that published in Volume 6, Issue 3 pages 161166 of the Journal of Hospital Medicine, was incorrect. The correct disclosure statement is: All authors report no relevant conflicts of interest. The publisher regrets this error.

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Journal of Hospital Medicine - 6(4)
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Journal of Hospital Medicine - 6(4)
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Erratum: Investing in the future: Building an academic hospitalist faculty development program
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Risk Model for VTE

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Risk factor model to predict venous thromboembolism in hospitalized medical patients

Venous thromboembolism (VTE) is a major source of morbidity and mortality for hospitalized patients. Among medical patients at the highest risk, as many as 15% can be expected to develop a VTE during their hospital stay1, 2; however, among general medical patients, the incidence of symptomatic VTE is less than 1%,1 and potentially as low as 0.3%.3 Thromboprophylaxis with subcutaneous heparin reduces the risk of VTE by approximately 50%,4 and is therefore recommended for medical patients at high risk. However, heparin also increases the risk of bleeding and thrombocytopenia and thus should be avoided for patients at low risk of VTE. Consequently, the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) recommends that all hospitalized medical patients receive a risk assessment for VTE.5

Certain disease states, including stroke, acute myocardial infarction, heart failure, respiratory disease, sepsis, and cancer, have been associated with increased risk for VTE, and, based on the inclusion criteria of several randomized trials, current American College of Chest Physicians (ACCP) guidelines recommend thromboprophylaxis for patients hospitalized with these diagnoses.2 However, evidence that these factors actually increase a patient's risk for VTE comes from studies of ambulatory patients and is often weak or conflicting. Existing risk‐stratification tools,6, 7 as well as the ACCP guidelines, have not been validated, and accordingly JCAHO does not specify how risk assessment should be conducted. In order to help clinicians better estimate the risk of VTE in medical patients and therefore to provide more targeted thromboprophylaxis, we examined a large cohort of patients with high‐risk diagnoses and created a risk stratification model.

Methods

Setting and Patients

We identified a retrospective cohort of patients discharged between January 1, 2004 and June 30, 2005 from 374 acute care facilities in the US that participated in Premier's Perspective, a database developed for measuring quality and healthcare utilization. Participating hospitals represent all regions of the US, and are generally similar in composition to US hospitals; however, in comparison to information contained in the American Hospital Association annual survey, Perspective hospitals are more likely to be located in the South and in urban areas. Available data elements include those derived from the uniform billing 04 form, such as sociodemographic information about each patient, their International Classification of Diseases, Ninth Revision, Clinical Modification (ICD‐9‐CM) diagnosis and procedure codes, as well as hospital and physician information. This information is supplemented with a date‐stamped log of all items and services billed to the patient or insurer, including diagnostic tests, medications, and other treatments. Permission to conduct the study was obtained from the Institutional Review Board at Baystate Medical Center.

We included all patients age 18 years at moderate‐to‐high risk of VTE according to the ACCP recommendations,8 based on a principal diagnosis of pneumonia, septicemia or respiratory failure with pneumonia, heart failure, chronic obstructive pulmonary disease (COPD), stroke, and urinary tract infection. Diagnoses were assessed using ICD‐9‐CM codes. Patients who were prescribed warfarin or therapeutic doses of heparin on hospital day 1 or 2, and those who received >1 therapeutic dose of heparin but otherwise did not fulfill criteria for VTE, were excluded because we could not evaluate whether they experienced a VTE event during hospitalization. We also excluded patients whose length of stay was <3 days, because our definition of hospital‐acquired VTE required treatment begun on day 3 or later, and those with an indication for anticoagulation other than VTE (eg, prosthetic cardiac valve or atrial fibrillation), because we could not reliably distinguish treatment for VTE from treatment of the underlying condition.

Risk Factors

For each patient, we extracted age, gender, race/ethnicity, and insurance status, principal diagnosis, comorbidities, and specialty of the attending physician. Comorbidities were identified from ICD‐9‐CM secondary diagnosis codes and Diagnosis Related Groups using Healthcare Cost and Utilization Project Comorbidity Software, version 3.1, based on the work of Elixhauser et al.9 We also assessed risk factors which have been previously linked to VTE: paralysis, cancer (metastatic, solid tumor, and lymphoma), chemotherapy/radiation, prior VTE, use of estrogens and estrogen modulators, inflammatory bowel disease, nephrotic syndrome, myeloproliferative disorders, obesity, smoking, central venous catheter, inherited or acquired thrombophilia, steroid use, mechanical ventilation, urinary catheter, decubitus ulcer, HMGco‐A reductase inhibitors, restraints, diabetes, varicose veins, and length‐of‐stay 6 days. These additional comorbidities were defined based on the presence of specific ICD‐9 codes, while use of HMG‐co‐A reductase inhibitors were identified from medication charge files. We also noted whether patients received anticoagulants, the dosages and days of administration, as well as intermittent pneumatic compression devices.

Identification of VTE

Because the presence of a secondary diagnosis of VTE in medical patients is not a reliable way of differentiating hospital‐acquired VTE from those present at the time of admission,10 subjects were considered to have experienced a hospital‐acquired VTE only if they underwent a diagnostic test for VTE (lower extremity ultrasound, venography, CT angiogram, ventilation‐perfusion scan, or pulmonary angiogram) on hospital day 3 or later, received treatment for VTE for at least 50% of the remaining hospital stay, or until initiation of warfarin or appearance of a complication (eg, transfusion or treatment for heparin‐induced thrombocytopenia) and were given a secondary diagnosis of VTE (ICD‐9 diagnoses 453.4, 453.40, 453.41, 453.42, 453.8, 453.9, 415.1, 415.11, 415.19). We considered the following to be treatments for VTE: intravenous unfractionated heparin, >60 mg of enoxaparin, 7500 mg of dalteparin, or placement of an inferior vena cava filter. In addition, patients who were readmitted within 30 days of discharge with a primary diagnosis of VTE were also considered to have developed a VTE as a complication of their previous hospital stay.

Statistical Analysis

Univariate predictors of VTE were assessed using chi‐square tests. We developed a multivariable logistic regression model for VTE on an 80% randomly selected subset of the eligible admissions (the derivation cohort) using all measured risk factors for VTE and selected interaction terms. Generalized estimating equations (GEE) models with a logit link (SAS PROC GENMOD) were used to account for the clustering of patients within hospitals. Initial models were stratified on VTE prophylaxis. Factors significant at P < 0.05 were retained. Parameter estimates derived from the model were used to compute individual VTE risk in the remaining 20% of the admissions (the validation cohort). Discrimination in the validation model was assessed by the c‐statistic, as well as the expected/observed ratio. Both cohorts were categorized by decile of risk, based on the probability distribution in the derivation cohort, and observed VTE events compared to those predicted by the model. All analyses were performed using the Statistical Analysis System (version 9.1, SAS Institute, Inc., Cary, NC).

Role of the Funding Source

This study was supported by a Clinical Scientist Development Award from the Doris Duke Charitable Foundation. The funding source had no role in the study design, analysis, or interpretation of the data.

Results

Our sample contained 242,738 patients, 194,198 (80%) assigned to the derivation set and 48,540 (20%) to the validation set. Patient characteristics were similar in both sets (Supporting Information Appendix Table 1). Most patients were over age 65, 59% were female, and 64% were white (Table 1). The most common primary diagnoses were pneumonia (33%) and congestive heart failure (19%). The most common comorbidities were hypertension (50%), diabetes (31%), chronic pulmonary disease (30%), and anemia (20%). Most patients were cared for by internists (54%) or family practitioners (21%), and 30% received some form of anticoagulant VTE prophylaxis (Table 2). Of patients with an ICD‐9 code for VTE during hospitalization, just over half lacked either diagnostic testing, treatment, or both, leaving 612 (0.25%) patients who fulfilled our criteria for VTE; an additional 440 (0.18%) were readmitted for VTE, for an overall incidence of 0.43%. Patients with a length of stay 6 days had an incidence of 0.79% vs 0.19% for patients with shorter stays.

Patient Characteristics and Their Association With Venous Thromboembolism (VTE)
 TotalNo VTEVTE 
VariableN%N%N%P‐Value
Total242,738100241,686100.01,052100.0 
Demographics       
Age      0.20
18‐4931,06512.830,95212.811310.7 
50‐6451,30921.151,08321.122621.5 
65‐7451,23021.150,99321.123722.5 
75+109,13445.0108,65845.047645.2 
Female142,91058.9142,33058.958055.10.01
Race/ethnicity      0.49
White155,86664.2155,18964.267764.4 
Black41,55617.141,37417.118217.3 
Hispanic9,8094.09,7764.0333.1 
Other35,50714.635,34714.616015.2 
Marital status      0.28
Married/life partner88,03536.387,62736.340838.8 
Single39,25416.239,10316.215114.4 
Separated/divorced23,4929.723,3949.7989.3 
Widowed58,66924.258,42624.224323.1 
Other33,28813.733,13613.715214.4 
Admission characteristics       
Primary diagnosis      <0.001
Community‐acquired pneumonia81,17133.480,79233.437936.0 
Septicemia7,6433.27,5683.1757.1 
Chronic obstructive pulmonary disease35,11614.535,02714.5898.5 
Respiratory failure7,0982.97,0122.9868.2 
Congestive heart failure46,50319.246,33619.216715.9 
Cardiovascular disease33,04413.632,93113.611310.7 
Urinary tract infection32,16313.332,02013.214313.6 
Insurance payer      0.93
Medicare traditional157,60964.9156,92764.968264.8 
Medicare managed care10,6494.410,5974.4524.9 
Medicaid17,7967.317,7207.3767.2 
Private44,85818.544,66518.519318.3 
Self‐pay/uninsured/other11,8264.911,7774.9494.7 
Admitted from skilled nursing facility3,0031.22,9801.2232.20.005
Risk factors       
Any VTE prophylaxis72,55829.972,16429.939437.5<0.001
Length of stay 6 days99,46341.098,68040.878374.4<0.001
Paralysis16,7646.916,6896.9757.10.77
Metastatic cancer5,0132.14,9282.0858.1<0.001
Solid tumor without metastasis25,12710.424,99510.313212.50.02
Lymphoma3,0261.22,9951.2312.9<0.001
Cancer chemotherapy/radiation1,2540.51,2310.5232.2<0.001
Prior venous thromboembolism2,9451.22,9261.2191.80.08
Estrogens4,8192.04,8072.0121.10.05
Estrogen modulators2,1020.92,0910.9111.00.53
Inflammatory bowel disease8140.38030.3111.0<0.001
Nephrotic syndrome5200.25170.230.30.62
Myeloproliferative disorder1,9830.81,9730.8101.00.63
Obesity16,9387.016,8567.0827.80.30
Smoking35,38614.635,28414.61029.7<0.001
Central venous catheter14,7546.114,5256.022921.8<0.001
Inherited or acquired thrombophilia1140.11080.060.6<0.001
Steroids82,60634.082,18534.042140.0<0.001
Mechanical ventilation13,3475.513,1675.418017.1<0.001
Urinary catheter39,08016.138,81616.126425.1<0.001
Decubitus ulcer6,8292.86,7762.8535.0<0.001
Statins use57,28223.657,06823.621420.30.01
Use of restraints5,9702.55,9142.4565.3<0.001
Diabetes mellitus75,10330.974,79930.930428.90.15
Varicose veins1660.11650.110.10.74
Comorbidities       
Hypertension120,60649.7120,12649.748045.60.008
Congestive heart failure18,9007.818,7937.810710.20.004
Peripheral vascular disease16,7056.916,6396.9666.30.43
Valvular disease13,6835.613,6285.6555.20.56
Pulmonary circulation disease5,5302.35,4922.3383.60.004
Chronic pulmonary disease72,02829.771,69829.733031.40.23
Respiratory failure second diagnosis13,0275.412,8935.313412.7<0.001
Rheumatoid arthritis/collagen vascular disease7,0902.97,0502.9403.80.09
Deficiency anemias49,60520.449,35220.425324.00.004
Weight loss8,8103.68,7143.6969.1<0.001
Peptic ulcer disease bleeding4,7362.04,7232.0131.20.09
Chronic blood loss anemia2,3541.02,3381.0161.50.07
Hypothyroidism28,77311.928,66811.910510.00.06
Renal failure19,7688.119,6698.1999.40.13
Liver disease4,6821.94,6571.9252.40.29
Other neurological disorders33,09413.632,90513.618918.0<0.001
Psychoses9,3303.89,2833.8474.50.29
Depression25,56110.525,44210.511911.30.41
Alcohol abuse7,7563.27,7273.2292.80.42
Drug abuse4,3361.84,3181.8181.70.85
Acquired immune deficiency syndrome1,0480.41,0450.430.30.47
Venous Thromboembolism (VTE) Prophylaxis and Outcomes
 TotalDerivationValidation 
VariableN%N%N%P‐Value
  • Abbreviation: ICD‐9, International Classification of Diseases, Ninth Revision.

Total242,738100194,19810048,540100 
VTE prophylaxis      0.97
No prophylaxis170,18070.1136,15370.134,02770.1 
Any prophylaxis72,55829.958,04529.914,51329.9 
Outcomes       
ICD‐9 code for VTE1,3040.51,0250.52790.60.21
ICD‐9 code + diagnostic test9890.47770.42120.40.26
ICD‐9 code + diagnostic test + treatment for VTE6120.34710.21410.30.06
Readmission for VTE within 30 days4460.23630.2830.20.46
Total hospital‐acquired VTE1,0520.48290.42230.50.33
In‐hospital mortality8,0193.36,4033.31,6163.30.72
Any readmission within 30 days28,66411.822,88511.85,77911.90.46

Risk factors for VTE

A large number of patient and hospital factors were associated with the development of VTE (Table 1). Due to the large sample size, even weak associations appear highly statistically significant. Compared to patients without VTE, those with VTE were more likely to have received VTE prophylaxis (37% vs 30%, P < 0.001). However, models of patients receiving prophylaxis and of patients not receiving prophylaxis produced similar odds ratios for the various risk factors (Supporting Information Appendix Table 2); therefore, the final model includes both patients who did, and did not, receive VTE prophylaxis. In the multivariable model (Supporting Information Appendix Table 3), age, length of stay, gender, primary diagnosis, cancer, inflammatory bowel disease, obesity, central venous catheter, inherited thrombophilia, steroid use, mechanical ventilation, active chemotherapy, and urinary catheters were all associated with VTE (Table 3). The strongest risk factors were length of stay 6 days (OR 3.22, 95% CI 2.73, 3.79), central venous catheter (OR 1.87, 95% CI 1.52, 2.29), inflammatory bowel disease (OR 3.11, 95% CI 1.59, 6.08), and inherited thrombophilia (OR 4.00, 95% CI 0.98, 16.40). In addition, there were important interactions between age and cancer; cancer was a strong risk factor among younger patients, but is not as strong a risk factor among older patients (OR compared to young patients without cancer was 4.62 (95% CI 2.72, 7.87) for those age 1849 years, and 3.64 (95% CI 2.52, 5.25) for those aged 5064 years).

Factors Associated Venous Thromboembolism (VTE) in Multivariable Model
Risk FactorOR95% CI
  • For patients without cancer.

  • Comparison group is patients aged 18‐49 years without cancer.

Any prophylaxis0.98(0.84, 1.14)
Female0.85(0.74, 0.98)
Length of stay 6 days3.22(2.73, 3.79)
Age*  
18‐49 years1Referent
50‐64 years1.15(0.86, 1.56)
>65 years1.51(1.17, 1.96)
Primary diagnosis  
Pneumonia1Referent
Chronic obstructive pulmonary disease0.57(0.44, 0.75)
Stroke0.84(0.66, 1.08)
Congestive heart failure0.86(0.70, 1.06)
Urinary tract infection1.19(0.95, 1.50)
Respiratory failure1.15(0.85, 1.55)
Septicemia1.11(0.82, 1.50)
Comorbidities  
Inflammatory bowel disease3.11(1.59, 6.08)
Obesity1.28(0.99, 1.66)
Inherited thrombophilia4.00(0.98, 16.40)
Cancer  
18‐49 years4.62(2.72, 7.87)
50‐64 years3.64(2.52, 5.25)
>65 years2.17(1.61, 2.92)
Treatments  
Central venous catheter1.87(1.52, 2.29)
Mechanical ventilation1.61(1.27, 2.05)
Urinary catheter1.17(0.99, 1.38)
Chemotherapy1.71(1.03, 2.83)
Steroids1.22(1.04, 1.43)

In the derivation set, the multivariable model produced deciles of mean predicted risk from 0.11% to 1.45%, while mean observed risk over the same deciles ranged from 0.12% to 1.42% (Figure 1). Within the validation cohort, the observed rate of VTE was 0.46% (223 cases among 48,543 subjects). The expected rate according to the model was 0.43% (expected/observed ratio: 0.93 [95% CI 0.82, 1.06]). Model discrimination measured by the c‐statistic in the validation set was 0.75 (95% CI 0.71, 0.78). The model produced deciles of mean predicted risk from 0.11% to 1.46%, with mean observed risk over the same deciles from 0.17% to 1.81%. Risk gradient was relatively flat across the first 6 deciles, began to rise at the seventh decile, and rose sharply in the highest one. Using a risk threshold of 1%, the model had a sensitivity of 28% and a specificity of 93%. In the validation set, this translated into a positive predictive value of 2.2% and a negative predictive value of 99.7%. Assuming that VTE prophylaxis has an efficacy of 50%, the number‐needed‐to‐treat to prevent one VTE among high‐risk patients (predicted risk >1%) would be 91. In contrast, providing prophylaxis to the entire validation sample would result in a number‐needed‐to‐treat of 435. Using a lower treatment threshold of 0.4% produced a positive predictive value of 1% and a negative predictive value of 99.8%. At this threshold, the model would detect 73% of patients with VTE and the number‐needed‐to‐treat to prevent one VTE would be 200.

Figure 1
(A) Predicted vs observed venous thromboembolism (VTE) in derivation cohort. (B) Predicted vs observed VTE in validation cohort. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]

Discussion

In a representative sample of 243,000 hospitalized medical patients with at least one major risk factor for VTE, we found that symptomatic VTE was an uncommon event, occurring in approximately 1 in 231 patients. We identified a number of factors that were associated with an increased risk of VTE, but many previously cited risk factors did not show an association in multivariable models. In particular, patients with a primary diagnosis of COPD appeared not to share the same high risk of VTE as patients with the other diagnoses we examined, a finding reported by others.11 The risk model we developed accurately stratifies patients across a wide range of VTE probabilities, but even among those with the highest predicted rates, symptomatic VTE occurred in less than 2%.

VTE is often described as a frequent complication of hospitalization for medical illness and one of the most common potentially preventable causes of death. Indeed, rates of asymptomatic VTE have been demonstrated to be 3.7% to 26%.12 Although some of these might have fatal consequences, most are distal vein thromboses and their significance is unknown. In contrast, symptomatic events are uncommon, with previous estimates among general medical patients in observational studies in the range of 0.3%3 to 0.8%,12 similar to the rate observed in our study. Symptomatic event rates among control patients in landmark randomized trials have ranged from 0.86%13 to 2.3%,14 but these studies enrolled only very high‐risk patients with more extended hospitalizations, and may involve follow‐up periods of a month or more.

Because it is unlikely that our diagnostic algorithm was 100% sensitive, and because 30% of our patients received chemoprophylaxis, it is probable that we have underestimated the true rate of VTE in our sample. Among the patients who received prophylaxis, the observed rate of VTE was 0.54%. If we assume that prophylaxis is 50% effective, then had these patients not received prophylaxis, their rate of VTE would have been 1.08% (vs 0.39% among those patients who received no prophylaxis) and the overall rate of VTE for the sample would have been 0.60% (1.08 0.30 + 0.39 0.70). If we further assume that our algorithm was only 80% sensitive and 100% specific, the true underlying rate of symptomatic VTE could have been as high as 0.75%, still less than half that seen in randomized trials.

Prophylaxis with heparin has been shown to decrease the rate of both asymptomatic and symptomatic events, but because of the low prevalence, the number‐needed‐to‐treat to prevent one symptomatic pulmonary embolism has been estimated at 345, and prophylaxis has not been shown to affect all‐cause mortality.4, 15 At the same time, prophylaxis costs money, is uncomfortable, and carries a small risk of bleeding and heparin‐induced thrombocytopenia. Given the generally low incidence of symptomatic VTE, it therefore makes sense to reserve prophylaxis for patients at higher risk of thromboembolism.

To decide whether prophylaxis is appropriate for a given patient, it is necessary to quantify the patient's risk and then apply an appropriate threshold for treatment. The National Quality Forum (NQF) recommends,16 and JCAHO has adopted, that a clinician must evaluate each patient upon admission, and regularly thereafter, for the risk of developing DVT [deep vein thrombosis]/VTE. Until now, however, there has been no widely accepted, validated method to risk stratify medical patients. The ACCP recommendations cite just three studies of VTE risk factors in hospitalized medical patients.11, 17, 18 Together they examined 477 cases and 1197 controls, identifying congestive heart failure, pneumonia, cancer, and previous VTE as risk factors. Predictive models based on these factors17, 1921 have not been subjected to validation or have performed poorly.18 Acknowledging this lack of standardized risk assessment, JCAHO leaves the means of assessment to individual hospitals. A quality improvement guide published by the Agency for Healthcare Research and Quality goes one step further, stating that In a typical hospital, it is estimated that fewer than 5% of medical patients could be considered at low risk by most VTE risk stratification methods.22 The guide recommends near universal VTE prophylaxis.

In light of the JCAHO requirements, our model should be welcomed by hospitalists. Rather than assuming that all patients over 40 years of age are at high risk, our model will enable clinicians to risk stratify patients from a low of 0.1% to >1.4% (>10‐fold increase in risk). Moreover, the model was derived from more than 800 episodes of symptomatic VTE among almost 190,000 general medical patients and validated on almost 50,000 more. The observed patients were cared for in clinical practice at a nationally representative group of US hospitals, not in a highly selected clinical trial, increasing the generalizability of our findings. Finally, the model includes ten common risk factors that can easily be entered into decision support software or extracted automatically from the electronic medical record. Electronic reminder systems have already been shown to increase use of VTE prophylaxis, and prevent VTE, especially among cancer patients.23

A more challenging task is defining the appropriate risk threshold to initiate VTE prophylaxis. The Thromboembolic Risk Factors (THRIFT) Consensus Group classified patients according to risk of proximal DVT as low (<1%), moderate (1%‐10%), and high (>10%).21 They recommended heparin prophylaxis for all patients at moderate risk or higher. Although the patients included in our study all had a diagnosis that warranted prophylaxis according to the ACCP guidelines, using the THRIFT threshold for moderate‐to‐high risk, only 7% of our patients should have received prophylaxis. The recommendation not to offer heparin prophylaxis to patients with less than 1% chance of developing symptomatic VTE seems reasonable, given the large number‐needed‐to‐treat, but formal decision analyses should be conducted to better define this threshold. Many hospitalists, however, may feel uncomfortable using the 1% threshold, because our model failed to identify almost three out of four patients who ultimately experienced symptomatic VTE. At that threshold, it would seem that hospital‐acquired VTE is not a preventable complication in most medical patients, as others have pointed out.3, 24 Alternatively, if the threshold were lowered to 0.4%, our model could reduce the use of prophylaxis by 60%, while still identifying three‐fourths of all VTE cases. Further research is needed to know whether such a threshold is reasonable.

Our study has a number of important limitations. First, we relied on claims data, not chart review. We do not know for certain which patients experienced VTE, although our definition of VTE required diagnosis codes plus charges for both diagnosis and treatment. Moreover, our rates are similar to those observed in other trials where symptomatic events were confirmed. Second, about 30% of our patients received at least some VTE prophylaxis, and this may have prevented as many as half of the VTEs in that group. Without prophylaxis, rates might have been 20%30% higher. Similarly, we could not detect patients who were diagnosed after discharge but not admitted to hospital. While we believe this number to be small, it would again increase the rate slightly. Third, we could not assess certain clinical circumstances that are not associated with hospital charges or diagnosis codes, especially prolonged bed rest. Other risk factors, such as the urinary catheter, were probably surrogate markers for immobilization rather than true risk factors. Fourth, we included length of stay in our prediction model. We did this because most randomized trials of VTE prophylaxis included only patients with an expected length of stay 6 days. Physicians' estimates about probable length of stay may be less accurate than actual length of stay as a predictor of VTE. Moreover, the relationship may have been confounded if hospital‐acquired VTE led to longer lengths of stay. We think this unlikely since many of the events were discovered on readmission. Fifth, we studied only patients carrying high‐risk diagnoses, and therefore do not know the baseline risk for patients with less risky conditions, although it should be lower than what we observed. It seems probable that COPD, rather than being protective, as it appears in our model, actually represents the baseline risk for low‐risk diagnoses. It should be noted that we did include a number of other high‐risk diagnoses, such as cancer and inflammatory bowel disease, as secondary diagnoses. A larger, more inclusive study should be conducted to validate our model in other populations. Finally, we cannot know who died of undiagnosed VTE, either in the hospital or after discharge. Such an outcome would be important, but those events are likely to be rare, and VTE prophylaxis has not been shown to affect mortality.

VTE remains a daunting problem in hospitalized medical patients. Although VTE is responsible for a large number of hospital deaths each year, identifying patients at high risk for clinically important VTE is challenging, and may contribute to the persistently low rates of VTE prophylaxis seen in hospitals.25 Current efforts to treat nearly all patients are likely to lead to unnecessary cost, discomfort, and side effects. We present a simple logistic regression model that can easily identify patients at moderate‐to‐high risk (>1%) of developing symptomatic VTE. Future studies should focus on prospectively validating the model in a wider spectrum of medical illness, and better defining the appropriate risk cutoff for general prophylaxis.

Acknowledgements

The authors thank Aruna Priya, MS, for her help with some of the statistical analyses.

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References
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  18. Zakai NA,Wright J,Cushman M.Risk factors for venous thrombosis in medical inpatients: validation of a thrombosis risk score.J Thromb Haemost.2004;2(12):21562161.
  19. Arcelus JI,Candocia S,Traverso CI,Fabrega F,Caprini JA,Hasty JH.Venous thromboembolism prophylaxis and risk assessment in medical patients.Semin Thromb Hemost.1991;17(suppl 3):313318.
  20. Anderson FA,Wheeler HB,Goldberg RJ, et al.A population‐based perspective of the hospital incidence and case‐fatality rates of deep vein thrombosis and pulmonary embolism. The Worcester DVT Study.Arch Intern Med.1991;151(5):933938.
  21. Thromboembolic Risk Factors (THRIFT) Consensus Group.Risk of and prophylaxis for venous thromboembolism in hospital patients.BMJ.1992;305(6853):567574.
  22. Maynard G,Stein J.Preventing Hospital‐Acquired Venous Thromboembolism: A Guide for Effective Quality Improvement. AHRQ Publication No. 08–0075.Rockville, MD:Agency for Healthcare Research and Quality;2008.
  23. Kucher N,Koo S,Quiroz R, et al.Electronic alerts to prevent venous thromboembolism among hospitalized patients.N Engl J Med.2005;352(10):969977.
  24. Bergmann JF,Segrestaa JM,Caulin C.Prophylaxis against venous thromboembolism.BMJ.1992;305(6862):1156.
  25. Ageno W,Dentali F.Prevention of in‐hospital VTE: why can't we do better?Lancet.2008;371(9610):361362.
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Venous thromboembolism (VTE) is a major source of morbidity and mortality for hospitalized patients. Among medical patients at the highest risk, as many as 15% can be expected to develop a VTE during their hospital stay1, 2; however, among general medical patients, the incidence of symptomatic VTE is less than 1%,1 and potentially as low as 0.3%.3 Thromboprophylaxis with subcutaneous heparin reduces the risk of VTE by approximately 50%,4 and is therefore recommended for medical patients at high risk. However, heparin also increases the risk of bleeding and thrombocytopenia and thus should be avoided for patients at low risk of VTE. Consequently, the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) recommends that all hospitalized medical patients receive a risk assessment for VTE.5

Certain disease states, including stroke, acute myocardial infarction, heart failure, respiratory disease, sepsis, and cancer, have been associated with increased risk for VTE, and, based on the inclusion criteria of several randomized trials, current American College of Chest Physicians (ACCP) guidelines recommend thromboprophylaxis for patients hospitalized with these diagnoses.2 However, evidence that these factors actually increase a patient's risk for VTE comes from studies of ambulatory patients and is often weak or conflicting. Existing risk‐stratification tools,6, 7 as well as the ACCP guidelines, have not been validated, and accordingly JCAHO does not specify how risk assessment should be conducted. In order to help clinicians better estimate the risk of VTE in medical patients and therefore to provide more targeted thromboprophylaxis, we examined a large cohort of patients with high‐risk diagnoses and created a risk stratification model.

Methods

Setting and Patients

We identified a retrospective cohort of patients discharged between January 1, 2004 and June 30, 2005 from 374 acute care facilities in the US that participated in Premier's Perspective, a database developed for measuring quality and healthcare utilization. Participating hospitals represent all regions of the US, and are generally similar in composition to US hospitals; however, in comparison to information contained in the American Hospital Association annual survey, Perspective hospitals are more likely to be located in the South and in urban areas. Available data elements include those derived from the uniform billing 04 form, such as sociodemographic information about each patient, their International Classification of Diseases, Ninth Revision, Clinical Modification (ICD‐9‐CM) diagnosis and procedure codes, as well as hospital and physician information. This information is supplemented with a date‐stamped log of all items and services billed to the patient or insurer, including diagnostic tests, medications, and other treatments. Permission to conduct the study was obtained from the Institutional Review Board at Baystate Medical Center.

We included all patients age 18 years at moderate‐to‐high risk of VTE according to the ACCP recommendations,8 based on a principal diagnosis of pneumonia, septicemia or respiratory failure with pneumonia, heart failure, chronic obstructive pulmonary disease (COPD), stroke, and urinary tract infection. Diagnoses were assessed using ICD‐9‐CM codes. Patients who were prescribed warfarin or therapeutic doses of heparin on hospital day 1 or 2, and those who received >1 therapeutic dose of heparin but otherwise did not fulfill criteria for VTE, were excluded because we could not evaluate whether they experienced a VTE event during hospitalization. We also excluded patients whose length of stay was <3 days, because our definition of hospital‐acquired VTE required treatment begun on day 3 or later, and those with an indication for anticoagulation other than VTE (eg, prosthetic cardiac valve or atrial fibrillation), because we could not reliably distinguish treatment for VTE from treatment of the underlying condition.

Risk Factors

For each patient, we extracted age, gender, race/ethnicity, and insurance status, principal diagnosis, comorbidities, and specialty of the attending physician. Comorbidities were identified from ICD‐9‐CM secondary diagnosis codes and Diagnosis Related Groups using Healthcare Cost and Utilization Project Comorbidity Software, version 3.1, based on the work of Elixhauser et al.9 We also assessed risk factors which have been previously linked to VTE: paralysis, cancer (metastatic, solid tumor, and lymphoma), chemotherapy/radiation, prior VTE, use of estrogens and estrogen modulators, inflammatory bowel disease, nephrotic syndrome, myeloproliferative disorders, obesity, smoking, central venous catheter, inherited or acquired thrombophilia, steroid use, mechanical ventilation, urinary catheter, decubitus ulcer, HMGco‐A reductase inhibitors, restraints, diabetes, varicose veins, and length‐of‐stay 6 days. These additional comorbidities were defined based on the presence of specific ICD‐9 codes, while use of HMG‐co‐A reductase inhibitors were identified from medication charge files. We also noted whether patients received anticoagulants, the dosages and days of administration, as well as intermittent pneumatic compression devices.

Identification of VTE

Because the presence of a secondary diagnosis of VTE in medical patients is not a reliable way of differentiating hospital‐acquired VTE from those present at the time of admission,10 subjects were considered to have experienced a hospital‐acquired VTE only if they underwent a diagnostic test for VTE (lower extremity ultrasound, venography, CT angiogram, ventilation‐perfusion scan, or pulmonary angiogram) on hospital day 3 or later, received treatment for VTE for at least 50% of the remaining hospital stay, or until initiation of warfarin or appearance of a complication (eg, transfusion or treatment for heparin‐induced thrombocytopenia) and were given a secondary diagnosis of VTE (ICD‐9 diagnoses 453.4, 453.40, 453.41, 453.42, 453.8, 453.9, 415.1, 415.11, 415.19). We considered the following to be treatments for VTE: intravenous unfractionated heparin, >60 mg of enoxaparin, 7500 mg of dalteparin, or placement of an inferior vena cava filter. In addition, patients who were readmitted within 30 days of discharge with a primary diagnosis of VTE were also considered to have developed a VTE as a complication of their previous hospital stay.

Statistical Analysis

Univariate predictors of VTE were assessed using chi‐square tests. We developed a multivariable logistic regression model for VTE on an 80% randomly selected subset of the eligible admissions (the derivation cohort) using all measured risk factors for VTE and selected interaction terms. Generalized estimating equations (GEE) models with a logit link (SAS PROC GENMOD) were used to account for the clustering of patients within hospitals. Initial models were stratified on VTE prophylaxis. Factors significant at P < 0.05 were retained. Parameter estimates derived from the model were used to compute individual VTE risk in the remaining 20% of the admissions (the validation cohort). Discrimination in the validation model was assessed by the c‐statistic, as well as the expected/observed ratio. Both cohorts were categorized by decile of risk, based on the probability distribution in the derivation cohort, and observed VTE events compared to those predicted by the model. All analyses were performed using the Statistical Analysis System (version 9.1, SAS Institute, Inc., Cary, NC).

Role of the Funding Source

This study was supported by a Clinical Scientist Development Award from the Doris Duke Charitable Foundation. The funding source had no role in the study design, analysis, or interpretation of the data.

Results

Our sample contained 242,738 patients, 194,198 (80%) assigned to the derivation set and 48,540 (20%) to the validation set. Patient characteristics were similar in both sets (Supporting Information Appendix Table 1). Most patients were over age 65, 59% were female, and 64% were white (Table 1). The most common primary diagnoses were pneumonia (33%) and congestive heart failure (19%). The most common comorbidities were hypertension (50%), diabetes (31%), chronic pulmonary disease (30%), and anemia (20%). Most patients were cared for by internists (54%) or family practitioners (21%), and 30% received some form of anticoagulant VTE prophylaxis (Table 2). Of patients with an ICD‐9 code for VTE during hospitalization, just over half lacked either diagnostic testing, treatment, or both, leaving 612 (0.25%) patients who fulfilled our criteria for VTE; an additional 440 (0.18%) were readmitted for VTE, for an overall incidence of 0.43%. Patients with a length of stay 6 days had an incidence of 0.79% vs 0.19% for patients with shorter stays.

Patient Characteristics and Their Association With Venous Thromboembolism (VTE)
 TotalNo VTEVTE 
VariableN%N%N%P‐Value
Total242,738100241,686100.01,052100.0 
Demographics       
Age      0.20
18‐4931,06512.830,95212.811310.7 
50‐6451,30921.151,08321.122621.5 
65‐7451,23021.150,99321.123722.5 
75+109,13445.0108,65845.047645.2 
Female142,91058.9142,33058.958055.10.01
Race/ethnicity      0.49
White155,86664.2155,18964.267764.4 
Black41,55617.141,37417.118217.3 
Hispanic9,8094.09,7764.0333.1 
Other35,50714.635,34714.616015.2 
Marital status      0.28
Married/life partner88,03536.387,62736.340838.8 
Single39,25416.239,10316.215114.4 
Separated/divorced23,4929.723,3949.7989.3 
Widowed58,66924.258,42624.224323.1 
Other33,28813.733,13613.715214.4 
Admission characteristics       
Primary diagnosis      <0.001
Community‐acquired pneumonia81,17133.480,79233.437936.0 
Septicemia7,6433.27,5683.1757.1 
Chronic obstructive pulmonary disease35,11614.535,02714.5898.5 
Respiratory failure7,0982.97,0122.9868.2 
Congestive heart failure46,50319.246,33619.216715.9 
Cardiovascular disease33,04413.632,93113.611310.7 
Urinary tract infection32,16313.332,02013.214313.6 
Insurance payer      0.93
Medicare traditional157,60964.9156,92764.968264.8 
Medicare managed care10,6494.410,5974.4524.9 
Medicaid17,7967.317,7207.3767.2 
Private44,85818.544,66518.519318.3 
Self‐pay/uninsured/other11,8264.911,7774.9494.7 
Admitted from skilled nursing facility3,0031.22,9801.2232.20.005
Risk factors       
Any VTE prophylaxis72,55829.972,16429.939437.5<0.001
Length of stay 6 days99,46341.098,68040.878374.4<0.001
Paralysis16,7646.916,6896.9757.10.77
Metastatic cancer5,0132.14,9282.0858.1<0.001
Solid tumor without metastasis25,12710.424,99510.313212.50.02
Lymphoma3,0261.22,9951.2312.9<0.001
Cancer chemotherapy/radiation1,2540.51,2310.5232.2<0.001
Prior venous thromboembolism2,9451.22,9261.2191.80.08
Estrogens4,8192.04,8072.0121.10.05
Estrogen modulators2,1020.92,0910.9111.00.53
Inflammatory bowel disease8140.38030.3111.0<0.001
Nephrotic syndrome5200.25170.230.30.62
Myeloproliferative disorder1,9830.81,9730.8101.00.63
Obesity16,9387.016,8567.0827.80.30
Smoking35,38614.635,28414.61029.7<0.001
Central venous catheter14,7546.114,5256.022921.8<0.001
Inherited or acquired thrombophilia1140.11080.060.6<0.001
Steroids82,60634.082,18534.042140.0<0.001
Mechanical ventilation13,3475.513,1675.418017.1<0.001
Urinary catheter39,08016.138,81616.126425.1<0.001
Decubitus ulcer6,8292.86,7762.8535.0<0.001
Statins use57,28223.657,06823.621420.30.01
Use of restraints5,9702.55,9142.4565.3<0.001
Diabetes mellitus75,10330.974,79930.930428.90.15
Varicose veins1660.11650.110.10.74
Comorbidities       
Hypertension120,60649.7120,12649.748045.60.008
Congestive heart failure18,9007.818,7937.810710.20.004
Peripheral vascular disease16,7056.916,6396.9666.30.43
Valvular disease13,6835.613,6285.6555.20.56
Pulmonary circulation disease5,5302.35,4922.3383.60.004
Chronic pulmonary disease72,02829.771,69829.733031.40.23
Respiratory failure second diagnosis13,0275.412,8935.313412.7<0.001
Rheumatoid arthritis/collagen vascular disease7,0902.97,0502.9403.80.09
Deficiency anemias49,60520.449,35220.425324.00.004
Weight loss8,8103.68,7143.6969.1<0.001
Peptic ulcer disease bleeding4,7362.04,7232.0131.20.09
Chronic blood loss anemia2,3541.02,3381.0161.50.07
Hypothyroidism28,77311.928,66811.910510.00.06
Renal failure19,7688.119,6698.1999.40.13
Liver disease4,6821.94,6571.9252.40.29
Other neurological disorders33,09413.632,90513.618918.0<0.001
Psychoses9,3303.89,2833.8474.50.29
Depression25,56110.525,44210.511911.30.41
Alcohol abuse7,7563.27,7273.2292.80.42
Drug abuse4,3361.84,3181.8181.70.85
Acquired immune deficiency syndrome1,0480.41,0450.430.30.47
Venous Thromboembolism (VTE) Prophylaxis and Outcomes
 TotalDerivationValidation 
VariableN%N%N%P‐Value
  • Abbreviation: ICD‐9, International Classification of Diseases, Ninth Revision.

Total242,738100194,19810048,540100 
VTE prophylaxis      0.97
No prophylaxis170,18070.1136,15370.134,02770.1 
Any prophylaxis72,55829.958,04529.914,51329.9 
Outcomes       
ICD‐9 code for VTE1,3040.51,0250.52790.60.21
ICD‐9 code + diagnostic test9890.47770.42120.40.26
ICD‐9 code + diagnostic test + treatment for VTE6120.34710.21410.30.06
Readmission for VTE within 30 days4460.23630.2830.20.46
Total hospital‐acquired VTE1,0520.48290.42230.50.33
In‐hospital mortality8,0193.36,4033.31,6163.30.72
Any readmission within 30 days28,66411.822,88511.85,77911.90.46

Risk factors for VTE

A large number of patient and hospital factors were associated with the development of VTE (Table 1). Due to the large sample size, even weak associations appear highly statistically significant. Compared to patients without VTE, those with VTE were more likely to have received VTE prophylaxis (37% vs 30%, P < 0.001). However, models of patients receiving prophylaxis and of patients not receiving prophylaxis produced similar odds ratios for the various risk factors (Supporting Information Appendix Table 2); therefore, the final model includes both patients who did, and did not, receive VTE prophylaxis. In the multivariable model (Supporting Information Appendix Table 3), age, length of stay, gender, primary diagnosis, cancer, inflammatory bowel disease, obesity, central venous catheter, inherited thrombophilia, steroid use, mechanical ventilation, active chemotherapy, and urinary catheters were all associated with VTE (Table 3). The strongest risk factors were length of stay 6 days (OR 3.22, 95% CI 2.73, 3.79), central venous catheter (OR 1.87, 95% CI 1.52, 2.29), inflammatory bowel disease (OR 3.11, 95% CI 1.59, 6.08), and inherited thrombophilia (OR 4.00, 95% CI 0.98, 16.40). In addition, there were important interactions between age and cancer; cancer was a strong risk factor among younger patients, but is not as strong a risk factor among older patients (OR compared to young patients without cancer was 4.62 (95% CI 2.72, 7.87) for those age 1849 years, and 3.64 (95% CI 2.52, 5.25) for those aged 5064 years).

Factors Associated Venous Thromboembolism (VTE) in Multivariable Model
Risk FactorOR95% CI
  • For patients without cancer.

  • Comparison group is patients aged 18‐49 years without cancer.

Any prophylaxis0.98(0.84, 1.14)
Female0.85(0.74, 0.98)
Length of stay 6 days3.22(2.73, 3.79)
Age*  
18‐49 years1Referent
50‐64 years1.15(0.86, 1.56)
>65 years1.51(1.17, 1.96)
Primary diagnosis  
Pneumonia1Referent
Chronic obstructive pulmonary disease0.57(0.44, 0.75)
Stroke0.84(0.66, 1.08)
Congestive heart failure0.86(0.70, 1.06)
Urinary tract infection1.19(0.95, 1.50)
Respiratory failure1.15(0.85, 1.55)
Septicemia1.11(0.82, 1.50)
Comorbidities  
Inflammatory bowel disease3.11(1.59, 6.08)
Obesity1.28(0.99, 1.66)
Inherited thrombophilia4.00(0.98, 16.40)
Cancer  
18‐49 years4.62(2.72, 7.87)
50‐64 years3.64(2.52, 5.25)
>65 years2.17(1.61, 2.92)
Treatments  
Central venous catheter1.87(1.52, 2.29)
Mechanical ventilation1.61(1.27, 2.05)
Urinary catheter1.17(0.99, 1.38)
Chemotherapy1.71(1.03, 2.83)
Steroids1.22(1.04, 1.43)

In the derivation set, the multivariable model produced deciles of mean predicted risk from 0.11% to 1.45%, while mean observed risk over the same deciles ranged from 0.12% to 1.42% (Figure 1). Within the validation cohort, the observed rate of VTE was 0.46% (223 cases among 48,543 subjects). The expected rate according to the model was 0.43% (expected/observed ratio: 0.93 [95% CI 0.82, 1.06]). Model discrimination measured by the c‐statistic in the validation set was 0.75 (95% CI 0.71, 0.78). The model produced deciles of mean predicted risk from 0.11% to 1.46%, with mean observed risk over the same deciles from 0.17% to 1.81%. Risk gradient was relatively flat across the first 6 deciles, began to rise at the seventh decile, and rose sharply in the highest one. Using a risk threshold of 1%, the model had a sensitivity of 28% and a specificity of 93%. In the validation set, this translated into a positive predictive value of 2.2% and a negative predictive value of 99.7%. Assuming that VTE prophylaxis has an efficacy of 50%, the number‐needed‐to‐treat to prevent one VTE among high‐risk patients (predicted risk >1%) would be 91. In contrast, providing prophylaxis to the entire validation sample would result in a number‐needed‐to‐treat of 435. Using a lower treatment threshold of 0.4% produced a positive predictive value of 1% and a negative predictive value of 99.8%. At this threshold, the model would detect 73% of patients with VTE and the number‐needed‐to‐treat to prevent one VTE would be 200.

Figure 1
(A) Predicted vs observed venous thromboembolism (VTE) in derivation cohort. (B) Predicted vs observed VTE in validation cohort. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]

Discussion

In a representative sample of 243,000 hospitalized medical patients with at least one major risk factor for VTE, we found that symptomatic VTE was an uncommon event, occurring in approximately 1 in 231 patients. We identified a number of factors that were associated with an increased risk of VTE, but many previously cited risk factors did not show an association in multivariable models. In particular, patients with a primary diagnosis of COPD appeared not to share the same high risk of VTE as patients with the other diagnoses we examined, a finding reported by others.11 The risk model we developed accurately stratifies patients across a wide range of VTE probabilities, but even among those with the highest predicted rates, symptomatic VTE occurred in less than 2%.

VTE is often described as a frequent complication of hospitalization for medical illness and one of the most common potentially preventable causes of death. Indeed, rates of asymptomatic VTE have been demonstrated to be 3.7% to 26%.12 Although some of these might have fatal consequences, most are distal vein thromboses and their significance is unknown. In contrast, symptomatic events are uncommon, with previous estimates among general medical patients in observational studies in the range of 0.3%3 to 0.8%,12 similar to the rate observed in our study. Symptomatic event rates among control patients in landmark randomized trials have ranged from 0.86%13 to 2.3%,14 but these studies enrolled only very high‐risk patients with more extended hospitalizations, and may involve follow‐up periods of a month or more.

Because it is unlikely that our diagnostic algorithm was 100% sensitive, and because 30% of our patients received chemoprophylaxis, it is probable that we have underestimated the true rate of VTE in our sample. Among the patients who received prophylaxis, the observed rate of VTE was 0.54%. If we assume that prophylaxis is 50% effective, then had these patients not received prophylaxis, their rate of VTE would have been 1.08% (vs 0.39% among those patients who received no prophylaxis) and the overall rate of VTE for the sample would have been 0.60% (1.08 0.30 + 0.39 0.70). If we further assume that our algorithm was only 80% sensitive and 100% specific, the true underlying rate of symptomatic VTE could have been as high as 0.75%, still less than half that seen in randomized trials.

Prophylaxis with heparin has been shown to decrease the rate of both asymptomatic and symptomatic events, but because of the low prevalence, the number‐needed‐to‐treat to prevent one symptomatic pulmonary embolism has been estimated at 345, and prophylaxis has not been shown to affect all‐cause mortality.4, 15 At the same time, prophylaxis costs money, is uncomfortable, and carries a small risk of bleeding and heparin‐induced thrombocytopenia. Given the generally low incidence of symptomatic VTE, it therefore makes sense to reserve prophylaxis for patients at higher risk of thromboembolism.

To decide whether prophylaxis is appropriate for a given patient, it is necessary to quantify the patient's risk and then apply an appropriate threshold for treatment. The National Quality Forum (NQF) recommends,16 and JCAHO has adopted, that a clinician must evaluate each patient upon admission, and regularly thereafter, for the risk of developing DVT [deep vein thrombosis]/VTE. Until now, however, there has been no widely accepted, validated method to risk stratify medical patients. The ACCP recommendations cite just three studies of VTE risk factors in hospitalized medical patients.11, 17, 18 Together they examined 477 cases and 1197 controls, identifying congestive heart failure, pneumonia, cancer, and previous VTE as risk factors. Predictive models based on these factors17, 1921 have not been subjected to validation or have performed poorly.18 Acknowledging this lack of standardized risk assessment, JCAHO leaves the means of assessment to individual hospitals. A quality improvement guide published by the Agency for Healthcare Research and Quality goes one step further, stating that In a typical hospital, it is estimated that fewer than 5% of medical patients could be considered at low risk by most VTE risk stratification methods.22 The guide recommends near universal VTE prophylaxis.

In light of the JCAHO requirements, our model should be welcomed by hospitalists. Rather than assuming that all patients over 40 years of age are at high risk, our model will enable clinicians to risk stratify patients from a low of 0.1% to >1.4% (>10‐fold increase in risk). Moreover, the model was derived from more than 800 episodes of symptomatic VTE among almost 190,000 general medical patients and validated on almost 50,000 more. The observed patients were cared for in clinical practice at a nationally representative group of US hospitals, not in a highly selected clinical trial, increasing the generalizability of our findings. Finally, the model includes ten common risk factors that can easily be entered into decision support software or extracted automatically from the electronic medical record. Electronic reminder systems have already been shown to increase use of VTE prophylaxis, and prevent VTE, especially among cancer patients.23

A more challenging task is defining the appropriate risk threshold to initiate VTE prophylaxis. The Thromboembolic Risk Factors (THRIFT) Consensus Group classified patients according to risk of proximal DVT as low (<1%), moderate (1%‐10%), and high (>10%).21 They recommended heparin prophylaxis for all patients at moderate risk or higher. Although the patients included in our study all had a diagnosis that warranted prophylaxis according to the ACCP guidelines, using the THRIFT threshold for moderate‐to‐high risk, only 7% of our patients should have received prophylaxis. The recommendation not to offer heparin prophylaxis to patients with less than 1% chance of developing symptomatic VTE seems reasonable, given the large number‐needed‐to‐treat, but formal decision analyses should be conducted to better define this threshold. Many hospitalists, however, may feel uncomfortable using the 1% threshold, because our model failed to identify almost three out of four patients who ultimately experienced symptomatic VTE. At that threshold, it would seem that hospital‐acquired VTE is not a preventable complication in most medical patients, as others have pointed out.3, 24 Alternatively, if the threshold were lowered to 0.4%, our model could reduce the use of prophylaxis by 60%, while still identifying three‐fourths of all VTE cases. Further research is needed to know whether such a threshold is reasonable.

Our study has a number of important limitations. First, we relied on claims data, not chart review. We do not know for certain which patients experienced VTE, although our definition of VTE required diagnosis codes plus charges for both diagnosis and treatment. Moreover, our rates are similar to those observed in other trials where symptomatic events were confirmed. Second, about 30% of our patients received at least some VTE prophylaxis, and this may have prevented as many as half of the VTEs in that group. Without prophylaxis, rates might have been 20%30% higher. Similarly, we could not detect patients who were diagnosed after discharge but not admitted to hospital. While we believe this number to be small, it would again increase the rate slightly. Third, we could not assess certain clinical circumstances that are not associated with hospital charges or diagnosis codes, especially prolonged bed rest. Other risk factors, such as the urinary catheter, were probably surrogate markers for immobilization rather than true risk factors. Fourth, we included length of stay in our prediction model. We did this because most randomized trials of VTE prophylaxis included only patients with an expected length of stay 6 days. Physicians' estimates about probable length of stay may be less accurate than actual length of stay as a predictor of VTE. Moreover, the relationship may have been confounded if hospital‐acquired VTE led to longer lengths of stay. We think this unlikely since many of the events were discovered on readmission. Fifth, we studied only patients carrying high‐risk diagnoses, and therefore do not know the baseline risk for patients with less risky conditions, although it should be lower than what we observed. It seems probable that COPD, rather than being protective, as it appears in our model, actually represents the baseline risk for low‐risk diagnoses. It should be noted that we did include a number of other high‐risk diagnoses, such as cancer and inflammatory bowel disease, as secondary diagnoses. A larger, more inclusive study should be conducted to validate our model in other populations. Finally, we cannot know who died of undiagnosed VTE, either in the hospital or after discharge. Such an outcome would be important, but those events are likely to be rare, and VTE prophylaxis has not been shown to affect mortality.

VTE remains a daunting problem in hospitalized medical patients. Although VTE is responsible for a large number of hospital deaths each year, identifying patients at high risk for clinically important VTE is challenging, and may contribute to the persistently low rates of VTE prophylaxis seen in hospitals.25 Current efforts to treat nearly all patients are likely to lead to unnecessary cost, discomfort, and side effects. We present a simple logistic regression model that can easily identify patients at moderate‐to‐high risk (>1%) of developing symptomatic VTE. Future studies should focus on prospectively validating the model in a wider spectrum of medical illness, and better defining the appropriate risk cutoff for general prophylaxis.

Acknowledgements

The authors thank Aruna Priya, MS, for her help with some of the statistical analyses.

Venous thromboembolism (VTE) is a major source of morbidity and mortality for hospitalized patients. Among medical patients at the highest risk, as many as 15% can be expected to develop a VTE during their hospital stay1, 2; however, among general medical patients, the incidence of symptomatic VTE is less than 1%,1 and potentially as low as 0.3%.3 Thromboprophylaxis with subcutaneous heparin reduces the risk of VTE by approximately 50%,4 and is therefore recommended for medical patients at high risk. However, heparin also increases the risk of bleeding and thrombocytopenia and thus should be avoided for patients at low risk of VTE. Consequently, the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) recommends that all hospitalized medical patients receive a risk assessment for VTE.5

Certain disease states, including stroke, acute myocardial infarction, heart failure, respiratory disease, sepsis, and cancer, have been associated with increased risk for VTE, and, based on the inclusion criteria of several randomized trials, current American College of Chest Physicians (ACCP) guidelines recommend thromboprophylaxis for patients hospitalized with these diagnoses.2 However, evidence that these factors actually increase a patient's risk for VTE comes from studies of ambulatory patients and is often weak or conflicting. Existing risk‐stratification tools,6, 7 as well as the ACCP guidelines, have not been validated, and accordingly JCAHO does not specify how risk assessment should be conducted. In order to help clinicians better estimate the risk of VTE in medical patients and therefore to provide more targeted thromboprophylaxis, we examined a large cohort of patients with high‐risk diagnoses and created a risk stratification model.

Methods

Setting and Patients

We identified a retrospective cohort of patients discharged between January 1, 2004 and June 30, 2005 from 374 acute care facilities in the US that participated in Premier's Perspective, a database developed for measuring quality and healthcare utilization. Participating hospitals represent all regions of the US, and are generally similar in composition to US hospitals; however, in comparison to information contained in the American Hospital Association annual survey, Perspective hospitals are more likely to be located in the South and in urban areas. Available data elements include those derived from the uniform billing 04 form, such as sociodemographic information about each patient, their International Classification of Diseases, Ninth Revision, Clinical Modification (ICD‐9‐CM) diagnosis and procedure codes, as well as hospital and physician information. This information is supplemented with a date‐stamped log of all items and services billed to the patient or insurer, including diagnostic tests, medications, and other treatments. Permission to conduct the study was obtained from the Institutional Review Board at Baystate Medical Center.

We included all patients age 18 years at moderate‐to‐high risk of VTE according to the ACCP recommendations,8 based on a principal diagnosis of pneumonia, septicemia or respiratory failure with pneumonia, heart failure, chronic obstructive pulmonary disease (COPD), stroke, and urinary tract infection. Diagnoses were assessed using ICD‐9‐CM codes. Patients who were prescribed warfarin or therapeutic doses of heparin on hospital day 1 or 2, and those who received >1 therapeutic dose of heparin but otherwise did not fulfill criteria for VTE, were excluded because we could not evaluate whether they experienced a VTE event during hospitalization. We also excluded patients whose length of stay was <3 days, because our definition of hospital‐acquired VTE required treatment begun on day 3 or later, and those with an indication for anticoagulation other than VTE (eg, prosthetic cardiac valve or atrial fibrillation), because we could not reliably distinguish treatment for VTE from treatment of the underlying condition.

Risk Factors

For each patient, we extracted age, gender, race/ethnicity, and insurance status, principal diagnosis, comorbidities, and specialty of the attending physician. Comorbidities were identified from ICD‐9‐CM secondary diagnosis codes and Diagnosis Related Groups using Healthcare Cost and Utilization Project Comorbidity Software, version 3.1, based on the work of Elixhauser et al.9 We also assessed risk factors which have been previously linked to VTE: paralysis, cancer (metastatic, solid tumor, and lymphoma), chemotherapy/radiation, prior VTE, use of estrogens and estrogen modulators, inflammatory bowel disease, nephrotic syndrome, myeloproliferative disorders, obesity, smoking, central venous catheter, inherited or acquired thrombophilia, steroid use, mechanical ventilation, urinary catheter, decubitus ulcer, HMGco‐A reductase inhibitors, restraints, diabetes, varicose veins, and length‐of‐stay 6 days. These additional comorbidities were defined based on the presence of specific ICD‐9 codes, while use of HMG‐co‐A reductase inhibitors were identified from medication charge files. We also noted whether patients received anticoagulants, the dosages and days of administration, as well as intermittent pneumatic compression devices.

Identification of VTE

Because the presence of a secondary diagnosis of VTE in medical patients is not a reliable way of differentiating hospital‐acquired VTE from those present at the time of admission,10 subjects were considered to have experienced a hospital‐acquired VTE only if they underwent a diagnostic test for VTE (lower extremity ultrasound, venography, CT angiogram, ventilation‐perfusion scan, or pulmonary angiogram) on hospital day 3 or later, received treatment for VTE for at least 50% of the remaining hospital stay, or until initiation of warfarin or appearance of a complication (eg, transfusion or treatment for heparin‐induced thrombocytopenia) and were given a secondary diagnosis of VTE (ICD‐9 diagnoses 453.4, 453.40, 453.41, 453.42, 453.8, 453.9, 415.1, 415.11, 415.19). We considered the following to be treatments for VTE: intravenous unfractionated heparin, >60 mg of enoxaparin, 7500 mg of dalteparin, or placement of an inferior vena cava filter. In addition, patients who were readmitted within 30 days of discharge with a primary diagnosis of VTE were also considered to have developed a VTE as a complication of their previous hospital stay.

Statistical Analysis

Univariate predictors of VTE were assessed using chi‐square tests. We developed a multivariable logistic regression model for VTE on an 80% randomly selected subset of the eligible admissions (the derivation cohort) using all measured risk factors for VTE and selected interaction terms. Generalized estimating equations (GEE) models with a logit link (SAS PROC GENMOD) were used to account for the clustering of patients within hospitals. Initial models were stratified on VTE prophylaxis. Factors significant at P < 0.05 were retained. Parameter estimates derived from the model were used to compute individual VTE risk in the remaining 20% of the admissions (the validation cohort). Discrimination in the validation model was assessed by the c‐statistic, as well as the expected/observed ratio. Both cohorts were categorized by decile of risk, based on the probability distribution in the derivation cohort, and observed VTE events compared to those predicted by the model. All analyses were performed using the Statistical Analysis System (version 9.1, SAS Institute, Inc., Cary, NC).

Role of the Funding Source

This study was supported by a Clinical Scientist Development Award from the Doris Duke Charitable Foundation. The funding source had no role in the study design, analysis, or interpretation of the data.

Results

Our sample contained 242,738 patients, 194,198 (80%) assigned to the derivation set and 48,540 (20%) to the validation set. Patient characteristics were similar in both sets (Supporting Information Appendix Table 1). Most patients were over age 65, 59% were female, and 64% were white (Table 1). The most common primary diagnoses were pneumonia (33%) and congestive heart failure (19%). The most common comorbidities were hypertension (50%), diabetes (31%), chronic pulmonary disease (30%), and anemia (20%). Most patients were cared for by internists (54%) or family practitioners (21%), and 30% received some form of anticoagulant VTE prophylaxis (Table 2). Of patients with an ICD‐9 code for VTE during hospitalization, just over half lacked either diagnostic testing, treatment, or both, leaving 612 (0.25%) patients who fulfilled our criteria for VTE; an additional 440 (0.18%) were readmitted for VTE, for an overall incidence of 0.43%. Patients with a length of stay 6 days had an incidence of 0.79% vs 0.19% for patients with shorter stays.

Patient Characteristics and Their Association With Venous Thromboembolism (VTE)
 TotalNo VTEVTE 
VariableN%N%N%P‐Value
Total242,738100241,686100.01,052100.0 
Demographics       
Age      0.20
18‐4931,06512.830,95212.811310.7 
50‐6451,30921.151,08321.122621.5 
65‐7451,23021.150,99321.123722.5 
75+109,13445.0108,65845.047645.2 
Female142,91058.9142,33058.958055.10.01
Race/ethnicity      0.49
White155,86664.2155,18964.267764.4 
Black41,55617.141,37417.118217.3 
Hispanic9,8094.09,7764.0333.1 
Other35,50714.635,34714.616015.2 
Marital status      0.28
Married/life partner88,03536.387,62736.340838.8 
Single39,25416.239,10316.215114.4 
Separated/divorced23,4929.723,3949.7989.3 
Widowed58,66924.258,42624.224323.1 
Other33,28813.733,13613.715214.4 
Admission characteristics       
Primary diagnosis      <0.001
Community‐acquired pneumonia81,17133.480,79233.437936.0 
Septicemia7,6433.27,5683.1757.1 
Chronic obstructive pulmonary disease35,11614.535,02714.5898.5 
Respiratory failure7,0982.97,0122.9868.2 
Congestive heart failure46,50319.246,33619.216715.9 
Cardiovascular disease33,04413.632,93113.611310.7 
Urinary tract infection32,16313.332,02013.214313.6 
Insurance payer      0.93
Medicare traditional157,60964.9156,92764.968264.8 
Medicare managed care10,6494.410,5974.4524.9 
Medicaid17,7967.317,7207.3767.2 
Private44,85818.544,66518.519318.3 
Self‐pay/uninsured/other11,8264.911,7774.9494.7 
Admitted from skilled nursing facility3,0031.22,9801.2232.20.005
Risk factors       
Any VTE prophylaxis72,55829.972,16429.939437.5<0.001
Length of stay 6 days99,46341.098,68040.878374.4<0.001
Paralysis16,7646.916,6896.9757.10.77
Metastatic cancer5,0132.14,9282.0858.1<0.001
Solid tumor without metastasis25,12710.424,99510.313212.50.02
Lymphoma3,0261.22,9951.2312.9<0.001
Cancer chemotherapy/radiation1,2540.51,2310.5232.2<0.001
Prior venous thromboembolism2,9451.22,9261.2191.80.08
Estrogens4,8192.04,8072.0121.10.05
Estrogen modulators2,1020.92,0910.9111.00.53
Inflammatory bowel disease8140.38030.3111.0<0.001
Nephrotic syndrome5200.25170.230.30.62
Myeloproliferative disorder1,9830.81,9730.8101.00.63
Obesity16,9387.016,8567.0827.80.30
Smoking35,38614.635,28414.61029.7<0.001
Central venous catheter14,7546.114,5256.022921.8<0.001
Inherited or acquired thrombophilia1140.11080.060.6<0.001
Steroids82,60634.082,18534.042140.0<0.001
Mechanical ventilation13,3475.513,1675.418017.1<0.001
Urinary catheter39,08016.138,81616.126425.1<0.001
Decubitus ulcer6,8292.86,7762.8535.0<0.001
Statins use57,28223.657,06823.621420.30.01
Use of restraints5,9702.55,9142.4565.3<0.001
Diabetes mellitus75,10330.974,79930.930428.90.15
Varicose veins1660.11650.110.10.74
Comorbidities       
Hypertension120,60649.7120,12649.748045.60.008
Congestive heart failure18,9007.818,7937.810710.20.004
Peripheral vascular disease16,7056.916,6396.9666.30.43
Valvular disease13,6835.613,6285.6555.20.56
Pulmonary circulation disease5,5302.35,4922.3383.60.004
Chronic pulmonary disease72,02829.771,69829.733031.40.23
Respiratory failure second diagnosis13,0275.412,8935.313412.7<0.001
Rheumatoid arthritis/collagen vascular disease7,0902.97,0502.9403.80.09
Deficiency anemias49,60520.449,35220.425324.00.004
Weight loss8,8103.68,7143.6969.1<0.001
Peptic ulcer disease bleeding4,7362.04,7232.0131.20.09
Chronic blood loss anemia2,3541.02,3381.0161.50.07
Hypothyroidism28,77311.928,66811.910510.00.06
Renal failure19,7688.119,6698.1999.40.13
Liver disease4,6821.94,6571.9252.40.29
Other neurological disorders33,09413.632,90513.618918.0<0.001
Psychoses9,3303.89,2833.8474.50.29
Depression25,56110.525,44210.511911.30.41
Alcohol abuse7,7563.27,7273.2292.80.42
Drug abuse4,3361.84,3181.8181.70.85
Acquired immune deficiency syndrome1,0480.41,0450.430.30.47
Venous Thromboembolism (VTE) Prophylaxis and Outcomes
 TotalDerivationValidation 
VariableN%N%N%P‐Value
  • Abbreviation: ICD‐9, International Classification of Diseases, Ninth Revision.

Total242,738100194,19810048,540100 
VTE prophylaxis      0.97
No prophylaxis170,18070.1136,15370.134,02770.1 
Any prophylaxis72,55829.958,04529.914,51329.9 
Outcomes       
ICD‐9 code for VTE1,3040.51,0250.52790.60.21
ICD‐9 code + diagnostic test9890.47770.42120.40.26
ICD‐9 code + diagnostic test + treatment for VTE6120.34710.21410.30.06
Readmission for VTE within 30 days4460.23630.2830.20.46
Total hospital‐acquired VTE1,0520.48290.42230.50.33
In‐hospital mortality8,0193.36,4033.31,6163.30.72
Any readmission within 30 days28,66411.822,88511.85,77911.90.46

Risk factors for VTE

A large number of patient and hospital factors were associated with the development of VTE (Table 1). Due to the large sample size, even weak associations appear highly statistically significant. Compared to patients without VTE, those with VTE were more likely to have received VTE prophylaxis (37% vs 30%, P < 0.001). However, models of patients receiving prophylaxis and of patients not receiving prophylaxis produced similar odds ratios for the various risk factors (Supporting Information Appendix Table 2); therefore, the final model includes both patients who did, and did not, receive VTE prophylaxis. In the multivariable model (Supporting Information Appendix Table 3), age, length of stay, gender, primary diagnosis, cancer, inflammatory bowel disease, obesity, central venous catheter, inherited thrombophilia, steroid use, mechanical ventilation, active chemotherapy, and urinary catheters were all associated with VTE (Table 3). The strongest risk factors were length of stay 6 days (OR 3.22, 95% CI 2.73, 3.79), central venous catheter (OR 1.87, 95% CI 1.52, 2.29), inflammatory bowel disease (OR 3.11, 95% CI 1.59, 6.08), and inherited thrombophilia (OR 4.00, 95% CI 0.98, 16.40). In addition, there were important interactions between age and cancer; cancer was a strong risk factor among younger patients, but is not as strong a risk factor among older patients (OR compared to young patients without cancer was 4.62 (95% CI 2.72, 7.87) for those age 1849 years, and 3.64 (95% CI 2.52, 5.25) for those aged 5064 years).

Factors Associated Venous Thromboembolism (VTE) in Multivariable Model
Risk FactorOR95% CI
  • For patients without cancer.

  • Comparison group is patients aged 18‐49 years without cancer.

Any prophylaxis0.98(0.84, 1.14)
Female0.85(0.74, 0.98)
Length of stay 6 days3.22(2.73, 3.79)
Age*  
18‐49 years1Referent
50‐64 years1.15(0.86, 1.56)
>65 years1.51(1.17, 1.96)
Primary diagnosis  
Pneumonia1Referent
Chronic obstructive pulmonary disease0.57(0.44, 0.75)
Stroke0.84(0.66, 1.08)
Congestive heart failure0.86(0.70, 1.06)
Urinary tract infection1.19(0.95, 1.50)
Respiratory failure1.15(0.85, 1.55)
Septicemia1.11(0.82, 1.50)
Comorbidities  
Inflammatory bowel disease3.11(1.59, 6.08)
Obesity1.28(0.99, 1.66)
Inherited thrombophilia4.00(0.98, 16.40)
Cancer  
18‐49 years4.62(2.72, 7.87)
50‐64 years3.64(2.52, 5.25)
>65 years2.17(1.61, 2.92)
Treatments  
Central venous catheter1.87(1.52, 2.29)
Mechanical ventilation1.61(1.27, 2.05)
Urinary catheter1.17(0.99, 1.38)
Chemotherapy1.71(1.03, 2.83)
Steroids1.22(1.04, 1.43)

In the derivation set, the multivariable model produced deciles of mean predicted risk from 0.11% to 1.45%, while mean observed risk over the same deciles ranged from 0.12% to 1.42% (Figure 1). Within the validation cohort, the observed rate of VTE was 0.46% (223 cases among 48,543 subjects). The expected rate according to the model was 0.43% (expected/observed ratio: 0.93 [95% CI 0.82, 1.06]). Model discrimination measured by the c‐statistic in the validation set was 0.75 (95% CI 0.71, 0.78). The model produced deciles of mean predicted risk from 0.11% to 1.46%, with mean observed risk over the same deciles from 0.17% to 1.81%. Risk gradient was relatively flat across the first 6 deciles, began to rise at the seventh decile, and rose sharply in the highest one. Using a risk threshold of 1%, the model had a sensitivity of 28% and a specificity of 93%. In the validation set, this translated into a positive predictive value of 2.2% and a negative predictive value of 99.7%. Assuming that VTE prophylaxis has an efficacy of 50%, the number‐needed‐to‐treat to prevent one VTE among high‐risk patients (predicted risk >1%) would be 91. In contrast, providing prophylaxis to the entire validation sample would result in a number‐needed‐to‐treat of 435. Using a lower treatment threshold of 0.4% produced a positive predictive value of 1% and a negative predictive value of 99.8%. At this threshold, the model would detect 73% of patients with VTE and the number‐needed‐to‐treat to prevent one VTE would be 200.

Figure 1
(A) Predicted vs observed venous thromboembolism (VTE) in derivation cohort. (B) Predicted vs observed VTE in validation cohort. [Color figure can be viewed in the online issue, which is available at wileyonlinelibrary.com.]

Discussion

In a representative sample of 243,000 hospitalized medical patients with at least one major risk factor for VTE, we found that symptomatic VTE was an uncommon event, occurring in approximately 1 in 231 patients. We identified a number of factors that were associated with an increased risk of VTE, but many previously cited risk factors did not show an association in multivariable models. In particular, patients with a primary diagnosis of COPD appeared not to share the same high risk of VTE as patients with the other diagnoses we examined, a finding reported by others.11 The risk model we developed accurately stratifies patients across a wide range of VTE probabilities, but even among those with the highest predicted rates, symptomatic VTE occurred in less than 2%.

VTE is often described as a frequent complication of hospitalization for medical illness and one of the most common potentially preventable causes of death. Indeed, rates of asymptomatic VTE have been demonstrated to be 3.7% to 26%.12 Although some of these might have fatal consequences, most are distal vein thromboses and their significance is unknown. In contrast, symptomatic events are uncommon, with previous estimates among general medical patients in observational studies in the range of 0.3%3 to 0.8%,12 similar to the rate observed in our study. Symptomatic event rates among control patients in landmark randomized trials have ranged from 0.86%13 to 2.3%,14 but these studies enrolled only very high‐risk patients with more extended hospitalizations, and may involve follow‐up periods of a month or more.

Because it is unlikely that our diagnostic algorithm was 100% sensitive, and because 30% of our patients received chemoprophylaxis, it is probable that we have underestimated the true rate of VTE in our sample. Among the patients who received prophylaxis, the observed rate of VTE was 0.54%. If we assume that prophylaxis is 50% effective, then had these patients not received prophylaxis, their rate of VTE would have been 1.08% (vs 0.39% among those patients who received no prophylaxis) and the overall rate of VTE for the sample would have been 0.60% (1.08 0.30 + 0.39 0.70). If we further assume that our algorithm was only 80% sensitive and 100% specific, the true underlying rate of symptomatic VTE could have been as high as 0.75%, still less than half that seen in randomized trials.

Prophylaxis with heparin has been shown to decrease the rate of both asymptomatic and symptomatic events, but because of the low prevalence, the number‐needed‐to‐treat to prevent one symptomatic pulmonary embolism has been estimated at 345, and prophylaxis has not been shown to affect all‐cause mortality.4, 15 At the same time, prophylaxis costs money, is uncomfortable, and carries a small risk of bleeding and heparin‐induced thrombocytopenia. Given the generally low incidence of symptomatic VTE, it therefore makes sense to reserve prophylaxis for patients at higher risk of thromboembolism.

To decide whether prophylaxis is appropriate for a given patient, it is necessary to quantify the patient's risk and then apply an appropriate threshold for treatment. The National Quality Forum (NQF) recommends,16 and JCAHO has adopted, that a clinician must evaluate each patient upon admission, and regularly thereafter, for the risk of developing DVT [deep vein thrombosis]/VTE. Until now, however, there has been no widely accepted, validated method to risk stratify medical patients. The ACCP recommendations cite just three studies of VTE risk factors in hospitalized medical patients.11, 17, 18 Together they examined 477 cases and 1197 controls, identifying congestive heart failure, pneumonia, cancer, and previous VTE as risk factors. Predictive models based on these factors17, 1921 have not been subjected to validation or have performed poorly.18 Acknowledging this lack of standardized risk assessment, JCAHO leaves the means of assessment to individual hospitals. A quality improvement guide published by the Agency for Healthcare Research and Quality goes one step further, stating that In a typical hospital, it is estimated that fewer than 5% of medical patients could be considered at low risk by most VTE risk stratification methods.22 The guide recommends near universal VTE prophylaxis.

In light of the JCAHO requirements, our model should be welcomed by hospitalists. Rather than assuming that all patients over 40 years of age are at high risk, our model will enable clinicians to risk stratify patients from a low of 0.1% to >1.4% (>10‐fold increase in risk). Moreover, the model was derived from more than 800 episodes of symptomatic VTE among almost 190,000 general medical patients and validated on almost 50,000 more. The observed patients were cared for in clinical practice at a nationally representative group of US hospitals, not in a highly selected clinical trial, increasing the generalizability of our findings. Finally, the model includes ten common risk factors that can easily be entered into decision support software or extracted automatically from the electronic medical record. Electronic reminder systems have already been shown to increase use of VTE prophylaxis, and prevent VTE, especially among cancer patients.23

A more challenging task is defining the appropriate risk threshold to initiate VTE prophylaxis. The Thromboembolic Risk Factors (THRIFT) Consensus Group classified patients according to risk of proximal DVT as low (<1%), moderate (1%‐10%), and high (>10%).21 They recommended heparin prophylaxis for all patients at moderate risk or higher. Although the patients included in our study all had a diagnosis that warranted prophylaxis according to the ACCP guidelines, using the THRIFT threshold for moderate‐to‐high risk, only 7% of our patients should have received prophylaxis. The recommendation not to offer heparin prophylaxis to patients with less than 1% chance of developing symptomatic VTE seems reasonable, given the large number‐needed‐to‐treat, but formal decision analyses should be conducted to better define this threshold. Many hospitalists, however, may feel uncomfortable using the 1% threshold, because our model failed to identify almost three out of four patients who ultimately experienced symptomatic VTE. At that threshold, it would seem that hospital‐acquired VTE is not a preventable complication in most medical patients, as others have pointed out.3, 24 Alternatively, if the threshold were lowered to 0.4%, our model could reduce the use of prophylaxis by 60%, while still identifying three‐fourths of all VTE cases. Further research is needed to know whether such a threshold is reasonable.

Our study has a number of important limitations. First, we relied on claims data, not chart review. We do not know for certain which patients experienced VTE, although our definition of VTE required diagnosis codes plus charges for both diagnosis and treatment. Moreover, our rates are similar to those observed in other trials where symptomatic events were confirmed. Second, about 30% of our patients received at least some VTE prophylaxis, and this may have prevented as many as half of the VTEs in that group. Without prophylaxis, rates might have been 20%30% higher. Similarly, we could not detect patients who were diagnosed after discharge but not admitted to hospital. While we believe this number to be small, it would again increase the rate slightly. Third, we could not assess certain clinical circumstances that are not associated with hospital charges or diagnosis codes, especially prolonged bed rest. Other risk factors, such as the urinary catheter, were probably surrogate markers for immobilization rather than true risk factors. Fourth, we included length of stay in our prediction model. We did this because most randomized trials of VTE prophylaxis included only patients with an expected length of stay 6 days. Physicians' estimates about probable length of stay may be less accurate than actual length of stay as a predictor of VTE. Moreover, the relationship may have been confounded if hospital‐acquired VTE led to longer lengths of stay. We think this unlikely since many of the events were discovered on readmission. Fifth, we studied only patients carrying high‐risk diagnoses, and therefore do not know the baseline risk for patients with less risky conditions, although it should be lower than what we observed. It seems probable that COPD, rather than being protective, as it appears in our model, actually represents the baseline risk for low‐risk diagnoses. It should be noted that we did include a number of other high‐risk diagnoses, such as cancer and inflammatory bowel disease, as secondary diagnoses. A larger, more inclusive study should be conducted to validate our model in other populations. Finally, we cannot know who died of undiagnosed VTE, either in the hospital or after discharge. Such an outcome would be important, but those events are likely to be rare, and VTE prophylaxis has not been shown to affect mortality.

VTE remains a daunting problem in hospitalized medical patients. Although VTE is responsible for a large number of hospital deaths each year, identifying patients at high risk for clinically important VTE is challenging, and may contribute to the persistently low rates of VTE prophylaxis seen in hospitals.25 Current efforts to treat nearly all patients are likely to lead to unnecessary cost, discomfort, and side effects. We present a simple logistic regression model that can easily identify patients at moderate‐to‐high risk (>1%) of developing symptomatic VTE. Future studies should focus on prospectively validating the model in a wider spectrum of medical illness, and better defining the appropriate risk cutoff for general prophylaxis.

Acknowledgements

The authors thank Aruna Priya, MS, for her help with some of the statistical analyses.

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  25. Ageno W,Dentali F.Prevention of in‐hospital VTE: why can't we do better?Lancet.2008;371(9610):361362.
References
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Issue
Journal of Hospital Medicine - 6(4)
Issue
Journal of Hospital Medicine - 6(4)
Page Number
202-209
Page Number
202-209
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Risk factor model to predict venous thromboembolism in hospitalized medical patients
Display Headline
Risk factor model to predict venous thromboembolism in hospitalized medical patients
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