User login
New DVT Guidelines Prompt HM Action
The greatest impact of new guidelines from the American Heart Association (AHA) that suggest additional therapies for treatment of more serious cases of DVT might be in prodding HM leaders to take ownership of existing standards to ensure greater compliance.
The review aims to help doctors "identify the severity of these disorders and to select who might be eligible for more invasive therapies, such as clot-busting drugs, catheter-based treatments or surgery," M. Sean McMurtry, MD, PhD, co-chair of the writing group said in a prepared statement. The guidelines outline multiple treatment options, including the use of fibrinolytic drugs, catheter-based interventions, treatment with surgery to remove the blood clots and use of filters. Additional guidance for treating pediatric patients is included.
But Gregory A. Maynard, MD, SFHM, hospital medicine division chief at the University of California at San Diego, says most hospitalists deal with more routine cases of DVT and VTE than the research paper highlights. Physicians need to take more control of the existing patchwork of guidelines recommended by various research and established protocols, he adds.
"What's missing in this paper ... is how to make those things happen more reliably," Dr. Maynard says. "To me, the hospitalist needs to look at guidelines like this and say, 'How can we make them happen reliably?'"
For example, Dr. Maynard notes that for the treatment of iliofemoral DVT, it is recommended to both overlap warfarin and heparin, as well as have patients wear elastic compression stockings. Yet, he says, neither of those recommendations is routinely followed. In fact, he says of the former: "I would guess the percentage of patients getting these stockings is a distinct minority."
And while that kind of reliability is tough to guarantee, it's one of the cornerstones of SHM's VTE prevention resource room and mentored implementation program.
The greatest impact of new guidelines from the American Heart Association (AHA) that suggest additional therapies for treatment of more serious cases of DVT might be in prodding HM leaders to take ownership of existing standards to ensure greater compliance.
The review aims to help doctors "identify the severity of these disorders and to select who might be eligible for more invasive therapies, such as clot-busting drugs, catheter-based treatments or surgery," M. Sean McMurtry, MD, PhD, co-chair of the writing group said in a prepared statement. The guidelines outline multiple treatment options, including the use of fibrinolytic drugs, catheter-based interventions, treatment with surgery to remove the blood clots and use of filters. Additional guidance for treating pediatric patients is included.
But Gregory A. Maynard, MD, SFHM, hospital medicine division chief at the University of California at San Diego, says most hospitalists deal with more routine cases of DVT and VTE than the research paper highlights. Physicians need to take more control of the existing patchwork of guidelines recommended by various research and established protocols, he adds.
"What's missing in this paper ... is how to make those things happen more reliably," Dr. Maynard says. "To me, the hospitalist needs to look at guidelines like this and say, 'How can we make them happen reliably?'"
For example, Dr. Maynard notes that for the treatment of iliofemoral DVT, it is recommended to both overlap warfarin and heparin, as well as have patients wear elastic compression stockings. Yet, he says, neither of those recommendations is routinely followed. In fact, he says of the former: "I would guess the percentage of patients getting these stockings is a distinct minority."
And while that kind of reliability is tough to guarantee, it's one of the cornerstones of SHM's VTE prevention resource room and mentored implementation program.
The greatest impact of new guidelines from the American Heart Association (AHA) that suggest additional therapies for treatment of more serious cases of DVT might be in prodding HM leaders to take ownership of existing standards to ensure greater compliance.
The review aims to help doctors "identify the severity of these disorders and to select who might be eligible for more invasive therapies, such as clot-busting drugs, catheter-based treatments or surgery," M. Sean McMurtry, MD, PhD, co-chair of the writing group said in a prepared statement. The guidelines outline multiple treatment options, including the use of fibrinolytic drugs, catheter-based interventions, treatment with surgery to remove the blood clots and use of filters. Additional guidance for treating pediatric patients is included.
But Gregory A. Maynard, MD, SFHM, hospital medicine division chief at the University of California at San Diego, says most hospitalists deal with more routine cases of DVT and VTE than the research paper highlights. Physicians need to take more control of the existing patchwork of guidelines recommended by various research and established protocols, he adds.
"What's missing in this paper ... is how to make those things happen more reliably," Dr. Maynard says. "To me, the hospitalist needs to look at guidelines like this and say, 'How can we make them happen reliably?'"
For example, Dr. Maynard notes that for the treatment of iliofemoral DVT, it is recommended to both overlap warfarin and heparin, as well as have patients wear elastic compression stockings. Yet, he says, neither of those recommendations is routinely followed. In fact, he says of the former: "I would guess the percentage of patients getting these stockings is a distinct minority."
And while that kind of reliability is tough to guarantee, it's one of the cornerstones of SHM's VTE prevention resource room and mentored implementation program.
HM Company Acquires Call Center
Apollo Medical Holdings of Glendale, Calif., which provides hospitalist services in 24 California hospitals, recently took a step toward expanding its business model and diversifying its continuum of services by acquiring Los Angeles-based Aligned Healthcare Group, a provider of physician call centers and specialized care management services for health plans.
Call centers provide patients in the community with telephonic access to physicians and other health professionals for help with urgent medical questions, health assessments, and triage. The Aligned call center was developed in 2009 at the request of Anthem Blue Cross, which wanted to provide an ED alternative for its Medi-Cal members who needed access to a physician, explains Bette Jane Reese, RN, MHA, COO of Apollo's Aligned Division.
Apollo's care continuum will include follow-up calls to recently discharged patients, post-discharge calls to PCPs, and early discharge planning. The model partners a hospitalist with a care management nurse; together, they function as a virtual team across settings.
The acquisition gives Apollo a leg up on developing a continuum of care management across settings, she adds. "I believe enhanced hospitalist models will be a trend. As healthcare revenues become tighter, with more entities coming together in what's called accountable healthcare, the name of the game is coordination between settings and providers," she says.
Experts have emphasized the importance of hospitalists looking beyond the four walls of their facility and participating in "cross-continuum teams" as a key to managing care transitions and preventing rehospitalizations. Apollo hopes its new collaboration will help eliminate communication breakdowns between hospitalists and PCPs, Reese says. "By merging these functions, we get a combination of efficient hospitalist care with a bridge to the next setting, and coordination with multiple payer entities. It all wraps around the integrated hospitalist model."
HM's future in Apollo's model might include staffing outpatient clinics located on the hospital campus for patients to return for follow-up care after they are discharged, or even making home visits for patients who need additional medical oversight. "We see the issues and problems that cause patients to go back to the hospital," Reese says. "We can suggest quality improvement approaches to address the root causes of avoidable readmissions."
Apollo Medical Holdings of Glendale, Calif., which provides hospitalist services in 24 California hospitals, recently took a step toward expanding its business model and diversifying its continuum of services by acquiring Los Angeles-based Aligned Healthcare Group, a provider of physician call centers and specialized care management services for health plans.
Call centers provide patients in the community with telephonic access to physicians and other health professionals for help with urgent medical questions, health assessments, and triage. The Aligned call center was developed in 2009 at the request of Anthem Blue Cross, which wanted to provide an ED alternative for its Medi-Cal members who needed access to a physician, explains Bette Jane Reese, RN, MHA, COO of Apollo's Aligned Division.
Apollo's care continuum will include follow-up calls to recently discharged patients, post-discharge calls to PCPs, and early discharge planning. The model partners a hospitalist with a care management nurse; together, they function as a virtual team across settings.
The acquisition gives Apollo a leg up on developing a continuum of care management across settings, she adds. "I believe enhanced hospitalist models will be a trend. As healthcare revenues become tighter, with more entities coming together in what's called accountable healthcare, the name of the game is coordination between settings and providers," she says.
Experts have emphasized the importance of hospitalists looking beyond the four walls of their facility and participating in "cross-continuum teams" as a key to managing care transitions and preventing rehospitalizations. Apollo hopes its new collaboration will help eliminate communication breakdowns between hospitalists and PCPs, Reese says. "By merging these functions, we get a combination of efficient hospitalist care with a bridge to the next setting, and coordination with multiple payer entities. It all wraps around the integrated hospitalist model."
HM's future in Apollo's model might include staffing outpatient clinics located on the hospital campus for patients to return for follow-up care after they are discharged, or even making home visits for patients who need additional medical oversight. "We see the issues and problems that cause patients to go back to the hospital," Reese says. "We can suggest quality improvement approaches to address the root causes of avoidable readmissions."
Apollo Medical Holdings of Glendale, Calif., which provides hospitalist services in 24 California hospitals, recently took a step toward expanding its business model and diversifying its continuum of services by acquiring Los Angeles-based Aligned Healthcare Group, a provider of physician call centers and specialized care management services for health plans.
Call centers provide patients in the community with telephonic access to physicians and other health professionals for help with urgent medical questions, health assessments, and triage. The Aligned call center was developed in 2009 at the request of Anthem Blue Cross, which wanted to provide an ED alternative for its Medi-Cal members who needed access to a physician, explains Bette Jane Reese, RN, MHA, COO of Apollo's Aligned Division.
Apollo's care continuum will include follow-up calls to recently discharged patients, post-discharge calls to PCPs, and early discharge planning. The model partners a hospitalist with a care management nurse; together, they function as a virtual team across settings.
The acquisition gives Apollo a leg up on developing a continuum of care management across settings, she adds. "I believe enhanced hospitalist models will be a trend. As healthcare revenues become tighter, with more entities coming together in what's called accountable healthcare, the name of the game is coordination between settings and providers," she says.
Experts have emphasized the importance of hospitalists looking beyond the four walls of their facility and participating in "cross-continuum teams" as a key to managing care transitions and preventing rehospitalizations. Apollo hopes its new collaboration will help eliminate communication breakdowns between hospitalists and PCPs, Reese says. "By merging these functions, we get a combination of efficient hospitalist care with a bridge to the next setting, and coordination with multiple payer entities. It all wraps around the integrated hospitalist model."
HM's future in Apollo's model might include staffing outpatient clinics located on the hospital campus for patients to return for follow-up care after they are discharged, or even making home visits for patients who need additional medical oversight. "We see the issues and problems that cause patients to go back to the hospital," Reese says. "We can suggest quality improvement approaches to address the root causes of avoidable readmissions."
Endobronchial Dysplasia Could Be Marker for Lung Cancer Chemoprevention
ORLANDO – Endobronchial dysplasia appears useful as a biomarker for measuring the success of lung cancer chemoprevention, investigators reported at the annual meeting of the American Association for Cancer Research.
Bronchoscopies, along with biopsies of standard endobronchial sites and any other abnormal appearing areas, were performed at baseline and at 6 months after randomization to treatment with iloprost (Ventavis) or placebo in a phase II chemoprevention trial involving 152 former or current smokers with at least a 20 pack-year history.
Former smokers who received iloprost, an oral prostacyclin analog approved for the treatment of primary pulmonary hypertension, had significant improvements on several measures of endobronchial dysplasia, while current smokers had no improvement, Dr. Paul Bunn reported.
The findings demonstrate that iloprost, which has been shown to prevent the development of lung cancer in various murine models involving cigarette-smoke exposure, also might have the same effect in humans and thus deserves further study for this purpose, Dr. Bunn and his coauthors concluded.
The results also demonstrate that endobronchial dysplasia could serve as a biomarker for effectiveness of chemopreventive treatment– much as cholesterol does in patients being treated with statins to prevent cardiovascular disease, according to Dr. Bunn, executive director of the International Association for the Study of Lung Cancer. He is also the James Dudley endowed professor of lung cancer research at the cancer center at the University of Colorado, Aurora.
In the current study, baseline histology was significantly worse in current smokers than in former smokers (average biopsy scores of 3.0 vs. 2.1, respectively, with a score of 4 indicating mild dysplasia). Former smokers experienced a 0.41-point improvement in average biopsy score (P = .010), a 1.10-point improvement in their worst baseline biopsy score (P = .002), and a 12.5% improvement in dysplasia index (P = .006), which was the percentage of biopsies with a score of at least 4, said Dr. Bunn.
"The histologic improvement in the treated patients who were former smokers was larger than the magnitude of the difference between current and former smokers," he said.
For example, the baseline dysplasia index in current and former smokers was 46% and 31%, respectively, but the pre- and post-treatment dysplasia index in former smokers was 43% and 19.6%, respectively.
Study participants had an average 30 pack-year history of smoking, and at least mild cytologic atypia on sputum cytology, but no previous history of cancer. Iloprost was given in escalating doses across the 6-month treatment period and was well tolerated. The treatment and placebo groups were well-matched for age, tobacco exposure and baseline histology, and there was no difference in dropout rate or serious adverse events between the treatment and placebo groups, Dr. Bunn noted.
Although antismoking campaigns are working – and about half of all smokers have quit, those who quit remain at greater risk for developing lung cancer than are nonsmokers; about half of all cases of lung cancer are in former smokers, and it is important to find effective chemopreventive measures for these individuals, he said.
Dr. Bunn discussed off-label use of iloprost for chemoprevention of lung cancer. He had no other disclosures.
ORLANDO – Endobronchial dysplasia appears useful as a biomarker for measuring the success of lung cancer chemoprevention, investigators reported at the annual meeting of the American Association for Cancer Research.
Bronchoscopies, along with biopsies of standard endobronchial sites and any other abnormal appearing areas, were performed at baseline and at 6 months after randomization to treatment with iloprost (Ventavis) or placebo in a phase II chemoprevention trial involving 152 former or current smokers with at least a 20 pack-year history.
Former smokers who received iloprost, an oral prostacyclin analog approved for the treatment of primary pulmonary hypertension, had significant improvements on several measures of endobronchial dysplasia, while current smokers had no improvement, Dr. Paul Bunn reported.
The findings demonstrate that iloprost, which has been shown to prevent the development of lung cancer in various murine models involving cigarette-smoke exposure, also might have the same effect in humans and thus deserves further study for this purpose, Dr. Bunn and his coauthors concluded.
The results also demonstrate that endobronchial dysplasia could serve as a biomarker for effectiveness of chemopreventive treatment– much as cholesterol does in patients being treated with statins to prevent cardiovascular disease, according to Dr. Bunn, executive director of the International Association for the Study of Lung Cancer. He is also the James Dudley endowed professor of lung cancer research at the cancer center at the University of Colorado, Aurora.
In the current study, baseline histology was significantly worse in current smokers than in former smokers (average biopsy scores of 3.0 vs. 2.1, respectively, with a score of 4 indicating mild dysplasia). Former smokers experienced a 0.41-point improvement in average biopsy score (P = .010), a 1.10-point improvement in their worst baseline biopsy score (P = .002), and a 12.5% improvement in dysplasia index (P = .006), which was the percentage of biopsies with a score of at least 4, said Dr. Bunn.
"The histologic improvement in the treated patients who were former smokers was larger than the magnitude of the difference between current and former smokers," he said.
For example, the baseline dysplasia index in current and former smokers was 46% and 31%, respectively, but the pre- and post-treatment dysplasia index in former smokers was 43% and 19.6%, respectively.
Study participants had an average 30 pack-year history of smoking, and at least mild cytologic atypia on sputum cytology, but no previous history of cancer. Iloprost was given in escalating doses across the 6-month treatment period and was well tolerated. The treatment and placebo groups were well-matched for age, tobacco exposure and baseline histology, and there was no difference in dropout rate or serious adverse events between the treatment and placebo groups, Dr. Bunn noted.
Although antismoking campaigns are working – and about half of all smokers have quit, those who quit remain at greater risk for developing lung cancer than are nonsmokers; about half of all cases of lung cancer are in former smokers, and it is important to find effective chemopreventive measures for these individuals, he said.
Dr. Bunn discussed off-label use of iloprost for chemoprevention of lung cancer. He had no other disclosures.
ORLANDO – Endobronchial dysplasia appears useful as a biomarker for measuring the success of lung cancer chemoprevention, investigators reported at the annual meeting of the American Association for Cancer Research.
Bronchoscopies, along with biopsies of standard endobronchial sites and any other abnormal appearing areas, were performed at baseline and at 6 months after randomization to treatment with iloprost (Ventavis) or placebo in a phase II chemoprevention trial involving 152 former or current smokers with at least a 20 pack-year history.
Former smokers who received iloprost, an oral prostacyclin analog approved for the treatment of primary pulmonary hypertension, had significant improvements on several measures of endobronchial dysplasia, while current smokers had no improvement, Dr. Paul Bunn reported.
The findings demonstrate that iloprost, which has been shown to prevent the development of lung cancer in various murine models involving cigarette-smoke exposure, also might have the same effect in humans and thus deserves further study for this purpose, Dr. Bunn and his coauthors concluded.
The results also demonstrate that endobronchial dysplasia could serve as a biomarker for effectiveness of chemopreventive treatment– much as cholesterol does in patients being treated with statins to prevent cardiovascular disease, according to Dr. Bunn, executive director of the International Association for the Study of Lung Cancer. He is also the James Dudley endowed professor of lung cancer research at the cancer center at the University of Colorado, Aurora.
In the current study, baseline histology was significantly worse in current smokers than in former smokers (average biopsy scores of 3.0 vs. 2.1, respectively, with a score of 4 indicating mild dysplasia). Former smokers experienced a 0.41-point improvement in average biopsy score (P = .010), a 1.10-point improvement in their worst baseline biopsy score (P = .002), and a 12.5% improvement in dysplasia index (P = .006), which was the percentage of biopsies with a score of at least 4, said Dr. Bunn.
"The histologic improvement in the treated patients who were former smokers was larger than the magnitude of the difference between current and former smokers," he said.
For example, the baseline dysplasia index in current and former smokers was 46% and 31%, respectively, but the pre- and post-treatment dysplasia index in former smokers was 43% and 19.6%, respectively.
Study participants had an average 30 pack-year history of smoking, and at least mild cytologic atypia on sputum cytology, but no previous history of cancer. Iloprost was given in escalating doses across the 6-month treatment period and was well tolerated. The treatment and placebo groups were well-matched for age, tobacco exposure and baseline histology, and there was no difference in dropout rate or serious adverse events between the treatment and placebo groups, Dr. Bunn noted.
Although antismoking campaigns are working – and about half of all smokers have quit, those who quit remain at greater risk for developing lung cancer than are nonsmokers; about half of all cases of lung cancer are in former smokers, and it is important to find effective chemopreventive measures for these individuals, he said.
Dr. Bunn discussed off-label use of iloprost for chemoprevention of lung cancer. He had no other disclosures.
FROM THE ANNUAL MEETING OF THE AMERICAN ASSOCIATION FOR CANCER RESEARCH
Major Finding: Former smokers had an average 0.41-point improvement in biopsy score, an average 1.10-point improvement in their worst baseline biopsy score, and a 12.5% improvement in dysplasia index. No improvement occurred in current smokers.
Data Source: A randomized, placebo-controlled phase II trial.
Disclosures: Dr. Bunn discussed off-label use of iloprost for chemoprevention of lung cancer. He had no other disclosures.
HM Model Expands to Ears, Noses, and Throats
After five years in the department of otolaryngology/head and neck surgery at the University of California at San Francisco (UCSF), Matthew Russell, MD, is joining the faculty as an assistant professor. Normally, such a career arc is commonplace. But Dr. Russell’s new job title—ENT hospitalist—is worth noting. In fact, it could be groundbreaking.
When Dr. Russell begins work this summer, he might be the only otolaryngologist in the country whose entire patient census and surgical pipeline will be generated by admissions to his hospital. Although there are otolaryngologists around the country who spend the majority of their time working with inpatients, nearly all work an clinical outpatient service as well.
“The hospitalist model turns the traditional ENT practice on its head,” Dr. Russell says. “An otolaryngology practice we think of as being centered around the clinic, and the clinic and referrals is where we generate our operative cases and our patient load. The question really becomes: Can you sustain a practice without a clinic-based model?”
David Nielsen, MD, executive vice president and CEO of the American Academy of Otolaryngology-Head and Neck Surgery, says that while there is no current groundswell for the model, he can envision physicians being drawn to it for two reasons: an aging cohort of otolaryngologists and younger physicians looking for work-life balance.

—Matthew Russell, MD, oto-hospitalist, University of California at San Francisco
And while the otolaryngology world at large has not yet answered in unison, the presence of what some are calling an oto-hospitalist is the latest in a series of what HM pioneer Robert Wachter, MD, MHM, has termed “hyphenated hospitalists.” Dr. Wachter, chief of hospital medicine and chief of the medical service at UCSF Medical Center, a former SHM board member, and author of the Wachter’s World blog, says the needs of otolaryngology present the same set of circumstances that allowed internal-medicine-based HM to flourish.
“The forces,” Dr. Wachter wrote in January on his blog, “are the same: sick patients, highly specialized providers who may not be comfortable with all the issues that arise in the hospital, and the need to focus on system improvement.”
But just adding hospitalist to a job title is not the mark of HM’s presence.
“You can have any hyphenated medical specialist managing patients, but the question is, What are you getting out of it as a hospital or a hospitalist, or as an institution?” adds Gulshan Sharma MD, MPH, associate professor at the University of Texas Medical Branch at Galveston. “The hospitalists really have to figure out their boundaries.”
Dr. Russell says some physicians could be dismissive of the idea of an oto-hospitalist because they’re not clear about the role. They might picture a glorified resident constantly walking between wards to serve as a secondary opinion for other specialists. “There is a perception that this may not be a glamorous position,” he adds. “There’s an assumption that the position is nonsurgical.”
Dr. Russell’s workflow will include rounding and consultations across different wards, and he will assist with complex airway issues. But he also will perform surgeries and work on quality-improvement (QI) initiatives. For those who doubt the variety that a purely inpatient setting can deliver, Dr. Russell eagerly quotes statistics from a two-year pilot program UCSF ran before hiring him as a full-time ENT hospitalist:
- 300 inpatient consultations the first year, not including ED and urgent care;
- Sinonasal and laryngotracheal were the most common consults;
- 200 procedures generated billings; and
- 45% of procedures were laryngotracheal, 33% were sinonasal/anterior skull base, and 10% were otologic.
"The hospitalist movement, in general, fills a need for the acute-care setting and manages a different set of problems than is seen in the ambulatory clinics,” Dr. Russell says. “That same basic issue is found in otolaryngology. I think it’s an area that is perhaps underappreciated.”
Richard Quinn is a freelance writer based in New Jersey.
Hopkins Physician Sees Bright Future for ENT Hospitalists
In 2000, Nasir Bhatti, MD, associate professor of otolaryngology/head and neck surgery at Johns Hopkins University in Baltimore, started a program similar to the one at UCSF. At Johns Hopkins, Dr. Bhatti, and now his successors, acted primarily as an ENT hospitalist, although he maintained minimal clinic duties as well.
He says the oto-hospitalist model could work efficiently because it would allow physicians, by choice, to determine whether they wanted to focus on surgical procedures or nonsurgical medical services. Those who favor surgery and more intensive procedures could focus on those subspecialties without feeling distracted by the demands of less intensive duties, Dr. Russell adds. Also, Dr. Bhatti points out, the setup could create more revenue capture opportunities from consultations that currently are handled by nurse practitioners (NPs) and physician assistants (PAs).
“Lots of these consultations go unstaffed and, therefore, unbilled,” Dr. Bhatti says.—RQ
After five years in the department of otolaryngology/head and neck surgery at the University of California at San Francisco (UCSF), Matthew Russell, MD, is joining the faculty as an assistant professor. Normally, such a career arc is commonplace. But Dr. Russell’s new job title—ENT hospitalist—is worth noting. In fact, it could be groundbreaking.
When Dr. Russell begins work this summer, he might be the only otolaryngologist in the country whose entire patient census and surgical pipeline will be generated by admissions to his hospital. Although there are otolaryngologists around the country who spend the majority of their time working with inpatients, nearly all work an clinical outpatient service as well.
“The hospitalist model turns the traditional ENT practice on its head,” Dr. Russell says. “An otolaryngology practice we think of as being centered around the clinic, and the clinic and referrals is where we generate our operative cases and our patient load. The question really becomes: Can you sustain a practice without a clinic-based model?”
David Nielsen, MD, executive vice president and CEO of the American Academy of Otolaryngology-Head and Neck Surgery, says that while there is no current groundswell for the model, he can envision physicians being drawn to it for two reasons: an aging cohort of otolaryngologists and younger physicians looking for work-life balance.

—Matthew Russell, MD, oto-hospitalist, University of California at San Francisco
And while the otolaryngology world at large has not yet answered in unison, the presence of what some are calling an oto-hospitalist is the latest in a series of what HM pioneer Robert Wachter, MD, MHM, has termed “hyphenated hospitalists.” Dr. Wachter, chief of hospital medicine and chief of the medical service at UCSF Medical Center, a former SHM board member, and author of the Wachter’s World blog, says the needs of otolaryngology present the same set of circumstances that allowed internal-medicine-based HM to flourish.
“The forces,” Dr. Wachter wrote in January on his blog, “are the same: sick patients, highly specialized providers who may not be comfortable with all the issues that arise in the hospital, and the need to focus on system improvement.”
But just adding hospitalist to a job title is not the mark of HM’s presence.
“You can have any hyphenated medical specialist managing patients, but the question is, What are you getting out of it as a hospital or a hospitalist, or as an institution?” adds Gulshan Sharma MD, MPH, associate professor at the University of Texas Medical Branch at Galveston. “The hospitalists really have to figure out their boundaries.”
Dr. Russell says some physicians could be dismissive of the idea of an oto-hospitalist because they’re not clear about the role. They might picture a glorified resident constantly walking between wards to serve as a secondary opinion for other specialists. “There is a perception that this may not be a glamorous position,” he adds. “There’s an assumption that the position is nonsurgical.”
Dr. Russell’s workflow will include rounding and consultations across different wards, and he will assist with complex airway issues. But he also will perform surgeries and work on quality-improvement (QI) initiatives. For those who doubt the variety that a purely inpatient setting can deliver, Dr. Russell eagerly quotes statistics from a two-year pilot program UCSF ran before hiring him as a full-time ENT hospitalist:
- 300 inpatient consultations the first year, not including ED and urgent care;
- Sinonasal and laryngotracheal were the most common consults;
- 200 procedures generated billings; and
- 45% of procedures were laryngotracheal, 33% were sinonasal/anterior skull base, and 10% were otologic.
"The hospitalist movement, in general, fills a need for the acute-care setting and manages a different set of problems than is seen in the ambulatory clinics,” Dr. Russell says. “That same basic issue is found in otolaryngology. I think it’s an area that is perhaps underappreciated.”
Richard Quinn is a freelance writer based in New Jersey.
Hopkins Physician Sees Bright Future for ENT Hospitalists
In 2000, Nasir Bhatti, MD, associate professor of otolaryngology/head and neck surgery at Johns Hopkins University in Baltimore, started a program similar to the one at UCSF. At Johns Hopkins, Dr. Bhatti, and now his successors, acted primarily as an ENT hospitalist, although he maintained minimal clinic duties as well.
He says the oto-hospitalist model could work efficiently because it would allow physicians, by choice, to determine whether they wanted to focus on surgical procedures or nonsurgical medical services. Those who favor surgery and more intensive procedures could focus on those subspecialties without feeling distracted by the demands of less intensive duties, Dr. Russell adds. Also, Dr. Bhatti points out, the setup could create more revenue capture opportunities from consultations that currently are handled by nurse practitioners (NPs) and physician assistants (PAs).
“Lots of these consultations go unstaffed and, therefore, unbilled,” Dr. Bhatti says.—RQ
After five years in the department of otolaryngology/head and neck surgery at the University of California at San Francisco (UCSF), Matthew Russell, MD, is joining the faculty as an assistant professor. Normally, such a career arc is commonplace. But Dr. Russell’s new job title—ENT hospitalist—is worth noting. In fact, it could be groundbreaking.
When Dr. Russell begins work this summer, he might be the only otolaryngologist in the country whose entire patient census and surgical pipeline will be generated by admissions to his hospital. Although there are otolaryngologists around the country who spend the majority of their time working with inpatients, nearly all work an clinical outpatient service as well.
“The hospitalist model turns the traditional ENT practice on its head,” Dr. Russell says. “An otolaryngology practice we think of as being centered around the clinic, and the clinic and referrals is where we generate our operative cases and our patient load. The question really becomes: Can you sustain a practice without a clinic-based model?”
David Nielsen, MD, executive vice president and CEO of the American Academy of Otolaryngology-Head and Neck Surgery, says that while there is no current groundswell for the model, he can envision physicians being drawn to it for two reasons: an aging cohort of otolaryngologists and younger physicians looking for work-life balance.

—Matthew Russell, MD, oto-hospitalist, University of California at San Francisco
And while the otolaryngology world at large has not yet answered in unison, the presence of what some are calling an oto-hospitalist is the latest in a series of what HM pioneer Robert Wachter, MD, MHM, has termed “hyphenated hospitalists.” Dr. Wachter, chief of hospital medicine and chief of the medical service at UCSF Medical Center, a former SHM board member, and author of the Wachter’s World blog, says the needs of otolaryngology present the same set of circumstances that allowed internal-medicine-based HM to flourish.
“The forces,” Dr. Wachter wrote in January on his blog, “are the same: sick patients, highly specialized providers who may not be comfortable with all the issues that arise in the hospital, and the need to focus on system improvement.”
But just adding hospitalist to a job title is not the mark of HM’s presence.
“You can have any hyphenated medical specialist managing patients, but the question is, What are you getting out of it as a hospital or a hospitalist, or as an institution?” adds Gulshan Sharma MD, MPH, associate professor at the University of Texas Medical Branch at Galveston. “The hospitalists really have to figure out their boundaries.”
Dr. Russell says some physicians could be dismissive of the idea of an oto-hospitalist because they’re not clear about the role. They might picture a glorified resident constantly walking between wards to serve as a secondary opinion for other specialists. “There is a perception that this may not be a glamorous position,” he adds. “There’s an assumption that the position is nonsurgical.”
Dr. Russell’s workflow will include rounding and consultations across different wards, and he will assist with complex airway issues. But he also will perform surgeries and work on quality-improvement (QI) initiatives. For those who doubt the variety that a purely inpatient setting can deliver, Dr. Russell eagerly quotes statistics from a two-year pilot program UCSF ran before hiring him as a full-time ENT hospitalist:
- 300 inpatient consultations the first year, not including ED and urgent care;
- Sinonasal and laryngotracheal were the most common consults;
- 200 procedures generated billings; and
- 45% of procedures were laryngotracheal, 33% were sinonasal/anterior skull base, and 10% were otologic.
"The hospitalist movement, in general, fills a need for the acute-care setting and manages a different set of problems than is seen in the ambulatory clinics,” Dr. Russell says. “That same basic issue is found in otolaryngology. I think it’s an area that is perhaps underappreciated.”
Richard Quinn is a freelance writer based in New Jersey.
Hopkins Physician Sees Bright Future for ENT Hospitalists
In 2000, Nasir Bhatti, MD, associate professor of otolaryngology/head and neck surgery at Johns Hopkins University in Baltimore, started a program similar to the one at UCSF. At Johns Hopkins, Dr. Bhatti, and now his successors, acted primarily as an ENT hospitalist, although he maintained minimal clinic duties as well.
He says the oto-hospitalist model could work efficiently because it would allow physicians, by choice, to determine whether they wanted to focus on surgical procedures or nonsurgical medical services. Those who favor surgery and more intensive procedures could focus on those subspecialties without feeling distracted by the demands of less intensive duties, Dr. Russell adds. Also, Dr. Bhatti points out, the setup could create more revenue capture opportunities from consultations that currently are handled by nurse practitioners (NPs) and physician assistants (PAs).
“Lots of these consultations go unstaffed and, therefore, unbilled,” Dr. Bhatti says.—RQ
Gene Expression Signatures Predict Erlotinib Sensitivity in NSCLC
ORLANDO – A set of epithelial-to-mesenchymal transition genes and a novel five-gene expression signature appear to predict disease control with erlotinib in refractory non–small cell lung cancer patients whether they have endothelial growth factor receptor mutations or not.
These candidate biomarkers have potentially broad impact, as they could help identify erlotinib (Tarceva) sensitivity in the 88% of patients with wild-type endothelial growth factor receptor (EGFR), Dr. John V. Heymach said at the annual meeting of the American Association for Cancer Research.
Dr. Heymach described the two gene profiles in an update of the phase II Biomarker-Integrated Approaches of Targeted Therapy for Lung Cancer Elimination (BATTLE) 1 trial. They were identified retrospectively from gene expression profiling of pretreatment core needle biopsies in 101 BATTLE trial patients and by studying 54 non–small cell lung cancer lines to find genes involved in the epithelial-to-mesenchymal transition (EMT).
Currently, the treatment benefit of erlotinib – a tyrosine kinase inhibitor that acts on EGFR and is approved for the treatment of non–small cell lung cancer (NSCLC) and pancreatic cancer - can be predicted in only about 12% of patients who have certain mutations and amplifications of EGFR, said Dr. Heymach of the University of Texas M.D. Anderson Cancer Center, Houston.
Previously reported results from the BATTLE 1 trial, which were presented at the 2010 AACR annual meeting, focused on prespecified markers as predictors of response to EGFR inhibition; these updated findings focused on novel gene markers that were not prespecified, but were discovered retrospectively from the biopsies taken as part of the earlier BATTLE trial work.
The investigators found a five-gene expression signature, including Lipocalin-2 (LCN2), NPR3, OGG1, TRIM72, and a gene of unknown function called C5orf23, which was predictive of disease control in patients treated with erlotinib who lacked EGFR mutations. Disease control occurred by 8 weeks in 83% of those with the signature, compared with 0% of patients who lacked the signature (P less than .001).
They also found that LCN2 was involved in the EGFR pathway, and was associated with epithelial-type tumor cells. The findings suggest it is a promising potential target for therapy.
The EMT genes that were found to predict disease control in this study did so by a different measure: Disease control by 8 weeks occurred in 64% of those with cells that were still epithelial type, while disease control occurred in only 10% of those with mesenchymal type (P = .02). A gene called Axl, which is a tyrosine kinase receptor, was found to be associated with mesenchymal-type cells, and could also be a potential therapeutic target, Dr. Heymach said.
The predictive value of both the five-gene expression signature and the EMT signature will be tested prospectively in the upcoming BATTLE II trial, which will also test markers from the P13K-AKT pathway, EGFR signatures, and KRAS mutations. The trial will have four treatment arms, including erlotinib, sorafenib (Nexavar), erlotinib plus an AKT inhibitor, and the AKT inhibitor with an MEK inhibitor.
Dr. Thomas J. Lynch Jr., the discussant following Dr. Heymach’s presentation of his findings during a late-breaking abstract session at the AACR meeting, praised the "mining of data" from the landmark BATTLE 1 trial, which resulted in these findings.
While the finding are important, perhaps their greatest value is in "elucidating new targets in non–small cell lung cancer more than necessarily determining who benefits from marginally active therapy," said Dr. Lynch, director of the Yale Cancer Center and physician-in-chief at Smilow Cancer Hospital at Yale-New Haven (Conn.).
The BATTLE 1 trial, conducted by a team of researchers at M.D. Anderson, is the first completed prospective, adaptively randomized study in heavily pretreated non–small cell lung cancer patients that mandated tumor profiling with real-time core needle biopsies. The results of the trial demonstrate the feasibility of this approach, and create a new paradigm for translational research, and they represent a substantial step toward realizing personalized lung cancer therapy, according to the investigators. The findings are published in the inaugural issue of Cancer Discovery, which debuted at the 2011 AACR conference (Cancer Discovery 2011;1:OF42-9).
This study was funded by the U.S. Department of Defense, the M.D. Anderson and University of Texas Southwestern Lung Cancer Specialized Program in Research Excellence, and M.D. Anderson’s Cancer Center Support Grant from the National Cancer Institute. Dr. Heymach disclosed that he has received research support from AstraZeneca and Bayer, and has served on advisory boards for AstraZeneca, Genentech, and Bayer.
ORLANDO – A set of epithelial-to-mesenchymal transition genes and a novel five-gene expression signature appear to predict disease control with erlotinib in refractory non–small cell lung cancer patients whether they have endothelial growth factor receptor mutations or not.
These candidate biomarkers have potentially broad impact, as they could help identify erlotinib (Tarceva) sensitivity in the 88% of patients with wild-type endothelial growth factor receptor (EGFR), Dr. John V. Heymach said at the annual meeting of the American Association for Cancer Research.
Dr. Heymach described the two gene profiles in an update of the phase II Biomarker-Integrated Approaches of Targeted Therapy for Lung Cancer Elimination (BATTLE) 1 trial. They were identified retrospectively from gene expression profiling of pretreatment core needle biopsies in 101 BATTLE trial patients and by studying 54 non–small cell lung cancer lines to find genes involved in the epithelial-to-mesenchymal transition (EMT).
Currently, the treatment benefit of erlotinib – a tyrosine kinase inhibitor that acts on EGFR and is approved for the treatment of non–small cell lung cancer (NSCLC) and pancreatic cancer - can be predicted in only about 12% of patients who have certain mutations and amplifications of EGFR, said Dr. Heymach of the University of Texas M.D. Anderson Cancer Center, Houston.
Previously reported results from the BATTLE 1 trial, which were presented at the 2010 AACR annual meeting, focused on prespecified markers as predictors of response to EGFR inhibition; these updated findings focused on novel gene markers that were not prespecified, but were discovered retrospectively from the biopsies taken as part of the earlier BATTLE trial work.
The investigators found a five-gene expression signature, including Lipocalin-2 (LCN2), NPR3, OGG1, TRIM72, and a gene of unknown function called C5orf23, which was predictive of disease control in patients treated with erlotinib who lacked EGFR mutations. Disease control occurred by 8 weeks in 83% of those with the signature, compared with 0% of patients who lacked the signature (P less than .001).
They also found that LCN2 was involved in the EGFR pathway, and was associated with epithelial-type tumor cells. The findings suggest it is a promising potential target for therapy.
The EMT genes that were found to predict disease control in this study did so by a different measure: Disease control by 8 weeks occurred in 64% of those with cells that were still epithelial type, while disease control occurred in only 10% of those with mesenchymal type (P = .02). A gene called Axl, which is a tyrosine kinase receptor, was found to be associated with mesenchymal-type cells, and could also be a potential therapeutic target, Dr. Heymach said.
The predictive value of both the five-gene expression signature and the EMT signature will be tested prospectively in the upcoming BATTLE II trial, which will also test markers from the P13K-AKT pathway, EGFR signatures, and KRAS mutations. The trial will have four treatment arms, including erlotinib, sorafenib (Nexavar), erlotinib plus an AKT inhibitor, and the AKT inhibitor with an MEK inhibitor.
Dr. Thomas J. Lynch Jr., the discussant following Dr. Heymach’s presentation of his findings during a late-breaking abstract session at the AACR meeting, praised the "mining of data" from the landmark BATTLE 1 trial, which resulted in these findings.
While the finding are important, perhaps their greatest value is in "elucidating new targets in non–small cell lung cancer more than necessarily determining who benefits from marginally active therapy," said Dr. Lynch, director of the Yale Cancer Center and physician-in-chief at Smilow Cancer Hospital at Yale-New Haven (Conn.).
The BATTLE 1 trial, conducted by a team of researchers at M.D. Anderson, is the first completed prospective, adaptively randomized study in heavily pretreated non–small cell lung cancer patients that mandated tumor profiling with real-time core needle biopsies. The results of the trial demonstrate the feasibility of this approach, and create a new paradigm for translational research, and they represent a substantial step toward realizing personalized lung cancer therapy, according to the investigators. The findings are published in the inaugural issue of Cancer Discovery, which debuted at the 2011 AACR conference (Cancer Discovery 2011;1:OF42-9).
This study was funded by the U.S. Department of Defense, the M.D. Anderson and University of Texas Southwestern Lung Cancer Specialized Program in Research Excellence, and M.D. Anderson’s Cancer Center Support Grant from the National Cancer Institute. Dr. Heymach disclosed that he has received research support from AstraZeneca and Bayer, and has served on advisory boards for AstraZeneca, Genentech, and Bayer.
ORLANDO – A set of epithelial-to-mesenchymal transition genes and a novel five-gene expression signature appear to predict disease control with erlotinib in refractory non–small cell lung cancer patients whether they have endothelial growth factor receptor mutations or not.
These candidate biomarkers have potentially broad impact, as they could help identify erlotinib (Tarceva) sensitivity in the 88% of patients with wild-type endothelial growth factor receptor (EGFR), Dr. John V. Heymach said at the annual meeting of the American Association for Cancer Research.
Dr. Heymach described the two gene profiles in an update of the phase II Biomarker-Integrated Approaches of Targeted Therapy for Lung Cancer Elimination (BATTLE) 1 trial. They were identified retrospectively from gene expression profiling of pretreatment core needle biopsies in 101 BATTLE trial patients and by studying 54 non–small cell lung cancer lines to find genes involved in the epithelial-to-mesenchymal transition (EMT).
Currently, the treatment benefit of erlotinib – a tyrosine kinase inhibitor that acts on EGFR and is approved for the treatment of non–small cell lung cancer (NSCLC) and pancreatic cancer - can be predicted in only about 12% of patients who have certain mutations and amplifications of EGFR, said Dr. Heymach of the University of Texas M.D. Anderson Cancer Center, Houston.
Previously reported results from the BATTLE 1 trial, which were presented at the 2010 AACR annual meeting, focused on prespecified markers as predictors of response to EGFR inhibition; these updated findings focused on novel gene markers that were not prespecified, but were discovered retrospectively from the biopsies taken as part of the earlier BATTLE trial work.
The investigators found a five-gene expression signature, including Lipocalin-2 (LCN2), NPR3, OGG1, TRIM72, and a gene of unknown function called C5orf23, which was predictive of disease control in patients treated with erlotinib who lacked EGFR mutations. Disease control occurred by 8 weeks in 83% of those with the signature, compared with 0% of patients who lacked the signature (P less than .001).
They also found that LCN2 was involved in the EGFR pathway, and was associated with epithelial-type tumor cells. The findings suggest it is a promising potential target for therapy.
The EMT genes that were found to predict disease control in this study did so by a different measure: Disease control by 8 weeks occurred in 64% of those with cells that were still epithelial type, while disease control occurred in only 10% of those with mesenchymal type (P = .02). A gene called Axl, which is a tyrosine kinase receptor, was found to be associated with mesenchymal-type cells, and could also be a potential therapeutic target, Dr. Heymach said.
The predictive value of both the five-gene expression signature and the EMT signature will be tested prospectively in the upcoming BATTLE II trial, which will also test markers from the P13K-AKT pathway, EGFR signatures, and KRAS mutations. The trial will have four treatment arms, including erlotinib, sorafenib (Nexavar), erlotinib plus an AKT inhibitor, and the AKT inhibitor with an MEK inhibitor.
Dr. Thomas J. Lynch Jr., the discussant following Dr. Heymach’s presentation of his findings during a late-breaking abstract session at the AACR meeting, praised the "mining of data" from the landmark BATTLE 1 trial, which resulted in these findings.
While the finding are important, perhaps their greatest value is in "elucidating new targets in non–small cell lung cancer more than necessarily determining who benefits from marginally active therapy," said Dr. Lynch, director of the Yale Cancer Center and physician-in-chief at Smilow Cancer Hospital at Yale-New Haven (Conn.).
The BATTLE 1 trial, conducted by a team of researchers at M.D. Anderson, is the first completed prospective, adaptively randomized study in heavily pretreated non–small cell lung cancer patients that mandated tumor profiling with real-time core needle biopsies. The results of the trial demonstrate the feasibility of this approach, and create a new paradigm for translational research, and they represent a substantial step toward realizing personalized lung cancer therapy, according to the investigators. The findings are published in the inaugural issue of Cancer Discovery, which debuted at the 2011 AACR conference (Cancer Discovery 2011;1:OF42-9).
This study was funded by the U.S. Department of Defense, the M.D. Anderson and University of Texas Southwestern Lung Cancer Specialized Program in Research Excellence, and M.D. Anderson’s Cancer Center Support Grant from the National Cancer Institute. Dr. Heymach disclosed that he has received research support from AstraZeneca and Bayer, and has served on advisory boards for AstraZeneca, Genentech, and Bayer.
FROM THE ANNUAL MEETING OF THE AMERICAN ASSOCIATION FOR CANCER RESEARCH
Major Finding: Disease control at 8 weeks was 83% in patients with one signature vs. 0% in those without it, and 64% vs. 10% in a similar analysis of patients with and without the second signature.
Data Source: A retrospective analysis of data from the BATTLE trial in patients with non–small cell lung cancer.
Disclosures: This study was funded by the U.S. Department of Defense, the M.D. Anderson and University of Texas Southwestern Lung Cancer Specialized Program in Research Excellence, and M.D. Anderson’s Cancer Center Support Grant from the National Cancer Institute. Dr. Heymach disclosed that he has received research support from AstraZeneca and Bayer, and has served on advisory boards for AstraZeneca, Genentech, and Bayer.
Ratio of Triglycerides to HDL Predicts Cardiac Events at 10 Years
NEW ORLEANS – In the 10-year follow-up of a study in patients with stable coronary artery disease, the ratio of triglycerides to high-density lipoproteins was highly predictive of major adverse cardiovascular events (MACE).
Dr. Raul D. Santos of the Heart Institute at the University of Sao Paulo Medical School Hospital in Brazil reported the analysis, which was part of the Medical, Angioplasty, or Surgery Study (MASS-II). That study compared the long-term effects of medical treatment, angioplasty, or surgical strategies in patients with stable angina symptoms of multivessel coronary artery disease (CAD) and preserved ventricular function, determining that surgery was the optimal approach in this patient subset (J. Am. Coll. Cardiol. 2004;43:1743-51)
“After 10 years of follow-up of stable CAD patients in MASS-II, the TG/HDL [triglyceride/high-density lipoprotein] ratio was the only lipid parameter independently associated” with major adverse cardiovascular events (MACE), Dr. Santos reported in the poster presentation.
The study randomly assigned 611 patients to coronary artery bypass grafting (CABG), percutaneous coronary intervention (PCI), or medical therapy. Lipid-modifying therapies were equally instituted in all study patient groups. Concentrations of total cholesterol, high-density lipoprotein (HDL), non-HDL cholesterol, and low-density lipoprotein (LDL) cholesterol, as well as LDL/HDL and TG/HDL ratios, were divided according to distribution quartiles. The associations between MACE occurrence and plasma lipids at baseline and at 6 months, as well as other risk factors and randomized CAD treatment, were determined by Cox regression models.
Mean levels of lipids were 150 mg/dL for TG, 37 mg/dL for HDL cholesterol, and 140 mg/dL for LDL cholesterol.
“LDL was not well treated at the time this study began 11 years ago. Only about one third of patients were on statins, and mean levels were about 140 mg/dL,” Dr. Santos said. “Yet, even in these patients with high LDL, the TG/HDL ratio was a marker for later events.”
In the MASS-II patients followed for an average of 11.4 years (range 9-15 years), MACE were observed in 42% of the PCI arm, 59% of the medical therapy arm, and 33% of the CABG arm.
After adjustment for confounders, the investigators found the following factors to be independently associated with MACE: age greater than 65 years, randomization to CABG versus medical therapy, systemic arterial hypertension, and TG/HDL ratio determined at 6 months.
For the TG/HDL ratio, the hazard ratio for the occurrence of MACE, comparing the highest and lowest quartiles of the ratios, was significant at 1.57 (P = .015). Hazard ratios for the third versus first quartiles was 1.38 (P = .098) and for the second versus first quartiles was 0.83 (P = .445). No association was found between MACE and other plasma lipids.
Among patients with a TG/HDL ratio greater than 6, only about 45% of patients were free of MACE at 10 years, compared with greater than 70% for those with a TG/HDL ratio of less than 3.
“The TG/HDL ratio is a marker of residual risk,” Dr. Santos said. “For clinicians, this means that you treat the LDL, of course, but you need to look at triglycerides and HDL. While the lab doesn’t give you this ratio, it’s very easy to calculate.”
Dr. Gerald S. Berenson of Tulane University School of Medicine, New Orleans, and principal investigator of the Bogalusa Heart Study, viewed the poster with interest. “This is very important information,” he said. “The TG/HDL ratio is so easy to measure. Everyone is looking at particle size, and so forth, but we routinely get these levels, so you just need to look at the ratio. It’s a good measure of insulin resistance as well.”
Dr. Santos has served on the speakers bureaus of Novartis, Merck, Biolab, and Bristol-Myers Squibb. Dr. Berenson had no relevant conflicts of interest.
NEW ORLEANS – In the 10-year follow-up of a study in patients with stable coronary artery disease, the ratio of triglycerides to high-density lipoproteins was highly predictive of major adverse cardiovascular events (MACE).
Dr. Raul D. Santos of the Heart Institute at the University of Sao Paulo Medical School Hospital in Brazil reported the analysis, which was part of the Medical, Angioplasty, or Surgery Study (MASS-II). That study compared the long-term effects of medical treatment, angioplasty, or surgical strategies in patients with stable angina symptoms of multivessel coronary artery disease (CAD) and preserved ventricular function, determining that surgery was the optimal approach in this patient subset (J. Am. Coll. Cardiol. 2004;43:1743-51)
“After 10 years of follow-up of stable CAD patients in MASS-II, the TG/HDL [triglyceride/high-density lipoprotein] ratio was the only lipid parameter independently associated” with major adverse cardiovascular events (MACE), Dr. Santos reported in the poster presentation.
The study randomly assigned 611 patients to coronary artery bypass grafting (CABG), percutaneous coronary intervention (PCI), or medical therapy. Lipid-modifying therapies were equally instituted in all study patient groups. Concentrations of total cholesterol, high-density lipoprotein (HDL), non-HDL cholesterol, and low-density lipoprotein (LDL) cholesterol, as well as LDL/HDL and TG/HDL ratios, were divided according to distribution quartiles. The associations between MACE occurrence and plasma lipids at baseline and at 6 months, as well as other risk factors and randomized CAD treatment, were determined by Cox regression models.
Mean levels of lipids were 150 mg/dL for TG, 37 mg/dL for HDL cholesterol, and 140 mg/dL for LDL cholesterol.
“LDL was not well treated at the time this study began 11 years ago. Only about one third of patients were on statins, and mean levels were about 140 mg/dL,” Dr. Santos said. “Yet, even in these patients with high LDL, the TG/HDL ratio was a marker for later events.”
In the MASS-II patients followed for an average of 11.4 years (range 9-15 years), MACE were observed in 42% of the PCI arm, 59% of the medical therapy arm, and 33% of the CABG arm.
After adjustment for confounders, the investigators found the following factors to be independently associated with MACE: age greater than 65 years, randomization to CABG versus medical therapy, systemic arterial hypertension, and TG/HDL ratio determined at 6 months.
For the TG/HDL ratio, the hazard ratio for the occurrence of MACE, comparing the highest and lowest quartiles of the ratios, was significant at 1.57 (P = .015). Hazard ratios for the third versus first quartiles was 1.38 (P = .098) and for the second versus first quartiles was 0.83 (P = .445). No association was found between MACE and other plasma lipids.
Among patients with a TG/HDL ratio greater than 6, only about 45% of patients were free of MACE at 10 years, compared with greater than 70% for those with a TG/HDL ratio of less than 3.
“The TG/HDL ratio is a marker of residual risk,” Dr. Santos said. “For clinicians, this means that you treat the LDL, of course, but you need to look at triglycerides and HDL. While the lab doesn’t give you this ratio, it’s very easy to calculate.”
Dr. Gerald S. Berenson of Tulane University School of Medicine, New Orleans, and principal investigator of the Bogalusa Heart Study, viewed the poster with interest. “This is very important information,” he said. “The TG/HDL ratio is so easy to measure. Everyone is looking at particle size, and so forth, but we routinely get these levels, so you just need to look at the ratio. It’s a good measure of insulin resistance as well.”
Dr. Santos has served on the speakers bureaus of Novartis, Merck, Biolab, and Bristol-Myers Squibb. Dr. Berenson had no relevant conflicts of interest.
NEW ORLEANS – In the 10-year follow-up of a study in patients with stable coronary artery disease, the ratio of triglycerides to high-density lipoproteins was highly predictive of major adverse cardiovascular events (MACE).
Dr. Raul D. Santos of the Heart Institute at the University of Sao Paulo Medical School Hospital in Brazil reported the analysis, which was part of the Medical, Angioplasty, or Surgery Study (MASS-II). That study compared the long-term effects of medical treatment, angioplasty, or surgical strategies in patients with stable angina symptoms of multivessel coronary artery disease (CAD) and preserved ventricular function, determining that surgery was the optimal approach in this patient subset (J. Am. Coll. Cardiol. 2004;43:1743-51)
“After 10 years of follow-up of stable CAD patients in MASS-II, the TG/HDL [triglyceride/high-density lipoprotein] ratio was the only lipid parameter independently associated” with major adverse cardiovascular events (MACE), Dr. Santos reported in the poster presentation.
The study randomly assigned 611 patients to coronary artery bypass grafting (CABG), percutaneous coronary intervention (PCI), or medical therapy. Lipid-modifying therapies were equally instituted in all study patient groups. Concentrations of total cholesterol, high-density lipoprotein (HDL), non-HDL cholesterol, and low-density lipoprotein (LDL) cholesterol, as well as LDL/HDL and TG/HDL ratios, were divided according to distribution quartiles. The associations between MACE occurrence and plasma lipids at baseline and at 6 months, as well as other risk factors and randomized CAD treatment, were determined by Cox regression models.
Mean levels of lipids were 150 mg/dL for TG, 37 mg/dL for HDL cholesterol, and 140 mg/dL for LDL cholesterol.
“LDL was not well treated at the time this study began 11 years ago. Only about one third of patients were on statins, and mean levels were about 140 mg/dL,” Dr. Santos said. “Yet, even in these patients with high LDL, the TG/HDL ratio was a marker for later events.”
In the MASS-II patients followed for an average of 11.4 years (range 9-15 years), MACE were observed in 42% of the PCI arm, 59% of the medical therapy arm, and 33% of the CABG arm.
After adjustment for confounders, the investigators found the following factors to be independently associated with MACE: age greater than 65 years, randomization to CABG versus medical therapy, systemic arterial hypertension, and TG/HDL ratio determined at 6 months.
For the TG/HDL ratio, the hazard ratio for the occurrence of MACE, comparing the highest and lowest quartiles of the ratios, was significant at 1.57 (P = .015). Hazard ratios for the third versus first quartiles was 1.38 (P = .098) and for the second versus first quartiles was 0.83 (P = .445). No association was found between MACE and other plasma lipids.
Among patients with a TG/HDL ratio greater than 6, only about 45% of patients were free of MACE at 10 years, compared with greater than 70% for those with a TG/HDL ratio of less than 3.
“The TG/HDL ratio is a marker of residual risk,” Dr. Santos said. “For clinicians, this means that you treat the LDL, of course, but you need to look at triglycerides and HDL. While the lab doesn’t give you this ratio, it’s very easy to calculate.”
Dr. Gerald S. Berenson of Tulane University School of Medicine, New Orleans, and principal investigator of the Bogalusa Heart Study, viewed the poster with interest. “This is very important information,” he said. “The TG/HDL ratio is so easy to measure. Everyone is looking at particle size, and so forth, but we routinely get these levels, so you just need to look at the ratio. It’s a good measure of insulin resistance as well.”
Dr. Santos has served on the speakers bureaus of Novartis, Merck, Biolab, and Bristol-Myers Squibb. Dr. Berenson had no relevant conflicts of interest.
FROM THE ANNUAL MEETING OF THE AMERICAN COLLEGE OF CARDIOLOGY
Major Finding: For the TG/HDL ratio, the hazard ratio for the
occurrence of MACE, comparing the highest and lowest quartiles of the
ratios, was significant at 1.57 at a mean 10-year-follow-up.
Data Source:
An analysis of 611 patients with stable angina symptoms of multivessel
coronary artery disease and preserved ventricular function in the
Medical, Angioplasty, or Surgery Study (MASS-II).
Disclosures: Dr. Raul D. Santos has served on the speakers bureaus of Novartis, Merck, Biolab, and Bristol-Myers Squibb.
Mipomersen Cut LDL Cholesterol Levels in Statin-Resistant Patients
NEW ORLEANS – In patients with hypercholesterolemia and high cardiovascular risk, the novel agent mipomersen administered as add-on therapy led to robust reductions in LDL cholesterol, based on the results of a double-blind, phase III study presented at the annual scientific sessions of the American College of Cardiology.
"In high-risk patients refractory to maximally tolerated statin therapy, the addition of mipomersen significantly reduced LDL-C and other atherogenic lipids and lipoproteins," said Dr. William C. Cromwell of the Presbyterian Cardiovascular Institute in Charlotte, N.C.
Mipomersen is the first of a new class of agents called apolipoprotein B (apoB) synthesis inhibitors. In the study, the drug was administered subcutaneously once a week. Among its side effects were injection site reactions, increases in alanine aminotransferase (ALT) levels, and steatosis.
The study included 158 patients at high risk for cardiovascular events who were unable to achieve target LDL-C levels with statins, bile-acid sequestrants, and niacin. At baseline, all patients were on maximally tolerated doses of a statin; 63 were on the maximal approved dose, and 25 were also receiving ezetimibe.
All subjects had LDL-C levels of at least 100 mg/dL and triglycerides below 200 mg/dL. They were randomized 2:1 to 200 mg subcutaneous mipomersen or placebo weekly for 26 weeks. The primary end point was percent change in LDL-C from baseline at week 28 or 2 weeks after the last dose if treatment was not completed.
LDL-C levels of less than 100 mg/dL were achieved by 77 (76%) mipomersen-treated patients, compared with 19 (38%) placebo-treated patients. LDL-C levels of less than 70 mg/dL were achieved by 51 (50%) and 4 (8%), respectively.
The percent reduction in LDL cholesterol from baseline to the primary efficacy time point was a 37% drop in the mipomersen arm and a 5% drop in the placebo arm, a significant difference.
"LDL-C levels decreased through the first 17 weeks of treatment and remained relatively low through week 28," Dr. Cromwell observed. "Mipomersen’s lipid-lowering effects were independent of baseline LDL-C or race, and were similar for patients with and without diabetes."
The effect of the drug in the diabetic subset was robust. In the diabetes cohort, the mean decline in LDL-C from baseline was 51% for the 56 patients on mipomersen and 32% for the 29 on placebo.
Dr. Cromwell noted that the drug had a more pronounced effect in females and in patients whose age was above the median. However, mipomersen’s effects in males and in younger persons were still statistically significant and clinically meaningful.
Mipomersen also was associated with significant reductions from baseline values in apoB (38%), total cholesterol (26%), non-HDL cholesterol (36%), and lipoprotein(a) (24%). HDL-C levels did not change significantly from baseline.
Sixty of the 105 mipomersen-treated patients (57%) and 44 of 52 placebo patients (85%) completed treatment. A total of 26 mipomersen-treated patients and 2 placebo-treated patients discontinued due to on-treatment adverse events. Of the mipomersen noncompleters, seven discontinued due to a liver enzyme-related adverse event, and seven stopped because of an injection site reaction.
Injection site reactions were the most common adverse event, occurring in 78% of the mipomersen group and 31% of the placebo group. Flu-like symptoms occurred in 34% and 21%, respectively.
"Injection site reaction is the biggest side effect with this drug. This ranges from induration to redness, and some patients have skin discoloration. It’s real, and it does have to be managed," Dr. Cromwell acknowledged.
ALT elevations at least 3 times the upper limit of normal were observed in 14% of patients on mipomersen, versus none receiving placebo, but this occurred without concomitant significant bilirubin elevations, he said. For 10% of patients, ALT elevations occurred on consecutive measurements at least 7 days apart. One patient had an ALT of at least 10 times the upper limit of normal.
"We don’t see this as a huge ALT signal," Dr. Cromwell pointed out. "This is against the backdrop of a statin, which is already sensitizing the liver. We think it’s reassuring."
Approximately one-third of patients had an increase in steatosis, defined as liver fat increasing by at least 5%; median percent change from baseline was 15%. "This does not represent a huge accumulation of fat. Instead, it is a signal that it’s there at 28 weeks, and it is not particularly worrying. In a series of patients with much longer exposures, there is a plateau in this increase."
Dr. Patrick Moriarty, a lipid specialist who is assistant professor of medicine at the University of Kansas, Kansas City, commented, "We treat many refractory patients, and I can tell you that a drug of this class is very much needed in this patient population. It will help get their lipid numbers down."
The fact that patients achieve good LDL-C reductions on top of statin therapy is very encouraging, he said, noting, "The drug is not for every patient, but it could fill the need for an effective treatment in a small subset."
In Dr. Moriarty’s opinion, the injectable delivery will not be a barrier to acceptance. "It could be a problem for some patients and physicians, but patients can do these injections themselves, just like diabetes patients do. In studies I’ve participated in, we offer patients the opportunity to have the nurse give them the injections but most patients learn to do [the injections] themselves."
The study was sponsored by Isis Pharmaceuticals and Genzyme Corporation. Dr. Cromwell has received consultant fees or honoraria from Isis. Dr. Moriarty has participated in clinical trials of mipomersen.
NEW ORLEANS – In patients with hypercholesterolemia and high cardiovascular risk, the novel agent mipomersen administered as add-on therapy led to robust reductions in LDL cholesterol, based on the results of a double-blind, phase III study presented at the annual scientific sessions of the American College of Cardiology.
"In high-risk patients refractory to maximally tolerated statin therapy, the addition of mipomersen significantly reduced LDL-C and other atherogenic lipids and lipoproteins," said Dr. William C. Cromwell of the Presbyterian Cardiovascular Institute in Charlotte, N.C.
Mipomersen is the first of a new class of agents called apolipoprotein B (apoB) synthesis inhibitors. In the study, the drug was administered subcutaneously once a week. Among its side effects were injection site reactions, increases in alanine aminotransferase (ALT) levels, and steatosis.
The study included 158 patients at high risk for cardiovascular events who were unable to achieve target LDL-C levels with statins, bile-acid sequestrants, and niacin. At baseline, all patients were on maximally tolerated doses of a statin; 63 were on the maximal approved dose, and 25 were also receiving ezetimibe.
All subjects had LDL-C levels of at least 100 mg/dL and triglycerides below 200 mg/dL. They were randomized 2:1 to 200 mg subcutaneous mipomersen or placebo weekly for 26 weeks. The primary end point was percent change in LDL-C from baseline at week 28 or 2 weeks after the last dose if treatment was not completed.
LDL-C levels of less than 100 mg/dL were achieved by 77 (76%) mipomersen-treated patients, compared with 19 (38%) placebo-treated patients. LDL-C levels of less than 70 mg/dL were achieved by 51 (50%) and 4 (8%), respectively.
The percent reduction in LDL cholesterol from baseline to the primary efficacy time point was a 37% drop in the mipomersen arm and a 5% drop in the placebo arm, a significant difference.
"LDL-C levels decreased through the first 17 weeks of treatment and remained relatively low through week 28," Dr. Cromwell observed. "Mipomersen’s lipid-lowering effects were independent of baseline LDL-C or race, and were similar for patients with and without diabetes."
The effect of the drug in the diabetic subset was robust. In the diabetes cohort, the mean decline in LDL-C from baseline was 51% for the 56 patients on mipomersen and 32% for the 29 on placebo.
Dr. Cromwell noted that the drug had a more pronounced effect in females and in patients whose age was above the median. However, mipomersen’s effects in males and in younger persons were still statistically significant and clinically meaningful.
Mipomersen also was associated with significant reductions from baseline values in apoB (38%), total cholesterol (26%), non-HDL cholesterol (36%), and lipoprotein(a) (24%). HDL-C levels did not change significantly from baseline.
Sixty of the 105 mipomersen-treated patients (57%) and 44 of 52 placebo patients (85%) completed treatment. A total of 26 mipomersen-treated patients and 2 placebo-treated patients discontinued due to on-treatment adverse events. Of the mipomersen noncompleters, seven discontinued due to a liver enzyme-related adverse event, and seven stopped because of an injection site reaction.
Injection site reactions were the most common adverse event, occurring in 78% of the mipomersen group and 31% of the placebo group. Flu-like symptoms occurred in 34% and 21%, respectively.
"Injection site reaction is the biggest side effect with this drug. This ranges from induration to redness, and some patients have skin discoloration. It’s real, and it does have to be managed," Dr. Cromwell acknowledged.
ALT elevations at least 3 times the upper limit of normal were observed in 14% of patients on mipomersen, versus none receiving placebo, but this occurred without concomitant significant bilirubin elevations, he said. For 10% of patients, ALT elevations occurred on consecutive measurements at least 7 days apart. One patient had an ALT of at least 10 times the upper limit of normal.
"We don’t see this as a huge ALT signal," Dr. Cromwell pointed out. "This is against the backdrop of a statin, which is already sensitizing the liver. We think it’s reassuring."
Approximately one-third of patients had an increase in steatosis, defined as liver fat increasing by at least 5%; median percent change from baseline was 15%. "This does not represent a huge accumulation of fat. Instead, it is a signal that it’s there at 28 weeks, and it is not particularly worrying. In a series of patients with much longer exposures, there is a plateau in this increase."
Dr. Patrick Moriarty, a lipid specialist who is assistant professor of medicine at the University of Kansas, Kansas City, commented, "We treat many refractory patients, and I can tell you that a drug of this class is very much needed in this patient population. It will help get their lipid numbers down."
The fact that patients achieve good LDL-C reductions on top of statin therapy is very encouraging, he said, noting, "The drug is not for every patient, but it could fill the need for an effective treatment in a small subset."
In Dr. Moriarty’s opinion, the injectable delivery will not be a barrier to acceptance. "It could be a problem for some patients and physicians, but patients can do these injections themselves, just like diabetes patients do. In studies I’ve participated in, we offer patients the opportunity to have the nurse give them the injections but most patients learn to do [the injections] themselves."
The study was sponsored by Isis Pharmaceuticals and Genzyme Corporation. Dr. Cromwell has received consultant fees or honoraria from Isis. Dr. Moriarty has participated in clinical trials of mipomersen.
NEW ORLEANS – In patients with hypercholesterolemia and high cardiovascular risk, the novel agent mipomersen administered as add-on therapy led to robust reductions in LDL cholesterol, based on the results of a double-blind, phase III study presented at the annual scientific sessions of the American College of Cardiology.
"In high-risk patients refractory to maximally tolerated statin therapy, the addition of mipomersen significantly reduced LDL-C and other atherogenic lipids and lipoproteins," said Dr. William C. Cromwell of the Presbyterian Cardiovascular Institute in Charlotte, N.C.
Mipomersen is the first of a new class of agents called apolipoprotein B (apoB) synthesis inhibitors. In the study, the drug was administered subcutaneously once a week. Among its side effects were injection site reactions, increases in alanine aminotransferase (ALT) levels, and steatosis.
The study included 158 patients at high risk for cardiovascular events who were unable to achieve target LDL-C levels with statins, bile-acid sequestrants, and niacin. At baseline, all patients were on maximally tolerated doses of a statin; 63 were on the maximal approved dose, and 25 were also receiving ezetimibe.
All subjects had LDL-C levels of at least 100 mg/dL and triglycerides below 200 mg/dL. They were randomized 2:1 to 200 mg subcutaneous mipomersen or placebo weekly for 26 weeks. The primary end point was percent change in LDL-C from baseline at week 28 or 2 weeks after the last dose if treatment was not completed.
LDL-C levels of less than 100 mg/dL were achieved by 77 (76%) mipomersen-treated patients, compared with 19 (38%) placebo-treated patients. LDL-C levels of less than 70 mg/dL were achieved by 51 (50%) and 4 (8%), respectively.
The percent reduction in LDL cholesterol from baseline to the primary efficacy time point was a 37% drop in the mipomersen arm and a 5% drop in the placebo arm, a significant difference.
"LDL-C levels decreased through the first 17 weeks of treatment and remained relatively low through week 28," Dr. Cromwell observed. "Mipomersen’s lipid-lowering effects were independent of baseline LDL-C or race, and were similar for patients with and without diabetes."
The effect of the drug in the diabetic subset was robust. In the diabetes cohort, the mean decline in LDL-C from baseline was 51% for the 56 patients on mipomersen and 32% for the 29 on placebo.
Dr. Cromwell noted that the drug had a more pronounced effect in females and in patients whose age was above the median. However, mipomersen’s effects in males and in younger persons were still statistically significant and clinically meaningful.
Mipomersen also was associated with significant reductions from baseline values in apoB (38%), total cholesterol (26%), non-HDL cholesterol (36%), and lipoprotein(a) (24%). HDL-C levels did not change significantly from baseline.
Sixty of the 105 mipomersen-treated patients (57%) and 44 of 52 placebo patients (85%) completed treatment. A total of 26 mipomersen-treated patients and 2 placebo-treated patients discontinued due to on-treatment adverse events. Of the mipomersen noncompleters, seven discontinued due to a liver enzyme-related adverse event, and seven stopped because of an injection site reaction.
Injection site reactions were the most common adverse event, occurring in 78% of the mipomersen group and 31% of the placebo group. Flu-like symptoms occurred in 34% and 21%, respectively.
"Injection site reaction is the biggest side effect with this drug. This ranges from induration to redness, and some patients have skin discoloration. It’s real, and it does have to be managed," Dr. Cromwell acknowledged.
ALT elevations at least 3 times the upper limit of normal were observed in 14% of patients on mipomersen, versus none receiving placebo, but this occurred without concomitant significant bilirubin elevations, he said. For 10% of patients, ALT elevations occurred on consecutive measurements at least 7 days apart. One patient had an ALT of at least 10 times the upper limit of normal.
"We don’t see this as a huge ALT signal," Dr. Cromwell pointed out. "This is against the backdrop of a statin, which is already sensitizing the liver. We think it’s reassuring."
Approximately one-third of patients had an increase in steatosis, defined as liver fat increasing by at least 5%; median percent change from baseline was 15%. "This does not represent a huge accumulation of fat. Instead, it is a signal that it’s there at 28 weeks, and it is not particularly worrying. In a series of patients with much longer exposures, there is a plateau in this increase."
Dr. Patrick Moriarty, a lipid specialist who is assistant professor of medicine at the University of Kansas, Kansas City, commented, "We treat many refractory patients, and I can tell you that a drug of this class is very much needed in this patient population. It will help get their lipid numbers down."
The fact that patients achieve good LDL-C reductions on top of statin therapy is very encouraging, he said, noting, "The drug is not for every patient, but it could fill the need for an effective treatment in a small subset."
In Dr. Moriarty’s opinion, the injectable delivery will not be a barrier to acceptance. "It could be a problem for some patients and physicians, but patients can do these injections themselves, just like diabetes patients do. In studies I’ve participated in, we offer patients the opportunity to have the nurse give them the injections but most patients learn to do [the injections] themselves."
The study was sponsored by Isis Pharmaceuticals and Genzyme Corporation. Dr. Cromwell has received consultant fees or honoraria from Isis. Dr. Moriarty has participated in clinical trials of mipomersen.
FROM THE ANNUAL MEETING OF THE AMERICAN COLLEGE OF CARDIOLOGY
Major Finding: LDL-C levels of less than 100 mg/dL were achieved by 76% of mipomersen-treated patients, compared with 38% of placebo-treated patients. LDL-C levels of less than 70 mg/dL were achieved by 50% and 8%, respectively.
Data Source: The double-blind study included 158 high-risk patients who were unable to achieve target LDL-C levels on optimal therapy and were randomized 2:1 to 200 mg subcutaneous mipomersen or placebo weekly for 26 weeks.
Disclosures: The study was sponsored by Isis Pharmaceuticals and Genzyme Corporation. Dr. Cromwell has received consultant fees or honoraria from Isis. Dr. Moriarty has participated in clinical trials of mipomersen.
Recognizing Depression in Patients with Cancer
How we do it


Article Outline
Data summarized in an excellent review by Pirl published in 2004 show that up to one in five Americans will experience depressive symptoms over the course of their lifetime and that approximately 10%–25% of cancer patients meet criteria for clinical depression.[1] and [2] As our ability to treat depression has improved over the years, thanks in great part to advances in pharmacology and behavioral therapies, it is now critically important to recognize and treat this debilitating disease in individuals with cancer.3 Evidence exists that untreated depression is associated with a worse overall survival for some cancer patients and, paradoxically, that up to half of patients with cancer and concurrent depression are undertreated or receive no treatment.[4], [5] and [6] Medical oncologists receive little or no formal training in psycho-oncology yet are often faced with patients who exhibit changes in mood and become progressively disabled by psychiatric symptoms. Methodical assessment and frequent inquiry may identify patients with cancer and depression.
Peeling Back the Onion: Sorting through Symptoms to Reach a Diagnosis
A diagnosis of cancer often precipitates intense emotions such as fear, sadness, and sometimes anger.2 Individuals who may never have given much thought to their own death are confronted with the very real possibility of a shortened life and future suffering. Roles and relationships shift, careers are interrupted, and daily routines may be sacrificed to make room for cancer treatment. Add to this the financial worries that often accompany a serious illness and it is not surprising that patients may require some level of professional guidance or intervention in order to cope with the crisis. As a quick rule of thumb, it takes about 3–4 weeks after diagnosis to adjust, and during that period it is quite normal for patients to experience intense feelings.7 Weissman and Worden, among the first psychiatrists to study distress in cancer patients, described an acute syndrome of distress over existential plight with the diagnosis and with a recurrence that lasts about 100 days.8 Most individuals, given time and adequate support, will find the inner resources to cope with distressing symptoms and find a new normal. Not all do however, and it is important for oncologists to inquire at regular intervals about how the patient is feeling and coping with illness. A recent study by Lo et al9 found that predictors of depressive symptoms in patients with solid tumors included younger age, antidepressant use at baseline, lower self-esteem and spiritual well-being, greater attachment anxiety, hopelessness, the physical burden of symptoms, and proximity to death.
To facilitate screening for emotional distress in the context of a diagnosis of cancer, the National Comprehensive Cancer Network (NCCN) established guidelines that provide a reproducible algorithm for triaging patients with a suspected depression to mental health professionals.10 These guidelines were updated in 2010 and are widely available.11 The consensus definition of distress in cancer is “a multifactorial, unpleasant emotional experience of a psychological (cognitive, behavioral, emotional), social, and/or spiritual nature that may interfere with the ability to cope effectively with cancer, its physical symptoms and its treatment. Distress extends along a continuum, ranging from common feelings of vulnerability, sadness, and fears to problems that can become disabling, such as depression, anxiety, panic, social isolation, and existential and spiritual crisis.”10 By framing distress as a very broad concept, the guidelines separate the broad gamut of normal emotions from the distinct psychiatric syndromes of anxiety and depression which require specialized professional interventions.12
Distress may be a normal response to a threat or crisis, but depressive symptoms should alert the clinician that something more serious is going on. The appearance of persistent symptoms of dysphoria, hopelessness, helplessness, loss of self-esteem, feelings of worthlessness, and suicidal ideation indicates a psychiatric illness.13 The DSM-IV defines a major depressive episode as experiencing either dysphoria or anhedonia in addition to at least five somatic symptoms for at least 2 weeks.14 These somatic symptoms may well overlap with those experienced by patients as a direct result of their cancer or its treatment. Among these are changes in appetite, weight, or sleep; fatigue; loss of energy; and a diminished ability to think or concentrate. The challenge for clinicians is to tease apart the physiologic consequences of disease and side effects of medications from those due to profound and disabling psychiatric syndromes.
Many symptoms caused by cancer itself can be confused with neurovegetative symptoms of depression. Pain is known to modulate the reporting of symptoms; fatigue and weight changes are often secondary to cancer treatment or the illness itself. Patients often feel fatigued due to the heightened metabolic state present when there is a high burden of disease, and cytokines elevated in malignancy have been shown to cause fatigue and appetite suppression. There is a growing literature regarding the development of aberrant sleep patterns in patients with cancer, which can be mistaken for depressive daytime somnolence or insomnia.[15], [16], [17] and [18] Some cancers themselves are associated with a higher risk of depressive symptoms, including pancreatic cancer and cancers of the head and neck.[19], [20] and [21] Chemotherapy can also induce fatigue, insomnia, and anhedonia, as can the steroids often used concomitantly with chemotherapeutic or biologic agents. Interferon-alpha, used to treat melanoma and renal cell cancer, has been associated with depression in 3%–40% of patients; and there is a 5% rate of suicidal thoughts.22
Cancer patients exhibit a range of coping styles and varying degrees of emotional resiliency. If a patient is able to process his or her emotional responses to the physical threat of a diagnosis and becomes mobilized in such a way that he or she obtains useful information and is able to prioritize concerns, obtain social support, and move toward a coherent treatment plan, one can easily assume that he or she is coping well.23 On the other hand, if the patient appears unable to make a decision about treatment, avoids addressing or discussing important issues, and retreats from family, friends, and/or the medical team, one can infer that he or she is having trouble coping and could benefit from a referral to a mental health professional for evaluation.23 Known risk factors for poor coping and for developing depression include social isolation, use of few coping strategies, a history of recent losses or multiple obligations, inflexible coping strategies, the presence of pain, and socioeconomic pressures.[8] and [23] In extreme cases, patients may resort to deferring decisions or simply denying the problem.
Keep in mind there may also be cultural or personal barriers that interfere with a timely and accurate diagnosis of depression.12 Many families believe strongly in the “power of positive thinking” and need to feel that their family member is a “fighter.” This type of encouragement may at times be helpful for a patient, but it may not leave a safe opening for the expression of fear, pain, or depressed mood. If the matriarch or patriarch of the family has supported everyone else through the difficulties in their lives, she or he may not feel able to show weakness and seek help for depression. This can be a difficult patient to diagnose as the only clue to suffering may be easy to miss. In fact, if there are very few questions or complaints when there is clear physical suffering, one needs to worry that the patient is unable to express his or her deep concerns. The clinician who spots this situation early on may be able to lead the patient in the direction of expressing his or her feelings by suggesting that others in similar situations also experience stress or sadness. Finding a private time to talk, away from family members, may also provide a more comfortable environment for a candid conversation.
If we think of the disease trajectory as a marathon, then we can learn to recognize certain landmarks along the course and remember that these pose enormous challenges to patients. In addition to receiving the initial diagnosis, the period of active treatment, the conclusion of active treatment, and the time of disease recurrence pose specific challenges and precipitate intense emotions. Disease recurrence is a time of great anxiety when there is a need to plan for future treatment and an upheaval of the timeline a patient may have made.24
Should the Oncologist Offer Treatment for Depression?
Oncologists assume an important role in the medical care of their patients and often initiate or modify treatments for other medical conditions. If a patient develops hypertension or diabetes during or as a direct consequence of treatment, most oncologists feel comfortable starting medication and may then comanage the patient with internists. Primary care physicians and oncologists are typically familiar with a few basic antidepressants, and many are willing to prescribe these for patients who meet the diagnostic criteria for depression, especially since it takes weeks to achieve adequate therapeutic levels for many of these drugs. Recognizing the presence of depression is thus a key diagnostic intervention.
Several efforts have been made to develop self-report screening inventories that can improve the accuracy and efficiency of detection of depressive symptoms and are brief enough to administer in the setting of an office visit. Some tools have been validated and correlate well with more detailed inventories, although the gold standard remains the detailed psychiatric interview.25 A single-item interview screening proposed by Chochinov et al25 years ago performs as well as or better than longer instruments and is remarkably simple to remember. Asking patients “Are you depressed?” in a brief screening interview correctly identified the eventual diagnostic outcome of every patient in initial studies and has been adopted broadly by oncologists and palliative care clinicians caring for patients who are terminally ill.
We support immediate referral to a psychiatrist for any patient who exhibits symptoms of depression, and there is universal agreement that any person who may be suicidal should be referred immediately for urgent psychiatric evaluation. In practice, however, there are two main barriers to successful referrals for those who may be considered to be “managing” and not considered at risk for suicide: Patients are sometimes resistant to or reluctant to accept a recommendation for referral, and the shortage of mental health professionals trained in psycho-oncology limits quick access. It is, therefore, not surprising that cancer clinicians often initiate pharmacologic therapy for depression and provide emotional support to patients and families. Kadan-Lottick and colleagues5 reported that although 90% of patients agreed that they were willing to receive treatment for emotional distress associated with their cancer diagnosis, only 28% accessed treatment. Approximately 55% of the patients diagnosed in that study with major psychiatric disorders did not access treatment. It has been our experience that oncologists are often willing to initiate pharmacologic therapy while the patient is waiting for an appointment with a specialist.
The most frequently prescribed antidepressant medications are the selective serotonin reuptake inhibitors (SSRIs). Frequently, the choice of antidepressant is based on the side-effect profile of a particular medication as there are many effective options, none of which appears to be significantly more efficacious than the others.7 Antidepressants considered to be sedating may not be the preferred option for patients who have significant neurovegetative symptoms including fatigue and low energy. Conversely, antidepressants that cause anorexia and insomnia are poor options for patients experiencing sleepless nights and continued weight loss. Options for more activating antidepressants include sertraline, escitalopram, bupropion, and venlafaxine, while more sedating antidepressant medications include paroxetine and mirtazapine.7 Methylphenidate, a drug frequently used to treat attention-deficit/hyperactivity disorder, has been very effective in patients with low energy and anorexia.[26] and [27] Starting at a low dose in the morning, especially in the elderly, helps to minimize tachycardia and sleeplessness, which can be unwanted side effects of this medication. Lastly, a key point when choosing a medication is the potential for drug–drug interactions. Multiple antidepressants, including paroxetine, fluoxetine, fluvoxamine, and bupropion, interact with the cytochrome P-450 2D6 system, making them more likely to interact with medications commonly used in oncology.28 One example of this potential for interaction occurs with tamoxifen, which is metabolized into its active form, endoxifen, by the cytochrome P-450 2D6 system. It may not be available in adequate concentrations in the setting of antidepressant medications like paroxetine, an inhibitor of cytochrome P-450 2D6. Whether this ultimately influences the efficacy of anticancer treatment is still under investigation.
While psychotherapy is outside the scope of most practicing oncologists, it may be helpful to provide patients with some guidance about the range of available therapies. Individuals may express a clear preference for nonpharmacologic treatments, so it is important for cancer clinicians to familiarize themselves with a few such options. These include cognitive behavioral therapy (CBT), intensive psychotherapy, and group therapy. These interventions can aid patients in reducing anxiety and in strengthening their personal coping mechanisms. Studies to rigorously evaluate the efficacy of these interventions have been challenging to complete because of the lack of a “gold standard” definition of depression in cancer, no consensus on an appropriate length of treatment, no clear way to monitor compliance with a given therapy, and varied definitions of appropriate end points.12 Despite the challenges, several meta-analyses have been compiled to sort through the data. The more commonly referenced meta-analyses have included thousands of patients undergoing nonpharmacologic interventions ranging from individual psychotherapy to group therapy as far back as 1954.[29], [30], [31], [32], [33] and [34] None of the interventions indicate that any particular therapy is more clearly beneficial than another.
CBT has received recent attention and appears to be a good option for many cancer patients with depression. A review by Williams and Dale in the British Journal of Cancer in 200633 outlines 10 studies focusing on the use of CBT in cancer patients with mixed results. Of these, only two found CBT to be ineffective, whereas the rest demonstrated some benefit in reduction of depressive symptoms and improvement in quality of life for patients with a wide assortment of primary malignancies. Most found early improvement in symptoms but not necessarily long-term persistence of the initial positive effects. Group therapy has also been thoroughly studied in depression in cancer patients since Spiegel's landmark study in the late 1980s and has been shown to decrease anxiety, depression, and pain and to increase effective coping.[34], [35], [36], [37], [38] and [39] Many patients report positive experiences in support groups, but others express an intuitive fear that listening to other patients' concerns and negative thoughts will impair their own overall mood and outlook. Not all patients feel comfortable expressing their personal fears, doubts, and frustrations with a group of relative strangers. Any of these concerns is a sufficient reason to advise more personalized attention in a private therapy session with a specialist. Choosing between individual psychotherapy, group, and family therapy can be construed as another aspect of providing truly “personalized” cancer care.
A substantial number of patients worldwide turn to complementary and alternative therapies for the treatment of cancer and cancer-related symptoms.[40], [41] and [42] Estimates of the prevalence of complementary and alternative therapy use vary widely due to differences in definitions and inaccuracies in self-reporting and patient selection. There are emerging data that up to 60%–80% of cancer patients avail themselves of some form of alternative therapy at some point in the trajectory of their disease.42 This number varies widely, likely because the definition of “complementary and alternative therapies” is so broad and can include prayer, use of herbal medications, acupuncture, and meditation. In one study of early-stage breast cancer patients, the use of alternative medicine was significantly associated with patients experiencing depressive symptoms, heightened fear of recurrence, greater physical symptoms, and poor sexual satisfaction.42 At 1 year, all patients, both those using complementary and alternative therapies and those using traditional methods of care, experienced an improvement in quality of life.
For patients who do not meet the criteria for clinical depression and have no interest in or access to support groups, it is worth remembering there are other interventions that can facilitate adjustment and diminish symptoms of anxiety. Expressive writing, music, or art therapy and other activity-based therapies may provide the necessary vehicles for self-expression.
Conclusion
Depression clearly affects patients with cancer, and establishing the depression diagnosis is the first step toward progress in treatment. Despite the challenges, diagnosis is possible by establishing that the symptoms of depression are negatively impacting patients' abilities to cope with their circumstances and maintain balance in their lives. It is critical not only to make the diagnosis of depression but also to strongly encourage patients to seek treatment, either through pharmacologic or nonpharmacologic means. While we make every effort to eradicate our patients' malignancies, we owe it to them to work just as diligently to improve their daily lives by treating associated depression.
References2
1 W.F. Pirl, Evidence report on the occurrence, assessment, and treatment of depression in cancer patients, J Natl Cancer Inst Monogr 32 (2004), pp. 32–39. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (67)
2 J.S. McDaniel, D.L. Musselman, M.R. Porter, D.A. Reed and C.B. Nemeroff, Depression in patients with cancer: diagnosis, biology, and treatment, Arch Gen Psychiatry 52 (1995), pp. 89–99. View Record in Scopus | Cited By in Scopus (339)
3 R.W. Trijsburg, F.C.E. Van Knippenberg and S.E. Rijpma, Effects of psychological treatments on cancer patients: a critical review, Psychosom Med 54 (1992), pp. 489–517. View Record in Scopus | Cited By in Scopus (171)
4 A. Gruneir, T.F. Smith, J. Hirdes and R. Cameron, Depression in patients with advanced illness: an examination of Ontario complex continuing care using the minimum data set 2.0, Palliat Support Care 3 (2005), pp. 99–105. View Record in Scopus | Cited By in Scopus (6)
5 N.S. Kadan-Lottick, L.C. Vanderwerker, S.D. Block, B. Zhang and H.G. Prigerson, Psychiatric disorders and mental health service use in patients with advanced cancer: a report from the Coping with Cancer Study, Cancer 104 (2005), pp. 2872–2881. View Record in Scopus | Cited By in Scopus (57)
6 J.L. Steel, D.A. Geller, T.C. Gamblin, M.C. Olek and B.I. Carr, Depression, immunity, and survival in patients with hepatobiliary carcinoma, J Clin Oncol 25 (2007), pp. 4526–4527.
7 W. Pirl, Depression, anxiety, and fatigue. In: B. Chabner, J. Lynch and D. Longo, Editors, Harrison's Manual of Oncology, McGraw-Hill, New York (2008), pp. 190–196.
8 A. Weissman and J. Worden, The existential plight in cancer: significance of the first 100 days, Psychiatr Med 7 (1976), pp. 1–15.
9 C. Lo, C. Zimmermann and A. Rydall et al., Longitudinal study of depressive symptoms in patients with metastatic gastrointestinal and lung cancer, J Clin Oncol 28 (18) (2010), pp. 3084–3089. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (2)
10 National Comprehensive Cancer Network, NCCN practice guidelines for the management of psychosocial distress, Oncology (Williston Park) 13 (1999), pp. 113–147.
11 National Comprehensive Cancer Network, NCCN clinical practice guidelines in oncology, Distress management (2010) V.1. www.nccn.org.
12 M. Fisch, Treatment of depression in cancer, J Natl Cancer Inst Monogr 32 (2004), pp. 105–111. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (45)
13 H.T. Mermelstein and L. Lesko, Depression in patients with cancer, Psychooncology 1 (1992), pp. 199–215. Full Text via CrossRef
14 American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (4th ed.), American Psychiatric Association, Washington DC (1994).
15 M.L. Chen, C.T. Yu and C.H. Yang, Sleep disturbances and quality of life in lung cancer patients undergoing chemotherapy, Lung Cancer 62 (2008), pp. 391–400. Article |
16 J. Savard, S. Simard and J. Blanchet et al., Prevalence, clinical characteristics, and risk factors for insomnia in the context of breast cancer, Sleep 24 (2001), pp. 583–590. View Record in Scopus | Cited By in Scopus (81)
17 J. Savard and C.M. Morin, Insomnia in the context of cancer: a review of a neglected problem, J Clin Oncol 19 (2001), pp. 895–908. View Record in Scopus | Cited By in Scopus (147)
18 O.G. Palesh, J.A. Roscoe, K.M. Mustian, T. Roth, J. Savard, S. Ancoli-Israel, C. Heckler, J.Q. Purnell, M.C. Janelsins and G.R. Morrow, Prevalence, demographics, and psychological associations of sleep disruption in patients with cancer: University of Rochester Cancer Center–Community Clinical Oncology Program, J Clin Oncol 28 (2010), pp. 292–298. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (7)
19 I. Fras, E.M. Litin and J.S. Pearson, Comparison of psychiatric symptoms in carcinoma of the pancreas with those in some other intraabdominal neoplasms, Am J Psychiatry 123 (1967), pp. 1553–1562. View Record in Scopus | Cited By in Scopus (38)
20 R.T. Joffe, D.R. Rubinow, K.D. Denicoff, M. Maher and W.F. Sindelar, Depression and carcinoma of the pancreas, Gen Hosp Psychiatry 8 (1986), pp. 241–245. Article |
21 R.P. Morton, A.D.M. Davies, J. Baker, G.A. Baker and P.M. Stell, Quality of life in treated head and neck cancer patients: a preliminary report, Clin Otolaryngol 9 (1984), pp. 181–185. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (59)
22 , Micromedex 2.0. DrugPoint summary, interferon alfa-2b http://www.micromedex.com/2 Accessed July 1, 2010.
23 D. Spiegel, A 43-year-old woman coping with cancer, JAMA 281 (4) (1999), pp. 371–377.
24 D.F. Cella, S.M. Mahon and M.I. Donovan, Cancer recurrence as a traumatic event, Behav Med 16 (1990), pp. 15–22. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (126)
25 H.M. Chochinov, K.G. Wilson, M. Enns and S. Lander, “Are you depressed?”: Screening for depression in the terminally ill, Am J Psychiatry 154 (1997), pp. 674–676. View Record in Scopus | Cited By in Scopus (225)
26 E. Bruera, L. Driver and E. Barnes et al., Patient controlled methylphenidate for cancer-related fatigue: a preliminary report, Proc Annu Meet Am Soc Clin Oncol 22 (2003), p. 737.
27 J. Homsi, K.A. Nelson and N. Sarhill et al., A phase II study of methylphenidate for depression in advanced cancer, Am J Hosp Palliat Care 18 (2001), pp. 403–407. View Record in Scopus | Cited By in Scopus (49)
28 G.R. Kalash, Psychotropic drug metabolism in the cancer patient: clinical aspects of management of potential drug interactions, Psychooncology 7 (1998), pp. 307–320. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (4)
29 E.C. Devine and S.K. Westlake, The effects of psychoeducational care provided by adults with cancer: meta-analysis of 116 studies, Oncol Nurs Forum 22 (1995), pp. 1369–1381. View Record in Scopus | Cited By in Scopus (192)
30 T.J. Meyer and M.M. Mark, Effects of psychosocial interventions with adult cancer patients: a meta-analysis of randomized experiments, Health Psychol 14 (1995), pp. 101–108. Abstract |
31 S.A. Newell, R.W. Sanson-Fisher and N.J. Savolainen, Systematic review of psychological therapies for cancer patients: overview and recommendations for the future, J Natl Cancer Inst 94 (2002), pp. 558–584. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (201)
32 T. Sheard and P. Maguire, The effect of psychological interventions on anxiety and depression in cancer patients; results of two meta-analyses, Br J Cancer 80 (1999), pp. 1770–1780. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (210)
33 S. Williams and J. Dale, The effectiveness of treatment for depression/depressive symptoms in adults with cancer: a systematic review, Br J Cancer 94 (2006), pp. 372–390. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (60)
34 D. Spiegel, J.R. Bloom, H.C. Kraemer and E. Gottheil, Effect of psychosocial treatment on survival of patients with metastatic breast cancer, Lancet 2 (1989), pp. 888–891. Article |
35 L.F. Berkman and S.L. Syme, Social networks, host resistence, and mortality: a nine year follow-up study of Alameda County residents, Am J Epidemiol 109 (1979), pp. 186–204. View Record in Scopus | Cited By in Scopus (1297)
36 D.P. Funch and J. Marshall, The role of stress, social support and age in survival from breast cancer, J Psychosom Res 27 (1983), pp. 77–83. Abstract |
37 D.C. Ganster and B. Victor, The impact of social support on mental and physical health, Br J Med Psychol 61 (1988), pp. 17–36. View Record in Scopus | Cited By in Scopus (17)
38 F.I. Fawzy, N. Cousins, N.W. Fawzy, M.E. Kemeny, R. Elashoff and D. Morton, A structured psychiatric intervention for cancer patients: I: Changes over time in methods of coping and affective disturbance, Arch Gen Psychiatry 47 (1990), pp. 720–725. View Record in Scopus | Cited By in Scopus (331)
39 D. Spiegel and J.R. Bloom, Group therapy and hypnosis reduce metastatic breast carcinoma pain, Psychosom Med 45 (1983), pp. 333–339. View Record in Scopus | Cited By in Scopus (192)
40 T. Gansler, C. Kaw, C. Crammer and T. Smith, A population-based study of prevalence of complementary methods use by cancer survivors: a report from the American Cancer Society's studies of cancer survivors, Cancer 113 (2008), pp. 1048–1057. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (13)
41 M.A. Richardson, T. Sanders, J.L. Palmer, A. Greisinger and S.E. Singletary, Complementary/alternative medicine use in a comprehensive cancer center and the implications for oncology, J Clin Oncol 18 (13) (2000), pp. 2505–2514. View Record in Scopus | Cited By in Scopus (407)
42 H.J. Burstein, S. Gelber, E. Guadagnoli and J.C. Weeks, Use of alternative medicine by women with early-stage breast cancer, N Engl J Med 340 (22) (1999), pp. 1733–1739. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (352)
How we do it


Article Outline
Data summarized in an excellent review by Pirl published in 2004 show that up to one in five Americans will experience depressive symptoms over the course of their lifetime and that approximately 10%–25% of cancer patients meet criteria for clinical depression.[1] and [2] As our ability to treat depression has improved over the years, thanks in great part to advances in pharmacology and behavioral therapies, it is now critically important to recognize and treat this debilitating disease in individuals with cancer.3 Evidence exists that untreated depression is associated with a worse overall survival for some cancer patients and, paradoxically, that up to half of patients with cancer and concurrent depression are undertreated or receive no treatment.[4], [5] and [6] Medical oncologists receive little or no formal training in psycho-oncology yet are often faced with patients who exhibit changes in mood and become progressively disabled by psychiatric symptoms. Methodical assessment and frequent inquiry may identify patients with cancer and depression.
Peeling Back the Onion: Sorting through Symptoms to Reach a Diagnosis
A diagnosis of cancer often precipitates intense emotions such as fear, sadness, and sometimes anger.2 Individuals who may never have given much thought to their own death are confronted with the very real possibility of a shortened life and future suffering. Roles and relationships shift, careers are interrupted, and daily routines may be sacrificed to make room for cancer treatment. Add to this the financial worries that often accompany a serious illness and it is not surprising that patients may require some level of professional guidance or intervention in order to cope with the crisis. As a quick rule of thumb, it takes about 3–4 weeks after diagnosis to adjust, and during that period it is quite normal for patients to experience intense feelings.7 Weissman and Worden, among the first psychiatrists to study distress in cancer patients, described an acute syndrome of distress over existential plight with the diagnosis and with a recurrence that lasts about 100 days.8 Most individuals, given time and adequate support, will find the inner resources to cope with distressing symptoms and find a new normal. Not all do however, and it is important for oncologists to inquire at regular intervals about how the patient is feeling and coping with illness. A recent study by Lo et al9 found that predictors of depressive symptoms in patients with solid tumors included younger age, antidepressant use at baseline, lower self-esteem and spiritual well-being, greater attachment anxiety, hopelessness, the physical burden of symptoms, and proximity to death.
To facilitate screening for emotional distress in the context of a diagnosis of cancer, the National Comprehensive Cancer Network (NCCN) established guidelines that provide a reproducible algorithm for triaging patients with a suspected depression to mental health professionals.10 These guidelines were updated in 2010 and are widely available.11 The consensus definition of distress in cancer is “a multifactorial, unpleasant emotional experience of a psychological (cognitive, behavioral, emotional), social, and/or spiritual nature that may interfere with the ability to cope effectively with cancer, its physical symptoms and its treatment. Distress extends along a continuum, ranging from common feelings of vulnerability, sadness, and fears to problems that can become disabling, such as depression, anxiety, panic, social isolation, and existential and spiritual crisis.”10 By framing distress as a very broad concept, the guidelines separate the broad gamut of normal emotions from the distinct psychiatric syndromes of anxiety and depression which require specialized professional interventions.12
Distress may be a normal response to a threat or crisis, but depressive symptoms should alert the clinician that something more serious is going on. The appearance of persistent symptoms of dysphoria, hopelessness, helplessness, loss of self-esteem, feelings of worthlessness, and suicidal ideation indicates a psychiatric illness.13 The DSM-IV defines a major depressive episode as experiencing either dysphoria or anhedonia in addition to at least five somatic symptoms for at least 2 weeks.14 These somatic symptoms may well overlap with those experienced by patients as a direct result of their cancer or its treatment. Among these are changes in appetite, weight, or sleep; fatigue; loss of energy; and a diminished ability to think or concentrate. The challenge for clinicians is to tease apart the physiologic consequences of disease and side effects of medications from those due to profound and disabling psychiatric syndromes.
Many symptoms caused by cancer itself can be confused with neurovegetative symptoms of depression. Pain is known to modulate the reporting of symptoms; fatigue and weight changes are often secondary to cancer treatment or the illness itself. Patients often feel fatigued due to the heightened metabolic state present when there is a high burden of disease, and cytokines elevated in malignancy have been shown to cause fatigue and appetite suppression. There is a growing literature regarding the development of aberrant sleep patterns in patients with cancer, which can be mistaken for depressive daytime somnolence or insomnia.[15], [16], [17] and [18] Some cancers themselves are associated with a higher risk of depressive symptoms, including pancreatic cancer and cancers of the head and neck.[19], [20] and [21] Chemotherapy can also induce fatigue, insomnia, and anhedonia, as can the steroids often used concomitantly with chemotherapeutic or biologic agents. Interferon-alpha, used to treat melanoma and renal cell cancer, has been associated with depression in 3%–40% of patients; and there is a 5% rate of suicidal thoughts.22
Cancer patients exhibit a range of coping styles and varying degrees of emotional resiliency. If a patient is able to process his or her emotional responses to the physical threat of a diagnosis and becomes mobilized in such a way that he or she obtains useful information and is able to prioritize concerns, obtain social support, and move toward a coherent treatment plan, one can easily assume that he or she is coping well.23 On the other hand, if the patient appears unable to make a decision about treatment, avoids addressing or discussing important issues, and retreats from family, friends, and/or the medical team, one can infer that he or she is having trouble coping and could benefit from a referral to a mental health professional for evaluation.23 Known risk factors for poor coping and for developing depression include social isolation, use of few coping strategies, a history of recent losses or multiple obligations, inflexible coping strategies, the presence of pain, and socioeconomic pressures.[8] and [23] In extreme cases, patients may resort to deferring decisions or simply denying the problem.
Keep in mind there may also be cultural or personal barriers that interfere with a timely and accurate diagnosis of depression.12 Many families believe strongly in the “power of positive thinking” and need to feel that their family member is a “fighter.” This type of encouragement may at times be helpful for a patient, but it may not leave a safe opening for the expression of fear, pain, or depressed mood. If the matriarch or patriarch of the family has supported everyone else through the difficulties in their lives, she or he may not feel able to show weakness and seek help for depression. This can be a difficult patient to diagnose as the only clue to suffering may be easy to miss. In fact, if there are very few questions or complaints when there is clear physical suffering, one needs to worry that the patient is unable to express his or her deep concerns. The clinician who spots this situation early on may be able to lead the patient in the direction of expressing his or her feelings by suggesting that others in similar situations also experience stress or sadness. Finding a private time to talk, away from family members, may also provide a more comfortable environment for a candid conversation.
If we think of the disease trajectory as a marathon, then we can learn to recognize certain landmarks along the course and remember that these pose enormous challenges to patients. In addition to receiving the initial diagnosis, the period of active treatment, the conclusion of active treatment, and the time of disease recurrence pose specific challenges and precipitate intense emotions. Disease recurrence is a time of great anxiety when there is a need to plan for future treatment and an upheaval of the timeline a patient may have made.24
Should the Oncologist Offer Treatment for Depression?
Oncologists assume an important role in the medical care of their patients and often initiate or modify treatments for other medical conditions. If a patient develops hypertension or diabetes during or as a direct consequence of treatment, most oncologists feel comfortable starting medication and may then comanage the patient with internists. Primary care physicians and oncologists are typically familiar with a few basic antidepressants, and many are willing to prescribe these for patients who meet the diagnostic criteria for depression, especially since it takes weeks to achieve adequate therapeutic levels for many of these drugs. Recognizing the presence of depression is thus a key diagnostic intervention.
Several efforts have been made to develop self-report screening inventories that can improve the accuracy and efficiency of detection of depressive symptoms and are brief enough to administer in the setting of an office visit. Some tools have been validated and correlate well with more detailed inventories, although the gold standard remains the detailed psychiatric interview.25 A single-item interview screening proposed by Chochinov et al25 years ago performs as well as or better than longer instruments and is remarkably simple to remember. Asking patients “Are you depressed?” in a brief screening interview correctly identified the eventual diagnostic outcome of every patient in initial studies and has been adopted broadly by oncologists and palliative care clinicians caring for patients who are terminally ill.
We support immediate referral to a psychiatrist for any patient who exhibits symptoms of depression, and there is universal agreement that any person who may be suicidal should be referred immediately for urgent psychiatric evaluation. In practice, however, there are two main barriers to successful referrals for those who may be considered to be “managing” and not considered at risk for suicide: Patients are sometimes resistant to or reluctant to accept a recommendation for referral, and the shortage of mental health professionals trained in psycho-oncology limits quick access. It is, therefore, not surprising that cancer clinicians often initiate pharmacologic therapy for depression and provide emotional support to patients and families. Kadan-Lottick and colleagues5 reported that although 90% of patients agreed that they were willing to receive treatment for emotional distress associated with their cancer diagnosis, only 28% accessed treatment. Approximately 55% of the patients diagnosed in that study with major psychiatric disorders did not access treatment. It has been our experience that oncologists are often willing to initiate pharmacologic therapy while the patient is waiting for an appointment with a specialist.
The most frequently prescribed antidepressant medications are the selective serotonin reuptake inhibitors (SSRIs). Frequently, the choice of antidepressant is based on the side-effect profile of a particular medication as there are many effective options, none of which appears to be significantly more efficacious than the others.7 Antidepressants considered to be sedating may not be the preferred option for patients who have significant neurovegetative symptoms including fatigue and low energy. Conversely, antidepressants that cause anorexia and insomnia are poor options for patients experiencing sleepless nights and continued weight loss. Options for more activating antidepressants include sertraline, escitalopram, bupropion, and venlafaxine, while more sedating antidepressant medications include paroxetine and mirtazapine.7 Methylphenidate, a drug frequently used to treat attention-deficit/hyperactivity disorder, has been very effective in patients with low energy and anorexia.[26] and [27] Starting at a low dose in the morning, especially in the elderly, helps to minimize tachycardia and sleeplessness, which can be unwanted side effects of this medication. Lastly, a key point when choosing a medication is the potential for drug–drug interactions. Multiple antidepressants, including paroxetine, fluoxetine, fluvoxamine, and bupropion, interact with the cytochrome P-450 2D6 system, making them more likely to interact with medications commonly used in oncology.28 One example of this potential for interaction occurs with tamoxifen, which is metabolized into its active form, endoxifen, by the cytochrome P-450 2D6 system. It may not be available in adequate concentrations in the setting of antidepressant medications like paroxetine, an inhibitor of cytochrome P-450 2D6. Whether this ultimately influences the efficacy of anticancer treatment is still under investigation.
While psychotherapy is outside the scope of most practicing oncologists, it may be helpful to provide patients with some guidance about the range of available therapies. Individuals may express a clear preference for nonpharmacologic treatments, so it is important for cancer clinicians to familiarize themselves with a few such options. These include cognitive behavioral therapy (CBT), intensive psychotherapy, and group therapy. These interventions can aid patients in reducing anxiety and in strengthening their personal coping mechanisms. Studies to rigorously evaluate the efficacy of these interventions have been challenging to complete because of the lack of a “gold standard” definition of depression in cancer, no consensus on an appropriate length of treatment, no clear way to monitor compliance with a given therapy, and varied definitions of appropriate end points.12 Despite the challenges, several meta-analyses have been compiled to sort through the data. The more commonly referenced meta-analyses have included thousands of patients undergoing nonpharmacologic interventions ranging from individual psychotherapy to group therapy as far back as 1954.[29], [30], [31], [32], [33] and [34] None of the interventions indicate that any particular therapy is more clearly beneficial than another.
CBT has received recent attention and appears to be a good option for many cancer patients with depression. A review by Williams and Dale in the British Journal of Cancer in 200633 outlines 10 studies focusing on the use of CBT in cancer patients with mixed results. Of these, only two found CBT to be ineffective, whereas the rest demonstrated some benefit in reduction of depressive symptoms and improvement in quality of life for patients with a wide assortment of primary malignancies. Most found early improvement in symptoms but not necessarily long-term persistence of the initial positive effects. Group therapy has also been thoroughly studied in depression in cancer patients since Spiegel's landmark study in the late 1980s and has been shown to decrease anxiety, depression, and pain and to increase effective coping.[34], [35], [36], [37], [38] and [39] Many patients report positive experiences in support groups, but others express an intuitive fear that listening to other patients' concerns and negative thoughts will impair their own overall mood and outlook. Not all patients feel comfortable expressing their personal fears, doubts, and frustrations with a group of relative strangers. Any of these concerns is a sufficient reason to advise more personalized attention in a private therapy session with a specialist. Choosing between individual psychotherapy, group, and family therapy can be construed as another aspect of providing truly “personalized” cancer care.
A substantial number of patients worldwide turn to complementary and alternative therapies for the treatment of cancer and cancer-related symptoms.[40], [41] and [42] Estimates of the prevalence of complementary and alternative therapy use vary widely due to differences in definitions and inaccuracies in self-reporting and patient selection. There are emerging data that up to 60%–80% of cancer patients avail themselves of some form of alternative therapy at some point in the trajectory of their disease.42 This number varies widely, likely because the definition of “complementary and alternative therapies” is so broad and can include prayer, use of herbal medications, acupuncture, and meditation. In one study of early-stage breast cancer patients, the use of alternative medicine was significantly associated with patients experiencing depressive symptoms, heightened fear of recurrence, greater physical symptoms, and poor sexual satisfaction.42 At 1 year, all patients, both those using complementary and alternative therapies and those using traditional methods of care, experienced an improvement in quality of life.
For patients who do not meet the criteria for clinical depression and have no interest in or access to support groups, it is worth remembering there are other interventions that can facilitate adjustment and diminish symptoms of anxiety. Expressive writing, music, or art therapy and other activity-based therapies may provide the necessary vehicles for self-expression.
Conclusion
Depression clearly affects patients with cancer, and establishing the depression diagnosis is the first step toward progress in treatment. Despite the challenges, diagnosis is possible by establishing that the symptoms of depression are negatively impacting patients' abilities to cope with their circumstances and maintain balance in their lives. It is critical not only to make the diagnosis of depression but also to strongly encourage patients to seek treatment, either through pharmacologic or nonpharmacologic means. While we make every effort to eradicate our patients' malignancies, we owe it to them to work just as diligently to improve their daily lives by treating associated depression.
References2
1 W.F. Pirl, Evidence report on the occurrence, assessment, and treatment of depression in cancer patients, J Natl Cancer Inst Monogr 32 (2004), pp. 32–39. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (67)
2 J.S. McDaniel, D.L. Musselman, M.R. Porter, D.A. Reed and C.B. Nemeroff, Depression in patients with cancer: diagnosis, biology, and treatment, Arch Gen Psychiatry 52 (1995), pp. 89–99. View Record in Scopus | Cited By in Scopus (339)
3 R.W. Trijsburg, F.C.E. Van Knippenberg and S.E. Rijpma, Effects of psychological treatments on cancer patients: a critical review, Psychosom Med 54 (1992), pp. 489–517. View Record in Scopus | Cited By in Scopus (171)
4 A. Gruneir, T.F. Smith, J. Hirdes and R. Cameron, Depression in patients with advanced illness: an examination of Ontario complex continuing care using the minimum data set 2.0, Palliat Support Care 3 (2005), pp. 99–105. View Record in Scopus | Cited By in Scopus (6)
5 N.S. Kadan-Lottick, L.C. Vanderwerker, S.D. Block, B. Zhang and H.G. Prigerson, Psychiatric disorders and mental health service use in patients with advanced cancer: a report from the Coping with Cancer Study, Cancer 104 (2005), pp. 2872–2881. View Record in Scopus | Cited By in Scopus (57)
6 J.L. Steel, D.A. Geller, T.C. Gamblin, M.C. Olek and B.I. Carr, Depression, immunity, and survival in patients with hepatobiliary carcinoma, J Clin Oncol 25 (2007), pp. 4526–4527.
7 W. Pirl, Depression, anxiety, and fatigue. In: B. Chabner, J. Lynch and D. Longo, Editors, Harrison's Manual of Oncology, McGraw-Hill, New York (2008), pp. 190–196.
8 A. Weissman and J. Worden, The existential plight in cancer: significance of the first 100 days, Psychiatr Med 7 (1976), pp. 1–15.
9 C. Lo, C. Zimmermann and A. Rydall et al., Longitudinal study of depressive symptoms in patients with metastatic gastrointestinal and lung cancer, J Clin Oncol 28 (18) (2010), pp. 3084–3089. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (2)
10 National Comprehensive Cancer Network, NCCN practice guidelines for the management of psychosocial distress, Oncology (Williston Park) 13 (1999), pp. 113–147.
11 National Comprehensive Cancer Network, NCCN clinical practice guidelines in oncology, Distress management (2010) V.1. www.nccn.org.
12 M. Fisch, Treatment of depression in cancer, J Natl Cancer Inst Monogr 32 (2004), pp. 105–111. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (45)
13 H.T. Mermelstein and L. Lesko, Depression in patients with cancer, Psychooncology 1 (1992), pp. 199–215. Full Text via CrossRef
14 American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (4th ed.), American Psychiatric Association, Washington DC (1994).
15 M.L. Chen, C.T. Yu and C.H. Yang, Sleep disturbances and quality of life in lung cancer patients undergoing chemotherapy, Lung Cancer 62 (2008), pp. 391–400. Article |
16 J. Savard, S. Simard and J. Blanchet et al., Prevalence, clinical characteristics, and risk factors for insomnia in the context of breast cancer, Sleep 24 (2001), pp. 583–590. View Record in Scopus | Cited By in Scopus (81)
17 J. Savard and C.M. Morin, Insomnia in the context of cancer: a review of a neglected problem, J Clin Oncol 19 (2001), pp. 895–908. View Record in Scopus | Cited By in Scopus (147)
18 O.G. Palesh, J.A. Roscoe, K.M. Mustian, T. Roth, J. Savard, S. Ancoli-Israel, C. Heckler, J.Q. Purnell, M.C. Janelsins and G.R. Morrow, Prevalence, demographics, and psychological associations of sleep disruption in patients with cancer: University of Rochester Cancer Center–Community Clinical Oncology Program, J Clin Oncol 28 (2010), pp. 292–298. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (7)
19 I. Fras, E.M. Litin and J.S. Pearson, Comparison of psychiatric symptoms in carcinoma of the pancreas with those in some other intraabdominal neoplasms, Am J Psychiatry 123 (1967), pp. 1553–1562. View Record in Scopus | Cited By in Scopus (38)
20 R.T. Joffe, D.R. Rubinow, K.D. Denicoff, M. Maher and W.F. Sindelar, Depression and carcinoma of the pancreas, Gen Hosp Psychiatry 8 (1986), pp. 241–245. Article |
21 R.P. Morton, A.D.M. Davies, J. Baker, G.A. Baker and P.M. Stell, Quality of life in treated head and neck cancer patients: a preliminary report, Clin Otolaryngol 9 (1984), pp. 181–185. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (59)
22 , Micromedex 2.0. DrugPoint summary, interferon alfa-2b http://www.micromedex.com/2 Accessed July 1, 2010.
23 D. Spiegel, A 43-year-old woman coping with cancer, JAMA 281 (4) (1999), pp. 371–377.
24 D.F. Cella, S.M. Mahon and M.I. Donovan, Cancer recurrence as a traumatic event, Behav Med 16 (1990), pp. 15–22. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (126)
25 H.M. Chochinov, K.G. Wilson, M. Enns and S. Lander, “Are you depressed?”: Screening for depression in the terminally ill, Am J Psychiatry 154 (1997), pp. 674–676. View Record in Scopus | Cited By in Scopus (225)
26 E. Bruera, L. Driver and E. Barnes et al., Patient controlled methylphenidate for cancer-related fatigue: a preliminary report, Proc Annu Meet Am Soc Clin Oncol 22 (2003), p. 737.
27 J. Homsi, K.A. Nelson and N. Sarhill et al., A phase II study of methylphenidate for depression in advanced cancer, Am J Hosp Palliat Care 18 (2001), pp. 403–407. View Record in Scopus | Cited By in Scopus (49)
28 G.R. Kalash, Psychotropic drug metabolism in the cancer patient: clinical aspects of management of potential drug interactions, Psychooncology 7 (1998), pp. 307–320. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (4)
29 E.C. Devine and S.K. Westlake, The effects of psychoeducational care provided by adults with cancer: meta-analysis of 116 studies, Oncol Nurs Forum 22 (1995), pp. 1369–1381. View Record in Scopus | Cited By in Scopus (192)
30 T.J. Meyer and M.M. Mark, Effects of psychosocial interventions with adult cancer patients: a meta-analysis of randomized experiments, Health Psychol 14 (1995), pp. 101–108. Abstract |
31 S.A. Newell, R.W. Sanson-Fisher and N.J. Savolainen, Systematic review of psychological therapies for cancer patients: overview and recommendations for the future, J Natl Cancer Inst 94 (2002), pp. 558–584. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (201)
32 T. Sheard and P. Maguire, The effect of psychological interventions on anxiety and depression in cancer patients; results of two meta-analyses, Br J Cancer 80 (1999), pp. 1770–1780. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (210)
33 S. Williams and J. Dale, The effectiveness of treatment for depression/depressive symptoms in adults with cancer: a systematic review, Br J Cancer 94 (2006), pp. 372–390. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (60)
34 D. Spiegel, J.R. Bloom, H.C. Kraemer and E. Gottheil, Effect of psychosocial treatment on survival of patients with metastatic breast cancer, Lancet 2 (1989), pp. 888–891. Article |
35 L.F. Berkman and S.L. Syme, Social networks, host resistence, and mortality: a nine year follow-up study of Alameda County residents, Am J Epidemiol 109 (1979), pp. 186–204. View Record in Scopus | Cited By in Scopus (1297)
36 D.P. Funch and J. Marshall, The role of stress, social support and age in survival from breast cancer, J Psychosom Res 27 (1983), pp. 77–83. Abstract |
37 D.C. Ganster and B. Victor, The impact of social support on mental and physical health, Br J Med Psychol 61 (1988), pp. 17–36. View Record in Scopus | Cited By in Scopus (17)
38 F.I. Fawzy, N. Cousins, N.W. Fawzy, M.E. Kemeny, R. Elashoff and D. Morton, A structured psychiatric intervention for cancer patients: I: Changes over time in methods of coping and affective disturbance, Arch Gen Psychiatry 47 (1990), pp. 720–725. View Record in Scopus | Cited By in Scopus (331)
39 D. Spiegel and J.R. Bloom, Group therapy and hypnosis reduce metastatic breast carcinoma pain, Psychosom Med 45 (1983), pp. 333–339. View Record in Scopus | Cited By in Scopus (192)
40 T. Gansler, C. Kaw, C. Crammer and T. Smith, A population-based study of prevalence of complementary methods use by cancer survivors: a report from the American Cancer Society's studies of cancer survivors, Cancer 113 (2008), pp. 1048–1057. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (13)
41 M.A. Richardson, T. Sanders, J.L. Palmer, A. Greisinger and S.E. Singletary, Complementary/alternative medicine use in a comprehensive cancer center and the implications for oncology, J Clin Oncol 18 (13) (2000), pp. 2505–2514. View Record in Scopus | Cited By in Scopus (407)
42 H.J. Burstein, S. Gelber, E. Guadagnoli and J.C. Weeks, Use of alternative medicine by women with early-stage breast cancer, N Engl J Med 340 (22) (1999), pp. 1733–1739. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (352)
How we do it


Article Outline
Data summarized in an excellent review by Pirl published in 2004 show that up to one in five Americans will experience depressive symptoms over the course of their lifetime and that approximately 10%–25% of cancer patients meet criteria for clinical depression.[1] and [2] As our ability to treat depression has improved over the years, thanks in great part to advances in pharmacology and behavioral therapies, it is now critically important to recognize and treat this debilitating disease in individuals with cancer.3 Evidence exists that untreated depression is associated with a worse overall survival for some cancer patients and, paradoxically, that up to half of patients with cancer and concurrent depression are undertreated or receive no treatment.[4], [5] and [6] Medical oncologists receive little or no formal training in psycho-oncology yet are often faced with patients who exhibit changes in mood and become progressively disabled by psychiatric symptoms. Methodical assessment and frequent inquiry may identify patients with cancer and depression.
Peeling Back the Onion: Sorting through Symptoms to Reach a Diagnosis
A diagnosis of cancer often precipitates intense emotions such as fear, sadness, and sometimes anger.2 Individuals who may never have given much thought to their own death are confronted with the very real possibility of a shortened life and future suffering. Roles and relationships shift, careers are interrupted, and daily routines may be sacrificed to make room for cancer treatment. Add to this the financial worries that often accompany a serious illness and it is not surprising that patients may require some level of professional guidance or intervention in order to cope with the crisis. As a quick rule of thumb, it takes about 3–4 weeks after diagnosis to adjust, and during that period it is quite normal for patients to experience intense feelings.7 Weissman and Worden, among the first psychiatrists to study distress in cancer patients, described an acute syndrome of distress over existential plight with the diagnosis and with a recurrence that lasts about 100 days.8 Most individuals, given time and adequate support, will find the inner resources to cope with distressing symptoms and find a new normal. Not all do however, and it is important for oncologists to inquire at regular intervals about how the patient is feeling and coping with illness. A recent study by Lo et al9 found that predictors of depressive symptoms in patients with solid tumors included younger age, antidepressant use at baseline, lower self-esteem and spiritual well-being, greater attachment anxiety, hopelessness, the physical burden of symptoms, and proximity to death.
To facilitate screening for emotional distress in the context of a diagnosis of cancer, the National Comprehensive Cancer Network (NCCN) established guidelines that provide a reproducible algorithm for triaging patients with a suspected depression to mental health professionals.10 These guidelines were updated in 2010 and are widely available.11 The consensus definition of distress in cancer is “a multifactorial, unpleasant emotional experience of a psychological (cognitive, behavioral, emotional), social, and/or spiritual nature that may interfere with the ability to cope effectively with cancer, its physical symptoms and its treatment. Distress extends along a continuum, ranging from common feelings of vulnerability, sadness, and fears to problems that can become disabling, such as depression, anxiety, panic, social isolation, and existential and spiritual crisis.”10 By framing distress as a very broad concept, the guidelines separate the broad gamut of normal emotions from the distinct psychiatric syndromes of anxiety and depression which require specialized professional interventions.12
Distress may be a normal response to a threat or crisis, but depressive symptoms should alert the clinician that something more serious is going on. The appearance of persistent symptoms of dysphoria, hopelessness, helplessness, loss of self-esteem, feelings of worthlessness, and suicidal ideation indicates a psychiatric illness.13 The DSM-IV defines a major depressive episode as experiencing either dysphoria or anhedonia in addition to at least five somatic symptoms for at least 2 weeks.14 These somatic symptoms may well overlap with those experienced by patients as a direct result of their cancer or its treatment. Among these are changes in appetite, weight, or sleep; fatigue; loss of energy; and a diminished ability to think or concentrate. The challenge for clinicians is to tease apart the physiologic consequences of disease and side effects of medications from those due to profound and disabling psychiatric syndromes.
Many symptoms caused by cancer itself can be confused with neurovegetative symptoms of depression. Pain is known to modulate the reporting of symptoms; fatigue and weight changes are often secondary to cancer treatment or the illness itself. Patients often feel fatigued due to the heightened metabolic state present when there is a high burden of disease, and cytokines elevated in malignancy have been shown to cause fatigue and appetite suppression. There is a growing literature regarding the development of aberrant sleep patterns in patients with cancer, which can be mistaken for depressive daytime somnolence or insomnia.[15], [16], [17] and [18] Some cancers themselves are associated with a higher risk of depressive symptoms, including pancreatic cancer and cancers of the head and neck.[19], [20] and [21] Chemotherapy can also induce fatigue, insomnia, and anhedonia, as can the steroids often used concomitantly with chemotherapeutic or biologic agents. Interferon-alpha, used to treat melanoma and renal cell cancer, has been associated with depression in 3%–40% of patients; and there is a 5% rate of suicidal thoughts.22
Cancer patients exhibit a range of coping styles and varying degrees of emotional resiliency. If a patient is able to process his or her emotional responses to the physical threat of a diagnosis and becomes mobilized in such a way that he or she obtains useful information and is able to prioritize concerns, obtain social support, and move toward a coherent treatment plan, one can easily assume that he or she is coping well.23 On the other hand, if the patient appears unable to make a decision about treatment, avoids addressing or discussing important issues, and retreats from family, friends, and/or the medical team, one can infer that he or she is having trouble coping and could benefit from a referral to a mental health professional for evaluation.23 Known risk factors for poor coping and for developing depression include social isolation, use of few coping strategies, a history of recent losses or multiple obligations, inflexible coping strategies, the presence of pain, and socioeconomic pressures.[8] and [23] In extreme cases, patients may resort to deferring decisions or simply denying the problem.
Keep in mind there may also be cultural or personal barriers that interfere with a timely and accurate diagnosis of depression.12 Many families believe strongly in the “power of positive thinking” and need to feel that their family member is a “fighter.” This type of encouragement may at times be helpful for a patient, but it may not leave a safe opening for the expression of fear, pain, or depressed mood. If the matriarch or patriarch of the family has supported everyone else through the difficulties in their lives, she or he may not feel able to show weakness and seek help for depression. This can be a difficult patient to diagnose as the only clue to suffering may be easy to miss. In fact, if there are very few questions or complaints when there is clear physical suffering, one needs to worry that the patient is unable to express his or her deep concerns. The clinician who spots this situation early on may be able to lead the patient in the direction of expressing his or her feelings by suggesting that others in similar situations also experience stress or sadness. Finding a private time to talk, away from family members, may also provide a more comfortable environment for a candid conversation.
If we think of the disease trajectory as a marathon, then we can learn to recognize certain landmarks along the course and remember that these pose enormous challenges to patients. In addition to receiving the initial diagnosis, the period of active treatment, the conclusion of active treatment, and the time of disease recurrence pose specific challenges and precipitate intense emotions. Disease recurrence is a time of great anxiety when there is a need to plan for future treatment and an upheaval of the timeline a patient may have made.24
Should the Oncologist Offer Treatment for Depression?
Oncologists assume an important role in the medical care of their patients and often initiate or modify treatments for other medical conditions. If a patient develops hypertension or diabetes during or as a direct consequence of treatment, most oncologists feel comfortable starting medication and may then comanage the patient with internists. Primary care physicians and oncologists are typically familiar with a few basic antidepressants, and many are willing to prescribe these for patients who meet the diagnostic criteria for depression, especially since it takes weeks to achieve adequate therapeutic levels for many of these drugs. Recognizing the presence of depression is thus a key diagnostic intervention.
Several efforts have been made to develop self-report screening inventories that can improve the accuracy and efficiency of detection of depressive symptoms and are brief enough to administer in the setting of an office visit. Some tools have been validated and correlate well with more detailed inventories, although the gold standard remains the detailed psychiatric interview.25 A single-item interview screening proposed by Chochinov et al25 years ago performs as well as or better than longer instruments and is remarkably simple to remember. Asking patients “Are you depressed?” in a brief screening interview correctly identified the eventual diagnostic outcome of every patient in initial studies and has been adopted broadly by oncologists and palliative care clinicians caring for patients who are terminally ill.
We support immediate referral to a psychiatrist for any patient who exhibits symptoms of depression, and there is universal agreement that any person who may be suicidal should be referred immediately for urgent psychiatric evaluation. In practice, however, there are two main barriers to successful referrals for those who may be considered to be “managing” and not considered at risk for suicide: Patients are sometimes resistant to or reluctant to accept a recommendation for referral, and the shortage of mental health professionals trained in psycho-oncology limits quick access. It is, therefore, not surprising that cancer clinicians often initiate pharmacologic therapy for depression and provide emotional support to patients and families. Kadan-Lottick and colleagues5 reported that although 90% of patients agreed that they were willing to receive treatment for emotional distress associated with their cancer diagnosis, only 28% accessed treatment. Approximately 55% of the patients diagnosed in that study with major psychiatric disorders did not access treatment. It has been our experience that oncologists are often willing to initiate pharmacologic therapy while the patient is waiting for an appointment with a specialist.
The most frequently prescribed antidepressant medications are the selective serotonin reuptake inhibitors (SSRIs). Frequently, the choice of antidepressant is based on the side-effect profile of a particular medication as there are many effective options, none of which appears to be significantly more efficacious than the others.7 Antidepressants considered to be sedating may not be the preferred option for patients who have significant neurovegetative symptoms including fatigue and low energy. Conversely, antidepressants that cause anorexia and insomnia are poor options for patients experiencing sleepless nights and continued weight loss. Options for more activating antidepressants include sertraline, escitalopram, bupropion, and venlafaxine, while more sedating antidepressant medications include paroxetine and mirtazapine.7 Methylphenidate, a drug frequently used to treat attention-deficit/hyperactivity disorder, has been very effective in patients with low energy and anorexia.[26] and [27] Starting at a low dose in the morning, especially in the elderly, helps to minimize tachycardia and sleeplessness, which can be unwanted side effects of this medication. Lastly, a key point when choosing a medication is the potential for drug–drug interactions. Multiple antidepressants, including paroxetine, fluoxetine, fluvoxamine, and bupropion, interact with the cytochrome P-450 2D6 system, making them more likely to interact with medications commonly used in oncology.28 One example of this potential for interaction occurs with tamoxifen, which is metabolized into its active form, endoxifen, by the cytochrome P-450 2D6 system. It may not be available in adequate concentrations in the setting of antidepressant medications like paroxetine, an inhibitor of cytochrome P-450 2D6. Whether this ultimately influences the efficacy of anticancer treatment is still under investigation.
While psychotherapy is outside the scope of most practicing oncologists, it may be helpful to provide patients with some guidance about the range of available therapies. Individuals may express a clear preference for nonpharmacologic treatments, so it is important for cancer clinicians to familiarize themselves with a few such options. These include cognitive behavioral therapy (CBT), intensive psychotherapy, and group therapy. These interventions can aid patients in reducing anxiety and in strengthening their personal coping mechanisms. Studies to rigorously evaluate the efficacy of these interventions have been challenging to complete because of the lack of a “gold standard” definition of depression in cancer, no consensus on an appropriate length of treatment, no clear way to monitor compliance with a given therapy, and varied definitions of appropriate end points.12 Despite the challenges, several meta-analyses have been compiled to sort through the data. The more commonly referenced meta-analyses have included thousands of patients undergoing nonpharmacologic interventions ranging from individual psychotherapy to group therapy as far back as 1954.[29], [30], [31], [32], [33] and [34] None of the interventions indicate that any particular therapy is more clearly beneficial than another.
CBT has received recent attention and appears to be a good option for many cancer patients with depression. A review by Williams and Dale in the British Journal of Cancer in 200633 outlines 10 studies focusing on the use of CBT in cancer patients with mixed results. Of these, only two found CBT to be ineffective, whereas the rest demonstrated some benefit in reduction of depressive symptoms and improvement in quality of life for patients with a wide assortment of primary malignancies. Most found early improvement in symptoms but not necessarily long-term persistence of the initial positive effects. Group therapy has also been thoroughly studied in depression in cancer patients since Spiegel's landmark study in the late 1980s and has been shown to decrease anxiety, depression, and pain and to increase effective coping.[34], [35], [36], [37], [38] and [39] Many patients report positive experiences in support groups, but others express an intuitive fear that listening to other patients' concerns and negative thoughts will impair their own overall mood and outlook. Not all patients feel comfortable expressing their personal fears, doubts, and frustrations with a group of relative strangers. Any of these concerns is a sufficient reason to advise more personalized attention in a private therapy session with a specialist. Choosing between individual psychotherapy, group, and family therapy can be construed as another aspect of providing truly “personalized” cancer care.
A substantial number of patients worldwide turn to complementary and alternative therapies for the treatment of cancer and cancer-related symptoms.[40], [41] and [42] Estimates of the prevalence of complementary and alternative therapy use vary widely due to differences in definitions and inaccuracies in self-reporting and patient selection. There are emerging data that up to 60%–80% of cancer patients avail themselves of some form of alternative therapy at some point in the trajectory of their disease.42 This number varies widely, likely because the definition of “complementary and alternative therapies” is so broad and can include prayer, use of herbal medications, acupuncture, and meditation. In one study of early-stage breast cancer patients, the use of alternative medicine was significantly associated with patients experiencing depressive symptoms, heightened fear of recurrence, greater physical symptoms, and poor sexual satisfaction.42 At 1 year, all patients, both those using complementary and alternative therapies and those using traditional methods of care, experienced an improvement in quality of life.
For patients who do not meet the criteria for clinical depression and have no interest in or access to support groups, it is worth remembering there are other interventions that can facilitate adjustment and diminish symptoms of anxiety. Expressive writing, music, or art therapy and other activity-based therapies may provide the necessary vehicles for self-expression.
Conclusion
Depression clearly affects patients with cancer, and establishing the depression diagnosis is the first step toward progress in treatment. Despite the challenges, diagnosis is possible by establishing that the symptoms of depression are negatively impacting patients' abilities to cope with their circumstances and maintain balance in their lives. It is critical not only to make the diagnosis of depression but also to strongly encourage patients to seek treatment, either through pharmacologic or nonpharmacologic means. While we make every effort to eradicate our patients' malignancies, we owe it to them to work just as diligently to improve their daily lives by treating associated depression.
References2
1 W.F. Pirl, Evidence report on the occurrence, assessment, and treatment of depression in cancer patients, J Natl Cancer Inst Monogr 32 (2004), pp. 32–39. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (67)
2 J.S. McDaniel, D.L. Musselman, M.R. Porter, D.A. Reed and C.B. Nemeroff, Depression in patients with cancer: diagnosis, biology, and treatment, Arch Gen Psychiatry 52 (1995), pp. 89–99. View Record in Scopus | Cited By in Scopus (339)
3 R.W. Trijsburg, F.C.E. Van Knippenberg and S.E. Rijpma, Effects of psychological treatments on cancer patients: a critical review, Psychosom Med 54 (1992), pp. 489–517. View Record in Scopus | Cited By in Scopus (171)
4 A. Gruneir, T.F. Smith, J. Hirdes and R. Cameron, Depression in patients with advanced illness: an examination of Ontario complex continuing care using the minimum data set 2.0, Palliat Support Care 3 (2005), pp. 99–105. View Record in Scopus | Cited By in Scopus (6)
5 N.S. Kadan-Lottick, L.C. Vanderwerker, S.D. Block, B. Zhang and H.G. Prigerson, Psychiatric disorders and mental health service use in patients with advanced cancer: a report from the Coping with Cancer Study, Cancer 104 (2005), pp. 2872–2881. View Record in Scopus | Cited By in Scopus (57)
6 J.L. Steel, D.A. Geller, T.C. Gamblin, M.C. Olek and B.I. Carr, Depression, immunity, and survival in patients with hepatobiliary carcinoma, J Clin Oncol 25 (2007), pp. 4526–4527.
7 W. Pirl, Depression, anxiety, and fatigue. In: B. Chabner, J. Lynch and D. Longo, Editors, Harrison's Manual of Oncology, McGraw-Hill, New York (2008), pp. 190–196.
8 A. Weissman and J. Worden, The existential plight in cancer: significance of the first 100 days, Psychiatr Med 7 (1976), pp. 1–15.
9 C. Lo, C. Zimmermann and A. Rydall et al., Longitudinal study of depressive symptoms in patients with metastatic gastrointestinal and lung cancer, J Clin Oncol 28 (18) (2010), pp. 3084–3089. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (2)
10 National Comprehensive Cancer Network, NCCN practice guidelines for the management of psychosocial distress, Oncology (Williston Park) 13 (1999), pp. 113–147.
11 National Comprehensive Cancer Network, NCCN clinical practice guidelines in oncology, Distress management (2010) V.1. www.nccn.org.
12 M. Fisch, Treatment of depression in cancer, J Natl Cancer Inst Monogr 32 (2004), pp. 105–111. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (45)
13 H.T. Mermelstein and L. Lesko, Depression in patients with cancer, Psychooncology 1 (1992), pp. 199–215. Full Text via CrossRef
14 American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders (4th ed.), American Psychiatric Association, Washington DC (1994).
15 M.L. Chen, C.T. Yu and C.H. Yang, Sleep disturbances and quality of life in lung cancer patients undergoing chemotherapy, Lung Cancer 62 (2008), pp. 391–400. Article |
16 J. Savard, S. Simard and J. Blanchet et al., Prevalence, clinical characteristics, and risk factors for insomnia in the context of breast cancer, Sleep 24 (2001), pp. 583–590. View Record in Scopus | Cited By in Scopus (81)
17 J. Savard and C.M. Morin, Insomnia in the context of cancer: a review of a neglected problem, J Clin Oncol 19 (2001), pp. 895–908. View Record in Scopus | Cited By in Scopus (147)
18 O.G. Palesh, J.A. Roscoe, K.M. Mustian, T. Roth, J. Savard, S. Ancoli-Israel, C. Heckler, J.Q. Purnell, M.C. Janelsins and G.R. Morrow, Prevalence, demographics, and psychological associations of sleep disruption in patients with cancer: University of Rochester Cancer Center–Community Clinical Oncology Program, J Clin Oncol 28 (2010), pp. 292–298. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (7)
19 I. Fras, E.M. Litin and J.S. Pearson, Comparison of psychiatric symptoms in carcinoma of the pancreas with those in some other intraabdominal neoplasms, Am J Psychiatry 123 (1967), pp. 1553–1562. View Record in Scopus | Cited By in Scopus (38)
20 R.T. Joffe, D.R. Rubinow, K.D. Denicoff, M. Maher and W.F. Sindelar, Depression and carcinoma of the pancreas, Gen Hosp Psychiatry 8 (1986), pp. 241–245. Article |
21 R.P. Morton, A.D.M. Davies, J. Baker, G.A. Baker and P.M. Stell, Quality of life in treated head and neck cancer patients: a preliminary report, Clin Otolaryngol 9 (1984), pp. 181–185. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (59)
22 , Micromedex 2.0. DrugPoint summary, interferon alfa-2b http://www.micromedex.com/2 Accessed July 1, 2010.
23 D. Spiegel, A 43-year-old woman coping with cancer, JAMA 281 (4) (1999), pp. 371–377.
24 D.F. Cella, S.M. Mahon and M.I. Donovan, Cancer recurrence as a traumatic event, Behav Med 16 (1990), pp. 15–22. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (126)
25 H.M. Chochinov, K.G. Wilson, M. Enns and S. Lander, “Are you depressed?”: Screening for depression in the terminally ill, Am J Psychiatry 154 (1997), pp. 674–676. View Record in Scopus | Cited By in Scopus (225)
26 E. Bruera, L. Driver and E. Barnes et al., Patient controlled methylphenidate for cancer-related fatigue: a preliminary report, Proc Annu Meet Am Soc Clin Oncol 22 (2003), p. 737.
27 J. Homsi, K.A. Nelson and N. Sarhill et al., A phase II study of methylphenidate for depression in advanced cancer, Am J Hosp Palliat Care 18 (2001), pp. 403–407. View Record in Scopus | Cited By in Scopus (49)
28 G.R. Kalash, Psychotropic drug metabolism in the cancer patient: clinical aspects of management of potential drug interactions, Psychooncology 7 (1998), pp. 307–320. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (4)
29 E.C. Devine and S.K. Westlake, The effects of psychoeducational care provided by adults with cancer: meta-analysis of 116 studies, Oncol Nurs Forum 22 (1995), pp. 1369–1381. View Record in Scopus | Cited By in Scopus (192)
30 T.J. Meyer and M.M. Mark, Effects of psychosocial interventions with adult cancer patients: a meta-analysis of randomized experiments, Health Psychol 14 (1995), pp. 101–108. Abstract |
31 S.A. Newell, R.W. Sanson-Fisher and N.J. Savolainen, Systematic review of psychological therapies for cancer patients: overview and recommendations for the future, J Natl Cancer Inst 94 (2002), pp. 558–584. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (201)
32 T. Sheard and P. Maguire, The effect of psychological interventions on anxiety and depression in cancer patients; results of two meta-analyses, Br J Cancer 80 (1999), pp. 1770–1780. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (210)
33 S. Williams and J. Dale, The effectiveness of treatment for depression/depressive symptoms in adults with cancer: a systematic review, Br J Cancer 94 (2006), pp. 372–390. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (60)
34 D. Spiegel, J.R. Bloom, H.C. Kraemer and E. Gottheil, Effect of psychosocial treatment on survival of patients with metastatic breast cancer, Lancet 2 (1989), pp. 888–891. Article |
35 L.F. Berkman and S.L. Syme, Social networks, host resistence, and mortality: a nine year follow-up study of Alameda County residents, Am J Epidemiol 109 (1979), pp. 186–204. View Record in Scopus | Cited By in Scopus (1297)
36 D.P. Funch and J. Marshall, The role of stress, social support and age in survival from breast cancer, J Psychosom Res 27 (1983), pp. 77–83. Abstract |
37 D.C. Ganster and B. Victor, The impact of social support on mental and physical health, Br J Med Psychol 61 (1988), pp. 17–36. View Record in Scopus | Cited By in Scopus (17)
38 F.I. Fawzy, N. Cousins, N.W. Fawzy, M.E. Kemeny, R. Elashoff and D. Morton, A structured psychiatric intervention for cancer patients: I: Changes over time in methods of coping and affective disturbance, Arch Gen Psychiatry 47 (1990), pp. 720–725. View Record in Scopus | Cited By in Scopus (331)
39 D. Spiegel and J.R. Bloom, Group therapy and hypnosis reduce metastatic breast carcinoma pain, Psychosom Med 45 (1983), pp. 333–339. View Record in Scopus | Cited By in Scopus (192)
40 T. Gansler, C. Kaw, C. Crammer and T. Smith, A population-based study of prevalence of complementary methods use by cancer survivors: a report from the American Cancer Society's studies of cancer survivors, Cancer 113 (2008), pp. 1048–1057. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (13)
41 M.A. Richardson, T. Sanders, J.L. Palmer, A. Greisinger and S.E. Singletary, Complementary/alternative medicine use in a comprehensive cancer center and the implications for oncology, J Clin Oncol 18 (13) (2000), pp. 2505–2514. View Record in Scopus | Cited By in Scopus (407)
42 H.J. Burstein, S. Gelber, E. Guadagnoli and J.C. Weeks, Use of alternative medicine by women with early-stage breast cancer, N Engl J Med 340 (22) (1999), pp. 1733–1739. Full Text via CrossRef | View Record in Scopus | Cited By in Scopus (352)
The Comanagement Conundrum
As patient care grows ever more complex, driven by demographic shifts and regulatory trends, hospitalists around the country continue to worry about the “dumping” practices of referring surgeons and other specialists. Negative nicknames like “admitologist,” “dischargologist,” or “glorified resident” reflect the concerns of some veteran physicians who find themselves doing what they perceive as “scut work”—merely processing the surgeons’ patients through the hospitalization.
Comanagement has been proposed as a solution to improve both patient care and professional satisfaction. But its promise can be eroded if the arrangement isn’t well planned and executed, experts say. Comanagement requires clearly defined roles, collaborative professional relationships, and some sense of equal standing with the surgeons or other specialists who call on hospitalists to care for their hospitalized patients’ medical needs.
“The growing formalization of comanagement agreements stems from prior tendency by some to view hospitalists as glorified house staff,” says Christopher Whinney, MD, FACP, FHM, director of comanagement at The Cleveland Clinic. “Hospitalists feel this is inappropriate, based on our skill set and scope of practice. There is also a concern that if a hospitalist group jumps in to do this without a clear service agreement in writing, that is where dumping can become a problem.”
Dr. Whinney is one of two expert mentors for hospitalists under a new SHM demonstration project called the Hospitalist Orthopedic Patient Service Comanagement Program, which is gathering data to evaluate its effectiveness on clinical and other outcomes. He has been working with five of the 10 participating HM groups, helping them define what it means to institutionalize formal comanagement relationships.
“Whatever your personal feelings about the comanagement relationship, pro or con, comanagement is going to be part of most hospital medicine groups’ repertoire of services,” says Hugo Quinny Cheng, MD, director of the comanagement with neurosurgery service at the University of California at San Francisco (UCSF) Medical Center. “You can try to avoid it, but if the medical center and the surgeons want it, there’s going to be pressure on your group to do it—or else they’ll look for another hospitalist group to do it.”
Dr. Cheng advises hospitalist group leaders make themselves aware of the trend and position themselves in a way to take advantage of it—or, at the very least, not be blindsided by it.
According to SHM data, 85% of hospitalist groups have done some kind of comanagement.1 It’s not explicitly listed by SHM as one of The Core Competencies in Hospital Medicine, but it might as well be, says Leslie Flores, MHA, SHM senior advisor, practice management, because aspects of comanagement are addressed throughout.2
Defined, Distinguished, Delineated
Comanagement is different from traditional medical consultations performed by hospitalists upon request, and also differs from cases in which the hospitalist is the admitting physician of record with sole management responsibilities while the patient is in the hospital. According to an SHM white paper, A Guide to Hospitalist/Orthopedic Surgery Comanagement, the concept involves shared responsibility, authority, and accountability for the care of hospitalized patients, typically with orthopedic surgeons or other specialties, and with the hospitalist managing the patient’s medical concerns, such as diabetes, congestive heart failure, or DVT.3 (SHM’s website is full of comanagement resources, including sample service agreements; visit www.hospitalmedicine.org/publications and click on the “comanagement” button.)
But just as HM programs can be diverse in their organization, structure, and leadership, there is no single definition of comanagement, says Sylvia McKean, MD, SFHM, senior hospitalist at Brigham and Women’s Hospital in Boston. “You can have a very formal relationship where there’s a contract and where people are paid by whatever group is initiating the comanagement. There may be clear definitions in terms of their roles,” says Dr. McKean, an SHM board member who chaired the advisory panel that developed the comanagement white paper. “At the other extreme may be an informal relationship where you have a group of people in a community hospital who are available to manage medical problems when requested by specialists on a subset of patients.
“What really seems to distinguish comanagement from traditional medical consultations is that it implies equality in the relationship, even though the surgeon is often the attending of record,” as is practiced at Brigham and Women’s, Dr. McKean says. The comanaging hospitalist might follow the patient until discharge, rather than just seeing the patient once regarding the consultation question. “It’s more of a robust involvement of the hospitalist or internist, who really takes responsibility to make sure that medical conditions are actively managed, ideally before complications emerge.”
Eric Siegal, MD, SFHM, an intensivist with Aurora Medical Group in Wisconsin and an SHM board member, recommended developing comanagement services “carefully and methodically, paying close attention to consequences, intended and unintended”1 in a 2008 Journal of Hospital Medicine article. He tries to avoid broad generalizations about comanagement because “it’s applied variably across the industry. You’re going to find hospitalist programs that comanage very well and others that do it poorly.”
Dr. Siegal says he doesn’t think anyone in the field is “categorically anti-comanagement.”
However, he says it should be done thoughtfully, with clear goals in mind, and clearly defined roles and responsibilities. “Just showing up to see the specialists’ patients and calling it comanagement doesn’t necessarily mean you’re doing anything to make those patients’ care better,” he says.
Expert-Recommended
Demographic trends driving the spread of comanagement include an aging population of hospitalized patients with multiple comorbidities receiving surgical or other procedures that might not have been offered to them in the past. It fits with broader healthcare reform trends toward enhanced coordination and greater efficiency, illustrated by accountable-care organizations (ACOs).
Comanagement can be a growth and expansion opportunity for hospitalist groups, one that offers a defined niche and cements a group’s value to a hospital that wants improved relationships with surgeons. It also addresses the need for standardization and improved patient care in response to quality and safety concerns, and is associated with higher reported rates of satisfaction for surgeons and other staff and for patients.
“There are compelling reasons to do this, related to the limitations placed on resident work hours, which have affected neurosurgery and other surgical specialties profoundly, and the need to provide on-the-floor physician coverage more often and more consistently,” says UCSF hospitalist Andrew Auerbach, MD, MPH.

Dr. Auerbach is the lead author of a recently published study of the neurosurgery comanagement service at UCSF, which found that the program did not result in changes in patient mortality, readmission rates, or lengths of stay (LOS), although it was associated with reduced costs and perceptions of higher quality by professionals.5 Previous research has identified similar results with regard to increased professional satisfaction but without improvements in hard clinical outcomes.6
“Our paper supports the idea that clinical benefits to patients are not there yet,” Dr. Auerbach says. “Maybe we haven’t comanaged the right kinds of patients. Is there something else we have to think about? Maybe the real action is to be found post-hospitalization.”
Comanagement Caveats
In his landmark 2008 JHM article, Dr. Siegal pointed to potential drawbacks associated with comanagement. For example, surgeons, other specialists, and residents can become disengaged from the medical care of their hospitalized patients. He also noted the exacerbation of hospitalist and generalist manpower shortages, as well as the theoretical risk of fragmentation of care that is provided by multiple physician managers. If hospitalists are asked to do things that are outside of their skill set, that can be a problem, too. But the biggest concerns seem to center on the potential negative impact on job satisfaction.
“A fair and robust comanagement structure is an optimal delivery model,” says Christopher Massari, MD, hospitalist at PHMG/PeaceHealth Hospital in Springfield, Ore. “But because most hospitalist services are staffed 24/7, there’s a tendency for specialists and nurses to take advantage of hospitalists because they are ‘available.’ ”
Dr. Massari says he has experienced the “dumping” phenomenon firsthand. “It happens frequently. In the past few years, I have gradually developed the confidence and experience not to let it happen to me,” he says, “but I may inherit patients admitted by my hospitalist colleagues who may not feel as empowered or as skilled at avoiding it.”

Hospitalist dissatisfaction with comanagement is a problem with imperfect solutions, Dr. Cheng explains. “From my view, the biggest risk of comanagement is the inequality in relationships. Not every hospitalist has the temperament to do comanagement. If there is a perception that the partnership is unequal—favoring the surgeon—and if you feel like the junior partner in the relationship, it can be disheartening,” he says. “If the patient is not that sick, or if you feel you don’t have much to add professionally, it might feel like doing grunt work.”
Dr. Cheng also points to a theoretical increase in medical legal risk that the individual hospitalist faces. “With comanagement, you are taking responsibility not just for recommending care but for ensuring that the care is appropriately carried out, monitoring responses to treatment and dealing with delays,” he says. “When I talk to hospitalists, this fear of medical legal exposure comes up regularly.”
Rules of Engagement
SHM’s white paper offers a checklist of important issues to address when developing a comanagement service agreement. Issues include identifying champions from both sides of the collaboration, as well as from the hospital’s administration—which is an essential third party.
“Rules of engagement,” which should be spelled out in a written service agreement, include clarifying a shared vision, mutual goals and expectations, and the identified value proposition for both sides from the arrangement. Appropriate patients should be defined, along with what happens at night and on weekends, lines of authority and communication channels, and how conflicts will be addressed.
For Dr. McKean, the process really starts with “reflecting on your own core values.” Have a clear sense of the group’s goals, current staffing levels and pressures, and ability to add staff for a growing caseload, she says. “That’s where the rubber meets the road,” she adds. “You may want to hire people with a special interest in comanagement, and don’t try to have everyone in the group do everything.”
Jeanne Huddleston, MD, FACP, FHM, clinical scholar at the Mayo Clinic in Rochester, Minn., and past president of SHM, recommends dipping into the hospital’s database to get a better sense of the patient population targeted by a planned comanagement agreement—numbers, demographics, severity of illness, level of symptoms, length of stay, costs, and the like. Hospitalists also need to clearly understand the goals and needs of their comanagement partners—surgeons and other specialists—and of hospital administrators, who are an essential third party to the arrangement (see “What Hospitalists’ Comanagement Partners Are Saying,” above).
For Dr. Auerbach, the fundamental question is: “What are we specifically being asked to fix, and are we the right resource to fix the problem? Are we qualified to do it? Are we staffed to do it? Are we being given appropriate resources and authority to do it? And fundamentally, how are we going to know if we’ve made an improvement?” Quality metrics for comanagement—which should be gathered from the outset to provide a baseline—include in-hospital morbidity and mortality rates, 30-day mortality, hospital readmissions, length of hospital stay, costs of care, and overall return on investment for the hospital, as well as improved patient and professional satisfaction.
Experts agree that comanagement arrangements are unlikely to be self-sustaining from billing revenues alone, and thus will need some kind of support. In some cases, specialist groups can contribute the needed support, but more likely it is up to the hospital’s administration, based on its commitment to keeping its surgeons happy and busy in the operating suite, and on outcomes documenting financial and other benefits.
Medicare currently pays surgeons a global fee to manage their patient’s care associated with the surgery. Hospitalist comanagers typically bill under different codes for managing the patient’s medical conditions. But in an era of heightened regulatory scrutiny, health reform, and increased bundling of payments, this approach could be in for some revision, says Michael Ruhlen, MD, MHCM, FACHE, SFHM, chief medical officer of Carolinas Medical Centers in Charlotte, N.C.
ACOs will receive a global fee and apportion it among all the providers involved in a given episode of care, perhaps returning to capitation as a method to accomplish the apportionment, Dr. Ruhlen says. Hospitalists now developing comanagement agreements with surgeons should be aware that such changes are on the horizon, requiring all of the parties involved to rethink how their agreements are structured. In such cases, clearly demonstrating the value of both parties’ contributions to comanagement will be essential, he says.
Professional Impact
For The Cleveland Clinic’s Dr. Whinney, having a service agreement in place will help when physician reimbursement changes. “The thing you develop through these relationships is a sense of collegiality with your surgical colleagues, which is not something we’ve often seen before,” he says. “Particularly in large hospitals, where physicians don’t necessarily know each other, comanagement develops a true sense of collegiality.”
Felix Aguirre, MD, vice president of medical affairs for North Hollywood, Calif.-based IPC: The Hospitalist Company, says that a significant majority of hospitalized patients can benefit from an HM physician on the case.
“At IPC, we started with relationships [with the specialists], but as you go longer, you eventually move to more formal relationships, better defining what you are trying to do,” he says. “We’re still developing comanagement programs, and we’re trying to envision how they might relate to the readmission problem and to optimizing lengths of stay.”
Other industry leaders also ask how comanagement might contribute to the problem of hospital readmissions, perhaps with the hospitalist’s comanagement role continuing after the patient leaves the hospital. Others are exploring perioperative programs, broadly defined, with the hospitalist performing pre-operative assessments on an outpatient basis and helping to standardize processes and optimize the patient for surgery, thus reducing last-minute cancellations.
Ultimately, Dr. Huddleston says, these relationships should be built around putting the patient and the patient’s needs first, and patients don’t fit into neat boxes.
“Sometimes it’s comanagement, sometimes it’s just consultation. Each situation is discussed at the patient level,” she says. “As programs mature, all of these approaches can coexist. That’s where the service agreements become absolutely crucial, and they have to evolve as practice evolves. If you’re really basing it on patient need, you’ll probably end up with a hybrid of models.” TH
Larry Beresford is a freelance writer based in Oakland, Calif.
References
- Hospitalist co-management with surgeons and specialists. SHM website. Available at: www.hospitalmedicine.org/AM/Template.cfm?Section=Home&Template=/CM/HTMLDisplay.cfm&ContentID=25894. Accessed March 11, 2011.
- The core competencies in hospital medicine. ShM website. Available at: www.hospitalmedicine.org/Content/NavigationMenu/Education/CoreCurriculum/Core_Competencies.htm. Accessed March 11, 2011.
- SHM Co-Management Advisory Panel. A white paper on a guide to hospitalist/orthopedic surgery co-management, SHM website. Available at: www.hospitalmedicine.org/AM/Template.cfm?Section=White_Papers&Template=/CM/ContentDisplay.cfm&ContentID=25864.Accessed March 11, 2011.
- Siegal EM. Just because you can, doesn’t mean that you should: A call for the rational application of hospitalist comanagement. J Hosp Med. 2008;3(5):398-402.
- Auerbach AD, Wachter RM, Cheng HQ, Maselli J, McDermott M, Vittinghoff E, Burger MS. Comanagement of surgical patients between neurosurgeons and hospitalists. Arch Intern Med. 2010;170(22):2004-2010.
- Huddleston JM, Long KH, Naessens JM, et al. Medical and surgical comanagement after elective hip and knee arthroplasty: A randomized, controlled trial. Ann Intern Med. 2004;141(1):28-38.
- Pinzur MS, Gurza E, Kristopaitis T, et al. Hospitalist-orthopedic comanagement of high-risk patients undergoing lower extremity reconstruction surgery. Orthopedics. 2009; 32(7):495.
As patient care grows ever more complex, driven by demographic shifts and regulatory trends, hospitalists around the country continue to worry about the “dumping” practices of referring surgeons and other specialists. Negative nicknames like “admitologist,” “dischargologist,” or “glorified resident” reflect the concerns of some veteran physicians who find themselves doing what they perceive as “scut work”—merely processing the surgeons’ patients through the hospitalization.
Comanagement has been proposed as a solution to improve both patient care and professional satisfaction. But its promise can be eroded if the arrangement isn’t well planned and executed, experts say. Comanagement requires clearly defined roles, collaborative professional relationships, and some sense of equal standing with the surgeons or other specialists who call on hospitalists to care for their hospitalized patients’ medical needs.
“The growing formalization of comanagement agreements stems from prior tendency by some to view hospitalists as glorified house staff,” says Christopher Whinney, MD, FACP, FHM, director of comanagement at The Cleveland Clinic. “Hospitalists feel this is inappropriate, based on our skill set and scope of practice. There is also a concern that if a hospitalist group jumps in to do this without a clear service agreement in writing, that is where dumping can become a problem.”
Dr. Whinney is one of two expert mentors for hospitalists under a new SHM demonstration project called the Hospitalist Orthopedic Patient Service Comanagement Program, which is gathering data to evaluate its effectiveness on clinical and other outcomes. He has been working with five of the 10 participating HM groups, helping them define what it means to institutionalize formal comanagement relationships.
“Whatever your personal feelings about the comanagement relationship, pro or con, comanagement is going to be part of most hospital medicine groups’ repertoire of services,” says Hugo Quinny Cheng, MD, director of the comanagement with neurosurgery service at the University of California at San Francisco (UCSF) Medical Center. “You can try to avoid it, but if the medical center and the surgeons want it, there’s going to be pressure on your group to do it—or else they’ll look for another hospitalist group to do it.”
Dr. Cheng advises hospitalist group leaders make themselves aware of the trend and position themselves in a way to take advantage of it—or, at the very least, not be blindsided by it.
According to SHM data, 85% of hospitalist groups have done some kind of comanagement.1 It’s not explicitly listed by SHM as one of The Core Competencies in Hospital Medicine, but it might as well be, says Leslie Flores, MHA, SHM senior advisor, practice management, because aspects of comanagement are addressed throughout.2
Defined, Distinguished, Delineated
Comanagement is different from traditional medical consultations performed by hospitalists upon request, and also differs from cases in which the hospitalist is the admitting physician of record with sole management responsibilities while the patient is in the hospital. According to an SHM white paper, A Guide to Hospitalist/Orthopedic Surgery Comanagement, the concept involves shared responsibility, authority, and accountability for the care of hospitalized patients, typically with orthopedic surgeons or other specialties, and with the hospitalist managing the patient’s medical concerns, such as diabetes, congestive heart failure, or DVT.3 (SHM’s website is full of comanagement resources, including sample service agreements; visit www.hospitalmedicine.org/publications and click on the “comanagement” button.)
But just as HM programs can be diverse in their organization, structure, and leadership, there is no single definition of comanagement, says Sylvia McKean, MD, SFHM, senior hospitalist at Brigham and Women’s Hospital in Boston. “You can have a very formal relationship where there’s a contract and where people are paid by whatever group is initiating the comanagement. There may be clear definitions in terms of their roles,” says Dr. McKean, an SHM board member who chaired the advisory panel that developed the comanagement white paper. “At the other extreme may be an informal relationship where you have a group of people in a community hospital who are available to manage medical problems when requested by specialists on a subset of patients.
“What really seems to distinguish comanagement from traditional medical consultations is that it implies equality in the relationship, even though the surgeon is often the attending of record,” as is practiced at Brigham and Women’s, Dr. McKean says. The comanaging hospitalist might follow the patient until discharge, rather than just seeing the patient once regarding the consultation question. “It’s more of a robust involvement of the hospitalist or internist, who really takes responsibility to make sure that medical conditions are actively managed, ideally before complications emerge.”
Eric Siegal, MD, SFHM, an intensivist with Aurora Medical Group in Wisconsin and an SHM board member, recommended developing comanagement services “carefully and methodically, paying close attention to consequences, intended and unintended”1 in a 2008 Journal of Hospital Medicine article. He tries to avoid broad generalizations about comanagement because “it’s applied variably across the industry. You’re going to find hospitalist programs that comanage very well and others that do it poorly.”
Dr. Siegal says he doesn’t think anyone in the field is “categorically anti-comanagement.”
However, he says it should be done thoughtfully, with clear goals in mind, and clearly defined roles and responsibilities. “Just showing up to see the specialists’ patients and calling it comanagement doesn’t necessarily mean you’re doing anything to make those patients’ care better,” he says.
Expert-Recommended
Demographic trends driving the spread of comanagement include an aging population of hospitalized patients with multiple comorbidities receiving surgical or other procedures that might not have been offered to them in the past. It fits with broader healthcare reform trends toward enhanced coordination and greater efficiency, illustrated by accountable-care organizations (ACOs).
Comanagement can be a growth and expansion opportunity for hospitalist groups, one that offers a defined niche and cements a group’s value to a hospital that wants improved relationships with surgeons. It also addresses the need for standardization and improved patient care in response to quality and safety concerns, and is associated with higher reported rates of satisfaction for surgeons and other staff and for patients.
“There are compelling reasons to do this, related to the limitations placed on resident work hours, which have affected neurosurgery and other surgical specialties profoundly, and the need to provide on-the-floor physician coverage more often and more consistently,” says UCSF hospitalist Andrew Auerbach, MD, MPH.

Dr. Auerbach is the lead author of a recently published study of the neurosurgery comanagement service at UCSF, which found that the program did not result in changes in patient mortality, readmission rates, or lengths of stay (LOS), although it was associated with reduced costs and perceptions of higher quality by professionals.5 Previous research has identified similar results with regard to increased professional satisfaction but without improvements in hard clinical outcomes.6
“Our paper supports the idea that clinical benefits to patients are not there yet,” Dr. Auerbach says. “Maybe we haven’t comanaged the right kinds of patients. Is there something else we have to think about? Maybe the real action is to be found post-hospitalization.”
Comanagement Caveats
In his landmark 2008 JHM article, Dr. Siegal pointed to potential drawbacks associated with comanagement. For example, surgeons, other specialists, and residents can become disengaged from the medical care of their hospitalized patients. He also noted the exacerbation of hospitalist and generalist manpower shortages, as well as the theoretical risk of fragmentation of care that is provided by multiple physician managers. If hospitalists are asked to do things that are outside of their skill set, that can be a problem, too. But the biggest concerns seem to center on the potential negative impact on job satisfaction.
“A fair and robust comanagement structure is an optimal delivery model,” says Christopher Massari, MD, hospitalist at PHMG/PeaceHealth Hospital in Springfield, Ore. “But because most hospitalist services are staffed 24/7, there’s a tendency for specialists and nurses to take advantage of hospitalists because they are ‘available.’ ”
Dr. Massari says he has experienced the “dumping” phenomenon firsthand. “It happens frequently. In the past few years, I have gradually developed the confidence and experience not to let it happen to me,” he says, “but I may inherit patients admitted by my hospitalist colleagues who may not feel as empowered or as skilled at avoiding it.”

Hospitalist dissatisfaction with comanagement is a problem with imperfect solutions, Dr. Cheng explains. “From my view, the biggest risk of comanagement is the inequality in relationships. Not every hospitalist has the temperament to do comanagement. If there is a perception that the partnership is unequal—favoring the surgeon—and if you feel like the junior partner in the relationship, it can be disheartening,” he says. “If the patient is not that sick, or if you feel you don’t have much to add professionally, it might feel like doing grunt work.”
Dr. Cheng also points to a theoretical increase in medical legal risk that the individual hospitalist faces. “With comanagement, you are taking responsibility not just for recommending care but for ensuring that the care is appropriately carried out, monitoring responses to treatment and dealing with delays,” he says. “When I talk to hospitalists, this fear of medical legal exposure comes up regularly.”
Rules of Engagement
SHM’s white paper offers a checklist of important issues to address when developing a comanagement service agreement. Issues include identifying champions from both sides of the collaboration, as well as from the hospital’s administration—which is an essential third party.
“Rules of engagement,” which should be spelled out in a written service agreement, include clarifying a shared vision, mutual goals and expectations, and the identified value proposition for both sides from the arrangement. Appropriate patients should be defined, along with what happens at night and on weekends, lines of authority and communication channels, and how conflicts will be addressed.
For Dr. McKean, the process really starts with “reflecting on your own core values.” Have a clear sense of the group’s goals, current staffing levels and pressures, and ability to add staff for a growing caseload, she says. “That’s where the rubber meets the road,” she adds. “You may want to hire people with a special interest in comanagement, and don’t try to have everyone in the group do everything.”
Jeanne Huddleston, MD, FACP, FHM, clinical scholar at the Mayo Clinic in Rochester, Minn., and past president of SHM, recommends dipping into the hospital’s database to get a better sense of the patient population targeted by a planned comanagement agreement—numbers, demographics, severity of illness, level of symptoms, length of stay, costs, and the like. Hospitalists also need to clearly understand the goals and needs of their comanagement partners—surgeons and other specialists—and of hospital administrators, who are an essential third party to the arrangement (see “What Hospitalists’ Comanagement Partners Are Saying,” above).
For Dr. Auerbach, the fundamental question is: “What are we specifically being asked to fix, and are we the right resource to fix the problem? Are we qualified to do it? Are we staffed to do it? Are we being given appropriate resources and authority to do it? And fundamentally, how are we going to know if we’ve made an improvement?” Quality metrics for comanagement—which should be gathered from the outset to provide a baseline—include in-hospital morbidity and mortality rates, 30-day mortality, hospital readmissions, length of hospital stay, costs of care, and overall return on investment for the hospital, as well as improved patient and professional satisfaction.
Experts agree that comanagement arrangements are unlikely to be self-sustaining from billing revenues alone, and thus will need some kind of support. In some cases, specialist groups can contribute the needed support, but more likely it is up to the hospital’s administration, based on its commitment to keeping its surgeons happy and busy in the operating suite, and on outcomes documenting financial and other benefits.
Medicare currently pays surgeons a global fee to manage their patient’s care associated with the surgery. Hospitalist comanagers typically bill under different codes for managing the patient’s medical conditions. But in an era of heightened regulatory scrutiny, health reform, and increased bundling of payments, this approach could be in for some revision, says Michael Ruhlen, MD, MHCM, FACHE, SFHM, chief medical officer of Carolinas Medical Centers in Charlotte, N.C.
ACOs will receive a global fee and apportion it among all the providers involved in a given episode of care, perhaps returning to capitation as a method to accomplish the apportionment, Dr. Ruhlen says. Hospitalists now developing comanagement agreements with surgeons should be aware that such changes are on the horizon, requiring all of the parties involved to rethink how their agreements are structured. In such cases, clearly demonstrating the value of both parties’ contributions to comanagement will be essential, he says.
Professional Impact
For The Cleveland Clinic’s Dr. Whinney, having a service agreement in place will help when physician reimbursement changes. “The thing you develop through these relationships is a sense of collegiality with your surgical colleagues, which is not something we’ve often seen before,” he says. “Particularly in large hospitals, where physicians don’t necessarily know each other, comanagement develops a true sense of collegiality.”
Felix Aguirre, MD, vice president of medical affairs for North Hollywood, Calif.-based IPC: The Hospitalist Company, says that a significant majority of hospitalized patients can benefit from an HM physician on the case.
“At IPC, we started with relationships [with the specialists], but as you go longer, you eventually move to more formal relationships, better defining what you are trying to do,” he says. “We’re still developing comanagement programs, and we’re trying to envision how they might relate to the readmission problem and to optimizing lengths of stay.”
Other industry leaders also ask how comanagement might contribute to the problem of hospital readmissions, perhaps with the hospitalist’s comanagement role continuing after the patient leaves the hospital. Others are exploring perioperative programs, broadly defined, with the hospitalist performing pre-operative assessments on an outpatient basis and helping to standardize processes and optimize the patient for surgery, thus reducing last-minute cancellations.
Ultimately, Dr. Huddleston says, these relationships should be built around putting the patient and the patient’s needs first, and patients don’t fit into neat boxes.
“Sometimes it’s comanagement, sometimes it’s just consultation. Each situation is discussed at the patient level,” she says. “As programs mature, all of these approaches can coexist. That’s where the service agreements become absolutely crucial, and they have to evolve as practice evolves. If you’re really basing it on patient need, you’ll probably end up with a hybrid of models.” TH
Larry Beresford is a freelance writer based in Oakland, Calif.
References
- Hospitalist co-management with surgeons and specialists. SHM website. Available at: www.hospitalmedicine.org/AM/Template.cfm?Section=Home&Template=/CM/HTMLDisplay.cfm&ContentID=25894. Accessed March 11, 2011.
- The core competencies in hospital medicine. ShM website. Available at: www.hospitalmedicine.org/Content/NavigationMenu/Education/CoreCurriculum/Core_Competencies.htm. Accessed March 11, 2011.
- SHM Co-Management Advisory Panel. A white paper on a guide to hospitalist/orthopedic surgery co-management, SHM website. Available at: www.hospitalmedicine.org/AM/Template.cfm?Section=White_Papers&Template=/CM/ContentDisplay.cfm&ContentID=25864.Accessed March 11, 2011.
- Siegal EM. Just because you can, doesn’t mean that you should: A call for the rational application of hospitalist comanagement. J Hosp Med. 2008;3(5):398-402.
- Auerbach AD, Wachter RM, Cheng HQ, Maselli J, McDermott M, Vittinghoff E, Burger MS. Comanagement of surgical patients between neurosurgeons and hospitalists. Arch Intern Med. 2010;170(22):2004-2010.
- Huddleston JM, Long KH, Naessens JM, et al. Medical and surgical comanagement after elective hip and knee arthroplasty: A randomized, controlled trial. Ann Intern Med. 2004;141(1):28-38.
- Pinzur MS, Gurza E, Kristopaitis T, et al. Hospitalist-orthopedic comanagement of high-risk patients undergoing lower extremity reconstruction surgery. Orthopedics. 2009; 32(7):495.
As patient care grows ever more complex, driven by demographic shifts and regulatory trends, hospitalists around the country continue to worry about the “dumping” practices of referring surgeons and other specialists. Negative nicknames like “admitologist,” “dischargologist,” or “glorified resident” reflect the concerns of some veteran physicians who find themselves doing what they perceive as “scut work”—merely processing the surgeons’ patients through the hospitalization.
Comanagement has been proposed as a solution to improve both patient care and professional satisfaction. But its promise can be eroded if the arrangement isn’t well planned and executed, experts say. Comanagement requires clearly defined roles, collaborative professional relationships, and some sense of equal standing with the surgeons or other specialists who call on hospitalists to care for their hospitalized patients’ medical needs.
“The growing formalization of comanagement agreements stems from prior tendency by some to view hospitalists as glorified house staff,” says Christopher Whinney, MD, FACP, FHM, director of comanagement at The Cleveland Clinic. “Hospitalists feel this is inappropriate, based on our skill set and scope of practice. There is also a concern that if a hospitalist group jumps in to do this without a clear service agreement in writing, that is where dumping can become a problem.”
Dr. Whinney is one of two expert mentors for hospitalists under a new SHM demonstration project called the Hospitalist Orthopedic Patient Service Comanagement Program, which is gathering data to evaluate its effectiveness on clinical and other outcomes. He has been working with five of the 10 participating HM groups, helping them define what it means to institutionalize formal comanagement relationships.
“Whatever your personal feelings about the comanagement relationship, pro or con, comanagement is going to be part of most hospital medicine groups’ repertoire of services,” says Hugo Quinny Cheng, MD, director of the comanagement with neurosurgery service at the University of California at San Francisco (UCSF) Medical Center. “You can try to avoid it, but if the medical center and the surgeons want it, there’s going to be pressure on your group to do it—or else they’ll look for another hospitalist group to do it.”
Dr. Cheng advises hospitalist group leaders make themselves aware of the trend and position themselves in a way to take advantage of it—or, at the very least, not be blindsided by it.
According to SHM data, 85% of hospitalist groups have done some kind of comanagement.1 It’s not explicitly listed by SHM as one of The Core Competencies in Hospital Medicine, but it might as well be, says Leslie Flores, MHA, SHM senior advisor, practice management, because aspects of comanagement are addressed throughout.2
Defined, Distinguished, Delineated
Comanagement is different from traditional medical consultations performed by hospitalists upon request, and also differs from cases in which the hospitalist is the admitting physician of record with sole management responsibilities while the patient is in the hospital. According to an SHM white paper, A Guide to Hospitalist/Orthopedic Surgery Comanagement, the concept involves shared responsibility, authority, and accountability for the care of hospitalized patients, typically with orthopedic surgeons or other specialties, and with the hospitalist managing the patient’s medical concerns, such as diabetes, congestive heart failure, or DVT.3 (SHM’s website is full of comanagement resources, including sample service agreements; visit www.hospitalmedicine.org/publications and click on the “comanagement” button.)
But just as HM programs can be diverse in their organization, structure, and leadership, there is no single definition of comanagement, says Sylvia McKean, MD, SFHM, senior hospitalist at Brigham and Women’s Hospital in Boston. “You can have a very formal relationship where there’s a contract and where people are paid by whatever group is initiating the comanagement. There may be clear definitions in terms of their roles,” says Dr. McKean, an SHM board member who chaired the advisory panel that developed the comanagement white paper. “At the other extreme may be an informal relationship where you have a group of people in a community hospital who are available to manage medical problems when requested by specialists on a subset of patients.
“What really seems to distinguish comanagement from traditional medical consultations is that it implies equality in the relationship, even though the surgeon is often the attending of record,” as is practiced at Brigham and Women’s, Dr. McKean says. The comanaging hospitalist might follow the patient until discharge, rather than just seeing the patient once regarding the consultation question. “It’s more of a robust involvement of the hospitalist or internist, who really takes responsibility to make sure that medical conditions are actively managed, ideally before complications emerge.”
Eric Siegal, MD, SFHM, an intensivist with Aurora Medical Group in Wisconsin and an SHM board member, recommended developing comanagement services “carefully and methodically, paying close attention to consequences, intended and unintended”1 in a 2008 Journal of Hospital Medicine article. He tries to avoid broad generalizations about comanagement because “it’s applied variably across the industry. You’re going to find hospitalist programs that comanage very well and others that do it poorly.”
Dr. Siegal says he doesn’t think anyone in the field is “categorically anti-comanagement.”
However, he says it should be done thoughtfully, with clear goals in mind, and clearly defined roles and responsibilities. “Just showing up to see the specialists’ patients and calling it comanagement doesn’t necessarily mean you’re doing anything to make those patients’ care better,” he says.
Expert-Recommended
Demographic trends driving the spread of comanagement include an aging population of hospitalized patients with multiple comorbidities receiving surgical or other procedures that might not have been offered to them in the past. It fits with broader healthcare reform trends toward enhanced coordination and greater efficiency, illustrated by accountable-care organizations (ACOs).
Comanagement can be a growth and expansion opportunity for hospitalist groups, one that offers a defined niche and cements a group’s value to a hospital that wants improved relationships with surgeons. It also addresses the need for standardization and improved patient care in response to quality and safety concerns, and is associated with higher reported rates of satisfaction for surgeons and other staff and for patients.
“There are compelling reasons to do this, related to the limitations placed on resident work hours, which have affected neurosurgery and other surgical specialties profoundly, and the need to provide on-the-floor physician coverage more often and more consistently,” says UCSF hospitalist Andrew Auerbach, MD, MPH.

Dr. Auerbach is the lead author of a recently published study of the neurosurgery comanagement service at UCSF, which found that the program did not result in changes in patient mortality, readmission rates, or lengths of stay (LOS), although it was associated with reduced costs and perceptions of higher quality by professionals.5 Previous research has identified similar results with regard to increased professional satisfaction but without improvements in hard clinical outcomes.6
“Our paper supports the idea that clinical benefits to patients are not there yet,” Dr. Auerbach says. “Maybe we haven’t comanaged the right kinds of patients. Is there something else we have to think about? Maybe the real action is to be found post-hospitalization.”
Comanagement Caveats
In his landmark 2008 JHM article, Dr. Siegal pointed to potential drawbacks associated with comanagement. For example, surgeons, other specialists, and residents can become disengaged from the medical care of their hospitalized patients. He also noted the exacerbation of hospitalist and generalist manpower shortages, as well as the theoretical risk of fragmentation of care that is provided by multiple physician managers. If hospitalists are asked to do things that are outside of their skill set, that can be a problem, too. But the biggest concerns seem to center on the potential negative impact on job satisfaction.
“A fair and robust comanagement structure is an optimal delivery model,” says Christopher Massari, MD, hospitalist at PHMG/PeaceHealth Hospital in Springfield, Ore. “But because most hospitalist services are staffed 24/7, there’s a tendency for specialists and nurses to take advantage of hospitalists because they are ‘available.’ ”
Dr. Massari says he has experienced the “dumping” phenomenon firsthand. “It happens frequently. In the past few years, I have gradually developed the confidence and experience not to let it happen to me,” he says, “but I may inherit patients admitted by my hospitalist colleagues who may not feel as empowered or as skilled at avoiding it.”

Hospitalist dissatisfaction with comanagement is a problem with imperfect solutions, Dr. Cheng explains. “From my view, the biggest risk of comanagement is the inequality in relationships. Not every hospitalist has the temperament to do comanagement. If there is a perception that the partnership is unequal—favoring the surgeon—and if you feel like the junior partner in the relationship, it can be disheartening,” he says. “If the patient is not that sick, or if you feel you don’t have much to add professionally, it might feel like doing grunt work.”
Dr. Cheng also points to a theoretical increase in medical legal risk that the individual hospitalist faces. “With comanagement, you are taking responsibility not just for recommending care but for ensuring that the care is appropriately carried out, monitoring responses to treatment and dealing with delays,” he says. “When I talk to hospitalists, this fear of medical legal exposure comes up regularly.”
Rules of Engagement
SHM’s white paper offers a checklist of important issues to address when developing a comanagement service agreement. Issues include identifying champions from both sides of the collaboration, as well as from the hospital’s administration—which is an essential third party.
“Rules of engagement,” which should be spelled out in a written service agreement, include clarifying a shared vision, mutual goals and expectations, and the identified value proposition for both sides from the arrangement. Appropriate patients should be defined, along with what happens at night and on weekends, lines of authority and communication channels, and how conflicts will be addressed.
For Dr. McKean, the process really starts with “reflecting on your own core values.” Have a clear sense of the group’s goals, current staffing levels and pressures, and ability to add staff for a growing caseload, she says. “That’s where the rubber meets the road,” she adds. “You may want to hire people with a special interest in comanagement, and don’t try to have everyone in the group do everything.”
Jeanne Huddleston, MD, FACP, FHM, clinical scholar at the Mayo Clinic in Rochester, Minn., and past president of SHM, recommends dipping into the hospital’s database to get a better sense of the patient population targeted by a planned comanagement agreement—numbers, demographics, severity of illness, level of symptoms, length of stay, costs, and the like. Hospitalists also need to clearly understand the goals and needs of their comanagement partners—surgeons and other specialists—and of hospital administrators, who are an essential third party to the arrangement (see “What Hospitalists’ Comanagement Partners Are Saying,” above).
For Dr. Auerbach, the fundamental question is: “What are we specifically being asked to fix, and are we the right resource to fix the problem? Are we qualified to do it? Are we staffed to do it? Are we being given appropriate resources and authority to do it? And fundamentally, how are we going to know if we’ve made an improvement?” Quality metrics for comanagement—which should be gathered from the outset to provide a baseline—include in-hospital morbidity and mortality rates, 30-day mortality, hospital readmissions, length of hospital stay, costs of care, and overall return on investment for the hospital, as well as improved patient and professional satisfaction.
Experts agree that comanagement arrangements are unlikely to be self-sustaining from billing revenues alone, and thus will need some kind of support. In some cases, specialist groups can contribute the needed support, but more likely it is up to the hospital’s administration, based on its commitment to keeping its surgeons happy and busy in the operating suite, and on outcomes documenting financial and other benefits.
Medicare currently pays surgeons a global fee to manage their patient’s care associated with the surgery. Hospitalist comanagers typically bill under different codes for managing the patient’s medical conditions. But in an era of heightened regulatory scrutiny, health reform, and increased bundling of payments, this approach could be in for some revision, says Michael Ruhlen, MD, MHCM, FACHE, SFHM, chief medical officer of Carolinas Medical Centers in Charlotte, N.C.
ACOs will receive a global fee and apportion it among all the providers involved in a given episode of care, perhaps returning to capitation as a method to accomplish the apportionment, Dr. Ruhlen says. Hospitalists now developing comanagement agreements with surgeons should be aware that such changes are on the horizon, requiring all of the parties involved to rethink how their agreements are structured. In such cases, clearly demonstrating the value of both parties’ contributions to comanagement will be essential, he says.
Professional Impact
For The Cleveland Clinic’s Dr. Whinney, having a service agreement in place will help when physician reimbursement changes. “The thing you develop through these relationships is a sense of collegiality with your surgical colleagues, which is not something we’ve often seen before,” he says. “Particularly in large hospitals, where physicians don’t necessarily know each other, comanagement develops a true sense of collegiality.”
Felix Aguirre, MD, vice president of medical affairs for North Hollywood, Calif.-based IPC: The Hospitalist Company, says that a significant majority of hospitalized patients can benefit from an HM physician on the case.
“At IPC, we started with relationships [with the specialists], but as you go longer, you eventually move to more formal relationships, better defining what you are trying to do,” he says. “We’re still developing comanagement programs, and we’re trying to envision how they might relate to the readmission problem and to optimizing lengths of stay.”
Other industry leaders also ask how comanagement might contribute to the problem of hospital readmissions, perhaps with the hospitalist’s comanagement role continuing after the patient leaves the hospital. Others are exploring perioperative programs, broadly defined, with the hospitalist performing pre-operative assessments on an outpatient basis and helping to standardize processes and optimize the patient for surgery, thus reducing last-minute cancellations.
Ultimately, Dr. Huddleston says, these relationships should be built around putting the patient and the patient’s needs first, and patients don’t fit into neat boxes.
“Sometimes it’s comanagement, sometimes it’s just consultation. Each situation is discussed at the patient level,” she says. “As programs mature, all of these approaches can coexist. That’s where the service agreements become absolutely crucial, and they have to evolve as practice evolves. If you’re really basing it on patient need, you’ll probably end up with a hybrid of models.” TH
Larry Beresford is a freelance writer based in Oakland, Calif.
References
- Hospitalist co-management with surgeons and specialists. SHM website. Available at: www.hospitalmedicine.org/AM/Template.cfm?Section=Home&Template=/CM/HTMLDisplay.cfm&ContentID=25894. Accessed March 11, 2011.
- The core competencies in hospital medicine. ShM website. Available at: www.hospitalmedicine.org/Content/NavigationMenu/Education/CoreCurriculum/Core_Competencies.htm. Accessed March 11, 2011.
- SHM Co-Management Advisory Panel. A white paper on a guide to hospitalist/orthopedic surgery co-management, SHM website. Available at: www.hospitalmedicine.org/AM/Template.cfm?Section=White_Papers&Template=/CM/ContentDisplay.cfm&ContentID=25864.Accessed March 11, 2011.
- Siegal EM. Just because you can, doesn’t mean that you should: A call for the rational application of hospitalist comanagement. J Hosp Med. 2008;3(5):398-402.
- Auerbach AD, Wachter RM, Cheng HQ, Maselli J, McDermott M, Vittinghoff E, Burger MS. Comanagement of surgical patients between neurosurgeons and hospitalists. Arch Intern Med. 2010;170(22):2004-2010.
- Huddleston JM, Long KH, Naessens JM, et al. Medical and surgical comanagement after elective hip and knee arthroplasty: A randomized, controlled trial. Ann Intern Med. 2004;141(1):28-38.
- Pinzur MS, Gurza E, Kristopaitis T, et al. Hospitalist-orthopedic comanagement of high-risk patients undergoing lower extremity reconstruction surgery. Orthopedics. 2009; 32(7):495.
Under the Microscope: Medication Reconciliation

Boston hospitalist Jeffrey Schnipper, MD, MPH, FHM, is no stranger to quality initiatives aimed at medication reconciliation (MR). His research at Brigham and Women’s Hospital and Massachusetts General Hospital revealed a potential reduction of serious medical errors per patient to 0.3 from 1.4 in the past four years.
“I think those are achievable results,” he says. “This is all about doing those things better than we were always doing before.”
Now Dr. Schnipper will work to bring similar results to hospitals across America as principal investigator for SHM’s three-year, multicenter, MR quality-improvement study. The study, funded by a $1.5 million grant from the Agency for Healthcare Research and Quality (AHRQ), will develop a database to research the best practices in MR and provide a mentored implementation model for other hospitals to use.
The project also will include a package of materials and tools adaptable for any hospital, as well as an implementation guide with the mentored implementation model. “It really should be everything a site needs to improve its MR process,” says Dr. Schnipper, director of clinical research at the Brigham and Women’s Hospital Hospitalist Service and assistant professor at Harvard Medical School.
According to The Institute for Safe Medication Practices, MR is the process of comparing a patient’s medication orders with their previously prescribed medication regimen and communicating any necessary changes to patients and their next providers of care. More than 1.3 million medication errors occur annually in the U.S.; MR has been shown to eliminate as many as half of those errors and 20% of adverse medical events.
JoAnne Resnic, MBA, BSN, RN, senior project manager at SHM, says SHM will use the grant to fund research investigators, SHM’s project staff, and the development of a database for each of the study’s six sites to house their data collection and provide site-specific progress reports throughout the course of the study. SHM is working with consultants and physician co-investigators, a steering committee of nationally recognized thought leaders in medication reconciliation, a research pharmacist, and others to “help us take a pretty deep dive into the process and, hopefully, explain why some interventions work in some places and why they may not in others,” Resnic says.
According to Dr. Schnipper, SHM will conduct an interrupted time series at the sites, collecting baseline data for six months at each, then for 21 months after interventions begin. The study specifically will address 13 facets of medication reconciliation, scoring the facets based on their effectiveness (see Table 1, p. 6).
Each facet will be re-evaluated when different parts of the intervention are turned on, which should reveal “the most active ingredients that correspond to improved outcomes,” he says.
Dr. Schnipper emphasizes that there are two integral facets for improving MR: patient education and access to preadmission medication sources. Technology could be an answer to advancing these components, but it is not the sole link. “There may be ways to serve up the discharged medication list in a patient-friendly way using some IT or an image library of medications to help patients,” he says. “I do not foresee a medication reconciliation IT application, unfortunately.”
AHRQ selected SHM for the grant after a “peer review process [that] evaluates the merit of the applications against very rigorous criteria,” an AHRQ representative says. SHM was chosen “based upon its leadership and previous experience in medication reconciliation.” TH
Kevin Stevens is a staff writer based in New Jersey.

Boston hospitalist Jeffrey Schnipper, MD, MPH, FHM, is no stranger to quality initiatives aimed at medication reconciliation (MR). His research at Brigham and Women’s Hospital and Massachusetts General Hospital revealed a potential reduction of serious medical errors per patient to 0.3 from 1.4 in the past four years.
“I think those are achievable results,” he says. “This is all about doing those things better than we were always doing before.”
Now Dr. Schnipper will work to bring similar results to hospitals across America as principal investigator for SHM’s three-year, multicenter, MR quality-improvement study. The study, funded by a $1.5 million grant from the Agency for Healthcare Research and Quality (AHRQ), will develop a database to research the best practices in MR and provide a mentored implementation model for other hospitals to use.
The project also will include a package of materials and tools adaptable for any hospital, as well as an implementation guide with the mentored implementation model. “It really should be everything a site needs to improve its MR process,” says Dr. Schnipper, director of clinical research at the Brigham and Women’s Hospital Hospitalist Service and assistant professor at Harvard Medical School.
According to The Institute for Safe Medication Practices, MR is the process of comparing a patient’s medication orders with their previously prescribed medication regimen and communicating any necessary changes to patients and their next providers of care. More than 1.3 million medication errors occur annually in the U.S.; MR has been shown to eliminate as many as half of those errors and 20% of adverse medical events.
JoAnne Resnic, MBA, BSN, RN, senior project manager at SHM, says SHM will use the grant to fund research investigators, SHM’s project staff, and the development of a database for each of the study’s six sites to house their data collection and provide site-specific progress reports throughout the course of the study. SHM is working with consultants and physician co-investigators, a steering committee of nationally recognized thought leaders in medication reconciliation, a research pharmacist, and others to “help us take a pretty deep dive into the process and, hopefully, explain why some interventions work in some places and why they may not in others,” Resnic says.
According to Dr. Schnipper, SHM will conduct an interrupted time series at the sites, collecting baseline data for six months at each, then for 21 months after interventions begin. The study specifically will address 13 facets of medication reconciliation, scoring the facets based on their effectiveness (see Table 1, p. 6).
Each facet will be re-evaluated when different parts of the intervention are turned on, which should reveal “the most active ingredients that correspond to improved outcomes,” he says.
Dr. Schnipper emphasizes that there are two integral facets for improving MR: patient education and access to preadmission medication sources. Technology could be an answer to advancing these components, but it is not the sole link. “There may be ways to serve up the discharged medication list in a patient-friendly way using some IT or an image library of medications to help patients,” he says. “I do not foresee a medication reconciliation IT application, unfortunately.”
AHRQ selected SHM for the grant after a “peer review process [that] evaluates the merit of the applications against very rigorous criteria,” an AHRQ representative says. SHM was chosen “based upon its leadership and previous experience in medication reconciliation.” TH
Kevin Stevens is a staff writer based in New Jersey.

Boston hospitalist Jeffrey Schnipper, MD, MPH, FHM, is no stranger to quality initiatives aimed at medication reconciliation (MR). His research at Brigham and Women’s Hospital and Massachusetts General Hospital revealed a potential reduction of serious medical errors per patient to 0.3 from 1.4 in the past four years.
“I think those are achievable results,” he says. “This is all about doing those things better than we were always doing before.”
Now Dr. Schnipper will work to bring similar results to hospitals across America as principal investigator for SHM’s three-year, multicenter, MR quality-improvement study. The study, funded by a $1.5 million grant from the Agency for Healthcare Research and Quality (AHRQ), will develop a database to research the best practices in MR and provide a mentored implementation model for other hospitals to use.
The project also will include a package of materials and tools adaptable for any hospital, as well as an implementation guide with the mentored implementation model. “It really should be everything a site needs to improve its MR process,” says Dr. Schnipper, director of clinical research at the Brigham and Women’s Hospital Hospitalist Service and assistant professor at Harvard Medical School.
According to The Institute for Safe Medication Practices, MR is the process of comparing a patient’s medication orders with their previously prescribed medication regimen and communicating any necessary changes to patients and their next providers of care. More than 1.3 million medication errors occur annually in the U.S.; MR has been shown to eliminate as many as half of those errors and 20% of adverse medical events.
JoAnne Resnic, MBA, BSN, RN, senior project manager at SHM, says SHM will use the grant to fund research investigators, SHM’s project staff, and the development of a database for each of the study’s six sites to house their data collection and provide site-specific progress reports throughout the course of the study. SHM is working with consultants and physician co-investigators, a steering committee of nationally recognized thought leaders in medication reconciliation, a research pharmacist, and others to “help us take a pretty deep dive into the process and, hopefully, explain why some interventions work in some places and why they may not in others,” Resnic says.
According to Dr. Schnipper, SHM will conduct an interrupted time series at the sites, collecting baseline data for six months at each, then for 21 months after interventions begin. The study specifically will address 13 facets of medication reconciliation, scoring the facets based on their effectiveness (see Table 1, p. 6).
Each facet will be re-evaluated when different parts of the intervention are turned on, which should reveal “the most active ingredients that correspond to improved outcomes,” he says.
Dr. Schnipper emphasizes that there are two integral facets for improving MR: patient education and access to preadmission medication sources. Technology could be an answer to advancing these components, but it is not the sole link. “There may be ways to serve up the discharged medication list in a patient-friendly way using some IT or an image library of medications to help patients,” he says. “I do not foresee a medication reconciliation IT application, unfortunately.”
AHRQ selected SHM for the grant after a “peer review process [that] evaluates the merit of the applications against very rigorous criteria,” an AHRQ representative says. SHM was chosen “based upon its leadership and previous experience in medication reconciliation.” TH
Kevin Stevens is a staff writer based in New Jersey.