Robotic Surgery Beneficial in HPV-, Non-HPV-Related Oral Cancer

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WASHINGTON – Oropharyngeal squamous cell cancer patients who underwent transoral robotic surgery had an overall 2-year survival rate of 87%, with no significant differences between patients who were positive vs. negative for the human papillomavirus, based on data from 52 patients.

HPV is associated with 45%-70% of cases of oropharyngeal squamous cell carcinoma (OPSCCa), said Dr. Kiran Kakarala, who conducted the study at Ohio State University in Columbus.

Previous studies have shown a significant difference in survival rates for patients with HPV-positive tumors, compared with those with negative tumors, Dr. Kakarala said. However, other studies have suggested that the use of transoral robotic surgery (TORS) for OPSCCa patients could narrow the gap in survival based on HPV status.

Dr. Kakarala and his colleagues reviewed data from 52 patients who underwent TORS with neck dissection and postoperative adjuvant treatment for previously untreated OPSCCa. The patients were part of a prospective single-arm cohort study at a single academic medical center.

HPV status was available for 42 patients; 36 were positive and 6 were negative. Demographic characteristics were not significantly different between the HPV-positive and negative patients. The mean age of the HPV-positive patients was 59 years, and the mean age of the negative patients was 57 years. The tonsil was the primary tumor site in 89% of the positive patients and 83% of the negative patients; the base of the tongue was the primary site in 11% of the positive patients and 17% of the negative patients.

HPV-positive patients had significantly higher N classifications based on the TNM Classification of Malignant Tumors, compared with HPV-negative patients (P = .015), and a significantly higher stage (P = .017). No significant differences were found in the number of HPV-positive vs. negative patients who received postoperative radiation or chemotherapy.

The 2-year survival rate was 87% for all 52 patients, 92% for HPV-positive patients, and 75% for HPV-negative patients. Two-year disease-specific survival rates were 92%, 92%, and 75%, respectively. Two-year disease-free survival rates were 86%, 97%, and 50%, respectively.

"The 2-year overall survival and disease-specific survival were not statistically different between HPV-positive and negative patients treated with TORS followed by radiation with or without chemotherapy as indicated," Dr. Kakarala said.

The study was limited by its small size and retrospective design, but the findings suggest a role for minimally invasive TORS in OPSCCa patients, he said.

"Randomized trials incorporating minimally invasive transoral surgical procedures with radiation therapy and chemotherapy, and comparing survival, quality of life, and cost outcomes between these treatment modalities, are indicated," he added.

The findings were presented at the annual meeting of the American Academy of Otolaryngology–Head and Neck Surgery Foundation.

Dr. Kakarala had no financial conflicts to disclose.

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WASHINGTON – Oropharyngeal squamous cell cancer patients who underwent transoral robotic surgery had an overall 2-year survival rate of 87%, with no significant differences between patients who were positive vs. negative for the human papillomavirus, based on data from 52 patients.

HPV is associated with 45%-70% of cases of oropharyngeal squamous cell carcinoma (OPSCCa), said Dr. Kiran Kakarala, who conducted the study at Ohio State University in Columbus.

Previous studies have shown a significant difference in survival rates for patients with HPV-positive tumors, compared with those with negative tumors, Dr. Kakarala said. However, other studies have suggested that the use of transoral robotic surgery (TORS) for OPSCCa patients could narrow the gap in survival based on HPV status.

Dr. Kakarala and his colleagues reviewed data from 52 patients who underwent TORS with neck dissection and postoperative adjuvant treatment for previously untreated OPSCCa. The patients were part of a prospective single-arm cohort study at a single academic medical center.

HPV status was available for 42 patients; 36 were positive and 6 were negative. Demographic characteristics were not significantly different between the HPV-positive and negative patients. The mean age of the HPV-positive patients was 59 years, and the mean age of the negative patients was 57 years. The tonsil was the primary tumor site in 89% of the positive patients and 83% of the negative patients; the base of the tongue was the primary site in 11% of the positive patients and 17% of the negative patients.

HPV-positive patients had significantly higher N classifications based on the TNM Classification of Malignant Tumors, compared with HPV-negative patients (P = .015), and a significantly higher stage (P = .017). No significant differences were found in the number of HPV-positive vs. negative patients who received postoperative radiation or chemotherapy.

The 2-year survival rate was 87% for all 52 patients, 92% for HPV-positive patients, and 75% for HPV-negative patients. Two-year disease-specific survival rates were 92%, 92%, and 75%, respectively. Two-year disease-free survival rates were 86%, 97%, and 50%, respectively.

"The 2-year overall survival and disease-specific survival were not statistically different between HPV-positive and negative patients treated with TORS followed by radiation with or without chemotherapy as indicated," Dr. Kakarala said.

The study was limited by its small size and retrospective design, but the findings suggest a role for minimally invasive TORS in OPSCCa patients, he said.

"Randomized trials incorporating minimally invasive transoral surgical procedures with radiation therapy and chemotherapy, and comparing survival, quality of life, and cost outcomes between these treatment modalities, are indicated," he added.

The findings were presented at the annual meeting of the American Academy of Otolaryngology–Head and Neck Surgery Foundation.

Dr. Kakarala had no financial conflicts to disclose.

WASHINGTON – Oropharyngeal squamous cell cancer patients who underwent transoral robotic surgery had an overall 2-year survival rate of 87%, with no significant differences between patients who were positive vs. negative for the human papillomavirus, based on data from 52 patients.

HPV is associated with 45%-70% of cases of oropharyngeal squamous cell carcinoma (OPSCCa), said Dr. Kiran Kakarala, who conducted the study at Ohio State University in Columbus.

Previous studies have shown a significant difference in survival rates for patients with HPV-positive tumors, compared with those with negative tumors, Dr. Kakarala said. However, other studies have suggested that the use of transoral robotic surgery (TORS) for OPSCCa patients could narrow the gap in survival based on HPV status.

Dr. Kakarala and his colleagues reviewed data from 52 patients who underwent TORS with neck dissection and postoperative adjuvant treatment for previously untreated OPSCCa. The patients were part of a prospective single-arm cohort study at a single academic medical center.

HPV status was available for 42 patients; 36 were positive and 6 were negative. Demographic characteristics were not significantly different between the HPV-positive and negative patients. The mean age of the HPV-positive patients was 59 years, and the mean age of the negative patients was 57 years. The tonsil was the primary tumor site in 89% of the positive patients and 83% of the negative patients; the base of the tongue was the primary site in 11% of the positive patients and 17% of the negative patients.

HPV-positive patients had significantly higher N classifications based on the TNM Classification of Malignant Tumors, compared with HPV-negative patients (P = .015), and a significantly higher stage (P = .017). No significant differences were found in the number of HPV-positive vs. negative patients who received postoperative radiation or chemotherapy.

The 2-year survival rate was 87% for all 52 patients, 92% for HPV-positive patients, and 75% for HPV-negative patients. Two-year disease-specific survival rates were 92%, 92%, and 75%, respectively. Two-year disease-free survival rates were 86%, 97%, and 50%, respectively.

"The 2-year overall survival and disease-specific survival were not statistically different between HPV-positive and negative patients treated with TORS followed by radiation with or without chemotherapy as indicated," Dr. Kakarala said.

The study was limited by its small size and retrospective design, but the findings suggest a role for minimally invasive TORS in OPSCCa patients, he said.

"Randomized trials incorporating minimally invasive transoral surgical procedures with radiation therapy and chemotherapy, and comparing survival, quality of life, and cost outcomes between these treatment modalities, are indicated," he added.

The findings were presented at the annual meeting of the American Academy of Otolaryngology–Head and Neck Surgery Foundation.

Dr. Kakarala had no financial conflicts to disclose.

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AT THE ANNUAL MEETING OF THE AMERICAN ACADEMY OF OTOLARYNGOLOGY – HEAD AND NECK SURGERY FOUNDATION

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Major Finding: Oropharyngeal squamous cell carcinoma patients who underwent robotic surgery had a 2-year survival rate of 87%, with 92% survival for HPV-positive patients and 75% for HPV-negative patients.

Data Source: The data come from a review of 52 patients.

Disclosures: Dr. Kakarala had no financial conflicts to disclose.

Most Patients Need More Allopurinol to Quiet Gout

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NEWPORT BEACH, CALIF. – Most gout patients need more than the standard and widely used dose of 300 mg/day of allopurinol to lower their serum urate level enough to prevent flares, according to gout expert Dr. Brian Mandell.

Probably more than half of people need more than 300 mg "if you are going to get to the target level of [6 mg/dL serum urate or lower]. Most people probably need closer to 400 mg," he said (Ann. Rheum. Dis. 1998;57:545-9).

A good target serum urate level is 6 mg/dL. "If you’re at 6, the urate is unlikely to precipitate, [and] you really do dramatically decrease the frequency of attacks," he said at Perspectives in Rheumatic Diseases 2012, held by Global Academy for Medical Education. GAME and this news organization are owned by Frontline Medical Communications.

In a bid to get physicians to use a treat-to-target approach in gout management, Dr. Mandell noted that "you can only treat urate successfully if you measure it after you start therapy," something not all clinicians do. "The correct dose is the dose that drops your urate," said Dr. Mandell, professor and chair of medicine at the Cleveland Clinic.

To avoid triggering a gout flare from too-abrupt urate lowering and to help avoid hypersensitivity reactions, "I always start low at 50 mg/dL" and titrate upward, he said.

"There’s no rush in trying to drop the level. It’s a lifelong disease." When counseling patients about hypersensitivity reactions, Dr. Mandell said that he advises them to stop the drug as soon as they notice a rash and then call him.

Pegylated uricase is "incredibly effective for lowering serum urate," as well, he said. When pegylated uricase is "given as an IV infusion, serum urate plummets to about 0.5 mg/dL and stays down for 2 weeks or longer," Dr. Mandell noted.

Patients should be warned, however, of the risk of flares with the quick urate drop. Also, if they don’t have such a robust response, it probably means they have antibodies to pegylated uricase, which also increases their risk of an infusion reaction. In that case, "stop the drug," he said.

For management of an acute gout attack, Dr. Mandell said he often chooses anakinra (Kineret) so long as patients are in the hospital and can be monitored for infections and other potential problems.

Indomethacin is another option. In fact, "any NSAID will work if you use high enough doses. You need to treat until the attack resolves and then for a couple days longer to really make sure the attack is gone," he advised.

Colchicine can work "if you catch the attack early, but it’s not a panacea. It’s a great drug for prophylaxis but not to treat acute attacks," he said.

Narcotics don’t work well on inflammatory pain and so are not a good choice for an acute attack, Dr. Mandell noted.

A normal serum urate level does not necessarily rule out a gout attack. "Stick a needle in the joint at some point in time to make sure gout is the diagnosis," he said.

Dr. Mandell is a consultant for Novartis, Pfizer, Takeda, and other companies.

SDEF and this news organization are owned by Frontline Medical Communications.

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NEWPORT BEACH, CALIF. – Most gout patients need more than the standard and widely used dose of 300 mg/day of allopurinol to lower their serum urate level enough to prevent flares, according to gout expert Dr. Brian Mandell.

Probably more than half of people need more than 300 mg "if you are going to get to the target level of [6 mg/dL serum urate or lower]. Most people probably need closer to 400 mg," he said (Ann. Rheum. Dis. 1998;57:545-9).

A good target serum urate level is 6 mg/dL. "If you’re at 6, the urate is unlikely to precipitate, [and] you really do dramatically decrease the frequency of attacks," he said at Perspectives in Rheumatic Diseases 2012, held by Global Academy for Medical Education. GAME and this news organization are owned by Frontline Medical Communications.

In a bid to get physicians to use a treat-to-target approach in gout management, Dr. Mandell noted that "you can only treat urate successfully if you measure it after you start therapy," something not all clinicians do. "The correct dose is the dose that drops your urate," said Dr. Mandell, professor and chair of medicine at the Cleveland Clinic.

To avoid triggering a gout flare from too-abrupt urate lowering and to help avoid hypersensitivity reactions, "I always start low at 50 mg/dL" and titrate upward, he said.

"There’s no rush in trying to drop the level. It’s a lifelong disease." When counseling patients about hypersensitivity reactions, Dr. Mandell said that he advises them to stop the drug as soon as they notice a rash and then call him.

Pegylated uricase is "incredibly effective for lowering serum urate," as well, he said. When pegylated uricase is "given as an IV infusion, serum urate plummets to about 0.5 mg/dL and stays down for 2 weeks or longer," Dr. Mandell noted.

Patients should be warned, however, of the risk of flares with the quick urate drop. Also, if they don’t have such a robust response, it probably means they have antibodies to pegylated uricase, which also increases their risk of an infusion reaction. In that case, "stop the drug," he said.

For management of an acute gout attack, Dr. Mandell said he often chooses anakinra (Kineret) so long as patients are in the hospital and can be monitored for infections and other potential problems.

Indomethacin is another option. In fact, "any NSAID will work if you use high enough doses. You need to treat until the attack resolves and then for a couple days longer to really make sure the attack is gone," he advised.

Colchicine can work "if you catch the attack early, but it’s not a panacea. It’s a great drug for prophylaxis but not to treat acute attacks," he said.

Narcotics don’t work well on inflammatory pain and so are not a good choice for an acute attack, Dr. Mandell noted.

A normal serum urate level does not necessarily rule out a gout attack. "Stick a needle in the joint at some point in time to make sure gout is the diagnosis," he said.

Dr. Mandell is a consultant for Novartis, Pfizer, Takeda, and other companies.

SDEF and this news organization are owned by Frontline Medical Communications.

NEWPORT BEACH, CALIF. – Most gout patients need more than the standard and widely used dose of 300 mg/day of allopurinol to lower their serum urate level enough to prevent flares, according to gout expert Dr. Brian Mandell.

Probably more than half of people need more than 300 mg "if you are going to get to the target level of [6 mg/dL serum urate or lower]. Most people probably need closer to 400 mg," he said (Ann. Rheum. Dis. 1998;57:545-9).

A good target serum urate level is 6 mg/dL. "If you’re at 6, the urate is unlikely to precipitate, [and] you really do dramatically decrease the frequency of attacks," he said at Perspectives in Rheumatic Diseases 2012, held by Global Academy for Medical Education. GAME and this news organization are owned by Frontline Medical Communications.

In a bid to get physicians to use a treat-to-target approach in gout management, Dr. Mandell noted that "you can only treat urate successfully if you measure it after you start therapy," something not all clinicians do. "The correct dose is the dose that drops your urate," said Dr. Mandell, professor and chair of medicine at the Cleveland Clinic.

To avoid triggering a gout flare from too-abrupt urate lowering and to help avoid hypersensitivity reactions, "I always start low at 50 mg/dL" and titrate upward, he said.

"There’s no rush in trying to drop the level. It’s a lifelong disease." When counseling patients about hypersensitivity reactions, Dr. Mandell said that he advises them to stop the drug as soon as they notice a rash and then call him.

Pegylated uricase is "incredibly effective for lowering serum urate," as well, he said. When pegylated uricase is "given as an IV infusion, serum urate plummets to about 0.5 mg/dL and stays down for 2 weeks or longer," Dr. Mandell noted.

Patients should be warned, however, of the risk of flares with the quick urate drop. Also, if they don’t have such a robust response, it probably means they have antibodies to pegylated uricase, which also increases their risk of an infusion reaction. In that case, "stop the drug," he said.

For management of an acute gout attack, Dr. Mandell said he often chooses anakinra (Kineret) so long as patients are in the hospital and can be monitored for infections and other potential problems.

Indomethacin is another option. In fact, "any NSAID will work if you use high enough doses. You need to treat until the attack resolves and then for a couple days longer to really make sure the attack is gone," he advised.

Colchicine can work "if you catch the attack early, but it’s not a panacea. It’s a great drug for prophylaxis but not to treat acute attacks," he said.

Narcotics don’t work well on inflammatory pain and so are not a good choice for an acute attack, Dr. Mandell noted.

A normal serum urate level does not necessarily rule out a gout attack. "Stick a needle in the joint at some point in time to make sure gout is the diagnosis," he said.

Dr. Mandell is a consultant for Novartis, Pfizer, Takeda, and other companies.

SDEF and this news organization are owned by Frontline Medical Communications.

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EXPERT ANALYSIS FROM PERSPECTIVES IN RHEUMATIC DISEASES 2012

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Mentor vs. Educator: Common Ground/Subtle Difference

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There is a recent and needed interest in fostering the maturation of surgical trainees, both in the scientific literature and the lay press. Much of this focus has been on the mentorship and educational development of the surgeon in training. As a point of reference, there were 56 citations in PubMed for the calendar year 2012 (January through September) with mentorship or educator and surgery as keywords. This spans the spectrum from conveying technical skills in the operating room and on the wards, to transferring knowledge, to navigating the intricate dynamics of starting a practice.

While there is a great deal of commonality between a mentor and educator, there are subtle differences. Merriam-Webster has a definition of a mentor as "a trusted counselor or guide." An educator is defined as "one skilled in teaching." As what I believe to be a demonstration of the understanding that there are nuances of becoming a skilled educator, the Joint Council on Thoracic Surgery Education (JCTSE) and The Society of Thoracic Surgeons (STS) jointly sponsor the Educate the Educators (EtE) program. The EtE program’s purpose is to enhance the teaching skills of cardiothoracic surgery faculty.

Dr. Bryan Whitson

I recently had the fortunate opportunity to attend and participate in this year’s EtE course held this July 27-29 at The William and Ida Friday Center for Continuing Education at the University of North Carolina, Chapel Hill. This informative course was directed by Dr. Edward Verrier (University of Washington), Dr. Ara Vaporciyan (The University of Texas M.D. Anderson Cancer Center) and Dr. Stephen Yang (The Johns Hopkins University). The EtE program, which had 37 attendees, was run concurrently with this year’s Thoracic Surgery Directors Association 5th Annual Cardiothoracic Surgery Boot Camp.

The course focused on developing a framework for an effective educational environment – one where the trainee is able to learn, retain, and utilize the knowledge or skills. The need to engage learners at all the levels was especially poignant to cardiothoracic surgery education where the team and students span from medical students to general surgery residents to thoracic residents and fellows. Developing a deeper understanding of the level of pre-knowledge will become even more critical as integrated training programs expand.

Understanding the needs of the learner – especially as it relates to the development of curriculum – was a focus of Dr. Vaporciyan’s discussions. The field of curriculum development and assessment is beyond the scope of this article, but hinges on understanding curriculum as a process. The process begins with assessing the needs of the learner. It is followed by a thorough understanding of the goals and objectives of the educational experience. Finally, the materials, methods, and instructors are molded to best utilize their strengths. This approach ultimately makes the learning relevant to the trainee and optimally engages them. The ongoing engagement allows feedback to be best used to measure a trainee’s strengths and weaknesses. The educator then facilitates the process.

A large amount of time was dedicated to understanding the learner of today. This was spearheaded by a luncheon lecture and subsequent direct discussions with Dr. Mark Taylor, M.S.W., Ed.D on the generational changes of learners. What was most interesting, to this attendee, was the influence of intergenerational, cultural, and technological factors on the trainee of today and how those stereotypes (justified and unjustified) are carried through to the current training paradigm. Dr. Taylor’s talks were nicely augmented by those of Dr. Yang on utilizing deliberate teaching. This process focuses on setting objectives for a particular encounter (e.g., surgical case, bedside rounds, lecture) and providing feedback immediately.

The approach to deliberate teaching was especially relevant to today’s thoracic residency paradigm where work-hours are limited. To this end, an approach to maximally optimize learning, placing detailed background preparation with the trainee so that when they participate they are up to speed. That is to say, the majority of the content would be delivered off-line. The trainees are then held responsible for this information so that the learning encounter can be productive and focused on deeper understanding eliminating confusion.

Then the educational encounter would not be a regurgitation of information available elsewhere, but a conversation. This would enable the adult learner of the 21st century to utilize the study method and approach that is most effective for them and their lifestyle.

The commitment of the JTSCE and STS to improving thoracic resident education through the EtE program is outstanding. The EtE program is a very valuable resource for those with an interest in thoracic surgical education to expand their knowledge base.

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There is a recent and needed interest in fostering the maturation of surgical trainees, both in the scientific literature and the lay press. Much of this focus has been on the mentorship and educational development of the surgeon in training. As a point of reference, there were 56 citations in PubMed for the calendar year 2012 (January through September) with mentorship or educator and surgery as keywords. This spans the spectrum from conveying technical skills in the operating room and on the wards, to transferring knowledge, to navigating the intricate dynamics of starting a practice.

While there is a great deal of commonality between a mentor and educator, there are subtle differences. Merriam-Webster has a definition of a mentor as "a trusted counselor or guide." An educator is defined as "one skilled in teaching." As what I believe to be a demonstration of the understanding that there are nuances of becoming a skilled educator, the Joint Council on Thoracic Surgery Education (JCTSE) and The Society of Thoracic Surgeons (STS) jointly sponsor the Educate the Educators (EtE) program. The EtE program’s purpose is to enhance the teaching skills of cardiothoracic surgery faculty.

Dr. Bryan Whitson

I recently had the fortunate opportunity to attend and participate in this year’s EtE course held this July 27-29 at The William and Ida Friday Center for Continuing Education at the University of North Carolina, Chapel Hill. This informative course was directed by Dr. Edward Verrier (University of Washington), Dr. Ara Vaporciyan (The University of Texas M.D. Anderson Cancer Center) and Dr. Stephen Yang (The Johns Hopkins University). The EtE program, which had 37 attendees, was run concurrently with this year’s Thoracic Surgery Directors Association 5th Annual Cardiothoracic Surgery Boot Camp.

The course focused on developing a framework for an effective educational environment – one where the trainee is able to learn, retain, and utilize the knowledge or skills. The need to engage learners at all the levels was especially poignant to cardiothoracic surgery education where the team and students span from medical students to general surgery residents to thoracic residents and fellows. Developing a deeper understanding of the level of pre-knowledge will become even more critical as integrated training programs expand.

Understanding the needs of the learner – especially as it relates to the development of curriculum – was a focus of Dr. Vaporciyan’s discussions. The field of curriculum development and assessment is beyond the scope of this article, but hinges on understanding curriculum as a process. The process begins with assessing the needs of the learner. It is followed by a thorough understanding of the goals and objectives of the educational experience. Finally, the materials, methods, and instructors are molded to best utilize their strengths. This approach ultimately makes the learning relevant to the trainee and optimally engages them. The ongoing engagement allows feedback to be best used to measure a trainee’s strengths and weaknesses. The educator then facilitates the process.

A large amount of time was dedicated to understanding the learner of today. This was spearheaded by a luncheon lecture and subsequent direct discussions with Dr. Mark Taylor, M.S.W., Ed.D on the generational changes of learners. What was most interesting, to this attendee, was the influence of intergenerational, cultural, and technological factors on the trainee of today and how those stereotypes (justified and unjustified) are carried through to the current training paradigm. Dr. Taylor’s talks were nicely augmented by those of Dr. Yang on utilizing deliberate teaching. This process focuses on setting objectives for a particular encounter (e.g., surgical case, bedside rounds, lecture) and providing feedback immediately.

The approach to deliberate teaching was especially relevant to today’s thoracic residency paradigm where work-hours are limited. To this end, an approach to maximally optimize learning, placing detailed background preparation with the trainee so that when they participate they are up to speed. That is to say, the majority of the content would be delivered off-line. The trainees are then held responsible for this information so that the learning encounter can be productive and focused on deeper understanding eliminating confusion.

Then the educational encounter would not be a regurgitation of information available elsewhere, but a conversation. This would enable the adult learner of the 21st century to utilize the study method and approach that is most effective for them and their lifestyle.

The commitment of the JTSCE and STS to improving thoracic resident education through the EtE program is outstanding. The EtE program is a very valuable resource for those with an interest in thoracic surgical education to expand their knowledge base.

There is a recent and needed interest in fostering the maturation of surgical trainees, both in the scientific literature and the lay press. Much of this focus has been on the mentorship and educational development of the surgeon in training. As a point of reference, there were 56 citations in PubMed for the calendar year 2012 (January through September) with mentorship or educator and surgery as keywords. This spans the spectrum from conveying technical skills in the operating room and on the wards, to transferring knowledge, to navigating the intricate dynamics of starting a practice.

While there is a great deal of commonality between a mentor and educator, there are subtle differences. Merriam-Webster has a definition of a mentor as "a trusted counselor or guide." An educator is defined as "one skilled in teaching." As what I believe to be a demonstration of the understanding that there are nuances of becoming a skilled educator, the Joint Council on Thoracic Surgery Education (JCTSE) and The Society of Thoracic Surgeons (STS) jointly sponsor the Educate the Educators (EtE) program. The EtE program’s purpose is to enhance the teaching skills of cardiothoracic surgery faculty.

Dr. Bryan Whitson

I recently had the fortunate opportunity to attend and participate in this year’s EtE course held this July 27-29 at The William and Ida Friday Center for Continuing Education at the University of North Carolina, Chapel Hill. This informative course was directed by Dr. Edward Verrier (University of Washington), Dr. Ara Vaporciyan (The University of Texas M.D. Anderson Cancer Center) and Dr. Stephen Yang (The Johns Hopkins University). The EtE program, which had 37 attendees, was run concurrently with this year’s Thoracic Surgery Directors Association 5th Annual Cardiothoracic Surgery Boot Camp.

The course focused on developing a framework for an effective educational environment – one where the trainee is able to learn, retain, and utilize the knowledge or skills. The need to engage learners at all the levels was especially poignant to cardiothoracic surgery education where the team and students span from medical students to general surgery residents to thoracic residents and fellows. Developing a deeper understanding of the level of pre-knowledge will become even more critical as integrated training programs expand.

Understanding the needs of the learner – especially as it relates to the development of curriculum – was a focus of Dr. Vaporciyan’s discussions. The field of curriculum development and assessment is beyond the scope of this article, but hinges on understanding curriculum as a process. The process begins with assessing the needs of the learner. It is followed by a thorough understanding of the goals and objectives of the educational experience. Finally, the materials, methods, and instructors are molded to best utilize their strengths. This approach ultimately makes the learning relevant to the trainee and optimally engages them. The ongoing engagement allows feedback to be best used to measure a trainee’s strengths and weaknesses. The educator then facilitates the process.

A large amount of time was dedicated to understanding the learner of today. This was spearheaded by a luncheon lecture and subsequent direct discussions with Dr. Mark Taylor, M.S.W., Ed.D on the generational changes of learners. What was most interesting, to this attendee, was the influence of intergenerational, cultural, and technological factors on the trainee of today and how those stereotypes (justified and unjustified) are carried through to the current training paradigm. Dr. Taylor’s talks were nicely augmented by those of Dr. Yang on utilizing deliberate teaching. This process focuses on setting objectives for a particular encounter (e.g., surgical case, bedside rounds, lecture) and providing feedback immediately.

The approach to deliberate teaching was especially relevant to today’s thoracic residency paradigm where work-hours are limited. To this end, an approach to maximally optimize learning, placing detailed background preparation with the trainee so that when they participate they are up to speed. That is to say, the majority of the content would be delivered off-line. The trainees are then held responsible for this information so that the learning encounter can be productive and focused on deeper understanding eliminating confusion.

Then the educational encounter would not be a regurgitation of information available elsewhere, but a conversation. This would enable the adult learner of the 21st century to utilize the study method and approach that is most effective for them and their lifestyle.

The commitment of the JTSCE and STS to improving thoracic resident education through the EtE program is outstanding. The EtE program is a very valuable resource for those with an interest in thoracic surgical education to expand their knowledge base.

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Venous Thromboembolism After TKA

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Mechanical and suboptimal pharmacologic prophylaxis and delayed mobilization but not morbid obesity are associated with venous thromboembolism after total knee arthroplasty: A case‐control study

Symptomatic venous thromboembolism (VTE) is a common complication following total knee arthroplasty (TKA).17 In fact, the high incidence of thrombosis after TKA has made this operation the principal condition used to study the efficacy of new anticoagulants, and it is a principal target of quality improvement oversight and measurement.8 The Agency for Healthcare Research and Quality (AHRQ) has developed a Patient Safety Indicator (PSI‐12) to assist hospitals, payers, and other stakeholders identify patients who experienced VTE after major surgery. The Centers for Medicare * Medicaid Services has deemed that because a VTE that develops after TKA is potentially preventable, it withholds the additional payment for this complication.9

Prior the introduction of new oral anticoagulants, most guidelines from North America recommended the use of postoperative low‐molecular‐weight heparin (LMWH), fondaparinux, or warfarin for at least 10 days after TKA.2, 10 However, there is some ongoing controversy about whether pharmacological prophylaxis is necessary after total joint replacement surgery, and whether it is effective in preventing pulmonary embolism.1114 In addition, there is controversy regarding the effectiveness of mechanical prophylaxis alone as a means of preventing VTE.2, 4, 14, 15

Pharmacological thromboprophylaxis using LMWH or fondaparinux calls for using a fixed‐dose that does not depend on the patient's weight or body mass index (BMI). This stands in sharp contrast to the consistent recommendation to use weight‐based dosing of LMWH/fondaparinux in patients who have acute VTE.16 The absence of any adjustment in the dose of thromboprophylaxis based on weight may be particularly important after TKA because the majority of these patients are obese or extremely obese,1719 making the dose of LMWH/fondaparinux potentially insufficient. It is noteworthy that surgeons who perform bariatric surgery currently recommend a higher dose of LMWH, usually 40 mg of enoxaparin every 12 hours.20, 21

We conducted this case‐control study to address 3 hypotheses. First, we hypothesized that use of standard pharmacologic thromboprophylaxis drugs is associated with a lower risk of acute VTE compared with mechanical prophylaxis alone. Second, we hypothesized that among patients given LMWH/fondaparinux, excessive obesity (BMI >35) is associated with a higher risk of developing VTE. Third, based on prior studies that identified immobilization as a risk factor for VTE, we hypothesized that delayed ambulation after TKA is associated with higher risk for VTE.

METHODS

Study Design

The University of California Davis, in partnership with the University HealthSystem Consortium (UHC), conducted a retrospective case‐control study of risk factors for acute symptomatic VTE within 90 days following TKA. Fifteen volunteer hospitals nationwide agreed to abstract medical records of up to 40 sampled cases or controls. Inclusion criteria were admission between October 1, 2008 and March 31, 2010; presence of a principal International Classification of Diseases, 9th Revision, Clinical Modification (ICD‐9‐CM) procedure code of 81.54 or 81.55; and age 40 years or more. Patients with a pregnancy‐related principal diagnosis (Major Diagnostic Category 14) or inferior vena cava interruption on or before the date of the first operating room procedure were excluded.

Cases were defined as having: a) one or more secondary diagnosis codes for acute VTE, as defined by AHRQ PSI‐12, version 4.1 (415.11, 415.19, 451.11, 451.19, 451.2, 451.81, 451.9, 453.40453.42, 453.8, 453.9), coupled with a present‐on‐admission flag of no (POA = N); or b) were readmitted with a principal diagnosis of VTE (same codes) within 90 days of the date of surgery. A probability sample of VTE cases (up to a maximum of 20), and 20 eligible TKA patients who did not develop acute VTE during the index hospitalization or within 90 days of surgery, were randomly selected for abstraction. Only 1 case flagged by the PSI algorithm was excluded because VTE could not be confirmed by abstraction.

Chart Abstraction

A chart abstraction tool was constructed and personnel at each site were taught how to obtain the desired information. Data elements included age, gender, height and weight, and type of TKA (unilateral, bilateral, or revision). BMI was calculated and categorized as severely obese (World Health Organization [WHO] class II or more, BMI 35) versus not severely obese (BMI <35), and as morbidly obese (WHO class III, BMI >40) or not morbidly obese (<40). Information about use of pharmacologic (LMWH, fondaparinux, or warfarin) and mechanical thromboprophylaxis was collected and classified as follows. First, the type of prophylaxis was categorized as: (1) LMWH (enoxaparin, dalteparin)/fondaparinux with or without mechanical prophylaxis (pneumatic compression devices, graduated compression stockings, or foot pump); (2) warfarin alone, with or without mechanical prophylaxis; (3) LMWH/fondaparinux and warfarin with or without mechanical pharmacologic prophylaxis; (4) mechanical prophylaxis alone (without any pharmacological prophylaxis but with or without aspirin); and (5) aspirin only, without any other pharmacologic or mechanical prophylaxis. Second, patients who received LMWH, fondaparinux, or warfarin pharmacologic prophylaxis were further classified as receiving FDA‐approved pharmacologic prophylaxis or other prophylaxis. The criteria for FDA‐approved pharmacologic prophylaxis were receipt of the recommended dose at the recommended starting time (per package insert), either before or after surgery, and continued administration until at least the day of hospital discharge, consistent with the 2008 American College of Chest Physicians (ACCP) guidelines for prevention of VTE in orthopedic patients.2 For warfarin, FDA‐approved dosing required a starting dose of 210 mg per day beginning either preoperatively or on the evening after surgery, and given daily thereafter, targeting an international normalized ratio (INR) of 2.03.0. No patient received aspirin alone for prophylaxis. In the analysis of risk factors for VTE, the effect of FDA‐approved pharmacologic prophylaxis was compared against other pharmacologic prophylaxis or mechanical prophylaxis alone. Time of ambulation was defined as early if it occurred on or before the second postoperative day, late if it occurred after the second postoperative day, or none if the patient did not ambulate before discharge.

Outcomes

The principal outcome was validated symptomatic objectively confirmed VTE, manifested as either pulmonary embolism (PE) or lower extremity deep vein thrombosis (DVT) or both. Patients who were diagnosed with VTE on the day of surgery or the day after surgery were not included in the principal analysis, reasoning that postoperative prophylaxis started 1224 hours after surgery is unlikely to prevent early VTE events. In a secondary sensitivity analysis, the effect of including these early postoperative VTE events on the estimated risk was determined.

Statistical Analysis

For continuous variables, bivariate comparisons were made with the use of Student t test. For categorical variables, we applied the chi‐square test and estimated unadjusted odds ratios (ORs) and Cornfield's 95% confidence intervals (CIs). We specifically analyzed whether gender, age, type of TKA, race/ethnicity, primary payer, severe or morbid obesity, postoperative ambulation, personal or family history of VTE, and comorbid conditions were associated with the development of any VTE, DVT, or PE.

Multivariable models were developed using logistic regression. In addition to age and gender, other terms included receipt of FDA‐approved pharmacologic prophylaxis, degree of obesity (severe if BMI >35, morbid if BMI >40), type of TKA (unilateral vs bilateral) and early versus late versus no ambulation. A patient was considered receiving FDA‐approved pharmacologic prophylaxis if the first postoperative dose and the last postoperative dose before discharge of LMWH, fondaparinux, or warfarin were given based on the recommended time and dose. Two‐way interactions between FDA‐approved pharmacologic prophylaxis and extent of obesity were tested, as well as interactions between LMWH/fondaparinux prophylaxis and extent of obesity. We adjusted all of the point estimates and confidence intervals for the correlation of data within each hospital by using the STRATA option in SAS; statistical analyses were performed using the SAS‐PC program, SAS 9.2 (SAS Institute, Inc, Cary, NC).

RESULTS

A total of 593 TKA records were abstracted by the 15 participating hospitals. All patients underwent TKA on the day of admission or the day after admission. A total of 16 cases (12 PE and 4 DVT) were diagnosed with VTE on the day of surgery, or the day after surgery, and were deemed nonpreventable in the multivariable analysis. There were 114 additional cases with VTE (44 PE, 68 DVT, 2 both) diagnosed 2 or more days after surgery, and 463 controls that had no VTE diagnosed by the index hospital within 90 days after surgery.

In bivariate analyses (Table 1), the mean age of cases was significantly greater for controls (65.5 10.4 vs 63.5 10.4, P < 0.05). More cases underwent bilateral simultaneous TKA compared with controls (23% vs 7%, P < 0.001). The mean BMI was marginally higher among VTE cases than among controls (34.6 8.0 vs 33.3 7.1, P = 0.07). Among cases with PE, a significantly greater percentage were morbidly obese than among controls (30% vs 16%, P value = 0.01), whereas there was not a difference for the DVT cases.

Results of Bivariate Analysis of Clinical and Demographic Variables in Relation to Case (VTE) or Control (no VTE) Status After TKA
VariableVTE n = 130 (%)No VTE n = 463 (%)Total N = 593 (%)
  • Abbreviations: BMI, body mass index; CVA, cerebrovascular accident; DVT, deep vein thrombosis; LOS, length of stay; PE, pulmonary embolism; TKA, total knee arthroplasty; TKR, total knee replacement; VTE, venous thromboembolism.

  • P value between VTE and no VTE, <0.05. P value between VTE and no VTE groups, <0.001.

GenderMale45 (34)175 (38)220 (37)
Female85288373
Age (y)*Mean65.563.563.9
Standard deviation10.410.410.5
LOS (d)*Mean6.13.44.0
Standard deviation4.71.52.8
Type of TKRPrimary TKR‐unilateral100 (76)425 (92)525 (89)
Primary TKR‐bilateral29 (23)35 (7)64 (11)
Revision for mechanical problem1 (1)3 (1)4 (1)
RaceAfrican American25 (19)80 (17)105 (18)
Asian4 (3)8 (2)12 (2)
White91 (70)337 (73)428 (72)
Hispanic7 (5)28 (6)35 (6)
Unknown/others5 (4)18 (4)23 (4)
Primary payerUninsured/self‐pay2 (1)2 (<1)4 (1)
Medicaid/managed care11 (8)40 (7)51 (9)
Medicare/managed care66 (52)220 (47)286 (48)
Private44 (34)156 (34)200 (34)
US/state/local government1 (1)5 (1)6 (1)
Others/unknown6 (4)40 (8)46 (8)
BMIMean34.633.333.6
 Standard deviation8.07.17.3
ObesityBMI 3051 (38)172 (37)223 (38)
30 to 3529 (22)122 (26)151 (25)
35 to 4021 (18)95 (20)116 (20)
>4029 (22)74 (16)103 (17)
AmbulationTaking steps with or without walker (day 1 or 2 after surgery)62 (47)340 (73)402 (77)
Taking steps with or without walker (day 3 or more after surgery)58 (45)106 (23)164 (28)
Weight bearing only or no ambulation predischarge10 (8)17 (4)27 (5)
No. of days from surgery to taking stepsMean2.01.31.45
Standard deviation2.30.71.4
Comorbidities/risk factorsDiabetes30 (22)99 (22)129 (22)
Hypertension90 (70)313 (67)403 (68)
History of malignancy9 (8)54 (11)63 (11)
Current neoplasm4 (3)9 (2)13 (2)
Documented history/risk of bleeding or hematoma3 (2)7 (2)10 (2)
History of any other surgery1 (1)1 (<1)2 (<1)
Baseline inability to ambulate without assistance from staff03 (1)3 (<1)
Trauma, head trauma, new fractures000
Current use of oral contraceptive or system estrogen08 (2)8 (1)
Past stroke/CVA with residual weakness1 (1)7 (2)8 (1)
Prior history of DVT6 (5)20 (4)26 (4)
Prior history of PE2 (2)11 (2)13 (2)
Family history of VTE05 (1)5 (1)
Known thrombophilia01 (<1)1 (<1)
None of the above33 (25)96 (21)129 (22)

Fewer VTE cases began ambulation on or before the second postoperative day compared with controls (47% vs 73%, P < 0.001). There was no difference in the number or types of comorbidities between cases and controls. All patients received at least 1 type of pharmacologic or mechanical prophylaxis within the first 24 hours after TKA. Although the difference was not statistically significant, controls had marginally higher odds of receiving FDA‐approved pharmacologic prophylaxis than cases (P = 0.07; Table 2). Table 3 presents the criterion that led to 242 cases not meeting the definition of FDA‐approved pharmacologic prophylaxis definition. Administering a suboptimal dose was the most common reason. Also, about half of the patients received only mechanical prophylaxis.

Pharmacological and Nonpharmacological Prophylaxis, and FDA‐Approved Pharmacologic vs All Other Prophylaxis, in TKA Cases With Thromboembolism and TKA Controls Without Thromboembolism
ThromboprophylaxisThromboembolism
VTE = Yes n = 130 (%)VTE = No n = 463 (%)
  • NOTE: Numbers are mutually exclusive within each column. Abbreviations: FDA, US Food and Drug Administration; LWMH, low‐molecular‐weight heparin; TKA, total knee arthroplasty; VTE, venous thromboembolism.

  • There was no case of aspirin alone in our sample.

Pharmacologic prophylaxis
LMWH/fondaparinux61 (46)223 (48)
Warfarin alone (no LMWH)*44 (33)145 (31)
None25 (19)95 (20)
Nonpharmacologic prophylaxis
Intermittent pneumatic compression or graduated compression stockings/foot pump27 (21)93 (20)
FDA‐approved pharmacologic prophylaxis
LWMH/fondaparinux/warfarin prophylaxis67 (48)284 (61)
No FDA‐approved pharmacologic prophylaxis
Suboptimal pharmacologic or mechanical prophylaxis63 (52)179 (39)
Patients Who Did Not Receive FDA‐Approved Pharmacologic Prophylaxis Based on the FDA‐Approved Labeling for Proper Dose, Timing, and Duration
Prophylaxis StatusCases and Controls Who Did Not Receive FDA‐Approved Pharmacologic Prophylaxis (N = 242)
  • Abbreviations: FDA, US Food and Drug Administration.

  • Numbers are not mutually exclusive. Wrong dose if did not meet FDA‐recommended dose: First post‐op dose of enoxaparin was 30 mg per 12 hours, or last post‐op dose before discharge was 30 mg per 12 hours, or 40 mg per day; or first post‐op dose of fondaparinux was 2.5 mg per day; or first post‐op dose of warfarin was 210 mg per day; or first post‐op dose of dalteparin was 2500 mg per 12 hours. Wrong time window if did not meet FDA‐recommended timing: First post‐op dose of enoxaparin was given between 720 and 1440 minutes postsurgery; or first post‐op dose of fondaparinux was given less than or equal to 480 minutes postsurgery; or first post‐op dose of warfarin was given between 0 and 720 minutes postsurgery; or first post‐op dose of dalteparin was given between 240 and 360 minutes postsurgery

Received FDA‐approved pharmacologic prophylaxis but did not meet FDA‐approved proper dose, timing, and duration Variablen*
118 (49%)Wrong dose87
Dose not within the recommended time window17
Not continued at discharge50
Received no pharmacologic prophylaxis (only mechanical)124 (51%)

In the primary multivariable analysis (Table 4), neither age, gender, nor obesity (defined as BMI >30, BMI >35, or BMI >40) was a significant predictor of VTE. Undergoing bilateral simultaneous TKA versus unilateral TKA was associated with higher risk of VTE (OR = 4.2; 95% CI: 1.909.10), whereas early ambulation on or before the second postoperative day versus later (OR = 0.30; 95% CI: 0.100.90). Receiving FDA‐approved pharmacologic prophylaxis (right dose and time described in Table 4) versus any other prophylaxis regimen was adversely associated with VTE (OR = 0.50; 95% CI: 0.300.80, P = 0.01). There was no significant effect of receipt of FDA‐approved pharmacologic prophylaxis on being diagnosed with VTE among the cases that were severely or morbidly obese (P for interaction = 0.92). In a secondary analysis, the adjusted odds of being diagnosed with VTE were not significantly different for severely (OR = 0.9; CI 0.531.5) or morbidly obese (OR = 1.5; CI 0.802.80) patients.

Results of Multivariable (Conditional Logit) Analysis of Factors Associated With Thromboembolism After TKA
VariableOdds RatioP Value
  • Abbreviations: BMI, body mass index; FDA, US Food and Drug Administration; TKA, total knee arthroplasty.

  • If the first post‐op dose of enoxaparin was given between 720 and 1440 minutes postsurgery, or the first post‐op dose of enoxaparin was 30 mg per 12 hours, or last post‐op dose before discharge was 30 mg per 12 hours or 40 mg per day; or the first post‐op dose of fondaparinux was given less than or equal to 480 minutes postsurgery, or the first post‐op dose of fondaparinux was 2.5 mg per day; or the first post‐op dose of dalteparin was 2500 mg per 12 hours, or the first post‐op dose of dalteparin was given between 240 and 360 minutes postsurgery; or the first post‐op dose of warfarin was given between 0 and 720 minutes postsurgery, or the first post‐op dose of warfarin was 210 mg per day.

Older age1.02 (0.991.05)0.20
Female gender1.70 (0.92.9)0.90
BMI over 35 (vs 35 or less)0.9 (0.51.6)0.66
Bilateral TKA (vs unilateral TKA)4.2 (1.99.1)0.0004
Receiving FDA‐approved pharmacologic prophylaxis* vs mechanical0.5 (0.30.8)0.01
Ambulation on or before second postoperative day0.3 (0.10.9)0.005

In a sensitivity analysis, we did not find any significant changes in the results when the 12 cases that developed VTE on the day of, or day after, TKA were included.

DISCUSSION

Venous thromboembolism is a frequent and potentially serious complication following TKA. In population‐based studies that report the number of patients who develop symptomatic acute VTE, the incidence is approximately 2.0%2.5%.3, 2224 Thromboprophylaxis reduces the risk of developing asymptomatic VTE by more than 60%, and pharmacologic prophylaxis using LMWH, fondaparinux, or warfarin alone is recommended by the ACCP and other organizations, with use of mechanical pneumatic compression, low‐dose unfractionated heparin, or aspirin as alternative options.25 Nevertheless, because extremely obese patients are not commonly enrolled in clinical trials and because current guidelines do not recommend any adjustment in the dose of LMWH or fondaparinux based on weight, we hypothesized that LMWH/fondaparinux would be significantly less effective in severely or morbidly obese patients. We also hypothesized that pharmacologic prophylaxis would be superior to mechanical prophylaxis alone,26 and that delayed ambulation after TKA would be associated with a higher risk of developing VTE.

Two widely cited clinical guidelines that pertain to prophylaxis of venous thromboembolism after total knee arthroplasty are the ACCP guidelines2 and the American Academy of Orthopedic Surgeons (AAOS) guidelines.27 Although we acknowledge that there are differences in these and other guidelines, recommendations and quality measures,13, 28, 29 the aim of the current study was not to evaluate or compare specific guidelines. We simply classified the thromboprophylaxis regimens into logical groups, the 2 most frequent being use of LMWH/fondaparinux (mechanical) and mechanical prophylaxis alone, and then performed the case‐control analysis. We followed FDA‐approved labeling to assess whether pharmacologic therapy was provided at the proper dose in the proper time period.

A principal finding of this study was that FDA‐approved pharmacologic prophylaxis using LMWH, fondaparinux, or warfarin, was associated with significantly lower odds of developing VTE compared to all other prophylaxis regimens.

When the effect of FDA‐approved pharmacologic prophylaxis was analyzed in severely or morbidly obese patients versus less obese patients, there was no significant difference in the risk of VTE across the BMI levels that were compared. Further, among the patients whose pharmacologic prophylaxis was LMWH or fondaparinux, severe or morbid obesity was not associated with significantly higher odds of developing VTE. Although it is logical to think that heavier patients require a larger dose of LMWH or fondaparinux, the findings of this study suggest that current FDA‐approved doses of these drugs are adequate even in morbidly obese patients.

Two other findings were noteworthy. First, early mobilization with active ambulation in the first 2 days after TKA was strongly associated with lower odds of developing VTE. This finding is similar to the report by Chandrasekaran et al that sitting out of bed or walking for at least 1530 minutes twice a day on the first postoperative day after TKA significantly reduced the incidence of thromboembolic complications (OR = 0.35; 95% CI: 0.11, 1.03, P = 0.03) compared those confined to bed.22, 30 In our study, the beneficial effect of mobilization disappeared if ambulation commenced on day 3 or later after surgery. This finding emphasizes the importance of early mobilization in prevention of VTE, as has been reported after total hip arthroplasty.31

The other important finding was that bilateral simultaneous TKA was strongly associated with VTE, with over 4‐fold greater odds of developing VTE compared with unilateral TKA. This effect did not disappear when we adjusted for obesity or the time to mobilization. This finding was not unexpected and is consistent with other reports in the literature showing a higher incidence of VTE after bilateral TKA compared with unilateral TKA.3235

This study has several limitations. We were unable to ascertain postdischarge VTE unless a patient was readmitted to the same hospital. It has been reported that between 35% to 45% of postoperative VTEs occur after hospital discharge,22, 23 and some of these complications are treated at other institutions or in the outpatient arena.36 Second, it has been shown that hospital volume and hospital specialization are associated with the incidence of VTE after TKA procedures.37, 38 To minimize the risk of confounding by hospital characteristics, we conditioned our analysis on hospital and adjusted for the clustering effect of hospitals. Third, all data were collected by individuals employed by and working at the participating hospitals, with no mechanism for duplicate abstraction to ensure reliability. Fourth, only teaching hospitals participated in this study. Adherence to guidelines and use of prophylaxis may be higher at teaching hospitals than at nonteaching hospitals.39 As a result, our sample may have less variation than the general population of TKA patients, limiting our power to detect associations between thromboprophylaxis and VTE. Finally, the case‐control design has inherent limitations in detecting causal associations, largely due to its susceptibility to unmeasured confounders and incorrect ascertainment of pre‐outcome exposures. To avoid the latter problem, we excluded VTEs that were diagnosed on the date of surgery, before prophylaxis is routinely started.

Despite these limitations, our findings suggest that there may be opportunities to prevent postoperative VTE, even among high‐risk patients at teaching hospitals that have achieved 100% compliance with The Joint Commission's Surgical Care Improvement Project process measures.40, 41 Specifically, delivery of FDA‐approved pharmacologic prophylaxis (vs mechanical prophylaxis alone) and early ambulation (vs later) may further decrease the risk of postoperative VTE. These hypotheses merit further testing in randomized controlled trials or cluster‐randomized quality improvement trials. Patients should be informed of the increased risk of VTE after bilateral TKA, although this additional risk may be outweighed by a reduction in the cumulative recovery time and a lower cumulative risk of developing a prosthetic joint infection.42, 43 Finally, AHRQ's PSI‐12 appears to be a useful tool for ascertaining VTE cases and identifying potential opportunities for improvement, when the present‐on‐admission status is also available.

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References
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  40. Pardini‐Kiely K, Greenlee E, Hopkins J, Szaflarski NL, Tabb K. Improving and sustaining core measure performance through effective accountability of clinical microsystems in an academic medical center. Jt Comm J Qual Patient Saf. 2010;36(9):387398.
  41. Fabi DW, Mohan V, Goldstein WM, Dunn JH, Murphy BP. Unilateral vs bilateral total knee arthroplasty risk factors increasing morbidity. J Arthroplasty. 2011;26(5):668673.
  42. Powell RS, Pulido P, Tuason MS, Colwell CW, Ezzet KA. Bilateral vs unilateral total knee arthroplasty: a patient‐based comparison of pain levels and recovery of ambulatory skills. J Arthroplasty. 2006;21(5):642649.
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Symptomatic venous thromboembolism (VTE) is a common complication following total knee arthroplasty (TKA).17 In fact, the high incidence of thrombosis after TKA has made this operation the principal condition used to study the efficacy of new anticoagulants, and it is a principal target of quality improvement oversight and measurement.8 The Agency for Healthcare Research and Quality (AHRQ) has developed a Patient Safety Indicator (PSI‐12) to assist hospitals, payers, and other stakeholders identify patients who experienced VTE after major surgery. The Centers for Medicare * Medicaid Services has deemed that because a VTE that develops after TKA is potentially preventable, it withholds the additional payment for this complication.9

Prior the introduction of new oral anticoagulants, most guidelines from North America recommended the use of postoperative low‐molecular‐weight heparin (LMWH), fondaparinux, or warfarin for at least 10 days after TKA.2, 10 However, there is some ongoing controversy about whether pharmacological prophylaxis is necessary after total joint replacement surgery, and whether it is effective in preventing pulmonary embolism.1114 In addition, there is controversy regarding the effectiveness of mechanical prophylaxis alone as a means of preventing VTE.2, 4, 14, 15

Pharmacological thromboprophylaxis using LMWH or fondaparinux calls for using a fixed‐dose that does not depend on the patient's weight or body mass index (BMI). This stands in sharp contrast to the consistent recommendation to use weight‐based dosing of LMWH/fondaparinux in patients who have acute VTE.16 The absence of any adjustment in the dose of thromboprophylaxis based on weight may be particularly important after TKA because the majority of these patients are obese or extremely obese,1719 making the dose of LMWH/fondaparinux potentially insufficient. It is noteworthy that surgeons who perform bariatric surgery currently recommend a higher dose of LMWH, usually 40 mg of enoxaparin every 12 hours.20, 21

We conducted this case‐control study to address 3 hypotheses. First, we hypothesized that use of standard pharmacologic thromboprophylaxis drugs is associated with a lower risk of acute VTE compared with mechanical prophylaxis alone. Second, we hypothesized that among patients given LMWH/fondaparinux, excessive obesity (BMI >35) is associated with a higher risk of developing VTE. Third, based on prior studies that identified immobilization as a risk factor for VTE, we hypothesized that delayed ambulation after TKA is associated with higher risk for VTE.

METHODS

Study Design

The University of California Davis, in partnership with the University HealthSystem Consortium (UHC), conducted a retrospective case‐control study of risk factors for acute symptomatic VTE within 90 days following TKA. Fifteen volunteer hospitals nationwide agreed to abstract medical records of up to 40 sampled cases or controls. Inclusion criteria were admission between October 1, 2008 and March 31, 2010; presence of a principal International Classification of Diseases, 9th Revision, Clinical Modification (ICD‐9‐CM) procedure code of 81.54 or 81.55; and age 40 years or more. Patients with a pregnancy‐related principal diagnosis (Major Diagnostic Category 14) or inferior vena cava interruption on or before the date of the first operating room procedure were excluded.

Cases were defined as having: a) one or more secondary diagnosis codes for acute VTE, as defined by AHRQ PSI‐12, version 4.1 (415.11, 415.19, 451.11, 451.19, 451.2, 451.81, 451.9, 453.40453.42, 453.8, 453.9), coupled with a present‐on‐admission flag of no (POA = N); or b) were readmitted with a principal diagnosis of VTE (same codes) within 90 days of the date of surgery. A probability sample of VTE cases (up to a maximum of 20), and 20 eligible TKA patients who did not develop acute VTE during the index hospitalization or within 90 days of surgery, were randomly selected for abstraction. Only 1 case flagged by the PSI algorithm was excluded because VTE could not be confirmed by abstraction.

Chart Abstraction

A chart abstraction tool was constructed and personnel at each site were taught how to obtain the desired information. Data elements included age, gender, height and weight, and type of TKA (unilateral, bilateral, or revision). BMI was calculated and categorized as severely obese (World Health Organization [WHO] class II or more, BMI 35) versus not severely obese (BMI <35), and as morbidly obese (WHO class III, BMI >40) or not morbidly obese (<40). Information about use of pharmacologic (LMWH, fondaparinux, or warfarin) and mechanical thromboprophylaxis was collected and classified as follows. First, the type of prophylaxis was categorized as: (1) LMWH (enoxaparin, dalteparin)/fondaparinux with or without mechanical prophylaxis (pneumatic compression devices, graduated compression stockings, or foot pump); (2) warfarin alone, with or without mechanical prophylaxis; (3) LMWH/fondaparinux and warfarin with or without mechanical pharmacologic prophylaxis; (4) mechanical prophylaxis alone (without any pharmacological prophylaxis but with or without aspirin); and (5) aspirin only, without any other pharmacologic or mechanical prophylaxis. Second, patients who received LMWH, fondaparinux, or warfarin pharmacologic prophylaxis were further classified as receiving FDA‐approved pharmacologic prophylaxis or other prophylaxis. The criteria for FDA‐approved pharmacologic prophylaxis were receipt of the recommended dose at the recommended starting time (per package insert), either before or after surgery, and continued administration until at least the day of hospital discharge, consistent with the 2008 American College of Chest Physicians (ACCP) guidelines for prevention of VTE in orthopedic patients.2 For warfarin, FDA‐approved dosing required a starting dose of 210 mg per day beginning either preoperatively or on the evening after surgery, and given daily thereafter, targeting an international normalized ratio (INR) of 2.03.0. No patient received aspirin alone for prophylaxis. In the analysis of risk factors for VTE, the effect of FDA‐approved pharmacologic prophylaxis was compared against other pharmacologic prophylaxis or mechanical prophylaxis alone. Time of ambulation was defined as early if it occurred on or before the second postoperative day, late if it occurred after the second postoperative day, or none if the patient did not ambulate before discharge.

Outcomes

The principal outcome was validated symptomatic objectively confirmed VTE, manifested as either pulmonary embolism (PE) or lower extremity deep vein thrombosis (DVT) or both. Patients who were diagnosed with VTE on the day of surgery or the day after surgery were not included in the principal analysis, reasoning that postoperative prophylaxis started 1224 hours after surgery is unlikely to prevent early VTE events. In a secondary sensitivity analysis, the effect of including these early postoperative VTE events on the estimated risk was determined.

Statistical Analysis

For continuous variables, bivariate comparisons were made with the use of Student t test. For categorical variables, we applied the chi‐square test and estimated unadjusted odds ratios (ORs) and Cornfield's 95% confidence intervals (CIs). We specifically analyzed whether gender, age, type of TKA, race/ethnicity, primary payer, severe or morbid obesity, postoperative ambulation, personal or family history of VTE, and comorbid conditions were associated with the development of any VTE, DVT, or PE.

Multivariable models were developed using logistic regression. In addition to age and gender, other terms included receipt of FDA‐approved pharmacologic prophylaxis, degree of obesity (severe if BMI >35, morbid if BMI >40), type of TKA (unilateral vs bilateral) and early versus late versus no ambulation. A patient was considered receiving FDA‐approved pharmacologic prophylaxis if the first postoperative dose and the last postoperative dose before discharge of LMWH, fondaparinux, or warfarin were given based on the recommended time and dose. Two‐way interactions between FDA‐approved pharmacologic prophylaxis and extent of obesity were tested, as well as interactions between LMWH/fondaparinux prophylaxis and extent of obesity. We adjusted all of the point estimates and confidence intervals for the correlation of data within each hospital by using the STRATA option in SAS; statistical analyses were performed using the SAS‐PC program, SAS 9.2 (SAS Institute, Inc, Cary, NC).

RESULTS

A total of 593 TKA records were abstracted by the 15 participating hospitals. All patients underwent TKA on the day of admission or the day after admission. A total of 16 cases (12 PE and 4 DVT) were diagnosed with VTE on the day of surgery, or the day after surgery, and were deemed nonpreventable in the multivariable analysis. There were 114 additional cases with VTE (44 PE, 68 DVT, 2 both) diagnosed 2 or more days after surgery, and 463 controls that had no VTE diagnosed by the index hospital within 90 days after surgery.

In bivariate analyses (Table 1), the mean age of cases was significantly greater for controls (65.5 10.4 vs 63.5 10.4, P < 0.05). More cases underwent bilateral simultaneous TKA compared with controls (23% vs 7%, P < 0.001). The mean BMI was marginally higher among VTE cases than among controls (34.6 8.0 vs 33.3 7.1, P = 0.07). Among cases with PE, a significantly greater percentage were morbidly obese than among controls (30% vs 16%, P value = 0.01), whereas there was not a difference for the DVT cases.

Results of Bivariate Analysis of Clinical and Demographic Variables in Relation to Case (VTE) or Control (no VTE) Status After TKA
VariableVTE n = 130 (%)No VTE n = 463 (%)Total N = 593 (%)
  • Abbreviations: BMI, body mass index; CVA, cerebrovascular accident; DVT, deep vein thrombosis; LOS, length of stay; PE, pulmonary embolism; TKA, total knee arthroplasty; TKR, total knee replacement; VTE, venous thromboembolism.

  • P value between VTE and no VTE, <0.05. P value between VTE and no VTE groups, <0.001.

GenderMale45 (34)175 (38)220 (37)
Female85288373
Age (y)*Mean65.563.563.9
Standard deviation10.410.410.5
LOS (d)*Mean6.13.44.0
Standard deviation4.71.52.8
Type of TKRPrimary TKR‐unilateral100 (76)425 (92)525 (89)
Primary TKR‐bilateral29 (23)35 (7)64 (11)
Revision for mechanical problem1 (1)3 (1)4 (1)
RaceAfrican American25 (19)80 (17)105 (18)
Asian4 (3)8 (2)12 (2)
White91 (70)337 (73)428 (72)
Hispanic7 (5)28 (6)35 (6)
Unknown/others5 (4)18 (4)23 (4)
Primary payerUninsured/self‐pay2 (1)2 (<1)4 (1)
Medicaid/managed care11 (8)40 (7)51 (9)
Medicare/managed care66 (52)220 (47)286 (48)
Private44 (34)156 (34)200 (34)
US/state/local government1 (1)5 (1)6 (1)
Others/unknown6 (4)40 (8)46 (8)
BMIMean34.633.333.6
 Standard deviation8.07.17.3
ObesityBMI 3051 (38)172 (37)223 (38)
30 to 3529 (22)122 (26)151 (25)
35 to 4021 (18)95 (20)116 (20)
>4029 (22)74 (16)103 (17)
AmbulationTaking steps with or without walker (day 1 or 2 after surgery)62 (47)340 (73)402 (77)
Taking steps with or without walker (day 3 or more after surgery)58 (45)106 (23)164 (28)
Weight bearing only or no ambulation predischarge10 (8)17 (4)27 (5)
No. of days from surgery to taking stepsMean2.01.31.45
Standard deviation2.30.71.4
Comorbidities/risk factorsDiabetes30 (22)99 (22)129 (22)
Hypertension90 (70)313 (67)403 (68)
History of malignancy9 (8)54 (11)63 (11)
Current neoplasm4 (3)9 (2)13 (2)
Documented history/risk of bleeding or hematoma3 (2)7 (2)10 (2)
History of any other surgery1 (1)1 (<1)2 (<1)
Baseline inability to ambulate without assistance from staff03 (1)3 (<1)
Trauma, head trauma, new fractures000
Current use of oral contraceptive or system estrogen08 (2)8 (1)
Past stroke/CVA with residual weakness1 (1)7 (2)8 (1)
Prior history of DVT6 (5)20 (4)26 (4)
Prior history of PE2 (2)11 (2)13 (2)
Family history of VTE05 (1)5 (1)
Known thrombophilia01 (<1)1 (<1)
None of the above33 (25)96 (21)129 (22)

Fewer VTE cases began ambulation on or before the second postoperative day compared with controls (47% vs 73%, P < 0.001). There was no difference in the number or types of comorbidities between cases and controls. All patients received at least 1 type of pharmacologic or mechanical prophylaxis within the first 24 hours after TKA. Although the difference was not statistically significant, controls had marginally higher odds of receiving FDA‐approved pharmacologic prophylaxis than cases (P = 0.07; Table 2). Table 3 presents the criterion that led to 242 cases not meeting the definition of FDA‐approved pharmacologic prophylaxis definition. Administering a suboptimal dose was the most common reason. Also, about half of the patients received only mechanical prophylaxis.

Pharmacological and Nonpharmacological Prophylaxis, and FDA‐Approved Pharmacologic vs All Other Prophylaxis, in TKA Cases With Thromboembolism and TKA Controls Without Thromboembolism
ThromboprophylaxisThromboembolism
VTE = Yes n = 130 (%)VTE = No n = 463 (%)
  • NOTE: Numbers are mutually exclusive within each column. Abbreviations: FDA, US Food and Drug Administration; LWMH, low‐molecular‐weight heparin; TKA, total knee arthroplasty; VTE, venous thromboembolism.

  • There was no case of aspirin alone in our sample.

Pharmacologic prophylaxis
LMWH/fondaparinux61 (46)223 (48)
Warfarin alone (no LMWH)*44 (33)145 (31)
None25 (19)95 (20)
Nonpharmacologic prophylaxis
Intermittent pneumatic compression or graduated compression stockings/foot pump27 (21)93 (20)
FDA‐approved pharmacologic prophylaxis
LWMH/fondaparinux/warfarin prophylaxis67 (48)284 (61)
No FDA‐approved pharmacologic prophylaxis
Suboptimal pharmacologic or mechanical prophylaxis63 (52)179 (39)
Patients Who Did Not Receive FDA‐Approved Pharmacologic Prophylaxis Based on the FDA‐Approved Labeling for Proper Dose, Timing, and Duration
Prophylaxis StatusCases and Controls Who Did Not Receive FDA‐Approved Pharmacologic Prophylaxis (N = 242)
  • Abbreviations: FDA, US Food and Drug Administration.

  • Numbers are not mutually exclusive. Wrong dose if did not meet FDA‐recommended dose: First post‐op dose of enoxaparin was 30 mg per 12 hours, or last post‐op dose before discharge was 30 mg per 12 hours, or 40 mg per day; or first post‐op dose of fondaparinux was 2.5 mg per day; or first post‐op dose of warfarin was 210 mg per day; or first post‐op dose of dalteparin was 2500 mg per 12 hours. Wrong time window if did not meet FDA‐recommended timing: First post‐op dose of enoxaparin was given between 720 and 1440 minutes postsurgery; or first post‐op dose of fondaparinux was given less than or equal to 480 minutes postsurgery; or first post‐op dose of warfarin was given between 0 and 720 minutes postsurgery; or first post‐op dose of dalteparin was given between 240 and 360 minutes postsurgery

Received FDA‐approved pharmacologic prophylaxis but did not meet FDA‐approved proper dose, timing, and duration Variablen*
118 (49%)Wrong dose87
Dose not within the recommended time window17
Not continued at discharge50
Received no pharmacologic prophylaxis (only mechanical)124 (51%)

In the primary multivariable analysis (Table 4), neither age, gender, nor obesity (defined as BMI >30, BMI >35, or BMI >40) was a significant predictor of VTE. Undergoing bilateral simultaneous TKA versus unilateral TKA was associated with higher risk of VTE (OR = 4.2; 95% CI: 1.909.10), whereas early ambulation on or before the second postoperative day versus later (OR = 0.30; 95% CI: 0.100.90). Receiving FDA‐approved pharmacologic prophylaxis (right dose and time described in Table 4) versus any other prophylaxis regimen was adversely associated with VTE (OR = 0.50; 95% CI: 0.300.80, P = 0.01). There was no significant effect of receipt of FDA‐approved pharmacologic prophylaxis on being diagnosed with VTE among the cases that were severely or morbidly obese (P for interaction = 0.92). In a secondary analysis, the adjusted odds of being diagnosed with VTE were not significantly different for severely (OR = 0.9; CI 0.531.5) or morbidly obese (OR = 1.5; CI 0.802.80) patients.

Results of Multivariable (Conditional Logit) Analysis of Factors Associated With Thromboembolism After TKA
VariableOdds RatioP Value
  • Abbreviations: BMI, body mass index; FDA, US Food and Drug Administration; TKA, total knee arthroplasty.

  • If the first post‐op dose of enoxaparin was given between 720 and 1440 minutes postsurgery, or the first post‐op dose of enoxaparin was 30 mg per 12 hours, or last post‐op dose before discharge was 30 mg per 12 hours or 40 mg per day; or the first post‐op dose of fondaparinux was given less than or equal to 480 minutes postsurgery, or the first post‐op dose of fondaparinux was 2.5 mg per day; or the first post‐op dose of dalteparin was 2500 mg per 12 hours, or the first post‐op dose of dalteparin was given between 240 and 360 minutes postsurgery; or the first post‐op dose of warfarin was given between 0 and 720 minutes postsurgery, or the first post‐op dose of warfarin was 210 mg per day.

Older age1.02 (0.991.05)0.20
Female gender1.70 (0.92.9)0.90
BMI over 35 (vs 35 or less)0.9 (0.51.6)0.66
Bilateral TKA (vs unilateral TKA)4.2 (1.99.1)0.0004
Receiving FDA‐approved pharmacologic prophylaxis* vs mechanical0.5 (0.30.8)0.01
Ambulation on or before second postoperative day0.3 (0.10.9)0.005

In a sensitivity analysis, we did not find any significant changes in the results when the 12 cases that developed VTE on the day of, or day after, TKA were included.

DISCUSSION

Venous thromboembolism is a frequent and potentially serious complication following TKA. In population‐based studies that report the number of patients who develop symptomatic acute VTE, the incidence is approximately 2.0%2.5%.3, 2224 Thromboprophylaxis reduces the risk of developing asymptomatic VTE by more than 60%, and pharmacologic prophylaxis using LMWH, fondaparinux, or warfarin alone is recommended by the ACCP and other organizations, with use of mechanical pneumatic compression, low‐dose unfractionated heparin, or aspirin as alternative options.25 Nevertheless, because extremely obese patients are not commonly enrolled in clinical trials and because current guidelines do not recommend any adjustment in the dose of LMWH or fondaparinux based on weight, we hypothesized that LMWH/fondaparinux would be significantly less effective in severely or morbidly obese patients. We also hypothesized that pharmacologic prophylaxis would be superior to mechanical prophylaxis alone,26 and that delayed ambulation after TKA would be associated with a higher risk of developing VTE.

Two widely cited clinical guidelines that pertain to prophylaxis of venous thromboembolism after total knee arthroplasty are the ACCP guidelines2 and the American Academy of Orthopedic Surgeons (AAOS) guidelines.27 Although we acknowledge that there are differences in these and other guidelines, recommendations and quality measures,13, 28, 29 the aim of the current study was not to evaluate or compare specific guidelines. We simply classified the thromboprophylaxis regimens into logical groups, the 2 most frequent being use of LMWH/fondaparinux (mechanical) and mechanical prophylaxis alone, and then performed the case‐control analysis. We followed FDA‐approved labeling to assess whether pharmacologic therapy was provided at the proper dose in the proper time period.

A principal finding of this study was that FDA‐approved pharmacologic prophylaxis using LMWH, fondaparinux, or warfarin, was associated with significantly lower odds of developing VTE compared to all other prophylaxis regimens.

When the effect of FDA‐approved pharmacologic prophylaxis was analyzed in severely or morbidly obese patients versus less obese patients, there was no significant difference in the risk of VTE across the BMI levels that were compared. Further, among the patients whose pharmacologic prophylaxis was LMWH or fondaparinux, severe or morbid obesity was not associated with significantly higher odds of developing VTE. Although it is logical to think that heavier patients require a larger dose of LMWH or fondaparinux, the findings of this study suggest that current FDA‐approved doses of these drugs are adequate even in morbidly obese patients.

Two other findings were noteworthy. First, early mobilization with active ambulation in the first 2 days after TKA was strongly associated with lower odds of developing VTE. This finding is similar to the report by Chandrasekaran et al that sitting out of bed or walking for at least 1530 minutes twice a day on the first postoperative day after TKA significantly reduced the incidence of thromboembolic complications (OR = 0.35; 95% CI: 0.11, 1.03, P = 0.03) compared those confined to bed.22, 30 In our study, the beneficial effect of mobilization disappeared if ambulation commenced on day 3 or later after surgery. This finding emphasizes the importance of early mobilization in prevention of VTE, as has been reported after total hip arthroplasty.31

The other important finding was that bilateral simultaneous TKA was strongly associated with VTE, with over 4‐fold greater odds of developing VTE compared with unilateral TKA. This effect did not disappear when we adjusted for obesity or the time to mobilization. This finding was not unexpected and is consistent with other reports in the literature showing a higher incidence of VTE after bilateral TKA compared with unilateral TKA.3235

This study has several limitations. We were unable to ascertain postdischarge VTE unless a patient was readmitted to the same hospital. It has been reported that between 35% to 45% of postoperative VTEs occur after hospital discharge,22, 23 and some of these complications are treated at other institutions or in the outpatient arena.36 Second, it has been shown that hospital volume and hospital specialization are associated with the incidence of VTE after TKA procedures.37, 38 To minimize the risk of confounding by hospital characteristics, we conditioned our analysis on hospital and adjusted for the clustering effect of hospitals. Third, all data were collected by individuals employed by and working at the participating hospitals, with no mechanism for duplicate abstraction to ensure reliability. Fourth, only teaching hospitals participated in this study. Adherence to guidelines and use of prophylaxis may be higher at teaching hospitals than at nonteaching hospitals.39 As a result, our sample may have less variation than the general population of TKA patients, limiting our power to detect associations between thromboprophylaxis and VTE. Finally, the case‐control design has inherent limitations in detecting causal associations, largely due to its susceptibility to unmeasured confounders and incorrect ascertainment of pre‐outcome exposures. To avoid the latter problem, we excluded VTEs that were diagnosed on the date of surgery, before prophylaxis is routinely started.

Despite these limitations, our findings suggest that there may be opportunities to prevent postoperative VTE, even among high‐risk patients at teaching hospitals that have achieved 100% compliance with The Joint Commission's Surgical Care Improvement Project process measures.40, 41 Specifically, delivery of FDA‐approved pharmacologic prophylaxis (vs mechanical prophylaxis alone) and early ambulation (vs later) may further decrease the risk of postoperative VTE. These hypotheses merit further testing in randomized controlled trials or cluster‐randomized quality improvement trials. Patients should be informed of the increased risk of VTE after bilateral TKA, although this additional risk may be outweighed by a reduction in the cumulative recovery time and a lower cumulative risk of developing a prosthetic joint infection.42, 43 Finally, AHRQ's PSI‐12 appears to be a useful tool for ascertaining VTE cases and identifying potential opportunities for improvement, when the present‐on‐admission status is also available.

Symptomatic venous thromboembolism (VTE) is a common complication following total knee arthroplasty (TKA).17 In fact, the high incidence of thrombosis after TKA has made this operation the principal condition used to study the efficacy of new anticoagulants, and it is a principal target of quality improvement oversight and measurement.8 The Agency for Healthcare Research and Quality (AHRQ) has developed a Patient Safety Indicator (PSI‐12) to assist hospitals, payers, and other stakeholders identify patients who experienced VTE after major surgery. The Centers for Medicare * Medicaid Services has deemed that because a VTE that develops after TKA is potentially preventable, it withholds the additional payment for this complication.9

Prior the introduction of new oral anticoagulants, most guidelines from North America recommended the use of postoperative low‐molecular‐weight heparin (LMWH), fondaparinux, or warfarin for at least 10 days after TKA.2, 10 However, there is some ongoing controversy about whether pharmacological prophylaxis is necessary after total joint replacement surgery, and whether it is effective in preventing pulmonary embolism.1114 In addition, there is controversy regarding the effectiveness of mechanical prophylaxis alone as a means of preventing VTE.2, 4, 14, 15

Pharmacological thromboprophylaxis using LMWH or fondaparinux calls for using a fixed‐dose that does not depend on the patient's weight or body mass index (BMI). This stands in sharp contrast to the consistent recommendation to use weight‐based dosing of LMWH/fondaparinux in patients who have acute VTE.16 The absence of any adjustment in the dose of thromboprophylaxis based on weight may be particularly important after TKA because the majority of these patients are obese or extremely obese,1719 making the dose of LMWH/fondaparinux potentially insufficient. It is noteworthy that surgeons who perform bariatric surgery currently recommend a higher dose of LMWH, usually 40 mg of enoxaparin every 12 hours.20, 21

We conducted this case‐control study to address 3 hypotheses. First, we hypothesized that use of standard pharmacologic thromboprophylaxis drugs is associated with a lower risk of acute VTE compared with mechanical prophylaxis alone. Second, we hypothesized that among patients given LMWH/fondaparinux, excessive obesity (BMI >35) is associated with a higher risk of developing VTE. Third, based on prior studies that identified immobilization as a risk factor for VTE, we hypothesized that delayed ambulation after TKA is associated with higher risk for VTE.

METHODS

Study Design

The University of California Davis, in partnership with the University HealthSystem Consortium (UHC), conducted a retrospective case‐control study of risk factors for acute symptomatic VTE within 90 days following TKA. Fifteen volunteer hospitals nationwide agreed to abstract medical records of up to 40 sampled cases or controls. Inclusion criteria were admission between October 1, 2008 and March 31, 2010; presence of a principal International Classification of Diseases, 9th Revision, Clinical Modification (ICD‐9‐CM) procedure code of 81.54 or 81.55; and age 40 years or more. Patients with a pregnancy‐related principal diagnosis (Major Diagnostic Category 14) or inferior vena cava interruption on or before the date of the first operating room procedure were excluded.

Cases were defined as having: a) one or more secondary diagnosis codes for acute VTE, as defined by AHRQ PSI‐12, version 4.1 (415.11, 415.19, 451.11, 451.19, 451.2, 451.81, 451.9, 453.40453.42, 453.8, 453.9), coupled with a present‐on‐admission flag of no (POA = N); or b) were readmitted with a principal diagnosis of VTE (same codes) within 90 days of the date of surgery. A probability sample of VTE cases (up to a maximum of 20), and 20 eligible TKA patients who did not develop acute VTE during the index hospitalization or within 90 days of surgery, were randomly selected for abstraction. Only 1 case flagged by the PSI algorithm was excluded because VTE could not be confirmed by abstraction.

Chart Abstraction

A chart abstraction tool was constructed and personnel at each site were taught how to obtain the desired information. Data elements included age, gender, height and weight, and type of TKA (unilateral, bilateral, or revision). BMI was calculated and categorized as severely obese (World Health Organization [WHO] class II or more, BMI 35) versus not severely obese (BMI <35), and as morbidly obese (WHO class III, BMI >40) or not morbidly obese (<40). Information about use of pharmacologic (LMWH, fondaparinux, or warfarin) and mechanical thromboprophylaxis was collected and classified as follows. First, the type of prophylaxis was categorized as: (1) LMWH (enoxaparin, dalteparin)/fondaparinux with or without mechanical prophylaxis (pneumatic compression devices, graduated compression stockings, or foot pump); (2) warfarin alone, with or without mechanical prophylaxis; (3) LMWH/fondaparinux and warfarin with or without mechanical pharmacologic prophylaxis; (4) mechanical prophylaxis alone (without any pharmacological prophylaxis but with or without aspirin); and (5) aspirin only, without any other pharmacologic or mechanical prophylaxis. Second, patients who received LMWH, fondaparinux, or warfarin pharmacologic prophylaxis were further classified as receiving FDA‐approved pharmacologic prophylaxis or other prophylaxis. The criteria for FDA‐approved pharmacologic prophylaxis were receipt of the recommended dose at the recommended starting time (per package insert), either before or after surgery, and continued administration until at least the day of hospital discharge, consistent with the 2008 American College of Chest Physicians (ACCP) guidelines for prevention of VTE in orthopedic patients.2 For warfarin, FDA‐approved dosing required a starting dose of 210 mg per day beginning either preoperatively or on the evening after surgery, and given daily thereafter, targeting an international normalized ratio (INR) of 2.03.0. No patient received aspirin alone for prophylaxis. In the analysis of risk factors for VTE, the effect of FDA‐approved pharmacologic prophylaxis was compared against other pharmacologic prophylaxis or mechanical prophylaxis alone. Time of ambulation was defined as early if it occurred on or before the second postoperative day, late if it occurred after the second postoperative day, or none if the patient did not ambulate before discharge.

Outcomes

The principal outcome was validated symptomatic objectively confirmed VTE, manifested as either pulmonary embolism (PE) or lower extremity deep vein thrombosis (DVT) or both. Patients who were diagnosed with VTE on the day of surgery or the day after surgery were not included in the principal analysis, reasoning that postoperative prophylaxis started 1224 hours after surgery is unlikely to prevent early VTE events. In a secondary sensitivity analysis, the effect of including these early postoperative VTE events on the estimated risk was determined.

Statistical Analysis

For continuous variables, bivariate comparisons were made with the use of Student t test. For categorical variables, we applied the chi‐square test and estimated unadjusted odds ratios (ORs) and Cornfield's 95% confidence intervals (CIs). We specifically analyzed whether gender, age, type of TKA, race/ethnicity, primary payer, severe or morbid obesity, postoperative ambulation, personal or family history of VTE, and comorbid conditions were associated with the development of any VTE, DVT, or PE.

Multivariable models were developed using logistic regression. In addition to age and gender, other terms included receipt of FDA‐approved pharmacologic prophylaxis, degree of obesity (severe if BMI >35, morbid if BMI >40), type of TKA (unilateral vs bilateral) and early versus late versus no ambulation. A patient was considered receiving FDA‐approved pharmacologic prophylaxis if the first postoperative dose and the last postoperative dose before discharge of LMWH, fondaparinux, or warfarin were given based on the recommended time and dose. Two‐way interactions between FDA‐approved pharmacologic prophylaxis and extent of obesity were tested, as well as interactions between LMWH/fondaparinux prophylaxis and extent of obesity. We adjusted all of the point estimates and confidence intervals for the correlation of data within each hospital by using the STRATA option in SAS; statistical analyses were performed using the SAS‐PC program, SAS 9.2 (SAS Institute, Inc, Cary, NC).

RESULTS

A total of 593 TKA records were abstracted by the 15 participating hospitals. All patients underwent TKA on the day of admission or the day after admission. A total of 16 cases (12 PE and 4 DVT) were diagnosed with VTE on the day of surgery, or the day after surgery, and were deemed nonpreventable in the multivariable analysis. There were 114 additional cases with VTE (44 PE, 68 DVT, 2 both) diagnosed 2 or more days after surgery, and 463 controls that had no VTE diagnosed by the index hospital within 90 days after surgery.

In bivariate analyses (Table 1), the mean age of cases was significantly greater for controls (65.5 10.4 vs 63.5 10.4, P < 0.05). More cases underwent bilateral simultaneous TKA compared with controls (23% vs 7%, P < 0.001). The mean BMI was marginally higher among VTE cases than among controls (34.6 8.0 vs 33.3 7.1, P = 0.07). Among cases with PE, a significantly greater percentage were morbidly obese than among controls (30% vs 16%, P value = 0.01), whereas there was not a difference for the DVT cases.

Results of Bivariate Analysis of Clinical and Demographic Variables in Relation to Case (VTE) or Control (no VTE) Status After TKA
VariableVTE n = 130 (%)No VTE n = 463 (%)Total N = 593 (%)
  • Abbreviations: BMI, body mass index; CVA, cerebrovascular accident; DVT, deep vein thrombosis; LOS, length of stay; PE, pulmonary embolism; TKA, total knee arthroplasty; TKR, total knee replacement; VTE, venous thromboembolism.

  • P value between VTE and no VTE, <0.05. P value between VTE and no VTE groups, <0.001.

GenderMale45 (34)175 (38)220 (37)
Female85288373
Age (y)*Mean65.563.563.9
Standard deviation10.410.410.5
LOS (d)*Mean6.13.44.0
Standard deviation4.71.52.8
Type of TKRPrimary TKR‐unilateral100 (76)425 (92)525 (89)
Primary TKR‐bilateral29 (23)35 (7)64 (11)
Revision for mechanical problem1 (1)3 (1)4 (1)
RaceAfrican American25 (19)80 (17)105 (18)
Asian4 (3)8 (2)12 (2)
White91 (70)337 (73)428 (72)
Hispanic7 (5)28 (6)35 (6)
Unknown/others5 (4)18 (4)23 (4)
Primary payerUninsured/self‐pay2 (1)2 (<1)4 (1)
Medicaid/managed care11 (8)40 (7)51 (9)
Medicare/managed care66 (52)220 (47)286 (48)
Private44 (34)156 (34)200 (34)
US/state/local government1 (1)5 (1)6 (1)
Others/unknown6 (4)40 (8)46 (8)
BMIMean34.633.333.6
 Standard deviation8.07.17.3
ObesityBMI 3051 (38)172 (37)223 (38)
30 to 3529 (22)122 (26)151 (25)
35 to 4021 (18)95 (20)116 (20)
>4029 (22)74 (16)103 (17)
AmbulationTaking steps with or without walker (day 1 or 2 after surgery)62 (47)340 (73)402 (77)
Taking steps with or without walker (day 3 or more after surgery)58 (45)106 (23)164 (28)
Weight bearing only or no ambulation predischarge10 (8)17 (4)27 (5)
No. of days from surgery to taking stepsMean2.01.31.45
Standard deviation2.30.71.4
Comorbidities/risk factorsDiabetes30 (22)99 (22)129 (22)
Hypertension90 (70)313 (67)403 (68)
History of malignancy9 (8)54 (11)63 (11)
Current neoplasm4 (3)9 (2)13 (2)
Documented history/risk of bleeding or hematoma3 (2)7 (2)10 (2)
History of any other surgery1 (1)1 (<1)2 (<1)
Baseline inability to ambulate without assistance from staff03 (1)3 (<1)
Trauma, head trauma, new fractures000
Current use of oral contraceptive or system estrogen08 (2)8 (1)
Past stroke/CVA with residual weakness1 (1)7 (2)8 (1)
Prior history of DVT6 (5)20 (4)26 (4)
Prior history of PE2 (2)11 (2)13 (2)
Family history of VTE05 (1)5 (1)
Known thrombophilia01 (<1)1 (<1)
None of the above33 (25)96 (21)129 (22)

Fewer VTE cases began ambulation on or before the second postoperative day compared with controls (47% vs 73%, P < 0.001). There was no difference in the number or types of comorbidities between cases and controls. All patients received at least 1 type of pharmacologic or mechanical prophylaxis within the first 24 hours after TKA. Although the difference was not statistically significant, controls had marginally higher odds of receiving FDA‐approved pharmacologic prophylaxis than cases (P = 0.07; Table 2). Table 3 presents the criterion that led to 242 cases not meeting the definition of FDA‐approved pharmacologic prophylaxis definition. Administering a suboptimal dose was the most common reason. Also, about half of the patients received only mechanical prophylaxis.

Pharmacological and Nonpharmacological Prophylaxis, and FDA‐Approved Pharmacologic vs All Other Prophylaxis, in TKA Cases With Thromboembolism and TKA Controls Without Thromboembolism
ThromboprophylaxisThromboembolism
VTE = Yes n = 130 (%)VTE = No n = 463 (%)
  • NOTE: Numbers are mutually exclusive within each column. Abbreviations: FDA, US Food and Drug Administration; LWMH, low‐molecular‐weight heparin; TKA, total knee arthroplasty; VTE, venous thromboembolism.

  • There was no case of aspirin alone in our sample.

Pharmacologic prophylaxis
LMWH/fondaparinux61 (46)223 (48)
Warfarin alone (no LMWH)*44 (33)145 (31)
None25 (19)95 (20)
Nonpharmacologic prophylaxis
Intermittent pneumatic compression or graduated compression stockings/foot pump27 (21)93 (20)
FDA‐approved pharmacologic prophylaxis
LWMH/fondaparinux/warfarin prophylaxis67 (48)284 (61)
No FDA‐approved pharmacologic prophylaxis
Suboptimal pharmacologic or mechanical prophylaxis63 (52)179 (39)
Patients Who Did Not Receive FDA‐Approved Pharmacologic Prophylaxis Based on the FDA‐Approved Labeling for Proper Dose, Timing, and Duration
Prophylaxis StatusCases and Controls Who Did Not Receive FDA‐Approved Pharmacologic Prophylaxis (N = 242)
  • Abbreviations: FDA, US Food and Drug Administration.

  • Numbers are not mutually exclusive. Wrong dose if did not meet FDA‐recommended dose: First post‐op dose of enoxaparin was 30 mg per 12 hours, or last post‐op dose before discharge was 30 mg per 12 hours, or 40 mg per day; or first post‐op dose of fondaparinux was 2.5 mg per day; or first post‐op dose of warfarin was 210 mg per day; or first post‐op dose of dalteparin was 2500 mg per 12 hours. Wrong time window if did not meet FDA‐recommended timing: First post‐op dose of enoxaparin was given between 720 and 1440 minutes postsurgery; or first post‐op dose of fondaparinux was given less than or equal to 480 minutes postsurgery; or first post‐op dose of warfarin was given between 0 and 720 minutes postsurgery; or first post‐op dose of dalteparin was given between 240 and 360 minutes postsurgery

Received FDA‐approved pharmacologic prophylaxis but did not meet FDA‐approved proper dose, timing, and duration Variablen*
118 (49%)Wrong dose87
Dose not within the recommended time window17
Not continued at discharge50
Received no pharmacologic prophylaxis (only mechanical)124 (51%)

In the primary multivariable analysis (Table 4), neither age, gender, nor obesity (defined as BMI >30, BMI >35, or BMI >40) was a significant predictor of VTE. Undergoing bilateral simultaneous TKA versus unilateral TKA was associated with higher risk of VTE (OR = 4.2; 95% CI: 1.909.10), whereas early ambulation on or before the second postoperative day versus later (OR = 0.30; 95% CI: 0.100.90). Receiving FDA‐approved pharmacologic prophylaxis (right dose and time described in Table 4) versus any other prophylaxis regimen was adversely associated with VTE (OR = 0.50; 95% CI: 0.300.80, P = 0.01). There was no significant effect of receipt of FDA‐approved pharmacologic prophylaxis on being diagnosed with VTE among the cases that were severely or morbidly obese (P for interaction = 0.92). In a secondary analysis, the adjusted odds of being diagnosed with VTE were not significantly different for severely (OR = 0.9; CI 0.531.5) or morbidly obese (OR = 1.5; CI 0.802.80) patients.

Results of Multivariable (Conditional Logit) Analysis of Factors Associated With Thromboembolism After TKA
VariableOdds RatioP Value
  • Abbreviations: BMI, body mass index; FDA, US Food and Drug Administration; TKA, total knee arthroplasty.

  • If the first post‐op dose of enoxaparin was given between 720 and 1440 minutes postsurgery, or the first post‐op dose of enoxaparin was 30 mg per 12 hours, or last post‐op dose before discharge was 30 mg per 12 hours or 40 mg per day; or the first post‐op dose of fondaparinux was given less than or equal to 480 minutes postsurgery, or the first post‐op dose of fondaparinux was 2.5 mg per day; or the first post‐op dose of dalteparin was 2500 mg per 12 hours, or the first post‐op dose of dalteparin was given between 240 and 360 minutes postsurgery; or the first post‐op dose of warfarin was given between 0 and 720 minutes postsurgery, or the first post‐op dose of warfarin was 210 mg per day.

Older age1.02 (0.991.05)0.20
Female gender1.70 (0.92.9)0.90
BMI over 35 (vs 35 or less)0.9 (0.51.6)0.66
Bilateral TKA (vs unilateral TKA)4.2 (1.99.1)0.0004
Receiving FDA‐approved pharmacologic prophylaxis* vs mechanical0.5 (0.30.8)0.01
Ambulation on or before second postoperative day0.3 (0.10.9)0.005

In a sensitivity analysis, we did not find any significant changes in the results when the 12 cases that developed VTE on the day of, or day after, TKA were included.

DISCUSSION

Venous thromboembolism is a frequent and potentially serious complication following TKA. In population‐based studies that report the number of patients who develop symptomatic acute VTE, the incidence is approximately 2.0%2.5%.3, 2224 Thromboprophylaxis reduces the risk of developing asymptomatic VTE by more than 60%, and pharmacologic prophylaxis using LMWH, fondaparinux, or warfarin alone is recommended by the ACCP and other organizations, with use of mechanical pneumatic compression, low‐dose unfractionated heparin, or aspirin as alternative options.25 Nevertheless, because extremely obese patients are not commonly enrolled in clinical trials and because current guidelines do not recommend any adjustment in the dose of LMWH or fondaparinux based on weight, we hypothesized that LMWH/fondaparinux would be significantly less effective in severely or morbidly obese patients. We also hypothesized that pharmacologic prophylaxis would be superior to mechanical prophylaxis alone,26 and that delayed ambulation after TKA would be associated with a higher risk of developing VTE.

Two widely cited clinical guidelines that pertain to prophylaxis of venous thromboembolism after total knee arthroplasty are the ACCP guidelines2 and the American Academy of Orthopedic Surgeons (AAOS) guidelines.27 Although we acknowledge that there are differences in these and other guidelines, recommendations and quality measures,13, 28, 29 the aim of the current study was not to evaluate or compare specific guidelines. We simply classified the thromboprophylaxis regimens into logical groups, the 2 most frequent being use of LMWH/fondaparinux (mechanical) and mechanical prophylaxis alone, and then performed the case‐control analysis. We followed FDA‐approved labeling to assess whether pharmacologic therapy was provided at the proper dose in the proper time period.

A principal finding of this study was that FDA‐approved pharmacologic prophylaxis using LMWH, fondaparinux, or warfarin, was associated with significantly lower odds of developing VTE compared to all other prophylaxis regimens.

When the effect of FDA‐approved pharmacologic prophylaxis was analyzed in severely or morbidly obese patients versus less obese patients, there was no significant difference in the risk of VTE across the BMI levels that were compared. Further, among the patients whose pharmacologic prophylaxis was LMWH or fondaparinux, severe or morbid obesity was not associated with significantly higher odds of developing VTE. Although it is logical to think that heavier patients require a larger dose of LMWH or fondaparinux, the findings of this study suggest that current FDA‐approved doses of these drugs are adequate even in morbidly obese patients.

Two other findings were noteworthy. First, early mobilization with active ambulation in the first 2 days after TKA was strongly associated with lower odds of developing VTE. This finding is similar to the report by Chandrasekaran et al that sitting out of bed or walking for at least 1530 minutes twice a day on the first postoperative day after TKA significantly reduced the incidence of thromboembolic complications (OR = 0.35; 95% CI: 0.11, 1.03, P = 0.03) compared those confined to bed.22, 30 In our study, the beneficial effect of mobilization disappeared if ambulation commenced on day 3 or later after surgery. This finding emphasizes the importance of early mobilization in prevention of VTE, as has been reported after total hip arthroplasty.31

The other important finding was that bilateral simultaneous TKA was strongly associated with VTE, with over 4‐fold greater odds of developing VTE compared with unilateral TKA. This effect did not disappear when we adjusted for obesity or the time to mobilization. This finding was not unexpected and is consistent with other reports in the literature showing a higher incidence of VTE after bilateral TKA compared with unilateral TKA.3235

This study has several limitations. We were unable to ascertain postdischarge VTE unless a patient was readmitted to the same hospital. It has been reported that between 35% to 45% of postoperative VTEs occur after hospital discharge,22, 23 and some of these complications are treated at other institutions or in the outpatient arena.36 Second, it has been shown that hospital volume and hospital specialization are associated with the incidence of VTE after TKA procedures.37, 38 To minimize the risk of confounding by hospital characteristics, we conditioned our analysis on hospital and adjusted for the clustering effect of hospitals. Third, all data were collected by individuals employed by and working at the participating hospitals, with no mechanism for duplicate abstraction to ensure reliability. Fourth, only teaching hospitals participated in this study. Adherence to guidelines and use of prophylaxis may be higher at teaching hospitals than at nonteaching hospitals.39 As a result, our sample may have less variation than the general population of TKA patients, limiting our power to detect associations between thromboprophylaxis and VTE. Finally, the case‐control design has inherent limitations in detecting causal associations, largely due to its susceptibility to unmeasured confounders and incorrect ascertainment of pre‐outcome exposures. To avoid the latter problem, we excluded VTEs that were diagnosed on the date of surgery, before prophylaxis is routinely started.

Despite these limitations, our findings suggest that there may be opportunities to prevent postoperative VTE, even among high‐risk patients at teaching hospitals that have achieved 100% compliance with The Joint Commission's Surgical Care Improvement Project process measures.40, 41 Specifically, delivery of FDA‐approved pharmacologic prophylaxis (vs mechanical prophylaxis alone) and early ambulation (vs later) may further decrease the risk of postoperative VTE. These hypotheses merit further testing in randomized controlled trials or cluster‐randomized quality improvement trials. Patients should be informed of the increased risk of VTE after bilateral TKA, although this additional risk may be outweighed by a reduction in the cumulative recovery time and a lower cumulative risk of developing a prosthetic joint infection.42, 43 Finally, AHRQ's PSI‐12 appears to be a useful tool for ascertaining VTE cases and identifying potential opportunities for improvement, when the present‐on‐admission status is also available.

References
  1. Bjornara BT, Gudmundsen TE, Dahl OE. Frequency and timing of clinical venous thromboembolism after major joint surgery. J Bone Joint Surg Br. 2006;88(3):386391.
  2. Geerts WH, Bergqvist D, Pineo GF, et al. Prevention of venous thromboembolism: American College of Chest Physicians Evidence‐Based Clinical Practice Guidelines (8th ed). Chest. 2008;133(6 suppl):381S453S.
  3. Howie C, Hughes H, Watts AC. Venous thromboembolism associated with hip and knee replacement over a ten‐year period: a population‐based study. J Bone Joint Surg Br. 2005;87(12):16751680.
  4. Pellegrini VD, Sharrock NE, Paiement GD, Morris R, Warwick DJ. Venous thromboembolic disease after total hip and knee arthroplasty: current perspectives in a regulated environment. Instr Course Lect. 2008;57:637661.
  5. Watanabe H, Sekiya H, Kariya Y, Hoshino Y, Sugimoto H, Hayasaka S. The incidence of venous thromboembolism before and after total knee arthroplasty using 16‐row multidetector computed tomography. J Arthroplasty. 2011;26(8):14881493.
  6. White RH, Romano PS, Zhou H, Rodrigo J, Bargar W. Incidence and time course of thromboembolic outcomes following total hip or knee arthroplasty. Arch Intern Med. 1998;158(14):15251531.
  7. Milbrink J, Bergqvist D. The incidence of symptomatic venous thromboembolic events in orthopaedic surgery when using routine thromboprophylaxis. Vasa. 2008;37(4):353357.
  8. White RH, Sadeghi B, Tancredi DJ, et al. How valid is the ICD‐9‐CM based AHRQ patient safety indicator for postoperative venous thromboembolism? Med Care. 2009;47(12):12371243.
  9. Department of Health and Human Services, Centers for Medicare 17(4):359365.
  10. Eikelboom J, Karthikeyan G, Fagel N, Hirsh J. American Association of Orthopedic Surgeons and American College of Chest Physicians guidelines for venous thromboembolism prevention in hip and knee arthroplasty differ. What are the implications for clinicians and patients? Chest. 2009;135(2):15121520.
  11. Jämsen E, Varonen M, Huhtala H, et al. Incidence of prosthetic joint infections after primary knee arthroplasty. J Arthroplasty. 2010;25(1):8792.
  12. Lachiewicz PF. Comparison of ACCP and AAOS guidelines for VTE prophylaxis after total hip and total knee arthroplasty. Orthopedics. 2009;32(12 suppl):7478.
  13. Sobieraj‐Teague M, Eikelboom JW, Hirsh J. How can we reduce disagreement among guidelines for venous thromboembolism prevention? J Thromb Haemost. 2010;8(4):675677.
  14. Limpus A, Chaboyer W, McDonald E, Thalib L. Mechanical thromboprophylaxis in critically ill patients: a systematic review and meta‐analysis. Am J Crit Care. 2006;15(4):402410; quiz/discussion, 411–412.
  15. Kearon C, Kahn SR, Agnelli G, Goldhaber S, Raskob GE, Comerota AJ. Antithrombotic therapy for venous thromboembolic disease: American College of Chest Physicians Evidence‐Based Clinical Practice Guidelines (8th ed). Chest. 2008;133(6 suppl):454S545S.
  16. Altintaş F, Gürbüz H, Erdemli B, et al. Venous thromboembolism prophylaxis in major orthopaedic surgery: a multicenter, prospective, observational study. Acta Orthop Traumatol Turc. 2008;42(5):322327.
  17. Namba RS, Paxton L, Fithian DC, Stone ML. Obesity and perioperative morbidity in total hip and total knee arthroplasty patients. J Arthroplasty. 2005;20(suppl 3):4650.
  18. White RH, Henderson MC. Risk factors for venous thromboembolism after total hip and knee replacement surgery. Curr Opin Pulm Med. 2002;8(5):365371.
  19. Simone E, Madan A, Tichansky D, Kuhl D, Lee M. Comparison of two low‐molecular‐weight heparin dosing regimens for patients undergoing laparoscopic bariatric surgery. Surg Endosc. 2008;22(11):23922395.
  20. Rowan B, Kuhl D, Lee M, Tichansky D, Madan A. Anti‐Xa levels in bariatric surgery patients receiving prophylactic enoxaparin. Obes Surg. 2008;18(2):162166.
  21. Samama CM, Ravaud P, Parent F, Barre J, Mertl P, Mismetti P. Epidemiology of venous thromboembolism after lower limb arthroplasty: the FOTO study. J Thromb Haemost. 2007;5(12):23602367.
  22. White RH, Zhou H, Romano PS. Incidence of symptomatic venous thromboembolism after different elective or urgent surgical procedures. Thromb Haemost. 2003;90(3):446455.
  23. White RH. The epidemiology of venous thromboembolism. Circulation.2003;107(23 suppl 1):I4I8.
  24. Falck‐Ytter Y, Francis CW, Johanson NA, et al. Prevention of VTE in orthopedic surgery patients: Antithrombotic Therapy and Prevention of Thrombosis, 9th ed: American College of Chest Physicians Evidence‐Based Clinical Practice Guidelines. Chest. 2012;141(2 suppl):e278Se325S.
  25. Blanchard J, Meuwly J‐Y, Leyvraz P‐F, et al. Prevention of deep‐vein thrombosis after total knee replacement: randomised comparison between a low‐molecular‐weight heparin and mechanical prophylaxis with a foot‐pump system. J Bone Joint Surg Br. 1999;81‐B(4):654659.
  26. AAOS. Pulmonary Embolism After Knee Arthroscopy: Rare but Serious. American Academy of Orthopaedic Surgeons/American Association of Orthopaedic Surgeons Web site. Available at: http://www6aaosorg/news/pemr/releases/releasecfm?releasenum=9692011.
  27. Eikelboom JW, Karthikeyan G, Fagel N, Hirsh J. American Association of Orthopedic Surgeons and American College of Chest Physicians guidelines for venous thromboembolism prevention in hip and knee arthroplasty differ: what are the implications for clinicians and patients? Chest. 2009;135(2):513520.
  28. Premier—A supporting partnership organization of the Surgical Care Improvement Project (SCIP). Premier Inc Web site. Available at: http://www.premierinc.com/safety/topics/scip/. Accessed April 10, 2012.
  29. Chandrasekaran S, Ariaretnam SK, Tsung J, Dickison D. Early mobilization after total knee replacement reduces the incidence of deep venous thrombosis. Aust N Z J Surg. 2009;79(7–8):526529.
  30. White RH, Gettner S, Newman JM, Trauner KB, Romano PS. Predictors of rehospitalization for symptomatic venous thromboembolism after total hip arthroplasty. N Engl J Med. 2000;343(24):17581764.
  31. Barrett J, Baron JA, Losina E, Wright J, Mahomed NN, Katz JN. Bilateral total knee replacement: staging and pulmonary embolism. J Bone Joint Surg Am. 2006;88(10):21462151.
  32. Kim YH, Kim JS. Incidence and natural history of deep‐vein thrombosis after total knee arthroplasty. A prospective, randomised study. J Bone Joint Surg Br. 2002;84(4):566570.
  33. Memtsoudis SG, Gonzalez Della Valle A, Besculides MC, Gaber L, Sculco TP. In‐hospital complications and mortality of unilateral, bilateral, and revision TKA: based on an estimate of 4,159,661 discharges. Clin Orthop Relat Res. 2008;466(11):26172627.
  34. Restrepo C, Parvizi J, Dietrich T, Einhorn TA. Safety of simultaneous bilateral total knee arthroplasty. A meta‐analysis. J Bone Joint Surg Am. 2007;89(6):12201226.
  35. Dushey CH, Bornstein LJ, Alexiades MM, Westrich GH. Short‐term coagulation complications following total knee arthroplasty: a comparison of patient‐reported and surgeon‐verified complication rates. J Arthroplasty. 2011 Jan 20.
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  37. Hagen TP, Vaughan‐Sarrazin MS, Cram P. Relation between hospital orthopaedic specialisation and outcomes in patients aged 65 and older: retrospective analysis of US Medicare data. BMJ. 2010;340:c165.
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  41. Fabi DW, Mohan V, Goldstein WM, Dunn JH, Murphy BP. Unilateral vs bilateral total knee arthroplasty risk factors increasing morbidity. J Arthroplasty. 2011;26(5):668673.
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References
  1. Bjornara BT, Gudmundsen TE, Dahl OE. Frequency and timing of clinical venous thromboembolism after major joint surgery. J Bone Joint Surg Br. 2006;88(3):386391.
  2. Geerts WH, Bergqvist D, Pineo GF, et al. Prevention of venous thromboembolism: American College of Chest Physicians Evidence‐Based Clinical Practice Guidelines (8th ed). Chest. 2008;133(6 suppl):381S453S.
  3. Howie C, Hughes H, Watts AC. Venous thromboembolism associated with hip and knee replacement over a ten‐year period: a population‐based study. J Bone Joint Surg Br. 2005;87(12):16751680.
  4. Pellegrini VD, Sharrock NE, Paiement GD, Morris R, Warwick DJ. Venous thromboembolic disease after total hip and knee arthroplasty: current perspectives in a regulated environment. Instr Course Lect. 2008;57:637661.
  5. Watanabe H, Sekiya H, Kariya Y, Hoshino Y, Sugimoto H, Hayasaka S. The incidence of venous thromboembolism before and after total knee arthroplasty using 16‐row multidetector computed tomography. J Arthroplasty. 2011;26(8):14881493.
  6. White RH, Romano PS, Zhou H, Rodrigo J, Bargar W. Incidence and time course of thromboembolic outcomes following total hip or knee arthroplasty. Arch Intern Med. 1998;158(14):15251531.
  7. Milbrink J, Bergqvist D. The incidence of symptomatic venous thromboembolic events in orthopaedic surgery when using routine thromboprophylaxis. Vasa. 2008;37(4):353357.
  8. White RH, Sadeghi B, Tancredi DJ, et al. How valid is the ICD‐9‐CM based AHRQ patient safety indicator for postoperative venous thromboembolism? Med Care. 2009;47(12):12371243.
  9. Department of Health and Human Services, Centers for Medicare 17(4):359365.
  10. Eikelboom J, Karthikeyan G, Fagel N, Hirsh J. American Association of Orthopedic Surgeons and American College of Chest Physicians guidelines for venous thromboembolism prevention in hip and knee arthroplasty differ. What are the implications for clinicians and patients? Chest. 2009;135(2):15121520.
  11. Jämsen E, Varonen M, Huhtala H, et al. Incidence of prosthetic joint infections after primary knee arthroplasty. J Arthroplasty. 2010;25(1):8792.
  12. Lachiewicz PF. Comparison of ACCP and AAOS guidelines for VTE prophylaxis after total hip and total knee arthroplasty. Orthopedics. 2009;32(12 suppl):7478.
  13. Sobieraj‐Teague M, Eikelboom JW, Hirsh J. How can we reduce disagreement among guidelines for venous thromboembolism prevention? J Thromb Haemost. 2010;8(4):675677.
  14. Limpus A, Chaboyer W, McDonald E, Thalib L. Mechanical thromboprophylaxis in critically ill patients: a systematic review and meta‐analysis. Am J Crit Care. 2006;15(4):402410; quiz/discussion, 411–412.
  15. Kearon C, Kahn SR, Agnelli G, Goldhaber S, Raskob GE, Comerota AJ. Antithrombotic therapy for venous thromboembolic disease: American College of Chest Physicians Evidence‐Based Clinical Practice Guidelines (8th ed). Chest. 2008;133(6 suppl):454S545S.
  16. Altintaş F, Gürbüz H, Erdemli B, et al. Venous thromboembolism prophylaxis in major orthopaedic surgery: a multicenter, prospective, observational study. Acta Orthop Traumatol Turc. 2008;42(5):322327.
  17. Namba RS, Paxton L, Fithian DC, Stone ML. Obesity and perioperative morbidity in total hip and total knee arthroplasty patients. J Arthroplasty. 2005;20(suppl 3):4650.
  18. White RH, Henderson MC. Risk factors for venous thromboembolism after total hip and knee replacement surgery. Curr Opin Pulm Med. 2002;8(5):365371.
  19. Simone E, Madan A, Tichansky D, Kuhl D, Lee M. Comparison of two low‐molecular‐weight heparin dosing regimens for patients undergoing laparoscopic bariatric surgery. Surg Endosc. 2008;22(11):23922395.
  20. Rowan B, Kuhl D, Lee M, Tichansky D, Madan A. Anti‐Xa levels in bariatric surgery patients receiving prophylactic enoxaparin. Obes Surg. 2008;18(2):162166.
  21. Samama CM, Ravaud P, Parent F, Barre J, Mertl P, Mismetti P. Epidemiology of venous thromboembolism after lower limb arthroplasty: the FOTO study. J Thromb Haemost. 2007;5(12):23602367.
  22. White RH, Zhou H, Romano PS. Incidence of symptomatic venous thromboembolism after different elective or urgent surgical procedures. Thromb Haemost. 2003;90(3):446455.
  23. White RH. The epidemiology of venous thromboembolism. Circulation.2003;107(23 suppl 1):I4I8.
  24. Falck‐Ytter Y, Francis CW, Johanson NA, et al. Prevention of VTE in orthopedic surgery patients: Antithrombotic Therapy and Prevention of Thrombosis, 9th ed: American College of Chest Physicians Evidence‐Based Clinical Practice Guidelines. Chest. 2012;141(2 suppl):e278Se325S.
  25. Blanchard J, Meuwly J‐Y, Leyvraz P‐F, et al. Prevention of deep‐vein thrombosis after total knee replacement: randomised comparison between a low‐molecular‐weight heparin and mechanical prophylaxis with a foot‐pump system. J Bone Joint Surg Br. 1999;81‐B(4):654659.
  26. AAOS. Pulmonary Embolism After Knee Arthroscopy: Rare but Serious. American Academy of Orthopaedic Surgeons/American Association of Orthopaedic Surgeons Web site. Available at: http://www6aaosorg/news/pemr/releases/releasecfm?releasenum=9692011.
  27. Eikelboom JW, Karthikeyan G, Fagel N, Hirsh J. American Association of Orthopedic Surgeons and American College of Chest Physicians guidelines for venous thromboembolism prevention in hip and knee arthroplasty differ: what are the implications for clinicians and patients? Chest. 2009;135(2):513520.
  28. Premier—A supporting partnership organization of the Surgical Care Improvement Project (SCIP). Premier Inc Web site. Available at: http://www.premierinc.com/safety/topics/scip/. Accessed April 10, 2012.
  29. Chandrasekaran S, Ariaretnam SK, Tsung J, Dickison D. Early mobilization after total knee replacement reduces the incidence of deep venous thrombosis. Aust N Z J Surg. 2009;79(7–8):526529.
  30. White RH, Gettner S, Newman JM, Trauner KB, Romano PS. Predictors of rehospitalization for symptomatic venous thromboembolism after total hip arthroplasty. N Engl J Med. 2000;343(24):17581764.
  31. Barrett J, Baron JA, Losina E, Wright J, Mahomed NN, Katz JN. Bilateral total knee replacement: staging and pulmonary embolism. J Bone Joint Surg Am. 2006;88(10):21462151.
  32. Kim YH, Kim JS. Incidence and natural history of deep‐vein thrombosis after total knee arthroplasty. A prospective, randomised study. J Bone Joint Surg Br. 2002;84(4):566570.
  33. Memtsoudis SG, Gonzalez Della Valle A, Besculides MC, Gaber L, Sculco TP. In‐hospital complications and mortality of unilateral, bilateral, and revision TKA: based on an estimate of 4,159,661 discharges. Clin Orthop Relat Res. 2008;466(11):26172627.
  34. Restrepo C, Parvizi J, Dietrich T, Einhorn TA. Safety of simultaneous bilateral total knee arthroplasty. A meta‐analysis. J Bone Joint Surg Am. 2007;89(6):12201226.
  35. Dushey CH, Bornstein LJ, Alexiades MM, Westrich GH. Short‐term coagulation complications following total knee arthroplasty: a comparison of patient‐reported and surgeon‐verified complication rates. J Arthroplasty. 2011 Jan 20.
  36. Baser O, Supina D, Sengupta N, Wang L, Kwong L. Clinical and cost outcomes of venous thromboembolism in Medicare patients undergoing total hip replacement or total knee replacement surgery. Curr Med Res Opin. 2011;27(2):423429.
  37. Hagen TP, Vaughan‐Sarrazin MS, Cram P. Relation between hospital orthopaedic specialisation and outcomes in patients aged 65 and older: retrospective analysis of US Medicare data. BMJ. 2010;340:c165.
  38. Amin A, Stemkowski S, Lin J, Yang G. Thromboprophylaxis rates in US medical centers: success or failure? J Thromb Haemost. 2007;5(8):16101616.
  39. Knapp RM. Quality and safety performance in teaching hospitals. Am Surg. 2006;72(11):10511054; discussion 1061–1059, 1133–1048.
  40. Pardini‐Kiely K, Greenlee E, Hopkins J, Szaflarski NL, Tabb K. Improving and sustaining core measure performance through effective accountability of clinical microsystems in an academic medical center. Jt Comm J Qual Patient Saf. 2010;36(9):387398.
  41. Fabi DW, Mohan V, Goldstein WM, Dunn JH, Murphy BP. Unilateral vs bilateral total knee arthroplasty risk factors increasing morbidity. J Arthroplasty. 2011;26(5):668673.
  42. Powell RS, Pulido P, Tuason MS, Colwell CW, Ezzet KA. Bilateral vs unilateral total knee arthroplasty: a patient‐based comparison of pain levels and recovery of ambulatory skills. J Arthroplasty. 2006;21(5):642649.
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Mechanical and suboptimal pharmacologic prophylaxis and delayed mobilization but not morbid obesity are associated with venous thromboembolism after total knee arthroplasty: A case‐control study
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Mechanical and suboptimal pharmacologic prophylaxis and delayed mobilization but not morbid obesity are associated with venous thromboembolism after total knee arthroplasty: A case‐control study
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Careful Use of Gout Drugs Can End Acute Attacks

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General internists often continue to treat gout the way they were taught to as medical students, and the result of that approach has been that patients continue to have gout attacks and joint damage. Physicians can do much better than that by using available medications to lower the patient’s serum urate level below 6 mg/dL, according to Dr. Brian Mandell, Professor and Chairman of Medicine at the Cleveland Clinic. This interview was conducted at the 5th Annual Perspectives in Rheumatic Diseases Seminar. 

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General internists often continue to treat gout the way they were taught to as medical students, and the result of that approach has been that patients continue to have gout attacks and joint damage. Physicians can do much better than that by using available medications to lower the patient’s serum urate level below 6 mg/dL, according to Dr. Brian Mandell, Professor and Chairman of Medicine at the Cleveland Clinic. This interview was conducted at the 5th Annual Perspectives in Rheumatic Diseases Seminar. 

General internists often continue to treat gout the way they were taught to as medical students, and the result of that approach has been that patients continue to have gout attacks and joint damage. Physicians can do much better than that by using available medications to lower the patient’s serum urate level below 6 mg/dL, according to Dr. Brian Mandell, Professor and Chairman of Medicine at the Cleveland Clinic. This interview was conducted at the 5th Annual Perspectives in Rheumatic Diseases Seminar. 

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Adenotonsillectomy Dries Up Some Bed-Wetting

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WASHINGTON – Adenotonsillectomy reduced obstructive sleep apnea and bed-wetting in half of 35 children diagnosed with both conditions.

The study was limited by its small size, but the findings suggest that children with severe obstructive sleep apnea and nocturnal enuresis might benefit on both counts with adenotonsillectomy, said Dr. Prasad Thottam of Children’s Hospital of Michigan, Detroit.

The average age of the children studied was 8 years, 60% were male, and their average body mass index was 24 kg/m2. Proper bladder function was documented in all of the children, and none had chronic conditions such as cerebral palsy, severe asthma, or morbid obesity. All experienced bed-wetting more than 3 nights per week. Any medications taken for nocturnal enuresis were discontinued for 1 month prior to surgery.

Four children had adenoidectomies, two had tonsillectomies, and 29 had adenotonsillectomies. After an average of 10 weeks post surgery, 51% of the children had reductions in bed-wetting, said Dr. Thottam. The reductions were most notable in children with a higher BMI and worse apnea characteristics on polysomnography.

Girls were five times more likely than were boys to have bed-wetting resolve after surgery. Children with prolonged stage 2 sleep were eight times more likely than were those with a normal duration of stage 2 sleep to have bed-wetting resolve.

In addition, when comparing the sleep architecture of the patients to established normal levels, an apnea-hypopnea index greater than 10 was associated with a higher rate of resolution of bed-wetting compared with the rest of the population.

The findings were presented at the annual meeting of the American Academy for Otolaryngology – Head and Neck Surgery Foundation. Dr. Thottam had no financial conflicts to disclose.

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WASHINGTON – Adenotonsillectomy reduced obstructive sleep apnea and bed-wetting in half of 35 children diagnosed with both conditions.

The study was limited by its small size, but the findings suggest that children with severe obstructive sleep apnea and nocturnal enuresis might benefit on both counts with adenotonsillectomy, said Dr. Prasad Thottam of Children’s Hospital of Michigan, Detroit.

The average age of the children studied was 8 years, 60% were male, and their average body mass index was 24 kg/m2. Proper bladder function was documented in all of the children, and none had chronic conditions such as cerebral palsy, severe asthma, or morbid obesity. All experienced bed-wetting more than 3 nights per week. Any medications taken for nocturnal enuresis were discontinued for 1 month prior to surgery.

Four children had adenoidectomies, two had tonsillectomies, and 29 had adenotonsillectomies. After an average of 10 weeks post surgery, 51% of the children had reductions in bed-wetting, said Dr. Thottam. The reductions were most notable in children with a higher BMI and worse apnea characteristics on polysomnography.

Girls were five times more likely than were boys to have bed-wetting resolve after surgery. Children with prolonged stage 2 sleep were eight times more likely than were those with a normal duration of stage 2 sleep to have bed-wetting resolve.

In addition, when comparing the sleep architecture of the patients to established normal levels, an apnea-hypopnea index greater than 10 was associated with a higher rate of resolution of bed-wetting compared with the rest of the population.

The findings were presented at the annual meeting of the American Academy for Otolaryngology – Head and Neck Surgery Foundation. Dr. Thottam had no financial conflicts to disclose.

WASHINGTON – Adenotonsillectomy reduced obstructive sleep apnea and bed-wetting in half of 35 children diagnosed with both conditions.

The study was limited by its small size, but the findings suggest that children with severe obstructive sleep apnea and nocturnal enuresis might benefit on both counts with adenotonsillectomy, said Dr. Prasad Thottam of Children’s Hospital of Michigan, Detroit.

The average age of the children studied was 8 years, 60% were male, and their average body mass index was 24 kg/m2. Proper bladder function was documented in all of the children, and none had chronic conditions such as cerebral palsy, severe asthma, or morbid obesity. All experienced bed-wetting more than 3 nights per week. Any medications taken for nocturnal enuresis were discontinued for 1 month prior to surgery.

Four children had adenoidectomies, two had tonsillectomies, and 29 had adenotonsillectomies. After an average of 10 weeks post surgery, 51% of the children had reductions in bed-wetting, said Dr. Thottam. The reductions were most notable in children with a higher BMI and worse apnea characteristics on polysomnography.

Girls were five times more likely than were boys to have bed-wetting resolve after surgery. Children with prolonged stage 2 sleep were eight times more likely than were those with a normal duration of stage 2 sleep to have bed-wetting resolve.

In addition, when comparing the sleep architecture of the patients to established normal levels, an apnea-hypopnea index greater than 10 was associated with a higher rate of resolution of bed-wetting compared with the rest of the population.

The findings were presented at the annual meeting of the American Academy for Otolaryngology – Head and Neck Surgery Foundation. Dr. Thottam had no financial conflicts to disclose.

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Major Finding: Adenotonsillectomy reduced bed-wetting and obstructive sleep apnea in 51% of children with both conditions.

Data Source: The data come from a prospective study of 35 children with nighttime enuresis and obstructive sleep apnea.

Disclosures: Dr. Thottam had no financial conflicts to disclose.

SHM Wins Some Hospitalists an Exception to CMS’ Compliance Rule

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A concerted effort by SHM members has helped win some hospitalists an exemption to the Centers for Medicare & Medicaid Services' (CMS) final rule on Stage 2 compliance for meaningful use [PDF] of electronic health records (EHR).

The "hardship exception" frees hospitalists who round at nursing homes and other post-acute-care facilities from being subject to penalties for not being "meaningful users." SHM successfully argued that it isn't fair for HM clinicians working in such institutions be held accountable for records they can't fully control.

SHM Public Policy Committee member Kerry Weiner, MD, chief clinical officer of IPC: The Hospitalist Company Inc. of North Hollywood, Calif., says about 30% of hospitalists are involved in care delivery at nursing homes, skilled nursing facilities, or other post-acute-care settings. Those physicians need to be aware of how CMS views their job in relation to new regulations.

"Once the physician leaves the hospital, they're generally considered an outpatient doctor by CMS, even though leaving an acute-care facility and going into a step-down unit like a skilled nursing facility is not really going into a primary-care or outpatient practice," Dr. Weiner says. "There are a number of regulations coming down, and hospitalists have to be sensitive to the differences in reimbursement and accountability they'll be held to. Just because you're a hospitalist doesn't mean the government considers you a hospitalist for their regulations."

CMS initially proposed that "eligible professionals" (EPs) needed to meet three criteria to be granted a hardship exception: a lack of face-to-face or telemedicine interaction with patients, a lack of follow-up need with patients, and the "lack of control over the availability" of certified EHR technology. After SHM voiced concern, CMS agreed that EPs who practice at multiple locations can be granted the exception solely for lack of control over the availability of the technology. Dr. Weiner says that CMS' willingness to make changes before finalizing the rule shows the agency understands how difficult the new rules can be.

"CMS has realized they may not get it right the first time," he adds. "This is a dynamic process, and even if they do get it right exactly, it's only right for a particular moment. Medicine is transitioning and changing all the time."

 

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A concerted effort by SHM members has helped win some hospitalists an exemption to the Centers for Medicare & Medicaid Services' (CMS) final rule on Stage 2 compliance for meaningful use [PDF] of electronic health records (EHR).

The "hardship exception" frees hospitalists who round at nursing homes and other post-acute-care facilities from being subject to penalties for not being "meaningful users." SHM successfully argued that it isn't fair for HM clinicians working in such institutions be held accountable for records they can't fully control.

SHM Public Policy Committee member Kerry Weiner, MD, chief clinical officer of IPC: The Hospitalist Company Inc. of North Hollywood, Calif., says about 30% of hospitalists are involved in care delivery at nursing homes, skilled nursing facilities, or other post-acute-care settings. Those physicians need to be aware of how CMS views their job in relation to new regulations.

"Once the physician leaves the hospital, they're generally considered an outpatient doctor by CMS, even though leaving an acute-care facility and going into a step-down unit like a skilled nursing facility is not really going into a primary-care or outpatient practice," Dr. Weiner says. "There are a number of regulations coming down, and hospitalists have to be sensitive to the differences in reimbursement and accountability they'll be held to. Just because you're a hospitalist doesn't mean the government considers you a hospitalist for their regulations."

CMS initially proposed that "eligible professionals" (EPs) needed to meet three criteria to be granted a hardship exception: a lack of face-to-face or telemedicine interaction with patients, a lack of follow-up need with patients, and the "lack of control over the availability" of certified EHR technology. After SHM voiced concern, CMS agreed that EPs who practice at multiple locations can be granted the exception solely for lack of control over the availability of the technology. Dr. Weiner says that CMS' willingness to make changes before finalizing the rule shows the agency understands how difficult the new rules can be.

"CMS has realized they may not get it right the first time," he adds. "This is a dynamic process, and even if they do get it right exactly, it's only right for a particular moment. Medicine is transitioning and changing all the time."

 

A concerted effort by SHM members has helped win some hospitalists an exemption to the Centers for Medicare & Medicaid Services' (CMS) final rule on Stage 2 compliance for meaningful use [PDF] of electronic health records (EHR).

The "hardship exception" frees hospitalists who round at nursing homes and other post-acute-care facilities from being subject to penalties for not being "meaningful users." SHM successfully argued that it isn't fair for HM clinicians working in such institutions be held accountable for records they can't fully control.

SHM Public Policy Committee member Kerry Weiner, MD, chief clinical officer of IPC: The Hospitalist Company Inc. of North Hollywood, Calif., says about 30% of hospitalists are involved in care delivery at nursing homes, skilled nursing facilities, or other post-acute-care settings. Those physicians need to be aware of how CMS views their job in relation to new regulations.

"Once the physician leaves the hospital, they're generally considered an outpatient doctor by CMS, even though leaving an acute-care facility and going into a step-down unit like a skilled nursing facility is not really going into a primary-care or outpatient practice," Dr. Weiner says. "There are a number of regulations coming down, and hospitalists have to be sensitive to the differences in reimbursement and accountability they'll be held to. Just because you're a hospitalist doesn't mean the government considers you a hospitalist for their regulations."

CMS initially proposed that "eligible professionals" (EPs) needed to meet three criteria to be granted a hardship exception: a lack of face-to-face or telemedicine interaction with patients, a lack of follow-up need with patients, and the "lack of control over the availability" of certified EHR technology. After SHM voiced concern, CMS agreed that EPs who practice at multiple locations can be granted the exception solely for lack of control over the availability of the technology. Dr. Weiner says that CMS' willingness to make changes before finalizing the rule shows the agency understands how difficult the new rules can be.

"CMS has realized they may not get it right the first time," he adds. "This is a dynamic process, and even if they do get it right exactly, it's only right for a particular moment. Medicine is transitioning and changing all the time."

 

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ITL: Physician Reviews of HM-Relevant Research

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Clinical question: What medication reconciliation practices are the most effective and beneficial to patients?

Background: Medication reconciliation identifies the most accurate medications a patient is taking which can limit adverse drug events. A wide variety of practices have been reported.

Study design: Systematic review of the literature.

Setting: Twenty-six controlled studies.

Synopsis: Using both MEDLINE and manual search, 26 studies of medication reconciliation practices were identified that met inclusion criteria. Studies were divided into pharmacist-related interventions, information technology interventions, and other. Reported interventions were found to successfully reduce medication discrepancies but the effects on adverse drug event reduction were inconsistent. The scarcity of rigorously designed studies does limit the ability to compare medication reconciliation strategies. Only 6 of the reviewed studies were considered good quality. Future studies will require more standardized methods and rigorous outcome measurements.

Bottom line: Current data regarding medication reconciliation is limited, but supports use of pharmacy staff and focusing efforts on patients at high risk for adverse drug events.

Citation:Mueller SK, Sponsler KC, Kripalani S, et al. Hospital-based medication reconciliation practices: a systematic review. Arch Intern Med. 2012;172(14):1057-1069.

 

Read more of our physician reviews of recent, HM-relevant literature.


 

 

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Clinical question: What medication reconciliation practices are the most effective and beneficial to patients?

Background: Medication reconciliation identifies the most accurate medications a patient is taking which can limit adverse drug events. A wide variety of practices have been reported.

Study design: Systematic review of the literature.

Setting: Twenty-six controlled studies.

Synopsis: Using both MEDLINE and manual search, 26 studies of medication reconciliation practices were identified that met inclusion criteria. Studies were divided into pharmacist-related interventions, information technology interventions, and other. Reported interventions were found to successfully reduce medication discrepancies but the effects on adverse drug event reduction were inconsistent. The scarcity of rigorously designed studies does limit the ability to compare medication reconciliation strategies. Only 6 of the reviewed studies were considered good quality. Future studies will require more standardized methods and rigorous outcome measurements.

Bottom line: Current data regarding medication reconciliation is limited, but supports use of pharmacy staff and focusing efforts on patients at high risk for adverse drug events.

Citation:Mueller SK, Sponsler KC, Kripalani S, et al. Hospital-based medication reconciliation practices: a systematic review. Arch Intern Med. 2012;172(14):1057-1069.

 

Read more of our physician reviews of recent, HM-relevant literature.


 

 

Clinical question: What medication reconciliation practices are the most effective and beneficial to patients?

Background: Medication reconciliation identifies the most accurate medications a patient is taking which can limit adverse drug events. A wide variety of practices have been reported.

Study design: Systematic review of the literature.

Setting: Twenty-six controlled studies.

Synopsis: Using both MEDLINE and manual search, 26 studies of medication reconciliation practices were identified that met inclusion criteria. Studies were divided into pharmacist-related interventions, information technology interventions, and other. Reported interventions were found to successfully reduce medication discrepancies but the effects on adverse drug event reduction were inconsistent. The scarcity of rigorously designed studies does limit the ability to compare medication reconciliation strategies. Only 6 of the reviewed studies were considered good quality. Future studies will require more standardized methods and rigorous outcome measurements.

Bottom line: Current data regarding medication reconciliation is limited, but supports use of pharmacy staff and focusing efforts on patients at high risk for adverse drug events.

Citation:Mueller SK, Sponsler KC, Kripalani S, et al. Hospital-based medication reconciliation practices: a systematic review. Arch Intern Med. 2012;172(14):1057-1069.

 

Read more of our physician reviews of recent, HM-relevant literature.


 

 

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SHM Wins Some Hospitalists an Exception to CMS’ Compliance Rule

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SHM Wins Some Hospitalists an Exception to CMS’ Compliance Rule

A concerted effort by SHM members has helped win some hospitalists an exemption to the Centers for Medicare & Medicaid Services' (CMS) final rule on Stage 2 compliance for meaningful use [PDF] of electronic health records (EHR).

The "hardship exception" frees hospitalists who round at nursing homes and other post-acute-care facilities from being subject to penalties for not being "meaningful users." SHM successfully argued that it isn't fair for HM clinicians working in such institutions be held accountable for records they can't fully control.

SHM Public Policy Committee member Kerry Weiner, MD, chief clinical officer of IPC: The Hospitalist Company Inc. of North Hollywood, Calif., says about 30% of hospitalists are involved in care delivery at nursing homes, skilled nursing facilities, or other post-acute-care settings. Those physicians need to be aware of how CMS views their job in relation to new regulations.

"Once the physician leaves the hospital, they're generally considered an outpatient doctor by CMS, even though leaving an acute-care facility and going into a step-down unit like a skilled nursing facility is not really going into a primary-care or outpatient practice," Dr. Weiner says. "There are a number of regulations coming down, and hospitalists have to be sensitive to the differences in reimbursement and accountability they'll be held to. Just because you're a hospitalist doesn't mean the government considers you a hospitalist for their regulations."

CMS initially proposed that "eligible professionals" (EPs) needed to meet three criteria to be granted a hardship exception: a lack of face-to-face or telemedicine interaction with patients, a lack of follow-up need with patients, and the "lack of control over the availability" of certified EHR technology. After SHM voiced concern, CMS agreed that EPs who practice at multiple locations can be granted the exception solely for lack of control over the availability of the technology. Dr. Weiner says that CMS' willingness to make changes before finalizing the rule shows the agency understands how difficult the new rules can be.

"CMS has realized they may not get it right the first time," he adds. "This is a dynamic process, and even if they do get it right exactly, it's only right for a particular moment. Medicine is transitioning and changing all the time."

 

Issue
The Hospitalist - 2012(10)
Publications
Sections

A concerted effort by SHM members has helped win some hospitalists an exemption to the Centers for Medicare & Medicaid Services' (CMS) final rule on Stage 2 compliance for meaningful use [PDF] of electronic health records (EHR).

The "hardship exception" frees hospitalists who round at nursing homes and other post-acute-care facilities from being subject to penalties for not being "meaningful users." SHM successfully argued that it isn't fair for HM clinicians working in such institutions be held accountable for records they can't fully control.

SHM Public Policy Committee member Kerry Weiner, MD, chief clinical officer of IPC: The Hospitalist Company Inc. of North Hollywood, Calif., says about 30% of hospitalists are involved in care delivery at nursing homes, skilled nursing facilities, or other post-acute-care settings. Those physicians need to be aware of how CMS views their job in relation to new regulations.

"Once the physician leaves the hospital, they're generally considered an outpatient doctor by CMS, even though leaving an acute-care facility and going into a step-down unit like a skilled nursing facility is not really going into a primary-care or outpatient practice," Dr. Weiner says. "There are a number of regulations coming down, and hospitalists have to be sensitive to the differences in reimbursement and accountability they'll be held to. Just because you're a hospitalist doesn't mean the government considers you a hospitalist for their regulations."

CMS initially proposed that "eligible professionals" (EPs) needed to meet three criteria to be granted a hardship exception: a lack of face-to-face or telemedicine interaction with patients, a lack of follow-up need with patients, and the "lack of control over the availability" of certified EHR technology. After SHM voiced concern, CMS agreed that EPs who practice at multiple locations can be granted the exception solely for lack of control over the availability of the technology. Dr. Weiner says that CMS' willingness to make changes before finalizing the rule shows the agency understands how difficult the new rules can be.

"CMS has realized they may not get it right the first time," he adds. "This is a dynamic process, and even if they do get it right exactly, it's only right for a particular moment. Medicine is transitioning and changing all the time."

 

A concerted effort by SHM members has helped win some hospitalists an exemption to the Centers for Medicare & Medicaid Services' (CMS) final rule on Stage 2 compliance for meaningful use [PDF] of electronic health records (EHR).

The "hardship exception" frees hospitalists who round at nursing homes and other post-acute-care facilities from being subject to penalties for not being "meaningful users." SHM successfully argued that it isn't fair for HM clinicians working in such institutions be held accountable for records they can't fully control.

SHM Public Policy Committee member Kerry Weiner, MD, chief clinical officer of IPC: The Hospitalist Company Inc. of North Hollywood, Calif., says about 30% of hospitalists are involved in care delivery at nursing homes, skilled nursing facilities, or other post-acute-care settings. Those physicians need to be aware of how CMS views their job in relation to new regulations.

"Once the physician leaves the hospital, they're generally considered an outpatient doctor by CMS, even though leaving an acute-care facility and going into a step-down unit like a skilled nursing facility is not really going into a primary-care or outpatient practice," Dr. Weiner says. "There are a number of regulations coming down, and hospitalists have to be sensitive to the differences in reimbursement and accountability they'll be held to. Just because you're a hospitalist doesn't mean the government considers you a hospitalist for their regulations."

CMS initially proposed that "eligible professionals" (EPs) needed to meet three criteria to be granted a hardship exception: a lack of face-to-face or telemedicine interaction with patients, a lack of follow-up need with patients, and the "lack of control over the availability" of certified EHR technology. After SHM voiced concern, CMS agreed that EPs who practice at multiple locations can be granted the exception solely for lack of control over the availability of the technology. Dr. Weiner says that CMS' willingness to make changes before finalizing the rule shows the agency understands how difficult the new rules can be.

"CMS has realized they may not get it right the first time," he adds. "This is a dynamic process, and even if they do get it right exactly, it's only right for a particular moment. Medicine is transitioning and changing all the time."

 

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SHM Wins Some Hospitalists an Exception to CMS’ Compliance Rule
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ITL: Physician Reviews of HM-Relevant Research

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ITL: Physician Reviews of HM-Relevant Research

Clinical question: What medication reconciliation practices are the most effective and beneficial to patients?

Background: Medication reconciliation identifies the most accurate medications a patient is taking which can limit adverse drug events. A wide variety of practices have been reported.

Study design: Systematic review of the literature.

Setting: Twenty-six controlled studies.

Synopsis: Using both MEDLINE and manual search, 26 studies of medication reconciliation practices were identified that met inclusion criteria. Studies were divided into pharmacist-related interventions, information technology interventions, and other. Reported interventions were found to successfully reduce medication discrepancies but the effects on adverse drug event reduction were inconsistent. The scarcity of rigorously designed studies does limit the ability to compare medication reconciliation strategies. Only 6 of the reviewed studies were considered good quality. Future studies will require more standardized methods and rigorous outcome measurements.

Bottom line: Current data regarding medication reconciliation is limited, but supports use of pharmacy staff and focusing efforts on patients at high risk for adverse drug events.

Citation:Mueller SK, Sponsler KC, Kripalani S, et al. Hospital-based medication reconciliation practices: a systematic review. Arch Intern Med. 2012;172(14):1057-1069.

 

Read more of our physician reviews of recent, HM-relevant literature.


 

 

Issue
The Hospitalist - 2012(10)
Publications
Sections

Clinical question: What medication reconciliation practices are the most effective and beneficial to patients?

Background: Medication reconciliation identifies the most accurate medications a patient is taking which can limit adverse drug events. A wide variety of practices have been reported.

Study design: Systematic review of the literature.

Setting: Twenty-six controlled studies.

Synopsis: Using both MEDLINE and manual search, 26 studies of medication reconciliation practices were identified that met inclusion criteria. Studies were divided into pharmacist-related interventions, information technology interventions, and other. Reported interventions were found to successfully reduce medication discrepancies but the effects on adverse drug event reduction were inconsistent. The scarcity of rigorously designed studies does limit the ability to compare medication reconciliation strategies. Only 6 of the reviewed studies were considered good quality. Future studies will require more standardized methods and rigorous outcome measurements.

Bottom line: Current data regarding medication reconciliation is limited, but supports use of pharmacy staff and focusing efforts on patients at high risk for adverse drug events.

Citation:Mueller SK, Sponsler KC, Kripalani S, et al. Hospital-based medication reconciliation practices: a systematic review. Arch Intern Med. 2012;172(14):1057-1069.

 

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Clinical question: What medication reconciliation practices are the most effective and beneficial to patients?

Background: Medication reconciliation identifies the most accurate medications a patient is taking which can limit adverse drug events. A wide variety of practices have been reported.

Study design: Systematic review of the literature.

Setting: Twenty-six controlled studies.

Synopsis: Using both MEDLINE and manual search, 26 studies of medication reconciliation practices were identified that met inclusion criteria. Studies were divided into pharmacist-related interventions, information technology interventions, and other. Reported interventions were found to successfully reduce medication discrepancies but the effects on adverse drug event reduction were inconsistent. The scarcity of rigorously designed studies does limit the ability to compare medication reconciliation strategies. Only 6 of the reviewed studies were considered good quality. Future studies will require more standardized methods and rigorous outcome measurements.

Bottom line: Current data regarding medication reconciliation is limited, but supports use of pharmacy staff and focusing efforts on patients at high risk for adverse drug events.

Citation:Mueller SK, Sponsler KC, Kripalani S, et al. Hospital-based medication reconciliation practices: a systematic review. Arch Intern Med. 2012;172(14):1057-1069.

 

Read more of our physician reviews of recent, HM-relevant literature.


 

 

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The Hospitalist - 2012(10)
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