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What GI stress ulcer prophylaxis should we provide hospitalized patients?
Patients in intensive care unit (ICE) settings who are receiving prolonged mechanical ventilation (for >48 hours) or who have a coagulopathy or multiple organ dysfunction (especially renal failure) should receive stress ulcer prophylaxis. Current evidence does not support prophylaxis for non-ICU patients1,2 (strength of recommendation [SOR]: B, based on multiple systematic reviews).
Prophylaxis with H2 receptor antagonists (H2RAs) and sucralfate are equally efficacious in lowering mortality and length of hospital stay.3 No randomized controlled trials demonstrate that proton pump inhibitors (PPIs) are superior to H2RAs or sucralfate (SOR: B, based on multiple systematic reviews.)
Consider a protocol to identify patients needing prophylaxis in the ICU
Julia Fashner, MD
Wright State University Boonshoft School of Medicine, Detroit, Mich
Many patients may enter the hospital already on a PPI for reflux disease or prevention of gastrointestinal side effects from other medications. This Clinical Inquiry shows that only certain patients in the hospital will benefit from prophylaxis for stress ulcers and have less bleeding. Therefore, consider using a protocol to identify those specific patients in the ICU and place them on an H2 blocker, PPI or sucralfate automatically.
Evidence summary
Critically ill patients are at increased risk of bleeding from stress-induced gastroduodenal ulceration. Decades ago, ICUs began using pharmacologic prophylaxis on most patients to prevent gastrointestinal bleeding, which had a mortality rate as high as 80%. Before the advent of prophylaxis, the incidence of upper gastro-intestinal bleeding was 6% to 25%.4 Since then, improvements in ICU management have decreased this incidence to 0% to 2.8%.5 Recent studies suggest that only ICU patients with certain risk factors benefit from ulcer prophylaxis (TABLE).1
Our search retrieved 20 randomized controlled trials and 6 systematic reviews with meta-analyses from the Medline database since 1990. It was difficult to find a consensus on the matter of stress ulcer prophylaxis because of inconsistencies in the outcomes measured in these studies. We focused on studies examining clinically important bleeding, but even in these studies definitions and measurements vary. Few studies addressed mortality or length of stay; those that did reported no significant difference in either outcome with prophylaxis.
Medications used to prevent gastrointestinal bleeding have included antacids, sucralfate, H2RAs, and PPIs. Sucralfate and H2RAs have been studied most frequently, and both agents significantly reduce the incidence of clinically important bleeding in high-risk patients. Compared with placebo, the odds ratio for clinically important bleeding was 0.44 with ranitidine (95% confidence interval [CI], 0.22–0.88) and 0.58 with sucralfate (95% CI, 0.34–0.99).6 In a population with a clinically important bleeding incidence of 3% to 6%, a range consistent with the most recent studies we reviewed, the number needed to treat to prevent 1 bleeding episode is 30 to 60 for ranitidine and 40 to 79 for sucralfate.
Some studies suggest that pharmacologic prophylaxis may increase the incidence of aspiration pneumonia in ventilator-dependent patients. The largest randomized trial addressing this issue (N=1200) found no significant difference between H2RAs and sucralfate in ventilator-associated pneumonia.3 Improved ICU management, such as frequent suctioning, upright positioning, and use of enteral nutrition may help prevent nosocomial pneumonia due to aspiration.
TABLE
Risk factors for stress ulcers
STRESS ULCER RISK FACTORS | ODDS RATIOS FOR CLINICALLY IMPORTANT BLEEDING (95% CI) |
---|---|
Mechanical ventilation >48 hours5 | 3.4 (1.0–11) |
Platelet count <50,0001,2 | 2.58 (1.19–5.57) |
Maximum serum creatinine1 | 1.16 (1.02–1.32) |
Recommendation from others
In the American Journal of Health-System Pharmacy, Allen et al5 state “the frequency of clinically important bleeding is low … the majority of recently published prospective studies and meta-analyses have been unable to demonstrate a reduction in clinically important bleeding with pharmacologic agents.” A 2001 Agency for Healthcare Research and Quality evidence report7 states that the evidence is not conclusive that all intensive care patients benefit from stress ulcer prophylaxis and that clinicians “may consider use of prophylactic agents in very high risk patients.”
1. Cook D, Heyland D, Griffith L, Cook R, Marshall J, Pagliarello J. Risk factors for clinically important upper gastrointestinal bleeding in patients requiring mechanical ventilation. Canadian Critical Care Trials Group. Crit Care Med 1999;27:2812-2817.
2. Cook DJ, Reeve BK, Scholes LC. Histamine-2-receptor antagonists and antacids in the critically ill population: stress ulceration versus nosocomial pneumonia. Infect Control Hosp Epidemiol 1994;15:437-442.
3. Cook D, Guyatt G, Marshall J, et al. A comparison of sucralfate and ranitidine for the prevention of upper gastrointestinal bleeding in patients requiring mechanical ventilation. Canadian Critical Care Trials Group. N Engl J Med 1998;338:791-797.
4. Zinner MJ, Rypins EB, Martin LR, et al. Misoprostel versus antacid titration for preventing stress Ulcers in postoperative surgical ICU patients. Ann Surg 1989;210:590-595.
5. Allen ME, Kopp BJ, Erstad BL. Stress ulcer prophylaxis in the postoperative period. Am J Health Syst Pharm 2004;61:588-596.
6. Cook DJ, Reeve BK, Guyatt GH, et al. Stress ulcer prophylaxis in critically ill patients: resolving discordant meta-analyses. JAMA 1996;275:308-314.
7. Making health care safer: a critical analysis of patient safety practices. Evidence report/technology assessment #43. Contract no. 290-97-0013, Chapter 43, AHRQ 2001, Rockville, Md.
Patients in intensive care unit (ICE) settings who are receiving prolonged mechanical ventilation (for >48 hours) or who have a coagulopathy or multiple organ dysfunction (especially renal failure) should receive stress ulcer prophylaxis. Current evidence does not support prophylaxis for non-ICU patients1,2 (strength of recommendation [SOR]: B, based on multiple systematic reviews).
Prophylaxis with H2 receptor antagonists (H2RAs) and sucralfate are equally efficacious in lowering mortality and length of hospital stay.3 No randomized controlled trials demonstrate that proton pump inhibitors (PPIs) are superior to H2RAs or sucralfate (SOR: B, based on multiple systematic reviews.)
Consider a protocol to identify patients needing prophylaxis in the ICU
Julia Fashner, MD
Wright State University Boonshoft School of Medicine, Detroit, Mich
Many patients may enter the hospital already on a PPI for reflux disease or prevention of gastrointestinal side effects from other medications. This Clinical Inquiry shows that only certain patients in the hospital will benefit from prophylaxis for stress ulcers and have less bleeding. Therefore, consider using a protocol to identify those specific patients in the ICU and place them on an H2 blocker, PPI or sucralfate automatically.
Evidence summary
Critically ill patients are at increased risk of bleeding from stress-induced gastroduodenal ulceration. Decades ago, ICUs began using pharmacologic prophylaxis on most patients to prevent gastrointestinal bleeding, which had a mortality rate as high as 80%. Before the advent of prophylaxis, the incidence of upper gastro-intestinal bleeding was 6% to 25%.4 Since then, improvements in ICU management have decreased this incidence to 0% to 2.8%.5 Recent studies suggest that only ICU patients with certain risk factors benefit from ulcer prophylaxis (TABLE).1
Our search retrieved 20 randomized controlled trials and 6 systematic reviews with meta-analyses from the Medline database since 1990. It was difficult to find a consensus on the matter of stress ulcer prophylaxis because of inconsistencies in the outcomes measured in these studies. We focused on studies examining clinically important bleeding, but even in these studies definitions and measurements vary. Few studies addressed mortality or length of stay; those that did reported no significant difference in either outcome with prophylaxis.
Medications used to prevent gastrointestinal bleeding have included antacids, sucralfate, H2RAs, and PPIs. Sucralfate and H2RAs have been studied most frequently, and both agents significantly reduce the incidence of clinically important bleeding in high-risk patients. Compared with placebo, the odds ratio for clinically important bleeding was 0.44 with ranitidine (95% confidence interval [CI], 0.22–0.88) and 0.58 with sucralfate (95% CI, 0.34–0.99).6 In a population with a clinically important bleeding incidence of 3% to 6%, a range consistent with the most recent studies we reviewed, the number needed to treat to prevent 1 bleeding episode is 30 to 60 for ranitidine and 40 to 79 for sucralfate.
Some studies suggest that pharmacologic prophylaxis may increase the incidence of aspiration pneumonia in ventilator-dependent patients. The largest randomized trial addressing this issue (N=1200) found no significant difference between H2RAs and sucralfate in ventilator-associated pneumonia.3 Improved ICU management, such as frequent suctioning, upright positioning, and use of enteral nutrition may help prevent nosocomial pneumonia due to aspiration.
TABLE
Risk factors for stress ulcers
STRESS ULCER RISK FACTORS | ODDS RATIOS FOR CLINICALLY IMPORTANT BLEEDING (95% CI) |
---|---|
Mechanical ventilation >48 hours5 | 3.4 (1.0–11) |
Platelet count <50,0001,2 | 2.58 (1.19–5.57) |
Maximum serum creatinine1 | 1.16 (1.02–1.32) |
Recommendation from others
In the American Journal of Health-System Pharmacy, Allen et al5 state “the frequency of clinically important bleeding is low … the majority of recently published prospective studies and meta-analyses have been unable to demonstrate a reduction in clinically important bleeding with pharmacologic agents.” A 2001 Agency for Healthcare Research and Quality evidence report7 states that the evidence is not conclusive that all intensive care patients benefit from stress ulcer prophylaxis and that clinicians “may consider use of prophylactic agents in very high risk patients.”
Patients in intensive care unit (ICE) settings who are receiving prolonged mechanical ventilation (for >48 hours) or who have a coagulopathy or multiple organ dysfunction (especially renal failure) should receive stress ulcer prophylaxis. Current evidence does not support prophylaxis for non-ICU patients1,2 (strength of recommendation [SOR]: B, based on multiple systematic reviews).
Prophylaxis with H2 receptor antagonists (H2RAs) and sucralfate are equally efficacious in lowering mortality and length of hospital stay.3 No randomized controlled trials demonstrate that proton pump inhibitors (PPIs) are superior to H2RAs or sucralfate (SOR: B, based on multiple systematic reviews.)
Consider a protocol to identify patients needing prophylaxis in the ICU
Julia Fashner, MD
Wright State University Boonshoft School of Medicine, Detroit, Mich
Many patients may enter the hospital already on a PPI for reflux disease or prevention of gastrointestinal side effects from other medications. This Clinical Inquiry shows that only certain patients in the hospital will benefit from prophylaxis for stress ulcers and have less bleeding. Therefore, consider using a protocol to identify those specific patients in the ICU and place them on an H2 blocker, PPI or sucralfate automatically.
Evidence summary
Critically ill patients are at increased risk of bleeding from stress-induced gastroduodenal ulceration. Decades ago, ICUs began using pharmacologic prophylaxis on most patients to prevent gastrointestinal bleeding, which had a mortality rate as high as 80%. Before the advent of prophylaxis, the incidence of upper gastro-intestinal bleeding was 6% to 25%.4 Since then, improvements in ICU management have decreased this incidence to 0% to 2.8%.5 Recent studies suggest that only ICU patients with certain risk factors benefit from ulcer prophylaxis (TABLE).1
Our search retrieved 20 randomized controlled trials and 6 systematic reviews with meta-analyses from the Medline database since 1990. It was difficult to find a consensus on the matter of stress ulcer prophylaxis because of inconsistencies in the outcomes measured in these studies. We focused on studies examining clinically important bleeding, but even in these studies definitions and measurements vary. Few studies addressed mortality or length of stay; those that did reported no significant difference in either outcome with prophylaxis.
Medications used to prevent gastrointestinal bleeding have included antacids, sucralfate, H2RAs, and PPIs. Sucralfate and H2RAs have been studied most frequently, and both agents significantly reduce the incidence of clinically important bleeding in high-risk patients. Compared with placebo, the odds ratio for clinically important bleeding was 0.44 with ranitidine (95% confidence interval [CI], 0.22–0.88) and 0.58 with sucralfate (95% CI, 0.34–0.99).6 In a population with a clinically important bleeding incidence of 3% to 6%, a range consistent with the most recent studies we reviewed, the number needed to treat to prevent 1 bleeding episode is 30 to 60 for ranitidine and 40 to 79 for sucralfate.
Some studies suggest that pharmacologic prophylaxis may increase the incidence of aspiration pneumonia in ventilator-dependent patients. The largest randomized trial addressing this issue (N=1200) found no significant difference between H2RAs and sucralfate in ventilator-associated pneumonia.3 Improved ICU management, such as frequent suctioning, upright positioning, and use of enteral nutrition may help prevent nosocomial pneumonia due to aspiration.
TABLE
Risk factors for stress ulcers
STRESS ULCER RISK FACTORS | ODDS RATIOS FOR CLINICALLY IMPORTANT BLEEDING (95% CI) |
---|---|
Mechanical ventilation >48 hours5 | 3.4 (1.0–11) |
Platelet count <50,0001,2 | 2.58 (1.19–5.57) |
Maximum serum creatinine1 | 1.16 (1.02–1.32) |
Recommendation from others
In the American Journal of Health-System Pharmacy, Allen et al5 state “the frequency of clinically important bleeding is low … the majority of recently published prospective studies and meta-analyses have been unable to demonstrate a reduction in clinically important bleeding with pharmacologic agents.” A 2001 Agency for Healthcare Research and Quality evidence report7 states that the evidence is not conclusive that all intensive care patients benefit from stress ulcer prophylaxis and that clinicians “may consider use of prophylactic agents in very high risk patients.”
1. Cook D, Heyland D, Griffith L, Cook R, Marshall J, Pagliarello J. Risk factors for clinically important upper gastrointestinal bleeding in patients requiring mechanical ventilation. Canadian Critical Care Trials Group. Crit Care Med 1999;27:2812-2817.
2. Cook DJ, Reeve BK, Scholes LC. Histamine-2-receptor antagonists and antacids in the critically ill population: stress ulceration versus nosocomial pneumonia. Infect Control Hosp Epidemiol 1994;15:437-442.
3. Cook D, Guyatt G, Marshall J, et al. A comparison of sucralfate and ranitidine for the prevention of upper gastrointestinal bleeding in patients requiring mechanical ventilation. Canadian Critical Care Trials Group. N Engl J Med 1998;338:791-797.
4. Zinner MJ, Rypins EB, Martin LR, et al. Misoprostel versus antacid titration for preventing stress Ulcers in postoperative surgical ICU patients. Ann Surg 1989;210:590-595.
5. Allen ME, Kopp BJ, Erstad BL. Stress ulcer prophylaxis in the postoperative period. Am J Health Syst Pharm 2004;61:588-596.
6. Cook DJ, Reeve BK, Guyatt GH, et al. Stress ulcer prophylaxis in critically ill patients: resolving discordant meta-analyses. JAMA 1996;275:308-314.
7. Making health care safer: a critical analysis of patient safety practices. Evidence report/technology assessment #43. Contract no. 290-97-0013, Chapter 43, AHRQ 2001, Rockville, Md.
1. Cook D, Heyland D, Griffith L, Cook R, Marshall J, Pagliarello J. Risk factors for clinically important upper gastrointestinal bleeding in patients requiring mechanical ventilation. Canadian Critical Care Trials Group. Crit Care Med 1999;27:2812-2817.
2. Cook DJ, Reeve BK, Scholes LC. Histamine-2-receptor antagonists and antacids in the critically ill population: stress ulceration versus nosocomial pneumonia. Infect Control Hosp Epidemiol 1994;15:437-442.
3. Cook D, Guyatt G, Marshall J, et al. A comparison of sucralfate and ranitidine for the prevention of upper gastrointestinal bleeding in patients requiring mechanical ventilation. Canadian Critical Care Trials Group. N Engl J Med 1998;338:791-797.
4. Zinner MJ, Rypins EB, Martin LR, et al. Misoprostel versus antacid titration for preventing stress Ulcers in postoperative surgical ICU patients. Ann Surg 1989;210:590-595.
5. Allen ME, Kopp BJ, Erstad BL. Stress ulcer prophylaxis in the postoperative period. Am J Health Syst Pharm 2004;61:588-596.
6. Cook DJ, Reeve BK, Guyatt GH, et al. Stress ulcer prophylaxis in critically ill patients: resolving discordant meta-analyses. JAMA 1996;275:308-314.
7. Making health care safer: a critical analysis of patient safety practices. Evidence report/technology assessment #43. Contract no. 290-97-0013, Chapter 43, AHRQ 2001, Rockville, Md.
Evidence-based answers from the Family Physicians Inquiries Network
How effective are dietary interventions in lowering lipids in adults with dyslipidemia?
Diets lower in fat, higher in soy protein, or higher in fiber reduce serum total cholesterol, low-density lipoprotein (LDL), and triglycerides. More restrictive low-fat diets also lower high-density lipoprotein (HDL), while soy protein increases HDL. Average decreases in LDL range from 6.96 to 25.14 mg/dL, depending on the particular intervention and participants’ baseline characteristics (strength of recommendation [SOR]: C, based on meta-analyses of randomized controlled trials [RCTs] measuring intermediate endpoints). A “portfolio diet” that includes cholesterol-lowering “functional foods” can reduce total cholesterol and LDL; a Mediterranean-type diet can lower LDL (SOR: C, based on fair-quality RCTs, measuring intermediate endpoints). We do not yet know whether the these diets will also help patients live longer and more healthy lives or just improve their lipid profiles.
Simple interventions, like reducing fast food and increasing fruit and vegetable intake, are a good starting place
Rade N. Pejic, MD
Department of Family Medicine, Tulane University School of Medicine, New Orleans, La
Dietary modifications are necessary for the successful long-term treatment of lipid disorders, as well as many other chronic medical conditions. Patients are often encouraged when they learn they can reverse a disease process without taking a medication. We should take every opportunity to educate our patients and promote healthy lifestyles. Simple interventions, such as eating less fast food and more fresh fruits and vegetables, are often a good starting place. Other simple interventions to reduce cholesterol levels are taking fiber supplements and substituting commercially available margarines with plant sterols for butter.
Dietary counseling or referral to a medical nutritionist should be part of our overall treatment plan for patients with lipid disorders. regularly scheduled follow-up visits help promote adherence to therapeutic lifestyle changes and encourage a therapeutic alliance.
Evidence summary
Dietary changes are recommended as first-line treatment for mild to moderate dyslipidemia. We examined evidence on 5 common dietary interventions for adults with dyslipidemia. The average effects on lipid levels are reported in the TABLE.
TABLE
Average effect of dietary interventions on serum lipid levels
DIETARY INTERVENTION | AVERAGE CHANGE IN MG/DL OF LIPID LEVELS (% CHANGE) | ||||
---|---|---|---|---|---|
TOTAL CHOLESTEROL | LDL | HDL | TRIGLYCERIDES | ||
Low fat | NCEP Step I | –24.36* (–10%) | –18.95* (–12%) | –1.55 (–1.5%) | –15.10* (–8%) |
NCEP Step II | –31.32* (–7%) | –25.14* (–13%) | –3.48* (–16%) | –16.83* (–8%) | |
Soy | All | –8.51* (–3.77%) | –8.12* (–5.25%) | –1.55* + (+ 3.03%) | –8.86* (–7.27%) |
Hypercholesterolemia | –9.67* | –6.96* | + 3.87* | –7.97* | |
Fiber (per g/d) | –1.74* | –2.20* | –0.12 | + 0.27 | |
“Portfolio” | –58.39* (–22.34%) | –51.82* (–29.71%) | 3.09 (–6.50%) | 18.60 (9.33%) | |
Mediterranean | –15.47 (–6.06%) | –19.34* (–11.37%) | 0 (–12.50%) | –17.71 (0%) | |
* Statistically significant at P≤.05 |
Low-fat
A meta-analysis of 37 mostly good-quality controlled trials evaluated the former National Cholesterol Education Program (NCEP) Step I and Step II diets in 11,586 participants.1 The Step I diet restricted in-take of total fat (≤30% of total calories), saturated fat (≤10% of total calories), and cholesterol (≤300 mg/d). Step II goals were lower for saturated fat (<7%) and cholesterol (<200 mg/d). Mean baseline lipid values (mg/dL) were total cholesterol, 233.57; LDL, 155.10; HDL, 47.95; and triglycerides, 147.91. Both of these low-fat diets significantly reduced total cholesterol, LDL, and triglycerides. The Step II diet also reduced HDL.
Soy
A meta-analysis of 23 good-quality controlled trials with 1381 participants reported that soy protein with naturally occurring isoflavones significantly reduced total cholesterol, LDL, and triglycerides while significantly increasing HDL.2 The amount of soy isoflavone consumed varied across studies. One subgroup analysis showed that consumption of >80 mg/d was associated with a better effect on lipids. In subjects with baseline hypercholesterolemia (total cholesterol >240 mg/dL), greater reductions in total cholesterol, and greater increases in HDL were reported, with comparable changes in LDL and triglycerides.
Soluble fiber
A meta-analysis of 67 good-quality RCTs evaluated the effects of soluble dietary fiber in 2990 subjects (mean baseline lipid values [mg/dL]: total cholesterol, 240.9; LDL, 164.4).3 Diets high in soluble fiber (average dose of 9.5 g/d) were associated with a statistically significant decrease in total cholesterol and LDL and no significant change in HDL or triglycerides. Type of fiber (oat, psyllium, or pectin) was not influential after controlling for initial lipid level.
“Portfolio” diet
A fair-quality randomized crossover study with 34 participants found that a “portfolio diet,” which combines the fat intake of the NCEP Step II diet with cholesterol-lowering “functional foods” (including plant sterols, nuts, soluble fibers, and soy protein), markedly reduced total cholesterol and LDL.4 Mean baseline lipid values (mg/dL) were: total cholesterol, 261.41; LDL, 174.40; HDL, 47.56; triglycerides, 199.28.
Mediterranean diet
A fair-quality RCT with 88 participants reported reduced LDL among subjects assigned to a Mediterranean-type diet.5 Mean baseline lipid values (mg/dL) were total cholesterol, 255.22; LDL, 170.15; HDL, 58.01; triglycerides, 141.71.
Recommendations from others
The NCEP Adult Treatment Panel III and the American Heart Association recommend the Therapeutic Lifestyle Changes diet.6,7 The first stage of this diet emphasizes reduction in dietary saturated fat and cholesterol at the levels of the former NCEP Step II diet (≤7% of energy as saturated fat and ≤200 mg dietary cholesterol). If the LDL goal is not achieved, the second stage emphasizes the addition of functional foods and soluble fiber.
1. Yu-Poth S, Zhao G, Etherton T, et al. Effects of the National Cholesterol Education Program’s Step I and Step II dietary intervention programs on cardiovascular disease risk factors: a meta-analysis. Am J Clin Nutr 1999;69:632-646.
2. Zhan S, HO SC. Meta-analysis of the effects of soy protein containing isoflavones on the lipid profile. Am J Clin Nutr 2005;81:397-408.
3. Brown L, Rosner B, Willett WW, Sacks FM. Cholesterol-lowering effects of dietary fiber: a meta-analysis. Am J Clin Nutr 1999;69:30-42.
4. Jenkins DJA, Kendall CWC, Marchie A, et al. Direct comparison of a dietary portfolio of cholesterol-lowering foods with a statin in hypercholesterolemic participants. Am J Clin Nutr 2005;81:380-387.
5. Vincent-Baudry S, Defoort C, Gerber M, et al. The Medi-RIVAGE study: reduction of cardiovascular risk factors after a 3-mo intervention with a Mediterranean-type diet or a low-fat diet. Am J Clin Nutr 2005;82:964-971.
6. Expert Panel on Detection Evaluation and Treatment of High Blood Cholesterol in Adults. Executive Summary of the Third Report of the National Cholesterol Education Program Expert Panel on Detection, Evaluation, and Treatment of High Blood Cholesterol in Adults (Adult Treatment Panel III). JAMA 2001;285:2486-2497.
7. Krauss RM, Eckel RH, Howard B, et al. AHA dietary guidelines revision 2000: a statement for health-care professionals from the Nutrition Committee of the American Heart Association. Circulation 2000;102:2284-2299.
Diets lower in fat, higher in soy protein, or higher in fiber reduce serum total cholesterol, low-density lipoprotein (LDL), and triglycerides. More restrictive low-fat diets also lower high-density lipoprotein (HDL), while soy protein increases HDL. Average decreases in LDL range from 6.96 to 25.14 mg/dL, depending on the particular intervention and participants’ baseline characteristics (strength of recommendation [SOR]: C, based on meta-analyses of randomized controlled trials [RCTs] measuring intermediate endpoints). A “portfolio diet” that includes cholesterol-lowering “functional foods” can reduce total cholesterol and LDL; a Mediterranean-type diet can lower LDL (SOR: C, based on fair-quality RCTs, measuring intermediate endpoints). We do not yet know whether the these diets will also help patients live longer and more healthy lives or just improve their lipid profiles.
Simple interventions, like reducing fast food and increasing fruit and vegetable intake, are a good starting place
Rade N. Pejic, MD
Department of Family Medicine, Tulane University School of Medicine, New Orleans, La
Dietary modifications are necessary for the successful long-term treatment of lipid disorders, as well as many other chronic medical conditions. Patients are often encouraged when they learn they can reverse a disease process without taking a medication. We should take every opportunity to educate our patients and promote healthy lifestyles. Simple interventions, such as eating less fast food and more fresh fruits and vegetables, are often a good starting place. Other simple interventions to reduce cholesterol levels are taking fiber supplements and substituting commercially available margarines with plant sterols for butter.
Dietary counseling or referral to a medical nutritionist should be part of our overall treatment plan for patients with lipid disorders. regularly scheduled follow-up visits help promote adherence to therapeutic lifestyle changes and encourage a therapeutic alliance.
Evidence summary
Dietary changes are recommended as first-line treatment for mild to moderate dyslipidemia. We examined evidence on 5 common dietary interventions for adults with dyslipidemia. The average effects on lipid levels are reported in the TABLE.
TABLE
Average effect of dietary interventions on serum lipid levels
DIETARY INTERVENTION | AVERAGE CHANGE IN MG/DL OF LIPID LEVELS (% CHANGE) | ||||
---|---|---|---|---|---|
TOTAL CHOLESTEROL | LDL | HDL | TRIGLYCERIDES | ||
Low fat | NCEP Step I | –24.36* (–10%) | –18.95* (–12%) | –1.55 (–1.5%) | –15.10* (–8%) |
NCEP Step II | –31.32* (–7%) | –25.14* (–13%) | –3.48* (–16%) | –16.83* (–8%) | |
Soy | All | –8.51* (–3.77%) | –8.12* (–5.25%) | –1.55* + (+ 3.03%) | –8.86* (–7.27%) |
Hypercholesterolemia | –9.67* | –6.96* | + 3.87* | –7.97* | |
Fiber (per g/d) | –1.74* | –2.20* | –0.12 | + 0.27 | |
“Portfolio” | –58.39* (–22.34%) | –51.82* (–29.71%) | 3.09 (–6.50%) | 18.60 (9.33%) | |
Mediterranean | –15.47 (–6.06%) | –19.34* (–11.37%) | 0 (–12.50%) | –17.71 (0%) | |
* Statistically significant at P≤.05 |
Low-fat
A meta-analysis of 37 mostly good-quality controlled trials evaluated the former National Cholesterol Education Program (NCEP) Step I and Step II diets in 11,586 participants.1 The Step I diet restricted in-take of total fat (≤30% of total calories), saturated fat (≤10% of total calories), and cholesterol (≤300 mg/d). Step II goals were lower for saturated fat (<7%) and cholesterol (<200 mg/d). Mean baseline lipid values (mg/dL) were total cholesterol, 233.57; LDL, 155.10; HDL, 47.95; and triglycerides, 147.91. Both of these low-fat diets significantly reduced total cholesterol, LDL, and triglycerides. The Step II diet also reduced HDL.
Soy
A meta-analysis of 23 good-quality controlled trials with 1381 participants reported that soy protein with naturally occurring isoflavones significantly reduced total cholesterol, LDL, and triglycerides while significantly increasing HDL.2 The amount of soy isoflavone consumed varied across studies. One subgroup analysis showed that consumption of >80 mg/d was associated with a better effect on lipids. In subjects with baseline hypercholesterolemia (total cholesterol >240 mg/dL), greater reductions in total cholesterol, and greater increases in HDL were reported, with comparable changes in LDL and triglycerides.
Soluble fiber
A meta-analysis of 67 good-quality RCTs evaluated the effects of soluble dietary fiber in 2990 subjects (mean baseline lipid values [mg/dL]: total cholesterol, 240.9; LDL, 164.4).3 Diets high in soluble fiber (average dose of 9.5 g/d) were associated with a statistically significant decrease in total cholesterol and LDL and no significant change in HDL or triglycerides. Type of fiber (oat, psyllium, or pectin) was not influential after controlling for initial lipid level.
“Portfolio” diet
A fair-quality randomized crossover study with 34 participants found that a “portfolio diet,” which combines the fat intake of the NCEP Step II diet with cholesterol-lowering “functional foods” (including plant sterols, nuts, soluble fibers, and soy protein), markedly reduced total cholesterol and LDL.4 Mean baseline lipid values (mg/dL) were: total cholesterol, 261.41; LDL, 174.40; HDL, 47.56; triglycerides, 199.28.
Mediterranean diet
A fair-quality RCT with 88 participants reported reduced LDL among subjects assigned to a Mediterranean-type diet.5 Mean baseline lipid values (mg/dL) were total cholesterol, 255.22; LDL, 170.15; HDL, 58.01; triglycerides, 141.71.
Recommendations from others
The NCEP Adult Treatment Panel III and the American Heart Association recommend the Therapeutic Lifestyle Changes diet.6,7 The first stage of this diet emphasizes reduction in dietary saturated fat and cholesterol at the levels of the former NCEP Step II diet (≤7% of energy as saturated fat and ≤200 mg dietary cholesterol). If the LDL goal is not achieved, the second stage emphasizes the addition of functional foods and soluble fiber.
Diets lower in fat, higher in soy protein, or higher in fiber reduce serum total cholesterol, low-density lipoprotein (LDL), and triglycerides. More restrictive low-fat diets also lower high-density lipoprotein (HDL), while soy protein increases HDL. Average decreases in LDL range from 6.96 to 25.14 mg/dL, depending on the particular intervention and participants’ baseline characteristics (strength of recommendation [SOR]: C, based on meta-analyses of randomized controlled trials [RCTs] measuring intermediate endpoints). A “portfolio diet” that includes cholesterol-lowering “functional foods” can reduce total cholesterol and LDL; a Mediterranean-type diet can lower LDL (SOR: C, based on fair-quality RCTs, measuring intermediate endpoints). We do not yet know whether the these diets will also help patients live longer and more healthy lives or just improve their lipid profiles.
Simple interventions, like reducing fast food and increasing fruit and vegetable intake, are a good starting place
Rade N. Pejic, MD
Department of Family Medicine, Tulane University School of Medicine, New Orleans, La
Dietary modifications are necessary for the successful long-term treatment of lipid disorders, as well as many other chronic medical conditions. Patients are often encouraged when they learn they can reverse a disease process without taking a medication. We should take every opportunity to educate our patients and promote healthy lifestyles. Simple interventions, such as eating less fast food and more fresh fruits and vegetables, are often a good starting place. Other simple interventions to reduce cholesterol levels are taking fiber supplements and substituting commercially available margarines with plant sterols for butter.
Dietary counseling or referral to a medical nutritionist should be part of our overall treatment plan for patients with lipid disorders. regularly scheduled follow-up visits help promote adherence to therapeutic lifestyle changes and encourage a therapeutic alliance.
Evidence summary
Dietary changes are recommended as first-line treatment for mild to moderate dyslipidemia. We examined evidence on 5 common dietary interventions for adults with dyslipidemia. The average effects on lipid levels are reported in the TABLE.
TABLE
Average effect of dietary interventions on serum lipid levels
DIETARY INTERVENTION | AVERAGE CHANGE IN MG/DL OF LIPID LEVELS (% CHANGE) | ||||
---|---|---|---|---|---|
TOTAL CHOLESTEROL | LDL | HDL | TRIGLYCERIDES | ||
Low fat | NCEP Step I | –24.36* (–10%) | –18.95* (–12%) | –1.55 (–1.5%) | –15.10* (–8%) |
NCEP Step II | –31.32* (–7%) | –25.14* (–13%) | –3.48* (–16%) | –16.83* (–8%) | |
Soy | All | –8.51* (–3.77%) | –8.12* (–5.25%) | –1.55* + (+ 3.03%) | –8.86* (–7.27%) |
Hypercholesterolemia | –9.67* | –6.96* | + 3.87* | –7.97* | |
Fiber (per g/d) | –1.74* | –2.20* | –0.12 | + 0.27 | |
“Portfolio” | –58.39* (–22.34%) | –51.82* (–29.71%) | 3.09 (–6.50%) | 18.60 (9.33%) | |
Mediterranean | –15.47 (–6.06%) | –19.34* (–11.37%) | 0 (–12.50%) | –17.71 (0%) | |
* Statistically significant at P≤.05 |
Low-fat
A meta-analysis of 37 mostly good-quality controlled trials evaluated the former National Cholesterol Education Program (NCEP) Step I and Step II diets in 11,586 participants.1 The Step I diet restricted in-take of total fat (≤30% of total calories), saturated fat (≤10% of total calories), and cholesterol (≤300 mg/d). Step II goals were lower for saturated fat (<7%) and cholesterol (<200 mg/d). Mean baseline lipid values (mg/dL) were total cholesterol, 233.57; LDL, 155.10; HDL, 47.95; and triglycerides, 147.91. Both of these low-fat diets significantly reduced total cholesterol, LDL, and triglycerides. The Step II diet also reduced HDL.
Soy
A meta-analysis of 23 good-quality controlled trials with 1381 participants reported that soy protein with naturally occurring isoflavones significantly reduced total cholesterol, LDL, and triglycerides while significantly increasing HDL.2 The amount of soy isoflavone consumed varied across studies. One subgroup analysis showed that consumption of >80 mg/d was associated with a better effect on lipids. In subjects with baseline hypercholesterolemia (total cholesterol >240 mg/dL), greater reductions in total cholesterol, and greater increases in HDL were reported, with comparable changes in LDL and triglycerides.
Soluble fiber
A meta-analysis of 67 good-quality RCTs evaluated the effects of soluble dietary fiber in 2990 subjects (mean baseline lipid values [mg/dL]: total cholesterol, 240.9; LDL, 164.4).3 Diets high in soluble fiber (average dose of 9.5 g/d) were associated with a statistically significant decrease in total cholesterol and LDL and no significant change in HDL or triglycerides. Type of fiber (oat, psyllium, or pectin) was not influential after controlling for initial lipid level.
“Portfolio” diet
A fair-quality randomized crossover study with 34 participants found that a “portfolio diet,” which combines the fat intake of the NCEP Step II diet with cholesterol-lowering “functional foods” (including plant sterols, nuts, soluble fibers, and soy protein), markedly reduced total cholesterol and LDL.4 Mean baseline lipid values (mg/dL) were: total cholesterol, 261.41; LDL, 174.40; HDL, 47.56; triglycerides, 199.28.
Mediterranean diet
A fair-quality RCT with 88 participants reported reduced LDL among subjects assigned to a Mediterranean-type diet.5 Mean baseline lipid values (mg/dL) were total cholesterol, 255.22; LDL, 170.15; HDL, 58.01; triglycerides, 141.71.
Recommendations from others
The NCEP Adult Treatment Panel III and the American Heart Association recommend the Therapeutic Lifestyle Changes diet.6,7 The first stage of this diet emphasizes reduction in dietary saturated fat and cholesterol at the levels of the former NCEP Step II diet (≤7% of energy as saturated fat and ≤200 mg dietary cholesterol). If the LDL goal is not achieved, the second stage emphasizes the addition of functional foods and soluble fiber.
1. Yu-Poth S, Zhao G, Etherton T, et al. Effects of the National Cholesterol Education Program’s Step I and Step II dietary intervention programs on cardiovascular disease risk factors: a meta-analysis. Am J Clin Nutr 1999;69:632-646.
2. Zhan S, HO SC. Meta-analysis of the effects of soy protein containing isoflavones on the lipid profile. Am J Clin Nutr 2005;81:397-408.
3. Brown L, Rosner B, Willett WW, Sacks FM. Cholesterol-lowering effects of dietary fiber: a meta-analysis. Am J Clin Nutr 1999;69:30-42.
4. Jenkins DJA, Kendall CWC, Marchie A, et al. Direct comparison of a dietary portfolio of cholesterol-lowering foods with a statin in hypercholesterolemic participants. Am J Clin Nutr 2005;81:380-387.
5. Vincent-Baudry S, Defoort C, Gerber M, et al. The Medi-RIVAGE study: reduction of cardiovascular risk factors after a 3-mo intervention with a Mediterranean-type diet or a low-fat diet. Am J Clin Nutr 2005;82:964-971.
6. Expert Panel on Detection Evaluation and Treatment of High Blood Cholesterol in Adults. Executive Summary of the Third Report of the National Cholesterol Education Program Expert Panel on Detection, Evaluation, and Treatment of High Blood Cholesterol in Adults (Adult Treatment Panel III). JAMA 2001;285:2486-2497.
7. Krauss RM, Eckel RH, Howard B, et al. AHA dietary guidelines revision 2000: a statement for health-care professionals from the Nutrition Committee of the American Heart Association. Circulation 2000;102:2284-2299.
1. Yu-Poth S, Zhao G, Etherton T, et al. Effects of the National Cholesterol Education Program’s Step I and Step II dietary intervention programs on cardiovascular disease risk factors: a meta-analysis. Am J Clin Nutr 1999;69:632-646.
2. Zhan S, HO SC. Meta-analysis of the effects of soy protein containing isoflavones on the lipid profile. Am J Clin Nutr 2005;81:397-408.
3. Brown L, Rosner B, Willett WW, Sacks FM. Cholesterol-lowering effects of dietary fiber: a meta-analysis. Am J Clin Nutr 1999;69:30-42.
4. Jenkins DJA, Kendall CWC, Marchie A, et al. Direct comparison of a dietary portfolio of cholesterol-lowering foods with a statin in hypercholesterolemic participants. Am J Clin Nutr 2005;81:380-387.
5. Vincent-Baudry S, Defoort C, Gerber M, et al. The Medi-RIVAGE study: reduction of cardiovascular risk factors after a 3-mo intervention with a Mediterranean-type diet or a low-fat diet. Am J Clin Nutr 2005;82:964-971.
6. Expert Panel on Detection Evaluation and Treatment of High Blood Cholesterol in Adults. Executive Summary of the Third Report of the National Cholesterol Education Program Expert Panel on Detection, Evaluation, and Treatment of High Blood Cholesterol in Adults (Adult Treatment Panel III). JAMA 2001;285:2486-2497.
7. Krauss RM, Eckel RH, Howard B, et al. AHA dietary guidelines revision 2000: a statement for health-care professionals from the Nutrition Committee of the American Heart Association. Circulation 2000;102:2284-2299.
Evidence-based answers from the Family Physicians Inquiries Network
Do glucosamine and chondroitin worsen blood sugar control in diabetes?
Despite theoretical risks based on animal models given high intravenous doses, glucosamine/chondroitin (1500 mg/1200 mg daily) does not adversely affect short-term glycemic control for patients whose diabetes is well-controlled, or for those without diabetes or glucose intolerance (SOR: A, consistent, good-quality patient-oriented evidence). Some preliminary evidence suggests that glucosamine may worsen glucose intolerance for patients with untreated or undiagnosed glucose intolerance or diabetes (SOR: C, extrapolation from disease-oriented evidence).
Long-term effects are unknown; however, no compelling theoretical or incidental data suggest that long-term results should be different (SOR: C, expert opinion). Further studies are required to clarify the effects of glucosamine on patients with poorly controlled diabetes or glucose intolerance.
These products seem to be a safe alternative to NSAIDs
Lisa Brandes, MD
University of Wyoming, Cheyenne
Glucosamine/chondroitin is a popular over-the-counter supplement used by many patients; it appears to be without any serious adverse affects or drug interactions. It does not seem to have much effect on blood sugar for patients with diabetes. It may relieve symptoms for some patients with pain due to osteoarthritis. As such, glucosamine/chondroitin seems to be a safe alternative to nonsteroidal antiinflammatory drugs (NSAIDs) for patients with osteoarthritis.
I would monitor blood sugars more frequently for patients with diabetes given the low numbers in the studies cited above. I would avoid glucosamine/chondroitin during pregnancy and lactation for the younger symptomatic female patient. The cost of this product varies widely, and this can be a factor for patients since they are paying out of pocket.
Evidence summary
Diabetes mellitus and osteoarthritis commonly overlap in patients, many of whom have looked to the nutritional supplement combination of glucosamine and chondroitin sulfates for pain relief. The effectiveness of these supplements in improving patient-oriented outcomes for osteoarthritis is still being evaluated. However, regardless of their effectiveness they remain popular supplements, representing up to a third of the specialized supplement market in the US.1
The mechanism by which glucosamine is hypothesized to affect blood glucose involves the roles of glucosamine and the hexosamine biosynthesis pathway in the regulation of glucose transport. Overexpression of enzymes involved in this pathway have led to high levels of glucose and insulin resistance in animals given huge doses of intravenous glucosamine (100–200 times higher than oral therapeutic doses in humans).2 Studies have specifically investigated the effects of intravenous glucosamine infusion in healthy humans, and it did not show any effect on insulin sensitivity or plasma glucose.
A Cochrane systematic review of 20 randomized controlled trials (RCTs) including 2570 patients in order to evaluate the effectiveness and toxicity of glucosamine in osteoarthritis found that glucosamine was as safe as placebo in terms of adverse reactions. However, they did not comment specifically on diabetic patients or hyperglycemia per se.3
An RCT published in 2004 tested whether glucose intolerance occurs when healthy adults consume normal, recommended dosages of glucosamine sulfate. Nineteen healthy adults were randomized to receive either 1500 mg of glucosamine sulfate or placebo orally each day for 12 weeks. Three-hour oral glucose tolerance tests were performed using 75 g of dextrose. These occurred before the study, at 6 weeks, and at 12 weeks. There were no significant differences between fasting levels of serum insulin or blood glucose.4 Glucosamine sulfate supplementation did not alter serum insulin or plasma glucose during the tests. Limitations to the study include the small number of subjects, the short duration period, and the fact that the tests were performed before the patient’s daily glucosamine dosing.
A recent study examined insulin and glucose levels with and without the simultaneous ingestion of 1500 mg of glucosamine. Sixteen fasting volunteers with osteoarthritis but without known diabetes or glucose intolerance received 7 g of glucose with or without ingestion of 1500 mg glucosamine sulfate. The authors unexpectedly uncovered undiagnosed diabetes or impaired glucose tolerance in 3 subjects. These 3 subjects showed a statistically significant (P=.04) 31% increase in the area under the curve of glucose levels following the test. There was no effect of glucosamine sulfate ingestion on patients with normal baseline glucose testing or on insulin levels. Their results might be important since they are the first to suggest that glucosamine ingestion may affect glucose levels in individuals who have untreated diabetes or glucose intolerance.5
One double-blinded RCT evaluated whether oral glucosamine supplementation altered glycosylated hemoglobin (HbA1c) concentrations for patients with well-controlled diabetes mellitus. Thirty-eight patients were randomized to receive either treatment with glucosamine/chondroitin at the recommended doses or placebo. After 3 months of treatment HbA1c levels did not change and were not significantly different between groups (P=.2).6
Another study addressed whether glucosamine taken at recommended doses for the treatment of osteoarthritis had any detrimental effect on glucose metabolism. Fourteen patients participated and had a baseline 4-hour meal tolerance test and a frequently sampled intravenous glucose tolerance test, before and after 4 weeks of glucosamine sulfate treatment (500 mg orally 3 times daily). After 4 weeks they found no change in fasting plasma glucose, insulin, glucose tolerance, or difference in insulin sensitivity in the group of subjects.7 Again, the study was limited by a small subject number and short duration of study.
Recommendations from others
The PDR for Nonprescription Drugs and Dietary Supplements states that “glucosamine is likely safe for patients with diabetes that is well controlled with diet only or with one or two oral antidiabetic agents (HbA1c less than 6.5%). For patients with higher HbA1c concentrations or for those requiring insulin, closely monitor blood glucose concentrations.”8
The American Pain Society encourages adults with osteoarthritis to take 1500 mg of glucosamine daily as a dietary supplement but does not specifically recommend it as pharmacologic management for pain.9 The American College of Rheumatology Subcommittee on Osteoarthritis has no recommendations regarding the use of glucosamine or chondroitin in the treatment of knee osteoarthritis.10
1. Clough T. Specialty ingredients market overview. Chemical Market Reporter, July 2003. Available at: www.health-strategy.com/contentmgr/showdetails.php/id/172. Accessed on October 31, 2006.
2. Anderson JW, Nicolosi RJ, Borzelleca JF. Glucosamine effects in humans: a review of effects on glucose metabolism, side effects, safety considerations and efficacy. Food Chem Toxicol 2005;43:187-201.
3. Towheed TE, Maxwell L, Anastassiades TP, et al. Glucosamine therapy for treating osteoarthritis. Cochrane Database Syst Rev 2005;(2):CD002946.-
4. Tannis AJ, Barban J, Conquer JA. Effect of glucosamine supplementation on fasting and non-fasting plasma glucose and serum insulin concentrations in healthy individuals. Osteoarthritis Cartilage 2004;12:506-511.
5. Biggee BA, Blinn CM, Nuite M, Silbert JE, McAlindon TE. Effects of oral glucosamine sulphate on serum glucose and insulin during an oral glucose tolerance test of subjects with osteoarthritis. Ann Rheum Dis 2006 Jul 3; [Epub ahead of print].
6. Scroggie DA, Albright A, Harris MD. The effect of glucosamine-chondroitin supplementation on glycosylated hemoglobin levels in patients with type 2 diabetes mellitus. Arch Int Med 2003;163:1587-1590.
7. Yu JG, Boies SM, Olefsky JM. The effect of oral glucosamine sulfate on insulin sensitivity in human subjects. Diabetes Care 2003;26:1941-1942.
8. PDR for Nonprescription Drugs, Dietary Supplements, and Herbs: The Definitive Guide to OTC Medications Montvale, NJ: Thomson PDR, 2006.
9. Pain in osteoarthritis, rheumatoid arthritis, and juvenile chronic arthritis. National Guideline Clearinghouse. July 9, 2003. Updated June 16, 2005. Available at: www.guideline.gov/summary/summary.aspx?doc_id=3691. Accessed on October 31, 2006.
10. American College of Rheumatology Subcommittee on Osteoarthritis Guidelines. Recommendations for the medical management of osteoarthritis of the hip and knee: 2000 update. Arthritis Rheum 2000;43:1905-1915.
Despite theoretical risks based on animal models given high intravenous doses, glucosamine/chondroitin (1500 mg/1200 mg daily) does not adversely affect short-term glycemic control for patients whose diabetes is well-controlled, or for those without diabetes or glucose intolerance (SOR: A, consistent, good-quality patient-oriented evidence). Some preliminary evidence suggests that glucosamine may worsen glucose intolerance for patients with untreated or undiagnosed glucose intolerance or diabetes (SOR: C, extrapolation from disease-oriented evidence).
Long-term effects are unknown; however, no compelling theoretical or incidental data suggest that long-term results should be different (SOR: C, expert opinion). Further studies are required to clarify the effects of glucosamine on patients with poorly controlled diabetes or glucose intolerance.
These products seem to be a safe alternative to NSAIDs
Lisa Brandes, MD
University of Wyoming, Cheyenne
Glucosamine/chondroitin is a popular over-the-counter supplement used by many patients; it appears to be without any serious adverse affects or drug interactions. It does not seem to have much effect on blood sugar for patients with diabetes. It may relieve symptoms for some patients with pain due to osteoarthritis. As such, glucosamine/chondroitin seems to be a safe alternative to nonsteroidal antiinflammatory drugs (NSAIDs) for patients with osteoarthritis.
I would monitor blood sugars more frequently for patients with diabetes given the low numbers in the studies cited above. I would avoid glucosamine/chondroitin during pregnancy and lactation for the younger symptomatic female patient. The cost of this product varies widely, and this can be a factor for patients since they are paying out of pocket.
Evidence summary
Diabetes mellitus and osteoarthritis commonly overlap in patients, many of whom have looked to the nutritional supplement combination of glucosamine and chondroitin sulfates for pain relief. The effectiveness of these supplements in improving patient-oriented outcomes for osteoarthritis is still being evaluated. However, regardless of their effectiveness they remain popular supplements, representing up to a third of the specialized supplement market in the US.1
The mechanism by which glucosamine is hypothesized to affect blood glucose involves the roles of glucosamine and the hexosamine biosynthesis pathway in the regulation of glucose transport. Overexpression of enzymes involved in this pathway have led to high levels of glucose and insulin resistance in animals given huge doses of intravenous glucosamine (100–200 times higher than oral therapeutic doses in humans).2 Studies have specifically investigated the effects of intravenous glucosamine infusion in healthy humans, and it did not show any effect on insulin sensitivity or plasma glucose.
A Cochrane systematic review of 20 randomized controlled trials (RCTs) including 2570 patients in order to evaluate the effectiveness and toxicity of glucosamine in osteoarthritis found that glucosamine was as safe as placebo in terms of adverse reactions. However, they did not comment specifically on diabetic patients or hyperglycemia per se.3
An RCT published in 2004 tested whether glucose intolerance occurs when healthy adults consume normal, recommended dosages of glucosamine sulfate. Nineteen healthy adults were randomized to receive either 1500 mg of glucosamine sulfate or placebo orally each day for 12 weeks. Three-hour oral glucose tolerance tests were performed using 75 g of dextrose. These occurred before the study, at 6 weeks, and at 12 weeks. There were no significant differences between fasting levels of serum insulin or blood glucose.4 Glucosamine sulfate supplementation did not alter serum insulin or plasma glucose during the tests. Limitations to the study include the small number of subjects, the short duration period, and the fact that the tests were performed before the patient’s daily glucosamine dosing.
A recent study examined insulin and glucose levels with and without the simultaneous ingestion of 1500 mg of glucosamine. Sixteen fasting volunteers with osteoarthritis but without known diabetes or glucose intolerance received 7 g of glucose with or without ingestion of 1500 mg glucosamine sulfate. The authors unexpectedly uncovered undiagnosed diabetes or impaired glucose tolerance in 3 subjects. These 3 subjects showed a statistically significant (P=.04) 31% increase in the area under the curve of glucose levels following the test. There was no effect of glucosamine sulfate ingestion on patients with normal baseline glucose testing or on insulin levels. Their results might be important since they are the first to suggest that glucosamine ingestion may affect glucose levels in individuals who have untreated diabetes or glucose intolerance.5
One double-blinded RCT evaluated whether oral glucosamine supplementation altered glycosylated hemoglobin (HbA1c) concentrations for patients with well-controlled diabetes mellitus. Thirty-eight patients were randomized to receive either treatment with glucosamine/chondroitin at the recommended doses or placebo. After 3 months of treatment HbA1c levels did not change and were not significantly different between groups (P=.2).6
Another study addressed whether glucosamine taken at recommended doses for the treatment of osteoarthritis had any detrimental effect on glucose metabolism. Fourteen patients participated and had a baseline 4-hour meal tolerance test and a frequently sampled intravenous glucose tolerance test, before and after 4 weeks of glucosamine sulfate treatment (500 mg orally 3 times daily). After 4 weeks they found no change in fasting plasma glucose, insulin, glucose tolerance, or difference in insulin sensitivity in the group of subjects.7 Again, the study was limited by a small subject number and short duration of study.
Recommendations from others
The PDR for Nonprescription Drugs and Dietary Supplements states that “glucosamine is likely safe for patients with diabetes that is well controlled with diet only or with one or two oral antidiabetic agents (HbA1c less than 6.5%). For patients with higher HbA1c concentrations or for those requiring insulin, closely monitor blood glucose concentrations.”8
The American Pain Society encourages adults with osteoarthritis to take 1500 mg of glucosamine daily as a dietary supplement but does not specifically recommend it as pharmacologic management for pain.9 The American College of Rheumatology Subcommittee on Osteoarthritis has no recommendations regarding the use of glucosamine or chondroitin in the treatment of knee osteoarthritis.10
Despite theoretical risks based on animal models given high intravenous doses, glucosamine/chondroitin (1500 mg/1200 mg daily) does not adversely affect short-term glycemic control for patients whose diabetes is well-controlled, or for those without diabetes or glucose intolerance (SOR: A, consistent, good-quality patient-oriented evidence). Some preliminary evidence suggests that glucosamine may worsen glucose intolerance for patients with untreated or undiagnosed glucose intolerance or diabetes (SOR: C, extrapolation from disease-oriented evidence).
Long-term effects are unknown; however, no compelling theoretical or incidental data suggest that long-term results should be different (SOR: C, expert opinion). Further studies are required to clarify the effects of glucosamine on patients with poorly controlled diabetes or glucose intolerance.
These products seem to be a safe alternative to NSAIDs
Lisa Brandes, MD
University of Wyoming, Cheyenne
Glucosamine/chondroitin is a popular over-the-counter supplement used by many patients; it appears to be without any serious adverse affects or drug interactions. It does not seem to have much effect on blood sugar for patients with diabetes. It may relieve symptoms for some patients with pain due to osteoarthritis. As such, glucosamine/chondroitin seems to be a safe alternative to nonsteroidal antiinflammatory drugs (NSAIDs) for patients with osteoarthritis.
I would monitor blood sugars more frequently for patients with diabetes given the low numbers in the studies cited above. I would avoid glucosamine/chondroitin during pregnancy and lactation for the younger symptomatic female patient. The cost of this product varies widely, and this can be a factor for patients since they are paying out of pocket.
Evidence summary
Diabetes mellitus and osteoarthritis commonly overlap in patients, many of whom have looked to the nutritional supplement combination of glucosamine and chondroitin sulfates for pain relief. The effectiveness of these supplements in improving patient-oriented outcomes for osteoarthritis is still being evaluated. However, regardless of their effectiveness they remain popular supplements, representing up to a third of the specialized supplement market in the US.1
The mechanism by which glucosamine is hypothesized to affect blood glucose involves the roles of glucosamine and the hexosamine biosynthesis pathway in the regulation of glucose transport. Overexpression of enzymes involved in this pathway have led to high levels of glucose and insulin resistance in animals given huge doses of intravenous glucosamine (100–200 times higher than oral therapeutic doses in humans).2 Studies have specifically investigated the effects of intravenous glucosamine infusion in healthy humans, and it did not show any effect on insulin sensitivity or plasma glucose.
A Cochrane systematic review of 20 randomized controlled trials (RCTs) including 2570 patients in order to evaluate the effectiveness and toxicity of glucosamine in osteoarthritis found that glucosamine was as safe as placebo in terms of adverse reactions. However, they did not comment specifically on diabetic patients or hyperglycemia per se.3
An RCT published in 2004 tested whether glucose intolerance occurs when healthy adults consume normal, recommended dosages of glucosamine sulfate. Nineteen healthy adults were randomized to receive either 1500 mg of glucosamine sulfate or placebo orally each day for 12 weeks. Three-hour oral glucose tolerance tests were performed using 75 g of dextrose. These occurred before the study, at 6 weeks, and at 12 weeks. There were no significant differences between fasting levels of serum insulin or blood glucose.4 Glucosamine sulfate supplementation did not alter serum insulin or plasma glucose during the tests. Limitations to the study include the small number of subjects, the short duration period, and the fact that the tests were performed before the patient’s daily glucosamine dosing.
A recent study examined insulin and glucose levels with and without the simultaneous ingestion of 1500 mg of glucosamine. Sixteen fasting volunteers with osteoarthritis but without known diabetes or glucose intolerance received 7 g of glucose with or without ingestion of 1500 mg glucosamine sulfate. The authors unexpectedly uncovered undiagnosed diabetes or impaired glucose tolerance in 3 subjects. These 3 subjects showed a statistically significant (P=.04) 31% increase in the area under the curve of glucose levels following the test. There was no effect of glucosamine sulfate ingestion on patients with normal baseline glucose testing or on insulin levels. Their results might be important since they are the first to suggest that glucosamine ingestion may affect glucose levels in individuals who have untreated diabetes or glucose intolerance.5
One double-blinded RCT evaluated whether oral glucosamine supplementation altered glycosylated hemoglobin (HbA1c) concentrations for patients with well-controlled diabetes mellitus. Thirty-eight patients were randomized to receive either treatment with glucosamine/chondroitin at the recommended doses or placebo. After 3 months of treatment HbA1c levels did not change and were not significantly different between groups (P=.2).6
Another study addressed whether glucosamine taken at recommended doses for the treatment of osteoarthritis had any detrimental effect on glucose metabolism. Fourteen patients participated and had a baseline 4-hour meal tolerance test and a frequently sampled intravenous glucose tolerance test, before and after 4 weeks of glucosamine sulfate treatment (500 mg orally 3 times daily). After 4 weeks they found no change in fasting plasma glucose, insulin, glucose tolerance, or difference in insulin sensitivity in the group of subjects.7 Again, the study was limited by a small subject number and short duration of study.
Recommendations from others
The PDR for Nonprescription Drugs and Dietary Supplements states that “glucosamine is likely safe for patients with diabetes that is well controlled with diet only or with one or two oral antidiabetic agents (HbA1c less than 6.5%). For patients with higher HbA1c concentrations or for those requiring insulin, closely monitor blood glucose concentrations.”8
The American Pain Society encourages adults with osteoarthritis to take 1500 mg of glucosamine daily as a dietary supplement but does not specifically recommend it as pharmacologic management for pain.9 The American College of Rheumatology Subcommittee on Osteoarthritis has no recommendations regarding the use of glucosamine or chondroitin in the treatment of knee osteoarthritis.10
1. Clough T. Specialty ingredients market overview. Chemical Market Reporter, July 2003. Available at: www.health-strategy.com/contentmgr/showdetails.php/id/172. Accessed on October 31, 2006.
2. Anderson JW, Nicolosi RJ, Borzelleca JF. Glucosamine effects in humans: a review of effects on glucose metabolism, side effects, safety considerations and efficacy. Food Chem Toxicol 2005;43:187-201.
3. Towheed TE, Maxwell L, Anastassiades TP, et al. Glucosamine therapy for treating osteoarthritis. Cochrane Database Syst Rev 2005;(2):CD002946.-
4. Tannis AJ, Barban J, Conquer JA. Effect of glucosamine supplementation on fasting and non-fasting plasma glucose and serum insulin concentrations in healthy individuals. Osteoarthritis Cartilage 2004;12:506-511.
5. Biggee BA, Blinn CM, Nuite M, Silbert JE, McAlindon TE. Effects of oral glucosamine sulphate on serum glucose and insulin during an oral glucose tolerance test of subjects with osteoarthritis. Ann Rheum Dis 2006 Jul 3; [Epub ahead of print].
6. Scroggie DA, Albright A, Harris MD. The effect of glucosamine-chondroitin supplementation on glycosylated hemoglobin levels in patients with type 2 diabetes mellitus. Arch Int Med 2003;163:1587-1590.
7. Yu JG, Boies SM, Olefsky JM. The effect of oral glucosamine sulfate on insulin sensitivity in human subjects. Diabetes Care 2003;26:1941-1942.
8. PDR for Nonprescription Drugs, Dietary Supplements, and Herbs: The Definitive Guide to OTC Medications Montvale, NJ: Thomson PDR, 2006.
9. Pain in osteoarthritis, rheumatoid arthritis, and juvenile chronic arthritis. National Guideline Clearinghouse. July 9, 2003. Updated June 16, 2005. Available at: www.guideline.gov/summary/summary.aspx?doc_id=3691. Accessed on October 31, 2006.
10. American College of Rheumatology Subcommittee on Osteoarthritis Guidelines. Recommendations for the medical management of osteoarthritis of the hip and knee: 2000 update. Arthritis Rheum 2000;43:1905-1915.
1. Clough T. Specialty ingredients market overview. Chemical Market Reporter, July 2003. Available at: www.health-strategy.com/contentmgr/showdetails.php/id/172. Accessed on October 31, 2006.
2. Anderson JW, Nicolosi RJ, Borzelleca JF. Glucosamine effects in humans: a review of effects on glucose metabolism, side effects, safety considerations and efficacy. Food Chem Toxicol 2005;43:187-201.
3. Towheed TE, Maxwell L, Anastassiades TP, et al. Glucosamine therapy for treating osteoarthritis. Cochrane Database Syst Rev 2005;(2):CD002946.-
4. Tannis AJ, Barban J, Conquer JA. Effect of glucosamine supplementation on fasting and non-fasting plasma glucose and serum insulin concentrations in healthy individuals. Osteoarthritis Cartilage 2004;12:506-511.
5. Biggee BA, Blinn CM, Nuite M, Silbert JE, McAlindon TE. Effects of oral glucosamine sulphate on serum glucose and insulin during an oral glucose tolerance test of subjects with osteoarthritis. Ann Rheum Dis 2006 Jul 3; [Epub ahead of print].
6. Scroggie DA, Albright A, Harris MD. The effect of glucosamine-chondroitin supplementation on glycosylated hemoglobin levels in patients with type 2 diabetes mellitus. Arch Int Med 2003;163:1587-1590.
7. Yu JG, Boies SM, Olefsky JM. The effect of oral glucosamine sulfate on insulin sensitivity in human subjects. Diabetes Care 2003;26:1941-1942.
8. PDR for Nonprescription Drugs, Dietary Supplements, and Herbs: The Definitive Guide to OTC Medications Montvale, NJ: Thomson PDR, 2006.
9. Pain in osteoarthritis, rheumatoid arthritis, and juvenile chronic arthritis. National Guideline Clearinghouse. July 9, 2003. Updated June 16, 2005. Available at: www.guideline.gov/summary/summary.aspx?doc_id=3691. Accessed on October 31, 2006.
10. American College of Rheumatology Subcommittee on Osteoarthritis Guidelines. Recommendations for the medical management of osteoarthritis of the hip and knee: 2000 update. Arthritis Rheum 2000;43:1905-1915.
Evidence-based answers from the Family Physicians Inquiries Network
What blood tests help diagnose celiac disease?
Histological confirmation of infiltrative lesions via small bowel biopsy is the gold standard for diagnosing celiac disease. Four serum antibody assays may serve as a first-step diagnostic tool to identify biopsy candidates: immunoglobulin A tissue transglutaminase (IgA tTG), IgA endomysial antibody (IgA EMA), IgA antigliadin antibody (IgA AGA), and IgG antigliadin antibody (IgG AGA). IgA tTG and IgA EMA offer the best diagnostic accuracy. Patients with selective IgA deficiency may have falsely negative IgA assays (strength of recommendation [SOR]: B, based on a systematic review, multiple small cross-sectional studies, and expert opinion).
The most reliable testing option is also the most cost-effective
Belinda Fu, MD
University of Washington, Seattle
When faced with a cryptic array of available serologic tests for celiac disease, and often pressed for time to look up which one is best, we are often quite tempted to simply check “Celiac Panel” on the lab order sheet and just order them all. However, the authors present us with an evidence-based rationale for limiting our lab testing to just one of the available serologic tests.
What a delight to find that the most reliable testing option is also the most cost-effective. At our university hospital, the billable cost of each serologic marker for celiac disease is approximately $50, and the entire panel—which includes IgA tTG, IgG tTG, IgA EMA, and IgA/G AGA—is $250. Rather than ordering the redundant panel (why include anti-AGA at all?), it is far better to start with IgA tTG or IgA EMA, and follow-up with IgG levels if necessary.
When ordering these tests, it is worth noting that some physicians recommend patients be on a gluten-containing diet for 2 to 4 weeks before serologic testing, to minimize the possibility of insufficient antibody titers.
Evidence summary
Celiac disease (also called celiac sprue, nontropical sprue, or gluten-sensitive enteropathy) is an autoimmune disorder classified by intestinal inflammation and malabsorption in response to dietary gluten—a storage protein component of wheat gliadins. Celiac disease patients—0.5% to 1.0% of the US population1—are often sensitive to other closely related grain proteins found in oats, barley, and rye.
Celiac disease’s classic histological finding is an infiltrative small intestine lesion characterized by villous flattening, crypt hyperplasia, and lymphocyte accumulation in the lamina propria.2 The American Gastroenterological Association’s (AGA) diagnostic criteria include confirmation of this abnormal mucosa and unequivocal improvement on repeat biopsy following a gluten-free diet.3 However, either clinical improvement or biopsy of dermatitis herpetiformis skin lesions (common occurrences in celiac disease) are often considered adequate for diagnosis without repeat intestinal biopsies.
Its reversible nature makes prompt diagnosis of celiac disease important. Three antibodies commonly appear in celiac disease patients: antibodies to tTG, antiendomysial antibodies, and antigliadin antibodies.4-6 AGA binds dietary gluten and EMA binds the enzyme tTG, which is found in connective tissue surrounding the smooth muscle cells in the intestinal wall.
The gluten-autoantibody interaction in the small intestinal lumen has IgA as its major component; IgG represents a longer-term immune response. Serum assays of the IgA and IgG forms of AGA and tTG are enzyme-linked immunosorbent assays (ELISA); EMA is measured by indirect immunofluorescence.5,6
In 2 studies of the diagnostic accuracy of IgA tTG, 95% to 98% of biopsy-proven celiac disease patients had positive tests, while only 5% to 6% of controls were positive.4,5 In a systematic review, there was no statistically significant difference between IgA EMA and IgA tTG—both had sensitivities greater than 90% and specificities greater than 95%.7 IgA AGA did not perform as well (sensitivity 80%–90%, specificity 85%–95%). The TABLE summarizes the diagnostic accuracy of the various tests.
TABLE
Diagnostic accuracy of serologic tests for celiac disease patients with normal IgA levels
SEROLOGIC TEST | SN | SP | LR+ | LR– |
---|---|---|---|---|
IgA tTG | 95%–98% .95 | 94%–95% .94 | 16 | 0.05 |
IgA EMA | >90% .91 | >95% .90 | 23 | 0.09 |
IgA AGA | 80%–90% .85 | 85%–95% .90 | 8.5 | 0.17 |
IgG tTG | 40% | 95% | 8 | 0.63 |
IgG EMA | 40% | 95% | 8 | 0.63 |
IgG AGA | 80% | 80% | 4 | 0.25 |
Sn, sensitivity; Sp, specificity; LR+, likelihood ratio of a positive test result; LR–, likelihood ratio of a negative test result. |
Two to 3% of patients with celiac disease have selective IgA deficiency.2 These patients often have falsely negative serum IgA assays (for EMA, tTG, and AGA), so IgG is a diagnostic alternative.8,9 In a cross-sectional study, 100% of 20 untreated celiac disease patients with IgA deficiency had positive IgG tests for tTG, AGA, and EMA despite negative IgA tests for the same antibodies.9 Eleven patients with celiac disease and no IgA deficiency all had positive tTG, AGA, and EMA tests, whether testing for the IgA or IgG forms.
Despite the performance of the IgG assays in this study, only IgG AGA has performed well in larger studies. In a systematic review, IgG tTG and IgG EMA had specificities of 95% but sensitivities of only 40%.7 IgG AGA has similar sensitivity to the IgA assay—approximately 80%—with a slightly lower specificity of 80%. The discrepancy in the sensitivity of IgG tTG and IgG EMA between studies occurs because of differing antibody levels with variations in dietary gluten.9,10 Therefore, testing for IgG tTG and IgG EMA should be reserved for patients with selective IgA deficiency.
Another notable limitation of using serologic markers to diagnose celiac disease is poor sensitivity in patients with mild disease.11 Diagnosis in these patients may be particularly challenging. Patients with karyotype abnormalities and those with diabetes are also more likely to have false-negative serologic tests.2
Recommendations from others
The AGA recommends using serologic markers to screen patients with either non-specific symptoms or medical conditions that increase the risk of celiac disease.3 Patients whose clinical profile causes a high index of suspicion and negative IgA serologic markers should be tested for selective IgA deficiency. The AGA recommends relying on small intestinal biopsy for the final diagnosis.
Both the AGA and the North American Pediatric Society for Pediatric Gastroenterology state that tissue transglutaminase and endomysial antibodies are the most useful serologic tests. Antigliadin antibody tests are considered inferior in terms of diagnostic accuracy.
1. National Institutes of Health Consensus Development Panel on Celiac Disease. Celiac Disease. Bethesda, Md: US Department of Health and Human Services; 2004.
2. Hill ID, Dirks MH, Liptak GS, et al. Guideline for the diagnosis and treatment of celiac disease in children: recommendations of the North American Society for Pediatric Gastroenterology, Hepatology, and Nutrition. J Pediatr Gastroenterol Nutr. 2005;40:1-19.
3. American Gastroenterological Association medical position statement: celiac sprue Gastroenterology 2001;120:1522-1525.
4. Dieterich W, Lang E, Schopper H, et al. Autoantibodies to tissue transglutaminase as predictors of celiac disease. Gastroenterology 1998;115:1317-1321.
5. Sulkanen S, Halttunen T, Laurila K, et al. Tissue transglutaminase autoantibody enzyme-linked immunosorbent assay in detecting celiac disease. Gastroenterology 1998;115:1322-1328.
6. Rostami K, Kerchkhaert J, Tiemessen R, von Blomberg BM, Meijer JW, Mulder CJ. Sensitivity of antiendomysium and antigliadin antibodies in untreated celiac disease: disappointing in clinical practice. Am J Gastroenterol 1999;94:888-894.
7. Rostom A, Dube C, Cranney A, et al. The diagnostic accuracy of serologic tests for celiac disease: a systematic review. Gastroenterology 2005;128(Suppl 1):S38-46.
8. Cataldo F, Marino V, Bottaro G, Greco P, Ventura A. Celiac disease and selective immunoglobulin A deficiency. J Pediatr 1997;131:306-308.
9. Cataldo F, Lio D, Marino V, Picarelli A, Ventura A, Corazza GR. IgG(1) antiendomysium and IgG antitissue transglutaminase (anti-tTG) antibodies in coeliac patients with selective IgA deficiency. Gut 2000;47:366-369.
10. Pyle GG, Paaso B, Anderson BE, et al. Low-dose gluten challenge in celiac sprue: malabsorptive and antibody responses. Clin Gastroenterology Hepatol 2005;3:679-686.
11. Tursi A, Brandimarte G, Giorgetti GM. Prevalence of antitissue transglutaminase antibodies in different degrees of intestinal damage in celiac disease. J Clin Gastroenterol 2003;36:219-221.
Histological confirmation of infiltrative lesions via small bowel biopsy is the gold standard for diagnosing celiac disease. Four serum antibody assays may serve as a first-step diagnostic tool to identify biopsy candidates: immunoglobulin A tissue transglutaminase (IgA tTG), IgA endomysial antibody (IgA EMA), IgA antigliadin antibody (IgA AGA), and IgG antigliadin antibody (IgG AGA). IgA tTG and IgA EMA offer the best diagnostic accuracy. Patients with selective IgA deficiency may have falsely negative IgA assays (strength of recommendation [SOR]: B, based on a systematic review, multiple small cross-sectional studies, and expert opinion).
The most reliable testing option is also the most cost-effective
Belinda Fu, MD
University of Washington, Seattle
When faced with a cryptic array of available serologic tests for celiac disease, and often pressed for time to look up which one is best, we are often quite tempted to simply check “Celiac Panel” on the lab order sheet and just order them all. However, the authors present us with an evidence-based rationale for limiting our lab testing to just one of the available serologic tests.
What a delight to find that the most reliable testing option is also the most cost-effective. At our university hospital, the billable cost of each serologic marker for celiac disease is approximately $50, and the entire panel—which includes IgA tTG, IgG tTG, IgA EMA, and IgA/G AGA—is $250. Rather than ordering the redundant panel (why include anti-AGA at all?), it is far better to start with IgA tTG or IgA EMA, and follow-up with IgG levels if necessary.
When ordering these tests, it is worth noting that some physicians recommend patients be on a gluten-containing diet for 2 to 4 weeks before serologic testing, to minimize the possibility of insufficient antibody titers.
Evidence summary
Celiac disease (also called celiac sprue, nontropical sprue, or gluten-sensitive enteropathy) is an autoimmune disorder classified by intestinal inflammation and malabsorption in response to dietary gluten—a storage protein component of wheat gliadins. Celiac disease patients—0.5% to 1.0% of the US population1—are often sensitive to other closely related grain proteins found in oats, barley, and rye.
Celiac disease’s classic histological finding is an infiltrative small intestine lesion characterized by villous flattening, crypt hyperplasia, and lymphocyte accumulation in the lamina propria.2 The American Gastroenterological Association’s (AGA) diagnostic criteria include confirmation of this abnormal mucosa and unequivocal improvement on repeat biopsy following a gluten-free diet.3 However, either clinical improvement or biopsy of dermatitis herpetiformis skin lesions (common occurrences in celiac disease) are often considered adequate for diagnosis without repeat intestinal biopsies.
Its reversible nature makes prompt diagnosis of celiac disease important. Three antibodies commonly appear in celiac disease patients: antibodies to tTG, antiendomysial antibodies, and antigliadin antibodies.4-6 AGA binds dietary gluten and EMA binds the enzyme tTG, which is found in connective tissue surrounding the smooth muscle cells in the intestinal wall.
The gluten-autoantibody interaction in the small intestinal lumen has IgA as its major component; IgG represents a longer-term immune response. Serum assays of the IgA and IgG forms of AGA and tTG are enzyme-linked immunosorbent assays (ELISA); EMA is measured by indirect immunofluorescence.5,6
In 2 studies of the diagnostic accuracy of IgA tTG, 95% to 98% of biopsy-proven celiac disease patients had positive tests, while only 5% to 6% of controls were positive.4,5 In a systematic review, there was no statistically significant difference between IgA EMA and IgA tTG—both had sensitivities greater than 90% and specificities greater than 95%.7 IgA AGA did not perform as well (sensitivity 80%–90%, specificity 85%–95%). The TABLE summarizes the diagnostic accuracy of the various tests.
TABLE
Diagnostic accuracy of serologic tests for celiac disease patients with normal IgA levels
SEROLOGIC TEST | SN | SP | LR+ | LR– |
---|---|---|---|---|
IgA tTG | 95%–98% .95 | 94%–95% .94 | 16 | 0.05 |
IgA EMA | >90% .91 | >95% .90 | 23 | 0.09 |
IgA AGA | 80%–90% .85 | 85%–95% .90 | 8.5 | 0.17 |
IgG tTG | 40% | 95% | 8 | 0.63 |
IgG EMA | 40% | 95% | 8 | 0.63 |
IgG AGA | 80% | 80% | 4 | 0.25 |
Sn, sensitivity; Sp, specificity; LR+, likelihood ratio of a positive test result; LR–, likelihood ratio of a negative test result. |
Two to 3% of patients with celiac disease have selective IgA deficiency.2 These patients often have falsely negative serum IgA assays (for EMA, tTG, and AGA), so IgG is a diagnostic alternative.8,9 In a cross-sectional study, 100% of 20 untreated celiac disease patients with IgA deficiency had positive IgG tests for tTG, AGA, and EMA despite negative IgA tests for the same antibodies.9 Eleven patients with celiac disease and no IgA deficiency all had positive tTG, AGA, and EMA tests, whether testing for the IgA or IgG forms.
Despite the performance of the IgG assays in this study, only IgG AGA has performed well in larger studies. In a systematic review, IgG tTG and IgG EMA had specificities of 95% but sensitivities of only 40%.7 IgG AGA has similar sensitivity to the IgA assay—approximately 80%—with a slightly lower specificity of 80%. The discrepancy in the sensitivity of IgG tTG and IgG EMA between studies occurs because of differing antibody levels with variations in dietary gluten.9,10 Therefore, testing for IgG tTG and IgG EMA should be reserved for patients with selective IgA deficiency.
Another notable limitation of using serologic markers to diagnose celiac disease is poor sensitivity in patients with mild disease.11 Diagnosis in these patients may be particularly challenging. Patients with karyotype abnormalities and those with diabetes are also more likely to have false-negative serologic tests.2
Recommendations from others
The AGA recommends using serologic markers to screen patients with either non-specific symptoms or medical conditions that increase the risk of celiac disease.3 Patients whose clinical profile causes a high index of suspicion and negative IgA serologic markers should be tested for selective IgA deficiency. The AGA recommends relying on small intestinal biopsy for the final diagnosis.
Both the AGA and the North American Pediatric Society for Pediatric Gastroenterology state that tissue transglutaminase and endomysial antibodies are the most useful serologic tests. Antigliadin antibody tests are considered inferior in terms of diagnostic accuracy.
Histological confirmation of infiltrative lesions via small bowel biopsy is the gold standard for diagnosing celiac disease. Four serum antibody assays may serve as a first-step diagnostic tool to identify biopsy candidates: immunoglobulin A tissue transglutaminase (IgA tTG), IgA endomysial antibody (IgA EMA), IgA antigliadin antibody (IgA AGA), and IgG antigliadin antibody (IgG AGA). IgA tTG and IgA EMA offer the best diagnostic accuracy. Patients with selective IgA deficiency may have falsely negative IgA assays (strength of recommendation [SOR]: B, based on a systematic review, multiple small cross-sectional studies, and expert opinion).
The most reliable testing option is also the most cost-effective
Belinda Fu, MD
University of Washington, Seattle
When faced with a cryptic array of available serologic tests for celiac disease, and often pressed for time to look up which one is best, we are often quite tempted to simply check “Celiac Panel” on the lab order sheet and just order them all. However, the authors present us with an evidence-based rationale for limiting our lab testing to just one of the available serologic tests.
What a delight to find that the most reliable testing option is also the most cost-effective. At our university hospital, the billable cost of each serologic marker for celiac disease is approximately $50, and the entire panel—which includes IgA tTG, IgG tTG, IgA EMA, and IgA/G AGA—is $250. Rather than ordering the redundant panel (why include anti-AGA at all?), it is far better to start with IgA tTG or IgA EMA, and follow-up with IgG levels if necessary.
When ordering these tests, it is worth noting that some physicians recommend patients be on a gluten-containing diet for 2 to 4 weeks before serologic testing, to minimize the possibility of insufficient antibody titers.
Evidence summary
Celiac disease (also called celiac sprue, nontropical sprue, or gluten-sensitive enteropathy) is an autoimmune disorder classified by intestinal inflammation and malabsorption in response to dietary gluten—a storage protein component of wheat gliadins. Celiac disease patients—0.5% to 1.0% of the US population1—are often sensitive to other closely related grain proteins found in oats, barley, and rye.
Celiac disease’s classic histological finding is an infiltrative small intestine lesion characterized by villous flattening, crypt hyperplasia, and lymphocyte accumulation in the lamina propria.2 The American Gastroenterological Association’s (AGA) diagnostic criteria include confirmation of this abnormal mucosa and unequivocal improvement on repeat biopsy following a gluten-free diet.3 However, either clinical improvement or biopsy of dermatitis herpetiformis skin lesions (common occurrences in celiac disease) are often considered adequate for diagnosis without repeat intestinal biopsies.
Its reversible nature makes prompt diagnosis of celiac disease important. Three antibodies commonly appear in celiac disease patients: antibodies to tTG, antiendomysial antibodies, and antigliadin antibodies.4-6 AGA binds dietary gluten and EMA binds the enzyme tTG, which is found in connective tissue surrounding the smooth muscle cells in the intestinal wall.
The gluten-autoantibody interaction in the small intestinal lumen has IgA as its major component; IgG represents a longer-term immune response. Serum assays of the IgA and IgG forms of AGA and tTG are enzyme-linked immunosorbent assays (ELISA); EMA is measured by indirect immunofluorescence.5,6
In 2 studies of the diagnostic accuracy of IgA tTG, 95% to 98% of biopsy-proven celiac disease patients had positive tests, while only 5% to 6% of controls were positive.4,5 In a systematic review, there was no statistically significant difference between IgA EMA and IgA tTG—both had sensitivities greater than 90% and specificities greater than 95%.7 IgA AGA did not perform as well (sensitivity 80%–90%, specificity 85%–95%). The TABLE summarizes the diagnostic accuracy of the various tests.
TABLE
Diagnostic accuracy of serologic tests for celiac disease patients with normal IgA levels
SEROLOGIC TEST | SN | SP | LR+ | LR– |
---|---|---|---|---|
IgA tTG | 95%–98% .95 | 94%–95% .94 | 16 | 0.05 |
IgA EMA | >90% .91 | >95% .90 | 23 | 0.09 |
IgA AGA | 80%–90% .85 | 85%–95% .90 | 8.5 | 0.17 |
IgG tTG | 40% | 95% | 8 | 0.63 |
IgG EMA | 40% | 95% | 8 | 0.63 |
IgG AGA | 80% | 80% | 4 | 0.25 |
Sn, sensitivity; Sp, specificity; LR+, likelihood ratio of a positive test result; LR–, likelihood ratio of a negative test result. |
Two to 3% of patients with celiac disease have selective IgA deficiency.2 These patients often have falsely negative serum IgA assays (for EMA, tTG, and AGA), so IgG is a diagnostic alternative.8,9 In a cross-sectional study, 100% of 20 untreated celiac disease patients with IgA deficiency had positive IgG tests for tTG, AGA, and EMA despite negative IgA tests for the same antibodies.9 Eleven patients with celiac disease and no IgA deficiency all had positive tTG, AGA, and EMA tests, whether testing for the IgA or IgG forms.
Despite the performance of the IgG assays in this study, only IgG AGA has performed well in larger studies. In a systematic review, IgG tTG and IgG EMA had specificities of 95% but sensitivities of only 40%.7 IgG AGA has similar sensitivity to the IgA assay—approximately 80%—with a slightly lower specificity of 80%. The discrepancy in the sensitivity of IgG tTG and IgG EMA between studies occurs because of differing antibody levels with variations in dietary gluten.9,10 Therefore, testing for IgG tTG and IgG EMA should be reserved for patients with selective IgA deficiency.
Another notable limitation of using serologic markers to diagnose celiac disease is poor sensitivity in patients with mild disease.11 Diagnosis in these patients may be particularly challenging. Patients with karyotype abnormalities and those with diabetes are also more likely to have false-negative serologic tests.2
Recommendations from others
The AGA recommends using serologic markers to screen patients with either non-specific symptoms or medical conditions that increase the risk of celiac disease.3 Patients whose clinical profile causes a high index of suspicion and negative IgA serologic markers should be tested for selective IgA deficiency. The AGA recommends relying on small intestinal biopsy for the final diagnosis.
Both the AGA and the North American Pediatric Society for Pediatric Gastroenterology state that tissue transglutaminase and endomysial antibodies are the most useful serologic tests. Antigliadin antibody tests are considered inferior in terms of diagnostic accuracy.
1. National Institutes of Health Consensus Development Panel on Celiac Disease. Celiac Disease. Bethesda, Md: US Department of Health and Human Services; 2004.
2. Hill ID, Dirks MH, Liptak GS, et al. Guideline for the diagnosis and treatment of celiac disease in children: recommendations of the North American Society for Pediatric Gastroenterology, Hepatology, and Nutrition. J Pediatr Gastroenterol Nutr. 2005;40:1-19.
3. American Gastroenterological Association medical position statement: celiac sprue Gastroenterology 2001;120:1522-1525.
4. Dieterich W, Lang E, Schopper H, et al. Autoantibodies to tissue transglutaminase as predictors of celiac disease. Gastroenterology 1998;115:1317-1321.
5. Sulkanen S, Halttunen T, Laurila K, et al. Tissue transglutaminase autoantibody enzyme-linked immunosorbent assay in detecting celiac disease. Gastroenterology 1998;115:1322-1328.
6. Rostami K, Kerchkhaert J, Tiemessen R, von Blomberg BM, Meijer JW, Mulder CJ. Sensitivity of antiendomysium and antigliadin antibodies in untreated celiac disease: disappointing in clinical practice. Am J Gastroenterol 1999;94:888-894.
7. Rostom A, Dube C, Cranney A, et al. The diagnostic accuracy of serologic tests for celiac disease: a systematic review. Gastroenterology 2005;128(Suppl 1):S38-46.
8. Cataldo F, Marino V, Bottaro G, Greco P, Ventura A. Celiac disease and selective immunoglobulin A deficiency. J Pediatr 1997;131:306-308.
9. Cataldo F, Lio D, Marino V, Picarelli A, Ventura A, Corazza GR. IgG(1) antiendomysium and IgG antitissue transglutaminase (anti-tTG) antibodies in coeliac patients with selective IgA deficiency. Gut 2000;47:366-369.
10. Pyle GG, Paaso B, Anderson BE, et al. Low-dose gluten challenge in celiac sprue: malabsorptive and antibody responses. Clin Gastroenterology Hepatol 2005;3:679-686.
11. Tursi A, Brandimarte G, Giorgetti GM. Prevalence of antitissue transglutaminase antibodies in different degrees of intestinal damage in celiac disease. J Clin Gastroenterol 2003;36:219-221.
1. National Institutes of Health Consensus Development Panel on Celiac Disease. Celiac Disease. Bethesda, Md: US Department of Health and Human Services; 2004.
2. Hill ID, Dirks MH, Liptak GS, et al. Guideline for the diagnosis and treatment of celiac disease in children: recommendations of the North American Society for Pediatric Gastroenterology, Hepatology, and Nutrition. J Pediatr Gastroenterol Nutr. 2005;40:1-19.
3. American Gastroenterological Association medical position statement: celiac sprue Gastroenterology 2001;120:1522-1525.
4. Dieterich W, Lang E, Schopper H, et al. Autoantibodies to tissue transglutaminase as predictors of celiac disease. Gastroenterology 1998;115:1317-1321.
5. Sulkanen S, Halttunen T, Laurila K, et al. Tissue transglutaminase autoantibody enzyme-linked immunosorbent assay in detecting celiac disease. Gastroenterology 1998;115:1322-1328.
6. Rostami K, Kerchkhaert J, Tiemessen R, von Blomberg BM, Meijer JW, Mulder CJ. Sensitivity of antiendomysium and antigliadin antibodies in untreated celiac disease: disappointing in clinical practice. Am J Gastroenterol 1999;94:888-894.
7. Rostom A, Dube C, Cranney A, et al. The diagnostic accuracy of serologic tests for celiac disease: a systematic review. Gastroenterology 2005;128(Suppl 1):S38-46.
8. Cataldo F, Marino V, Bottaro G, Greco P, Ventura A. Celiac disease and selective immunoglobulin A deficiency. J Pediatr 1997;131:306-308.
9. Cataldo F, Lio D, Marino V, Picarelli A, Ventura A, Corazza GR. IgG(1) antiendomysium and IgG antitissue transglutaminase (anti-tTG) antibodies in coeliac patients with selective IgA deficiency. Gut 2000;47:366-369.
10. Pyle GG, Paaso B, Anderson BE, et al. Low-dose gluten challenge in celiac sprue: malabsorptive and antibody responses. Clin Gastroenterology Hepatol 2005;3:679-686.
11. Tursi A, Brandimarte G, Giorgetti GM. Prevalence of antitissue transglutaminase antibodies in different degrees of intestinal damage in celiac disease. J Clin Gastroenterol 2003;36:219-221.
Evidence-based answers from the Family Physicians Inquiries Network
What are safe sleeping arrangements for infants?
Non-supine sleep position and parental tobacco use are known risk factors for sudden infant death syndrome (SIDS). Recent studies show that co-sleeping (bed sharing) slightly increases the overall risk of SIDS (strength of recommendation [SOR]: B) and is greatest for infants less than 11 weeks old (SOR: B). The relationship between bed sharing and SIDS is strongest for infants whose parents use tobacco (SOR: B). Infants who sleep in a room separate from their caregivers or on a couch or an armchair are at increased risk for SIDS (SOR: B). Using bedding accessories such as duvets or pillows may increase an infant’s risk of SIDS (SOR: B).
Despite its weakness, counsel families based on what evidence is available
Perry Brown, MD, FAAP
Family Medicine Residency of Idaho, Boise; University of Washington School of Medicine, Seattle
This Clinical Inquiry reviews evidence about one of the most controversial and emotion-laden issues of infancy—where should baby sleep? Of course a parent wants to minimize the risk of SIDS, and this review has some evidence of how to accomplish this.
However, often there are pragmatic obstacles to an ideal sleeping arrangement for an infant. One obstacle is exhaustion. Parents are awake multiple times per night with a young infant, and having the infant bed-share is often easier and more efficient for breastfeeding mothers. Poverty is another obstacle—the family may be unable to afford a crib or bassinet. There can also be cultural obstacles, in that certain cultures traditionally bed-share with infants and children. Physicians are deterred from addressing bed-sharing with families, because the discussion is often lengthy and the family is sometimes defensive.
Despite generally weak evidence on this topic, we must counsel families based on what evidence is available, and not shy away from this discussion. Few things are worse than retrospectively wondering if a case of SIDS could have been prevented.
Evidence summary
SIDS is defined as the sudden death of an infant aged <1 year of age that remains unexplained after a thorough investigation. The SIDS mortality rate is 0.57 per 1000 infants, with peak incidence among 1- to 5-month-olds.1 Non-supine sleep position and parental tobacco use are established risk factors for SIDS and therefore are not explicitly addressed in this review. Using the 9 best-designed case-control studies published to date, each of which used multivariate analysis to control for infant sleep position and parental tobacco use (among other confounders), we evaluated co-sleeping, room sharing, sleep surfaces, and bedding accessories as risk factors for SIDS (TABLE).
TABLE
Sleeping arrangements and their relationship to SIDS
SLEEP ARRANGEMENT | RISK ESTIMATE* |
---|---|
Co-sleeping2-10 | Overall OR: 2.0 (1.2–3.3)4 to 16.47 (3.72–72.75)9 |
OR if parent is smoker: 4.55 (2.63–7.88)10 to 17.7 (10.3–20.0)8 | |
OR if parent is nonsmoker: 0.98 (0.44–2.18)10 to 2.20 (0.99–4.91)7 | |
Sleeping in separate rooms5,6,8,11 | OR: 3.13 (1.82–5.26)8 to 10.49 (4.26–25.89)5 |
Sleeping on couch or chair4-6,9 | 55 non-bed sleepers among 772 total SIDS cases (7.1%) vs 8 non-bed sleepers among 1854 total controls (0.4%)† |
Soft bedding accessories4,7-9 | OR for use of pillow: 1.03 (0.66–1.59)7 to 2.8 (1.3–6.2)4 |
OR for use of duvet: 1.32 (0.41–4.15)9 vs 1.82 (1.30–2.58)8 | |
*All studies used multivariate analyses and controlled for tobacco use and infant sleep position. Risk estimates are lowest to highest OR with 95% CI (unless otherwise specified). | |
†Aggregated data from 4 studies given small numbers. | |
SIDS, sudden infant death syndrome; OR, odds ratio; CI, confidence interval. |
A number of factors complicated this review. First, although all studies evaluated infants through 1 year of age, some excluded infants <7 days or <28 days old. Second, studies examined different sleep periods; 2 focused on usual sleeping arrangements,2,3 5 on sleeping arrangement immediately prior to death,4-8 and 2 evaluated both usual and last sleep arrangements.9,10 Third, variations in definitions of each risk factor and differences in the confounders controlled for made comparing studies challenging. Fourth, given the difficulty in studying infant deaths, the best evidence available comes from case-control studies.
Co-sleeping. Overall, 5 of 6 studies demonstrated co-sleeping to be an independent risk factor for SIDS (odds ratio [OR]=2.0–16.5),2,4-7,9 especially for infants younger than 11 weeks old.6,8 Four stratified analyses indicate that the risk of co-sleeping is greatest among infants of smokers (OR=4.6–17.7) as compared with infants of nonsmokers (OR=1.0–2.2).3,7,8,10 Some descriptive studies suggest potential benefits of co-sleeping, such as improved breastfeeding and maternal-infant bonding, but these benefits have not been quantified.1
Room sharing. Three of 4 studies found that infants sleeping in separate rooms from their caregivers had a 3-fold increased risk of SIDS,5,6,11 while the fourth study found a 10-fold increased risk.8 One study found the risk was present in infants less than 20 weeks, but was inconclusive for those greater than 20 weeks.11
Sleep surface. All 4 studies evaluating sleep surface found a significantly increased risk of SIDS for infants sleeping on sofas or armchairs compared with infants sleeping in beds or cribs. Fifty-five of 772 total cases (7.1%) from the 4 studies slept on a non-bed surface compared with 8 of 1854 controls (0.4%).4-6,9
Bedding accessories. Two of 3 studies found pillow use unrelated to SIDS.4,7,9 The larger of 2 studies on duvet use found it to be a risk factor for SIDS (OR=1.82).8
Recommendations from others
The American Academy of Pediatrics recommends that infants should sleep supine in the same room, but not the same bed, as their caregivers, while on a firm surface without bedding accessories. They should never sleep on a couch or armchair. Infants may be brought into bed briefly for feeding or comforting. Parents should be encouraged to quit smoking.10
1. American Academy of Pediatrics. Task Force on Infant Sleep Position and SIDS. Changing concepts of SIDS: Implications for infant sleeping environment and sleep position. Pediatrics 2000;105:650-656.
2. Brooke H, Gibson A, Tappin D, Brown H. Case-control study of SIDS in Scotland, 1992–5. BMJ 1997;314:1516-1520.
3. Mitchell EA, Tuohy PG, Brunt JM, et al. Risk factors for SIDS following the prevention campaign in New Zealand: A prospective study. Pediatrics 1997;100:835-840.
4. Hauck FR, Herman SM, Donovan M, et al. Sleep environment and the risk of SIDS in an urban population: The Chicago infant mortality study. Pediatrics 2003;111:1207-1214.
5. Blair PS, Fleming PJ, Smith IJ, et al. Babies sleeping with parents: Case-control study of factors influencing the risk of SIDS. BMJ 1999;319:1457-1461.
6. Tappin D, Ecob R, Brooke H. Bedsharing, roomsharing, and SIDS in Scotland: A case-control study. J Pediatr 2005;147:32-37.
7. Vennemann MM, Findeisen M, Butterfass-Bahloul T, et al. Modifiable risk factors for SIDS in Germany: Results of GeSID. Acta Paediatrica 2005;94:655-660.
8. Carpenter RG, Irgens LM, Blair PS, et al. Sudden unexplained infant death in 20 regions in Europe: Case control study. Lancet 2004;363:185-191.
9. McGarvey C, McDonnell M, Chong A, et al. Factors relating to the infant’s last sleep environment in SIDS in the Republic of Ireland. Arch Dis Child 2003;88:1058-1064.
10. Scragg R, Mitchell EA, Taylor BJ, et al. Bed sharing, smoking, and alcohol in SIDS. BMJ 1993;307:1312-1318.
11. Scragg RK, Mitchell EA, Stewart AW, et al. Infant room-sharing and prone sleep position in SIDS. Lancet 1996;347:7-12.
Non-supine sleep position and parental tobacco use are known risk factors for sudden infant death syndrome (SIDS). Recent studies show that co-sleeping (bed sharing) slightly increases the overall risk of SIDS (strength of recommendation [SOR]: B) and is greatest for infants less than 11 weeks old (SOR: B). The relationship between bed sharing and SIDS is strongest for infants whose parents use tobacco (SOR: B). Infants who sleep in a room separate from their caregivers or on a couch or an armchair are at increased risk for SIDS (SOR: B). Using bedding accessories such as duvets or pillows may increase an infant’s risk of SIDS (SOR: B).
Despite its weakness, counsel families based on what evidence is available
Perry Brown, MD, FAAP
Family Medicine Residency of Idaho, Boise; University of Washington School of Medicine, Seattle
This Clinical Inquiry reviews evidence about one of the most controversial and emotion-laden issues of infancy—where should baby sleep? Of course a parent wants to minimize the risk of SIDS, and this review has some evidence of how to accomplish this.
However, often there are pragmatic obstacles to an ideal sleeping arrangement for an infant. One obstacle is exhaustion. Parents are awake multiple times per night with a young infant, and having the infant bed-share is often easier and more efficient for breastfeeding mothers. Poverty is another obstacle—the family may be unable to afford a crib or bassinet. There can also be cultural obstacles, in that certain cultures traditionally bed-share with infants and children. Physicians are deterred from addressing bed-sharing with families, because the discussion is often lengthy and the family is sometimes defensive.
Despite generally weak evidence on this topic, we must counsel families based on what evidence is available, and not shy away from this discussion. Few things are worse than retrospectively wondering if a case of SIDS could have been prevented.
Evidence summary
SIDS is defined as the sudden death of an infant aged <1 year of age that remains unexplained after a thorough investigation. The SIDS mortality rate is 0.57 per 1000 infants, with peak incidence among 1- to 5-month-olds.1 Non-supine sleep position and parental tobacco use are established risk factors for SIDS and therefore are not explicitly addressed in this review. Using the 9 best-designed case-control studies published to date, each of which used multivariate analysis to control for infant sleep position and parental tobacco use (among other confounders), we evaluated co-sleeping, room sharing, sleep surfaces, and bedding accessories as risk factors for SIDS (TABLE).
TABLE
Sleeping arrangements and their relationship to SIDS
SLEEP ARRANGEMENT | RISK ESTIMATE* |
---|---|
Co-sleeping2-10 | Overall OR: 2.0 (1.2–3.3)4 to 16.47 (3.72–72.75)9 |
OR if parent is smoker: 4.55 (2.63–7.88)10 to 17.7 (10.3–20.0)8 | |
OR if parent is nonsmoker: 0.98 (0.44–2.18)10 to 2.20 (0.99–4.91)7 | |
Sleeping in separate rooms5,6,8,11 | OR: 3.13 (1.82–5.26)8 to 10.49 (4.26–25.89)5 |
Sleeping on couch or chair4-6,9 | 55 non-bed sleepers among 772 total SIDS cases (7.1%) vs 8 non-bed sleepers among 1854 total controls (0.4%)† |
Soft bedding accessories4,7-9 | OR for use of pillow: 1.03 (0.66–1.59)7 to 2.8 (1.3–6.2)4 |
OR for use of duvet: 1.32 (0.41–4.15)9 vs 1.82 (1.30–2.58)8 | |
*All studies used multivariate analyses and controlled for tobacco use and infant sleep position. Risk estimates are lowest to highest OR with 95% CI (unless otherwise specified). | |
†Aggregated data from 4 studies given small numbers. | |
SIDS, sudden infant death syndrome; OR, odds ratio; CI, confidence interval. |
A number of factors complicated this review. First, although all studies evaluated infants through 1 year of age, some excluded infants <7 days or <28 days old. Second, studies examined different sleep periods; 2 focused on usual sleeping arrangements,2,3 5 on sleeping arrangement immediately prior to death,4-8 and 2 evaluated both usual and last sleep arrangements.9,10 Third, variations in definitions of each risk factor and differences in the confounders controlled for made comparing studies challenging. Fourth, given the difficulty in studying infant deaths, the best evidence available comes from case-control studies.
Co-sleeping. Overall, 5 of 6 studies demonstrated co-sleeping to be an independent risk factor for SIDS (odds ratio [OR]=2.0–16.5),2,4-7,9 especially for infants younger than 11 weeks old.6,8 Four stratified analyses indicate that the risk of co-sleeping is greatest among infants of smokers (OR=4.6–17.7) as compared with infants of nonsmokers (OR=1.0–2.2).3,7,8,10 Some descriptive studies suggest potential benefits of co-sleeping, such as improved breastfeeding and maternal-infant bonding, but these benefits have not been quantified.1
Room sharing. Three of 4 studies found that infants sleeping in separate rooms from their caregivers had a 3-fold increased risk of SIDS,5,6,11 while the fourth study found a 10-fold increased risk.8 One study found the risk was present in infants less than 20 weeks, but was inconclusive for those greater than 20 weeks.11
Sleep surface. All 4 studies evaluating sleep surface found a significantly increased risk of SIDS for infants sleeping on sofas or armchairs compared with infants sleeping in beds or cribs. Fifty-five of 772 total cases (7.1%) from the 4 studies slept on a non-bed surface compared with 8 of 1854 controls (0.4%).4-6,9
Bedding accessories. Two of 3 studies found pillow use unrelated to SIDS.4,7,9 The larger of 2 studies on duvet use found it to be a risk factor for SIDS (OR=1.82).8
Recommendations from others
The American Academy of Pediatrics recommends that infants should sleep supine in the same room, but not the same bed, as their caregivers, while on a firm surface without bedding accessories. They should never sleep on a couch or armchair. Infants may be brought into bed briefly for feeding or comforting. Parents should be encouraged to quit smoking.10
Non-supine sleep position and parental tobacco use are known risk factors for sudden infant death syndrome (SIDS). Recent studies show that co-sleeping (bed sharing) slightly increases the overall risk of SIDS (strength of recommendation [SOR]: B) and is greatest for infants less than 11 weeks old (SOR: B). The relationship between bed sharing and SIDS is strongest for infants whose parents use tobacco (SOR: B). Infants who sleep in a room separate from their caregivers or on a couch or an armchair are at increased risk for SIDS (SOR: B). Using bedding accessories such as duvets or pillows may increase an infant’s risk of SIDS (SOR: B).
Despite its weakness, counsel families based on what evidence is available
Perry Brown, MD, FAAP
Family Medicine Residency of Idaho, Boise; University of Washington School of Medicine, Seattle
This Clinical Inquiry reviews evidence about one of the most controversial and emotion-laden issues of infancy—where should baby sleep? Of course a parent wants to minimize the risk of SIDS, and this review has some evidence of how to accomplish this.
However, often there are pragmatic obstacles to an ideal sleeping arrangement for an infant. One obstacle is exhaustion. Parents are awake multiple times per night with a young infant, and having the infant bed-share is often easier and more efficient for breastfeeding mothers. Poverty is another obstacle—the family may be unable to afford a crib or bassinet. There can also be cultural obstacles, in that certain cultures traditionally bed-share with infants and children. Physicians are deterred from addressing bed-sharing with families, because the discussion is often lengthy and the family is sometimes defensive.
Despite generally weak evidence on this topic, we must counsel families based on what evidence is available, and not shy away from this discussion. Few things are worse than retrospectively wondering if a case of SIDS could have been prevented.
Evidence summary
SIDS is defined as the sudden death of an infant aged <1 year of age that remains unexplained after a thorough investigation. The SIDS mortality rate is 0.57 per 1000 infants, with peak incidence among 1- to 5-month-olds.1 Non-supine sleep position and parental tobacco use are established risk factors for SIDS and therefore are not explicitly addressed in this review. Using the 9 best-designed case-control studies published to date, each of which used multivariate analysis to control for infant sleep position and parental tobacco use (among other confounders), we evaluated co-sleeping, room sharing, sleep surfaces, and bedding accessories as risk factors for SIDS (TABLE).
TABLE
Sleeping arrangements and their relationship to SIDS
SLEEP ARRANGEMENT | RISK ESTIMATE* |
---|---|
Co-sleeping2-10 | Overall OR: 2.0 (1.2–3.3)4 to 16.47 (3.72–72.75)9 |
OR if parent is smoker: 4.55 (2.63–7.88)10 to 17.7 (10.3–20.0)8 | |
OR if parent is nonsmoker: 0.98 (0.44–2.18)10 to 2.20 (0.99–4.91)7 | |
Sleeping in separate rooms5,6,8,11 | OR: 3.13 (1.82–5.26)8 to 10.49 (4.26–25.89)5 |
Sleeping on couch or chair4-6,9 | 55 non-bed sleepers among 772 total SIDS cases (7.1%) vs 8 non-bed sleepers among 1854 total controls (0.4%)† |
Soft bedding accessories4,7-9 | OR for use of pillow: 1.03 (0.66–1.59)7 to 2.8 (1.3–6.2)4 |
OR for use of duvet: 1.32 (0.41–4.15)9 vs 1.82 (1.30–2.58)8 | |
*All studies used multivariate analyses and controlled for tobacco use and infant sleep position. Risk estimates are lowest to highest OR with 95% CI (unless otherwise specified). | |
†Aggregated data from 4 studies given small numbers. | |
SIDS, sudden infant death syndrome; OR, odds ratio; CI, confidence interval. |
A number of factors complicated this review. First, although all studies evaluated infants through 1 year of age, some excluded infants <7 days or <28 days old. Second, studies examined different sleep periods; 2 focused on usual sleeping arrangements,2,3 5 on sleeping arrangement immediately prior to death,4-8 and 2 evaluated both usual and last sleep arrangements.9,10 Third, variations in definitions of each risk factor and differences in the confounders controlled for made comparing studies challenging. Fourth, given the difficulty in studying infant deaths, the best evidence available comes from case-control studies.
Co-sleeping. Overall, 5 of 6 studies demonstrated co-sleeping to be an independent risk factor for SIDS (odds ratio [OR]=2.0–16.5),2,4-7,9 especially for infants younger than 11 weeks old.6,8 Four stratified analyses indicate that the risk of co-sleeping is greatest among infants of smokers (OR=4.6–17.7) as compared with infants of nonsmokers (OR=1.0–2.2).3,7,8,10 Some descriptive studies suggest potential benefits of co-sleeping, such as improved breastfeeding and maternal-infant bonding, but these benefits have not been quantified.1
Room sharing. Three of 4 studies found that infants sleeping in separate rooms from their caregivers had a 3-fold increased risk of SIDS,5,6,11 while the fourth study found a 10-fold increased risk.8 One study found the risk was present in infants less than 20 weeks, but was inconclusive for those greater than 20 weeks.11
Sleep surface. All 4 studies evaluating sleep surface found a significantly increased risk of SIDS for infants sleeping on sofas or armchairs compared with infants sleeping in beds or cribs. Fifty-five of 772 total cases (7.1%) from the 4 studies slept on a non-bed surface compared with 8 of 1854 controls (0.4%).4-6,9
Bedding accessories. Two of 3 studies found pillow use unrelated to SIDS.4,7,9 The larger of 2 studies on duvet use found it to be a risk factor for SIDS (OR=1.82).8
Recommendations from others
The American Academy of Pediatrics recommends that infants should sleep supine in the same room, but not the same bed, as their caregivers, while on a firm surface without bedding accessories. They should never sleep on a couch or armchair. Infants may be brought into bed briefly for feeding or comforting. Parents should be encouraged to quit smoking.10
1. American Academy of Pediatrics. Task Force on Infant Sleep Position and SIDS. Changing concepts of SIDS: Implications for infant sleeping environment and sleep position. Pediatrics 2000;105:650-656.
2. Brooke H, Gibson A, Tappin D, Brown H. Case-control study of SIDS in Scotland, 1992–5. BMJ 1997;314:1516-1520.
3. Mitchell EA, Tuohy PG, Brunt JM, et al. Risk factors for SIDS following the prevention campaign in New Zealand: A prospective study. Pediatrics 1997;100:835-840.
4. Hauck FR, Herman SM, Donovan M, et al. Sleep environment and the risk of SIDS in an urban population: The Chicago infant mortality study. Pediatrics 2003;111:1207-1214.
5. Blair PS, Fleming PJ, Smith IJ, et al. Babies sleeping with parents: Case-control study of factors influencing the risk of SIDS. BMJ 1999;319:1457-1461.
6. Tappin D, Ecob R, Brooke H. Bedsharing, roomsharing, and SIDS in Scotland: A case-control study. J Pediatr 2005;147:32-37.
7. Vennemann MM, Findeisen M, Butterfass-Bahloul T, et al. Modifiable risk factors for SIDS in Germany: Results of GeSID. Acta Paediatrica 2005;94:655-660.
8. Carpenter RG, Irgens LM, Blair PS, et al. Sudden unexplained infant death in 20 regions in Europe: Case control study. Lancet 2004;363:185-191.
9. McGarvey C, McDonnell M, Chong A, et al. Factors relating to the infant’s last sleep environment in SIDS in the Republic of Ireland. Arch Dis Child 2003;88:1058-1064.
10. Scragg R, Mitchell EA, Taylor BJ, et al. Bed sharing, smoking, and alcohol in SIDS. BMJ 1993;307:1312-1318.
11. Scragg RK, Mitchell EA, Stewart AW, et al. Infant room-sharing and prone sleep position in SIDS. Lancet 1996;347:7-12.
1. American Academy of Pediatrics. Task Force on Infant Sleep Position and SIDS. Changing concepts of SIDS: Implications for infant sleeping environment and sleep position. Pediatrics 2000;105:650-656.
2. Brooke H, Gibson A, Tappin D, Brown H. Case-control study of SIDS in Scotland, 1992–5. BMJ 1997;314:1516-1520.
3. Mitchell EA, Tuohy PG, Brunt JM, et al. Risk factors for SIDS following the prevention campaign in New Zealand: A prospective study. Pediatrics 1997;100:835-840.
4. Hauck FR, Herman SM, Donovan M, et al. Sleep environment and the risk of SIDS in an urban population: The Chicago infant mortality study. Pediatrics 2003;111:1207-1214.
5. Blair PS, Fleming PJ, Smith IJ, et al. Babies sleeping with parents: Case-control study of factors influencing the risk of SIDS. BMJ 1999;319:1457-1461.
6. Tappin D, Ecob R, Brooke H. Bedsharing, roomsharing, and SIDS in Scotland: A case-control study. J Pediatr 2005;147:32-37.
7. Vennemann MM, Findeisen M, Butterfass-Bahloul T, et al. Modifiable risk factors for SIDS in Germany: Results of GeSID. Acta Paediatrica 2005;94:655-660.
8. Carpenter RG, Irgens LM, Blair PS, et al. Sudden unexplained infant death in 20 regions in Europe: Case control study. Lancet 2004;363:185-191.
9. McGarvey C, McDonnell M, Chong A, et al. Factors relating to the infant’s last sleep environment in SIDS in the Republic of Ireland. Arch Dis Child 2003;88:1058-1064.
10. Scragg R, Mitchell EA, Taylor BJ, et al. Bed sharing, smoking, and alcohol in SIDS. BMJ 1993;307:1312-1318.
11. Scragg RK, Mitchell EA, Stewart AW, et al. Infant room-sharing and prone sleep position in SIDS. Lancet 1996;347:7-12.
Evidence-based answers from the Family Physicians Inquiries Network
How should you manage a depressed patient unresponsive to an SSRI?
The best approach among studied alternatives to manage a patient with treatment-resistant depression is not clear from the evidence. All of the options reviewed seem to have about a 25% to 30% success rate.
Switching to other antidepressants or augmenting with non-antidepressant drugs has the best supporting evidence (strength of recommendation [SOR]: B).1 Adding additional antidepressants (SOR: B), using psychotherapy (SOR: B), and initiating electroconvulsive therapy (ECT) (SOR: C) are options. Various antidepressants are used as add-on therapy. Psychotherapy is often recommended, though the evidence of benefit after a failed course of initial therapy is sparse. The evidence supporting use of ECT in treatment-resistant depression is weak.
Comparison among the options is based on expert opinion (SOR: C). Additional reports from the STAR*D trial may improve the quality of the evidence in the near future.
Optimize initial drug dose and duration, then change to a different medication if needed
David Schneider, MD
Sutter Health Center, Santa Rosa, Calif
Although “epidemics” of obesity and avian influenza steal headlines, depression remains an American scourge, with a lifetime prevalence of 13% and rising. Major depressive disorder is often a chronic or relapsing illness, with recurrence rates of more than 40% at 2 years. Treatment resistance may be associated with pain (which is a presenting symptom in two thirds of depressed patients), psychosocial factors, psychiatric comorbidities, or the presence of bipolar disorder rather than unipolar depression.
Various forms of counseling and psychotherapy, alone or in combination with medications, are effective in treating depression, and I recommend them liberally when resources permit. Like the authors of this review, I first optimize initial drug dose and duration, then change to a different medication if needed. Some evidence suggests benefit from a combined serotonin and norepinephrine agent, such as venlafaxine (Effexor) or imipramine (Tofranil), which may also alleviate pain. I often add a noradrenergic tricyclic antidepressant, such as nortriptyline or desipramine, or the newer agent mirtazapine (Remeron), to a selective serotonin reuptake inhibitor (SSRI) for augmentation. I encourage physicians not to fear tricyclics, although I am hesitant to use lithium, thyroxine, or atypical antipsychotics in depression because of their hazards.
Evidence summary
In general, strategies for addressing treatment-resistant depression have not been compared in head-to-head studies. Guidelines at this time are based mainly on expert opinion2,3 and gradually accumulating data from a few randomized controlled studies or low-quality cohort studies.
While it makes sense, as the question implies, to first optimize the dose and duration of SSRI treatment in treatment-resistant depression, it is not clear which strategy to employ next. Switch, augmentation, and combination strategies may each improve clinical outcomes, but which strategy is best is based on expert opinion at this time.
Optimize. The first step in treatment-resistant depression should be optimizing dose and duration of therapy.4 For fluoxetine (Prozac), based on a nonrandomized open trial, patients should receive 8 weeks of treatment before the SSRI course is deemed adequate. Only 23% of patients who have not responded to 8 weeks of fluoxetine respond to a still longer course of fluoxetine.
Switch. The strongest evidence is from the recent STAR*D trial, a randomized study that assigned patients in one arm of the study who had no relief from (or did not tolerate) therapy with citalopram (Celexa) to 1 of 3 drugs—sustained-release bupropion (Wellbutrin SR), sertraline (Zoloft), or extended-release venlafaxine (Effexor XR). The study concluded that approximately 1 in 4 patients have remission after switching to an antidepressant from another drug class.1 Further switches in antidepressant monotherapy have a low success rate (10%–20%).5
Add/combine. Mixed evidence supports combining different antidepressants. There is cohort study evidence that combining citalopram and bupropion is more effective than switching to the alternate antidepressant,6 but other cohort studies did not find a significant difference between switching and augmenting. An arm of the STAR*D trial added either sustained-release bupropion or buspirone (Buspar) to the failed citalopram therapy. Thirty percent of patients with depression unresponsive to citalopram had remission when bupropion-SR or buspirone was added.7 The STAR*D reports do not compare the 2 strategies of switching or combining drugs directly.
Augment. Evidence from a meta-analysis with aggregate data from 3 studies representing a total of 110 patients showed that augmentation of various antidepressants with lithium leads to improved outcomes (number needed to treat [NNT]=3.7).8 A cohort study of augmentation with an atypical antipsychotic agent such as aripiprazole (Abilify) suggest improved outcomes, but similar studies found no benefit.9 A small (23-patient) randomized trial of lamotrigine (Lamictal) suggests that it may augment the effect of fluoxetine.10
Psychotherapy. A systematic review of psychological therapies in treatment-resistant depression found 2 controlled studies (of cognitive therapy and cognitive behavioral therapy) out of 12 total studies meeting their inclusion criteria that demonstrated improved scores on the Hamilton Rating Scale for Depression. Further study of these therapies was recommended.11
ECT. The evidence supporting use of ECT for treatment-resistant depression comes from studies following failure of treatment with tricyclic antidepressants and monoamine oxidase (MAO) inhibitors. Methodological problems in these older studies do not permit an estimate of response rate.12
Recommendations by others
The American Psychiatric Association treatment guideline recommends changing antidepressant, adding or changing to psychotherapy, or ECT if no response to 4 to 8 weeks of the initial therapy in depression.13 A guideline from the University of Michigan recommends referral to a psychiatrist if patients have treatment refractory depression (defined in their guideline as failure of 2 successive trials of antidepressants).14 The Institute for Clinical Systems Improvement guideline recommends considering switch, augmentation, or other therapies (including adding or modifying psychotherapy).15
1. Rush AJ, Trivedi MH, Wisniewski SR, et al. STAR*D Study Team. Bupropion-SR, sertraline, or venlafaxine-XR after failure of SSRIs for depression. N Engl J Med 2006;354:1231-1242.
2. Crismon ML, Trivedi M, Pigott TA, et al. The Texas Medication Algorithm Project: report of the Texas Consensus Conference Panel on Medication Treatment of Major Depressive Disorder. J Clin Psychiatry 1999;60:142-156.
3. Nelson JC. Managing treatment-resistant major depression. J Clin Psychiatry 2003;64(suppl 1):5-12.
4. Quitkin FM, Petkova E, McGrath PJ, et al. When should a trial of fluoxetine for major depression be declared failed? Am J Psychiatry 2003;160:734-740.
5. Fava M, Rush AJ, Wisneiwski SR, et al. A comparison of mirtazapine and nortriptyline following two consecutive failed medication treatments for depressed outpatients: A STAR*D report. Am J Psychiatry 2006;163:1161-1172.
6. Lam RW, Hossie H, Solons K, Yatham LN. Citalopram and bupropion-SR: combining versus switching in patients with treatment-resistant depression. J Clin Psychiatry 2004;65:337-340.
7. Trivedi MH and others for the STAR*D Study Team. Medication augmentation after the failure of SSRIs for depression. N Engl J Med 2006;354:1243-1252.
8. Bauer M, Döpfmer S. Lithium augmentation in treatment-resistant depression: meta-analysis of placebo-controlled studies. J Clin Psychopharmacol 1999;19:427-434.
9. Worthington JJ, 3rd, Kinrys G, Wygant LE, Pollack MH. Aripriprazole as an augmentor of selective serotonin reuptake inhibitors in depression and anxiety disorder patients. Int Clin Psychopharm 2005;20:9-11.
10. Barbosa L, Berk M, Vorster M. A double-blind, randomized, placebo-controlled trial of augmentation with lamotrigine or placebo in patients concomitantly treated with fluoxetine for resistant major depressive episodes. J Clin Psychiatry 2003;64:403-407.
11. McPherson S, Cairns P, Carlyle J, et al. The effectiveness of psychological treatments for treatment-resistant depression: a systematic review. Acta Psychiatr Scand 2005;111:331-340.
12. Devanand DP, Sackheim HA, Prudic J. Electroconvulsive therapy in the treatment-resistant patient. Psychiatr Clin North Am 1991;14:905-923.
13. American Psychiatric Association Work Group on Major Depressive Disorder. Practice guideline for the treatment of patients with major depressive disorder (revision). Am J Psychiatry 2000;157(supplement):1-45.
14. Schwenk TL, et al. UMHS Depression Guideline. Updated: May 2004. Available at: www.med.umich.edu/depression/depressguidelines04.pdf. Accessed on November 13, 2006.
15. Institute for Clinical Systems Improvement (ICSI). Major depression in adults in primary care. Bloomington, Minn: Institute for Clinical Systems Improvement (ICSI); updated May 2006. 81 p. Available at: www.icsi.org/knowledge/detail.asp?catID=29&itemID=180. Accessed on November 13, 2006.
The best approach among studied alternatives to manage a patient with treatment-resistant depression is not clear from the evidence. All of the options reviewed seem to have about a 25% to 30% success rate.
Switching to other antidepressants or augmenting with non-antidepressant drugs has the best supporting evidence (strength of recommendation [SOR]: B).1 Adding additional antidepressants (SOR: B), using psychotherapy (SOR: B), and initiating electroconvulsive therapy (ECT) (SOR: C) are options. Various antidepressants are used as add-on therapy. Psychotherapy is often recommended, though the evidence of benefit after a failed course of initial therapy is sparse. The evidence supporting use of ECT in treatment-resistant depression is weak.
Comparison among the options is based on expert opinion (SOR: C). Additional reports from the STAR*D trial may improve the quality of the evidence in the near future.
Optimize initial drug dose and duration, then change to a different medication if needed
David Schneider, MD
Sutter Health Center, Santa Rosa, Calif
Although “epidemics” of obesity and avian influenza steal headlines, depression remains an American scourge, with a lifetime prevalence of 13% and rising. Major depressive disorder is often a chronic or relapsing illness, with recurrence rates of more than 40% at 2 years. Treatment resistance may be associated with pain (which is a presenting symptom in two thirds of depressed patients), psychosocial factors, psychiatric comorbidities, or the presence of bipolar disorder rather than unipolar depression.
Various forms of counseling and psychotherapy, alone or in combination with medications, are effective in treating depression, and I recommend them liberally when resources permit. Like the authors of this review, I first optimize initial drug dose and duration, then change to a different medication if needed. Some evidence suggests benefit from a combined serotonin and norepinephrine agent, such as venlafaxine (Effexor) or imipramine (Tofranil), which may also alleviate pain. I often add a noradrenergic tricyclic antidepressant, such as nortriptyline or desipramine, or the newer agent mirtazapine (Remeron), to a selective serotonin reuptake inhibitor (SSRI) for augmentation. I encourage physicians not to fear tricyclics, although I am hesitant to use lithium, thyroxine, or atypical antipsychotics in depression because of their hazards.
Evidence summary
In general, strategies for addressing treatment-resistant depression have not been compared in head-to-head studies. Guidelines at this time are based mainly on expert opinion2,3 and gradually accumulating data from a few randomized controlled studies or low-quality cohort studies.
While it makes sense, as the question implies, to first optimize the dose and duration of SSRI treatment in treatment-resistant depression, it is not clear which strategy to employ next. Switch, augmentation, and combination strategies may each improve clinical outcomes, but which strategy is best is based on expert opinion at this time.
Optimize. The first step in treatment-resistant depression should be optimizing dose and duration of therapy.4 For fluoxetine (Prozac), based on a nonrandomized open trial, patients should receive 8 weeks of treatment before the SSRI course is deemed adequate. Only 23% of patients who have not responded to 8 weeks of fluoxetine respond to a still longer course of fluoxetine.
Switch. The strongest evidence is from the recent STAR*D trial, a randomized study that assigned patients in one arm of the study who had no relief from (or did not tolerate) therapy with citalopram (Celexa) to 1 of 3 drugs—sustained-release bupropion (Wellbutrin SR), sertraline (Zoloft), or extended-release venlafaxine (Effexor XR). The study concluded that approximately 1 in 4 patients have remission after switching to an antidepressant from another drug class.1 Further switches in antidepressant monotherapy have a low success rate (10%–20%).5
Add/combine. Mixed evidence supports combining different antidepressants. There is cohort study evidence that combining citalopram and bupropion is more effective than switching to the alternate antidepressant,6 but other cohort studies did not find a significant difference between switching and augmenting. An arm of the STAR*D trial added either sustained-release bupropion or buspirone (Buspar) to the failed citalopram therapy. Thirty percent of patients with depression unresponsive to citalopram had remission when bupropion-SR or buspirone was added.7 The STAR*D reports do not compare the 2 strategies of switching or combining drugs directly.
Augment. Evidence from a meta-analysis with aggregate data from 3 studies representing a total of 110 patients showed that augmentation of various antidepressants with lithium leads to improved outcomes (number needed to treat [NNT]=3.7).8 A cohort study of augmentation with an atypical antipsychotic agent such as aripiprazole (Abilify) suggest improved outcomes, but similar studies found no benefit.9 A small (23-patient) randomized trial of lamotrigine (Lamictal) suggests that it may augment the effect of fluoxetine.10
Psychotherapy. A systematic review of psychological therapies in treatment-resistant depression found 2 controlled studies (of cognitive therapy and cognitive behavioral therapy) out of 12 total studies meeting their inclusion criteria that demonstrated improved scores on the Hamilton Rating Scale for Depression. Further study of these therapies was recommended.11
ECT. The evidence supporting use of ECT for treatment-resistant depression comes from studies following failure of treatment with tricyclic antidepressants and monoamine oxidase (MAO) inhibitors. Methodological problems in these older studies do not permit an estimate of response rate.12
Recommendations by others
The American Psychiatric Association treatment guideline recommends changing antidepressant, adding or changing to psychotherapy, or ECT if no response to 4 to 8 weeks of the initial therapy in depression.13 A guideline from the University of Michigan recommends referral to a psychiatrist if patients have treatment refractory depression (defined in their guideline as failure of 2 successive trials of antidepressants).14 The Institute for Clinical Systems Improvement guideline recommends considering switch, augmentation, or other therapies (including adding or modifying psychotherapy).15
The best approach among studied alternatives to manage a patient with treatment-resistant depression is not clear from the evidence. All of the options reviewed seem to have about a 25% to 30% success rate.
Switching to other antidepressants or augmenting with non-antidepressant drugs has the best supporting evidence (strength of recommendation [SOR]: B).1 Adding additional antidepressants (SOR: B), using psychotherapy (SOR: B), and initiating electroconvulsive therapy (ECT) (SOR: C) are options. Various antidepressants are used as add-on therapy. Psychotherapy is often recommended, though the evidence of benefit after a failed course of initial therapy is sparse. The evidence supporting use of ECT in treatment-resistant depression is weak.
Comparison among the options is based on expert opinion (SOR: C). Additional reports from the STAR*D trial may improve the quality of the evidence in the near future.
Optimize initial drug dose and duration, then change to a different medication if needed
David Schneider, MD
Sutter Health Center, Santa Rosa, Calif
Although “epidemics” of obesity and avian influenza steal headlines, depression remains an American scourge, with a lifetime prevalence of 13% and rising. Major depressive disorder is often a chronic or relapsing illness, with recurrence rates of more than 40% at 2 years. Treatment resistance may be associated with pain (which is a presenting symptom in two thirds of depressed patients), psychosocial factors, psychiatric comorbidities, or the presence of bipolar disorder rather than unipolar depression.
Various forms of counseling and psychotherapy, alone or in combination with medications, are effective in treating depression, and I recommend them liberally when resources permit. Like the authors of this review, I first optimize initial drug dose and duration, then change to a different medication if needed. Some evidence suggests benefit from a combined serotonin and norepinephrine agent, such as venlafaxine (Effexor) or imipramine (Tofranil), which may also alleviate pain. I often add a noradrenergic tricyclic antidepressant, such as nortriptyline or desipramine, or the newer agent mirtazapine (Remeron), to a selective serotonin reuptake inhibitor (SSRI) for augmentation. I encourage physicians not to fear tricyclics, although I am hesitant to use lithium, thyroxine, or atypical antipsychotics in depression because of their hazards.
Evidence summary
In general, strategies for addressing treatment-resistant depression have not been compared in head-to-head studies. Guidelines at this time are based mainly on expert opinion2,3 and gradually accumulating data from a few randomized controlled studies or low-quality cohort studies.
While it makes sense, as the question implies, to first optimize the dose and duration of SSRI treatment in treatment-resistant depression, it is not clear which strategy to employ next. Switch, augmentation, and combination strategies may each improve clinical outcomes, but which strategy is best is based on expert opinion at this time.
Optimize. The first step in treatment-resistant depression should be optimizing dose and duration of therapy.4 For fluoxetine (Prozac), based on a nonrandomized open trial, patients should receive 8 weeks of treatment before the SSRI course is deemed adequate. Only 23% of patients who have not responded to 8 weeks of fluoxetine respond to a still longer course of fluoxetine.
Switch. The strongest evidence is from the recent STAR*D trial, a randomized study that assigned patients in one arm of the study who had no relief from (or did not tolerate) therapy with citalopram (Celexa) to 1 of 3 drugs—sustained-release bupropion (Wellbutrin SR), sertraline (Zoloft), or extended-release venlafaxine (Effexor XR). The study concluded that approximately 1 in 4 patients have remission after switching to an antidepressant from another drug class.1 Further switches in antidepressant monotherapy have a low success rate (10%–20%).5
Add/combine. Mixed evidence supports combining different antidepressants. There is cohort study evidence that combining citalopram and bupropion is more effective than switching to the alternate antidepressant,6 but other cohort studies did not find a significant difference between switching and augmenting. An arm of the STAR*D trial added either sustained-release bupropion or buspirone (Buspar) to the failed citalopram therapy. Thirty percent of patients with depression unresponsive to citalopram had remission when bupropion-SR or buspirone was added.7 The STAR*D reports do not compare the 2 strategies of switching or combining drugs directly.
Augment. Evidence from a meta-analysis with aggregate data from 3 studies representing a total of 110 patients showed that augmentation of various antidepressants with lithium leads to improved outcomes (number needed to treat [NNT]=3.7).8 A cohort study of augmentation with an atypical antipsychotic agent such as aripiprazole (Abilify) suggest improved outcomes, but similar studies found no benefit.9 A small (23-patient) randomized trial of lamotrigine (Lamictal) suggests that it may augment the effect of fluoxetine.10
Psychotherapy. A systematic review of psychological therapies in treatment-resistant depression found 2 controlled studies (of cognitive therapy and cognitive behavioral therapy) out of 12 total studies meeting their inclusion criteria that demonstrated improved scores on the Hamilton Rating Scale for Depression. Further study of these therapies was recommended.11
ECT. The evidence supporting use of ECT for treatment-resistant depression comes from studies following failure of treatment with tricyclic antidepressants and monoamine oxidase (MAO) inhibitors. Methodological problems in these older studies do not permit an estimate of response rate.12
Recommendations by others
The American Psychiatric Association treatment guideline recommends changing antidepressant, adding or changing to psychotherapy, or ECT if no response to 4 to 8 weeks of the initial therapy in depression.13 A guideline from the University of Michigan recommends referral to a psychiatrist if patients have treatment refractory depression (defined in their guideline as failure of 2 successive trials of antidepressants).14 The Institute for Clinical Systems Improvement guideline recommends considering switch, augmentation, or other therapies (including adding or modifying psychotherapy).15
1. Rush AJ, Trivedi MH, Wisniewski SR, et al. STAR*D Study Team. Bupropion-SR, sertraline, or venlafaxine-XR after failure of SSRIs for depression. N Engl J Med 2006;354:1231-1242.
2. Crismon ML, Trivedi M, Pigott TA, et al. The Texas Medication Algorithm Project: report of the Texas Consensus Conference Panel on Medication Treatment of Major Depressive Disorder. J Clin Psychiatry 1999;60:142-156.
3. Nelson JC. Managing treatment-resistant major depression. J Clin Psychiatry 2003;64(suppl 1):5-12.
4. Quitkin FM, Petkova E, McGrath PJ, et al. When should a trial of fluoxetine for major depression be declared failed? Am J Psychiatry 2003;160:734-740.
5. Fava M, Rush AJ, Wisneiwski SR, et al. A comparison of mirtazapine and nortriptyline following two consecutive failed medication treatments for depressed outpatients: A STAR*D report. Am J Psychiatry 2006;163:1161-1172.
6. Lam RW, Hossie H, Solons K, Yatham LN. Citalopram and bupropion-SR: combining versus switching in patients with treatment-resistant depression. J Clin Psychiatry 2004;65:337-340.
7. Trivedi MH and others for the STAR*D Study Team. Medication augmentation after the failure of SSRIs for depression. N Engl J Med 2006;354:1243-1252.
8. Bauer M, Döpfmer S. Lithium augmentation in treatment-resistant depression: meta-analysis of placebo-controlled studies. J Clin Psychopharmacol 1999;19:427-434.
9. Worthington JJ, 3rd, Kinrys G, Wygant LE, Pollack MH. Aripriprazole as an augmentor of selective serotonin reuptake inhibitors in depression and anxiety disorder patients. Int Clin Psychopharm 2005;20:9-11.
10. Barbosa L, Berk M, Vorster M. A double-blind, randomized, placebo-controlled trial of augmentation with lamotrigine or placebo in patients concomitantly treated with fluoxetine for resistant major depressive episodes. J Clin Psychiatry 2003;64:403-407.
11. McPherson S, Cairns P, Carlyle J, et al. The effectiveness of psychological treatments for treatment-resistant depression: a systematic review. Acta Psychiatr Scand 2005;111:331-340.
12. Devanand DP, Sackheim HA, Prudic J. Electroconvulsive therapy in the treatment-resistant patient. Psychiatr Clin North Am 1991;14:905-923.
13. American Psychiatric Association Work Group on Major Depressive Disorder. Practice guideline for the treatment of patients with major depressive disorder (revision). Am J Psychiatry 2000;157(supplement):1-45.
14. Schwenk TL, et al. UMHS Depression Guideline. Updated: May 2004. Available at: www.med.umich.edu/depression/depressguidelines04.pdf. Accessed on November 13, 2006.
15. Institute for Clinical Systems Improvement (ICSI). Major depression in adults in primary care. Bloomington, Minn: Institute for Clinical Systems Improvement (ICSI); updated May 2006. 81 p. Available at: www.icsi.org/knowledge/detail.asp?catID=29&itemID=180. Accessed on November 13, 2006.
1. Rush AJ, Trivedi MH, Wisniewski SR, et al. STAR*D Study Team. Bupropion-SR, sertraline, or venlafaxine-XR after failure of SSRIs for depression. N Engl J Med 2006;354:1231-1242.
2. Crismon ML, Trivedi M, Pigott TA, et al. The Texas Medication Algorithm Project: report of the Texas Consensus Conference Panel on Medication Treatment of Major Depressive Disorder. J Clin Psychiatry 1999;60:142-156.
3. Nelson JC. Managing treatment-resistant major depression. J Clin Psychiatry 2003;64(suppl 1):5-12.
4. Quitkin FM, Petkova E, McGrath PJ, et al. When should a trial of fluoxetine for major depression be declared failed? Am J Psychiatry 2003;160:734-740.
5. Fava M, Rush AJ, Wisneiwski SR, et al. A comparison of mirtazapine and nortriptyline following two consecutive failed medication treatments for depressed outpatients: A STAR*D report. Am J Psychiatry 2006;163:1161-1172.
6. Lam RW, Hossie H, Solons K, Yatham LN. Citalopram and bupropion-SR: combining versus switching in patients with treatment-resistant depression. J Clin Psychiatry 2004;65:337-340.
7. Trivedi MH and others for the STAR*D Study Team. Medication augmentation after the failure of SSRIs for depression. N Engl J Med 2006;354:1243-1252.
8. Bauer M, Döpfmer S. Lithium augmentation in treatment-resistant depression: meta-analysis of placebo-controlled studies. J Clin Psychopharmacol 1999;19:427-434.
9. Worthington JJ, 3rd, Kinrys G, Wygant LE, Pollack MH. Aripriprazole as an augmentor of selective serotonin reuptake inhibitors in depression and anxiety disorder patients. Int Clin Psychopharm 2005;20:9-11.
10. Barbosa L, Berk M, Vorster M. A double-blind, randomized, placebo-controlled trial of augmentation with lamotrigine or placebo in patients concomitantly treated with fluoxetine for resistant major depressive episodes. J Clin Psychiatry 2003;64:403-407.
11. McPherson S, Cairns P, Carlyle J, et al. The effectiveness of psychological treatments for treatment-resistant depression: a systematic review. Acta Psychiatr Scand 2005;111:331-340.
12. Devanand DP, Sackheim HA, Prudic J. Electroconvulsive therapy in the treatment-resistant patient. Psychiatr Clin North Am 1991;14:905-923.
13. American Psychiatric Association Work Group on Major Depressive Disorder. Practice guideline for the treatment of patients with major depressive disorder (revision). Am J Psychiatry 2000;157(supplement):1-45.
14. Schwenk TL, et al. UMHS Depression Guideline. Updated: May 2004. Available at: www.med.umich.edu/depression/depressguidelines04.pdf. Accessed on November 13, 2006.
15. Institute for Clinical Systems Improvement (ICSI). Major depression in adults in primary care. Bloomington, Minn: Institute for Clinical Systems Improvement (ICSI); updated May 2006. 81 p. Available at: www.icsi.org/knowledge/detail.asp?catID=29&itemID=180. Accessed on November 13, 2006.
Evidence-based answers from the Family Physicians Inquiries Network
When are antibiotics indicated for acute COPD exacerbations?
Antibiotics (including those given orally) reduce mortality and treatment failures for hospitalized patients with acute exacerbations of chronic obstructive pulmonary disease (COPD) (strength of recommendation [SOR]: A, based on systematic reviews). Antibiotics may be prescribed in the outpatient setting for those with severe exacerbations (SOR: C, based on expert opinion).
Antibiotics are indicated in COPD exacerbations requiring hospitalization
Julie Taraday, MD
University of Washington, Seattle
In an era when physicians aim to use antibiotics judiciously, this article clarifies that antibiotics are indicated in COPD exacerbations requiring hospitalization. In the outpatient setting, the correct action is less clear. Available guidelines, which recommend antibiotics for severe exacerbations, do not generally differentiate between the inpatient and outpatient setting. Antibiotics clearly have no role in mild exacerbations and so should be avoided in many outpatient cases.
Evidence summary
A recent Cochrane review identified 11 randomized controlled trials (RCTs) (with a total of 917 patients) addressing antibiotic therapy for COPD exacerbations characterized by 1 or more of the following: an increase in sputum purulence or volume, dyspnea, wheezing, chest tightness, or fluid retention.1 Eight trials were conducted on hospital wards, 1 was in a medical intensive care unit, and 2 trials were in the outpatient setting. Antibiotics were given orally in 9 of the 11 studies.
Overall, antibiotics reduced risk of short-term mortality by 77% (relative risk [RR]=0.23; 95% confidence interval [CI],0.10–0.52; number needed to treat [NNT]=8), treatment failure by 53% (RR=0.47; 95% CI, 0.36–0.62; NNT=3), and sputum purulence by 44% (RR=0.56; 95% CI, 0.41–0.77; NNT=8). A subgroup analysis that excluded the outpatient and intensive-care unit studies did not change the result. Another subgroup analysis of the 2 outpatient studies failed to find a significant effect, although the studies had very different designs.
These findings are more robust than those of an earlier, lower-quality meta-analysis of 9 randomized controlled trials (RCTs) with 1101 patients with presumed COPD, which also compared antibiotic therapy with placebo for acute exacerbations.2 Specific diagnostic criteria were not stated for the diagnosis of either COPD or an acute exacerbation. No single outcome measure was common to all studies. The authors found a summary beneficial effect size of antibiotic therapy of 0.22 (95% CI, 0.10–0.34), which is generally interpreted as small. One clinical parameter, peak expiratory flow rate (PEFR), was reported in 6 of the studies. Antibiotic therapy resulted in an average 10.75 L/min improvement in PEFR compared with placebo (95% CI, 4.96–16.54 L/min).
Two RCTs addressing antibiotic use in the outpatient setting were identified in the Cochrane review. One double-blind crossover trial performed in Canada compared antibiotic with placebo therapy for 173 outpatients with 362 exacerbations classified according to severity.3 The protocol used oral trimethoprim-sulfamethoxazole, amoxicillin, or doxycycline (according to the attending physician’s preference) or a look-alike placebo. Symptom resolution was seen by 21 days in 68% of antibiotic users vs 55% of those on placebo (P<.01, NNT=8). Ten percent of patients taking antibiotics deteriorated to the point where hospitalization or unblinding of the therapy was necessary, compared with 19% in the placebo group (P<.05, NNT=11).
For patients with all 3 cardinal COPD symptoms (increased dyspnea, sputum production, and sputum purulence) at enrollment, there was resolution at 21 days in 63% with antibiotics vs 43% for placebo (P value not given). Antibiotics did not benefit patients with 1 cardinal symptom (74% success with antibiotics vs 70% on placebo; P value not given).
The Cochrane review also identified a Danish RCT that studied 278 patients presenting to their general practitioners with subjective acute worsening of their COPD. Patients were randomized to 7 days of oral amoxicillin or placebo. There was no difference between the groups in terms of symptom resolution at 1 week (odds ratio=1.03, favoring placebo; 95% CI, 0.75–1.41) or in changes in PEFR (weighted mean difference=–0.89, favoring placebo; 95% CI, –29 to 27 L/min).
Recommendations from others
The Veterans Health Administration recommends antibiotics if a patient with COPD has changes in sputum volume or quality as well as increased dyspnea, cough, or fever; infiltrate on x-ray suggesting pneumonia should be treated as such.4
The American College of Chest Physicians recommends that with severe COPD exacerbations, narrow spectrum antibiotics are reasonable first-line agents.5 They also note that the superiority of newer, more broad-spectrum antibiotics has not been established.
1. Ram FSF, Rodriguez-Roisin R, Granados-Navarrete A, Garcia-Aymerich J, Barnes NC. Antibiotics for exacerbations of chronic obstructive pulmonary disease. Cochrane Database Syst Rev 2006;(2):CD004403.-
2. Saint S, Bent S, Vittinghoff E, Grady D. Antibiotics in chronic obstructive pulmonary disease exacerbations. JAMA 1995;273:957-60.
3. Anthonisen NR, Manfreda J, Warren CP, Hershfield ES, Harding GK, Nelson NA. Antibiotic therapy in exacerbations of chronic obstructive pulmonary disease. Ann Intern Med 1987;106:196-204.
4. Medical advisory panel for the pharmacy benefits management strategic healthcare group The pharmacologic management of chronic obstructive pulmonary disease. Washington, DC: Veterans Health Administration, Department of Veterans Affairs; 2002.
5. Snow V, Lascher S. Mottur-Pilson C, and the Joint Expert Panel on Chronic Obstructive Pulmonary Disease of the American College of Chest Physicians and the American College of Physicians-American Society of Internal Medicine Evidence base for management of acute exacerbations of chronic obstructive pulmonary disease. Ann Intern Med 2001;134:595-599.
Antibiotics (including those given orally) reduce mortality and treatment failures for hospitalized patients with acute exacerbations of chronic obstructive pulmonary disease (COPD) (strength of recommendation [SOR]: A, based on systematic reviews). Antibiotics may be prescribed in the outpatient setting for those with severe exacerbations (SOR: C, based on expert opinion).
Antibiotics are indicated in COPD exacerbations requiring hospitalization
Julie Taraday, MD
University of Washington, Seattle
In an era when physicians aim to use antibiotics judiciously, this article clarifies that antibiotics are indicated in COPD exacerbations requiring hospitalization. In the outpatient setting, the correct action is less clear. Available guidelines, which recommend antibiotics for severe exacerbations, do not generally differentiate between the inpatient and outpatient setting. Antibiotics clearly have no role in mild exacerbations and so should be avoided in many outpatient cases.
Evidence summary
A recent Cochrane review identified 11 randomized controlled trials (RCTs) (with a total of 917 patients) addressing antibiotic therapy for COPD exacerbations characterized by 1 or more of the following: an increase in sputum purulence or volume, dyspnea, wheezing, chest tightness, or fluid retention.1 Eight trials were conducted on hospital wards, 1 was in a medical intensive care unit, and 2 trials were in the outpatient setting. Antibiotics were given orally in 9 of the 11 studies.
Overall, antibiotics reduced risk of short-term mortality by 77% (relative risk [RR]=0.23; 95% confidence interval [CI],0.10–0.52; number needed to treat [NNT]=8), treatment failure by 53% (RR=0.47; 95% CI, 0.36–0.62; NNT=3), and sputum purulence by 44% (RR=0.56; 95% CI, 0.41–0.77; NNT=8). A subgroup analysis that excluded the outpatient and intensive-care unit studies did not change the result. Another subgroup analysis of the 2 outpatient studies failed to find a significant effect, although the studies had very different designs.
These findings are more robust than those of an earlier, lower-quality meta-analysis of 9 randomized controlled trials (RCTs) with 1101 patients with presumed COPD, which also compared antibiotic therapy with placebo for acute exacerbations.2 Specific diagnostic criteria were not stated for the diagnosis of either COPD or an acute exacerbation. No single outcome measure was common to all studies. The authors found a summary beneficial effect size of antibiotic therapy of 0.22 (95% CI, 0.10–0.34), which is generally interpreted as small. One clinical parameter, peak expiratory flow rate (PEFR), was reported in 6 of the studies. Antibiotic therapy resulted in an average 10.75 L/min improvement in PEFR compared with placebo (95% CI, 4.96–16.54 L/min).
Two RCTs addressing antibiotic use in the outpatient setting were identified in the Cochrane review. One double-blind crossover trial performed in Canada compared antibiotic with placebo therapy for 173 outpatients with 362 exacerbations classified according to severity.3 The protocol used oral trimethoprim-sulfamethoxazole, amoxicillin, or doxycycline (according to the attending physician’s preference) or a look-alike placebo. Symptom resolution was seen by 21 days in 68% of antibiotic users vs 55% of those on placebo (P<.01, NNT=8). Ten percent of patients taking antibiotics deteriorated to the point where hospitalization or unblinding of the therapy was necessary, compared with 19% in the placebo group (P<.05, NNT=11).
For patients with all 3 cardinal COPD symptoms (increased dyspnea, sputum production, and sputum purulence) at enrollment, there was resolution at 21 days in 63% with antibiotics vs 43% for placebo (P value not given). Antibiotics did not benefit patients with 1 cardinal symptom (74% success with antibiotics vs 70% on placebo; P value not given).
The Cochrane review also identified a Danish RCT that studied 278 patients presenting to their general practitioners with subjective acute worsening of their COPD. Patients were randomized to 7 days of oral amoxicillin or placebo. There was no difference between the groups in terms of symptom resolution at 1 week (odds ratio=1.03, favoring placebo; 95% CI, 0.75–1.41) or in changes in PEFR (weighted mean difference=–0.89, favoring placebo; 95% CI, –29 to 27 L/min).
Recommendations from others
The Veterans Health Administration recommends antibiotics if a patient with COPD has changes in sputum volume or quality as well as increased dyspnea, cough, or fever; infiltrate on x-ray suggesting pneumonia should be treated as such.4
The American College of Chest Physicians recommends that with severe COPD exacerbations, narrow spectrum antibiotics are reasonable first-line agents.5 They also note that the superiority of newer, more broad-spectrum antibiotics has not been established.
Antibiotics (including those given orally) reduce mortality and treatment failures for hospitalized patients with acute exacerbations of chronic obstructive pulmonary disease (COPD) (strength of recommendation [SOR]: A, based on systematic reviews). Antibiotics may be prescribed in the outpatient setting for those with severe exacerbations (SOR: C, based on expert opinion).
Antibiotics are indicated in COPD exacerbations requiring hospitalization
Julie Taraday, MD
University of Washington, Seattle
In an era when physicians aim to use antibiotics judiciously, this article clarifies that antibiotics are indicated in COPD exacerbations requiring hospitalization. In the outpatient setting, the correct action is less clear. Available guidelines, which recommend antibiotics for severe exacerbations, do not generally differentiate between the inpatient and outpatient setting. Antibiotics clearly have no role in mild exacerbations and so should be avoided in many outpatient cases.
Evidence summary
A recent Cochrane review identified 11 randomized controlled trials (RCTs) (with a total of 917 patients) addressing antibiotic therapy for COPD exacerbations characterized by 1 or more of the following: an increase in sputum purulence or volume, dyspnea, wheezing, chest tightness, or fluid retention.1 Eight trials were conducted on hospital wards, 1 was in a medical intensive care unit, and 2 trials were in the outpatient setting. Antibiotics were given orally in 9 of the 11 studies.
Overall, antibiotics reduced risk of short-term mortality by 77% (relative risk [RR]=0.23; 95% confidence interval [CI],0.10–0.52; number needed to treat [NNT]=8), treatment failure by 53% (RR=0.47; 95% CI, 0.36–0.62; NNT=3), and sputum purulence by 44% (RR=0.56; 95% CI, 0.41–0.77; NNT=8). A subgroup analysis that excluded the outpatient and intensive-care unit studies did not change the result. Another subgroup analysis of the 2 outpatient studies failed to find a significant effect, although the studies had very different designs.
These findings are more robust than those of an earlier, lower-quality meta-analysis of 9 randomized controlled trials (RCTs) with 1101 patients with presumed COPD, which also compared antibiotic therapy with placebo for acute exacerbations.2 Specific diagnostic criteria were not stated for the diagnosis of either COPD or an acute exacerbation. No single outcome measure was common to all studies. The authors found a summary beneficial effect size of antibiotic therapy of 0.22 (95% CI, 0.10–0.34), which is generally interpreted as small. One clinical parameter, peak expiratory flow rate (PEFR), was reported in 6 of the studies. Antibiotic therapy resulted in an average 10.75 L/min improvement in PEFR compared with placebo (95% CI, 4.96–16.54 L/min).
Two RCTs addressing antibiotic use in the outpatient setting were identified in the Cochrane review. One double-blind crossover trial performed in Canada compared antibiotic with placebo therapy for 173 outpatients with 362 exacerbations classified according to severity.3 The protocol used oral trimethoprim-sulfamethoxazole, amoxicillin, or doxycycline (according to the attending physician’s preference) or a look-alike placebo. Symptom resolution was seen by 21 days in 68% of antibiotic users vs 55% of those on placebo (P<.01, NNT=8). Ten percent of patients taking antibiotics deteriorated to the point where hospitalization or unblinding of the therapy was necessary, compared with 19% in the placebo group (P<.05, NNT=11).
For patients with all 3 cardinal COPD symptoms (increased dyspnea, sputum production, and sputum purulence) at enrollment, there was resolution at 21 days in 63% with antibiotics vs 43% for placebo (P value not given). Antibiotics did not benefit patients with 1 cardinal symptom (74% success with antibiotics vs 70% on placebo; P value not given).
The Cochrane review also identified a Danish RCT that studied 278 patients presenting to their general practitioners with subjective acute worsening of their COPD. Patients were randomized to 7 days of oral amoxicillin or placebo. There was no difference between the groups in terms of symptom resolution at 1 week (odds ratio=1.03, favoring placebo; 95% CI, 0.75–1.41) or in changes in PEFR (weighted mean difference=–0.89, favoring placebo; 95% CI, –29 to 27 L/min).
Recommendations from others
The Veterans Health Administration recommends antibiotics if a patient with COPD has changes in sputum volume or quality as well as increased dyspnea, cough, or fever; infiltrate on x-ray suggesting pneumonia should be treated as such.4
The American College of Chest Physicians recommends that with severe COPD exacerbations, narrow spectrum antibiotics are reasonable first-line agents.5 They also note that the superiority of newer, more broad-spectrum antibiotics has not been established.
1. Ram FSF, Rodriguez-Roisin R, Granados-Navarrete A, Garcia-Aymerich J, Barnes NC. Antibiotics for exacerbations of chronic obstructive pulmonary disease. Cochrane Database Syst Rev 2006;(2):CD004403.-
2. Saint S, Bent S, Vittinghoff E, Grady D. Antibiotics in chronic obstructive pulmonary disease exacerbations. JAMA 1995;273:957-60.
3. Anthonisen NR, Manfreda J, Warren CP, Hershfield ES, Harding GK, Nelson NA. Antibiotic therapy in exacerbations of chronic obstructive pulmonary disease. Ann Intern Med 1987;106:196-204.
4. Medical advisory panel for the pharmacy benefits management strategic healthcare group The pharmacologic management of chronic obstructive pulmonary disease. Washington, DC: Veterans Health Administration, Department of Veterans Affairs; 2002.
5. Snow V, Lascher S. Mottur-Pilson C, and the Joint Expert Panel on Chronic Obstructive Pulmonary Disease of the American College of Chest Physicians and the American College of Physicians-American Society of Internal Medicine Evidence base for management of acute exacerbations of chronic obstructive pulmonary disease. Ann Intern Med 2001;134:595-599.
1. Ram FSF, Rodriguez-Roisin R, Granados-Navarrete A, Garcia-Aymerich J, Barnes NC. Antibiotics for exacerbations of chronic obstructive pulmonary disease. Cochrane Database Syst Rev 2006;(2):CD004403.-
2. Saint S, Bent S, Vittinghoff E, Grady D. Antibiotics in chronic obstructive pulmonary disease exacerbations. JAMA 1995;273:957-60.
3. Anthonisen NR, Manfreda J, Warren CP, Hershfield ES, Harding GK, Nelson NA. Antibiotic therapy in exacerbations of chronic obstructive pulmonary disease. Ann Intern Med 1987;106:196-204.
4. Medical advisory panel for the pharmacy benefits management strategic healthcare group The pharmacologic management of chronic obstructive pulmonary disease. Washington, DC: Veterans Health Administration, Department of Veterans Affairs; 2002.
5. Snow V, Lascher S. Mottur-Pilson C, and the Joint Expert Panel on Chronic Obstructive Pulmonary Disease of the American College of Chest Physicians and the American College of Physicians-American Society of Internal Medicine Evidence base for management of acute exacerbations of chronic obstructive pulmonary disease. Ann Intern Med 2001;134:595-599.
Evidence-based answers from the Family Physicians Inquiries Network
What is the dietary treatment for low HDL cholesterol?
Low-carbohydrate diets raise high-density lipoprotein (HDL) cholesterol levels by approximately 10%; soy protein with isoflavones raises HDL by 3% (strength of recommendation [SOR]: C, based on meta-analysis of physiologic parameters). The Dietary Approaches to Stop Hypertension (DASH) diet and multivitamin supplementation raise HDL 21% to 33% (SOR: C, based on single randomized trial each measuring physiologic parameters). No other dietary interventions studied raise HDL (SOR: C, based on meta-analysis of physiologic parameters).
Michael K. Park, MD
University of Colorado Health Sciences Center, Rose Family Medicine Residency, Denver
Even modest increases in HDL can be clinically important; exercise, weight loss, and tobacco cessation can help When it comes to HDL, most of our patients are not as fortunate as natives of Limone sul Garda, Italy (famously low but efficient HDL) or Honshu, Japan (high HDL). Medications based on these protective genetic anomalies are being developed. Also, the flushing resulting from niacin may soon be more effectively mitigated than with aspirin. Until these new therapies are available, urge multifaceted lifestyle modification—if only for its more robust cardiovascular benefits.
A low HDL can elicit a clinical fatalism from even the best of us. But each increase in baseline HDL of 1 mg/dL is associated with a 5% decrease in the risk of death from coronary disease,1 so even modest increases in HDL can be clinically important. In addition to the dietary measures described above, evidence exists that exercise, alcohol in moderation, weight loss, and tobacco cessation also increase HDL. Unfortunately, the magnitude of even these small improvements appear to be directly proportional to baseline HDL levels.2
So … when are those new medications coming?
Evidence summary
Low HDL is recognized as a risk factor for atherosclerosis. Clinicians find raising HDL a challenge, and patients often inquire about dietary advice that may help raise HDL.
No quality evidence exists that specifically looks at the effect of a dietary intervention on HDL or whether it affects survival. However, several dietary intervention studies in specific populations include HDL as a secondary endpoint in the study. This leaves clinicians to act on physiologic data that may or may not increase the overall health and survival of patients. Dietary interventions that raised HDL include low-carbohydrate diets, the DASH diet, supplementation with soy protein including isoflavones, and multivitamin supplementation.
TABLE
Summary of studies evaluating the effect of various diets on HDL cholesterol
STUDY | INTERVENTION | METHODS | HDL EFFECT |
---|---|---|---|
Nordmann, et al 20063; Wood et al 20064 | Low-carbohydrate diets | Systematic review with meta-analysis of 5 RCTs of low-carbohydrate vs low-fat diets. 10% increase in HDL. Absolute increase 4.6 mg/dL (95% CI, 1.5–8.1). Subsequent uncontrolled prospective trial consistent with systematic review (12% increase in HDL) | ++ |
Zhan and Ho 20057 | Soy protein with isoflavones | Systematic review with meta-analysis of 23 RCTs evaluating effect of various amounts of soy protein with isoflavones on lipid profile. 3% increase in HDL. Absolute difference 1.5 mg/dL (95% CI, 0.0–2.8) | + |
Morcos 19996 | Multivitamin | RCT of 46 subjects in placebo controlled crossover study. 31% increase in HDL | ++++ |
Azadbacht et al 20055 | DASH diet in metabolic syndrome | RCT of 116 patients randomized to control diet, weight control or DASH diet. Absolute increase of 7 mg/dL for men (21%). Absolute increase of 10 mg/dL for women (33%). No confidence intervals given | +++ |
Kelly et al 20048 | Low glycemic diet | Systematic review of 15 RCTs with low glycemic diets for patients with coronary heart disease. Heterogeneity prevented meta-analysis. No effect on HDL. | 0 |
Brunner et al 20059 | Dietary advice | Systematic review of 23 RCTs comparing dietary advice and no advice to reduce cardiovascular risk. 956 participants. No effect on HDL. | 0 |
Chen et al 200610 | Soluble fiber | RCT of 110 adults randomized to 8 g of soluble fiber vs control. No effect on HDL. | 0 |
Lewis et al 200411 | Omega-3 fatty acids in hyper-triglyceridemia | Systematic review of 10 RCTs comparing omega-3 fatty acids. Considered poor to moderate quality. Variable results from RCTs | ??? |
Farmer et al 200112 | Omega-3 fatty acids in type 2 diabetes | Systematic review with meta-analysis of 18 trials with 823 patients. No effect on HDL | 0 |
Hooper et al 200413 | Omega-3 fatty acids for prevention of CVD | Systematic review with meta-analysis of 48 trials of 36,913 participants taking omega-3 fatty acids for prevention of cardiovascular disease. No effect on HDL | 0 |
Tapsell et al 2004;14 Spiller et al 199815 | Walnuts and almonds | One RCT and one prospective cohort trial of nuts added to the diet. No significant effect | 0 |
Several overall diet interventions appear to raise HDL, but whether this affects cardiovascular events or mortality is unknown. A systematic review with meta-analysis of 5 randomized controlled trials (RCTs) of low-carbohydrate versus low-fat diets showed a 10% increase in HDL attributed to the low-carbohydrate diet, which translated to an absolute increase of 4.6 mg/dL (95% confidence interval [CI], 1.5–8.1).1 A subsequent uncontrolled prospective trial was consistent with consistent with this systematic review and showed a 12% increase in HDL.2 The DASH diet was studied as an intervention in a RCT of 116 patients with the metabolic syndrome. Men responded with an in crease of 21% and women with an increase of 33%.3
Supplementation with several food additives and nutritional supplements has been tested. A systematic review with meta-analysis of 23 RCTs evaluating effect of various amounts of soy protein with isoflavones on lipid profile found a 3% increase in HDL with an absolute difference 1.5 mg/dL (95% CI, 0.0–2.8).4 Supplementation with standard multivitamins in a single small, crossover RCT showed a 31% increase in HDL.5
Many other strategies, supplements, and plans have been tested in different populations. Other than the above interventions, no other interventions raise HDL when subjected to meta-analysis or quality randomized trials (TABLE).
Recommendations from others
No specific guidelines on dietary therapy of HDL exist; however, the American Heart Association (AHA) published diet and lifestyle recommendations in 2006.14 These guidelines recommend a diet low in fat, saturated fat, trans fat, and cholesterol in addition to minimizing sodium, added sugars, and alcohol. The AHA also recommends for consumption of oily fish and the DASH diet.
Acknowledgments
The opinions and assertions contained herein are the private views of the author and not to be construed as official, or as reflecting the views of the US Air Force Medical Service or the US Air Force at large.
1. Gordon DJ, Knoke J, Probstfield JL, Superko R, Tyroler HA. High-density lipoprotein cholesterol and coronary heart disease in hypercholesterolemic men: the Lipid Research Clinics Coronary Primary Prevention Trial. Circulation 1986;74:1217-1225.
2. Williams PT. The relationships of vigorous exercise, alcohol, and adiposity to low and high high-density lipoproteincholesterol levels. Metabolism 2004;53:700-709.
3. Nordmann AJ, Nordmann A, Briel M, et al. Effects of low-carbohydrate vs low-fat diets on weight loss and cardiovascular risk factors: a meta-analysis of randomized controlled trials. Arch Intern Med 2006;166:285-293.
4. Wood RJ, Volek JS, Y Liu, NS Schacter, JH Contois, ML Fernandez. Carbohydrate restriction alters lipoprotein metabolism by modifying VLDL, LDL, and HDL subfraction distribution and size in overweight men. J Nutr 2006;136:384-389.
5. Azadbakht L, Mirmiran P, Esmaillzadeh A, Azizi T, Azizi F. Beneficial effects of a Dietary Approaches to Stop Hypertension eating plan on features of the metabolic syndrome. Diabetes Care 2005;28:2823-2831.
6. Zhan S, Ho SC. Meta-analysis of the effects of soy protein containing isoflavones on the lipid profile. Am J Clin Nutr 2005;81:397-408.
7. Morcos N. Increase in serum high-density lipoprotein following multivitamin and multimineral supplementation in adults with cardiovascular risk factors. Med Sci Res 1999;27:121-125.
8. Kelly S, Frost G, Whittaker V, Summerbell C. Low glycaemic index diets for coronary heart disease. Cochrane Database Syst Rev 2004;(4):CD004467.-
9. Brunner EJ, Thorogood M, Rees K, Hewitt G. Dietary advice for reducing cardiovascular risk. Cochrane Database Syst Rev 2005;(4):CD002128.-
10. Chen J, He J, Wildman RP, Reynolds K, Streiffer RH, Whelton PK. A randomized controlled trial of dietary fiber intake on serum lipids. Eur J Clin Nutr 2006;60:62-68.
11. Lewis A, Lookinland S, Beckstrand RL, Tiedeman ME. Treatment of hypertriglyceridemia with omega-3 fatty acids: A systematic review. J Am Acad Nurse Pract 2004;16:384-395.
12. Farmer A, Montori V, Dinneen S, Clar C. Fish oil in people with type 2 diabetes mellitus. Cochrane Database Syst Rev 2001;(3):CD003205.-
13. Hooper L, Thompson RL, Harrison RA, et al. Omega 3 fatty acids for prevention and treatment of cardiovascular disease. Cochrane Database Syst Rev 2004;(4):CD003177.-
14. Tapsell LC, Gillen LJ, Patch CS, et al. Including walnuts in a low-fat/modified-fat diet improves HDL cholesterol-to-total cholesterol ratios in patients with type 2 diabetes. Diabetes Care 2004;27:2777-2783.
15. Spiller GA, Jenkins DA, Bosello O, Gates JE, Cragen LN, Bruce B. Nuts and plasma lipids: an almond-based diet lowers LDL-C while preserving HDL-C. J Am Coll Nutr 1998;17:285-290.
16. Lichtenstein AH, Appel LJ, Brands M, et al. Diet and lifestyle recommendations revision 2006: A scientific statement from the American Heart Association Nutrition Committee. Circulation 2006;114:82-96.
Low-carbohydrate diets raise high-density lipoprotein (HDL) cholesterol levels by approximately 10%; soy protein with isoflavones raises HDL by 3% (strength of recommendation [SOR]: C, based on meta-analysis of physiologic parameters). The Dietary Approaches to Stop Hypertension (DASH) diet and multivitamin supplementation raise HDL 21% to 33% (SOR: C, based on single randomized trial each measuring physiologic parameters). No other dietary interventions studied raise HDL (SOR: C, based on meta-analysis of physiologic parameters).
Michael K. Park, MD
University of Colorado Health Sciences Center, Rose Family Medicine Residency, Denver
Even modest increases in HDL can be clinically important; exercise, weight loss, and tobacco cessation can help When it comes to HDL, most of our patients are not as fortunate as natives of Limone sul Garda, Italy (famously low but efficient HDL) or Honshu, Japan (high HDL). Medications based on these protective genetic anomalies are being developed. Also, the flushing resulting from niacin may soon be more effectively mitigated than with aspirin. Until these new therapies are available, urge multifaceted lifestyle modification—if only for its more robust cardiovascular benefits.
A low HDL can elicit a clinical fatalism from even the best of us. But each increase in baseline HDL of 1 mg/dL is associated with a 5% decrease in the risk of death from coronary disease,1 so even modest increases in HDL can be clinically important. In addition to the dietary measures described above, evidence exists that exercise, alcohol in moderation, weight loss, and tobacco cessation also increase HDL. Unfortunately, the magnitude of even these small improvements appear to be directly proportional to baseline HDL levels.2
So … when are those new medications coming?
Evidence summary
Low HDL is recognized as a risk factor for atherosclerosis. Clinicians find raising HDL a challenge, and patients often inquire about dietary advice that may help raise HDL.
No quality evidence exists that specifically looks at the effect of a dietary intervention on HDL or whether it affects survival. However, several dietary intervention studies in specific populations include HDL as a secondary endpoint in the study. This leaves clinicians to act on physiologic data that may or may not increase the overall health and survival of patients. Dietary interventions that raised HDL include low-carbohydrate diets, the DASH diet, supplementation with soy protein including isoflavones, and multivitamin supplementation.
TABLE
Summary of studies evaluating the effect of various diets on HDL cholesterol
STUDY | INTERVENTION | METHODS | HDL EFFECT |
---|---|---|---|
Nordmann, et al 20063; Wood et al 20064 | Low-carbohydrate diets | Systematic review with meta-analysis of 5 RCTs of low-carbohydrate vs low-fat diets. 10% increase in HDL. Absolute increase 4.6 mg/dL (95% CI, 1.5–8.1). Subsequent uncontrolled prospective trial consistent with systematic review (12% increase in HDL) | ++ |
Zhan and Ho 20057 | Soy protein with isoflavones | Systematic review with meta-analysis of 23 RCTs evaluating effect of various amounts of soy protein with isoflavones on lipid profile. 3% increase in HDL. Absolute difference 1.5 mg/dL (95% CI, 0.0–2.8) | + |
Morcos 19996 | Multivitamin | RCT of 46 subjects in placebo controlled crossover study. 31% increase in HDL | ++++ |
Azadbacht et al 20055 | DASH diet in metabolic syndrome | RCT of 116 patients randomized to control diet, weight control or DASH diet. Absolute increase of 7 mg/dL for men (21%). Absolute increase of 10 mg/dL for women (33%). No confidence intervals given | +++ |
Kelly et al 20048 | Low glycemic diet | Systematic review of 15 RCTs with low glycemic diets for patients with coronary heart disease. Heterogeneity prevented meta-analysis. No effect on HDL. | 0 |
Brunner et al 20059 | Dietary advice | Systematic review of 23 RCTs comparing dietary advice and no advice to reduce cardiovascular risk. 956 participants. No effect on HDL. | 0 |
Chen et al 200610 | Soluble fiber | RCT of 110 adults randomized to 8 g of soluble fiber vs control. No effect on HDL. | 0 |
Lewis et al 200411 | Omega-3 fatty acids in hyper-triglyceridemia | Systematic review of 10 RCTs comparing omega-3 fatty acids. Considered poor to moderate quality. Variable results from RCTs | ??? |
Farmer et al 200112 | Omega-3 fatty acids in type 2 diabetes | Systematic review with meta-analysis of 18 trials with 823 patients. No effect on HDL | 0 |
Hooper et al 200413 | Omega-3 fatty acids for prevention of CVD | Systematic review with meta-analysis of 48 trials of 36,913 participants taking omega-3 fatty acids for prevention of cardiovascular disease. No effect on HDL | 0 |
Tapsell et al 2004;14 Spiller et al 199815 | Walnuts and almonds | One RCT and one prospective cohort trial of nuts added to the diet. No significant effect | 0 |
Several overall diet interventions appear to raise HDL, but whether this affects cardiovascular events or mortality is unknown. A systematic review with meta-analysis of 5 randomized controlled trials (RCTs) of low-carbohydrate versus low-fat diets showed a 10% increase in HDL attributed to the low-carbohydrate diet, which translated to an absolute increase of 4.6 mg/dL (95% confidence interval [CI], 1.5–8.1).1 A subsequent uncontrolled prospective trial was consistent with consistent with this systematic review and showed a 12% increase in HDL.2 The DASH diet was studied as an intervention in a RCT of 116 patients with the metabolic syndrome. Men responded with an in crease of 21% and women with an increase of 33%.3
Supplementation with several food additives and nutritional supplements has been tested. A systematic review with meta-analysis of 23 RCTs evaluating effect of various amounts of soy protein with isoflavones on lipid profile found a 3% increase in HDL with an absolute difference 1.5 mg/dL (95% CI, 0.0–2.8).4 Supplementation with standard multivitamins in a single small, crossover RCT showed a 31% increase in HDL.5
Many other strategies, supplements, and plans have been tested in different populations. Other than the above interventions, no other interventions raise HDL when subjected to meta-analysis or quality randomized trials (TABLE).
Recommendations from others
No specific guidelines on dietary therapy of HDL exist; however, the American Heart Association (AHA) published diet and lifestyle recommendations in 2006.14 These guidelines recommend a diet low in fat, saturated fat, trans fat, and cholesterol in addition to minimizing sodium, added sugars, and alcohol. The AHA also recommends for consumption of oily fish and the DASH diet.
Acknowledgments
The opinions and assertions contained herein are the private views of the author and not to be construed as official, or as reflecting the views of the US Air Force Medical Service or the US Air Force at large.
Low-carbohydrate diets raise high-density lipoprotein (HDL) cholesterol levels by approximately 10%; soy protein with isoflavones raises HDL by 3% (strength of recommendation [SOR]: C, based on meta-analysis of physiologic parameters). The Dietary Approaches to Stop Hypertension (DASH) diet and multivitamin supplementation raise HDL 21% to 33% (SOR: C, based on single randomized trial each measuring physiologic parameters). No other dietary interventions studied raise HDL (SOR: C, based on meta-analysis of physiologic parameters).
Michael K. Park, MD
University of Colorado Health Sciences Center, Rose Family Medicine Residency, Denver
Even modest increases in HDL can be clinically important; exercise, weight loss, and tobacco cessation can help When it comes to HDL, most of our patients are not as fortunate as natives of Limone sul Garda, Italy (famously low but efficient HDL) or Honshu, Japan (high HDL). Medications based on these protective genetic anomalies are being developed. Also, the flushing resulting from niacin may soon be more effectively mitigated than with aspirin. Until these new therapies are available, urge multifaceted lifestyle modification—if only for its more robust cardiovascular benefits.
A low HDL can elicit a clinical fatalism from even the best of us. But each increase in baseline HDL of 1 mg/dL is associated with a 5% decrease in the risk of death from coronary disease,1 so even modest increases in HDL can be clinically important. In addition to the dietary measures described above, evidence exists that exercise, alcohol in moderation, weight loss, and tobacco cessation also increase HDL. Unfortunately, the magnitude of even these small improvements appear to be directly proportional to baseline HDL levels.2
So … when are those new medications coming?
Evidence summary
Low HDL is recognized as a risk factor for atherosclerosis. Clinicians find raising HDL a challenge, and patients often inquire about dietary advice that may help raise HDL.
No quality evidence exists that specifically looks at the effect of a dietary intervention on HDL or whether it affects survival. However, several dietary intervention studies in specific populations include HDL as a secondary endpoint in the study. This leaves clinicians to act on physiologic data that may or may not increase the overall health and survival of patients. Dietary interventions that raised HDL include low-carbohydrate diets, the DASH diet, supplementation with soy protein including isoflavones, and multivitamin supplementation.
TABLE
Summary of studies evaluating the effect of various diets on HDL cholesterol
STUDY | INTERVENTION | METHODS | HDL EFFECT |
---|---|---|---|
Nordmann, et al 20063; Wood et al 20064 | Low-carbohydrate diets | Systematic review with meta-analysis of 5 RCTs of low-carbohydrate vs low-fat diets. 10% increase in HDL. Absolute increase 4.6 mg/dL (95% CI, 1.5–8.1). Subsequent uncontrolled prospective trial consistent with systematic review (12% increase in HDL) | ++ |
Zhan and Ho 20057 | Soy protein with isoflavones | Systematic review with meta-analysis of 23 RCTs evaluating effect of various amounts of soy protein with isoflavones on lipid profile. 3% increase in HDL. Absolute difference 1.5 mg/dL (95% CI, 0.0–2.8) | + |
Morcos 19996 | Multivitamin | RCT of 46 subjects in placebo controlled crossover study. 31% increase in HDL | ++++ |
Azadbacht et al 20055 | DASH diet in metabolic syndrome | RCT of 116 patients randomized to control diet, weight control or DASH diet. Absolute increase of 7 mg/dL for men (21%). Absolute increase of 10 mg/dL for women (33%). No confidence intervals given | +++ |
Kelly et al 20048 | Low glycemic diet | Systematic review of 15 RCTs with low glycemic diets for patients with coronary heart disease. Heterogeneity prevented meta-analysis. No effect on HDL. | 0 |
Brunner et al 20059 | Dietary advice | Systematic review of 23 RCTs comparing dietary advice and no advice to reduce cardiovascular risk. 956 participants. No effect on HDL. | 0 |
Chen et al 200610 | Soluble fiber | RCT of 110 adults randomized to 8 g of soluble fiber vs control. No effect on HDL. | 0 |
Lewis et al 200411 | Omega-3 fatty acids in hyper-triglyceridemia | Systematic review of 10 RCTs comparing omega-3 fatty acids. Considered poor to moderate quality. Variable results from RCTs | ??? |
Farmer et al 200112 | Omega-3 fatty acids in type 2 diabetes | Systematic review with meta-analysis of 18 trials with 823 patients. No effect on HDL | 0 |
Hooper et al 200413 | Omega-3 fatty acids for prevention of CVD | Systematic review with meta-analysis of 48 trials of 36,913 participants taking omega-3 fatty acids for prevention of cardiovascular disease. No effect on HDL | 0 |
Tapsell et al 2004;14 Spiller et al 199815 | Walnuts and almonds | One RCT and one prospective cohort trial of nuts added to the diet. No significant effect | 0 |
Several overall diet interventions appear to raise HDL, but whether this affects cardiovascular events or mortality is unknown. A systematic review with meta-analysis of 5 randomized controlled trials (RCTs) of low-carbohydrate versus low-fat diets showed a 10% increase in HDL attributed to the low-carbohydrate diet, which translated to an absolute increase of 4.6 mg/dL (95% confidence interval [CI], 1.5–8.1).1 A subsequent uncontrolled prospective trial was consistent with consistent with this systematic review and showed a 12% increase in HDL.2 The DASH diet was studied as an intervention in a RCT of 116 patients with the metabolic syndrome. Men responded with an in crease of 21% and women with an increase of 33%.3
Supplementation with several food additives and nutritional supplements has been tested. A systematic review with meta-analysis of 23 RCTs evaluating effect of various amounts of soy protein with isoflavones on lipid profile found a 3% increase in HDL with an absolute difference 1.5 mg/dL (95% CI, 0.0–2.8).4 Supplementation with standard multivitamins in a single small, crossover RCT showed a 31% increase in HDL.5
Many other strategies, supplements, and plans have been tested in different populations. Other than the above interventions, no other interventions raise HDL when subjected to meta-analysis or quality randomized trials (TABLE).
Recommendations from others
No specific guidelines on dietary therapy of HDL exist; however, the American Heart Association (AHA) published diet and lifestyle recommendations in 2006.14 These guidelines recommend a diet low in fat, saturated fat, trans fat, and cholesterol in addition to minimizing sodium, added sugars, and alcohol. The AHA also recommends for consumption of oily fish and the DASH diet.
Acknowledgments
The opinions and assertions contained herein are the private views of the author and not to be construed as official, or as reflecting the views of the US Air Force Medical Service or the US Air Force at large.
1. Gordon DJ, Knoke J, Probstfield JL, Superko R, Tyroler HA. High-density lipoprotein cholesterol and coronary heart disease in hypercholesterolemic men: the Lipid Research Clinics Coronary Primary Prevention Trial. Circulation 1986;74:1217-1225.
2. Williams PT. The relationships of vigorous exercise, alcohol, and adiposity to low and high high-density lipoproteincholesterol levels. Metabolism 2004;53:700-709.
3. Nordmann AJ, Nordmann A, Briel M, et al. Effects of low-carbohydrate vs low-fat diets on weight loss and cardiovascular risk factors: a meta-analysis of randomized controlled trials. Arch Intern Med 2006;166:285-293.
4. Wood RJ, Volek JS, Y Liu, NS Schacter, JH Contois, ML Fernandez. Carbohydrate restriction alters lipoprotein metabolism by modifying VLDL, LDL, and HDL subfraction distribution and size in overweight men. J Nutr 2006;136:384-389.
5. Azadbakht L, Mirmiran P, Esmaillzadeh A, Azizi T, Azizi F. Beneficial effects of a Dietary Approaches to Stop Hypertension eating plan on features of the metabolic syndrome. Diabetes Care 2005;28:2823-2831.
6. Zhan S, Ho SC. Meta-analysis of the effects of soy protein containing isoflavones on the lipid profile. Am J Clin Nutr 2005;81:397-408.
7. Morcos N. Increase in serum high-density lipoprotein following multivitamin and multimineral supplementation in adults with cardiovascular risk factors. Med Sci Res 1999;27:121-125.
8. Kelly S, Frost G, Whittaker V, Summerbell C. Low glycaemic index diets for coronary heart disease. Cochrane Database Syst Rev 2004;(4):CD004467.-
9. Brunner EJ, Thorogood M, Rees K, Hewitt G. Dietary advice for reducing cardiovascular risk. Cochrane Database Syst Rev 2005;(4):CD002128.-
10. Chen J, He J, Wildman RP, Reynolds K, Streiffer RH, Whelton PK. A randomized controlled trial of dietary fiber intake on serum lipids. Eur J Clin Nutr 2006;60:62-68.
11. Lewis A, Lookinland S, Beckstrand RL, Tiedeman ME. Treatment of hypertriglyceridemia with omega-3 fatty acids: A systematic review. J Am Acad Nurse Pract 2004;16:384-395.
12. Farmer A, Montori V, Dinneen S, Clar C. Fish oil in people with type 2 diabetes mellitus. Cochrane Database Syst Rev 2001;(3):CD003205.-
13. Hooper L, Thompson RL, Harrison RA, et al. Omega 3 fatty acids for prevention and treatment of cardiovascular disease. Cochrane Database Syst Rev 2004;(4):CD003177.-
14. Tapsell LC, Gillen LJ, Patch CS, et al. Including walnuts in a low-fat/modified-fat diet improves HDL cholesterol-to-total cholesterol ratios in patients with type 2 diabetes. Diabetes Care 2004;27:2777-2783.
15. Spiller GA, Jenkins DA, Bosello O, Gates JE, Cragen LN, Bruce B. Nuts and plasma lipids: an almond-based diet lowers LDL-C while preserving HDL-C. J Am Coll Nutr 1998;17:285-290.
16. Lichtenstein AH, Appel LJ, Brands M, et al. Diet and lifestyle recommendations revision 2006: A scientific statement from the American Heart Association Nutrition Committee. Circulation 2006;114:82-96.
1. Gordon DJ, Knoke J, Probstfield JL, Superko R, Tyroler HA. High-density lipoprotein cholesterol and coronary heart disease in hypercholesterolemic men: the Lipid Research Clinics Coronary Primary Prevention Trial. Circulation 1986;74:1217-1225.
2. Williams PT. The relationships of vigorous exercise, alcohol, and adiposity to low and high high-density lipoproteincholesterol levels. Metabolism 2004;53:700-709.
3. Nordmann AJ, Nordmann A, Briel M, et al. Effects of low-carbohydrate vs low-fat diets on weight loss and cardiovascular risk factors: a meta-analysis of randomized controlled trials. Arch Intern Med 2006;166:285-293.
4. Wood RJ, Volek JS, Y Liu, NS Schacter, JH Contois, ML Fernandez. Carbohydrate restriction alters lipoprotein metabolism by modifying VLDL, LDL, and HDL subfraction distribution and size in overweight men. J Nutr 2006;136:384-389.
5. Azadbakht L, Mirmiran P, Esmaillzadeh A, Azizi T, Azizi F. Beneficial effects of a Dietary Approaches to Stop Hypertension eating plan on features of the metabolic syndrome. Diabetes Care 2005;28:2823-2831.
6. Zhan S, Ho SC. Meta-analysis of the effects of soy protein containing isoflavones on the lipid profile. Am J Clin Nutr 2005;81:397-408.
7. Morcos N. Increase in serum high-density lipoprotein following multivitamin and multimineral supplementation in adults with cardiovascular risk factors. Med Sci Res 1999;27:121-125.
8. Kelly S, Frost G, Whittaker V, Summerbell C. Low glycaemic index diets for coronary heart disease. Cochrane Database Syst Rev 2004;(4):CD004467.-
9. Brunner EJ, Thorogood M, Rees K, Hewitt G. Dietary advice for reducing cardiovascular risk. Cochrane Database Syst Rev 2005;(4):CD002128.-
10. Chen J, He J, Wildman RP, Reynolds K, Streiffer RH, Whelton PK. A randomized controlled trial of dietary fiber intake on serum lipids. Eur J Clin Nutr 2006;60:62-68.
11. Lewis A, Lookinland S, Beckstrand RL, Tiedeman ME. Treatment of hypertriglyceridemia with omega-3 fatty acids: A systematic review. J Am Acad Nurse Pract 2004;16:384-395.
12. Farmer A, Montori V, Dinneen S, Clar C. Fish oil in people with type 2 diabetes mellitus. Cochrane Database Syst Rev 2001;(3):CD003205.-
13. Hooper L, Thompson RL, Harrison RA, et al. Omega 3 fatty acids for prevention and treatment of cardiovascular disease. Cochrane Database Syst Rev 2004;(4):CD003177.-
14. Tapsell LC, Gillen LJ, Patch CS, et al. Including walnuts in a low-fat/modified-fat diet improves HDL cholesterol-to-total cholesterol ratios in patients with type 2 diabetes. Diabetes Care 2004;27:2777-2783.
15. Spiller GA, Jenkins DA, Bosello O, Gates JE, Cragen LN, Bruce B. Nuts and plasma lipids: an almond-based diet lowers LDL-C while preserving HDL-C. J Am Coll Nutr 1998;17:285-290.
16. Lichtenstein AH, Appel LJ, Brands M, et al. Diet and lifestyle recommendations revision 2006: A scientific statement from the American Heart Association Nutrition Committee. Circulation 2006;114:82-96.
Evidence-based answers from the Family Physicians Inquiries Network
What is the role of combination therapy (insulin plus oral medication) in type 2 diabetes?
Combination therapy using insulin plus metformin (Glucophage), a sulfonylurea, or both produces glycemic control comparable with using insulin alone, but there is less weight gain when metformin is used (strength of recommendation [SOR]: B, based on systematic review of randomized controlled trials [RCTs] with some heterogeneity). Combination therapy using insulin and pioglitazone (Actos) reduces glycosylated hemoglobin (HbA1c) more than either insulin alone or adding pioglitazone to a sulfonylurea, but results in more weight gain (SOR: A, based on RCT). Using insulin glargine (Lantus) in combination therapy produces fewer nocturnal hypoglycemic events than using neutral protamine Hagedorn (NPH) insulin, while producing equivalent HbA1c reduction (SOR: B, based on RCT).
When the HbA1c is high (above 9.0% to 9.5%) on 1 or 2 oral agents, beginning combination therapy is more effective than adding another oral agent (SOR: B, based on subpopulation analysis in RCTs).
Educate patients from the time of diagnosis that insulin is not a failure
Vincent Lo, MD
San Joaquin General Hospital, French Camp, Calif
Combination therapy for patients with type 2 diabetes is a safe and effective stepping stone between oral therapy and insulin therapy. Unfortunately, significant barriers remain to getting insulin started when oral agents alone are insufficient. Patients often do not understand the common need for insulin therapy as type 2 diabetes advances, and some physicians continue to use the threat of insulin as a punitive incentive to promote patient compliance. It is little wonder that many patients perceive a physician’s eventual recommendation for insulin therapy as a personal failure. Patients are also concerned about the discomfort, inconvenience, and risk of insulin injections. Physicians should focus on educating their patients from the time of diagnosis that insulin is not a failure, but just another tool that will help them achieve their blood sugar goals.
Evidence summary
A systematic review evaluated beginning combination therapy (adding insulin to oral medication) compared with switching to insulin alone in patients with type 2 diabetes mellitus with inadequate glycemic control on oral medication.1 Twenty RCTs studied a total of 1811 patients; glycemic control was the primary outcome measure. Oral medication comprised either sulfonylureas (75%), metformin (4%), or both (21%). Individual studies used different insulin dosing schedules and statistical measures. However, overall, combination therapy provided glucose control comparable with insulin alone. In only 1 small, low-quality study did insulin plus metformin reduce HbA1c more than other combination therapy regimens or insulin alone. Ten studies reported a trend toward less weight gain with combination therapy that included metformin. Fourteen studies found the same incidence of hypoglycemic episodes in combination therapy and insulin alone.
Three later RCTs of overweight patients with inadequate control on oral agents (HbA1c >7% on a sulfonylurea, metformin, or both) also compared beginning combination therapy with switching to insulin alone (with 70/30 or NPH insulin twice daily). In one study with 64 patients followed for 12 months, HbA1c fell by 0.14% less (nonsignificant) in the combination therapy group (bedtime NPH plus sulfonylurea and metformin) than in the insulin alone group (70/30 twice daily).2 The combination therapy group gained significantly less weight than the insulin-alone group (1.3 kg vs 4.2 kg; P=.01).
In the second study of 261 patients, the combination therapy group (glimepiride [Amaryl] plus bedtime NPH) had a significantly higher HbA1c after 9 months than 2 groups using insulin alone (twice daily 70/30, and twice daily NPH insulin) (8.9% vs 8.3% and 8.4%).3 Mean weight gain was similar in all 3 groups but only a minority of patients reached a target HbA1c of 6.5%. In the final study of only 16 patients, HbA1c after 6 months improved significantly and equally in both groups (baseline: 8.3%, combination therapy final: 6.8%; insulin alone final: 7.0%). However, the combination therapy group gained significantly less weight.4
An open-label RCT with 341 patients who were inadequately controlled on metformin compared beginning combination therapy (biphasic insulin aspart 30/70 [Novolog Mix 70/30] and metformin) with switching to insulin alone (biphasic insulin aspart 30/70).5 A third group added a second oral medication (sulfonylurea and metformin). After 16 weeks, patients taking combination therapy had a significantly lower HbA1c than those on insulin alone (treatment difference 0.39%, P=.007).
Overall, combination therapy and 2 oral medications reduced HbA1c by the same amount, but combination therapy reduced HbA1c more in a subpopulation of patients with HbA1c >9.0% at baseline (treatment difference 0.46%, P=.027). The group on insulin alone weighed significantly more (4.6 kg, P<.001) at the end of the trial than the group taking 2 oral medications.
An open-label RCT of 756 patients with inadequate glycemic control (HbA1c >7.5%, mean 8.6%) on either 1 or 2 oral agents (70% taking both metformin and a sulfonylurea) compared combination therapy using bedtime insulin glargine with combination therapy using morning NPH.6 Each group titrated insulin doses to achieve a target fasting glucose ≤100. By 24 weeks, both groups had equivalently reduced HbA1c (mean HbA1c=6.96% with glargine, and 6.97% with NPH; P=NS), but fewer patients experienced nocturnal hypoglycemia with glargine than with NPH (33.2% vs 26.7%, P<.05).
Another open-label RCT evaluated 281 patients with at least 3 months of inadequate glycemic control (HbA1c=7.4%–14.7%) on a sulfonylurea.7 Patients were randomized to a) switching to a combination of biphasic insulin aspart 30/70 plus pioglitazone, b) adding pioglitazone to the sulfonylurea, or c) switching to insulin alone (biphasic insulin aspart 30/70). After 18 weeks, insulin plus pioglitazone reduced HbA1c significantly more than either glyburide plus pioglitazone (P=.005) or insulin alone (P=.005). However, the insulin plus pioglitazone group had the most weight gain (mean 4 kg, similar to other pioglitazone trials). There were no major hypoglycemic events.
Another open-label RCT evaluated 217 patients inadequately controlled (HbA1c=7.5%–11%) on a 2-drug oral regimen (metformin and a sulfonylurea, each drug dosed at ≥50% of the recommended maximum), randomized to add either insulin glargine or rosiglitazone (Avandia).8 Both groups reduced HbA1c equivalently after 24 weeks (–1.7% for glargine vs –1.5% for rosiglitazone). However, in patients with a baseline HbA1c >9.5%, adding insulin glargine reduced HbA1c significantly more than rosiglitazone.
Recommendations from others
A comparative analysis of guidelines on diabetes from 13 different countries (including the US) found general agreement in the recommendation to add a second oral agent to maximum doses of an initial agent in patients with poor glycemic control.9 However, no consensus was reached on the value or indications of combination therapy with oral agents and insulin.
The European Diabetes Policy Group recommends adding a second oral agent when the maximum dose of a single agent is reached, and using triple therapy when targets are not reached on maximum tolerated doses of 2 agents. Continued therapy with oral agents is advised when initiating insulin.10
1. Goudswaard AN, Furlong NJ, Rutten GE, Stolk RP, Valk GD. Insulin monotherapy versus combinations of insulin with oral hypoglycaemic agents in patients with type 2 diabetes mellitus. ochrane Database Syst Rev 2004;(4):CD003418.-
2. Goudswaard AN, Stolk RP, Zuithoff P, de Valk HW, Rutten GE. Starting insulin in type 2 diabetes: continue oral hypoglycemic agents? A randomized trial in primary care. J Fam Pract 2004;53:393-399.
3. Stehouwer MHA, DeVries JH, Lumeij JA, et al. Combined bedtime insulin-daytime sulphonylurea regimen compared with two different daily insulin regimens in type 2 diabetes: effects on HbA1c and hypoglycemia rate-a randomized trial . Diabetes Metab Res Rev 2003;19:148-152.
4. Olsson PO, Lindstrom T. Combination-therapy with bedtime NPH insulin and sulphonylureas gives similar glycaemic control but lower weight gain than insulin twice daily in patients with type 2 diabetes. Diabetes Metab 2002;28(4 Pt 1):272-277.
5. Kvapil M, Swatko A, Hilberg C, Shestakova M. Biphasic insulin aspart 30 plus metformin: an effective combination in type 2 diabetes. Diabetes Obes Metab 2006;8:39-48.
6. Riddle MC, Rosenstock J, Gerich J. The Insulin Glargine 4002 Study Investigators. The treat-to-target trial: randomized addition of glargine or human NPH insulin to oral therapy of type 2 diabetic patients. Diabetes Care 2003;26:3080-3086.
7. Raz I, Stranks S, Filipczak R, et al. Efficacy and safety of biphasic insulin aspart 30 combined with pioglitazone in type 2 diabetes poorly controlled on glibenclamide (glyburide) monotherapy or combination therapy: an 18 week, randomized, open-label study. Clin Ther 2005;27:1432-1443.
8. Rosenstock J, Sugimoto D, Strange P, Stewart JA, SoltesRak E, Dailey G. Triple therapy in type 2 diabetes: insulin glargine or rosiglitazone added to combination therapy of sulfonylurea plus metformin in insulin-naïve patients. Diabetes Care 2006;29:554-559.
9. Burgers JS, Grol R, Klazinga NS, et al. Inside guidelines: comparative analysis of recommendations and evidence in diabetes guidelines from 13 countries. Diabetes Care 2002;25:1933-1939.
10. European Diabetes Policy Group 1999. A desktop guide to Type 2 diabetes mellitus. Diabet Med 1999;16:716-730.
Combination therapy using insulin plus metformin (Glucophage), a sulfonylurea, or both produces glycemic control comparable with using insulin alone, but there is less weight gain when metformin is used (strength of recommendation [SOR]: B, based on systematic review of randomized controlled trials [RCTs] with some heterogeneity). Combination therapy using insulin and pioglitazone (Actos) reduces glycosylated hemoglobin (HbA1c) more than either insulin alone or adding pioglitazone to a sulfonylurea, but results in more weight gain (SOR: A, based on RCT). Using insulin glargine (Lantus) in combination therapy produces fewer nocturnal hypoglycemic events than using neutral protamine Hagedorn (NPH) insulin, while producing equivalent HbA1c reduction (SOR: B, based on RCT).
When the HbA1c is high (above 9.0% to 9.5%) on 1 or 2 oral agents, beginning combination therapy is more effective than adding another oral agent (SOR: B, based on subpopulation analysis in RCTs).
Educate patients from the time of diagnosis that insulin is not a failure
Vincent Lo, MD
San Joaquin General Hospital, French Camp, Calif
Combination therapy for patients with type 2 diabetes is a safe and effective stepping stone between oral therapy and insulin therapy. Unfortunately, significant barriers remain to getting insulin started when oral agents alone are insufficient. Patients often do not understand the common need for insulin therapy as type 2 diabetes advances, and some physicians continue to use the threat of insulin as a punitive incentive to promote patient compliance. It is little wonder that many patients perceive a physician’s eventual recommendation for insulin therapy as a personal failure. Patients are also concerned about the discomfort, inconvenience, and risk of insulin injections. Physicians should focus on educating their patients from the time of diagnosis that insulin is not a failure, but just another tool that will help them achieve their blood sugar goals.
Evidence summary
A systematic review evaluated beginning combination therapy (adding insulin to oral medication) compared with switching to insulin alone in patients with type 2 diabetes mellitus with inadequate glycemic control on oral medication.1 Twenty RCTs studied a total of 1811 patients; glycemic control was the primary outcome measure. Oral medication comprised either sulfonylureas (75%), metformin (4%), or both (21%). Individual studies used different insulin dosing schedules and statistical measures. However, overall, combination therapy provided glucose control comparable with insulin alone. In only 1 small, low-quality study did insulin plus metformin reduce HbA1c more than other combination therapy regimens or insulin alone. Ten studies reported a trend toward less weight gain with combination therapy that included metformin. Fourteen studies found the same incidence of hypoglycemic episodes in combination therapy and insulin alone.
Three later RCTs of overweight patients with inadequate control on oral agents (HbA1c >7% on a sulfonylurea, metformin, or both) also compared beginning combination therapy with switching to insulin alone (with 70/30 or NPH insulin twice daily). In one study with 64 patients followed for 12 months, HbA1c fell by 0.14% less (nonsignificant) in the combination therapy group (bedtime NPH plus sulfonylurea and metformin) than in the insulin alone group (70/30 twice daily).2 The combination therapy group gained significantly less weight than the insulin-alone group (1.3 kg vs 4.2 kg; P=.01).
In the second study of 261 patients, the combination therapy group (glimepiride [Amaryl] plus bedtime NPH) had a significantly higher HbA1c after 9 months than 2 groups using insulin alone (twice daily 70/30, and twice daily NPH insulin) (8.9% vs 8.3% and 8.4%).3 Mean weight gain was similar in all 3 groups but only a minority of patients reached a target HbA1c of 6.5%. In the final study of only 16 patients, HbA1c after 6 months improved significantly and equally in both groups (baseline: 8.3%, combination therapy final: 6.8%; insulin alone final: 7.0%). However, the combination therapy group gained significantly less weight.4
An open-label RCT with 341 patients who were inadequately controlled on metformin compared beginning combination therapy (biphasic insulin aspart 30/70 [Novolog Mix 70/30] and metformin) with switching to insulin alone (biphasic insulin aspart 30/70).5 A third group added a second oral medication (sulfonylurea and metformin). After 16 weeks, patients taking combination therapy had a significantly lower HbA1c than those on insulin alone (treatment difference 0.39%, P=.007).
Overall, combination therapy and 2 oral medications reduced HbA1c by the same amount, but combination therapy reduced HbA1c more in a subpopulation of patients with HbA1c >9.0% at baseline (treatment difference 0.46%, P=.027). The group on insulin alone weighed significantly more (4.6 kg, P<.001) at the end of the trial than the group taking 2 oral medications.
An open-label RCT of 756 patients with inadequate glycemic control (HbA1c >7.5%, mean 8.6%) on either 1 or 2 oral agents (70% taking both metformin and a sulfonylurea) compared combination therapy using bedtime insulin glargine with combination therapy using morning NPH.6 Each group titrated insulin doses to achieve a target fasting glucose ≤100. By 24 weeks, both groups had equivalently reduced HbA1c (mean HbA1c=6.96% with glargine, and 6.97% with NPH; P=NS), but fewer patients experienced nocturnal hypoglycemia with glargine than with NPH (33.2% vs 26.7%, P<.05).
Another open-label RCT evaluated 281 patients with at least 3 months of inadequate glycemic control (HbA1c=7.4%–14.7%) on a sulfonylurea.7 Patients were randomized to a) switching to a combination of biphasic insulin aspart 30/70 plus pioglitazone, b) adding pioglitazone to the sulfonylurea, or c) switching to insulin alone (biphasic insulin aspart 30/70). After 18 weeks, insulin plus pioglitazone reduced HbA1c significantly more than either glyburide plus pioglitazone (P=.005) or insulin alone (P=.005). However, the insulin plus pioglitazone group had the most weight gain (mean 4 kg, similar to other pioglitazone trials). There were no major hypoglycemic events.
Another open-label RCT evaluated 217 patients inadequately controlled (HbA1c=7.5%–11%) on a 2-drug oral regimen (metformin and a sulfonylurea, each drug dosed at ≥50% of the recommended maximum), randomized to add either insulin glargine or rosiglitazone (Avandia).8 Both groups reduced HbA1c equivalently after 24 weeks (–1.7% for glargine vs –1.5% for rosiglitazone). However, in patients with a baseline HbA1c >9.5%, adding insulin glargine reduced HbA1c significantly more than rosiglitazone.
Recommendations from others
A comparative analysis of guidelines on diabetes from 13 different countries (including the US) found general agreement in the recommendation to add a second oral agent to maximum doses of an initial agent in patients with poor glycemic control.9 However, no consensus was reached on the value or indications of combination therapy with oral agents and insulin.
The European Diabetes Policy Group recommends adding a second oral agent when the maximum dose of a single agent is reached, and using triple therapy when targets are not reached on maximum tolerated doses of 2 agents. Continued therapy with oral agents is advised when initiating insulin.10
Combination therapy using insulin plus metformin (Glucophage), a sulfonylurea, or both produces glycemic control comparable with using insulin alone, but there is less weight gain when metformin is used (strength of recommendation [SOR]: B, based on systematic review of randomized controlled trials [RCTs] with some heterogeneity). Combination therapy using insulin and pioglitazone (Actos) reduces glycosylated hemoglobin (HbA1c) more than either insulin alone or adding pioglitazone to a sulfonylurea, but results in more weight gain (SOR: A, based on RCT). Using insulin glargine (Lantus) in combination therapy produces fewer nocturnal hypoglycemic events than using neutral protamine Hagedorn (NPH) insulin, while producing equivalent HbA1c reduction (SOR: B, based on RCT).
When the HbA1c is high (above 9.0% to 9.5%) on 1 or 2 oral agents, beginning combination therapy is more effective than adding another oral agent (SOR: B, based on subpopulation analysis in RCTs).
Educate patients from the time of diagnosis that insulin is not a failure
Vincent Lo, MD
San Joaquin General Hospital, French Camp, Calif
Combination therapy for patients with type 2 diabetes is a safe and effective stepping stone between oral therapy and insulin therapy. Unfortunately, significant barriers remain to getting insulin started when oral agents alone are insufficient. Patients often do not understand the common need for insulin therapy as type 2 diabetes advances, and some physicians continue to use the threat of insulin as a punitive incentive to promote patient compliance. It is little wonder that many patients perceive a physician’s eventual recommendation for insulin therapy as a personal failure. Patients are also concerned about the discomfort, inconvenience, and risk of insulin injections. Physicians should focus on educating their patients from the time of diagnosis that insulin is not a failure, but just another tool that will help them achieve their blood sugar goals.
Evidence summary
A systematic review evaluated beginning combination therapy (adding insulin to oral medication) compared with switching to insulin alone in patients with type 2 diabetes mellitus with inadequate glycemic control on oral medication.1 Twenty RCTs studied a total of 1811 patients; glycemic control was the primary outcome measure. Oral medication comprised either sulfonylureas (75%), metformin (4%), or both (21%). Individual studies used different insulin dosing schedules and statistical measures. However, overall, combination therapy provided glucose control comparable with insulin alone. In only 1 small, low-quality study did insulin plus metformin reduce HbA1c more than other combination therapy regimens or insulin alone. Ten studies reported a trend toward less weight gain with combination therapy that included metformin. Fourteen studies found the same incidence of hypoglycemic episodes in combination therapy and insulin alone.
Three later RCTs of overweight patients with inadequate control on oral agents (HbA1c >7% on a sulfonylurea, metformin, or both) also compared beginning combination therapy with switching to insulin alone (with 70/30 or NPH insulin twice daily). In one study with 64 patients followed for 12 months, HbA1c fell by 0.14% less (nonsignificant) in the combination therapy group (bedtime NPH plus sulfonylurea and metformin) than in the insulin alone group (70/30 twice daily).2 The combination therapy group gained significantly less weight than the insulin-alone group (1.3 kg vs 4.2 kg; P=.01).
In the second study of 261 patients, the combination therapy group (glimepiride [Amaryl] plus bedtime NPH) had a significantly higher HbA1c after 9 months than 2 groups using insulin alone (twice daily 70/30, and twice daily NPH insulin) (8.9% vs 8.3% and 8.4%).3 Mean weight gain was similar in all 3 groups but only a minority of patients reached a target HbA1c of 6.5%. In the final study of only 16 patients, HbA1c after 6 months improved significantly and equally in both groups (baseline: 8.3%, combination therapy final: 6.8%; insulin alone final: 7.0%). However, the combination therapy group gained significantly less weight.4
An open-label RCT with 341 patients who were inadequately controlled on metformin compared beginning combination therapy (biphasic insulin aspart 30/70 [Novolog Mix 70/30] and metformin) with switching to insulin alone (biphasic insulin aspart 30/70).5 A third group added a second oral medication (sulfonylurea and metformin). After 16 weeks, patients taking combination therapy had a significantly lower HbA1c than those on insulin alone (treatment difference 0.39%, P=.007).
Overall, combination therapy and 2 oral medications reduced HbA1c by the same amount, but combination therapy reduced HbA1c more in a subpopulation of patients with HbA1c >9.0% at baseline (treatment difference 0.46%, P=.027). The group on insulin alone weighed significantly more (4.6 kg, P<.001) at the end of the trial than the group taking 2 oral medications.
An open-label RCT of 756 patients with inadequate glycemic control (HbA1c >7.5%, mean 8.6%) on either 1 or 2 oral agents (70% taking both metformin and a sulfonylurea) compared combination therapy using bedtime insulin glargine with combination therapy using morning NPH.6 Each group titrated insulin doses to achieve a target fasting glucose ≤100. By 24 weeks, both groups had equivalently reduced HbA1c (mean HbA1c=6.96% with glargine, and 6.97% with NPH; P=NS), but fewer patients experienced nocturnal hypoglycemia with glargine than with NPH (33.2% vs 26.7%, P<.05).
Another open-label RCT evaluated 281 patients with at least 3 months of inadequate glycemic control (HbA1c=7.4%–14.7%) on a sulfonylurea.7 Patients were randomized to a) switching to a combination of biphasic insulin aspart 30/70 plus pioglitazone, b) adding pioglitazone to the sulfonylurea, or c) switching to insulin alone (biphasic insulin aspart 30/70). After 18 weeks, insulin plus pioglitazone reduced HbA1c significantly more than either glyburide plus pioglitazone (P=.005) or insulin alone (P=.005). However, the insulin plus pioglitazone group had the most weight gain (mean 4 kg, similar to other pioglitazone trials). There were no major hypoglycemic events.
Another open-label RCT evaluated 217 patients inadequately controlled (HbA1c=7.5%–11%) on a 2-drug oral regimen (metformin and a sulfonylurea, each drug dosed at ≥50% of the recommended maximum), randomized to add either insulin glargine or rosiglitazone (Avandia).8 Both groups reduced HbA1c equivalently after 24 weeks (–1.7% for glargine vs –1.5% for rosiglitazone). However, in patients with a baseline HbA1c >9.5%, adding insulin glargine reduced HbA1c significantly more than rosiglitazone.
Recommendations from others
A comparative analysis of guidelines on diabetes from 13 different countries (including the US) found general agreement in the recommendation to add a second oral agent to maximum doses of an initial agent in patients with poor glycemic control.9 However, no consensus was reached on the value or indications of combination therapy with oral agents and insulin.
The European Diabetes Policy Group recommends adding a second oral agent when the maximum dose of a single agent is reached, and using triple therapy when targets are not reached on maximum tolerated doses of 2 agents. Continued therapy with oral agents is advised when initiating insulin.10
1. Goudswaard AN, Furlong NJ, Rutten GE, Stolk RP, Valk GD. Insulin monotherapy versus combinations of insulin with oral hypoglycaemic agents in patients with type 2 diabetes mellitus. ochrane Database Syst Rev 2004;(4):CD003418.-
2. Goudswaard AN, Stolk RP, Zuithoff P, de Valk HW, Rutten GE. Starting insulin in type 2 diabetes: continue oral hypoglycemic agents? A randomized trial in primary care. J Fam Pract 2004;53:393-399.
3. Stehouwer MHA, DeVries JH, Lumeij JA, et al. Combined bedtime insulin-daytime sulphonylurea regimen compared with two different daily insulin regimens in type 2 diabetes: effects on HbA1c and hypoglycemia rate-a randomized trial . Diabetes Metab Res Rev 2003;19:148-152.
4. Olsson PO, Lindstrom T. Combination-therapy with bedtime NPH insulin and sulphonylureas gives similar glycaemic control but lower weight gain than insulin twice daily in patients with type 2 diabetes. Diabetes Metab 2002;28(4 Pt 1):272-277.
5. Kvapil M, Swatko A, Hilberg C, Shestakova M. Biphasic insulin aspart 30 plus metformin: an effective combination in type 2 diabetes. Diabetes Obes Metab 2006;8:39-48.
6. Riddle MC, Rosenstock J, Gerich J. The Insulin Glargine 4002 Study Investigators. The treat-to-target trial: randomized addition of glargine or human NPH insulin to oral therapy of type 2 diabetic patients. Diabetes Care 2003;26:3080-3086.
7. Raz I, Stranks S, Filipczak R, et al. Efficacy and safety of biphasic insulin aspart 30 combined with pioglitazone in type 2 diabetes poorly controlled on glibenclamide (glyburide) monotherapy or combination therapy: an 18 week, randomized, open-label study. Clin Ther 2005;27:1432-1443.
8. Rosenstock J, Sugimoto D, Strange P, Stewart JA, SoltesRak E, Dailey G. Triple therapy in type 2 diabetes: insulin glargine or rosiglitazone added to combination therapy of sulfonylurea plus metformin in insulin-naïve patients. Diabetes Care 2006;29:554-559.
9. Burgers JS, Grol R, Klazinga NS, et al. Inside guidelines: comparative analysis of recommendations and evidence in diabetes guidelines from 13 countries. Diabetes Care 2002;25:1933-1939.
10. European Diabetes Policy Group 1999. A desktop guide to Type 2 diabetes mellitus. Diabet Med 1999;16:716-730.
1. Goudswaard AN, Furlong NJ, Rutten GE, Stolk RP, Valk GD. Insulin monotherapy versus combinations of insulin with oral hypoglycaemic agents in patients with type 2 diabetes mellitus. ochrane Database Syst Rev 2004;(4):CD003418.-
2. Goudswaard AN, Stolk RP, Zuithoff P, de Valk HW, Rutten GE. Starting insulin in type 2 diabetes: continue oral hypoglycemic agents? A randomized trial in primary care. J Fam Pract 2004;53:393-399.
3. Stehouwer MHA, DeVries JH, Lumeij JA, et al. Combined bedtime insulin-daytime sulphonylurea regimen compared with two different daily insulin regimens in type 2 diabetes: effects on HbA1c and hypoglycemia rate-a randomized trial . Diabetes Metab Res Rev 2003;19:148-152.
4. Olsson PO, Lindstrom T. Combination-therapy with bedtime NPH insulin and sulphonylureas gives similar glycaemic control but lower weight gain than insulin twice daily in patients with type 2 diabetes. Diabetes Metab 2002;28(4 Pt 1):272-277.
5. Kvapil M, Swatko A, Hilberg C, Shestakova M. Biphasic insulin aspart 30 plus metformin: an effective combination in type 2 diabetes. Diabetes Obes Metab 2006;8:39-48.
6. Riddle MC, Rosenstock J, Gerich J. The Insulin Glargine 4002 Study Investigators. The treat-to-target trial: randomized addition of glargine or human NPH insulin to oral therapy of type 2 diabetic patients. Diabetes Care 2003;26:3080-3086.
7. Raz I, Stranks S, Filipczak R, et al. Efficacy and safety of biphasic insulin aspart 30 combined with pioglitazone in type 2 diabetes poorly controlled on glibenclamide (glyburide) monotherapy or combination therapy: an 18 week, randomized, open-label study. Clin Ther 2005;27:1432-1443.
8. Rosenstock J, Sugimoto D, Strange P, Stewart JA, SoltesRak E, Dailey G. Triple therapy in type 2 diabetes: insulin glargine or rosiglitazone added to combination therapy of sulfonylurea plus metformin in insulin-naïve patients. Diabetes Care 2006;29:554-559.
9. Burgers JS, Grol R, Klazinga NS, et al. Inside guidelines: comparative analysis of recommendations and evidence in diabetes guidelines from 13 countries. Diabetes Care 2002;25:1933-1939.
10. European Diabetes Policy Group 1999. A desktop guide to Type 2 diabetes mellitus. Diabet Med 1999;16:716-730.
Evidence-based answers from the Family Physicians Inquiries Network
What is the best medical therapy for new-onset type 2 diabetes?
Sulfonylureas, metformin, thiazolidinediones, and non-sulfonylurea secretagogues differ little in their ability to decrease glycosylated hemoglobin (HbA1c) levels when used as initial monotherapy for diabetes mellitus type 2 (strength of recommendation [SOR]: A, based on systematic reviews); α-glucosidase inhibitors may also be as effective (SOR: B, based on systematic reviews with inconsistent results). Metformin is generally indicated in obese patients because it improves all-cause mortality and diabetes related outcomes (SOR: B, based on a single high-quality randomized controlled trial [RCT]). Insulin is generally not recommended as an initial agent (SOR: C, expert opinion).
Consider the advantages of each class to best meet your patient’s goals
Vincent Lo, MD
San Joaquin Family Medicine Residency, French Camp, Calif
Lifestyle modification is the cornerstone of initial treatment of type 2 diabetes. However, in clinical practice, medications (monotherapy or combination therapy) are often started along with diet and exercise recommendations. Physicians and patients should clearly understand the treatment goals before initiating therapy. Multiple factors often influence treatment goals, such as presence or absence of symptoms, age-related risks from potential hypoglycemia, degree of hyperglycemia, presence of morbidities (renal insufficiency, heart failure, obesity), cost of the medication, as well as patient or physician preferences. Despite their comparable efficacy in the reduction of HbA1c level, each class of oral hypoglycemic medication has a different mechanism of action and adverse side-effect profile. Therefore, physicians must consider the advantages and disadvantages of each class to choose a medication regimen that best meets their patient’s individual treatment goals.
Evidence summary
Oral agents are commonly prescribed for patients with diabetes mellitus type 2 when diet and exercise fail. Options for initiating therapy include sulfonylureas, metformin (Glucophage), α-glucosidase inhibitors, thiazolidinediones, and nonsulfonylurea secretagogues (repaglinide [Prandin] and nateglinide [Starlix]).
A systematic review with 31 placebo-controlled randomized trials (total n=12,185 patients) evaluated changes in HbA1c with monotherapy using 5 different classes of oral agents ( TABLE ).1 Except for the α-glucosidase inhibitor acarbose (Precose), which was less effective, all agents typically reduced HbA1c by 1% to 2%. However, in an additional 19 out of 23 randomized head-to-head studies (total n=5396) included in the same systematic review, all classes showed equal efficacy.
Head-to-head studies are difficult to compare since hypoglycemic medications may reach peak effects at different times. An RCT compared glimepiride (Amaryl), pioglitazone (Actos), and metformin over 12 months of use by 114 patients with diabetes.3 There was no difference among the groups in overall HbA1c reduction. However, glimepiride decreased HbA1c rapidly over 1 month and reached a nadir at 4 months. Pioglitazone did not reduce HbA1c until 6 months and reached its nadir at 7 to 9 months. Metformin produced an intermediate response.
A meta-analysis of head to head studies involving α-glucosidase inhibitors included 8 trials comparing acarbose with sulfonylureas. In pooled results, sulfonylureas trended towards greater HbA1c reduction but did not reach significance (additional HbA1c decrease 0.4%; 95% confidence interval [CI], 0%–0.8%).4
A meta-analysis of head-to-head studies involving metformin showed equal efficacy compared with injected insulin (2 trials, 811 participants), α-glucosidase inhibitors (2 trials, 223 participants), and non-sulfonylurea secretagogues (2 trials, 413 participants).5 In 12 trials with 2067 patients, metformin decreased HbA1c more than sulfonylureas did (standardized mean difference [SMD] –0.14; 95% CI, –0.28 to –0.01). In 3 trials with 246 patients, metformin also produced greater HbA1c decreases than thiazolidinediones (SMD –0.28; 95% CI, –0.52 to –0.03). In the United Kingdom Prospective Diabetes Study (UKPDS), metformin improved diabetes-related outcomes and all-cause mortality in obese patients (relative risk of mortality=0.73; 95% CI, 0.55–0.97; P=.03; number needed to treat [NNT]=19).6
A systematic review with 22 RCTs (total n=7370), ranging in length from 12 weeks to 3 years, compared 2 oral agents with a single oral agent or placebo.1 Combinations of oral agents produced statistically significant additional improvement in HbA1c in 21 of 22 studies. The magnitude of this effect across the studies was on the order of a 1% change in HbA1c, although the data were not subject to a formal meta-analysis.
Inhaled insulin may expand the list of initial therapies for type 2 diabetes. A 12-week manufacturer-sponsored RCT with 134 patients (mean HbA1c=9.5) compared inhaled insulin with rosiglitazone (Avandia).7 More patients using inhaled insulin achieved an HbA1c <8.0 (82.7% vs 58.2%; P=.0003); however, inhaled insulin produced more adverse effects, including cough and hypoglycemia.
TABLE
Oral medications as monotherapy in type 2 diabetes mellitus1,2
CLASS | DOSING INTERVAL | TYPICAL HBA1C REDUCTION | COST * PER MONTH† | CONTRAINDICATIONS/CAUTIONS |
---|---|---|---|---|
Sulfonylureas | 1x daily | 1.4%–1.8% | $ | DKA, caution in hepatic or renal disease |
Metformin | 1–2x daily | 1.1%–2.0% | $$ | Congestive heart failure, acute or chronic metabolic acidosis, Cr ≥1.5 male, Cr ≥1.4 female, COPD, severe hepatic disease, alcoholism. Use caution in the elderly. |
α-glucosidase inhibitors | 3x daily | 0.6%–1.0% | $$$ | Cr ≥2.0, abnormal baseline liver function tests, inflammatory bowel disease |
Thiazolidinediones | 1–2x daily | 1.5%–1.6% | $$$–$$$$ | Class III to IV heart failure, baseline ALT >2.5 |
Non-sulfonylurea secretagogues | 3x daily | 1.8%–1.9% | $$–$$$ | Caution with liver disease |
* The “typical” range excludes the studies with the highest and lowest measured effects. | ||||
† $ = $0 to $25; $$ = $25 to $60; $$$ = $60 to $120; $$$$ = $120 to $180. | ||||
DKA, diabetic ketoacidosis; Cr, chromium; COPD, chronic obstructive pulmonary disease; ALT, alanine transaminease. |
Recommendations from others
The International Diabetes Federation (IDF) recommends metformin as the initial oral agent unless contraindicated.8 A sulfonylurea is an acceptable alternative in patients who are not overweight. The IDF states that insulin should be added when oral agents fail.
The Institute for Clinical Systems Improvement (ICSI) says that the “single best choice drug for oral agent therapy for type 2 diabetes has not been determined” and must be chosen in the context of age, weight, and other comorbidities.9 The ICSI suggests metformin as an appropriate first agent for obese patients and recommends sulfonylureas or metformin as monotherapy for others because they are both economical and well tolerated. The American Diabetes Association does not specifically recommend a best initial agent or combination of agents for type 2 diabetes.10
1. Inzucchi SE. Oral antihyperglycemic therapy for type 2 diabetes. JAMA 2002;287:360-372.
2. Epocrates Drug Database. Available at: www2.epocrates.com/index.html. Accessed on May 18, 2006.
3. Yamanouchi T, Sakai T, Igarashi K, Ichiyanagi K, Watanabe H, Kawasaki T. Comparison of metabolic effects of pioglitazone, metformin, and glimepiride over 1 year in Japanese patients with newly diagnosed Type 2 diabetes. Diabetic Med 2005;22:980-985.
4. Van de Laar FA, Lucassen PLBJ, Akkermans RP, Van de Lisdonk EH, Rutten GEHM, Can Weel C. Alpha-glucosidase inhibitors for type 2 diabetes mellitus. Cochrane Database Syst Rev 2005, Issue 2.
5. Saenz A, Fernandez-Esteban I, Mataix A, Ausejo M, Roque M, Moher D. Metformin monotherapy for type 2 diabetes mellitus. Cochrane Database Syst Rev 2005, Issue 3.
6. UK Prospective Diabetes Study (UKPDS) Group. Effect of intensive blood-glucose control with metformin on complications in overweight patients with type 2 diabetes (UKPDS34). Lancet 1998;352:854-865.
7. DeFronzo RA, Bergenstal RM, Cefalu WT, et al. Efficacy of inhaled insulin in patients with type 2 diabetes not controlled with diet and exercise. Diabetes Care 2005;28:1922-1928.
8. IDF Clinical Guidelines Task Force. Global guideline for Type 2 diabetes. Brussels: International Diabetes Federation, 2005.
9. Institute for Clinical Systems Improvement (ICSI). Management of type 2 diabetes mellitus. Bloomington, Minn: Institute for Clinical Systems Improvement (ICSI); 2005 Nov. 79 p.
10. American Diabetes Association. Standard of medical care in diabetes-2006. Diabetes Care 2006;29:S4-S42.
Sulfonylureas, metformin, thiazolidinediones, and non-sulfonylurea secretagogues differ little in their ability to decrease glycosylated hemoglobin (HbA1c) levels when used as initial monotherapy for diabetes mellitus type 2 (strength of recommendation [SOR]: A, based on systematic reviews); α-glucosidase inhibitors may also be as effective (SOR: B, based on systematic reviews with inconsistent results). Metformin is generally indicated in obese patients because it improves all-cause mortality and diabetes related outcomes (SOR: B, based on a single high-quality randomized controlled trial [RCT]). Insulin is generally not recommended as an initial agent (SOR: C, expert opinion).
Consider the advantages of each class to best meet your patient’s goals
Vincent Lo, MD
San Joaquin Family Medicine Residency, French Camp, Calif
Lifestyle modification is the cornerstone of initial treatment of type 2 diabetes. However, in clinical practice, medications (monotherapy or combination therapy) are often started along with diet and exercise recommendations. Physicians and patients should clearly understand the treatment goals before initiating therapy. Multiple factors often influence treatment goals, such as presence or absence of symptoms, age-related risks from potential hypoglycemia, degree of hyperglycemia, presence of morbidities (renal insufficiency, heart failure, obesity), cost of the medication, as well as patient or physician preferences. Despite their comparable efficacy in the reduction of HbA1c level, each class of oral hypoglycemic medication has a different mechanism of action and adverse side-effect profile. Therefore, physicians must consider the advantages and disadvantages of each class to choose a medication regimen that best meets their patient’s individual treatment goals.
Evidence summary
Oral agents are commonly prescribed for patients with diabetes mellitus type 2 when diet and exercise fail. Options for initiating therapy include sulfonylureas, metformin (Glucophage), α-glucosidase inhibitors, thiazolidinediones, and nonsulfonylurea secretagogues (repaglinide [Prandin] and nateglinide [Starlix]).
A systematic review with 31 placebo-controlled randomized trials (total n=12,185 patients) evaluated changes in HbA1c with monotherapy using 5 different classes of oral agents ( TABLE ).1 Except for the α-glucosidase inhibitor acarbose (Precose), which was less effective, all agents typically reduced HbA1c by 1% to 2%. However, in an additional 19 out of 23 randomized head-to-head studies (total n=5396) included in the same systematic review, all classes showed equal efficacy.
Head-to-head studies are difficult to compare since hypoglycemic medications may reach peak effects at different times. An RCT compared glimepiride (Amaryl), pioglitazone (Actos), and metformin over 12 months of use by 114 patients with diabetes.3 There was no difference among the groups in overall HbA1c reduction. However, glimepiride decreased HbA1c rapidly over 1 month and reached a nadir at 4 months. Pioglitazone did not reduce HbA1c until 6 months and reached its nadir at 7 to 9 months. Metformin produced an intermediate response.
A meta-analysis of head to head studies involving α-glucosidase inhibitors included 8 trials comparing acarbose with sulfonylureas. In pooled results, sulfonylureas trended towards greater HbA1c reduction but did not reach significance (additional HbA1c decrease 0.4%; 95% confidence interval [CI], 0%–0.8%).4
A meta-analysis of head-to-head studies involving metformin showed equal efficacy compared with injected insulin (2 trials, 811 participants), α-glucosidase inhibitors (2 trials, 223 participants), and non-sulfonylurea secretagogues (2 trials, 413 participants).5 In 12 trials with 2067 patients, metformin decreased HbA1c more than sulfonylureas did (standardized mean difference [SMD] –0.14; 95% CI, –0.28 to –0.01). In 3 trials with 246 patients, metformin also produced greater HbA1c decreases than thiazolidinediones (SMD –0.28; 95% CI, –0.52 to –0.03). In the United Kingdom Prospective Diabetes Study (UKPDS), metformin improved diabetes-related outcomes and all-cause mortality in obese patients (relative risk of mortality=0.73; 95% CI, 0.55–0.97; P=.03; number needed to treat [NNT]=19).6
A systematic review with 22 RCTs (total n=7370), ranging in length from 12 weeks to 3 years, compared 2 oral agents with a single oral agent or placebo.1 Combinations of oral agents produced statistically significant additional improvement in HbA1c in 21 of 22 studies. The magnitude of this effect across the studies was on the order of a 1% change in HbA1c, although the data were not subject to a formal meta-analysis.
Inhaled insulin may expand the list of initial therapies for type 2 diabetes. A 12-week manufacturer-sponsored RCT with 134 patients (mean HbA1c=9.5) compared inhaled insulin with rosiglitazone (Avandia).7 More patients using inhaled insulin achieved an HbA1c <8.0 (82.7% vs 58.2%; P=.0003); however, inhaled insulin produced more adverse effects, including cough and hypoglycemia.
TABLE
Oral medications as monotherapy in type 2 diabetes mellitus1,2
CLASS | DOSING INTERVAL | TYPICAL HBA1C REDUCTION | COST * PER MONTH† | CONTRAINDICATIONS/CAUTIONS |
---|---|---|---|---|
Sulfonylureas | 1x daily | 1.4%–1.8% | $ | DKA, caution in hepatic or renal disease |
Metformin | 1–2x daily | 1.1%–2.0% | $$ | Congestive heart failure, acute or chronic metabolic acidosis, Cr ≥1.5 male, Cr ≥1.4 female, COPD, severe hepatic disease, alcoholism. Use caution in the elderly. |
α-glucosidase inhibitors | 3x daily | 0.6%–1.0% | $$$ | Cr ≥2.0, abnormal baseline liver function tests, inflammatory bowel disease |
Thiazolidinediones | 1–2x daily | 1.5%–1.6% | $$$–$$$$ | Class III to IV heart failure, baseline ALT >2.5 |
Non-sulfonylurea secretagogues | 3x daily | 1.8%–1.9% | $$–$$$ | Caution with liver disease |
* The “typical” range excludes the studies with the highest and lowest measured effects. | ||||
† $ = $0 to $25; $$ = $25 to $60; $$$ = $60 to $120; $$$$ = $120 to $180. | ||||
DKA, diabetic ketoacidosis; Cr, chromium; COPD, chronic obstructive pulmonary disease; ALT, alanine transaminease. |
Recommendations from others
The International Diabetes Federation (IDF) recommends metformin as the initial oral agent unless contraindicated.8 A sulfonylurea is an acceptable alternative in patients who are not overweight. The IDF states that insulin should be added when oral agents fail.
The Institute for Clinical Systems Improvement (ICSI) says that the “single best choice drug for oral agent therapy for type 2 diabetes has not been determined” and must be chosen in the context of age, weight, and other comorbidities.9 The ICSI suggests metformin as an appropriate first agent for obese patients and recommends sulfonylureas or metformin as monotherapy for others because they are both economical and well tolerated. The American Diabetes Association does not specifically recommend a best initial agent or combination of agents for type 2 diabetes.10
Sulfonylureas, metformin, thiazolidinediones, and non-sulfonylurea secretagogues differ little in their ability to decrease glycosylated hemoglobin (HbA1c) levels when used as initial monotherapy for diabetes mellitus type 2 (strength of recommendation [SOR]: A, based on systematic reviews); α-glucosidase inhibitors may also be as effective (SOR: B, based on systematic reviews with inconsistent results). Metformin is generally indicated in obese patients because it improves all-cause mortality and diabetes related outcomes (SOR: B, based on a single high-quality randomized controlled trial [RCT]). Insulin is generally not recommended as an initial agent (SOR: C, expert opinion).
Consider the advantages of each class to best meet your patient’s goals
Vincent Lo, MD
San Joaquin Family Medicine Residency, French Camp, Calif
Lifestyle modification is the cornerstone of initial treatment of type 2 diabetes. However, in clinical practice, medications (monotherapy or combination therapy) are often started along with diet and exercise recommendations. Physicians and patients should clearly understand the treatment goals before initiating therapy. Multiple factors often influence treatment goals, such as presence or absence of symptoms, age-related risks from potential hypoglycemia, degree of hyperglycemia, presence of morbidities (renal insufficiency, heart failure, obesity), cost of the medication, as well as patient or physician preferences. Despite their comparable efficacy in the reduction of HbA1c level, each class of oral hypoglycemic medication has a different mechanism of action and adverse side-effect profile. Therefore, physicians must consider the advantages and disadvantages of each class to choose a medication regimen that best meets their patient’s individual treatment goals.
Evidence summary
Oral agents are commonly prescribed for patients with diabetes mellitus type 2 when diet and exercise fail. Options for initiating therapy include sulfonylureas, metformin (Glucophage), α-glucosidase inhibitors, thiazolidinediones, and nonsulfonylurea secretagogues (repaglinide [Prandin] and nateglinide [Starlix]).
A systematic review with 31 placebo-controlled randomized trials (total n=12,185 patients) evaluated changes in HbA1c with monotherapy using 5 different classes of oral agents ( TABLE ).1 Except for the α-glucosidase inhibitor acarbose (Precose), which was less effective, all agents typically reduced HbA1c by 1% to 2%. However, in an additional 19 out of 23 randomized head-to-head studies (total n=5396) included in the same systematic review, all classes showed equal efficacy.
Head-to-head studies are difficult to compare since hypoglycemic medications may reach peak effects at different times. An RCT compared glimepiride (Amaryl), pioglitazone (Actos), and metformin over 12 months of use by 114 patients with diabetes.3 There was no difference among the groups in overall HbA1c reduction. However, glimepiride decreased HbA1c rapidly over 1 month and reached a nadir at 4 months. Pioglitazone did not reduce HbA1c until 6 months and reached its nadir at 7 to 9 months. Metformin produced an intermediate response.
A meta-analysis of head to head studies involving α-glucosidase inhibitors included 8 trials comparing acarbose with sulfonylureas. In pooled results, sulfonylureas trended towards greater HbA1c reduction but did not reach significance (additional HbA1c decrease 0.4%; 95% confidence interval [CI], 0%–0.8%).4
A meta-analysis of head-to-head studies involving metformin showed equal efficacy compared with injected insulin (2 trials, 811 participants), α-glucosidase inhibitors (2 trials, 223 participants), and non-sulfonylurea secretagogues (2 trials, 413 participants).5 In 12 trials with 2067 patients, metformin decreased HbA1c more than sulfonylureas did (standardized mean difference [SMD] –0.14; 95% CI, –0.28 to –0.01). In 3 trials with 246 patients, metformin also produced greater HbA1c decreases than thiazolidinediones (SMD –0.28; 95% CI, –0.52 to –0.03). In the United Kingdom Prospective Diabetes Study (UKPDS), metformin improved diabetes-related outcomes and all-cause mortality in obese patients (relative risk of mortality=0.73; 95% CI, 0.55–0.97; P=.03; number needed to treat [NNT]=19).6
A systematic review with 22 RCTs (total n=7370), ranging in length from 12 weeks to 3 years, compared 2 oral agents with a single oral agent or placebo.1 Combinations of oral agents produced statistically significant additional improvement in HbA1c in 21 of 22 studies. The magnitude of this effect across the studies was on the order of a 1% change in HbA1c, although the data were not subject to a formal meta-analysis.
Inhaled insulin may expand the list of initial therapies for type 2 diabetes. A 12-week manufacturer-sponsored RCT with 134 patients (mean HbA1c=9.5) compared inhaled insulin with rosiglitazone (Avandia).7 More patients using inhaled insulin achieved an HbA1c <8.0 (82.7% vs 58.2%; P=.0003); however, inhaled insulin produced more adverse effects, including cough and hypoglycemia.
TABLE
Oral medications as monotherapy in type 2 diabetes mellitus1,2
CLASS | DOSING INTERVAL | TYPICAL HBA1C REDUCTION | COST * PER MONTH† | CONTRAINDICATIONS/CAUTIONS |
---|---|---|---|---|
Sulfonylureas | 1x daily | 1.4%–1.8% | $ | DKA, caution in hepatic or renal disease |
Metformin | 1–2x daily | 1.1%–2.0% | $$ | Congestive heart failure, acute or chronic metabolic acidosis, Cr ≥1.5 male, Cr ≥1.4 female, COPD, severe hepatic disease, alcoholism. Use caution in the elderly. |
α-glucosidase inhibitors | 3x daily | 0.6%–1.0% | $$$ | Cr ≥2.0, abnormal baseline liver function tests, inflammatory bowel disease |
Thiazolidinediones | 1–2x daily | 1.5%–1.6% | $$$–$$$$ | Class III to IV heart failure, baseline ALT >2.5 |
Non-sulfonylurea secretagogues | 3x daily | 1.8%–1.9% | $$–$$$ | Caution with liver disease |
* The “typical” range excludes the studies with the highest and lowest measured effects. | ||||
† $ = $0 to $25; $$ = $25 to $60; $$$ = $60 to $120; $$$$ = $120 to $180. | ||||
DKA, diabetic ketoacidosis; Cr, chromium; COPD, chronic obstructive pulmonary disease; ALT, alanine transaminease. |
Recommendations from others
The International Diabetes Federation (IDF) recommends metformin as the initial oral agent unless contraindicated.8 A sulfonylurea is an acceptable alternative in patients who are not overweight. The IDF states that insulin should be added when oral agents fail.
The Institute for Clinical Systems Improvement (ICSI) says that the “single best choice drug for oral agent therapy for type 2 diabetes has not been determined” and must be chosen in the context of age, weight, and other comorbidities.9 The ICSI suggests metformin as an appropriate first agent for obese patients and recommends sulfonylureas or metformin as monotherapy for others because they are both economical and well tolerated. The American Diabetes Association does not specifically recommend a best initial agent or combination of agents for type 2 diabetes.10
1. Inzucchi SE. Oral antihyperglycemic therapy for type 2 diabetes. JAMA 2002;287:360-372.
2. Epocrates Drug Database. Available at: www2.epocrates.com/index.html. Accessed on May 18, 2006.
3. Yamanouchi T, Sakai T, Igarashi K, Ichiyanagi K, Watanabe H, Kawasaki T. Comparison of metabolic effects of pioglitazone, metformin, and glimepiride over 1 year in Japanese patients with newly diagnosed Type 2 diabetes. Diabetic Med 2005;22:980-985.
4. Van de Laar FA, Lucassen PLBJ, Akkermans RP, Van de Lisdonk EH, Rutten GEHM, Can Weel C. Alpha-glucosidase inhibitors for type 2 diabetes mellitus. Cochrane Database Syst Rev 2005, Issue 2.
5. Saenz A, Fernandez-Esteban I, Mataix A, Ausejo M, Roque M, Moher D. Metformin monotherapy for type 2 diabetes mellitus. Cochrane Database Syst Rev 2005, Issue 3.
6. UK Prospective Diabetes Study (UKPDS) Group. Effect of intensive blood-glucose control with metformin on complications in overweight patients with type 2 diabetes (UKPDS34). Lancet 1998;352:854-865.
7. DeFronzo RA, Bergenstal RM, Cefalu WT, et al. Efficacy of inhaled insulin in patients with type 2 diabetes not controlled with diet and exercise. Diabetes Care 2005;28:1922-1928.
8. IDF Clinical Guidelines Task Force. Global guideline for Type 2 diabetes. Brussels: International Diabetes Federation, 2005.
9. Institute for Clinical Systems Improvement (ICSI). Management of type 2 diabetes mellitus. Bloomington, Minn: Institute for Clinical Systems Improvement (ICSI); 2005 Nov. 79 p.
10. American Diabetes Association. Standard of medical care in diabetes-2006. Diabetes Care 2006;29:S4-S42.
1. Inzucchi SE. Oral antihyperglycemic therapy for type 2 diabetes. JAMA 2002;287:360-372.
2. Epocrates Drug Database. Available at: www2.epocrates.com/index.html. Accessed on May 18, 2006.
3. Yamanouchi T, Sakai T, Igarashi K, Ichiyanagi K, Watanabe H, Kawasaki T. Comparison of metabolic effects of pioglitazone, metformin, and glimepiride over 1 year in Japanese patients with newly diagnosed Type 2 diabetes. Diabetic Med 2005;22:980-985.
4. Van de Laar FA, Lucassen PLBJ, Akkermans RP, Van de Lisdonk EH, Rutten GEHM, Can Weel C. Alpha-glucosidase inhibitors for type 2 diabetes mellitus. Cochrane Database Syst Rev 2005, Issue 2.
5. Saenz A, Fernandez-Esteban I, Mataix A, Ausejo M, Roque M, Moher D. Metformin monotherapy for type 2 diabetes mellitus. Cochrane Database Syst Rev 2005, Issue 3.
6. UK Prospective Diabetes Study (UKPDS) Group. Effect of intensive blood-glucose control with metformin on complications in overweight patients with type 2 diabetes (UKPDS34). Lancet 1998;352:854-865.
7. DeFronzo RA, Bergenstal RM, Cefalu WT, et al. Efficacy of inhaled insulin in patients with type 2 diabetes not controlled with diet and exercise. Diabetes Care 2005;28:1922-1928.
8. IDF Clinical Guidelines Task Force. Global guideline for Type 2 diabetes. Brussels: International Diabetes Federation, 2005.
9. Institute for Clinical Systems Improvement (ICSI). Management of type 2 diabetes mellitus. Bloomington, Minn: Institute for Clinical Systems Improvement (ICSI); 2005 Nov. 79 p.
10. American Diabetes Association. Standard of medical care in diabetes-2006. Diabetes Care 2006;29:S4-S42.
Evidence-based answers from the Family Physicians Inquiries Network