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A diverted or stolen prescription has been signed in your name. What do you do now?

For a busy clinician, learning that a prescription pad has been stolen, sub-mitted with a counterfeit signature, and used to acquire a controlled substance comes as a shock. It evokes a sense of betrayal and raises a number of medico-legal issues that can be avoided if you know how to protect yourself.

Prescription pad security
One of the simplest ways to reduce prescrip­tion pad theft is to lock the pads in a secure location when the office is closed.1 Establish and maintain an inventory of prescription pads; you should number and count pads weekly. For Schedule-II controlled substance prescription pads, document the control number on each new pad.1 The best way to ensure that all pads are accounted for is by using sequential numbering similar to bank check numbers.

Do not allow staff to sign your prescrip­tion pad. Limit access to prescription pads to authorized personnel; be sure that they keep the prescription pad in their pocket, not on their desk or a counter, and not in examining rooms, where they could be stolen. For elec­tronic prescribing, always lock the drawer where the computer prescription paper sits.1

Some physicians might find it helpful to invest in tamper-resistant prescription pads. As of April 2008, the Centers for Medicare and Medicaid Services mandates that for a prescription pad to be considered tamper-resistant it must include 1 or more industry-recognized features designed to prevent unauthorized copying, erasure, or modifica­tion of prescriptions.2

When you order prescription pads, do not print your Drug Enforcement Administration (DEA) number on the pads. Also, check that your printer maintains strict process controls over prescription pad production, storage, and delivery.1

Other ways to prevent fraudulent pre­scriptions include using a gel pen to write prescriptions, because these pens contain pigments that are quickly absorbed, prevent­ing ink from being washed away with chemi­cal solvents.1 Never leave blank space on a written prescription and do not sign blank prescription pads beforehand.3 Write instruc­tions clearly on each prescription, informing pharmacists of ways to verify the prescrip­tion’s authenticity.

Legal responsibilities
In case your prescription pads are stolen, even after taking precautionary measures, make the following actions to report and record fraudulent charges:
   • If your prescription pads for Schedule-II medications—known as “triplicates”— are missing, give the control number of the first and last prescription in the pad to your state’s pharmacy organization. Some states have an electronic alert system to aid with filing a fraud claim (eg, the Texas Pharmacy Association has a section on its Web site for reporting prescription fraud and theft).
   • Immediately inform the local police department and local DEA office of the theft.3 Keep a copy of all communications for future reference.
   • If a pharmacy alerts you that a fraudu­lent prescription has been filled using one of your pads, request a copy of each filled pre­scription. Keep these records and file a copy with the police department and DEA.


Disclosure
The author reports no financial relationships with any company whose products are mentioned in this article or with manufacturers of competing products.

References


1. Seven helpful tips to improve prescription security in your medical practice. Standard Register Healthcare. http:// www.standardregister. com/securescrip/guide-to-prescription-pad-security. asp. Accessed June 6, 2012.
2. Guide to tamper-resistant Rx pads. Standard Register Healthcare. http://www. securescrip.com/guide-to-tamper-resistant-rx-pads. asp. Accessed June 6, 2012.
3. U.S. Department of Justice. Drug Enforcement Administration. Office of Diversion Control. Practitioner’s manual. Section III – security requirements. http://www. deadiversion.usdoj.gov/pubs/ manuals/pract/section3. htm. Accessed June 6, 2012.

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Shailesh Jain, MD, MPH, ABDA
Associate Professor and Regional Chair
Department of Psychiatry
Texas Tech Health Science
Center, Permian Basin
Odessa, Texas

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Shailesh Jain, MD, MPH, ABDA
Associate Professor and Regional Chair
Department of Psychiatry
Texas Tech Health Science
Center, Permian Basin
Odessa, Texas

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Shailesh Jain, MD, MPH, ABDA
Associate Professor and Regional Chair
Department of Psychiatry
Texas Tech Health Science
Center, Permian Basin
Odessa, Texas

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For a busy clinician, learning that a prescription pad has been stolen, sub-mitted with a counterfeit signature, and used to acquire a controlled substance comes as a shock. It evokes a sense of betrayal and raises a number of medico-legal issues that can be avoided if you know how to protect yourself.

Prescription pad security
One of the simplest ways to reduce prescrip­tion pad theft is to lock the pads in a secure location when the office is closed.1 Establish and maintain an inventory of prescription pads; you should number and count pads weekly. For Schedule-II controlled substance prescription pads, document the control number on each new pad.1 The best way to ensure that all pads are accounted for is by using sequential numbering similar to bank check numbers.

Do not allow staff to sign your prescrip­tion pad. Limit access to prescription pads to authorized personnel; be sure that they keep the prescription pad in their pocket, not on their desk or a counter, and not in examining rooms, where they could be stolen. For elec­tronic prescribing, always lock the drawer where the computer prescription paper sits.1

Some physicians might find it helpful to invest in tamper-resistant prescription pads. As of April 2008, the Centers for Medicare and Medicaid Services mandates that for a prescription pad to be considered tamper-resistant it must include 1 or more industry-recognized features designed to prevent unauthorized copying, erasure, or modifica­tion of prescriptions.2

When you order prescription pads, do not print your Drug Enforcement Administration (DEA) number on the pads. Also, check that your printer maintains strict process controls over prescription pad production, storage, and delivery.1

Other ways to prevent fraudulent pre­scriptions include using a gel pen to write prescriptions, because these pens contain pigments that are quickly absorbed, prevent­ing ink from being washed away with chemi­cal solvents.1 Never leave blank space on a written prescription and do not sign blank prescription pads beforehand.3 Write instruc­tions clearly on each prescription, informing pharmacists of ways to verify the prescrip­tion’s authenticity.

Legal responsibilities
In case your prescription pads are stolen, even after taking precautionary measures, make the following actions to report and record fraudulent charges:
   • If your prescription pads for Schedule-II medications—known as “triplicates”— are missing, give the control number of the first and last prescription in the pad to your state’s pharmacy organization. Some states have an electronic alert system to aid with filing a fraud claim (eg, the Texas Pharmacy Association has a section on its Web site for reporting prescription fraud and theft).
   • Immediately inform the local police department and local DEA office of the theft.3 Keep a copy of all communications for future reference.
   • If a pharmacy alerts you that a fraudu­lent prescription has been filled using one of your pads, request a copy of each filled pre­scription. Keep these records and file a copy with the police department and DEA.


Disclosure
The author reports no financial relationships with any company whose products are mentioned in this article or with manufacturers of competing products.

For a busy clinician, learning that a prescription pad has been stolen, sub-mitted with a counterfeit signature, and used to acquire a controlled substance comes as a shock. It evokes a sense of betrayal and raises a number of medico-legal issues that can be avoided if you know how to protect yourself.

Prescription pad security
One of the simplest ways to reduce prescrip­tion pad theft is to lock the pads in a secure location when the office is closed.1 Establish and maintain an inventory of prescription pads; you should number and count pads weekly. For Schedule-II controlled substance prescription pads, document the control number on each new pad.1 The best way to ensure that all pads are accounted for is by using sequential numbering similar to bank check numbers.

Do not allow staff to sign your prescrip­tion pad. Limit access to prescription pads to authorized personnel; be sure that they keep the prescription pad in their pocket, not on their desk or a counter, and not in examining rooms, where they could be stolen. For elec­tronic prescribing, always lock the drawer where the computer prescription paper sits.1

Some physicians might find it helpful to invest in tamper-resistant prescription pads. As of April 2008, the Centers for Medicare and Medicaid Services mandates that for a prescription pad to be considered tamper-resistant it must include 1 or more industry-recognized features designed to prevent unauthorized copying, erasure, or modifica­tion of prescriptions.2

When you order prescription pads, do not print your Drug Enforcement Administration (DEA) number on the pads. Also, check that your printer maintains strict process controls over prescription pad production, storage, and delivery.1

Other ways to prevent fraudulent pre­scriptions include using a gel pen to write prescriptions, because these pens contain pigments that are quickly absorbed, prevent­ing ink from being washed away with chemi­cal solvents.1 Never leave blank space on a written prescription and do not sign blank prescription pads beforehand.3 Write instruc­tions clearly on each prescription, informing pharmacists of ways to verify the prescrip­tion’s authenticity.

Legal responsibilities
In case your prescription pads are stolen, even after taking precautionary measures, make the following actions to report and record fraudulent charges:
   • If your prescription pads for Schedule-II medications—known as “triplicates”— are missing, give the control number of the first and last prescription in the pad to your state’s pharmacy organization. Some states have an electronic alert system to aid with filing a fraud claim (eg, the Texas Pharmacy Association has a section on its Web site for reporting prescription fraud and theft).
   • Immediately inform the local police department and local DEA office of the theft.3 Keep a copy of all communications for future reference.
   • If a pharmacy alerts you that a fraudu­lent prescription has been filled using one of your pads, request a copy of each filled pre­scription. Keep these records and file a copy with the police department and DEA.


Disclosure
The author reports no financial relationships with any company whose products are mentioned in this article or with manufacturers of competing products.

References


1. Seven helpful tips to improve prescription security in your medical practice. Standard Register Healthcare. http:// www.standardregister. com/securescrip/guide-to-prescription-pad-security. asp. Accessed June 6, 2012.
2. Guide to tamper-resistant Rx pads. Standard Register Healthcare. http://www. securescrip.com/guide-to-tamper-resistant-rx-pads. asp. Accessed June 6, 2012.
3. U.S. Department of Justice. Drug Enforcement Administration. Office of Diversion Control. Practitioner’s manual. Section III – security requirements. http://www. deadiversion.usdoj.gov/pubs/ manuals/pract/section3. htm. Accessed June 6, 2012.

References


1. Seven helpful tips to improve prescription security in your medical practice. Standard Register Healthcare. http:// www.standardregister. com/securescrip/guide-to-prescription-pad-security. asp. Accessed June 6, 2012.
2. Guide to tamper-resistant Rx pads. Standard Register Healthcare. http://www. securescrip.com/guide-to-tamper-resistant-rx-pads. asp. Accessed June 6, 2012.
3. U.S. Department of Justice. Drug Enforcement Administration. Office of Diversion Control. Practitioner’s manual. Section III – security requirements. http://www. deadiversion.usdoj.gov/pubs/ manuals/pract/section3. htm. Accessed June 6, 2012.

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Current Psychiatry - 13(7)
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Current Psychiatry - 13(7)
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63
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A diverted or stolen prescription has been signed in your name. What do you do now?
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A diverted or stolen prescription has been signed in your name. What do you do now?
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prescription, prescription pad, patient stealing, fraud
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