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How to reduce aggression in youths with conduct disorder
Families and schools often pressure clinicians to “do something” when children or adolescents persistently bully, threaten, or injure others. This demand poses a treatment dilemma when psychosocial and educational interventions have failed to manage pediatric aggression.
Aggression is the main reason for drug therapy in youths with conduct disorder, but very little safety and efficacy data exist to help us choose medications. This places young patients at risk for polypharmacy, unmanaged symptoms, short-term side effects, and unknown long-term consequences of exposure to psychotropics.
Table 1
4 precautions when prescribing for pediatric aggression
|
| Source: American Academy of Child and Adolescent Psychiatry1 |
This article reviews the limited data on using medications to reduce aggression in children and adolescents, focusing on double-blind, placebo-controlled trials in conduct disorder. Based on this evidence and our clinical experience, we offer a sample case and treatment recommendations.
Prescribing principles
Precautions. When prescribing drugs to treat aggressive youth, remember the American Academy of Child and Adolescent Psychiatry’s precautions (Table 1)1 Recently published recommendations prepared by expert consensus are also valuable treatment guides.2
Linking treatment to diagnosis. Should we attempt to manage aggression as a manifestation of an underlying psychiatric disorder? Or should we treat it the same across all disorders? The latter approach is akin to the “fever model.”
Fever—regardless of cause—may be treated with a nonsteroidal anti-inflammatory drug. However, evidence from drug studies suggests that underlying psychiatric disorders should help determine the choice of aggression treatment. For example, a recent study in adults found that divalproex was effective for aggressive patients only within a specific diagnostic subgroup (in this case, cluster B personality disorders).3
Clinical experience also links aggression treatment with underlying diagnoses. For example, aggression secondary to agitated depression is treated with an antidepressant, whereas aggression secondary to command hallucinations in schizophrenia is treated with antipsychotics.
In treating aggression in conduct disorder (Table 2), first treat comorbid disorders—such as attention deficit/hyperactivity disorder (ADHD) or bipolar disorder—and address the child’s psychosocial and educational needs. Then if medication is appropriate, consider drugs with evidence of safety and efficacy, such as antipsychotics, lithium, and stimulants.
Antipsychotics
Three conventional antipsychotics—chlorpromazine, haloperidol, and thioridazine—are FDA-approved for controlling disruptive behaviors in children.4 No atypical antipsychotics are so indicated, but atypicals are preferred in children and adolescents because of lower risks for tardive dyskinesia, neuroleptic malignant syndrome, and extrapyramidal symptoms.2
Risperidone is the most-studied atypical antipsychotic for treating pediatric aggression, particularly in patients with low intellectual functioning or mental retardation. In a 6-week, double-blind, placebo-controlled trial, 118 children ages 5 to 12 with severely disruptive behavior and IQs of 36 to 84 were given low-dose risperidone (mean 1.16 mg/d). Risperidone reduced conduct problems significantly more than placebo, although aggression was not measured directly.5 Adverse events included somnolence, headache, vomiting, weight gain, and elevated serum prolactin. Similar results have been reported in other studies.6
Table 2
Diagnostic criteria for conduct disorder
| A. A repetitive and persistent pattern of behavior in which the basic rights of others or major age-appropriate societal norms or rules are violated, as manifested by the persistence of three (or more) of the following criteria in the past 12 months, with at least one criterion present in the past 6 months: | |
| Aggression to people and animals | |
| 1. often bullies, threatens, or intimidates others | 5. has been physically cruel to animals |
| 2. often initiates physical fights | 6. has stolen while confronting a victim (such as mugging, purse snatching, extortion, armed robbery) |
| 3. has used a weapon that can cause serious physical harm to others (such as a bat, brick, broken bottle, knife, gun) | 7. has forced someone into sexual activity |
| 4. has been physically cruel to people | |
| Destruction of property | |
| 8. has deliberately engaged in fire setting with the intention of causing serious damage | 9. has deliberately destroyed others’ property (other than by fire setting) |
| Deceitfulness or theft | |
| 10. has broken into someone else’s house, building, or car | 12. has stolen items of nontrivial value without confronting a victim (such as shoplifting without breaking and entering, or forgery) |
| 11. often lies to obtain goods or favors or to avoid obligations(ie, “cons” others) | |
| Serious violation of rules | |
| 13. often stays out at night despite parental prohibitions, beginning before age 13 | 15. has run away from home overnight at least twice while living in parental or parental surrogate home (or once without returning for a lengthy period) |
| 14. is often truant from school, beginning before age 13 | |
| B. The disturbance in behavior causes clinically significant impairment in social, academic, or occupational functioning | |
| C. If the individual is age 18 or older, criteria are not met for antisocial personality disorder. | |
| Specify severity: | |
| Mild: few if any conduct problems in excess of those required to make the diagnosis and conduct problems cause only minor harm to others (such as lying, truancy, staying out after dark without permission) | |
| Moderate: number of conduct problems and effect on others intermediate between “mild” and severe” (such as stealing without confronting a victim, vandalism) | |
| Severe: many conduct problems in excess of those required to make the diagnosis or conduct problems cause considerable harm to others (such as forced sex, physical cruelty, use of a weapon, stealing while confronting a victim, breaking and entering) | |
| Source: Reprinted with permission from the Diagnostic and statistical manual of mental disorders, 4th ed., text revision. Copyright 2000. American Psychiatric Association. | |
JM, age 12, presented with his mother to address symptoms of hyperactivity and impulsive aggression. The boy also complained that his medications made him fall asleep during the day.
He is receiving five medications: a long-acting stimulant, atypical antipsychotic, anticonvulsant, alpha agonist, and selective serotonin reuptake inhibitor (SSRI). He had received numerous other medications, but prescription records are unavailable or incomplete.
Diagnostic history. Since age 5, JM has been diagnosed as having attention-deficit/hyperactivity disorder (ADHD), oppositional defiant disorder, conduct disorder, bipolar disorder, major depressive disorder, and learning disorders. On examination, the boy met DSM-IV criteria for ADHD, learning disorders, and conduct disorder (Table 2). He has a history of starting fights with peers, bullying, destroying property, lying, and stealing from stores and peers.
His mother stated that her son had always had irritable and labile periods, especially when he did not get his way. She was told during a previous psychiatric evaluation that the boy’s "mood swings" indicated bipolar disorder. On examination, however, he had no other bipolar symptoms, and his condition was chronic, not cyclic.
JM typically cries when he does not get his way, his mother reported, but he has no history of sleep or appetite changes that could suggest depression. He is happy when he can do as he pleases.
Reducing medications. After reviewing JM’s medications and performing the psychiatric assessment, the psychiatrist developed a plan to maximize his psychosocial and educational treatments and alter his medications and dosages. The first step was to increase the stimulant dosage to determine whether JM would be less hyperactive and impulsively aggressive.
The psychiatrist was concerned that the anticonvulsant, alpha agonist, and SSRI were not helping and could cause adverse events. He discussed slowly weaning these drugs one at a time with JM and his mother, and they agreed. The goal was to manage JM over time and to reduce his medications to one (ideally) or two (if necessary), possibly continuing the atypical antipsychotic.
Risperidone also reduced aggression in children with normal intelligence in one small study.7 As a cautionary note, however, long-term risperidone treatment has been associated with withdrawal dyskinesias.8
Olanzapine, quetiapine, ziprasidone, and aripiprazole are less well-studied for treating pediatric aggression but are preferable to conventional agents when antipsychotics are considered.
Recommendation. Expert consensus opinion2 recommends using atypicals when psychosocial treatments and first-line medications for primary conditions have failed. Start with low dosages, and titrate up slowly while monitoring symptoms and side effects. Because no studies have compared any atypical’s efficacy over others for aggressive behavior, base your choices on:
- discussions with the patient and family (Box 1)
- medical comorbidities
- how the patient responded to antipsychotics in the past
- side-effect profile
- long-term treatment planning.2
If the patient cannot tolerate the medication or does not respond after 4 to 6 weeks, try switching atypicals. To improve partial response, consider adding a mood stabilizer such as lithium or divalproex. If aggressive symptoms remit for 6 months or longer, attempt to taper or discontinue the antipsychotic.2
Lithium
In placebo-controlled trials, lithium reduced aggression in:
- male prisoners ages 16 to 24.9
- children ages 7 and 12 with conduct disorder10
- children and adolescents ages 10 to 17 with conduct disorder.11
Among these studies, only ours11 specifically measured aggression. We randomly assigned 40 children to receive 4 weeks of lithium, 900 to 2,100 mg/d (mean 1,425 ± 321 mg/d), or placebo. Serum lithium levels were 0.78 to 1.55 mEq/L (mean 1.07 ± 0.19 mEq/L). We used the Overt Aggression Scale (OAS)12,13 (see Related resources) to track frequency and severity of verbal aggression, aggression against objects, aggression against others, and self-aggression.
Lithium reduced aggression more than did placebo, as measured by the clinician-rated Clinical Global Impressions (CGI) scale and staff-rated Global Clinical Judgments (Consensus) Scale (GCJCS). The CGI showed a 70% response rate with lithium and 20% with placebo. Similarly, the GCJCS scale showed 80% response with lithium and 30% with placebo.
The aggression reduction with lithium was statistically significant and clinically evident. Most subjects (37 of 40) experienced at least one adverse event, however, whether receiving lithium or placebo. Nausea, vomiting, and urinary frequency were significantly more common in the lithium-treated group than with placebo. Fewer adverse events were reported in a similar outpatient study,14 probably because of less-frequent monitoring.
Lithium did not reduce aggression in adolescent girls treated for 2 weeks15 or in an outpatient study of children with ADHD.16
Recommendation. Lithium has shown efficacy for reducing severe aggression in hospitalized children with conduct disorder but not in similar outpatients. Consider this drug to reduce severe aggression in children with conduct disorder, especially if they have failed other treatments.
Anticonvulsants
Anticonvulsants have been used to decrease aggression for more than 50 years, and epidemiologic data show their use is increasing markedly.17 Few controlled studies support this prescribing trend, however.18
Initial reports suggested that anticonvulsants reduce disruptive behaviors, but more-critically designed studies have not supported this finding. For example, phenytoin sodium (diphenylhydantoin) demonstrated efficacy in open trials, but controlled trials found this anticonvulsant no more effective than placebo. In fact, placebo may have reduced aggression more than the active drug. Likewise, earlier controlled trials of carbamazepine indicated efficacy, but more-carefully designed trials using specific measures of aggression did not.
Divalproex is the anticonvulsant most commonly used for aggression in children and adolescents. Only one small, placebo-controlled study has found it effective in reducing aggression in children.19
Twenty children ages 10 to 18 with conduct disorder or oppositional defiant disorder were randomized to divalproex, 750 to 1,500 mg/d, or placebo. Eighteen completed the first phase, and 15 crossed over to the other treatment. Concomitant drug treatment, including stimulants, was allowed. The authors reported that 12 of 15 subjects showed some response to divalproex.
A 7-week study compared divalproex in high dosages (up to 1,500 mg/d) versus low dosages (up to 250 mg/d). This study was not placebo-controlled, but aggression was reduced more in the high-dosage than in the low-dosage group.20
Recommendation. If you use an anticonvulsant, first obtain informed consent from the patient and parent. Divalproex causes weight gain and has been associated with increased risk of polycystic ovary syndrome with masculinizing effects.21
Double-blind, placebo-controlled studies of divalproex and other anticonvulsants in treating aggression are needed, particularly as prescriptions for these agents are rising.
Stimulants
Some small controlled studies suggest that stimulants can reduce aggression in children with ADHD, but their effects on aggression in conduct disorder have not been well studied. Aggression was not measured directly in the National Institute of Mental Health Multimodal Treatment Study of Children with ADHD.21 Most other studies have been small and included children with ADHD but not necessarily conduct disorder.
Recommendation. Stimulants may help reduce aggression in children with ADHD, but studies gauging their effects in conduct disorder are needed.
Alpha agonists
Alpha agonists such as clonidine and guanfacine are increasingly being used to treat children with disruptive disorders, despite limited evidence. The small controlled studies that examined alpha agonists as monotherapy or add-ons in this population did not directly measure aggression.22,23
Recommendation. Little data support alpha agonists for reducing aggression. They should probably be considered second-line treatment.
SSRIs
No double-blind, placebo-controlled studies have tested any selective serotonin reuptake inhibitor (SSRIs) for reducing aggression in conduct disorder. In a 6-week open study, citalopram (mean 27 mg/d) reduced impulsive aggression in 12 children with mixed diagnoses, as measured by the modified OAS,13 Child Behavior Checklist, and CGI.24
Recommendation. Use caution when prescribing SSRIs to aggressive youth, as these drugs may contribute to aggression in some mood-disordered children. More evidence of SSRIs’ safety and efficacy in this population is needed.
- Overt Aggression Scale. In: Coccaro EF, Harvey PD, Kupsaw-Lawrence E, et al. Development of neuropharmacologically-based behavioral assessments of impulsiveaggressive behavior. J Neuropsychiatry 1991;3(2):S44-S51.
Drug brand names
- Aripiprazole • Abilify
- Carbamazepine • Tegretol
- Citalopram • Celexa
- Chlorpromazine • Thorazine
- Clonidine • Catapres
- Phenytoin sodium • Dilantin
- Divalproex • Depakote
- Guanfacine • Tenex
- Haloperidol • Haldol
- Olanzapine • Zyprexa
- Quetiapine • Seroquel
- Risperidone • Risperdal
- Thioridazine • Mellaril
- Ziprasidone • Geodon
Disclosure
Dr. Malone receives research support from Pfizer Inc. and Eli Lilly and Co. and is a consultant to Janssen Pharmaceutica.
Dr. Delaney is a consultant to Shire Pharmaceuticals.
Dr. Sheikh reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.
1. Prescribing psychoactive medications for children and adolescents American Academy of Child and Adolescent Psychiatry policy statement, adopted Sept. 20, 2001. Available at:http://www.aacap.org/publications/policy/ps41.htm Accessed Jan. 15, 2004.
2. Pappadopulos E, MacIntyre JC, Crismon ML, et al. Treatment recommendations for the use of antipsychotics for aggressive youth (TRAAY). Part II. J Am Acad Child Adolesc Psychiatry 2003;42(2):145-61.
3. Hollander E, Tracy KA, Swann AC, et al. Divalproex in the treatment of impulsive aggression: efficacy in Cluster B personality disorders. Neuropsychopharmacology 2003;28:1186-97.
4. Physician’s Desk Reference (57th ed). Montvale, NJ: Thomson Healthcare, 2003.
5. Aman MG, DeSmedt G, Derivan A, et al. Double-blind, placebo-controlled study of risperidone for the treatment of disruptive behaviors in children with subaverage intelligence. Am J Psychiatry 2002;159:1337-46.
6. Snyder R, Turgay A, Aman M, et al. Effects of risperidone on conduct and disruptive behavior disorders in children with subaverage IQs. J Am Acad Child Adolesc Psychiatry 2002;41(9):1026-36.
7. Findling RL, McNamara NK, Branicky LA, et al. A double-blind pilot study of risperidone in the treatment of conduct disorder. J Am Acad Child Adolesc Psychiatry 2000;39:509-16.
8. Malone RP, Maislin G, Choudhury MS, et al. Risperidone treatment in children and adolescents with autism: short- and long-term safety and effectiveness. J Am Acad Child Adolesc Psychiatry 2002;41(2):140-7.
9. Sheard MH, Marini JL, Bridges CI, Wagner E. The effect of lithium on impulsive aggressive behavior in man. Am J Psychiatry 1976;133(12):1409-13.
10. Campbell M, Adams PB, Small AM, et al. Lithium in hospitalized aggressive children with conduct disorder: a double-blind and placebo-controlled study. J Am Acad Child Adolesc Psychiatry 1995;34:445-53.
11. Malone RP, Delaney MA, Luebbert JF, et al. A double-blind placebo-controlled study of lithium in hospitalized aggressive children and adolescents with conduct disorder. Arch Gen Psychiatry 2000a;57(7):649-54.
12. Yudofsky SC, Silver JM, Jackson W, et al. The Overt Aggression Scale for the objective rating of verbal and physical aggression. Am J Psychiatry 1986;143:35-9.
13. Coccaro EF, Harvey PD, Kupsaw-Lawrence E, et al. Development of neuropharmacologically-based behavioral assessments of impulsive aggressive behavior. J Neuropsychiatry 1991;3:S44-S5.
14. Malone RP, Delaney MA, Gifford C. Adverse events during lithium treatment in children varies by setting. Miami Beach, FL: American Academy of Child and Adolescent Psychiatry annual meeting, 2003.
15. Rifkin A, Karajgi B, Dicker R, et al. Lithium treatment of conduct disorders in adolescents. Am J Psychiatry 1997;154:554-5.
16. Klein RG. Preliminary results: lithium effects in conduct disorders. New Orleans: American Psychiatric Association annual meeting, 1991.
17. Zito JM, Safer DJ, DosReis S, et al. Psychotropic practice patterns for youth: a 10-year perspective. Arch Pediatr Adolesc Med 2003;157:17-25.
18. Malone RP, Delaney MA. Psychopharmacologic interventions in children with aggression: neuroleptics, lithium, and anticonvulsants. In: Coccaro EF (ed). Aggression: assessment and treatment. New York: Marcel Dekker, 2003b;331-49.
19. Donovan SJ, Stewart JW, Nunes EV, et al. Divalproex treatment for youth with explosive temper and mood lability: a double-blind, placebo-controlled crossover design. Am J Psychiatry 2000;157:818-20.
20. Steiner H. A randomized clinical trial of divalproex sodium in conduct disorders. J Clin Psychiatry (in press).
21. Isojarvi JT, Laatikainen TJ, Knip M, et al. Obesity and endocrine disorders in women taking valproate for epilepsy. Ann Neurol 1996;39:579-84.
22. MTA Cooperative Group. A 14-month randomized clinical trial of treatment strategies for attention deficit/hyperactivity disorder. Arch Gen Psychiatry 1999;56:1073-86.
23. Conner DF, Barkley RA, Davis HT. A pilot study of methylphenidate, clonidine, or the combination in ADHD comorbid with aggressive oppositional defiant or conduct disorder. Clin Pediatr 2000;39:15-25.
24. Hazell PL, Stuart JE. A randomized controlled trial of clonidine added to psychostimulant medication for hyperactive and aggressive children. J Am Acad Child Adolesc Psychiatry. 2003;886-94.
25. Armenteros JL, Lewis JE. Citalopram treatment for impulsive aggression in children and adolescents: an open pilot study. J Am Acad Child Adolesc Psychiatry 2002;41:522-9.
Families and schools often pressure clinicians to “do something” when children or adolescents persistently bully, threaten, or injure others. This demand poses a treatment dilemma when psychosocial and educational interventions have failed to manage pediatric aggression.
Aggression is the main reason for drug therapy in youths with conduct disorder, but very little safety and efficacy data exist to help us choose medications. This places young patients at risk for polypharmacy, unmanaged symptoms, short-term side effects, and unknown long-term consequences of exposure to psychotropics.
Table 1
4 precautions when prescribing for pediatric aggression
|
| Source: American Academy of Child and Adolescent Psychiatry1 |
This article reviews the limited data on using medications to reduce aggression in children and adolescents, focusing on double-blind, placebo-controlled trials in conduct disorder. Based on this evidence and our clinical experience, we offer a sample case and treatment recommendations.
Prescribing principles
Precautions. When prescribing drugs to treat aggressive youth, remember the American Academy of Child and Adolescent Psychiatry’s precautions (Table 1)1 Recently published recommendations prepared by expert consensus are also valuable treatment guides.2
Linking treatment to diagnosis. Should we attempt to manage aggression as a manifestation of an underlying psychiatric disorder? Or should we treat it the same across all disorders? The latter approach is akin to the “fever model.”
Fever—regardless of cause—may be treated with a nonsteroidal anti-inflammatory drug. However, evidence from drug studies suggests that underlying psychiatric disorders should help determine the choice of aggression treatment. For example, a recent study in adults found that divalproex was effective for aggressive patients only within a specific diagnostic subgroup (in this case, cluster B personality disorders).3
Clinical experience also links aggression treatment with underlying diagnoses. For example, aggression secondary to agitated depression is treated with an antidepressant, whereas aggression secondary to command hallucinations in schizophrenia is treated with antipsychotics.
In treating aggression in conduct disorder (Table 2), first treat comorbid disorders—such as attention deficit/hyperactivity disorder (ADHD) or bipolar disorder—and address the child’s psychosocial and educational needs. Then if medication is appropriate, consider drugs with evidence of safety and efficacy, such as antipsychotics, lithium, and stimulants.
Antipsychotics
Three conventional antipsychotics—chlorpromazine, haloperidol, and thioridazine—are FDA-approved for controlling disruptive behaviors in children.4 No atypical antipsychotics are so indicated, but atypicals are preferred in children and adolescents because of lower risks for tardive dyskinesia, neuroleptic malignant syndrome, and extrapyramidal symptoms.2
Risperidone is the most-studied atypical antipsychotic for treating pediatric aggression, particularly in patients with low intellectual functioning or mental retardation. In a 6-week, double-blind, placebo-controlled trial, 118 children ages 5 to 12 with severely disruptive behavior and IQs of 36 to 84 were given low-dose risperidone (mean 1.16 mg/d). Risperidone reduced conduct problems significantly more than placebo, although aggression was not measured directly.5 Adverse events included somnolence, headache, vomiting, weight gain, and elevated serum prolactin. Similar results have been reported in other studies.6
Table 2
Diagnostic criteria for conduct disorder
| A. A repetitive and persistent pattern of behavior in which the basic rights of others or major age-appropriate societal norms or rules are violated, as manifested by the persistence of three (or more) of the following criteria in the past 12 months, with at least one criterion present in the past 6 months: | |
| Aggression to people and animals | |
| 1. often bullies, threatens, or intimidates others | 5. has been physically cruel to animals |
| 2. often initiates physical fights | 6. has stolen while confronting a victim (such as mugging, purse snatching, extortion, armed robbery) |
| 3. has used a weapon that can cause serious physical harm to others (such as a bat, brick, broken bottle, knife, gun) | 7. has forced someone into sexual activity |
| 4. has been physically cruel to people | |
| Destruction of property | |
| 8. has deliberately engaged in fire setting with the intention of causing serious damage | 9. has deliberately destroyed others’ property (other than by fire setting) |
| Deceitfulness or theft | |
| 10. has broken into someone else’s house, building, or car | 12. has stolen items of nontrivial value without confronting a victim (such as shoplifting without breaking and entering, or forgery) |
| 11. often lies to obtain goods or favors or to avoid obligations(ie, “cons” others) | |
| Serious violation of rules | |
| 13. often stays out at night despite parental prohibitions, beginning before age 13 | 15. has run away from home overnight at least twice while living in parental or parental surrogate home (or once without returning for a lengthy period) |
| 14. is often truant from school, beginning before age 13 | |
| B. The disturbance in behavior causes clinically significant impairment in social, academic, or occupational functioning | |
| C. If the individual is age 18 or older, criteria are not met for antisocial personality disorder. | |
| Specify severity: | |
| Mild: few if any conduct problems in excess of those required to make the diagnosis and conduct problems cause only minor harm to others (such as lying, truancy, staying out after dark without permission) | |
| Moderate: number of conduct problems and effect on others intermediate between “mild” and severe” (such as stealing without confronting a victim, vandalism) | |
| Severe: many conduct problems in excess of those required to make the diagnosis or conduct problems cause considerable harm to others (such as forced sex, physical cruelty, use of a weapon, stealing while confronting a victim, breaking and entering) | |
| Source: Reprinted with permission from the Diagnostic and statistical manual of mental disorders, 4th ed., text revision. Copyright 2000. American Psychiatric Association. | |
JM, age 12, presented with his mother to address symptoms of hyperactivity and impulsive aggression. The boy also complained that his medications made him fall asleep during the day.
He is receiving five medications: a long-acting stimulant, atypical antipsychotic, anticonvulsant, alpha agonist, and selective serotonin reuptake inhibitor (SSRI). He had received numerous other medications, but prescription records are unavailable or incomplete.
Diagnostic history. Since age 5, JM has been diagnosed as having attention-deficit/hyperactivity disorder (ADHD), oppositional defiant disorder, conduct disorder, bipolar disorder, major depressive disorder, and learning disorders. On examination, the boy met DSM-IV criteria for ADHD, learning disorders, and conduct disorder (Table 2). He has a history of starting fights with peers, bullying, destroying property, lying, and stealing from stores and peers.
His mother stated that her son had always had irritable and labile periods, especially when he did not get his way. She was told during a previous psychiatric evaluation that the boy’s "mood swings" indicated bipolar disorder. On examination, however, he had no other bipolar symptoms, and his condition was chronic, not cyclic.
JM typically cries when he does not get his way, his mother reported, but he has no history of sleep or appetite changes that could suggest depression. He is happy when he can do as he pleases.
Reducing medications. After reviewing JM’s medications and performing the psychiatric assessment, the psychiatrist developed a plan to maximize his psychosocial and educational treatments and alter his medications and dosages. The first step was to increase the stimulant dosage to determine whether JM would be less hyperactive and impulsively aggressive.
The psychiatrist was concerned that the anticonvulsant, alpha agonist, and SSRI were not helping and could cause adverse events. He discussed slowly weaning these drugs one at a time with JM and his mother, and they agreed. The goal was to manage JM over time and to reduce his medications to one (ideally) or two (if necessary), possibly continuing the atypical antipsychotic.
Risperidone also reduced aggression in children with normal intelligence in one small study.7 As a cautionary note, however, long-term risperidone treatment has been associated with withdrawal dyskinesias.8
Olanzapine, quetiapine, ziprasidone, and aripiprazole are less well-studied for treating pediatric aggression but are preferable to conventional agents when antipsychotics are considered.
Recommendation. Expert consensus opinion2 recommends using atypicals when psychosocial treatments and first-line medications for primary conditions have failed. Start with low dosages, and titrate up slowly while monitoring symptoms and side effects. Because no studies have compared any atypical’s efficacy over others for aggressive behavior, base your choices on:
- discussions with the patient and family (Box 1)
- medical comorbidities
- how the patient responded to antipsychotics in the past
- side-effect profile
- long-term treatment planning.2
If the patient cannot tolerate the medication or does not respond after 4 to 6 weeks, try switching atypicals. To improve partial response, consider adding a mood stabilizer such as lithium or divalproex. If aggressive symptoms remit for 6 months or longer, attempt to taper or discontinue the antipsychotic.2
Lithium
In placebo-controlled trials, lithium reduced aggression in:
- male prisoners ages 16 to 24.9
- children ages 7 and 12 with conduct disorder10
- children and adolescents ages 10 to 17 with conduct disorder.11
Among these studies, only ours11 specifically measured aggression. We randomly assigned 40 children to receive 4 weeks of lithium, 900 to 2,100 mg/d (mean 1,425 ± 321 mg/d), or placebo. Serum lithium levels were 0.78 to 1.55 mEq/L (mean 1.07 ± 0.19 mEq/L). We used the Overt Aggression Scale (OAS)12,13 (see Related resources) to track frequency and severity of verbal aggression, aggression against objects, aggression against others, and self-aggression.
Lithium reduced aggression more than did placebo, as measured by the clinician-rated Clinical Global Impressions (CGI) scale and staff-rated Global Clinical Judgments (Consensus) Scale (GCJCS). The CGI showed a 70% response rate with lithium and 20% with placebo. Similarly, the GCJCS scale showed 80% response with lithium and 30% with placebo.
The aggression reduction with lithium was statistically significant and clinically evident. Most subjects (37 of 40) experienced at least one adverse event, however, whether receiving lithium or placebo. Nausea, vomiting, and urinary frequency were significantly more common in the lithium-treated group than with placebo. Fewer adverse events were reported in a similar outpatient study,14 probably because of less-frequent monitoring.
Lithium did not reduce aggression in adolescent girls treated for 2 weeks15 or in an outpatient study of children with ADHD.16
Recommendation. Lithium has shown efficacy for reducing severe aggression in hospitalized children with conduct disorder but not in similar outpatients. Consider this drug to reduce severe aggression in children with conduct disorder, especially if they have failed other treatments.
Anticonvulsants
Anticonvulsants have been used to decrease aggression for more than 50 years, and epidemiologic data show their use is increasing markedly.17 Few controlled studies support this prescribing trend, however.18
Initial reports suggested that anticonvulsants reduce disruptive behaviors, but more-critically designed studies have not supported this finding. For example, phenytoin sodium (diphenylhydantoin) demonstrated efficacy in open trials, but controlled trials found this anticonvulsant no more effective than placebo. In fact, placebo may have reduced aggression more than the active drug. Likewise, earlier controlled trials of carbamazepine indicated efficacy, but more-carefully designed trials using specific measures of aggression did not.
Divalproex is the anticonvulsant most commonly used for aggression in children and adolescents. Only one small, placebo-controlled study has found it effective in reducing aggression in children.19
Twenty children ages 10 to 18 with conduct disorder or oppositional defiant disorder were randomized to divalproex, 750 to 1,500 mg/d, or placebo. Eighteen completed the first phase, and 15 crossed over to the other treatment. Concomitant drug treatment, including stimulants, was allowed. The authors reported that 12 of 15 subjects showed some response to divalproex.
A 7-week study compared divalproex in high dosages (up to 1,500 mg/d) versus low dosages (up to 250 mg/d). This study was not placebo-controlled, but aggression was reduced more in the high-dosage than in the low-dosage group.20
Recommendation. If you use an anticonvulsant, first obtain informed consent from the patient and parent. Divalproex causes weight gain and has been associated with increased risk of polycystic ovary syndrome with masculinizing effects.21
Double-blind, placebo-controlled studies of divalproex and other anticonvulsants in treating aggression are needed, particularly as prescriptions for these agents are rising.
Stimulants
Some small controlled studies suggest that stimulants can reduce aggression in children with ADHD, but their effects on aggression in conduct disorder have not been well studied. Aggression was not measured directly in the National Institute of Mental Health Multimodal Treatment Study of Children with ADHD.21 Most other studies have been small and included children with ADHD but not necessarily conduct disorder.
Recommendation. Stimulants may help reduce aggression in children with ADHD, but studies gauging their effects in conduct disorder are needed.
Alpha agonists
Alpha agonists such as clonidine and guanfacine are increasingly being used to treat children with disruptive disorders, despite limited evidence. The small controlled studies that examined alpha agonists as monotherapy or add-ons in this population did not directly measure aggression.22,23
Recommendation. Little data support alpha agonists for reducing aggression. They should probably be considered second-line treatment.
SSRIs
No double-blind, placebo-controlled studies have tested any selective serotonin reuptake inhibitor (SSRIs) for reducing aggression in conduct disorder. In a 6-week open study, citalopram (mean 27 mg/d) reduced impulsive aggression in 12 children with mixed diagnoses, as measured by the modified OAS,13 Child Behavior Checklist, and CGI.24
Recommendation. Use caution when prescribing SSRIs to aggressive youth, as these drugs may contribute to aggression in some mood-disordered children. More evidence of SSRIs’ safety and efficacy in this population is needed.
- Overt Aggression Scale. In: Coccaro EF, Harvey PD, Kupsaw-Lawrence E, et al. Development of neuropharmacologically-based behavioral assessments of impulsiveaggressive behavior. J Neuropsychiatry 1991;3(2):S44-S51.
Drug brand names
- Aripiprazole • Abilify
- Carbamazepine • Tegretol
- Citalopram • Celexa
- Chlorpromazine • Thorazine
- Clonidine • Catapres
- Phenytoin sodium • Dilantin
- Divalproex • Depakote
- Guanfacine • Tenex
- Haloperidol • Haldol
- Olanzapine • Zyprexa
- Quetiapine • Seroquel
- Risperidone • Risperdal
- Thioridazine • Mellaril
- Ziprasidone • Geodon
Disclosure
Dr. Malone receives research support from Pfizer Inc. and Eli Lilly and Co. and is a consultant to Janssen Pharmaceutica.
Dr. Delaney is a consultant to Shire Pharmaceuticals.
Dr. Sheikh reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.
Families and schools often pressure clinicians to “do something” when children or adolescents persistently bully, threaten, or injure others. This demand poses a treatment dilemma when psychosocial and educational interventions have failed to manage pediatric aggression.
Aggression is the main reason for drug therapy in youths with conduct disorder, but very little safety and efficacy data exist to help us choose medications. This places young patients at risk for polypharmacy, unmanaged symptoms, short-term side effects, and unknown long-term consequences of exposure to psychotropics.
Table 1
4 precautions when prescribing for pediatric aggression
|
| Source: American Academy of Child and Adolescent Psychiatry1 |
This article reviews the limited data on using medications to reduce aggression in children and adolescents, focusing on double-blind, placebo-controlled trials in conduct disorder. Based on this evidence and our clinical experience, we offer a sample case and treatment recommendations.
Prescribing principles
Precautions. When prescribing drugs to treat aggressive youth, remember the American Academy of Child and Adolescent Psychiatry’s precautions (Table 1)1 Recently published recommendations prepared by expert consensus are also valuable treatment guides.2
Linking treatment to diagnosis. Should we attempt to manage aggression as a manifestation of an underlying psychiatric disorder? Or should we treat it the same across all disorders? The latter approach is akin to the “fever model.”
Fever—regardless of cause—may be treated with a nonsteroidal anti-inflammatory drug. However, evidence from drug studies suggests that underlying psychiatric disorders should help determine the choice of aggression treatment. For example, a recent study in adults found that divalproex was effective for aggressive patients only within a specific diagnostic subgroup (in this case, cluster B personality disorders).3
Clinical experience also links aggression treatment with underlying diagnoses. For example, aggression secondary to agitated depression is treated with an antidepressant, whereas aggression secondary to command hallucinations in schizophrenia is treated with antipsychotics.
In treating aggression in conduct disorder (Table 2), first treat comorbid disorders—such as attention deficit/hyperactivity disorder (ADHD) or bipolar disorder—and address the child’s psychosocial and educational needs. Then if medication is appropriate, consider drugs with evidence of safety and efficacy, such as antipsychotics, lithium, and stimulants.
Antipsychotics
Three conventional antipsychotics—chlorpromazine, haloperidol, and thioridazine—are FDA-approved for controlling disruptive behaviors in children.4 No atypical antipsychotics are so indicated, but atypicals are preferred in children and adolescents because of lower risks for tardive dyskinesia, neuroleptic malignant syndrome, and extrapyramidal symptoms.2
Risperidone is the most-studied atypical antipsychotic for treating pediatric aggression, particularly in patients with low intellectual functioning or mental retardation. In a 6-week, double-blind, placebo-controlled trial, 118 children ages 5 to 12 with severely disruptive behavior and IQs of 36 to 84 were given low-dose risperidone (mean 1.16 mg/d). Risperidone reduced conduct problems significantly more than placebo, although aggression was not measured directly.5 Adverse events included somnolence, headache, vomiting, weight gain, and elevated serum prolactin. Similar results have been reported in other studies.6
Table 2
Diagnostic criteria for conduct disorder
| A. A repetitive and persistent pattern of behavior in which the basic rights of others or major age-appropriate societal norms or rules are violated, as manifested by the persistence of three (or more) of the following criteria in the past 12 months, with at least one criterion present in the past 6 months: | |
| Aggression to people and animals | |
| 1. often bullies, threatens, or intimidates others | 5. has been physically cruel to animals |
| 2. often initiates physical fights | 6. has stolen while confronting a victim (such as mugging, purse snatching, extortion, armed robbery) |
| 3. has used a weapon that can cause serious physical harm to others (such as a bat, brick, broken bottle, knife, gun) | 7. has forced someone into sexual activity |
| 4. has been physically cruel to people | |
| Destruction of property | |
| 8. has deliberately engaged in fire setting with the intention of causing serious damage | 9. has deliberately destroyed others’ property (other than by fire setting) |
| Deceitfulness or theft | |
| 10. has broken into someone else’s house, building, or car | 12. has stolen items of nontrivial value without confronting a victim (such as shoplifting without breaking and entering, or forgery) |
| 11. often lies to obtain goods or favors or to avoid obligations(ie, “cons” others) | |
| Serious violation of rules | |
| 13. often stays out at night despite parental prohibitions, beginning before age 13 | 15. has run away from home overnight at least twice while living in parental or parental surrogate home (or once without returning for a lengthy period) |
| 14. is often truant from school, beginning before age 13 | |
| B. The disturbance in behavior causes clinically significant impairment in social, academic, or occupational functioning | |
| C. If the individual is age 18 or older, criteria are not met for antisocial personality disorder. | |
| Specify severity: | |
| Mild: few if any conduct problems in excess of those required to make the diagnosis and conduct problems cause only minor harm to others (such as lying, truancy, staying out after dark without permission) | |
| Moderate: number of conduct problems and effect on others intermediate between “mild” and severe” (such as stealing without confronting a victim, vandalism) | |
| Severe: many conduct problems in excess of those required to make the diagnosis or conduct problems cause considerable harm to others (such as forced sex, physical cruelty, use of a weapon, stealing while confronting a victim, breaking and entering) | |
| Source: Reprinted with permission from the Diagnostic and statistical manual of mental disorders, 4th ed., text revision. Copyright 2000. American Psychiatric Association. | |
JM, age 12, presented with his mother to address symptoms of hyperactivity and impulsive aggression. The boy also complained that his medications made him fall asleep during the day.
He is receiving five medications: a long-acting stimulant, atypical antipsychotic, anticonvulsant, alpha agonist, and selective serotonin reuptake inhibitor (SSRI). He had received numerous other medications, but prescription records are unavailable or incomplete.
Diagnostic history. Since age 5, JM has been diagnosed as having attention-deficit/hyperactivity disorder (ADHD), oppositional defiant disorder, conduct disorder, bipolar disorder, major depressive disorder, and learning disorders. On examination, the boy met DSM-IV criteria for ADHD, learning disorders, and conduct disorder (Table 2). He has a history of starting fights with peers, bullying, destroying property, lying, and stealing from stores and peers.
His mother stated that her son had always had irritable and labile periods, especially when he did not get his way. She was told during a previous psychiatric evaluation that the boy’s "mood swings" indicated bipolar disorder. On examination, however, he had no other bipolar symptoms, and his condition was chronic, not cyclic.
JM typically cries when he does not get his way, his mother reported, but he has no history of sleep or appetite changes that could suggest depression. He is happy when he can do as he pleases.
Reducing medications. After reviewing JM’s medications and performing the psychiatric assessment, the psychiatrist developed a plan to maximize his psychosocial and educational treatments and alter his medications and dosages. The first step was to increase the stimulant dosage to determine whether JM would be less hyperactive and impulsively aggressive.
The psychiatrist was concerned that the anticonvulsant, alpha agonist, and SSRI were not helping and could cause adverse events. He discussed slowly weaning these drugs one at a time with JM and his mother, and they agreed. The goal was to manage JM over time and to reduce his medications to one (ideally) or two (if necessary), possibly continuing the atypical antipsychotic.
Risperidone also reduced aggression in children with normal intelligence in one small study.7 As a cautionary note, however, long-term risperidone treatment has been associated with withdrawal dyskinesias.8
Olanzapine, quetiapine, ziprasidone, and aripiprazole are less well-studied for treating pediatric aggression but are preferable to conventional agents when antipsychotics are considered.
Recommendation. Expert consensus opinion2 recommends using atypicals when psychosocial treatments and first-line medications for primary conditions have failed. Start with low dosages, and titrate up slowly while monitoring symptoms and side effects. Because no studies have compared any atypical’s efficacy over others for aggressive behavior, base your choices on:
- discussions with the patient and family (Box 1)
- medical comorbidities
- how the patient responded to antipsychotics in the past
- side-effect profile
- long-term treatment planning.2
If the patient cannot tolerate the medication or does not respond after 4 to 6 weeks, try switching atypicals. To improve partial response, consider adding a mood stabilizer such as lithium or divalproex. If aggressive symptoms remit for 6 months or longer, attempt to taper or discontinue the antipsychotic.2
Lithium
In placebo-controlled trials, lithium reduced aggression in:
- male prisoners ages 16 to 24.9
- children ages 7 and 12 with conduct disorder10
- children and adolescents ages 10 to 17 with conduct disorder.11
Among these studies, only ours11 specifically measured aggression. We randomly assigned 40 children to receive 4 weeks of lithium, 900 to 2,100 mg/d (mean 1,425 ± 321 mg/d), or placebo. Serum lithium levels were 0.78 to 1.55 mEq/L (mean 1.07 ± 0.19 mEq/L). We used the Overt Aggression Scale (OAS)12,13 (see Related resources) to track frequency and severity of verbal aggression, aggression against objects, aggression against others, and self-aggression.
Lithium reduced aggression more than did placebo, as measured by the clinician-rated Clinical Global Impressions (CGI) scale and staff-rated Global Clinical Judgments (Consensus) Scale (GCJCS). The CGI showed a 70% response rate with lithium and 20% with placebo. Similarly, the GCJCS scale showed 80% response with lithium and 30% with placebo.
The aggression reduction with lithium was statistically significant and clinically evident. Most subjects (37 of 40) experienced at least one adverse event, however, whether receiving lithium or placebo. Nausea, vomiting, and urinary frequency were significantly more common in the lithium-treated group than with placebo. Fewer adverse events were reported in a similar outpatient study,14 probably because of less-frequent monitoring.
Lithium did not reduce aggression in adolescent girls treated for 2 weeks15 or in an outpatient study of children with ADHD.16
Recommendation. Lithium has shown efficacy for reducing severe aggression in hospitalized children with conduct disorder but not in similar outpatients. Consider this drug to reduce severe aggression in children with conduct disorder, especially if they have failed other treatments.
Anticonvulsants
Anticonvulsants have been used to decrease aggression for more than 50 years, and epidemiologic data show their use is increasing markedly.17 Few controlled studies support this prescribing trend, however.18
Initial reports suggested that anticonvulsants reduce disruptive behaviors, but more-critically designed studies have not supported this finding. For example, phenytoin sodium (diphenylhydantoin) demonstrated efficacy in open trials, but controlled trials found this anticonvulsant no more effective than placebo. In fact, placebo may have reduced aggression more than the active drug. Likewise, earlier controlled trials of carbamazepine indicated efficacy, but more-carefully designed trials using specific measures of aggression did not.
Divalproex is the anticonvulsant most commonly used for aggression in children and adolescents. Only one small, placebo-controlled study has found it effective in reducing aggression in children.19
Twenty children ages 10 to 18 with conduct disorder or oppositional defiant disorder were randomized to divalproex, 750 to 1,500 mg/d, or placebo. Eighteen completed the first phase, and 15 crossed over to the other treatment. Concomitant drug treatment, including stimulants, was allowed. The authors reported that 12 of 15 subjects showed some response to divalproex.
A 7-week study compared divalproex in high dosages (up to 1,500 mg/d) versus low dosages (up to 250 mg/d). This study was not placebo-controlled, but aggression was reduced more in the high-dosage than in the low-dosage group.20
Recommendation. If you use an anticonvulsant, first obtain informed consent from the patient and parent. Divalproex causes weight gain and has been associated with increased risk of polycystic ovary syndrome with masculinizing effects.21
Double-blind, placebo-controlled studies of divalproex and other anticonvulsants in treating aggression are needed, particularly as prescriptions for these agents are rising.
Stimulants
Some small controlled studies suggest that stimulants can reduce aggression in children with ADHD, but their effects on aggression in conduct disorder have not been well studied. Aggression was not measured directly in the National Institute of Mental Health Multimodal Treatment Study of Children with ADHD.21 Most other studies have been small and included children with ADHD but not necessarily conduct disorder.
Recommendation. Stimulants may help reduce aggression in children with ADHD, but studies gauging their effects in conduct disorder are needed.
Alpha agonists
Alpha agonists such as clonidine and guanfacine are increasingly being used to treat children with disruptive disorders, despite limited evidence. The small controlled studies that examined alpha agonists as monotherapy or add-ons in this population did not directly measure aggression.22,23
Recommendation. Little data support alpha agonists for reducing aggression. They should probably be considered second-line treatment.
SSRIs
No double-blind, placebo-controlled studies have tested any selective serotonin reuptake inhibitor (SSRIs) for reducing aggression in conduct disorder. In a 6-week open study, citalopram (mean 27 mg/d) reduced impulsive aggression in 12 children with mixed diagnoses, as measured by the modified OAS,13 Child Behavior Checklist, and CGI.24
Recommendation. Use caution when prescribing SSRIs to aggressive youth, as these drugs may contribute to aggression in some mood-disordered children. More evidence of SSRIs’ safety and efficacy in this population is needed.
- Overt Aggression Scale. In: Coccaro EF, Harvey PD, Kupsaw-Lawrence E, et al. Development of neuropharmacologically-based behavioral assessments of impulsiveaggressive behavior. J Neuropsychiatry 1991;3(2):S44-S51.
Drug brand names
- Aripiprazole • Abilify
- Carbamazepine • Tegretol
- Citalopram • Celexa
- Chlorpromazine • Thorazine
- Clonidine • Catapres
- Phenytoin sodium • Dilantin
- Divalproex • Depakote
- Guanfacine • Tenex
- Haloperidol • Haldol
- Olanzapine • Zyprexa
- Quetiapine • Seroquel
- Risperidone • Risperdal
- Thioridazine • Mellaril
- Ziprasidone • Geodon
Disclosure
Dr. Malone receives research support from Pfizer Inc. and Eli Lilly and Co. and is a consultant to Janssen Pharmaceutica.
Dr. Delaney is a consultant to Shire Pharmaceuticals.
Dr. Sheikh reports no financial relationship with any company whose products are mentioned in this article or with manufacturers of competing products.
1. Prescribing psychoactive medications for children and adolescents American Academy of Child and Adolescent Psychiatry policy statement, adopted Sept. 20, 2001. Available at:http://www.aacap.org/publications/policy/ps41.htm Accessed Jan. 15, 2004.
2. Pappadopulos E, MacIntyre JC, Crismon ML, et al. Treatment recommendations for the use of antipsychotics for aggressive youth (TRAAY). Part II. J Am Acad Child Adolesc Psychiatry 2003;42(2):145-61.
3. Hollander E, Tracy KA, Swann AC, et al. Divalproex in the treatment of impulsive aggression: efficacy in Cluster B personality disorders. Neuropsychopharmacology 2003;28:1186-97.
4. Physician’s Desk Reference (57th ed). Montvale, NJ: Thomson Healthcare, 2003.
5. Aman MG, DeSmedt G, Derivan A, et al. Double-blind, placebo-controlled study of risperidone for the treatment of disruptive behaviors in children with subaverage intelligence. Am J Psychiatry 2002;159:1337-46.
6. Snyder R, Turgay A, Aman M, et al. Effects of risperidone on conduct and disruptive behavior disorders in children with subaverage IQs. J Am Acad Child Adolesc Psychiatry 2002;41(9):1026-36.
7. Findling RL, McNamara NK, Branicky LA, et al. A double-blind pilot study of risperidone in the treatment of conduct disorder. J Am Acad Child Adolesc Psychiatry 2000;39:509-16.
8. Malone RP, Maislin G, Choudhury MS, et al. Risperidone treatment in children and adolescents with autism: short- and long-term safety and effectiveness. J Am Acad Child Adolesc Psychiatry 2002;41(2):140-7.
9. Sheard MH, Marini JL, Bridges CI, Wagner E. The effect of lithium on impulsive aggressive behavior in man. Am J Psychiatry 1976;133(12):1409-13.
10. Campbell M, Adams PB, Small AM, et al. Lithium in hospitalized aggressive children with conduct disorder: a double-blind and placebo-controlled study. J Am Acad Child Adolesc Psychiatry 1995;34:445-53.
11. Malone RP, Delaney MA, Luebbert JF, et al. A double-blind placebo-controlled study of lithium in hospitalized aggressive children and adolescents with conduct disorder. Arch Gen Psychiatry 2000a;57(7):649-54.
12. Yudofsky SC, Silver JM, Jackson W, et al. The Overt Aggression Scale for the objective rating of verbal and physical aggression. Am J Psychiatry 1986;143:35-9.
13. Coccaro EF, Harvey PD, Kupsaw-Lawrence E, et al. Development of neuropharmacologically-based behavioral assessments of impulsive aggressive behavior. J Neuropsychiatry 1991;3:S44-S5.
14. Malone RP, Delaney MA, Gifford C. Adverse events during lithium treatment in children varies by setting. Miami Beach, FL: American Academy of Child and Adolescent Psychiatry annual meeting, 2003.
15. Rifkin A, Karajgi B, Dicker R, et al. Lithium treatment of conduct disorders in adolescents. Am J Psychiatry 1997;154:554-5.
16. Klein RG. Preliminary results: lithium effects in conduct disorders. New Orleans: American Psychiatric Association annual meeting, 1991.
17. Zito JM, Safer DJ, DosReis S, et al. Psychotropic practice patterns for youth: a 10-year perspective. Arch Pediatr Adolesc Med 2003;157:17-25.
18. Malone RP, Delaney MA. Psychopharmacologic interventions in children with aggression: neuroleptics, lithium, and anticonvulsants. In: Coccaro EF (ed). Aggression: assessment and treatment. New York: Marcel Dekker, 2003b;331-49.
19. Donovan SJ, Stewart JW, Nunes EV, et al. Divalproex treatment for youth with explosive temper and mood lability: a double-blind, placebo-controlled crossover design. Am J Psychiatry 2000;157:818-20.
20. Steiner H. A randomized clinical trial of divalproex sodium in conduct disorders. J Clin Psychiatry (in press).
21. Isojarvi JT, Laatikainen TJ, Knip M, et al. Obesity and endocrine disorders in women taking valproate for epilepsy. Ann Neurol 1996;39:579-84.
22. MTA Cooperative Group. A 14-month randomized clinical trial of treatment strategies for attention deficit/hyperactivity disorder. Arch Gen Psychiatry 1999;56:1073-86.
23. Conner DF, Barkley RA, Davis HT. A pilot study of methylphenidate, clonidine, or the combination in ADHD comorbid with aggressive oppositional defiant or conduct disorder. Clin Pediatr 2000;39:15-25.
24. Hazell PL, Stuart JE. A randomized controlled trial of clonidine added to psychostimulant medication for hyperactive and aggressive children. J Am Acad Child Adolesc Psychiatry. 2003;886-94.
25. Armenteros JL, Lewis JE. Citalopram treatment for impulsive aggression in children and adolescents: an open pilot study. J Am Acad Child Adolesc Psychiatry 2002;41:522-9.
1. Prescribing psychoactive medications for children and adolescents American Academy of Child and Adolescent Psychiatry policy statement, adopted Sept. 20, 2001. Available at:http://www.aacap.org/publications/policy/ps41.htm Accessed Jan. 15, 2004.
2. Pappadopulos E, MacIntyre JC, Crismon ML, et al. Treatment recommendations for the use of antipsychotics for aggressive youth (TRAAY). Part II. J Am Acad Child Adolesc Psychiatry 2003;42(2):145-61.
3. Hollander E, Tracy KA, Swann AC, et al. Divalproex in the treatment of impulsive aggression: efficacy in Cluster B personality disorders. Neuropsychopharmacology 2003;28:1186-97.
4. Physician’s Desk Reference (57th ed). Montvale, NJ: Thomson Healthcare, 2003.
5. Aman MG, DeSmedt G, Derivan A, et al. Double-blind, placebo-controlled study of risperidone for the treatment of disruptive behaviors in children with subaverage intelligence. Am J Psychiatry 2002;159:1337-46.
6. Snyder R, Turgay A, Aman M, et al. Effects of risperidone on conduct and disruptive behavior disorders in children with subaverage IQs. J Am Acad Child Adolesc Psychiatry 2002;41(9):1026-36.
7. Findling RL, McNamara NK, Branicky LA, et al. A double-blind pilot study of risperidone in the treatment of conduct disorder. J Am Acad Child Adolesc Psychiatry 2000;39:509-16.
8. Malone RP, Maislin G, Choudhury MS, et al. Risperidone treatment in children and adolescents with autism: short- and long-term safety and effectiveness. J Am Acad Child Adolesc Psychiatry 2002;41(2):140-7.
9. Sheard MH, Marini JL, Bridges CI, Wagner E. The effect of lithium on impulsive aggressive behavior in man. Am J Psychiatry 1976;133(12):1409-13.
10. Campbell M, Adams PB, Small AM, et al. Lithium in hospitalized aggressive children with conduct disorder: a double-blind and placebo-controlled study. J Am Acad Child Adolesc Psychiatry 1995;34:445-53.
11. Malone RP, Delaney MA, Luebbert JF, et al. A double-blind placebo-controlled study of lithium in hospitalized aggressive children and adolescents with conduct disorder. Arch Gen Psychiatry 2000a;57(7):649-54.
12. Yudofsky SC, Silver JM, Jackson W, et al. The Overt Aggression Scale for the objective rating of verbal and physical aggression. Am J Psychiatry 1986;143:35-9.
13. Coccaro EF, Harvey PD, Kupsaw-Lawrence E, et al. Development of neuropharmacologically-based behavioral assessments of impulsive aggressive behavior. J Neuropsychiatry 1991;3:S44-S5.
14. Malone RP, Delaney MA, Gifford C. Adverse events during lithium treatment in children varies by setting. Miami Beach, FL: American Academy of Child and Adolescent Psychiatry annual meeting, 2003.
15. Rifkin A, Karajgi B, Dicker R, et al. Lithium treatment of conduct disorders in adolescents. Am J Psychiatry 1997;154:554-5.
16. Klein RG. Preliminary results: lithium effects in conduct disorders. New Orleans: American Psychiatric Association annual meeting, 1991.
17. Zito JM, Safer DJ, DosReis S, et al. Psychotropic practice patterns for youth: a 10-year perspective. Arch Pediatr Adolesc Med 2003;157:17-25.
18. Malone RP, Delaney MA. Psychopharmacologic interventions in children with aggression: neuroleptics, lithium, and anticonvulsants. In: Coccaro EF (ed). Aggression: assessment and treatment. New York: Marcel Dekker, 2003b;331-49.
19. Donovan SJ, Stewart JW, Nunes EV, et al. Divalproex treatment for youth with explosive temper and mood lability: a double-blind, placebo-controlled crossover design. Am J Psychiatry 2000;157:818-20.
20. Steiner H. A randomized clinical trial of divalproex sodium in conduct disorders. J Clin Psychiatry (in press).
21. Isojarvi JT, Laatikainen TJ, Knip M, et al. Obesity and endocrine disorders in women taking valproate for epilepsy. Ann Neurol 1996;39:579-84.
22. MTA Cooperative Group. A 14-month randomized clinical trial of treatment strategies for attention deficit/hyperactivity disorder. Arch Gen Psychiatry 1999;56:1073-86.
23. Conner DF, Barkley RA, Davis HT. A pilot study of methylphenidate, clonidine, or the combination in ADHD comorbid with aggressive oppositional defiant or conduct disorder. Clin Pediatr 2000;39:15-25.
24. Hazell PL, Stuart JE. A randomized controlled trial of clonidine added to psychostimulant medication for hyperactive and aggressive children. J Am Acad Child Adolesc Psychiatry. 2003;886-94.
25. Armenteros JL, Lewis JE. Citalopram treatment for impulsive aggression in children and adolescents: an open pilot study. J Am Acad Child Adolesc Psychiatry 2002;41:522-9.
Borderline personality disorder: The lability of psychiatric diagnosis
Not everyone agrees that borderline personality disorder (BPD) should be a diagnostic category. BPD became “official” with DSM-III in 1980, although the term had been used for 40 years to describe various patient groups. Being listed in DSM-III legitimized BPD, which was thought to represent a specific—though not necessarily distinct—diagnostic category.
The history of the BPD diagnosis and opinions as to its usefulness can be viewed as a microcosm of psychiatric diagnosis in general. Before DSM-III, diagnoses were broadly defined and did not contain specific inclusion or exclusion criteria.1 For the 5 to 10 years prior to DSM-III, however, two assumptions developed:
- distinct diagnostic categories did, in fact, exist
- by rigorously defining and studying those categories we could develop more specific and effective treatments for our patients.2
The specificity and exclusivity that we assumed we could achieve by categorical diagnoses, however, remain a distant wish. Comorbidity appears more common in psychiatry than was originally thought and confounds both treatment and outcome.3 Also, many patients appear treatment-resistant, despite fitting neatly into diagnostic categories.4
Miss A, age 35, presents to the emergency room with a long history of intermittent depression and self-mutilation. She has never been hospitalized nor on psychotropic medication but has been in and out of psychotherapy for years. She has had intermittent depressive episodes for many years, though the episodes often lasted 2 to 3 weeks and appeared to correct themselves spontaneously.
Agitated and afraid. She is extremely agitated when she arrives at the emergency department. She has hardly slept or eaten but insists she is not hungry. She reports that she cannot concentrate or do her work as an accountant. She says she is hearing voices, knows they are in her head, but nonetheless is terrified that something horrible is about to happen—though she cannot say what it might be.
Voice ‘calling my name.’ When the psychiatric resident inquires further, Miss A says a male voice is calling her name and mumbling some short phrase she cannot understand. She says she has heard the voice the last few days, perhaps for 10 to 15 minutes every few hours, particularly when she ruminates about how she messed up a relationship with her now ex-boyfriend. The breakup occurred 1 week ago.
Feeling detached. She claims she has never heard voices before but describes periods when she has felt detached and unreal. Often these were short-term dissociative episodes that occurred in the wake of what she perceived as a personal failure or a distressful interpersonal encounter (often with a man). Relationships frequently were very difficult for her, and she felt she could easily go from infatuation to detesting someone.
Diagnosis? Talking appears to calm her down. After being in the emergency room for 2 hours, she says she no longer hears the voice. The resident tells the attending psychiatrist he believes the patient is in a major depressive episode, perhaps a psychotic depression, and proposes starting antidepressant treatment. The attending argues that the patient appears to have borderline personality disorder and suggests that she be sent home without medication and given an appointment to the outpatient clinic within the next few days.
As psychiatry considers DSM-V, questions linger as to whether BPD (and personality disorder in general) should remain as a categorical diagnosis or if dimensional measures may be more appropriate. Dimensions imply that no one ever fits into a given box because no specific box exists. Rather, patients are described as being closer to or more distant from a prototypic model of the diagnosis. In personality disorders, the dimensions most often mentioned are cognition, impulsivity, emotional lability, environmental hyperreactivity, and anxiety. The case report (above) illustrates the interplay of these dimensions in a typical patient with presumed BPD.
What’s in a name?
The symptom complex or syndrome that bears the name borderline personality disorder has probably existed for as long as people have thought about patients in psychopathologic terms.5 Before 1980, the term “borderline” applied primarily to two separate but overlapping concepts:
- Patients thought to reside on the “border” with psychosis, such as the patient in our case example. They seemed to have an underlying psychotic disorder, but the psychosis—if it surfaced—appeared briefly, was not exceptionally deep or firmly held, and was not regularly evident or immediately accessible to the clinician.
- Patients who appeared to occupy the space between neurosis and psychosis. This concept evolved into the idea of a character or personality disorder distinguished primarily by unstable interpersonal relationships, a confused or inconsistent sense of identity, and emotional instability.
How DSM is changing. Comparing the disorders listed in DSM-IV (1994)6 versus DSM-II (1968)1 suggests that psychiatry has become enamored of the naming process. For example, DSM-II lists anxiety neurosis (300.0), phobic neurosis (300.2), and obsessive-compulsive neurosis (300.3), whereas DSM-IV lists 11 different categories of anxiety disorders.
But beyond naming, subsequent DSMs have differed even more dramatically from DSM-II. We have seen a shift from describing a diagnostic category with a simple explanatory paragraph to lists of specific inclusion and exclusion criteria. These more-specific lists imply that they define categories closer to some reality or authenticity than did previous definitions.
Before DSM-III, the borderline concept was conceived in broad object relational and psychodynamic terms. In contrast, DSM-III produced a definitive set of criteria and required that a subset be met before the diagnosis could be made.7 An example of this criteria-based model is shown in Box 1, which lists the DSM-IV-TR criteria for BPD.
Some psychiatrists objected that BPD was solely a psychoanalytic construct and too theoretical for inclusion in DSM-III. Others argued that if BPD were not defined, it would be difficult to study the clinical usefulness of that definition or any other. Nonetheless, many have argued that BPD does not exist, though to what category BPD patients should belong has changed over the years:
- Is BPD nothing more than a milder or unusual presentation of an affective disorder8 or actually bipolar II disorder?9
- Is it a presentation of posttraumatic stress disorder (PTSD) called “complex PTSD,”10-11 or an adult presentation of attention-deficit/ hyperactivity or other brain disorder?12
- Is it a stigmatizing diagnosis that we apply to patients whom we do not like?13
In truth, the diagnosis of BPD reflects a particular clinical presentation no more or less accurately than many of the well-accepted axis I disorders. Despite recent advances in the neurosciences, the dilemma we face as psychiatrists is that we make a diagnosis based upon what we see in the clinical setting (i.e., a phenotype). Yet in labeling what we believe is a specific psychiatric disorder, we make assumptions—for better or for worse, consciously or unconsciously—about pathophysiology and indirectly about genotype.
A pervasive pattern of instability of interpersonal relationships, self-image, and affects and marked impulsivity beginning by early adulthood and present in a variety of contexts, as indicated by five (or more) of the following:
- Frantic efforts to avoid real or imagined abandonment
- A pattern of unstable and intense interpersonal relationships characterized by alternating between extremes of idealization and devaluation
- Identity disturbance: markedly and persistent unstable self-image or sense of self
- Impulsivity in at least two areas that are potentially self-damaging (spending, sex, substance abuse, binge eating, reckless driving)
- Recurrent suicidal behavior, gestures, or threats; self-mutilating behavior
- Affective instability due to a marked reactivity of mood
- Chronic feelings of emptiness
- Inappropriate, intense anger or difficulty controlling anger
- Transient, stress-related paranoid ideation or severe dissociative symptoms
Source: DSM-IV6
Defining the borderline personality
Stern first used the term “borderline” in 1938 to describe patients who appeared to occupy the border between neurosis and psychosis.14 In 1942, Deutsch described the “as if” personality in patients who seemed chameleon-like. They could adapt or play the role demanded of them in specific situations, yet elsewhere—as in the analyst’s office—they had little sense of themselves and were thought to be internally disorganized and probably psychotic.15
Border to psychosis. The idea that borderline-type patients were psychotic continued in Hoch and Polatin’s description of the “pseudoneurotic schizophrenic,”16 a patient who appeared severely neurotic but was thought to employ many defenses and interpersonal styles to ward off a fundamental inner psychosis. Knight used the label “borderline states”17 to describe severely ill patients who were not frankly psychotic but fell within the realm of psychosis without qualifying for a diagnosis of schizophrenia. Knight was the first person to use the term “borderline” as a diagnostic entity, though simultaneously he argued against its use as a label because the term lacked precision.
Psychotic character. About the same time, Schmideberg characterized a group of patients whose emotional lability or affective reactivity seemed to be a consistent aspect of their clinical presentation. She believed this appearance of “stable instability”18 represented the patient’s characterologic adaptation to the world.
Frosch coined the term “psychotic character”19 that aptly captured both the characterologic and the border-to-psychosis aspects of these patients’ clinical picture. According to Frosch, these patients appeared to regress readily into psychotic thinking, yet they did not lose their ability to test reality.
Affective and emotional instability. Thus until the 1960s, the term borderline was applied primarily to patients who appeared to occupy the border between neurosis and psychosis but were thought to be closer to psychotic than neurotic. And this sitting close to the edge of psychosis appeared to be a stable condition.
Most of the attention up until this point had been paid to how these patients thought—with little attention to their affective lability or emotional instability, save for Schmideberg’s comments. In the 1960s, however, the term borderline was applied somewhat differently—not completely divorced from previous concepts but with greater emphasis on borderline as a stable but psychopathologic functioning of the personality that included affective and emotional instability and an impaired sense of self.
- Intense affect, usually depressive or hostile
- History of impulsive, often self-destructive behavior
- Social adaptiveness that may mask a disturbed identity
- Brief psychotic episodes, often paranoid and evident in unstructured situations
- “Loose thinking” or primitive answers on unstructured psychological tests
- Relationships vacillate between transient superficiality and intense dependency
Impaired personality organization. In 1967, Kernberg published a seminal article in the history of BPD diagnosis. Although he did not discuss the diagnosis of BPD, Kernberg did develop a concept concerning a specific organization of the personality based upon impaired object relations. This impaired organization could apply across several personality disorders. The construct, named borderline personality organization (BPO),20 was defined by:
- an impaired sense of identity and lack of integration of one’s own identity
- use of primitive defenses, including splitting, rage, and regression
- ability to test reality.
Kernberg’s theory is too complex to summarize here, but he—along with Roy Grinker—is responsible for placing BPD on the diagnostic map. He was the first to describe BPO (and by extension BPD) in terms of a personality disorder.
Grinker’s ‘core’ group. Almost simultaneously (in 1968), Grinker published a careful study of 50 hospitalized patients. His work on the “borderline syndrome”21 revealed four subgroups to which the label of borderline had been applied:
- those occupying the border with psychosis
- those occupying the border with neurosis
- those similar to Deutsch’s “as if” group
- the “core” borderline group.
The core group—with its symptoms of anger and loneliness, a nonintegrated sense of self, and labile and oscillating interpersonal relationships— defined patients closest to our current definition.
Six criteria for BPD. In 1975, Gunderson and Singer published an article that greatly influenced our definition of BPD. They reviewed major descriptive accounts of BPD or BPD-like syndromes22 and proposed six diagnostic criteria (Box 2), though they did not identify a specific number or subset of the criteria as needing to be met for the diagnosis. (It is important to note that the term BPD did not become official for 5 more years.)
DSM-IV’s definition of BPD retains four of Gunderson and Singer‘s criteria among the nine it lists (five being necessary for a diagnosis of BPD). Missing are:
- social adaptiveness—though DSM-IV does say that social adaptiveness may be superficial (as in the “as if” personality) and may hide a disturbed identity6
- and the criterion relating to psychological test performance (this omission reflects a movement since 1980 away from listing “psychological” or psychodynamic criteria in the DSM).
DSM-III. BPD was included in DSM-III7 following an important study that tried to determine whether the term “borderline” refers to patients at the border of psychosis or to a stable group with mood instability and affective lability as part of a personality disorder. Spitzer et al23 asked 808 clinicians to describe patients they would label as borderline and to use 22 items gleaned from the literature to score two of their own patients:
- one patient who the clinician felt truly had borderline personality, borderline personality organization, or borderline schizophrenia
- and a control patient who was not diagnosed as psychotic and did not fall into any borderline category.
- The concept of abandonment, introduced in DSM-III-R, replaced the concept of aloneness in DSM-III.
- In DSM-III and DSM-III-R, a patient needed to meet 5 of 8 criteria for a diagnosis of BPD.
- DSM-IV introduced the ninth criterion, “transient, stress-related paranoid ideation or severe dissociative symptoms.” Since then, a patient has needed to meet 5 of 9 criteria for a diagnosis of BPD.
Their responses showed that BPD and schizotypal personality disorder (SPD) were separate, independent (though not mutually exclusive) disorders. Spitzer et al preserved the “schizotypal” label in DSM-III to describe the personality disorder that closely matched the border-to-psychosis subset. The other criteria set, which they labeled the “unstable personality item set,” was renamed “borderline” in DSM-III to describe the personality disorder that closely matched the emotional lability subset.
From one DSM edition to another, the concept of brief transient psychotic episodes has been included in and excluded from the diagnosis of borderline personality disorder (BPD).
In DSM-III. Because of work by Spitzer et al, these “experiences” were placed within schizotypal personality disorder (SPD) in DSM-III in 1980, though historically they had always been within the borderline concept and were one of Gunderson and Singer’s six criteria for diagnosing BPD (Box 2).22
Out of DSM-III-R. Research in the late 1980s suggested that when patients with BPD were depressed, they had a greater tendency to have psychotic–like episodes.24 Evidence indicated that attributing these psychotic and dissociative phenomena to SPD, rather than—perhaps more appropriately—to BPD, was one of the main reasons for the overlap between the definitions of BPD and SPD.25 Therefore, in DSM-III-R, the transient psychotic/dissociative criterion was removed from the SPD criteria set.
Back in DSM-IV. The criterion “transient stress-related paranoid ideation or severe dissociative symptoms” was placed into the BPD criteria set in DSM-IV. In DSM-IV, these symptoms were further characterized as usually not of “sufficient severity or duration to warrant an additional diagnosis.”
What is “sufficient” duration? The psychotic episodes of BPD last for minutes to hours and often appear when the patient imagines being (or actually is) abandoned by others. Not all agree that the criteria for BPD are met if these episodes last longer (e.g.,a day or two). In that case, they may exceed the transient time frame. More research is needed to better understand the quality and duration of these psychotic-like phenomena.
Not everyone agrees with renaming the unstable set “borderline” because the word:
- has always been ambiguous
- does not connote or denote any specific criteria or characteristic of patients who bear the label
- brands the patient as untreatable, defiant, or just “bad.”
Post-DSM-III: Where are we now?
From DSM-III evolved the hope that psychiatry could describe valid, well-defined diagnostic categories. Lost in the DSM-III enthusiasm was the fact that the categories were based upon theoretic constructs—theories no more or less valid than other theories that had preceded them. Because some of these categories were based upon empiric data— such as the Spitzer et al study—these diagnoses were perceived as more valid and more related to pathophysiology and perhaps genotype than prior constructs and definitions.
In the 1980s and early 1990s, a proliferation of studies attempted to examine the validity and reliability of DSM-III definitions, and BPD became the most studied of the personality disorders. The BPD concept took hold, even though several studies did not support it and despite refinements in subsequent DSM editions (Box 3).
One refinement in the BPD construct applied to transient psychotic or psychotic-like experiences, including dissociative phenomena. Yet questions remain about the duration of these transient episodes (Box 4).
Categorical versus dimensional
The categorical concept of BPD is facing new scrutiny,26,27 as recent studies have implied that biological disturbances may be spread across a number of personality disorders.28 If biological findings are found to be more closely allied with genotypic variations (alleles),29 then perhaps a dimensional classification system is needed for BPD and personality disorders in general.
On the other hand, categories provide a well-defined population that we can study and try to delineate from other populations, whereas dimensions—while perhaps closer to the reality of clinical presentation—may allow too much variability for research to proceed without confounding restraints.
BPD will continue to evolve, as will all psychiatric diagnostic categories, but the need to modify its definition does not negate its usefulness and clinical applicability. Most of our patients do not read the DSM before coming to us. They present with symptom complexes and problems that demand that we listen to what they say and understand who they are while we also try to fit them—as best we can—into categories or dimensions30 that help us choose the most appropriate interventions.
Related resources
- BPD Sanctuary (borderline personality disorder education, communities, support, books, and resources) http://www.mhsanctuary.com/borderline/ Borderline Central (resources for people who care about someone with borderline personality disorder) http://www.bpdcentral.com/
- Gunderson JG. Borderline personality disorder: a clinical guide. Washington, DC: American Psychiatric Publishing, Inc., 200l.
- Paris J (ed). Borderline personality disorder. Psych Clin N Am 2000;23:1 (entire volume devoted to BPD).
- Silk KR (ed). Biological and neurobehavioral studies of borderline personality disorder. Washington, DC: American Psychiatric Press, 1994.
1. Diagnostic and statistical manual of mental disorders (2nd ed). Washington, DC: American Psychiatric Association, 1968.
2. Feighner JP, Robins E, Guze SB, et al. Diagnostic criteria for use in psychiatric research. Arch Gen Psychiatry 1972;26:57-63.
3. Merikangas KR, Angst J, Eaton W, et al. Comorbidity and boundaries of affective disorders with anxiety disorders and substance misuse: results of an international task force. Br J Psychiatry 1996;30(suppl):58-67.
4. Nierenberg AA. DeCecco LM.Definitions of antidepressant treatment response, remission, nonresponse, partial response, and other relevant outcomes: a focus on treatment-resistant depression. J Clin Psychiatry 2001;62(suppl 16):5-9.
5. Stone MH (ed). Essential papers on borderline disorders: one hundred years at the border. New York: New York University Press, 1986.
6. Diagnostic and statistical manual of mental disorders (4th ed). Washington, DC: American Psychiatric Association, 1994.
7. Diagnostic and statistical manual of mental disorders (3rd ed). Washington, DC: American Psychiatric Association, 1980.
8. Akiskal HS. Subaffective disorders: dysthymic, cyclothymic and bipolar II disorders in the “borderline” realm. Psychiatric Clin N Am 1981;4:25-46.
9. Henry C, Mitropoulou V, New AS, et al. Affective instability and impulsivity in borderline personality and bipolar II disorders: similarities and differences. J Psychiatric Res 2001;35:307-12.
10. Herman JL, van der Kolk BA. Traumatic antecedents of borderline personality disorder. In: van der Kolk, BA. Psychological trauma. Washington, DC: American Psychiatric Press, 1987;111-26.
11. Silk KR, Lee S, Hill EM, Lohr NE. Borderline symptoms and severity of sexual abuse. Am J Psychiatry 1995;152:1059-64.
12. Streeter CC, Van Reekum R, Shorr RI, Bachman DL. Prior head injury in male veterans with borderline personality disorder. J Nerv Ment Dis 1995;183:577-81.
13. Maltsberger JT. Countertransference in borderline conditions: some further notes. Int J Psychoanal Psychother 1982-83;9:125-34.
14. Stern A. Psychoanalytic investigation and therapy in the borderline group of neuroses. Psychoanal Q 1938;7:467-89.
15. Deutsch H. Some forms of emotional disturbance and their relationship to schizophrenia. Psychoanal Q 1942;11:301-21.
16. Hoch P, Polatin P. Pseudoneurotic forms of schizophrenia. Psychiatric Q 1949;23:248-76.
17. Knight R. Borderline states. Bull Menn Clin 1953;17:1-12.
18. Schmideberg M. The treatment of psychopaths and borderline patients. Am J Psychotherapy 1947;1:45-70.
19. Frosch J. The psychotic character: clinical psychiatric considerations. Psychiatric Q 1964;38:81-96.
20. Kernberg O. Borderline personality organization. J Am Psychoanal Assoc 1967;15:641-85.
21. Grinker RR, Werble B, Drye R. The borderline syndrome: a behavioral study of ego functions. New York: Basic Books, 1968.
22. Gunderson JG, Singer MT. Defining borderline patients: an overview. Am J Psychiatry 1975;132:1-10.
23. Spitzer RL, Endicott J, Gibbon M. Crossing the border into borderline personality and borderline schizophrenia: the development of criteria. Arch Gen Psychiatry 1979;36:17-24.
24. Silk KR, Lohr NE, Westen D, Goodrich S. Psychosis in borderline patients with depression. J Personality Disord 1989;3:92-100.
25. Silk KR, Westen D, Lohr NE, et al. DSM-III and DSM-III-R schizotypal symptoms in borderline personality disorder. Comprehen Psychiatry 1990;31:103-10.
26. Livesley WJ, Jang KL, Vernon PA. Phenotypic and genetic structure of traits delineating personality disorder. Arch Gen Psychiatry 1998;55:941-8.
27. McCrae RR, Yang J, Costa PT, Jr, et al. Personality profiles and the prediction of categorical personality disorders. J Personality 2001;69:155-74.
28. Siever LJ, Davis KL. A psychobiological perspective on the personality disorders. Am J Psychiatry 1991;148:1647-58.
29. New AS, Gelernter J, Goodman M, et al. Suicide, impulsive aggression, and HTR1B genotype. Biolog Psychiatry 2001;50:62-5.
30. Oldham JM, Skodol AE. Charting the future of axis II. J Personality Disord 2000;14:17-29.
Not everyone agrees that borderline personality disorder (BPD) should be a diagnostic category. BPD became “official” with DSM-III in 1980, although the term had been used for 40 years to describe various patient groups. Being listed in DSM-III legitimized BPD, which was thought to represent a specific—though not necessarily distinct—diagnostic category.
The history of the BPD diagnosis and opinions as to its usefulness can be viewed as a microcosm of psychiatric diagnosis in general. Before DSM-III, diagnoses were broadly defined and did not contain specific inclusion or exclusion criteria.1 For the 5 to 10 years prior to DSM-III, however, two assumptions developed:
- distinct diagnostic categories did, in fact, exist
- by rigorously defining and studying those categories we could develop more specific and effective treatments for our patients.2
The specificity and exclusivity that we assumed we could achieve by categorical diagnoses, however, remain a distant wish. Comorbidity appears more common in psychiatry than was originally thought and confounds both treatment and outcome.3 Also, many patients appear treatment-resistant, despite fitting neatly into diagnostic categories.4
Miss A, age 35, presents to the emergency room with a long history of intermittent depression and self-mutilation. She has never been hospitalized nor on psychotropic medication but has been in and out of psychotherapy for years. She has had intermittent depressive episodes for many years, though the episodes often lasted 2 to 3 weeks and appeared to correct themselves spontaneously.
Agitated and afraid. She is extremely agitated when she arrives at the emergency department. She has hardly slept or eaten but insists she is not hungry. She reports that she cannot concentrate or do her work as an accountant. She says she is hearing voices, knows they are in her head, but nonetheless is terrified that something horrible is about to happen—though she cannot say what it might be.
Voice ‘calling my name.’ When the psychiatric resident inquires further, Miss A says a male voice is calling her name and mumbling some short phrase she cannot understand. She says she has heard the voice the last few days, perhaps for 10 to 15 minutes every few hours, particularly when she ruminates about how she messed up a relationship with her now ex-boyfriend. The breakup occurred 1 week ago.
Feeling detached. She claims she has never heard voices before but describes periods when she has felt detached and unreal. Often these were short-term dissociative episodes that occurred in the wake of what she perceived as a personal failure or a distressful interpersonal encounter (often with a man). Relationships frequently were very difficult for her, and she felt she could easily go from infatuation to detesting someone.
Diagnosis? Talking appears to calm her down. After being in the emergency room for 2 hours, she says she no longer hears the voice. The resident tells the attending psychiatrist he believes the patient is in a major depressive episode, perhaps a psychotic depression, and proposes starting antidepressant treatment. The attending argues that the patient appears to have borderline personality disorder and suggests that she be sent home without medication and given an appointment to the outpatient clinic within the next few days.
As psychiatry considers DSM-V, questions linger as to whether BPD (and personality disorder in general) should remain as a categorical diagnosis or if dimensional measures may be more appropriate. Dimensions imply that no one ever fits into a given box because no specific box exists. Rather, patients are described as being closer to or more distant from a prototypic model of the diagnosis. In personality disorders, the dimensions most often mentioned are cognition, impulsivity, emotional lability, environmental hyperreactivity, and anxiety. The case report (above) illustrates the interplay of these dimensions in a typical patient with presumed BPD.
What’s in a name?
The symptom complex or syndrome that bears the name borderline personality disorder has probably existed for as long as people have thought about patients in psychopathologic terms.5 Before 1980, the term “borderline” applied primarily to two separate but overlapping concepts:
- Patients thought to reside on the “border” with psychosis, such as the patient in our case example. They seemed to have an underlying psychotic disorder, but the psychosis—if it surfaced—appeared briefly, was not exceptionally deep or firmly held, and was not regularly evident or immediately accessible to the clinician.
- Patients who appeared to occupy the space between neurosis and psychosis. This concept evolved into the idea of a character or personality disorder distinguished primarily by unstable interpersonal relationships, a confused or inconsistent sense of identity, and emotional instability.
How DSM is changing. Comparing the disorders listed in DSM-IV (1994)6 versus DSM-II (1968)1 suggests that psychiatry has become enamored of the naming process. For example, DSM-II lists anxiety neurosis (300.0), phobic neurosis (300.2), and obsessive-compulsive neurosis (300.3), whereas DSM-IV lists 11 different categories of anxiety disorders.
But beyond naming, subsequent DSMs have differed even more dramatically from DSM-II. We have seen a shift from describing a diagnostic category with a simple explanatory paragraph to lists of specific inclusion and exclusion criteria. These more-specific lists imply that they define categories closer to some reality or authenticity than did previous definitions.
Before DSM-III, the borderline concept was conceived in broad object relational and psychodynamic terms. In contrast, DSM-III produced a definitive set of criteria and required that a subset be met before the diagnosis could be made.7 An example of this criteria-based model is shown in Box 1, which lists the DSM-IV-TR criteria for BPD.
Some psychiatrists objected that BPD was solely a psychoanalytic construct and too theoretical for inclusion in DSM-III. Others argued that if BPD were not defined, it would be difficult to study the clinical usefulness of that definition or any other. Nonetheless, many have argued that BPD does not exist, though to what category BPD patients should belong has changed over the years:
- Is BPD nothing more than a milder or unusual presentation of an affective disorder8 or actually bipolar II disorder?9
- Is it a presentation of posttraumatic stress disorder (PTSD) called “complex PTSD,”10-11 or an adult presentation of attention-deficit/ hyperactivity or other brain disorder?12
- Is it a stigmatizing diagnosis that we apply to patients whom we do not like?13
In truth, the diagnosis of BPD reflects a particular clinical presentation no more or less accurately than many of the well-accepted axis I disorders. Despite recent advances in the neurosciences, the dilemma we face as psychiatrists is that we make a diagnosis based upon what we see in the clinical setting (i.e., a phenotype). Yet in labeling what we believe is a specific psychiatric disorder, we make assumptions—for better or for worse, consciously or unconsciously—about pathophysiology and indirectly about genotype.
A pervasive pattern of instability of interpersonal relationships, self-image, and affects and marked impulsivity beginning by early adulthood and present in a variety of contexts, as indicated by five (or more) of the following:
- Frantic efforts to avoid real or imagined abandonment
- A pattern of unstable and intense interpersonal relationships characterized by alternating between extremes of idealization and devaluation
- Identity disturbance: markedly and persistent unstable self-image or sense of self
- Impulsivity in at least two areas that are potentially self-damaging (spending, sex, substance abuse, binge eating, reckless driving)
- Recurrent suicidal behavior, gestures, or threats; self-mutilating behavior
- Affective instability due to a marked reactivity of mood
- Chronic feelings of emptiness
- Inappropriate, intense anger or difficulty controlling anger
- Transient, stress-related paranoid ideation or severe dissociative symptoms
Source: DSM-IV6
Defining the borderline personality
Stern first used the term “borderline” in 1938 to describe patients who appeared to occupy the border between neurosis and psychosis.14 In 1942, Deutsch described the “as if” personality in patients who seemed chameleon-like. They could adapt or play the role demanded of them in specific situations, yet elsewhere—as in the analyst’s office—they had little sense of themselves and were thought to be internally disorganized and probably psychotic.15
Border to psychosis. The idea that borderline-type patients were psychotic continued in Hoch and Polatin’s description of the “pseudoneurotic schizophrenic,”16 a patient who appeared severely neurotic but was thought to employ many defenses and interpersonal styles to ward off a fundamental inner psychosis. Knight used the label “borderline states”17 to describe severely ill patients who were not frankly psychotic but fell within the realm of psychosis without qualifying for a diagnosis of schizophrenia. Knight was the first person to use the term “borderline” as a diagnostic entity, though simultaneously he argued against its use as a label because the term lacked precision.
Psychotic character. About the same time, Schmideberg characterized a group of patients whose emotional lability or affective reactivity seemed to be a consistent aspect of their clinical presentation. She believed this appearance of “stable instability”18 represented the patient’s characterologic adaptation to the world.
Frosch coined the term “psychotic character”19 that aptly captured both the characterologic and the border-to-psychosis aspects of these patients’ clinical picture. According to Frosch, these patients appeared to regress readily into psychotic thinking, yet they did not lose their ability to test reality.
Affective and emotional instability. Thus until the 1960s, the term borderline was applied primarily to patients who appeared to occupy the border between neurosis and psychosis but were thought to be closer to psychotic than neurotic. And this sitting close to the edge of psychosis appeared to be a stable condition.
Most of the attention up until this point had been paid to how these patients thought—with little attention to their affective lability or emotional instability, save for Schmideberg’s comments. In the 1960s, however, the term borderline was applied somewhat differently—not completely divorced from previous concepts but with greater emphasis on borderline as a stable but psychopathologic functioning of the personality that included affective and emotional instability and an impaired sense of self.
- Intense affect, usually depressive or hostile
- History of impulsive, often self-destructive behavior
- Social adaptiveness that may mask a disturbed identity
- Brief psychotic episodes, often paranoid and evident in unstructured situations
- “Loose thinking” or primitive answers on unstructured psychological tests
- Relationships vacillate between transient superficiality and intense dependency
Impaired personality organization. In 1967, Kernberg published a seminal article in the history of BPD diagnosis. Although he did not discuss the diagnosis of BPD, Kernberg did develop a concept concerning a specific organization of the personality based upon impaired object relations. This impaired organization could apply across several personality disorders. The construct, named borderline personality organization (BPO),20 was defined by:
- an impaired sense of identity and lack of integration of one’s own identity
- use of primitive defenses, including splitting, rage, and regression
- ability to test reality.
Kernberg’s theory is too complex to summarize here, but he—along with Roy Grinker—is responsible for placing BPD on the diagnostic map. He was the first to describe BPO (and by extension BPD) in terms of a personality disorder.
Grinker’s ‘core’ group. Almost simultaneously (in 1968), Grinker published a careful study of 50 hospitalized patients. His work on the “borderline syndrome”21 revealed four subgroups to which the label of borderline had been applied:
- those occupying the border with psychosis
- those occupying the border with neurosis
- those similar to Deutsch’s “as if” group
- the “core” borderline group.
The core group—with its symptoms of anger and loneliness, a nonintegrated sense of self, and labile and oscillating interpersonal relationships— defined patients closest to our current definition.
Six criteria for BPD. In 1975, Gunderson and Singer published an article that greatly influenced our definition of BPD. They reviewed major descriptive accounts of BPD or BPD-like syndromes22 and proposed six diagnostic criteria (Box 2), though they did not identify a specific number or subset of the criteria as needing to be met for the diagnosis. (It is important to note that the term BPD did not become official for 5 more years.)
DSM-IV’s definition of BPD retains four of Gunderson and Singer‘s criteria among the nine it lists (five being necessary for a diagnosis of BPD). Missing are:
- social adaptiveness—though DSM-IV does say that social adaptiveness may be superficial (as in the “as if” personality) and may hide a disturbed identity6
- and the criterion relating to psychological test performance (this omission reflects a movement since 1980 away from listing “psychological” or psychodynamic criteria in the DSM).
DSM-III. BPD was included in DSM-III7 following an important study that tried to determine whether the term “borderline” refers to patients at the border of psychosis or to a stable group with mood instability and affective lability as part of a personality disorder. Spitzer et al23 asked 808 clinicians to describe patients they would label as borderline and to use 22 items gleaned from the literature to score two of their own patients:
- one patient who the clinician felt truly had borderline personality, borderline personality organization, or borderline schizophrenia
- and a control patient who was not diagnosed as psychotic and did not fall into any borderline category.
- The concept of abandonment, introduced in DSM-III-R, replaced the concept of aloneness in DSM-III.
- In DSM-III and DSM-III-R, a patient needed to meet 5 of 8 criteria for a diagnosis of BPD.
- DSM-IV introduced the ninth criterion, “transient, stress-related paranoid ideation or severe dissociative symptoms.” Since then, a patient has needed to meet 5 of 9 criteria for a diagnosis of BPD.
Their responses showed that BPD and schizotypal personality disorder (SPD) were separate, independent (though not mutually exclusive) disorders. Spitzer et al preserved the “schizotypal” label in DSM-III to describe the personality disorder that closely matched the border-to-psychosis subset. The other criteria set, which they labeled the “unstable personality item set,” was renamed “borderline” in DSM-III to describe the personality disorder that closely matched the emotional lability subset.
From one DSM edition to another, the concept of brief transient psychotic episodes has been included in and excluded from the diagnosis of borderline personality disorder (BPD).
In DSM-III. Because of work by Spitzer et al, these “experiences” were placed within schizotypal personality disorder (SPD) in DSM-III in 1980, though historically they had always been within the borderline concept and were one of Gunderson and Singer’s six criteria for diagnosing BPD (Box 2).22
Out of DSM-III-R. Research in the late 1980s suggested that when patients with BPD were depressed, they had a greater tendency to have psychotic–like episodes.24 Evidence indicated that attributing these psychotic and dissociative phenomena to SPD, rather than—perhaps more appropriately—to BPD, was one of the main reasons for the overlap between the definitions of BPD and SPD.25 Therefore, in DSM-III-R, the transient psychotic/dissociative criterion was removed from the SPD criteria set.
Back in DSM-IV. The criterion “transient stress-related paranoid ideation or severe dissociative symptoms” was placed into the BPD criteria set in DSM-IV. In DSM-IV, these symptoms were further characterized as usually not of “sufficient severity or duration to warrant an additional diagnosis.”
What is “sufficient” duration? The psychotic episodes of BPD last for minutes to hours and often appear when the patient imagines being (or actually is) abandoned by others. Not all agree that the criteria for BPD are met if these episodes last longer (e.g.,a day or two). In that case, they may exceed the transient time frame. More research is needed to better understand the quality and duration of these psychotic-like phenomena.
Not everyone agrees with renaming the unstable set “borderline” because the word:
- has always been ambiguous
- does not connote or denote any specific criteria or characteristic of patients who bear the label
- brands the patient as untreatable, defiant, or just “bad.”
Post-DSM-III: Where are we now?
From DSM-III evolved the hope that psychiatry could describe valid, well-defined diagnostic categories. Lost in the DSM-III enthusiasm was the fact that the categories were based upon theoretic constructs—theories no more or less valid than other theories that had preceded them. Because some of these categories were based upon empiric data— such as the Spitzer et al study—these diagnoses were perceived as more valid and more related to pathophysiology and perhaps genotype than prior constructs and definitions.
In the 1980s and early 1990s, a proliferation of studies attempted to examine the validity and reliability of DSM-III definitions, and BPD became the most studied of the personality disorders. The BPD concept took hold, even though several studies did not support it and despite refinements in subsequent DSM editions (Box 3).
One refinement in the BPD construct applied to transient psychotic or psychotic-like experiences, including dissociative phenomena. Yet questions remain about the duration of these transient episodes (Box 4).
Categorical versus dimensional
The categorical concept of BPD is facing new scrutiny,26,27 as recent studies have implied that biological disturbances may be spread across a number of personality disorders.28 If biological findings are found to be more closely allied with genotypic variations (alleles),29 then perhaps a dimensional classification system is needed for BPD and personality disorders in general.
On the other hand, categories provide a well-defined population that we can study and try to delineate from other populations, whereas dimensions—while perhaps closer to the reality of clinical presentation—may allow too much variability for research to proceed without confounding restraints.
BPD will continue to evolve, as will all psychiatric diagnostic categories, but the need to modify its definition does not negate its usefulness and clinical applicability. Most of our patients do not read the DSM before coming to us. They present with symptom complexes and problems that demand that we listen to what they say and understand who they are while we also try to fit them—as best we can—into categories or dimensions30 that help us choose the most appropriate interventions.
Related resources
- BPD Sanctuary (borderline personality disorder education, communities, support, books, and resources) http://www.mhsanctuary.com/borderline/ Borderline Central (resources for people who care about someone with borderline personality disorder) http://www.bpdcentral.com/
- Gunderson JG. Borderline personality disorder: a clinical guide. Washington, DC: American Psychiatric Publishing, Inc., 200l.
- Paris J (ed). Borderline personality disorder. Psych Clin N Am 2000;23:1 (entire volume devoted to BPD).
- Silk KR (ed). Biological and neurobehavioral studies of borderline personality disorder. Washington, DC: American Psychiatric Press, 1994.
Not everyone agrees that borderline personality disorder (BPD) should be a diagnostic category. BPD became “official” with DSM-III in 1980, although the term had been used for 40 years to describe various patient groups. Being listed in DSM-III legitimized BPD, which was thought to represent a specific—though not necessarily distinct—diagnostic category.
The history of the BPD diagnosis and opinions as to its usefulness can be viewed as a microcosm of psychiatric diagnosis in general. Before DSM-III, diagnoses were broadly defined and did not contain specific inclusion or exclusion criteria.1 For the 5 to 10 years prior to DSM-III, however, two assumptions developed:
- distinct diagnostic categories did, in fact, exist
- by rigorously defining and studying those categories we could develop more specific and effective treatments for our patients.2
The specificity and exclusivity that we assumed we could achieve by categorical diagnoses, however, remain a distant wish. Comorbidity appears more common in psychiatry than was originally thought and confounds both treatment and outcome.3 Also, many patients appear treatment-resistant, despite fitting neatly into diagnostic categories.4
Miss A, age 35, presents to the emergency room with a long history of intermittent depression and self-mutilation. She has never been hospitalized nor on psychotropic medication but has been in and out of psychotherapy for years. She has had intermittent depressive episodes for many years, though the episodes often lasted 2 to 3 weeks and appeared to correct themselves spontaneously.
Agitated and afraid. She is extremely agitated when she arrives at the emergency department. She has hardly slept or eaten but insists she is not hungry. She reports that she cannot concentrate or do her work as an accountant. She says she is hearing voices, knows they are in her head, but nonetheless is terrified that something horrible is about to happen—though she cannot say what it might be.
Voice ‘calling my name.’ When the psychiatric resident inquires further, Miss A says a male voice is calling her name and mumbling some short phrase she cannot understand. She says she has heard the voice the last few days, perhaps for 10 to 15 minutes every few hours, particularly when she ruminates about how she messed up a relationship with her now ex-boyfriend. The breakup occurred 1 week ago.
Feeling detached. She claims she has never heard voices before but describes periods when she has felt detached and unreal. Often these were short-term dissociative episodes that occurred in the wake of what she perceived as a personal failure or a distressful interpersonal encounter (often with a man). Relationships frequently were very difficult for her, and she felt she could easily go from infatuation to detesting someone.
Diagnosis? Talking appears to calm her down. After being in the emergency room for 2 hours, she says she no longer hears the voice. The resident tells the attending psychiatrist he believes the patient is in a major depressive episode, perhaps a psychotic depression, and proposes starting antidepressant treatment. The attending argues that the patient appears to have borderline personality disorder and suggests that she be sent home without medication and given an appointment to the outpatient clinic within the next few days.
As psychiatry considers DSM-V, questions linger as to whether BPD (and personality disorder in general) should remain as a categorical diagnosis or if dimensional measures may be more appropriate. Dimensions imply that no one ever fits into a given box because no specific box exists. Rather, patients are described as being closer to or more distant from a prototypic model of the diagnosis. In personality disorders, the dimensions most often mentioned are cognition, impulsivity, emotional lability, environmental hyperreactivity, and anxiety. The case report (above) illustrates the interplay of these dimensions in a typical patient with presumed BPD.
What’s in a name?
The symptom complex or syndrome that bears the name borderline personality disorder has probably existed for as long as people have thought about patients in psychopathologic terms.5 Before 1980, the term “borderline” applied primarily to two separate but overlapping concepts:
- Patients thought to reside on the “border” with psychosis, such as the patient in our case example. They seemed to have an underlying psychotic disorder, but the psychosis—if it surfaced—appeared briefly, was not exceptionally deep or firmly held, and was not regularly evident or immediately accessible to the clinician.
- Patients who appeared to occupy the space between neurosis and psychosis. This concept evolved into the idea of a character or personality disorder distinguished primarily by unstable interpersonal relationships, a confused or inconsistent sense of identity, and emotional instability.
How DSM is changing. Comparing the disorders listed in DSM-IV (1994)6 versus DSM-II (1968)1 suggests that psychiatry has become enamored of the naming process. For example, DSM-II lists anxiety neurosis (300.0), phobic neurosis (300.2), and obsessive-compulsive neurosis (300.3), whereas DSM-IV lists 11 different categories of anxiety disorders.
But beyond naming, subsequent DSMs have differed even more dramatically from DSM-II. We have seen a shift from describing a diagnostic category with a simple explanatory paragraph to lists of specific inclusion and exclusion criteria. These more-specific lists imply that they define categories closer to some reality or authenticity than did previous definitions.
Before DSM-III, the borderline concept was conceived in broad object relational and psychodynamic terms. In contrast, DSM-III produced a definitive set of criteria and required that a subset be met before the diagnosis could be made.7 An example of this criteria-based model is shown in Box 1, which lists the DSM-IV-TR criteria for BPD.
Some psychiatrists objected that BPD was solely a psychoanalytic construct and too theoretical for inclusion in DSM-III. Others argued that if BPD were not defined, it would be difficult to study the clinical usefulness of that definition or any other. Nonetheless, many have argued that BPD does not exist, though to what category BPD patients should belong has changed over the years:
- Is BPD nothing more than a milder or unusual presentation of an affective disorder8 or actually bipolar II disorder?9
- Is it a presentation of posttraumatic stress disorder (PTSD) called “complex PTSD,”10-11 or an adult presentation of attention-deficit/ hyperactivity or other brain disorder?12
- Is it a stigmatizing diagnosis that we apply to patients whom we do not like?13
In truth, the diagnosis of BPD reflects a particular clinical presentation no more or less accurately than many of the well-accepted axis I disorders. Despite recent advances in the neurosciences, the dilemma we face as psychiatrists is that we make a diagnosis based upon what we see in the clinical setting (i.e., a phenotype). Yet in labeling what we believe is a specific psychiatric disorder, we make assumptions—for better or for worse, consciously or unconsciously—about pathophysiology and indirectly about genotype.
A pervasive pattern of instability of interpersonal relationships, self-image, and affects and marked impulsivity beginning by early adulthood and present in a variety of contexts, as indicated by five (or more) of the following:
- Frantic efforts to avoid real or imagined abandonment
- A pattern of unstable and intense interpersonal relationships characterized by alternating between extremes of idealization and devaluation
- Identity disturbance: markedly and persistent unstable self-image or sense of self
- Impulsivity in at least two areas that are potentially self-damaging (spending, sex, substance abuse, binge eating, reckless driving)
- Recurrent suicidal behavior, gestures, or threats; self-mutilating behavior
- Affective instability due to a marked reactivity of mood
- Chronic feelings of emptiness
- Inappropriate, intense anger or difficulty controlling anger
- Transient, stress-related paranoid ideation or severe dissociative symptoms
Source: DSM-IV6
Defining the borderline personality
Stern first used the term “borderline” in 1938 to describe patients who appeared to occupy the border between neurosis and psychosis.14 In 1942, Deutsch described the “as if” personality in patients who seemed chameleon-like. They could adapt or play the role demanded of them in specific situations, yet elsewhere—as in the analyst’s office—they had little sense of themselves and were thought to be internally disorganized and probably psychotic.15
Border to psychosis. The idea that borderline-type patients were psychotic continued in Hoch and Polatin’s description of the “pseudoneurotic schizophrenic,”16 a patient who appeared severely neurotic but was thought to employ many defenses and interpersonal styles to ward off a fundamental inner psychosis. Knight used the label “borderline states”17 to describe severely ill patients who were not frankly psychotic but fell within the realm of psychosis without qualifying for a diagnosis of schizophrenia. Knight was the first person to use the term “borderline” as a diagnostic entity, though simultaneously he argued against its use as a label because the term lacked precision.
Psychotic character. About the same time, Schmideberg characterized a group of patients whose emotional lability or affective reactivity seemed to be a consistent aspect of their clinical presentation. She believed this appearance of “stable instability”18 represented the patient’s characterologic adaptation to the world.
Frosch coined the term “psychotic character”19 that aptly captured both the characterologic and the border-to-psychosis aspects of these patients’ clinical picture. According to Frosch, these patients appeared to regress readily into psychotic thinking, yet they did not lose their ability to test reality.
Affective and emotional instability. Thus until the 1960s, the term borderline was applied primarily to patients who appeared to occupy the border between neurosis and psychosis but were thought to be closer to psychotic than neurotic. And this sitting close to the edge of psychosis appeared to be a stable condition.
Most of the attention up until this point had been paid to how these patients thought—with little attention to their affective lability or emotional instability, save for Schmideberg’s comments. In the 1960s, however, the term borderline was applied somewhat differently—not completely divorced from previous concepts but with greater emphasis on borderline as a stable but psychopathologic functioning of the personality that included affective and emotional instability and an impaired sense of self.
- Intense affect, usually depressive or hostile
- History of impulsive, often self-destructive behavior
- Social adaptiveness that may mask a disturbed identity
- Brief psychotic episodes, often paranoid and evident in unstructured situations
- “Loose thinking” or primitive answers on unstructured psychological tests
- Relationships vacillate between transient superficiality and intense dependency
Impaired personality organization. In 1967, Kernberg published a seminal article in the history of BPD diagnosis. Although he did not discuss the diagnosis of BPD, Kernberg did develop a concept concerning a specific organization of the personality based upon impaired object relations. This impaired organization could apply across several personality disorders. The construct, named borderline personality organization (BPO),20 was defined by:
- an impaired sense of identity and lack of integration of one’s own identity
- use of primitive defenses, including splitting, rage, and regression
- ability to test reality.
Kernberg’s theory is too complex to summarize here, but he—along with Roy Grinker—is responsible for placing BPD on the diagnostic map. He was the first to describe BPO (and by extension BPD) in terms of a personality disorder.
Grinker’s ‘core’ group. Almost simultaneously (in 1968), Grinker published a careful study of 50 hospitalized patients. His work on the “borderline syndrome”21 revealed four subgroups to which the label of borderline had been applied:
- those occupying the border with psychosis
- those occupying the border with neurosis
- those similar to Deutsch’s “as if” group
- the “core” borderline group.
The core group—with its symptoms of anger and loneliness, a nonintegrated sense of self, and labile and oscillating interpersonal relationships— defined patients closest to our current definition.
Six criteria for BPD. In 1975, Gunderson and Singer published an article that greatly influenced our definition of BPD. They reviewed major descriptive accounts of BPD or BPD-like syndromes22 and proposed six diagnostic criteria (Box 2), though they did not identify a specific number or subset of the criteria as needing to be met for the diagnosis. (It is important to note that the term BPD did not become official for 5 more years.)
DSM-IV’s definition of BPD retains four of Gunderson and Singer‘s criteria among the nine it lists (five being necessary for a diagnosis of BPD). Missing are:
- social adaptiveness—though DSM-IV does say that social adaptiveness may be superficial (as in the “as if” personality) and may hide a disturbed identity6
- and the criterion relating to psychological test performance (this omission reflects a movement since 1980 away from listing “psychological” or psychodynamic criteria in the DSM).
DSM-III. BPD was included in DSM-III7 following an important study that tried to determine whether the term “borderline” refers to patients at the border of psychosis or to a stable group with mood instability and affective lability as part of a personality disorder. Spitzer et al23 asked 808 clinicians to describe patients they would label as borderline and to use 22 items gleaned from the literature to score two of their own patients:
- one patient who the clinician felt truly had borderline personality, borderline personality organization, or borderline schizophrenia
- and a control patient who was not diagnosed as psychotic and did not fall into any borderline category.
- The concept of abandonment, introduced in DSM-III-R, replaced the concept of aloneness in DSM-III.
- In DSM-III and DSM-III-R, a patient needed to meet 5 of 8 criteria for a diagnosis of BPD.
- DSM-IV introduced the ninth criterion, “transient, stress-related paranoid ideation or severe dissociative symptoms.” Since then, a patient has needed to meet 5 of 9 criteria for a diagnosis of BPD.
Their responses showed that BPD and schizotypal personality disorder (SPD) were separate, independent (though not mutually exclusive) disorders. Spitzer et al preserved the “schizotypal” label in DSM-III to describe the personality disorder that closely matched the border-to-psychosis subset. The other criteria set, which they labeled the “unstable personality item set,” was renamed “borderline” in DSM-III to describe the personality disorder that closely matched the emotional lability subset.
From one DSM edition to another, the concept of brief transient psychotic episodes has been included in and excluded from the diagnosis of borderline personality disorder (BPD).
In DSM-III. Because of work by Spitzer et al, these “experiences” were placed within schizotypal personality disorder (SPD) in DSM-III in 1980, though historically they had always been within the borderline concept and were one of Gunderson and Singer’s six criteria for diagnosing BPD (Box 2).22
Out of DSM-III-R. Research in the late 1980s suggested that when patients with BPD were depressed, they had a greater tendency to have psychotic–like episodes.24 Evidence indicated that attributing these psychotic and dissociative phenomena to SPD, rather than—perhaps more appropriately—to BPD, was one of the main reasons for the overlap between the definitions of BPD and SPD.25 Therefore, in DSM-III-R, the transient psychotic/dissociative criterion was removed from the SPD criteria set.
Back in DSM-IV. The criterion “transient stress-related paranoid ideation or severe dissociative symptoms” was placed into the BPD criteria set in DSM-IV. In DSM-IV, these symptoms were further characterized as usually not of “sufficient severity or duration to warrant an additional diagnosis.”
What is “sufficient” duration? The psychotic episodes of BPD last for minutes to hours and often appear when the patient imagines being (or actually is) abandoned by others. Not all agree that the criteria for BPD are met if these episodes last longer (e.g.,a day or two). In that case, they may exceed the transient time frame. More research is needed to better understand the quality and duration of these psychotic-like phenomena.
Not everyone agrees with renaming the unstable set “borderline” because the word:
- has always been ambiguous
- does not connote or denote any specific criteria or characteristic of patients who bear the label
- brands the patient as untreatable, defiant, or just “bad.”
Post-DSM-III: Where are we now?
From DSM-III evolved the hope that psychiatry could describe valid, well-defined diagnostic categories. Lost in the DSM-III enthusiasm was the fact that the categories were based upon theoretic constructs—theories no more or less valid than other theories that had preceded them. Because some of these categories were based upon empiric data— such as the Spitzer et al study—these diagnoses were perceived as more valid and more related to pathophysiology and perhaps genotype than prior constructs and definitions.
In the 1980s and early 1990s, a proliferation of studies attempted to examine the validity and reliability of DSM-III definitions, and BPD became the most studied of the personality disorders. The BPD concept took hold, even though several studies did not support it and despite refinements in subsequent DSM editions (Box 3).
One refinement in the BPD construct applied to transient psychotic or psychotic-like experiences, including dissociative phenomena. Yet questions remain about the duration of these transient episodes (Box 4).
Categorical versus dimensional
The categorical concept of BPD is facing new scrutiny,26,27 as recent studies have implied that biological disturbances may be spread across a number of personality disorders.28 If biological findings are found to be more closely allied with genotypic variations (alleles),29 then perhaps a dimensional classification system is needed for BPD and personality disorders in general.
On the other hand, categories provide a well-defined population that we can study and try to delineate from other populations, whereas dimensions—while perhaps closer to the reality of clinical presentation—may allow too much variability for research to proceed without confounding restraints.
BPD will continue to evolve, as will all psychiatric diagnostic categories, but the need to modify its definition does not negate its usefulness and clinical applicability. Most of our patients do not read the DSM before coming to us. They present with symptom complexes and problems that demand that we listen to what they say and understand who they are while we also try to fit them—as best we can—into categories or dimensions30 that help us choose the most appropriate interventions.
Related resources
- BPD Sanctuary (borderline personality disorder education, communities, support, books, and resources) http://www.mhsanctuary.com/borderline/ Borderline Central (resources for people who care about someone with borderline personality disorder) http://www.bpdcentral.com/
- Gunderson JG. Borderline personality disorder: a clinical guide. Washington, DC: American Psychiatric Publishing, Inc., 200l.
- Paris J (ed). Borderline personality disorder. Psych Clin N Am 2000;23:1 (entire volume devoted to BPD).
- Silk KR (ed). Biological and neurobehavioral studies of borderline personality disorder. Washington, DC: American Psychiatric Press, 1994.
1. Diagnostic and statistical manual of mental disorders (2nd ed). Washington, DC: American Psychiatric Association, 1968.
2. Feighner JP, Robins E, Guze SB, et al. Diagnostic criteria for use in psychiatric research. Arch Gen Psychiatry 1972;26:57-63.
3. Merikangas KR, Angst J, Eaton W, et al. Comorbidity and boundaries of affective disorders with anxiety disorders and substance misuse: results of an international task force. Br J Psychiatry 1996;30(suppl):58-67.
4. Nierenberg AA. DeCecco LM.Definitions of antidepressant treatment response, remission, nonresponse, partial response, and other relevant outcomes: a focus on treatment-resistant depression. J Clin Psychiatry 2001;62(suppl 16):5-9.
5. Stone MH (ed). Essential papers on borderline disorders: one hundred years at the border. New York: New York University Press, 1986.
6. Diagnostic and statistical manual of mental disorders (4th ed). Washington, DC: American Psychiatric Association, 1994.
7. Diagnostic and statistical manual of mental disorders (3rd ed). Washington, DC: American Psychiatric Association, 1980.
8. Akiskal HS. Subaffective disorders: dysthymic, cyclothymic and bipolar II disorders in the “borderline” realm. Psychiatric Clin N Am 1981;4:25-46.
9. Henry C, Mitropoulou V, New AS, et al. Affective instability and impulsivity in borderline personality and bipolar II disorders: similarities and differences. J Psychiatric Res 2001;35:307-12.
10. Herman JL, van der Kolk BA. Traumatic antecedents of borderline personality disorder. In: van der Kolk, BA. Psychological trauma. Washington, DC: American Psychiatric Press, 1987;111-26.
11. Silk KR, Lee S, Hill EM, Lohr NE. Borderline symptoms and severity of sexual abuse. Am J Psychiatry 1995;152:1059-64.
12. Streeter CC, Van Reekum R, Shorr RI, Bachman DL. Prior head injury in male veterans with borderline personality disorder. J Nerv Ment Dis 1995;183:577-81.
13. Maltsberger JT. Countertransference in borderline conditions: some further notes. Int J Psychoanal Psychother 1982-83;9:125-34.
14. Stern A. Psychoanalytic investigation and therapy in the borderline group of neuroses. Psychoanal Q 1938;7:467-89.
15. Deutsch H. Some forms of emotional disturbance and their relationship to schizophrenia. Psychoanal Q 1942;11:301-21.
16. Hoch P, Polatin P. Pseudoneurotic forms of schizophrenia. Psychiatric Q 1949;23:248-76.
17. Knight R. Borderline states. Bull Menn Clin 1953;17:1-12.
18. Schmideberg M. The treatment of psychopaths and borderline patients. Am J Psychotherapy 1947;1:45-70.
19. Frosch J. The psychotic character: clinical psychiatric considerations. Psychiatric Q 1964;38:81-96.
20. Kernberg O. Borderline personality organization. J Am Psychoanal Assoc 1967;15:641-85.
21. Grinker RR, Werble B, Drye R. The borderline syndrome: a behavioral study of ego functions. New York: Basic Books, 1968.
22. Gunderson JG, Singer MT. Defining borderline patients: an overview. Am J Psychiatry 1975;132:1-10.
23. Spitzer RL, Endicott J, Gibbon M. Crossing the border into borderline personality and borderline schizophrenia: the development of criteria. Arch Gen Psychiatry 1979;36:17-24.
24. Silk KR, Lohr NE, Westen D, Goodrich S. Psychosis in borderline patients with depression. J Personality Disord 1989;3:92-100.
25. Silk KR, Westen D, Lohr NE, et al. DSM-III and DSM-III-R schizotypal symptoms in borderline personality disorder. Comprehen Psychiatry 1990;31:103-10.
26. Livesley WJ, Jang KL, Vernon PA. Phenotypic and genetic structure of traits delineating personality disorder. Arch Gen Psychiatry 1998;55:941-8.
27. McCrae RR, Yang J, Costa PT, Jr, et al. Personality profiles and the prediction of categorical personality disorders. J Personality 2001;69:155-74.
28. Siever LJ, Davis KL. A psychobiological perspective on the personality disorders. Am J Psychiatry 1991;148:1647-58.
29. New AS, Gelernter J, Goodman M, et al. Suicide, impulsive aggression, and HTR1B genotype. Biolog Psychiatry 2001;50:62-5.
30. Oldham JM, Skodol AE. Charting the future of axis II. J Personality Disord 2000;14:17-29.
1. Diagnostic and statistical manual of mental disorders (2nd ed). Washington, DC: American Psychiatric Association, 1968.
2. Feighner JP, Robins E, Guze SB, et al. Diagnostic criteria for use in psychiatric research. Arch Gen Psychiatry 1972;26:57-63.
3. Merikangas KR, Angst J, Eaton W, et al. Comorbidity and boundaries of affective disorders with anxiety disorders and substance misuse: results of an international task force. Br J Psychiatry 1996;30(suppl):58-67.
4. Nierenberg AA. DeCecco LM.Definitions of antidepressant treatment response, remission, nonresponse, partial response, and other relevant outcomes: a focus on treatment-resistant depression. J Clin Psychiatry 2001;62(suppl 16):5-9.
5. Stone MH (ed). Essential papers on borderline disorders: one hundred years at the border. New York: New York University Press, 1986.
6. Diagnostic and statistical manual of mental disorders (4th ed). Washington, DC: American Psychiatric Association, 1994.
7. Diagnostic and statistical manual of mental disorders (3rd ed). Washington, DC: American Psychiatric Association, 1980.
8. Akiskal HS. Subaffective disorders: dysthymic, cyclothymic and bipolar II disorders in the “borderline” realm. Psychiatric Clin N Am 1981;4:25-46.
9. Henry C, Mitropoulou V, New AS, et al. Affective instability and impulsivity in borderline personality and bipolar II disorders: similarities and differences. J Psychiatric Res 2001;35:307-12.
10. Herman JL, van der Kolk BA. Traumatic antecedents of borderline personality disorder. In: van der Kolk, BA. Psychological trauma. Washington, DC: American Psychiatric Press, 1987;111-26.
11. Silk KR, Lee S, Hill EM, Lohr NE. Borderline symptoms and severity of sexual abuse. Am J Psychiatry 1995;152:1059-64.
12. Streeter CC, Van Reekum R, Shorr RI, Bachman DL. Prior head injury in male veterans with borderline personality disorder. J Nerv Ment Dis 1995;183:577-81.
13. Maltsberger JT. Countertransference in borderline conditions: some further notes. Int J Psychoanal Psychother 1982-83;9:125-34.
14. Stern A. Psychoanalytic investigation and therapy in the borderline group of neuroses. Psychoanal Q 1938;7:467-89.
15. Deutsch H. Some forms of emotional disturbance and their relationship to schizophrenia. Psychoanal Q 1942;11:301-21.
16. Hoch P, Polatin P. Pseudoneurotic forms of schizophrenia. Psychiatric Q 1949;23:248-76.
17. Knight R. Borderline states. Bull Menn Clin 1953;17:1-12.
18. Schmideberg M. The treatment of psychopaths and borderline patients. Am J Psychotherapy 1947;1:45-70.
19. Frosch J. The psychotic character: clinical psychiatric considerations. Psychiatric Q 1964;38:81-96.
20. Kernberg O. Borderline personality organization. J Am Psychoanal Assoc 1967;15:641-85.
21. Grinker RR, Werble B, Drye R. The borderline syndrome: a behavioral study of ego functions. New York: Basic Books, 1968.
22. Gunderson JG, Singer MT. Defining borderline patients: an overview. Am J Psychiatry 1975;132:1-10.
23. Spitzer RL, Endicott J, Gibbon M. Crossing the border into borderline personality and borderline schizophrenia: the development of criteria. Arch Gen Psychiatry 1979;36:17-24.
24. Silk KR, Lohr NE, Westen D, Goodrich S. Psychosis in borderline patients with depression. J Personality Disord 1989;3:92-100.
25. Silk KR, Westen D, Lohr NE, et al. DSM-III and DSM-III-R schizotypal symptoms in borderline personality disorder. Comprehen Psychiatry 1990;31:103-10.
26. Livesley WJ, Jang KL, Vernon PA. Phenotypic and genetic structure of traits delineating personality disorder. Arch Gen Psychiatry 1998;55:941-8.
27. McCrae RR, Yang J, Costa PT, Jr, et al. Personality profiles and the prediction of categorical personality disorders. J Personality 2001;69:155-74.
28. Siever LJ, Davis KL. A psychobiological perspective on the personality disorders. Am J Psychiatry 1991;148:1647-58.
29. New AS, Gelernter J, Goodman M, et al. Suicide, impulsive aggression, and HTR1B genotype. Biolog Psychiatry 2001;50:62-5.
30. Oldham JM, Skodol AE. Charting the future of axis II. J Personality Disord 2000;14:17-29.
Sexual addiction: disorder vs. personality
The two articles in your July issue on sexual addiction address two different subjects.
Steven L. Mahorney, MD, writes about a problem that troubles patients and for which they seek help. These people are troubled by how their sexual activities disturb their lives. Since we physicians may be able to help these troubled persons, we call it a “disorder.”
Neal W. Dunsieth, MD, writes about people whose sexual acts disturb others and thus create a problem for society. Society tries to cope with these disturbers of our peace in several ways, one of which is to lock them up in hospitals and in jails. If we confine these offenders and try to treat them, we are more or less obligated to give them a medical diagnosis. But it should not bear the same name as the disorder that applies to the people Dr. Mahorney writes about.
The distinction is similar to the difference between “obsessive-compulsive disorder” and “obsessive-compulsive personality.” The person with the “disorder” is troubled by it, but the one with the “personality” sees himself as orderly, neat, and thinks that “if a task is worth doing, it is worth doing correctly.” Others may find that person to be a problem.
Unfortunately, some lawyers think that a client with a medical diagnosis should not be held responsible for his or her behavior, which may be seen as part of the diagnosis. This type of thinking would dictate that a person with a smoking addiction is not responsible for quitting smoking.
Yehuda Sherman, MD
Lafayette, CA
Dr. Dunsieth responds
Although I agree there may be an analogy between degrees of problem sexual behavior and obsessive-compulsive disorder versus obsessive-compulsive personality, I view the distinction somewhat differently.
We probably have a “neurotic/organic” split that sorts self-identified patients from felons. This would follow somewhat logically because the felons have lost control of their impulses to the point that their infractions are severe and harmful to society. Therefore, their underlying problems probably are more severe. This may have implications for treatment.
Overall, though, there is too much heterogeneity among individuals with problem sexual behavior to make many generalizations. I will hold to only one generalization with these patients as a whole: Defensiveness surrounding problem sexual behavior runs higher among individuals than it does for virtually any other problem in psychiatry. When treating sexual behavior, the clinician must employ a high degree of structure and a somewhat skeptical ear.
Neal W. Dunsieth, MD
University of Cincinnat
College of Medicine
Dr. Mahorney responds
I appreciate Dr. Sherman’s letter. I had the same reaction to the juxtaposition of my article with that of Dr. Dunsieth.
The combination of DSM labeling, pharmaceutical marketing, and managed care has left many of us feeling that the best a psychiatrist can hope for is to sign the prescriptions and orders of a multidisciplinary team in a prison or jail, give the prisoners structured interviews, and pass the statistical analysis of those interviews off as “research.” The “research” can be published and the authors declared “experts” whose testimony can then be peddled to lawyers and their clients. I didn’t get the idea from Dr. Hillard’s first editorial, justifying the creation of a new journal, that that was the only vision out there. It certainly isn’t what my article was about.
I still think that as doctors, we should try to find ways to help our patients—before they go to jail.
I also want to disavow the automatic connection some have seen in my article between the usefulness of the sexual addiction paradigm and 12-step programs as treatment modalities. An exciting debate on this subject is emerging in clinical psychology circles. Psychiatrists should be part of that debate, and we can be if we could just tear ourselves away from our DSM bean counting.
Steven L. Mahorney, MD
University of North Carolina
School of Medicine, Chapel Hill
The two articles in your July issue on sexual addiction address two different subjects.
Steven L. Mahorney, MD, writes about a problem that troubles patients and for which they seek help. These people are troubled by how their sexual activities disturb their lives. Since we physicians may be able to help these troubled persons, we call it a “disorder.”
Neal W. Dunsieth, MD, writes about people whose sexual acts disturb others and thus create a problem for society. Society tries to cope with these disturbers of our peace in several ways, one of which is to lock them up in hospitals and in jails. If we confine these offenders and try to treat them, we are more or less obligated to give them a medical diagnosis. But it should not bear the same name as the disorder that applies to the people Dr. Mahorney writes about.
The distinction is similar to the difference between “obsessive-compulsive disorder” and “obsessive-compulsive personality.” The person with the “disorder” is troubled by it, but the one with the “personality” sees himself as orderly, neat, and thinks that “if a task is worth doing, it is worth doing correctly.” Others may find that person to be a problem.
Unfortunately, some lawyers think that a client with a medical diagnosis should not be held responsible for his or her behavior, which may be seen as part of the diagnosis. This type of thinking would dictate that a person with a smoking addiction is not responsible for quitting smoking.
Yehuda Sherman, MD
Lafayette, CA
Dr. Dunsieth responds
Although I agree there may be an analogy between degrees of problem sexual behavior and obsessive-compulsive disorder versus obsessive-compulsive personality, I view the distinction somewhat differently.
We probably have a “neurotic/organic” split that sorts self-identified patients from felons. This would follow somewhat logically because the felons have lost control of their impulses to the point that their infractions are severe and harmful to society. Therefore, their underlying problems probably are more severe. This may have implications for treatment.
Overall, though, there is too much heterogeneity among individuals with problem sexual behavior to make many generalizations. I will hold to only one generalization with these patients as a whole: Defensiveness surrounding problem sexual behavior runs higher among individuals than it does for virtually any other problem in psychiatry. When treating sexual behavior, the clinician must employ a high degree of structure and a somewhat skeptical ear.
Neal W. Dunsieth, MD
University of Cincinnat
College of Medicine
Dr. Mahorney responds
I appreciate Dr. Sherman’s letter. I had the same reaction to the juxtaposition of my article with that of Dr. Dunsieth.
The combination of DSM labeling, pharmaceutical marketing, and managed care has left many of us feeling that the best a psychiatrist can hope for is to sign the prescriptions and orders of a multidisciplinary team in a prison or jail, give the prisoners structured interviews, and pass the statistical analysis of those interviews off as “research.” The “research” can be published and the authors declared “experts” whose testimony can then be peddled to lawyers and their clients. I didn’t get the idea from Dr. Hillard’s first editorial, justifying the creation of a new journal, that that was the only vision out there. It certainly isn’t what my article was about.
I still think that as doctors, we should try to find ways to help our patients—before they go to jail.
I also want to disavow the automatic connection some have seen in my article between the usefulness of the sexual addiction paradigm and 12-step programs as treatment modalities. An exciting debate on this subject is emerging in clinical psychology circles. Psychiatrists should be part of that debate, and we can be if we could just tear ourselves away from our DSM bean counting.
Steven L. Mahorney, MD
University of North Carolina
School of Medicine, Chapel Hill
The two articles in your July issue on sexual addiction address two different subjects.
Steven L. Mahorney, MD, writes about a problem that troubles patients and for which they seek help. These people are troubled by how their sexual activities disturb their lives. Since we physicians may be able to help these troubled persons, we call it a “disorder.”
Neal W. Dunsieth, MD, writes about people whose sexual acts disturb others and thus create a problem for society. Society tries to cope with these disturbers of our peace in several ways, one of which is to lock them up in hospitals and in jails. If we confine these offenders and try to treat them, we are more or less obligated to give them a medical diagnosis. But it should not bear the same name as the disorder that applies to the people Dr. Mahorney writes about.
The distinction is similar to the difference between “obsessive-compulsive disorder” and “obsessive-compulsive personality.” The person with the “disorder” is troubled by it, but the one with the “personality” sees himself as orderly, neat, and thinks that “if a task is worth doing, it is worth doing correctly.” Others may find that person to be a problem.
Unfortunately, some lawyers think that a client with a medical diagnosis should not be held responsible for his or her behavior, which may be seen as part of the diagnosis. This type of thinking would dictate that a person with a smoking addiction is not responsible for quitting smoking.
Yehuda Sherman, MD
Lafayette, CA
Dr. Dunsieth responds
Although I agree there may be an analogy between degrees of problem sexual behavior and obsessive-compulsive disorder versus obsessive-compulsive personality, I view the distinction somewhat differently.
We probably have a “neurotic/organic” split that sorts self-identified patients from felons. This would follow somewhat logically because the felons have lost control of their impulses to the point that their infractions are severe and harmful to society. Therefore, their underlying problems probably are more severe. This may have implications for treatment.
Overall, though, there is too much heterogeneity among individuals with problem sexual behavior to make many generalizations. I will hold to only one generalization with these patients as a whole: Defensiveness surrounding problem sexual behavior runs higher among individuals than it does for virtually any other problem in psychiatry. When treating sexual behavior, the clinician must employ a high degree of structure and a somewhat skeptical ear.
Neal W. Dunsieth, MD
University of Cincinnat
College of Medicine
Dr. Mahorney responds
I appreciate Dr. Sherman’s letter. I had the same reaction to the juxtaposition of my article with that of Dr. Dunsieth.
The combination of DSM labeling, pharmaceutical marketing, and managed care has left many of us feeling that the best a psychiatrist can hope for is to sign the prescriptions and orders of a multidisciplinary team in a prison or jail, give the prisoners structured interviews, and pass the statistical analysis of those interviews off as “research.” The “research” can be published and the authors declared “experts” whose testimony can then be peddled to lawyers and their clients. I didn’t get the idea from Dr. Hillard’s first editorial, justifying the creation of a new journal, that that was the only vision out there. It certainly isn’t what my article was about.
I still think that as doctors, we should try to find ways to help our patients—before they go to jail.
I also want to disavow the automatic connection some have seen in my article between the usefulness of the sexual addiction paradigm and 12-step programs as treatment modalities. An exciting debate on this subject is emerging in clinical psychology circles. Psychiatrists should be part of that debate, and we can be if we could just tear ourselves away from our DSM bean counting.
Steven L. Mahorney, MD
University of North Carolina
School of Medicine, Chapel Hill
Sexual addiction: disorder vs. personality
The two articles in your July issue on sexual addiction address two different subjects.
Steven L. Mahorney, MD, writes about a problem that troubles patients and for which they seek help. These people are troubled by how their sexual activities disturb their lives. Since we physicians may be able to help these troubled persons, we call it a “disorder.”
Neal W. Dunsieth, MD, writes about people whose sexual acts disturb others and thus create a problem for society. Society tries to cope with these disturbers of our peace in several ways, one of which is to lock them up in hospitals and in jails. If we confine these offenders and try to treat them, we are more or less obligated to give them a medical diagnosis. But it should not bear the same name as the disorder that applies to the people Dr. Mahorney writes about.
The distinction is similar to the difference between “obsessive-compulsive disorder” and “obsessive-compulsive personality.” The person with the “disorder” is troubled by it, but the one with the “personality” sees himself as orderly, neat, and thinks that “if a task is worth doing, it is worth doing correctly.” Others may find that person to be a problem.
Unfortunately, some lawyers think that a client with a medical diagnosis should not be held responsible for his or her behavior, which may be seen as part of the diagnosis. This type of thinking would dictate that a person with a smoking addiction is not responsible for quitting smoking.
Yehuda Sherman, MD
Lafayette, CA
Dr. Dunsieth responds
Although I agree there may be an analogy between degrees of problem sexual behavior and obsessive-compulsive disorder versus obsessive-compulsive personality, I view the distinction somewhat differently.
We probably have a “neurotic/organic” split that sorts self-identified patients from felons. This would follow somewhat logically because the felons have lost control of their impulses to the point that their infractions are severe and harmful to society. Therefore, their underlying problems probably are more severe. This may have implications for treatment.
Overall, though, there is too much heterogeneity among individuals with problem sexual behavior to make many generalizations. I will hold to only one generalization with these patients as a whole: Defensiveness surrounding problem sexual behavior runs higher among individuals than it does for virtually any other problem in psychiatry. When treating sexual behavior, the clinician must employ a high degree of structure and a somewhat skeptical ear.
Neal W. Dunsieth, MD
University of Cincinnat
College of Medicine
Dr. Mahorney responds
I appreciate Dr. Sherman’s letter. I had the same reaction to the juxtaposition of my article with that of Dr. Dunsieth.
The combination of DSM labeling, pharmaceutical marketing, and managed care has left many of us feeling that the best a psychiatrist can hope for is to sign the prescriptions and orders of a multidisciplinary team in a prison or jail, give the prisoners structured interviews, and pass the statistical analysis of those interviews off as “research.” The “research” can be published and the authors declared “experts” whose testimony can then be peddled to lawyers and their clients. I didn’t get the idea from Dr. Hillard’s first editorial, justifying the creation of a new journal, that that was the only vision out there. It certainly isn’t what my article was about.
I still think that as doctors, we should try to find ways to help our patients—before they go to jail.
I also want to disavow the automatic connection some have seen in my article between the usefulness of the sexual addiction paradigm and 12-step programs as treatment modalities. An exciting debate on this subject is emerging in clinical psychology circles. Psychiatrists should be part of that debate, and we can be if we could just tear ourselves away from our DSM bean counting.
Steven L. Mahorney, MD
University of North Carolina
School of Medicine, Chapel Hill
The two articles in your July issue on sexual addiction address two different subjects.
Steven L. Mahorney, MD, writes about a problem that troubles patients and for which they seek help. These people are troubled by how their sexual activities disturb their lives. Since we physicians may be able to help these troubled persons, we call it a “disorder.”
Neal W. Dunsieth, MD, writes about people whose sexual acts disturb others and thus create a problem for society. Society tries to cope with these disturbers of our peace in several ways, one of which is to lock them up in hospitals and in jails. If we confine these offenders and try to treat them, we are more or less obligated to give them a medical diagnosis. But it should not bear the same name as the disorder that applies to the people Dr. Mahorney writes about.
The distinction is similar to the difference between “obsessive-compulsive disorder” and “obsessive-compulsive personality.” The person with the “disorder” is troubled by it, but the one with the “personality” sees himself as orderly, neat, and thinks that “if a task is worth doing, it is worth doing correctly.” Others may find that person to be a problem.
Unfortunately, some lawyers think that a client with a medical diagnosis should not be held responsible for his or her behavior, which may be seen as part of the diagnosis. This type of thinking would dictate that a person with a smoking addiction is not responsible for quitting smoking.
Yehuda Sherman, MD
Lafayette, CA
Dr. Dunsieth responds
Although I agree there may be an analogy between degrees of problem sexual behavior and obsessive-compulsive disorder versus obsessive-compulsive personality, I view the distinction somewhat differently.
We probably have a “neurotic/organic” split that sorts self-identified patients from felons. This would follow somewhat logically because the felons have lost control of their impulses to the point that their infractions are severe and harmful to society. Therefore, their underlying problems probably are more severe. This may have implications for treatment.
Overall, though, there is too much heterogeneity among individuals with problem sexual behavior to make many generalizations. I will hold to only one generalization with these patients as a whole: Defensiveness surrounding problem sexual behavior runs higher among individuals than it does for virtually any other problem in psychiatry. When treating sexual behavior, the clinician must employ a high degree of structure and a somewhat skeptical ear.
Neal W. Dunsieth, MD
University of Cincinnat
College of Medicine
Dr. Mahorney responds
I appreciate Dr. Sherman’s letter. I had the same reaction to the juxtaposition of my article with that of Dr. Dunsieth.
The combination of DSM labeling, pharmaceutical marketing, and managed care has left many of us feeling that the best a psychiatrist can hope for is to sign the prescriptions and orders of a multidisciplinary team in a prison or jail, give the prisoners structured interviews, and pass the statistical analysis of those interviews off as “research.” The “research” can be published and the authors declared “experts” whose testimony can then be peddled to lawyers and their clients. I didn’t get the idea from Dr. Hillard’s first editorial, justifying the creation of a new journal, that that was the only vision out there. It certainly isn’t what my article was about.
I still think that as doctors, we should try to find ways to help our patients—before they go to jail.
I also want to disavow the automatic connection some have seen in my article between the usefulness of the sexual addiction paradigm and 12-step programs as treatment modalities. An exciting debate on this subject is emerging in clinical psychology circles. Psychiatrists should be part of that debate, and we can be if we could just tear ourselves away from our DSM bean counting.
Steven L. Mahorney, MD
University of North Carolina
School of Medicine, Chapel Hill
The two articles in your July issue on sexual addiction address two different subjects.
Steven L. Mahorney, MD, writes about a problem that troubles patients and for which they seek help. These people are troubled by how their sexual activities disturb their lives. Since we physicians may be able to help these troubled persons, we call it a “disorder.”
Neal W. Dunsieth, MD, writes about people whose sexual acts disturb others and thus create a problem for society. Society tries to cope with these disturbers of our peace in several ways, one of which is to lock them up in hospitals and in jails. If we confine these offenders and try to treat them, we are more or less obligated to give them a medical diagnosis. But it should not bear the same name as the disorder that applies to the people Dr. Mahorney writes about.
The distinction is similar to the difference between “obsessive-compulsive disorder” and “obsessive-compulsive personality.” The person with the “disorder” is troubled by it, but the one with the “personality” sees himself as orderly, neat, and thinks that “if a task is worth doing, it is worth doing correctly.” Others may find that person to be a problem.
Unfortunately, some lawyers think that a client with a medical diagnosis should not be held responsible for his or her behavior, which may be seen as part of the diagnosis. This type of thinking would dictate that a person with a smoking addiction is not responsible for quitting smoking.
Yehuda Sherman, MD
Lafayette, CA
Dr. Dunsieth responds
Although I agree there may be an analogy between degrees of problem sexual behavior and obsessive-compulsive disorder versus obsessive-compulsive personality, I view the distinction somewhat differently.
We probably have a “neurotic/organic” split that sorts self-identified patients from felons. This would follow somewhat logically because the felons have lost control of their impulses to the point that their infractions are severe and harmful to society. Therefore, their underlying problems probably are more severe. This may have implications for treatment.
Overall, though, there is too much heterogeneity among individuals with problem sexual behavior to make many generalizations. I will hold to only one generalization with these patients as a whole: Defensiveness surrounding problem sexual behavior runs higher among individuals than it does for virtually any other problem in psychiatry. When treating sexual behavior, the clinician must employ a high degree of structure and a somewhat skeptical ear.
Neal W. Dunsieth, MD
University of Cincinnat
College of Medicine
Dr. Mahorney responds
I appreciate Dr. Sherman’s letter. I had the same reaction to the juxtaposition of my article with that of Dr. Dunsieth.
The combination of DSM labeling, pharmaceutical marketing, and managed care has left many of us feeling that the best a psychiatrist can hope for is to sign the prescriptions and orders of a multidisciplinary team in a prison or jail, give the prisoners structured interviews, and pass the statistical analysis of those interviews off as “research.” The “research” can be published and the authors declared “experts” whose testimony can then be peddled to lawyers and their clients. I didn’t get the idea from Dr. Hillard’s first editorial, justifying the creation of a new journal, that that was the only vision out there. It certainly isn’t what my article was about.
I still think that as doctors, we should try to find ways to help our patients—before they go to jail.
I also want to disavow the automatic connection some have seen in my article between the usefulness of the sexual addiction paradigm and 12-step programs as treatment modalities. An exciting debate on this subject is emerging in clinical psychology circles. Psychiatrists should be part of that debate, and we can be if we could just tear ourselves away from our DSM bean counting.
Steven L. Mahorney, MD
University of North Carolina
School of Medicine, Chapel Hill
Kleptomania: Emerging therapies target mood, impulsive behavior
What is kleptomania? An independent illness, a symptom of other psychiatric disorders, or merely criminal behavior? Kleptomania—a disorder defined by an inability to resist the impulse to steal—is one of psychiatry’s most poorly understood diagnoses, even though it has been recognized in the literature for almost 200 years.
Kleptomania causes notable distress and impaired functioning.1 People with kleptomania often suffer from comorbid mood, anxiety, substance use, and other impulse-control disorders.14 They experience the humiliation of repeated arrests, which leads to guilt, depression, and even suicide.1,5 Yet kleptomania usually goes undiagnosed and untreated, despite a lifetime prevalence as high as 0.6%.6
Case report: ‘I’m a thief’
“I’m a thief,” began Susan, age 39. “I steal something four or five times every week. I steal from grocery stores and clothing stores. Sometimes I might steal something like vanilla extract; other times an expensive men’s tie. I probably steal $200 worth of items every week.
“You probably won’t believe this, but I don’t want or need the stuff I take. I have plenty of money. I have no idea why I take the things I do. That’s why I’m so depressed. What kind of person does something like this?
The urge to steal “I was probably 14 when I started stealing. I would go to stores with my mother. When I saw certain objects, I would get urges to steal them. The odd thing was that the items I stole were so ridiculous. I remember stealing key chains for several months, maybe three or four times a week. When I got older, things got worse. I was having urges more often, and so I needed to steal more often.
| Myth | Fact |
|---|---|
| Only little old ladies are kleptomaniacs. | Men and women of all ages suffer from kleptomania. Most patients report that the disorder began in adolescence. |
| It’s just a phase kids go through. | Parents of adolescents might see stealing as a phase. In many cases this might be true, but stealing may also suggest an underlying psychopathology. |
| People who steal are “bad.” | People with kleptomania steal because of urges to steal, not because of moral weakness. Treatment, not judgment, is the appropriate response. |
“My entire life has been torment. Each day I worry about having the urges, and then I worry about being caught stealing. I can’t relax. I’ve been married for 17 years, and I haven’t told my husband. My secrecy is tearing our marriage apart. My husband thinks I’m having an affair because I’ve distanced myself emotionally from him.”
Table 1
SCREENING TEST FOR KLEPTOMANIA
| Yes | No | |
|---|---|---|
| 1. Do you steal or have urges to steal? | ○ | ○ |
| 2. Do thoughts of stealing or urges to steal preoccupy you? That is, do you often think about stealing or have urges to steal and wish the thoughts or urges occurred less often? | ○ | ○ |
| 3. Do you feel tense or anxious before you steal or when you have urges to steal? | ○ | ○ |
| 4. Do you feel pleasure or a sense of calm when you steal something? | ○ | ○ |
| 5. Has the stealing or urges to steal caused you much distress? | ○ | ○ |
| 6. Has the stealing or urges to steal significantly interfered with your life in some way? | ○ | ○ |
| A patient who answers “yes” to questions 1 through 4 and to question 5 or 6 is likely to have kleptomania. | ||
| Adapted from DSM-IV criteria, American Psychiatric Association, 2000 | ||
Susan described urges to steal almost every day. When the urges were mild, she could resist them. Other days they were severe, and Susan felt unable to control her behavior. At work, her urges distracted her from completing projects, and her performance suffered. The urge to steal would often compel Susan to leave work early so she could get to a store.
Calm, then guilt “Every time I steal something I feel both a thrill and a great sense of calm,” she said. “It feels good. The problem is that almost immediately after each theft, I feel guilty and ashamed. After I steal, I usually donate the items to the Salvation Army, throw them away, or give them away as gifts.”
Drug trials We started treating Susan with the selective serotonin reuptake inhibitor (SSRI), citalopram. She reported notable improvement in her mood after 3 weeks on a dosage of 60 mg/d and she had been attending weekly psychotherapy, although her stealing continued unchanged. The addition of naltrexone, 200 mg/d for 2 weeks, decreased the frequency of Susan’s stealing and reduced her urges to steal, but her symptoms continued to interfere significantly with her overall functioning.
We then added the atypical antipsychotic quetiapine, 100 mg bid, and Susan’s urges to steal and stealing behavior went into remission within 3 weeks. She has refrained from stealing for the last 9 months.
Making the diagnosis
In our clinic, we have treated more than 50 patients with kleptomania. Rather than coming to us through the criminal justice system, they are usually self-referred. Often they contact us after discovering on the Internet that we specialize in treating persons with this disorder.
In our experience, kleptomania typically goes undiagnosed in clinical settings, in part because patients are ashamed and embarrassed to discuss their symptoms with physicians unless specifically asked.1 If left untreated, however, kleptomania frequently becomes chronic.4 If persons with kleptomania are to seek treatment, it is important that family, friends, and mental health professionals understand the myths and facts about this disorder (Box).
To make the diagnosis, we use the simple screening instrument shown in Table 1.7 In general, because of high comorbidity with certain disorders, we screen every patient presenting to our clinic with a mood, substance use, anxiety, or eating disorder, or who has a problem with impulse control. Kleptomania is likely if the patient answers “yes” to questions 1 through 4 and to question 5 or 6. Stealing may be a symptom of several other psychiatric disorders, however, and misdiagnosis is fairly common (Table 2).6-8
Data suggest that the female-to-male ratio in kleptomania is approximately 2:1, with onset in adolescence. Typical individuals with kleptomania steal because they have urges to steal, often triggered by specific stimuli such as the sights and sounds of stores or feelings of loneliness or stress.1 Most patients with kleptomania are fairly specific about the types of stores from which they steal and the items they steal, and most hoard stolen items.1
Although many patients with kleptomania function quite well, others are severely debilitated in social and occupational realms. In a series of 22 patients with kleptomania:
- 64% had been apprehended
- 23% had served jail time
- 27% had been hospitalized because of their kleptomania symptoms
- 18% had considered or attempted suicide because of the distress associated with their kleptomania.1
Treatment recommendations
Patient history With patients who steal, we begin by identifying the motivation behind the stealing. Most patients with kleptomania report urges to steal. Some of these patients may have comorbid depression; for them, stealing makes them feel less depressed. Anger or irritability may point to borderline personality disorder. Stealing for the enjoyment of risk may suggest bipolar disorder.
Table 2
DIFFERENTIAL DIAGNOSIS: DISORDERS THAT MAY INVOLVE STEALING
| Misdiagnosis | How to distinguish from kleptomania |
|---|---|
| Bipolar disorder | Patients with bipolar disorder may steal as a result of the impulsivity of mania. In fact, the diagnostic criteria for kleptomania require the exclusion of mania as the cause of stealing.7 Patients with bipolar disorder report an elevated, expansive, or irritable mood while stealing. Patients with kleptomania tend to report a depressed mood when not stealing |
| Borderline personality disorder | Unlike patients with borderline personality disorder, patients with kleptomania do not report long histories of unstable relationships or negative self-image; inappropriate anger and “psychotic-like” symptoms are rare in patients with kleptomania |
| Antisocial personality disorder (ASPD, or conduct disorder) | Patients with kleptomania suffer intense shame and guilt, unlike those with ASPD. Also, most patients with kleptomania do not report other illegal or antisocial behavior. |
| Eating disorders | Data suggests that about one-third of patients with an eating disorder also steal.6,8 Patients with kleptomania, however, do not have disordered eating patterns or distorted body images common to patients with eating disorders. |
Many patients with kleptomania have comorbid mood, substance, or anxiety disorders. Treating these other symptoms while ignoring the symptoms of kleptomania may be unsuccessful. Comorbidity also may influence the choice of medication.
Medical assessment Case reports have associated the onset of kleptomania with a variety of medical conditions, including presenile cortical atrophy in a 25-year-old, a parietal tumor that caused blackouts and obliterated any memory of stealing episodes, narcolepsy, and an insulinoma that caused severe hypoglycemia.9 The relationship of these conditions with the onset of kleptomania is unclear, but the reports suggest that medical causes—although unlikely—should be ruled out before you consider kleptomania as a psychiatric illness.
Patient education Persons with kleptomania often feel that no one else has the same problem. They do not think of their behavior as being an illness. It is helpful to explain that kleptomania is treatable and to connect patients with educational books, self-help groups, and Web sites providing information and support (see “Related resources”).
Cognitive-behavioral therapy (CBT) Although the evidence is quite limited, covert sensitization, exposure and response prevention, and imaginal desensitization have all been shown effective in case reports.10
What medications are effective?
Only case reports, a case series of five subjects, and a single open-label treatment study involving 10 subjects with kleptomania have been done.
So far, uses of tricyclic antidepressants (imipramine, nortriptyline), SSRIs (fluoxetine, fluvoxamine, paroxetine), the opioid antagonist naltrexone, and mood stabilizers (lithium, valproate) have met with varying degrees of success. Strategies targeting urge and behavior reduction and mechanisms for coping with urges and behavior (e.g., cognitive-behavioral therapies) may represent important adjunctive components.2,11-17
No medications are FDA-approved for treating kleptomania. Therefore, it is important to inform patients of any off-label use of medications for this disorder, as well as the empirical basis for considering pharmacologic treatment.
SSRIs Only case reports exist on the use of SSRIs in treating kleptomania. The disorder may share a common pathology with pathologic gambling, and in our clinical experience appears to respond to similar treatments.18 We draw on research of pathologic gambling as well as our clinical experience in choosing SSRIs as first-line treatment, especially for patients with significant mood symptoms.19
We suggest titrating SSRIs to the maximum recommended dosage. As in the treatment of pathologic gambling, dosages of SSRIs required to treat kleptomania symptoms appear to be higher than average dosages required to treat depressive disorders. An SSRI should not be considered ineffective unless it has been tried for at least 10 to 12 weeks and the highest dosage tolerated or recommended by the manufacturer has been reached.
Response to SSRIs usually is characterized by decreased thoughts about stealing, decreased stealing behavior, and improvement in social and occupational functioning. If an SSRI is only partially effective, we consider augmentation with naltrexone, buspirone, or a mood stabilizer.
Naltrexone Patients taking naltrexone often report less-intense urges to steal. The urges may not disappear but are often sufficiently reduced so that the patient can resist them more easily. Patients also report that the thrill associated with stealing is reduced or eliminated.
Naltrexone was used in the first medication study of kleptomania and showed a significant decline in the intensity of urges to steal, stealing thoughts, and stealing behavior. Average dosage was 150 mg/d;11 a reduced dosage (e.g., 50 mg/d) may work in adolescents with kleptomania.20
Nausea as a side effect can be reduced by starting patients on 25 mg/d for the first 3 or 4 days and possibly adding ondansetron, 4 to 8 mg/d. Nausea and diarrhea are usually mild and resolve within the first week. Clinically, most patients respond to naltrexone within 2 weeks. After that, the dosage usually needs to be adjusted.
In patients with comorbid depression, augmentation with an SSRI may prevent worsening of untreated depressive symptoms. It is prudent to obtain liver function tests prior to naltrexone administration and again 3 to 4 weeks after starting the drug.21 Repeat testing should be performed at 2-to 4-week intervals for the next 2 months, then once a month for the following 3 months. After 6 months, testing three to four times a year is usually sufficient.
Nonsteroidal analgesics should not be used with high dosages of naltrexone (>50 mg/d), as concurrent use may increase the risk of hepatic transaminase elevation.21
Mood stabilizers Responses to lithium and valproate have been described in two case reports of patients with kleptomania.14,15 In the case of valproate, the effective dosage was 2,000 mg/d, whereas lithium reduced stealing urges at a serum level of 0.5 mEq/L.
Although it would be premature to recommend the use of mood stabilizers, their possible benefit may be related to their efficacy in bipolar disorder treatment and the existence of features (e.g., impulsivity) shared by kleptomania and bipolar disorder.
Atypical antipsychotics Although there is no evidence that atypical antipsychotics are useful in kleptomania, augmenting an SSRI with an atypical neuroleptic may be beneficial. Atypical antipsychotics have been explored as augmenting agents in the treatment of nonpsychotic disorders and behaviors, including pathologic gambling and obsessive-compulsive disorder.
The role of psychotherapy
Cognitive-behavioral therapy Based on the evidence of its effectiveness in treating pathologic gambling, CBT may hold promise as monotherapy for mild cases of kleptomania.
Combination therapy Combined pharmacologic and behavioral therapy may be the optimal treatment strategy for kleptomania. In our experience, patients who respond only partially or fail to respond to pharmacotherapy alone are more likely to find relief with a combination of drug and cognitive-behavioral therapies.
- Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, N New Horizon Press, 1998.
- Shoplifters Alternative http://www.shoplifters.org
- Impulse Control Disorders Clinic, University of Minnesota http://www.med.umn.edu/psychiatry/research/impulse.htm
Drug brand names
- Citalopram • Celexa
- Fluvoxamine • Luvox
- Imipramine • Tofranil
- Naltrexone • Revia
- Nortriptyline • Aventyl, Pamelor
- Paroxetine • Paxil
- Quetiapine • Seroquel
- Valproic acid • Depakote
Disclosure
The authors report no affiliation or financial arrangement with any of the companies whose products are mentioned in this article.
1. Grant JE, Kim SW. Clinical characteristics and associated psychopathology in 22 cases of kleptomania. Comp Psychiatry (in press).
2. McElroy SL, Pope HG, Hudson JI, Keck PE, White KL. Kleptomania: a report of 20 cases. Am J Psychiatry 1991;148:652-7.
3. Presta S, Marazziti D, Dell’Osso L, et al. Kleptomania: clinical features and comorbidity in an Italian sample. Comp Psychiatry 2002;43:7-12.
4. McElroy SL, Keck PE, Phillips KA. Kleptomania, compulsive buying, and binge-eating disorder. J Clin Psychiatry 1995;56:14-26.
5. McElroy SL, Hudson JI, Pope HG, Keck PE. Kleptomania: clinical characteristics and associated psychopathology. Psychol Med 1991;21:93-108.
6. Goldman MJ. Kleptomania: an overview. Psychiatric Ann 1992;22:68-71.
7. American Psychiatric Association Committee on Nomenclature and Statistics Diagnostic and statistical manual of mental disorders (4th ed, text rev). Washington, DC: American Psychiatric Association, 2000.
8. Krahn DD, Nairn K, Gosnell BA, Drewnowski A. Stealing in eating disordered patients. J Clin Psychiatry 1991;52:112-5.
9. Goldman MJ. Kleptomania: making sense of the nonsensical. Am J Psychiatry 1991;148:986-96.
10. Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, NJ: New Horizon Press, 1998.
11. Grant JE, Kim SW. An open-label study of naltrexone in the treatment of kleptomania. J Clin Psychiatry 2002;63:349-56.
12. Chong SA, Low BL. Treatment of kleptomania with fluvoxamine. Acta Psychiatr Scand 1996;93:314-5.
13. Kraus JE. Treatment of kleptomania with paroxetine. J Clin Psychiatry 1999;60:793.-
14. Burstein A. Fluoxetine lithium treatment for kleptomania. J Clin Psychiatry 1992;53:28-9.
15. Kmetz GF, McElroy SL, Collins DJ. Response of kleptomania and mixed mania to valproate. Am J Psychiatry 1997;154:580-1.
16. Lepkifker E, Dannon PN, Ziv R, Iancu I, Horesh N, Kotler M. The treatment of kleptomania with serotonin reuptake inhibitors. Clin Neuropharmacol 1999;22:40-3.
17. Durst R, Katz G, Knobler HY. Buspirone augmentation of fluvoxamine in the treatment of kleptomania. J Nerv Ment Dis 1997;185:586-8.
18. Kim SW. Opioid antagonists in the treatment of impulse-control disorders. J Clin Psychiatry 1998;59:159-64.
19. Grant JE, Kim SW. Pharmacotherapy of pathological gambling. Psychiatric Ann 2002;32:186-91.
20. Grant JE, Kim SW. Adolescent kleptomania treated with naltrexone: a case report. Eur Child Adolescent Psychiatry 2002;11:92-5.
21. Kim SW, Grant JE, et al. A preliminary report on a possible naltrexone and nonsteroidal analgesics interaction. J Clin Psychopharmacol 2001;21:632-4.
What is kleptomania? An independent illness, a symptom of other psychiatric disorders, or merely criminal behavior? Kleptomania—a disorder defined by an inability to resist the impulse to steal—is one of psychiatry’s most poorly understood diagnoses, even though it has been recognized in the literature for almost 200 years.
Kleptomania causes notable distress and impaired functioning.1 People with kleptomania often suffer from comorbid mood, anxiety, substance use, and other impulse-control disorders.14 They experience the humiliation of repeated arrests, which leads to guilt, depression, and even suicide.1,5 Yet kleptomania usually goes undiagnosed and untreated, despite a lifetime prevalence as high as 0.6%.6
Case report: ‘I’m a thief’
“I’m a thief,” began Susan, age 39. “I steal something four or five times every week. I steal from grocery stores and clothing stores. Sometimes I might steal something like vanilla extract; other times an expensive men’s tie. I probably steal $200 worth of items every week.
“You probably won’t believe this, but I don’t want or need the stuff I take. I have plenty of money. I have no idea why I take the things I do. That’s why I’m so depressed. What kind of person does something like this?
The urge to steal “I was probably 14 when I started stealing. I would go to stores with my mother. When I saw certain objects, I would get urges to steal them. The odd thing was that the items I stole were so ridiculous. I remember stealing key chains for several months, maybe three or four times a week. When I got older, things got worse. I was having urges more often, and so I needed to steal more often.
| Myth | Fact |
|---|---|
| Only little old ladies are kleptomaniacs. | Men and women of all ages suffer from kleptomania. Most patients report that the disorder began in adolescence. |
| It’s just a phase kids go through. | Parents of adolescents might see stealing as a phase. In many cases this might be true, but stealing may also suggest an underlying psychopathology. |
| People who steal are “bad.” | People with kleptomania steal because of urges to steal, not because of moral weakness. Treatment, not judgment, is the appropriate response. |
“My entire life has been torment. Each day I worry about having the urges, and then I worry about being caught stealing. I can’t relax. I’ve been married for 17 years, and I haven’t told my husband. My secrecy is tearing our marriage apart. My husband thinks I’m having an affair because I’ve distanced myself emotionally from him.”
Table 1
SCREENING TEST FOR KLEPTOMANIA
| Yes | No | |
|---|---|---|
| 1. Do you steal or have urges to steal? | ○ | ○ |
| 2. Do thoughts of stealing or urges to steal preoccupy you? That is, do you often think about stealing or have urges to steal and wish the thoughts or urges occurred less often? | ○ | ○ |
| 3. Do you feel tense or anxious before you steal or when you have urges to steal? | ○ | ○ |
| 4. Do you feel pleasure or a sense of calm when you steal something? | ○ | ○ |
| 5. Has the stealing or urges to steal caused you much distress? | ○ | ○ |
| 6. Has the stealing or urges to steal significantly interfered with your life in some way? | ○ | ○ |
| A patient who answers “yes” to questions 1 through 4 and to question 5 or 6 is likely to have kleptomania. | ||
| Adapted from DSM-IV criteria, American Psychiatric Association, 2000 | ||
Susan described urges to steal almost every day. When the urges were mild, she could resist them. Other days they were severe, and Susan felt unable to control her behavior. At work, her urges distracted her from completing projects, and her performance suffered. The urge to steal would often compel Susan to leave work early so she could get to a store.
Calm, then guilt “Every time I steal something I feel both a thrill and a great sense of calm,” she said. “It feels good. The problem is that almost immediately after each theft, I feel guilty and ashamed. After I steal, I usually donate the items to the Salvation Army, throw them away, or give them away as gifts.”
Drug trials We started treating Susan with the selective serotonin reuptake inhibitor (SSRI), citalopram. She reported notable improvement in her mood after 3 weeks on a dosage of 60 mg/d and she had been attending weekly psychotherapy, although her stealing continued unchanged. The addition of naltrexone, 200 mg/d for 2 weeks, decreased the frequency of Susan’s stealing and reduced her urges to steal, but her symptoms continued to interfere significantly with her overall functioning.
We then added the atypical antipsychotic quetiapine, 100 mg bid, and Susan’s urges to steal and stealing behavior went into remission within 3 weeks. She has refrained from stealing for the last 9 months.
Making the diagnosis
In our clinic, we have treated more than 50 patients with kleptomania. Rather than coming to us through the criminal justice system, they are usually self-referred. Often they contact us after discovering on the Internet that we specialize in treating persons with this disorder.
In our experience, kleptomania typically goes undiagnosed in clinical settings, in part because patients are ashamed and embarrassed to discuss their symptoms with physicians unless specifically asked.1 If left untreated, however, kleptomania frequently becomes chronic.4 If persons with kleptomania are to seek treatment, it is important that family, friends, and mental health professionals understand the myths and facts about this disorder (Box).
To make the diagnosis, we use the simple screening instrument shown in Table 1.7 In general, because of high comorbidity with certain disorders, we screen every patient presenting to our clinic with a mood, substance use, anxiety, or eating disorder, or who has a problem with impulse control. Kleptomania is likely if the patient answers “yes” to questions 1 through 4 and to question 5 or 6. Stealing may be a symptom of several other psychiatric disorders, however, and misdiagnosis is fairly common (Table 2).6-8
Data suggest that the female-to-male ratio in kleptomania is approximately 2:1, with onset in adolescence. Typical individuals with kleptomania steal because they have urges to steal, often triggered by specific stimuli such as the sights and sounds of stores or feelings of loneliness or stress.1 Most patients with kleptomania are fairly specific about the types of stores from which they steal and the items they steal, and most hoard stolen items.1
Although many patients with kleptomania function quite well, others are severely debilitated in social and occupational realms. In a series of 22 patients with kleptomania:
- 64% had been apprehended
- 23% had served jail time
- 27% had been hospitalized because of their kleptomania symptoms
- 18% had considered or attempted suicide because of the distress associated with their kleptomania.1
Treatment recommendations
Patient history With patients who steal, we begin by identifying the motivation behind the stealing. Most patients with kleptomania report urges to steal. Some of these patients may have comorbid depression; for them, stealing makes them feel less depressed. Anger or irritability may point to borderline personality disorder. Stealing for the enjoyment of risk may suggest bipolar disorder.
Table 2
DIFFERENTIAL DIAGNOSIS: DISORDERS THAT MAY INVOLVE STEALING
| Misdiagnosis | How to distinguish from kleptomania |
|---|---|
| Bipolar disorder | Patients with bipolar disorder may steal as a result of the impulsivity of mania. In fact, the diagnostic criteria for kleptomania require the exclusion of mania as the cause of stealing.7 Patients with bipolar disorder report an elevated, expansive, or irritable mood while stealing. Patients with kleptomania tend to report a depressed mood when not stealing |
| Borderline personality disorder | Unlike patients with borderline personality disorder, patients with kleptomania do not report long histories of unstable relationships or negative self-image; inappropriate anger and “psychotic-like” symptoms are rare in patients with kleptomania |
| Antisocial personality disorder (ASPD, or conduct disorder) | Patients with kleptomania suffer intense shame and guilt, unlike those with ASPD. Also, most patients with kleptomania do not report other illegal or antisocial behavior. |
| Eating disorders | Data suggests that about one-third of patients with an eating disorder also steal.6,8 Patients with kleptomania, however, do not have disordered eating patterns or distorted body images common to patients with eating disorders. |
Many patients with kleptomania have comorbid mood, substance, or anxiety disorders. Treating these other symptoms while ignoring the symptoms of kleptomania may be unsuccessful. Comorbidity also may influence the choice of medication.
Medical assessment Case reports have associated the onset of kleptomania with a variety of medical conditions, including presenile cortical atrophy in a 25-year-old, a parietal tumor that caused blackouts and obliterated any memory of stealing episodes, narcolepsy, and an insulinoma that caused severe hypoglycemia.9 The relationship of these conditions with the onset of kleptomania is unclear, but the reports suggest that medical causes—although unlikely—should be ruled out before you consider kleptomania as a psychiatric illness.
Patient education Persons with kleptomania often feel that no one else has the same problem. They do not think of their behavior as being an illness. It is helpful to explain that kleptomania is treatable and to connect patients with educational books, self-help groups, and Web sites providing information and support (see “Related resources”).
Cognitive-behavioral therapy (CBT) Although the evidence is quite limited, covert sensitization, exposure and response prevention, and imaginal desensitization have all been shown effective in case reports.10
What medications are effective?
Only case reports, a case series of five subjects, and a single open-label treatment study involving 10 subjects with kleptomania have been done.
So far, uses of tricyclic antidepressants (imipramine, nortriptyline), SSRIs (fluoxetine, fluvoxamine, paroxetine), the opioid antagonist naltrexone, and mood stabilizers (lithium, valproate) have met with varying degrees of success. Strategies targeting urge and behavior reduction and mechanisms for coping with urges and behavior (e.g., cognitive-behavioral therapies) may represent important adjunctive components.2,11-17
No medications are FDA-approved for treating kleptomania. Therefore, it is important to inform patients of any off-label use of medications for this disorder, as well as the empirical basis for considering pharmacologic treatment.
SSRIs Only case reports exist on the use of SSRIs in treating kleptomania. The disorder may share a common pathology with pathologic gambling, and in our clinical experience appears to respond to similar treatments.18 We draw on research of pathologic gambling as well as our clinical experience in choosing SSRIs as first-line treatment, especially for patients with significant mood symptoms.19
We suggest titrating SSRIs to the maximum recommended dosage. As in the treatment of pathologic gambling, dosages of SSRIs required to treat kleptomania symptoms appear to be higher than average dosages required to treat depressive disorders. An SSRI should not be considered ineffective unless it has been tried for at least 10 to 12 weeks and the highest dosage tolerated or recommended by the manufacturer has been reached.
Response to SSRIs usually is characterized by decreased thoughts about stealing, decreased stealing behavior, and improvement in social and occupational functioning. If an SSRI is only partially effective, we consider augmentation with naltrexone, buspirone, or a mood stabilizer.
Naltrexone Patients taking naltrexone often report less-intense urges to steal. The urges may not disappear but are often sufficiently reduced so that the patient can resist them more easily. Patients also report that the thrill associated with stealing is reduced or eliminated.
Naltrexone was used in the first medication study of kleptomania and showed a significant decline in the intensity of urges to steal, stealing thoughts, and stealing behavior. Average dosage was 150 mg/d;11 a reduced dosage (e.g., 50 mg/d) may work in adolescents with kleptomania.20
Nausea as a side effect can be reduced by starting patients on 25 mg/d for the first 3 or 4 days and possibly adding ondansetron, 4 to 8 mg/d. Nausea and diarrhea are usually mild and resolve within the first week. Clinically, most patients respond to naltrexone within 2 weeks. After that, the dosage usually needs to be adjusted.
In patients with comorbid depression, augmentation with an SSRI may prevent worsening of untreated depressive symptoms. It is prudent to obtain liver function tests prior to naltrexone administration and again 3 to 4 weeks after starting the drug.21 Repeat testing should be performed at 2-to 4-week intervals for the next 2 months, then once a month for the following 3 months. After 6 months, testing three to four times a year is usually sufficient.
Nonsteroidal analgesics should not be used with high dosages of naltrexone (>50 mg/d), as concurrent use may increase the risk of hepatic transaminase elevation.21
Mood stabilizers Responses to lithium and valproate have been described in two case reports of patients with kleptomania.14,15 In the case of valproate, the effective dosage was 2,000 mg/d, whereas lithium reduced stealing urges at a serum level of 0.5 mEq/L.
Although it would be premature to recommend the use of mood stabilizers, their possible benefit may be related to their efficacy in bipolar disorder treatment and the existence of features (e.g., impulsivity) shared by kleptomania and bipolar disorder.
Atypical antipsychotics Although there is no evidence that atypical antipsychotics are useful in kleptomania, augmenting an SSRI with an atypical neuroleptic may be beneficial. Atypical antipsychotics have been explored as augmenting agents in the treatment of nonpsychotic disorders and behaviors, including pathologic gambling and obsessive-compulsive disorder.
The role of psychotherapy
Cognitive-behavioral therapy Based on the evidence of its effectiveness in treating pathologic gambling, CBT may hold promise as monotherapy for mild cases of kleptomania.
Combination therapy Combined pharmacologic and behavioral therapy may be the optimal treatment strategy for kleptomania. In our experience, patients who respond only partially or fail to respond to pharmacotherapy alone are more likely to find relief with a combination of drug and cognitive-behavioral therapies.
- Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, N New Horizon Press, 1998.
- Shoplifters Alternative http://www.shoplifters.org
- Impulse Control Disorders Clinic, University of Minnesota http://www.med.umn.edu/psychiatry/research/impulse.htm
Drug brand names
- Citalopram • Celexa
- Fluvoxamine • Luvox
- Imipramine • Tofranil
- Naltrexone • Revia
- Nortriptyline • Aventyl, Pamelor
- Paroxetine • Paxil
- Quetiapine • Seroquel
- Valproic acid • Depakote
Disclosure
The authors report no affiliation or financial arrangement with any of the companies whose products are mentioned in this article.
What is kleptomania? An independent illness, a symptom of other psychiatric disorders, or merely criminal behavior? Kleptomania—a disorder defined by an inability to resist the impulse to steal—is one of psychiatry’s most poorly understood diagnoses, even though it has been recognized in the literature for almost 200 years.
Kleptomania causes notable distress and impaired functioning.1 People with kleptomania often suffer from comorbid mood, anxiety, substance use, and other impulse-control disorders.14 They experience the humiliation of repeated arrests, which leads to guilt, depression, and even suicide.1,5 Yet kleptomania usually goes undiagnosed and untreated, despite a lifetime prevalence as high as 0.6%.6
Case report: ‘I’m a thief’
“I’m a thief,” began Susan, age 39. “I steal something four or five times every week. I steal from grocery stores and clothing stores. Sometimes I might steal something like vanilla extract; other times an expensive men’s tie. I probably steal $200 worth of items every week.
“You probably won’t believe this, but I don’t want or need the stuff I take. I have plenty of money. I have no idea why I take the things I do. That’s why I’m so depressed. What kind of person does something like this?
The urge to steal “I was probably 14 when I started stealing. I would go to stores with my mother. When I saw certain objects, I would get urges to steal them. The odd thing was that the items I stole were so ridiculous. I remember stealing key chains for several months, maybe three or four times a week. When I got older, things got worse. I was having urges more often, and so I needed to steal more often.
| Myth | Fact |
|---|---|
| Only little old ladies are kleptomaniacs. | Men and women of all ages suffer from kleptomania. Most patients report that the disorder began in adolescence. |
| It’s just a phase kids go through. | Parents of adolescents might see stealing as a phase. In many cases this might be true, but stealing may also suggest an underlying psychopathology. |
| People who steal are “bad.” | People with kleptomania steal because of urges to steal, not because of moral weakness. Treatment, not judgment, is the appropriate response. |
“My entire life has been torment. Each day I worry about having the urges, and then I worry about being caught stealing. I can’t relax. I’ve been married for 17 years, and I haven’t told my husband. My secrecy is tearing our marriage apart. My husband thinks I’m having an affair because I’ve distanced myself emotionally from him.”
Table 1
SCREENING TEST FOR KLEPTOMANIA
| Yes | No | |
|---|---|---|
| 1. Do you steal or have urges to steal? | ○ | ○ |
| 2. Do thoughts of stealing or urges to steal preoccupy you? That is, do you often think about stealing or have urges to steal and wish the thoughts or urges occurred less often? | ○ | ○ |
| 3. Do you feel tense or anxious before you steal or when you have urges to steal? | ○ | ○ |
| 4. Do you feel pleasure or a sense of calm when you steal something? | ○ | ○ |
| 5. Has the stealing or urges to steal caused you much distress? | ○ | ○ |
| 6. Has the stealing or urges to steal significantly interfered with your life in some way? | ○ | ○ |
| A patient who answers “yes” to questions 1 through 4 and to question 5 or 6 is likely to have kleptomania. | ||
| Adapted from DSM-IV criteria, American Psychiatric Association, 2000 | ||
Susan described urges to steal almost every day. When the urges were mild, she could resist them. Other days they were severe, and Susan felt unable to control her behavior. At work, her urges distracted her from completing projects, and her performance suffered. The urge to steal would often compel Susan to leave work early so she could get to a store.
Calm, then guilt “Every time I steal something I feel both a thrill and a great sense of calm,” she said. “It feels good. The problem is that almost immediately after each theft, I feel guilty and ashamed. After I steal, I usually donate the items to the Salvation Army, throw them away, or give them away as gifts.”
Drug trials We started treating Susan with the selective serotonin reuptake inhibitor (SSRI), citalopram. She reported notable improvement in her mood after 3 weeks on a dosage of 60 mg/d and she had been attending weekly psychotherapy, although her stealing continued unchanged. The addition of naltrexone, 200 mg/d for 2 weeks, decreased the frequency of Susan’s stealing and reduced her urges to steal, but her symptoms continued to interfere significantly with her overall functioning.
We then added the atypical antipsychotic quetiapine, 100 mg bid, and Susan’s urges to steal and stealing behavior went into remission within 3 weeks. She has refrained from stealing for the last 9 months.
Making the diagnosis
In our clinic, we have treated more than 50 patients with kleptomania. Rather than coming to us through the criminal justice system, they are usually self-referred. Often they contact us after discovering on the Internet that we specialize in treating persons with this disorder.
In our experience, kleptomania typically goes undiagnosed in clinical settings, in part because patients are ashamed and embarrassed to discuss their symptoms with physicians unless specifically asked.1 If left untreated, however, kleptomania frequently becomes chronic.4 If persons with kleptomania are to seek treatment, it is important that family, friends, and mental health professionals understand the myths and facts about this disorder (Box).
To make the diagnosis, we use the simple screening instrument shown in Table 1.7 In general, because of high comorbidity with certain disorders, we screen every patient presenting to our clinic with a mood, substance use, anxiety, or eating disorder, or who has a problem with impulse control. Kleptomania is likely if the patient answers “yes” to questions 1 through 4 and to question 5 or 6. Stealing may be a symptom of several other psychiatric disorders, however, and misdiagnosis is fairly common (Table 2).6-8
Data suggest that the female-to-male ratio in kleptomania is approximately 2:1, with onset in adolescence. Typical individuals with kleptomania steal because they have urges to steal, often triggered by specific stimuli such as the sights and sounds of stores or feelings of loneliness or stress.1 Most patients with kleptomania are fairly specific about the types of stores from which they steal and the items they steal, and most hoard stolen items.1
Although many patients with kleptomania function quite well, others are severely debilitated in social and occupational realms. In a series of 22 patients with kleptomania:
- 64% had been apprehended
- 23% had served jail time
- 27% had been hospitalized because of their kleptomania symptoms
- 18% had considered or attempted suicide because of the distress associated with their kleptomania.1
Treatment recommendations
Patient history With patients who steal, we begin by identifying the motivation behind the stealing. Most patients with kleptomania report urges to steal. Some of these patients may have comorbid depression; for them, stealing makes them feel less depressed. Anger or irritability may point to borderline personality disorder. Stealing for the enjoyment of risk may suggest bipolar disorder.
Table 2
DIFFERENTIAL DIAGNOSIS: DISORDERS THAT MAY INVOLVE STEALING
| Misdiagnosis | How to distinguish from kleptomania |
|---|---|
| Bipolar disorder | Patients with bipolar disorder may steal as a result of the impulsivity of mania. In fact, the diagnostic criteria for kleptomania require the exclusion of mania as the cause of stealing.7 Patients with bipolar disorder report an elevated, expansive, or irritable mood while stealing. Patients with kleptomania tend to report a depressed mood when not stealing |
| Borderline personality disorder | Unlike patients with borderline personality disorder, patients with kleptomania do not report long histories of unstable relationships or negative self-image; inappropriate anger and “psychotic-like” symptoms are rare in patients with kleptomania |
| Antisocial personality disorder (ASPD, or conduct disorder) | Patients with kleptomania suffer intense shame and guilt, unlike those with ASPD. Also, most patients with kleptomania do not report other illegal or antisocial behavior. |
| Eating disorders | Data suggests that about one-third of patients with an eating disorder also steal.6,8 Patients with kleptomania, however, do not have disordered eating patterns or distorted body images common to patients with eating disorders. |
Many patients with kleptomania have comorbid mood, substance, or anxiety disorders. Treating these other symptoms while ignoring the symptoms of kleptomania may be unsuccessful. Comorbidity also may influence the choice of medication.
Medical assessment Case reports have associated the onset of kleptomania with a variety of medical conditions, including presenile cortical atrophy in a 25-year-old, a parietal tumor that caused blackouts and obliterated any memory of stealing episodes, narcolepsy, and an insulinoma that caused severe hypoglycemia.9 The relationship of these conditions with the onset of kleptomania is unclear, but the reports suggest that medical causes—although unlikely—should be ruled out before you consider kleptomania as a psychiatric illness.
Patient education Persons with kleptomania often feel that no one else has the same problem. They do not think of their behavior as being an illness. It is helpful to explain that kleptomania is treatable and to connect patients with educational books, self-help groups, and Web sites providing information and support (see “Related resources”).
Cognitive-behavioral therapy (CBT) Although the evidence is quite limited, covert sensitization, exposure and response prevention, and imaginal desensitization have all been shown effective in case reports.10
What medications are effective?
Only case reports, a case series of five subjects, and a single open-label treatment study involving 10 subjects with kleptomania have been done.
So far, uses of tricyclic antidepressants (imipramine, nortriptyline), SSRIs (fluoxetine, fluvoxamine, paroxetine), the opioid antagonist naltrexone, and mood stabilizers (lithium, valproate) have met with varying degrees of success. Strategies targeting urge and behavior reduction and mechanisms for coping with urges and behavior (e.g., cognitive-behavioral therapies) may represent important adjunctive components.2,11-17
No medications are FDA-approved for treating kleptomania. Therefore, it is important to inform patients of any off-label use of medications for this disorder, as well as the empirical basis for considering pharmacologic treatment.
SSRIs Only case reports exist on the use of SSRIs in treating kleptomania. The disorder may share a common pathology with pathologic gambling, and in our clinical experience appears to respond to similar treatments.18 We draw on research of pathologic gambling as well as our clinical experience in choosing SSRIs as first-line treatment, especially for patients with significant mood symptoms.19
We suggest titrating SSRIs to the maximum recommended dosage. As in the treatment of pathologic gambling, dosages of SSRIs required to treat kleptomania symptoms appear to be higher than average dosages required to treat depressive disorders. An SSRI should not be considered ineffective unless it has been tried for at least 10 to 12 weeks and the highest dosage tolerated or recommended by the manufacturer has been reached.
Response to SSRIs usually is characterized by decreased thoughts about stealing, decreased stealing behavior, and improvement in social and occupational functioning. If an SSRI is only partially effective, we consider augmentation with naltrexone, buspirone, or a mood stabilizer.
Naltrexone Patients taking naltrexone often report less-intense urges to steal. The urges may not disappear but are often sufficiently reduced so that the patient can resist them more easily. Patients also report that the thrill associated with stealing is reduced or eliminated.
Naltrexone was used in the first medication study of kleptomania and showed a significant decline in the intensity of urges to steal, stealing thoughts, and stealing behavior. Average dosage was 150 mg/d;11 a reduced dosage (e.g., 50 mg/d) may work in adolescents with kleptomania.20
Nausea as a side effect can be reduced by starting patients on 25 mg/d for the first 3 or 4 days and possibly adding ondansetron, 4 to 8 mg/d. Nausea and diarrhea are usually mild and resolve within the first week. Clinically, most patients respond to naltrexone within 2 weeks. After that, the dosage usually needs to be adjusted.
In patients with comorbid depression, augmentation with an SSRI may prevent worsening of untreated depressive symptoms. It is prudent to obtain liver function tests prior to naltrexone administration and again 3 to 4 weeks after starting the drug.21 Repeat testing should be performed at 2-to 4-week intervals for the next 2 months, then once a month for the following 3 months. After 6 months, testing three to four times a year is usually sufficient.
Nonsteroidal analgesics should not be used with high dosages of naltrexone (>50 mg/d), as concurrent use may increase the risk of hepatic transaminase elevation.21
Mood stabilizers Responses to lithium and valproate have been described in two case reports of patients with kleptomania.14,15 In the case of valproate, the effective dosage was 2,000 mg/d, whereas lithium reduced stealing urges at a serum level of 0.5 mEq/L.
Although it would be premature to recommend the use of mood stabilizers, their possible benefit may be related to their efficacy in bipolar disorder treatment and the existence of features (e.g., impulsivity) shared by kleptomania and bipolar disorder.
Atypical antipsychotics Although there is no evidence that atypical antipsychotics are useful in kleptomania, augmenting an SSRI with an atypical neuroleptic may be beneficial. Atypical antipsychotics have been explored as augmenting agents in the treatment of nonpsychotic disorders and behaviors, including pathologic gambling and obsessive-compulsive disorder.
The role of psychotherapy
Cognitive-behavioral therapy Based on the evidence of its effectiveness in treating pathologic gambling, CBT may hold promise as monotherapy for mild cases of kleptomania.
Combination therapy Combined pharmacologic and behavioral therapy may be the optimal treatment strategy for kleptomania. In our experience, patients who respond only partially or fail to respond to pharmacotherapy alone are more likely to find relief with a combination of drug and cognitive-behavioral therapies.
- Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, N New Horizon Press, 1998.
- Shoplifters Alternative http://www.shoplifters.org
- Impulse Control Disorders Clinic, University of Minnesota http://www.med.umn.edu/psychiatry/research/impulse.htm
Drug brand names
- Citalopram • Celexa
- Fluvoxamine • Luvox
- Imipramine • Tofranil
- Naltrexone • Revia
- Nortriptyline • Aventyl, Pamelor
- Paroxetine • Paxil
- Quetiapine • Seroquel
- Valproic acid • Depakote
Disclosure
The authors report no affiliation or financial arrangement with any of the companies whose products are mentioned in this article.
1. Grant JE, Kim SW. Clinical characteristics and associated psychopathology in 22 cases of kleptomania. Comp Psychiatry (in press).
2. McElroy SL, Pope HG, Hudson JI, Keck PE, White KL. Kleptomania: a report of 20 cases. Am J Psychiatry 1991;148:652-7.
3. Presta S, Marazziti D, Dell’Osso L, et al. Kleptomania: clinical features and comorbidity in an Italian sample. Comp Psychiatry 2002;43:7-12.
4. McElroy SL, Keck PE, Phillips KA. Kleptomania, compulsive buying, and binge-eating disorder. J Clin Psychiatry 1995;56:14-26.
5. McElroy SL, Hudson JI, Pope HG, Keck PE. Kleptomania: clinical characteristics and associated psychopathology. Psychol Med 1991;21:93-108.
6. Goldman MJ. Kleptomania: an overview. Psychiatric Ann 1992;22:68-71.
7. American Psychiatric Association Committee on Nomenclature and Statistics Diagnostic and statistical manual of mental disorders (4th ed, text rev). Washington, DC: American Psychiatric Association, 2000.
8. Krahn DD, Nairn K, Gosnell BA, Drewnowski A. Stealing in eating disordered patients. J Clin Psychiatry 1991;52:112-5.
9. Goldman MJ. Kleptomania: making sense of the nonsensical. Am J Psychiatry 1991;148:986-96.
10. Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, NJ: New Horizon Press, 1998.
11. Grant JE, Kim SW. An open-label study of naltrexone in the treatment of kleptomania. J Clin Psychiatry 2002;63:349-56.
12. Chong SA, Low BL. Treatment of kleptomania with fluvoxamine. Acta Psychiatr Scand 1996;93:314-5.
13. Kraus JE. Treatment of kleptomania with paroxetine. J Clin Psychiatry 1999;60:793.-
14. Burstein A. Fluoxetine lithium treatment for kleptomania. J Clin Psychiatry 1992;53:28-9.
15. Kmetz GF, McElroy SL, Collins DJ. Response of kleptomania and mixed mania to valproate. Am J Psychiatry 1997;154:580-1.
16. Lepkifker E, Dannon PN, Ziv R, Iancu I, Horesh N, Kotler M. The treatment of kleptomania with serotonin reuptake inhibitors. Clin Neuropharmacol 1999;22:40-3.
17. Durst R, Katz G, Knobler HY. Buspirone augmentation of fluvoxamine in the treatment of kleptomania. J Nerv Ment Dis 1997;185:586-8.
18. Kim SW. Opioid antagonists in the treatment of impulse-control disorders. J Clin Psychiatry 1998;59:159-64.
19. Grant JE, Kim SW. Pharmacotherapy of pathological gambling. Psychiatric Ann 2002;32:186-91.
20. Grant JE, Kim SW. Adolescent kleptomania treated with naltrexone: a case report. Eur Child Adolescent Psychiatry 2002;11:92-5.
21. Kim SW, Grant JE, et al. A preliminary report on a possible naltrexone and nonsteroidal analgesics interaction. J Clin Psychopharmacol 2001;21:632-4.
1. Grant JE, Kim SW. Clinical characteristics and associated psychopathology in 22 cases of kleptomania. Comp Psychiatry (in press).
2. McElroy SL, Pope HG, Hudson JI, Keck PE, White KL. Kleptomania: a report of 20 cases. Am J Psychiatry 1991;148:652-7.
3. Presta S, Marazziti D, Dell’Osso L, et al. Kleptomania: clinical features and comorbidity in an Italian sample. Comp Psychiatry 2002;43:7-12.
4. McElroy SL, Keck PE, Phillips KA. Kleptomania, compulsive buying, and binge-eating disorder. J Clin Psychiatry 1995;56:14-26.
5. McElroy SL, Hudson JI, Pope HG, Keck PE. Kleptomania: clinical characteristics and associated psychopathology. Psychol Med 1991;21:93-108.
6. Goldman MJ. Kleptomania: an overview. Psychiatric Ann 1992;22:68-71.
7. American Psychiatric Association Committee on Nomenclature and Statistics Diagnostic and statistical manual of mental disorders (4th ed, text rev). Washington, DC: American Psychiatric Association, 2000.
8. Krahn DD, Nairn K, Gosnell BA, Drewnowski A. Stealing in eating disordered patients. J Clin Psychiatry 1991;52:112-5.
9. Goldman MJ. Kleptomania: making sense of the nonsensical. Am J Psychiatry 1991;148:986-96.
10. Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, NJ: New Horizon Press, 1998.
11. Grant JE, Kim SW. An open-label study of naltrexone in the treatment of kleptomania. J Clin Psychiatry 2002;63:349-56.
12. Chong SA, Low BL. Treatment of kleptomania with fluvoxamine. Acta Psychiatr Scand 1996;93:314-5.
13. Kraus JE. Treatment of kleptomania with paroxetine. J Clin Psychiatry 1999;60:793.-
14. Burstein A. Fluoxetine lithium treatment for kleptomania. J Clin Psychiatry 1992;53:28-9.
15. Kmetz GF, McElroy SL, Collins DJ. Response of kleptomania and mixed mania to valproate. Am J Psychiatry 1997;154:580-1.
16. Lepkifker E, Dannon PN, Ziv R, Iancu I, Horesh N, Kotler M. The treatment of kleptomania with serotonin reuptake inhibitors. Clin Neuropharmacol 1999;22:40-3.
17. Durst R, Katz G, Knobler HY. Buspirone augmentation of fluvoxamine in the treatment of kleptomania. J Nerv Ment Dis 1997;185:586-8.
18. Kim SW. Opioid antagonists in the treatment of impulse-control disorders. J Clin Psychiatry 1998;59:159-64.
19. Grant JE, Kim SW. Pharmacotherapy of pathological gambling. Psychiatric Ann 2002;32:186-91.
20. Grant JE, Kim SW. Adolescent kleptomania treated with naltrexone: a case report. Eur Child Adolescent Psychiatry 2002;11:92-5.
21. Kim SW, Grant JE, et al. A preliminary report on a possible naltrexone and nonsteroidal analgesics interaction. J Clin Psychopharmacol 2001;21:632-4.
Kleptomania: Emerging therapies target mood, impulsive behavior
What is kleptomania? An independent illness, a symptom of other psychiatric disorders, or merely criminal behavior? Kleptomania—a disorder defined by an inability to resist the impulse to steal—is one of psychiatry’s most poorly understood diagnoses, even though it has been recognized in the literature for almost 200 years.
Kleptomania causes notable distress and impaired functioning.1 People with kleptomania often suffer from comorbid mood, anxiety, substance use, and other impulse-control disorders.14 They experience the humiliation of repeated arrests, which leads to guilt, depression, and even suicide.1,5 Yet kleptomania usually goes undiagnosed and untreated, despite a lifetime prevalence as high as 0.6%.6
Case report: ‘I’m a thief’
“I’m a thief,” began Susan, age 39. “I steal something four or five times every week. I steal from grocery stores and clothing stores. Sometimes I might steal something like vanilla extract; other times an expensive men’s tie. I probably steal $200 worth of items every week.
“You probably won’t believe this, but I don’t want or need the stuff I take. I have plenty of money. I have no idea why I take the things I do. That’s why I’m so depressed. What kind of person does something like this?
The urge to steal “I was probably 14 when I started stealing. I would go to stores with my mother. When I saw certain objects, I would get urges to steal them. The odd thing was that the items I stole were so ridiculous. I remember stealing key chains for several months, maybe three or four times a week. When I got older, things got worse. I was having urges more often, and so I needed to steal more often.
| Myth | Fact |
|---|---|
| Only little old ladies are kleptomaniacs. | Men and women of all ages suffer from kleptomania. Most patients report that the disorder began in adolescence. |
| It’s just a phase kids go through. | Parents of adolescents might see stealing as a phase. In many cases this might be true, but stealing may also suggest an underlying psychopathology. |
| People who steal are “bad.” | People with kleptomania steal because of urges to steal, not because of moral weakness. Treatment, not judgment, is the appropriate response. |
“My entire life has been torment. Each day I worry about having the urges, and then I worry about being caught stealing. I can’t relax. I’ve been married for 17 years, and I haven’t told my husband. My secrecy is tearing our marriage apart. My husband thinks I’m having an affair because I’ve distanced myself emotionally from him.”
Table 1
SCREENING TEST FOR KLEPTOMANIA
| Yes | No | |
|---|---|---|
| 1. Do you steal or have urges to steal? | ○ | ○ |
| 2. Do thoughts of stealing or urges to steal preoccupy you? That is, do you often think about stealing or have urges to steal and wish the thoughts or urges occurred less often? | ○ | ○ |
| 3. Do you feel tense or anxious before you steal or when you have urges to steal? | ○ | ○ |
| 4. Do you feel pleasure or a sense of calm when you steal something? | ○ | ○ |
| 5. Has the stealing or urges to steal caused you much distress? | ○ | ○ |
| 6. Has the stealing or urges to steal significantly interfered with your life in some way? | ○ | ○ |
| A patient who answers “yes” to questions 1 through 4 and to question 5 or 6 is likely to have kleptomania. | ||
| Adapted from DSM-IV criteria, American Psychiatric Association, 2000 | ||
Susan described urges to steal almost every day. When the urges were mild, she could resist them. Other days they were severe, and Susan felt unable to control her behavior. At work, her urges distracted her from completing projects, and her performance suffered. The urge to steal would often compel Susan to leave work early so she could get to a store.
Calm, then guilt “Every time I steal something I feel both a thrill and a great sense of calm,” she said. “It feels good. The problem is that almost immediately after each theft, I feel guilty and ashamed. After I steal, I usually donate the items to the Salvation Army, throw them away, or give them away as gifts.”
Drug trials We started treating Susan with the selective serotonin reuptake inhibitor (SSRI), citalopram. She reported notable improvement in her mood after 3 weeks on a dosage of 60 mg/d and she had been attending weekly psychotherapy, although her stealing continued unchanged. The addition of naltrexone, 200 mg/d for 2 weeks, decreased the frequency of Susan’s stealing and reduced her urges to steal, but her symptoms continued to interfere significantly with her overall functioning.
We then added the atypical antipsychotic quetiapine, 100 mg bid, and Susan’s urges to steal and stealing behavior went into remission within 3 weeks. She has refrained from stealing for the last 9 months.
Making the diagnosis
In our clinic, we have treated more than 50 patients with kleptomania. Rather than coming to us through the criminal justice system, they are usually self-referred. Often they contact us after discovering on the Internet that we specialize in treating persons with this disorder.
In our experience, kleptomania typically goes undiagnosed in clinical settings, in part because patients are ashamed and embarrassed to discuss their symptoms with physicians unless specifically asked.1 If left untreated, however, kleptomania frequently becomes chronic.4 If persons with kleptomania are to seek treatment, it is important that family, friends, and mental health professionals understand the myths and facts about this disorder (Box).
To make the diagnosis, we use the simple screening instrument shown in Table 1.7 In general, because of high comorbidity with certain disorders, we screen every patient presenting to our clinic with a mood, substance use, anxiety, or eating disorder, or who has a problem with impulse control. Kleptomania is likely if the patient answers “yes” to questions 1 through 4 and to question 5 or 6. Stealing may be a symptom of several other psychiatric disorders, however, and misdiagnosis is fairly common (Table 2).6-8
Data suggest that the female-to-male ratio in kleptomania is approximately 2:1, with onset in adolescence. Typical individuals with kleptomania steal because they have urges to steal, often triggered by specific stimuli such as the sights and sounds of stores or feelings of loneliness or stress.1 Most patients with kleptomania are fairly specific about the types of stores from which they steal and the items they steal, and most hoard stolen items.1
Although many patients with kleptomania function quite well, others are severely debilitated in social and occupational realms. In a series of 22 patients with kleptomania:
- 64% had been apprehended
- 23% had served jail time
- 27% had been hospitalized because of their kleptomania symptoms
- 18% had considered or attempted suicide because of the distress associated with their kleptomania.1
Treatment recommendations
Patient history With patients who steal, we begin by identifying the motivation behind the stealing. Most patients with kleptomania report urges to steal. Some of these patients may have comorbid depression; for them, stealing makes them feel less depressed. Anger or irritability may point to borderline personality disorder. Stealing for the enjoyment of risk may suggest bipolar disorder.
Table 2
DIFFERENTIAL DIAGNOSIS: DISORDERS THAT MAY INVOLVE STEALING
| Misdiagnosis | How to distinguish from kleptomania |
|---|---|
| Bipolar disorder | Patients with bipolar disorder may steal as a result of the impulsivity of mania. In fact, the diagnostic criteria for kleptomania require the exclusion of mania as the cause of stealing.7 Patients with bipolar disorder report an elevated, expansive, or irritable mood while stealing. Patients with kleptomania tend to report a depressed mood when not stealing |
| Borderline personality disorder | Unlike patients with borderline personality disorder, patients with kleptomania do not report long histories of unstable relationships or negative self-image; inappropriate anger and “psychotic-like” symptoms are rare in patients with kleptomania |
| Antisocial personality disorder (ASPD, or conduct disorder) | Patients with kleptomania suffer intense shame and guilt, unlike those with ASPD. Also, most patients with kleptomania do not report other illegal or antisocial behavior. |
| Eating disorders | Data suggests that about one-third of patients with an eating disorder also steal.6,8 Patients with kleptomania, however, do not have disordered eating patterns or distorted body images common to patients with eating disorders. |
Many patients with kleptomania have comorbid mood, substance, or anxiety disorders. Treating these other symptoms while ignoring the symptoms of kleptomania may be unsuccessful. Comorbidity also may influence the choice of medication.
Medical assessment Case reports have associated the onset of kleptomania with a variety of medical conditions, including presenile cortical atrophy in a 25-year-old, a parietal tumor that caused blackouts and obliterated any memory of stealing episodes, narcolepsy, and an insulinoma that caused severe hypoglycemia.9 The relationship of these conditions with the onset of kleptomania is unclear, but the reports suggest that medical causes—although unlikely—should be ruled out before you consider kleptomania as a psychiatric illness.
Patient education Persons with kleptomania often feel that no one else has the same problem. They do not think of their behavior as being an illness. It is helpful to explain that kleptomania is treatable and to connect patients with educational books, self-help groups, and Web sites providing information and support (see “Related resources”).
Cognitive-behavioral therapy (CBT) Although the evidence is quite limited, covert sensitization, exposure and response prevention, and imaginal desensitization have all been shown effective in case reports.10
What medications are effective?
Only case reports, a case series of five subjects, and a single open-label treatment study involving 10 subjects with kleptomania have been done.
So far, uses of tricyclic antidepressants (imipramine, nortriptyline), SSRIs (fluoxetine, fluvoxamine, paroxetine), the opioid antagonist naltrexone, and mood stabilizers (lithium, valproate) have met with varying degrees of success. Strategies targeting urge and behavior reduction and mechanisms for coping with urges and behavior (e.g., cognitive-behavioral therapies) may represent important adjunctive components.2,11-17
No medications are FDA-approved for treating kleptomania. Therefore, it is important to inform patients of any off-label use of medications for this disorder, as well as the empirical basis for considering pharmacologic treatment.
SSRIs Only case reports exist on the use of SSRIs in treating kleptomania. The disorder may share a common pathology with pathologic gambling, and in our clinical experience appears to respond to similar treatments.18 We draw on research of pathologic gambling as well as our clinical experience in choosing SSRIs as first-line treatment, especially for patients with significant mood symptoms.19
We suggest titrating SSRIs to the maximum recommended dosage. As in the treatment of pathologic gambling, dosages of SSRIs required to treat kleptomania symptoms appear to be higher than average dosages required to treat depressive disorders. An SSRI should not be considered ineffective unless it has been tried for at least 10 to 12 weeks and the highest dosage tolerated or recommended by the manufacturer has been reached.
Response to SSRIs usually is characterized by decreased thoughts about stealing, decreased stealing behavior, and improvement in social and occupational functioning. If an SSRI is only partially effective, we consider augmentation with naltrexone, buspirone, or a mood stabilizer.
Naltrexone Patients taking naltrexone often report less-intense urges to steal. The urges may not disappear but are often sufficiently reduced so that the patient can resist them more easily. Patients also report that the thrill associated with stealing is reduced or eliminated.
Naltrexone was used in the first medication study of kleptomania and showed a significant decline in the intensity of urges to steal, stealing thoughts, and stealing behavior. Average dosage was 150 mg/d;11 a reduced dosage (e.g., 50 mg/d) may work in adolescents with kleptomania.20
Nausea as a side effect can be reduced by starting patients on 25 mg/d for the first 3 or 4 days and possibly adding ondansetron, 4 to 8 mg/d. Nausea and diarrhea are usually mild and resolve within the first week. Clinically, most patients respond to naltrexone within 2 weeks. After that, the dosage usually needs to be adjusted.
In patients with comorbid depression, augmentation with an SSRI may prevent worsening of untreated depressive symptoms. It is prudent to obtain liver function tests prior to naltrexone administration and again 3 to 4 weeks after starting the drug.21 Repeat testing should be performed at 2-to 4-week intervals for the next 2 months, then once a month for the following 3 months. After 6 months, testing three to four times a year is usually sufficient.
Nonsteroidal analgesics should not be used with high dosages of naltrexone (>50 mg/d), as concurrent use may increase the risk of hepatic transaminase elevation.21
Mood stabilizers Responses to lithium and valproate have been described in two case reports of patients with kleptomania.14,15 In the case of valproate, the effective dosage was 2,000 mg/d, whereas lithium reduced stealing urges at a serum level of 0.5 mEq/L.
Although it would be premature to recommend the use of mood stabilizers, their possible benefit may be related to their efficacy in bipolar disorder treatment and the existence of features (e.g., impulsivity) shared by kleptomania and bipolar disorder.
Atypical antipsychotics Although there is no evidence that atypical antipsychotics are useful in kleptomania, augmenting an SSRI with an atypical neuroleptic may be beneficial. Atypical antipsychotics have been explored as augmenting agents in the treatment of nonpsychotic disorders and behaviors, including pathologic gambling and obsessive-compulsive disorder.
The role of psychotherapy
Cognitive-behavioral therapy Based on the evidence of its effectiveness in treating pathologic gambling, CBT may hold promise as monotherapy for mild cases of kleptomania.
Combination therapy Combined pharmacologic and behavioral therapy may be the optimal treatment strategy for kleptomania. In our experience, patients who respond only partially or fail to respond to pharmacotherapy alone are more likely to find relief with a combination of drug and cognitive-behavioral therapies.
- Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, N New Horizon Press, 1998.
- Shoplifters Alternative http://www.shoplifters.org
- Impulse Control Disorders Clinic, University of Minnesota http://www.med.umn.edu/psychiatry/research/impulse.htm
Drug brand names
- Citalopram • Celexa
- Fluvoxamine • Luvox
- Imipramine • Tofranil
- Naltrexone • Revia
- Nortriptyline • Aventyl, Pamelor
- Paroxetine • Paxil
- Quetiapine • Seroquel
- Valproic acid • Depakote
Disclosure
The authors report no affiliation or financial arrangement with any of the companies whose products are mentioned in this article.
1. Grant JE, Kim SW. Clinical characteristics and associated psychopathology in 22 cases of kleptomania. Comp Psychiatry (in press).
2. McElroy SL, Pope HG, Hudson JI, Keck PE, White KL. Kleptomania: a report of 20 cases. Am J Psychiatry 1991;148:652-7.
3. Presta S, Marazziti D, Dell’Osso L, et al. Kleptomania: clinical features and comorbidity in an Italian sample. Comp Psychiatry 2002;43:7-12.
4. McElroy SL, Keck PE, Phillips KA. Kleptomania, compulsive buying, and binge-eating disorder. J Clin Psychiatry 1995;56:14-26.
5. McElroy SL, Hudson JI, Pope HG, Keck PE. Kleptomania: clinical characteristics and associated psychopathology. Psychol Med 1991;21:93-108.
6. Goldman MJ. Kleptomania: an overview. Psychiatric Ann 1992;22:68-71.
7. American Psychiatric Association Committee on Nomenclature and Statistics Diagnostic and statistical manual of mental disorders (4th ed, text rev). Washington, DC: American Psychiatric Association, 2000.
8. Krahn DD, Nairn K, Gosnell BA, Drewnowski A. Stealing in eating disordered patients. J Clin Psychiatry 1991;52:112-5.
9. Goldman MJ. Kleptomania: making sense of the nonsensical. Am J Psychiatry 1991;148:986-96.
10. Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, NJ: New Horizon Press, 1998.
11. Grant JE, Kim SW. An open-label study of naltrexone in the treatment of kleptomania. J Clin Psychiatry 2002;63:349-56.
12. Chong SA, Low BL. Treatment of kleptomania with fluvoxamine. Acta Psychiatr Scand 1996;93:314-5.
13. Kraus JE. Treatment of kleptomania with paroxetine. J Clin Psychiatry 1999;60:793.-
14. Burstein A. Fluoxetine lithium treatment for kleptomania. J Clin Psychiatry 1992;53:28-9.
15. Kmetz GF, McElroy SL, Collins DJ. Response of kleptomania and mixed mania to valproate. Am J Psychiatry 1997;154:580-1.
16. Lepkifker E, Dannon PN, Ziv R, Iancu I, Horesh N, Kotler M. The treatment of kleptomania with serotonin reuptake inhibitors. Clin Neuropharmacol 1999;22:40-3.
17. Durst R, Katz G, Knobler HY. Buspirone augmentation of fluvoxamine in the treatment of kleptomania. J Nerv Ment Dis 1997;185:586-8.
18. Kim SW. Opioid antagonists in the treatment of impulse-control disorders. J Clin Psychiatry 1998;59:159-64.
19. Grant JE, Kim SW. Pharmacotherapy of pathological gambling. Psychiatric Ann 2002;32:186-91.
20. Grant JE, Kim SW. Adolescent kleptomania treated with naltrexone: a case report. Eur Child Adolescent Psychiatry 2002;11:92-5.
21. Kim SW, Grant JE, et al. A preliminary report on a possible naltrexone and nonsteroidal analgesics interaction. J Clin Psychopharmacol 2001;21:632-4.
What is kleptomania? An independent illness, a symptom of other psychiatric disorders, or merely criminal behavior? Kleptomania—a disorder defined by an inability to resist the impulse to steal—is one of psychiatry’s most poorly understood diagnoses, even though it has been recognized in the literature for almost 200 years.
Kleptomania causes notable distress and impaired functioning.1 People with kleptomania often suffer from comorbid mood, anxiety, substance use, and other impulse-control disorders.14 They experience the humiliation of repeated arrests, which leads to guilt, depression, and even suicide.1,5 Yet kleptomania usually goes undiagnosed and untreated, despite a lifetime prevalence as high as 0.6%.6
Case report: ‘I’m a thief’
“I’m a thief,” began Susan, age 39. “I steal something four or five times every week. I steal from grocery stores and clothing stores. Sometimes I might steal something like vanilla extract; other times an expensive men’s tie. I probably steal $200 worth of items every week.
“You probably won’t believe this, but I don’t want or need the stuff I take. I have plenty of money. I have no idea why I take the things I do. That’s why I’m so depressed. What kind of person does something like this?
The urge to steal “I was probably 14 when I started stealing. I would go to stores with my mother. When I saw certain objects, I would get urges to steal them. The odd thing was that the items I stole were so ridiculous. I remember stealing key chains for several months, maybe three or four times a week. When I got older, things got worse. I was having urges more often, and so I needed to steal more often.
| Myth | Fact |
|---|---|
| Only little old ladies are kleptomaniacs. | Men and women of all ages suffer from kleptomania. Most patients report that the disorder began in adolescence. |
| It’s just a phase kids go through. | Parents of adolescents might see stealing as a phase. In many cases this might be true, but stealing may also suggest an underlying psychopathology. |
| People who steal are “bad.” | People with kleptomania steal because of urges to steal, not because of moral weakness. Treatment, not judgment, is the appropriate response. |
“My entire life has been torment. Each day I worry about having the urges, and then I worry about being caught stealing. I can’t relax. I’ve been married for 17 years, and I haven’t told my husband. My secrecy is tearing our marriage apart. My husband thinks I’m having an affair because I’ve distanced myself emotionally from him.”
Table 1
SCREENING TEST FOR KLEPTOMANIA
| Yes | No | |
|---|---|---|
| 1. Do you steal or have urges to steal? | ○ | ○ |
| 2. Do thoughts of stealing or urges to steal preoccupy you? That is, do you often think about stealing or have urges to steal and wish the thoughts or urges occurred less often? | ○ | ○ |
| 3. Do you feel tense or anxious before you steal or when you have urges to steal? | ○ | ○ |
| 4. Do you feel pleasure or a sense of calm when you steal something? | ○ | ○ |
| 5. Has the stealing or urges to steal caused you much distress? | ○ | ○ |
| 6. Has the stealing or urges to steal significantly interfered with your life in some way? | ○ | ○ |
| A patient who answers “yes” to questions 1 through 4 and to question 5 or 6 is likely to have kleptomania. | ||
| Adapted from DSM-IV criteria, American Psychiatric Association, 2000 | ||
Susan described urges to steal almost every day. When the urges were mild, she could resist them. Other days they were severe, and Susan felt unable to control her behavior. At work, her urges distracted her from completing projects, and her performance suffered. The urge to steal would often compel Susan to leave work early so she could get to a store.
Calm, then guilt “Every time I steal something I feel both a thrill and a great sense of calm,” she said. “It feels good. The problem is that almost immediately after each theft, I feel guilty and ashamed. After I steal, I usually donate the items to the Salvation Army, throw them away, or give them away as gifts.”
Drug trials We started treating Susan with the selective serotonin reuptake inhibitor (SSRI), citalopram. She reported notable improvement in her mood after 3 weeks on a dosage of 60 mg/d and she had been attending weekly psychotherapy, although her stealing continued unchanged. The addition of naltrexone, 200 mg/d for 2 weeks, decreased the frequency of Susan’s stealing and reduced her urges to steal, but her symptoms continued to interfere significantly with her overall functioning.
We then added the atypical antipsychotic quetiapine, 100 mg bid, and Susan’s urges to steal and stealing behavior went into remission within 3 weeks. She has refrained from stealing for the last 9 months.
Making the diagnosis
In our clinic, we have treated more than 50 patients with kleptomania. Rather than coming to us through the criminal justice system, they are usually self-referred. Often they contact us after discovering on the Internet that we specialize in treating persons with this disorder.
In our experience, kleptomania typically goes undiagnosed in clinical settings, in part because patients are ashamed and embarrassed to discuss their symptoms with physicians unless specifically asked.1 If left untreated, however, kleptomania frequently becomes chronic.4 If persons with kleptomania are to seek treatment, it is important that family, friends, and mental health professionals understand the myths and facts about this disorder (Box).
To make the diagnosis, we use the simple screening instrument shown in Table 1.7 In general, because of high comorbidity with certain disorders, we screen every patient presenting to our clinic with a mood, substance use, anxiety, or eating disorder, or who has a problem with impulse control. Kleptomania is likely if the patient answers “yes” to questions 1 through 4 and to question 5 or 6. Stealing may be a symptom of several other psychiatric disorders, however, and misdiagnosis is fairly common (Table 2).6-8
Data suggest that the female-to-male ratio in kleptomania is approximately 2:1, with onset in adolescence. Typical individuals with kleptomania steal because they have urges to steal, often triggered by specific stimuli such as the sights and sounds of stores or feelings of loneliness or stress.1 Most patients with kleptomania are fairly specific about the types of stores from which they steal and the items they steal, and most hoard stolen items.1
Although many patients with kleptomania function quite well, others are severely debilitated in social and occupational realms. In a series of 22 patients with kleptomania:
- 64% had been apprehended
- 23% had served jail time
- 27% had been hospitalized because of their kleptomania symptoms
- 18% had considered or attempted suicide because of the distress associated with their kleptomania.1
Treatment recommendations
Patient history With patients who steal, we begin by identifying the motivation behind the stealing. Most patients with kleptomania report urges to steal. Some of these patients may have comorbid depression; for them, stealing makes them feel less depressed. Anger or irritability may point to borderline personality disorder. Stealing for the enjoyment of risk may suggest bipolar disorder.
Table 2
DIFFERENTIAL DIAGNOSIS: DISORDERS THAT MAY INVOLVE STEALING
| Misdiagnosis | How to distinguish from kleptomania |
|---|---|
| Bipolar disorder | Patients with bipolar disorder may steal as a result of the impulsivity of mania. In fact, the diagnostic criteria for kleptomania require the exclusion of mania as the cause of stealing.7 Patients with bipolar disorder report an elevated, expansive, or irritable mood while stealing. Patients with kleptomania tend to report a depressed mood when not stealing |
| Borderline personality disorder | Unlike patients with borderline personality disorder, patients with kleptomania do not report long histories of unstable relationships or negative self-image; inappropriate anger and “psychotic-like” symptoms are rare in patients with kleptomania |
| Antisocial personality disorder (ASPD, or conduct disorder) | Patients with kleptomania suffer intense shame and guilt, unlike those with ASPD. Also, most patients with kleptomania do not report other illegal or antisocial behavior. |
| Eating disorders | Data suggests that about one-third of patients with an eating disorder also steal.6,8 Patients with kleptomania, however, do not have disordered eating patterns or distorted body images common to patients with eating disorders. |
Many patients with kleptomania have comorbid mood, substance, or anxiety disorders. Treating these other symptoms while ignoring the symptoms of kleptomania may be unsuccessful. Comorbidity also may influence the choice of medication.
Medical assessment Case reports have associated the onset of kleptomania with a variety of medical conditions, including presenile cortical atrophy in a 25-year-old, a parietal tumor that caused blackouts and obliterated any memory of stealing episodes, narcolepsy, and an insulinoma that caused severe hypoglycemia.9 The relationship of these conditions with the onset of kleptomania is unclear, but the reports suggest that medical causes—although unlikely—should be ruled out before you consider kleptomania as a psychiatric illness.
Patient education Persons with kleptomania often feel that no one else has the same problem. They do not think of their behavior as being an illness. It is helpful to explain that kleptomania is treatable and to connect patients with educational books, self-help groups, and Web sites providing information and support (see “Related resources”).
Cognitive-behavioral therapy (CBT) Although the evidence is quite limited, covert sensitization, exposure and response prevention, and imaginal desensitization have all been shown effective in case reports.10
What medications are effective?
Only case reports, a case series of five subjects, and a single open-label treatment study involving 10 subjects with kleptomania have been done.
So far, uses of tricyclic antidepressants (imipramine, nortriptyline), SSRIs (fluoxetine, fluvoxamine, paroxetine), the opioid antagonist naltrexone, and mood stabilizers (lithium, valproate) have met with varying degrees of success. Strategies targeting urge and behavior reduction and mechanisms for coping with urges and behavior (e.g., cognitive-behavioral therapies) may represent important adjunctive components.2,11-17
No medications are FDA-approved for treating kleptomania. Therefore, it is important to inform patients of any off-label use of medications for this disorder, as well as the empirical basis for considering pharmacologic treatment.
SSRIs Only case reports exist on the use of SSRIs in treating kleptomania. The disorder may share a common pathology with pathologic gambling, and in our clinical experience appears to respond to similar treatments.18 We draw on research of pathologic gambling as well as our clinical experience in choosing SSRIs as first-line treatment, especially for patients with significant mood symptoms.19
We suggest titrating SSRIs to the maximum recommended dosage. As in the treatment of pathologic gambling, dosages of SSRIs required to treat kleptomania symptoms appear to be higher than average dosages required to treat depressive disorders. An SSRI should not be considered ineffective unless it has been tried for at least 10 to 12 weeks and the highest dosage tolerated or recommended by the manufacturer has been reached.
Response to SSRIs usually is characterized by decreased thoughts about stealing, decreased stealing behavior, and improvement in social and occupational functioning. If an SSRI is only partially effective, we consider augmentation with naltrexone, buspirone, or a mood stabilizer.
Naltrexone Patients taking naltrexone often report less-intense urges to steal. The urges may not disappear but are often sufficiently reduced so that the patient can resist them more easily. Patients also report that the thrill associated with stealing is reduced or eliminated.
Naltrexone was used in the first medication study of kleptomania and showed a significant decline in the intensity of urges to steal, stealing thoughts, and stealing behavior. Average dosage was 150 mg/d;11 a reduced dosage (e.g., 50 mg/d) may work in adolescents with kleptomania.20
Nausea as a side effect can be reduced by starting patients on 25 mg/d for the first 3 or 4 days and possibly adding ondansetron, 4 to 8 mg/d. Nausea and diarrhea are usually mild and resolve within the first week. Clinically, most patients respond to naltrexone within 2 weeks. After that, the dosage usually needs to be adjusted.
In patients with comorbid depression, augmentation with an SSRI may prevent worsening of untreated depressive symptoms. It is prudent to obtain liver function tests prior to naltrexone administration and again 3 to 4 weeks after starting the drug.21 Repeat testing should be performed at 2-to 4-week intervals for the next 2 months, then once a month for the following 3 months. After 6 months, testing three to four times a year is usually sufficient.
Nonsteroidal analgesics should not be used with high dosages of naltrexone (>50 mg/d), as concurrent use may increase the risk of hepatic transaminase elevation.21
Mood stabilizers Responses to lithium and valproate have been described in two case reports of patients with kleptomania.14,15 In the case of valproate, the effective dosage was 2,000 mg/d, whereas lithium reduced stealing urges at a serum level of 0.5 mEq/L.
Although it would be premature to recommend the use of mood stabilizers, their possible benefit may be related to their efficacy in bipolar disorder treatment and the existence of features (e.g., impulsivity) shared by kleptomania and bipolar disorder.
Atypical antipsychotics Although there is no evidence that atypical antipsychotics are useful in kleptomania, augmenting an SSRI with an atypical neuroleptic may be beneficial. Atypical antipsychotics have been explored as augmenting agents in the treatment of nonpsychotic disorders and behaviors, including pathologic gambling and obsessive-compulsive disorder.
The role of psychotherapy
Cognitive-behavioral therapy Based on the evidence of its effectiveness in treating pathologic gambling, CBT may hold promise as monotherapy for mild cases of kleptomania.
Combination therapy Combined pharmacologic and behavioral therapy may be the optimal treatment strategy for kleptomania. In our experience, patients who respond only partially or fail to respond to pharmacotherapy alone are more likely to find relief with a combination of drug and cognitive-behavioral therapies.
- Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, N New Horizon Press, 1998.
- Shoplifters Alternative http://www.shoplifters.org
- Impulse Control Disorders Clinic, University of Minnesota http://www.med.umn.edu/psychiatry/research/impulse.htm
Drug brand names
- Citalopram • Celexa
- Fluvoxamine • Luvox
- Imipramine • Tofranil
- Naltrexone • Revia
- Nortriptyline • Aventyl, Pamelor
- Paroxetine • Paxil
- Quetiapine • Seroquel
- Valproic acid • Depakote
Disclosure
The authors report no affiliation or financial arrangement with any of the companies whose products are mentioned in this article.
What is kleptomania? An independent illness, a symptom of other psychiatric disorders, or merely criminal behavior? Kleptomania—a disorder defined by an inability to resist the impulse to steal—is one of psychiatry’s most poorly understood diagnoses, even though it has been recognized in the literature for almost 200 years.
Kleptomania causes notable distress and impaired functioning.1 People with kleptomania often suffer from comorbid mood, anxiety, substance use, and other impulse-control disorders.14 They experience the humiliation of repeated arrests, which leads to guilt, depression, and even suicide.1,5 Yet kleptomania usually goes undiagnosed and untreated, despite a lifetime prevalence as high as 0.6%.6
Case report: ‘I’m a thief’
“I’m a thief,” began Susan, age 39. “I steal something four or five times every week. I steal from grocery stores and clothing stores. Sometimes I might steal something like vanilla extract; other times an expensive men’s tie. I probably steal $200 worth of items every week.
“You probably won’t believe this, but I don’t want or need the stuff I take. I have plenty of money. I have no idea why I take the things I do. That’s why I’m so depressed. What kind of person does something like this?
The urge to steal “I was probably 14 when I started stealing. I would go to stores with my mother. When I saw certain objects, I would get urges to steal them. The odd thing was that the items I stole were so ridiculous. I remember stealing key chains for several months, maybe three or four times a week. When I got older, things got worse. I was having urges more often, and so I needed to steal more often.
| Myth | Fact |
|---|---|
| Only little old ladies are kleptomaniacs. | Men and women of all ages suffer from kleptomania. Most patients report that the disorder began in adolescence. |
| It’s just a phase kids go through. | Parents of adolescents might see stealing as a phase. In many cases this might be true, but stealing may also suggest an underlying psychopathology. |
| People who steal are “bad.” | People with kleptomania steal because of urges to steal, not because of moral weakness. Treatment, not judgment, is the appropriate response. |
“My entire life has been torment. Each day I worry about having the urges, and then I worry about being caught stealing. I can’t relax. I’ve been married for 17 years, and I haven’t told my husband. My secrecy is tearing our marriage apart. My husband thinks I’m having an affair because I’ve distanced myself emotionally from him.”
Table 1
SCREENING TEST FOR KLEPTOMANIA
| Yes | No | |
|---|---|---|
| 1. Do you steal or have urges to steal? | ○ | ○ |
| 2. Do thoughts of stealing or urges to steal preoccupy you? That is, do you often think about stealing or have urges to steal and wish the thoughts or urges occurred less often? | ○ | ○ |
| 3. Do you feel tense or anxious before you steal or when you have urges to steal? | ○ | ○ |
| 4. Do you feel pleasure or a sense of calm when you steal something? | ○ | ○ |
| 5. Has the stealing or urges to steal caused you much distress? | ○ | ○ |
| 6. Has the stealing or urges to steal significantly interfered with your life in some way? | ○ | ○ |
| A patient who answers “yes” to questions 1 through 4 and to question 5 or 6 is likely to have kleptomania. | ||
| Adapted from DSM-IV criteria, American Psychiatric Association, 2000 | ||
Susan described urges to steal almost every day. When the urges were mild, she could resist them. Other days they were severe, and Susan felt unable to control her behavior. At work, her urges distracted her from completing projects, and her performance suffered. The urge to steal would often compel Susan to leave work early so she could get to a store.
Calm, then guilt “Every time I steal something I feel both a thrill and a great sense of calm,” she said. “It feels good. The problem is that almost immediately after each theft, I feel guilty and ashamed. After I steal, I usually donate the items to the Salvation Army, throw them away, or give them away as gifts.”
Drug trials We started treating Susan with the selective serotonin reuptake inhibitor (SSRI), citalopram. She reported notable improvement in her mood after 3 weeks on a dosage of 60 mg/d and she had been attending weekly psychotherapy, although her stealing continued unchanged. The addition of naltrexone, 200 mg/d for 2 weeks, decreased the frequency of Susan’s stealing and reduced her urges to steal, but her symptoms continued to interfere significantly with her overall functioning.
We then added the atypical antipsychotic quetiapine, 100 mg bid, and Susan’s urges to steal and stealing behavior went into remission within 3 weeks. She has refrained from stealing for the last 9 months.
Making the diagnosis
In our clinic, we have treated more than 50 patients with kleptomania. Rather than coming to us through the criminal justice system, they are usually self-referred. Often they contact us after discovering on the Internet that we specialize in treating persons with this disorder.
In our experience, kleptomania typically goes undiagnosed in clinical settings, in part because patients are ashamed and embarrassed to discuss their symptoms with physicians unless specifically asked.1 If left untreated, however, kleptomania frequently becomes chronic.4 If persons with kleptomania are to seek treatment, it is important that family, friends, and mental health professionals understand the myths and facts about this disorder (Box).
To make the diagnosis, we use the simple screening instrument shown in Table 1.7 In general, because of high comorbidity with certain disorders, we screen every patient presenting to our clinic with a mood, substance use, anxiety, or eating disorder, or who has a problem with impulse control. Kleptomania is likely if the patient answers “yes” to questions 1 through 4 and to question 5 or 6. Stealing may be a symptom of several other psychiatric disorders, however, and misdiagnosis is fairly common (Table 2).6-8
Data suggest that the female-to-male ratio in kleptomania is approximately 2:1, with onset in adolescence. Typical individuals with kleptomania steal because they have urges to steal, often triggered by specific stimuli such as the sights and sounds of stores or feelings of loneliness or stress.1 Most patients with kleptomania are fairly specific about the types of stores from which they steal and the items they steal, and most hoard stolen items.1
Although many patients with kleptomania function quite well, others are severely debilitated in social and occupational realms. In a series of 22 patients with kleptomania:
- 64% had been apprehended
- 23% had served jail time
- 27% had been hospitalized because of their kleptomania symptoms
- 18% had considered or attempted suicide because of the distress associated with their kleptomania.1
Treatment recommendations
Patient history With patients who steal, we begin by identifying the motivation behind the stealing. Most patients with kleptomania report urges to steal. Some of these patients may have comorbid depression; for them, stealing makes them feel less depressed. Anger or irritability may point to borderline personality disorder. Stealing for the enjoyment of risk may suggest bipolar disorder.
Table 2
DIFFERENTIAL DIAGNOSIS: DISORDERS THAT MAY INVOLVE STEALING
| Misdiagnosis | How to distinguish from kleptomania |
|---|---|
| Bipolar disorder | Patients with bipolar disorder may steal as a result of the impulsivity of mania. In fact, the diagnostic criteria for kleptomania require the exclusion of mania as the cause of stealing.7 Patients with bipolar disorder report an elevated, expansive, or irritable mood while stealing. Patients with kleptomania tend to report a depressed mood when not stealing |
| Borderline personality disorder | Unlike patients with borderline personality disorder, patients with kleptomania do not report long histories of unstable relationships or negative self-image; inappropriate anger and “psychotic-like” symptoms are rare in patients with kleptomania |
| Antisocial personality disorder (ASPD, or conduct disorder) | Patients with kleptomania suffer intense shame and guilt, unlike those with ASPD. Also, most patients with kleptomania do not report other illegal or antisocial behavior. |
| Eating disorders | Data suggests that about one-third of patients with an eating disorder also steal.6,8 Patients with kleptomania, however, do not have disordered eating patterns or distorted body images common to patients with eating disorders. |
Many patients with kleptomania have comorbid mood, substance, or anxiety disorders. Treating these other symptoms while ignoring the symptoms of kleptomania may be unsuccessful. Comorbidity also may influence the choice of medication.
Medical assessment Case reports have associated the onset of kleptomania with a variety of medical conditions, including presenile cortical atrophy in a 25-year-old, a parietal tumor that caused blackouts and obliterated any memory of stealing episodes, narcolepsy, and an insulinoma that caused severe hypoglycemia.9 The relationship of these conditions with the onset of kleptomania is unclear, but the reports suggest that medical causes—although unlikely—should be ruled out before you consider kleptomania as a psychiatric illness.
Patient education Persons with kleptomania often feel that no one else has the same problem. They do not think of their behavior as being an illness. It is helpful to explain that kleptomania is treatable and to connect patients with educational books, self-help groups, and Web sites providing information and support (see “Related resources”).
Cognitive-behavioral therapy (CBT) Although the evidence is quite limited, covert sensitization, exposure and response prevention, and imaginal desensitization have all been shown effective in case reports.10
What medications are effective?
Only case reports, a case series of five subjects, and a single open-label treatment study involving 10 subjects with kleptomania have been done.
So far, uses of tricyclic antidepressants (imipramine, nortriptyline), SSRIs (fluoxetine, fluvoxamine, paroxetine), the opioid antagonist naltrexone, and mood stabilizers (lithium, valproate) have met with varying degrees of success. Strategies targeting urge and behavior reduction and mechanisms for coping with urges and behavior (e.g., cognitive-behavioral therapies) may represent important adjunctive components.2,11-17
No medications are FDA-approved for treating kleptomania. Therefore, it is important to inform patients of any off-label use of medications for this disorder, as well as the empirical basis for considering pharmacologic treatment.
SSRIs Only case reports exist on the use of SSRIs in treating kleptomania. The disorder may share a common pathology with pathologic gambling, and in our clinical experience appears to respond to similar treatments.18 We draw on research of pathologic gambling as well as our clinical experience in choosing SSRIs as first-line treatment, especially for patients with significant mood symptoms.19
We suggest titrating SSRIs to the maximum recommended dosage. As in the treatment of pathologic gambling, dosages of SSRIs required to treat kleptomania symptoms appear to be higher than average dosages required to treat depressive disorders. An SSRI should not be considered ineffective unless it has been tried for at least 10 to 12 weeks and the highest dosage tolerated or recommended by the manufacturer has been reached.
Response to SSRIs usually is characterized by decreased thoughts about stealing, decreased stealing behavior, and improvement in social and occupational functioning. If an SSRI is only partially effective, we consider augmentation with naltrexone, buspirone, or a mood stabilizer.
Naltrexone Patients taking naltrexone often report less-intense urges to steal. The urges may not disappear but are often sufficiently reduced so that the patient can resist them more easily. Patients also report that the thrill associated with stealing is reduced or eliminated.
Naltrexone was used in the first medication study of kleptomania and showed a significant decline in the intensity of urges to steal, stealing thoughts, and stealing behavior. Average dosage was 150 mg/d;11 a reduced dosage (e.g., 50 mg/d) may work in adolescents with kleptomania.20
Nausea as a side effect can be reduced by starting patients on 25 mg/d for the first 3 or 4 days and possibly adding ondansetron, 4 to 8 mg/d. Nausea and diarrhea are usually mild and resolve within the first week. Clinically, most patients respond to naltrexone within 2 weeks. After that, the dosage usually needs to be adjusted.
In patients with comorbid depression, augmentation with an SSRI may prevent worsening of untreated depressive symptoms. It is prudent to obtain liver function tests prior to naltrexone administration and again 3 to 4 weeks after starting the drug.21 Repeat testing should be performed at 2-to 4-week intervals for the next 2 months, then once a month for the following 3 months. After 6 months, testing three to four times a year is usually sufficient.
Nonsteroidal analgesics should not be used with high dosages of naltrexone (>50 mg/d), as concurrent use may increase the risk of hepatic transaminase elevation.21
Mood stabilizers Responses to lithium and valproate have been described in two case reports of patients with kleptomania.14,15 In the case of valproate, the effective dosage was 2,000 mg/d, whereas lithium reduced stealing urges at a serum level of 0.5 mEq/L.
Although it would be premature to recommend the use of mood stabilizers, their possible benefit may be related to their efficacy in bipolar disorder treatment and the existence of features (e.g., impulsivity) shared by kleptomania and bipolar disorder.
Atypical antipsychotics Although there is no evidence that atypical antipsychotics are useful in kleptomania, augmenting an SSRI with an atypical neuroleptic may be beneficial. Atypical antipsychotics have been explored as augmenting agents in the treatment of nonpsychotic disorders and behaviors, including pathologic gambling and obsessive-compulsive disorder.
The role of psychotherapy
Cognitive-behavioral therapy Based on the evidence of its effectiveness in treating pathologic gambling, CBT may hold promise as monotherapy for mild cases of kleptomania.
Combination therapy Combined pharmacologic and behavioral therapy may be the optimal treatment strategy for kleptomania. In our experience, patients who respond only partially or fail to respond to pharmacotherapy alone are more likely to find relief with a combination of drug and cognitive-behavioral therapies.
- Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, N New Horizon Press, 1998.
- Shoplifters Alternative http://www.shoplifters.org
- Impulse Control Disorders Clinic, University of Minnesota http://www.med.umn.edu/psychiatry/research/impulse.htm
Drug brand names
- Citalopram • Celexa
- Fluvoxamine • Luvox
- Imipramine • Tofranil
- Naltrexone • Revia
- Nortriptyline • Aventyl, Pamelor
- Paroxetine • Paxil
- Quetiapine • Seroquel
- Valproic acid • Depakote
Disclosure
The authors report no affiliation or financial arrangement with any of the companies whose products are mentioned in this article.
1. Grant JE, Kim SW. Clinical characteristics and associated psychopathology in 22 cases of kleptomania. Comp Psychiatry (in press).
2. McElroy SL, Pope HG, Hudson JI, Keck PE, White KL. Kleptomania: a report of 20 cases. Am J Psychiatry 1991;148:652-7.
3. Presta S, Marazziti D, Dell’Osso L, et al. Kleptomania: clinical features and comorbidity in an Italian sample. Comp Psychiatry 2002;43:7-12.
4. McElroy SL, Keck PE, Phillips KA. Kleptomania, compulsive buying, and binge-eating disorder. J Clin Psychiatry 1995;56:14-26.
5. McElroy SL, Hudson JI, Pope HG, Keck PE. Kleptomania: clinical characteristics and associated psychopathology. Psychol Med 1991;21:93-108.
6. Goldman MJ. Kleptomania: an overview. Psychiatric Ann 1992;22:68-71.
7. American Psychiatric Association Committee on Nomenclature and Statistics Diagnostic and statistical manual of mental disorders (4th ed, text rev). Washington, DC: American Psychiatric Association, 2000.
8. Krahn DD, Nairn K, Gosnell BA, Drewnowski A. Stealing in eating disordered patients. J Clin Psychiatry 1991;52:112-5.
9. Goldman MJ. Kleptomania: making sense of the nonsensical. Am J Psychiatry 1991;148:986-96.
10. Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, NJ: New Horizon Press, 1998.
11. Grant JE, Kim SW. An open-label study of naltrexone in the treatment of kleptomania. J Clin Psychiatry 2002;63:349-56.
12. Chong SA, Low BL. Treatment of kleptomania with fluvoxamine. Acta Psychiatr Scand 1996;93:314-5.
13. Kraus JE. Treatment of kleptomania with paroxetine. J Clin Psychiatry 1999;60:793.-
14. Burstein A. Fluoxetine lithium treatment for kleptomania. J Clin Psychiatry 1992;53:28-9.
15. Kmetz GF, McElroy SL, Collins DJ. Response of kleptomania and mixed mania to valproate. Am J Psychiatry 1997;154:580-1.
16. Lepkifker E, Dannon PN, Ziv R, Iancu I, Horesh N, Kotler M. The treatment of kleptomania with serotonin reuptake inhibitors. Clin Neuropharmacol 1999;22:40-3.
17. Durst R, Katz G, Knobler HY. Buspirone augmentation of fluvoxamine in the treatment of kleptomania. J Nerv Ment Dis 1997;185:586-8.
18. Kim SW. Opioid antagonists in the treatment of impulse-control disorders. J Clin Psychiatry 1998;59:159-64.
19. Grant JE, Kim SW. Pharmacotherapy of pathological gambling. Psychiatric Ann 2002;32:186-91.
20. Grant JE, Kim SW. Adolescent kleptomania treated with naltrexone: a case report. Eur Child Adolescent Psychiatry 2002;11:92-5.
21. Kim SW, Grant JE, et al. A preliminary report on a possible naltrexone and nonsteroidal analgesics interaction. J Clin Psychopharmacol 2001;21:632-4.
1. Grant JE, Kim SW. Clinical characteristics and associated psychopathology in 22 cases of kleptomania. Comp Psychiatry (in press).
2. McElroy SL, Pope HG, Hudson JI, Keck PE, White KL. Kleptomania: a report of 20 cases. Am J Psychiatry 1991;148:652-7.
3. Presta S, Marazziti D, Dell’Osso L, et al. Kleptomania: clinical features and comorbidity in an Italian sample. Comp Psychiatry 2002;43:7-12.
4. McElroy SL, Keck PE, Phillips KA. Kleptomania, compulsive buying, and binge-eating disorder. J Clin Psychiatry 1995;56:14-26.
5. McElroy SL, Hudson JI, Pope HG, Keck PE. Kleptomania: clinical characteristics and associated psychopathology. Psychol Med 1991;21:93-108.
6. Goldman MJ. Kleptomania: an overview. Psychiatric Ann 1992;22:68-71.
7. American Psychiatric Association Committee on Nomenclature and Statistics Diagnostic and statistical manual of mental disorders (4th ed, text rev). Washington, DC: American Psychiatric Association, 2000.
8. Krahn DD, Nairn K, Gosnell BA, Drewnowski A. Stealing in eating disordered patients. J Clin Psychiatry 1991;52:112-5.
9. Goldman MJ. Kleptomania: making sense of the nonsensical. Am J Psychiatry 1991;148:986-96.
10. Goldman MJ. Kleptomania: the compulsion to steal—what can be done? Far Hills, NJ: New Horizon Press, 1998.
11. Grant JE, Kim SW. An open-label study of naltrexone in the treatment of kleptomania. J Clin Psychiatry 2002;63:349-56.
12. Chong SA, Low BL. Treatment of kleptomania with fluvoxamine. Acta Psychiatr Scand 1996;93:314-5.
13. Kraus JE. Treatment of kleptomania with paroxetine. J Clin Psychiatry 1999;60:793.-
14. Burstein A. Fluoxetine lithium treatment for kleptomania. J Clin Psychiatry 1992;53:28-9.
15. Kmetz GF, McElroy SL, Collins DJ. Response of kleptomania and mixed mania to valproate. Am J Psychiatry 1997;154:580-1.
16. Lepkifker E, Dannon PN, Ziv R, Iancu I, Horesh N, Kotler M. The treatment of kleptomania with serotonin reuptake inhibitors. Clin Neuropharmacol 1999;22:40-3.
17. Durst R, Katz G, Knobler HY. Buspirone augmentation of fluvoxamine in the treatment of kleptomania. J Nerv Ment Dis 1997;185:586-8.
18. Kim SW. Opioid antagonists in the treatment of impulse-control disorders. J Clin Psychiatry 1998;59:159-64.
19. Grant JE, Kim SW. Pharmacotherapy of pathological gambling. Psychiatric Ann 2002;32:186-91.
20. Grant JE, Kim SW. Adolescent kleptomania treated with naltrexone: a case report. Eur Child Adolescent Psychiatry 2002;11:92-5.
21. Kim SW, Grant JE, et al. A preliminary report on a possible naltrexone and nonsteroidal analgesics interaction. J Clin Psychopharmacol 2001;21:632-4.